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Taxation, fiscal capacity, and credible commitment in eighteenth‐century China: the effects of the formalization and centralization of informal surtaxes†
In: The economic history review, Band 73, Heft 4, S. 914-939
ISSN: 1468-0289
AbstractThis article explores a tax reform in eighteenth‐century China that formalized county‐level informal surtaxes and centralized control over them in the hands of provincial governors, in an effort to strengthen provincial fiscal capacity. The findings show that this reform increased the frequency of famine relief in cases of exceptional disaster relative to other weather conditions. The study shows that the effects were driven by the new fiscal revenues—public funds—at the governors' discretion, not by the central government's relief actions, bureaucratic control over lower officials, or other concurrent fiscal reforms. Moreover, the reform facilitated intertemporal smoothing and inter‐regional risk sharing. However, the effects declined as soon as the central government broke its promise and began to appropriate provincial fiscal revenues. These findings not only provide evidence that fiscal centralization could enhance the provision of public goods in a premodern context, but also highlight that it was the lack of a credible commitment by the central government to the provincial governments that accounted for the short‐lived effects of the reform.
Taxation, Fiscal Capacity, and Credible Commitment in Eighteenth‐Century China: The Effects of the Formalization and Centralization of Informal Surtaxes
In: The Economic History Review, Band 73, Heft 4, S. 914-939
SSRN
A New Two-Stage Stochastic Model for Reverse Logistics Network Design under Government Subsidy and Low-Carbon Emission Requirement
Embargoed Access, etter IEEEs generelle retningslinjer (manuscript version for OA after 24 mnths embargo from publication date) Link to publisher's version: http://doi.org/10.1109/IEEM.2017.8289857 ; Nowadays, increasing number of companies incorporates the reverse logistics decisions into their supply chain design in order to cope with the enforced international and national legislation and improve the resource efficiency and public image. This paper investigates a new stochastic optimization model for designing a single-period multiproduct multi-level reverse logistics system under government subsidy and low-carbon emission requirement. In order to resolve the stochastic optimization problem, a modified multi-criteria scenario-based approach is proposed to maximize the profit generation while simultaneously improve the stability of the decision-making under uncertainty. The model and solution method are tested with several numerical experiments, and managerial insights are obtained with respect to the carbon emission requirement, governmental subsidy, economy of scale, and system flexibility.
BASE
A Carbon-Constrained Stochastic Optimization Model with Augmented Multi-Criteria Scenario-Based Risk-Averse Solution for Reverse Logistics Network Design under Uncertainty
Source at https://doi.org/10.1016/j.jclepro.2017.07.066 . ; With the increase of the concern from the public for environmental pollution and waste of resources, the value recovery through reuse, repair, remanufacturing and recycling from the end-of-use (EOU) and end-of-life (EOL) products have become increasingly important. Reverse logistics is the process for capturing the remaining value from the EOU and EOL products and also for the proper disposal of the non-reusable and non-recyclable parts. A well-designed reverse logistics system will yield both economic and environmental benefits, so the development of an advanced decision-making tool for reverse logistics system design is of significant importance. The paper presents a novel multi-product multi-echelon stochastic programming model with carbon constraint for sustainable reverse logistics design under uncertainty. Compared with the previous stochastic optimization models in reverse logistics system design, which mainly focuses on the expectation of the optimal value, this paper, however, emphasizes on both optimal value expectation and its reliability in decision-making. Due to this reason, a multi-criteria scenario-based risk-averse solution method is developed based on a latest research in order to obtain the optimal solution with high level of confidence. Later in this paper, the application of the model and the augmented solution method is illustrated and the managerial implications are discussed through the numerical experiment and sensitivity analysis. The result of the study shows that the model can be used for providing decision-makers with a deep insight into the relationship between profit and carbon emission requirement, understanding and resolution of the infeasibility caused by capacity limitation, the use of flexible manufacturing system in reverse logistics, and proper use of the government subsidy as a leverage in reverse logistics design.
BASE
Friends from afar: The Taiping Rebellion, cultural proximity and primary schooling in the Lower Yangzi, 1850–1949
In: Explorations in economic history: EEH, Band 63, S. 44-69
ISSN: 0014-4983
Friends from Afar: The Taiping Rebellion, Cultural Proximity and Primary Schooling in the Lower Yangzi, 1850-1949
In: Explorations in Economic History, Forthcoming
SSRN
When does the turning point in China's CO2emissions occur? Results based on the Green Solow model
In: Environment and development economics, Band 20, Heft 6, S. 723-745
ISSN: 1469-4395
AbstractIn recent years, the surge in China's CO2emissions has caused increasing international concern. In this paper, we investigate whether and when the turning point in China's CO2emissions would occur. A simple yet powerful neoclassical Green Solow model (GSM) is utilized herein as the main forecasting tool. To verify the capability of this framework to address China's economy, a key prediction of the GSM – the convergence in per capita CO2emissions across Chinese provinces – is empirically verified. By assigning reasonable values to the GSM's key parameters, the trajectories of total CO2emissions are projected for the three regions of China and the whole country. The forecast results show that, under the benchmark scenario, China's total CO2emissions would peak around the year 2047. According to the sensitivity analysis, carbon efficiency is the most important determining factor for whether a turning point in total CO2emissions may occur.
Commitment Failure within Bureaucracy: Why a Centralization Reform Backfired in Late Imperial China
In: JPUBE-D-22-00074
SSRN
Development of a Diagnostic Model Based on Glycolysis-Related Genes and Immune Infiltration in Intervertebral Disc Degeneration
In: HELIYON-D-24-00621
SSRN
Research on the deformation law of ultra-thin fiber metal laminates under the synergistic effect of nano-reinforcement and scale effect
In: Materials and design, Band 243, S. 113059
ISSN: 1873-4197
Resource industry dependence and high-quality economic development of Chinese style: Reexamining the effect of the "Resource Curse"
In: Structural change and economic dynamics, Band 68, S. 1-16
ISSN: 1873-6017
Climate Change Shocks and Credit Risk of Financial Institutions: Evidence from China's Commercial Banks
In: Emerging markets, finance and trade: EMFT, Band 60, Heft 7, S. 1392-1406
ISSN: 1558-0938
The Emperor's Tael: Government Commitment Failure and Tax Revolts in Qing China, 1644–1912
SSRN
Does carbon emission trading contribute to reducing infectious diseases? Evidence from China
In: Growth and change: a journal of urban and regional policy, Band 54, Heft 1, S. 74-100
ISSN: 1468-2257
AbstractResearch at the biophysical level constitutes the main approach to study the path through which climate influences infectious diseases, but the influence of socioeconomic factors on climate change and the spread of infectious diseases also cannot be ignored. In the current context, with its emphasis on carbon emission reduction, countries have begun to adopt "total control and trading" methods to reduce greenhouse gas emissions. This paper is based on the monthly relevant data of various provinces and cities from 2015 to 2019, adds the moderating variable of "carbon emission trading volume" based on current research results, establishes a static model of unbalanced panel fixed effects and a dynamic panel model, and deeply analyzes the impact of climate change on infectious disease popularity and the moderating effect of the carbon trading market. The study found that climate warming, frequent precipitation, and shortened sunshine duration will lead to an increase in the number of infectious disease cases and that the "carbon emission trading volume" variable plays a negative role in the positive correlation between climate change (temperature/precipitation) and the number of infectious disease cases. There are seasonal differences, and the moderating effect in summer/autumn is more obvious than that in winter/spring.