Suchergebnisse

The Situation In The Middle East ; United Nations S/PV.8228 Security Council Seventy-third year 8228th meeting Tuesday, 10 April 2018, 3 p.m. New York Provisional President: Mr. Meza-Cuadra . (Peru) Members: Bolivia (Plurinational State of). . Mr. Llorentty Solíz China. . Mr. Wu Haitao Côte d'Ivoire. . Mr. Tanoh-Boutchoue Equatorial Guinea. . Mr. Ndong Mba Ethiopia. . Mr. Alemu France. . Mr. Delattre Kazakhstan. . Mr. Tumysh/Mr. Umarov Kuwait. . Mr. Alotaibi Netherlands. . Mr. Van Oosterom Poland. . Mr. Radomski Russian Federation. . Mr. Nebenzia Sweden . Mr. Skoog United Kingdom of Great Britain and Northern Ireland . Ms. Pierce United States of America. . Mrs. Haley Agenda The situation in the Middle East This record contains the text of speeches delivered in English and of the translation of speeches delivered in other languages. The final text will be printed in the Official Records of the Security Council. Corrections should be submitted to the original languages only. They should be incorporated in a copy of the record and sent under the signature of a member of the delegation concerned to the Chief of the Verbatim Reporting Service, room U-0506 (verbatimrecords@un.org). Corrected records will be reissued electronically on the Official Document System of the United Nations (http://documents.un.org). 18-10187 (E) *1810187* S/PV.8228 The situation in the Middle East 10/04/2018 2/21 18-10187 The meeting was called to order at 3.20 p.m. Adoption of the agenda The agenda was adopted. The situation in the Middle East The President (spoke in Spanish): In accordance with rule 37 of the Council's provisional rules of procedure, I invite the representatives of Canada, the Syrian Arab Republic and Turkey to participate in this meeting. The Security Council will now begin its consideration of the item on its agenda. Members of the Council have before them document S/2018/175, S/2018/321 and S/2018/322, which contain the texts of three draft resolutions, respectively. The Council is ready to proceed to the vote on the draft resolution contained in document S/2018/321, submitted by Canada, France, the Netherlands, Peru, Poland, Sweden, Turkey, the United Kingdom of Great Britain and Northern Ireland, and the United States of America. I now give the floor to those members of the Council who wish to make statements before the voting. Mr. Delattre (France) (spoke in French): For years, as part of its responsibilities for maintaining international peace and security, the Security Council has been mobilized on the issue of chemical weapons. After the chemical attacks in Ghouta in 2013, the Security Council adopted resolution 2118 (2013), which provided for the complete dismantling of the chemical arsenal of the Syrian regime. Russia, as co-sponsor of that resolution, had guaranteed its implementation. Despite that guarantee, the Damascus regime has never complied with its obligations under resolution 2118 (2013) and has never renounced — as we saw again on 7 April — the use of chemical weapons against its civilian population. Five years after the Council's adoption of resolution 2118 (2013), we note that the general subject of chemical weapons remains tragically topical. The upcoming voting marks our fourth meeting in less than a week on this issue. Yesterday we met in an emergency meeting (see S/PV.8225) following a new chemical-weapons massacre in Douma, Syria, whose appalling images left us shocked. Last month we met to discuss the unacceptable attack in Salisbury (see S/PV.8203). Last year we met day after day after the terrible attack of Khan Shaykhun. That shows the deterioration of the situation and how serious the stakes are today for our security. The use of chemical weapons is so abominable that it has been banned for almost 100 years, and the international community began years ago to eliminate them. As such, the chemical non-proliferation regime, which we have patiently developed and strengthened, is one of the pillars of our collective security architecture, at the heart of our security system. Yet today it is under serious threat. We face the cynical, barbaric and all-out use of chemical weapons against civilian populations. The Douma attacks once again illustrated the abject brutality of the Syrian regime's resolute military strategy. Such acts constitute war crimes or even crimes against humanity. They increase the risk of dangerous normalization — tolerating the return of these agents of fear and death is nothing more than a blank cheque to all those who would like to use them. To allow the normalization of the use of chemical weapons without responding is to let the genie of the proliferation of weapons of mass destruction — which pose an existential threat to us all — out of the bottle. It would mark a serious and reprehensible setback to the international order that we have all patiently helped to develop. The consequences would be terrible, and we would all pay the price. That is why we cannot accept it. France will do all it can to prevent impunity for the use of chemical weapons. It is in that spirit that we launched an international partnership last January. The demise of the Organization for the Prohibition of Chemical Weapons (OPCW)-United Nations Joint Investigative Mechanism in November, due to the Russian veto to protect Al-Assad's regime, sent a dangerous signal of impunity. It deprived us of an essential deterrent tool. It left a vacuum that the Syrian regime has rushed to exploit, and which yesterday's atrocities have tragically reminded us of. The American initiative to re-establish an independent mechanism, based on a balanced approach and taking into account the concerns expressed by every member of the Council, enables us to fill that glaring void. Such a mechanism would support the inquiry that has already been launched by the OPCW. It would also respect the essential criteria of independence, 10/04/2018 The situation in the Middle East S/PV.8228 18-10187 3/21 without any interference, and impartiality to which each member of the Council has committed. Such a mechanism would have a mandate to attribute responsibility for the attacks. Only the combination of those two criteria — independence and a mandate to attribute responsibility — will make that mechanism effective, and therefore dissuasive. Let me be clear: in view of the gravity of the 7 April attack, France will not accept any third-rate or sham mechanism whose independence and impartiality would not be genuinely ensured. That is what the Security Council owes today to the Syrian victims of chemical attacks and to the entire international community, whose security is threatened by the chemicals in the hands of the regime of Bashar Al-Assad. Since the threat is of an existential nature for us all, combating the proliferation of weapons of mass destruction must, more than ever, be among the top priorities of the Security Council. If there is one area in which the Council has a moral and political responsibility to convene and act, it is this one. If there is one domain for which the credibility of the Council is at stake, where tactical games have no place, it is this one. This is one of those moments when we have no choice but to act because what is at stake is essential. We cannot allow the chemical non-proliferation regime, and with it our entire security architecture — along with the principles and values that underpin our action — to crack and disintegrate before our very eyes. Today's vote is one of those key moments, one of those moments of truth. On behalf of France, I therefore call on each member of the Council to properly gauge and assume its responsibilities now and to vote in favour of the American draft resolution (S/2018/321). Mrs. Haley (United States of America): We have reached a decisive moment as the Security Council. On Saturday the first haunting images appeared from Douma, in Syria. We gathered around this table yesterday (see S/PV.8225) to express our collective outrage. We then collectively agreed that the Council needed to take steps to determine exactly what happened in Douma and to put an end to these barbaric attacks. The United States has put forward a draft resolution (S/2018/321) that accomplishes those shared goals. For weeks we have been working with every single delegation on the Council to develop a new attribution mechanism for chemical-weapons attacks in Syria. We held open and transparent negotiations so that every delegation could provide its input. And we went the extra mile for one Council member. We adopted paragraph after paragraph of Russia's proposed draft resolution (S/2018/175). We tried to take every Russian proposal that did not compromise the impartiality, independence or professionalism of a new attribution mechanism. After the Douma attack, we updated our draft resolution with common sense changes. Our proposal condemns the attack. It demands unhindered humanitarian access for the people in Douma. It calls on the parties to give maximum cooperation to the investigation. And it creates the attribution mechanism that we worked so hard with each member to develop. The draft resolution is the bare minimum that the Council can do to respond to the attack. The United States did everything possible to work towards Council unity on this text. Again, we accepted every recommendation that did not compromise the impartiality and independence of the proposed attribution mechanism. I want to say a brief word about Russia's draft resolution, which is also before us for a vote. Our draft resolutions are similar, but there are important differences. The key point is that our draft resolution guarantees that any investigations will truly be independent. Russia's draft resolution gives Russia itself the chance to choose the investigators and then to assess the outcome. There is nothing independent about that. The United States is not asking to choose the investigators, and neither should Russia. The United States is not asking to review the findings of any investigation before they are final, and neither should Russia. All of us say that we want an independent investigation. Our draft resolution achieves that goal. Russia's does not. This is not an issue that more time or more consultations could have resolved. At a certain point, you are either for an independent and impartial investigation or you are not. And now that the Douma attack has happened, this is not a decision that we can delay any longer. The United States calls on all Security Council members to vote in favour of our draft resolution and to abstain or vote against the Russian draft resolution. The Syrian people are counting on us. Mr. Nebenzia (Russian Federation) (spoke in Russian): Today the delegation of the United States is once again trying to mislead the international S/PV.8228 The situation in the Middle East 10/04/2018 4/21 18-10187 community and is taking yet another step towards confrontation by putting to a vote a draft resolution (S/2018/321) that does not enjoy the unanimous support of the members of the Security Council. It is not true that it meets almost all our requirements. The text is nothing more than an attempt to resurrect, unchanged, the former Organization for the Prohibition of Chemical Weapons-United Nations Joint Investigative Mechanism (JIM), established to investigate cases of the use of chemical weapons in Syria. Russia has always emphasized that it will not support that approach. The JIM became a puppet in the hands of anti-Damascus forces, and it covered itself with shame when it issued a guilty verdict for a sovereign State without credible evidence. The American draft resolution represents an identical reproduction of all of the former Mechanism's flawed working methods. The new mechanism would conduct investigations as it sees fit, with no reference to the standards of the Chemical Weapons Convention. That has nothing to do with independence, which the draft resolution's sponsors and its closest allies only pretend to care about. We know the worth of such independence. It is true anarchy and manipulation. At every stage of our work on the American initiative we have insisted that the Secretary-General should select the staff for the investigative mechanism on the basis of the broadest possible geographic representation, with subsequent approval by the Security Council. Visits to the sites of the incidents and strict adherence to the principle of sequential actions while ensuring the preservation of the material evidence should be not optional but mandatory working principles. In a collective decision, the Security Council would determine who was responsible in any given case of the use of chemical weapons, based on reliable evidence that would leave no room for doubt about the correctness of the conclusions. There is nothing about this in the American draft resolution. The authors know that it goes against the Russian position and will not be adopted. But they are obstinately sticking to their line. It is clear that today's provocative step has nothing to do with a desire to investigate what happened in Douma, Syria, on 7 April. An attributive mechanism is not necessary in order to initially establish the facts. Even if we could conceive of the improbable scenario in which the draft resolution creating the mechanism was adopted today, it would take several months to put the mechanism together and fine-tune its operations. Establishing who is to blame is the final link in a very long chain of actions. Here, in front of everyone, I would once again like to ask the sponsors why they need the mechanism when they have already identified the guilty parties before the investigation. They do not need it. They do not want to hear anything. They do not want to hear that no traces of a chemical attack were found in Douma. They have simply been looking for an excuse the whole time, and the provocateurs among the White Helmets have very kindly provided it. This is all reminiscent of a kind of spring fever. Exactly a year ago, in April 2017, a similar scenario unrolled with the chemical provocation in Khan Shaykhun, followed by a missile strike. The fact is that the authors of the draft resolution are motivated by completely different priorities. They have pinned their hopes on the assumption that the draft resolution will not be adopted. That is what they want, and it is something that they can bank along with the rest of their reasons justifying the use of force against Syria. For several days now, the Administration in Washington, D.C., has been keeping the international community in suspense while discussing the so-called important decisions being prepared. Only yesterday we heard how anxiously Special Envoy Staffan de Mistura spoke about the current escalation extending beyond Syria's borders (see S/PV.8225), and we know that the Secretary-General is also very concerned about that. It is clear that Russia will once again be the target of the propaganda cannons. My American colleague will painstakingly enumerate the Russian vetoes on Syria. It is not impossible that she has taken upon herself a capitalist commitment to using the reckless policies of the United States to achieve some sort of personal record in that regard. We are using the veto to protect international law, peace and security and to ensure that the United States does not to drag the Security Council into its misadventures. The United States representative says that we are covering up for someone. Russia is in Syria at the invitation of its lawful Government in order to combat international terrorism, in accordance with the Charter of the United Nations, while the United States is covering up for militias and terrorists. If the United States has decided to carry out an illegal military venture — and we still hope that it will think better of it — it must answer for that itself. It wants to dump this draft resolution, which has been sitting on the shelf for a long time, onto the Security Council in order to find a pretext. The United States representative 10/04/2018 The situation in the Middle East S/PV.8228 18-10187 5/21 herself has said repeatedly that if the Council does not make a decision, the United States will make a decision on its own. Why is the suta purposely undermining the Council's authority by promoting a draft resolution that we know will not go through? And a lot of people said that yesterday during consultations. We urge the Americans to give sober consideration to the potential this presents for confrontation, to think better of it and to withdraw its draft resolution from a vote. Russia cannot support it. The President (spoke in Spanish): I shall first put to the vote the draft resolution contained in document S/2018/321, submitted by Canada, France, the Netherlands, Peru, Poland, Sweden, Turkey, the United Kingdom of Great Britain and Northern Ireland and the United States of America. A vote was taken by show of hands. In favour: Côte d'Ivoire, Equatorial Guinea, Ethiopia, France, Kazakhstan, Kuwait, Netherlands, Peru, Poland, Sweden, United Kingdom of Great Britain and Northern Ireland and United States of America Against: Bolivia (Plurinational State of), Russian Federation Abstaining: China The President (spoke in Spanish): The draft resolution received 12 votes in favour, 2 against and 1 abstention. The draft resolution has not been adopted, owing to the negative vote of a permanent member of the Council. I shall now give the floor to those members of the Council who wish to make statements following the voting. Ms. Pierce (United Kingdom): This is a sad day for the Security Council; it is a sad day for the cause of universal norms and standards; and it is a sad day for the non-proliferation regime. But, above all, it is a very sad day for the people of Douma, who now are without the protection that the international system was set up to provide for them. This is the fourth time in six days that the Council has discussed chemical weapons. Yesterday 14 members of the Security Council called for an investigation. Several members called on the permanent five (P-5) to assume their responsibilities to uphold the universal prohibition on weapons of mass destruction (WMD). As a P-5 member, the United Kingdom was ready to do that and was joined by France and the United States. Conversely, by vetoing, Russia has crossed a line in the international order, and worse, if possible, history is repeating itself one year on from Khan Shaykun. Russia helped to create the original independent investigation that attributed Khan Shaykun to the Syrian regime and concluded that sarin, which can be developed only by a State actor, had been used. But last autumn, Russia vetoed renewal of that mechanism on not one but three occasions. The reason is clear: it is because Russia would rather cross the WMD line than risk sanction of its ally Syria. Instead, we are asked to believe that the Russian version of this latest attack should be the one that the Security Council believes. Russia is not authorized by the Security Council to carry out an investigation in Syria. Russia says that there were no traces of a chemical attack. No traces were found by whom? I repeat: Russia is not authorized to carry out an investigation on behalf of the Security Council. We need an independent investigative mechanism for that purpose, and only that sort of mechanism can have the confidence of the Security Council, the confidence of the membership of the United Nations and the confidence of the people of Syria. Sadly, reports of chemical-weapon attacks in Syria have continued since the original Russian veto, in November. It has become very clear that Russia will do what it takes to protect Syria, whatever the compelling evidence of the crimes committed, and to shut down further investigation and discussion of those crimes. This has come at the cost of Russia's own obligations and credibility as a permanent member of the Council, as a State party to the Chemical Weapons Convention and as a declared and supposed supporter of peace in Syria. The Security Council has been unable to act solely because Russia has abused the power of veto to protect Syria from international scrutiny for the use of chemical weapons against the Syrian people. Even today open-source investigations have located a chlorine cylinder, the same kind that the Joint Investigative Mechanism has found that the Syrian regime used, atop a house in Douma full of people who had clearly died from respiratory problems. S/PV.8228 The situation in the Middle East 10/04/2018 6/21 18-10187 I frankly doubt that in 48 hours Russia has verified all similar reports and can conclude that they are all fake. They are not fake; they need to be looked at and investigated by a proper independent mechanism such as the Council was prepared today to pass. Russia's credibility as a member of the Council is now in question. We will not stand idly by and watch Russia continue to undermine the global norms that have ensured the security of all of us, including Russia, for decades. As a P-5 member, the United Kingdom will stand up for international peace and security; it is our moral duty. It is a matter of shame that Russia has once again blocked a draft resolution. The Russian Ambassador mentioned that it was not a question of counting the number of Russian vetoes. I beg to differ. To quote Lenin, quantity has a quality all of its own. Russia's actions today are a step against the rules and authority of the Security Council and the wider United Nations. They are a step against international peace and security and non-proliferation, and they are a step against humanity. Mr. Wu Haitao (China) (spoke in Chinese): China is deeply concerned at reports that the use of chemical weapons has caused civilian deaths and casualties in Syria. We are firmly opposed to the use of chemical weapons by any country, organization or individual, under any circumstances. This has been China's clear and consistent position. China supports the carrying out of a comprehensive, objective and impartial investigation into the use of chemical weapons in Syria so as to achieve results that are based on substantial evidence and can pass the litmus test of history and truth, bringing the perpetrators and the parties responsible for the use of chemical weapons to justice. There should be no prejudgment of the outcome or arbitrary conclusions. The Security Council has a consensus on condemning the chemical-weapons attacks in Syria, establishing a new investigative mechanism and identifying the perpetrators of the chemical-weapon attack in Syria. All members of the Security Council should remain united and insist that the Council and the Organization for the Prohibition of Chemical Weapons be the main channel for dealing with the Syrian chemical-weapon issue, in an effort to seek an appropriate solution through consultations. The draft resolution that was just put to the vote in the Security Council (S/2018/321) had elements of consensus, including condemning the chemical-weapons attacks in Syria, establishing a new investigative mechanism and urging all parties to cooperate with the investigation. However, on some specific measures, it does not take full consideration of some of the major concerns of certain Security Council members on improving the mechanism's working methods and ensuring an objective and impartial investigation. Against that backdrop and in the light of our long-standing position on the question of chemical weapons in Syria, China abstained in the voting on the draft resolution. The issue of Syria is currently at a critical juncture. China remains firmly seized of the situation and is deeply concerned at the developments on the ground. China has always called for respecting the sovereignty, independence, unity and territorial integrity of Syria and insists on seeking a peaceful solution to the dispute. We oppose the use or threat of force in international relations and believe that any action taken should be in accordance with the Charter of the United Nations. The international community and all parties concerned should stand firm on the imperative need to seek a political solution to the question of Syria, step up their support for the United Nations main channel of mediation, and push for all Syrian parties to seek a Syrian-led and Syrian-owned political solution to the question of Syria, in accordance with resolution 2254 (2015). China is ready to work with all parties in an effort to push for a political solution to the issue of Syria. Mr. Tanoh-Boutchoue (Côte d'Ivoire) (spoke in French): My delegation voted in favour of the draft resolution initiated by the United States (S/2018/321) for two main reasons. With regard to the first reason, Côte d'Ivoire believes that the draft resolution conforms to our firm belief that any and all use of chemical weapons in wartime as in peacetime must be condemned and requires investigation to determine those responsible for such acts to hold them accountable. In that regard, the draft resolution submitted by the United States clearly conveys the resolve of the international community to see perpetrators of chemical attacks identified and prosecuted so that they are accountable for their acts. Concerning the second reason, Côte d'Ivoire believes that the text of the draft resolution provides 10/04/2018 The situation in the Middle East S/PV.8228 18-10187 7/21 guarantees with regard to the credibility of the outcome of investigations. The text insulates such investigations from any political influence and clears a path for the experts' professionalism and independence and the impartiality of the mechanism itself. By voting in favour of the draft resolution, the Ivorian delegation wanted to show its solidarity with Syrian victims who are suffering from the consequences of an endless war and to help meaningfully safeguard international peace and security. Sadly, my delegation notes that divisiveness within the Security Council prevented the adoption of the American draft resolution, which Côte d'Ivoire painfully regrets. It is time that efforts be made to unify the Council if we want truly to work to achieve international peace and security. Mr. Radomski (Poland): The use of chemical weapons is a serious atrocity, which may amount to a crime against humanity and a war crime. Accountability for such acts is a requirement under international law — and central to achieving sustainable peace in Syria. Draft resolution S/2018/321, presented by the United States, addressed the most pressing needs related to the use of chemical weapons in Syria, including the role of the Organization for the Prohibition of Chemical Weapons and its Fact-finding Mission, securing humanitarian access and, last but not least, creating a new, truly independent and impartial accountability mechanism. We thank the American delegation for its ongoing leadership in the negotiations. We appreciate its flexibility and fully understand and share the rationale behind putting this text to the vote today. Because of the use of the veto by the Russian Federation, the Security Council failed once again today to establish an accountability mechanism. By that act, Russia undermined the ability of the Council to fulfil its primary responsibility under the Charter of the United Nations: to maintain international peace and security. We are disappointed that, for some States, political alliances and calculations proved to be more important than the need to end the horrors confronting the civilian population and the unacceptable loss of human life in Syria. Poland supports the Independent International Commission of Inquiry on the Syrian Arab Republic, the Impartial and Independent Mechanism to Assist in the Investigation and Prosecution of Persons Responsible for the Most Serious Crimes under International Law Committed in the Syrian Arab Republic since March 2011, the International Partnership against Impunity for the Use of Chemical Weapons, and other instruments that might facilitate bringing the perpetrators of chemical attacks to justice. We will join all genuine efforts to achieve that goal. Mr. Llorentty Solíz (Plurinational State of Bolivia) (spoke in Spanish): Bolivia reiterates in the strongest terms its categorical condemnation of the use of chemical weapons and the weaponization of chemical agents as an unjustifiable and criminal act, wherever, whenever and by whomever they are committed, as such use constitutes a serious crime under international law and a threat to international peace and security. There is no justification for their use regardless of the circumstances and of who uses them. We therefore reaffirm the need to maintain the unity of the Security Council so as to ensure that those who have used chemical weapons are held accountable and brought to justice so that their actions do not go unpunished. In that regard, we reiterate our support for the work being carried out by the Organization for the Prohibition of Chemical Weapons and its Fact-finding Mission so that, in line with their mandates, they can carry out the work entrusted to them in the most methodical, technical and trustworthy manner possible with the support of an independent, impartial, complete and conclusive investigation. We firmly reiterate that the work of an investigative mechanism is essential to ensuring accountability for such terrible acts. To that end, it must be independent, impartial and representative so that a transparent, impartial, complete, reliable and conclusive investigation can be carried out, and, for that to happen, we face the great challenge and the responsibility of not politicizing or instrumentalizing the Security Council. My delegation voted against the draft resolution (S/2018/321) presented by the United States of America, first of all, because we regret that once again a draft resolution was put to the vote with the knowledge that it would not be adopted by the Security Council, and, moreover, because there has already been a series of threats of the use of force accompanied by threats of unilateral action, which, of course, runs directly counter to the Charter of the United Nations. Bolivia once again makes clear its firm rejection of taking unilateral actions, because any unilateral military action that does not enjoy the approval of the Security Council is entirely illegal and contravenes the principles explicitly set forth in the Charter. In addition, any unilateral S/PV.8228 The situation in the Middle East 10/04/2018 8/21 18-10187 military action would violate the sovereignty and territorial integrity of the Arab Republic of Syria, and would affect the stability of the political process and the agreements on which progress has been made under the auspices of the United Nations. Mr. Van Oosterom (Netherlands): In my statement yesterday (see S/PV.8225) I urged the Security Council not to stand idly by and watch as a spectator while chemical weapons were being used in Syria. In our opinion, the Council should act, condemn, protect, and hold to account those responsible. Those elements are all reflected in draft resolution (S/2018/321) put forward by the United States, and that is why the Kingdom of the Netherlands voted in favour of that draft resolution. We thank the United States delegation for drafting the text. We appreciate the earlier rounds of negotiations and the flexibility displayed at yesterday's late-night round. Together with others, we are extremely disappointed that an attempt to set up an effective mechanism of attribution on the use of chemical weapons has failed once again. Today we witnessed the twelfth overall Russian use of the veto concerning Syria, including six pertaining to chemical weapons. As I said yesterday, if the Russian representative claims that the chemical-weapons attack in Syria is a fabrication, he should not veto the draft resolution. By vetoing this draft resolution, the Russian Federation assumes a heavy responsibility for continued impunity and the horrible use of chemical weapons in Syria. Because of this permanent member, the Council is not even able to condemn the use of chemical-weapons attacks this past weekend in Douma, during which the White Helmets once again demonstrated their unwavering commitment to their life-saving work in the most difficult circumstances. With regard to the draft resolution proposed by the Russian Federation (S/2018/175), the Netherlands will vote against it. That draft resolution falls short in every possible way. It seems that the Russian Federation is unable to support an independent and impartial investigative mechanism. It seems that it can accept a mechanism only in which itself can decide when, where, how and by whom the investigation would be conducted, while leaving the mandate attributed to the Council subject to its veto. This cannot be the end of the issue. The Security Council cannot remain passive in the face of the atrocities being committed in Syria. We must continue to work for an effective attribution mechanism, inside and outside the Security Council. Impunity must not prevail. The President (spoke in Spanish): The Security Council is ready to proceed to the vote on the draft resolution contained in document S/2018/175, submitted by the Russian Federation. I shall now give the floor to those members of the Council who wish to make statements before the voting. Mr. Nebenzia (Russian Federation) (spoke in Russian): Before I speak about the draft resolution before us (S/2018/175), I would like to say that I am very happy that my British colleague is familiar with the classic works of Marxism-Leninism, although that is hardly surprising, because Marx, Engels and Lenin were frequent visitors to London — indeed, Marx is buried there. But I would like to cite another quotation from Lenin, who wrote an article entitled "Better Fewer, but Better". After the Organization for the Prohibition of Chemical Weapons-United Nations Joint Investigative Mechanism (JIM) on the use of chemical weapons in Syria ended, in November of last year, it was Russia that found itself in the forefront of the efforts to fill the resulting gap. We drafted a resolution on the issue that we submitted to our colleagues for their consideration on 23 January. The Western camp immediately gave the draft text a hostile reception, since it eliminated the loopholes that enabled investigations to be manipulated and handed over to the control of the opponents of Damascus, as occurred with the JIM and which was the reason for its premature demise. I want to emphasize that we have not invented anything new in our text, but have merely brought the principles for the work of the new mechanism in line with the standards of the Chemical Weapons Convention. We now have a real opportunity to create a genuinely independent and impartial working mechanism that would help the Security Council to identify those responsible for the use of chemical weapons in the context of the conflict in Syria. All that it needs is for Council members to vote in favour of our draft resolution, and we call on them to do that. The President (spoke in Spanish): I shall now put to the vote the draft resolution contained in document S/2018/175, submitted by the Russian Federation. A vote was taken by show of hands. 10/04/2018 The situation in the Middle East S/PV.8228 18-10187 9/21 In favour: Bolivia (Plurinational State of), China, Equatorial Guinea, Ethiopia, Kazakhstan, Russian Federation Against: France, Netherlands, Peru, Poland, Sweden, United Kingdom of Great Britain and Northern Ireland, United States of America Abstaining: Côte d'Ivoire, Kuwait The President (spoke in Spanish): The draft resolution received 6 votes in favour, 7 votes against and 2 abstentions. The draft resolution was not adopted, having failed to obtain the required number of votes. I shall now give the floor to those members of the Council who wish to make statements following the voting. Ms. Pierce (United Kingdom): As I have taken the floor once today already, I will be brief. With regard to Karl Marx, I think he must be turning in his grave to see what the country that was founded on many of his precepts is doing in the name of supporting Syria by condoning the use of chemical weapons on Syrian territory. We voted against the Russian draft resolution (S/2018/175) for a number of reasons. The Russian text is a distraction. It has lain dormant around the Security Council for weeks. There was no attempt to meet other Council members' concerns in its drafting, unlike the United States text (S/2018/321), which had adapted its original preferences precisely to try to meet those of the Russian Federation and others. The Russian text does nothing to bring a political process any closer. Specifically, it moves the parameters on access and imparts a quasi-judicial standard — "beyond a reasonable doubt" — that is inappropriate for the type of investigation that the Council wishes to establish. If the Russians want a criminal investigation, they could always suggest that we refer the matter to the International Criminal Court. Furthermore, there is selective quoting of the Chemical Weapons Convention to undermine the Organization for the Prohibition of Chemical Weapons-United Nations Joint Investigative Mechanism, and it takes a selective approach to the parameters of the Organization for the Prohibition of Chemical Weapons. But, above all, the text is unacceptable because it seeks to assert that sovereign States are above international law and international norms. That is breathtaking both in its arrogance and its ignorance, and for that reason alone, if not the others, we could not support it. Mrs. Haley (United States of America): Yesterday I said that history will record this moment (see S/PV.8225) as one when we as the Security Council either lived up to our responsibilities or showed our complete failure to protect the Syrian people. Today we have our answer. The votes have been cast. The record will show that today some countries decided to stand up for truth, accountability and justice for the Syrian people. Most countries saw the horror that took place in Douma last weekend at the hands of the Al-Assad regime and realize that today was a time for action. Month after month, the Al-Assad regime, with the full support of Russia and Iran, has strung the Security Council along. They ignored our calls for a ceasefire, for political dialogue and for deliveries of humanitarian aid. They ignored our calls to stop using chemical weapons — weapons that are universally banned from war. And then, last weekend, the Al-Assad regime forced a moment of reckoning on all of us by gassing people in Douma. The United States and the countries that joined us today could not allow that attack to go unanswered. The record will not be kind to one permanent member of the Council. Unfortunately, Russia has again chosen the Al-Assad regime over the unity of the Security Council. We have said before that Russia will stop at nothing to shield the Al-Assad regime, and now we have our answer. Russia has trashed the credibility of the Council. It is not interested in unity or compromise. Whenever we propose anything meaningful to Russia, Russia vetoes it. It is a travesty. It has now officially vetoed draft resolutions that would hold Al-Assad accountable for these barbaric chemical attacks six times. Things did not have to turn out this way. For weeks, the United States has led transparent, good-faith negotiations with all Security Council members to establish an attribution mechanism for chemical weapons in Syria. We started from the simple premise that every Council member would want to know who was responsible for using those barbaric and illegal weapons. We did everything to accommodate Russia's views. Russia surprised us with a proposed draft resolution (S/2018/175), calling all of us into the S/PV.8228 The situation in the Middle East 10/04/2018 10/21 18-10187 Security Council Chamber and handing out the draft text on the spot. After hearing widespread concerns about its draft resolution, Russia moved ahead anyway, accommodating no one's views. We could have done the same, but instead we tried to take as much as we could from Russia's draft text, while maintaining an impartial and independent process. We negotiated in good faith. Many aspects of our draft resolutions were similar. Russia said that the investigators should have safe access to the places where chemical weapons were used. We agreed. Russia said that it wanted an impartial, independent and professional investigation. We agreed. Russia said that the investigators should be recruited on as wide a geographical basis as possible. We agreed. Russia said that it wanted reports on the activities of non-State actors involving chemical weapons. Although that sounded to us like an attempt to distract from the Al-Assad regime, we included Russia's request. We even gave our mechanism the name that Russia wanted — the United Nations independent mechanism of investigation. There were really only two key differences between our draft resolution and that of Russia, but those differences speak volumes. First, Russia wanted to give itself the opportunity to approve the investigators who were chosen for the task. Secondly, Russia wanted the Security Council to assess the findings of any investigation before any report was released. Does any of that sound independent or impartial? Russia's proposal was not about an independent and impartial investigation at all. It was all about protecting the Al-Assad regime. This is a sad day. The United States takes no pleasure in seeing Russia exercise its sixth veto on the issue of chemical weapons in Syria. Only last week, we had hoped that the one-year anniversary of the Khan Shaykun attack might be the start of a renewed partnership to combat chemical weapons. However, those deadly weapons have been used on Syrian families again. When the people of Douma, along with the rest of the international community, looked to the Council to act, one country stood in the way. History will record that. History will record that, on this day, Russia chose to protect a monster over the lives of the Syrian people. Mr. Wu Haitao (China) (spoke in Chinese): China has stated its principled position on the chemical weapons attack in Syria. The draft resolution on the establishment of a new investigative mechanism submitted by the Russian Federation (S/2018/175) condemns the chemicals weapons attack in Syria and calls for the creation of a new investigative mechanism to establish the facts and the truth. We can all agree on those positive elements. In addition, it proposes improved working methods compared to previous investigative mechanism and set out concrete steps to carry out a robust on-site investigation on the ground and to ensure impartiality in the process of collecting evidence. As a result, the new investigative mechanism would be able to function with greater professionalism and to reach a truly credible conclusion. Those elements are in line with China's principled position. We support Russia's draft resolution. China regrets that the draft resolution was not adopted. Mr. Ndong Mba (Equatorial Guinea) (spoke in Spanish): I am taking the floor following the voting on the two draft resolutions (S/2018/175 and S/2018/321) above all to express our frustration over the fact that the Security Council was not able to adopt either the first or the second draft, which sought to give the Council an independent and professional mechanism with a mandate to attribute responsibility for the use of chemical weapons, despite the fact that all Security Council members expressed their desire in that regard. That is precisely why we voted in favour of both draft resolutions in the hope of having a new monitoring mechanism to attribute responsibility so as to protect people from the terrible and harmful effects of such chemical weapons. Despite the negative outcome of the voting on both draft resolutions, the Government of the Republic of Equatorial Guinea, whose position on the use of chemical weapons we have clearly set out during the debates on the issue, wants the members of the Security Council to seek and to explore other alternative draft texts that could merit the joint agreement or the consensus of the Security Council so that we can establish that new mechanism as soon as possible. That is what the people who are suffering, or in the future may suffer, the terrible effects of chemical weapons hope and expect of the Security Council. Mr. Alemu (Ethiopia): It is indeed regrettable that the Council could not adopt a resolution to establish a new mechanism that would identify those responsible 10/04/2018 The situation in the Middle East S/PV.8228 18-10187 11/21 for the use of chemical weapons in Syria. Establishing such a tool would have sent a quick and unified message regarding the resolve of the Council not to tolerate impunity. That is how we view the defeat of both draft resolutions (S/2018/175 and S/2018/321). However, we were not at all surprised. We voted in favour of both draft resolutions, consistent with our position in reaffirming the importance of setting up an independent, impartial and professional investigative mechanism with a view to ensuring accountability. No doubt, such a mechanism would clearly have addressed the existing institutional gap in that regard, which continues to be a source of major weakness in the fight against impunity. Both draft resolutions sought the establishment of such a mechanism. Clearly, there are differences, among others, concerning some aspects of the accountability mechanism. We believe that we have come some distance in bridging those differences. It would have been a major achievement, both functionally and from the point of view of enhancing trust, which is so greatly needed in order to address the challenge not only of ensuring non-proliferation but also of advancing the cause of international peace and security. That was why we were hoping that we could achieve consensus on the matter and unity within the Council. Frankly speaking, we do not like what we see. At the risk of sounding self-righteous — and the challenge that we face makes taking the risk appropriate — we must say that we are deeply disappointed about the situation that we are in. Since we have no alternative, it remains important that we all persevere in continuing our dialogue and supporting the efforts to ensure unity, without which the Council will not be in a position to discharge its principal responsibility of maintaining international peace and security, in particular repairing the damage to the chemical weapons disarmament and non-proliferation regime. Yesterday, we expressed our concern about the difficult situation we are currently facing (see S/PV.8225). We do not wish to repeat what we said, but allow me to state in closing that we look forward to handling the issue of the alleged use of chemical weapons in Douma, eastern Damascus, with a greater sense of responsibility. That is how we intend to look at the draft resolution from Russia before us, a draft which, in our view, is relatively similar to the draft resolution informally made available by Sweden yesterday, whenever the Council is ready to handle it. Mr. Alotaibi (Kuwait) (spoke in Arabic): I support the statement in explanation of vote on the American draft resolution (S/2018/321) made earlier in the meeting by the representative of the United Kingdom, who said that today is actually a sad day. It is a sad day for the non-proliferation regime, and a sad day for civilians — particularly women, children and the elderly — throughout Syria, and specifically Douma in eastern Ghouta. We ask their forgiveness because we have disappointed them once again. The Council has been unable to establish a mechanism that would hold accountable those who commit crimes by using chemical weapons in Syria. We ask their forgiveness because the Council has been unable to put an end to the serious and gross violations of international humanitarian law, human rights law and many Security Council resolutions condemning the use of chemical weapons in Syria. We ask their forgiveness because the Council has been unable to hold to account the perpetrators of crimes related to the use of chemical weapons in Syria. Our position has always been clear. We have called for consensus in the Council on this sensitive issue, which touches on accountability and impunity. We voted in favour of the United States draft resolution because it contains the basic elements that we think are necessary to establish any new accountability mechanism in Syria in order to guarantee its independence, neutrality and professionalism. The mechanism would identify the perpetrators responsible for any chemical attack, and then the Security Council would shoulder its responsibility in terms of sanctions. We abstained in the voting on the draft resolution presented by the Russian Federation (S/2016/175) because it did not include the elements to which I have referred. It would undermine the credibility of the new mechanism by depriving it of its fundamental terms of reference, namely, to determine whoever is responsible in the event of attacks using chemical weapons. We are very concerned about the result of voting today because it will encourage parties to the conflict to continue using chemical weapons in the absence of accountability. Kuwait supported the code of conduct whereby the States members of the Security Council would commit to not opposing draft resolutions dealing with crimes against humanity, genocide and war crimes. We also S/PV.8228 The situation in the Middle East 10/04/2018 12/21 18-10187 supported the French-Mexican initiative on abstention in the use of the veto in cases of human rights violations. As a result of the voting today, and based on our commitment to abiding by the four Geneva Conventions and their two Additional Protocols, international humanitarian law and the final outcome of 2016 World Humanitarian Summit, we call again for crimes against humanity and war crimes, as well as humanitarian issues, to receive due attention. That would include allowing the safe and sustainable delivery of humanitarian assistance and medical evacuations, and preventing the siege of residential areas. These should be treated as procedural issues; they should not be subject to a veto so that such human tragedies and sufferings are never repeated. Mr. Skoog (Sweden): Like everyone else, we deeply regret that today the Council was prevented once again from establishing a responsibility-attribution mechanism for the purpose of impartially identifying the perpetrators and organizers of the use of chemical weapons in Syria. I am sure we all share a sense of very tragic déjà vu as we repeat the scenario the Council faced in November when the renewal of the mandate of the Joint Investigative Mechanism was blocked. However — and I apologize to all of those who are tired of hearing me say this — we will not give up. Efforts to reach an agreement on a responsibility-attribution mechanism must continue, and we support all serious and genuine initiatives that aim to achieve this objective. We stand ready to help facilitatory efforts to find a way forward. Accountability for the use of chemical weapons is crucial. As we have stated before, the Syrian people suffering from more than seven years of conflict deserve no less from us. They want peace and justice, not further military escalation or impunity. A collective response to the most recent alleged chemical weapons attack in Douma therefore remains urgent and critical. The credibility of the Council is at stake. We must now come together to swiftly condemn the use of chemical weapons in Syria and express alarm at the alleged attack in Douma. We must support an immediate and further investigation through the Organization for the Prohibition of Chemical Weapons, and we must demand full, free and safe access without any restrictions or impediments to the fact-finding mission in its immediate deployment to Syria. Establishing the facts of what has taken place in Douma remains an essential first step towards confirming the alleged use of chemical weapons and finding the truth, and we need independent, impartial attribution of guilt followed by full accountability. The Council must remain seized and live up to its responsibility. That is why we circulated yesterday a draft text aimed at finding common ground. We stand ready to work tirelessly to find agreement on a robust, swift and immediate response. We need to come back together again after the failure that we have just witnessed. Mr. Tumysh (Kazakhstan): Our position remains unchanged and consistent. Due to well-known historical reasons, Kazakhstan has always taken a firm and resolute stance of uncompromising condemnation of any use of weapons of mass destruction, including chemical weapons. We do so as that is an extremely heinous action and an unacceptable war crime. We have also been in support of attaching paramount importance to the creation of a new investigative mechanism. That has been strongly reiterated, and we have pressed for its urgency. Impunity for chemical crimes is not acceptable. It sends the wrong signal to those who continue to use or intend to use such an extremely heinous weapon. However, in order to punish anyone, we must be able to prove guilt completely and irrefutably. In that regard, the creation of a full-fledged, impartial and independent investigative tool is of the utmost necessity for all. We have worked in earnest with the delegations of the United States and the Russian Federation. We must recognize that the use of chemical weapons in Syria continues, along with the persistent threat of chemical terrorism, to present a grave reality. In addition, many allegations of the use of chemical agents in Syria are still undisclosed. Based on the aforementioned circumstances and understanding the need to preserve this mechanism, we supported both draft resolutions intended to create new investigative mechanisms. We urge that we all work together for the maintenance and strengthening of international peace and security. Mr. Llorentty Solíz (Plurinational State of Bolivia) (spoke in Spanish): This meeting is an interesting one from a variety of perspectives. One is that Lenin and Marx, two anti-imperialists, have been invoked more than once. What we have seen today is related to that topic. It is a fact that all empires are under the illusion that they are morally superior to the rest of us, that they believe themselves to be exceptional and indispensable and that they are above the law. In this, as in other cases, they do not seek to advance democracy or 10/04/2018 The situation in the Middle East S/PV.8228 18-10187 13/21 freedom, but rather ultimately to expand their power and domination worldwide. What we have seen today is a sad reflection of what is happening on the battlefield in Syria and of those interests. I would like to echo the words of the Swedish Ambassador in urging the Security Council not to rest until we are united and can reach consensus, if indeed we believe in the purposes and principles of the Charter of the United Nations. It is the Charter, and whether the members of the Council can fulfil it, that is ultimately at stake. One of our responsibilities under it is to refrain from taking unilateral action. We hope that principle will be honoured. The President (spoke in Spanish): The Council is ready to proceed to the vote on the draft resolution contained in document S/2018/322, submitted by the Russian Federation. I shall now give the floor to those members of the Council who wish to make statements before the voting. Mr. Nebenzia (Russian Federation) (spoke in Russian): We too are sorry that our draft resolution (S/2018/175) was not adopted today, but at the moment neither it nor the United States draft resolution (S/2018/321) would have had any influence on the investigation of the alleged incident in Douma. Right now, that is not what they are about. There is no need to mislead anybody by saying that, or that there were intensive consultations on the American draft resolution but not on ours, or that most of our amendments were supposedly taken into account. Our colleagues will now tell the press that we vetoed their resolution, while modestly remaining silent about the fact that just as with the draft resolutions on the Organization for the Prohibition of Chemical Weapons-United Nations Joint Investigative Mechanism, they also vetoed ours. Yesterday, during the meeting on threats to international peace and security (see S/PV.8225), there was an emotional discussion of the event, or the alleged event, in Douma on 7 April. Based on the results of the inspection conducted by our specialists, we said that a chemical attack could not be confirmed. Nonetheless, we advocated for the speediest possible investigation of all of the circumstances by the Organization for the Prohibition of Chemical Weapons (OPCW) and affirmed our willingness to facilitate its work on the ground. The Government of Syria has sent the OPCW an official request that such a mission be dispatched to Douma as soon as possible. Yesterday, the Swedish delegation put forward a fairly constructive text for a corresponding draft resolution. Unfortunately, their initiative was undeveloped and was trampled down thanks to the confrontational efforts of the United States and its closest allies, which had decided to shift the focus away from the issue of an investigation of what happened on 7 April. That is understandable, because they have already identified the guilty parties. As far as they are concerned, the so-called regime, along with Russia and Iran, is always to blame for everything. The investigation does not interest them. Well, sometimes it does, but only if it is based on so-called exclusive data from the opposition's social networks. For the hundredth time, I would like to ask the same question yet again. Can someone here explain clearly and plainly why Damascus needed this alleged chemical attack in Douma in principle, especially since practically all of the militias had evacuated Douma by then? And the militias who were still being evacuated on 8 April knew nothing about the alleged occurrence of this chemical attack. I will answer my own question. The provocation was desperately needed by the militias who received that very timely support from the United States and other Western countries. We decided to develop the Swedish initiative, and our draft resolution notes the Syrian Government's invitation to the OPCW Fact-finding Mission to visit the site of the alleged event without delay. It welcomes the decision of the Director-General of the OPCW Technical Secretariat to send the Mission to Syria in order to conduct investigative work in line with Chemical Weapons Convention standards. It takes into account the guarantees of safe access provided by the Syrian authorities and Russian military forces. Fifteen days later, the Secretary-General would submit the first report to the Security Council. This is a strictly practical, non-confrontational and depoliticized initiative in support of the OPCW, which would help the specialists in this area determine what did, or rather did not, take place in Douma. And that is the priority now, not the draft resolution on a United Nations independent investigative mechanism, which was hastily submitted for a vote with the obvious aim of seeing both draft resolutions vetoed. We hope that Council members will give this initiative their unanimous support so that the process can begin as soon as possible. According to our information, two S/PV.8228 The situation in the Middle East 10/04/2018 14/21 18-10187 expert groups from the OPCW Fact-finding Mission should leave for Syria by the end of this week. Whatever the excuse that may be given, if the experts do not reach Douma because they have been prevented by those who continue to speculate about the chemical issue in order to smear Syria and Russia, that will be yet another piece of evidence showing that behind this thoroughly false story are dirty geopolitical games and, what is worse, aggressive military plans capable of reversing the positive trend in the resolution of Syria's conflict and inflicting a painful blow on a region already tormented by adventurist assaults. We are witnessing all of that literally in real time. We request that you put this draft resolution to a vote, Mr. President. Mr. Skoog (Sweden): We want swift and resolute action today, and we want the Security Council to shoulder its collective responsibility. But I am not sure that we have exhausted all the avenues that could get us there, nor am I sure that voting on this new Russian draft resolution (S/2018/322) will get us there either. We feel that we are at a very fragile stage of Council deliberations right now, and we need to reflect carefully on the way forward to ensure that we do not jump into further paralysis, with consequences that will be difficult to defend or repair. That is why I would like to ask you, Mr. President, to suspend the meeting right here and now so that we can all move into consultations and carefully and collectively reflect on the next step. The President (spoke in Spanish): The representative of the Russian Federation has asked to make a further statement. Mr. Nebenzia (Russian Federation) (spoke in Russian): We listened carefully to what the Permanent Representative of Sweden has just said. To be candid, we are somewhat puzzled by his statement, because the draft resolution that we submitted (S/2018/322) is, in essence, based on the same idea as the draft submitted yesterday by the Swedish delegation. I do not know what we are going to consult on in consultations. I believe we already consulted on this subject yesterday. However, out of respect for the Swedish delegation and those delegations who would like to hold consultations, we are not against that. But let me say right away that we intend to put this draft resolution to a vote today, after our consultations. We hope that the consultations will be constructive and will not drag on for long, because that is certainly not necessary at this point. We need to adopt this draft resolution in support of the mission of the Organization for the Prohibition of Chemical Weapons in order to establish the facts on the ground as quickly as possible. The President (spoke in Spanish): If there is no objection, I will suspend the meeting. We will continue after our consultations. The meeting was suspended at 4.40 p.m. and resumed at 5.45 p.m. The President (spoke in Spanish): I shall now put to the vote the draft resolution contained in document S/2018/322, submitted by the Russian Federation. A vote was taken by show of hands. In favour: Bolivia (Plurinational State of), China, Ethiopia, Kazakhstan, Russian Federation Against: France, Poland, United Kingdom of Great Britain and Northern Ireland, United States of America Abstaining: Côte d'Ivoire, Equatorial Guinea, Kuwait, Netherlands, Peru, Sweden The President (spoke in Spanish): The result of the voting is as follows: 5 votes in favour, 4 against and 6 abstentions. The draft resolution was not adopted, having failed to obtain the required number of votes. I shall now give the floor to those members of the Council who wish to make statements following the voting. Ms. Pierce (United Kingdom): I will be brief. In the Consultations Room just now, Mr. President, you and the representative of Sweden made valiant attempts at a compromise. We all appreciate what is at stake and thank you for your and Sweden's efforts. But, fundamentally, the United Kingdom could not vote for the Russian text (S/2018/322) because it does not establish an investigation into who was responsible for the attack. It only welcomes the Fact-finding Mission, which is already on its way. I repeat what I said in consultations: the Fact-finding Mission determines whether chemical weapons were used and, if they were, which chemical weapons were used. It does not, and cannot, establish who was responsible for 10/04/2018 The situation in the Middle East S/PV.8228 18-10187 15/21 their use — and thus start on the first step on the path to attribution and accountability. For that reason, we are not able to support the text. It would be like watching a fire, identifying that there was a fire, and doing nothing to put it out. The Russians invited us to return to the issue of an investigative mechanism on a separate occasion. I am afraid that the answer to that is 17 November 2017, when Russia vetoed a joint investigative mechanism that it had itself decided to set up. For all those reasons, all it would have taken is a written decision for an investigation set up by the Security Council. Russia could not take that small step, and therefore we were not able to support the draft resolution. I very much regret that, but the answer was in Russia's hands. Mr. Wu Haitao (China) (spoke in Chinese): Recent reports concerning the use of chemical weapons in Douma and the consequent civilian casualties have given rise to serious concern on the part of the international community. China has noted that the Organization for the Prohibition of Chemical Weapons (OPCW) has already asked its Fact-finding Mission in the Syrian Arab Republic to investigate the relevant reports. We support the OPCW in sending investigators to Syria so as to establish the truth. We call on all parties concerned to cooperate with the investigation. The draft resolution submitted by the Russian Federation (S/2018/322) expresses deep concern about the alleged use of chemical weapons in Douma on 7 April, strongly condemns the chemical-weapons attacks that took place in Syria and elsewhere, urges the OPCW Fact-finding Mission to carry out an on-site investigation, and provides that the Syrian Government and other parties will ensure the security of and safe access to investigators. The draft resolution is in keeping with China's principled position. China supports and voted in favour of the Russian draft resolution. Mr. Skoog (Sweden): We deeply regret that we have ended up here following a long day of serious efforts to move forward by some of us — I believe. We abstained in the voting on the Russian draft resolution (S/2018/322) a few moments ago because the attribution and accountability track, which we believe is important, lacked clarity. We called for consultations earlier because we felt that, provided there was political will, an opportunity remained for us to come together and shoulder our responsibility today. We put forward a draft resolution (S/2018/321) to all members that we felt was credible and assertive, and was intended to support the Fact-finding Mission of the Organization for the Prohibition of Chemical Weapons. It was also very clear in its determination to establish an impartial, independent and professional investigative mechanism, and we had suggested that the Secretary-General help us recommend the best way forward in that area and give him 10 days to come back to the Council. I believe that would have been a much better way forward than where we are right now. I am therefore very disappointed that we have not been able to move forward on this. I thank all those members of the Security Council that were ready to engage, and I just hope that we do not consider this the end with regard to ensuring that the facts will be established and that there will be true accountability and no more impunity for the horrendous use of chemical weapons in Syria and elsewhere. Mr. Ndong Mba (Equatorial Guinea) (spoke in Spanish): I once again express the frustration of our delegation over this afternoon's negative outcome. We abstained in the voting on the third draft resolution (S/2018/322), first of all because it was submitted only very late today and, secondly, because it is lacking compared to the two previous draft resolutions on which we voted in favour (S/2018/175 and S/2018/321). We believe that we should ask the representative of Sweden, Mr. Olof Skoog, not to withdraw his proposal so that following this meeting — perhaps tomorrow afternoon — as was suggested during consultations, we can continue considering and analysing it to see whether we can agree to vote on the draft resolution once we have introduced amendments and reached a consensus on the text that he has presented. Mr. Radomski (Poland): Poland voted against the draft resolution (S/2018/322) presented by Russia. We believe that the draft resolution submitted originally by Sweden was an honest attempt to enable the Security Council to respond promptly to the horrific act of violence that occurred in eastern Ghouta on Saturday. To that end, the Security Council needs to re-establish a professional, truly independent and impartial accountability mechanism. The draft resolution proposed by the Russian Federation is missing that important provision. That is why we had to vote against it. S/PV.8228 The situation in the Middle East 10/04/2018 16/21 18-10187 Mrs. Haley (United States): I thank you, Sir, and members of the Security Council for what has been another frustrating day. My parents always said that you should always see the good in everyone and in everything. I have therefore been trying to figure out what the good is in Russia. I believe that it is very good at being consistent, and I believe that it is very good at playing games. We saw that when we took up the issue of the Organization for the Prohibition of Chemical Weapons-United Nations Joint Investigative Mechanism. Russia loved the Joint Investigative Mechanism until we found one side guilty, and then it decided that it did not want it. We then adopted the ceasefire, and Russia loved the idea of the ceasefire until Al-Assad had a problem with it and subsequently violated it. Today Russia vetoed for the sixth time a draft resolution (S/2018/321) condemning Al-Assad for chemical-weapons attacks on his own people. No matter what we do, Russia will be consistent. Russia will continue to play games, and once again it is putting forward yet another surprise draft resolution (S/2018/322). The first time that any of us saw it was today at 11 a.m. The Russians held no negotiations. It took no input, and, when Sweden asked that the Council be allowed to discuss the draft resolution, Russia allowed that but did not want any changes to it. There is a reason for which Russia did not want to discuss its resolution, and that is because it does not accomplish anything. The draft resolution mainly asks for the Organization for the Prohibition of Chemical Weapons (OPCW) to send its Fact-finding Mission to Douma, but the Fact-finding Mission is already travelling to Douma. It already has a mandate to investigate and collect samples. What makes it worse is that Russia includes several provisions in its draft resolution that are deeply problematic and once again seeks to compromise the credibility of the international investigation. The draft resolution puts Russia and the Al-Assad regime itself in the driver seat for making arrangements for the Fact-finding Mission investigators. We are just supposed to trust that the same Government that says that everything concerning the Douma attack was fake will work in good faith with the OPCW. This draft resolution also tries to micromanage how the Fact-finding Mission should carry out its investigation, while dictating where the investigators should go. As we have always said, for an investigation to be credible and independent, the investigators must choose where they believe they should go. Members of the Council — least of all Russia — should not be calling the shots. For those reasons, the United States voted against the draft resolution. Mr. Alemu (Ethiopia): We voted in favour of the draft resolution (S/2018/322) because we saw value in its adoption as it offered, we thought, the possibility for the protection of the Organization for the Prohibition of Chemical Weapons Fact-finding Mission in the Syrian Arab Republic. Frankly, we tried to find weaknesses in the text. We could not. It is a matter-of-fact and uncomplicated draft resolution. We could not find any reason not to support it. Undoubtedly, it would not have made achieving attribution possible, but finding out whether chemical weapon were in fact used would have been a great achievement. Of course, so far the Russian position has been that there was no use of chemical weapons in Douma. Establishing the facts surrounding that assertion or position would have been a great achievement. We are not in a position to take advantage of the guarantee offered or the Council's strong support in that regard. We felt that the Fact-finding Mission needed the support. Mr. Nebenzia (Russian Federation) (spoke in Russian): Frankly speaking, I think all of us have seen everything for ourselves. Unfortunately, the failure to adopt draft resolution S/2018/322 really is a litmus test says a great deal and leaves us extremely apprehensive. We proposed a very innocuous draft resolution, which is moreover virtually a complete repeat of Sweden's draft text from yesterday. I find it difficult to understand which might be the parts where Mrs. Haley read between the lines to discover our scheming and our trickery. Perhaps the Permanent Representative of the United Kingdom answered that when she said that they could not adopt the Russian draft resolution — let us say it out loud — because it was a Russian draft resolution. Then everything was clear. The United States representative said that we are very good at playing games. I am not sure about that. What I am sure of is that she is very good at making threats, and the threats that the United States is making with regard to Syria should make us all extremely alarmed, because we may be standing on the threshold of some very sad and terrible events. I would once again like to ask the United States to refrain from executing the plans that it may be incubating for Syria. Unfortunately, the refusal of the United States to adopt the draft resolution speaks to the fact that our 10/04/2018 The situation in the Middle East S/PV.8228 18-10187 17/21 American partners and colleagues do not need any real investigation, which is something that we discussed earlier. We regret the fact that the draft resolution was not adopted, although it is true that the Fact-finding Mission will, I hope, reach Syria soon and be able to get to work on its principal mandate, which is establishing the facts about what really happened in Douma. To repeat what I have said once again, in all innocence, the Russian military and the Syrian Government will provide support to the mission in terms of ensuring its security. I hope that does not raise questions for anyone, because it is simply what must be done. We hope that the Mission will be able to make the trip effectively and without delay. Mr. Alotaibi (Kuwait) (spoke in Arabic): I would like to start by thanking Sweden for its efforts and attempts to achieve rapprochement and to smooth over the differences among the members of the Security Council. We are disappointed by the Council's inability to reach consensus on this important matter and by the fact that the divisions among Council members unfortunately continue. We abstained in the voting, despite the fact that the gist of draft resolution S/2018/322 calls for an investigation into what took place in Douma, which is what we called for. The investigation should be undertaken by an international, independent and impartial body, which in this case is the Organization for the Prohibition of Chemical Weapons (OPCW). However, the OPCW Fact-finding Mission will go to Syria anyway, and the Council welcomed that fact yesterday. There is therefore no need for a draft resolution. What we are looking for is an international, independent, neutral and professional body or mechanism that would investigate the incident and identify the party that has used chemical weapons, if it indeed determines that chemical weapons have been used. That approach will enable the Council to hold the perpetrators accountable, in accordance with resolution 2118 (2013). Mr. Umarov (Kazakhstan): I thank everybody for today's very difficult and unfortunately unproductive day. We voted for the Russian Federation's draft resolution (S/2018/322) on sending a fact-finding mission of the Organization for the Prohibition of Chemical Weapons (OPCW) as soon as possible because, as we said yesterday in raising this very simple question, we need to know what happened on the ground. Yesterday we were also very clear when we said that there were different and conflicting reports about the number of casualties and even about the very fact that the chemical attack had taken place. We requested and supported the important proposal that a fact-finding mission should go to Douma to establish the facts on the ground. We are not talking right now about who did it, but we are talking about the fact of the event itself. We needed to understand what was there and what had happened there. Sending a fact-finding mission was very important to us and to all the delegations that do not have a presence there to understand the objective reality of the place. Even if the only information obtained is about the kind of substance that was used, that would be very useful for us to understand who the perpetrators might be and at the very least establish the fact that a chemical attack took place. In this kind of understanding, we very much support sending OPCW experts to investigate on the ground in order to give us information on which we can base an objective opinion about the situation. We are not taking sides here, and we were very clear about that yesterday. We would like to receive full, objective, transparent and unbiased information about the facts that we are addressing here. We are therefore glad that the OPCW is sending a group to Douma, regardless of the results of today's voting on draft resolutions. We are hopeful that we can at least get this preliminary information about the situation in Douma. I would like to say once again that we in the Security Council should be objective and base our decisions on the simple facts that may be presented to us by the independent organizations that will determine whether there was a chemical attack or not. Mr. Delattre (France) (spoke in French): After having vetoed a draft resolution that sought to shed full light on acts of violence involving chemical weapons (S/2018/175), including those that took place last weekend, Russia persists in a dual strategy of obstruction and diversion on the matter. The only aim of the draft text on which we have just voted (S/2018/322) was clearly to confuse the issue. It is not a question of disputing the importance of an independent investigation by the Organization for the Prohibition of Chemical Weapons (OPCW) into what happened in Douma on 7 April. That is essential, and the investigation has already been launched. However, the Russian draft resolution, which we had to vote against, did not meet the challenges. S/PV.8228 The situation in the Middle East 10/04/2018 18/21 18-10187 Let us be clear: what we lack today, and what Russia continues to reject, is a truly independent and impartial mechanism that can attribute responsibility in order to prevent impunity. That was the raison d'être for the OPCW-United Nations Joint Investigative Mechanism. With the establishment of the Joint Investigative Mechanism, set up with the involvement of Russia, we put in place a tool for the essential deterrence of perpetrators of chemical attacks. That is clearly what we lack today. Let us be clear in saying that statements are not enough and that the Russian draft resolution is only a smokescreen that falls well short of the urgent response that the Council should provide. That is why France voted against the draft resolution and why the draft resolution was not adopted. Today I reiterate that France will spare no effort to ensure that the perpetrators of those chemical horrors are identified and held to account in an independent and impartial way. The stakes are extremely high, and we will not give up. Mr. Van Oosterom (Netherlands): We abstained in the voting on the draft resolution (S/2018/322) because we had serious hesitations about the text, as it differed in some crucial aspects from the Swedish text put forward yesterday. First of all, the text makes it insufficiently clear that the Organization for the Prohibition of Chemical Weapons Fact-finding Mission in the Syrian Arab Republic already has the mandate for on-site visits, as States have to comply with it. They do not need the Council's authorization. Secondly, the text is unduly restrictive. Paragraph 3 is not a correct reflection of the decision of the Director-General or of his existing mandate. The necessity of on-site investigations is up to the team to decide. My third point is that the fact-finding mission should be able to perform its mandate in complete independence. Fourthly, we do not want the precedent that Security Council authorization is needed for a fact-finding mission to do its work. We are convinced that those were issues that we could have solved if the draft resolution had been put forward for proper consultations. We received it this morning. We regret that those concerns could not be taken into account. My last point is that one colleague said that the litmus test of this evening, and of today, was the voting on this draft resolution. I disagree. The litmus test of today's meeting was the veto by one permanent member on the establishment of an effective attribution mechanism. Mr. Llorentty Solíz (Plurinational State of Bolivia) (spoke in Spanish): I shall be very brief. Bolivia voted in favour of the draft resolution (S/2018/322) for several reasons. One of those is that, although the nature of the events that have been condemned is unknown, the highest authorities of the Organization have pointed out that the United Nations is not is a position to verify the reports of such events. It is therefore essential to establish the truth by means of an independent and impartial investigation. Many of those reports come from non-governmental organizations (NGOs), and we know who finances those NGOs. Therefore, we must allow doubts with regard to such sources. Analysing the draft resolution submitted by the Russian Federation word by word, from the point of view of intellectual integrity, commitment to the Syrian people or international law, we found no reason to vote against the draft resolution. Nevertheless, what concerns us is what is being planned outside the structure of this edifice. While it was said today that Lenin and Marx would probably be turning in their graves, I do not know about that. But what is certain is that Churchill and Roosevelt, for example, are turning in their graves because, as founding fathers of the structure of this world order, they endowed the Security Council with the authority to use force to deal with threats to international peace and security. I am not sure that they would be very happy that the outcome of such events, without a full and conclusive investigation, is that some of its members undertake the unilateral use of force. In any case, we remain hopeful that the Security Council will shoulder its responsibility and that, through unity, it can help to identify the perpetrators of any attack against international peace and security, if that is the case. The President (spoke in Spanish): I shall now make a statement in my capacity as the representative of Peru. We regret that we were not able to achieve consensus this afternoon on a draft resolution with regard to the delicate situation in Syria. We underscore that the investigation being carried out on the use of chemical weapons must be complemented by an independent, impartial and professional mechanism that attributes 10/04/2018 The situation in the Middle East S/PV.8228 18-10187 19/21 responsibility. That is why we abstained in the voting on this occasion. We reiterate the need for the Security Council to regain its sense of unity on this very delicate subject so that it can fulfil its high responsibilities and thereby alleviate the suffering of the Syrian people. That is why we will continue to explore options on this important matter. I now resume my functions as President of the Council. I remind speakers of the content of presidential note S/2017/507 with regard to the length of statements. I now give the floor to the representative of the Syrian Arab Republic. Mr. Ja'afari (Syrian Arab Republic) (spoke in Arabic): I will give colleagues who are about to leave the Chamber some of my valuable time. They are afraid that I will beat them in the battle of arguments. They become terrified when they hear any opposing views. Those who just left the Chamber said in their statements that today was a sad day for the non-proliferation regime. I would like to refresh their memories and say that violation of the non-proliferation regime is the speciality of the following Western States. The United States of America used nuclear weapons in Japan. It used chemical and biological weapons in Viet Nam and enriched uranium in Iraq. France used Algerian human beings when it tested its first atomic bomb in the Algerian desert in 1960. In fact, it placed living Algerians in the desert tied to poles, and dropped on them the first French atomic bomb. Britain, of course, conducted all its nuclear tests in its colonies on islands in the oceans. The British Ambassador then says that day was a sad day for the people of Douma. English is not my mother tongue, but I know that there are no people of Douma. There are inhabitants in Douma. There are Syrian people. There are no people of Douma. However, beyond Marx, Engels and Lenin, I would like to quote from Shakespeare as saying: "Lies shame you. Speak the truth or remain silent". My British colleague said that Russia does not have the authority to go to Douma and establish whether or not chemicals were used there, stating that it is not within the jurisdiction of our Russian friends, who are on the ground, to go to Douma and investigate the scene. That is quite strange. Britain should have advised itself in the same manner when it sent intelligence officers to Khan Shaykhoun and conferred upon itself the authority to collect samples with the French. They took the samples to British and French laboratories, as they claimed, without coordinating with the Joint Investigative Mechanism (JIM) or the Fact-finding Mission. That is quite the paradox: giving themselves the very right that they deprive others. Approximately two weeks ago, Britain signed an agreement with the Crown Prince of Saudi Arabia for an arms deal worth $100 billion — much bigger than the Al-Yamamah deal — to continue killing people in Yemen, start new wars in the region with Iran and Syria and entrench never-ending wars throughout the entire region. That is what Britain is capable of doing. Mahatma Gandhi knew the British well, and he was right when he said, "If two fish broke out into a fight in the sea, everyone knows it was Britain that started it". The American colleague said that there is only one monster facing the entire world in defiance today. That monster has financed terrorists in Syria for seven years and provided them with arms. I would say that the monster is the United States, Britain and France. They sponsored terrorism in my country for seven years, and before that they did the same in Iraq, Afghanistan and Libya. They sponsored terrorist organizations starting with Taliban and Da'esh, down to the Al-Nusra Front, Al-Qaida, Jaysh Al-Islam, Faylaq Al-Rahman and the White Helmets, which British intelligence newly invented. The monster she spoke of unleashed lies in order to destroy, occupy and send troops thousands of miles throughout the world to destabilize international peace and security. The monster is the American who, thus far, refuses to destroy his chemical arsenal, as we know, yet lectures others on destroying chemical weapons. My French colleague said that he was horrified by the pictures he saw. But he was not horrified by the pictures of the hundreds of civilians who were killed in the 2016 French air strikes in Toukhar village in the rural area of Manbij. Two hundred civilians were killed, including entire families, by France's war planes. The French Ambassador must not have seen those pictures, and consequently they were not a source of horror for him. The concept of double standards is an understatement for those people. In response to the web of lies spread by some Western States against my country regarding the S/PV.8228 The situation in the Middle East 10/04/2018 20/21 18-10187 alleged use of chemical weapons in Douma on 7 April, the Ministry for Foreign Affairs and Expatriates of the Syrian Arab Republic sent today, 10 April, an official invitation to the Organization for the Prohibition of Chemical Weapons (OPCW) to dispatch a fact-finding mission to Douma in order to investigate the allegations of the use of chemical weapons there and to determine the facts about those allegations. I informed members of the Council of that invitation yesterday in this very Chamber (see S/PV.8225). The Syrian Arab Republic welcomes the visit of the fact-finding mission and stands ready to fully cooperate, provide all forms of assistance to the mission in the discharge of its duties and guarantee the safety of its personnel. It will also facilitate interviewing and sampling in accordance with the terms of reference. Syria looks forward to the fact-finding mission carrying out its work in a full, transparent and professional manner and while relying on credible and tangible evidence. If it does deploy, it will find Douma liberated and it will be granted full access to any location it wishes to visit. The situation is quite clear. The co-sponsors of the American draft resolution (S/2018/321) do not seek the truth, because it will simply expose them and their terrorist proxies on the ground. Instead of waiting for the OPCW fact-finding mission to determine whether or not toxic chemicals were used in Douma, they present draft resolutions that do not enjoy consensus, nor do they seek truth, but rather establish non-objective mechanisms that pre-empt results in support of their political accusations and agendas. They are aware that a clone of the JIM would not be accepted by the States in the Council that are dedicated to the quest for truth regarding who is using toxic chemicals against Syrian civilians. In that regard, I underscore that the United States, Britain and France made the JIM fail by thwarting it through politicizing its work, putting pressure on members of its leadership and blackmailing them. Consequently, the JIM lacked credibility and professionalism, as it fabricated reports that accused the Syrian Government based on the so-called open sources, of course including the White Helmets, and false testimonies and fabricated evidence emanating mostly from terrorist groups, most important of which is the terrorist Al-Nusra Front and the White Helmets, which is the British misleading media arm of the Al-Nusra Front. The scenario that we witness today is exactly similar to what we witnessed a year ago when the United States of America launched a wanton aggression on the Al-Shayrat air base, which was founded on flimsy arguments and fabricated pretexts stating that the Syrian Arab Army used chemical weapons in Khan Shaykhoun. Those allegations were proven false when the United States and its allies prevented the experts of the JIM from visiting Khan Shaykhoun and collecting samples from the Al-Shayrat air base. Things are crystal clear. The aggression of the United States and its accomplices, throughout history, thrives on lies, deceit and hegemony, as well as on the rule of the powerful. It is a brutal approach that will never respect the rule of law and international legitimacy. For seven years, my country, Syria, has been a stark example of what the United States and Britain did when they unleashed lies, misleading information and fabricated stories in this very Chamber in order to destroy and occupy Iraq. Their actions were grounded on the pretext of a significant lie, that is, the existence of the so-called weapons of mass destruction in Iraq. I am compelled each and every time to remind the Council of the position of former Secretary of State Colin Powell when, in this very Chamber (see S/PV.4701) — and I was sitting where the Deputy Permanent Representative of China is seated today — he presented tapes, documents, maps and pictures that were later discovered to have been produced, faked and fabricated by the American intelligence services for the purpose of invading Iraq. The operation was prepared in advance. The same scenario occurred with Libya. The truth must be revealed. For centuries the world has witnessed various instances of occupation and hegemony, whose sole purpose was to loot the wealth of nations, occupy land or impose a geopolitical agenda. However, political immorality has reached a depth today to the extent that Libya has been destroyed and many of its people killed to cover up cases of bribery and financial corruption involving the President of a permanent member of the Council that talks about democracy and freedom. It is so low today to the extent that a permanent State regrettably forces Arab oil-exporting countries to foot the bill for its ongoing aggression and military intervention in my country, Syria. It is a business deal forged between the corrupt with the financial means and a mercenary who has weapons and power. Some permanent members of the Council commit acts of aggression against sovereign 10/04/2018 The situation in the Middle East S/PV.8228 18-10187 21/21 countries simply to detract attention from domestic crises and ongoing controversy surrounding their political elite. Following seven years of a dirty terrorist war that was imposed upon us, we in Syria believe that clear options exist — but they pose a major challenge to the majority of Council members. The Council must refute the lies and reverse the political deterioration that the United States, Britain and France are trying to push the Council towards engaging in. It is up to the Council today, and in the future, to make its decision. World public opinion and the people of the free world will judge whether or not the Council has assumed its responsibility to uphold international legitimacy, maintain international peace and security and protect the world against the horrible terrorism that is used and exploited by those three permanent member countries to undermine the stability and self-determination of States. I call upon the members of the Council to uphold a global, ethical and multilateral political system that believes in international law and in the right of peoples to self-determination, and rejects military, political and economic hegemony. In conclusion, my country reiterates its condemnation in the strongest terms of any use of chemical weapons by any party, anywhere and under any circumstances. My country stands ready to cooperate with the Organization for the Prohibition of Chemical Weapons to reveal the allegations and lies being promoted by some Western parties so as to justify their aggression and serve their own political agenda. Their fleets are now in the eastern Mediterranean, waiting for the veto in order to start their aggression. I would like to inform those Western parties — and they must pay close attention to what I say — that their threats of aggression, manoeuvres, lies and terrorism will never prevent us — as one of the founding States of the Organization — from exercising our duties and rights under the Charter of the United Nations and our national Constitution to protect our sovereignty and territorial integrity and to fend off aggression from any source. We will not allow anyone — big or small, permanent member or non-permanent member — to treat us the way Iraq and Libya were treated. The meeting rose at 6.35 p.m.

Timothy Mitchell on
Infra-Theory, the State Effect, and the Technopolitics of Oil










This is the first in a series of Talks dedicated to the technopolitics of International Relations, linked to the forthcoming double volume 'The Global Politics of Science and Technology' edited by Maximilian Mayer, Mariana Carpes, and Ruth Knoblich 







The unrest in the Arab
world put the region firmly in the spotlights of IR. Where many scholars focus
on the conflicts in relation to democratization as a local or regional dynamic,
political events there do not stand in isolation from broader international
relations or other—for instance economic—concerns. Among the scholars who has
insisted on such broader linkages and associations that co-constitute political
dynamics in the region, Timothy Mitchell stands out. The work of Mitchell has
largely focused on highly specific aspects of politics and development in Egypt
and the broader Middle East, such as the relations between the building of the
Aswan Dam and redistribution of expertise, and the way in which the differences
between coal and oil condition democratic politics. His consistently nuanced
and enticing analyses have gained him a wide readership, and Mitchell's
analyses powerfully resonate across qualitative politically oriented social
sciences.  In this Talk, Timothy Mitchell discusses, amongst others, the birth of 'the
economy' as a powerful modern political phenomenon, how we can understand the
state as an effect rather than an actor, and the importance of taking
technicalities seriously to understand the politics of oil.







Print version of this Talk (pdf)



What is, according to you,
the biggest challenge / principal debate in current globally oriented studies?
What is your position or answer to this challenge / in this debate?



I'm not myself interested in, or good at, big debates,
the kinds of debates that define and drive forward an academic field. The
reason for that is partly that once a topic has become a debate, it has tended
to have sort of hardened into a field, in which there are two or three
positions, and as a scholar you have to take one of those positions. In the
days when I was first trained in Political Science and studied International
Relations, that was so much my sense of the field and indeed of the whole
discipline of political science. This is part of one's initially training in
any field: it is laid out as a
serious debate. I found this something I just could not deal with; I did not
find it intellectually interesting which I think sort of stayed with me all the
way through to where I am now. So although big debates are important for a
certain defining and sustaining of academic fields and training new generations
of students, it is not the kind of way in which I myself have tended to work. I
have tended to work by moving away from what the big debates have been in a
particular moment. My academic interests always started when I found something
curious that interests me and that I try to begin to see in a different way.



However, I suppose with my most recent book Carbon Democracy (2011), in a sense there was a big debate going on, which was the debate about the resource
curse and oil democracy. That was an old debate going back to the 70's, but had
been reinvigorated by the Iraq war in 2003. But that to me is an example of the
problem with big debates, because the terms in which that debate was argued
back and forth—and is still argued—did not seem to make sense as a way to
understand the role of energy in 20th century democratic politics.
Was oil good for democracy or bad for democracy? The existing debate began with
those as two different things—as a dependent or independent variable—so you
would already determine things in advance that I would have wanted to open up.
In general I'm not a good person for figuring out what the big debates are.



But I think, moving from International Relations as a
field to 'globally oriented studies', to
use your phrase, one of the biggest
challenges—just on an academic level, leaving aside challenges that we face as
a global community—is to learn to develop ways of seeing even what seem like
the most global and most international issues, as things that are very local.
Part of the problem with fields such as 'global studies', the term
'globalization', and other terms of that sort, is that they tend to define
their objects of study in opposition to the local, in opposition to even
national-level modes of analysis. By consequence, they assume that the actors
or the forces that they're going to study must themselves be in some sense
global, because that is the premise of the field. So whether it is nation
states acting as world powers; whether it is capitalism understood as a global
system—they have to exist on this plane of the global, on some sort of
universal level, to be topics of IR and global studies. And yet, on close
inspection, most of the concerns or actors central to those modes of inquiry
tend to operate on quite local levels; they tend to be made up of very small
agents, very particular arrangements that somehow have managed to put
themselves together in ways that allow them take on this appearance and
sometimes this effectiveness of things that are global. I'm very interested in
taking things apart that are local, on a particular level, to understand what
it is that enables such small things, such local and particular agents, to act
in a way that creates the appearance of the global or the international world.



Now this relates back to the second part of your
question, about substantive concerns that we face as a global community. When I
was writing Carbon Democracy there
was all this attention on the problem of 'creating a more democratic Middle
East', as it was understood at the time of the Iraq war. It struck me that when
debating this problem—of oil and democracy, of energy and democracy—we saw it
as somehow specific to these countries and to the part of the world where many
countries were very large-scale energy producers. We were not thinking about
the fact that we are all in a sense caught up in this problem that I call
carbon democracy, and that there are issues—whether it is in terms of the
increasing difficulty of extracting energy from the earth, or the consequences
of having extracted the carbon and put it up in the atmosphere—that we, as
democracies, are very, very challenged by. Those issues—and I think in
particular the concerns around climate change—when you look at them from the
perspective of U.S. politics, and the inability of the U.S. even to take the
relatively minor steps that other industrialized democracies have taken: this
inaction suggests a larger problem of oil and democracy that needs explaining
and understanding and working on and organizing about. I also think there is a
whole range of contemporary issues related to energy production and consumption
that revolve around the building of more egalitarian and more socially just
worlds. And, again, those issues present themselves very powerfully as concerns
in American politics, but are experienced in other ways in other parts of the
world. I would not single out any one of them as more urgent or important than
another, and I do think we still have a long struggle ahead of us here. 





How did
you arrive at where you currently are in your approach to issues?



Well,
I had a strange training as a scholar because I kept shifting fields. I
actually began as a student of law and then moved into history while I was
still an undergraduate, but then became interested in political theory; decided
that I liked it better than political science. But by the time I arrived in
political science to study for a PhD, I had become interested in politics of
the Middle East. This was partly from just travelling there when I was a
student growing up in England, but I also suppose in some ways the events of
the seventies had really drawn attention to the region. So the first important
thing that shaped me was this constant shifting of fields and disciplines,
which was not to me a problem—it was rather that there was a kind of
intellectual curiosity that drove me from academic field to field. And so if
there was one thing that helped me arrive at where I am, it was this constant
moving outside of the boundaries of one discipline and trespassing on the next
one—trying to do it for long enough that they started to accept me as someone
who they could debate with. And I think all along that has been important to
the kind of scholarship I do; yet therefore I would say where I currently am in
my thinking about my field is difficult in itself to define. But I think it is
probably defined by the sense that there are many, many fields—and it is moving
across them and trying to do justice to the scholarship in them, but at the
same time trying to connect insights from one field with what one can do in
another field. I have always tried to draw things together in that sense, a
sense that one can call an interdisciplinary or post-disciplinary sensitivity.



I
think the other part of what has shaped me intellectually was that, in ways I
explained before, I was always drawn into the local and the particular and the
specific and I was never very good at thinking at that certain level of
large-scale grand theory. So having found myself in the field of Middle Eastern
politics in a PhD-program, and being told that it involves studying Arabic which
I was very glad to do, I then went off to spend summers in the Arab world, and
later over more extended periods of time for field research. But to me, Egypt
and other places I've worked—but principally Egypt—became not just a field
site, but a place where I have now been going for more than 30 years and where
I have developed very close ties and intellectual relationships, friendships,
that I think have constantly shaped and reshaped my thinking. And even when I
am reading about things that are not specifically related to Egypt—the work I
do on the history of economics, or the work I have done on oil politics that
are not directly connected with my research on Egypt—I am often thinking in
relation to places and people and communities there that have profoundly shaped
me as a scholar. 



So
traveling across different contexts I'd say I have not developed a kind of set
of theoretical lenses I take with me. Rather, I would say I have developed a way of seeing—I would not
necessarily call it 'meta', I see it as much more as sort of 'infra': much more
mundane and everyday. While I have this sort of intellectual history of moving
across disciplines and social sciences in an academic way, there is another
sort of moving across fields, another sensibility, and that sensibility
provides me with a sense of rootedness or grounding. And that is a more
traditional way of moving across fields, because whether when one is writing
about contemporary politics or more historically about politics, one is dealing
constantly with areas of technical concern of one sort or another, with
specialist knowledge. Engaging with that expert knowledge has always provided
both a political grounding in specific concerns and with a kind of concern with
local, real-world, struggles on the ground. So that might have been things like
the transformation of irrigation in nineteenth-century Egypt, or the remaking
of the system of law; or it might be the history of malaria epidemics in the
twentieth century, or the relationship between those epidemics and
transformations taking place in the crops that were grown; or, more
recently—and more obviously—of oil and the history of energy, and the way
different forms of energy are brought out of the ground. And I should mention
beside those areas of technical expertise already listed, economics as well: a
discipline I was never trained in, but that I realized I had to understand if I
was to make sense of contemporary Egyptian politics—just as much as I had to
understand agricultural hydraulics or something of the petroleum geology as a
form of technical expertise that is shaping the common world.



In
sum, what keeps me grounded is the idea that to really make sense of the
politics of any of those fields, one has got to do one's best to sort of enter
and explore the more technical level—with the closest attention that one can
muster to the technical and the material dimensions of what is involved—whether
it is in agricultural irrigation, building dams or combating disease. And
entering this level of issues does not only mean interviewing experts but
arriving at the level of understanding the disease, the parasite, the modes of
its movement, the hydraulics of the river, the properties of different kinds of
oil... So as you can see it is not really 'meta', it really is 'infra' in the
anthropological way of staying close to the ground, staying close to processes
and things and materials.





What
would a student need to become a specialist in IR or understand the world in a
global way?



A
couple of things. I think one is precisely the thing I just mentioned in answer
to your last question: that is, the kind of interest in going inside technical
processes, learning about material objects, not being afraid of taking up an
investigation of something that is a body of knowledge totally outside one's
area of training and expertise. So, if I was advising someone or looking for a
student, I would not say there is a particular skill or expertise, but rather a
willingness to really get one's hands dirty with the messy technical details of
an area—and that can be an area of specialist knowledge such as economics, but
also technical and physical processes of, for instance, mineral extraction. I
think to me this is—for the kind of work I am interested in doing—enormously
important.



The
other thing that I would stress in the area of globally-oriented studies, is
that one could think of two ways of approaching a field of study. One is to
move around the world and gather together information, often with a notion of
improving things, such as development work, human rights work, international
security work. This entails gathering from one's own research and from other
experts in the field, with a certain notion of best practices and the state of
field, and of what works, and therefore what can then be moved from one place
to another as a form of expert knowledge. Some people really want that mobile
knowledge, which I suppose is often associated with the ability to generalize
from a particular case and to establish more universal principles about
whatever the topic is. And in this case one's own expertise becomes the
carrying or transmission of that expert knowledge. One saw a lot of that around
the whole issue of democratization that I mentioned before in the Middle East,
around the Iraq war when experts were brought in. They had done democracy
elsewhere in the world and then they turned up to do it in Iraq, and again
following the Arab Spring.



Against
that, to me, there is another mode of learning, which is not to learn about what is happening but to learn from. So to give the example, if there
is an uprising and a struggle for democracy going on in the streets of Cairo,
one could try and learn about that and then make it fit one's models and
classify it within a broader range of series of democratizations across the
world, or one could try and learn from it, and say 'how do we rethink what the
possibilities of democracy might be on the basis of what is happening?' To me
those are two distinct modes of work. They are not completely mutually
exclusive, but I think people are more disposed towards one or the other. I
have never been disposed, or good at, the first kind and do like the second, so
I would mention that as the second skill or attitude that is useful for doing
this sort of work.





In which discipline or field would you situate
yourself, or would we have to invent a discipline to match your work?



I
like disciplines, but I do not always feel that I entirely belong to any of
them. That said, I read with enormous profit the works of historians, political
theorist, anthropologists, of people in the field of science and technology
studies, geographers, political economists and scholars in environmental
studies. There are so many different disciplines that are well organized and
have their practitioners from which there is a lot to learn! But conversely, I
also think, in ways I have described already, there is something to be learnt
for some people from working in a much more deliberately post-disciplinary
fashion. The Middle East, South Asian and African Studies department to which I
have been attached here in Columbia for about five years, represents a
deliberate attempt by myself and my colleagues to produce some kind of
post-disciplinary space. Not in order to do away with the disciplines, but to
have another place for doing theoretical work, one that is able to take
advantage of not being bound by disciplinary fields, as even broad
disciplines—say history—tend to restrict you with a kind of positive liberty of
creating a place where you can do anything you want—as long as you do it in an
archive. I quite deliberately situate myself outside of any one discipline,
while continuing to learn from and trespass into the fields of many individual
disciplines. They range from all of those and others, because I am here among a
community of people who are also philologists; people interested in Arabic
literature and the history of Islamic science; and all kinds of fields, which I
also find fascinating. The first article I ever published was in the field of
Arabic grammar! So I have interests that fit in a very sort of
trans-disciplinary, post-disciplinary environment and I thrive on that.



Yet
doing this kind of post-disciplinary work is in a practical sense actually
absolutely impossible. If only for the simple fact that if it is already hardly
possible to keep up with 'the literature' if one is firmly situated within one
field, then one can never keep up with important developments in all the
disciplines one is interested in. There are some people that manage to do this
and do it justice. My information about contemporary debates in every
imaginable field is so limited; I do not manage to do justice to any field. In
the particular piece of research I might be engaged in, I try to get quickly up
to pace on what's going on, and I often come back again and again to similar
areas of research. I am currently interested in questions around the early
history of international development in the 1940's and 1950's, and that is
something I have worked on before, but I have come back to it and I found that
the World Bank archives are now open and there is a whole new set of
literatures. I had not been keeping up with all of that work. It is hard and
that is why I am very bad at answering emails and doing many of the other
everyday things that one is ought to do; because it always seems to me, in the
evening at the computer when one ought to be catching up with emails, there is
something you have come across in an article or footnotes and before you know
it you are miles away and it has got nothing to do with what you were working
on at the moment, but it really connects with a set of issues you have been
interested in and has taken you off into contemporary work going on in law or
the history of architecture… The internet has made that possible in a
completely new way and some of these post-disciplinary research interests are
actually a reflection of where we are with the internet and with the
accessibility of scholarship in any field only just a few clicks away. Which on
the one hand is fascinating, but mostly it is just a complete curse. It is the
enemy of writing dissertations and finishing books and articles and everything
else!





What role does expertise, which is kind of a central
term in underpinning much of the diverse work or topics you do, play in the
historical unfolding of modern government?



That
is a big question, so let me suggest only a couple of thoughts here. One is
that modern government has unfolded—especially if one thinks of government itself
as a wider process than just a state—through the development of new forms of
expertise, which among other things define problems and issues upon which
government can operate. This can concern many things, whether it is problems of
public health in the 19th or 20th century; or problems of
economic development in the 20th century; or problems of energy,
climate change and the environment today. Again and again government itself
operates—as Foucault has taught us—simultaneously as fields of knowledge and fields
of power. And the objects brought into being in this way—defined in important
ways through the development of expert knowledge—become in themselves modes
through which political power operates. Thanks to Foucault and many others,
that is a way of thinking or field of research that has been widely developed,
even though there are vast amounts of work still to do.



But
I think there is another relationship between modes of government and
expertise, and this goes back to things I have been thinking about ever since I
wrote an article about the theory of the state (The Limits of the State, pdf here) that was published in American
Political Science Review a long time ago (1991). The point I made then, is that
it is interesting to observe how one of the central aspects of modern modes of
power is the way that the distinction between what is the state and what is not
the state; between what is public and what is private, is constantly elaborated
and redefined. So politics itself is happening not so much by some agency
called 'state' or 'government' imposing its will on some other preformed
object—the social, the population, the people—but rather that it concerns a
series of techniques that create what I have called the effect of a state: the very distinction between what appears as a
sort of structure or apparatus of power, and the objects on which that power
works.



More
recently one of the ways I have thought about this, is in terms of the history
of the idea of the economy. Most people think of 'the economy' either as
something that has always existed (and people may or may not have realized its
existence) or as something that came into being with the rise of political
economy and commercial society in the European 18th and 19th
century. One of the things I discovered when I was doing research on the
history of development, is that no economist talked routinely about an object
called 'the economy' before the 1940's! I think that is a good example of the
history of a mode of expertise that exists not within the operations of an
apparatus of government but precisely outside of government.



If
you look in detail at how the term 'the economy' was first regularly used, you
find that it was in the context of governing the U.S. in the 1940's immediately
after the Second World War. In the aftermath of the war there was enormous
political pressure for quite a radical restructuring of American society: there
were waves of strikes, demands for worker control of industries, or at least a
share of management. And of course in Europe, similar demands led to new forms
of economy altogether, in the building of postwar Germany and in the forms of
democratic socialism that were experimented with in various parts of Western
Europe. As we know, the U.S. did not follow that path. And I think part of the
way in which it was steered away from that path, was by constructing the
economy as the central object of government, coupled with precisely this
American cultural fear of things where government did not belong. So this was
radically opposed to how the Europeans related government to economy: European
governments had become involved in all kinds of ways, deciding how the relation
between management and labor should operate in thinking about prices and wages;
instituting forms of national health insurance and health care; and the whole
state management of health care itself... Now this was threatening to emerge in
the U.S., and was emerging in many ways in the wartime with state control of
prices and production. In order to prevent the U.S. from following the European
path after the war, this object outside of
government with its own experts was
created: the economy. And the economists were precisely people who are not in government, but who knew the laws and
regularities of economic life and could explain them to people. It is
interesting to think about expertise both as something that develops within the
state, but also as something that happens as a creation of objects that
precisely represent what is not the
state, or the sphere of government.





Your most recent book Carbon Democracy (2011) focuses on the political structures
afforded, or engendered, by modes of extraction of minerals and investigates
how oil was constitutes a dominant source of energy on which we depend.
Can you give an example of how that works?



Let
me take an example from the book even though I might have to give it in very a
simplified form in order to make it work. I was interested in what appeared to
be the way in which the rise of coal—the dominant source of energy in the 19th
century and in the emergence of modern industrialized states—seemed to be very
strongly associated with the emergence of mass democracy, whereas the rise of
oil in the 20th century seemed to have if anything the opposite set
of consequences for states that were highly dependent on the production of oil.
I wanted to examine these relations between forms of energy and democratic
politics in a way that was not simply some kind of technical- or energy
determinism, because it is very easy to point to many cases that simply do not
fit that pattern—and, besides, it simply would not be very interesting to begin
with. But it did seem to me, that at a particular moment in the history of the
emergence of industrialized countries—particularly in the late 19th
century—it became possible for the first time in history and really only for a
brief period, to take advantage of certain kinds of vulnerabilities and
possibilities offered by the dependence on coal to organize a new kind of
political agency and forms of mass politics, which successfully struggled for
much more representative and egalitarian forms of democracy, roughly between
the 1880's and the mid 20th century. In general terms, that story is
known; but it had been told without thinking in particular about the energy
itself. The energy was just present in these stories as that which made
possible industrialization; industrialization made possible urbanization;
therefore you had lots of workers and their consciousness must somehow have
changed and made them democratic or something.



That
story did not make sense to me, and that prompted me to research in detail, and
drawing on the work of others who had looked even more in detail at, the
history of struggles for a whole set of democratic rights. The accounts of
people at the time were clear: what was distinctive was this peculiar ability
to shut down an economy because of a specific vulnerability to the supply of
energy. Very briefly, when I switched to telling the story in the middle of the
20th with oil, it is different: partly just because oil was a
supplementary source of energy—countries and people now had a choice between
different energy sources—but also because oil did not create the same points of
vulnerability. There are fewer workers involved, it is a liquid, so it can be
routed along different channels more easily; there is a whole set of technical
properties of oil and its production that are different. That does not mean to
say that the energy is determining the outcome of history or of political
struggles, and I am careful to introduce examples that do not work easily one
way or the other in the history of oil industry in Baku,
which is much more similar to the history of coal or the oil industry in
California for that matter. But you can pay attention to the technical
dimensions in a certain way, and the to the sheer possibilities that arise with
this enormous concentration of sources of energy—which reflects both an
exponential increase in the amount of energy but also an unprecedented
concentration of the sites at which energy is available and through which it
flows—that you can tell a new story about democratic politics and about that
moment in the history of industrialized countries, but also the subsequent
history in oil-producing countries in a different way. That would be an example
of how attention for technical expertise translates into a different
understanding of the politics of oil.





This leads to my next question, which is how do you
speak about materials or technologies without falling into the trap of either
radical social reductionism or a kind of Marxist technological determinism? Do
you get these accusations sometimes?



Yes,
I think so, but more so from people who have not read my work and who just hear
some talks about it or some secondary accounts. To me, so much of the
literature that already existed on these questions around oil and democracy, or
even earlier research on coal, industrialization and democracy, suffered from a
kind of technical determinism because they actually did not go into the
technical. They said: 'look, you've got all this oil' or 'look, you had all that
coal and steam power' and out of that, in a very determinist fashion, emerged
social movements or emerged political repression. This was determinist because
such accounts had actually jumped over the technical side much too fast:
talking about oil in the case of the resource curse literature, it was only
interested in the oil once it had already
become money. And once it was money, then it of course corrupts, or you buy
people off, or you do not have to seek their votes. The whole question of how
oil becomes money and how you put
together that technical system that turns oil into forms of political power or
turns coal into forms of political power, does not get opened up. And that to
me makes those arguments—even though there is not much of the technical in
them—technically very determinist. Because as soon as you start opening up the
technical side of it, you realize there are so many ways things can go and so
many different ways things can get built. Energy networks can be built in
different ways and there can be different mixes of energy. Of course most of
the differences are technical differences, but they are also human differences.
It is precisely by being very attentive to the technical aspects of
politics—like energy or anything else, it could be in agriculture, it could be
in disease, it could be in any area of collective socio-technical life—that one
finds the only way to get away from a certain kind of technical determinism
that otherwise sort of rules us. In the economics of growth, for instance,
there is this great externality of technological change that drives every sort
of grand historical explanation. Technology is just something that is kept
external to the explanatory model and accounts for everything else that the
model cannot explain. That ends up being a terrible kind of technical
determinism.



The
other half of the question is how this might differ from Marxist approaches to
some of these problems. I like to think that if Marx was studying oil, his
approach would be very little different. Because if you read Marx himself,
there is an extraordinary level of interest in the technical; that is, whether
in the technical aspects of political economy as a field of knowledge in the 19th
century, or in the factory as a technical space. So, conventional political
economy to him was not just an ideological mask that had to be torn away so
that you could reveal the true workings of capitalism. Political economy has
produced a set of concepts—notions of value, notions of exchange, notions of
labor—that actually formed part of the technical workings of capitalism. The
factory was organized at a technical level that had very specific consequences.
The trouble with a significant part of Marx's theories is that he stopped doing
that kind of technical work and Marxism froze itself with a set of categories
that may or may not have been relevant to a moment of 19th century
capitalism. There is still a lot of interesting Marxist theory going on, and
some of the contemporary Italian Marxist theory I find really interesting and
profitable to read, for example. Some of the work in Marxist geography
continues to be very productive. But at the same time there are aspects of my
work that are different from that—such as my drawing on Foucault in
understanding expertise and modes of power.





How come so many of the social sciences seem to stick
so rigidly to the human or social side of the Cartesian divide? It seems to be
constitutive of social science disciplines but on the other hand also radically
reduces the scope of what it can actually 'see' and talk about. 



I
think you are right and it has never made much sense to me. I suppose I have
approached it in two kinds of ways in my work. First, this kind of dualism was
much more clearly an object of concern in some of the early work I published on
the colonial era, including my first
book, Colonising Egypt (1988), where
I was trying to understand the process by which Europeans had, as it were, come
to be Cartesians; had come to see the world as very neatly defined it into mind
on the one hand and matter or on the other—or, as they tended to think of it,
representations on the one hand and reality on the other. And I actually looked
in some detail, at the technical level, at this—beginning with world
exhibitions, but moving on to department stores and school systems and modern
legal orders—to understand the processes by which our incredibly complicated
world was engineered so as to produce the effect of this world divided into the
two—of mind or representation or culture on the one hand, and reality, nature,
material on the other.



Second,
what were the effects, what were the repetitive practices, that made that kind
of simple dualism seem so self-evident and taken for granted? All that early
work still informs my current work, although I do not necessarily explore this
as directly as I did. One of the things I try to do is avoid all the vocabulary
that draws you into that kind of dualism. So, nowhere when I write, do I use a
term like 'culture', because you are just heading straight down that Cartesian
road as soon as you assume that there is some hermetic world of shared meanings—as opposed to what? As opposed to
machines that do not involve instructions and all kinds of other things that we
would think of as meaningful? So I just work more by avoiding some of the
dualistic language; the other kind would be the entire set of debates—in almost
every discipline of the social sciences—around the question of 'structure
versus agency' which just doesn't seems to me particularly productive. And I
have been very lucky, recently, in coming across work in the fields of science
and technology studies, because it is a field of people studying machines,
studying laboratories and studying people, a field that took nature itself as
something to be opened-up and investigated. In taking apart these things, they
realized that those kinds of dualisms made absolutely no sense. And they have
done away with them in their modes of explanation quite a long time ago. So
there was already a lot in my own work before I encountered Science and
Technology Studies (STS) that was working in that direction; but the STS people
have been at it for a long time and figured out a lot of things that I had only
just discovered.





Can you explain why it seems that perhaps implicitly
decolonization, or the postcolonial moment—which is understood within political
science and in development literature as a radical moment of rupture in which a
complete transfer of responsibility has taken place, instituted in sovereignty—is
an important theme in your work?



I
have actually been coming back to this in recent work, because I am currently
looking again at that moment of decolonization in Egypt. The period after World
War II, around the 1952 revolution and the debacle around the building and the financing of the Aswan Dam,
constitutes a wonderful way to explore questions on how much change
decolonization really engendered and to see how remarkably short-lived that
sort of optimism about decolonization, meaning a transfer of responsibility and
sovereignty, actually was. Of course decolonization did transfer responsibility
and sovereignty in all kinds of ways, but then that was exactly the problem for
the former colonial regimes: because, from their perspective, then, how were
all the people who had profited before from things like colonialism to continue
to make profits? The plan to build the High Dam at Aswan—although there has
always been Egyptians interested in it—initially got going because of some
German engineering firms… For them, there was no opportunity in doing any kind
of this large-scale work in Europe at
the time because of the dire economic situation there. But they knew that Egypt
had rapidly growing revenues from the Suez Canal and so they got together with
the British and the French, and said: let's put forward this scheme for a dam
so that we can recycle those revenues—particularly the income from the Suez
Canal, which was about to revert to Egyptian ownership—back into the pockets of
the engineering firms, or of the banks that will make the loans and charge the
fees. And that is where the scheme came from. Then the World Bank got involved,
because it too had found it had got nothing to do in Europe in the way of
development and reconstruction, so it invented this new field of development.
And it became a conduit to get the Wall Street banks involved as well. And the
whole thing became politicized and led to a rupture, which provided then the
excuse for another group, the militarists, the MI6 people, to invade and try to
overthrow Nasser. So just in the space of barely four years from that moment of
decolonization, Egypt had been reinvaded by the French, the British, working
with the Israelis, and had to deal with the consequences and the costs of
destroyed cities and military spending. That is an example of how quickly
things went wrong; but also of how part of their going wrong was in this
desperate attempt by a series of
European banks and engineering firms trying to recover the opportunities for a
certain profit-making and business that they had enjoyed in the colonial period
and now they suddenly were being deprived of. 






Last question. Has your work helped you make sense of
what is currently going on in Egypt and would you shine your enlightened light
on that a bit? Not on the whole general situation but perhaps on parts which
are overlooked or which you find particularly relevant. 



May
be in a couple of aspects. One of them is this kind of very uneasy and
disjunctive assemblage relationship between the West and forms of political Islam.
It sometimes seemed shocking and disturbing and destabilizing that the
political process in Egypt led to the rise and consolidation of power of the
Muslim Brotherhood. But of course the U.S. and other Western powers have had a
very long relationship going back at least to the 1950's—if not before—with
exactly these kinds of political forces or people who were locally in alliance
with them, in places like Saudi Arabia. I have a chapter in Carbon Democracy that explores that
relationship and its disjunctions. And I think it is important to get away from
the notion that is just a sort of electoral politics and uneasy alliances, but
it is actually the outcome of a longer problem. Both domestically within the
politics in the Arab states, of how to found a form of legitimacy that does not
seem to be based on close ideological ties with the West, but at the same time
operates in such in a way, that in practical terms, that kind of alliance can
work. So that would be one aspect of it, to have a slightly longer-term
perspective on those kinds of relationships and how disjunctively they
function.



The
other thing, drawing it a little more directly on some of the work on democracy
in Carbon Democracy, is that so much of the scholarship on democracy is about
equipping people with the right mental tools to be democrats; the right levels
of trust or interpersonal relations or whatever. There is a very different view
in my book, that the opportunities for effective democratic politics require
very different sets of skills and kinds of actions—actions that are much more
as it were obstructionist, and forms of sabotage, quite literally, in the usage
of the term as it comes into being in the early 20th century to
describe the role of strikes and stoppages. These are, I attempt to show, the
effective tools to leverage demands for representation in more egalitarian
democratic politics. I have been very interested in the case of Egypt, in the
particular places and points of vulnerability, that gave rise to the
possibility of sabotage. For instance, one of the less noted aspects of the
Egyptian revolution in general, was the very important role played by the labor
movement; this was not just a Twitter or Facebook revolution, but that was
important as well. Although the labor movement was very heavily concentrated in
industries—in the textile industry—the first group of workers who actually
successfully formed an independent union were the property tax collectors. And
there is a reason for that: there was a certain kind of fiscal crisis of the
state—which had to do with declining oil revenues and other things—and there
was the attempt to completely revise the tax system and to revise it not around
income tax—because there were too few people making a significant income to
raise tax revenues—but around property taxes.
And that was a point of vulnerability and contestation that produced not just
some of the first large-scale strikes but strikes that were effective enough
that the government was forced to recognize a newly independent labor movement.
This case is an instance of how the kind of work I did in the book might be
useful for thinking about how the revolutionary situation emerged in
Egypt. 



Timothy Mitchell is a political theorist and historian. His areas of research
include the place of colonialism in the making of modernity, the material and
technical politics of the Middle East, and the role of economics and other
forms of expert knowledge in the government of collective life. Much of his
current work is concerned with ways of thinking about politics that allow
material and technical things more weight than they are given in conventional
political theory.  Educated at Queens' College, Cambridge, where he
received a first-class honours degree in History, Mitchell completed his Ph.D.
in Politics and Near Eastern Studies at Princeton University in 1984. He joined
Columbia University in 2008 after teaching for twenty-five years at New York
University, where he served as Director of the Center for Near Eastern
Studies. At Columbia he teaches courses on the history and politics of the
Middle East, colonialism, and the politics of technical things.





Related links:





Faculty Profile at Colombia University
Read
Mitchell's Rethinking Economy (Geoforum
2008) here (pdf)
Read
Mitchell's The Limits of the State:
Beyond Statist Approaches and Their Critics (The American Political Science
Review 1991) here (pdf) 
Read
Mitchell's McJihad: Islam and the U.S.
Global Order (Social Text 2002) here (pdf) 
Read
Mitchell's The Stage of Modernity (Chapter
from book 'Questions of Modernity', 2000) here (pdf) 
Read
Mitchell's The World as Exhibition
(Chapter from book 'Colonising Egypt' 1991) here (pdf) 



Print version of this Talk (pdf)



  

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Ann Tickner on Feminist
Philosophy of Science, Engaging the Mainstream, and (still) Remaining Critical
in/of IR







Feminist IR is still often
side-lined as a particularistic agenda or limited issue area, appearing as one
of the last chapters of introductory volumes to the field, despite the
limitless efforts of people such as Cynthia Enloe (Theory Talk #48)
and J. Ann Tickner. She has laboured to point out and provincialize the
parochialism that haunts mainstream IR, without, however, herself retreating
and disengaging from some of its core concerns. In this Talk, Tickner elaborates—amongst others—on the specifics of a
feminist approach to the philosophical underpinnings of IR; discusses how
feminism relates to the distinction between mainstream and critical theory; and
addresses the challenges of navigating such divides.







Print version of this Talk (pdf)



What is, according to
you, the central challenge or principal debate in International Relations? And
what is your position regarding this challenge/in this debate?



I think the biggest challenge for IR is
that it is relevant and helps us understand important issues in our globalized world.
I realize this is not a conventional answer, but too often we academics get
caught up in substantive and methodological debates where we end up talking only
to each other or to a very small audience. We tend to get too concerned with
the issue of scientific respectability rather than thinking about how to try to
understand and remedy the massive problems that exist in the world today. Steve
Smith's presidential address to the ISA in 2002 (read it here),
shortly after 9/11, reminded us of this. Smith chastised the profession for
having nothing to say about such a catastrophic event.





How
did you arrive at where you currently are in your thinking about IR?



I've gone through quite a few transformations
in my academic career. My original identity was as an International Political
Economy (IPE) scholar; my first academic position was at a small liberal arts
college (College of the Holy Cross) where I taught a variety of IPE courses. In
graduate school I was interested in what, in the 1970s, we called 'North-South'
issues, specifically issues of global justice, which were not the most popular
subjects in the field. So I always felt a little out of place in my choice of
subject matter. In the 1980s when I started teaching, IR was mostly populated
by men. As a woman, one felt somewhat uncomfortable at professional meetings;
and there were very few texts by women that I could assign to my students. I
also found that many of the female students in my introductory IR classes were
somewhat uncomfortable and unmotivated by the emphasis placed on strategic
issues and nuclear weapons.



It was at about the time when I first
started thinking about these issues, I happened to read Evelyn Fox Keller's book Gender and Science,
a book that offers a gendered critique of the natural sciences (read an
'update' of the argument by Keller here, pdf).
It struck me that her feminist critique of science could equally be applied to
IR theory. My first feminist publication, a feminist critique of Hans Morgenthau's
principles of political realism, expanded on this theme (read full text here,
pdf).




Teaching at a small liberal arts college
where one was judged by the quality of one's work rather than the type of
research one was doing was very helpful—because I could follow my own, rather
non-conventional, inclinations. So I think my turn to feminism, after ten years
in the field, was a combination of my own consciousness-raising and feeling
that there was something about IR that didn't speak to me. Later, I was fortunate
to be hired by the University of Southern California, a large research
institution, with an interdisciplinary School of International Relations,
separate from the political science department. When I arrived in 1995, the
School had a reputation for teaching a broad array of IR theoretical approaches.
The support of these institutional settings and of a network of feminist
scholars and students, some of whom I discovered were thinking along similar
lines in the late 1980s, were important for getting me to where I am today.





What
would a student need (dispositions, skills) to become a specialist in IR or
understand the world in a global way?



It depends on the level of the student:
at the undergraduate level, a broad array of courses in global politics including
some economics and history. Language training is very important too, and ideally,
an overseas experience. We need to encourage our students to be curious and
have an open mind about our world.



At the graduate level, this is a more complicated
question. The way you phrased the question 'to understand the world in a global
way,' can be very different from training to become an IR scholar, especially in
the United States. I would emphasize the importance of a broad theoretical and
methodological training, including some exposure to the philosophy of science,
and to non-Western IR if possible, or at least at a minimum, to try to get
beyond the dominance of American IR, which still exists even in places outside
the US.





Why should IR scholars incorporate
gender in the study of world politics? What are the epistemological and
ontological implications of adopting a feminist perspective in IR?



Feminists would argue that incorporating
feminist perspectives into IR would fundamentally transform the discipline.
Feminists claim that IR is already gendered, and gendered masculine, in the
types of questions it asks and the ways it goes about answering them. The
questions we ask in our research are never neutral - they are a choice,
depending on the researcher's identity and location. Over history, the
knowledge that we have accumulated has generally been knowledge about men's
lives. It's usually been men who do the asking and consequently, it is often
the case that women's lives and women's knowledge are absent from what is
deemed 'reliable' knowledge. This historical legacy has had, and continues to
have, an effect on the way we build knowledge. Sandra Harding,
a feminist philosopher of science, has suggested that if were to build
knowledge from women's lives as well, we would broaden the base from which we
construct knowledge, and would therefore get a richer and more complex picture
of reality.



One IR example of how we limit our research
questions and concerns is how we calculate national income, or wealth—the kind
of data states choose to collect and on which they base their public policy. We
have no way of measuring the vast of amount of non-remunerated reproductive and
caring labour, much of which is done by women. Without this labour we would not
have a functioning global capitalist economy. To me this is one example as to
why putting on our gender lenses helps us gain a more complete picture of
global politics and the workings of the global economy.



Feminists have also argued that the
epistemological foundations of Western knowledge are gendered. When we use
terms such as rationality, objectivity and public, they are paired with terms
such as emotional, subjective and private, terms that are seen as carrying less
weight. By privileging the first of these terms when we construct knowledge we
are valuing knowledge that we typically associate with masculinity and the
public sphere, historically associated with men. Rationality and objectivity
are not terms that are overtly gendered, but, when asked, women and men alike
associate them with masculinity. They are terms we value when we do our
research.





In one of the foundational texts of
Feminist IR, 'You Just Don't Understand: Troubled Engagements between Feminists
and IR Theorists' (1997, full text here, pdf),
you highlighted three particular (gendered) misunderstandings that continue to
divide Feminists and mainstream IR theorists. To what extent do these
misunderstandings continue to inform mainstream perceptions of Feminist
approaches to the study of international politics?




I think probably they still do, although
it's always hard to tell, because the mainstream has not engaged much with
feminist approaches. I've been one who's always calling for conversations with
the mainstream but, apart from the forum responding to the article you mention,
there have been very few. In a 2010 article, published in the Australian Feminist Law Journal, I looked
back to see if I could find responses to my 1997 article to which you refer. I
found that most of the responses had come from other feminists. The lack of
engagement, which other feminists have experienced also, makes it hard to know about
the misunderstandings that still exist but my guess would be that they remain. However
I do think there has been progress in accepting feminism's legitimacy in the
field. It is now included in many introductory texts.



The first misunderstanding that I
identified is the meaning of gender. I would hope that the introduction of
constructivist approaches would help with understanding that gender is social
construction - a very important point for feminists. But I think that gender is
still largely equated with women. Feminists have tried to stress that gender is
also about men and about masculinity, something that seems to be rather hard to
accept for those unfamiliar with feminist work. I think it's also hard for the
discipline to accept that both international politics as practice and IR as a
discipline are not gender neutral. Feminists claim that IR as a discipline is
gendered in its concepts, its subject matter, the questions it asks and the way
it goes about answering them. This is a radical assertion for those unfamiliar
with feminist approaches and it is not very well understood.



Now to answer the second misunderstanding
as to whether feminists are doing IR. I think there has been some progress here,
because IR has broadened its subject matter. And there has been quite a bit of
attention lately to gender issues in the 'real world' - issues such as sexual violence,
trafficking, and human rights. Of course these issues relate not only to women
but they are issues with which feminists have been concerned. Something I
continue to find curious is that the policy and activist communities are
generally ahead of the academy in taking up gender issues. Most international
organizations, and some national governments are under mandates for gender
mainstreaming. Yet, the academy has been slow to catch up and give students the
necessary training and skills to go out in the world and deal with such issues.




The third misunderstanding to which I
referred in the 1997 article is the question of epistemology. While, as I
indicated, there has been some acceptance of the subject matter, with which
feminists are concerned, it is a more fundamental and contentious question as
to whether feminists are recognized as 'doing IR' in the methodological sense. As
the field broadens its concerns, IR may see issues that feminists raise as
legitimate, but how we study them still evokes the same responses that I
brought up fifteen years ago. Many of the questions that feminists ask are not
amenable to being answered using the social scientific methodologies popular in
the field, particularly in the US. (I should add that there is a branch of IR
feminism that does use quantitative methods and it has gained much wider
acceptance by the mainstream.) The feminist assumption that Western knowledge
is gendered and based on men's lives is a challenging claim. And feminists
often prefer to start knowledge from the lives of people who are on the margins
– those who are subordinated or oppressed, and of course, this is very
different from IR which tends toward a top-down look at the international
system. One of the big problems that have become more evident to me over time
is that feminism is fundamentally sociological – it's about people and social
relations, whereas much of IR is about structures and states operating in an
anarchic, rather than a social, environment. I find that historians and
sociologists are more comfortable with gender analysis, perhaps for this reason.
I'm not sure that these misunderstanding are ever going to be solved or that
they need to be solved.





Although Feminist methodology is
often conflated with ethnographic approaches, 
in 'What Is Your Research Program? Some Feminist Answers
to International Relations Methodological Questions' (2005, pdf here),
you argued that there is no unique Feminist research methodology. Nonetheless,
Feminist IR is well known for using an autoethnographic approach. What does this approach add to
the study of gender in IR? What might account for the relative dearth of
autoethnography in other IR paradigms?



I think it is important to remember that
feminists use many different approaches coming out of very different
theoretical traditions, such as Marxism, socialism, constructivism, postpositivism,
postcolonialism and empiricism. So there are many different kinds of feminisms.
If you look specifically at what has been called 'second-generation feminist IR,'
the empirical work that followed the so-called 'first generation' that
challenged and critiqued the concepts and theoretical foundations of the field,
much of it, but not all, (discourse analysis is quite prevalent too), uses
ethnographic methods which seem well suited to researching some of the issues I
described earlier. Questions about violence against women, domestic servants,
women in the military, violent women, women in peace movements– these are the
sorts of research questions that demand fieldwork and an ethnographic approach.
Because as I stated earlier, IR asks rather different kinds of questions, it
does not generally adopt ethnographic methods. Feminists who do this type of
ethnographic research tell me that their work is often more readily received
and understood by those who do comparative politics, because they are more comfortable
with field research. And since women are not usually found in the halls of
power – as decision-makers. IR feminists are particularly concerned with issues
having to do with marginalized and disempowered peoples' lives. Ethnography is
useful for this type of research.



I see autoethnography as a different issue.
While the reflexive tradition is not unique to feminists, feminism tends to be
reflectivist. As I said earlier, feminists are sensitive to issues about who the
creators of knowledge have been and whose knowledge is claimed to be universal.
Most feminists believe that there is no such thing as universal knowledge. Consequently,
feminists believe that being explicit about one's positionality as a researcher
is very important because none of us can achieve objectivity, often called 'the
view from nowhere'. So while striving to get as accurate and as useful
knowledge as we can, we should be willing to state our own positionality. One's
privilege as a researcher must be acknowledged too; one must always be
sensitive to the unequal power relations between a researcher and their
research subject – something that anthropology recognized some time ago. Feminists
who do fieldwork often try to make their research useful to their subjects or do
participatory research so that they can give something back to the community. All
these concerns lead to autoethnographic disclosures. They demand a reflexive
attitude and a willingness to describe and reassess your research journey as
you go along. This autoethnographic style is hard for researchers in the positivist
tradition to understand. While we all strive to produce accurate and useful
knowledge, positivists' striving for objectivity requires keeping subjectivity
out of their research.





Robert W. Cox (Theory Talk #37)
famously distinguished two approaches to the study of international politics:
problem-solving theory and critical theory. How does the emancipatory project
of the latter inform your perspective of IR and its normative goals? And is
this distinction as valid today as it was when Cox first formulated it, over 3
decades ago?



Yes
I think it's still an important distinction. It's still cited very often which
suggests it's still valid, although postmodern scholars (and certain feminists)
have problems with Western liberal notions of emancipation. I see my own work
as being largely compatible with Cox's definition of critical theory. Like many
feminists, I view my work as explicitly normative; I say explicitly because I
believe all knowledge is normative although not all scholars would admit it. What
Cox calls problem-solving theory is also normative in the conservative sense of
not aiming to changing the world. A normative goal to which feminists are
generally committed is understanding the reasons for women's subordination and
seeking ways to end it. It's also important to note that the IR discipline was borne
with the intention of serving the interests of the state whereas academic feminism
was borne out of social movements for women's emancipation. The normative goals
of my work are to demonstrate how the theory and practice of IR is gendered and
what might be the implications of this, both for how we construct knowledge and
how we go about solving global problems.





Much of your work addresses the
parochial scope and neopositivist inclination of International Relations (IR) scholarship, especially in the United
States. What distinguishes other
'Western' institutional and political contexts (in the UK, Europe, Canada and Oceania) from the American
study of IR?  How and why is
critical/reflectivist IR marginalized in the American context? What is the
status of these 'debates' in non-Western
institutional contexts?



With respect to the parochial scope of US
IR, I refer you to a recent book, edited by Arlene Tickner and Ole Wæver,
International
Relations Scholarship Around the World. It contains chapters by authors from around the world, some of whom
suggest IR in their country imitates the US and some who see very different IRs.
The chapter by Thomas J. Biersteker, ('The Parochialism of Hegemony:
Challenges for 'American' International Relations', read it here in pdf)
reports on his examination of the required reading lists for IR Ph.D.
candidates in the top ten US academic institutions. His findings suggest that
constructivism accounts for only about 10% of readings and anything more
radical even less. Over 90% of assigned works are written by US scholars. The dominance
of quantitative and rational choice approaches in the US may have something to
do with IR generally being a subfield of political science. Critical approaches
often have different epistemological roots. And I stress 'science' because
while IR is also subsumed in certain politics departments in other countries,
the commitment to science, in the neopositivist sense, is something that seems
to be peculiarly American. Stanley Hoffman's famous observation, made over
thirty years ago, that Americans see problems as solvable by the scientific
method is still largely correct I believe (read article here, pdf).
I find it striking that so many formerly US based and/or educated critical
scholars have left the US and are now based elsewhere – in Canada, Australasia,
or Europe.



Biersteker
sees the hegemony of American IR extending well beyond the US. But there is
generally less commitment to quantification elsewhere. This may be due to IR's historical
legacy emerging out of different knowledge traditions or being housed in
separate departments. In France, IR emerged from sociological and legal traditions
and, in the UK, history and political theory, including the Marxist tradition,
have been influential in IR. And European IR scholars do not move as freely
between the academy and the policy world as in the US. All these factors might encourage
more openness to critical approaches. I am afraid I don't know enough about
non-Western traditions to make an informed comment. But we must recognize the
enormous power differentials that exist with respect to engaging IR's debates. Language
barriers are one problem; having access to research funds is an enormous
privilege. Scholars in many parts of the world do not have the resources or the
time to engage in esoteric academic debates, nor do they have the resources to
attend professional meetings or access certain materials. The production of
knowledge is a very unequal process, dominated by those with power and resources;
hence the hegemonic position of the US that Biersteker and others still see.





As methodological pluralism now
retains the status of a norm in the field, John M. Hobson (Theory Talk #71) recently argued that the question
facing IR scholars no longer revolves around the debate between positivist
and postpositivist approaches. Rather, the primary meta-theoretical question
relates to Eurocentrism, that is, 'To be or not to be a Eurocentric, that is the
question.' To what extent do you agree with this statement? Why or why not?



Given
my answer to the last question, I am not sure that methodological pluralism has
reached an accepted status in the US yet. However, John M. Hobson has produced
a very thoughtful and engaging book that asks very provocative questions. Unfortunately,
I doubt many IR scholars in the US have read it and would be rather puzzled by
Hobson's claim. But certainly the Eurocentrism of the discipline is something
to which we should be paying attention. I find it curious how little IR has
recognized its imperial roots or engaged in any discussion of imperialism. As
Brian Schmidt and other historical revisionists have told us, when IR was borne
at the beginning of the twentieth century, imperialism was a central preoccupation
in the discipline. Race also has been ignored almost entirely by IR scholars.  



To
Hobson's specific claim that the important question for IR now is about being
or not being Eurocentric rather than about being positivist or postpositivist, I
do have some problems with this. I am concerned with Hobson's painting
positivism and postpostivism with the same Eurocentric brush. Yes, they are
both Eurocentric; but postpositivists or critical theorists – to use Cox's term
– are at least open to being reflective about how they produce knowledge and
where it comes from. If one can be reflective about one's knowledge it does
allow space to be aware of one's own biases. Those of us on the critical side
of Cox's divide can at least be reflective about the problems of Eurocentrism,
whereas positivists don't consider reflexivity to be part of producing good
research. Nevertheless, Hobson has made an important statement. He has written
a masterful and insightful book and I recommend it all IR scholars.





Last question. Your recent work is
part of an emergent collective dialogue that aims to 'provincialize' the
Western European heritage of IR. In a recent article
entitled 'Dealing with Difference: Problems and Possibilities
for Dialogue in International Relations' you highlight the need for
non-Eurocentric approach to the study of IR. In IR,
what are the prospects for genuine dialogue across methodological and geographical borders?
Where do you see this dialogue taking place?



This is a very tough issue. There are
scholars like Hobson who talk about a non-Eurocentric approach, but given what
I said about resources, about language barriers, and about inequalities in the
ability to produce knowledge, this is difficult. As I've said at many times and
in many places, the power difference is an inhibitor to any genuine dialogue.
So, where is dialogue taking place? Among those, such as Hobson, who advocate a
hybrid approach that takes other knowledge traditions seriously and sees them
as equally valid as one's own. And mostly on the margins of what we call 'IR', where
some very exciting work is being produced. Feminism is one such site. Feminist
approaches are dedicated to dialogic knowledge production, or what they call
knowledge that emerges through conversation. Feminists believe that theory can
emerge from practice, listening to ordinary people and how they make sense of
their lives. I also think that projects like the one undertaken by Wæver and
Tickner (which is still ongoing) that is publishing contributions from scholars
from very different parts of the world is crucial.





J. Ann Tickner is
Distinguished Scholar in Residence at the American University. She is also a
Professor Emerita at the University of Southern California where she taught for
fifteen years before coming to American University. Her principle areas of
teaching and research include international theory, peace and security, and
feminist approaches to international relations. She served as President of the
International Studies Association from 2006-2007. Her books include Gendering
World Politics: Issues and Approaches in the Post-Cold War Era (Columbia
University Press, 2001), Gender in International Relations: Feminist
Perspectives on Achieving International Security (Columbia University
Press, 1992), and Self-Reliance Versus
Power Politics: American and Indian Experiences in Building Nation-States
(Columbia University Press, 1987).







Related links





Faculty Profile at American University
Read
Tickner's Hans Morgenthau's Principles of
Political Realism: A Feminist Reformulation (Millennium, 1988) here (pdf)
Read Tickner's You Just Don't Understand: Troubled Engagements between Feminists and
IR Theorists (1997 International Studies Quarterly) here (pdf) 
Read Tickner's What Is Your
Research Program? Some Feminist Answers to International Relations
Methodological Questions (2005, International Studies Quarterly) here (pdf) 


Print version of this Talk (pdf)

Domestic Violence in Danielle Steel's Journey (A Liberal Feminism Approach) Aryani Fitri Hira Kartika English Department, Faculty of Languages and Arts, Surabaya State University Aryanifitri11@gmail.com Fabiola Dharmawati Kurnia English Department, Faculty of Languages and Arts, Surabaya State University fabkurnia@gmail.com Abstrak Permasalahan kekerasan dalam rumah tangga selalu menjadi ancaman bagi wanita. Hak asasi manusia mereka ditiadakan oleh suami.Tujuan penelitian ini adalah menganalisis bagaimana kekerasan dalam rumah tangga dan bagaimana wanita melawan kekerasan yang tergambarkan pada Journey karya Danielle Steel. Penelitian ini menggunakan metode data deskriptif-qualitatif dengan pendekatan konsep kekerasan menurut Paula and Margie untuk menunjukkan bentuk kekerasan dalam rumah tangga dan liberal feminisme menurut Naomi Wolf dan John Stuart Mill untuk menunjukkan usaha wanita untuk melawan kekerasan dan bangkit dari permasalahannya. Hasil penelitian ini mengungkapkan (1) bentuk kekerasan yang dialami Mddy, tokoh utama dalam Journey yang ditinjau dari pendekatan liberal feminisme adalah kekerasan emosional; penghinaan, ancaman, menganggap rendah, dan pengisolasian sosial, sementara kekerasan seksual;pemaksaan seks, pemaksaan sterilisasi, penyiksaan secara seksual, dan menganggap wanita sebagai objek seks. (2) Bagaimana Maddy melawan kekerasan melalui berani berbicara ketika Ia ingin diberi kesempatan untuk memberi ide-idenya dalam area pekerjaan, membuat keputusan dalam hidupnya, bersosialisasi dengan teman-temannya, melalui tindakan ketika Ia menentang perintah suaminya untuk menjauhi anak istrinya, keinginan Maddy tetap pada merawat anaknya, dan yang terakhir melalui personal autonomi ketika Ia mengambil sikap untuk berpisah dari suaminya demi terbebas dari kekerasan suaminya. Berpisah dari suaminya, Ia bisa hidup mandiri tanpa bayang-bayang suaminya. Keywords : Kekerasan, Wanita, Perlawanan, Liberal Feminisme Abstract Violence always becomes threat for women. Their human rights are denied by their husband.The purpose of this study is analyzing how domestic violence to woman and how woman resists against violence as reflected in Danielle Steel's JOURNEY. This research of method used to analyze the data is a descriptive-qualitative with an approach of domestic violence by Paula and Margie to show the forms of domestic violence and liberal feminism by Naomi Wolf and John Stuart Mill to show her efforts to resist against violence and revival from her problems. The result of this research exposes that (1) violence experienced by Maddy as the main female character are emotional abuse; humiliation, threats, belittling, and social isolation, meanwhile sexual abuse; rape, enforced sterilization, torturing sexually, and looking woman as sexual object. (2) How Maddy resists against violence through speak out as she wants to be given opportunity in giving her ideas in her working place, making her own decisions in her life, socializing with her friends, and, through doing action as Maddy tries to oppose every her husband's commands, one of them is her decision for taking care her children and through being personal autonomy when she decides to divorce with her husband and lived independent with working without the shadows of her husband. She has had power to be personal hood in determining self, mind, body, and feeling that divorce is the best way for sake of happiness and pleasure (freedom of emotional and sexual abuses) perpetuated by her husband. Keywords : Violence, Women, Resistance, Liberal Feminism INTRODUCTION: God creates a man to the earth for living in love with others but in reality lately the acts of violence has always been part of the human experience. Acts of violence can happen in everywhere, be experienced by anyone, and be perpetrated by anyone (Dustin, 2009:87). However, survey from UNICEF Research Centre in 2000 states that violence is regular part of women's experience in domestic violence. They are unable to make their own decisions, voice their own opinions or protect themselves and their children for fear of further repercussions. Their human rights are denied and their lives are stolen from the abuser by regularly getting threats of violence (Khan, 2000:2). Many factors make women experience violence, one of them is gender bias, unequal power relations between men and women in which women is forced into a subordination position compared women than men that leads women as the victim of men dominance and discrimination and to prevention of the full advancement of women (Khan, 2000:2). Violence in domestic life always happens toward wife as a party who is regarded weaker than her husband. Joda et al, 2009:2 states that husband often do not feel guilty with what he does even he feels no breaking the law when he commits violence to his wife. Some women activists believes that violence in domestic sphere is rooted in belief of patriarchal system that still applied by husband in system of his household. According to Dobash, patriarchy contributes toward wife abuse. The system had defined the differences of gender between men and women. Husband was supposed to be strong, dominant, authoritarian, aggressive, and rational provider while women had devalued as secondary and inferior who had been assigned to be irrational, dependent, passive, submissive, soft, nurturing (in Margie, 2002:34). Patriarchal society regarded women as men's property and gave authority toward husband to control and decide decision for wife. Araji and Carlson (2001) argued that patriarchal societies may foster domestic violence because the dominant male is perceived to be appropriately disciplining and controlling the behaviour of the subordinate wife in the family (in Florence, 2008:592). The forms of women abuse can be classified into three forms, those are physical abuse, emotional abuse, and sexual abuse. Physical abuse is like grabbing, hitting, and kicking, sexual abuse is like demanding sex when one's partner is unwilling, enforced to sterilization, regarding women as a sex object, and emotional abuse is like humiliation, threatening, belittling, and social abuse (Paula, 2006:5 &16 and Margie, 2000: 3-6). Bhasin states that patriarchy as a concept to refer social system of masculine domination over women. Patriarchal society places men in superior or masculine position meanwhile women is put in subordinate position (2000:10). Murniati states that patriarchy is a system of socio-culture that marginalizes women's position in all aspects including in economic, social, education, politic sphere as if the system legitimizes some a various inequality, deprivation, and oppression over women (2004:227-229). In patriarchal situation, women had only little influences in society where they did not have rights on common areas in society such as in family, social, government, education. So, women's economic social, political, psychological condition depended on men. Domestic violence always becomes the hidden issue. Almost all of the victims are unwilling to report the police because wife still depends on financial on husband, wife still loves her husband, and many reason else. Summer states that many the victim is always silent toward violence perpetrated by her husband, never resists the abuser and never tells anyone (Summers, 2002:170). Moreover, according to Joyce, victims of violence over time experiences more serious consequences than of one-time incidents. Domestic violence against women where husband as the perpetrator can lead psychological consequences for the victim (2009:134-135). Gender bias that causes women are always marginalized, subordinated, and oppressed in the family at the place of work, and in society emmerges feminism. Feminism is an awareness of women oppression at the place of work within the family and an awareness of patriarchal control (Bhasin, 2000:31). Meanwhile Carter states that feminism is a movement for women that attempts to resist the dominance of a patriarchal society have a long history (2006:910). One of feminism movement that defend equality rights between men and women is liberal feminism. Liberal feminism is a movement that is reflected in every struggle done by women to demand the right of freedom (Humm, 2002:250). Liberal feminism emphasizes the importance of individualism, freedom, especially freedom of choice. The feminist movement is that women gain control. Both of the body itself as well as the social world. They reject the gender symbols attached to each sex and gender socialization to children that had been done. Women experience discrimination because of gender inequality but women should have same opportunity like men in all of aspects, including private field, or public field, or public field (Ritzer, 1992:450). John Stuart Mill states that women must be personal autonomy as women are rational beings and have the same capacity as men. Problems faced by women more often caused by women if legal reform has happened to make equality between men and women (Tong, 2009:29). Women who success financially comfortable, succesful does not guarantee them will freedom from discrimination and violation. As women regard themselves as the victim of discrimination and violation, Wolf states that women have the power to control what happens to them so stop thinking of themselves as victim and to capitalize on the power inherent in their majority status. Society does not oppress them. It is time for women to do self defeating (speak out) against violation and discrimination. Proclaiming themselves as victimhood does not project strength (Wood, 2009:84). Journey is a novel that will be analyzed. This research chooses the novel as the main female character, experiences violence emotionally and sexually during her marriage life however Maddy is a representation of woman's movement who is brave to speak out against violence perpetruated by her husband but she never tries to hate marriage institution. Maddy as a woman who is not afraid to out of comfort zone and false happiness created by her husband after getting supports from her friends, a support group for battered women, daughter. She escapes from the shackle of oppression to be an independent, free women with her daughter and her friends who support her not like many wives commonly are afraid to escape from violence or say divorce cause they still depend on their husband. Based on the explanation above, the writer is interested to analyze how domestic violence is reflected using the concept of domestic violence from sociological approach by Paula and Margie and how woman resists against violence and revival from her problems by using liberal feminism by Naomi Wolf and John Stuart Mill. Theoritical Framework In producing a good understanding of the conflicts in domestic life which woman experiences and how woman resists against violence in Danielle Steel's Journey, this study applies extrinsic approach in analyzing the problems. The theory of domestic violence by Paula and Margi is chosen as the tool to find out domestic violence to woman is reflected in Danielle Steel's Journey. Theory of domestic violence is a theory which is used to analyze how the forms of abuses which is experienced by the victim. The types of domestic violence according to Paula and Margie consist of physical abuse, emotional abuse, and sexual abuse. (1) Physical abuse is the action of physically assaults, causing injury, pinching, or squeezing, (2) emotional or psychological abuse is consistently doing or saying things verbally that results in fear, loss of confidence, loss of the ability to act, a sense of helplessness and or severe psychological suffering on a person, and (3) sexual abuse is including sadism and forcing a person to have sex when he or she does not want to, forcing a person to engage in sexual act that he or she does not like or finds unpleasant, frightening, or violent, touches the victim sexually in uncomfortable ways, and regards women as a sexual object. Liberal feminism is chosen as the tool to analyze how woman resist against violence. Its feminism emphasizes that violence toward women is based on unequal power relations between women and men. Its theory emphasizes equal individual rights and liberties for women and downplaying sexual differences. Liberal feminist propose a series of strategies for eliminating gender inequality; supporting individual in challenging sexism wherever it is enccountered in daily life without hating the marriage institution. As women experience inequality, the soulution is on women themselves (Ritzer, 1992:452-53). In challenging discrimination and violation toward women, Wolf demands woman to do self defeating (speak out). Its concept is used by Wolf to give powerness for women resist against discrimination and violation (Wood, 84). Wolf states that women are not needed to ask for permission toward anyone for achieving social equality (1999:79). Meanwhile John Stuart Mill gives powerness on women for being personal autonomy. Personal autonomy is a autonomous decision making. John Stuart Mill states that women have powerness as personhood over their self, their thinking, their feeling, their body in determining a choice in their living for sake of happiness and pleasure but not obstruct another people's right in the process (Tong, 2009:16) Based on the background of the study above, the questions below will be answered. (1). How is domestic violence to woman reflected in the Danielle Steel's Journey? (2). How does woman in Danielle Steel's Journey resist against violence? Research Design and Method: To analyze Danielle Steel's Journey, this study uses descriptive qualitative. Thomas (2003) defines qualitative methods as method that involves research by describing kinds of characteristics people and events without comparing the events in term of amounts. The main data is the novel entitled Journey by Danielle Steel, published in 2000 by Dell Publishing, New York. Meanwhile the additional data are taken from many sources such as journal, book, and internet sources. Besides that, quotations in the novel is taken also related how domestic violence to woman is reflected and how woman resists against woman as represented by the main female character of Maddy. There were some steps taken in conducting this study. First, reading was the first step to do to gain the idea the novel intends to deliver. After the writer has finished reading the novel, the next step which was hold was close reading. This step was applied to find quotations related to the topic and problems going to analyze. Close reading was done three times. The first close reading was to find the quotations which are related how domestic violence to woman, then the second close reading was to find how woman resists against woman as represented in Danielle Steel's Journey. The data observed from the novel were then analyzed to the statement of the problems. It was then synchronized with the similar concept of domestic violence by Paula and Margie, concept of victimization by Joyce, and the concept of liberal feminism by Naomi Wolf and John Stuart Mill taken from journals, books, and critical essays. The synchronized data were useful to take final conclusions. Therefore, the significance of the study can be achieved well. Data analysis For the first question this study take theory from the theoritical framework which concerns with forms of abuse toward woman. The concept of domestic violence by Paula and Margie will be explained in this research to find out how domestic violence to woman is reflected in Danielle Steel's Journey. In this research, the writer only found two forms of abuses to women, they are emotional abuses, and sexual abuses. For the second question this study take theory from the theoritical framework which concerns with women's efforts to resist against violence. The concept of liberal feminism by Naomi Wolf and John Stuart Mill which are used to reveal how woman in Danielle Steel's Journey resists against violence. RESULT (1). As the explanation of the domestic violence, this study finds out domestic violence to woman into two forms of abuse, they are emotional abuse and sexual abuse. Emotional Abuse consists of humiliation, threatening, belittling, social isolation. Meanwhile sexual abuse consist of rape, enforced sterilization, torturing sexually, and looking woman as a sexual object. (2). As the explanation of liberal feminism by Naomi Wolf and John Stuart Mill, this study reveal how woman resists against violence. The strategy of Maddy's resistance to get out of domestic violence in Danielle Steel's Journey through speak out, doing action, and being personal autonomy. 1.1 Emotional Abuse 1.1.1 Humiliation "I don't give a damn what you think. I don't pay you to think. I pay you to look good and read the news of a TelePrompTer. That's all I want from you. And with that, he walked into his bathroom, and slammed the door behind him, as she burst into tears in their bedroom. (Steel, p. 34) The quotation above show the form of humiliation by men toward women. In this Journey, Jack always puts his wife into subordinate position. Jack never regards his wife having capability in thinking. Jack just cares how Maddy could look beautiful in front of audiences without giving opportunity for her in giving her arguments or ideas as she is delivering the news. Jack will getting angry as Maddy tries to oppose his commands. One of his commands is prohibitting his wife to hold the program of editorial however Maddy still holds it for the sake of helping her new friend who committed suicide due to abused by her husband, Jack's friend also. 1.1.2 Threatening "I heard you, she said numbly. And I hate you for it. I don't give a damn what you think or feel about this. I only care about what you do, and it goddamn better be the right thing this time, or you're finished. With me and the network. Is that clear, Mad? She looked at him for a long moment and then turned on her heel and walked swiftly down the stairs, back to her own floor. She was pale and shaking." (Steel, p.63) The quotation above shows that Jack always tries threats for Maddy, his wife. Besides she will loss her jobs, Jack will divorce Maddy as his threat for his wife as she does not obey what Jack says to her. Maddy loves so much her husband and also depend financially with her husband. That's Maddy has no other alternatives to leave her husband. In her marriage, Maddy has no power over her husband. Jack always regards her as his property that could be ordered by Jack. Jack feels Maddy as his wife and his employee so he deserves to control his wife as she tries to show her potential in giving comments which acrosses with Jack's principles. 1.1.3 Belittling "That's insulting! It's the truth. As I recall, Mad, you never went to college. In fact, I'm not even sure if you finished high school. It was the ultimate put-down, insinuating that she was too stupid and uneducated to think (Steel, p. 90) The quotation above shows that Maddy tries to oppose all of belittling which is perpetruated by Jack to her however Jack gives awareness to Maddy that the reason of belittling is because Jack doubts whether Maddy ever finished her school or not. The unequal power relation in educational things lead discrimination over Maddy by Jack. Jack belittles Maddy as a stupid wife so Maddy should put down with her husband's commands. 1.1.4 Social Isolation "She didn't have that many friends in Washington, she'd never had time to make them and those she had made, Jack never liked, and eventually pressured her not to see them. She never objected because Jack always had some objection to them, regarding her friends were fat, ugly, inappropriate, or indiscreet. He kept Madeleine carefully guarded, and inadvertently isolated. She knew he meant well in protecting her, and she didn't mind, but it meant that the person she was closest to was Jack, and in recent years, Greg Morris." (Steel, p. 25) From the quotation above, social isolation is as form of discrimination. Men have full power over women as well as limits women to socialize with their friends. In Journey, Jack as the head of family, he determines which is a friend should be and should not be met by Maddy. Meanwhile Jack is freedom to choose which a friend he wants to meet. Besides his bussiness relation, he can also meet with woman. The quotation can be seen below: "He had been so quick to explain the photograph of the woman he's been with at Annabel's in london (Steel, p.159) 1.2 Sexual Abuse 1.2.1 Rape "He was smiling at her, and he reached out a hand and gently touched her breast, and then before she could stop him, he had grabbed her so hard, it made her gasp, and she begged him to stop "Why, baby? Tell me why? Don't you love me? I love you, but you're hurting me. There were tears in her eyes as she said it. I don't want to make love tonight, she tried to say, but he didn't listen, he grabbed a handful of her hair and sharply pulled her head back. What she sensed most in his love for her was danger. (Steel, p.87) From the quotation above shows that Jack regards Maddy as his own property which could be used by Jack anytime Jack wants. Jack always controls Maddy's sexuality. It can be shown from the quotation above as Jack always forces Maddy to have a sex with him although Maddy does not want to have a sex with Jack or finds unpleasant, frightening, violent when having a sex. Jack does not care with his wife's refusal, instead Jack grabs a handful of her hair and sharply pulled her head back to make his sexual impulse satisfied. 1.1.5 Enforced Sterilization "Jack convinced Maddy that children will obstacle her career. Jack had made it very clear to her right from the beginning that he didn't want children. And after a brief period of mourning for the babies she would never have, at Jack's insistence, Maddy had had her tubes tied. It seemed easier to give in to Jack's wishes and not take any chances. He had given her so much, and wanted such great things for her. She could see his point that children would only be an obstacle she'd have to overcome, and a burden on her career. But there were still times when she regretted the irreversibility of her decision. (Steel, p. 15). From the quotation above shows forcing woman to tie the rope uterus shows the violations of human rights because it is band for woman's reproduction where woman will never have children again. The factors that leads this abuse still attached to the dominant assumption has the right to control the weak and the wife playing the role of a person who is required to comply, in terms of the economic dependence of women makes women cannot do anything other than comply with applicable rules. Jack Maddy action to force the rope cut the uterus with the aim that Maddy is not hampered career is a form of self control female reproduction by males while liberal feminism oppose the restrictions on reproduction for having offspring is the right of every individual, and no one was allowed to prohibit or restrict. 1.1.6 Torturing sexually "Are you going to be a good girl now?" he asked, taunting her, torturing her with pleasure. "Do you promise?" "I promise," she said breathlessly. "Promise again, Mad." He was a master at what he was doing, it had taken long years of practice. "Promise me again"I promise I promise I promise I'll be good, I swear." All she wanted now was to please him, and from the distance, she knew she hated herself for it. She had sold out to him again, given herself to him again, but he was too powerful a force to resist (Steel, p. 70) From the quotation above can be stated that Jack as a husband who tries to pressure toward his wife in order to always being submissive and does not break commands which have applied by her husband. Jack reminds his wife with torturing her sexually slow by slow when having sex, in order to his wife realizes that the acts which have been done by Maddy is wrong. As Maddy's position is in inferior status and depends financially toward her husband, Jack regards her as his own property that can be treated anything. 1.1.7 Looking woman as a sexual abuse "They often lay there for a while before they went to sleep, talking about what had happened that day, the places they'd been, the people they'd met with, the parties they'd been to. As they did now, and Maddy tried to guess what the President was up to. I told you, I'll tell you when I can, stop guessing. Secrets drive me crazy, she giggled. You drive me crazy, he said, turning her gently toward him, and feeling the satin of her flesh beneath the silky nightgown (Steel, p. 15). The quotation above shows that woman still is put in inferior position. Because of her position in inferior, man always regards woman's existence as a sexual object not as a friend in helping her husband in solving the problems. From the quotation above, Maddy feels curious what is talking with her husband with the president, she tries to ask well but her husband instead say crazy to Maddy. Jack only focuses on her body which is reflected in he stops her husband's conversation which tries to ask what happens between her husband and president, Jack instead turns Maddy gently toward him, and feeling the satin of her flesh beneath the silky nightgown. 2. The Strategy woman's resistance against violence 2.1 Speak out "Have you ripped Jack's head off yet about our editorials? He grinned at her. No, but I will later, when I see him. As Jack and Maddy sped together toward Georgetown, she said to Jack "What the hell happened to our editorials? "Bullshit, Jack, they love them. Whydidn't you say something to me about it this morning?" She still looked annoyed. You never even asked me. It would have been nice to know. I think you really made the wrong decision on that one. (Steel, chapt 3: 27) The quotation above shows that Maddy tries to do refusal against Jack's treatment that suddenly stopped the editorial program which is hosted by Maddy. For Maddy, the act of Jack that has stopped the editorial program which is hosted by her is as form of individual rights violation as Jack who always created his own decisions without giving freedom his wife to speak or deliver her ideas or just giving refusal with Jack's concepts which must be runned by his wife. In working place, Jack is as a concept maker meanwhile Maddy is just a puppet that only run the duties of work from Jack without being given the opportunity to give her ideas. Maddy dare to challenge Jack the event that a decision to dismiss an editorial decision is the kind of action one dared speak against the arbitrary actions of Jack who always underestimate the ability of Maddy in guiding news event. "I'm so proud of you, Madeleine," said a soft voice Phyllis Armstrong , wife of the president. "That was a very brave thing you did, and the editorial is very necessary. It was a wonderful broadcast, Maddy." "Thank you, Mrs. Armstrong, said Maddy." (Steel, chapt 3: 32) The quotation above shows that Maddy has strengtheness against Jack's commands which acrosses with Maddy's principle. She does not want to regard herself as victim of victimhood. Although Jack has stopped the program however Maddy is not afraid to air the program without unbeknownst by Jack. Without helping from Jack's concepts, Maddy actually has power in delivering news well. It can be shown as many audiences and the president's wife commend her broadcast is very amazing. For Maddy, the struggle which has done by her toward Janet is a form of struggle as woman to help other women and also her efforts to show her existence. In the sphere of work, Maddy does not want to regulated by Jack, she wanted to be given the opportunity to organize the editorial program which is ever hosted by her. 2.2 Doing action Liberal feminism supports that every women have equal rights and freedom same as men, including freedom in making choice for reproduction. As Maddy decides to marry with Jack, she thinks that her life will brings happiness. Jack always brings luxurious gifts for Maddy, she never got abuses physically like her marriage life with Bobby Joe and her childhood life that her father always beats her and his mother. However, Jack never gives rights as individual and social beings. One of human right violation which is perpetrated by Jack to Maddy is prohibitting Maddy to have a baby that Maddy must allow her tube of uterus tied in the name of love her for Jack. "Why didn't you tell me that you'd had a visit from my daughter?" Her eyes never lefthis as she asked the question, and she saw something cold and hard come into his, a burning ember that was rapidly being kindled by anger. "Why didn't you tell me you had a daughter?" he asked just as bluntly. "What I want to know from you is why you didn't tell me that you saw her. What were you saving it for?" (Steel, 111) The quotation above shows that as a woman, Maddy wants to her existence can be regarded, a form of recognition of the existence of women by men with giving woman to create reproduction choice. From the quotation above is explained that Maddy shows her anger to Jack as he has intended Maddy to meet her daughter who has ever regarded lost. The action of Jack to Maddy can be categorized with human rights violation to have descent. Understanding that Jack never accept Lizzy's presence, Maddy does not care how Jack will respond the situation. In Maddy's mind is only Lizzy. She deserves to have a right for having a child after Jack ever loss Maddy's opportunity. As stated by Naomi Wolf that social equality is not things that are entreated from others. Women must be ready to have a place that has become their rights. Maddy realizes that she has a right to be mother without asking for permission from Jack, she still maintain her rights to regard Maddy to be her children and meets with her. The quotation can be seen below: "Where were you? Try telling me the truth this time.I was with Lizzie. Who is that?" My daughter. Oh, for God's sake," he said." (Steel, p.129). 2.3 Being Personal Autonomy "You owe me everything. And I hope you realize you'll be out of a job if you leave me." His eyes glittered like steel."Possibly. I'll let my lawyers handle that, Jack. I have a contract with the network.You can't just throw me out without notice or compensation." She had gotten braver and smarter while fighting for her life in the rubble. (185) Based on the above text can be proved that maddy had dared to oppose, and to threaten Jack behind. The quotation above explains that the woman has power to determine self, body, and mind. Maddy has shows how she is able to stand alone. For sake of happiness and pleasure, she does not let his wife to hurt her heart agains. She deseves to find her autonomous choices witthout being afraid with threats from her husband as stated by John Stuart Mill above. After she decides to leave living which is borrowed by Jack, Maddy get offers to become a broadcaster of three big television station still she thinks that it is time for her taking care her daughter and her son first. She wants to feel how being a mother thrutfully as John Stuart Mill states that women have power to determine her self, her body, and her mind. In this case Maddy wants to determine her self as a mother first, "I don't know yet. I want to go back to work, but I want to enjoy you and Andy for a while. This is my first chance, and my last, to be a full-time mother. Her lawyer was organizing a major lawsuit against Jack and his network. He owed her a huge severance for kicking her out of her job, and there was the issue of slander, malicious intent, (Steel, p. 201). She also wants to determine her body as Madelaine Beaumont. Determining self, body, and mind according his or her own wishes without getting a force from other, it means that he or she has been personal autonomy. The quotation can be seen below: "She didn't want anything more to do with Jack Hunter. Even if she went on another show again, she had decided to do so as Madeleine Beaumont." (Steel, p. 199) The quotation on 199-201 above can be explained that Maddy as an individual that has found her true identity as a woman, who ever had been despoiled by Jack, her husband. With the emergence of self confidence on Maddy cultivates an attitude of optimism in her mind that without abundant wealth from, happiness could be achieved by Maddy with is accompanied by her children. Maddy could choose to leave her husband, changes her name with using her own name and decides to work again without any coercion from others, she has personal autonomy, a autonomous decision making. Besides she has been personal autonomy, she also becomes a flourishing person that she still decides to work and she is not afraid to sue her husband and her husband networking as he had done violation toward Maddy's name. CONCLUSION The first problem is domestic violence to woman reflected. Based on the result of data analysis and discussions which have been explained on previous chapter, it is revealed that in Journey happens oppression which is perpetrated by Jack to Maddy in their marriage life in some aspects, including emotional, sexual abuses then discrimination in sphere of work. Emotional abuse is reflected in Journey including humiliation, threatening, belittling, social isolation which is committed all by the main male character to the main female character. Meanwhile sexual abuse is reflected in Journey including prohibition to have a baby by the main male character, Jack to the main female character, Maddy, forces in having sex, use torturing sexually when having sex as a punishment so that the main female character is submissive with the main male character. Discrimination in working spheres also reflected in Journey including subordination toward integrity of woman, for instance woman is considered incapable of doing anything without the concept of men's, women in this novel is described only as a performer who does things her own unsubstantiated opinion, and woman is only regarded as an benefit asset in increasing television program which is guided by the main female character. Woman in Journey need only look beautiful in a career without having to use her mind and her ability as an independent individual. In Journey, the female character, Maddy is always prosecuted for looking beautiful, elegant and not much demand to her husband. Woman does not have important role in all of spheres such as in her private life at home and in her public life at working place. The second problem is how woman resists against violence. The forms of woman's resistance which are reflected in Journey, including speak out action, act of courage to speak to her husband when finding things that are not in accordance with her conscience in addition to speak out, the main female character in Journey resists violence through doing action, against the rules which across with the principle of the main female character mind as the image of woman in Journey is reflected very dare to oppose rules which limit ability of woman in expression. As her husband still does not show change in attitude, finally the main female decides to become personal autonomy, dare to take a firm stance with which she considers leaving her husband and had trampled her dignity as a woman. In the field work, Maddy in an attempt to show her integrity dare express her opinions, and show the concept of the work which should become her responsibility. Besides she is brave to speak out, the main female character in attempt to get happiness she is brave to oppose all imposed restrictions by the main male character, Jack. Form of opposition is reflected in Journey is she keeps on airing the program of editorial, which has been banned by Jack. The main female character presents the editorial in an effort to gain public attention over the fate of other women, still socialization with her friends, and meets with her daughter although she gets refusal from her husband. Besides doing action, the female character chooses to be personal autonomy with leaving home in order to getting happiness in her life. She has successed in determining her self, her body, her thinking that she will be happy without her husband. The resistance of female character to her husband for leaving her husband is having arisen awareness in women that she can be independent in the material, social, and can decide for the direction and purpose of her life with the ability, intelligence, skills she has with supporting her friends, and her daughters. She wants to reach her dreams to achieve happiness without getting abuses, and being a mother for her daughter who is ever entrusted in baby house and a new baby whom she gets from her friend, find another men who can love her so much and understand her weakness or her excess. SUGGESTION From some of the conclusion above, the writer can propse following suggestions: a) Gender injustice can happen anytime and anywhere and overwrite both men and women in all aspects and levels of life. Therefore, there needs to be an effort to address gender inequality. b) There needs to be provision of an understanding of gender and gender inequality early on in the community both within the family, the education in school, and so forth. c) The result of this study is served as a material to conduct in-depth analysis of gender approach, especially gender inequalities that afflict women. REFERENCES Bhasin, Kamala (2000). Understanding Gender. New Delhi : Kali for Women Carter, David (2006). Literary Theory Pocket Essential. United States of America : Harpenden Denmark, Florence (2008). Psychology of Women. United States of America : Greenwood Publishing Group, Inc. Dustin, Ells Howes (2009). Toward a Credible Pacifism Violence and the Possibilitties of Politics. Albany : State University of New York Press. Humm, Maggie (1986). Feminist Criticism. Women as Contemporarary Critics. United States of America : The Harverster Press. Joda A, Zubairu H, Abdulwaheed S, Giwa A, Abass R, Adidu V, Okagbue I, Balogun O (2007). Against Violence Against Women. Baobab Legal Literacy Leaflet No.1 Khan, Mehr (2000). Domestic Violence Against Women And Girl : UNICEF Innocenti Digest Lundberg, Paula K and Shelly Marmion (2006). Intimate'' Violence against Women : When Spouses, Partners, o Lovers Attack. United States of America: Greenwood Publishing Group, Inc. Margi, McCue Laird (2002). Domestic Violence : A Reference Handbook Contemporary World Issues. United States of America: ABC-CLIO. Tong, Rosemarie (2009). Feminist Thought. United States of America: Westview Press. Wolf, Naomi (1994). Fire With Fire, The New Female Power and How it Hill Chane the 21st Century. United States of America : Vintage. Wood, Julia T (2009). Gendered Lives Communication. Canada : Nelson Education, Ltd.

Issue 68.4 of the Review for Religious, 2009. ; Theology and Life Religion; Life Models ,Exemplars of Faith Sharing ,Experience QUARTERLY 68.4 2009 Review for Religious fosters dialogue with God, dialogue with ourselves, and dialogue with one another about the holiness we try to live according to charisms of Catholic religious life. As Pope Paul Vl said, our way of being church is today the way of dialogue. Review for Religious (ISSN 0034-639X) is published quarterly at Saint Louis University by the Jesuits of the Missouri Province. Editorial Office: 3601 Lindell Boulevard ¯ St. Louis, Missouri 63108-3393 Telephone: 314-633-4610 ¯ Fax: 314-633-4611 E-Maih reviewrfr@gmail.com ¯ Web site: www.reviewforreligious.org Manuscripts, books for review, and correspondence with the editor: Review for Religious ¯ 3601 Lindell Boulevard ¯ St. Louis, MO 63108-3393 POSTMASTER Send address changes to Review for Religious ¯ P.O. Box 6070 ¯ Duluth, MN 55806. Periodical postage paid at St. Louis, Missouri, and additional mailing offices. See inside back cover for information on subscription rates. ©200~ Review for Religious Permission is herewith granted to copy any material (articles, poems, reviews) contained in this issue of Review for Religious for personal or internal use, or for the personal or internal use of specific library clients within the limits outlined in Sections 107 and/or 108 of the United States Copyright Law. All copies made under this permission must bear notice of the source, date, and copyright owner on the first page. This permission is NOT extended to copying for commercial distribution, advertising, institutional promotion, or for the creation of new collective works or anthologies. Such permission will only be considered on written application to the Editor, Review for Religious. ~ gournalof Ca~hohc ~pirituah~y eview for religious Editor Associate Editor Scripture Scope Editorial Staff Advisory Board David L. Fleming sJ Philip C. Fischer SJ Eugene Hensell OSB Mary Ann Foppe TracT Gramm Judy Sharp Paul Coutinho sJ Martin Erspamer OSB Margaret Guider OSF Kathleen Hughes RSCJ Louis and Angela Menard Bishop Terry Steib SVD QUARTERLY 68.4 2009 contents prisms 340 Prisms 342 353 theology and life Christian Existence and Theology's Relevance Randall S. Rosenberg sketches how the theologian Hans Urs von Balthasar challenges us to ask whether theology is not simply about understanding, but about an understand-ing that includes aesthetic-dramatic encounters. How You Eat Matters A. Paul Dominic SJ draws the implications from sacrifice, meals, and human eating in the Hindu, Jewish, and Christian traditions that all human eating is truly meant to be a religious act. Questions for Personal and Group Reflection 364 379 religious life models Opening a New Window: Fifteen Years after the FORUS Study Patricia Wittberg SC proposes that current religious , congregations consider encouraging social-movement organizations (SMOs) as viable versions for future religious life. Revisiting Religious Identity William P. Clark OMI carefully reflects on how Vatican I! presented religious life and brought a freshness once again to the special vocation offered by God to those consecrated by religious profession. " Questions for Personal and Group Reflection Review for Religious 389 exemplars of faith ~ Encounters Early and Late: John Bosco and Paul Leo J. Heriot SDB draws upon the experience of St. Paul and of St. John Bosco to show how God may communicate with us, telling us to find him in our contemplative awareness of others and ourselves. 395 On Hilda of Whitby Sister Hilda Kleiman OSB reflects on the origins and spirituality behind her new religious name, Hilda, which means "Battle Maiden." 4O4 411 sharing experience ~ World Youth Day and Religious Life William Prospero SJ describes how World Youth Day promotes consecrated vocations by providing young Catholics with a joyful experience of living the evangelical counsels. Marriage and Celibacy: Rivals or Complements? Benny Phang OCarm works from an insight from John Paul lI's Theology of the Body to see the complementarity of the vocations of marriage and celibacy rather than viewing them as rivals. 427 432 443 departments ~ ,~ ~ Scripture Scope: Praying the Psalms with an Elephant in the Room Book Reviews 2009 Index 339 68.4 2009 prisms I n early January 2009, I was told that I had less than a year to live. As I come to write these reflections in our final issue of the year 2009, I share various reac-tions that have been part of the landscape over the past months. My first response to the doctor's prognosis ff)r pancreatic cancer was that it is a gift to be told that one has so many months to live and that an end is in sight. The doctor, of course, went on to give options. I could have an operation, and it would likely add some months. I could also have the operation, followed by chemotherapy/radia-tion, and it would add some months and likely some years. The doctor wanted to give me some time to think about the options, but I immedi-ately agreed with his own stated preference that I would undergo the operation and follow up chemotherapy. It seemed that medically I was in a place where I should follow the biblical injunc-tion, "choose life." The operation seemed to be successful in removing the visible cancer, and the six-month- long chemotherapy treatment has been an experimental study program including a vaccine that eliminates radiation. I have fin-ished the program as of the publication of this issue. Now I live within a wait-and-see time of measurement and ~esting. Revie~v for Religious November remains a church time to remember the dead and remind ourselves of our own mortality. I have been feeling even more attuned to the reality of my own personal dying throughout these past months so that it is easy to celebrate November liturgy. It is nice to be put "on notice"--which is how I consider the identi-fication of my cancer. The likelihood of dying is just made more real and, as it were, within reach. It allows me time to reflect and pray how I face this kind of time, what attitude I want to take, and how I want to use the time I have. It does not seem fearsome or dark. In fact, it seems full of surprises of how God wants to meet me in unexpected ways, sometimes not initially pleasing to me. I seem to be taught a lot about powerlessness, patience, and the goodness of strangers. I also believe strongly in the efficaciousness of the prayer support of others. Advent is a church time of looking forward to new life and especially of our life forever with God. It con-eludes with Christmas, a celebration of how God, in Christ, enters into our human life, never to let it go. Throughout 2009 with all its medical focus, I have con-tinued to be blessed with finding new life and I again look forward to entering into Advent with greater ¯ appreciation. Christmas will be God's own gift to me of celebrating the gift of human life for however many more months and years God intends. With celebrating Christmas, it is good to remember that we were all born to be living a life forever with God, and that remains my hope too. David L. Fleming SJ 341 The Review for Religious Advisory Board and Editorial Staff wish all of our readers a most blessed Advent and Christmas season. 68.4 2009 RANDALL S. ROSENBERG Christian Existence and Theology's Relevance theology and life 342 "Ihe Swiss thinker Hans Urs yon Balthasar is something of an enigma. He has been called the greatest Catholic theologian of the 20th century. He is the inspiration behind many believers who understand themselves as "orthodox" or "solid" Catholics. His work has been seen as an example of greater integration of spirituality and theology. He is the author to whom Jon Sobrino SJ refers in his reflec-tions on the "faith of Christ," a controver-sial position which has been criticized by the Congregation for the Doctrine of the Faith. His ideas about gender complementarity and women's ordination have angered many. Some scholars, with strong Thomist commitments, have vigorously criticized his Christology and ¯ soteriology. Other scholars besides Sobrino are Randall S. Rosenberg is assistant professor of religion and philosophy at Fontbonne University (a school spon-sored by the Sisters of St. Joseph of Carondelet); 6800. Wydown Boulevard; St. Louis, Missouri 63105. Review for Religious beginning to make use of his thought to meet the con-cerns of liberation and political theology. My plan here is not to analyze all these currents. Rather, I intend to look at Balthasar's distinctive ideas about the aesthetic-dramatic constitution of Christian reality. He sees God's revelation, God's self-disclosure, as occurring first in aesthetic and dramatic forms, and he sees Christians as called to be co-actors in this "theo-drama" through liturgical ritual and a distinctive way of living. A Generational Concern Some of my attraction to Balthasar is probably gen-erational. I was born ten years after the Second Vatican Council. Although my childhood was shaped by a won-derful Catholic parish and school, my contemporaries and I still experienced what William Portier has called "the dissolution of the American Catholic subcul-ture." Not that I particularly desire a restoration of the good old days; for many, those days were apparently not so good. But it seemed to me, as I began to read Balthasar, that he was not only restoring something of the Christian vision's rich particularity and oddness, but also pointing out to people how beautifully and dra-matically that vision has enhanced all kinds of human lives, the great variety of saints most eminently. As he writes in Love Alone Is Credible, "Lovers are the ones who know most about God; the theologian must listen to them" (p. 12). It was exciting to discover a thinker who brought into his theology the witness of holy people and great texts not normally found in systematic theologians' reflection: Th~r~se of Lisieux, John.of the Cross, Gerard Manley Hopkins, and Dante, to name just a few. 68.4 2009 Rosenberg * Cbristian Existence and Tbeology's Relevance Balthasar preserved what he called a "kneeling theology," without downplaying the use of reason in Christian life. And yet this same thinker also engaged seriously the thought of Hegel, Nietzsche, and Heidegger. In other words--Rodney Howsare has shown this in his book Baltbasar and Protestantism: The Ecumenical Implications of His Theological Style--Balthasar's theological vision had room both for God's revelation in Christ and for the works of reli-gious- philosophical scholars as legitimate moments in under-standing and present-ing Christian truth. Balthasar preserved what he called a "kneeling theology," without downplaying the use of reason in Christian life. His enviable dis-play of both loving devotion and a critical engagement with modernity prompts me to see him as embodying in important ways the dual task of ressourcement and aggior-namento set by Vatican II. Christian Existence as Theo-Drama The aesthetic-dramatic nature of Christian life is shown in the Scriptures. Moses and Paul experienced, aesthetically, the beauty or glory of God in the burn-ing bush and on the road to Damascus. These aesthetic encounters were also dramatic, and they led to the rest of their lives' being high drama as well. It is a com-mon feature of the Jewish and Christian Scriptures that experiences of God are not just holy feelings; they have a vocational, missionary purpose. The first part of Balthasar's multivolume trilogy, The Glory of the Lord, describes the way we first encounter the phenomenon Review for Religious of divine revelation as beautiful. The second part of the trilogy, Theo-Drama, recognizes that God's revelation is not something we merely look at; rather, we are drawn into the drama of revelation and are called to respond. Robert Barron nicely captures Balthasar's aesthetic-dra-matic emphasis: Christianity--like painting, baseball, and philoso-phy- is a world, a form of life. And, like those other worlds, it is first approached because it is perceived as beautiful. A youngster walks onto a baseball dia-mond because he finds the game splendid, and a young artist begins to draw because she finds the artistic universe enchanting. Once the beauty of Christianity has seized a devotee, she will long to submit herself to it, entering into its rhythms, its institutions, its history, its drama, its visions and activities. And then, having practiced it, having worked it into her soul and flesh, she will know it. The movement, in short, is from the beautiful (it is splendid!) to the good (I must play it!) to the true (it is right). In my own encounter with Balthasar, I have most appreciated his dramatic emphasis. In the first volume of his breathtaking five-volume Theo-Drama, Balthasar gives attention to the drama of human existence by using writers like Shakespeare, George Bernanos, Bertolt Brecht, Eugene Ionesco, and even the American Arthur Miller in a kind of prolegomenon to his understanding of Christian existence as "theodramatic." His range of reference to Christian, non-Christian, and even anti- Christian dramatists is astonishing. He uses the theater to illuminate the risk and gravity of human life, the catastrophes and tensions that constitute our existence, and the finite time span within which we must struggle for the good, under judgment and in the face of death. The theater can offer an opening to people's encoun- 68.4 2009 Rosenberg * Christian Existence and Theology'$ Relevance 346 ter with revelation. Balthasar's theodramatic approach employs the metaphor of the world stage. As actors in history, human beings share in the Son's mission, under the Holy Spirit's direction. Just as an actor's role in a theatrical drama constitutes a limited part of the play for a particular purpose, the finite lives of persons who share in the mission of Christ, no matter their life span, dis-close meaning that is relevant for the whole of history. On a personal note, I have appreciated Balthasar's dramatic treatment of the tragic in human existence. I have made my own the following remark of Rowan Williams: "What I found in Balthasar's work was an extraordinary depth of contemplative understand-ing, along with vivid awareness of the tragic quality of human existence--the hellishness of humanity and God's involvement in it--which resonated very deeply with me." Ever since I was a child, I have been par-ticularly sensitive to this tragic dimension, a disposition that has been heightened by my wife's daily work with children who suffer from cancer. The problem of evil as it manifests itself in sickness, natural disasters, random acts of violence, war, oppression, and genocide is never far from my mind. The late British theologian Donald MacKinnon, noting that Balthasar rarely treats the horror of the Holocaust directly, adds that "the nervous ten~ion of the whole argument witnesses to the author's passion-ate concern to present the engagement of God with his world in a way that refuses to turn aside from the over-whelming, pervasive reality of evil." Balthasar does not paper over the pathos of the real world, a pathos full of darkness and ambiguity. For him, God, in the incarna-tion and passion of Jesus, "steps to his opponent's side and, from within, helps him reach justice and freedom. Review for Religious Hnitude, time, and death are not negated: they are given a new value in a way that is beyond our comprehension. Indeed, even what is hostile to God, in all its profound abysses, is not abandoned; God does not turn his back on it: it is taken over and reworked." Balthasar never taught academic theology at a uni-versity. He spent many years, however, as a university chaplain. In the Switzerland of the 1940s this kind of work was largely cultural. Balthasar the chaplain spent his time giving lectures, in the evening debating in various student societies, and giving retreats. To borrow John W. O'Malley SJ's useful catego-ries from his Four Cultures of the West, Balthasar's thought more resembles cultures three and four--"Poetry, Rhetoric, and the Common Good" and "Art and Performance"-- than it does culture two--"The Academy and the Professions." O'Malley's remarks on Erasmus could be said about Balthasar: "He felt he could criticize Scholastic theology because he had an alternative to offer: a return to the more literary and rhetorical style of the Fathers. That was the 'ancient and genuine' the-ology, quite different from the 'modern' theology. It was genuine because it was drawn directly from the sacred texts and because it had led to a 'theological life.' It touched the heart and centered on the few truths that were essential to Christianity rather than on the second-ary issues the Scholastics pursued" (p. 160). Balthasar once remarked that his study with the Jesuits, largely in Neo-Scholastic mode, was a "grim struggle with what men had made out of the glory of revelation." He Balthasar never taught academic theology ,at a university. 68.4 2009 Rosenberg * Christian Existence and Tbeology's Relevance 348 ~ "could not endure this presentation of the Word of God and wanted to lash out with the fury of Samson," tear "down the whole temple," and bury himself "beneath the rubble." It is often true that Balthasar's mode of presentation resembles a patristic sermon more than a scholastic treatise. In my recent experiences of presenting papers, giv-ing academic lectures, and doing job interviews, it has become evident that this aesthetic-dramatic emphasis genuinely excites scholars and ordinary laypeople. This emphasis could also be said to be Balthasar's greatest shortcoming as a "systematic" theologian. He is called "unsystematic" by those who argue for the indispens-ability of a more scientifically or theoretically con-structed theology in the manner of Thomas Aquinas. Let me address both sentiments. On the one hand, I am convinced that Balthasar's aesthetic-dramatic emphasis nurtures an appreciation for the inexhaustible mystery that resides at the heart of Christian revelation. He offers a richly symbolic and imaginative approach--one that fosters better Christian living, namely, the dramatic artistry needed for fulfill-ing our own unique missions. That is, his theology can give momentum to the religious feelings and beliefs that help us accomplish good in the particular circumstances of our lives. On the other hand, the aesthetic-dramatic emphasis is not always helpful when one does "system-atic theology" in order to answer the further questions that arise out of one's aesthetic-dramatic, liturgical, or devotional life. Balthasar's theology, besides being eclectic, has a contemplative emphasis that prefers to let "paradox" be the answer, rather than carefully working out a set of terms and relations and bringing a theo-logical intelligibility to the concrete conditions in which Review for Religious Christians live their lives. One is more likely to find this kind of intelligibility in Bernard Lonergan or Karl Rahner. Let me offer an example. It was my encounter with the writings of Balthasar that helped me discover the "weightiness" of the mystery of the cross. Balthasar is not content with presenting the cross as merely a consequence of Jesus' prophetic stance in the world. It is that, but it is also much more. It contains a vicarious element, which somehow involves Jesus' "taking on" the sin of the human race. Balthasar desires to do justice to a dominant theme in the Fathers, namely, the admirabile commercium, God's "wondrous exchange," with sinners. With aesthetic and dramatic power, Balthasar communi-cated to me the cross's power and centrality. And yet as questions arose--How did Jesus "take on" sin? Did he also take on our guilt? If so, did he also experience a loss of hope and the kind of darkness sinners experience?-- I became less satisfied with his systematic answers (or lack thereof). In my own research I have been more satisfied with a Thomist pattern of explanation (also not without its critics), given contemporary expression in Bernard Lonergan's writings on "Satisfaction" and the "Law of the Cross." Such writings offer terms and relations that can be used in engaging the modern sciences construc-tively. Balthasar has often prompted in me an excite-ment and concern about such theological questions Balthasar's theology, has a contemplative emphasis that prefers to let ',paradox" be the answer. 349 68.4 2009 Rosenberg * Christian Existence and Tbeology's Relevance and then failed to give me adequate answers. In his De Verbo Incarnato, Lonergan writes that, if one approaches Christ's passion and death with primarily a "symbolic mentality," where image and feeling predominate, then one is likely to express the meaning of the cross in terms of "substitution" or "satispassion," that is, in terms of Jesus' "suffering enough" for sins. These words do not do justice to the sophistication of Balthasar's approach, but they indicate something about his theological style in general and his theology of Christ's passion and death in particular. In my estimation, because of its dramatic terminology and its reliance on the mystical experiences of Adrienne von Speyr, Balthasar's theology of Christ's passion and death is often unclear and even reckless. I wonder, though, whether this theological question, sparked by the power of Balthasar's presentation, would have occurred to me at all without his help. Balthasar himself was not concerned with meeting the requirements of a technical, theoretical, systematic theologian. He once said in an interview, "My books are not the kind of theology that belongs to the aca-demic guild and therefore they are not particularly suited for dissertations." He remarked, "I have to say that for me the only truly interesting theologians are the saints: from. Irenaeus through Augustine to Anselm, to Bonaventure, or figures that allow the radiation of holiness to show forth, such as Dante or Newman; one could also mention Kierkegaard and Solovyov." A Call for Fruitful Integration My concern goes beyond the question of Balthasar's adequacy as a systematic theologian. I have accentuated his aesthetic-dramatic approach here, but I know there are many other approaches as well. My concern is the Review for Religious shape of Catholic theology in the 21st century and the place of the aesthetic-dramatic style therein. Vv'hat does theology conceived in Anselmian fashion as "faith seek-ing understanding" mean in light of the many theologi-cal styles we have inherited from the 20th century, from what Fergus Kerr has called "the Heroic Generation"? In my discussion of the cross, I have offered a "the-oretical" or "explanatory" challenge to Balthasar's theological style. Let me now say that Balthasar, too, offers a challenge. He makes us ask: Must not theol-ogy go well :beyond understanding to an understand-ing that is aesthetically and dramatically in touch with the joys and challenges of ordinary Christian existence? Shouldn't theology be more attentive to the Mystery that is encountered in aesthetic and dramatic form in our workaday world's prayer and worship? A question remains regarding what to do with the diversity of theological styles we have inherited. R.R. Reno has suggested that "we need a period of consolidation that allows us to integrate the lasting achievements of the Heroic Generation into a renewed standard theology." Let me suggest, without adequate exposition, one possible way forward, a way which has been similarly outlined by Robert Doran SJ. The chal-lenge of this generation is to integrate three 20th-cen-tury theological movements--contemporary Thomism, the ressourcement project of la nouvelle thdologie, and the various expressions of political-liberation theol-ogy. These three movements could be of help (1) in explaining theological doctrines in a theoretical man-ner that is capable of engaging with the natural and social sciences in search of a unity of knowledge; (2) in experiencing and mediating Catholic thought and culture through aesthetic-dramatic forms; and (3) in 68.4 2009 Rosenberg * Christian Existence and Tbeology's Relevance dealing with concrete human suffering of all kinds in light of the gospel mandate to transform a world in need. Such a grand vision would require sympathetic and critical conversations, the highlighting of comple-mentarities and dialectical differences, and the humil-ity to be open to revision. If such an integration were to occur, it would require doing justice in an orderly way to the richness of being human in the flow of his-tory, that is, being psychological, intellectuall rational, moral, loving, mystical, and worshipful. For this enter-prise Balthasar would certainly not have all the answers, but he would have much to contribute to it. By Beauty Tethered God of the dawn and high noon and of twilight and midnight; God of the tides and the myriad droplets of dew; God of gardenias and larkspur and tulips; by beauty, God,~ tether my being to you. Mary Anne Huddleston IHM Review for Religious A. PAUL DOMINIC How You Eat Matters I fEatthien gti,t lAe sJeoeymous sa Sbaict rpiufizczel.i"n gIn, It hper ompoatstee ra noof tehaetr-: ing, as in every other human exercise or experience, there is surely more to it than meets the eye, or indeed the tongue or any other sense organ. Perception of such impalpable reality may take no time or consume no little time. Communicating that reality, however, normally requires time, and maybe a detour. Anyway, in the present case, the process has been for me an experience of obscurum per obscurius, though at the end it was all darum (clear), bathed in light. "Hindu Prayer: A First for Congress"--that was the title of the news item from India Abroad News Service on 14 September 2000. The news was the historic event of a Hindu priest delivering the opening prayer in the United States House of Representatives.1 The prayer ran as follows: "O God, you are omnipresent, omnipo-tent, and omniscient. You are everything, and nothing A. Paul Dominic SJ wrote for us about dreams in 2008. His address is Aishalton c/o St Ignatius Mission; Lethem P.O.; Rupununi, Guyana (South America). Emaih pauldominicsj@yahoo.com 68.4 2009 Dominic ¯ How You Eat Matters is beyond you. You are our mother and father, and we are all your children." It continued: "Whatever you do is for our good. You are the ocean of mercy, and you forgive our errors. You are our teacher, and you guide us on to righteousness . Today, in this great hall, are assembled the elected representatives of the people of this nation. They are ready to perform their duties. God, please guide them in their thoughts and actions so they can achieve'the greatest good for all." The prayer ended with an invocation from the ancient scriptures of India. "May all be happy, may all be free from disease, may all realize what is good, may none be subject to misery; peace, peace, peace be unto all." The fact of the Hindu prayer in the U.S. Congress was objectionable and even threatening to some. Many others strongly counterprotested. Anyway, the words of the prayer cannot be construed really offensive to any-one, except of course an atheist. As a matter of fact, they breathe the deepest longings of harried humanity hop-ing in the Divinity. The way they are addressed to God smacks of no narrow Hinduism nor any sectarianism for that matter, but an inclusive theism. The God invoked is everybody's God.2 If the Hindu priest had his own traditional or peculiar thoughts about God, in no way does that show itself in his prayer. Even the concluding prayer, taken from the Hindu scriptures, sounds indeed more universal than particularly Hindu. It seems to show that genuine prayer cuts across ,barriers of religion. Everything connected with prayer in Hinduism can-not, of course, be explained thus. There are aspects of Hindu worship that are confined and meaningful only to adherents of Hinduism with its practices and tenets. Even here, however, it is wise to distinguish between what is exclusively Hindu and what is purely religious-- Review for Religious even though in practice the two are generally too inter-twined to detect. We should, however, exercise ourselves in this regard, for we can be surprisingly enriched as Christians and, what is more, find ourselves agree-ably bonded with other sincere believers. For example, though the ritual of sacrifice in various religions is dif-ferent in all of them and likely to distract and distance other people, the faith element in those sacrifices can be heartwarming and edifying to all those who can intuit it. Some reading I did about Hindu sacrifice proved to be quite inspiring. From it I got a sense of the homely and heavenly meaning of sacrifice beyond the altar's formal vesture, furnishings, and ceremony. I have grown to believe that eating at table has the character and odor of a true sacrifice. I was confirmed in my belief when I found a simi-lar thought in a poet with a Christian background. He shares his vision charmingly and persuasively: Since you must kill to eat, and rob the newly born of its mother's milk to quench your thirst, let it then be an act of worship, And let your board stand an altar on which the pure and the innocent of forest and plain are sacri-ficed for that which is purer and still more innocent in man.3 I have no inkling of how the poet arrived at his vision of profound truth. I can recount, however, my experience in this regard, recalling first the Hindu insight. i have grown to believe that eating at table has the character and odor of a true sacrifice. 68.4 2009 Dominic * How You Eat Matters A Hindu Adumbration The universe in the ancient Hindu vision originat-ing from the Vedic4 times of 2000 BC consisted of three worlds: the physical, the psychological, and the spiritual manitCesting themselves not as separate but congruent spheres. Fire (Affni in Sanskrit) at the physical level was obviously visible flames, like those burning a sacrificial offering to the deity. At the psychological level it was the mind exercising itself in thinking and knowing. At the spiritual level the same word was a name of God. Given the superiority of the spiritual over the physical and the psychological, the latter two were regarded and grasped as manifestations of the one supreme Spirit called Agrni, extending through the three-tiered universe. "The fire which is the sun, the fire which is the earth, that fire is in my own heart," as a Vedic verse put it pithily. One cannot miss the images of the three worlds: the sun standing for the spiritual, the earth for the material, and the human for the psychological.5 Anyone who is not at ease with this ancient under-standing needs only a moment's thought to see its con-nection with reality. For this a comparison with another religious tradition may help. In the Judaic tradition, physical fire serves the cultic needs of purification and liturgical rituals of offering. Fire that necessarily burns can signi~ blazing anger and, more importantly, the tribulation that cleanses the heart and proves the soul righteous. Fire is predicated of God's own self in theophanies of saving presence, transcendence, and benevolence. God appears as the burning bush and the pillar of fire and indeed as consuming fire (Dt 4:24, 9:3; Is 33:14). God purifies his servants and sets them afire with zeal so that the whole universe may shine in glory. Christian tradition has inherited this entire view Review for Religious and given it its own emphasis. Recall Jesus saying: "I have come to bring fire on the earth and desire that it be kindled" (Lk 12:49).6 Observing parallels in the Vedic and Biblical views of the world, one may see other ones as well. In the Vedic thought, sacrifice involves a conscious perception that the three worlds are bound together as one universe. Sacrifice involves lighting a fire and burning an obla-tion on the altar. The idea behind the ritual is that the spiritual fire that is in heaven is also buried in the earth, and so it bursts forth when stones or sticks are struck. By being burned, the gifts laid on the altar are carried to heaven. The fiery sacrifice returns all that is on the earth to its original source in heaven. The ideal of sacrifice behind this graphic picture is not absent in the Bible. Elijah's successful sacrifice when the prophets of Baal miserably failed (1 K 18:22.-38) comes to mind here. To continue still further with the inner significance of the Vedic sacrifice, as long as sacrifice is performed everything keeps returning to its origin, and human beings find themselves living in harmony with the uni-verse. When people fail in their duty of sacrifice, they interfere with the cyclic rhythm that sustains the world of which they are a part. They use the mountain of gifts without attending to their nature, thereby isolating both themselves and all things from their origin. They violate the law of the universe. But, when sacrifice is duly and gratefully done, it redounds to universal prosperity. This seems reflected in Psalm 50: "Offer to God a sacrifice of thanksgiving and pay your vows to the Most High." The last element of all sacrifice is perhaps too obvi-ous to be striking: it is eating the sacrificial offerings. What is offered in sacrifice is normally things that peo-ple eat, and so a sacrifice ends as a sacrificial meal. But 68.4 2009 Dominic ¯ How You Eat Matters In the matter of sacrifice, the universal beliefwas that, when humans ate something of the sacrifice, the deity had partaken of it first. who eats in sacrifice? Those who sacrifice, of course. But, as the sacrifice is not offered to themselves, they do not eat alone. When the sacrifice is consumed by fire, it is believed that the deity above consumes it. This understanding is highlighted in the Hindu scriptural verse: "I, the Lord, become the fire of life, and seated in the body I consume the four kinds of food." This passage is certainly obscure for many, though it is for Hindus a familiar verse (vakya in Sanskrit) of the Bhagavad Gita, perhaps the most personal of all their scriptures. Anyway, what it says links human eating with divine eat-ing. In the matter of sacrifice, the universal belief was that, when humans ate something of the sacrifice, the deity had partaken of it first. Similarly, one may well conclude that what humans eat in ordinary meals is at the same rime consumed by "the fire of life," which is none other than God dwelling in human bodies. And so a human meal itself becomes a sacrifice to God. Bede Griffiths, the English Benedictine who, along with other foreign pioneers in India, continued the Indian tradition of ashram (akin to monasticism in the Western tradition), explains the point thus: "That fire, which is in the heaven above and in the earth beneath, is in our own bodies; we offer our food in sacrifice in that inner fire and it is consumed in the fire and surrendered to God again. So a meal is a sacrifice." Here is a subtle move from a sacrificial meal eaten on occasion to daily Review for Religious meals eaten in the joyous, harmonious spirit of sacri-fice. Drawing from another stanza in the Bhagavad Gita, Griffiths concludes that "anyone taking a meal without sacrificing is a thief; this is to take the gifts of God and appropriate them to oneself instead of receiving them as gifts and returning thanks.''7 A Christian Follow-Up Such a thought can startle nominal or profane Christians who have no thought of God whatever when they satisfy their hunger and thirst or overly indulge their tastes. Normal devout Christians accustomed to their routine mealtime prayer may well find more mean-ing in their daily practice. The grace before and after meals will then become the grace of meals as sacrifice. The whole meal from start to finish becomes an exercise and experience of grace, with the grace understood in terms of sacrifice. If sacrifice involves material fire for burning the oblation, daily meals as sacrifice ought to burn with the psychospiritual fire of desire--desire not merely for food, but for the One who gives the food. The Giver of food gives not only the natural and won-derful food and drink, but also the hunger, thirst, and taste buds necessary to enjoy it. Further, through our gratefulness God raises our minds beyond the mean philosophy of eat, drink, and be merry before it is too late. Enkindled by this grate-fulness, we cannot but experience a burning hunger for God. This does not produce asceticism in us so much as refine our taste for the simple, healthy, necessary food that makes for joyous living. At the same time it enables us to find God in food itself.8 This way of eating, that is much more than munching and gulping, becomes a sacrifice by virtue of the prayer surrounding our meals. 68.4 2009 Dominic ¯ How You Eat Matters As St. Paul says, food is for the stomach and the stom-ach for food, and ultimately the body is for the Lord (1 Co 6:13). Sacrificial prayer, then, from hearts burn-ing with fervor for God, rises like incense and raises people's spirits while leaving them contented with their daily bread. It is the very opposite of making a god of one's belly (Ph 3:19)9 and sacrificing to it. This talk is not farfetched or feverishly imagined. It breathes the spirit of Jesus who, being more a mystic than an ascetic, ate with much gratitude to his Abba God and with the childlike merriment of having been blessed. When necessary he gave hungry people food, but he also chided them for not understanding their hunger aright. One may learn a lot from his controversy with them as they were looking for him the day after he had miraculously fed them with bread and fish to their hearts' content (Jn 6). He unveiled to them their own undignified thoughts regarding food and satisfaction. He warned them not to work for food that cannot give life, but for the food from God that gives eternal life. "God's bread comes down from heaven and gives life to the world." Jesus told them that people do not live on bread alone, but on every word that comes from God's mouth (Mr 4:4). Jesus' conduct in eating teaches about meal as sac-rifice. He takes the bread, looks up to heaven where his Abba Father dwells, gives thanks to him, and shares the bread with those around him generously, then pre-sumably eats along with them till finally making sure that nothing that remains goes to waste (Mt 14:19-20). While this pictures partly the proper Jewish uttering of a blessing such as "Praised be thou, O Lord our God, King of the universe, who bringest forth bread from earth," Jesus portrays more faithfully and characteristi- Review for Religious cally what his Abba intended when he led his people, feeding them with manna and so training them for life. His counsel to his eager listeners on the Mount is not to worry about food and drink. His words are meant to uplift them with the realization of their blessings on any given day, making of it a sacrifice of praise and grati-tude. The same spirit suffuses the prayer Jesus taught people to pray: "Father, hallowed be your name. Your kingdom come. Give us each day our daily bread" (Lk 11:2-3). Because our daily meals are ideally sacrifices filling us with gratitude and.uniting us with the bountiful Abba Father, Jesus began his unique sacrifice at an ordinary, if festive, meal, his last meal before he died. And there he bequeathed his new sacrifice in the form of a unique meal. It is with the same inspiration that he spoke of the heavenly life with God as a banquet of communion with God and all God's beloved (Mt 8:11, 22:2). What happens when, thinking of a penitential aspect of sacrifice, we lose sight of the sublime aspect of eat-ing and drinking? One answer is that then we cannot fully engage in the divine mystery of our Christian sac-rifice. We would even act contrary to the spirit of the sacrifice when we are not celebrating the Liturgy for-mally. The Corinthians did this, as Paul reminded them. When they came together for the Lord's Supper, they did not wait for the Lord. Paul says: "When you meet together, it is not the Lord's Supper that you eat. For in eating, each one goes ahead with his own meal, and one is hungry and another is drunk" (1 Co 11:20-21). To spell out an implication in Paul's words, ordinary human meals should be much like the Lord's Supper. There is or should be etiquette and the spirit of sacrifice in every ordinary meal. 361 68.4 2009 Dominic * How You Eat Matters 362 The Hindu version of what happens when we do not honor the sacrificial aspect of human eating is best illustrated by a Hindu story. A man sought to know from a Hindu priest the greatest being in the universe worthy of a sacrifice. Following the clear instruction, he began offering food to the newly acquired idol in his house. One day he found a rat eating the offering. Inferring that the rat must be greater than the idol, he began making his sacrificial offering to the rat, till one day he saw a cat threatening the rat. So he began mak-ing his sacrifice to the cat. One day the man's wife saw the cat on an eating spree in the kitchen and chased it away with a stick2 Made aware of this greater power of his wife, he began making his sacrifice to her. Then one day, finding the meal she cooked and served too salty, he shouted at her. She quivered at his anger. That encounter made him feel superior to his wife, and so he began to offer food sacrificially to himself. He ate and ate until he died. Can anyone be so foolish? Not in such an obvious way, but most of us are probably about half that foolish. The really wise, of course, would know how to enjoy food and drink while recognizing that they are also part of the grateful sacrifice due to God. There is something beautiful and divine in such sacrifice pervading daily life without formal rubrics and yet illumining the rubrics of the altar. "So, whether you eat or drink, or whatever you do, do everything for the glory of God" (1 Co 10:31). Notes ~ There was a similar first occurrence of prayer, this one in Sanskrit, spoken by a Hindu in the Nevada State Assembly on 19 March 2007 and in the Nevada State Senate on 7 May 2007, both in Carson City. See Kaumudi USA-News, March 2007 (front page). 2 Some Muslims, however, would not agree on this. Review for Religious 3 Kahlil Gibran, The Prophet (New Delhi: Allied Publishers, 1976), p. 30. 4 The word derives from the Vedas, the earliest Hindu scriptures in Sanskrit. s See Bede Griffiths, A New Vision of Reality (New Delhi: Indus, 1992), pp. 58-59. 6 See John L. McKenzie, Dictionary of the Bible (Bangalore: Asian Trading Corporation, 1998), pp. 277-278. 7 Griffiths, New Vision, p. 61. The verse itself runs thus: "Nourished by your sacrifice, the Gods will grant you your heart's desires. / What a thief is he who enjoys their gifts but gives nothing in return!" (3:12). See Raimundo Panikkar et al., The Vedic Experience (London: Darton, Longman, and Todd, 1977), p. 428. s As Jesus overturned the notion of unclean food in Jewish Pharisaism and declared all food clean (Mk 7:19), he would also declare all food good against what may be called Christian libertinism. 9 Of course, in the Pauline context the reference was to Jewish dietary laws that in Christianity were being superseded, whereas here it is the regrettable exaltation of food for food's sake. Questions for Personal and Group Reflection 1. How do you consider grace before and after meals meaningful to your Christian living? 2. Can you explain that the Last Supper exemplifies for us how our daily meals are "ideally sacrifices filling us with gratitude and uniting us with the bountiful Abba Father"? 363 68.4 2009 PATRICIA A. WITTBERG religious life models Opening a New Window: Fifteen Years after the FORUS Study More than fifteen years ago, Miriam Ukeritis csJ and David Nygren CM published their groundbreaking study, The Future of Religious Orders in the United States) In it they predicted that religious congregations had only a ten-year window of opportunity before the aging of their current members and the lack of new entrants would render them nonviable. Many resisted this prediction, refusing to believe it. Some spun visions of an alternate (and socio-logically naive) future in which religious con-gregations would expand to include married and single, vowed and nonvowed, Catholic and non-Catholic, male and female, all somehow gathered together under the aegis of a vaguely defined charism? Others, not knowing what to believe, considered religious life's future Patricia A. Wittberg SC wrote about the "recipro-cal identities" of apostolic life and consecrated life in our July-August 2002 issue. Her address remains 2141 Dugan Drive; Indianapolis, Indiana 46260. Email: pwittber@iupui.edu Review for Religious something they could do litde about and focused their diminishing energies on their ministries instead. Fifteen years later, for many religious congregations, the window of opportunity appears to have closed. Few if any of their members are under the age of sixty; no one has entered for ten or even twenty years; vocation directors are burned out or depressed. Many members coverdy believe--and some openly argue--that it is use-less and unethical to invite young people to enter. It is for these congregations, especially, that I am writing this article, but I offer it as well to communities which are in less dire straits. I. believe that both could profit from the following alternative. I would like to point out a different--and more sociologically feasible--path for the future of declining religious congregations. I do not see this as replacing traditional religious life--which is thriving on a smaller scale in some (but not all) of the CMSWR congregations in the United States, and on a larger scale in Africa and South Asia. There will always be a place in the church for the traditional model of religious life. But U.S. Catholic culture is no longer as hospitable to this model as it once was. If it were, several hundred, not a few dozen, traditional religious congregations would be springing up in this country, and they would be doubling in membership every decade. Such explosive growth was the norm for religious congregations founded in the 19th century, and it obviously is not happening today. This comparative lack of interest, however, does not indicate that present-day U.S. Catholics are unspiritual heathens. They simply are not attracted to the traditional model. I believe that American Catholicism would be bet-ter served if several other versions of religious life were also available to young Catholics. By"other versions" I 68.4 2009 tVittberg ¯ Opening a New Window A social movement is a wave of beliefs and/or actions that sweeps large numbers of persons into working toward a specific goal. 366 do not mean the lifestyles currendy being modeled by most of the non-CMSWR religious congregations. These are faring even worse than the traditionalist orders in attracting new members. Their charisms are still beau-tiful and, for the most part, still valid in today's world. But they are not being presented in a form that appeals to young Catholics today. Instead, I want to suggest a different strategy for handing on a congregation's charism to a new generation: starting one---or preferably severalmsocial-movement orga-nizations. To explain how this would work, I first need to define a few terms. Broadly considered, a social movement is a wave of beliefs and/or actions that sweeps large numbers of persons into working toward a specific goal. Examples are the civil-rights movement, the women's movement, the envi-ronmental movement, and the right-to-life movement. Each of these movements may con-tain dozens of separate social-movement organizations (SMOs) which focus on particular activities, particular groups of people, or particular issues related to the larger movement's goals. Thus, the environmental movement includes large organiza-tions like the Sierra Club, the Nature Conservancy, and Greenpeace and also many smaller groups that focus on saving the monarch butterfly, cleaning up a local river, opposing the dumping of toxic waste, and so forth.3 There have been religious social movements and, thus, religious social-movement organizations as well. In Review for Religious Protestantism, a succession of social movements called "Great Awakenings" sparked a host of religious revival groups throughout the 18th and 19th centuries, several of which developed into full-fledged denominations such as the Mormons, the Seventh-Day Adventists, and the various Pentecostal churches. In Catholicism, waves of devotionalism swept through both 17th-century France and 19th-century North America,4 spinning off pilgrim-age societies, sodalities, and prayer groups devoted to particular saints, scapulars, or novenas. These were not .religious orders at their inception, but some later did develop in that direction. Other times they simply strengthened the existing orders. I am suggesting that religious congregations con-sciously try to foster something similar today. Most still have one or more members who are passionate about meeting some particular need in today's world, be it sav-ing the environment, feeding the poor, sheltering home-less women and children, providing free medical care to the uninsured, or mentoring the spiritually searching,s Many of these members have already worked out a more or less specific theology to ground their activities and to explain how their passion fits with the congregation's charism. Some have recruited a corps of volunteers to help them in. their work. To paraphrase the famous line from MoliEre,6 they are already "forming a religious SMO without knowing it." However, these passionate members are often less connected to the rest of the con-gregation. For years, even decades, the other members may have left them alone to "do their own thing." But it is only a small step from what these indi-vidual religious are already instinctively doing, for their congregation deliberately to form and maintain several SMOs to enflesh its charism for subsequent genera- 68.4 2009 Wittberg ¯ Opening a New Window 368 tions. All that remains is to help each incipient group to articulate its identity publicly, to specify clearly its religious grounding in the congregation's charism, and to take specific steps to ensure its leadership continuity and stable membership. This might simply involve: ¯ Picking a name connected with both the charism of the congregation and the specific focus of the group: "Vincentian Servants of the Homeless," "Franciscan Brothers and Sisters of the Earth," "Centering Pray-ers," and so forth. ¯ Adopting an identifiable sign of group affiliation, for example, a common T-shirt or a medal. ¯ Maintaining a public-relations effort to inform potential volunteers, donors, other members of the con-gregation, and the church at large about the group's existence and to attract them to its mission. ¯ Spelling out the criteria for entering and exiting the group, expectations of membership, and ongoing group governance. Previous evidence indicates that, paradoxically, groups with more rigorous expectations are more likely to succeed than those which demand less of their adherents.7 The first two steps are relatively simple, and may already have been taken. But they are not enough. Unless some provision is made for the continuance of the SMO, it may not survive its founder's retirement. The founding brother or sister may be neither inter-ested in nor skilled at such bureaucratic maintenance activities. For the remaining steps, therefore, a religious congregation may be able to offer valuable help from its communications office (for the third task), and its leadership (for the fourth). The kind of social-movement organization I am advocating may or may not be represented by a con- Review for Religious gregation's associate program. A congregation's associ-ates could certainly be this kind of group--but only if they are organized around a readily articulated spiri-tual focus and/or apostolic activity that distinguishes associate membership from the larger call given to any Catholic. Simply stating that associates are devoted to "living the charism of the founder" is not enough. The more focused the associates' commitment--whether in monthly or weekly prayer/lectio according to the founder's spirituality, or in working on a regular basis with the vowed members in their ministry, or in staffing some auxiliary ministry that complements that of the vowed members--the more my SMO proposal here can be applied to them. Otherwise, an associateprogram will not be sufficiendy distinct from the lifestyle of non-associates to enflesh the order's charism on its own. Advantages of the SMO Model I am suggesting that some congregations--especially those whose members have tacitly abandoned the hope of attracting new vowed members--make a point of acknowledging this and then start to recruit people for their present members' particular SMOs. What would be the advantages of such a strategy? First of all, any given religious congregation will survive only to the extent that its members are passionately devoted to some particular version of their founding charism. The future of religious life does not rest with the tired or apathetic, but after a long period of decline many religious now are both. Most congregations have only a few members with the needed passion and enthusiasm. Moreover, these members may not all be focused on the same passion. Some may live and breathe God's call to serve the poor; others may devote their energies to preserving God's 68.4 2009 Wittberg ¯ Opening a New Window Any given religious congregation will survive only to the extent that its members are passionately ~devoted to some particular version of their founding charism. 370 creation through environmental activities; still others, with a more contemplative bent, may foster spirituality through centering prayer, pastoral counseling, or reli-gious art or music. A religious order faced with only a handful of healthy and passionate vowed members, each deeply devoted to a different passion, faces a serious dilemma. It can either focus on one of these passions to the exclu-sion of the others (which would be profoundly alien-ating to those left out), or it can try to include all of them (which dilutes the con-gregation's spe-cific identity and its ability to rally its members around a common goal). Either way, a congregation's ability to recruit to vowed membership is weakened if its remaining passion-ate members are devoted to different articulations of its charism, because its overall corporate mission identity will be weak.8 In contrast, enfleshing these articulations in several different SMOs would strengthen a congregation and improve the chances for its charism to survive. Since each SMO's participants are not necessarily vowed to the congregation, it is not only possible but desirable that several could exist under the same congregational "rOOfo''9 The more different SMOs a congregation's members "spin off," the greater the chance that one, at Review for Religious least, will catch fire. As I will argue below, this may then become the seed for the congregation's future. A second advantage of the SMO approach is that it is a sociologically feasible way of incorporating temporary members or inviting specific demographic groups into the congregation's family. The prospect of temporary membership in permanently vowed religious congrega-tions has been discussed for over thirty years without ever coming to fruition.'° This is probably a sign that the concept is unworkable. A host of decisions would need to be faced in a congregation that included both permanent and temporary members: financial expec-tations, for example, or voice and vote in chapters. Maintaining a distinction between the two groups could imply a second-class status for the temporary members; erasing the distinction would depreciate the perpetually vowed members' commitment. Also, there is not now and never has been any indi-cation that large numbers of potential entrants are clamoring for the option of temporary membership in communities with perpetual vows. If anything, the opposite is the case. In contrast, however, various lay movements that are similar to SMOs are thriving in the church--which may be a sign that the model is a more compatible and sociologically viable Way of enfleshing a religious call in today's world.'1 Lay social-movement organizations are compat-ible with temporary commitment. In fact, many actu-ally expect that their members will stay no more than three or four years. Prayer or volunteer groups specifi-cally targeting high school or college students would be examples of these. A recently begun group is the St. Joseph of Arimathea Society--groups of high school students in Cleveland and Louisville who help provide 371 68.4 2009 Wittberg ¯ Opening a New Window A final advantage of religious ¯ social-movement organizations is that it is less devastating for the members if they dissolve. dignified and reverent funeral services for homeless peo-ple, and for murder victims and deceased old and young people whose relatives are too few or too devastated to arrange a funeral themselves. The students provide sing-ers and pallbearers, tend the "potter's field" cemetery, and collect money for flowers and grave markers. More traditional examples of student organiza-tions include prayer groups (Athletes for Christ, rosary or adoration societies) or twinning arrange-ments with a school in a poor area. There is no expectation that the students will remain members of these groups after their graduation, although they may be directed to affiliated adult groups which they may or may not choose to join. A final advantage of religious social-movement orga-nizations is that it is less devastating for the members if they dissolve. While no data exist on the number of failed attempts that preceded or accompanied the suc-cessful founding of religious orders in previous centu-ries, anecdotal evidence in our histories indicates that at least as many attempts to found religious orders have failed as succeeded. This appears to be true today as well. Of the 97 new religious communities listed in the 1999 Directory of Embrging Religious Communities, 24 had dissolved by 2006, and another 21 had lost members.~2 Founding or truly refounding a religious order is a chancy business, and those who commit their lives to one of these new groups risk losing both financial security Review for Religious and mental/emotional health if they fail. Committing oneself to an SMO carries with it many fewer risks. Outcomes For those religious who are concerned for the pres-ervation of their congregation's charism, forming one or more SMOs could have several beneficial results: ¯ Social-movement organizations may be effective recruit-ment vehicles for vowed membership. With few religious teaching in Catholic schools, most young Catholics have never seen a sister or brother. And few religious inter-act with anyone younger than fifty on a deep or regu-lar basis. How can young Catholics join a lifestyle they know so little about? How can religious invite those they never see? Participating with vowed religious on an ongoing basis in a soup kitchen, a prayer group, or an ecological project will help young people get to know the religious involved--and vice versa. ¯ One particular social-movement organization may develop into the vehide that will carry a congregation's charism into the next generation, after all of the former vowed mem-bers are gone. If so, this would finally realize the inclusive ¯ scenario that the "Transformative Elements" painted for the future of religious life twenty years ago. How could anyone say that a religious charism was extinct if, instead of a small number of vowed religious, an SMO of married, single, Catholic, and non-Catholic men and women were living it out by feeding the hungry, praying a particular devotion, tutoring poor children, or in some other way were bringing the founder's original vision into the 21st century? "Life is not ended, merely changed." ¯ A truly successful social-movement organization will often, however, contain a number of members who do want to devote their entire lives to its vision. It may 373 68.4 2009 Wittberg ¯ Opening a New Window be that these members will not join the original community, but will instead begin a new one. If the first community is still around at this point, their wisdom and experi-ence would be invaluable for the new group. If not, the stories of the SMO's original founder--the sister who started a free clinic in Appalachia, the brother whose soup kitchen mobilized a city to feed the poor--will serve as a template. After all, Frederick Ozanam (the founder of the St. Vincent de Paul Society) lived sev-eral centuries after Vincent himself. St. John Bosco had never met St. Francis de Sales. Throughout the millennium and a half that Catholic religious life has existed, many new religious orders or lay groups have been formed from old templates. SMOs could provide templates of this very kind. Next Steps I believe that social-movement organizations could be useful, both for religious congregations that have given up on recruiting vowed members, and also for more-viable communities that still attract some young people. For the former, it may be the last remaining way they have of passing on their charism to a new genera-tion. For the latter, it may help them attract even more new entrants. The next steps I would suggest to con-gregations wishing to found such organizations--or to foster the ones their individual members have already begun--are as follows: ¯ Take inventory of today's society: What are its deep-est needs or desires? As I have noted previously,~3 the best way to determine these needs is to look at what larger social movements are currently growing. The most pressing social movements reveal themselves by the large number of SMOs they spawn. Are there already Review for Religious a lot of small environmental groups? Prayer groups? Adoration groups? Groups working with the poor? Women's groups? Check out the directory of associa-tions on the Internet Public Library (http://www.ipl. org/div/aon/)to find out. Is there room for another SMO, locally, in this movement? For example, is there a group that the movement currently does not reach, such as Hispanics or high school youth? Is there a new tactic or way of addressing the issue that existing SMOs do not use? Could adding your congregation's spirituality or charism deepen commitment to the social movement? ¯ Take inventory of your congregation: Who are your passionate members? What are their passions? How, if at all, do these passions relate to the charism of your founder? What larger social movements do these pas-sions relate to? Are your community's passionate mem-bers interested in leading or organizing a group to assist them in their work? Or, better, have they already done so? Are other members in your congregation interested in helping them? ¯ What does the group still need in order to succeed? Does it need to expand its pool of potential volunteers? Secure more stable funding? Plan for the founder's retirement? What is the optimum size for the group? Would expansion be good for it--or dilute its unique character? If the latter, can the group's model be "fran-chised" in some way, with separate independent chap-ters in various cities?14 ¯ What assistance can the congregation render? Can your communications office help to publicize the group? Can your vocation personnel and/or associates help locate new volunteers? Does the group need a place to meet? Need mentoring in finances or grant writing? What about retreats or prayer days on the charism? And 68.4 2009 Wittberg ¯ Opening a New Window 376 who in the congregation could provide these services? A weakness in any new religious organization is its "liabil-ity of newness," which may lead to mistakes that imperil its very survival. A more experienced mentor could be a tremendous help. It is obvious by now that religious life is at the end of one of the cyclic downturns which have recurred over the centuries. Rather than resign ourselves to our "inev-itable" extinction--and thereby create a self-fulfilling prophecy--I think we should notice that the SMO model offers a way to midwife the new forms of religious life that will thrive and grow in the years ahead. The many permutations of this model already appearing--associ-ate programs, lay ecclesial movements, mixed emerg-ing communities--are foreshadowings, I believe, of an absorbing future. This is true even if most of them fail, as new ventures often do. More will continue to spring up until some "get it right." With their centuries-long experience and the passions of at least some of their vowed members, today's religious congregations could help in this rebirth. Notes ~ David Nygren and Miriam D. Ukeritis, The Future of Religious Orders in the United States: Transformation and Commitment (Westport, Conn.: Praeger, 1993). 2 A good example would be the third and fourth of the so-called "Transformative Elements" developed by the joint CMSM/LCWR meet-ing in Louisville in 1989--and cited on pp. 255 and following of Nygren and Ukeritis's book. Supposedly, this is what religious life would look like in the year 2010. In hindsight, it reflects more wishful thinking than any real-world trends for vowed religious life. 3 Fora fuller discussion of social movements and social-movement organizations, see my Pathways to Re-Creating Religious Communities (Mahwah: Paulist Press, 1996), chap. 4. 4 See Elizabeth Rapley, The D~votes: Women and Church in Seventeenth Review for Religious Century France (Montreal: McGill-Queens University Press, 1990), and Anne Taves, The Household of Faith: Roman Catholic Devotions in Nineteenth Century America (Notre Dame: University of Notre Dame Press, 1986), for these waves of devotionalism. s My own congregation has individual sisters--of whom I am extremely proud--deeply involved in all of these activities. 6 Or maybe not so famous--the citation refers to a line from Moli~re's comedy Le bourgeois gentilhomme, in which a nouveau riche man is being tutored in literature and discovers that he has been speak-ing prose all of his life without knowing it. 7 See, e.g., Rodney Stark and Roger Finke, Acts of Faith: Explaining the Human Side of Religion (Berkeley: University of California Press, 2000), chap. 7. 8 According to the Nygren and Ukeritis study, mission identity is the principal variable influencing a congregation's success (see pp. 97-98). 9 Several religious families have known this instinctively. For exam-ple, my own Vincentian tradition includes, not only the Congregation of the Mission, the Daughters of Charity, and the various Sister of Charity Federation congregations, but also the St. Vincent de Paul Society, the Ladies of Charity, Vincentian Marian Youth, the Association of the Miraculous Medal, and the Missionary Cenacle, all of which are move-ment organizations of nonvowed laypersons. Similarly the Salesian family includes, not only the Salesian priests and Visitation nuns, but other vowed religious such as the Sisters of Mary Help of Christians, the Missionaries of St. Francis, the Salesian Missionaries of Mary Immaculate, and the Oblate Sisters of St. Francis de Sales, plus lay groups such as the Association of St. Francis de Sales and the Oblates of St. Francis de Sales. to I am not referring here to societies of apostolic life like the Daughters of Charity, who make annual vows, but rather to including an option for temporary membership in congregations whose members are now expected to make perpetual vows. Moreover, even among the Daughters of Charity, there is the assumption that one's annual vows are really for life. ~' According to the Center for Applied Research in the Apostolate (CARA), Emerging Communities of Consecrated Life in the United States (Washington, D.C.: Georgetown University Press, 2006, p. 16), ten of the twelve most rapidly growing new indigenous emerging communities in the U.S. are mixed communities with some, or all, lay members. t2 CAP, A, Emerging Communities, p. 16. 377 68.4 2009 Wittberg ¯ Opening a New V~ndow ,3 Wittberg, Pathways, pp. 80-85. ,4 The above-mentioned St. Joseph of Arimithea Society seems to operate through "franchises"--the Cleveland and Louisville chapters appear to be separate from each other. Many.other groups enlisting high school or college students operate similarly. A Sampler of Potential (and Actual) Religious SMOs 1. "Franchised" Youth Groups (local school chapters, perhaps with a national headquarters supplying materials or training) a. Volunteers supporting a local soup kitchen b. A high school or college centering-prayer group c. Group spiritual direction, big brother/sister spiritual mentoring d. Adoration societies, sodalities 2. Ministry Groups (non-age-specific, perhaps linked nationally in a network or association) a. Supporting crisis pregnancies b. Companioning the dying c. Running a women's shelter d. Strengthening marriages 3. Spirituality Groups (may have a centralized head-quarters and/or a youth branch - see #1, above) a. Devotion to a particular saint b. Performance of a particular spiritual practice (Eucharistic adoration, centering prayer, pilgrimages) c. Spiritual mentoring, group spiritual direction 4. Lifestyle Groups a, Simple living b. Intentional communities c. Peace and reconciliation Review for Retigious WILLIAM P. CLARK Revisiting Religious Identity mnthe years following the Second Vatican Council, uch attention was focused on changes in religious life. Much writing and much effort have been directed toward rethinking or reimaging religious life. In light of all that, one might be tempted to say "Enough already!" An old saying has it that familiarity breeds contempt. Familiarity can also breed complacency and neglect. It might be good, then, to look once again at what it means to be a religious, to reflect on our religious iden-tity. Besides the decree on the renewal of religious life, Perfectae caritatis, Vatican Council II also spoke of the role of religious in Lumen gentium, the dogmatic con-stitution on the church. In chapter 6, §44, we read that the religious state "manifests in a special way that the kingdom of God and its high requirements transcend all earthly considerations, bringing home to all people William P. Clark OMI, longtime teacher and administrator, lives at St, Henry's Oblate Residence; 200 North 60th Street; Belleville, Illinois 62223. 379 68.4 2009 Clark ¯ Revisiting Religious Identity the immeasurable greatness of the power of Christ in his sovereignty and the infinite might of the Holy Spirit marvelously working in the church.'" The council is simply saying religious life gives special witness that, above and beyond earthly values, there is something we call the kingdom of God. While religious life's characteristic witness is spe-cial, it is not exclusive. It is the duty of all Christians to give witness to the kingdom of God. All Christians, be they lay or religious, are committed to living out their baptismal consecration. Emphasis on the common voca-tion of all Christians highlights what is of fundamental importance, the fullness of Christian life informed by charity. That emphasis also counteracts any tendency to draw unfavorable comparisons between the lay and religious states, as though laypersons are somehow sec-ond- class citizens or "children of a lesser God." That broad emphasis on all Christian life is rooted in the most ancient tradition of monasticism. In his masterful study The Spirituality of the New Testament and the Fathers, Louis Bouyer finds certain constants in the literature of monasticism. He affirms them because they were some-what obscured by later developments. One such insight is that the primitive monk did not appear special. Whether by himself or others, his vocation was not considered par-ticular or exceptional. The monk was simply a Christian, a devout layperson who took the most radical means to live the Christian life to the fullest. The monk proposed no other end than to be saved. All his life, the monk asked for no other teaching from his elders than the means of attaining that goal. His fundamental and persistent ques-tion was: "Tell me. How can I be saved?" Two points need emphasis. First, holiness, the fullness of Christian life, is not something reserved Review for Religious to religious, while laypersons are called to something less. Second, religious are to focus on the essential, on the search for union with God, and not see holi-ness as something incidental or distinctive which sets them apart from "ordinary" Christians. Fundamental to religious identity is one's identity as a Christian. It is the fullness of the Christian experience that constitutes Christian identity. There are three major elements in the Christian expe-rience. The first is not distinctively Christian. It is the human preamble. It consists in discovering that human happiness and fulfillment are not brought about by tak-ing. We all start out that way, looking for that certain something or combination of things which, if we could only latch on to it and make it our own, would provide fulfillment. The Christian experience becomes possible once we realize that what we really seek is something or someone to give ourselves to, something or someone greater and nobler than ourself. It is a search for some-thing or someone that will endow our life with meaning and purpose. Finding that something or someone is the beginning of faith as a lived reality. It becomes the basis of all commitment worthy of the name. The second element makes the experience specifi-cally Christian. It consists in finding that greater-than-self reality in the person of Jesus Christ. It is finding in his words meaning for our life. It is finding in his life the pattern and model for our own. The third element is the desire to share what we have found. We want others to find the meaning and purpose that have become our own. We want to live out this meaning and purpose in love for one another. The full Christian experience, then, is apostolic and missionary. 381 68.4 2009 Clark * Revisiting Reli#ous Identity 382 If this Christian experience is not real in our lives, no amount of theorizing about what it is or should be will ever make it so. Furthermore, theorizing will not help much in our lives as religious. If the Christian experience is real, it can be progressively liberating, freeing from all those attitudes of mind and spirit that limit us to operating within the narrow confines of self-ish interests. Like all Christians, religious are to give witness by their lives to the possibilities open to everyone for liber-ation from enslaving attitudes like inordinate ambition, defensiveness, possessiveness, self-pity, and cynicism. The life of religious should also be an active witness to joy, to hope, and to love. The call to the fullness of Christian life and to the perfection of charity seems so daunting that peo-ple often try to evade its challenge. In doing so, lay-persons sometimes say that holiness is something for religious and priests, not for "ordinary" persons like themselves. Likewise, religious sometimes find a type of escape through dependence on the system. Religious life involves a kind of system that includes public vows, constitutions and rules, and a goodly number of prac-tices found in the traditions of various religious insti-tutes. We might think just plugging into the system will make us as holy as we need to be. It is easy to just coast along. All too easily we can come to rate as virtue whatever is conformable to our religious surroundings. Custom and routine can so enslave us as to dispense us from personal decision. Of course, custom and routine, as well as the regular practices and exercises of religious life, are also great helps--if we understand and use them righdy. They do not, however, carry us all the way. They reflect the fact Review for Religious that in choosing to be religious we have set the direction of our lives. But they do not guarantee we never lose that direction. The need for ongoing renewal is simply the need to reaffirm, to reset our direction. The human condition is such that nothing can be taken for granted except the constancy of God's grace, of his invitation. Another point on which the council spoke explic-itly is religious consecration. Everyone of the faithful is consecrated to the divine service by baptism. Clearly, in various contexts the word "consecration" has various meanings, causing difficulties to be raised about how this idea applies to religious. In address-ing those difficulties, the council begins by relating religious con-secration to baptism. Religious consecra-tion adds nothing to the baptism's sacramental character. It is, however, in the line of baptismal grace. That grace can be lived in varying degrees of intimacy. The coun-cil speaks of religious as being "more intimately conse-crated to the divine service." That phrase is significant. It does not say "more strictly" or anything that might seem to emphasize some form of legal obligation. What the council points out by those words is that baptismal consecration can be interiorized to a greater or lesser extent by grace and by love. Ultimately, the truth of every Christian life consists in one's baptismal consecration. But God calls people to live out that consecration in different ways. For religious The call to the fullness of Christian life and to the perfection of charity seems so daunting that people often try to evade its challenge. 68.4 2009 Clark ¯ Revisiting Religious Identity the call to God's service is more explicitly determined. It takes on a particular form or style. To put that a bit differently, for religious the vital response called for by God's loving initiative is made concrete in a specific and distinctive way. By making a certain explicit profession of the evan-gelical counsels, persons technically become religious. The purpose of such profession is to commit ourselves more explicitly and more profoundly to living our bap-tismal consecration. At one time religious profession was commonly called "a new baptism" in homilies at profession ceremonies. In those days it was not always adequately explained. The council statements revitalized and clarified that idea. In reflecting on religious consecration, it is important to realize that such consecration is the work of God. Virtually every page of Scripture speaks of God's initiative in regard to creatures. Jesus told his disciples: "You have not chosen me. I have chosen you." Passages like that have a particular resonance for religious. It is God who calls religious and consecrates them through the church's ministry. Because it is God's work, religious consecration is permanent. God's choice and God's fidelity are unchanging. God is constant in the grace he offers, in his call. Our challenge is to keep trying to respond generously to that call. Religious consecration represents a special instance of the mysterious interaction between grace and human freedom. Obviously it is essential that those consecrat-ing themselves to God's service be free. At the same time we must recognize that the consecration is ulti-mately God's work. Religious profession has never been considered a sacrament by the church. In recent years many things have been referred to as "sacraments," in a broad sense Review for Religiot~s of the word. In the strict sense, religious profession is not a sacrament. That does not mean, however, that religious profession has no reality beyond the disposi-tion and conduct of the subject. Religious consecration is something accorded to free persons precisely as free. To be received, the consecra-tion requires a personal response to God's call. That response includes certain characteristics. It must be sufficiently enlightened, conscious, and free. A person's intention and the vows which formulate that intention are eminently free acts. Conversely, when the church dispenses from vows, she judges that in reality there was some impediment to freedom in the original profes-sion, something lacking in what was offered for divine consecration. The fact that religious consecra-tion is not a sacrament does not mean nothing more is involved than the liberty of the one making vows. On God's part the engagement is indefectible. A vocation consists in a person's being called to a cer-tain manner of life. Each vocation has its own structure and laws. Those laws are not to be understood as some-thing imposed from the outside. They derive from the very nature of the life in question. To ignore structure and laws proper to religious life would be to think of reli-gious life as funny putty which can take on any shape one gives it. History shows significant variations in the forms of religious life. But, in the last analysis, that life must always be directly related to what is most fundamental in Christianity, the search for God and growth in charity. A vocation consists in a person's being called to a certain manner of life. 68.4 2009 Clark * Revisiting Religious Identity In the Christian understanding of life, the goal is progress in charity. Jesus made it clear that love of God and love of neighbor sum up the whole law. Love gives ultimate value to what we do. That is why religious con-secration is wholly directed towards love of God and neighbor. It is precisely that love which gives the value of consecration to the activity of the religious. The idea that one's activities must continuously be animated by charity is certainly not new. We have heard it countless times in one form or another. Nor is it distinctive. It is true for everyone. By religious profession we are committed to that goal more explicitly, more officially, as it were. On the part of religious, the consecration of one's life consists in using distinctive means for achieving the common Christian goal of progress in charity. My cir-cumstances, my state of life, determine the means that are most appropriate for me. Jacques Maritain offered an excellent definition of means. He said means are the end in the process of coming to be. Thus, at each moment of our journey toward the perfection of love, we make that end real by employing the appropriate means, Perhaps we should emphasize the word "journey." While we hope we are on the right road and we try to keep moving in the right direction, we never reach the end, the perfection of love, in this life. Another way to put that is to say that holiness is not so much a place we arrive as it is the way we travel. Consciousness of our shortcomings and failures makes us reluctant to think of ourselves as holy. A num-ber of years ago Archbishop John Roach of St. Paul, in a pastoral letter on spirituality titled A Friendship Unlimited, offered a valuable insight in this regard. He wrote: "It's a funny thing, but for years I couldn't imag- Review for Religious ine thinking of myself as holy. I was equating holiness with perfection, and I knew I simply didn't have that. It is clear to me now that holiness is the desire to be a friend of Jesus Christ and to surrender my will to God. I may stumble along with that. I have so far--but, so long as I continue a sincere effort toward that goal, I am holy." It might help also to remind ourselves of one charac-teristic of holiness that is often overlooked. It is compat-ible with human frailty. Many stories and most statues of saints give a wrong impression, an impression of otherworldliness that obscures the fact that those saints were real human beings with human faults and weak-nesses. Examples are plentiful. St. Augustine was given to rages. St. Thtr~se of Lisieux had bouts of depression. St. Vincent de Paul, the great saint of charity, was said to be bilious and subject to fits of anger. St. Jerome was aggressive and insulting to persons who disagreed with him. In fact, one of his contemporaries said of Jerome that his malice was such that no saint could live within miles of him. The secret of all of those people is that they never gave up struggling and working to overcome their human weaknesses. They knew what counts is not the triumphant victory of total perfection, but persevering effort. Teresa of Avila said we should strive and strive and strive, for we were made for nothing else. She was right, of course, but the way she said it makes it sound hard. And it is a constant challenge. We cannot gloss over that. But I like the way T.S. Eliot put it when he said: "We are only undefeated because we keep 6n trying." In question 186 of the Secunda Secundae of his Summa Theologiae, St. Thomas treats of things that per-tain to the religious state. He speaks at length of the vows of poverty, chastity, and obedience and argues their ,387 68.4 2009 Clark ¯ Revisiting Religious Identity necessity for religious perfection. He points out that "a person cannot offer his whole life to God directly because that life is not lived all at once, but only suc-cessively. Hence, a person can only offer his whole life to God through the obligation imposed by vows" (my translation). Thus, our real challenge is not the perfor-mance of heroic acts, however beautiful, however noble, for every human act is by nature transitory. Our real challenge is the heroism of a whole life, offered to God without measure, without reservation, without regret. This is done through religious consecration, through the vows. And in this the entire person, mind and heart, must be involved and permanently involved. Note ' The Vatican translation and the revised Flannery translation, melded. See Lumen gentium, chapter 6, §44: "Regni Dei denique super omnia terrestria elevationem eiusque summas necessitudines peculiari modo patefacit [status religiosus]; supereminentem quoque magnitudi-nem virtutis Christi regnantis atque infinitam Spiritus Sancti potentiam in Ecclesia mirabiliter operantem, cunctis hominibus demonstrat." Ed. 388 Questions for Personal and Group Reflection If religious sisters and brothers are identified with the laity, how do you claim their special religious identity? 2. Has Clark been helpful in underlining aspects of religious identity that distinguish religious life for priests, sisters, and brothers? Would you want to add or subtract anything? Review for Religious LEO J. HERIOT Encounters Early and Late: John Bosco and Paul Saul was present at the stoning of the lov-able Stephen, and perhaps this increased the Pharisee's desire for Christian blood. Fernand Prat says, "Not content with being present at the torture of the victims, he entered into houses and dragged out the inmates, both men and women, to hale them to the dungeons."' Saul set out on the trail of Christians not to evangelize them but in pursuit of them to bring them to what he thought was justice. He had asked the priests to give him the offi-cial mission to seek out Jesus' disciples in the synagogue of Damascus and drag them before the Sanhedrin. In the Acts of the Apostles we have three accounts of the vision on the way to Damascus (9:1-19; 22:3-21; 26:12-20). It is Luke who makes the first announcement of Leo J. Heriot SDB wrote for us about Margaret Bosco in 2007. His address is now Don Bosco House; PMB Government Buildings; Suva, Fiji-Islands. exemplars of faith 389 68.4 2009 Heriot ¯ Encounters Early and Late this event; later we hear Paul giving his own account. The accounts agree on the important points: the occa-sion, the place, the time of day, the dazzling light, Saul's fall to the ground, his dialogue with the mysterious voice, his blindness, the return of his sight, and the total change in his life. From being a firebrand of a persecutor, he became a sower of the Good News of our Lord and Savior Jesus Christ. The whole change of his behavior, his heeding of the strong voice's words, and his subsequent dedica-tion to a new cause make us aware that he was not led by fanaticism or goaded on by personal ambition. Jesus Christ seized him, pulled him close to himself. From the accounts of this conversion, nothing presaged it, noth-ing hinted that the fierce Pharisee would change regard-ing this person Jesus Christ, changing and becoming a disciple of Jesus and a preeminent apostle. Looking at this conversion, one gets the impression that it is beyond human explanation. It would be folly to try to find some simple plausible human causality. Pauline theology gives pride of place to the empow-erment of grace, and Saul was certainly under the influence of grace. It is not possible to explain this con-version apart from divine grace. Paul helps us with these assertions from his writings: "Have I not seen Jesus, our Lord?" (1 Co 9:1). "Last of all, as one untimely born, he appeared also to me" (1 Co 15:8). Grace found in this man fertile soil that would produce a great extension of the stoW of Jesus, a stoW that would make people aware of the immense, unfolding gift God gave to Saul and to the world on Saul's way to Damascus. Saul's encounter with the risen Lord as he sought to obliterate that Lord's message had a huge influence on him. One of the Apostle's boldest and most profound Review for Religious teachings was that of Christians' being incorporated into Christ's mystical body. For this Pharisee, Paul, Christ becomes all in all; Christ becomes everything. This idea is contained in seminal form in the question Jesus puts to the blinded Saul: "Saul, Saul, why do you persecute me?" (Ac 9:4). Paul was not attacking Jesus directly; he was defending his Pharisaism by trying to prevent Jews from falling into the ways of this crucified "reformer" of Judaism. In Saul's conversion God's grace is evident, work-ing a transformation immediately. It is like the blinding flash of light. The extraordinary illumination appar-ently brought about Saul's immediate com-pliance with Jesus' words and his swift transformation into a disciple and apostle. The stunned Saul changed his course once and for all. He found himself in a new world, a world almost alien to the life he had lived until then. Paul was overwhelmed by a new faith, a belief in the person of Jesus Christ as his Lord and master. He began a new and demanding life that only a strong and deep faith and love could sustain. He expresses that faith in his Letters to the Galatians and the Romans, an active faith that revolutionizes the whole person and alters the direction of people's lives. From the moment of his conversion the gaze of Saul is riveted on the person of Jesus Christ. We would go too far, however, if we reduced Paul's life to the moment One of the Apostle's boldest and most profound teachings was that of Christians" being incorporated into Christ's mystical body. 391 68.4 2009 Heriot ¯ Encounters Early and Late of his conversion. His continuing deep reflection on the mystery of God's love strengthened him as he went about his apostolic life. Our beliefs, too, are not simply the result of our reading or reflection, but come from God's communication with us, often in the quiet con-templation of a Divine Master stretching out his hand to us and telling us to find him in our contemplative awareness of others and ourselves. 392f The Boy from Becchi, Another Man of Zeal In an audience on 21 March 1858, Pope Pius IX, now Blessed, told the priest from Turin: "When you get back to Turin, Don Bosco, you write down these dreams and everything else you have told me, minutely, and in their natural sense. Save all this as a legacy for your Congregation so that it may serve as an encouragement and norm for your Sons.''2 After nine years this same pope questioned him once again. Don Bosco's reply was "I truthfully lacked the time. I was so taken with [any number of things]." The pope said, "Well then, I not only advise you, but order you to do it." Don Bosco promised to write down his early experiences, and he kept his word.3 In his poor handwriting Don Bosco scrawled out his first dream. "At the age of nine I had a dream that really changed my life and influenced me throughout my life. I dreamed I was near my house at Becchi, and a crowd of young boys had gathered there to have fun and play games. Some were playing, some were laughing, and not a few were cursing. Shocked by their expres-sions, I jumped in among the boys, swinging wildly and shouting at them to stop saying those things. At that moment a Person appeared among us. He was dressed in a long white robe, and his face radiated such light Review for Religious that I could not look at it. Suddenly he called me by name. 'Giovanni, you have to win these boys not by blows but with gendeness and kindness (bont~). So begin right now to show them that evil is ugly and virtue is beautiful.'" Although these words confused him, this little boy, nine years old in 1824, was being commissioned for God's work. He said, "I am so small and these are young men. What you are asking me to do seems to be impos-sible." But he was told: "What seems so impossible, you must achieve by being obedient and acquiring knowledge." The boy shouted, "You ask me to do the impossible!" The voice said, "I will give you a teacher under whose guid-ance you will learn and without whose help all knowl-edge becomes foolishness." Beside this Person stood the Lady to whom young Bosco's mother had taught him to pray regularly. The Lady, taking his hand, said, "Giovanni, look carefully. What do you see?" The crowd of boys was changed into goats, dogs, cats, bears, and various other animals. The Lady of his dream said to him, startlingly: "This is your field of labor." Then she gave him a one-word recipe for getting these boys to improve: "amorevolezza" (loving concern). The wild animals disappeared, having been turned into sheep. The Lady then told him, "In due time you will understand," and with that she put her hand on his head. At table for morning coffee he told his family about his dream. Each one said something different. His "At the age of nine I had a dream that really changed my life and influenced me throughout my life." 393 68.4 2009 Heriot * Encounters Early and Late brother Joseph said, "Oh, Giovanni, you are going to become a farmer looking after sheep and goats, caring for them." His brother Anthony said, "Oh, Giovanni, you are going to become the leader of a gang of ban-dits!" After other such remarks, their wise old grand-mother said in an authoritarian tone: "Giovanni, take no notice of dreams." And Mama Margaret said con-vincingly, "Prepare yourself, Giovanni, for your future apostolate." This, then, is what Pope Pius IX referred to in 1858 when he told Don Bosco: "This is the begin-ning and the foundation of your work. Give this dream to your Congregation and make it a part of their life." On the road to Damascus, Paul was astonished by the voice that changed his life. It had the power to change his life and send him on a new mission. While any comparison of nine-year-old John Bosco's dream to Paul's experience near Damascus would be lopsided, we may remind ourselves that both of them were impelled into a new life, a new apostolate, by mysterious expe-riences beyond usual explanation. Are there not many other divinely wondrous experiences as well? Why not keep them in mind? Notes ~ Fernand Prat, The Theology of St. Paul (London: Burns and Oates, 1964), p. 25. 2 The Biographical Memoirs ofSaintJohn Bosco, ed. Eugene Ceria SDB (New Rochelle, New York: Salesiana Publishers, 1980), vol. 5, p. 577. 3 Ceria, Biographical Memoirs, vol. 1. pp. 95-96. Review for Religious HILDA KLEIMAN On Hilda of Whitby ~ah~na tIr oennt eorre da tfheea msto dnaayst.e Ir yw, Ia hs ando nt orta cisheodse an Catholic, and I was not named after a saint, though I had a lovely name. After I entered, the prioress asked me to choose a patron, and I chose St. Hilda of Whitby. Initially I hesitated to choose her because, generally speaking, we do not know much about her. We know when she was born and died, where she lived, and some of the activities she pursued, activities for which she was well known and respected. But we know little about her character, her spirit, or her inner life. How did the tone of a gathering change when she walked into a room? How did she regard those whose lives and souls were entrusted to her care? Was her glance warm or cool? Did she have a glint in her eye? Answers to these ques-tions seemed permanently unavailable. A few months after I entered my community, I attended a concert given by Festival Chorale Oregon, Hilda Kleiman OSB writes from Queen of Angels Monastery; 840 S. Main Street; Mt. Angel, Oregon 97362. Email: ajkjune@juno.com 68.4 2009 Kleiman ¯ On Hilda of Wbitby a local, award-winning choir directed by Dr. Solveig Holmquist. I had been a student in her college choir for three years at Western Oregon University. I was excited to see her again, even from a distance, even from the back as she conducted the choir. When she entered the concert hall, she was as I had remembered--not tall or physically imposing, yet filled with a presence that shot through her spiky hair, her sharp eyes, and her earrings and many bracelets. I saw a woman in full possession of herself and the situation at hand. She stood before the choir and the orchestra, and they knew what to do sim-ply by the movements of her hands and a thin baton. I remembered standing before her with my eyes on every move she made. In every gesture, every expression, she embodied musician and conductor. She made the vocalists and musicians one as we let her lead us--as, with our minds but also our hearts, we let her be our breath to the very last note. When Dr. Holmquist arrived at Western, she had clearly learned how to draw people together. Shortly after being hired, she was told there were no students at Western who could really sing. Given that this was untrue, and even uncharitable, Dr. Holmquist did not listen. She simply set up a table at the activities fair at the beginning of the school year and started signing students up for auditions. By the end of the year, she had set the choral music program on its feet, doubling the size of the choir, planning tours, and establishing a student-led choir council. I began to see that music was Dr. Holmquist's life, and part of that life was invit-ing the rest of us into the music in whatever way was appropriate for each of us. I loved her for it, and I still do. Though I do not think I would have used the word at the time, I see now Review for Religious that what I received from Dr. Holmquist was a deep and vigorous image of vocation. I have no doubt that through the music she is doing what God created her to do. Shortly before I graduated, I tried to say as much to her. In her office one morning, I described what I saw in her. I said I was not a born musician like her, but rather a writer and a reader, and I was looking for my own purpose in life. The day I attended the Festival Chorale concert was November 17th, the feast day of St. Hilda, and the first time I observed her feast day as my own. As I watched and remembered Dr. Holmquist, some of the reasons why I choose Hilda began to emerge. It was not about wanting to be an abbess as Hilda was, any more than it was about wanting to be a cho- , ral conductor. It was not about imitation in such a specific sense, but about living in the presence of someone who could play a part in calling me to be who I am supposed to be and to do what I am meant to do. It was about the profound effect just one person who is living her vocation may have on those around her. If I imagined myself as a member of Hilda's monastery, much as I had been a member of Dr. Holmquist's choir, what could I learn about who I am supposed to be here and now? It was about the profound effect just one person who is living her vocation may have on those around her. 397 The Venerable Bede, an English monk and writer of the 8th century, is our sole source of historical infor- 68.4 2009 Kleiman ¯ On Hilda of Wbitby marion on Hilda. After serving as the abbess of several monasteries, she established at Whitby a double monas-tery, a community of monks and nuns. In his history of the English church, Bede tells us she taught those within her community to study the Scriptures thoroughly, to observe good works, and to foster many virtues, "but especially peace and charity." In part, the influence of her goodness was seen in the five outstanding men from her monastery who became bishops. In addition to her own monks and nuns, others from all walks of society sought her direction. In this way Hilda, "whom all her acquaintances called Mother because of her wonderful devotion and grace," guided many people to God along the path of their particular gifts and circumstances. Bede also gives us the story of Caedmon, a shy sheep-herder whom "God's grace made remarkable." One night Caedmon received a vision from God in which a man asked him to compose and sing him a song. Caedmon answered that he could not sing, and the man replied "But you shall sing to me," and he did, thus becom-ing the first poet of the English language. When Hilda learned of Caedmon's gift, she invited him to become a monk and be instructed in sacred history, which he then rendered into beautiful music and poetry. Caedmon soon became not just a poet but a disciplined and beloved member of the community as well. At his death he asked if there were any who held any ill will against him, and he was assured that there was not. When then asked if he was at peace with those attending him, he replied, "I am at peace with all the servants of God." Among well-known events of church history, Whitby is known as the site of the synod in 664 at which the controversy between the Celtic and Roman dates for observing Easter was resolved. The problem disturbed Review for Religious many people, Bede tells us, even to the point that they feared "that they might have received the name Christian in vain." Those arguing for the Roman date were victo-rious, yet Bede describes Hilda and her community as favoring the Celtic practice. While he tells us the results of the synod, Bede does not describe Hilda's response to the decision. We do not know if in the end she was saddened, relieved, or pleased. From what we do know about her leadership, however, we can perhaps assume that many looked to Hilda for guidance as to how they should respond to this decision. We can see the great respect she had for the Scriptures and the wisdom of the church. We can see that she taught those around her to be of service in all peace and charity. Even as she neared her death, she urged those in her monastery to "maintain the gospel peace among themselves and with others." I imagine that Hilda had a profound sense of perspective, of knowing, in the end, which beliefs and practices held priority. Unity within the church mat-tered more than any particular date, and gracious accep-tance of the decision of the synod mattered more than the content of the arguments. I was aware of St. Hilda before I was a Catholic because I attended St. Hilda's Episcopal Church for sev-eral years during high school and college. St. Hilda's is a small community; the church holds perhaps fifty peo-ple on a Sunday. I met the vicar, Noel Knelange, when I first arrived, and about a year later Noel's husband Bill was ordained a deacon. I attended the ordination and sang in the choir, helping to lead the congregation out of the church singing "The King's Highway" for the recessional. During the service I was taken aback 399 68.4 2009 Kleiman ¯ On Hilda of Whitby Bill's ordination gave me the image of dedicating one's life to God alone, and Noel, bluntly and without~ pretense; connected ~that image, to me, 400] by the beauty of the liturgy and the fact that Bill was grounding his life and identity in his faith. Somehow God wanted him. God wanted exactly who Bill was, a middle-aged man, a deaf man deeply involved with the deaf community of the diocese, a man who loved to fish so much that during the homily the bishop gave him a new fishing pole, now that he would be a fisher of men. Afterwards, during the reception in the parish hall, I was standing near Bill and Noel, probably eating a cookie, when Noel turned to me and said, "Well, you could do this too you know!" What? I did not want to be a deacon or a priest. I did not understand why she said that, and we never talked about it later. I forgot about Noel's words until after I had become a Catholic and been a member of the Benedictine Sisters of Mt. Angel, Oregon, for several years--even though I had often wondered when the thought of becoming a nun first came to me. Bill's ordination gave me the image of dedicating one's life to God alone, and Noel, bluntly and without pretense, connected that image to me. The seed of the idea of staking everything on "the assurance of things hoped for, the conviction of things not seen," as we read in the Letter to the Hebrews, was planted and would take root in ways I never suspected. Just a few years Review for Religious later, I was led to the Catholic Church, to a Benedictine monastery, and to a surprising new relationship with St. Hilda, a relationship reflected in women like Solveig Holmquist and Noel Knelange. Regardless of whether they were aware of all the details, they could and would change the course of a life in a single breath, with a single word. The name Hilda comes from the Old English and means "Battle Maiden," a fact I learned only after I received the official word from .the prioress that I could take Hilda as my new name at my final profession. I took to the image of the Battle Maiden immediately--the tension between toughness and gentleness, knowledge and innocence, between what we think we know and what we in fact do not, a tension not to be resolved but used as ingeniously as possible until the day of death. Other people have taken to my choice of the name Hilda, to the "Batde Maiden" too. "Battle on, maiden!" says my mom before she hangs up the phone. After ask-ing me to explain the meaning of Hilda to my class-mates, one of my seminary professors warns that "from now on, you gendemen better look out!" The best, how-ever, is my friend Ania. With her I have established The Society of Honorary Battle Maidens. We have taken as our charter the words of St. Paul to the Corinthians: "But we have this treasure in earthen vessels, to show that the transcendent power belongs to God and not to us. We are afflicted in every way, but not crushed, perplexed, but not driven to despair, persecuted, but not forsaken, struck down, but not destroyed, always carrying in the body the death of Jesus, so that the life of Jesus may also be manifested in our bodies." To bet- 401 68.4 2009 Kleiman ¯ On Hilda of Wbitby ter understand our society, I have listed qualities of the Battle Maiden, which include the following and will surely be added to as I ponder this further: ¯ A persistent love, grounded in the love of God that pursues us without end. She can keep extending her love for other people, regardless of how they respond, if at all. If she feels hurt by this, she takes it to mean that her efforts were not the most gracious way to love this particular person, and it is time to try something else. She is intelligent, so her persistence does not suggest beating her head against a wall, but rather keeping her wits about her and being willing, always willing, to try again. ¯ The beginning of an understanding of the fourth step of humility in the Rule of St. Benedict: "The fourth step of humility is that, in this obedience under diffi-cult, unfavorable, or even unjust conditions, his [or her] heart quietly embraces suffering and endures it without weakening or seeking escape." She does not, in the end, resent that this step asks her to endure injustice, even contradiction, for the sake of the God she loves. She accepts that sometimes such endurance will require her to speak her mind, to name what is difficult, recognizing that endurance can be more than just waiting for the bad to run its course. Bravery of heart becomes part of her core. She understands that false sisters and broth-ers (and are not we all false and contradictory at one time or another) are part of reality; to deny this is of no use to anyone. She uses their words and actions to strengthen her reliance on the Lord so that it remains possible for her to pray for her enemies. ¯ An enduring kindness that she tries to exercise in any situation, par.ticularly in her words. At times, she may manifest her kindness in ways that are more tra- Review for Religious ditionally recognized as kindness--offering to lend a hand in household tasks, greeting guests with courtesy and assisting them in their needs, acknowledging the accomplishments of others with a sincere compliment. Kindness, however, is also needed in more challenging situations. It is a kindness to try to change the sub-ject when she hears murmuring or gossip about some-one who is not present. It is a kindness to walk away and not participate even by listening when this tactic fails, perhaps biting back the words rising in her throat that she would like to put everyone in their place with. Kindness calls her to address only in private any embar-rassing situations that involve another person, so as not to worsen the pain her words would likely cause if spo-ken publicly. To enjoy membership in The Society of Honorary Battle Maidens, you and I do not need to be in full possession of these qualities. We do need, however, to recognize their worth and strive to live with their inher-ent tensions, tensions that in the end are simply the tensions of the cross. Image Bearer One of a kind, Here for a reason, Plucked from the mire, Now wearing white, Bearing His likeness, I am immortal, A soul crafted By the Holy. Teresa Burleson 403 68.4 2009 Vv'ILLIAM PROSPERO World Youth Day and Religious Life sharing experience 40_4] Many vocation directors will confirm that a substantial number of candidates for seminar-ies and institutes of consecrated life consider a World Youth Day (WYD) experience to have been an important part of their discernment. Many candidates say they first thought seri-ously about religious life or the priesthood while on a WYD pilgrimage. What is it about WYD that promotes consecrated life? Sister Joseph Andrew, of the Dominican Sisters of Mary, Mother of the Eucharist, asked me to speak about this very topic at a recent discernment retreat at the motherhouse in Ann Arbor. No less than a hundred 'thirty young women attended. When I asked how many had been to WYD, about one third raised their hands. The main reason for "only" a third, I William Prospero SJ is pastor of St. Mary's University Parish (on the campus of Central Michigan University); 1405 South Washington; Mount Pleasant, Michigan 48858. Emaih will.prospero@stmarycmu.org Review for Religious believe, is that most of them were too young to have attended any other WYD than the one in 2008 in Sydney, Australia. Sydney did not draw huge numbers from the United States because of the travel cost. Nonetheless, many of the young women present had managed to attend that WYD. I believe there are several reasons why WYD pro-motes consecrated life and priesthood. Though I do not have any statistical analysis to prove my points, I have a wealth of experience assisting young WYD pil-grims in their discernment about consecrated life or priesthood. I have attended four WYDs: Denver (1993), Toronto (2002), Cologne (2005), and Sydney (2008). I have served as a priest on the last three. I have wit-nessed more than ten pilgrims enter religious life or the seminary. The main reason, I believe, for the wealth of WYD vocations is that WYD gives a taste of life as a conse-crated person. Pilgrims experience about two weeks of consecrated living. WYD provides a veritable "trial run" of living the vows of poverty, chastity, and obedience. In. living the vows on WYD, pilgrims experience the intense joy of the universal church gathered around the pope. They make the connection that living as a religious could be enjoyable and meaningful. The possibility of consecrated vocation becomes real for the first time in many pilgrims' lives. Pilgrims experience poverty the first day of com-mitting to go on WYD. They realize that the costs can be high. As I began recruiting for Sydney, I recall sev-eral students resisting, sa.ying $2,850 was too costly. My response was: "Do you want to go? Has God put this desire in your heart? If so, then commit and the money will come. I promise. And, if not, I will personally cover 405 68.4 2OO9 Prospero ¯ World Youth Day and Religious Life Trusting God for material needs is a tangible experience of religious poverty. 406 whatever you can't. But you must promise you will com-mit to this and try your best to raise the funds. I prom-ise you, God will provide." Every pilgrim had enough funds. On four WYDs I have never met a pilgrim who fell short of funds. For the 2008 WYD in Sydney, we took seventy pilgrims from the Diocese of Saginaw, each paying $2,850. There are stories of pilgrims finding funds flow-ing in from fund-raisers and from the most unexpected sources. Trusting God for material needs is a tangible experience of reli-gious poverty: God provides. Pilgrims trust him, and all works out. From the beginning, they learn that those who commit to a reli-gious pilgrimage are cared for by God. They learn this throughout WYD, beginning with their first moment of commitment. Poverty finds many manifestations, usually very inconvenient ones. As the pilgrimage officially begins, I speak of the "great ball of suffering" that one endures on WYD. For some reason, chaos and inconvenience reign. This makes trusting God mandatory, not optional. For example, because of delayed flights, our travel time from our departure to our host parish in Kiama, south of Sydney, was thirty-eight hours. And the last two hours were in a bus with a broken heater (it was winter there) while rain and forty Fahrenheit degrees of damp cold were welcoming us. These horrendous situations created the proper spirit in which to celebrate Mass, Revie;v for Religious namely, our sense of spiritual and actual poverty: "We are not in control!" Having celebrated Mass at a crowded boarding gate in the Los Angeles airport (LAX), we found special meaning in celebrating Mass again, hungry and cold, at the very end of our trip. I was reminded of the four thousand hungry and tired people in Mark 6:1-8 who were worn out from their journey, so Jesus fed them. It was as if Jesus intentionally brought the people out to a deserted place to experience their poverty and to see and taste the goodness of God. Poverty makes pilgrims hungry for Jesus. Another example of poverty happened at the Papal Welcome at Sydney's harbor. Afterwards we were hun-gry and cold. Several pilgrims collected our chits or tickets and got our meals, bags of hot stew (option: beef or pork). After getting the same victuals several days in a row, pilgrims were cheerfully dubbing them "barf bags." Our meals were being eaten on the ground or on cement blocks or wherever we could prop ourselves up. One night, however, several alert pilgrims found some plastic chairs and brought enough over for the group of seventy to sit. We could sit and eat! We were so grate-ful. I cannot recall ever feeling so grateful for having a chair to sit on. This is what WYD does: it makes the ordinary into a gift from God. Once one begins to see that everything, everything, is a gift, then one can start living a radical Christian life. So the gift of sitting, eat-ing, enjoying each other's company, and basking in the reality that we just saw in person the Vicar of Christ, all add up to an explosive experience of the joys of the kingdom. Poverty makes human experience more real, and opens us to the true value of community. How sim-ple and uncomplicated it all is. 407 68.4 2009 Prospero ¯ Worm Youth Day and Religious Life Over and over one witnesses pilgrims making sacrifices for the sake of the group. 4081 If pilgrims are properly prepared and guided, they have a wonderful experience of interacting positively with the opposite sex. Even sleeping conditions, oth-erwise inappropriate, become an experience of intense respect and honor of boundaries. One sees the "other" as sacred and as a fellow pilgrim on the way, some-one to be honored and respected. I have never known of any of our pil-grims engaging in actions that are meant for mar-ried couples. Sleeping shoulder to shoulder with two thousand other pilgrims may seem cause for temptation and raised eyebrows, but never have I seen anything but excellent moral behavior among our pilgrims. Even where there are dating couples, they hardly ever "pair off" from the group. The whole atmosphere is one of intense commu-nal living. People are attentive to the needs of everyone, sharing and caring for one another. The pilgrim learns that one does not need to pursue or engage in roman-tic relationships to be happy. Celibacy for the kingdom becomes tangible, livable, and enjoyable. At WYD the intense communal activities, which sometimes involve distressing conditions and both-ersome inconveniences that must be endured, build a joyful esprit de corps. Over and over one witnesses pilgrims making sacrifices for the sake of the group. Opportunities for minor sacrifices abound, such as shar-ing personal items to assist another in need and collect-ing meal tickets and standing in line to retrieve meals for a group. These and other sacrifices reveal acom- Review for Religious mon care for one another. Moreover, the group lead-ers have the ultimate say in all major decisions about travel, gatherings, agendas, and special needs that arise. Individual wills give way to the group, or to the lead-ers' decisions. Through these experiences one finds joy in sacrificing one's own will for the good of the group, opening up to the gift of religious obedience. Consecrated persons make a sacrifice of their lives for the good of the church and the world. Pilgrims experience the power of loving sacrifice firsthand, and its power to build up the Body of Christ. Eddie Dwyer, a Saginaw seminarian, said: "Three things I hate are lines, sitting on the floor, and crowded spaces, but the love at WYD made sacrifice easy." All these experiences find rich meaning in the cel-ebration of the sacraments, namely, confession and Eucharist. The intensity of confessions, celebrations of Holy Mass, and Eucharistic adoration affirms God's real presence among his people. All the sufferings and joys of pilgrimage are offered up to the Father in the won-derful exchange of gifts that the Eucharist makes real. All is gift. As a priest I am overwhelmed by the power and joy of the priesthood, by the sacramental fruitful-ness on WYD. What power can be manifested in such weakness! The Papal Mass at the conclusion of WYD provides the perfect environment for the overflowing gratitude of the pilgrimage to express itself. Pilgrims, freshly and deeply aware of God's goodness, gratefully share their belongings with others. Jackets, caps, and an assortment of other personal items are offered and received in a wonderful exchange of gifts. God's kingdom becomes visible in everyone giving their things away to bring joy to both receiver and giver. In his Spiritual Exercises 409 68.4 2009 Prospero ¯ Worm Youth Day and Religious Life St. Ignatius Loyola speaks of the free exchange of gifts between those who love each other (§231). This is the Christian life. As church and bride of Christ, we receive every good thing from God and make an offering of our very selves back to him in gratitude. This joyous exchange finds particular power at the Papal Mass. The accumulation and possession of .things no longer has appeal. The giving and receiving of love becomes the reason for existing. Consecrated life witnesses to the joy of the kingdom of heaven through the. gift of self to God. The Papal Mass provides a taste of the joy offered to those who radically take up the call to follow Christ the Bridegroom wherever he goes. As I lead pilgrims to WYD, I make a point of having several priests, seminarians, and religious sisters accom-pany us. When lay pilgrims rub shoulders with conse-crated persons, consecrated life now has a face, and that face is familiar and human. No longer is the question of consecrated life somewhere off in the distance, but it is real and lived by real people. The possibility of consecrated vocation opens up as the joys of serving the kingdom find witness. I count WYD the single most important vocation promotion ministry that I do. 410 Review for Religious BENNY PHANG Marriage and Celibacy: Rivals or Complements? MMarriage and celibacy are often seen as contraries. isunderstanding about these two vocations still exists among many people who do not fully under-stand celibacy for the sake of the kingdom of heaven or the meaning of marriage. They see marriage as con-trary to celibacy, totally separated from it, and unable to contribute anything to it. And they understand celibacy as merely a pessimistic, negative rejection of married life and love. They even think celibacy is responsible for many sexual problems. About these matters people raise critical questions such as: Is marriage contrary to celibacy or even a rival? Is marriage a higher and better state than celibacy, or is it the other way around? Does marriage confirm celibacy or devalue it? If marriage confirms celibacy, how does it do so? Benny Phang OCarm, an Indonesian priest studying at the Angelicum for a doctorate in moral theology, can be addressed at Centro Internazionale Sant'Alberto; Via Sforza Pallavicini, 10; 00193 Roma, Italy. Blog: theouiosoter.blogspot.com 411 68.4 2009 Pbang ¯ Marriage and Celibacy On this topic I want to draw some reflections from the messages of Pope John Paul II (collected in Theology of the Body), from the critical reflection on celibacy in the Catholic Church written by Aloysius Pieris sJ, and from the experience of St. Th~r~se of Lisieux of her vocation to religious life. Marriage and celibacy, are interrelated. To hurt either one by being unfaithful in it also hurts the other. 412- Rival Vocations? In the Gospel according to Matthew, Jesus places the counsel of celibacy in the discussion of the impor-tance of marriage, when he argues against divorce (Mt 19:3-12). Pope John Paul confirms this, saying, "[From Matthew's Gospel, Mt 19:10-12], it can be seen sufficiently clearly that here it is not a question of diminishing the value of matrimony in favor of continence, nor of less-ening the value of one in comparison with the other.''1 "Christ's words on this point are quite clear. He proposes to his disciples the ideal of continence and the call to it, not by reason of the inferiority of, or of prejudice against, conjugal union in the body, but only for the sake of the kingdom of heaven.''2 One can, however, argue for St. Paul's position when he writes, "So then, he who marries his fiancee does well; and he who refrains from marriage will do better" (1 Co 7:38). Does this Pauline text not mean that mat-rimony is good, but celibacy for the kingdom of heaven is better?3 Review for Religious We need to comprehend the reason for celibacy in the evangelical counsel. Jesus says, "There are eunuchs who have made themselves eunuchs for the sake of the kingdom of heaven. Let anyone accept this who can" (Mt 19:12). This is the only reason for the evangelical counsel of celibacy. The reason is not to devalue marriage, but for the sake of the kingdom of heaven. To understand the "difference" between Jesus and Paul as regards celibacy and marriage, John Paul gives us an insight: In his pronouncement, did Christ perhaps suggest the superiority of continence for the kingdom of heaven to matrimony? Certainly he said that this is an excep-tional vocation, not a common one. In addition he affirmed that it is especially important and necessary to the kingdom of heaven. If we understand superiority to matrimony in this sense, we must admit that Christ set it out implicitly. However, he did not express it direcdy. Only Paul will say of those who choose matri-mony that they do "well." About those who are willing to live in voluntary continence, he will say that they do "better" (! Co 7:38). (Theology, p. 275) The conscious and voluntary renunciation of the conjugal love of marriage and family life by celibate per-sons is not a devaluation of marriage, but it is a form of self-sacrifice. John Paul explains: "Christ understood the importance of such a sacrifice . He understood the

To celebrate International Youth Day 2020 Rachel Mims, Senior Program Officer for Youth Political Participation at NDI, is joined by three young leaders from Zambia, Lebanon, and Moldova. They discuss competitive youth debate as an opportunity to build political skills, actively contribute to solving social problems, and create greater space for youth inclusion in public life. For more information please go to https://www.ndi.org/youth-leading-debate
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Given Kapolyo: I don't believe in the saying young people are the future leaders. Because the truth is they tell us this for years and years and years, when I was 15 they told me you're a future leader, then I turned 20 and they said I'm a future leader, then they turned 25, and they said I'm a future leader, so then I'm now just waiting, I'm saying okay, when does the future come?
Now I think just this is time that we turn it around, and say young people should be the leaders of today, as well.
Rachel Mims: Today's young people deserve real opportunities to participate in political processes, and contribute to practical solutions that advance development. When given an opportunity to organize, voice their opinions, and play a meaningful role in political decision making, they consistently demonstrate their willingness and ability to foster positive lasting change. They also become more likely to demand and defend democracy, and gain a greater sense of belonging.
Recent global movements such as movements for climate justice and racial justice demonstrate that young people are demanding a shift in who has power, and in how that power is used, yet young people still find themselves marginalized from mainstream politics, and are limited in their ability to exercise the same influence over decision making processes. This is particularly true for young people who have experienced intersecting forms of marginalization and exclusion. At a time when global inequality is increasing, young people remain disproportionately impacted, and are expressing frustration with leaders and institutions that they perceive to be inaccessible, incapable, unresponsive, corrupt, and often repressive.
NDI works globally to support the political participation of young people through a variety of approaches that increase young people's agency, and create a more supportive environment. One approach involves helping young people develop competitive debating skills, including an issue analysis and framing, reasoning, public speaking, and active listening. NDI has supported [inaudible 00:02:05] programs in several countries, including longstanding programs in Jordan and Moldova, and more recent programs in Guatemala and Libya. We've seen the debate skills not only enhance political participation, but also contribute to holistic youth development. Debate builds practical skills that pave the way for young people to successfully engage in civil discourse and peaceful problem solving, both with their peers and with adult power holders.
I'm Rachel Mims, Senior Program Officer for Youth Political Participation at the National Democratic Institute, and today we are joined by three young leaders from Lebanon, Moldova, and Zambia, each working in different ways to apply their debate skills and actively contribute to solving social problems. As a result, they're creating greater space for youth inclusion in public life. First we'll hear from [Gibbon Carpolio 00:02:58]. Next up, Rachbenda Fou, and then Selena Decuzar. Welcome to Dem Works.
In Zambia, NDI partner with a chapter of the Center for Young Leaders of Africa, and Youth for Parliament, to gather young people from across political parties, media, and civil society organizations to debate solutions for increasing the number of young people in parliament. This debate program created an opportunity for youth from parties and civil society to change ideas, develop their public speaking and research skills, and to generate discussion around critical issues facing youth in Zambia.
We spoke with Given Kapolyo to learn more. Given, thank you for joining us today.
GK: Thank you so much for having me. It's a great pleasure to feature. First of all, I'm a young African female, my name is Given Kapolyo, I'm a young politician, I'm a student, I'm an activist, I'm an advocate, and a public speaker now. I can proudly call myself a public speaker, after I took part in the NDI public speaking that was called the Youth Debate Zambia.
I live in the northern part of Zambia. That's Kasama, northern province, Kasama, rural part of Zambia, so it was great that I was moved from the northern part of Zambia to the capital city, just to participate in the Youth Debate Zambia.
RM: Thank you, and thank you for telling us about all the different hats you wear. I hope to hear more about your activism, and other things that you're doing in politics.
Can you tell me more about your experience in the debate program? What was it like? What were some of the topics that you all discussed?
GK: We began with a training session. We covered the history of public speaking, we covered the tricks that we need for public speaking, how you draw the attention of a crowd, how you keep them engaged, and ordered. It was different young people from different parts of the country, and we were all brought together and were taught together, and then were given a topic. We were discussing how we can increase the number of young people in parliament, the number of youths in parliament, and it was a very profound experience, in the sense that we didn't just learn, then they'd give us a chance to actually show what we had learned from the training, and it was that interesting.
By the time we were leaving the training, there were people that were so confident to go back to their communities, and just speak change into their communities, into the crowds, and that was just how interesting, and just how meaningful it was to me and other participants that were there.
RM: I really love the point about public speaking, and this immediate sense of agency that young people feel, that they can go back and use their voice, and they have skills that they can start to put into use right away. Can you talk about the connection between some of the skills that you learned and your future political aspirations? I know that you're interested in running for public office.
GK: One of the things that we learned at the Youth Debate Zambia was that communication, public speaking and communication have a lot to do with politics, and with the youth standing out as a public figure, because it's they also mentioned how many great orators were [inaudible 00:06:34] were to get into public office because of how they spoke, how good they were at it, and the impacts that it just had in changing society.
For me as a young politician, first of all I must mention that the country that I'm from it's very difficult for a young female. First of all, it's very difficult for a female to make it into public office. It's even worse for a young female to make it. That, it also prepared me for how I could use my words to show people that not only will I be a voice for them, I could actually speak my heart out to them, tell them what my plans are, but then do it skillfully in a way that they buy into it, and are able to elect me, and even how because we dealt with topics on how you could make your speech relatable such that as you're telling your story somebody that is listening instantly feels like you're telling their story, and when they're able to relate with you it will be very easy for them to actually elect you as their leader, because they feel like you're a mirror of them, and then you can represent them better.
The training for me was actually a point that I think began a lot of things for me, because I knew I could speak, but then I didn't know I could use it to further my political ambition. When I went back home, in Kasana, I was able to speak to various groups. Just by me sharing my story with them, they were able to buy into the vision that I have for my ward, because I have aspirations of standing as a ward counselor next year, in our general elections, and it's been very helpful.
I've been able to know another important thing we learned is how you should be able to read your audience, so depending on who I'm talking to, I'm able to know which skills I should employ.
RM: Thank you. I know you can't see me, but I'm nodding vigorously over here, because you just shared, I think, so many important lessons with our listeners, just about how you can use these skills to further your political ambition, how things are different for young women, and how they face different barriers and challenges into getting into elected office, and how these skills help create an opening.
I want to talk about NDI's work in changing the face of politics, and it relates directly to what you mentioned about being a young woman in politics. NDI is launching a decade-long campaign to accelerate the pace of change on all aspects of women's empowerment, and that includes their participation in leadership and politics, and I wanted to hear from you what you think young people's role is in not only changing the face of politics, but ensuring that young women have a role to play, and can participate in politics.
GK: We need to become alive to the reality that our parents will not be here 10, 20, 30, 40, 50 years from now, it is us that will be here. Every time I'm speaking to young people about young people involvement in politics and leadership and decision making and getting involved in civic spaces, I'm always telling them if we don't get involved now, then we are simply selling our future off ... Not even selling it off, we're simply giving it off for free. Because whatever our ... Those that we leave leadership to today, whatever decisions they make, or whatever they choose to do with the resources that we have, whatever they choose to do with our nation, they will not be here to face the repercussions, we will be here.
Most of our parliament, the Zambian parliament has over 158 seats, and only 2 people are below the age of 35, only two people are youth, but if we do get young people involved, then we do get young people into parliament, we will know to say this decision that I'm making today, I'm only 27, so the decision that I'm making today, 30 years from now the chances that I still will be here to answer for it and to face the repercussions of if I make a bad decision will linger in my mind, for even as I make a decision I'm thinking I'm not thinking five years from now, I'm thinking 10, 15, 20, 30, 50 years from now, because I'm assured I will still obviously be here. I feel the time is now that young people actually take over and provide solutions to many of these challenges, and many of the problems that our country, our continent, and even the world is facing today.
RM: So many of the points that you just talked about really point to the need for this culture shift, and a culture change within politics. I think a lot of what you are advocating for, particularly about greater youth inclusion, can help contribute to that shift, and politics being more inclusive and representative of young people.
I just really want to thank you for taking time to talk with us today, and to share your thoughts, and I really want to wish you all the best in your run for office. I think you would make an amazing political leader, and I'm really excited to see what your future holds, and where you'll go after your participation as a young person in politics.
GK: Thank you so much. I look forward to where I go to, so I keep working towards it. And this I'm guaranteed that I will get there. Thank you so much for having me. It's been a pleasure having this conversation with you. I look forward to further interactions.
RM: Us as well. Thank you again.
For more than 35 years, NDI has been honored to work with thousands of courageous and committed democratic activists around the world, to help countries develop the institutions, practices, and skills necessary for democracy's success. For more information, please visit our website, at www.NDI.org.
In Lebanon, NDI is collaborating with the television station MTV Lebanon, for its weekly program, It's About Time, which features political leaders responding to questions from the host and from young people who have been trained in policy analysis and debate skills by NDI. MTV Lebanon hopes that by expanding debate culture in the country and by proving that young people can debate, they will pave the way for hosting Lebanon's first debates between national political leaders before the next elections in 2022. The show has achieved broad viewership, and resulted in viral moments on social media, with some political leaders saying that they tune in specifically to watch the youth debate segment. I would like to introduce everyone to Rafka Noufal, a junior Lebanese lawyer, and active participant on the debate show. Rafka, thank you for joining us for the podcast today.
Rafka Noufal: Thank you for having me with you today.
RM: I'd like to start with you giving us a brief introduction about your work, and your background, and what brought you to the debate show.
RN: I'm a 24-years-old Lebanese junior lawyer. I studied law in the Holy Spirit University, a Catholic University in Lebanon, and I just graduated from my masters to a degree. I also have a certificate of completion of the [inaudible 00:14:06] university program on international criminal law and procedures, and am a very social person who's interested in politics and in all the topics that are rising inside our country. When I knew about the TV political show It's About Time, through my university, I was very excited and more willing to join this show because I saw it as a platform to raise our voice as the young people in Lebanon, and to give our opinion and our thoughts on all the political and social and economic topics that are arising inside our society.
I work as a lawyer now, [inaudible 00:14:42] bar association, and I work in an office that takes private law cases and more specifically criminal law cases. Throughout my work, I got familiar with the gaps and insecurities inside the Lebanese legal system.
RM: I see so much connection between your ability to do this work as a lawyer and having the opportunity to dig into these pressing political issues on the debate show. Can you tell me a little bit more about your experience on the show, and talk about some of what you gained, whether it's skills that you gained, or kind of how the show maybe changed your perspective about politics?
RN: In fact, the different trainings we did with NDI were very useful on many levels. First of all, it developed our skills in public speaking, which is very important in the life of politics, and to my work also of the lawyer. Also, these trainings triggered the reason and the logic inside every mind of the young people who participate in the show, and it let us discuss and have conversations people from all over the country, so this debate program let us know how to discuss, how to debate topics without hurting other people's feelings, or other people's opinions.
RM: Can you tell me a little bit more about some of the topics that you debated on the TV show, and maybe topics that came up that were a bit more controversial, or there was more, there were maybe more emotions, or opinions that people really wanted to share?
RN: First off, my last debate at the show was about the early elections in Lebanon. I was supporting that we should have an early election in Lebanon, to change the members of the parliament, because the government in Lebanon now, even the parliament, they are not doing enough work in order to take us, or to help Lebanon go through this economic situation, this economic crisis we're going through right now in Lebanon. I was supporting the fact that we should be doing an early election, to change the leaders, to change the member of the parliament. We need young people to get inside the parliament. We need new, free minds, that are not attached to the past, they are not divided by sectarianism. We need a civil country, not a country that is divided by sectarianism.
RM: Can you talk a little bit more about your thoughts on the protest, and what you see as a way forward not only for young people in Lebanon, but the entire so many people across the country have been engaged in the protests, kind of what do you see as a vision, or a way forward?
RN: I would like to start by giving, talking about the problem between this disconnection, between young people nowadays in Lebanon, and the political parties, before talking about the protests. In fact, political parties in Lebanon are still attached to the past, and they divide young people by sectarianism. You should follow this party because you are from the sect that this party supports, or also I think that political parties inside Lebanon lack any vision for the future beyond their personal interests, and the most important point is that they deny the youth right to participate in decision making process, because they are political parties that are doomed with ... How to say it? Political inheritance, and the cultural hierarchy that says that elders know better than young people, but in fact when that's not the case when it's faced with reality, because every generation faces new challenges, different from the challenges that the other generation faced, so all of this adding to the corruption that grows like a tumor inside [inaudible 00:18:54] infecting all the aspects after [inaudible 00:18:58] for about like the environment, infrastructure, and economic crisis led to the birth of this protest and this revolution that emerged inside the streets of Lebanon.
RN: I think that young people, and I'm one of them, we saw this revolution as a window of hope to change the current corrupted situation in the country, and maybe to take part of the decision making process, to give our opinion, our thoughts.
RM: Do you see some of the topics that have come up in debates, and young people's desire to protest and take part in the revolution, do you see that as a meaningful pathway to change?
RN: I think so. I think young people believe in these social movements because these social movements are based on the free minds, and are detached from sectarianism, and from inequality between the Lebanese people, and maybe these social movements can create in the future political parties that can govern Lebanon and help it to develop like other countries in the world.
RM: This year, under the banner of of Changing the Face of Politics, NDI is launching a decade-long campaign to accelerate the pace of change on all aspects of women's empowerment, and that includes their participation in leadership and politics. I wanted to ask you what you see as young people's role in changing the face of politics, and ensuring that young women specifically can participate and have a meaningful role in politics, and particularly in the context of Lebanon, this new politics that you all are attempting to usher in.
RN: I think that [inaudible 00:20:44] young people are making a step to bridge this gap between politics and youth people, because they are taking on important issues, such as climate change, mass immigration, and even women empowerment, however, I think that we still have a bit of problem inside the third-world countries, but as for women empowerment, I think Lebanon and and outside in other countries young people believe in gender equality between man and woman, and they don't consider gender as an indication for holding a political position.
In fact, we support us young people that competence, performances and efficiency are the only conditions for judging a person in a position of power, and not being a woman or a man. Thus, if we take charge in Lebanon, I think you will see more women engaged in the politics. For example, right now in Lebanon we are demanding the vote of the law for women's quota in all Lebanese election as a step to engage more women in the political life of the country.
RM: Do you think that this culture of youth debate, and young people sharing their voices on these important political topics, do you think that this trend will continue, in that it's important that young people continue to use debate to speak out about politics?
RN: The debating concept is important because first, it lets you build constructive arguments in a persuasive way, and you don't only talk just to talk, you have to talk with a logic and reason. Young people can express their opinion with public speaking skills, and to accept the opinion of other people without deciding them, or offending them, as I mentioned before.
RM: I really want to thank you for taking time out to share more with us about your political experience, and to talk about the political trends that we're witnessing in Lebanon. I think that a lot of what you shared can be really relevant for young people, and for others that are participating in politics, to really understand how this development skills and development of knowledge around debate can be useful for a political career.
RN: I would like also to thank NDI for all the training they did with us, and it was really a lifetime experience with them, and with It's About Time show.
RM: Great. Thank you.
RN: Thank you so much.
RM: NDI has worked with thousands of young people on the art of competitive policy debate, and has ongoing debate programs in three regions. To learn more about NDI youth debate programs, or access program resources, visit the Youth Leading Debate Initiative, on NDI.org.
In Moldova, NDI is facilitating the seventh iteration of the Challenger Program, which aims to help create the next generation of political leaders, policymakers, and civil servants. Challenger equips young people with the knowledge and skills to develop realistic public policies that respond to the needs and priorities of the people in Moldova. The youth debates take place in the second phase of the program, the policy debate school. During the program, the participants acquire research and analytical skills, and they also take part in developing a youth manifesto, which addresses important national problems faced by young people in the country.
I would now like to introduce you to Silena, who is a member of the Challenger Program, and is going to join us to talk a little bit about her experience. Hey, Silena, thanks for joining us today.
Selina Dicusar: Hello. Thank you for having me.
RM: I'd like to just start with you giving us a brief introduction about yourself, and telling us about your experience in the program.
SD: Okay. My name is Selena Dicusar. I am 20-years-old. I was born in the Republic of Moldova. Currently, I'm studying Moldova, at the international relations.
SD: I am a member of the Communication PR Department of the Erasmus Student Network Chisinau, but elections are currently underway, and I will run for Vice President. I am also participant of Challenger, and a double winner of the Best Speaker Award.
RM: Selena, thank you for that introduction. Can you tell me about your experience in the Challenger Program, why did you decide to join in the first place, and what do you think you gained from your participation in the program?
SD: It's certainly the most complex intense and in depth project that I've ever been involved in. I've had a unique experience participating in a project which changed my attitude towards politics, and taught me new skills. Firstly, I learned to value my knowledge in terms of languages and to apply them correctly in research. Secondly, I have learned to think critically, and always question any information I receive or process. And last but not least, I learned how to develop solutions.
About opportunities, yes, what I gained in Challenger helped me to properly recommend myself to the mayor of my native village, and prove that my ideas will help improve the situation in the village.
RM: Thank you. I think you brought up some really excellent points, particularly about this need to challenge information that we receive from different sources, and to really kind of understand what's being proposed for our different communities. Can you talk a little bit more about some of the debate skills? You mentioned that they connect to your political participation outside the program. What about the debate component helps prepare you for political engagement outside the program?
SD: First of all, the debate helped me understand how to make a manifesto, because we are writing manifestos in the program, and I think this is one of the most important skills that I have learned, and that have certainly helped me to engage more in politics out of the program.
RM: Great. Thank you. I want to talk a little bit about I know that you do quite a bit of work on the local level, and that you've been doing some work with the local mayor, so I want to talk about this trend that we're seeing, which is a bit of a disconnect between young people and formal political institutions, and we're really seeing young people kind of disengage from formal politics. I'm wondering based on your work in the community and on the local level what you think about this trend in young people moving away from formal politics, and also if you think that working on a local level is part of a solution or a viable pathway for young people to participate in politics.
SD: First of all, it is mandatory that parties and politicians stop underestimating youth. They shouldn't only change their attitudes, but also encourage young people to join parties, giving them the opportunity to work on the issues that interest them, and unfortunately one of the biggest issues between young people, political institutions, and parties in Moldova that they don't hear each other. Young people are often not appreciated fairly, they are not heard, and these of course discourages them from further action.
Local political participation is certainly a viable path that many Moldovans are unaware of, specifically my case about three or four young people and one curator from another city work on projects in our city [inaudible 00:28:24], those are the critical shortage of young people work is proceeding slowly. Most likely this is due to the fact that such work requires time and dedication. Is almost not rewarded financially, and among our youth experience is not in the first place for all. The situation is improving, the new generation is more politically active.
RM: Thank you, Selena, and I think a lot of the points that you made about how parties need to change their strategy about the way that they engage young people is really important, and also this need to work at multiple levels, that we're working at the lower level, but we're also creating opportunities at the national level, too, and I think your work experience speaks to that as well.
I want to talk a bit about young women's participation. This year, under the banner of changing the face of politics, NDI is launching a decade-long campaign to accelerate the pace of change on all aspects of women's empowerment, and this includes women's participation in politics. I want to ask you what you feel like young people's role is in ensuring that the face of politics changes, and that young women have more opportunities to participate.
SD: First of all, it seems to me that the new generation which is now growing up is more aware of the problems that humanity faces. This is a generation that can embrace changes slowly, and their role in ensuring that participation of women in politics is first of all to learning how to accept the leadership of a woman, and question the abilities of women and men working in the same area on the wages of equal criteria, and to better involve young women in politics we must first of all educate them because an educated woman is a strong woman who can defend her interests.
RM: Thank you. I think you know the point about it being a generational change, I think that's echoed in the other, the conversations with other young people, as well, is it seems like this generation is more willing to ensure that participation is inclusive, and then that includes young women as part of the conversation.
I really want to thank you for joining us today, and for sharing some insights about your participation in the program, and how you see your participation in Challenger really helping create political space for young people. Is there anything you want to add, in closing?
SD: I would like very much to thank the people coming here that created this program. It's a big challenge for Moldova to teach a generation of people that is aware of politics, that can change the political situation in the country, and the political culture, as well. I think if we get to teach more people how politics works, probably there will be a positive change in my country.
RM: Again, I just want to thank you for joining us, and answering the questions. I really wish you the best of luck in everything that you pursue, moving forward.
SD: Thank you very much.
RM: Thank you to our listeners. To learn more about NDI, or to listen to other Dem Works podcasts, please visit us at NDI.org.


Podcast Participants; Given Kapolyo, Rafka Noufal, Selina Dicusar.



24. Increasing Youth Political Inclusion through Debate

Democracy (General), #NDI #National Democratic Institute #Women #Citizen Participation #Youth

The laws of history are as absolute as the laws of physics, and if the probabilities of error are greater, it is only because history does not deal with as many humans as physics does atoms, so that individual variations count for more. — Isaac Asimov, Foundation and Empire From a certain point onward there is no longer any turning back. That is the point that must be reached. — Franz Kafka, The Trial INTRODUCTION How ought we characterise the exercise of power in our societies? Are they societies that confine and discipline our bodies, or ones that control us in potentially subtler ways? This article adopts the framework for analysis used by twentieth century French philosopher Gilles Deleuze in his short but defining essay on the subject, 'Postscript on Societies of Control'.[1] It firstly considers the background to the concept of control, then provides a definition of the concept, and, finally, asks whether our society is one of control. It argues that Deleuze is correct to say control has replaced discipline as the primary mechanism of power in our era. ORTHODOXY In order to address the question of whether societies of control are increasingly replacing disciplinary societies, it is imperative first to understand what disciplinary societies are. Discipline is a concept developed most powerfully by Deleuze's contemporary, Michel Foucault.[2] Foucault's philosophy primarily concerns the technologies of power operating within society and their effect on human autonomy. He pursues this study via a genealogical approach; that is, he employs a historical critique to interrogate the workings of powers at play in modern society. In this way—despite his vocal opposition to Hegel—Foucault is very much Hegelian in his belief that close examination of historical parallels and events can clarify and deepen our understanding of present-day technologies of power and how they shape or restrict our autonomy.[3] Through his historical work, which spans various societal and public institutions, Foucault identifies a fundamental change in the mechanisms of power exercised by the state in the eighteenth and nineteenth centuries. He articulates this shift as a transition away from sovereign power to technologies of discipline. This notion of discipline and disciplinary society is perhaps best exemplified by Foucault's enquiry into the French penal system in his Discipline and Punish.[4] The book opens with vivid depictions of public torture and execution in pre-eighteenth century France. Foucault explains that the physicality and the public nature of punishment in the French criminal system up until then was an essential aspect of the exercise of sovereign power. Yet, while brutal public spectacle instilled fear and awe, it also provided public fora for communities to revolt against the perceived injustices of the sovereign. By moderating power through the benevolent reform of the criminal, by the discipline of the docile body, and by the fragmentation of public space into discrete, segregated institutions, state power could be obscured and, thus, maintained. These forces are the hallmarks of a disciplinary society. REVISION In his 'Postscript', Deleuze—building on the work of Foucault—argues that the twentieth century has marked a shift from disciplinary societies to societies of control. A precise definition of control and societies of control has proven to be elusive;[5] it is therefore helpful to consider both the antecedents and critiques of Deleuze's analysis in addition to his work itself.[6] Antecedents Deleuze has attributed the concept of control to William Burroughs.[7] Burroughs, in turn, provides not a definition of control, but brief observations as to its exercise; in truth, his analogies are of only limited assistance when read in the context of mechanisms of power within society at large.[8] Nevertheless, there are two salient points to note. Firstly, Burroughs establishes that when one maintains total or absolute power over the actions of another, they can more accurately be said to be using them rather than controlling them. Secondly, Burroughs shows that control requires concessions and illusions: controllers must make concessions to the controlled in order to maintain the illusion of choice and free agreement, obscuring their true motives in order to avoid revolt. In contrast to Burroughs, Félix Guattari provides an analogy of control that usefully supports the conception Deleuze comes to advance: the gated home and community accessed and exited via electronic cards.[9] This has elements of discipline, as movement being granted or denied constitutes a form of confinement. But, as Deleuze argues, it also represents a departure from the disciplinary society, as 'what counts is not the barrier but the computer that tracks each person's position […] and effects a universal modulation'.[10] Among his identified influences, Deleuze contends that Foucault sees as 'our immediate future' societies of control.[11] Deleuze particularly emphasises that Foucault's work on discipline is historical (focused on the exercise of power in the nineteenth century); we should, therefore, not be so naive as to assume Foucault would not have recognised the possibility of further historical change. Indeed, Deleuze says that Foucault concludes his Discipline and Punish with the explicit recognition that a prison as a physical space is becoming less important in the exercise of power. This, Deleuze suggests, presages a fuller analysis of a new sort of power.[12] Deleuze makes these forceful arguments as to Foucault's understanding of power in response to a critique by Paul Virilio that Foucault did not understand the nature of modern power. Ironically, that critique is also an important precursor to Deleuze's analysis. Virilio argues that the patrolling of the highway—and not the prison—exemplifies the exercise of police power. Deleuze concurs, adding that modern authorities possess predictive technologies that anticipate the movement of subjects and consequently have less need for confining subjects. Deleuzian societies of control That predictive power is a hallmark of control. In his 'Postscript', Deleuze fleshes out this position polemically. It must be noted that Deleuze never attributes any concrete definition to the notion of control itself; he is primarily concerned with how a society of control operates. This section will similarly consider the features and modes of operation that constitute a Deleuzian society of control. Much like with the disciplinary society, the technologies of power that govern a society of control cannot be boiled down to one single technology or mechanism. Instead, there are targeted and multi-faceted ways in which societies of control manage the lives of their subjects. Most fundamentally, there are no enclosures or strictly delineated confined spaces (like, for instance, the disciplinary society's schools, barracks, and factories, which are all subject to clear separation from one another). Instead, there is a single modulation, which allows for the coexistence and connection of various states (the corporation, the education system, and the army are all connected, one flowing into the other). This brings us to the next point: exploring how these spaces or states are connected. The disciplinary society operates on the basis that its subjects start over when they move from one space to another. Though it does recognise analogies between the spaces (the discipline of the school may be similar to the discipline of the army), the spaces and norms are ultimately distinct from each other, with one having little bearing on the other. Societies of control, on the other hand, are predicated on connection between spaces, such that 'one is never finished with anything.'[13] These connections encourage a culture of constant progression or improvement. The question this cultural attitude begs (to what ends is progression and improvement directed?) admits no answer. There are also differences in the conceptualisation and treatment of the person. The disciplinary society takes the individual and subjugates her through discipline so that she will conform to the mass. No such subjugation is necessary in societies of control. The individual is not viewed as a member of a mass, but as a data point, a market audience, a sample. This allows for targeted control to take shape, where compliance is not forced upon the individual (as with discipline) but facilitated. There are no overarching aims or requirements outlined by societies of control (no 'watchwords'). The society is governed merely by way of codes that function as 'passwords'; these can allow or deny the individual access to certain information or amenities. The control of access is presumably based on the conduct of the individual and is a means of exercising control over individuals' choices: the individual self-disciplines because of incentives and disincentives encoded within herself as a data-point. This, in turn, suggests (perhaps even necessitates) a degree of technological surveillance that goes beyond that of the comparatively simple model of the Benthamic Panopticon Foucault famously employs. Additionally, there are no clear hierarchies, if there are any at all. Unlike in disciplinary societies, power is not centralised or in the hands of a single 'owner' or state. Rather, control is exercised by a corporation—invested with its own personhood—comprising stockholders. The make-up of this corporation is transitory and fundamentally transformable. All of these technologies—singular modulation across singular space, an ethos of the relentless pursuit of progress, the 'dividualisation' or 'data-fication' of the individual, the facilitation of compliance, the use of codes as passwords, technological surveillance, and the absence of clear hierarchies of power—together create a society of control. Critiques Here we will explore three critiques of Deleuze's thesis: the privatisation of public space, the role of surveillance in control, and the telos of control. Privatisation Michael Hardt deals at length with the Deleuzian conception of societies of control, both in his joint work with Antonio Negri on Empire, as well as more specifically, in a piece titled 'The Global Society of Control.' Here, Hardt contends that there is an incompleteness to Deleuze's work on control, and proceeds to elaborate on the operation of societies of control to fill in these purported gaps. He does so by situating these societies within his and Negri's broader framework of Empire. The study is multifaceted, but here only one aspect of the critique will be considered: the erasure of the dialectic between public and private. 'There is no more outside,' insists Hardt.[14] This is to say, there are no longer any meaningful or permanent divisions between private and public spaces. Nikolas Rose, similarly, argues that inherently public spaces (like public parks, libraries, and playgrounds) are being abandoned in favour of privatised and privately secured places (like shopping malls and arts centres) for acceptable members of the public.[15] Those who have no legitimate, consumerised reason to occupy these new privatised 'public' spaces are denied access to them. Populations and classes of people deemed 'dangerous' or 'undesirable' are excluded from the private-public spaces and, so, from society itself. Deleuze touches on this idea of exclusion as well, in saying that 'three quarters of humanity', who are too poor for debt (as in, those who cannot be managed through the mechanisms of 'control', because these mechanisms rely on monetary and consumerist incentives or 'passwords') and too numerous of confinement (which makes it logistically difficult to subject them to technologies of 'discipline' that rely on confinement) will have to face exclusion to shanty towns and ghettos.[16] From this, we can take two points. Firstly, that neither the societies of control, nor disciplinary societies are or have ever been able to exercise control or discipline over every individual; when they are unable to, they simply exclude these potentially unpredictable and uncontrollable threats to order. Secondly, there is the implicit acknowledgment that technologies of control and discipline can coexist; to conceive of discipline and control as dichotomous notions would be inaccurate.[17] In fact, the question posed by this essay itself may fall victim to a false dichotomy between Foucauldian discipline and Deleuzian control. These mechanisms of power are not necessarily mutually exclusive. We should, therefore, be wary to adopt a view that control represents a natural or irreversible progression (from discipline) in the exercise of power (as Hardt and Negri may be suggesting in saying that control is an intensification of discipline),[18] because they are contingent historical realities. That is what Foucault's work—and Deleuze's analysis of it—suggested of discipline, and it is no less true in the case of control. Thus, we can qualify our thesis by saying that while societies of control are increasingly replacing those of discipline, technologies of discipline (and even of sovereignty) are still employed in certain contexts. Surveillance Surveillance is implicit within Deleuze's conception of control (in the understanding of the individual as a mere data point, not the member of a mass), but Oscar Gandy articulates this technology more explicitly.[19] Such an emphasis on surveillance is problematised, however, by Rose, who posits that societies of control are not predicated on surveillance but on the instilling of self-discipline and self-regulation in their subjects. That rather misses the mark, because, as we have seen, societies of control employ a range of technologies to exercise power. Nothing suggests an emphasis on self-discipline ought to exclude the technology of surveillance, which is implicit in the incentivisation of labour and use of passwords. Telos But Rose's critique of surveillance does helpfully inform another point of discussion: the odd ideas prioritised within societies of control. Deleuze makes brilliant and incisive concluding remarks about this telos of self-improvement and self-actualisation. But what are the motivations behind this ethos of motivation? That is the question Deleuze poses in his conclusion, and it is a question that largely remains unanswered. In some ways, one can only hazard a guess at the mechanisms at work here. That is rather the point. Societies of control have evolved such that their technologies of power and their telos can be more obscure than that of disciplinary societies. VALIDATION With definitions—or, rather, understandings—of both disciplinary societies and societies of control to hand, this essay considers whether it can be said that the latter are replacing the former. The institutions of the disciplinary society Foucault identifies in his body of work—the home, the school, the prison, the barracks, the factory—are all still extant. However, as we have noted above, there need be no 'either/or' as between societies of discipline and of control; the question is more accurately one of degree and we must identify whether a general movement may be occurring. Again, that movement need not be total or irreversible. Such a movement seems to be taking place all around us. For example, remote working and learning, which Deleuze identified as increasing in the 1980's and which has skyrocketed in light of the coronavirus pandemic, has weakened substantially the disciplinary segregation of physical space.[20] At the same time, it has strengthened the all-encroaching productivity ethos of societies of control by placing work or study (itself little more than a preparatory step towards work) within the walls of the private family home. Whilst coronavirus may have accelerated a shift towards societies of control, this trend runs much deeper still. Below, we shall seek to validate the shift Deleuze identifies by employing and analysing four impressionistic vignettes. Vignette A In April 2021, Chinese state television broadcast an exposé of intolerable working conditions faced by food delivery drivers—long hours, meagre pay, algorithms that encourage dangerous driving and heavily fine lateness, and harassment from customers who have full and 'live' access to drivers' locations and contact details. China's couriers are estimated to contribute to close to 1% of the country's economic activity, but the undercover government official earned just £4.52 over a 12-hour shift.[21] The courier works in no strictly delineated or confined space, but everywhere, openly. He is the subject of constant surveillance. Customers have his precise location, his 'ETA', the corporation's promised delivery slot, and his personal mobile phone number at their fingertips. The threat of an angry call or harsh review might appear in those circumstances to operate rather like a panopticon unconfined by space, enforcing conformity. But that is only a minor part of this story; it is secondary to the algorithmic surveillance and control in which both the courier and the customer are merely variables. Drivers will be set timescales in which to complete a delivery determined by the average speed at which drivers have previously made that journey or a similar journey. If they beat that timeframe, they may be rewarded with bonus pay. If they fail, their pay will be docked. Both processes—the incentivisation of speed and disincentivisation of slowness—are automated. The algorithm does not care how the driver gets from A to B, only that he does so quickly and does not damage the customer's goods in the process. So, drivers will travel recklessly in order to beat the clock to boost their meagre pay, but this only shortens the average time of journey completion, making pay boosts harder to achieve and pay docks more likely and contributing to an insane culture of paranoia and uncertainty. Compliance with the requirements of speed in this system is facilitated, not forced. In paying the less perfect worker less and the more perfect worker more, the corporation is nudging the courier to an (ultimately ephemeral) standard of compliance. But it need take no further punishing or corrective action: it knows that the courier, impacted by these forces, will correct himself. The password operating here is that of a courier 'score' that determines the level of pay afforded for work done. This is ripe terrain to consider Deleuze's challenge as to whether the unions will be able to resist forces of control upon the breakdown of the workplace. China, where organised labour is met with fear and hostility, shows that the communist party will intervene by challenging monopolies and exposing low pay. They may moderate the technology of power, but they will not extinguish it; the work is too economically important for that. In the UK, there have been increased efforts by unions to protect insecure, 'gig-economy' labourers and they have had some success.[22] But here too the overall system of algorithmic control is not removed, but mollified. Vignette B A London-based junior employee at Goldman Sachs, one of the largest investment banks in the world, has complained that staff face 18-hour shifts that mean they are earning less than the UK living wage and regularly take sick leave due to burnout. In 2015, US employee Sarvshreshth Gupta, who had been working 100-hour weeks, took his own life.[23] The company has a £50,000 entry-level base salary.[24] The company's average employee takes home about £260,000 per year.[25] It is at first blush surprising that employees at Goldman Sachs could be said to be subjects of control by twenty-first century technologies of power, and even more surprising to suggest that their situation is comparable to that of couriers in China. But this is precisely the sort of topsy-turviness that is to be expected from (and ultimately serves to legitimate) societies of control, where we all 'work hard'. The impetus to 'get ahead' is central to the ethos of self-improvement and motivation instilled by societies of control. That is perhaps nowhere more evident than amongst the new, highly-remunerated, highly-overworked, 'meritocratic', professional or upper class of managers, bankers, and lawyers.[26] Previously, elite status was maintained through generations by inheritance. That method of status-maintenance has now mostly been displaced by investments in 'human capital'. This can be achieved directly—through funding private schooling, tuition, and even work placements paid for by the volunteer—or indirectly, through covering children's rent and paying for their goods. The crucial factor in bringing about this shift has been the rise of 'meritocracy', which purports that success (i.e. the rate of remuneration for one's work) is a result and marker of an individual's inherent drive and talent but which in reality allows 'a relatively tiny segment of the population […] to transmit advantage from generation to generation' because elite parents stack the odds in favour of their children's advancement from birth.[27] This is the society of control in action: demanding, inequitable and possessing an obscured, democratically-papered-over telos, drive and skill directed at productive activities. But the elite class are not spared from the brutalities of this system, as the above vignette suggests. Since societies are increasingly meritocratic (in the sense that the most skilled and driven will generally be remunerated the most, not in the sense that the system promotes a level playing field) young elite professionals still have to work incredibly hard to 'climb the ladder'. Even if they reach seemingly secure positions of employment, they will still want to continue to reap the rewards of their labour, still need to work intensively to secure funds to invest in their children's human capital, and still be motivated by the overwhelming and corrupting cultural ideal of self-improvement and motivation. The name of Goldman Sachs' personnel team, 'Human Capital Management', is telling. It has been noted, '[l]ives are things that people have; capital has rates of return.'[28] Vignette C About one in every hundred adults in Britain has been trained as a 'mental health first aider' by the MHFA.[29] They advertise their 'proactive' services thus: 'for every £1 spent by employers on mental health interventions, they get back £5 in reduced absence [.] and staff turnover.'[30] The second of five listed responsibilities for first-aiders is to communicate concerns about 'anyone in your workplace, for example to an appropriate manager.'[31] Separately, the UK government is providing '£1 million for innovative student mental health projects' that offer targeted support to those identified statistically as being at highest risk of mental ill-health.[32] Deleuze argued the hospital was being replaced by 'neighbourhood clinics, hospices, and day care'.[33] Similarly, the above vignette suggests that the power that would in a disciplinary society be exercised by the asylum has, in our societies of control, been exercised dispersedly by employers, with the aim being to improve profit-margins and productivity rates. The actual mental wellbeing of employees—or, rather, of human capital—is a means to that end that may give rise to some incidental good. But even these incidental goods are monetised, such as when companies compete on their 'work-life balance' or their inclusion of private therapy in 'healthcare plans' so as to attract the most human capital. Under these conditions, the public healthcare officials sectioning or supporting a member of the public who risks harm to herself or others are reduced in their significance. In their place, the anxious employer preempts possible harm to the corporation by proactively addressing and preventing harm to the employee. Similarly, 'mental health teams' in schools and universities are encouraged by the government to anticipate, based on a series of data-sets, those students who are 'more at risk' and provide targeted interventions to safeguard their health (and, by extension, their productivity). Deleuze says that 'the socio-technological study of the mechanisms of control […] would have to be categorical'. By this it is meant that we must look to each institution of power—the healthcare system, the corporate system, the educational system—and describe the power being exercised there. The above vignette shows that that has become an artificial mode of analysis in this era of control. The healthcare system has been radically dispersed, with detection, prevention, and mitigation (recovery being ancillary) of illness now increasingly undertaken by the corporation and its agents, including crucially the employee herself qua employee or human capital. She will contact her mental health first aider colleague or her employer (though any difference between the two seems doubtful). She will purchase products—self-help books, meditation apps, tickets to motivational talks—with a view to her greater productivity and, hence, 'employability'. In fact, the monetary value she attributes (through her valuable spare time as much as through her pay-power) to her own productivity and employability may reduce the corporate system's nascent role in facilitating compliance; her self-improvement becomes her guiding, internalised ethos as a consumer-employee and she will discipline herself, knowing this self-improvement will be coded and rewarded. Thus, technologies of power in the modern, mental health context cannot be identified within a healthcare system, a corporate system or an education system, nor even within what might be dubbed a 'consumer system'; there is no single system of operation of which we can speak. This conceptual challenge itself demonstrates the ultimate annihilation of the institutions Deleuze anticipates in societies of control. Vignette D In May 2021, the UK government proposed halving state funding for university courses they do not regard as 'strategic priorities', such as music, drama, visual arts, and archaeology. It is estimated that such courses would run at a deficit of £2,700 per enrolled student, and many courses may therefore have to close if the plans go ahead. The government says the decision is 'designed to target taxpayers' money towards the subjects which support the skills this country needs to build back better'.[34] They also say universities should "focus [.] upon subjects which deliver strong graduate employment outcomes in areas of economic and societal importance".[35] Deleuze foretold the 'effect on the school of perpetual training, and the corresponding abandonment of all university research'.[36] Alarming an idea as this may be, the above vignette should at least discourage us from dismissing it altogether. The government's proposal betrays a deeply production-oriented approach to higher education that sees knowledge and learning as purely instrumental to the development of concrete 'skills' to be directed at the most economically valuable production of goods and services and, correspondingly, the strongest employment outcomes. The UK education system no longer possesses its own watchwords (save, perhaps, 'instilling British Values'). Instead, all activity is directed at the future employment prospects of the student. The privatisation of schools (through academisation in England) has allowed for corporate sponsorship that makes this close instrumentalism perfectly plain: the corporation's senior managers become senior managers of underperforming schools and they are expected to foster students' 'aspirations'. Here, the corporate and educational systems are blended together, the former funding the latter, the latter supplying labour to the former. The physical spaces in which learning occurs can at times barely be distinct from the corporate, whether a company name is printed across the school entrance ('Bridge Academy in partnership with UBS') or affixed to laptops donated to school students studying remotely. CONCLUSION There is a great deal of truth to Deleuze's thesis that societies of control are replacing disciplinary societies. We have noted the destruction of swathes of confined and discrete spaces; the intermixing of institutions; the pervasive power of technology to tweak and modulate behaviour through coding; and the pointless but universal ethos of motivation. As Deleuze ably demonstrates, analyses of discipline, confinement, hierarchy, and masses can only take us so far in understanding these forces. More necessary in our quest to uncover the telos we are being made to serve is a socio-technological study of control and its methods. However, this essay has also sought to demonstrate the limits of Deleuze's proposed methodology. For a 'categorical' socio-technological study of control becomes more elusive the more deeply a society succumbs to control. Schools, prisons, barracks, hospitals, factories, offices, and homes are increasingly blended (and so less discrete) environments. The office educates, entertains, protects, and diagnoses its employees. The school is a business, its pupils are prospective employees. University is a career stage. Beds, dining tables, and lounges are workstations. For those on 'home detention' during coronavirus in the United States or under TPIMs (Terrorism Prevention and Investigation Measures) in the United Kingdom, these same spaces are prison cells. The gradual annihilation of the disciplines as physical and conceptual spaces—which Deleuze foresaw—also renders obsolete our existing methods of understanding power. We are in need of new tools to respond to these developments; the study of categories must be replaced with the study of networks and systems. We must explore with curiosity and thoroughness the complex web of relations operating through spaces and lives. BIBLIOGRAPHY Adams R, 'English universities must prove "commitment" to free speech for bailouts' The Guardian (16 July 2020) accessed 6 May 2021 Bakare L and Adams R, 'Plans for 50% funding cuts to arts subjects at universities "catastrophic' The Guardian (6 May 2021) accessed 6 May 2021 Burroughs WS, 'The Limits of Control' in Grauerholz J and Silverberg I (eds), Word Virus: The William S Burroughs Reader (4th edn, Fourth Estate 2010) Collini S, 'Snakes and Ladders' London Review of Books (London, 1 April 2021) 15 Deleuze G, 'Foucault: Lecture 17' (University of Paris, 25 March 1986) accessed 9 May 2021 — — 'Foucault: Lecture 18' (University of Paris, 8 April 1986) accessed 9 May 2021 — — 'Foucault: Lecture 19' (University of Paris, 15 April 1986) accessed 9 May 2021 — — 'Postscript on Societies of Control' (1992) 59 October 3 Department for Education and others, '£1 million for innovative student mental health projects' UK Government (5 March 2020) accessed 11 May 2021 Ewald F, The Birth of Solidarity: The History of the French Welfare State (Cooper M ed, Johnson TS tr, Duke University Press 2020) Feng E, 'For China's Overburdened Delivery Drivers, The Customer—And App—Is Always Right' NPR (Beijing, 1 December 2020) accessed 7 May 2021 Foster M, 'Guess How Much Goldman's Average Salary Is (GS)' Investopedia (25 June 2019) accessed 10 May 2021 Foucault M, The Birth of Biopolitics: Lectures at the Collège de France 1978–79 (Senellart M ed, Burchell G tr, Palgrave Macmillan 2008) — — Discipline and Punish: The Birth of the Prison (Sheridan A tr, 2nd edn, Vintage Books 1995) Hardt M, 'The Global Society of Control' (1998) 20(3) Discourse 139 — — and Negri A, Empire (Harvard University Press 2001) Makortoff K, 'Goldman Sachs junior banker speaks out over "18-hour shifts and low pay' The Guardian (London, 24 March 2021) accessed 7 May 2021 MHFA, 'Being a Mental Health First Aider: Your Guide to the Role' accessed 10 May 2021. — — 'Workplace Info Pack' accessed 10 May 2021. Morar N, Nail T and Smith DW (eds), Between Deleuze and Foucault (Edinburgh University Press 2016) Muldoon J, 'Foucault's Forgotten Hegelianism' (2014) 21 Parrhesia 102 Nealon J, Foucault Beyond Foucault: Power and Its Intensifications since 1984 (Stanford University Press 2008) Negri A, Interview with Gilles Deleuze: 'Control and Becoming' (Joughin M tr, Spring 1990) Rice-Oxley M, 'UK training record number of mental health first aiders' The Guardian (2 September 2019) accessed 11 May 2021 Roffe J, Gilles Deleuze's Empiricism and Subjectivity: A Critical Introduction and Guide (Edinburgh University Press 2016) Rose N, 'Government and Control' (2000) 40(2) The British Journal of Criminology 321–339 Wallin J, 'Four Propositions on the Limits of Control' (2013) 39(1) Visual Arts Research 6–8 Wise JM, 'Mapping the Culture of Control: Seeing through The Truman Show' (2002) 3(1) Television & New Media 29–47 Yang Y, 'China's food delivery groups slammed after undercover TV exposé' Financial Times (London, 29 April 2021) accessed 11 May 2021 — — 'How China's delivery apps are putting riders at risk' Financial Times (London, 26 January 2021) accessed 11 May 2021 [1] Gilles Deleuze, 'Postscript on Societies of Control' (1992) 59 October 3–7. [2] On their complex relationship before and after Foucault's death, see François Dosse, 'Deleuze and Foucault: A Philosophical Friendship' in Nikolae Morar, Thomas Nail and Daniel W Smith (eds), Between Deleuze and Foucault (Edinburgh University Press 2016). [3] James Muldoon, 'Foucault's Forgotten Hegelianism' (2014) 21 Parrhesia 102. [4] Michel Foucault, Discipline and Punish: The Birth of the Prison (Alan Sheridan tr, 2nd edn, Vintage Books 1995) [5] Michael Hardt, 'The Global Society of Control' (1998) 20(3) Discourse 139. [6] Deleuze cites these authors in his 'Postscript': (n 1). [7] Gilles Deleuze, 'Foucault: Lecture 19' (University of Paris, 15 April 1986). [8] Burroughs himself concedes his analogy of the life-boat is a 'primitive' one: William S Burroughs, 'The Limits of Control' in James Grauerholz and Ira Silverberg (eds), Word Virus: The William S Burroughs Reader (4th edn, Fourth Estate 2010). [9] 'Postscript' (n 1) 7. [10] ibid. [11] 'Postscript' (n 1) 4. [12] Foucault refers to it as 'biopower'. Biopower is not something that this essay will address, but we can observe that it may be that the Foucauldian notion of biopower and the Deleuzian notion of control are broadly similar or even the same: for a fuller discussion of that relationship, see Thomas Nail, 'Biopower and Control' in Between Deleuze and Foucault (n 2). [13] 'Postscript' (n 1) 5. [14] Hardt (n 5) 140. [15] Nikolas Rose, 'Government and Control' (2000) 40(2) The British Journal of Criminology 331. [16] 'Postscript' (n 1) 7. [17] JM Wise, 'Mapping the Culture of Control: Seeing through The Truman Show' (2002) 3(1) Television & New Media 29. [18] Nail, 'Biopower and Control'. [19] Wise, 'Culture of Control' 33. [20] Deleuze, 'Foucault: Lecture 18'. [21] Yuan Yang, 'China's food delivery groups slammed after undercover TV exposé' Financial Times (London, 29 April 2021). [22] For instance, many will now be recognised as 'workers' rather than as 'self-employed', with greater protections: Uber v Aslam [2021] UKSC 5. [23] Kalyeena Makortoff, 'Goldman Sachs junior banker speaks out over "18-hour shifts and low pay' The Guardian (London, 24 March 2021). [24] ibid. [25] Michael Foster, 'Guess How Much Goldman's Average Salary Is (GS)' Investopedia (25 June 2019). [26] Stefan Collini, 'Snakes and Ladders' London Review of Books (London, 1 April 2021) 15. [27] ibid 22. [28] ibid. [29] Mark Rice-Oxley, 'UK training record number of mental health first aiders' The Guardian (2 September 2019). [30]MHFA, 'Being a Mental Health First Aider: Your Guide to the Role'. [31] MHFA, 'Workplace Info Pack'. [32] Department for Education and others, '£1 million for innovative student mental health projects' UK Government (5 March 2020). [33] 'Postscript' (n 1) 4. [34] Lanre Bakare and Richard Adams, 'Plans for 50% funding cuts to arts subjects at universities "catastrophic' The Guardian (6 May 2021). [35] Richard Adams, 'English universities must prove "commitment" to free speech for bailouts' The Guardian (16 July 2020). [36] 'Postscript' (n 1) 7.

La presente tesi non è solo l'esito di una ricerca su un precetto giuridico controverso, ma è anche la narrazione di un processo personale di scoperta, che a partire dallo studio di una specifica norma ha fatto emergere la complessità delle interazioni nell'ambito delle politiche in materia penale, economica, e finanziaria. Partendo da un approccio microsociologico focalizzato sull'analisi di una determinata norma penale, il reato di riciclaggio,1 la ricerca ha dovuto confrontarsi con temi di interesse macrosociologico, al fine di inserire l'analisi della legge all'interno di un contesto più ampio di politiche nazionali, europee e internazionali, di attori e di governance transnazionale. Per mantenere la scientificità dell'elaborato ho omesso di esprimere opinioni personali sui temi, talvolta di carattere fortemente politico, e ho cercato, invece, di presentare aspetti critici e discussioni aperte fornendo una visione completa e imparziale delle contrastanti argomentazioni in modo da lasciare il lettore libero di trarre le proprie conclusioni. Il riciclaggio di denaro sporco è il processo tramite cui a proventi di reati viene data un'apparenza di essere stati guadagnati in modo illecito. È un reato tipico della cosiddetta 'zona grigia', poiché avviene al confine tra la sfera della legalità e quella dell'illegalità. Nel momento in cui profitti realizzati illecitamente si mescolano ai flussi di denaro lecito è molto difficile discernere ciò che ha un'origine legale da ciò che è stato guadagnato illegalmente. Il reato di riciclaggio di denaro sporco è stato introdotto proprio per affrontare questa difficoltà ed impedire che le strutture legittime dell'economia e della finanza globale venissero abusate da trasgressori al fine di ripulire i proventi di reato. Infatti i flussi di denaro sporco utilizzano spesso gli stessi canali usati per le transazioni lecite; la loro riuscita dipende dalla cooperazione di professionisti quali avvocati commerciali, agenti finanziari, commercialisti, la cui reputazione è raramente sospetta. Data questa promiscuità spesso la gravità del fenomeno è sottovalutata dal pubblico che non ha gli strumenti per riconoscerne la pericolosità, anche a causa dell'assenza di vittime dirette. Dall'altra parte le stime sulla quantità di proventi di reato riciclati a livello mondiale (che oscillano tra il 2,5 % e il 5,5 % del PIL globale) richiamano l'attenzione su quella che Dalla Chiesa definisce la mitologia del volume dell'economia criminale,2 e una parte della letteratura descrive il riciclaggio come il lato oscuro della globalizzazione,3 e come uno dei maggiori problemi dell'era moderna.4 Con questa ricerca ho voluto mettere in discussione l'efficacia del reato di riciclaggio nel far fronte al fenomeno dell'infiltrazione dei flussi di denaro sporco nell'economia lecita. Sebbene la pratica di nascondere i proventi di reato in modo da evitare la persecuzione giudiziaria risalga probabilmente a molto tempo addietro, il concetto giuridico di riciclaggio è relativamente recente ed è stato introdotto nei codici penali nella maggior parte del mondo a partire dalla fine degli anni 80.5 Nel frattempo un gran numero di autori si è scagliato contro la scarsa efficacia delle legislazione anti-riciclaggio6, nonostante le innumerevoli novità introdotte e i cospicui ammendamenti che hanno in larga parte espanso il campo di applicazione della normativa. La decisione di scegliere il contesto tedesco come caso di studio deriva dal fatto che il paese è considerato avere un rischio particolarmente alto di riciclaggio di denaro sporco. Secondo il rapporto emesso dal 2010 dal GAFI (Groupe d'Action Financière), dal FMI (Fondo Monetario Internazionale) e dall'OCSE (Organizzazione per la Cooperazione e lo Sviluppo economico)7 ci sono alcuni fattori che rendono la Germania propensa ad essere usata al fine di riciclaggio di denaro sporco: il volume del sistema economico-finanziario, la locazione strategica al centro dell'Unione Europea con forti legami internazionali, l'uso diffuso di denaro contante,8 l'apertura delle frontiere, la vastità del settore informale, l'importante ruolo a livello di economia globale, e il coinvolgimento nei flussi di denaro transfrontalieri. Anche i media, a partire soprattutto dalla pubblicazione del citato rapporto, hanno attirato l'attenzione del pubblico sul fenomeno, descrivendo la Germania come "paradiso" o "Eldorado" per i riciclatori. Alcuni recenti scandali hanno visto coinvolte prominenti banche tedesche, come la Deutsche Bank, la Commerybank e l'Hyopovereinsbank, contro cui procure straniere hanno sollevato l'accusa di riciclaggio di denaro sporco.9 La legislazione in atto, ed in particolare l'articolo 261 del codice penale tedesco, non sembra essere sufficientemente efficace per contrastare il fenomeno, nonostante gli abbondanti emendamenti e il continuo processo di aggiornamento e di espansione del campo di applicazione della norma. Al fine di spiegare questa per lo meno apparente incapacità della norma di fare fronte al fenomeno del riciclaggio, ho costruito l'ipotesi di ricerca sulla base delle teorie sociologico-giuridiche relative all'efficacia del diritto, alle funzioni manifeste e latenti delle norme e quindi alle intenzioni espresse e non dal legislatore, all'efficacia simbolica del diritto e di singole legislazioni e all'impatto, inteso come comprensivo degli effetti indesiderati o collaterali. L'ipotesi di ricerca è che la norma esplichi una funzione simbolica di allineamento dell'ordinamento nazionale a quello europeo e transnazionale, di compromesso tra gli interessi politici in gioco, e di creazione di consenso pubblico verso il legislatore per essersi occupato della questione. Si ipotizza che il legislatore abbia quindi consapevolmente accettato o addirittura scelto di formulare una norma strumentalmente poco efficace, ma simbolicamente capace di raggiungere i suoi obiettivi latenti. Si solleva inoltre l'ipotesi che la norma sia stata appositamente approvata con lo scopo di non modificare lo status quo delle relazioni e strutture economiche, e di permettere quindi l'ingresso di capitali sporchi nel paese, sulla base del motto pecunia non olet. La suddetta ipotesi viene parzialmente smentita dai risultati della ricerca empirica. La ricostruzione del processo di produzione legislativa mette in risalto l'esistenza di svariati e contrastanti interessi e della forte pressione esercitata dagli organismi internazionali per l'introduzione e lo sviluppo del reato di riciclaggio, e conferma, quindi, l'argomentazione che la norma sia stata approvata in un contesto di pressione politica esterna e di necessità di trovare un compromesso tra diverse parti politiche. Anche l'analisi degli aspetti problematici dell'articolo 261 del codice penale tedesco messi in risalto dalla dottrina supporta l'ipotesi della simbolicità della norma. Il fatto che il legislatore abbia formulato un reato così complesso crea evidenti problemi di integrazione dello stesso all'interno del sistema penale tedesco, e quindi di accettazione da parte degli studiosi e potenzialmente da parte degli operatori del diritto. Inoltre, la scelta di costruire un reato così complesso riflette la necessità di venire a compromesso con opposti interessi, ma potrebbe essere anche essere interpretata come un disinteresse al raggiungimento di un'efficacia materiale. La ricerca empirica sull'implementazione dell'articolo 261, invece, smentisce l'idea che la norma abbia un'efficacia puramente simbolica. Infatti il numero di condanne, di investigazioni, ed in generale l'uso ricorrente della legge riscontrato nelle statistiche criminali provano che essa conduca ad effetti strumentali, oltre che simbolici. Inoltre, nella prospettiva di alcuni degli operatori del diritto e degli esperti intervistati, l'articolo 261 è percepito come una norma particolarmente efficiente, sia in relazione alle quote di chiarimento, che come strumento di demarcazione tra comportamenti leciti e illeciti, in un contesto di deregolamentazione del settore finanziario. Da un'analisi piè ravvicinata delle statistiche e di altri rapporti emessi da enti internazionali e nazionali emerge però un quadro non così univoco: La norma sembra colpire più le vittime dei network criminali che operano a livello transnazionale che gli autori, perché spesso i colpevoli sono coinvolti in transazioni sospette in cambio di guadagni monetari. Le cospicue indagini finanziarie non riescono a raggiungere coloro che operano dietro gli esecutori dei reati minori, ed infatti la maggior parte di esse si concludono senza una condanna per riciclaggio. Questo a fronte di un volume di denaro sporco circolante nel paese che rimane allarmante, secondo alcuni degli studi analizzati. Se da una parte i risultati dell'applicazione della norma, sebbene strumentali, non possono considerarsi soddisfacenti, perché non sono riusciti ad evitare l'ingresso di capitali illeciti nell'economia nazionale, dall'altra parte sembra che l'esistenza di interessi profondamente contrastanti in gioco renda quasi impossibile la formulazione di un reato piè efficace. La tesi è composta da cinque capitoli, un'introduzione e una conclusione. Nel primo capitolo espongo le teorie sociologiche adottate per la valutazione di efficacia della norma e il metodo della ricerca. Inizialmente richiamo concetti di efficacia forniti da discipline affini alla sociologia del diritto - tra cui per esempio il concetto di efficienza e di efficienza indipendente rispetto allo scopo (zielunhabhängige Effizienz) riferito agli apparati amministrativi - che torneranno utili per l'interpretazione dei risultati delle interviste. Successivamente procedo con una panoramica sulle definizioni di efficacia del diritto fornite in sociologia del diritto, sulla ci base adotto una nozione "elastica" -riprendendola da Ferrari- di efficacia di una norma che guarda alle funzioni della norma e alle intenzioni del legislatore, in una prospettiva "intenzionalistica": "la corrispondenza fra un disegno politico di utilizzo di uno strumento normativo e i suoi effetti". Tale nozione, oltre a prestarsi ad un'analisi critica del diritto, fornisce indicazioni utili per l'analisi empirica dell'efficacia della legge in questione. In particolare ritengo utile considerare le seguenti variabili: le intenzioni latenti e manifeste del legislatore, gli scopi diretti e ed indiretti, l'eventuale efficacia simbolica del diritto, l'implementazione, la ricezione della norma nel senso di accettazione nel sistema giuridico e di interpretazione e percezione da parte degli operatori giuridici. Nella seconda parte si evidenzia il rilievo di tali variabili con riferimento specifico al diritto penale. In conclusione, sulla base delle riflessioni teoriche, formulo l'ipotesi sull'efficacia simbolica del reato di riciclaggio nell'ordinamento tedesco, che verrà poi verificata nei capitoli successivi. Nello specifico, presumendo che il reato di riciclaggio, introdotto come strumento fondamentale della lotta alla criminalità organizzata, così com'è formulato non adempie agli scopi dichiarati, nonostante gli innumerevoli emendamenti finalizzati proprio ad aumentarne l'efficacia, ipotizzo un'efficacia simbolica della norma, introdotta per offrire un'immagine di efficienza al pubblico (elettori). Inoltre sollevo l'ipotesi che la norma sia stata emanata appositamente inefficace per neutralizzarne le aspirazioni di punizione delle condotte illecite tipiche dei colletti bianchi, in una lettura moderna del conflitto sociale che avviene tramite l'emanazione di norme, con la volontà di decriminalizzare secondariamente comportamenti tipici delle classi forti. Nel secondo capitolo analizzo il processo legislativo a livello internazionale, europeo e nazionale. Il processo che ha portato alla creazione del reato di riciclaggio a livello internazionale viene ricostruito tramite dichiarazioni di intenti degli attori partecipanti, opinioni pubblicate, trascrizioni dei dibattiti parlamentari. Una particolare attenzione è posta sulle diverse intenzioni degli attori che hanno partecipato alla formulazione del reato. Il processo legislativo che ha portato alla formulazione dell'attuale legislazione anti-riciclaggio è un processo complesso, in cui diversi attori partecipanti hanno contribuito con differenti aspettative e dunque attribuendo diverse funzioni alla criminalizzazione del riciclaggio. Al fine di permettere svariate interpretazioni del dettato normativo in modo da soddisfare i differenti bisogni, e con lo scopo di trovare un compromesso tra gli interessi divergenti, il reato di riciclaggio è stato formulato in modo vago. Mentre alcuni Stati (ad esempio la Francia) inizialmente sostenevano l'introduzione del reato con lo scopo di combattere i paradisi fiscali e rafforzare la lotta all'evasione fiscale, altri Stati, come la Svizzera, hanno accettato di firmare l'accordo internazionale sulla criminalizzazione del riciclaggio solo a condizione che l'evasione fiscale non fosse inserito nella lista dei reati antecedenti. Con la nascita del GAFI la policy viene usata allo scopo di difendere l'integrità del sistema finanziario dall'infiltrazione di capitale illecito e dal 2001 si aggiunge la funzione di lotta al finanziamento del terrorismo. Tramite la soft law emanata dal GAFI per la prevenzione del riciclaggio, si trasferiscono compiti solitamente pubblici al settore privato: banche e istituti finanziari devono segnalare alla polizia ogni transazione sospetta, devono raccogliere e mantenere informazioni sui clienti e verificare le identità dei clienti. L'Unione Europea finora ha emanato quattro direttive nell'ambito del riciclaggio, l'ultima risale al 20 maggio 2015. Inizialmente la CE non aveva competenza in ambito penale, perciò la materia riciclaggio fu assorbita nella sfera economica (DG Economia e industria). La funzione dichiarata dal legislatore è la protezione del mercato interno, con particolare riguardo al fatto che i criminali possano sfruttare la libera circolazione dei capitali e l'eliminazione delle frontiere. Le direttive esprimono anche la volontà di impedire agli stati membri di emanare regolamentazioni che possano bloccare il libero mercato al fine di difendere le proprie economie dall'infiltrazione di capitale illecito. Emerge dunque un ulteriore conflitto di interessi. Nella seconda parte ricostruisco il processo legislativo e le evoluzioni interne alla Germania fino al momento della scrittura e fornisco il quadro del sistema repressivo e di prevenzione anti-riciclaggio. L'articolo 261 StGB è stato introdotto con legge Gesetz zur Bekämpfung des illegalen Rauschgifthandels und anderer Erscheinungsformen der Organisierten Kriminalität, quindi nell'ambito della lotta alla criminalità organizzata. Il dibattito parlamentare rileva che la norma è il frutto di un compromesso sotto diversi aspetti, non ultimo il fatto che è stata emanata del 1992, a pochi anni dalla riunificazione, e che quindi è parte del processo di negoziazione per la formazione di un diritto penale adattabile alle due culture giuridiche. Il legislatore tedesco evidenzia alcune funzioni della norma: la lotta al consumo di eroina e al traffico di stupefacenti, la diffusione e la pericolosità della mafia alla luce dei fatti recenti italiani, la volontà di proteggere l'amministrazione della giustizia e di isolare i criminali puntando alla criminalizzazione dei cosiddetti gate-keepers. Nel terzo capitolo individuo alcuni dei problemi sollevati dalla dottrina tedesca sul piano teorico con riferimento alla criminalizzazione del reato di riciclaggio nel contesto del sistema penale tedesco. Uno dei temi più discussi è relativo al bene giuridico protetto. La dottrina non ha ancora trovato un accordo su quale interesse sia protetto dall'articolo 261 StGB, le ipotesi sono: gli interessi dei reati antecedenti, l'amministrazione della giustizia, il sistema finanziario e la sicurezza. La vaghezza del dettato normativo non aiuta a trovare un interpretazione dottrinale univoca. La questione del bene giuridico protetto, lungi dall'essere una mera questione teorica, risente delle diverse funzioni attribuite alla norma dagli attori partecipanti al processo legislativo. Finora la giurisprudenza, che pur è intervenuta a chiarire altre questioni relative alla norma, non è intervenuta sul tema. Un altro tema su cui il dibattito è ancora aperto è il fatto di aver previsto al comma 5 l'ipotesi di colpa lieve, in controtendenza rispetto al legislatore europeo. Questo, secondo alcuni studiosi porta all'assurdo per cui anche il panettiere Tizio che vende del pane ad un evasore fiscale Caio potendo aver riconosciuto che Caio fosse un evasore, si rende colpevole di riciclaggio. La questione del livello di mens rea richiesto per una condanna per riciclaggio era sorta anche durante il dibattito parlamentare e l'introduzione del comma 5 è stato sostenuto da un emendamento della SPD che avrebbe voluto criminalizzare anche l'ipotesi di colpa lievissima. Questo, secondo la CDU avrebbe messo un freno al mercato e alle transazioni, poiché avrebbe costituito una minaccia per chiunque avesse intrapreso operazioni economiche. Essendo la funzione della norma incerta, la dottrina si divide tra chi sostiene che questa vasta criminalizzazione faccia perdere il senso del reato che sarebbe invece colpire i criminali che agiscono con intento, e chi invece sostiene che la norma abbia lo scopo di impedire qualsiasi infiltrazione di denaro illecito e quindi richieda una responsabilizzazione di tutti colori i quali prendano parte in operazioni finanziarie o economiche. Ancora una volta l'indeterminatezza del precetto legislativo è di ostacolo ad un'interpretazione univoca. Il quarto capitolo offre un'analisi qualitativa delle statistiche officiali sull'implementazione della legge dal 1992 ad oggi da parte delle istanze repressive e di prevenzione. Tra i dati analizzati i più rilevanti sono per esempio il numero di segnalazioni di transazioni sospette ricevuto dalle procure, il numero delle investigazioni condotte, il numero di condanne effettivamente inflitte ed eseguite e per quale delle ipotesi di riciclaggio, il volume di denaro confiscato. Essendo tali numeri indici del funzionamento del sistema penale e non del fenomeno del riciclaggio per sé, in conclusione si confrontano tali statistiche con le stime sul volume di flussi illeciti in Germania. Tale analisi, non potendo dare conto del numero dei reati evitati, sulla base dell'efficacia deterrente della norma, non intende esaurire il giudizio di efficacia della legislazione. Tra i risultati più rilevanti vi sono il fatto che il 60% delle persone condannate vengono condannate per l'ipotesi di colpa lieve, che solitamente consiste in casi in cui una persona poco abbiente ha accettato di far usare il proprio conto a terzi per operazioni sospette in cambio di un guadagno. Nel 5% dei casi le condanne sono inflitte per le ipotesi aggravate di commissione da membro di un'associazione criminale o in forma commerciale. Nel 90% dei casi le transazioni sospette segnalate alle procure portano a una chiusura dei procedimenti per mancanza di indizi che possano sostenere un rinvio a giudizio. La norma sembra colpire delinquenti minori e non grandi gruppi criminali, né altri delinquenti più potenti. Si ipotizza inoltre che l'incapacità di sostenere un rinvio a giudizio nonostante le informazioni acquisite e le indagini preliminari riduce la capacità deterrente della norma e permette, invece, ai criminali di conoscere le modalità di funzionamento del sistema repressivo e agire di conseguenza. Inoltre, le transazioni sospette sono segnalate nel circa 90% dei casi sa parte di istituti di credito, mentre gli altri enti obbligati dalla legislazione non sembrano partecipare attivamente al processo preventivo, in particolare il settore forense e immobiliare e del gioco d'azzardo. Sulla base di questi dati si ipotizza un effetto spill-over, ossia un trasferimento di illegalità dai settori più controllati a quelli meno controllati. I rapporti pubblicati dalla polizia, invece, considerano l'articolo 261 StGB come una norma con una delle più alte quote di chiarimento (ca 90%), quota calcolata sul numero di casi chiariti dal sistema penale, a prescindere dalle modalità di chiarimento. Per quanto riguardo il volume di denaro riciclato, il capitolo richiama alcune delle stime pubblicate da diversi enti, tra cui il Fondo Monetario Internazionale, il GAFI e la polizia criminale federale. Essendo il fenomeno del riciclaggio un campo in cui la cifra oscura è stimata essere molto alta, tali dati non possono essere presi come misura obiettiva del fenomeno. Infine il capitolo si conclude richiamando alcune analisi del tipo costi-benefici per misurare l'efficacia delle politiche anti-riciclaggio o alcune delle sue norme, condotte da enti terzi. Tali analisi sembrano concordare nel considerare i costi di implementazione della politica più alti rispetto ai benefici conseguenti. Nel quinto capitolo, infine, vengono discussi i risultati della ricerca empirica con gli operatori giuridici e con alcuni osservatori privilegiati, in modo da fornire una prospettiva interna sul funzionamento della norma. Tramite le interviste condotte si mettono in luce aspetti della prassi giuridica non fotografati dalle statistiche, allo scopo di offrire un'immagine dell'impatto della legge quanto più vicina possibile alla realtà. La ricerca empirica si avvale di interviste con operatori del diritto e con osservatori privilegiati che siedono in posizioni ministeriali rilevanti nella lotta al riciclaggio. La metodologia adottata è di tipo qualitativo, è stato fatto uso di interviste semi-strutturate a operatori del diritto e a osservatori privilegiati. Il capitolo presenta le percezioni degli intervistati su quattro temi principalmente: la dimensione del fenomeno del riciclaggio, l'adeguatezza tecnica della legislazione, i conflitti di interesse intrinseci alla legge e sorti dall'applicazione della norma e l'efficacia delle legge. A fronte di un rapporto emesso da quattro ONG nel novembre 2013, sulla base di statistiche prodotte dall'UNODC e dal Fondo Monetario Internazionale, e immediatamente riprese dai media, che descrive il paese come "Eldorado" per i riciclatori,10 le interviste sono dirette a cogliere l'opinione dei rispondenti sulle dimensioni del fenomeno del riciclaggio in Germania. Un intervistato ritiene inaccettabile desumere dal PIL tedesco il volume di affari del crimine organizzato nel paese, e obietta che non si possa, sulla base del giro d'affari del centro finanziario di Francoforte, definire lo stesso come centro di riciclaggio di denaro sporco. Un altro intervistato, dichiara, al contrario, che sicuramente il fatto che la Germania abbia un'economia stabile ed un settore bancario affidabile attiri coloro che vogliano investire proventi illeciti, neppure quest'ultimo possiede, però, dati affidabili sulla quantità di denaro riciclato. Il riciclaggio, come altri fenomeni legati alla criminalità organizzata, è una fattispecie che per definizione sfugge alle autorità e ai confini nazionali. Lo scopo dello stesso è nascondere proventi di reato e sottrarli in questo modo al sistema repressivo, questo è sicuramente un elemento che rende complessa, se non impossibile, la sua quantificazione. D'altra parte, osservano i soggetti intervistati autori del Rapporto del 2013, l'incapacità di fornire statistiche rilevanti dopo più di 20 anni di lotta al riciclaggio, sembra essere un sintomo di una carente volontà politica nel contrastare efficacemente il fenomeno. Secondo gli osservatori privilegiati se la Germania fosse davvero un paradiso per i riciclatori, ciò non sarebbe collegabile ad un deficit legislativo, dato l'impegno del governo nella lotta al riciclaggio, negando, quindi, l'accusa rivolta dai media per cui i criminali sceglierebbero il paese tedesco ai fini di riciclaggio di denaro sporco sulla base delle lacune normative. Agli intervistati è stato chiesto di evidenziare aspetti positivi e problematici della legislazione. Tra i più rilevanti vi sono: la necessità di bilanciare il bisogno di punire la condotta di riciclaggio e rispettare i principi fondamentali del sistema giuridico, il disinteresse da parte degli istituti finanziari nell'indagare l'origine del capitale investito dai clienti, anche in caso di sospetto di provenienza criminale, a causa della possibile conseguente perdita di reputazione nell'ipotesi di apertura di investigazioni da parte delle autorità sul cliente sospetto. Vi è poi una difficoltà materiale nel condurre indagini finanziarie, che spesso, conducono a condotte illecite commesse all'estero; sul punto si osserva che le condotte di riciclaggio, intese come operazioni atte ad ostacolare la provenienza delittuosa, non avvengono su territorio tedesco, bensì all'estero, il denaro che entra in Germania, è, quindi, già "pulito". Inoltre, l'articolo 261 è stato introdotto nel sistema tedesco come trasposizione di una direttiva Europea e non rifletteva una necessità interna dello Stato; la formulazione così vaga, infatti, si presta più per il sistema giuridico degli Stati Uniti, in cui non vige l'obbligo dell'azione penale, mentre in Germania, dove i pubblici ministeri hanno l'obbligo di azione penale, tale norma porta ad iniziare numerose indagini senza avere la capacità di proseguirle. In generale, gli intervistati rappresentanti dei Ministeri rilevano la forte pressione subita da parte del GAFI e dell'Unione Europea per l'emanazione della legge anti-riciclaggio e concordano nel dire che se la norma fosse stata creata sulla base di una necessità e di un dibattito nazionale sarebbe stata scritta diversamente. C'è chi individua nel sistema penale le cause di inefficacia dell'articolo 261, nello specifico, la limitata possibilità di effettuare intercettazioni telefoniche, le restrizioni in materia di inversione dell'onere probatorio, e lo scarso utilizzo della confisca dei proventi di reato a causa del disinteresse da parte delle procure (gestite a livello di Bundesländer) nell'investire risorse in tal senso dato che i beni confiscati non resterebbero in mano al Bundesland ma verrebbero raccolti in un fondo federale e poi spartiti. Si osserva una generale mancanza di risorse pubbliche che porta ad una carenza di personale coinvolto nelle investigazioni e, quindi, ad una incapacità di far fronte ai processi in corso in modo efficace. Per questo motivo, i pm non hanno la capacità di indagare più a fondo casi di riciclaggio all'apparenza semplici, ma che potrebbero portare alla luce organizzazioni criminali operanti nell'ombra. Alla totalità degli intervistati è stata chiesta un'opinione sull'efficacia della legge. L'articolo 261 del codice penale tedesco è stato definito da un soggetto "una legge scritta in modo indecente, che produce risultati banali sul piano delle statistiche criminali, soprattutto con riferimento alle condanne per riciclaggio in grossi casi di criminalità economica". Il reato è così difficile da provare in giudizio, che risulta facile, per la difesa, sfruttare le lacune legislative per evitare una condanna per riciclaggio. I rappresentanti dei Ministeri confermano che la lettera dell'articolo 261 crea confusioni e che quindi l'accusa, pur trovandosi di fronte ad un caso di riciclaggio spesso preferisca perseguire i delitti presupposto. Questo non è, però, un sintomo di inefficacia, dato che l'effettività a cui mira il Ministero dell'interno non è data dal numero di condanne per riciclaggio, ma dal numero di casi risolti, e quindi dal numero di condanne in generale, a prescindere dall'imputazione. D'opinione opposta un altro intervistato che ritiene che l'articolo 261 non abbia alcuna capacità deterrente nei confronti della criminalità organizzata, "la norma ricorre così raramente nella prassi giudiziaria che di fatto non rappresenta una "minaccia" per i potenziali criminali". I soggetti intervistati esprimono più soddisfazione a riguardo della legislazione di prevenzione (GWG); in particolare, con riferimento alle piccole e medie imprese, per le quali è difficile riconoscere tra i partner commerciali coloro i quali investono denaro di provenienza illecita, la possibilità di affidarsi alle autorità investigative, in caso di sospetto è fondamentale. Un avvocato specializzato in compliance per società, descrive la norma preventiva come molto efficace e severa, tanto che è impossibile per le aziende, specialmente per quelle di medie o piccole dimensioni, adempiere a tutti gli obblighi prescritti dalla norma, ma, egli osserva, l'efficacia del sistema sta proprio nel fatto che le autorità di controllo, consapevoli dell'elevata rigorosità della legge, chiudono un occhio di fronte a lievi inadempienze. Una legge meno severa e un controllo più fiscale non otterrebbero la stessa efficacia, perché la norma non avrebbe lo stesso potenziale deterrente. L'efficacia all'interno delle amministrazioni responsabili per la lotta al riciclaggio è interpretata come efficienza dell'apparato, per questo motivo, non ci sono verifiche sull'efficacia degli strumenti giuridici sulla base degli scopi dichiarati, quanto piuttosto sulla correttezza del funzionamento dell'amministrazione e sulle possibilità di migliorarlo; il punto è capire come migliorare, non se il sistema sia efficace o no. Agli intervistati è stata chiesta un'opinione sull'eventuale efficacia simbolica della legislazione. La maggioranza delle risposte è stata negativa, gli sforzi compiuti da parte dello Stato -e quindi delle procure, della autorità competenti e della polizia- nel contrastare il riciclaggio e la criminalità economica non possono essere considerati simbolici. Alcuni intervistati ritengono assolutamente necessaria e strumentale – e quindi non simbolica- l'esistenza del reato nel codice penale come demarcazione di illegalità di tali condotte e come strumento atto a contrastare la criminalità economica perché mette in chiaro entro quali limiti le società possano perseguire profitti in modo legittimo. Di opinione diversa, invece, gli avvocati penalisti i quali si sono detti favorevoli a tale definizione sulla base dello scarso numero di condanne e soprattutto sulla mancata previsione da parte del Governo di mezzi adeguati per l'implementazione della legislazione. Lo stesso è osservato dal terzo settore, il quale sostiene che, a fronte di una legge complessa, oggetto di svariati emendamenti nel corso degli anni, non c'è stato un sufficiente impegno sul versante dell'implementazione; il coinvolgimento del GAFI e dell'OECD nella lotta al riciclaggio è percepito come un modo per creare posti di lavoro e nuove figure professionali, più che un'arena dove discutere efficaci strumenti di lotta ai reati economici. Altri elementi interessanti riscontrabili nelle interviste sono i conflitti di interessi che emergono dall'applicazione delle leggi anti-riciclaggio. Tra essi, vi è il dibattito tra il Ministero dell'Interno e quello di Giustizia in riferimento all'adeguatezza dello strumento penalistico nel contrastare la criminalità economica, dibattito già affrontato dalla dottrina, a cui, però finora, non è stata data una risposta univoca. Da una parte il Ministero dell'Interno auspica un intervento giuridico più deciso, che, per esempio, ricomprenda il reato di riciclaggio nella responsabilità penale degli enti (non ancora esistente in Germania) e sollecita una svolta politica generale in tema di criminalità economica dalla deregolazione del mercato finanziario all'intervento dello Stato in ambito economico ai fini di chiarire i comportamenti leciti e quelli illeciti. Dall'altra parte, il Ministero della Giustizia considera erroneo il ricorso al diritto penale ai fini di risolvere problemi di tipo economico o finanziario e cerca di frenare la tendenza moderna alla proliferazione penale, a favore di un intervento di tipo preventivo-sociale. A tal proposito, si osserva che agli incontri del GAFI a cui partecipano i rappresentanti dei Ministeri di Giustizia, coloro che provino a richiamare l'attenzione sulla necessità di rispettare i principi fondamentali costituzionali e di limitare l'intervento penale a tutela dei cittadini, vengano tacciati di non voler combattere la criminalità organizzata in modo efficace. In conclusione riapro la prospettiva a livello globale ed inserisco il reato di riciclaggio in una riflessione più ampia sulla governace finanziaria. In una prospettiva storica di analisi delle politiche economiche recenti si osserva come vi sia stata una tendenza a deregolare il mercato per mano delle istanze tradizionali pubbliche, e al contempo un aumento di strumenti transnazionali di cosiddetta soft-law che si sono fatti portatori di interessi particolari. Finché questa conflittualità non verrà risolta sarà impossibile impedire il riciclaggio di denaro sporco. Con particolare riferimento al contesto europeo, si prende atto che è stato molto più facile chiudere le frontiere per le persone fisiche e non a quelle giuridiche o ai capitali. ; This paper aims to question the sociolegal1 effectiveness of the money laundering offence.2 The literature that assesses the effectiveness of the anti-money laundering system is abundant. While most of it does not question the regime's goals this paper takes a step back and critically looks at the law-making process. In addition, while most studies have assessed the effectiveness of anti-money laundering law by looking at statistical outcomes, this paper takes a step forward and tries to explain those statistics by looking at legal praxis and at indirect effects. The significance of the research derives from the insertion of the analysis on money laundering offence in a broader political, economic and historical context. The methodology adopted is qualitative, with the intended purpose of underlining the complexity of the issue tackled, rather than reducing it through a quantitative approach. While most of the existing literature has quantitatively assessed the effectiveness of the anti-money laundering regimes on the basis of statistical data and other quantitative indexes and has tried to reduce the complexity of the issue by measuring it numerically, this research adopts a qualitative methodology, which instead highlights the entanglement and the different perspectives on the question. Money laundering is the process of giving profits originated illegally an appearance of having been made lawfully.3 Due to the tightening of economic criminal policies that limit the possibility of integrating ill-gotten gains in the legitimate economy, offenders have developed more and more complex methods and subterfuges to launder proceeds of crime, so the rise of a proper 'money laundering industry' (industria del riciclaggio) is mentioned.4 The total volume of money laundered is estimated to amount to between 2,5 and 5, 5 % of the world GDP.5 Due to the borderline nature of money laundering, which happens between the so-called 'legitimate economy' and the 'dirty economy', and thus involves different actors such as banks, the financial sector, certain professions and businesses, offenders, victims and law enforcement agencies, the legal response needs to compromise with all the various economic, political, social and financial interests at play. Furthermore, where legitimate business intermingles with illegal business and legitimate funds with illicit funds, it is very difficult to distinguish what is legal from what is not. The criminalisation of money laundering was specifically supposed to tackle this fine line. The goal of this research is to assess whether the choice of criminalising money laundering has been effective to tackle this fine line. In order to assess the impact of the domestic implementation of the existing legal framework, the research uses a case study that specifically questions the effectiveness of the money laundering offence in the German national criminal legal system. The interest in the German case derives from the fact that, according to the IMF, the OECD and the FATF, Germany might have 'a higher risk profile for large scale money laundering than many other countries'.6 There are some factors identified as enablers of money laundering activities, such as the large economy and financial centre, the strategical location in the middle of Europe, with strong international links, the substantial proceeds of the crime environment involving organised crime operating in most profit generating criminal spheres, the open borders, the large informal sector and a high use of cash, the large and sophisticated economy and financial sector, the important role in world trade, and finally the involvement in large volumes of cross-border trade and financial flows. The media have kept on reporting the fact that Germany is an ideal country, or even a paradise for money launderers.7 According to most recent media reports, corruption is increasing in Germany along with money laundering and organised crime,8 and illicit financial flows are estimated to amount to 50 Billion Euros annually.9 Renowned banks such as Commerzbank, Deutsche Bank, and Hypovereinsbank have been the focus of recent scandals due to their involvement in large tax evasion and money laundering schemes, investigated mostly by US law enforcement agencies.10 The legal framework has been considered as not being sufficient to tackle the estimated volume of money laundering. In 2007 and 2010 the European Commission initiated two proceedings against the German government for having contravened the European treaty by not having effectively transposed into national law the European framework to tackle money laundering and terrorist financing.11 In response to this wave of criticism, some important changes have been made.12 With specific regards to penal law, the legislature has amplified the scope of the money laundering offence and the sphere of criminal liability in order to improve the effectiveness of the existing legislation.13 Yet the continual expansion process has raised legal challenges that could constitute an obstacle for the effective enforcement of the measure. With regards to international legislation, scholars have often criticized the ineffectiveness of the anti-money laundering regime to not be able to achieve its goals and thus to be only appearance of public action. 14 While there is theoretical support for the perception that policies have contributed to a decrease in the incidence of money laundering, there is no evidence that this goal has actually been achieved.15 The official discourse describes the regime as a crucial tool to prevent and combat money laundering, and lawmakers have been focusing on expanding the reach of anti-money laundering laws. This work however takes a critical approach towards the existing legal framework and presents the view that questioning the effectiveness of the money laundering offence is essential before expanding the scope of the existing legal framework.16 On the background of the reflections based on the sociolegal framework that sets the definition of legal effectiveness with specific respect to criminal law, and on the critical literature on the inadequateness of the international anti-money laundering system to eliminate the targeted activity recalled in the introduction, the hypothesis underlying the case study is the following: Article 261 Gcc may be an example of a symbolic legislation, whose latent functions prevail on its declared functions. In particular, it is hypothesised that the law is an example of a 'compromise-law' that satisfy all parties taking part in the law-making process, thanks to the vagueness of the wording that allows a broad range of possible interpretations, and also thanks to the actual ineffectiveness, which pleases those who were contrary to the introduction of the provision. It is here necessary to recall the considerations on the 'legislator' being an heterogeneous group of parties not only constituted of members of the Parliament but often also by external actors, who can influence more or less transparently the law making-process. While the manifested function of tackling money laundering has in fact remained in the background, the thesis hypothesises that other latent goals have been pursued. It is further hypothesised that the 'law inaction' is part of a process of decriminalisation that intentionally grants impunity to a certain group of actors, in this case those laundering money, while giving the appearance that the practice is not accepted by law by labelling it as criminal. By using the concept of function, the study focuses on eventual conflicting interests emerging throughout the policy-making process and/or being displayed through the implementation of the provisions. In order to verify these hypotheses the research proceeds with a case study that aims at empirically assessing the sociolegal effectiveness of Article 261 Gcc. In particular, by applying the 'elastic' definition of effectiveness, the following chapters analyse the law-making process, the level of acceptance by legal scholars, the implementation, and the opinions of legal experts and professionals. The methodology adopted is qualitative. The research consists of a case study that includes a documental research, a qualitative analysis of statistical data and the conduction of interviews with privileged observers and legal actors. The study is a macro-sociological assessment of the effectiveness of a criminal legislation through the analysis of the motives that have triggered lawmakers to enact the current legal framework and the practical effects of the 'law in action'17 and of the 'law inaction'.18 Thanks to the use of sociological conceptual tools, as the ones of function, symbolic effectiveness, power, labelling, and legal culture, the research critically approaches the legal framework. In addition, the sociolegal perspective allows us to take into account the multidisciplinary nature of the phenomenon of money laundering and of its countermeasures and the diverse conflicting interests at play. The work has been conducted by a single person and not by a team of researchers; this has imposed a limit on the interviewing sample and the impossibility of undertaking, along with the qualitative analysis of the provision, a qualitative analysis of the jurisprudence and a quantitative analysis of the case law. In addition, criminal provisions have a deterrent purpose, yet in certain cases it is almost impossible to quantify the deterrence effect of those provisions, as in the case of the money laundering offence, and this represents a shortcoming of the current research. Official numbers are highly problematic, this element, despite impeding an objective quantification of the phenomenon, can represent a partial result for the qualitative analysis, because it highlights the complexity of the matter. The anti-money laundering regime is constantly evolving, and this would require continuously updating the assessment, instead the research provides a picture of the current situation. Yet the work offers the reader an instrument to critically interpret also possible changes in the wording of the money laundering offence that may be made following the publication of this work. The outcomes of the critical study on the reasons and effects of the current legislation can be used as a starting point for further research; the methodology set for the empirical analysis can be applied to assess the effectiveness of following developments. The structure of the thesis is the following: The first chapter presents the theoretical sociolegal framework and provides an operational definition of the concept of effectiveness that directs the empirical research. At the end the chapter describes the methodology of the qualitative research. Chapter two traces the genesis of the money laundering offence, as well on an internal, European and domestic level. The chapter analyses legislative intents, parliamentarian debates and other external contributions as declarations of intents and opinions through a desktop-study. The third chapter is dedicated to the doctrinal debate about the money laundering offence regulated in the German penal code. In particular the chapter highlights the controversial issues that have emerged through the abundant legal scholarship production, which might affect the effectiveness of the money laundering offence. Chapters four and chapter five present the empirical research. The fourth chapter analyses the quantitative data of the implementation of the money laundering offence from a qualitative perspective. The last chapter presents the results of the interviews. The main outcomes of the research are that the interests expressed more or less manifestly from the actors taking part in the initial phase of the creation of the anti-money laundering regime were strongly conflicting with each other. One representative example is the question whether to use the policy also to tackle large scale tax evasion or to leave proceeds deriving from fiscal crimes outside of the regime. Very different justifications were given for the criminalisation of money laundering at different stages. Often the declared motives did not correspond to the real goals of the actors taking part in the law-making process. The rhetoric connected to the seriousness of the drug issue was the manifest function of the new criminalisation of money laundering. However, other latent goals, for instance, the desire of financial institutions to clean their reputation and gain customs confidentiality or the interest of some governments to curb tax evasion were already present during this initial phase. Another controversial issue concerns the fact national states have adopted anti-money laundering measures under the pressure of the FATF, which is led by most industrialised countries.19 Despite lacking democratic legitimation, the FATF has imposed worldwide a brand new regime of criminalisation, prevention and enforcement. The legal framework has been used to address ever-new challenges, and this expansion process has been coupled by a rhetoric that scholars have defined the securitisation rhetoric.20 The most recent function manifestly attributed to the anti-money laundering legal framework, that is, in short, the protection of the soundness of the financial system. Especially in times of financial insecurity, the tendency of hardening laws against economic crimes increases. Having previously deregulated the financial system to enhance economic liberties, legislatures resort to criminal law to control illegality in the economy. As a response to the European financial crisis of 2007-2011, legislatures, instead of rethinking the approach towards the protection of the global finance, called for a tightening of economic crimes regulations. The European discourse on money laundering has mostly been related to the destabilisation of the market, the abuse of capitals' movement liberty, the disintegration of the internal economy. But, why was the EU so keen on imposing a common standard for the criminalisation of money laundering, without even enjoying competence in penal matters? The introduction of a common anti-money laundering control policy served to a latent function, namely to the purposes of the creation of the 'Single Market', by way of avoiding that Member States would have adopted measures inconsistent with the completion of the Internal Market, while taking action to protect their own national economies from money laundering.21 This was done by avoiding that domestic regulations implemented for protecting national economies from the infiltration of ill-gotten capital could have hampered the freedom of movement of capital within the European borders. The tension emerges, also in the wording of the most recent EU money laundering Directives, due to lack of Community action against money laundering could lead Member States, for the purpose of protecting their financial systems, to adopt measures which could be inconsistent with completion of the single market.22 There are thus conflicting interests between the claim for regulation to avoid the infiltration of illicit capital, and the demand for deregulation to foster the free market. The European legislature, however, did not declare completely this intention and justified, instead, the imposition of anti-money laundering rules given the threats posed by money laundering to the financial system and thus to society. According to this critical approach, the criminalisation of money laundering turns out to be more of a political tool aimed at achieving governance within the EU, while being presented to the public as an essential intervention to guarantee security and well-being. Once again, thus, the declared goals of the lawmakers did not correspond with the real intentions. It is especially in the interest of a research on the law's effectiveness to unveil functions that were undeclared, in order to evaluate the outcomes in a more critical way. Also from the analysis of the national law-making process emerged divergent opinions and expectations relating to the criminalisation of money laundering. The Parliamentarians debate that took place with regard to the introduction of the money laundering offence and other instruments to tackle drug-trafficking shows that the discussion was deeply embedded in the political-historical context. Given that Germany was just reunified after a period of two dictatorial regimes, the hearing gives the impression that lawmakers felt the responsibility of creating a new legal system against such historical background. In order to balance the very different legal cultures, the divergent approaches had to be compromised. The introduction of a new crime was particularly delicate due to the discriminatory and arbitrary use of criminal labels by the previous dictatorial regimes. Therefore, delegates would not easily give up on fundamental rights for the cause of persecuting criminals. The legislation can be seen as an attempt to balance the need to adopt more effective measures to tackle crime and the necessity of respecting the rule of law and creating a 'militant democracy'. Yet, given the external pressure of the FATF, the EU and of the media, the text was less of a compromise and rather a ratification of 'internationally' accepted standards. The rule of law was not the only issue emerged in the initial phase of the political debate. Controversial opinions were raised also with regard to the questions of the mens rea and the interest protected by the new criminal provision: Certain political parties supported the broadest criminal liability to ensure an effective prosecution of money laundering, other parties were worried that a widespread liability would have been cumbersome for the economic system. Moreover, along with the expansion of the international criminal legal framework to fight against money laundering, also the scope of Article 261 Gcc was extended to include ever-new predicate offences. From the analysis of the doctrinal debate, it emerged that legal scholars have revealed technical hindrances that hinder the provision's legitimacy and thus hamper a positive integration of the act in the criminal legal system. In addition, given that most controversial issues are caused by the wording of the offence, the chapter seems to uphold the idea of an intentional potential decriminalisation of money launderers. The wording of Article 261 Gcc has the potential of frustrating some of the intentions expressed by the legislature in occasion of the adoption of the provision. While the vague formulation of the money laundering offence was thought to tackle ever-new emergencies and has been justified by legislatures as necessary to ensure a more effective fight against money laundering, it has also raised issues that, far from being purely dogmatic, have undermined the acceptance of such law. If law makers have designed the offence in a broad way to allow the criminalisation of conducts that could not have been prosecuted by the existing offences before, the large discretion left to prosecutors, has resulted in a cumbersome element for the prosecution of money laundering. In addition, criminalising the reckless conduct without envisaging a specific criminal liability for security positions has widened the scope of the offence to the point that the law has missed its function of isolating criminals by criminalising gate-keepers' activities. In addition it emerged that there are some open questions with regard to the wording of the offence, for example the question of the interests protected by Article 261 Gcc. On one side a state intervention is considered necessary to contain the impact of economic misbehaviours to protect citizens, on the other side it is important to limit the resort to criminal law only for safeguarding individual or collective situations and not for defending an existing economic structure. The economic system may, in fact, not be considered as a collective interest that needs protection. Also, safeguards provided by penal law need to be substantial and not symbolic, because they urge to change a given situation of inequality, where criminals can profit from illegal practices while legitimate economic actors undergo unfair competition. From the doctrinal analysis it has instead emerged that the legislator seemed to be more interested in drafting a symbolic legislation that can be hardly integrated in the legal system and that raise strong challenges. Lawmakers have been focusing on expanding the reach of anti-money laundering in order to improve its effectiveness, yet without providing legitimacy for such expansion. One of the most meaningful fact observed in the qualitative analysis of statistical data is that organised crime and 'gross money laundering' are not persecuted through Article 261 Gcc. This fact can be inferred by the low number of convictions pursuant to Article 261 (4),23 by the low number of money laundering proceedings categorised as organised crime and by the low number of investigations in the field of money laundering, tax crimes and economic crimes recorded by public prosecutors offices in 2013, where more than one person was involved (18 %). Yet, this does not mean that the criminal justice system does not act against them, but rather that it uses other tools to achieve the goal. While the low conviction rate for serious money laundering cases could be also a symptom of a high degree of deterrence of the provision, it seems that law enforcement uses the money laundering charge as a fallback for authorities who are unable to acquire sufficient evidence in a preliminary phase for the predicate crime and necessitate further information otherwise not accessible. The charge of money laundering allows investigators to access the vast amount of information recorded pursuant to the GwG, which would not be otherwise accessible. Yet, after the investigative phase, prosecutors seem to prefer to modify the charge and opt for indictment for predicate offences instead. The law seems to be effective to the extent that it facilitates the initial investigations, while it does not serve directly the function of punishing money launderers. Besides having a substantial nature, the provisions seem to have a procedural function. It can be inferred that prosecutors find particularly difficult to bring evidence against organised money launderers also due to the fact that professional offenders do not leave traces. From the scarce use of Article 261 Gcc for tackling organised criminality, it can be inferred that the measure is not serving for one of the purposes declared by the legislature when introducing the offence. In addition, it can be hypothesised that other measures may be more suitable to tackle 'gross money laundering'. Given the high number of STRs filed and the low number of money laundering charges and of convictions deriving from the STRs since the introduction of the laws, it can be assumed that the system has been anyway maintained because it still provides some sort of benefits. It can be hypothesised that one benefit is the number of information provided to law enforcement agencies. This amount of recorded information is helpful not only to support further indictments, but also to increase the personnel awareness about the ever-changing money laundering techniques and schemes. Again the effect of the 'law in action' differs in respect to the declared legislative intentions, which justified the criminalisation of money laundering with the necessity of tackling organised crime's economic power. By spelling out this function, the assessment on the effectiveness of the law - as the possibility of collecting information - can be positive. Yet, this effect could be considered a social cost rather than a benefit. On a theoretical side, many scholars see the recording of personal information by private actors as an infringement of the right to privacy.24 On a more practical side such mechanism imposes significant costs on the designated businesses and professions that are in charge of collecting the data.25 When compared to the effective outcomes of the preventive regulations, in terms of law enforcement results, this aspect does not seem to win a cost-benefit analysis, as showed in the quoted researches. If one considers the advantages in terms of information collected, the policy may be considered worth the burden imposed, instead. However, the fact that the laws would have an effective impact on the long run on the fight against money laundering and organised crime may be seen as a diminished deterrence effect, because perpetrators would have the time to adapt to the new laws and find new ways of circumventing them. A collateral effect of the long-run effectiveness of the policy hypothesised on the basis of the outcomes of the research on the implementation is the fact that perpetrators could take advantage of the initiated but not completed cases, by acquiring knowledge about law enforcement strategies and thus develop subterfuges to elude them. On the contrary, it seems that the legislature is always running after to cope with the offenders' ever-new strategies. In fact, regulations about a new sector are updated when there is evidence that there is a risk of money laundering in that specific sector. Yet, offenders might have already moved their laundering activities to another sector. On the assumption that the inclusion of the reckless conduct would have potentially criminalised daily activities, a focus was posed on the number of convictions related to Article 261 (5) Gcc26 to verify the target of the criminal provision. Since 2005 a high number of convictions have been actually referring to reckless money laundering. This shows that the offence is used to punish primarily 'petty money laundering'. This fact can also be inferred from the relevant number of money laundering cases to the detriment of senior citizens, signalled by the FIU in the recent years. Also the fact that a significant number of STRs is filed in relation to the 'financial agents' phenomenon' is a symptom that the preventive mechanism targets more 'small fishes' rather than big perpetrators. Individuals convicted for the reckless conduct may be even victims of a fraud perpetrated by criminal networks. However, the criminal network acting behind the offender remains undetected. If on the one side it cannot be claimed that such offenders, given the lower degree of culpability should not be punished at all, on the other side this effect of the law involves a change of paradigm. The money laundering offence was initially introduced with the goal of tackling serious crimes. The observed effect, however, changes the function and the nature of the law, so that Article 261 Gcc could be considered rather a 'blue collar crime' more than a 'white collar crime'. From the analysis on the quality of STRs filed to the FIU, it can be inferred that certain designated professions and businesses are very reluctant in filing STRs, despite their notably exposure to money laundering risks. The list of designated professions and businesses has been amplified over the years exactly with the goal of facing this transfer of crime from one area to the other. Yet some professionals, such as legal advisors, do not report them, although they possess the capacity of recognising illicit transactions. The fact that some sectors do not actively participate in the effort of preventing money laundering, by allowing criminal proceedings to enter the legitimate economy, may lead to a general ineffectiveness of the system, because it can significantly hinder the capacity of the whole anti-money laundering system to respond to the ability of offenders to move their field of activity there where the law is lax. The provision does generate some instrumental effects by punishing offenders and by triggering a cooperation directed at signalling suspicious transactions between the obliged entities and law enforcement. However, some of the effects do not seem to completely fulfil the legislature's declared goals. For example the chapter seems to prove wrong the legislature's expectation of tackling the grey area by punishing gate-keepers or the attributed function of eliminating organised and serious crime. Given the high costs of implementation highlighted by the cost-benefits analyses, the rather low outcomes seem to be insufficient to fulfil the legislature's goals. Since it is sufficient that without latent functions it would be impossible to explain the adoption and maintenance of a legal act,27 it can be concluded that the intents declared by lawmakers do not satisfy the reasons why the provision was introduced. This opens up the hypothesis that Article 261 Gcc is an example of a symbolic legislation, which has been enacted with the purpose of compromising a complex parliamentarian debate. The analysis of the law-making process has revealed the existence of different expectations attributed to the introduction of Article 261 Gcc. Expectations that were conflicting with each other had to be negotiated and were compromised through the formulation of a vague offence that allowed different interpretations. Yet, the implementation of the law has led to the re-emersion of some of the conflicting situations. In addition, given that the policy regulates a complex and multifaceted issue new conflicts have emerged through its enforcement. The effects triggered by the norm can be indeed perceived positively or negatively by the different actors involved. In particular five principal conflicting situations have surfaced from the interviews. The first issue is the role played by external actors in the law-making process and the constant influence exercised by those actors in the process of updating the policy. The imposition of a US American approach to money laundering control through the role of the FATF has also been highlighted in the second chapter. Specifically, some scholars see the development of a global prohibition regime fostered by the US in the diffusion of anti-money laundering law. According to this literature, the powerful state creates an international regime focussed on achieving its own goals through global acceptance triggered by the securitisation rhetoric and compliance processes imposed through the menace of exclusion by international business relations. The second conflict that emanates from the words of the respondents is the one of the demand for criminal law to face financial misbehaviours and the necessity of limiting the tendency of expanding criminal law on the background of a situation of financial instability. Given the previous deregulation of the market, policy makers need to control and sanction economic abuse in order to protect fair competition and law-abiding individuals. On the other hand, the state needs to respect fundamental principles, such as the rule of law and the principle of ultima ratio that imposes a restriction of the use of criminal law in situations in which no other measures are suitable. This conflict has already been raised along the formulation of the money laundering offence with regards to the question of the interests protected by the law. Despite the legislator tying to limit the scope of the offence by attributing to Article 261 Gcc the protection of the administration of justice and of the interests protected by the predicate offences, this explanation was not considered suitable to the peculiarity of the offence. Indeed, shortly after the enactment, legal scholarship and the judiciary entered in a vivid debate in order to identify more suitable interests protected by the law, among them the financial and economic system under different perspectives. However, as chapter three shows, no solution could be found. In fact, the question concerning the suitability of criminal law to tackle illicit financial flows is perceived in the current research as still unsolved. The matter does not only concern money laundering control. On the contrary, it is a fairly widespread issue that has recently emerged due to the tendency of hardening economic crimes on the background of a situation of financial instability. The third conflict can be summarised as the following: on the one hand the policy being required to interfere with the personal sphere of suspected money launderers; on the other hand private institutions being interested in protecting their relations with loyal and trusted customers. Therefore, they are reluctant to give law enforcement the possibility to interfere too much in their business. The interest manifested by the private sector involved in the prevention of money laundering seems thus to collide with the legislative intent of preventing the infiltration of dirty money by way of preventing gate-keepers to help money launderers. The clash emerges at a micro-economic level and is triggered by the fact that the anti-money laundering policy demands an active participation by private sector in the detection of suspects. Private actors, are not appropriate to bear the burden of detecting offenders, moreover they need to protect the relationships with customers by avoiding unnecessary interferences. At the same time, the privatisation of crime control is questionable also from a governance point of view. It seems therefore that the public interest in persecuting crimes through having access to personal information from the private sector only marginally collides with the interest of protecting the right to privacy. Businesses and professions are predominantly interested in not interfering with their clients and in not bearing the burden of detecting offenders. The issue was also addressed during the national Parliamentarian debate, with regards to the degree of mens rea required for money laundering criminal liability. Making everybody taking part in economic or financial activities actively participating in the monitoring of the economic system under the threat of criminal liability for negligent money laundering was considered harmful for the business market. The same debate has been picked up by legal scholarship too. Yet, it seems that, despite the law being the result of negotiations, the question is still open. The fourth issue consists of discording opinions with regards to the opportunity of including tax evasion as predicate offence for money laundering. On one hand there is the interest of tackling tax evasion through the anti-money laundering regime, on the hand the concern of keeping the two phenomena distinct in order to avoid an overrating of money laundering. Since the genesis of the anti-money laundering policy, some actors taking part in the international law-making process, opposed the labelling of 'black money', naming money deriving from tax violations, as 'dirty money', indicating all proceeds of crime typically committed by organised crime. This distinction was based on the perception that tax-related offences were less serious and less harmful than capital flight and were advocated by financial centres in order to maintain a good reputation while still granting peculiar financial services, such as bank secrecy. This issue is a good example of the labelling theory, to the extent that it shows how a practice that was firstly not considered criminal enough to amount to a predicate offence for money laundering, has become part of the scope of the anti-money laundering regime on the basis of a political decision of labelling it as such. Respondents of the current research show to have different perceptions of the degree of the seriousness of tax laws violations and thus about the appropriateness and necessity of tackling them under the umbrella of the anti-money laundering policy. Again, the matter, which seemed to have been resolved through the negotiations on an international and European level, is still being debated at national level. The last two contrasting interests are the necessity of regulating the flows of money and the free movements of capitals in a neoliberal economy. The question is intrinsic in the nature of money laundering, which is a phenomenon that happens at the interface between legality and illegality. Regulations that facilitate the licit exchange of goods, capitals and services do also facilitate the flow of ill-gotten gains; there are thus conflicting interests between the public interest of persecuting crime and the claims for less regulation in a free market economy. From the interviews surfaced that not only opinions on the effectiveness of the law differ, but the very concept of effectiveness is perceived differently among the interview partners. Perceptions about how effective the anti- money laundering policy is appear to be similar among respondents belonging to the same experts' group. In particular, given the fact that the policy triggers many preliminary investigations, investigators work on a daily basis with the provision. This led to their opinion on the implementation of the legislation being rather positive. Positive opinions have common ground: they assert that the policy is not a simple one to implement, however, they believe that the legal practice has found its way through. On the contrary, defence attorneys specialised in economic crimes do not receive a significant amount of clients suspected for money laundering. For this reason they tend to have a rather negative opinion on the policy's effectiveness, also driven by the perception that the policy is not able to achieve the indirect goals. The diverse concepts of effectiveness provided by disciplines close to the sociology of law and the different definitions of effectiveness given by sociologists of law turn out to be useful here. Particularly the notions of 'efficiency' and of 'efficiency regardless of the goals' are proved very useful to interpret the respondents' opinions. Efficiency, is according to the administrative legal approach, the optimal relation between the goals achieved and the instruments used. A subcategory of this concept is the efficiency calculated through a cost-benefit analysis, of which some examples have been presented in the fourth chapter, which defines efficiency as the functioning of a legal order without assessing the goals achieved. This type of analysis focuses on the correctness of the operating system since the purpose of the system is its own existence. It refers to a whole legal order rather than to a specific single provision. Given that the anti-money laundering policy constitutes a legal order, due to the diverse regulations involved and the competent authorities created in order to achieve the goals of the policy, this notion can be applied. In the field of administrative legal theories, the first chapter has focussed on the approach that considers the (in)effectiveness of a law depending on its (failing) enforcement. A high degree of compliance of the anti-money laundering legislation might correspond to a high level of effectiveness of the policy with respect to its direct function, but at the same time to a rather low level of effectiveness with regards to its indirect purposes. The way to evaluate the degree of effectiveness is therefore also different. While compliance with legal provisions is calculated through a quantitative assessment of the processes in force and of the functioning of the system, the achievement of the indirect functions is measured on the impact of the policy. Interview partners have different perceptions about the indirect functions of the legislation too. This reflects, once again, the fact that the policy was a result of a compromise between different expectations and that the legislator was not able to limit the scope of its application to a particular goal. The different expectations and intents, which already emerged in the doctrinal debate about the legally protected interests, appears again in the different perceptions of the interviewees. The respondents were asked about the legislation's effectiveness with regards to one of the indirect functions, namely the capacity to deter organised crime. The legislator enacted the money laundering offence in the context of the fight against drug trafficking and other forms of organised crime, thus Article 261 Gcc's expressed rationale is the prevention and repression of organised crime. Finally, a relevant outcome regards the respondents' opinions on article 261 Gcc's latent symbolic function. Some of them agree with this. Others strongly oppose the hypothesis. They argue instead that the policy has instrumental effects on their daily practice, which cannot be defined as purely symbolic. According to most respondents, the law cannot be defined as symbolic, because it has led to instrumental effects. In the first place information gathered thanks to the GwG is used to start preliminary investigations under Article 261 Gcc. Secondly, the structure enacted to comply with the anti-money laundering policy is attainable and is visible and cannot be denied. Thirdly, the law is considered necessary because it labels a deviant behaviour. In particular, despite the fact that investigations do not lead to a conviction for money laundering they allow investigators to collect information in support of criminal cases for the predicate offences or to start a preliminary investigation for a predicate offence. In this sense, the function of the 'law in action', despite being questionable, is objectively instrumental. However, the fact that the law serves the purpose of tackling predicate offences through the support of investigations does not exclude the hypothesis that the law was enacted to pursue latent functions too. According to the sociologist Aubert, it is not necessary that the latent goal is the only one that plays a role, but it is necessary that the other purposes would not explain the analysed phenomenon completely. Indeed, in the opinions of those who exclude the symbolic function, yet the results achieved through compliance do not legitimate the burden imposed by the legislation. In other words, it seems that they recognise that the purpose of compliance cannot completely explain the policy makers' motivation, which re-opens the doors for the hypothesis of the existence of latent functions. In fact, such a demanding policy cannot be accepted for the sole purpose of re-enforcing the action of the criminal justice system in tackling predicate offences. On the other hand, compliance with the policy in terms of building of a structure and of expertise does not automatically mean fulfilling the policy's purpose. Particularly the creation of new professionalism, has been interpreted by scholars as a sign given to the public that the policy has produced certain effects. In conclusion, on the background of the research's outcome, the paper tries to reply to the question: (How) can the effectiveness of the money laundering offence be improved? While technical hindrances can (and perhaps) will be removed through legal reforms, 28 the inherent political economic and financial conflicting interests that impede a higher level of effectiveness are more difficult to solve. In contemporary industrialised economies there is a complicated and sometimes shifting boundary between legitimate and illegitimate transactions. This is particularly exacerbated in the context of financial capitalism, which 'subordinates the capitalist productive process to the circulation of money and monetary assets and hence to the accumulation of money profits'. Since the very beginning, determining the boundary between an area defined as 'criminal' and the space of 'legality' has been controversial. In fact, money has a neutral nature, pecunia non olet, making profit, irrespective of the monies' origin, is a very strong interest for both private and public entities, which collides with the one of eliminating illicit financial flows. In other words criminal policy goals diverge from purely economic interests. While one can assume the justice and correctness of the current financial system, and thus describes money laundering as harmful because it interferes with the existing economic order, one can also assume that the capitalist system leads per se to injustice and inequality, and that money laundering is actually embedded in this profit-oriented system and represents just the darker side of the capitalist economy. A compromised viewpoint is the one that describes money laundering as an accepted collateral effect of the capitalist system, that is to say 'a certain amount of illicit financial flows may be considered an acceptable price to pay for a market where free mobility of capital is guaranteed'. In other words, money laundering is intrinsic in or at least exacerbated by the capitalist system.

Long description: Das Buch ermöglicht es Führungskräften, in jeder Situation das richtige Führungsinstrument anzuwenden. Aktuelle Methoden wie die »Balanced Scorecard« und wichtige Stichworte der Personalführung (beispielsweise »Sexuelle Belästigung«) sind neu aufgenommen. Die Querverweise vernetzen die Themen untereinander; das neue Sachregister macht das Buch zu einem unverzichtbaren Nachschlagewerk. Auf der beiliegenden CD-ROM finden sich Tests zur Mitarbeiterführung sowie Checklisten zur Unternehmensleitung.

Transcript of an oral history interview with Mrs. Carol Todd, conducted by Sarah Yahm at the interviewee's home in Roxbury, Vermont, on 12 May 2015, as part of the Norwich Voices oral history project of the Sullivan Museum and History Center. Carol Todd was the wife of Norwich University president, W. Russell Todd, and the founder of the Norwich University Center for Volunteer Management. Included in the interview are reminiscences of Mrs. Todd's early life and education as well as her experiences at Norwich University. ; Mrs. Carol Todd, Oral History Interview May 12, 2015 At interviewee's home Interviewed by Sarah Yahm Transcribed by C.T. Haywood, NU '12 May 20, 2015 SARAH YAHM: You know what hold on I haven't turned this on yet and we're talking about interesting stuff that might be good to have on tape. But what were you saying about "should?" CAROL TODD: Well I, when General Todd was a young officer and we were first living at Fort Knox I learned a good deal about what I came to feel was my responsibility or at least what I should do for those wives who are around me, who might need me, who were just like I was with their mother wasn't there, their family was far way. And in those days when you were in Kentucky and your folks lived in New England it was a long way away. There was none of the technology that we enjoy now. Now I never was very good at this but I tried my best and I eventually did the work not directly for these young people but through an organization called Army Community Services, which was a social work organization, which now has become very strong and has professional people that do it. But when it started it was folks like myself who saw the need to be available. And we did what people's family would do for people who are in need or really need, kept an eye on folks is what happened. We all lived on post in the 1950s almost everyone lived on post in government quarters, government apartments. And we were neighbors. We were friends. We knew each other. We did things. We went for walks with the babies in a baby carriage. It's a different world and I understand that but I don't know how we got on the subject but it's…. SY: Well it's interesting because JoAnn Kelley who I interviewed talks about… CT: Oh yes! Interesting yeah… SY: Yeah about um when they were in Germany I guess you know Mike Kelley was away for a couple days for some reason. CT: Sure. SY: …for some reason she had already lost most of her vision and she talks about the incredible support of the women living on post with her enabling her to be able to do what she needed to do, right? Her kid got hurt and needed to go to the hospital and the degree to which the other, the mothers just dropped everything and took care of her kids and got her to the hospital and got her kid x-rays. And she felt that very powerfully in Germany. CT: Yeah and isn't it wonderful that she was the recipient of that kind of attention, because it must have been pretty tough to be alone. I think the whole ethos of this type of 2 community has changed in this whole country. It isn't just the military that it's changed in but and it isn't just the Army. I think the whole, but, for instance in those early days wives did not work. Ha! Heavens no! I knew of one of my friends who had a job who worked for a while. And I had come from a pla--from a situation where I had been working full time and could have probably managed to continue doing personnel work which is what I was doing. But I thought, "Huh," but nobody does that, you know, that isn't what we do here, you know. SY: Did you miss it? Because you, I mean you were you know you'd had a very good education, you were trained, you were? CT: I really didn't miss it at all. I really didn't. It was, we had such a good time. It was really fun. It was really fun for a while and one of the couples to whom we were close then, they lived around the corner and down the street a little bit, we are still close to. They live in Saco, Maine and the name is Nutting, Jane and Wally Nutting, and we still talk a lot and send birthday cards and visit once or twice a year. Unfortunately they both have some health issues, well don't we all at this age if you come right down to it. And so we don't see them as often as we'd like. But there was some very, very strong bonds. We took care of each other's children, we took care of each other. It was, it was easy and it's what people did and it made it easier to do I think than perhaps a different situation. And we were poor. You've got to remember in those days there was no extra cash. Everybody was counting out to see how much money they have left for the last week in the month and… SY: And were some--were you paying for your housing or was your housing free? CT: No we were paying for it. Because there were all kinds of arrangements but everybody paid for it in one way or another. Either they deducted it from your salary if you lived in certain kinds of housing. We lived in what was considered contract apartments and I think we paid $65.00 a month which seems like, it seemed like a lot then. It was for us then. And everybody and nobody, everybody, all the women were wearing their clothes from their trousseau you know because that's, there was no running out and buying new outfits and stuff like that. Yeah. SY: So let me actually, let me officially start this interview because I need to get us on tape. CT: Please do. SY: So I'm here interviewing--though I'll transcribe that and use that it's super interesting. So I'm here interviewing Carol Todd. Its May 12, we're at her house in Northfield. Is this technically still in Northfield? CT: As a matter of fact the house is in Roxbury though the garage is in Northfield. SY: [laughs]3 CT: Winch Hill Road is, you know the dividing line goes right through our garage as a matter of fact. We can show it to you. It's painted on the floor the garage. SY: That's hilarious, yeah. It's like the Derby Line Opera House and Library. CT: Oh yes, right, right [laughs]. It's true. SY: So okay let's actually, let's start from the beginning because oral history it's a story of a life. So I guess where did you grow up? Where were you born? CT: I born in Beverly, Massachusetts which is just north of Boston - 28 miles we used to say - in 1928. I can remember, we've got a picture somewhere in our files of the funny old car that my father had to, came home from the hospital, a funny sort of thing, an open sort of sedan thing. My parents were older parents which made my birth very exciting because my mother was 37 or 8 by the time I was born and that was considered geriatric practically. She never had the first labor pain. She didn't have the baby and didn't have the baby when it was due. So finally the doc went, "Hmmm better do something about this," and it was determined well before I was born that I was no doubtful a boy. There was no question about it. I had such a slow heartbeat which I still do. But no I wasn't a boy was I? And he was to have been named for my father, it would have been William Henry. So when I was a girl, some of the doctor or one of the nurses said, "Well, what are you going to name her?" and she said, "Well I guess I'll have to name her Wilhelmina Henrietta" which caused everyone in the delivery room to have a good laugh. But instead I was named for my grandfather's mother who had died giving birth to him in 18--what is it? '34 I think, yeah. I get the numbers kind of mixed up. But no he was born in '54, 1854. And anyway, but I was named for her my name being Caroline but I've been called Carol ever since. Because at the time in the thirties Carole Lombard was very, very famous and very fancy. So lots of people who were named a word like Caroline would be named, called Carol and that's, I still use Caroline for my legal name but other than that. And then I grew up in Beverly, small town, 20,000 people more or less. Went to the public school there. Could walk to school, could walk home for lunch, back for the afternoon, back home in the afternoon, play outside in the in our yard or in the yard next door. Go sliding on down the street on the little hill in somebody else's backyard. I had ah [cough] (pardon me), I had friends that I knew in kindergarten that I graduated from high school with and one of them I still play Words with Friends to this day with. One of these girls is still my friend. It's really fun. Everybody went to a different church and I thought, was only thinking about that this morning. My sister and I and one other, Eleanor, went to the Washington Street Congregational Church which is around the street from us. But my friend Pauline went to the Baptist church which was up the corner, and Elizabeth Ann went to the Episcopal church and then another friend went to the Dane Street Congregational Church and nobody thought this was odd. I mean this is how it was. People were all mixed together I think in the public school system which was a really good thing. I can remember in the sixth grade how thrilled I was when a new student came whose name was Emilio Zarzanello. So my last name being Wyeth I was no longer the end of the alphabet when we lined up by names. So I loved Emilio Zarzanello.4 I thought that was grand. Went to all the way through the public school there, went to junior high. It was a building called Briscoe which still stands in the center of town which is the same school that my grandfather had gone to and it had been condemned during the time he was there so you can imagine what it was like then. Went to high school there at Beverly High School and that's where I met my husband whose family lived in Wenham, Massachusetts, which is an area just north of where we lived that had no high school. So he was tuitioned into Beverly High School, and I guess we just, we had lockers, adjacent lockers, you know how kids used to in high school. And l loved that high school. It was really great. Had extremely good teachers, some. A wonderful English teacher who pushed and shoved me hard to love words, to recite poetry, to do this sort of thing. And a history teacher named Mr. Bellmore who taught us how to take exams which was a marvelous thing to do. Every Monday morning he passed out a piece of paper on which there were 5 questions and these were things we were going to learn this week in American history. On Friday he would choose one of these topics, throw out a question in regards to this, give us blue books just like you had in college and said, "You now have 20 minutes to write me an essay on this subject." Well once you got the idea and got onto it all you had to do is learn the material and recite it back in written form, which he then corrected, spelling, punctuation, to say nothing of the facts and by the end of senior year I could take an exam in almost anything if somebody would frame it just correctly. And it helped me tremendously in college to have had that training. It was a good high school. SY: Absolutely. Do you remember your first impression of your husband? CT: Yeah I do. I just thought he was so handsome and he was wearing a bright red cable knit sweater that his grandmother had made for him. Isn't that funny? Yes I do. But the interesting thing was his mother had just had a baby. A what? We were astonished. And that baby is his brother Dick who we still are very. very close to but all those years through high school Russ was a big draw for girls who loved to go up to his house and push the baby carriage and knit mittens for Richard and this sort of thing. It's funny isn't it yeah? Our parents, both sets of parents sensed it once this was an important relationship for both of us. So my mother called a woman whose name I've really tried hard to remember, but she lived in Wenham and mother knew that - her name was Miriam something - she knew that Miriam would have known the Todds through the town. So she called up to ask Miriam who these people were. Meanwhile the Todds who lived down the street from this ladyhad called her to say, "Do you know who these people are that live in Beverley?" And she assured both parents that this was okay that this you know is a good relationship and everybody relaxed and said, "Okay." We went to a lot of activities together in high school. SY: I was just gonna say. So this is what year? You were born in '28 so this is… CT: We graduated in '46 so it's late forties. SY: Okay so, yeah what were, what was dating like in the early forties? What were the protocols? 5 CT: Well, the boy usually called up or said, "Do you want to go to the movies?" That's what we did; we went to the movies. And the first few times we dated we went with his parents, his mother and father, because Russ didn't drive because he, I suppose he wasn't 16 come to think--oh he must have been. Well I don't know why we wend, but anyway we did, we went with the Todds and a couple of times. And then my mother and by then my father wasn't well, but anyway and we were living with my grandparents. But my mother said, "Why don't we have him for dinner before you go out?" I don't know where we were going so he came for supper and that was a big success because he was reasonably comfortable doing that. He had met them and we lived about 5 or 6 maybe 7 miles apart. They weren't really in our neighborhood but it was another town. And that we also used to do things like go to a large picnics that the coll--school would have like the chemistry department would have a picnic and we'd all go. And I can remember one time we won a three legged race. Because you see physically we were very much the same size. Of course we're not now because I've shrunk more, but we were then. I have longer legs and he had a longer torso but we could do things like, we're very much the same shape and size which was handy for three legged races if nothing else. SY: Exactly. I'm also realizing that you grew up during the war. And so I'm wondering what your memories of wartime in Beverley were like? Do you remember blackout curtains? Do you remember rationing? CT: Oh yeah, all those things. Blackout curtains were fun. Well they weren't fun but it was interesting because you had to have them, and you had to pull them down and sometimes you pulled them down and fasten them on the sill. But if you didn't do it just right they'd unroll and go "brrrt" go up and everybody'd "oh no." We also had to paint the bottom half of the headlights on the cars because we lived near the ocean. You know we lived right there on the Atlantic Ocean. So you had to do that in order that the, to take care of the submarines so they wouldn't see you when they came in close to shore. Which of course we learned they did later. We learned quite a bit about that. My father was in the Coast Guard Auxiliary. He was of the wrong age to be in the second world, in either of the world wars. He was too young for one, too old for another. And so he used to go out with the other men on his team and walk on the beaches in Beverly and sometimes in other towns nearby looking for lights in the ocean and he'd come home. All night they'd be out, you know, like 8 or 9 hours maybe longer at night. I can remember how tired he would be and every once in a while he'd say to my mother, "It was worth it, it was worth it," meaning they'd seen something and notified the people in Boston who took care of it, you know. They had a telephone system. It wasn't like a cell phone but they had some sort of a telephone system they could call. And he also in the summertime went out in a boat with his friend Homer Riggs and looking for people who are off our coast that didn't belong there. Which was sort of interesting too. We collected tin foil when you chewed gum. You got, you know each one was wrapped in a tin foil. Maybe it still is I don't know, and we made balls of tin foil. We collected newspapers. As we recycled them then we recycled them then in the World War II. We 6 also collected bacon fat. Nasty trick but you put any fat into a tin can or some sort of a receptacle that would have a lid. I can't remember what else. Oh my mother was a hoot. She decided if my father was going to be in Coast Guard Auxiliary she'd have to do something so she joined the Red Cross Auxiliary and learned to cook for large numbers of people. I have a recipe book somewhere - cocoa for 100, meatloaf for 250, you know. She never did it, she never had to do it. But they were prepared for any kind of emergency. Well the only emergency we ever had was in our town. There were icehouses full of saw dust where they stored the ice from Wenham Lake and Kelleher's Pond which was near our house and stuff. Well time had come for those things to burn. Nobody set fires but I went to at least 3 icehouse fires during those years which, because my father would get us up in the middle of the night. They always burned at night it seemed. SY: Why would they being set on fire? CT: They weren't set on fire it would be combustion, you know, some sort of combustion, internal combustion. No, they were not set on fire. SY: Oh okay. CT: No, it just, they were accidents that happened I guess. SY: But there were a lot during that time period which is interesting. CT: Yeah, I guess, maybe I'm wrong. I don't know. SY: I don't know because it would be hard for an icehouse to be set on, it just seems strange to me. CT: When icehouses empty and there's no ice in there dripping. SY: Oh the sawdust I didn't realize that. CT: You see, would dry out [phone rings in background] I suppose that maybe lightning set it on fire. I really don't know. SY: But you would wake up and you would go - CT: And my father would say, "come on quick!" so my sister and I we'd jump [sound of getting ready in a hurry] and run down and mother would be in her suit in case she had to make coca for 100, and the 4 of us would go off. And the thing was to be sure to be watch your step because my mother like both of my sister and I tend to trip on things. So my mother once tripped over a fire hose and skinned her knee. Caused great trouble because then the other Red Cross volunteers all came around in excitement to give her a bandage. That was big stuff. SY: Because everybody was all dressed up with nowhere to go, they had nothing to do but make hot cocoa for 150 [laughs]. A Band-Aid for the woman who tripped! That's hilarious. 7 CT: And she's one of our volunteers too, "Oh dear there goes Helen again." But anyway it was sort of an adventure for us. Now the other thing about World War II that made a huge impression on me - down at the end of our street, the end of our street was right on the water itself. We lived about 5 or 6 houses up. I could count them maybe I'm not sure how many. Anyway, lived a family that had a little girl that we babysat, I babysat for and my sister did and we helped take care of this girl. Nice little handicapped - she had I'm not sure what but she was handicapped. But we, so we enjoyed her. She was a nice girl. And their father whose name was Les Buck was on the train. His father, her father was on the train going into Boston one time because the Boston went in from the, from Beverly, every day so people could work in what we called in Town. In town was Boston, not, and uptown was Beverly but in town was to go to Boston. So he goes in, he's going in town, and he's sitting there minding his own business and he had had language lessons when he was in high school like so many of us do, and he could figure that the people in back of him were speaking German. Didn't know quite what they were saying but it was clearly German. "Hmm," he said. So when they got to Boston, to the North Station, he just got off and walked into where - in the railroad stations then they had a lot military police and there were shore police from the Navy all the way around Boston - and went up and said what he'd heard. And said, "those are the two men right there," and they run right over and took them away. Just because they were speaking German which sounds awful doesn't it? SY: I mean who knows? They could have, right… CT: It could have been German. Who knows, but we always thought they'd come aboard out of a submarine which is apparently did happen many times, but we thought that pretty exciting. SY: Yeah because it happened on your street. Yeah, yeah, yeah. CT: But if Russ were here, he'd tell you another story about our family which is World War I that he unearthed, and that is that somewhere in the papers that he's got of our family there's a letter that my grandfather got beginning of World War I saying: "Dear Mr. Lee, because of your exemplary behavior and your role as president of a bank in this small town you are hereby appointed by the governor of Massachusetts and the President of the United States to be on the alert on anything untoward that might happen in your community. We are aware that on the same street where you live there is a Mr. Carl Klink and Mr. Klink is now a U.S. citizen but has many relatives overseas." And you can just hear this letter. Mr. Klink, charming man, ran a bakery uptown and they said, "if at any time you have concerns about anything going on your street. You are at once to…" you know it's terribly officious letter… SY: And it's good that it was your grandfather and not somebody else who was sort of a paranoid bully, right? And would have taken him out of the bakery. CT: It's possible, yeah. We knew them really well. His wife was a friend of my grandmother's. His daughter went to school with my aunt. His granddaughter was in my 8 sister's group of friends, you know. And so my grandfather just filed it under you know, but Russ found it not long ago which it's funny. SY: It's so interesting. CT: There must have been people all over this country that got letters like that, don't you think? And now we wonder about you know privacy and all that kind of stuff, yeah. SY: That's fascinating. CT: Isn't that interesting? SY: Yeah, yeah, yeah. Well and the "if you see something say something", right? The post 9-11 signs everywhere. I didn't realize that that's how it was done in World War I. That's fascinating. So what about the Depression, how did your family fare? CT: Well my father had a very bad experience. We're never going to get to, we're never going to get me grown up at this rate. But my father had a very bad experience and I'll try to tell it straight because it's a little difficult. He was co-owner of an automobile agency and they sold Chryslers and Dodge and maybe one other kind of car. I was pretty young when this happened. And he went off to work every day and they sold the cars and everything worked fine. His partner was a man named Mr. Berry like in strawberry, Ralph Berry. And the story goes that one day he was ah, he got up go to work, went down to the garage what they called it, where this agency was, there were no cars, there were no records, there was nothing in the office and Ralph Berry was gone and so was every single cent in the bank that belonged to this agency. This was before the days when we had limited partnerships and we had legal protections for people who entered partnerships. In other words this man stole everything and it caused a great deal, a great deal of distress as you could well imagine. My father eventually after a few days had what they called a nervous breakdown. Now I suspect it was a depression of some sort. I don't know what it was. But I know I don't what it was. But I know that he had he to stay in bed and the curtains had to be down and my sister and I either had to be very quiet or go across the street to where my grandparents lived and go stay. We stayed over there for a little bit. And I, how long it went on I don't know, but eventually of course he got over it, whatever it was. But what else could it have been but depression? He didn't have a stroke. I don't know. He, as a result of this always had high blood pressure so it must have happened in 1937 or '38. Or no even before - '36 or '37, because by '38 when I was 10 years old, he was okay I can remember. But anyway and he died very young from auxiliary problems from having high blood pressure which in those days they didn't treat. The only thing they did he was he was supposed to be on a salt free diet. You know almost everything, even eggs have naturally some salt in them and you don't have to add anything. But my mother made salt free bread. Oh there were all kinds of goings on but he just continually got worse and worse and he died when I was a, well he died in 194-, he died in the November of 194-, October of 1949. So the last few years of his life were pretty uncomfortable for him and for all of us you, know. But Mr. Berry got off from this scot-free to the best of my knowledge I don't know otherwise. Had the nerve shortly 9 after my father died to buy a beautiful big house in Hamilton which is another small town outside Beverly, with horses and big yards, and gardens and stuff. Married a second wife and came back to town. And I thought, "What gall?" now somebody, I hope nobody listening to this ever was a relative of this man. But he just caused an awful lot of heartache in our family. But shortly after that I think it was this didn't happen to my father alone. This sort of thing was going on all over the country. Times were getting hard, the Depression was hard on people and my mother and father managed to take care of us somehow, I don't know. There was no social security. I'm sure they used up every cent of savings they'd ever had. I know when we needed things like when we got to be a certain age and wanted to go to camp my grandparents always gave it to us for our birthday present. Winter coats magically appeared, you know. I can re--the only time I ever remember anything happening that affected me personally was I said to my mother, "I really need a new pair of shoes these are getting so worn out," blah, blah, blah. And she said, "Carol I know you do," and she said, "and you can have a new pair of shoes. We're just gonna have to wait until the first of the month." And so we waited until the first of the month and I got what I needed. But there was no ah, they didn't. We were very very fortunate. SY: And they protected you from--I'm sure they were filled CT: Absolutely! SY: with money anxieties but they protected you from that? CT: Oh yeah. Oh yeah. SY: And so your father never really got his footing back? CT: Well in a way he did. Because after he sort of got his wits back together he and a friend of his who is a doctor, and the father of one of my girlfriend's, and another gentleman who we knew got together and bought cranberry bogs in Rhode Island, in a little small town called Greene, Rhode Island that's on the border with Connecticut; in Marshfield, Massachusetts which is near Quincy and Duxbury; and a third one that I for the life of me can't remember where it was. And they formed little company called the Summit Cranberry Company. These were all cranberry bogs that at one time had been very productive and had been let go and they had the great pleasure of investing enough money in it to make them all productive. It was just the time that Ocean Spray was getting going and Ocean Spray kept trying to buy them out or buy their product. "No," said these strong New England gentlemen, "we are independent growers." They loved being…well of course it was their downfall but they remained independent growers and they sold through an independent agent. Only berries to be sold in crates in the grocery store, never anything boxed or barreled or made into juice or jelly [laughs] certainly not. Just straight cranberries and they had various, all these different kinds and my mother used to go and help during harvest season. She used to go down and live at one of the bogs with my father while he was managing the harvest and she would go and I don't know did things with the various women and stuff. 10 SY: A lot of the Cape Verde immigrants worked? CT: They did, yeah. Except the foreman who was the only man I remember. His last name was Thibodeau and that's French isn't it? SY: French-Canadian. CT: So he probably was French-Canadian and he had a daughter named Lilian who was my sister's age. And one year at Christmas in the midst of all this my family got together and they said now, "We want to tell you we always put aside a certain amount of money for your Christmas." And they said, "But we just feel this year that Lillian and her sister (whose name I forgot) need Christmas treats more than you do. Would you mind if we took some of your money and gave them?" We said, "No fine with us, we like these little kids too." Which they did and you know to this day I have no idea that we got any less or any different than we ever did. We never knew the difference, you know, but I love it that they told us what they were going to do. SY: Well I think they were modeling. They were teaching you something, yeah. CT: Yeah. SY: That's very interesting so he did manage to do it. So okay do you remember going down there during harvest time? CT: Oh yeah. Sure. SY: Did you help harvest? CT: No. We were always too small. They used women and no. And I think it sort of would have been against the ethic to have the boss's children paddling around in the. But interestingly enough wherever cranberries grow so do blueberries, and we would always pick all the blueberries we could and we'd bring them home and blueberry jam and blueberry pie, and give them to the neighbors and you know stuff like that. We picked blueberries. And if my sister were here she'd tell you a story that I'm not sure. She always says that one time when she was picking blueberries she began to feel really cross because my mother was sort of supervising her and saying, "Don't pick this one we don't want any green ones" [nagging sound] and she looked around and it wasn't my mother it was a bear that was standing by her. But that was the presence she felt was a bear. SY: Oh that's Blueberries for Sal. That's a children's book that I've read, she mixed that up. Blueberries for Sal is a story in Maine of a little boy named Sal picking berries. CT: It's Robert McCloskey isn't it? SY: Yeah, yeah. CT: Isn't that, that's where she got it. SY: That's where she got it. She thought it was her own story! [Laughs] that's hilarious. 11 CT: She probably--you can see as a little kid it just seems so much like the experiences she'd had. What a hoot and a half. SY: That's hilarious. CT: We're not going to let her hear this. Sorry, sorry. SY: You should buy her a copy of Blueberries for Sal and send it to her in the mail [laughs]. CT: Golly isn't that funny. SY: It's one of my favorite children's books it's lovely, yeah [laughs]. CT: Oh I am blushing here. SY: It's so funny. Okay so that's the forties at that point? CT: Yeah and then we went to high school and we worked hard and we had 2 or 3 good teachers, but some hm-hm. Oh Latin, my mother insisted we take Latin because she majored in German in college and she thought Latin was absolutely essential that everybody have lots of Latin. Because it was so good to help you figure out what all the words in other. To this day playing Words with Friends I'll give Pauline a French word and she'll say, "No you know you can't do that." But so we took French and we took lots of Latin in school and we had a French tutor whose name was Madam DeBesey and she was a French refugee of sorts, who made us come to her house and have tea and crackers after school one day a week. And have conversational French. It's so awkward you know, but we both learned a good deal. So that when I actually went to live in France I just turned on my high school years and was able to manage. SY: So your family wasn't part of the military. It doesn't seem like the military was part of your upbringing. CT: Oh, no, no except my father being in the Coast Guard Auxiliary. No, no we didn't know anything. But Russ' family was and when you talk to him he'll tell you about his dad and stuff. SY: And so when you and Russ started dating and seeing each other and it looked like it was going to get serious, you must have realized that you were probably going to be married to a man in the military. And what were your thoughts about that about that life? CT: Oh that's a good question. I don't--certainly in the high school years and in the first few years in college I just thought it was interesting that he was up here at Norwich going to school. I was in Northampton which isn't that far away and used to come up on the train to see him, and it was kind of fun except there were those fraternities. And I'm just too much of a stick in the mud or too, I don't know, I didn't find all this hilarity and all this drinking and stuff. I was just, I was just uncomfortabl,e it just didn't suit me. And so we became friends with several couples literally who were married and we were just 18-19 years old, but who were married and lived a more somber life here in the, you've 12 heard them talk about people who lived in the trailers down where Kreitzberg Library is. And some of these people who were, I was more comfortable with because they were more staid I suppose. And but we used to do things with the fraternity too. Russ had a good time working with them and we came up here, Junior Week was so much fun where they had polo game matches. SY: Can you pause for a second? Because I realizing your chair is making noise. CT: Oh yes I squeak this chair. SY: Let's just switch out the chairs is that possible? CT: Okay, sure. SY: Because I don't want because it's squeaky yeah. CT: I never even noticed it. SY: Yeah I didn't notice it until a little a while ago. Do you want me to move it or you got it? CT: No, no I've got it. Let's try that one. That's a newer one, give it a wiggle first and see. Better? SY: Quieter, way quieter [laughs]. CT: Yeah these are pretty old chairs. Alright good, I'll try not to. SY: Oh don't worry about it. It's not a big deal. I just thought you know why not get a less squeaky chair. Okay alright so you're coming up, so do you remember your first impressions of Norwich? CT: Not really, but one of things I really miss terribly is how beautiful Central Street was. When I came here Central Street was an arch of the most gorgeous trees all over the top and they took down the last of them, the one between the president's house and the next door just this spring. Beautiful trees. It was a very pretty place in the right weather. One of the times I came up here we've got a marvelous picture somewhere of me getting off the train and being met at the station downtown with the, by Russ and our friend Jim Ricker who was in, he also went to high school with us, and he was there too. So Jim came down too and a band from the university to meet the girls getting off the bus, ah, off the train. And I thought that was pretty swift you know. We always, the women in those days dates did not stay in the dorms [laughs] heaven forbid! We stayed with people around town and Russ can tell some funny stories about trying to get dates, places for me to stay because of course his father had gone here and his mother had come up to visit him and these people all remembered his dad because Dad Todd was a terrific dancer and they all thought this was fun to have Tommy Todd's son, you know, now coming to see him. So I got to know a few people who lived in town that way because I stayed at their house. It was fun. I was glad when put do--I was glad when they closed down the 13 fraternities it didn't make sense it and we still know people who fuss at it at with us and Russ just nods his head and said, "What can you do you know, it's how it is." SY: Change tradition, grumble, grumble. CT: Yeah. SY: Yeah. CT: But and you see that was talking about too and I'm talking about the changing tradition how it bothers me in another way when it's something that affected me more such as what goes on in Army life. It's just hard as you get older. It is. SY: It is hard, yeah change is hard. Okay so you would come up and you would stay with people in town? CT: Right. SY: And you would, oh so Junior Week you were talking about Junior Week. CT: Oh yes I had, let's see they had polo matches, which were great fun to watch. They had equestrian fancy riding, what do you call that? Dressage. They had all kinds of basket--not basketball, baseball games and other things that were really fun to do, as well as a dance. But the dances were really big time, they would pay somehow to have very big bands come here - Artie Shaw and all these people. Do you know who the Ink Spots were? Now the Ink Spots, I never saw them, but apparently they did come to Norwich once because as we speak somebody on behalf of the museum is trying to buy a poster that says the Ink Spots are coming to Norwich University. SY: I interviewed a guy two weeks ago, I'm blanking on his name, super nice man lives in town. Northfield, I mean Norwich graduate, who or I don't know if he graduated but he was at Norwich for a couple of years ,and he was in a band that played all the time during that period of time. CT: Oh I'm sure. SY: But I'm sure you know him but I can't remember his name right now. CT: I'm glad to hear you say you have the same trouble because I really can't remember a lot of these people's names. My vision and mentally I can see so many of these people and what fun it was. SY: Ha-Hammond? Hammond is his last name I think. He's in town, yeah but he was he played the saxophone and he played at all of these events on campus. CT: I'm sure. SY: Yeah. CT: I don't think….14 SY: Who knows? CT: I don't know that name. SY: Okay so you're at Smith during this time and what's your vision when you're at Smith of what your future's gonna look like. Are you thinking like when I graduate, were you thinking when I graduate I'm gonna get married, when I graduate…? CT: No I wasn't. Now that's interesting because Russ was always a part of my life from the time I met him. I think in a different way than most people get married so quickly to each other. He was just, I knew so much about him and his mother and his father and his brother and his sister-laws. But I also knew that somehow I needed to do something. I wanted to do something before I got married because in those days once you got married you probably weren't going to have a career. I don't know that I put it in words or said I wanted a career, (oh dear there's the rain) but I did want to, I guess try my skills. I guess maybe that's what I was thinking. So when it was time for me to graduate I majored in sociology with a lot of economics which I wasn't so good at, a lot of French, a lot of English literature. But the best courses I'll just don't mind telling anybody I ever took at Smith or anywhere else were art appreciation my senior year and music appreciation my French year. Those have lasted me so well so well. I oh well that's another whole story but so I always say to people I know going to college, don't just focus on what you might do for a career there's so much more to learn, don't sell yourself short. SY: That's what the liberal arts are about, developing yourself, right? CT: That's right yeah. Oh that art course was fabulous. Well anyway the upshot of all this is, so it's time for me to graduate and my sister however has still got another year. she's two years younger. But she was just a year behind me in school. So she was at Smith too and my father had died so I went into the--we all has appointments with somebody in the administration. Her name was Mrs. Mindel, but I don't know what her title was. And she said, "What are you going to do when you graduate?" I said, "Well I don't know for sure but there's a course at Radcliffe I'd really like to go to, a one year program in business administration. It is essentially the first year of the Harvard Business School which does not accept women as you know. But it's very much the same thing and I just would really love to do that and see if I can get some skills there that I could use." And she said, "Okay, let me think about this." So she called me back and she said, "Here's the deal," she said, "I'm going to call your mother and I'm going to suggest that if she will pay for you to go to this program at Radcliffe, I will give your sister full room and board and tuition for her senior year at Smith." What she was doing was giving me a graduate program. And they did. SY: Wow and I wonder….what an interesting arrangement because she wanted. CT: And my mother was just thrilled. She wanted me to have that opportunity. SY: That's great! 15 CT: It is--I have never heard of anything like it. SY: Me neither. CT: And I said, "really?!" And I know that the course I went to was nowhere, it was nothing dollar wise, I don't know what my mother paid but it was nothing like. But she knew, she knew that I was, that the family was having trouble financially and that we would've, they would have seen that Anne went, she would have finished, we would have found a way. So, "oh great," I said so off I went to be a bridesmaid in 2 or 3 weddings the way you'd often do it after in those days after college. And started in August at this program. Lived in Cambridge on Brattle Street. It was just a wonderful experience, learned how to write a one page memo that told, said everything you wanted to in you know 3 paragraphs. I just learned so much a lot about personnel work a lot about accounting. SY: Were you in classes with the men in the MBA program? CT: Oh no, no, no. We weren't even supposed to talk to them. No, no, no. SY: How did they make that clear to you? They said no talking to them or no interacting? CT: No, one of my classmates eventually, Jan Campbell eventually married the guy she met there, no. It was just. We were on the Radcliffe campus which was on Garden Street, do you know that area on Garden Street? And I lived at 69 Brattle Street and we had, we fixed our own breakfast, had lunch at the dining facility that was on campus, and then took turns fixing dinner. There were 9 of us that lived - I can make something for 9 in a flash - that lived in this house. And then the rest of the students who did not live in this house of which there were another maybe 10 or 12 lived at home or boarded somewhere else. But they were people that, I was the only person, there were two of us from Massachusetts. Everybody else was from another state. There were woman who were old as 30 [chuckles] old ladies. There were people who had majored in all kinds of different things, and the jobs they went onto afterwards were fabulous. One of my classmates had a seat on Wall Street. She was fabulous, Marilyn whatever her name was. And people worked for Bergdorf Gord-Goodman, Bergdorf Goodman as a buyer. Ah Jane, became the alumni, alumni director of Radcliffe before it amalgamated with Harvard. Interesting people. And it was a fabulous year. We had classes for a while then we had the first internship program, and I was sent to a--if I say Raytheon it was, it may have been Raytheon factory where I assembled the starters in the ends of a fluorescent tube. Did you even know there was one there? [laughs] Ah I am not dexterous. I never was dexterous and I tell you my experience on an assembly line where dexterity counted was so interesting. Because I didn't, I was not the star, I was the one that was holding them back. I was the bum. I was the rich girl from the college who was interfering, and the task was to win over my place in this --you know. Nobody said this, but that was the idea, to see what I could do in a situation like this. And it turned--and in the midst of this Russ has graduated from college and gone into the Army, and in the midst of this he came home to say good-bye to everybody when he went to Korea. And those were pretty bad scary days 16 so it was kind of a tough month in lots of ways. So he went off and I finished the st--this job and then went back and had some more classes and then in the spring this whole bunch of us got sent down to New York City where I worked for B. Altman which is, you remember which was a big. I had wonderful time doing that. I worked in their personnel office interviewing employees who had grievances and all kinds of things like this. It was very interesting. SY: And so you were living in New York on your own? CT: Well we, but we all had to live in a female hotel. Did you even know there was such thing? On 34th Street. And we lived there, just for a month. We were just there for a month and then we came back and had some more classes and finished up, I suppose in June. Meanwhile the recruiters are coming out and looking to recruit some of us and I got a job offer to be a personnel assistant at Mill Parr Incorporated which was an electronics research firm in Alexandria, Virginia. Well I knew what research was. But electronic research was really, I had no idea what they were talking about. It was such an experience. So I moved down to Virginia because I had a good friend who lived there and I could stay with Betty. And eventually worked there until Russ came home from Korea and we were married not too long afterwards. But it was a wonderful experience. SY: Do you want to get some water? CT: Yeah I think I'll just have sip here. SY: So do you remember -- did you see him off before he went for Korea? Do you remember, did you talk about if he didn't come back? Like what were the conversations? CT: Oh no, nope, no. He took me out to dinner at a local hotel, Hawthorne Hotel in Salem, which is nice hotel. And we had gone a lot of times I guess, well I don't know. But I just remember that we sat there and looked at each other and no we didn't. And I think we both knew that it was a go but we just had to wait. And I had told him before and he had asked me a million times to marry him and I said, "no, no, I got things to do, I got things to do." And I said, "I've done some things, you know, I'm good." I just had to fulfill that part of me I guess is what it comes down to and talking to you about it helps me clarify for myself what I was doing. I was just needing to know who I was, I could do things, I could succeed, not only academically but I could succeed when you put that thing to work. If not in the eyes of everybody but for myself I knew that I was good to go, you know, I could do things. SY: Yeah you had to live on your own in the world for a little while. CT: Yeah, and my mother who interestingly enough had gone down to Smith too and graduated in 20-in 1913. She was determined that both my sister and I would have that background, you know, that we'd be able to be on ourselves if we needed to be that we could be strong women, yeah. SY: Yeah it's important to know.17 CT: Yeah. SY: You never gonna know what's gonna happen in life and she'd certainly had enough upsets in her life to know that you needed to be able to make it on your own. Um, I had a question that I just lost. Okay so you're living in Alexandria by yourself, are you guys engaged at that point? CT: Nope. Nope. Russ called me from Kor--no not from Korea from Japan. They had R&R in Japan and he called me up and said he would be home on the (I don't know--I've forgotten it was January something) I said great and he said, "Well would you come to New York and meet me?" His parents by then had moved and were living in Scarsdale, New York. And he said, "Come, you know, spend the weekend at the folks." I said, "I will and let me know when," and he said, "I will." And we just talked a little bit. And said, well that's what happened. I guess we were past having to really verbalize a lot you know? We knew what we were doing. We just had, I had to grow up, time had to pass. People would say, "How could you date somebody for so long?" and I said, "Well we didn't date exclusively," We--oh he used to date a friend of mine, not a friend, a woman I knew that I couldn't stand, and I swear he dated her just to make me mad, you know. It was alright. and I dated this guy Jim Ricker a couple of times and he was practically engaged to somebody else. It didn't matter. It was something else. And I dated some guys from MIT who were a funny bunch. We just needed to have some experiences before we settled down is what it comes to. SY: But it sounds like you also knew that that was eventually where you were going. CT: Yeah. SY: Yeah. Oh this is what I was going to ask. In his oral history interview he talks about how he was kind of messing up and not doing so well in school at first and how you were like "you get it together, or we're done." Is that true? CT: Yeah it's true. Let's see when that was. I don't know exactly but it was in the summertime and I was staying at my grandmother's house which because they had what they called a maid's room upstairs. They used to have, they used to have full time help of course nobody did then. A wonderful bathtub with claw feet you know. But anyway so I was staying there. So he came down and we went out to play tennis one afternoon and we were hitting balls around and I finally said to him, "You know if you don't settle down and get some good grades and make some sense out of going to college," I said, "I just am not going to marry a loser. This is just ridiculous, you know you've just got to." And he just [sounds of bickering] and he was furious. He was mad and I was mad and he went home. He went back to New Hampshire or wherever he came from and then after that he's always done well academically. Because he just, he was acting like Maggie like our granddaughter I told you about. He was just having "such a good time." SY: At those fraternities? CT: Yeah. And in the military part of it. He really liked that, you know. 18 SY: Yeah. So okay, so you've been working on your own, right? You get married and suddenly your whole life changes. So what's your new life like? How do you learn what you're supposed to be doing? What the expectations are being married to him? What's his rank at that point? CT: Second lieutenant. SY: Second lieutenant, okay. CT: Or maybe first, he may have been a first lieutenant by the time we've, yeah he was. He'd gotten promoted in Korea. See he was over there during the worst of Korea and he…. SY: And did you know what was going on with him over there? CT: He wrote letters all the time. SY: And were they honest? CT: No, no not really, no. Just as well. He had a classmate that was killed you know? Somebody from Norwich, Pete DiMartino, maybe his name was. Be sure to ask him to tell you sometime because we should remember that. No not really. I just trusted him. I wasn't, he's been in a lot of bad scrapes and I never really have worried about him. I just trust him to know what to do. He has more common sense than most people I know, and he wouldn't try to second guess something, he'd do what was right. And he'd rather do what's right and fail and do what's wrong, you know. And he had a strong sense of doing the right thing and he did. Has he told you about how he won a Silver Star? SY: No. I haven't but I haven't interviewed him yet, so I've read other people's interviews. CT: But do make, be sure that he does tell you that. Because he never tells people. He won a Silver Star in Korea at a very young man. SY: So okay, so you're, where do you get married? CT: Oh where'd we get married? We got married in Beverly at home. At the church around the corner where I grew up. And some of these same people that I told you I had known in kindergarten were bridesmaids, plus Russ's sister who's a bit younger, then my sister too. It was really nice, it was the kind of wedding people had then where we had the wedding at the church and then walked back to the house and had a reception in the backyard with beautiful garden that we discovered florists will help you make if your garden isn't looking so well and you want to have a party. You call the florist and they bring in big pots of things and dig them in. Most gorgeous garden you ever saw. It was all gone the next day or the day after they just dug. It was fabulous and yeah, we had a good time. We went on a honeymoon down to Cape Cod where some other cousins had a cottage at the beach at a tow--place that's now called New Seabury but I know it's near Barnstable I think. But anyway we went there and had a nice time. And then we drove 19 out to Fort Knox and I'll tell you that summer I had been hot in my life but nothing like that humidity, you know? I thought this place is the pits. One of the wedding presents, he'd love to tell you this story. One of the wedding presents we got was a hand mixer, but it was so hot in that house he said, "I'm going to take the hand mixer and I'm gonna make us a window fan." I said, "Russ you cannot make a window fan out of a hand mixer," and you said, "You watch me." I don't know what he did. It had do with baking pans and ice cubes and the motor from this poor little hand mixer which can turn two little beaters. Well we laughed so hard we almost died laughing. But it helped not at all, but he had a great time thinking he could fix it for me you know. SY: Taking care of you that way. It's very sweet [laughs]. CT: I have learned to say when he tells me about a new invention, "ah I don't think so." [both laugh] He's usually right. He fixed something yesterday. He's a good fixer. It has to do with being so practical and having such good common sense. I don't ever fix anything I just "oh look it's broken," you know. SY: So what did you do during the day because he was working on the base? What were you doing? CT: What did I do? SY: During that time….? CT: Gosh I don't know. We lived next door. Well one of the fun things we lived next door to young George Patton and his wife Joanne who we have been so fond of all these years. And well that's one of the things I did now come to think of it. Joanne had gone to fancy place for her honeymoon, so I think that is not a good thing to do. She'd gone I think they had gone I think to Bermuda. I think they'd gone to Bermuda and she had gotten rheumatic fever. I think that's it. I think it was Bermuda but I may be wrong but I think so. And so she had to go to the hospital because she was really sick. Well the hospital was not air conditioned naturally. So one of the things that her husband George who had no common sense you may know, he decided that we would provide her with cold drinks and it would be nice if I could help with this. I said sure. So he had a pitcher and I, we still have one like this, a pitcher that has an insert so you put ice cubes in the middle and then you. So about every so often I had to run over and change her ice cubes [laughs] but I was glad to do that. I really liked her and I still do. She was a good, she's almost 3 years younger than we are, maybe more. She'd just graduated from college when they were married. Oh so many funny stories about them. Gosh, well anyway we had a good time. I also had this friend, this Jane Nutting that I mentioned before, who I'd known from before and she was my friend. And there was a girl named Ann something lived across the street who was pregnant and that was kind of fun watching her because we were all pregnant because that's what you did then. SY: So you were pregnant? 20 CT: I was pregnant right away. Char—Tom was born in April, so. But I didn't feel sick or I didn't have any problems for a while, all through the summer. And then I came down with something that I still have because it's a really funny disease. It's called erythema nodosum which you may never heard of because most of the doctors I've run into also say they never heard of it. But it's an allergic reaction to catching a cold in the spring or the fall. In that first fall I caught a cold and then my legs, and I didn't have it as much in my arms as on my legs would break out in huge areas of black and blue. And every time a new area popped out my temperature would rise and I would look like I was sick. Well I wasn't sick it was just until that black and blue got established. Then my temperature went down and I went on my merry way. But because I was pregnant they were sure something dreadful was wrong with me. Well it wasn't and somebody finally must have checked in the medical dictionaries and found out what this was, and decided not to worry about me because I had it then and I've probably over the years had it 5 or 6 times. Which is in the spring and in the fall if I get a cold I make every effort to get rid of it right away because I don't want to go into the next stage. And I haven't had one now for a long long time. But that was that was part of it and so the first Christmas that we were married Russ's sister Jane, who was young, a bit younger, was teaching school in New York state somewhere and she said, "I think I'll come down and spend Christmas with you so you won't be so lonely." Wonderful. So she came and flew down to Kentucky and we got her a date with a British foreign officer who was there attending a class, who fell head over hands in love with Jane. Jane was appalled really his name was Anthony, "really," she said. He kept saying to her, "Oh I want to take you back to England with me. You'll love my mom." My mom, and her woollies and her tea and I don't know, Jane was, she kept saying, "I'll stay until Christmas, but I got to go home." We had parties, lots and lots of parties in those days in the neighborhood next door and parties were just people getting together and bringing your own beer, you know, and maybe somebody would get some crackers and cheese out but no big deals. And then the units would have parties and you'd get invited to the post to a party. Meanwhile Russ has gotten to be the aide-de-camp to the commanding general, partially because George Patton's mother, Mrs. Patton - darling, darling lady - had come to visit. And one of the funniest memories I have of that early summer, Joanne's in the hospital with rheumatic fever. I'm running around trying to take Mrs. Patton to where she wants to go. She doesn't have a car. So every time she needs to go somewhere, "Oh Carol would you mind running me?" "No, I'd be glad." So one day she came over to our house and she said, "I am just too exhausted, so can I just sit in here and visit with you?" I said, "Certainly, Mrs. Patton." Well my mother and aunt had given me an old two-seater couch that must have belonged to I don't know who, whose springs had long since lost their elasticity. She was a little tiny lady, she sat down and disappeared. So that she was sitting with her knees up around her -- you know how people do it? I thought, "Oh this is so bad!" Well I said, "wouldn't you like to sit," I had one decent chair, "Wouldn't you like to sit here in my wing chair would you like to sit here? I would be so happy to you know." "Oh, no, no, this is fine." So she sat there until Russ came home from work for lunch. Because they came home for lunch and he said, "Oh hi Mrs. Patton, what are you 21 doing in the hole there? Can I help you up?" "No, I'm fine." So she said, "What's up with you?" and he said, "Well they just they asked me if I want to be aid to a General Collier." And she said, "Oh good idea, aren't you excited about." And he said, "I don't know if I should be doing that or not." And she said, "You should, you should, it's a good thing to do." She said, "Go upstairs and put on a clean uniform while Carol gets your lunch on, I'm going home now and you just be your natural self. You'll get chosen." Well of course that's exactly what happened and he did it for the next year or so. But I'll never forget her sitting there in that yellow couch with her knees, oh how I felt bad. But she was always friends with us ever since, and when Tom was born she sent him a lovely baby present. And well then she went home and Joanne Patton's mother came who also is a general officer's wife but instead of being the kind you'd put in your broken couch. She was Mrs. Holbrook and she was a bit fancier. By then I'd caught on, you see, and I managed to keep her sitting in the good chair. But she used to come over all the time and it was the same sort of thing. She'd come over and say, "I do need to run down to the PX," or "My friend Peggy so and so is having a coffee would you mind dropping me off?" well it was lucky that Russ - I don't know how I got the car, Russ must have gone in with a friend knowing that I needed to, because we lived about 2 miles from where the guys were working. Oh it was a hoot but that was one of the things I did that summer and that maybe is how I learned about the community you know come to think of it. This is such a good experience for me too, I'm thinking about these things that are more critical. Maybe that's how I learn this is what you do when people need you, you fill in and do what you need. And it's fun as long as you, I didn't have anything else to do you know. That was good and I wore all my, I can remember wearing one of the dresses I had from my trousseau, a really pink really nice beautiful cotton dress and I decided to put it on one day because we were going to drop off Mrs. Holbrook I guess at an event. She was going to a coffee and could I come back at x hours let's say 11:30 to take her home again. Okay. Don't--nobody says would you like to come in, or I'd like to introduce you to my friend, no no. So I come back at the appropriate hour and I park where she told me to park and I wait and I wait and I wait. By and by all the ladies come out, the coffee it's over, and they're leaving and getting into their cars and she walks across the street and interestingly enough her hostess--oh I can see her now--she walked with her. They came over to the car and Mrs. Holbrook jumps in but her hostess says, "Oh Carol," she said, "You're so kind to take," what's her name home and all this. I said, "I'm very glad to do that," and she said, "And what does your husband do in the Army? And what does your husband do in the Army my dear?" And my dear cleverly remembered and I said, "Well he's working as an assistant instructor at the Armored School," or whatever it was. And she said, "Oh that is so interesting. My husband works for the same Armored School." Course he was the commander, you know, and she said, "I was hoping he has a wonderful time with…" She was so gracious as compared to what the other side was doing. I thought even then I thought "ha ha this is what makes a difference" you know. She was so gracious and she was so sweet to me when she had no reason to be, you know?22 SY: And do you think she said something to her husband too? Do you think like your relationships with women and other wives in some ways helped your husband's career? Is that the way it worked? CT: If so I don't know. I don't know, maybe, maybe, but I don't know. SY: If you'd been rude it might have hindered his career? CT: Well that's right. "Oh boy he married a dud," yeah. And in a way, in a way it was interesting because most of the lieutenant's wives were college graduates. Most were. I'm trying to think of anybody who wasn't. Either that or heiresses, a couple of them were really very wealthy ladies who whenever they had a party served champagne, yeah champagne this is [inaudible]. But that's right but that marriage didn't last either that's interesting. She's the only person I ever knew who got infected by dropping a pickle, a pickle fork that she was polishing on her foot when she had no shoes on. It went [makes dropping sound] and she didn't pay any attent--I thought now that is a odd thing to happen to somebody. SY: That's a strange injury. CT: But I haven't forgotten it have I? SY: And you're careful with your pickle forks I bet. CT: Never polish a pickle fork is the answer. SY: Clearly. Alright note to self. CT: If you could even find one. SY: Yeah I was just gonna say. CT: Yeah, long time ago. This is way back in the 19, early 1950s and the Army was a different game than it is now. It was a different game. It was, it was always good that Russ had graduated from Norwich. Always, it always was even so long ago. And now it's really, but when Russ got to be a general officer he was the first one in years and years and President Hart was so thrilled because they hadn't had anybody promoted in a long time. SY: Yeah. Okay so then where do you go next? I mean we don't need to go through every one of your placements. CT: Oh I can't. SY: But I guess where were the places you liked best? And what were the places you liked least? CT: And people ask me that too and I can't help but say the same thing that has sort of been my whole life. I seem to be pretty adjustable or limp I don't know which it is. But wherever I am at the time for the most part I'm fine, I'm just fine. Ah we had a really bad 23 experience - our Tom was born as I said the next April, cute little guy and he was fine and life went along until the spring when he was (in January he would have been what 8 or 9 months old) and he was learning to crawl. And I was in the kitchen, I don't know, just fixing something for dinner. Russ was reading the newspaper, watching the baby, and the baby crawled across the floor. We didn't even know he could crawl this much you know, we just had plunked him down. He crawled across the floor and I had started a coffee pot. We used to call them a Silex pot, they had [oops] two sort of bulbs, the water went "brrrp" went up into the top and then dripped down. And I had started a pot of coffee for our dinner and he heard this noise I'm sure, crawled across thought: "Hmm what is this?" and saw the cord hanging down, you know, like this. Put his hand on the cord and it broke open on the back of his neck. Ah we picked him up rushed him to the hospital and they had moved the emergency room the week before or something. Of course we didn't, who pays attention to stuff like, so we got to the hos--we got to the right place and the person, the doctor on duty was a dentist. Nicest man you'd want to know but he was no surgeon and he said, "I'm going to I'm going to have to cut off this beautiful handmade sweater this child has got on." I said, "Why not, oh yes." He said, "I'll ruin the sweater." I said, "Ruin the sweater," you know. He was in the hospital -- it was January 13. He was in the hospital in the hospital for about--his birthday, probably until the first of April. Had numerous, not transfusions, but trans--what do they call it? When they take your skin from one place put it….? SY: Transplants CT: Transplants, numerous transplants. He was just a baby. They had never worked on baby before at Fort Knox. The doctor was terrific, the surgeon, he got on the telephone with the same burn center I told you about before where Steven was in San Antonio. This is 50 years before and tells, says, "Okay, when you go to do the transplant you get on the phone with me. I'll take you through it step by step and you can do this, you can do this." And if you just see my son right now without a shirt on all you'd see is a ring around his back like this where they hooked on the transplant. Everything took and he's fine. He's never had a minute's problem with his, they took all the skin off his chest and put it on his back. They took it all off his thigh and put it on his arm. This arm unfortunately after he'd been, it turned out alright, but after he'd been in there awhile all bandaged up with catheter tubes running though it to keep his wounds soaking wet so they could work on him. They said to me, "Say Mrs. Todd. Funny little thing on your son's arm," he said, "What is that?" I said, "I don't know," "What do you mean what do you mean what is it?" he said, "It's looks as though he might have had a vac" I said, "Oh yes he had his vaccination done just before this happened." And they said, "Well you are the luckiest people in the world because it has festered and scabbed over, and all this water running through it has not opened the scab. If it was he'd have generalized vaccinia all over his whole body." But he didn't, he didn't, worked out fine. He barely has a tiny little mark there now. He's a great big 60 year old man with, you would never know. It was just if and they were so good to us and we stayed in a private room in that hospital at Fort Knox with him. One of us was with him all the time except when people began to say "We can 24 stay with him. We can keep him happy." He was-he is a very good natured person. He still is, he's very patient and even as a baby he would just lie there and look at, you know, we had a thing what do you call it, twirly thing over his head so he could…. SY: A mobile… CT: Mobile, yeah and he had a music box that he loved. I bet I used to wind that thing endlessly and as long as there was a little music going he'd be quiet. SY: You must have been beside yourself though with worry? CT: We were, we were, yeah. But people were very supportive. He was working for General Collier and Mrs. Collier used to come and babysit him. She said, "I'll stay with him. Go get your haircut or something. Run around the block. Get some fresh air. Do something." It was a long winter. And yeah, yeah. And then he came home from the hospital. He could not sit up he could not stand up of course. SY: Oh because he missed all those developmental milestones? CT: Within 2 weeks he was not only sitting up he was pulling up and he was walking in a month and he was, he just made it all up in no time at all. It was amazing. SY: And I assume, I mean he was so young he doesn't have any memories of that time? CT: None. SY: Okay. CT: The only thing he remembers is the last doctor we saw during this said to us, "When he is," I think 12 was the age, I remember 12, "I want you to take him to a plastic surgeon and have them check out these sites and there may be a place where they'll feel it needs to be repaired." They said, "We can't guarantee this will last him his lifetime." But he said, "Take him and the guy they'll know." So we were living in Germany at the time and we took him to a, wherever this was, Stuttgart to the hospital where the surgeon was, and explained the story to him. And he said, "Okay. Okay little guy come on over here. Can you climb on my lap? Sure." He loved to climb up into your lap and they played and talked and you know made his arms and legs go and he said, "If I throw a ball down the hall, will you run and get it?" he said, "Sure," so they threw it down the hall and he ran down. He was not that old, he was near 6 because he was still, and he ran down the hall picked up the ball and came back and the guy said, "Everything he's got, every muscle moves the way it's supposed to. He's fine," He said, "There's no indication to do anything." He said, "if the time comes when he gets psychotic about it, and hates the fact." He hasn't looked at his back, how often do you look at your back? Like never. He has no more and his legs and place and his chest they grew back, it all grew back. He's fine. Isn't that funny? It's wonderful. We used to say to each other that if we ever had to pay for this in a private hospital Russ would have had to get out of the Army and get a big paying job or something because the bills must have been huge. 25 SY: But they took care, it was all taken care of? CT: It was 7 dollars a week to keep him in the hospital because you had to pay for the food. Well he ate 2 jars of chopped liver, I don't know what it was they were eating you know. We were worried. On the other hand, you know I think it had gone past, we couldn't worry anymore and we had to have faith that they were gonna and I think having a good attitude helps in all these things. SY: You don't have time to be filled with anxiety. You just have to do it. CT: No, no, that's right. SY: Yeah. CT: And and neither of the girls ever had anything serious so we were fortunate, yeah. SY: Now, Phyllis Greenway has some crazy stories of you know of her husband you know her being I don't remember where they were maybe it was Fort Knox and her husband being assigned to Hawaii and her having to fly across the country with all of her stuff and the baby and do all this stuff by herself. Did you have experiences like that of just sort of having to manage these moves alone? CT: Oh yeah lots. Yeah. The first move overseas Russ had gone in the fall and I went in probably in mid-December and took Tom. He was, let's see. Yeah and he was fine by then. This was, but he had the cutest little red snowsuit with a little head and we, he and I went down to Fort Hamilton which is Staten Island maybe, and went out with a group of Army wives in a chartered flight. But we swear that the pilot had a date in Paris because we flew to Paris and they put the plane down and it was 6 or 8 hours before he came back. And we thought, "Just a minute, just a minute, we need to go Heidelberg, get over here!" and then we flew on to Frankfurt or wherever it was, yeah. But yeah and then lots of times when we moved I moved I would be -- they seemed to have a way of finding they have to be somewhere else when the. But the one thing I insisted on was that somebody else was gonna do something else with the equipment like the TV and anything else that had a cord that I didn't know how to wind up and put an elastic around sort of thing. I said, "If you can't do it, you got to get one of your buddies to come and help me. I'm just not gonna fool with this stuff." And it got more and more complicated as the older we. And the last person who ever was the one who got tapped to come and do that was John Greenway. When he was Russ's deputy he came and organized all my stuff when it was, when we were moving from Fort Hood to Georgia I guess to Fort MacPherson, yeah. SY: That's funny you guys have known each other for a long time. CT: Oh yeah we knew them well before that. Phyllis is a wonderful cook. I hope you've talked to her about that. SY: I have actually. And she's made motions about having me over to dinner. So I should remind her of that. And she has all that beautiful French cookware too [laughs].26 CT: She does and she's a good cook. SY: I believe that we talked about cooking a little. I'm trying to think because there's this, you know there's so much to talk about here and I don't want to skip over important milestones but we should also probably get to Norwich huh? CT: I think so. Well time passes [both laugh] and um let's see…. SY: Oh well let's talk about volunteering. So you begin to take on this sort of professionalized volunteer role it seems like the Army started to recognize that what you were doing was critical. So could you talk about that? CT: That's absolutely true and I'm trying to think where we were. I think it was those years we lived in France, '63 to '66. We lived oh goodness this is so--I'm gonna have to write a book. So it was such an interesting thing. We lived on the French economy. Fortunately my lessons came swirling back standing me in good stead because our youngest Ellen went to French school, the words I didn't know she probably did which was handy. But we had, we lived in a really nice house. Odd situation but it was nice and you could walk to the over to post. And during those years there were lots of young enlisted people who lived in very difficult places. They didn't speak French, they didn't know the people, and the Army Community Services began to be formed to offer assistance. You had to come on post but there were buses that ran around the community that brought people and we taught things like how to run a, do a checkbook. We taught people very basic things - here's where to find out how to buy food, you know the things that you want, here are the words in French. If you can't get to the commissary and you do go to a, here are the things in a French grocery store that you can buy that are gonna be almost exactly like you'd buy at home if you buy this, you know. It's just very very basic things but even before that, even before I had Tom I had developed somehow a reputation of being somebody who could give talks to other groups of women about really simple stuff. And it started out being with Army etiquette. That was way back when, way way back before I had any children, that first year because I knew one of the colonel's wives. I don't know how well I knew Betty Chandler or how I knew her but I did know her and she said, "Well you know could you do this?" So I started giving these talks which has led me to feeling more comfortable addressing groups of people. Particularly if it's about something I know something about. Tough when you don't, but you can usually fake it some [laughs] and then call on so and so to fill in the gaps or something. But that's really how I started doing this and then time passes and I'm always volunteering to do something. Some things I loved doing, some things I was terrible at. I really really was not good at working in a hospital. I have to go to the hospital you have to make me well if I'm sick. I will be nice to, you know, but I don't want to be there. I really did not like being a Gray Lady but that's what they used to call them Gray Ladies. For one thing you had to wear these awful gray dresses. They were made of heavy, heavy cotton and every time you went it had to be starched and cleaned. Well I couldn't afford sending mine to the cleaners so the day before I went I'd spend, you know, starching and ironing this thing. Well the whole thing was absurd so that I decided that was no good. 27 But I could do things like teach somebody how to balance a checkbook. I could talk to people about the basics of baby care and this sort of thing, and so I was glad to do it. But I began to realize as many, many senior people did the longer you're in this game how great the need is help other people use volunteers well. And how important it is that volunteers be used with compassion and common sense so that the gift that they're giving you of their time and talents and everything else are maximized for their benefit and yours. Because when you go and do something as a volunteer for somebody and come home feeling disappointed or abused it's no good. It doesn't have to be that way and that's how I got into this volunteer administration role which eventually is what became the sort of the climax of my time doing this. I worked in thrift shops, I worked every sort of thing, organized all kinds of events in this sort of thing but the best thing I really think I did was begin to show them how important it was that the people who manage and lead volunteer programs have an understanding of some of the basics. Such as a volunteer needs to have a job description. A what? I said a job description. You don't need it be very long, it does not have to be complicated, but if you ask someone to do a task you have to know what the parameters of this job are. Ah amazing! Ah and because of this I wound up going with Joanne Patton as it turned out to Colorado to the University of Colorado at Boulder, and that's a wonderful place, to go through a summer program and I did it twice with her about how to help people become good volunteer managers. And that woman's name was Marlene Wilson and she wrote the first book ever for volunteer managers - and I think I've still got my tattered copy in there - in about 1980. And so it really was during the time that we were here that I began to do more and more of that. And I think that may be one of the contributions I made was generally to people I ran into I kept trying to say, "Let's get this straight. Exactly what are they supposed to do? How are you going to thank them down the road? Is there a chance that they could be the boss of this? They could be the team leader? Or no." Those things need to be thought through and you need to put the whole task in language that everybody feels comfortable with. SY: Yeah what was the assignment that the chief of staff gave you in Europe? CT: [chuckles] Well that's right. That was the last time, that was in late '70s before we came here in '82. They began to realize how important this sort of thing was, so they asked me to take this assignment to, on behalf of the Army, to go around the various places where Americans were stationed and talk about this with the commander and the commander's wife and anybody else would listen, and some of the volunteers to be sure people were having a good experience volunteering. And I wrote a quarterly newsletter for them about what was going in Bad--what's her name over here in Frankfurt or Heidelberg just sort of encourage people and just say we were all in this together and we're trying to make life better for all of us here as volunteers and it's worth it to do it. And you met with various levels of success but it was worth doing, it really was. SY: And did you also see gaps in the kind of Army infrastructure? CT: Oh yeah. 28 SY: Yeah, yeah, what did you notice? What did you? CT: I noticed that there would be places where the commander and his wife could care less about the situation. And perhaps there were needs for transportation for one thing, so that people who lived what we called on the economy, lived out in the community, could not easily get -- if the husband went off to a duty somewhere else or on the "into the field" as we used to say to do exercises, the wife would be stuck out in the. So we used to talk about setting up transportation networks, you know, could Mrs. X contact Mrs. Y and they could work out something together or not. Or do we need to work on finding some way that a bus goes around talks to people, yeah. That was one of them. But mostly there was a tremendous, very, very nice response to my interest. And because I was doing it sort of with a little bit of authori--I didn't mean authority, but people knew that they were supposed to listen. And I enjoyed doing that. And that made it very easy for me to move into the role that I had here because it's the same thing, or least it was the same thing. SY: And that's actually a question, how do you think you -- I mean the first lady of Norwich, the president's wife, that role of being sort of the president's wife - how did you conceptualize it? And how do you think you conceptualized it differently than the women who'd come before you? CT: I knew Marilyn Hart and we must talk about this again before we go further. I knew Marilyn Hart because they used to come and visit us a good deal. Wherever we were there would be Norwich events and often, I don't know often but enough that I felt like I really knew her. You know she's a really nice lady had 2 kids, got a son Matthew and a daughter whose name is I've forgotten I'm sorry to say. But and we would talk and visit I would take her on functions and things like that. And I knew darn well that I never could never fill the same function that she did. She had been a faculty wife. She had worked with him all the years helping him do things. I'm sure she corrected papers. I'm sure she did everything. She was really smart. But she had a fabulous memory a fabulous memory. I admired that so much. She would -- the receiving line he would be first and she would be second and any number of people, they could be students, they could be people from the State Department would come through, she would know who they were just from seeing them. And she would say to him, "Joe Smith, English class of '64, '64, he shoveled snow for you one time." And he would say, "Joe, remember the time you came and shoveled snow?" I could never do that. That wasn't, I couldn't do that. On the other hand she wasn't comfortable organizing a luncheon or saying, "I think we should do something or support." There was a woman here whose husband was the athletic director her name was Jen, his name was Wally Baines, her name was Jen Baines. And Jen wanted to have a faculty picnic twice a year. "Good. Let's do it." The Harts had the role in this, not of encouraging them and seeing people came and this sort of thing, but of sitting at the door with a checklist seeing who showed and who didn't show up. Well no matter what anybody thinks, no matter how much you might [inaudible] you gotta remember who showed and who didn't show up. It set things off in a bad note. So we29 said well we won't, we don't need to do that. So I'd say to Jen, "How many people you think are going to be there?" "Eighty-four." I said, "Eighty-four? Wow that's great. Just about everybody." I said, "Is everybody who might like to come, do they know about it?" She said, "Well I don't know about the people in physics." I said, "Well what should we ought to do?" I said. She'd say, "Well I ought to." "Or maybe you ought to call up somebody." I said, "I'll be glad to call up somebody just to be sure they know." That's nothing. That doesn't hurt anybody's feelings. I think I spent a lot of time sort of trying not to hurt people's feelings. SY: And easing things over, that makes a lot of sense. Yeah so that was a big part of your job, right? CT: Yeah it was, yeah. I'll tell you something else Marilyn Hart did which I think was amazing. She addressed a Christmas card to everybody on the University's list. I think there were 800 names on that list, not only people who worked here but people in town, people in Burlington. And the first year when they came to me at Christmastime and they said, "Here's your list," I said, "Give me a break here, what do you mean?" And they said, "No this is the job of the president's wife to address the Christmas cards." I said, "Then there won't be any this year. You don't want me doing it believe me you don't." They said, "Whose going to do it" and I said, "Don't ask me, I don't know. You'll have to figure it out." Since then somebody on the staff has just had to start addressing about in September. But you can do that, you know? You can address the envelopes anytime. SY: Yeah but that, you weren't, that wasn't the way you wanted to spend your time. CT: Oh I wasn't--I wouldn't even consider it yeah. SY: So talk about the role you did end up playing. The Peace Corps was pretty critical huh? CT: I wound up working almost working full time in lots of ways as a volunteer, because I was always a volunteer. It's what I did. SY: Though by the end you were getting paid, right? CT: Pardon me? SY: You were getting paid by the end, right? CT: Yeah, in a way. In a way. My hus--did I tell you? explain this to you? Yeah about how Russ took part of his salary and had it given to me instead. SY: So it was symbolic, but it seems important. CT: Well it, by that time it was to me, really, yeah. And I don't know how much the university knows about that. I, I don't care if they do or not. SY: It's the same money going to the same family I don't think it matters, but. 30 CT: Well it did because it helped my social security contributions. But not enough to do any difference. That was okay I was glad to--the whole business about the Peace Corps Prep Program started because I was very active in this Association for Volunteer Administration which was a national organization. Ah really a…a busy, a small organization, but a good organization for people who are in the same area, who are interested in making volunteerism not effective, effective is a good word for it is. And it was before we had national volunteering, before, it was when the Peace Corps was getting going, it was well before AmeriCorps and all this business was started. And these women met once a year and I eventually became the vice, one of the vice presidents for this and served on lots of committees I think because I come across as being efficient, reasonably efficient. And Chris Frankland who was the president asked me to fill out, fill in a second national role and I did that. And I really liked doing it, I liked the people I worked with. It isn't, the organization is now defunct. They made a big mistake in hiring an executive director that they didn't vet appropriately. The man wiped them out every single cent and disappeared and they never, they never could get going again. They had lost all their assets. SY: It's like Mr. Barry. CT: It is! it is! It's the same idea! It is the same idea! Oh my goodness, aren't you smart. I never thought of that. Ah yeah it is. Well anyway, but anyway so that's now defunct. But anyway, still I had these ideas that I should do this. But during the time that I was active in this association we had a national conference as we did each year, and I went and I honestly do not know whether it was in Buffalo or somewhere. But anyway someplace I'd never been and we were having a big luncheon and I was sitted, seated, next to one of the women who was to be a speaker whose name was Loret Miller Ruppe. And Loret Miller Ruppe was the head of the Peace Corps at that time and we were just [chatting sounds] you know just chit chatting, lady talk. And the speaker for the luncheon got up to speak and it was Father, Father Theodore Hesburgh who was the president of Notre Dame. And he essentially said he thought it was high time that higher education took on the role of training students to do volunteer work in the same way they chose to train young men and women to be part of the national service, part of the Army, Navy, Air Force, etcetera. And he said, it is just as much of a need for people to be trained to be good volunteers to head up volunteer organizations. I wish I had a copy of his speech, I never did, but that's essent--I listened to him I thought, "Oh my socks." Russ and I had talked about this ever and ever so many times since when he'd become president that one of roles he saw needed to be fulfilled, somebody needed to do something about the fact that the students who were not in the Corps, most of them at Vermont College in those days when we still owned Vermont but some of them down here in Northfield were not having the same opportunity to become leaders as the people in the Corps were. They were not being given that opportunity to do something beyond themselves, to stretch, to learn the outside world. And he said, he said "I don't know," he said, "I just don't know how to do that." And I said, "Well I don't know how do that either." 31 But when he, Father Hesburgh did, I thought, "I know how to do this. I've got this idea." And I turned to Loret Miller Ruppe and I said, "Ma'am I think Norwich could do that." She said, "Carol, Norwich would be a perfect place to do it. Do you think you can?" and I said, "I'll ask," and I said, "Please don't say anything and I'll go and call and see." So I called Russ, got him out of a meeting and I said, "Don't say anything just listen," and I said, "I need to tell Mrs. Ruppe if we're gonna try." And he said, "We will." He said, "I'll find a way, we will." Well it must have been just before a board meeting because the next time the board met they said, "If you want to try it, go ahead." Meanwhile back at Norwich we have somebody who's a vice president named Peter Smith. Do you know Peter? Who he is? He had run for Congress from Vermont. Well there's more to it than that but anyway and been defeated. No, wrong, he had become a congressman. He, I'm not sure about his career. He had either been in--no he hadn't been in Congress at that point, he had been the lieutenant governor of Vermont. And he had written a Ph.D. thesis on Vermont College which was terribly interesting for Russ to learn when he took on. He knew about Norwich when he took on the job, he didn't know. SY: Why, I wonder what his thesis was about? CT: About the fact that Vermont College had absorbed all those programs from Goddard which is about as far off block as Norwich is you know they're kinda [chuckles]. Well it was a big job to try and pull all this together, but we were giving it a go. So he said, so I called Russ and he said yes to it. The board said yes to it. Peter Smith meanwhile said, "Let me see what I can do about getting you a grant." Good thinking. He got us FIPSE grant, do you know what FIPSE? The Fed, now the Federal, no the Fund for the Improvement of Post-Secondary Education, Department of Education. If I was smart enough I could have told you the amount but I don't remember but he got us a grant to get started. Now if I had taken a salary we wouldn't have had much money left so I was, I didn't need anything. So we had some money and I made up out of whole cloth as best as I could a program that looked like ROTC training but wasn't, was focused on various on other things, which one of them was learning how to manipulate, to act in a culture that was not your own. This was one of the things and having appreciation for others, for other communities. And so it took a while to get this thing sort of organized and once I got a program sketched out I had to go before a committee of the faculty to get their approval. Can you imagine? I was a wreck, but I thought, "Okay I can do this." So I went before the committee and I made my little talk and do you know David Westerman? Oh Professor Westerman, David Westerman he's a geologist. But he's also the guy who is the head of the program at the University for Student Research. You guys really need to be aware of this. SY: Oh you know his name's been mentioned to me because he also collected some geology artifacts I think. CT: Oh I'm sure. SY: Yeah, okay. 32 CT: I think he goes to South America and brings home chips of stuff. I don't what he does. He is the most understanding, thoughtful, articulate. He's, I'm a big of David West--. David Westerman was on that committee and he said, "Well Carol, I'll tell you what, I think you've got some good ideas." He said, "You need to smooth it out a bit but I say you're a go." And he met with the rest of the committee and I said "What did they say?" "Oh sure, good, approved." And I thought, "Oh, he saved my life." I mean he just and then he was helpful in giving me some ideas. And what I'd really like to do is to, maybe another time when we get together is to get into your records, what it was the program looked like. It was a 2 year program for anyone who is not in the Corps. That's all you had to be, not in the Corps. You had to be any elsewhere. And you took classes and you did internship in the summer. And the internships were on Indian reservations. I can remember somebody went overseas on their own ticket to get into something, you know. I really have lost a lot of the details but I spent about 2 years maybe 3 working on this. And one of the big things I had to do which was very helpful was send reports into this FIPSE organization. They assigned a women, I'm sure I'll remember her name if I think of it long enough. She wanted a report from me every Friday. Well I couldn't do it. I finally got to every other Friday, you know you'd spent too much time writing the report then actually out doing something which got to be kind of old. But with their support we were able to get this thing rolling. We were able to hire former Peace Corps volunteers to act as professors. And one of them was Don Hooper. Does that mean anything to you? He lives here. Do you know Don and Alison Hooper? SY: You mentioned it to me, yeah. CT: They make the wonderful cheese, goat cheese, Chèvre. Well anyway I'm sure that somewhere I've got the list of who those people were. Then it got to the point where it had gotten too much and there was enough money left in the FIPSE pot to hire a director, which we did. And it worked reasonably well. But when my husband's time here was over and President Schneider came and things changed there was, I don't know how to put it, it just didn't work out anymore. And they had not been a big success. There hadn't been hundreds of students flocking to it. Every once and awhile you'll hear about somebody from the, from Norwich that goes into the Peace Corps. The Peace Corps itself is not what it was. It's nowhere near as near well-funded. They don't have the leadership of somebody like Loret Miller Ruppe. You know things change. But it wasn't a bad idea, it wasn't a bad idea. SY: No it's a really good idea. So because you know you can go into Peace Corps without previous training right? CT: Absolutely. SY: So this was just to create more effective Peace Corps volunteers? So it was sort of an auxiliary program to the Peace Corps training that would follow? Was it sort of like a? CT: Well no they weren't that interested in it but it was a way of encouraging people to do this kind of service, and to do it effectively. Yeah that's right. And there were people 33 that were int--there was a guy named Mike Kim and Michael Kim was one of these ones who went through it and he eventually became a priest interestingly. SY: I'm interviewing him next week. [interview pauses and resumes] SY: So what were we, what were we talking about? Oh yeah so another thing I read in your husband's oral history was that when you first got up here it must have been mud season, looking at the place you were like, "I don't know about this?" CT: Well of course I'd been up here a lot as a student. But then you're sort of rose colored glasses, you know. But the day that we drove up here to be interviewed for the job it was March at its most March-like, and as we came down the road, which was not this lovely access road we have now from 89. Oh no, twisty turny. There was a cow - did he tell you about this? There was a cow standing beside the side of the road behind a fence. Literally it was up to its udder in the mud and I thought, "Russell," I said, "We cannot live here. This is just awful." He said, "Oh for heaven's sakes. It's just one cow…" I said, and I thought to myself, "Okay, if…" I knew he wanted the job so much. He would have loved, he always hoped he could get the job to be the facilities manager here because he said, "I could love fixing it up." He said, "Never mind, we'll get a facilities manager to fix it up." He said, "Oh this is going to be so great." I thought, "Uh huh." So we came to the interview and we stayed in guest quarters where at the time where the infirmary is, not the new one the old one. And as I told somebody once long ago and I thought it was rather apt, it smelled like your grandmother's cottage after it had been shut up for the winter you know that awful musty [sniffing sound], "Oh it's getting worse here by the minute." And then Jackie and Jerry Painter who you don't know they live in Micminnville Oregon, he was the treasurer, they came and picked us up in their lovely new Buick and it made all the difference in the world. We had a wonderful, fun dinner and they had us in stitches laughing it was so friendly and nice and it was, I thought, "Okay, we can do this. This will be alright. We can clean up the guest quarters. We can do this." Then we were interviewed and I don't remember much about the interview except when we were all siting around. Nobody interviewed me much I don't think. I don't know what I did. But finally Ken Smith, who you don't know, he's dead now but and you wouldn't know. But nice, nice guy, said, "and now General Todd I see that you have no Ph.D." Russ said, "That is correct." And Ken Smith said, "and what do you intend to do about and when will you be getting your Ph.D.?" And my husband said, "I intend to do nothing and the answer is never. Any more questions? No, alright we'll move on." But Ken Smith became his dear, dear friend just a wonderful. Ken Smith could write one of those citations on a, on a, on some sort of a document or when you get an honorary degree, the citation, oh they were wonderful. His use of the English language was just gorgeous. I really loved him. He was great. But anyways so I really didn't like it much so I said, "Okay," if you get the--Oh and then we went to New York City to some lovely club I don't know where, to be interviewed by the board who was meeting there too to interview us the very same weekend because we had just come home from Europe to do this. Fortunately I had new Blylie suit so I was feeling very fine. I always bought a 34 new suit or a blouse if I was going to be in an interview and it seemed to help and I do advise that for interviews. So we went to New York and we got--and Russ was starving, you know if I'd get nervous I don't care if I ever eat. He just gets hungry and hungry. And so we went there and went into this interview and these people were all finishing their lunch and they said, "Have you had any lunch?" Russ said, "No, I haven't." And they said, "Let's get a menu for the Todds." I have no idea what I had, no idea at all. But he decided he'd have French onion soup. Can you imagine eating French onion soup? Nope. I thought, "Oh my God can you imagine so stupid to have?" well of course he managed to get the job and eat the soup at the same time. But it was, I thought, "French onion soup! Idiot!" [Laugh] So that and when we left that interview I knew it was a go. You know I knew it. They told us the next day or something but I felt really good about that. No it was longer than that. Because Russ went back to Europe and I stayed with mother because that's when Sarah was getting, our daughter was getting married about a month later so I stayed home. And George Patton called from the board meeting to tell Russ because we'd been friends for so long. And Russ was really pleased. And then he started getting ready to you know come, reading stuff. And it was a fairly in a way a hard transition because we'd left everything in the military, put it down, and we had a month off. And meanwhile I had taken a tumble somewhere and cracked my hip or something, so I was on Motrin when Motrin was brand new which was great. And we went to England, had a wonderful time in England. I had a friend who's not there now. Lived there, we spent some time and then we came home and then we came here. All pretty, we retired on one day and started here the next sort of thing. It was good. It was good. SY: Wow and then? CT: Loved the house. Was thrilled with the house on Central Street - you know where it is on top of the hill? Because my grandmother lived in a house not unlike that so I knew where the furniture was supposed to come, sort of thing. Oh I liked that house it was fun to live there. SY: And were you glad not to be moving? CT: No I don't mind moving. SY: You don't mind moving. And then clearly you've come to love Northfield and this area. CT: I know it! Oh so originally I said, "Okay now here's the deal. If they offer you this job 5 years, I will stay here 5 years because you'll have plenty of time for you to make an impression." But I said, "I don't," and he said, "Fine, should I tell them 5 years?" I said, "Tell them nothing, just know that I'm telling 5 years." You know "Okay." So after about 3 years he said, "Well now I'm going to have to tell them I'm leaving in 2 years." I said, "You're what? You're what?" I said, "No we live here." He said, "Alright we stay 5 more." I said "5 more." But I knew he was very certain from the beginning that 10 years was what he wanted to give, that he felt anything that could do he could do in 10 years. After that he was afraid he would not be effective. That was his rule to himself so I knew 35 we weren't gonna. But then we said, "Hmmm what are we going to do after that? Hmm I don't know." Let's find some land here in this area and that's how we found, a friend found this and suggested it. SY: It's beautiful. CT: Yeah. But there's another part of my career that I've never gotten to and we don't need to elaborate this, but after the Peace Corps Prep Program I started the Center for Volunteer Administration and taught volunteer administration for 2 years or 3 through Continuing Ed over at VC. SY: You did? CT: Oh yeah. I had a friend named Anne Mills who worked with me and the two of us did this and I felt good about it. I trained maybe about maybe 50 people around here. But you know the thing is they have the same problems, you know the problems don't go away. People don't write plans, they don't take it seriously. I've gotten some of the worst fundraising letters lately and it makes me, of organizations I care about! Good Beginnings - did you get a fundraiser from them? They didn't sign it! SY: I don't. I mean I'm just friends with them on Facebook. I don't get letters from them. CT: Yeah it's a wonderful organization I really think what they do is super, but all you need to do a little, pay attention. No, but way too much of that. But I, nothing that I can do, or nothing that we can do could change that except make people more aware. National Life was a big supporter, really helped, always gave us space and we had a friend who'd been an officer in National Life and she got us a couple of grants to help run that program. So but I mean and then Russ really retired retired I did that for a little bit and then I just thought, "This is just too much fun you know." And then we since '92 I can't believe we've traveled a good deal and we've been all and I was down there looking through some of the scrapbooks and there's tons of pictures of various interesting people, and had a good time. SY: Yeah, so um so was that were you getting paid for was for running the program? CT: No, no, no, no. SY: No. CT: No. SYU: I don't know why I keep asking that. It's just because I'm thinking about the arc of your life and I'm thinking about you wanting to take those couple years before you got married, and I'm just wondering if it mattered to you in that way as validation? CT: No. No. You see when Russ was first, when we were first in the Army and Russ was a lieutenant, we and during the first, even after Sarah was born we were so, they did not pay Army officers a lot of money. We were so tight to the chest and we were so careful even to this day it kills me to pay more than I think I should for a pound of bananas. We 36 just were really careful, and we, even when we had 3 children even by the time Ellen, we were still really, really watching. It wasn't until Russ made general officer really that we got enough money that I didn't have --I remember one day Russ said, "You don't have to worry anymore. You do not have to worry anymore. There's always enough money. There's always enough that you could." Well he knew I didn't have too fancy taste. I didn't want anything fantastic. But he said, "You can stop worrying." It's meant an awful lot to me. I suppose I'm worrying because my mother worried and never said anything. And I'm sure the children didn't have any idea of this, why should they? This is just a burden I bore but it was my own doing. I didn't have to. I just was like that and it's been lovely. I can remember you know lots of times when I thought, "Hmmm if I spend $25.00 for that, no I can't do that," you know, this sort of thing. SY: You were a Depression baby. CT: Yes. SY: This is what your generation did. CT: Yeah. SY: You knew that the rug could be pulled out from under you at any moment. So it makes sense. CT: Yeah, even at the point when you're in the Army you knew that. Well we never had any concern that Russ would lose his job you know. I suppose he could have done something awful but he never did. I sort of trusted him not to do that, but that's right. I never thought of it that way but that's what it is. But it wasn't, it wasn't easy. And then when we came here of course we had not only had his retirement but we had a very modest salary from the university, because for one thing the university could afford nothing else. They - Russ had said, "I think I'll just tell them that I'll work for the first 5 years for no salary." I said, "No, no, no. That's not fair. Even if it's a little we can manage on very little, but." Mary Roux, you know who is our - you know Mary Roux runs the Uniform Shop? She was our, she came to work for me the day the moving man brought us to Northfield and she stayed with us the whole time until we retired in '92. And she was our housekeep--she was supposed to be our housekeeper but of course she became a third daughter which was really great, and yeah that was really nice to have full time help that the university gave us. She did everything for us, she cooked, if I needed her to she ran errands, she did anything. SY: You hosted a lot dinner parties you needed help. Or you need your mother's cook book on how to make hot cocoa for 100. CT: I know it. But she and I cooked a lot because we couldn't afford to pay the food service to have dinner parties, so Mary and I we made apple crisp, not for 100 but I think for about 60 one time, you know. And we did a lot that--hors d'oeuvres and stuff, and I have lots of recipes of Mary's, little recipes that she found that she whip up on a Thursday and I could serve on Friday night if I had to sort of thing. She was wonderful 37 about that. And that was in the days when this University was just going on but we were determined to put up a good face you know. SY: Keep up appearances. CT: Keeping up appearances, yeah. SY: Yeah, yeah. CT: But it was, it was, it was a great life. I wouldn't, I wouldn't have done it differently. I wouldn't have wanted to live in one place. I guess a regret, I suppose it's a regret although it isn't to, our 3 children live all over. They've gone their own separate ways. They're very successful kids to me. They've done what they've needed to do or wanted to do, but they're far away. I think it would be so nice to able to say, "Come over for coffee," or "You and your family come for Sunday dinner or something," and there's none of that. We make a lot of effort to talk a lot on the telephone and they're wonderfully good to us. But I can't see moving to California, I certainly don't want to walk, move to Washington, D.C. and Tom even worse he lives in Olympia, Washington which is charming. We have no connections except them there you know? We have to, our connections are here and in Massachusetts because Russ has cousins there and I have 1 cousin there, and we have our high school friends and we have new friends that we've met there that are good to us too. So this going back you know when I say I don't mind moving that's kind of a falsehood because I fuss and fume but I can do it and we do it twice a year. We move and pick up and [laughs], I left my winter coat down there this time instead of bringing it. I will need it in November here particularly since now those Todd Lecture Series people who've been told 100 times, "Please don't have anything after the first of November," November third next year, November third. And I need my winter coat. Now that sounds like a minor thing, but we've got to go back because I am not going to go to that parade in November without my winter coat and I'm not buying another one. Well I might. There you go, that's a thought. SY: You're a Depression baby you're not going to buy another one [laughs]. CT: It's true. SY: So ingrained, not gonna happen. CT: And I suppose people study Depression and of course you get into the end of it aren't you? I mean people who are much older than I am aren't around too much. SY: Yeah. CT: Yeah. SY: You're getting to be that last generation. CT: Yeah. SY: Yeah. 38 CT: But it was a hardworking generation. Think of our parents. Gosh yeah. SY: Yeah. CT: Yeah. SY: How long have we been talking? 2 hours! [laughs] This was, I was fascinated the whole time. I don't know if I have any other questions. Do you have any last thoughts?

Issue 39.2 of the Review for Religious, March 1980. ; REVIEW FOR RELIGIOUS (ISSN 0034-639X), published bi-monthly (every two months), is edited in collaboration ~;ith faculty members of the Department of Theology of St. Louis University. The'editorial offices are located at Room 428; 3601 Lindell Blvd.: St. Louis, MO 63108. It is owned 'by the Miffsouri Province Educational Institute; St. Louis, Missouri, © 1980. By REVIEW t,'OR REIA(;~OUS. Composed. printed and manufactured in U.S.A. Second class postage paid at ~;t. Louis. Missouri. Single copies: $2.00. Subscription U.S.A.: $8.00 a year: $15.00 for two years. Other countries: $9.00 a year. $17.00 for two years. For subscription orders or change of address, write REvt~-:w t:o~ REt,~(;lOUS: P.O. Box 6070: Duluth. Minnesota 55802. D:~niel F. X. Meenan, S.J. Robert Williams, S.J. Dolores Greeley, R.S.M. Joseph F. Gallen, S.J. Jean Read .Editor Associate Editor Associate Editor Questions and Answers Editor Assistant Editor March, 1980 Volume 39 Number 2 Correspondence with the editor and the associate editors, manuscripts and hooks for review should be sent to Rt:vlt:w volt Rt:lA~;~o'us; Room 428; 3601 Lindell Blvd.; St. Louis, MO 63108. Questions for answer~ing should be sent to Joseph F. Gallen, S.J.; Jesuit Community; St. Joseph's College; City Avenue at 54th Street; Philadelphia, Pennsylvania 19131. "Out of print" issues and articles not re-issued as reprints are available from University Microfilms International; 300 North Zeeb Road; Ann Arbor, Michigan 48106. Spirituality and Theology Alan Jones Father Jones, an Episcopal priest, is Professor of Ascetical Theology and Director of the Center for Christian Spirituality; 175 9th Ave.; New York, NY 10011. His last article in these pages, "Obedience in' the Conteinporary World," appeared in the May, 1978, issue. Non abundantia scientiae sed sdntire et gustare rein internam. (Saint Ignatius Loyola) Dogmatic and mystical theology, or theology and "spirituality," are not to be Set apart in mutually exclusive categories, as if mysticism were for saintly women and theological study were for practical but, alas, unsaintly men. This fallacious division perhaps explains much that is actually lacking both in theology and spirituality. But the two belong together. Unless they are united there is no fervor, no life and no spiritual value in theology, no substance, no meaning and no sure orientation in the contemplative life.' One of the g~'eat privileges of the sabbatical system is that it not only affords the professor an opportunity to follow a particular line of research, but it also enables him to "feel and to taste the inner thing" of his subject. When it comes, however, to the subject known as mystical theology, there is som~ dispute as to whether there is anything either to feel or taste! All I can say is that after my sabbatical, I have felt and tasted Something that might well be a subject. I feel defensive, however, on two fronts. The first is the enormity and depth of the subject itself. The second is the suspicion, odium, and contempt in which the subject has been held by some theologians over the years. The first problem is more easily overcome than the second, for every scholar in whatever subject must, at various times, be overwhelmed by his inadequacy to ' Thomas Merton, Seeds of Contemplation (1972), pp. 1"97-8, quoted in Andrew Louth, Theology and Spirituality (Fairacres Publication 55, 1978), p. 4. 161 162 / Review for Religious, Volume 39, 19~80 / 2 plumb its depths. This gives me a certain comfort. The second problem, however, is of more practical concern and is~more difficult to overcome. The cleavage between theology and devotion is surely a fake one, although some fakes and frauds have a wonderful way of pretending to be real. The ugly breach (albeit based on a false dichotomy) between "the intellectual" and "the affective" over the centuries has done serious damage to both. Lo~,e is blind; the intellect is a cripple--so runs a classic image. In order for both to progress according to this. image, the intellect sits on the shoulders of the affections and guides them while the affections give feet to the intellect. In the same way, theology and spirituality belong together. Andrew Louth writes: So spirituality.[is] that which keeps theology to its proper vocation, that which prevents theology from evading its own real object. Spirituality does not exactly answer the question, Who is God? but it preserves the orientation, the perspective, within which this question remains a question that is being evaded or chided.Spirituality is necessary to theology to keep il in its proper vocation. The converse also seems .to be true, that theology is necessary to spirituality to keep, it to its proper vocation . The danger of a non- or un-theological spirituality is.that it will tend to become a mere cult of devotion.~ The immediate occasion of these thoughts which have been sitting in the back of my mind for some time was a casual remark in a letter from a dean of a seminary concerning the possibility of ~ colleague of mine doing some teachi.ng there,in the area of spirituality. In the middle of his friendly letter there was a well-aimed barb. While he welcomed my colleague's coming to the seminary, he was not sure that his faculty would r~egard Christian Spirituality as a discrete discipline. Now this is harmless enough. Fair game, one might say, in academic circles.' Still, underneath the joking there is a vein offseriousness. In other words, I take seriously the phony breach betweeri head and heart," between "theology" and "devotion." But 1 am even more concern~ed by the fact that this so-called bre~ch is thought to be real~ by at least some theologians. The idea has come abotit that the gap has always been there and always w, iil be. Of cohrse we have to bri~dge it occasionally, but this is usually done in the privacy of ou~" schizoid selves when we say one thing and do anotheL The gap, though,~ has to be obliterated, not just bridged, one way or another, and 1 would like to see it destroyed first in the intellectual realm itself.~ ~ ISOuth, op. cit., p. 4. o ' This is where both recent scholarship and the Christian mystical tradition might,.h~lp us. The books which set me. going on this subject were. R. C. Zaehner's Gifford Lectures for 1967-69, Concordant Discord (Oxford University Press, 1970), [this is a strange rag-bag of a book, polemical yet urbane, containing some brilliant insights]; William Johnston's The Inner Eye of Love (Collins,-1_978), which is the.first rece'ni attempt that I know of to argue for the recognition of mystical theology as "a discrete discipline"; Bernard Lonergan's Method of Theology (Dartbn, Spirituality and Theology One might start" by asking whether academic the61ogy itself is a,.discrete discipline. As Andrew Louth points out: ° Academic theology., needs some understanding of its own inner coherence to justify ~ . itself at all as an academic d~sophne, otherwise the several d~sclphnes ofwh ch t consists really themselves belong not together but to other wider disciplines." Without Jesus Christ as a principle of coherence th~ Old Testament just a collection Of semitic writings, the New Testamen a collec~tionof Jeffish and Hellenistic ~Je~vi~sh writings of the first century, and early'Christian doc.- trine a mere st'rand in the history"of ideas?ol~ Ithe later Roman Empire; s~irituality empha.sizes the "principle of coherenc, e" which holds together a seminary cufricultim. Theology serves spirituality .by rescuing it'from a chronic subjectivism. It is tragic when theology a~ad spirituality aredi'vided. Wird Christus Tausendmal zu Bethleh6~n geboren Und nicht in dir, du bleibst doch ewigli~h verloren. (Though Christ in Bethlehem a thousand t!mes was born But not in thee, in all eternity, thou art~forlorn.}6 ¯ ,Tr~ue, but,dangerous, "for without any, corre~cting influence the 'Christ born in me' will become the sort of Christ who can!be born in me. He will tend toAose the historical lineaments of the first-.centur~y~Jgw he was. He will lose his strangeness.He will cease to be the.one~who confronts us in his~sovereign individuality ~.A_c_a~emic the~ology, the dispassionate study of the witness of Jesus of.Nazareth, can provide~that corrective?'' ,This is why we learn Greek. "The strange language.is a symbol of t.he:~strangen~ss of thought that must be passed through before we can understand the GoSpels aright_.':a Longman, & Todd, l~70),~which' provides a method by which such a discipline Can be reestab-lished;:'~ and 'finally, Richard 'of' S(." Victor's" Benjamin' Mino'r~ Benjamin Major'and The Four Stages in the Mystical Ascent (in Clare Kirchbe?ger's Richard bf Stl Victor." Selected Writings on Contemplation, Faber and Eaber, 1957; also M~igne'.s~P,.L.CXCVI). The latter author I consider impbrtant as one who has managed to I~eal the breach between theology and devotion, even though the Victorines tended to side w~th Bernard against Abelard. All four books helped me r~discoVer the fact that there ts such~a subject as mystical theology! ' Lofith,~op. cit., p. 10. - '~Somemight, take exception to this since "the Old ~Testament revelation has an,integrity of its own, independ~ent of the New, as the flourishing Jewish religious c0mmuni~y of our time testifies. The Old Testament is the matrix of Christianity, and is essential for Christianity's identity and S~lf-definition whereas Chri~ianity'is ~n~t simiiarl~, essentiaj for Judaism" (fro~ Dr. J~.mes Carpenter's response to the first draft of this paper). I am in complete agreement with hi~ her~, bui m~' poini was not io disparage the Old Testafiaent revelation as far as Jews are Concerned, but simply to affirm that I cometo.the Old Testament in and through the light of the Christian revela-tion. Dr. Carpenter's trenchant and illuminating comments on the first.draft were helpful in my making this revision, and 1 gratefully acknowledge my indebtedness to :him. ~ Louth, op, cit., p: 10: " ~ Ibid., p. I 1. ~ Hoskyns Cambridge Sermons, 1938, p.xxiii. ,. ' ° 164 / Review for Religious, Volume 39, 1980 / 2 Let us first take a brief look at the roots of the apparent conflict:. The disastrous cleavage between theology and religiousexperience goes right back, of course, to the beginnings of the struggle to articulate Christian belief. The formal "break," which has never really been healed, came, I suspect, at~he time ~)f the Renaissance and Reformation. For me, though,°it is sym-bolized in the earlierconflict between Abelard ~nd Saint Bernard. Ts-hy sym-bolized, because it would not be historically accurate to in~,est these two men with the rigidqualities ! am ascribing to them. Abelard represents theology. He was the proto-scholastic, whose unchastened intellect led'to his ruin. Saint Bernard represents affective piety, the burning heart devoted to God in prayer. Even though Saint Bernard won the first battle of the'campaign, it was Abelard, i believe, who won the war. The conflict resolved itself in two systerris in the thi~ieenth century: that of Saint Thomas Aquinas and that.of Saint Bonaventure. But who has heard of Saint Bonaventure's system apart from those few who are either medieval historians or students of mystical theology? Now, l know that what It have 'written here is somewhat of a caricature. Abelard, ifi places, reveals "a remarkable balance between in-tell'ect and feeling;''9 Saint Bernard, at times, seems to be devoid of feeling altogether., In reality, though, there was no real victor. Theology,became merely the tool of.the roving intellect. Bernard enjoyed ~nly a Pyrrhic ,victory. Abelard representedsomething vital to the healthy development of piety, that is, a probing and critical intelligence. Without theology, devotion was to go its own way. Without devotion, theology was to dry up and become, in Zaehner's words, "the plaything of desiccated mandarins.'''° Louis M. Martz sums up the situation in this way: During the Middle Ages .the scholastics threw a deep s~hadow over the affective life, a shadow which led some, such as Thomas a Kempis and his Brethren of the Common Life, to renounce scholastic subtletie§ as the brood of folly and the bitterlfruit of that curios~tas which St. Bernard denounced as the father of sin." I do not want tO paint too bla~k a picture. Nor do I want to reject Abelard. It was not _all bad, and there w~ele some .6otable men who were both brilliant scholars ahd committed contemplatives, Jean le Charlier de Gerson (1363-1429) for example, of whom most people have never heard! He wrote a synthesis, On the Mountain of Contemplation, the power of which was.such that it was cited b~, Richard Baxter in The Saints Everlasting Rest (1653): "Read'this you Libertines, and learn better the way of de+otion from a Papist." '~ Dorothy Sayers, writing about the problems of understanding Danters ~ James Carpenter. ~ ,~ ' ~o Zaehner, op. cit., p. 280. ~' Louis L. Martz, The Poetry of Meditation, a study in English Religious Literature of the Seventeenth-Century (N. ew Haven: Yale University Press, 1954, revised 1962), p. 11.2. ~ Ibid., p. 169, quoted from The Saints Everlasting Rest (1650), part IV., Spirituality and Theology / 165 Divine Comedy today has three things to say whic,h are germane to the discus-sion in hand: , . first, theReformatio~, which tended to substitute an infallible Book f6r that of a liv-ing and infallible Chur~ch; fpllowed by the Counter-Reformation whic~h tended to make doctrine a more rigid, and inelastic thing--to objectify an~d pigeonhole it, and to take as one,may say, 'the poetry out of it.' Secondly, there was a growing obsession with scien-tific method, leading men to discount all values which whre not (in .the modern sense) "~scientific," so that no truth was held to be true if it could not be tested in the~labofatory. A third point., is the increasing segregauon of specialists in th6r own specialties, so that the scientist is not expected to study theology nor the ttieologtan to study scmnce, nor either of them to be an artist or a poet. ~ Dorothy Sayers' third point is, perhaps the most telhng from the point of view of this PaPer. Over-specialization has made ,us mistake the fake breach for a genuine one. We are like the heretics Farinata.' and Celvalcanti trapped in the same tomb in the Inferno, yet each oblivious iof the other's presence. It was not always so. For Anglicaris the seventeenth-century was a period when the basic unity between the cognitive and affective was affirmed. It can be seen in the Caroline divines and in the metaphysical, poets. The coming together of the intellectu~il and the affective is summed up in a characteristi-cally seventeenth-century word, sensibility: the union of thought and feeling. In the nineteenth centuWroyr,d s"w "o~rt h w a s c o n 'cerned with. developing the "feeling intellect." In Catholicism the split was formally repudiated during the Counter- ;Reformation and the establishment-of-seminaries after the Council of Trent with their curricula which divided theology up to include ascetical, ~mystical, and mor~l departments. I do not believe the repudiation went very deep, but there was, at least, some attempt to deny the gap.~Classical Protestantism, of course, had no u'~e for mysticism whatsoever, and it is interesting to find Richa~'d Baxter trying to justify papist practices of meditation to the puritans. Asceticism and mysticism of any kind suggested the terrible possiblity of earn-ing salvation. It smackedbf merit and not of grace. But how were the saints to grow in grace? Baxter tried to remedy the situaiion by producing the first puritan treatise 'on the art of methodical meditation to appear in England. Why did h~ want to see regialar meditation restored to puritan piety? Without meditation theology was mere theorizing. All the preaching, teaching, and reading is so much-dros~ if it be not internaliz~d,~if the inner reality is neither felt nor tasted. ~ | And why so much preaching is lost among us and profess rs can run from sermon to ser-mon, and are never weary of hearing or reading and yet have su~:h lariguishing, starred souls; 1 know of no truer or greater cause than their ~gnorance, and unconscionable neglect of Meditation." ~'Dorothy Sayers, Further Papers on Dante (Methuen, 1957), p. 88. " Martz, op. cit., p. 154. 166 / Review for Religious, Volume 39, 1980 / 2 Baxter was not entirely successful in persuading his puritan readers. Enthusiasm was the mark of the elect, rather than the practice of methodical mental prayeL This seems to be just as true today. All efforts at prayer and meditation wbre doomed to fail. One had simply to"w~it!on the mysterious opera~tions of the Holy Spirit. I m~ention this'because_the suspicions0concern-ing mys~ticism and mystical experience run very deep.-When ~hey are repressed they come out in some other form, as Baxter himself realized. The puritan was led "to' expect 0nly Enthusiastick Consolatiohs.'''~ The answer tO wild and pathological charismatic exi~eriences is a sound'~ syst.emati~ and mystical theology. That iswhy t6day, in the face of "religious experiences,'?we need to redevelop and rediscover criteria for judging them. I believe taking seriously ofl~e again th~ study of mystical theology will be a step ifi achieving this. , .~O_ften it has been believed that ~mysticism ~ran ~th~ot~gh Christianity li~e a streak of insanity in the family. Every generation or so a mad man appeared who had to be put away or ignored. This was the prevailing x~iew, for examlSle, of Brunner, who brilliafitly, if unconv'indn~gly, a~rgued the Protestant case againstmysticism. It was a Pelagian aberration, a neo-pl~itonic impurity sully-ing the integrity of Hel~raic ~eality. A wedge was placed between the so-called prophetic religions and the so-called mystical ones: MystiCal religion was passive, ihactive, .quietist, not interested in ~he, world ~nd its sufferings." Ironically, of course, prophetic experience in the Old'Te~tamen( as an im-mediate experience of the reality of God is my.stic~l. What was Moses if not a myStic? Nevertheless,~ the vtew has long prevatled that mystical and propheti~ r.ehglons were opposed to one another. Anghcans took th~s up just before and Well after the Second World War in the pursuit of wl~at ¢vas theft called "BiblicAl Theolo,.gy." Iremember my old profes.sbr, Alan'Richardso~, ~i~n- ~ sistin~ in his gen'tle way that Christianity was essentially ant~-mystical. ~Fh~ puzzl6d me greatly at the time since I had the tempe~rament which took mystic)sm as a given of human experience. Richard.sob, no doubt,~meafit mysticism in the Brunner sense (as essentially monistic add pantheistic), but Brunne~:'s hssessmen~ of mysticism ,~s so one-sided and limited as to be~ in the end, unconvincing. Mysticism's only real ally amon,_g P(otestant theologians, as far as I can make out, wag Tillich. Without theological" undergirdings, mysticism be6om~s, .in Richard Norris' marvelous phrase, little more than th'e building and furnishing of a private little "hacienda of the soul.'"' There has been no stern~ ~ritic, in the " Ib;id., p. 157. ' . '~ See his Bicentennial Lecture, "Hunting the Transcendent," unpublished, but available from the Center for Christian Spirituality. His iconoclasm with regard to spirituality is thorough. I think he gives, implicitly at least, what R.C. Zaehner asks of the theologian: i.e., "not a theology of the Death of God. but a theology of the death of self, the death of the human ~'person,' who is not only our old enemy, the ego., but also the ego~who has 'got religion' because:he thinks he has found the 'true' self." (Zaehner, op. cit., p. 208). ., . ,° Spirituality and Theology / "167 best sense, of mysticism/spirituality-- call it what you will -- than Dr. Norris. He has certainly helped and influenced me in moving towards a~more critical approach to the subject. His" own introductory lectures in Systematic Theology at theGeneral Theological Seminary of New York, (a course which I once shared with him) were undergirded by what I would call "mystical theology." His whole thesis revolved around the-uflcovering of the structure of a relationship between God and the world. Mystical theology is about nothiiigqf.it is not about that. ~ Nevertheless, there are enormous odds against developing a rigorous mystical theology. Traditions are hard to break. Anglicanism gets the worst of both worlds. From Western Catholicism it inherits the'ancient, if false, cleavage between tl~eology and devotion; from Protestantism, deep suspicions with regard to any systematic, disciplined devotional life. There is one final obstacle to look at before we examine the state of theology today and try to negotiate for the reacceptance of mystical.theology as.an object of serious study. It is the obstacle of a peculiar mind-set: hard, obdurate, pseudo-scientific, fundamentalist. By "fundamentalist" I refer not only to a crass literalism with regard to the Bible, but to a crass literalism towards all "facts." - It was not accidental to find, during my days as an.undergraduate; that the Christian fundamentalist students were often, studying~scientific subjects like zoology and biology: subjects of observation and classification. I believe.there is a kind of academic fundamentalism wtiich is just as infectious and insidious as a biblical fundamentalism. It tends to see" facts" as flat, o he-dimensional. This~fundamentalism finds it hard to acknowledge that there may be more than one level ot: truth, more than one way of looking at, reality~ Some early biblical critics, for example, were no less dogmatic in telling us what a par-ticular periscope signified than the fundamentalist. There is little or no sense, in this mind-set, of the value of symbols in pointing to the inexhaustibility of "facts." : Tobe fair, this mind-set goes with scientific technicians rather than with the ,brilliant scientist who, like Einstein,~can make intuitive leaps like the mystic. The best description I havre come across of this mind-set is that of Edmund Gosse °writing about the a~titude of his parents to the Bil~le. It should be remembered that his father, Henry Gosse, was a zoologist. It involved: a definite conception of the absolute, unmodified, and historical veracity, in its direct and obvious sense, of every statement contained within the cove~'~ of the Bible. Further, " - and for my fatli~r, nothing was symbolic, nothi.ng allegorical or allusive in any part of scripture. Both my parents, I think, were devoid of sympathetic imagination. Hence there wa.s no,mysticism about them. They went rather to the opposite extreme, to the cultivation oi" a rigid and iconoclastic literalness.'7 'Edmund Gosse, Father and Son (Penguin Books, 1907, revised 1970, pp. 49-50). 168 / Review for Religious, Volume 39, 1980 / 2 -Literalness of mind can attack the professor of any discipline, not least that of mystical theology. One has only to read Tanqueray and even Harton to realize how far the "~reification.of ideas" can go. Andditeralness is nowhere more dangerous than ~vhen dealing with "the anatomy of ~ouls." The question is, how do I harmonize (insofar as t want to) all my ex-periences, .all the bits and pieces of the self? I do not think it unreasonable of me to look to theology:.for guidance and help. My spiritual nourishment comes from all sorts of apparently strange places: the novels of Iris Murdoch, my downstairs neighbor banging away at the piano and singing at the top of his voice, our family meals, a stimulating lecture by a colleague, and a host of other things besides the more obvious,centers of Christian devotion. A rigid, literal mind will not help meointerpret and harmonize these differing experiences. Before'we mov~ on to examining what might be the structure and method of a mystical theology, let us look at.the study of theology as such. There has been a great deal written already about theological studies which suggests to me that mystical theology is being slipped in through the back door. Theology which is rooted in present experience or theology as biography suggest an ap-proach to theology-which sees it as a reflection on religious experience (which, to get ahead of myself, is William Johnston's definition of mystical theology). In other words, there is a tendency for theology to be experience-based. Theology is a living, reflective encounter with a living tradition, and not "an understanding which is~at several removes from, and well-insulated against, the reality of which the scriptures speak.'''8 1 think this is why there has been such a resurgence of interest in religious experiences of all kinds:=-some of them, it is true, dangerous and bizarre. The hunger, ,however, is'real enough. It is easy to see why the academic world so easily gets jaded, cynical, and tired. Frankly, we do'not have time to experience much, let alone reflect on it. Theology then becomes dealing with experiences always at second or third hand. A sabbatical such as mine provides an opportunity for what Charles Peguy called "pure reading." Pure readers are those "who read a work solely and simply for the sake of reading it or taking it in, to feed and nourish themselves on it as a precious foodstuff, in order to promote growthdn themselves, to promote their inner, organic~dignity, not at all to use it as something to work with, to promote one's social status in a secular society.'".9 Without this freedom to read and think for its own sake, the pleasure is sapped out of teaching. As R. C. Zaehner puts it, "The joy has turned into tedium, and it is the tedium that one is likely to transmit.''2° La chairest iriste, h~las!'" wrote Mallarme, et, j'ai lu tousles livres ("sad, sad, is the flesh, and 1 have read all those books"). Theology takes a certain amount of leisure, and leisure is ver.y expensive. It Trevor Ling, Buddha, Marx, and God (London: Macmillan, 1966), p. 197. Quoted in Zaehner, op. cir., p. 18. 2o Ibid. SpiritUality and Theology is, however, only meditative reflection that the mere curiositas which Saint Bernard railed against turns into astonishment and admiration. But admira-tion on its own will not do either.: Wonder needs an ihterpreter. Devotion needs theology, and that is why it simply~will not do to relegate mystical theology, to the rubbish heap, since_it_reappears in other._f.o.rms.(in-the-new jargon_~s ~f~co~t~xtu~al education and storytelling theology). Christian mysticism, insofar as it has been a mere interlope.r from Neo-Platonism,2' needs the severe censure of theology. When devotion is cut off from theology, curiositas does notomove towards admiration but to superstition. God becomes, for the theologian cut off, ,from devotion, a "pale, intellectual substitute for the God of Abraham, God of Isaac, God of Jacob"; for the mystic, God becomes either a crazed Oriental despot or To Hen, the great blob into which he longs to be absorbed. |n fact, the deeper one goes into the realm of mystical experience, the more vital is the critical eye of theological discrimination. Devotion to the point of ecstasy . can lead to a terrible moral indifference. Detachment can easily degenerate into disassociation and the wild inflation of the ego. The "1" that has beenJannihilated becomes "God"! In the Bhagav.ad Gita (18:7) we read: "A man who has reached a state where there is no sense of 'l',.whose soul is undefiled--werehe to slaughter [all] these worlds--slays nothing. He is not bound."22 This has tremendous social implications, as more and more persons long for just such an experience which annihilates the "I"~. and therefore annihilates moral responsibility. The rise in mindless acts of violence and un-motivated crimes points to a religious, as well as sociological disease. Depth p~ychology has taught us that we cannot help acting out our inner ¯ life, and it would be just as well if ~'e were to know something about.it. We might even learn to cultivate it,.not in the Norrisian sense of tending our own little "hacienda," but in the sense of cooperating with, and even co-creating of, our inner life. I cannot do this without the critical discipline of theology. But ~there is a further implication because, not only does the individual live out his inner life, but that same inner life eventually overflows and floods into social forms. The Church, of course, has been left out in the cold in that it has found itself largely bankrupt to offer alternatives to the hungry masses who feed on the spiritual, supernatural, ~ind often superstitious banquet provided by the ambient culture. Theology has done httle to ~nterpret these ~mpulses or ~ to help people develop a discriminating palate with regard to the various ¯ delicacies available. That some of them are deadly is beyond question. The mass suicides of the followers of the Reverend Jim Jones in Guyana point to the literal deadliness of some forms of "religion." So it is not simply a.matter 2, See Zaehner, op. cir., pp. 14Iff. ~ Ibid., p. 231. Zaehner goes on to give the modern instance of a totally unmotivated murder com-mitted by one whose mind is "still, pellucid, and free from occupation" (Andrew Gide, Les Caves du Vatican). 170 / Review for,Religious, Volume 39, 1980 / 2 of academic niceties. A strong, critical seminary faculty could mean a matter of life and dea~.~th,_.It coul~ave a,.strong-i~iv-'~'~'ffd:-~-~-diating-r~l~, par, ¯ ti-c~larly when it looks as if we.might be victimized inside the Church, as well as~without, by new fanaticisms and enthusiams. =, The reader may have'been,frustrated by the fact that I have gotten this far without, givinga definition of what Imean: by mysticism (except as "religious experience"). Dean Inge gave twenty-six definitions in his Christian Mysticism of 1899. Iread.that book (which is not about Christian mysticism at all, but about neo-Platonism), .but since 1899 there,~have been significanli developments to,warrant our adding a hundred more,to~,the "~gloomy dean's" twenty-six. William Johnston. has recently struggled¯ with this problem of definition in. his The Inner Eye of Love. ~ ~ o~' If we go back to the Middle Ages we find that there is no distinction be-tween mystical theology and mystical experience, Jean Gerson (1363-1.429), whom we have already mentioned, writes: Theologia mystica est experimen-talis cognitio habita de Deo,per amoris unitivi complexum (Mystical theology is.~xperimental knowledge of God through the embrace of unitive love).2~ From this Johnston points out. that 'Christian "mysticism,is wisdom Or knowledge that :is found through love; it, is loving knowledge.'??' It is also ex-perimental, knowledge. It is not abstract. It is personal. And as we shall see later, w.hen we take a brief look at Richard of St. ~Victor; mysticism comes to fruition only when it reaches out in love towards others and towards the world, .in what we would call social action or outreach.: Now in my plea for the redevelopment of the mystical theology, I do not wish to imply that nothing has :'been done to reflect theologically,~about mystical experienceiin a systematicway. Roman Catholics have been trying to do"this since,the thirteenth-century, and I have waded through the treatises of Poulain and Pourrat, ,Tanqueray and Garrigou-Lagrange. The trouble witch these works is,that~they are pre-Freudian and pre-Jungian in outlook. It seems to me that it would be hopeless to try to develop a mystical theology today without relying heavily on the insights of these two great pioneers. °.Johnston claims that. the call to loving contemplation is given to everybody. It is supremely human activity. He also affirms that mystical ex-perience (if we go deep enough) is "a passage to'the¯ordinary.''2~ I certainly found this true in my short month as a hermit. It was, quite simply, a move-ment into the wonder of the ordinary. Johnston relies heavily on Bernard Lonergan's, Method in Theology in order to find a definition for mystical theology. As .Lonergan writes, "Method is .not a set of rules to be followed metiEulously by a dolt. It is, a, framework for collaborative creativity.''~ Lonergan is searching for a "transcendental method" which seeks to include not only what is thought, See Johnston, op. cir., pp. 19ff. ~'.lbid~, p. 20. ~ Ibid., p. 37, Lonergan, op. cir., p. xi. Spirituality and Theology / 171 heard, and reflected~upon, but also who it is who thinks, hears, and reflects. Theology seeks a .place where we emerge as persons, meet one another in a common concern for values, seek to abolish the organization of human living'on the basis of competing e~oisms and to repla(e it by an organization on the'~iasis of mhn's pdri;eptiven~ss and intelligence, his reasonableness, and his responsible exercise'of freedom.2' ." ":' L~onergaii"goes o~'i0 define th.$o_Jl.qogy as "refl,ection on religion,"~while Johnstbn ~defines mystical theology_as reflection on mystical~experience. "M~,s'ticism is the experience{haystical theology is reflection on thig~:ex-perierice." 2s We need the latter to combat the ~endency to~anti~-in~elle~tua.lism today, particularly in areas where religidus exl~erience~is coficerned.'"We need," sa~'s Johnston, "to interpret mystical experiefice and fihdits meaning: We~ nebd to distinguish the ahthentic from the inauthentie. Then there is the practical need to guide people.''2~ ~" The data, then, of mystical theology are the experience of mysticism, past and present. The sources are the Bible and the varied witnesses of the Christian tradition. It is conc~erned with° research, texts, history, and doctrines, but is is interesting to note that when Lonergan comes to the foun-dation of theology as such, he speaks of reflection or conversion. ~o Mystical experience has always been the v~ery core of theology. The theology of the Fathers "welled up from their mystical experience. But [and this is very significant] it also led to mystical experience." ~' Johnston goes on to pinpoint the problem today: ~ ,~ The~great temptation of theologY' has always been to di{'orce itself from mystical ex-perience. This was a very real problem in the Middle Ages; and it is a very real problem today. Particularly so, since,m the:last, few centuries theology~has bee_n grea!lY pre- 0 . qccupied with controversial issues; has becomeoextrem~ ely~academic., .and has largely di~vgrced itself from spirituality. Contemplative experience has been relegated to the pious writers on pious books. This is scarcely a healthy situation; for a theology which is divorced from the inner experience of the theologian is arid and carries no conviction. ~' If Bernard l~onergan is rjgti~ ip t~hat the Present and the futurewill be characterized by "the switch to interiority" then we will need to heal the breach between devotion and theology if we are to speak to our generation. Can w~ speak not ofily from "a wealth of sound scholarship bu~ also from a° wealth of personal experience"?~ Johnston gloomily concludes that theologians as a breed s~em particularly resistant to conversion: "The~ theologians i'emain unregenerate.''~' I am not so pessimistic, for this has not Ibid., p. I0. Johnston, op. cir., p. 43, n. 1; Lonergan, op. cir., p. 267. ~ Johnston, op. cil. " Ibid., p. 58; Lonergan, op. cir., p. 130. Johnston, op. cir., p. 56. Ibid., pp. 56-57. ~ Ibid., p. 57. Ibid., p. 58. 172 / Review for Religious, Volume 39, 1980 / 2 been~my experience. When Alan Richardson rejected mysticism he was plainly advocating it in another sense. When Richard Norris points tothe dangers of what can so easily be a non-subject, he lectures about the God whose being is only uncovered in relationships. He lectures about love. When a seminary dean slips in.a "dig" abou.t discrete disciplines, he unrepentantl~ sees that this non-subject is given i~riority in the seminary curriculum. '.'As conversion is~b~sic to Christian living, so an objectification of,~conver-sion provides theology with its foundations.''3~ So writ.es Lonergan. Priority is being given, at least implicitly, to Lonergan's definition of theology as reflection or,conversion in its intellectual, . moral, and religious dimensions. The latter dimension is the concern of mystical theology. The converted per-son is like someone in love "without limits or qualifications or conditions or reservatio,ns;i'36 Lon.ergan's counsel to theologians is in the form of four "transcendental precepts": Be attentive. Be intelligent. Be reasonable. Be responsible. Later he insists on adding a fifth: Be in love.~7 Lonergan's counsel comes to me almost as a command, as an antidote to madness. Coleridge (and I wish I could locate the reference) delineated two kinds of madness: the moral and the epistemological. Moral breakdown seems easy to discern, but what about the epistemological breakdown where nothing means anything and every human longing and aspiration is relativized out of existence? There is a saying attributed to Saint Anthony: "A time is coming when meri will go mad, and when they see someone who is not mad, they will attack him saying, 'You are mad, you are not like us.' ,,~8 What exactly do I mean by epistemological madness? It is a form of "in-sanity" which atta.cks true knowledge in two ways which are contradictory. " Lonergan, op. it., p. 130, see also,'p. 241; Johnston. op. cit., p. 58, n. I. -'~ Johnston, op. cit., p. 58;oLonergan, op. cir., p. 106. -" Johnston, op. cit., pp. 60, 61; Lonergan, op. cir., pp. 10ft. 1 do not have time, an such a short paper, to do justice to Lone~'gan. And I confess that it took Johnston's book to bring me to a sym-pathetic reading of Lonergan's. I had tried a few years ago and found it then indigestible! Lonergan goes on to say, "Now in a sense everyone knows and observes transcendental method. Everyone does so, precisely in the measure that he is attentive, intelligent, reasonable, responsible. But in another sense it is quite difficult to be at home in transcendental method, for that is not to be achieved by reading books or listening, to lectures or analyzing language. It is a matter of heightening one's consciousness by objectifying it, and that is something that each one ultimately, has to do in himself and for himself" (Lonergan, op. cit., p. 14). ~ The Sayings of the Desert Fathers, tr. Benedicta Ward, S.L.G. (Oxford: Mowbrays, Cistercian Studies #59, 1875), p. 5 §25. Spirituality and Theology The first way is to say that we can know absolutely nothing. Everything is relative. Nothing, in the end, signifies or matters. It is easy to see how'this form of madness leads to moral breakdown and corruption. The second way is to say that we can know' everything (at lea~t in principle). Knowledge is graspable and finite. This is manifested in the various ideali~sms, dogmatisms, and fundamentalisms which drive people mad. It is also easy to see how this leads to a moral bankruptcy of a different order: a bankruptcy of.legalism. Both ways of madness have a root cause: the lust for security (not unlike the two forms of gnosticism which were and are manifested in libertinism and rigorism). "Nagging doubts engender rigid certainties." One way invites us to get lost in a desert of nothingness of the°destructive kind. The other lures us into a jungle of moralism. Both are places where the human spirit soon dies. The dilemma is this: how to have something, to live for, an ideal, a goal, a vision, without our vision being deified, our ideal being the cloak for megalomania. There is a way to resolve.the dilemma. It is a hard way, however. It is the way of prayer. The Christian call to contemplation is an antidote to individual and collective madness, particularly to the epistemological madness, which is attacking our culture now. Lonergan's four precepts are, in effect, the structuring of an epistemology which covers our "knowing" from direct experience, to inquiry and under-standing, through reflection and judgment to decisive action. His sources and references are interesting--Horney, Maslow, Rogers, and Piaget. They all stress the social and historical character of human knowledge. Indeed, Lonergan is the first major theologian I have discovered who really takes the development of human consciousness seriously. Ironically, the only other place that I know of where there is an analogous.ascending scheme of epistemology is in mystical theology. There we begin with study, move into prayer, and end in contemplation. Most of what we call knowledge is really only the first form, study. It is very important and in no way to be despised. Contemplation is not simply the beholding of God in a non-vocal, non-discursive way. In the end, it is that. But it is also simply taking as large a view of things as possible: ltis a mode of knowing, a way of considering every kind of knowledge . It is a free and clear ~regard of the soul, directed to the object of knowledge, gathering in comprehensive-ly many single points, dwelling thoughtfully and poised in wonder upon its object.~9 Now tla~s is a contemplative method of approaching all knowledge. It is only a metho~l, not the method. Indeed, the analytical method is also very im-portant. But unless all our knowing points to a loving contemplative end we ar~ bound to fall into one or other of the traps of epistemological madness. ~ Kirchberger, op. cit., p. 39. '~ 74 / Review for Religious, Volume 39, 1980 / 2 We.will find Qurselves either;among the libertines or among the rigorists: the know-nothings or the know-it-alls. Contemplation does not require sacrificium intellectus sorightly feared by philosophers and theologians. It does, however, require sacrificing the primacy of theintellect. Contemplation requires its dethronement. It seeks to reverse [he process~of its reification and deification. The intelligentia (for the Victorines, for examp!e, who were Catholic humanists, fundamentally op-timistic about the human condition) is the instrument of the contemplative act, suspended, it is true, during ecstasy, but essential afterwards for integra-tion and interpretation. Intelligentia here is, of course,, not so much the naked intellect of discursive reasoning, but rather an intuitive vision, a sort of unitive principle at the heart of the intelligence which.seeks to harmonize experience. Richard of St. Victor, _for example, says that: the character of contemplation varies in three ways¯ Sometimes it effect~ an enlarging of the mind, sometimes a raising and sometimes an abstraction¯The enlarging of the mind is when the gaze of the soul expands widely and is intensely sharpened, but this in no way goes beyond the limit~of human effort. The raising of the mind is when the activity of the intelligence, d!vinely.i/lluminated, transcends the limits of human effort but does not go over into ecstasy, so that what is sees is above its powers but the soul does not withdraw from its accustomed way~ of knowing . Ecstasy is when the memory of things present withdraws from the mind and it moves by a transfiguration divinely wrought, into a state of soul attainable'by"hunian effort . The first is caused by human effort, the third only ¯ by divine grace, the middle one by a mingling of both, namely human industry and divine grace. Our concern here as theologians is with the first mode of contemplation, with the first step in the third mode in our ascending scheme of epistemology. Richard. goes on to tell his readers that this first step (the enlarging of the mind) . ¯ can be dev~eloped in,three.ways: by art, by exercise, by,a,ttention. We attain the art of' doing someihing when we learn how it is to be done either from good masters or by in-vestigation. The exercise is when we put into practice what we learnt of the art and make ourselves quick and e'~fective in carrying out this practice. Attention is whi:n we reflect . with effort on what we have carried out with great diligence . By these three degrees., the depth,,of mind is widened and made more apt for any kind of Aear~ning or skill." This is not a bad description of educational method as rooted in a move-ment of contemplation which leads into the great knowing of "unknowing," to the knowledge which is love. But, aswe have seen, even this mystical ecstasy is not the end, nor is itthe sole object of our spiritu~al life (the furni.shing of our hacienda!) There is one more act of sacrifice required. "T, he.,la~s~ self-surrender to.God is the surrender of the self-centered desire for Go~, and the final possession o~God on.earth :comes.in union, with Christ's fruit-bearing Ibid., pp. 183-184(Benjamin Major V, ch. II). Ibid., p. 186 (Benjamin Major V, ch. 111). Spirituality and Theolo~,y. /175 life of sacrifice and gervice to the brethren and all 'mankind.'''2 The end of Christian contemplation, then, is always compassion. Presumably it is also the end of theology. As Lonergan says, man achieves authenticity in self-transcendence. One canlive in a world, have a horizon, ~ just in the meastJre that one is not locked up in oneself. As the question of God is ~mpllClt ~n all our questlomng, so being ~n love with God ~lS the basic fulfdlment of our conscious intentionality.'" ~ ~ I fully acknowledge the tendency of~.this strange subject to be.~a parasite on the backs~of the other disciplines. It seems to encroach on territory not its own~ Itcan be annoyin~ and vague and at the same' time'arrogant and preten-tious. It needs help an, d understan~ding ~f itis no(to be a Cuckoo lhying its eggs in the meticulous and well-constructed nests of others. In a way, Christian ~pirituality does not have a separate existence of its own. It exists only in rela-tion to other disciplines, but I would like to see it develop symbiotic rather than parasitic relationships. I repeat, the final end of Christian mysticism is compassion. In Richard of St. Victor's De Quatuor gradibus violentae caritatis (notice here that love is passionate!) he writes that there are four stages in the mystical ascent. There is knowledge of self (meditation). Then there is the ascent to God (contempla-tion). Thirdly there is absorption into God(whichRichard calls jubilation and which, alas, often gets identified as thepoint of mysticism). Fourthly, there is the going forth from God (compassio~n),." In the first degree, God enters into the s~ul and she turns inward into herself. In the second, she ascends above herself and is lifted up to God. In the third the soul, lifted up to God, passes over altogether into-him. In ~he fourth the s0ul gbes forth on God's behalf and descends below herself. In the first she enters~into h'~rsblf, in the second she goes forth from herself. In the first she reaches her own life, in the third she reaches God. In the first she goes forth on her own behalf, in the fourth she goes forth because of her neighbor. In the~ first' ~lie enii~rs in by meditationl.in the secondshe ascends bylcoi~templa-tion, in the third she is led into jubilation, in thefourth: ~she goes out by co~npassion." Theologyi~pushed by!its own p~o~bihg anffliv~ely'fin, certainties, ends either with compassion or with despair and cynicism. , Just as unrestricted questioningis our capacity for sdf-transcendence, so being in love in ~ an unrestricted fashion is the proper fulfillment of that capacity. That fulfillment is not the product of our kno.wledge and choice. On the contrary, it dismantles and abolishes the horizon in which our knowing and choosing went on and it sets up a new horizon in which the love of God will transvalue our values and the eyes of that love will transform our knowing.'~ _, But the very experience of transcendence raises the very issues which theology must continually face. Ibid., p. 46. Kirch'berger, op. cit., p. 224. '~ Lonergan, op. cit~, pp. 104-105. '~ Lonergan, op. cir., p. 106. 176 / Review for Religious, Volume 39, 1980 / 2 Man's response to transcendent mystery is adoration . Accordingly, which mystery is not to be confused with problem, the ongoing contexts within whic~ mystery is adored and adoration is explained are anything'~ut free from problems.", Academic theology comes into its own' by probing those experiences which otherwise would rob Christianity of its giveness and strangeness.~ Rigorous theo!ogy saves Christi~.nity from becoming domesticated and f~mili~ar. Le! me end with a quotation from Diadochus Photic~:. . the theologian tastes something of the experie_nce of the contemplative, provided he is humble; and the contemplative will little by little know something of the power of speculation, if he keeps the d~isce~rning part of his soul free from error. But the two gifts are rarel§ found to the same degree in the same person, so that each may wonder at the other's abundance, and thus humility may increase in each." Ibid., pp. 344-345. " Louth, op. cir., p. 14. Now Available As A Reprint The "Active-contemplative" Problem in Religious Life by David M. Knigh~t Price: $.75 per copy, plus postage. Address: Review for Religious Rm 428 ¯ 3601 Lindell Blvd. St. Louis, Missouri 63108 Celibate Friendship Brian O'Leary, S.J. Father O'Leary is a staff-member of Manresa House; Dollymount; Dublin, 3; Ireland. He characterizes the present article as complementary to his first one, ~'Reflections on Apostolic Celibacy" (May, 1979), "dealing with the horizontal dimension where the other dealt with the vertical." One of the difficulties with using the word celibacy in the context of religious life is that .the primary meaning of the word is negative: abstinence from marriage, or the unmarried life, the state of .non-marriage. But if con- ~secrated celibacy is agift from God, then it cannot be so~ethi~.n.g negative. At most it :can have a negative aspect or side effect, aconcomitant frustration or ~'painful limitation. But the gift itself must be positive. Religious celibacy is for living, for loving. It has everything to do with interpersonal relationships: with the God of Abraham, 1.saac and Jacob; with Jesus, :the enfleshed and full revelation of that God; with peopib, men and women, near and far, good and evil. It has to do with love received and love given; with life lived to the full through carin~ and being cared fore through reachir~g o~ut and being reached out to, through c6mmitment to people and having peop!e committed to us. Our relationships with God and with people ai'e closely intertwined. Our Iexperience of being loved by God and loving God is somehow dependent on o~" exp'erience of being loved by people and loving people. St. John wrote: "Anyone who says, 'I love God,' and hates his brother, is a liar, since a man who does not love the brother that he can see cannot love God, whom he has never seen" (I Jn 4:20). We can also argue! a man Who does not experience the love of his brother whom he can see, cannot experience love of God whom he has never seen. We need to give and receive a love which is tangible in order to give and receive a love which is !ntangible. Remembei" the lines ot: William Blake: 177 178 / Review for Religious, Volume 39, .1980 / 2 i looked for my soul but my soul 1 could not see. 1 looked for my God but my God eluded me. I looked for a friend and then l found all three. ~ Religious are not usually exempt from this dependence on human love and friendship in their seai'ch for God. Celibacy itself, far from lessening our need of the experience of love, is offering us a greater freedom in loving, and conse-quently a greater facility in finding God. This latter ideal is well expressed in the Autobiography of St. Ignatius where we read: His devotion, that is, his ease in finding God, has always continued to increase and now more than in his whole life. Each time and hour that he wanted to find God~ he found him? This is the experience of a lover, but of one whose love had been purified since the immature days of his young manhood when his love for God and people had leaned more to the fanciful than the real. Describing his convalescence from his war wounds received :at Pampl.ona he says: Of the many vain things that presented themselves to him, one took such a hold on his heart that he was absorbed in thinking about it for two or three or four hours without realizing it: he imagined what he would do in the service of a certain lady, the means he would take so he could go to the country where she lived, the verses, the words he would say to her, the deeds of arms he would do in her service. He became so conceited with this ~ that he did not consider how impossible it would be because the lady was not of the lower nobility nor a countess or a duchess, but her station was higher than any of these.~ . ~ Because Ig'natius' experience of human love at that ti~me'was of this dreamy, romantic kind,'his way of loving God was similar: to undertake great and ar-dubus deeds and penances" such as his spiritual heroes had undertaken: St. Dominic did this, therefore, 1 have to do it. St. Francis did this, 'therefore, i have to do it.~ There was far more of Ignatius in that way of loviiag than there was of God. But gradually h~gi'ew both in human love and in divine love, parallel ex-periences keeping pace with° one another, inextricably intertwined, almost be~:oming one." Finding God in all things ahd all things in God. What then can b~ said about human love? A very great d~al if we judke by the' ~tmount that has been written about it from early epic poetry through lyric poetry, drama, thenQ~el and other literary genres. But .let us take just one series of reflecti6hs from a modern psychologist, Erich Fromm. The Autobiography of St. lgnatiu's' Loyola, Harper Torchbooks (1974), p. 93. Op. cit., p. 23. ~ Ibid. Cefibate Friendship What does one person give to another? He gives of himself of.the most precious he has, he gives of his life. This does not necessarily mean that he sacrifices his life for the other, but.that he gives him of that which is alive in him; he gives him of his joy, of his interest, of his understanding, of his knowledge, of his humor, of his sadness, of all expressions and ~a~ifestations of that which is alive in him. In~ thus giving of his life, he enriches the other person, he enh~ances the other's sense of aliveness by enhancing his own sense of aliveness. He does not give in order to receive; giving is in itself exquisite joy~' Fromin's emphasis here on one's aliveness that is giveri,~shared and enhanced reminds us of the statement of St. lrenaeus: "The glory of God is man fully alive." If wetake glory in its biblical meaning as a visible and tangible manifestatioff of God's presence, as in a broad sense of sacrament of God's presence, then'we can see how in truly human love God can be found and ex-perienced. It is not a question of arguing from the reality of human love to the realitY, of divine love, but rather of experiencing divine love through the ex-perience of human love. To shut oneself off from human love either through fear or inhibition or anxiety or some stoical ideal of spirituality is to cut oneself off from the p6ssibility of touching and being touched by thedivine. Strange as it may seem', mature human love does not come easily and spon-tane0usl~ to us. If left unreflected on and undirected, our loving tends to be egocentric, selfish, possessive, jealous--in a word, sinful.' Mature love demands all the patience and pain and even dying associate~l with growth. For most people, whether Christian or not, the normal ambience for such~growth to maturity is the family. This can be a schpol~o_f generous, self-g~ving love through_.the muluple relationships which kmt tts meml6ers tok'~lier. G~wng, receiving, sharing, each alter~ates--h~ i--~'~a~p-'~f~"~i|y that is closely united in love, yet otie that is not closed in u.p6n itself in a complacent, smug manner.~ The family itself has to. be open to others. It was in our own families that we first learned experientially about love, and we carry that gift with us throughout our lives. Conversely, we also carry the inevitable limita-tions and.deficiencies of that experience throughout our~ lives. Hence the need for being in touch with our past, for forgiveness and I~he letting go of resent-ments, and bitterness, for self-acceptance and the,~healing of memories. But now as adults we are called to a different life-style, one demanding the renunciation of any possibility'of founding a family of our own and bringing new human life into the world. This means that we are renouncing the use of the most natural and normal means for growing in mature, human love. Such a decision is not to be taken lightly. We must be sure that we can grow without such help. Ours is a minority kind of vocation,,~a minority life-style. But the call is still growth, maturity and love. The road may be,steeper, in many ways more solitary, but'it will also be less encumbered. There are two paradoxical 4~, requirements: to develop a capacity and even a desire~.for solitude, and to develop a capacity for deep and lasting friendships. Solitude and friendship ¯ The Art of Loving, Unwin Paperbacks (1975), p. 27. 180 / Review for Religious, Volume 39, 1980 / 2 are the two keys to a'healthy, integrated, celibate life. In both we find ourselves, the other, and God. Friendship in the lives bf religious takes many forms,, is experienced in many contexts, and has many degrees of intensity. As we live in comm~unity we are first challenged to look for friendships there. Ideally, at least, some close relationships in this. arena should be possible. ~Then there are the people whom we serve in our direct apostolate and those others with whom we col-laborate; some friendships of depth' may well emerge from these sources. Finally, there are the friends ~wejust happen to form from chance meetings or strange coincidences. All of these together give us a wide range of relation-ships such as is healthy and envigorating for any person to hav.e. It~'is an enriching and broadening experience to have friends among many age-groups, different social classes, varied occupations, and so on. Through them we touch life and are touched by life. As we move across the spectrum from acquaintance to friendship to close friendship to deep, intimate love, the reality of our celibacy becomes moreand more pertinent. In a relationship of mere.acquaintance the fact of being a con-secrated celibate is almost irrelevant, but in.a relationship of deep loving it becomes central. Some religious feel safer hovering around the center of that spectrum--and undoubtedly they are. But for others the call to take the risk of deep loving is part of God's call to respond to His love.This they accept with joy, yet they remain aware that their celibacy is a fragile as well as a beautiful gift, and that it has to be guarded as-well as celebrated. Relation-ships of deep, intimate, .human loving can exist between a man and a woman, a man and a man, a woman and a woman. So let us reflect on the conditions in which a religious might feel free to sustain and foster such a relationship. 1. The religious must be mature. As we have seen, maturity is a process of growth, and so the requirement of being mature is 'in some sense relative. What it means basically is that the person be comfortable with his or her own sexuality, be able to know and accept himself or herself as a sexual being. Fur- ,ther, his or her desire must be to create an adult'relationship between equals, not one of emotional dependency. This latter could happen should someone Ibe searching for a deep relationship out of a need,'overt or latent, to relieve or escape from acute loneliness. ~., 2. The religious must be.well rooted in his celibate calling. This will include having a strong personal attachment to Jesus, to the Church, to the order or congregation, to the apostolate. It presupposes a sound and vibrant life of prayer. Deep relationships starting from an insecure commitment can lead one out of religious life, o~ toan alienated existence within. 3. There mustbe an awareness and understanding of the other person's sexuality, and of his or her capacities, weaknesses and needs. An awareness also of the inevitable tendency towards greater intimacy, physical as well as Celibate Friendship psych61ogical. Hence there has to be moderation in the bodily expression of tenderness, affection and love. Touch can be a. beautiful language of com-munic~ ition, more expressive than the spoken or written word, but it can also be a 'gateway to mere~ gratification. It is not enough for a religious only to avoid sexual sin, but he must be sensitiveto the truth of every gesture, and to questions such as: "What is this action doing to the other person? What is it saying to him? In what emotional state is it leaving him?" Self-knowledge and sensitivity to the other go hand in hand. 4. Besides being grounded in one's own vocation, the religious must also affirm and desire the growth of the other in his vocation. This means really wanting and working for the other's growth in celibacy (should he be a religious), or for the other's growth in married love (should he be married). Should the other person be single, the religious must be careful not to stunt the other's affective growth in relationships with other men and women, thus cut-ting off the chance of marriage. Finally, any giving in to a sterile fantasy: "If only things were different"; "if only we were free"; "if only we had met earlier in life," is dangerous, and constitutes a degree of unfaithfulness to our commitment to Christ. 5. The relationship must not be exclusive. The ideal is to be totally non-possessive, and in that sense truly free. The ability to make and sustain other friendships with either sex should be fostered. Celibate love is primarily universal in character. 6. The relationship must be open. This means'o(a) open to God. The two people involved should be able to pray with sincerity about their love both in-dividually and together. In such prayer ]hey will receive guidance and strength. But such guidance and strength is also mediated through people, and ~o such a relationship should also be (b) open io spiritual directors, superiors, mutual friends. There is n~eed of a.constant evaluatioffof such a relationship, and a third party (this can mean one or more persons) can be helpful and ob-jective. Any tendency to hide a relationship, to secretiveness and furtive behavior is a danger signal. 7. There must be a willingness to endure pain, to go through difficult times. This is required in all human loving, but it is especially necessary in celibate love 6f a deep kind because in such love we allow, to a greater 0r lesser extent, the frustrating aspect of.celibacy to surface and be experienced. To the degree that the dynamic towards exclusivit~y and sexual union develop, to that. degree will it become more painful to keep on choosing celibacy. The person unable to tolerate such pain either leaves religious life, or, as in no. 2 above, he endures an alienated existence within his community. 8. By their fruits you shah know them. A relationship such as this cannot be divorced from every other aspect of the celibate's life. If the loving is healthy, life,giving and creative, it will enhance the quality of the person's prayer, community living, apostolic commitment, other relationships, and in-deed his general well-being. By using these criteria it is to be expected that the 182 / Review for Religious, Volume 39, 1980 / 2 relationship will aid positively to the growth of the person involved, ~n.o.tTbe something merely neutral' or indifferent,~but rather be a~strong contribut~ing factor to human and spirit.ual development. Thins aim is admittedly very,,high,. but one who is living the'qonsecrated life should be able and willing to accept. these criteria, demanding as they are, and eval~uate any intimate relationship accordingly . Now Available As A Reprint Psychosexual Maturity in Celibate Development by Philip D. Cristantiello Price: $.60 per copy; plus postage. .Address': Review for' Religious Room 428 ~ 3601 Lindell Blvd. St. Louis, Missouri 63108 Catherine of Siena: Mission and Ministry in the Church Suzanne Noffke, O.P. Sister Suzanne; past president of the Racine Dominican Sisters, having just completed a' new and unabridged translation, of the Dialogue of Catherine, dev?tes herself full time to ,research, writing, and speaking on Catherine and her thought.,. Sister Suzanne resides at 2070 Allen Blvd., #2; Mid~leton, WI 54562. atherine of Siena~ was a woman who knew to,an amazing depth who she was--because she responded with such amazing: fidelity to God's revelation to her of who he is. That revelation, was nev~er for .Ca,therine (nor is it for .any of us) one finished pa~ckage, oNo, she entered. Jnto, it ~lyvel by level throughout her life as she met each new insight and wrestled with its implications and demands. But essentially there were~always those two t~hreads: Catherine knew God as boundless Truth and Love, and she knew herself as limited and even sinful, yet°loved a~d gifted, o The dynamic of Catherine's growth could be very appropriately described in terms of~the classic "transcendental precepts": ~ , Be attentive. Be intelligent. Be reasonable., Be responsible. Her attentiveness to divine initiative in her life is obvious at every stage of her awareness; it was so sacred a matter for her, in fact, that she regarded any failure in that attentiveness as a breach in. fidelity. She was very conscious of, and delighted in,°the active play of her own understanding as an intelligent be-ing in ,re,,ceiving GOd's manifestation of himself. But the play and the deligl~t were never a short-circuited contemplationS: her reason searched out the im- 183 184 / Review for Religious, Volume 39, 1980/2 plications of what she saw; and her whole being owned and responded to thoge implications in her living, no matter what the cost to herself. It is so far the picture of a beautifully human, thoroughly moral and noble person, and a discussion of mission and ministry could legltimately be drawn from it. Yet if our model encompassed only these levels--even in faith--the total reality of Catherine, and the fullest ideal of Christian mission and ministry would be muted to a kind of drudgery of diaty well done. Such could conceivably be true and heroic holiness, but we are invited to so much morel Bernard Lonergan captured the sense of this "more" when he added to the four transcendental precepts a fifth: Be in love~' . Now we may love many people, but.to be in love is a much more rare and precious phenomenon. Catherine did not simply love God: she was madly (she herself uses that modifier again and again) in love. And it was one in love that she was attentive, intelligent, reasonable, and responsible. It was love that fired her urgent sense of being sent, her sense of mission to ministry. If we would learn about mission and ministry from Catherine, we must remember that we are looking at and listening to a woman in love. And we must remind ourselves that God is in love with us too~, and that we too are in-vited beyond simply lok, ing him to the mad sanity of being-in-love: "not that we have loved God, but that God has loved us!''2 A Question of Discipleship We are dealing here.with the whole question of dis.cipleship. A disciple is One who learns from another's person as much as from his body 0f teaching: And a disciple in the gospel t~'adition is ultimately and most imme~diately a disciple of Jesus~ Any others who are models and guides' in the Christian ~vay are such only because, and insofar as, they are, first, true disciples themselves. "Take me as your model," writes Paul, "as I take Chris~?'3 In the end, "you have only one teacher, the Christ."' " ' ¯ Catherine's ~rescription for those who would be guides to others describes well her understanding of her own role toward those who were her 'disciples: Be trumpeters of the incarnate Word, God's Son, not only with your voice but with your deeds. Learn from the Master of t(uth, who practiced virtue before he preached it. In this way you will produce fruit and be the channel through which God will pour his grace into the hearts of those who hear you? Catherine, true disciple that she is, can well be both model and teacher to us, for her life speaks as forcefully as doher writings, which could have grown only out of such a life. Method in Theology. LondOn: Darlon, Longman and T0dd,_1972, p. 13. 1Jn 4:'10. ~ I C6 11:1". Letter 226, to Raymond of Capua, c. i376~ ' Mt 23:10. Catherine of Sienb: Mission and Ministry in the Church The Context of Mission and Ministry for Catherine ~ , All of Catherine's life and all that she says about specific questions can be fully understood only/in the context of hei" m.ost bhsic convictions. In isolation from these, so muchwould be--and has been--~ubject to misrepresentation. So, even at the risk of distorting by over-brevity, let me at least summarize'the faith that most centrally dictated the shape of her interpretation of mission and ministry. ' The God with whom C~therine is in love'is at once "gentle first Truth" and "Love itself." Jesus, God's on'ly-begotten Son, God's Word, is Truth in-carnate, the one Way in love for sinful humanity to find reconciliation with the ~Father. Along this Way--Catherine describes him in her Dialogue as the bridge it is in the Church as in a hostelry.that God provides the food and shelter, the companionship and rest without which we pilgrims would surely faint or fall back long before we would reach our destination. In fact, the head of the Church is "Christ-on-earth." Only he holds~the keys to the wine cellar in which is stored :the blood of Jesus, the sole source of life and salvation. And, for Catherine, there-is nc~ other way to union with God but through the open heart of Jesus. God alone--in himself and in Jesus and, analogously, in the Church--is deserving of unqualified love (senza modo). Everyone and everything else is to be loved only con modo--with love that is qualified and conditioned and limited by its relationship with God. Because of this very strong'sense 6f relativity, issues which may loom large in our considerations often 'get from Catherine what may seem short shrift to us. Some of the difference,"it is true~ is cultural; but that fact should not allow us to miss the more signi.ficant difference that cbhaes from this underlying sense of relativity -- a 'sense that is still as ~valid today as it was in fourteenth-century Tuscany. When we are in love, all things are relative~tothe one we love. With this context firmly in mind we can turn as disciples to Catherine and let her person and her words speak to our own convictions about our mission to ministry in the Church. The Foundation and Principle of Mission and Ministry Basic to ~the who|e question of mission and.ministry-for Catheriiae was the same principle she applied to preaching: that we must practice virtue first, then preach it. Jesus, she writes in the Dialogue, never taught what he had not first lived himself. We are useless to others unless we have within ourselves what we would share with them. She writes of herself in the Prologue to the Dialogue that "she knew that she could be of no service to her neighbors in teaching or example or prayer without first doing herself the service of attain-ing and p~ossessing virtue.''6 "We will never be able to nourish our neighbors," she w'rites to a group of women in Naples, "unless we first feed our own souls with true solid virtues. 186 / Review for Religious, Volume 39, 1980/, 2 And we cannot be nourished with virtue unless we cling to the breast of divine chari~ty from which we draw, the milk of divine tenderness."~7 The image is a double one: the bre, ast of divine charity is t0e.open heart of Jesus. In prayer we look into this open heart and see "the secret of the bloo~"~--that God loves us so.madly that his Song's death was not too high a price to pay for_ our love--and seeing ourselves so madly loved, we o in response fall madly in love with God. But prayer itself is imaged by ~Catherine as a mother: it~ is prayer that conceives and gives b!rth to virtue within us, and with.gut prayer the virtue which ministers in love to our neighbors is im-possible . ,. Where, indeed, will we c~tch the fragranc~ of obedlence?~ In ffrayer. Where will we strip ourselves of th~ selfish love that makes us impatient in the face of hurt and other dif-ficulties, and clothe ourselves in divine love, finding our glory in the cross of Christ crucified? In prayer/. Where do we express love and faith and hope and humility? In prayer. In fact, we would not bother to look for what we did not love; but when we do love we always want to,be united with the objec.t of our love--and he_re that object is God.° Where, finally, will we catch the fragrance of coniinence and purity, and a hunger for martyrdom that makes us willing to give our lives for God's honor and the good of sot~ls? Always in th~s gentle mother, prayer . Truly, p~rayer i~ a nio'iher. If'is she who conceives virtues as her children in love for God, and ~ives them birth in love for our neighbors/° There is no ministry, then, without virtue; no~ is there virtue withbut prayer. It is in prayer, that we are sent out, missioned, into action. And once the dynamic has been set in motion by our response ~o God,s initiative, prayer and ministry ~feed;each other: 'prayer drives us out to serve, and our service drives us back into prayer. Indeed, if0both are genuine in themselves, each becomes in.a sense the other: prayer~is a ministry and ministry a prayer. There'ar~ two ways to pray (Catherine writes): The firsi way is that of Continualprayer; that is, ,that constant lioly desire which of itself .prays before God in everything a person does. Indeed, such desire directs all our actions, whether spiritual or temporal, to his honor. That is why it is called continualprayer.'~ Continual prayer, then, is nothing other than holy desire' and the gentle movement of iove.,~ , What fruit do we derive from this sort of prayer? A peaceful quiet within us to which nothing is a stumbling~block: . Nothing wearies or troubles it. Nor does it let us. be ~.Dialogue, I. (All quotations from the Dialogue are taken from the new translation of that work to be publis.hed by Pat~list Press in January, 1980.) See~also Dialogue, 29. Letter 356 .,to thr~e women of Naples. Letter 353, to three women of Naples, 1379. Letter 26, to her niece, Sister Eugenia, a nun in the monastery of'Sf. Agnes at M0t~tepulciah0'. ~ Letter 353. ~, ~ ~ " " Ibid. '~ Letter 22, to Abbot Martino di Pass, ignano of Vallombrosa. Catherine of siena: MiSsion and Ministr.V in the Church / 187 'ideceived when our soul hankers airier our~own room, tO bask there in consolation and peace. It does not even regret having to do something else when we ~,ould prefer to be actually at prayer. No, it extracts from that something else the perfume of humility and the firb of, love for our neighbors. ~ "i'he sec6nd way'is that of vocalprayer, that is, speaking wiih oiie's tong~ae to say the~Of-rice or other oral prayers. This way is designed to bring us to the third way, mental prayer. This is a~:complished when, with I~rudence and humility., we use our minds in vocal prayer--that is, when we pray in such a way that, while we.are speaking with our i~ngue, our h~art is never far from God. Indeed, we should alw~ays try, to set our heart firmly in the love of divine charity." . urging our mmd always to think of, to offer, and t6 receive the i~ pulse of God's love more than-the sound of the.words." It is ume to give honor to God and wear ourselves out for our neighbors: wear ourselves out physically by bearing with everything, a~nd.wear ou_rselve~ out spiritually by offering continual, humble prayer in Ggd's presence with angui~shed longing, with bitter tears and sweat. ' 6 The complementarity of prayer and action, then, is'one of integration, not of mere alternation. Catherine would not be at all at home with the image we have sometimes used, that of a car which needs to return perio~dically to the gas pump for fuel in order to keep running. Her own image of the fountain and the jfig, though she used it in another context, is much more app~'opriate. The fountain is God and his love and truth. "If you take your Jug out of the fountain to dri~k," she writes, "it is soon empty. But if y0o h01d your j~gin the fountain whild you drink, it ~ill~n0t get empty;~ifide~d, it will'always be full." '' In this image, the more we drink from this jug, the more r~om there is f6r it to be filled, and the more i~ is filled, the more we have to drink (or to share). ° What," then, determines" what time shall'be given to bxl~licit praye~, and w~at 'to the ministry of action'?. Precisely ~hat initiative from God which is called mission., Not simply our own inclinatibn,.but the action of the Spirit made kno~'n through oppoit~nit3~, obedience, ~3r dema~nds of lb~;e. Be very.conscientious and persevering in frequenting the holy place of prayer'as,often " .an, d as long as the Holy Spirit offers you the 9pportuni!y. Do not,avoid'it or run a~aYo ~;o from . it ,even if it should cost you your life. Never abandon,~ t,oht .of tenderness or com-passion for your body.~ You must not break away from holy prayer for any reason whatever except obedience or It is'Prayer, .therefore, that~ holds the place of primacy. But¯~ervice is its " Lettei 154, to'Brother Francesco T~baldi of Florence, i3"~8~ t, Letter 353. ~ ~ ~; '~ Letter 154. ~ ~ :, ,6 Letter 296, to Don Giovanni delle Celle, c. 1376. "Dialogue, 64. " Letter 187, to Don Giovanni Sabbatini of Bologna and Don Taddeo de' Malavohi Of Siena, monks of Certosa anti, Be riguardo, c. 1375. '~ Dialogue, 65. 188. /Review for Religious, Volume 39, 1980 ,/2 , necessary fruit and touchstone. Effective love for others is the expression of true love for God. So God says in the Dialogue: I ask you to love me with the same love which I love you. But for me you cannot do this, for I loved you without being loved. Whatever love you have for me you owe me, so you love me, not gratuitou[ly, but out of duty, while I love you, not out of duty, but grati~itously. So you cani~ot gi~'e me the kind of love i ask of you. This is why I have put you among your neighbors: so thal you can do for-them wha! you cannot do for me--that is, love them without any concern for thanks and without looking for a~ny p[ofit for yourself. And whatever you do foi- them 1 Will consider done for me.2° We cannot, in fact, honestly claim to have even conceived .virtue if we never bring it to birth'for our neighbors. (Again God is speaking.) Virtue, once conceived, must come to birth. Therefore, as soon as the soul has conceived through loving affection,oshe gives bii'ih for her neighbors' sake. And just as she loves m~ in truth, so also she serves her neighbors in truth. Nor could she do otherwise, for love of me and love of neighbor are one and the same thing: since love of neighbor has its source in me, the more the soul loves me, the more she loves her neighbors.2' Catherine not onlY, preached this integration of prayer and virtue and ministry; she lived it more and more deeply as her intimacy with God deep-ened. Her three years 6f alm.ost total silence and solitude were more than merely ~ '°'filling of the fuel tank" for the life of service that was (o begin to blossom at their end. Catherine entered that solitude, one very much centered on the relationship between herself and God, and it was atime of growth fbr her in mystical union with him. But in that solitude was growingalso.the small seedling of another relationship. The ~ulmination of those three years came in a double-edged experience which puzzled Catherine herself. During the night of Carnival in 1368 she had reached a high pitch of inten-sity" in the p~ayer~that had--perhaps incongruously to us in vie~; of her mysticism--been her l~r~occupation for months: prayer foi" th~ gift of faith. Raymond of Capua iells us that she had consistently sensed in i'~sponse to her pleadings the promise voiced in the prophet Hosea: "I will e~pbuse you to myself in, faith.''~ Yet she had never been satisfied that her prayer had been granted. On this night, however, she knew that it had, ih the experience we know as her mystical espousals. Catherine's rapture knew no bounds: she would have been content to rest where she was forever. But just as un-mistakably as the intimacy of faith carrie the mission of faith--in terms of which, frustratingly, on the very heels of rapture, the very Christ who had finally drawn~her to his wedding-chamber began to drive l'ier out of solitude to service. But note that this was not'the end of the prayer of solitude in Catherine's life. Rather she began to learn the very integration of the two, an integration Dialogue, 64. ~' Dialogue, 7. n Ho 2:22. Catherine of Siena: Mission and Ministry in the Church / 189 of wtiich she would later speak so forcefully toothers. Prayer and ministry, love of God and love of neighbor are, Christ tells her, the two feet on which she must walk, the two wings on which she must fi~, 23 Neither. can be complete without the ~ther. And as the circles" of Catherine's involvement widened, her ministry in action intensified her need for prayer in solitude, while her very prayer drove her more and more to con-cern for others. She knew'with the thirst of the psalmist in the parched desert how essential it is to "hold one's jug in the f~untain even as one drinks." And if the call of olSedi+nce afid°lo~,e filled her days to a dizzying pace she would seize the opportunity' of ii~e night to bring it all with her" whole self in quiet before God. As surely as she knew that he was with her in her ministry-- for it was he who,constantly sent her--she knew that she needed time and space to be consciously in his presence in what she calls "the holy place of prayer." The Specifics of Mission and Ministry ~)ut of the dialectice of Catherine's prayer~ an~l action grew the strong specific convictions concerning mission and ministry that dictated her own pat.h :and.her .counsel to' others. She never, even in her Dialogue, attempted a ~systematic presentation of this or any other matt, er. Nor .will 1 attempt to. draw out of her works what could be considered a full "theology of ministry.:' But it is~possible and decidedly worth the effort to pull together in some logical order the bits of. her refle.ction on the question in both the Dialogue and her .letters, and to say something ,again of how she herself lived what she taught. For the implications of any given insight w.ere~for Catherine, very concretely and practically the call of obedience. What; then, has she to tell us?, First of all, and at the basis of any sense of mission, of being sent, is the reality that in his very gifts in us God commissions us to specific ministries. His gifting is,in itself,a call: ¯ - I have distributed [all my gifts] in such a way (he says in the Dialogue) that no one has all of thefia. ~hus I have given you rea~son-- hecessity, in fact to I~ractice mutual charity. For I could~well have supplied each of you with all your needs . But'l wanted to.make you dependent on one another ,so tha~t each of you would be my minister, dispensing the grace~ and gifts you have received~from me. So whether you will it or n~t, you cannot escape the exercise of charity!Z' In another part of the Dialogue the Father becomes even more explicit about'the providence of this interdependence he has built into the economy of creation by the variety of our gifts:°. . In this mortal life so long as y9u are pilgrims, I have bound you with the chain of.charity. Whether you want it or not, you are so bound. If you should break loose by not wanting to live in charity for your neighbors, by force will you still be bound by it. So, that you Raymond of Capua, Legenda Major, ch. 121. Dialogue, 7. 190 / Review for Religiousj Volume 39, 1980 o may practice charity-in action and.in will, I in my provid~ence did not~giveto any one,p_er-son or to each indivi_dually the knowledge for doing ever~y~hing necessary for human life., No, I gav~ something to one, something blse to another, so that each one's need would be a reason to have recourse to~ tti~ other. So thoukh yofi ?hay los('your 'wili for cl~i~:ii'y ° because of your wickedness, you will at least be forced by your o~wn ne'~d'to practice it in action. Thus you see the artisan turn to the worker and th~.workeroto theartisan: each has a need of the other.becaus~ neither.knows how to do what the o~th.e~-.~does. So also the j-0 cleric and rehg~ous' " havek need. of the layperson,.and~ the. layperson. ~r~ ,~ ofo. the religious; neither can get ~long without the other. And so with everything else. Could I not have given everyone everything? Of course. But in my~providence I wanted, to make each of you dependent on the others, so that you would be forced to exercise chanty In action andwl at once." ~ ¯ Catherine hers'~lf had 'a'kind of genius for matching ,her gifts (and .she knew hergifts as well a~ her limitations) with rieeds that wete~beii~g met by no one else. She was deeply sensitive, and she too.k on those cases among the poo( and the sick that called for more care than others were able or willing to give. Sh'~had aqaiercing and uncompromising vision which she shared with reluc-tant listeners as ~vell as with the willing~ what needed saying she ~would say! Whe6. it seemed that' som~ of her followers neededra cl0ister~and,,there was none tliat,matched their r~eed~,-she founded one.~When she~sensedothe gaping, lack ~of holines~ amid thb p~litics of the pope's 'advisers~ she,called °foro.'a "papal counciW of holy persons who would fill the vacuum. Notall of'her:~f-forts met with tangible success; some of her grandest d~eams ~.ame in crashing failure'tlowri on her head~:~ Yet she owned "the mission defined'~by~her:, gift6dness, and~never disowned responsibility for the resu.lts~--:-'~ though sh~ alsb had the ability, so very rare, to let go ofo~rojects that.,~;proved,counter-productive. She knew her own dependence on 6thers a~ Wellas shb knew .that others depended On her. She knew~what it means to be gifted and "missioned. But it is' notS'merely a natural interdependence that~constitutes~ mission: Mission is inseparable from the need of sinful humanity~for redemption, and therefore it demands entry into the redeeming life and passion of Jesus, not only for oneself, but for the,sake of others as well. Those in, m~ss~on const~t, ute more than the Red Cross or thecounty welfare.office,.and this larger perspec-tive (which must be no less than God's own) may put those,in mission in°the paradoxical position of encot~raging themselves and 6tliers in suffering as often as it puts.them in the effort of relieving it. Catherine c~lledit~'~th~ om-passionate'cruelty'and cruel conlpassion of the cross" and "feeding, on souls at. the table ofthe cr0~s." It is one of thoseoarenas where the truth of faithcan "blow" the mind of reason. The Father says in the Dialogue: . . it is by means'of my ser~,ants and their great sufferings thatl would be mei'cifu I to the world and ref6rm my bride [the Church]. ,r. Dialogue, 148. Catherine of Siena: Mission and Ministry in the ~Church '/~191 Truly these last can be called another Christ.crucified, my only-begotten Son, because they haye taken his task upon themselves. He came as a mediator to put an end to war and reconcile humanity to me in peace by suffering even to the shameful death of crucifixion. In the saine way must these b~ocrudfied and'become mediators ~n prayer, in word, in good holy living, setting themselves up as an exam pie to others. The precious stones of,. . virtue shine in their patience as they,be~ar others' sins. These are the hooks with which they catch souls?~ And Catherine writes to her friends and disciples: o You would be deceived if you wanted to feast at the ~tern~l Father's table while avoiding ~'~ feeding ~n souls at the table of the Son. It is, in fact, at this table'that we must eat this food, for it cannot be,had without suffering)' It is time to show whether or not we are lovers of Christ crucified, and whether we find our joy in.this food.28 One of the first indications o'~" this r~ederdptive sensitivify in Catherine sui'- faces at the tihae of her father's death in 1368. The sudden realization that even so good:a~person as her father may still not be fully purified of sinfulness cuts to the heart of her deeply human love for him, and she begs to be allowed to pay in her own suffering the "price" of this final purifi~ation:'~Later, as her real, felt, effective love reaches out to others,, so does thi~ d,esire to enter into their redemption. It becomes truly a hunger that she knows can be satisfied only on the cross. And her joy in being there is for that reason far t6o deep and much more meaningful than the masochism some have attributed to her. It is a fine line for discernment to'draw, ttiis kr~owledge of when suffei'ing (our 6wn or others') is part Of r~demptive providen(e," and when it i~ to be shunned,'c~onquerett, and alleviated.° Ironically, the issue probably~'~eem~ clearest to us at its extreme: "Proclaini the truth and let no fear silence it! 'Be liberal and generous, ready to ~give even your.life if necessary." Thus she wrote to Raymond of Capua,~9 and .the message probably does not strike us all that discordantly. There is no doubt that Chtherine longed to be allowed to enterjust 'that effectively into Christ's redeeming deatti. But is it one Of those face(s of t;eing madly in love with God that we perhaps take so for granted that we do not really sense its place in our own life and missibn'?. Are we not also called to live (and die) redemptively? But whatever the concrete circumstances oLthat redemptive.living and dy-ing may~be for each of us, Catherine reminds us again and again that Christian ministry demands integrity and courage. Cast from you any tenderness for yourself and any slavish fear. The dear Church has no need for that sort of person; she needs strong people who are merciless"when it comes to themselves and compassionate when it comes to her.'° Dialogue, 146. Letter 271, to Alessa Saracini, 1378. Letter 330, late 1378 or early 1379. Letter 373, to Raymond of Capua, February,25, 1380. Letter 296. 199 / Review for Religious, Volume 39, 1980 / 2 The others' are not action people but wind people who whirl about like leaves, without any consistency or stability. There is not room for shame or embarrassment in regard to our Christian-ity, nor ~for fear of openly owning Christ. We are reminded of Catherine's own natural sensitivity, her embarrassment through much of her life whenever her holiness was "found out," though she eventually was able to share so completely and seemingly unself-consciously. The imagery she uses in writing of this need to be proud to be known as a disciple of Christ is strikingly ' reminiscent of that incident just before she entered the order when the urge to throw~ it all off was so strong that she was actually tempted to put on.her sister-in- law's "aft~er-the-wedding";.dress and parade around Siena in it. Once she had mastered the temptation, she tells us, Mary presented her with the wedd, ing dress that was to be hers, a~ garment from the very heart of Jesus. Years later she writes to her disciple, Gabriele di Davino Piccolomini: You need the armor-which is true charity, and over this armor the scarlet cloak of the blood of Christ crucified . The blood of Christ crucified needs to be revealed, not. hid-den. You must g~ve witness to it before everyone by your good and holy actions, and when necessary by yo.u.r words. You must not be like those fools who are ashamed to re-mind the world of Christ crucified and to testify openly that they are his servants. They are not willing to put on this scarlet cloak, the blood of Christ crucified." Ii isl in fact, not a burden, but our glory to be the ministers of Christ: Those we serve are our helpers, and even our masters insofar as it is their need that comman'ds us. °And even While we are a channel of Ctirist's redemptive love~to them, it is_the~ who in turn me~iiate our way to redemption and salva-tioh. Tfius Catherine writes to Cardinal Pietro Corsini: Be.magnanimous and generous in your charity toward your neighbors, both spiritually and materially. Remember that the hands of the poor are there to help you, as minister of the, blood, in carrying and offering divine grace.The blood of Christ crucifi.ed will teach you to distribute your possessions to the poor with the same generosity he has shown and continues to show to you. He will°make you consider the poor .and'~ those who find themselves in need as your masters." And to Monna Lodovica di Granello: You who have temporal possessions; do your duty by giving to the poor whatever yo~u can give Make yourselyes steward§ of your~wealth to the poor, for the poor are the hands that will grant us entrance to eternal life because of the loving charity with which we have given them alms." The Ministry of Social Justice ~ , Though Catherine herself never held a position of formal authority or had Letter 256, to M. Niccolo, a Tuscan official, after 1376. Letter 128, Gabriele was a layman, not a preacher. Letter 177, 1376. ~" Letter 304, 1378. Catherine of Siena: Mission and Ministry in the Church / 193 more than the most paltry alms to give in her own name, the ministry we today specifically call social justice was very much her concern, and we who sense a special call to this ministry would do well to look to her not only for inspira-tion but also for the criteria on which she based her stands. We have already seen how, in Catherine's view, the divine economy in-cludes the distribution--not always equal or even equitable in our sight--of goods and talents. She insists that there is also a positive providence in poverty and ill fortune, for her sights are always fixed beyond the limits of here and now and the standards of mere reason. Yet she is just as insistent when it comes to the obligations of stewardship imposed by the possession of wealth and power (it is God himself who speaks): 1 have shown you my generosity, goodness, and providence toward people. But they let themselves be guided by their own darksome weakness. Your bodily members put you to shame, because they all together practice charity, while you do not. Thus, when the head is aching, the hand he|ps it. And if the finger, that tiniest of members, hurts, the head does not snub it because it is greater and more noble than all the other parts of the body. No, it comes to its aid with hearing and sight and speech and everything it has. And so with all the other members. But those who are proud do not behave that way. They see a poor person, one of their members, sick and in need, and do not help. They refuse to give not only of their possessions but even a single word. Indeed, they reproachfully and scornfully turn away. They have plenty of wealth, but they leave the poor to starve. They do not see that their wretched cruelty throws filth into my face, and that their filth reaches down even to the depths of hell. I provide for the poor, and for their poverty they will be given the greatest of riches. But the others, ~nless they change their ways, will be severely reproached by my Truth as is said in the holy Gospel: "l was hungry and you gave me nothing to eat; I was thirsty and you gave me nothing to drink; I was naked and you did not clothe me, in prison and you did not visit me." And at that last moment it will do them no good to excuse themselves ¯ by saying, "! never saw you, for if I had I would have done it." The wretches know well enough--and my Truth ~aid that whatever is done to his poo~ is done to him?~ Injustice is a direct assault against God. It could hardly be stated more clearly: ".their wretched cruelty throws filth into my face"! Still, Catherine's ultimate judgments and action where poverty and wealth, good fortune and ill are concerned always come back to that most basic of prin-ciples: only God is unqualified Truth and Love. Nothing of human life is un-qualified or unconditioned except our love for him. Of everything and everyone but God we must discern the "ifs, ands, and buts" before making our decisions. This is where Catherine,s own vision often made her seem the naive fool in the face of political c0mplexities -- but that is the risk integrity runs. The force of the simple truth may seem sometimes to crumple under the weight of reality as reason sees it, but if we are true to the vision of truth (and willing to admit when we have not seen clearly or fully) we still stand as tall Dialogue, 148. 194 / Review for Religious, Volume 39, 1980 / 2 and. whole as did Catherine ultimately--though the psychological burden of it all had literally done her in physically. Reform was badly needed in Catherine's day. She not only admitted that but proclaimed it to the most sensitive of ears! But she insisted that all reform must begin from within. She loved the Church as few have loved it, yet she criticized and castigated it as few have dared. If God was to show mercy to the world, the world must be reformed. But the world would be reformed only if the Church were reformed. And the Church would be reformed only if its leaders were reformed. And Catherine would be of no use to any of it so long as she held on to her own sinfulness. ;. Like Catherine, we are called not simply to preach--much less to con-demn- but to take the sins of others on ourselves. Her experience, toward the end of her life, of so feeling the weight of the ship of the Church on top of her that she could neither get up nor be lifted up from the floor of St. Peter's was more than figurative. Whereas earlier she had pleaded for forgiveness for others and even offered to suffer for their sins, in her last years she genuinely owned responsibility for those sins and considered herself truly (why would we prefer to see it as pious but exaggerated humility?) the cause of every evil in the world. Where would our burning issues be today if we could honestly own our sinful responsibility for them? Not that Catherine did not preach to others about justice. Her letters are full of very concrete, practical exhortations. To Ristoro di Pietro Canigiani, a Florentine lawyer: You may, in good conscience, seek and demand what is yours in ways that are just, for no one is obliged to let go of what is justly one's own. Anyone who is willing could certainly do the more perfect thing, but it is not an obligation unless one wants to do it of one's own free choice. But there is one thing I want to add: when any poor folk come to you (assuming they are clearly in the right) who have no one to defend them because they cannot pay, if you would work for them out of affectionate love, you would give very great honor to God?~ And to Andreasso Cavalcabuoi while he was Senator in Siena: We often see certain people in government having justice done only where poor are con-cerned-- justice which frequently is really and truly injustice--but they do not have justice done where the great and powerful are concerned.~' Further examples could be multiplied, but always the principles are the same. And always we must begin by doing justice to ourselves--the justice of repentance and virtue--and by reaching out first in response to God's call in the needs of those who are brought to touch our lives most nearly.38 God will see to the widening of the circle, probably much more intensely than we thought we had bargained for! Letter 258, 1378-79. ~' Letter 338, 1379. ~ Dialogue, 6. Catherine of Siena: Mission and Ministry in the Church / 195 The Ministry of Women in the Church We have not yet even touched specifically on the ministry of women in the Church. Yet much of what Catherine has to say and demonstrate of womanly ministry within the Church has in principle been related. She who did and said all we have spoken of is a woman. She did not speak, it is true, of the ordination of women: her culture would not have let that even be an issue. Still she does speak of the ministry of all of us(and the objects and modes of her own ministry were remarkable for a woman of her century and social class. It would be fascinating, in fact, to analyze the parallelism that seems to exist between her reflections on priestly min, i.stry and what she has to say of her own ministry! But easy as it is to point to Catherine as a woman who dared to preach to popes and princes, let us never forget that that preaching as well as her every other service rose out of her encounter with God in prayer. If we do nearly as well as she in our integrity on that score, we need have no further concern about the form or effectiveness of our ministry. We will often be frustrated as she was. We will often be misunderstood and criticized as she was. We may die in the effort as she did. But like her we will come out whole, and the Church ¯ will be nourished on our sweat, blood, and tears. And those we have been privileged to touch in our service will remember, as they did of Catherine, that we could smile through it all! Currents in Spirituality The Past Decade George Aschenbrenner, S.J. Father Aschenbrenner is presently engaged in a national spiritual ministryfor priests, religious and lay people, and works part-time in campus ministry at the University of Scranton, especially with the faculty of the university. His address: Scranton University; Scranton, PA 18510. In a stream there are always different levels of flow. An eddy or a swirl, which~i:loes not run so deep as the current, can either spin off and die on the shore or it can get caught up and become part of the deeper current of the stream. It is fascinating and instructive'to watch this process. The last decade has brought an enormous growth in interest and writing about spirituality. This article, focusing on some present issues and concerns of spirituality in this country, will be describing a variety of swirls, eddies, cur-rents and tides within the stream of contemporary spirituality. Generally, the article does not explicitly distinguish deeper currents from surface motions, but leaves this distinction to the reflection and judgment of the reader. The aim here is simply to list and briefly describe, without any prioritizing, some concerns within contemporary spirituality.' In doing this, I will be consulting both my own experience and the fruits of some conversation with experienced people across the country, At times, I will inject an issue which may not seem of much interest today, but which I ' For anotlier format and a more extensive treatment of individual thematic trends in spirituality, consult the series of articles.of Matthew Fox, O.P. in Spirituality Today beginning in the March, ! 978 issue. Currents in Spirituality: The Past Decade personally feel deserves attention. I am aware, of course, that the degree of in-terest or importance for various concerns will vary according to different geographical sections of the country. But any necessary local nuance is left to the reader. The survey nature of this article, besides severely limiting development of the various concerns expressed, also prevents any resolution of them. Sometimes, however, it is the present state of the matter itself which allows only a statement of the question and which requires that any resolution await further clarity in the Spirit. Part I of the article presents issues that affect \everybody in the Church. Part II treats some matters that touch specific groups: religious, bishops and diocesan priests, lay people. ~ Part i: Issues Affecting Everyone 1. Distinction between Monastic and Apostolically Active Spiritualities. Within the one fundamental Christian spirituality there have always been various spiritualities rooted in different orientations to the one God. Especial-ly since Vatican II, a most helpful clarification has stressed the distinction between monastic and apostolically active spiritualities. Generally speaking, the monastic experience of God depends upon some physical withdrawal from the world and upon as full an involvement as possible in the liturgy both of the Eucharist and of the Hours, which provides an essential regularity and a rhythm that will determine both the type of community support and the external activity appropriate to this spirituality. An apostolically active ex-perience of God, while deeplylocated :in the activity of the world, requires the difficult combination of an external mobility with dependable spiritual habits, so that one may serve wherever the need for God is greatest. Obviously, this ts pirituality will provide a different community support, together with both a different presence and a more extensive involvement in the world. To fail to understand which of the two basic orientations one is called to can cause personal frustration and apostolic ineffectiveness. Disregard of this clarification on the part of the diocesan priest, the religious or the lay person, whether in their training or in the living out of their vocation, may well pro-duce unrealistic expectations and. ineffective service. Taking seriously the dif-ference in the two approaches need not imply any superiority of the one over the other. Rather it may help the Church to be more present in the world ac-cording to its own fullness and to manifest God's loving designs across the whole spectrum of the human family. 2. Renewed Monasticism. After Vatican II there was much questioning and experimentation in reference to the elements of the monastic way of life: enclosure, Liturgy of the Hours, community, work, silence, travel, and external apostolic involvement. 198 / Review for Religious, Volume 39, 1980 / 2 For a while, the very validity of the monastic life seemed at issue. Now, with its essential validity profoundly reaffirmed, many experiments are being evaluated. This'process of evaluation is not concluded but, together with a deep sense that the monastic ideal has been enriched by much of this .ex-perimentation, there is a concern as to whether some of the experiments were not motivated by trying too much to imitate the active life and whether they have not therefore risked: weakening the power of the monastic ideal for our age. It will always be a difficult matter to know how, without distorting or superficializing the monastic ideal, its powerful experience of God may be brought into contact with the city oLman. 3. An Integrated, Functional Spirituality for Active Apostles: Excessive fatigue, even to the length of "burnout,." at times seems almost synonymous with active apostolic work today. Countless demands from so many angles have over-extended and excessively complicated the lives of com-petent and conscientious men and women. They know the need for formal prayer and a profound, spiritual orientation. And yet there just isn't time for eve.rything. As a result there is not nearly enough formal, personal prayer on the part of many active apostles. And this has serious repercussions, both on the apostles themselves and on all the work they do. And so the search goes on for some functional spirituality that will work .for busy apostolic men and women by giving a sense of integration and unity to their lives. It is instructive that in the past ten years interest has moved from the topic of discernment of spirits to that of apostolic spirituality. To my mind, the con-tent is pretty much the same. But the orientation is very different. Discern-ment of spirits involves chiefly an interpretative sorting out in faith of inner, affective experiences, so that, through dealing properly with the experiences, one can find and be with God in every situation and moment of life. But this process runs ~he risk of generating a short-sighted interiority and a spirituality without adequate orientation to apostolic service. Apostolically active spirituality, it would seem, should involve the same decisive dealing in faith with inner, affective experiences, but now with a much increased realization that this faith-process within the person gives a special quality of integrated, peaceful presence in the midst of the most challenging, active situations--and that this presence, eloquent in its thrust toward God in itself, also leads to ac- .~tions which further his kingdom in the world. Dealing in faith with the daily consolations and desolations of life can integrate and unify our whole affec-tivity and person. And this faith-process certainly does not excuse the active apostle from a program of regular, formal prayer. Rather it reveals the need to discover the unique style of serious, formal prayer appropriate for each in-dividual. Such prayer will always be an essential means to that quality of human presence which reveals a loving Father in Jesus as the Beloved of our hearts and which can find and serve Him in everything. In this sense, current interest in apostolic spirituality seems very healthy Currents in Spirituality: The Past Decade / 199 and very likely to lead to an apostolic presence that is increasingly prayerful and where activity is therefore not seen as weakening the contemplative presence of prayer, but as a continuation of that contemplative presence beyond the limits of formal prayer. This integrated, apostolic presence will not decrease the demands made on us, but it can prevent the sense of being overly distracted and torn between the dichotomy of formal prayer and apostolic activity. This integrated spirituality can also lessen that sense of dualism against which we are so often warned today. 4. Renouncing the World to Serve It for God. ~, It is not easy for us to see the world from God's perspective and to serve its t needs in the light of his dream of justice. Finally, this can be done only by one who comes from an experience of God, an experience in God, back to the world. Though we are usually first led to know and love God, of course, in and through his creation, there must and does come, for those whose ex-perience of God matures, a moment of experiencing Him beyond this world's ~- wisdom and potentiality-- a moment of experiencing God as not simply equal to, but as far beyond, all the beauty and wisdom of this world. This moment of transcendence, of finding complete satisfaction and joy in a loving God himself, roots our identity primarily in God and gives his love a priority over any created reality. It is an experience that re-announces us before God, before ourselves and before the world as a people of God, a people in God. In this way our "renunciation," in the sense of a re-announcement of the world for God, puts the world in its true perspective, as seen in and from God.z Rather than lessening our interest in th~ world, this view dramatically in-creases our zeal to further God's Kingdom in the wo~:id and so bring it to its full potential. But serving the needs of our world properly, as part of our love of God, demands this kind of worldly renouncement. There are issues of some importance for ac, tive apostles today that relate to this renunciation of the world. Can this experience of renunication happen without some physical withdrawal from the worl~d? And since the renuncia-tion referred to here is a once-in-a-lifetime experience, what meaias will help active people to keep it alive and growing as a personal attitude? With much ~to leSs physical detachment from the world in most seminaries and novitiates (and much of this is good and in accord with the appropriately non-monastic raining of active apostles), how can we be assured that this necessary attitude f renunciation is taking permanent root in the apostle's consciousness? How do active apostles prevent their worldly renunciation either from turning into a withdrawal from the world which, while suitable for monks, is most un- See Karl Rahner, S.J., Theological Investigations, vol 3, The Theology of the Spiritual Life, tr. Karl-H and Boniface Kruger, "The Ignatian Mysticism of Joy in the World" (Baltimore: ~, H elicon, 1967), pp. 227-293. What Rahner describes as thefugasaeculi for a Jesuit is fundamental to any mature Christian life with and in God. 200 / Review for Religious, Volume 39, 1980 / 2 suitable for them, or, even worse, from turning into an unChristian lack of concern for the world? The American Church is not finished with these ques-tions. We need more discussion, and better answers. For without this attitude of worldly renunciation, we may have active apostles busy doing many good things, but nov per~ceiving the world's full potential for beauty and goodness and not furthering the reality of a Father's Kingdom that is revealed chiefly in a dead Son's Resurrection. 5. Relationship of Spirituality and Morality. For too many people morality has been corrupted by an overly narrow, moralistic and rationalistic stress. This moralism, with its rationalistically detailed stress on casuistry, tends to cut'healthy morality off from its roots in the spirituality of God's revelation. It has caused much unhealthy fear, guilt and introspection. The "holy person" was described as one who avoided a clearly delineated list of mortal and venial sins. And, too often, this avoidance of sins seemed more a matter of stubbornly pelagian will power than a matter of prayerfully humble dependence on God's. grace. But today, it seems one could be taking means" for serious growth in prayer, faith and a spiritual life, and yet this spiritual seriousness need not ex-press itself in quite practical matters like the morality of public, social affairs or of a chaste sexual life. At times, neither certain social injustices nor something like masturbation is seen as unholy, thereby affecting one's love relationship with God. The intertwined strands of spirituality and morality are here become so unraveled that holy, prayerful Christian people may not be ex-pected to come to similar moral conclusions on various practical issues. A fuller view of both morality and spirituality, ho~vever, rather finds them mutually inclusive and affirming of one another, mutually accountable, while at the same time leaving to each its own, appropriately specific, stress. To view some practical matter spiritually is to judge its appropriatenes~ against the faith-ideal of a trust in God's loving power wonderfully filling our own weakness whenever it is exposed in self-emptying surrender. In this way cer-tain attitudes, dispositions and actions are unholy and unspiritual because they violate this trust in God's love. Only one's spiritual growth in union with God will provide this trust in the practical details of daily living. Much is being done these days in moral theology to construct a modern .version of full, healthy Christian morality and a spirituality as integral to each other. A very interesting issue in this new approach in moral theology is the role in moral decision-making which prayerful discernment of spirits plays in providing that moral knowledge whereby a holy person can know God's love in a concrete situation. 6. Sin ~ Forgiveness-- Sacrament of Reconciliation. Related to the previous consideration of spirituality and morality is another issue, that of our personal experience as sinners in the human recep- Currents in Spirituality: The Past Decade / 201 tion of God's vivifying forgiveness in and through the sacrament of recon-ciliation. Although there are unhealthy dualisms which de.ny integral human living and which should therefore be avoided, the dualism of a person saved in Jesus, but still with much affective evidence of sinfulness cannot be avoided. This dualism is the very setting for the Christian adventure of sons and daughters still gradually coming into their own. The seven capital sins, alive in our affective consciousness as dispositions, inclinations and impulses, provide us with our own version of the pauline divided heart? But we.have an in-destructible hope of ever more healing and wholeness in the crucified Son's discovery of his Father's blessing of resurrection. Continual conversion, so central to the Christian life, happens in the pain-fully purifying humiliation of a double acknowledgement: my personal sin-fulness, and the faithful love of the Trinity for me in the Son's Calvary experience, And this brings in turn a double awareness: we are never nearly so good as we try to make ourselves out to be; but we are far more loved in the Trinity's forgiveness than we could ever imagine. This process of personal assimilation of God's forgiveness is neither instantaneous nor superficial. The inner humiliation of an unqualified admission of personal sinfulness before our beloved Father in his crucified Son is something that we instinctively try to avoid. In this experience, a careful discernment of what is spiritually good for each person is needed.' Despite the reform of the rite of the sacrament of reconciliation I wonder whether people are being helped to deepen their experience of this growth to self-identity through forgiveness. The old superstructure surrounding the in-stitution of frequent confession has broken down--as it had to. Reconcilia-tion prayer-services have restored the communal dimension of sinfulness and forgiveness within the community of the Church, and a whole new format has been developed for the individual reception of the sacrament of reconcilia-tion. But there are ways in which a communal experience of the sacrament, without a carefully~ personal and individual experience, can superficialize or short-circuit the human process of receiving.God's forgiveness. As we grow to a more healthy and loving sense of ourselves, we can learn to find the in-dividual experience of the sacrament a helpful means of growth to the maturi-ty of humble trust in the fidelity of the Trinity's forgiving love always available in our weakness. 7. Faith and Justice. After the topic of prayer, this seems the theme most treated in today's spiritual writing. Many persons are much more sensitive today to the systemic network of social sin that is rooted in the individual sinfulness of human Rm 7:14-25. See my article, "Forgiveness," Sisters Today, Dec. 1973, pp. 185-92. 202 / Review for Religious, Volume 39, 1980 / 2 hearts--that are radically social in nature. But we have a long way to go in developing a sensitivity to social sin and a social morality. And the insight that justice, in a sense much fuller than simply its social-political meaning, is in-tegral to faith badly needs to grow in the Church. Opportunities for such growth are being very well served by current studies in scripture~ and in Christology.6 Further study and reflection, however, is neede~l to recognize more precisely the sense of justice that is so centrally related to Christian faith-- the full paschal justice of God, motivated and revealed in us through a refined and decisive faith. It is the zealous faith of a great love of God that urges on us a passionate concern and practical involvement for the justice of God's Kingdom. For we are not urged on simply by a social theory about the unity of the human family, or about communal ownership of our earth's resources, or about the inherent evil of war. The fundamental and difficult question of how Christianity relates to various political ideologies--and to ideology, as such--arises here. In South America the question of the possibility of a Chris-tian marxism is very alive, whereas in this country there is a serious question-ing of the assumptions of capitalism. These are complicated questions about specific situations and activities. But we must remember that zeal for the justice of God's Kingdom can never be limited simply to the matter of a specific kind of activity that one is involved in. Rather, and with more far ranging, quite practical effect, it must grow to a vision that pervades and in-fluences everything we do. A few other aspects of this issue deserve listing. The tendency to an ex-cessively introspect, privatized spirituality needs the challenge of that zeal for justice which validates a person's faith.7 We must learn how to relate our zeal for justice to our contemplation. For active apostles in the heat of unjust, op-pressive situations, it is never easy to believe in the grace that could convert understandable angry feelings into the appropriate expression of tenderness and compassion. Much more than a matter of a given temperament, we must see tenderness and compassion not as unbecoming to either a man or a woman in certain situations, but as virtues contemplatively rooted by grace in a per-son's affectivity and will. Finally, many of us need new experiences to help us feel much more passionately the tangled questions this issue raises~ before we can even know the question, much less the answers. ~ See John R. Donahue, S.J., "Biblical Perspectives on Justice" in The Faith That Does Justice, ed. John C~ Haughey, S.J. (New York: Paulist, 1977), pp. 68-112 and Jose" Porfirio Miranda, Marx and the Bible, tr. John Eagleson (Maryknoll, NY: Orbis, 1974), 338 pp. ~ J~irgen Moltmann, The Crucified God (New York: Harper & Row, 1974), 346 pp.; John Sobrino, S J, Christology At the Crossroads, tr. John Drury Maryknoll, NY: Orbis, 1978), 432 pp.; Leonardo Boll, Jesus Christ Liberator (Maryknoll, NY: Orbis, 1978). 7 cf. Richard A. Blake, S.J., "'As the Father Has Sent Me'," America, Aug 25, 1979, pp. 66-69 and William J. Byron, S J, "Privatization--A Contemporary Challenge to lgnatian Spirituality," Chicago Studies, vol. 14, No. 3, Fall, 1975, pp. 241-251. Currents in Spirituality: The Past Decade / 20:3 8. Role of Women in the World and the Church. Another major concern in spirituality today is the role of woman. The issue, understandably en6ugh, is often so fraught with crusading passion and angry feelings that, as male and therefore one who surely does not feel enough the seriousness of the issue, one almost fears to say anything at all. Against a backdrop of past and present prejudice, the lea'dership role of woman in the Church slowly increases. But there is a long way to go. Attitude, rather more than qanguage, seems nearer the heart of the matter--and yet linguistic care both expresses and shapes our attitude. And the attitude of many leaders and other people in the Church must profoundly change before women will exercise a suitably influential role and make their unique contribu-tion (something any exaggei'ated uniformity and equality, of course, will not allow). In general, there seem to be three stages to this concern. First is an awareness of the fact injustice, however it is explained. This is often followed by a period of intense reaction, which is quite understandable; whether ap-parently exaggerated or not. Finally, a stage of peaceful service in the Church is often reached, as one doeg what is possible to correct the injustice. It is a process similar to Kubler-Ross's stages8 arid has been gone through by others when facing the deadly situation of unjust discrimination.~ Women's ordination to the priesthood is, of course, still debated. For many, however, it does not seem to be the heart of the issue at the present time. Much will continue to be accomplished without changing the present policy on women's ordination to the ministerial priesth6od. This does not deny-that there are painful situations, which can be paschally productive for all, in which women actually minister a "sacramentally" salvific experience without the acknowledged ministerial priestly capacity to formally celebrate the experience in the Church. A good example of this is the woman director of a retreat who cannot administer the sacrament of reconciliation after sharing a retreatant's graced experience of God's forgiveness. Many would feel--and many would not m that this is still an open question, about which the Church seems not to have enough light in the Spirit to know whether a change is called for or not. In the meantime, we all need to grow in a sensitivity to correct past in-jostice in our own relationships, to beg for light in the Spirit regarding what is the right growth in this issue for the future, and to pray for the humility and the urgent patience of Jesus in his passion to live and serve generously in the present situation. 9. Spirituafity and Psychology. Because spitituality involve~ the total human person in relationship to ~ Elisabeth K~Jbler-Ross, On Death and Dying (New York: Macmillan, 1969), 260 pp. 904 / Review for Religious, Volume 39, 1980 / 2 God's saving love, it can be related to every area of human behavior. It is I~ especially appropriate and valuable to relate spirituality to psychology, and, over the past decade or more, interest in this relationship has 'increased enor-mously. As an overly rationalistic view of spirituality subsides, we investigate much more the role of the non-rational dimensions of our person in spiritual growth. Spirituality can be naive, and destructive too, when it flies in the face of healthy psycholggy. But spirituality loses its salvific power for the human person, and becomes even demonic, when it capitulates completely to psychology. A delicate balance is called for in this relationship--something not easily arrived at, or easily preserved. In turning to s'ome specific aspects of this general issue, it is obvious that much greater~ stress is now being placed on communicationskills, on affectivi-ty, on the role of the body, and on consciousness-altering techniques--all of which can enrich our prayer and further sensitize us to the many ways God's word an~d love come to us. The practice of spiritual direction often legitimb.tely ,~. overlaps with a type of psychological counseling. But the ultimate aim of ~ facili

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Patents taken through Munn & Co. receive special notice, without charge, In the Scientific American. A handsomely illustrated weekly. Largest clr. dilation of any scientific journal. Terms. $3 a year; four months, $£• Sold by all newsdealers. MUNN &Co.36""a* New York Branch Office, 626 F St., Washington, D. C. J. I. MUMPER, PHOTOGRAPHER, i 29 Baltimore Street, Gettysburg, i'n. Special attention paid to COLLEGE WOKK A fine collection of Battlefield Views always on hand. Mail orders receive prompt at-tention. C. A. Blocher's Jewelry Store, For Souvenir Spoons, Sword Pins, Etc. All kinds of Jewelry. Repairing- a Specialty. POST OFFICE CORNER CENTRE SQUARE THE GETTYSBURG MERCURY The Literary Journal of Pennsylvania College Entertd at the Postoffice at Gettysburg as second-class matter VOL. X GETTYSBURG, PA., JUNE, 1901 No. 4 TABLE OF CONTENTS William Shakespeare, . 104 What College Does for a Man, . . . . . . 107 The Mountain Brook, . 109 The Great Stone Face, . . Ill Two John Smiths, . US On a Sunlit Harbor, . . 118 Tennyson's "In Memoriam," . 119 Sonnet, . . 121 Editorial, . 122 The Present Difficulty Between Russia and Japan, 124 The Badge of Courage, . . 125 Translation of Horace I. 35, . 127 The Use of the Novel, . . 128 A Visit to Vahalla, . . 129 An Indian Legend, . . 131 Exchanges, . . . . . . 133 A Picture of Fancy, . . . . . . 134 The College Girl, . 135 For a cap and bells our lives we pay, Bubbles we earn with a whole soul's tasking; 'Tis heaven alone that is given away, 'Tis only God may be had for the asking ; There is no price set on the lavish summer, And June may be had by the poorest comer. And what is so rare as a day in June ? Then, if ever, come perfect days ; Then Heaven tries the earth if it be in tune, And over it softly her warm ear lays. Whether we look, or whether we listen, We hear life murmur, or see it glisten ; Every clod feels a stir of might, An instinct within it that reaches and towers, And, grasping blindly above it for light, Climbs to a soul for grass and flowers. -Lowell. 104 THE GETTYSBURG MERCURY WILLIAM SHAKESPEARE J. B. BAKER, '01 'TPHERE is no name in modern literature, or perhaps we may * put it more broadly and state with equal certainty, none in all literature as illustrious as the name of William Shakespeare. Homer, in the gay dawn of Grecian civilization, stands out as the finished product of a more illustrious civilization than the one he occupies. He inhabits Olympus with imperial gods and god-desses and sings the grandest of heroic songs. A thousand years thereafter, in a lavish mood Calliope smiled upon the Latins. She gave to them a Virgil. In sweet and mel-low tones he sang of arms and men, and sent ringing through the corridors of time the undying cadence of his mellifluous tongue. Dante, when the gods of Homer and the heroes of Virgil were no more, towered up in Titanic grandeur, proud and solitary, with the sad and solemn dreams of his poetic imagination. Milton, of immortal fame, opened the gates of death, of heaven and hell, and saw such visions as no man saw before or since. Goethe, the acknowledged prince of German poets, stirred the whole literary mind of Europe like a breeze sweeping over a forest. But Homer, Virgil, Dante, Milton and Goethe do not live in our hearts ; do not twine round our affections; do not satisfy our souls as Shakespeare does. Here and there we may find touches of more daring sublimity, passages more steeped in learning, lines more concealed in abstract thought, but with Henry Glassford Bell, we must acknowledge that the greatest and best interpreter of human nature, the poet of the widest sympathies, a greater sculptor than Phidias, a truer painter than Raphael, came into the world at the pleasant town of Stratford-upon-Avon in April of 1564. Much as might be said of the life of this myriad-minded man, his early environment, his education, his struggle for success, his domestic and public relations, we shall pass all these by and pause for a moment in profoundest reverence to meditate upon the mag-nitude of his intellect. Let us first view him as the dreamer. How barren and inhos-pitable would be the realms of fancy if the characters of Shakes-peare's creation were not its denizens ! What an arid plain ! How sparsely inhabited ! How cold its inhabitants ! Where in all history can we find a creation to equal, nay, to THE GETTYSBURG MERCURY 105 , approach the production of " A Mid summer Night's Dream ?" What poet has ever seen so many fairies flitting along the green knoll, through the shady dingle, and near the crystal fountain ? Who saw them dancing on the sand with " printless foot," mak-ing midnight mushrooms, gathering dewdrops and hanging pearls " on every cowslip's ear ?" Who saw them creep into the acorn cups, stealing honey-bags from the humble bees, and plucking the wings from painted butterflies ? What intellectual vision was ever keen enough to catch them bringing jewels from the deep and putting a girdle " round the earth in forty minutes ?" Can you find anywhere in all literature a creation to approach the ex-ploits of Queen Mab driving her hazelnut chariot with little atomies, using traces of a spider's web, a whip of a cricket's bone, and a lash of film ? And not only are the sportive acts of these various fairy beings fascinating, their very names are suggestive to us ot their nature, and carry a charm to the ear that hears them. Puck, Cricket, Cobweb, Oberon, and Ariel who slept in the cow-slip's bell, are as sweet music emanating from the strings of a master harpist. Shakespeare's imagination, however, was not always leading his lambent feet to the ephemeral assemblies of sylvan life. His thoughts were not always wrapped in the dapper little inhabitants of the fields of fancy. He was more than a dreamer. He was an interpreter of nature. Never in all history has an uninspired mind so variously and so exhaustively interpreted the mind of the Creator as revealed in nature as Shakespeare has. No " cloud-capped towers" were too high for him to behold, and no grain of sand too mean for him to wonder at. The blue hills from which the Avon flows lay before him as the slope of age, which we must all ascend, and the dark ravines that lay between them as the valley of the shadow of death. The blinding flash from an o'erhanging cloud, and the quick, sharp clang that clattered through the heavens and echoed and re-echoed among the distant hills, awakened within him a sense of the majesty of his Creator. The frail anemone and the faint blush of the arbutus in the midst of bleak and wintry March, touched his heart like a hope from heaven in a field of graves. The spark-ling oriole swinging in his hammock, the quail piping from the meadow fence, and the lark soaring up from the lush grass, re-minded him of the happiness of liberty, and furnished him with 106 THE GETTYSBURG MERCURY some of his sublimest thoughts. He plucked the lily of the val-ley, and showed to the world that not even Solomon in all his glory was arrayed like one of them. In short, he was a perfect child of nature, finding " Tongues in trees, books in running- brooks, Sermons in stones, and good in everything." But Shakespeare was more thau an interpreter of unconscious nature. He peered into the arcana of human character. He sunk his plummet into the sea of human experience, deeper thau poet ever stirred its briny depths. The magic wand of his genius laid bare to him that paragon of all animals—intelligent man. It revealed to him the asininity of passion as well as the nobility of reason, the niggardliness of greed as well as the voluptuousness of hedonism, the depressions of the canaille as well as the festivi-ties of the affluent. Who has ever depicted in such striking colors the power of an evil woman as Shakespeare has ? Where can you find one steeped in greater heinousness than Lady Mac-beth ? Jezebel, the infamous wife of Ahab, planned the murder of Naboth for the acquisition of his vineyards. Catherine de Medici, almost insane with fear of the Huguenots, shocked the world with St. Bartholomew's massacre. But Lady Macbeth was the bloodthirsty assassin herself. " Give me the dagger," she says ; " the sleeping and the dead are but as pictures ; 'tis the eye of childhood that fears a painted devil." On the other hand, what pen has given us a more sublime picture of the bonds of reciprocal love than that which existed between Celia and Rosalind ? That of Holy Writ between David and Jonathan, and the one between Laelius and Scipio, are the only ones of which we are cognizant that will bear comparison with it. Who has ever shown the fickleness of the multitude more strikingly than the consummate Anthony showed it when he ap-pealed to the passions of the populace ? Who has shown the desolating effects of revenge more accurately than Shakespeare's Hamlet ? Who has glorified the spirit of forgiveness more admi-rably than his Prospero ? In fact, there is scarcely a phase of life that he did not touch, and on account of this his name enjoys its unparalleled univer-sality. An Englishman reads him andhe says, " How English !" A German reads him and he exclaims, " How Teutonic !" An THE GETTYSBURG MERCURY 107 Italian reads hirn and be says, "How Roman !" As they said that Helen of Argos had such universal beauty that every one felt related to her, so Shakespeare seems to an American an Ameri-can genus. His broad humanity transcends all sectional lines, and he is the common heritage of the literary minds of the world. WHAT COLLEGE DOES POR A MAN . WILLIAM FKEAS, '01 A S the end of the college year draws near, it is fitting to ask the **■ question, What does college do for a man ? I^et us try to answer this query. It is difficult to hit upon the best thing which may have been accomplished, for there are so many good results, but we will mention a few. An undergraduate cannot appreciate so well the influence his college career has upon him as one who has been out in public life for some years after leaving his Alma Mater, but he has a fairly good idea. There is one thing which seems to hold pre-eminence in the majority of cases. It is, that a habit of thought has been formed. Nothing can be of more benefit to a man. How many men who have graduated have retained much of the subject matter of the text-books used ? They are not very numerous. Then, of what use are the text-books ? It is the training of application and learning to read and study intelligently which makes them so use-ful. Another thing of vast importance presents itself. At the time a man generally goes away from home to college he is at an impressionable age. It is during this period that his character is formed. Frequently we hear it said that a man is through all his life what he was when he graduated. How careful we should be that our associations and surroundings are such as to form good, noble characters. The love of knowledge, for its own sake, is gained when we come into touch with the great number of things to be learned in this world. When we see the extent of good, solid literature, and realize how little of it we will be able to master, there comes to us an unsatisfied longing—an aching void. There opens before us a vista, through which we can travel only for a short distance. Then it is that we see how small is our real knowledge. It knocks the over-weening conceit out of a man quicker than anything else, and puts him into a true posi- 108 THE GETTYSBURG MERCURY tion to his fellows. A college course reveals to us in what line we may be most useful, for what our talents are best fitted. It is true, the majority of men come to college with a fixed purpose, and lay out for themselves a prescribed course which will best fit them for their life-work, but new capabilities are developed, and they turn their energies into new channels. Outside work, such as managing a team, being on the staff of a college publication, being active in literary societies, and many other things, aid greatly in the progress of a man. Laziness attacks all men at times, and especially a college student, but a man with any spirit cannot always sit idly by and watch the progress of his friends and not make an effort to follow them. We might even say that his association with wide-awake men is an education in itself. Many a man gets his first impulse for hard, persistent work while in college. He begins to appreciate the true worth of the mas-terpieces of literature and art, and places inferior productions in their true light. Even to-day we hear the assertion that college life ruins many, and so people refuse the advantages to those whom it would ben-efit greatly. A man must have very little backbone if the good he gets does not far outweigh the evil. An example of a wrecked life, traceable to college days, does sometimes come to our view, however much we regret it, but that should not make anyone condemn a college career, for a great number of men gain many advantages from it. Frequently a man is led to live an intellectual life, and then looks at things squarely in the face, " clearly, dis-passionately, and in their large relations." It has been said that " the American college is a mother of men." When a man gets away from home, and has to look out for himself, he gets expe-rience sometimes dearly bought, but of great value to him. It gives him the quality of independence which stands him in good stead. There are two elements in a college career—instruction and personality, and it is not easy to say which has the more and better influence. A man at college comes into contact with higher per-sonalities than he is likely to meet under other circumstances. Instruction gives him good principles upon which to build the structure of his life, while, on the other hand, the personality of the instructors can and does influence a student to higher ideals. The contact of man with man is beneficial to all concerned. Many THE GETTYSBURG MERCURY 109 a life-long friendship has been formed during college days which, in later years, is of inestimable value. College is an excellent place to study men—their modes of work, their characters, and, in fact, all about them. This training is very useful in later life. The study of science and philosophy strengthens our trust in our Creator. The more we study the plan which is everywhere exhibited about us the more we feel "perfect fear" and rever-ence, as well as love and devotion, for the God who made us. We get a grander idea of His love for us in the provisions made for our welfare. Some few men may, perhaps, scientifically and philosophically, reason God out of existence, but generally the moral and mental horizon is widened infinitely. Let us sum up a few of the things mentioned which college does for a man. It forms the habit of thought ; it molds charac-ter ; it gives a love of knowledge for its own sake ; it has a de-terminative influence ; it brings man into contact with many other men, some of higher personalities ; it enriches his life ; it deepens and widens his view of truth ; it raises his ideals ; it increases his view of, and his love for, the beautiful; and it strengthens his faith in God by giving him a better understanding of the won-drous provisions made by an all-wise God for his welfare here be-low. THE MOUNTAIN BROOK C W. WF.ISER, '01 From a crevasse in the ledges, Covered by the flowery hedges, Shaded froni the noon-day's glow, In a pocket, mossy, low, Cool and limpid, bubbling ever From its home, without endeavor— Flows the crystal ice-cold fountain, High upon the lonely mountain. From deep parts, to us unknown, It has through the ages flown; From dark caverns in the ground, Gushing, bubbling all year 'round It pours forth into the light, Pure and limpid, crystal, bright, Filtered rain and melted snows. Rippling, wavering, on it flows 110 THE GETTYSBURG MERCURY From its rock-bound, mossy bower, Hidden by the bush and flower, Rhododendrons, ferns and pines, Thorny shrubs and flowering vines, From whose branches, twigs and strands Hanging mosses stream in bands. All's a deep, luxuriant maze Whence songsters bright peal softest lays. Over all's the glowing sun; Underneath the shadows run, Where the fountain noiseless plays All the livelong summer days. Down the nook and thro' the dell, Rippling on the brook to swell, Flows the little, limpid stream, Murmuring as in pleasant dream, By the ancient little mill, Sometimes clattering, sometimes still; By the vine-clad cabin running, On whose porch the dog is sunning, And the old black puss is drowsing. In the mead a cow is browsing, By the brook are children playing, To the woods a colt is straying, From the trees an axe is ringing, In the house the mother's singing, From the chimney, curling, blue, Floats the smoke, and wafting thro' The Heavens bright, above the trees Dissolves in cooling morning breeze. A moment, and the scene is gone, The gurgling brook is flowing on, Now between the ponderous mass Of towering peaks, thro' mountain pass, Tumbling down with swish and roar, Dashed to spray on rocky floor. Rushing on its downward course, Over boulders, rumbling, hoarse, Loudly, swiftly on it sweeps Down the pass and o'er the steeps, Dashing into feathery spray, Prancing silvery on the way. Loudly rumbling, Noisy, grumbling, Gurgling, whirling, Eddying, twirling; Wildly churning, Skipping, turning, THE GETTYSBURG MERCURY 111 Downward rushing, Bubbling, gushing, In its hurry And its flurry L,oudly roaring, Madly pouring, On its way to vales below Does the mountain torrent flow. Thus the limpid mountain stream Floats at first as in a dream, a Sweetly murmuring softest tune, Harmonious with the month of June; Then as down the pass it flows, Swiftly up the scale it goes • With a rumble and a roar, Resounding far the mountains o'er; Floating, rushing, murmuring ever, Onward to the mighty river, Thence into the deep blue ocean, Tossed about in ceaseless motion, Till at last in vapor form It home returns in mist or storm. THE GREAT STONE FACE Oration by S. A. VAN ORMEB, '01 QITTING belore their cabin door, Ernest and his mother were ^ looking through the gathering gloom that follows the setting sun at the Great Stone Face, who, from his throne on the perpen-dicular side of the mountain, miles away, seemed to preside over the valley beneath. Here the mother related the story of the mountain image— told how that it had long been believed that the time would come when one should be born in the region who should become the greatest and noblest personage of his time ; and who should, in the splendor of his manhood, exactly resemble the wondrous features on the mountain side ; told how that the earliest inhab-itants had heard the story from the Indians, who had received it from their ancestors, to whom it had been told by the trickling waters of the mountain brook and whispered by the swaying trees. At the conclusion of the story Ernest expressed a desire to live to see the man; and his mother replied, " Perhaps you may." 112 THE GETTYSBURG MERCURY Time passed. Ernest lived on in his log cottage, helping his mother with his little hands and loving heart. He had no teacher save the Great Stone Face, whom he imagined to smile at him in response to his veneration. After the toil of the day he would gaze at the Titan image, and discern the love that was meant for all. Soon it was reported that one who had been born in the region was about to return, and spend his declining years amid the scenes of his childhood—the prophetic personage long-looked-for. Now this Mr. Gathergold had been fortunate in business pur-suits. He was the owner of a fleet that gathered the treasures of land and sea. A great retinue preceded him, and the people eagerly awaited his arrival. He came; but the "yellow claw" that dropped some coppers to a beggar woman, and the careworn face, bore no resemblance to the benign features of the mountain image. Dis-appointment filled Ernest's breast, and he turned away ; while the crowd, heedless of his lack, lauded the miser. But Ernest continued to study the granite face. Soon it was reported that the counterpart of the wondrous image was to ap-pear in the person of General Blood and Thunder. The inhab-itants prepared to banquet him and his retinue. The tables were set in the open. The banquet ended, the General arose to speak, and then Ernest saw him over the heads of the jubilant throng. His war-worn countenance, full of energy and expressive of an indomitable will, was indeed characteristic of the warrior; but it bore little resemblance to the broad, wise and sympathetic features of the man of stone. Next came the eminent statesman, whose clarion voice had made him prominent. Great preparations were made to receive Old Stony Phiz. Officers and prominent men accompanied him. A band added to the enthusiasm of the crowd, for he was a Presi-dential candidate. But, in the words of the author, " the sublimity and stateli-ness, the grand expression of divine sympathy, that illuminated the mountain image and etherealized its ponderous granite sub-stance into spirit, might here be sought in vain." The years sped on. White hairs appeared in Ernest's head. He had become a minister, and many eminent men visited him to share his wisdom. THE GETTYSBURG MERCURY 113 While he sat one evening reading songs that he thought worthy of one resembling the Great Stone Face, the author of those songs appeared, and Ernest was once again disappointed. Pleasantly they talked together; and when the hour arrived for Ernest to address an open-air meeting, they walked arm-in-arm to the scene. Ernest took his position before the audience; and as he poured forth the fullness of his heart the poet noticed the strong re-semblance between the grand beneficence of the minister's face and that of the face now enshrouded in the mountain mists ; and, in the author's words, " impulsively he threw his hands aloft and shouted: 'Behold! behold! Ernest is himself the likeness of the Great Stone Face !' " Such, in short, is the story of the Old Man of the Mountains; the legend of the Great Stone Face. Man cherishes ideals, and his worth in the world depends upon the ideals that he cherishes. Ideals, in the words of one, "are the meat and drink of life." Every thought that we think and every deed that we do is directed to some end; and life, which is but a series of acts, must answer to some end, noble or mean, pursued either consciously or unconsciously. The word progress is mean-ingless without reference to an ideal. They support and encour-age us. They exercise their influence upon us insensibly. They force us into the arena where we must wield the Gladiatorial sword in their vindication. The man of science discerns and interprets an order in things that we do not make. The effort to give distinctness and form to our ideals brings with it a purity that becomes evident. In this sense only should the word ideal be used; but if our thoughts and actions are directed toward a mean or low end, the result is just as evident. These truths are beautifully illustrated by the char-acters of the story. " We are what we are," says the Chinese aphorism, "'because we have been doing what we have been doing," and it might well be added that we have been doing what we have been doing because of the ideals we cherish. This is none the less true of nations than of men. Biography and History alike are replete with illustra-tions of men and nations that arose to eminence in a particular line because their thoughts, their efforts and their energies were directed toward that one end—an ideal. The merchant, the warrior, the statesman, the poet, and 114 THE GETTYSBURG MERCURY Ernest—the minister—all were born in the valley over which the man of the mountain presided. The merchant left in early life, spent his time and energy in accumulating a massive fortune. Anxiety filled his breast lest the ships that sought the northern furs be crushed by the icebergs, or the savage tribes, for whose Afric gold he bartered, might murder his agents. The storm at sea filled his breast with terror; still he sought his gold. His saf-fron hand and knitted brow were indeed characteristic. He achieved his end. He was diligent in business, so are all men who achieve success—"they shall stand before kings." The Phoenicians centered their efforts on commercial pursuits, and they secured almost exclusively the carrying trade of antiquity. The general's stern features and commanding figure were suggest-ive of one who had obeyed the bugle's call and led the charge to the mouths of belching cannon; one hardened by the carnage and death-agony of fields lost and won. Contrast, if you will, two great warriors to two great nations— Napoleon and Washington. Napoleon welded together into one vast domain many parts of Europe; Washington gained the inde-pendence of the American colonies. Napoleon worked for vain glory and aggrandizement; Washington fought for a cherished principle—a noble end. Napoleon "stamped his name upon the bricks of Paris;" Washington in the hearts of his countrymen. Sparta devoted her attention to military pursuits and she pro-duced a race of warriors of whose deeds and endurance we read with wonder. The statesman and orator, whose voice was heard on various occasions, could sway his auditors, which was one aim —perhaps he had a higher. The lives of Adams, Madison, Web-ster, Clay, Calhoun, Douglas, Lincoln, Blaiue present the various phases of achievement that result from the tendencies and attitudes of the men; but these are familiar. Athens sought orators and she produced them—"Orators that commanded silence in the very streets while the}'- spoke in the as-semblies. '' The poet sung his way to the hearts of the people and left cheer and inspiration there—which was his ambition. Milton's Paradise Eost is the result of great effort. Grey spent seven years on his Elegy. There was a time when England gave much attention to literature, and in the Elizabethan Age she produced Spencer, Shakespeare and Bacon together with many others scarcely less famous. THE GETTYSBURG MERCURY 115 But Ernest! He, like the others had heard the story of the mountain image in youth; but, unlike them, he had made it the study of his life. // was his ideal. He had seen it dimly through the morning fogs; he had seen it when the noonday sun made it effulgent or the storm-cloud cast over it an ominous shadow; he had looked upon it at evening until the ebon curtains of night shut itoff from mortal gaze. He it was Who had grown to resemble The Old Man of the Mountains; he was the counterpart of The Great Stone Face. TWO JOHN SMITHS L. W. GROSS, '01 TN a remote settlement in one of the upper counties of Pennsyl- •"■ vania there lived two men who both had the popular name of John Smith. Strange as it may seem, neither was related to the other nor to their illustrious namesake—the Virginia hero. These two men lived in a region once famous for its giant murmuring pines and its hemlocks, whose size is to this day re-vealed by the massive stumps which the. settlers removed from the ground and dragged to the roadside for the purpose of construct-ing iences on either side. Oftentimes the belated traveler would mistake their crooked gnarled roots, raised high above his head, for some giant ready to strike him down with a club. So fantastic and strange they appeared, making all sorts of weird forms and designs as they cast their crooked shadows athwart the road in the moonlight, that they startled and frightened anyone passing along this lonely road by night. In order to distinguish these two strange characters they were each given a special name to designate which John Smith was meant in talking about them. The one was called "Devil" John and the other "Lightning" John. Both names were descriptive of the personality of each man. Both persons were famous in the community. Of their early history I know nothing, but as my fancy pictures them to me now, I see them as aged men, perhaps 45 years of age. "Devil" John is tall, broad shouldered and slightly stooped. He goes about without a coat and has his trousers crowded into the tops of his boots. He wears a slouched hat and a lumberman's flannel shirt. He has long dark hair, mixed with gray, reaching nearly to his shoulders. His eyes are 116 THE GETTYSBURG MERCURY small and of a grayish color, deeply set in his head, overhung by thick bristling eyebrows, and moved restlessly about when one looked at him. On the left side of his face is a scar which he says he received in an encounter with a bear. His face is nearly covered by his beard and moustache. His entire appearance arouses one's suspicion, yet his dealings with his neighbors are faultless. This man was the stage driver from the nearest railroad station to this particular place, which was a distance of sixteen miles. The way lay mostly through mountains and it required a full day to make the journey. To hear him relate his adventures with huge rattlesnakes, bears and highwaymen on the route made one think that he was a veritable "Tom Pinch." But this particular Smith's fame did not only consist in being a stage driver. That was a very small part of it. What he really was famous for was the fact that he was the biggest, the most skillful and accomplished liar in the community, besides other characteristics which contributed to his fame as a "character." Whenever the question in regard to the relative amount of pleasure derived from the pursuit or the realization of an object comes up, I think of a ride a young school teacher took on this particular stage. In contemplation of his journey he imagined himself seated on top of a huge coach, like a king upon his throne, with a coat-of-arms emblazoned upon the sides of the body of the vehicle. He imagined himself being drawn by at least four spirited horses at a full round gallop down the Narrows, around dangerous passes, over hill and dale. This was in contemplation. But what he realized when he stepped from the platform of the railway train was to find a disreputable old bay horse hitched to what was once a skeleton road wagon. It had been lengthened in order to make room for a trunk or two behind the driver's seat which was covered by a yellow umbrella. When the teacher inquired for the stage this odd combination was pointed out to him, and in a short time he was being driven over this route by the famous "Devil" John Smith. It took but a short time for the fact that he was the new school teacher to be known to the driver, and then into the credulous ears of this timid youth, who was already beginning to feel the pangs of disappointment and homesickness, were poured tales of all the bad boys in the school, making them appear as desperadoes, cowboys and veritable imps. THE GETTYSBURG MERCURY 117 He was told about the number of teachers who had been turned out of the school during the last term. All these stories were so well told that the unsuspecting pedagogue could not help but believe them, and before he was halfway over the route he wished himself in any other part of the world. The little children were deathly afraid of "Devil" John and would scamper away whenever they saw him coming. It was rumored that when his two children were sick with diphtheria he intentionally gave them carbolic acid instead of the proper medi-cine and thus killed them in a few minutes. This wicked act caused the children in the neighborhood to fear him. "Devil" John was also very irreligious, never being known to attend a religious service, and he frequently cursed his good wife who was a constant church goer. "Lightning" John Smith was famous for being the ugliest man as well as the loudest shouting Methodist in that part of the country. In appearance he resembled a Galilean bedouin. His hair and eyes were jet black. Beneath a scanty black mustache a row of well-preserved and very white teeth displayed themselves. Unlike the other John Smith he would drive for hours through cold winter nights in order to give his experience in the regular series of protracted meetings held in the Methodist church of that village during the winter months. He invariably began to speak slowly and in a moderate tone, but the longer he spoke the louder he became, until he fairly shrieked, bringing his hard fist down on the back of the pew for emphasis at the end of each sentence. The torrent of words and blows could be heard by passersby, who ofttimes took the commotion for the ravings of a mad man. After continuing his cries and shouting for some time he would sit down and wipe the perspiration from his brow. Thus we have a picture of two characters which have been interesting to me, and I doubt not that many others have seen these two persons in their own community under other names. c^p In every act reflect upon the end; and in the undertaking it consider why you do it.—JEREMY TAYLOR. 118 THE GETTYSBURG MERCURY ON A SUNLIT HARBOR J. R. S., '01 On the pier of a beautiful harbor stand Three figures garbed in royal array, With anxiety stamped on their noble brows,— A youthful hero, and honored gray. 'Neath the watery horizon the sun reclines ! A sea of fire 's on the face of the deep! But the delicate hues from the sky shine not In a sea of glass; for wavelets leap. And the eyes of the three are fixed on a spot Far out on the troubled, uneasy sea; For the tide is receding and the breeze is brisk And a precious gem is borne to the lee. The gold and the violet and the pale green flame, Like the colors of a mighty banner flung On the harbor,—were caught by the playful waves, And from their crests in splendor hung. It was not this grandeur that held their gaze, Enrapt by the scene an only child Was carelessly drifting to the open sea, And tempests were rising o'er breakers wild. Said the father to the hero, "She ventured too far She can never return against those odds." And the stately mother with silvering locks Disturbed the silence by heart-breaking sobs. In an instant two skiffs, the pursued and pursuing, Were afloat in a splendor, rare and unreal, That makes life in this world an ecstasy, A glorious, painless star,—an ideal. And as twilight drew its shades o'er the deep The ideal became the real, indeed; For the rescue is complete and the treasure regained And hope made joy by a noble deed. When daisies pied, and violets blue, And lady-smocks all silver white, And cuckoo buds of yellow hue Do paint the meadows with delight. —SHAKBSPBARE. THE GETTYSBURG MERCURY 119 TENNYSON'S "IN MEMORIAM" CLYDE B. WEIKEBT, '02 HPO attempt to criticise such a piece of literature as the "In A Memoriam" of Tennyson would be rashness on the part of one whom insufficient study and poor interpretation of thought has acquainted with but few ideas of the real import of the poem. This work has been done more or less ably by men of culture in the art of criticism, and to these we willingly commit the task, being satisfied ourselves with an attempt at the comparison of this work to several others alike in character; and with an estimate of the poem, its merits and worth. In comparing this poem with the "Lycidas" of Milton we are at once made conscious of a vast diversity in degree of feeling in the hearts of the two authors. Milton mourns for the loss of his friend but his sorrow is obviously not so deep-seated as that which Tennyson pours forth in the endearing terms of the "In Memor-iam." The relation of the former poet to the subject of his song was tender and full of feeling, but the intimacy that existed be-tween Tennyson and Hallam was infinitely closer. In the one case it was the love of friend for friend; in the other of brother for brother, mortal man for his ideal,—almost perfect love. This love is expressed in a poem by Milton that compares with the feeling expressed in the verses by Tennyson only as a set of res-olutions framed by a secret society on the death of a brother does with the tender verses penned by a mother on the death of her child. The circumstances of King's death and the sorrow caused by . it are not treated philosophically by Milton in the "Lycidas" as are the like circumstances by Tennyson in the "In Memoriam." His departure from this life is deeply regretted, but the pangs caused by his death are not referred to as bringing blessings in disguise to us. Sorrow is not represented as elevating or as de-signed to better our condition; as making us more perfect morally or spiritually. Separation from loved ones is not mollified by any such vivid assurances of a happy meeting in the hereafter. The thought of the departed ones is not used as a guiding star by which we can regulate our aims and measure our achievements. Again, Milton does not indulge in any of the happy explana-tions or rather suggestive questions concerning the future state of the soul as does Tennyson. These almost inexplicable problems 120 THE GETTYSBURG MERCURY are dealt with in a most interesting way by the author of the "In Memoriam," for instead of expressing his own beliefs he rather intimates happy and probable solutions and gives to the mind of the reader a subject for thought. The most notable of our innate curiosities concerning eternity are voiced and the poet does not seemingly shun any one of them. Milton happily refers to his friend in glory but does not suggest near so many of his possible conditions there. The thought in the "Lycidas" is not so subtle, nor is the trac-ing of the poet's meaning nearly so difficult a task as in the "In Memoriam," yet its many mythological references render it far less enjoyable and less capable of interpretation by the unschol-arly. The poem of Tennyson's seems to conform more closely to Milton's statement, "Poetry should be simple, sensuous, and pas-sionate," than does his own. Shelley treats the death of John Keats in his "Adonais" more extensively than Milton does that of his friend in the "Lycidas.'' However, it may be said as was concerning the latter that the sorrow for Keats was not so heart-felt; his death did not affect the author so directly as Hallam's did Tennyson. Furthermore, the philosophical treatment is less as are also the intimations concern-ing eternity. The thought is more subtle than in the "Lycidas," though still far inferior to the "In Memoriam," and the language is less scholastic. But the poem seems to be more of a reprimand or an accusation against the author of the harsh criticisms against Keats, rather than a loving memorial and eulogy on his life. Words again fail in attempting an estimate of this poem. Pardoning a personal reference, let it be said that never has any piece of literature appealed to my emotions more than this. Never has the light and purity of perfect love for a friend been shown so forcibly as was by Tennyson in this memorial of Arthur Hallam. Ideality of character and ambitions seem to be the chief attributes which are assigned to his friend and these are worshipped with a steadfast devotion. A perfect consciousness of the super-iorities of his ideal kept the worshipper forever in loving awe of the worshipped one and became his only delight. The philosophical treatment of the subject is excellent. The poet never allows himself to become so enveloped in the cloud of sorrow as not to be able to see the light beyond. Through each pang which Hallam's death has caused him he sees the refinement THE GETTYSBURG MERCURY 121 of his own nature. His death he realizes to be only the opportu-nity for further development which will render him a more perfect model after which to mould his own life. Even the spring-tide, when the advent of Arthur's birthday approaches is used to rep-resent the glorious season of immortality when friend shall meet friend to part no more. As to the allusions to the future, nothing could be more probable and suggestive than his opinions. The intimation of the development of the mind in after life along all lines of knowl-edge and wisdom on a more rapid and perfect scale is beautiful. The hope for recognition in glory is full of pathos and contains a happy, consoling thought. His reference to his friend as being with God, where he is only in his true sphere, shows a faith that is boundless and displays the most confident trust. Surely noth-ing could be more full of belief in and admiration for the Divine than the verse with which the poem is concluded: That God, which ever lives and moves, One God, one law, one element, And one far-off divine event, To which the whole creation moves." SONNET I think of her and try, all through the day, To see her face, and as I persevere L,ove lets me see, but the sweet lips appear Cold, and the eyes not yielding' blue, but gray, Hard gray ; her whole form seems to say me nay. In all the din of day I cannot hear Her voice ; but in the night it seems so near, Laughing and chiding all my doubt away, So near, I almost feel her breath ; I crave Fancy of I^ove ; he sweeps me with his wing And all the air around is sweet with her : I feel her breast to mine like a swelling wave And lingering lips light love-words murmuring, Melt into mine in a soft slipping blur. Mortimer Stirling, from Red and Blue. THE GETTYSBURG MERCURY Entertdat the Postojjice at Gettysburg as second-class matter Voi,. X GETTYSBURG, PA., JUNE, 1901 No. 4 E. C. RUBY, '02, Editor-in- Chief R. ST. CLAIR POFFENBARGER,' 02, Business Manager J. P. NEWMAN, '02, Exchange Editor Assistant Editors Miss ANNIE M. SWAHTZ, '02 A. B. RICHARD, '02 Advisory Board PROF. J. A. HIMES, A. M., LIT. D. PROF. G. D. STAHLBY, M. D. PROF. J. W. RICHARD, D. D. Assistant Business Manager CURTIS E. COOK, '03 Published each month, from October to June inclusive, by the joint literary societies of Pennsylvania (Gettysburg1) College. Subscription price, One Dollar a year in advance; single copies Fifteen Cents. Notice to discontinue sending the MERCURY to any address must be accompanied by all arrearages. Students, Professors, and Alumni are cordially invited to contribute. All subscriptions and business matter should be addressed to the Business Manager. Articles for publication should be addressed to the Editor. Address THE GETTYSBURG MERCURY, GETTYSBURG, PA. EDITORIALS ¥ ITERARY societies are voluntary associations for educational ■"-^ purposes. They are entirely separate from the regular course of school and college work. In many instances they are established by the students themselves, and the officers are usually chosen from their own numbers. This gives them the opportun-ity to learn how to preside at public meetings and to become fa-miliar with the recognized methods of conducting the affairs per-taining to such organizations. It is in these societies that the young parliamentarian learns to make a motion or to rise to a point of order; the aspiring debater displays his skill in convincing his hearers that his opponents are wrong; and the coming orator pours forth his eloquence to his heart's content. THE GETTYSBURG MERCURY 123 The debates, the essays and the orations develop the powers of observation and expression. They promote readiness and in-dependence. Are these not some of the most valuable things which a man, who goes out into the world to try its realities, ought to possess ? Do we as students fully realize the importance of such an equipment ? In all true education the amount of knowledge communicated, however important it may be, is an entirely subordinate matter compared with the mental desires that are aroused and the mental power that is stored up. I once heard a man say that he did not care so much whether the teacher taught his son the facts in his-tory, but he did want him to create in him a taste for history. This expresses exactly the idea of our college course. How few, indeed, are the facts which we as students are able to gather while under the instruction of the professor compared with those that are gathered by men who are working by themselves in some chosen profession! Some of us regret that not more time can be spent in the classroom on the subject of botany. If the professor has succeeded in arousing a taste for the subject he has accom-plished his work. The student will then become his own teacher and a better one he could not find anywhere. The same is true in the department of literature. How few are the authors to whom we get but an introduction ! But if we have been led to love lit-erature, or have been made hungry, we will not be satisfied with what we get in the classroom. Could not the same be said of all the college work ? We should not come to college with the ex-pectation of going away with a load of facts and a feeling that we have all we want. If we do not go away with a greater appetite than when we came, we might as well have remained at home. c^P Duty is a power which rises with us in the morning and goes to rest with us at night. It is the shadow which cleaves to us, go where we will, and which only leaves us when we leave the light of life.—GLADSTONE. 124 THE GETTYSBURG MERCURY THE PRESENT DlfEICULTY BETWEEN RUSSIA AND JAPAN ARTHUR B. RICHARDS, '02 rT,HE current literature of the last mouth has had much to say *■ concerning the threatened war between Japan and Russia. The province of Manchuria, situated on the eastern coast of Siberia, seems to be the bone of contention. Each nation has her own distinct reasons for wishing to bring this province under her control. What Russia desires is a harbor in the east. She now owns the greater part of Siberia, but can not develop the resources of this vast territory nearly so well as she could were she able to reach the eastern markets. With a seaport in the east Russia could greatly increase her commerce; she could trade directly with the islands of the Pacific. But in order to reach a harbor she must go through the center of Manchuria and she is now striving to hold this country until she can secure the right of way. Japan, on the other hand, has not room at home to accommo-date her industrious and ever-increasing population. The people can not all be cared for on the small island, and Japan has long been looking to Manchuria as a possible outlet. Moreover, Japan had gained a landing in Manchuria during the war with China in 1895, but was forced by Russia to withdraw. This Japan has not yet forgotten, nor is she ready to forgive it. These, in brief, are the principal causes of the threatened war. In case war were toensue.it is generally conceded that Russia would prove too strong for her rival. Manchuria would be the objective point, and could probably be reached and a landing effected by Japan. But she would be unable to hold out long against the superior laud force of Russia. In round numbers, Russia's army has 1,250,000 men to Japan's 90,000. Russia's troops, by the thousands, could be hurried across Siberia by means of the newly constructed railway, while Japan would be compelled to bring her army by the slow process of transportation. These considerations show that Japan's hope of success is very small, and with such odds against her it is not likely that she will be willing to clash arms with the formidable Russians. THE GETTYSBURG MERCURY 125 THE BADGE OF COURAGE CARRIE E. INGLEBIRT, '04 'T'HIS expression is doubtless familiar to nearly every one by ■"■ reason ol its being almost identical with the title of a recent and very popular book. You can read the words, pass on, and pay little attention to them, yet if the reader pauses and takes a deeper insight into them they gradually unfold a meaning which is far from being insignificant. Courage is a spiritual or innate force, which enables one to face trouble, danger, and even death, with that fearlessness which characterized the sainted martyrs of mediaeval days when being led forth to the stake. Amid the jeers and hisses of the surging crowds, they sang hymns. The American of today, living at too fast a pace to sing slow meter psalms in the face of danger, cheer-fully whistles. It is a somewhat common or popular opinion that courage can only be displayed upon the field of battle or other public places, in which the chief actors appear before the eye of the public. But this contention is false and unreasonable, as can be proven by examples almost without number. In all the humbler walks of life men and women, unseen and almost unheard of, show themselves to be heroes and heroines of the most courageous type. Do not the city papers bring to our notice page aftef page of noble soul-stirring deeds performed at a most perilous risk of life ? And despite the idea that news items are often fictitious, these cannot all be the products of ingenious reporters. With no disparagement to the soldier, it may be said that he has ever before him, as a stimulus to courageous deeds, the hope of promotion from the ranks. But no such red badge of courage adorns the man who saves another in distress, passes on into the crowds, and is lost sight of. Such instances are witnessed fre-quently in our large cities. The laurel and myrtle wreaths are reserved exclusively for those who are valorous in time of public danger, while the one who, from an unselfish Christian motive, takes his life in his hand, remains unrecognized. Out of the multiplicity of instances may we not treat of just a few ? To whom shall the badge of courage go with more pro-priety or justness than to those who leave home, and all the 126 THE GETTYSBURG MERCURY sacred interests which are clustered around the homestead, and sail far away, across the sea to the sunny isles of a southern clime, there to become ministering angels to the suffering human beings stricken with leprosy. It is almost certain to be their first and last journey ; for who, with the meagre knowledge of man, can tell when they, too, will be in the same sad plight ? Let us also spare a kindly thought for the mothers, wives and clear ones of the hero who buckles on his belt and sword and goes forth to war. Must not pain and anguish almost wrack those fond hearts at the separation, which can so easily be final ? Surely, do the dear ones at home anxiously scan the daily mortality list, as sent out by the army. And then the startling intelligence reaches them that their hero has gone down in battle, or, sadder still, has fallen a victim to the wages of disease. No more will his cheery whistle resound through the house, or his happy smile chase the shadows of care and trouble away as the rising sun dis-pels the morning mist. It is altogether befitting that upon these sorrow-laden ones we pin the badge of courage. What emblem of courage should we give to such as these for their self-sacrificing devotion to their trust ? Theirs is the self-consciousness of work well done, of obligation carried out, of duty faithfully fulfilled, and no more honorable badge of courage can be secured at our hands than this. They know, as Christians, that they have answered the demands of their Maker, and the ringing plaudits of the people are as the singing of birds in their ears. The highest aspiration in life should be to do the best at all times, and in all places. And now, this having been done, a distinct feeling of satisfaction must surely be felt. Having endeavored to prove the theory already advanced, may we not conclude that the true badge of courage is not neces-sarily the red one for valor in time of danger, but is really the white, that one symbolic of purity and innocence, which is not secured in this sphere, but when the possessor has left the earthly scenes, and stands forth in the clear radiance of another world, then is the true reward, the real badge of courage, seen in its highest and holiest sense. The hearts of men are their books; events are their tutors; great actions are their eloquence.—Macaulay. THE GETTYSBURG MERCURY 127 TRANSLATION OF HORACE I. 35 ABDEL E. WENTZ, JK., '04 O peaceful goddess, favored Antium's queen, Thou who canst raise a humble man to fame, And turn proud triumphs wondrous to be seen To funerals—all men adore thy name. The rustic farmer prays to thee in fear; To thee as mighty mistress of the sea, Whoever tries through boisterous waves to steer, Directs his prayer, that he secure may be. The warlike Dacian flees before thy face; Whole towns and nations look to thee for aid. The strength of kings depends upon thy grace; The power of despots all on thee is staid. They know that thou canst overthrow the state, And quickly rouse the idle ones to arms; They stand before thee trembling lest their fate Shall prove thee to be worthy of alarms. Stern Doom is ever foremost in thy train; She bears her emblems in her brazen hand: The huge beam—nail, the wedge, the clamps, the chain, And melted lead, to make thy edicts stand. Pure Faith and Hope are both thy steadfast friends, They follow thee whatever may betide; To thee each one an earnest friendship lends, Nor can misfortune drive them from thy side. As Caesar sails for distant Britain's shore, Do thou protect and keep him by thy might; Defend our youthful soldiers, we implore, And may they be successful in the fight. Alas! the awful crimes in which we've shared! Too long have civil wars abased our pride; What altars in our madness have we spared? What kind of evil have we left untried? O grant to forge the blunted sword anew! Remove from us the cause of all our woes; Bestow on us thy grace in all we do, And help us to subdue our cruel foes. 128 THE GETTYSBURG MERCURY THE USE OF THE NOVEL BESS DRAIS, '04 TX EPRIVED of books the world would be robbed of one of its *-/ most essential joys. They are one of the few profitable things that afford unalloyed pleasure. In books, the mind has scope, something to develop its power and something that feeds it. There are thousands of standard works of fiction which are wholesome in tendency, purely educators of the mind. The bright accounts of travel, witty discussions, lively or pathetic story-telling in the form of a novel, is a singular characteristic of the present age. We should read them not merely to be occupied but to weigh and consider, although their purpose is, in a measure, to delight, relieve and amuse. A novel to be of great value, however, must be true to life. If it excites sympathy it will help us to see our own faults as well as the failings of others and will teach us to make an allowance for human nature. The novel superseded the drama when the latter had become unprofitable; not content with this, it makes high aims to rival history by discussing the great deeds of the past and the burning questions of the present; for its general use is culture, teaching history or science, thus reaching many people with its truths which would not be read elsewhere. In times of despondency, when even life seems monotonous, novels sustain and cheer, showing us the truest side of human na-ture which we are often inclined to imitate. Grounded on truth they arouse our moral imagination causing us to think—to think very seriously of our own weak selves. But truth is not the only requisite. The novel, to be profitable as well as entertaining, needs love. Of course I do not mean that sentimental art of love-making,' but rather a tender feeling for hu-manity and the conditions of man. Hawthorne, in his novels, pictures a higher ideal of life by making virtue more attractive and vice more repulsive. He goes deeper and higher than mere literalness; he. sees life as a whole but after all the true things are the spiritual things. At a certain age we are most amused by the unnatural and supernatural, but, as it has been said, when we grow older we realize that life itself has the best outlook for us and the most interesting fiction is that THE GETTYSBURG MERCURY . 129 which shows us life as it is. So every novel does have a purpose,' and whatever that purpose ma)' be it will be truly noble if built on the appreciation of human love, human courage and human character. A VISIT TO VALHALLA P. W. EYSTER, '03 /^\NE day in May after a shower of rain, a student while walk- ^^ ing over the scene of Pickett's charge in quest of relics found a ring, which had been washed out of the ground. On close examination he found it to be a broad, silver ring, which bore the device of two triangles, crossing each other in such a way as to form the representation of a star. King Solomon, the Wise, is said to have invented this device, which is of great use to enchanters and conjurers, but as the student was not well versed in the signs of magic he could not appreciate its value and carelessly placing the ring on the little finger of his left hand, returned to college. He was a member of society and attended the parties and enter-tainments given by the hospitable people of Gettysburg. In the latter part of May, on a beautiful moonlight night, there was a party given by his friends near L,ittle Round Top. He went to this party where he enjoyed himself until a late hour, when he saw that a certain young lady got home safely. He challenged her to walk on Little Round Top past the statue of Gen. Warren. She being active, accepted the challenge. They left their friends and when they reached the summit, being out of breath, they seated themselves on a rock near the statue for a brief rest. While they were resting, the statue commenced to speak, moving its jaws as if rusted from disuse. It said, "You, young man, have a ring on your finger bearing the representation of a star; that ring is the key to Valhalla. The fates have decreed that the gates of Valhalla shall not be opened by the hand of a man, even though he possess the ring with the star, but if the young lady will touch the rock upon which I stand after you have placed the silver ring on her finger, the gates of Valhalla shall for the first time be opened to mortal man." The ring having been placed on the young lady's finger, she touched the rock upon which the statue stands. Immediately there was a loud report like that of thunder, and the rock moved 130 THE GETTYSBURG MERCURY aside leaving an opening where the two entered. After entering they found themselves on a grassy plain. They saw at a distance a body of English soldiers dressed in bright red uniforms, lined up for battle. Soon another body of soldiers appeared but not so gayly dressed as the other. At the head of this was the venerable George Washington preparing to fight for the thousandth and first time the battle of Yorktown. Washington rode before his men and said: "See those Red-coats, shoot for their belts, we must win the day or perish on a bed of honor." The English advanced, but the soldiers of the "land of the free and the home of the brave" being determined to win drove the Redcoats over their entrenchments. The visitors advanced farther and saw at a distance embank-ments of cotton-bales and earth thrown up, behind which were a few thousand men. Seeing Andrew Jackson riding near them they asked him what his men were waiting for. He said, "They are waiting to thrash the army which defeated Napoleon on the world-famed battlefield of Waterloo." The English army ad-vancing under Gen. Packenham soon attacked the embankments of Jackson's soldiers but was driven back in confusion under a writhing fire from the American guns. The next scene which met the visitors' eyes was a battle be-tween soldiers wearing the blue and those wearing the gray. As a regiment of soldiers were filing past the visitors, the young man asked a soldier, who was in the rear, what they were about to do. He replied, "We are going to fight the battle of Gettysburg, where we will show to the world that 'Republics shall stand and king-doms fall.' And we will teach the kings of Europe that 'a gov-ernment of the people, for the people, and by the people' is a possibility." By this time the battle was going on in dead earn-est. Valhalla was resounding from the artillery duel between the contending armies. Soon a division of the Confederate army, advancing from the smoke, charged the Union breast-works. A hand to hand conflict ensued, and above the rattle of the musketry could be heard the groans of the wounded and dying men. During the excitement of the battle the young lady carelessly lost the ring, when there was a clap of thunder and the visitors again stood on Little Round Top. Oh! had this woman not been so careless as to lose the key to Valhalla, we might visit at our leisure the warriors contending on the bloody battle-field of Val- THE GETTYSBURG MERCURY 131 halla. But just as Eve was the cause of the downfall of man, so this Gettysburg maid, one of the daughters of Eve, was the cause of the loss of the key to that mysterious realm of the soldiers' heaven. But what is the use of mourning over the misfortunes of mankind, since we cannot add a cubit to our stature. After they had stood for a while on Eittle Round Top, breathing the atmosphere of mortal men, they started for the young lady's home. When the two separated, they promised each other to keep their visit to Valhalla a secret. But putting a secret in a woman's braiu is like pouring water on a sieve. So, dear reader, I have the pleasure of recording the incidents of a visit to Valhalla. c*$J AN INDIAN LEGEND A. 0. WOLFE, '04 To the westward, afar o'er the prairies is the land where the Sierra Nevadas Rear aloft their bald heads to the heavens; and reach out with their mystical shadows, Just as though the grim soul of the mountains stretched its hundred hands forth o'er the valley, To rebeckon its armies of whirlwinds, or to summon its thunders to rally. There the smiling- Yosemite valley, 'neath the sheltering crags of the mountains, Robed in tropical green and in freshness as is grass near the spray of a fountain, Stretches out with its slow winding river; and with a waving ocean of petals, Attempts, in its alluvial bosom, to conceal all its glittering metals. In the valley a town of the Shoshones, nestled snugly 'tween mountain and river, Seemed asleep in the afternoon sunlight; for the red men with bow and with quiver, Far away o'er the snowy capped mountains, sought the flesh of the deer on the prairie Or the lumbering buffalo hunted. The village, by the wand of a fairy, Seemed a quaint painting conjured on canvas; e'en the butterfly breezes were leaving The fierce watch dogs alone to their dreaming; and the squaws stopped anon at their weaving 132 THE GETTYSBURG MERCURY With the maidens to witness the sunset. At some distance removed from the village Walked the wife of the red warrior's chieftain. She had gone the green meadow to pillage Of its succulent roots and its fruitage. To her right her child toddling and straying Neared the place where a crystal spring bubbling with itself like an infant was playing. From aloft in the transparent ether on bold pinions descended an eagle, Which at first seemed a speck in the zenith; then as bent on a purpose illegal, Nearer and larger it grew till at length, like a bolt from a bow it de-scended, Grasped ithe Indian child in its talons, and aloft to the wild crags ascended. Such a scream from the lips of the mother as might waken to life the departed, Roused the idling maids in the village. They beheld as she frantically started Up the steep ragged side of the mountain, that she further and further retreated In pursuit of her child and the eagle. But her journey was not half completed Ere a wild hissing sound through the branches, the dark gathering clouds and the thunder, The swift pattering fall of the rain drops, and the tossing of tree tops in wonder, All proclaimed the approach of the tempest. The elements crash! The wild winds bellow! And the day reels and rocks into darkness. Then the lightning shot forth in the yellow And sulphurous turmoil of ether in a network of serpentine flashing, Till the hills on their very foundations seemed to rock at its terrible crashing. And the storm is abroad in the mountains! The oracular hills and the hollows Are appalled at the noise of his stamping; and the brook in the gulch where he wallows L,eaps its bounds, in its anger, a torrent. Then from bastion to bastion each moment In the chaldron of vapor below with a roaring and rumbling the sound went Of the battering peal of the thunder. Millions or more of roused echoes arose When the wind rushing forth in his fury, left the blue ocean in placid repose And encamped 'mong the paralyzed hemlocks. And he howls as he hounds down his quarry. THE GETTYSBURG MERCURY 133 And his lash tears the hair of the oak tree, which, with womanish fear in its flurry, As it clings to the rock with torn garments, is bewailing- its fate and the morning'. Then this fierce guide of storm and of terror rushes off with a hoarse note of warning Through the intricate maze of the branches. There is war in the skies! And the midnight, Doubly mocked by its own apparitions, quickly cringes and shrinks from the flashlight Of the murderous bolt of the lightning. Then the storm passes on to the ocean, And has left the dark mountains in quiet and the night-fairies filled with emotion. But the Indian child and the mother passed from life into death in its maelstroms; And the eagle bore skyward their spirits to the glad Hunting Ground of the Shoshones. As they sail through the night wind, richly lit by the glow of the moon-light, The bright orbs of the sky in amazement reel and swim in their oceans of starlight. All the spirits of beasts of the forest quickly flee the approach of the stranger, As a herd of wild deer on the prairie run away at the first sign of danger- Then a buffalo, older and wiser to oppose their advancing, had started, But the bold, fearless soul of the mother raised her hand and the wild beast departed; And at once in its place was the sunrise, was the glad Hunting Ground of the Shoshones. EXCHAINGES IT is a relief to turn from the somewhat tedious prose articles of * the college magazine to its lighter contents. We are not among those who say that the literary monthly should be com-posed entirely of short stories, but we do believe there should be enough light material to relieve the tedium which necessarily arises from the perusal of a number of theoretical articles, which are often difficult of comprehension. Because of its pleasing va-riety, The College Student holds first place among our last month's exchanges. Nearly all the magazines contain some fiction—The Touchstone and The Lesbian Herald too much, according to our opinion. 134 THE GETTYSBURG MERCURY "The Poet's Corner" of the Dickinson Literary Monthly is always entertaining. " The "Wreck " is a vivid descriptive poem in the last number. The Shakespeare edition of The Coitey College Chronicle is full of excellent articles on the great dramatist and his work. Half-tones of the poet, his own and Ann Hathaway's home, make the magazine very attractive. " Nescius Aurae Fallacis " in The Western University Courant is the title of a story on a phase of college life which is probably familiar to most students. A PICTURE OF FANCY I. There's a vale in the far away mountains Where the pinnacle barriers stand Like guards in the outskirts of nature To shut in the peace of the land. Here, wild and alone, great boulders are strewn And there sweeps a beautiful lawn; And the Angel of Light brings a rose every night To hang on the curtains of dawn. II. She forgets not to pause in the evening And spread o'er the heavens a glow, With a picture whose secret of painting No mortal man ever shall know; When the stars are asheen and the skies are serene, And the soft clouds gently are driven, She changes the scene and the moon glides between Like a ray through the window of heaven. III. I gaze on the depths of the morning And all like a glory doth seem, I find in the twilight resplendent, A divine and immaculate dream. And touched by the wand of some magical hand, All the raptures of fancy unroll; And a music unknown, like a deep undertone, Is awaked in the harp of the soul. THE GETTYSBURG MERCURY 135 IV. Would I Bell the sweet picture of fancy- Though its being were nought but a name? No not for the wormwood of glory, And not for the bubble of fame. It is sweet to be near to the eye and the ear, Of a Father who watches above, To study how grand are the works of His hand, And to catch little secrets of love. Ex. How much energy, vitality, effort, is being expended every day fruitlessly because of the want of intelligent application ! Even among students of college there are some who, though they are sincerely studious in their daily work, pass through their course without having attained the best which their opportunity affords and their efforts seem to deserve.—Ex. "To me, I swear, you're a volume rare;" But she said, with a judicious look, "Your oath's not good by common law, Until you've kissed the book." —Ex. THE COLLEGE GIRL There's a gladness in her gladness When she's glad; There's a sadness in her sadness When she's sad; But the gladness of her gladness, And the sadness of her sadness, Aren't a marker to the madness Of her madness When she's mad. —Ex, PATRONIZE OUR ADVERTISERS. Botcher Beef, Veal, Pork, Lamb, Sausages. Special rates to Clubs. In buying don't forget the Advertisers; They support us. ESTABLISHED 1867 BY ALLEN WALTON. ALLEN K. WALTON, President aud Treasurer. ROBT. J. WALTON, Superintendent. flammeistomn Bromti Stone Gompany Quarrymen and Manufacturers of Building Stone, Sawed Flagging and Tile Waltonville, Dauphin Co., Pa. Contractors for all kinds of Telegraph and Express Address. Cut Stone Work. BROWNSTONE, PA. Parties visiting the Quarries will leave cars at Brownstone Station on the P. & R. R. R. For a nice sweet loaf of Bread call on J. RAiUER Baker of Bread and Fancy Cakes, GETTYSBURG. PA. ~ EIMER & AMEND, Manufacturers and Importers of Chemicals and Chemical Apparatus 205, 307, 209 and 211 Third Avenue, Corner 18th Street NEW YORK. Finest Bohemian and German Glassware, Royal Berlin and Meissen Porcelain, Pure Hammered Platinum, Balances and Weights. Zeiss Mi-croscopes and Bacteriological Apparatus; Chemical Pure Acids and Assay- Goods. SCOTT PAPER COMPANY MAKERS OF FINE TOILET PAPER 7th and Greenwood Ave. PHILADELPHIA PATRONIZE OUR ADVERTISERS. The Century Double-Feed Fountain Pen. Fully Warranted J6 Kt. Gold Pen, Iridium Pointed. GEO. EVELER, Agent for Gettysburg College PRICE LIST. No. 1. No. 1. No. 3. No. 3. Chased, long or short $2 00 Gold Mounted 3 00 Chased 3 00 Gold Mounted 4 00 Spiral, Black or Mottled $2 SO Twist, " 2 50 Hexagon, Black or Mottled 2 SO Pearl Holder, Gold Mounted S 00 THE CENTURY PEN CO., WHITEWATER, WIS. Askyour Stationer or our Agent to show them toyou. Agood local agent wanted in every school 71 We Print This Book THE MT. HOLLY STATIONERY AND PRINTING CO. does all classes of Printing- and Binding-, and can furnish you any Book, Bill Head, Letter Head, Envelope, Card, Blank, or anything pertain-ing to their business in just as good style and at less cost than you can obtain same elsewhere. They are located among the mountains but their work is metropolitan. You can be convinced of this if you give them the opportunity. Mt. Holly Stationery and Printing Co. SPRINGS1;^A. H. S. BENNER, .DEALER IN. Groceries, Notions, Queensware, Glassware, Etc., Tobacco and Ggars. J7 CHAMBERSBURG ST. WE RECOMMEND THESE BUSINESS MEN. Pitzer House, (Temperance) JNO. E. PITZER, Prop. Rates $1.00 to $1.25 per day. Battlefield a specialty. Dinner and ride to all points of interest,including the th ree days* fig-lit, $1.25. No. 127 Main Street. You will find a full line of Pure Drugs and Fine Sta-tionery at the People's Drug Store Prescriptions a Specialty. J. A. TAWNEY_^_ Is ready to furnish Clubs and Boarding Houses with Bread, Rolls, Etc. At short notice and reasonable rates. Washington & Middle Sts., Gettysburg. R. A. WONDERS, Corner Cigar Parlors. A full line of Cigars, Tobacco, Pipes, Etc* Scott's Corner, Opp. Eagle Hotel. GETTYSBURG, PA. M. B. BENDER Furniture IRON BEDS, MATTRESSES, SPRINGS Picture Framing and Repair Work done Promptly 27 BALTIMORE ST. GETTYSBURG, PA. .00 TO. fjotel (Gettysburg Barber Sfyop. Centre Square. B. M. SEFTON W.F.CODORI, m^Tc^do^i Dealer in Beef, Pork, Lamb, Veal, Sausage. Special rates to Clubs. York St., GETTYSBURG. .GO TO. CHAS. E. BARBEHENN, Barber In the Eagle Hotel, Cor. Main and Washington Sts. CHAS. S. MUMPER (Formerly of Mumper & Bender) Furniture Having opened a new store opposite W. M. R. R. Depot, will be pleased to have you call and examine goods. Picture Framing promptly attended to. Repair Work a Specialty Students' Trade Solicited FAVOR THOSE WHO FAVOR US. Spalding's Official League Ball and Athletic Goods Officially adopted by the lead-ing Colleges, Schools and Athletic Clubs of the Country Every Requisite for— BASE BALL FOOT BALL OOLF TENNIS ATHLETICS GYMNASIUM Spalding's Official League Bail Is the Official Ball of the National Iveague, the princi-pal minor leagrues and all the leading college associations Handsome Catalogue of Base Ball and all Athletic Sports Free to any address Spalding's Offi-cial Base Ball Guide for 1901, edited by Henry Chadwick, ready March 30,1901. Price 10 cents. A. Q. SPALDINQ & BROS., Incorporated NEW YORK CHICAGO DENVER ROWE, Your Grocer Carries Pull Line ol Groceries, Canned Goods, Etc. Best Coal Oil and Brooms at most Reasonable Prices. OPPOSITE COLLEQE CAMPUS. S. J. CODORI, *#Druggists Dealer in Drugs, Medicines, Toilet Articles, J> Stationery, Blank Books, Amateur Pho-tographic Supplies, Etc., Etc. BALTIMORE ST. R. H. GULP PAPER HANGER, Second Square, York Street. COLLEGE EMBLEMS. EMIL ZOTHE, ENGRAVER, DESIGNER AND MANUFACTURING JEWELER. 19 S. NINTH ST. PHILADELPHIA SPECIALTIES: Masonic Marks, Society Badges, College Buttons, Pins, Scarf Pins, Stick Pins and Athletic Prizes. All Goods ordered through A. N. Beau. A. C Miller Job Printer Students' Trade Solicited Best of Work Guaranteed Meneely Bell Co. TROY, N. Y. MANUFACTURERS OF SUPERIOR BELLS The 2000 pound bell now ringing in the tower of Pennsylvania Col-lege was manufactured at this foundry. PATRONIZE OUR ADVERTISERS. The Pleased Customer Is not a stranger in our establish-ment— he's right at home, you'll see him when you call. We have the materials to please fastidious men. J. D. LIPPY, Merchant Tailor 39 Chambersburg" St., Gettysburg, Pa. L Try My Choice Line of .} £ High-Grade Chocolates 3 ¥¥ at 4flc per lb. Always fresh at CHAS. H. McCLEARY Carlisle St., Opposite W Also Foreign and Domestic Fruits A 3 ARY J Mil. R. R. p Y' Always on Hand. L. D. Miller, GROCER Confectioner and Fruiterer. Ice Cream and Oysters in Season. 19 Main St. GETTYSBURG City Hotel Main St. Gettysburg. Free 'Bus to and from all Trains Thirty seconds' walk from either depot Dinner with drive over field with four or more, $1.35 Rates $1.50 to $2.00 per day- John E. Hughes, Frop. Capitol Cits Cafe Cor. Fourth and Market Sts. HARRISBURG, PA. First-Class Rooms Furnished. Special Rates to Private Parties. Open Day and Night. European Plan. Lunch of All Kinds to Order at the Restaurant. ALDINGER'S CAPITOL CITY CAFE. POPULAR PRICES F. Mark Bream, Dealer in Fancy and Staple Groceries Telephone 29 Carlisle St., GETTYSBURG, PA. JxMijjJ^^hy .Photographer. No. 3 Main St., GETTYSBURG, PENNA. Our new effects in Portraiture are equal to photos made anywhere, and at any price. PATRONIZE OUR ADVERTISERS ftlrigbi 140-142 Woodward Avenue DETROIT, MICH. Manufacturers of High Grade Fraternity Emblems Fraternity Jewelry Fraternity Novelties Fraternity Stationery Fraternity Invitations Fraternity Announcements Fraternity Programs Send for Catalogue and Price List. Special Designs on Application. HOTEL GETTYSBURG LIVERY GETTYSBURG, PA. LONG & NOLTZWORTH, Proprietors Apply at Office in the Motel for First-Class Guides and Teams TME BATTLEFIELD A SPECIALTY Zhe Bolton Market Square Ibarrfaburg, ff»a. Large and Convenient Sample Rooms. Passeng-er and J5a.gga.ge Elevator. Electric Cars to and from Depot. Electric Light and Steam Heat. J. M. & M. S. BUTTERWORTH, Proprietors Special Rates for Commer-cial Men "EZ 1ST IMMER CUT ET WAS ZU WISSEIN." These are the words of Goethe, the great German poet, and are as true in our day as when uttered. In these times of defective vision it is good to know something about eyes. A great deal has been learned about the value of glasses and their application since Goethe lived. Spectacle wearers have increased by thousands, while at the same time, persons losing their eyesight have been greatly diminished. If your eyes trouble you in any way let me tell you the cause. Examination free and prices reasonable. We grind all our own lenses and fit the best lenses (no matter what anyone else has charged you) for $2.50 per pair and as cheap as SO cents per pair, or duplicate a broken lens if we have one-half or more of the old one, at a reasonable charge, returning same day received. .E. L. EGOLF. 807 and 809 North Third Street, FIARRISBURG, PA. PATRONIZE OUR ADVERTISERS. Pentpol J-fotel, ELIAS F1SSEL, Prop. (Formerly of Globe Hotel) Baltimore Street, Gettysburg, Pa. Two doors from Court House. MODERN IMPROVEMENTS. Steam Heat, Electric Lig-ht and Call Bells all through the House. Closets and Bath Rooms on Every Floor. Sefton & Flem-ming's Livery is connected with this Hotel. Good Teams and Competent Guides for the Battlefield. Charges Moderate, Satisfaction Guaranteed. Rates $1.50 Per Day. GET A SKATE ON And send all your Soiled Linen to the Gettysburg Steam Laundry R. R. LONG, Prop. Horace Partridge & Co., BOSTON, MASS. Fine Athletic Goods Headquarters for Foot Ball, Gym-nasium, Fencing and Track Supplies. Send for Illustrated Catalog. 84 and 86 Franklin Street R. W. LENKER, Agent at Penna. College. JOHN M. MINNIQH, Confeetionery, lee, • »««Iee Creams-*-* Oysters Stewed and Fried. No. 17 BALTIMORE ST. HARim §. 3EFTON The Leading Barber v>f)op (Successor to C. C. Sefton) Having1 thoroughly remodeled the place is now ready to accommodate the public Barber Supplies a Specialty. .Baltimore Street. GETTi^URCj., PA. ESTABLISHED 1876 PENROSE MYERS, Watchmaker and Jeweler Gettysburg Souvenir Spoons, Col-lege Souvenir Spoons. NO. lO BALTIMORE ST., GETTYSBURG, PENNA. L. t\. kiitm Manufacturers' Agent and Jobber of Hardware, Oils, Paints and Queensware. OETTYSBURa, PA. The Only Jobbing House in Adam* County. PATRONIZE OUR ADVERTISERS. For Fine. Printing go to Tfe Jo Co Wile foitiipg Honje CARLISLE ST. GETTYSBURG, PA. C. B. Kitzmiller Dealer in Hats, Caps, Boots and Douglas Shoes GETTYSBURG, PA. R. M. Elliott Dealer in Hats, Caps, Shoes and. Gents' Furnishing Goods Corner Center Square and Carlisle Street GETTYSBURG, PA. EDGARS. MARTIN, ^CIGARS AND SMOKERS' ARTICLES. %2** w^v^ Charnbersburg St., Gettysburg Leadership . IN THE CLOTHING and MEN'S PURNISHING Business It is strictly here—everybody knows it. Testimony? The stock itself. The pen suffi-ciently nimble to tell all the good points of our ::::::: FALL AND WINTER. SUITS AND OVERCOATS has not been found. We will keep you dressed right up-to-date if you buy your Clothing and Furnishings here. : : : : STIINE McPherson Block. No. II BALTIMORE STREET ,--.-;. Ibotcl (Bett^sbutQ. ©ett^burg, pa. ZlDerville IE. Ztnn, proprietor r^^^^gsS^S^S^-* The Leading Hotel Rates $2.00 per Day Long & Holtzworth Livery Attached Cuisine and Service First-Class Look for Wm. M. Seligman's Advertisement on this page in our next issue

The Mercury February, 1908 HELP THOSE WHO HELP US. The Intercollegiate Bureau of Academic Costume. Cotrell & Leonard, ALBANY, N. Y. Maker* °f CAPS AND GOWNS To Gettysburg College. Lafayette, Lchigh. Dickinson; State College, Univ. of'Penn-sylviini , Harvard. Tale. Princeton, Wellesley, Bryn Mawr and the others. Class Contrasts a Specialty. Correct Hoods for Degrees. To The Class of '08. We have begun our college campaign for next Spriug and Buuimer. Over, 25.000 employers li-ok to Hapgoods for their men in sales, offices and technical positions in all departments. Must of these firms use college men. They arrange with us to cover the entire college world for them. We have a unique proposition of immediate interest to any college aiau who will be open fora propo-sition. Let us tell you about it. Write to-day. TIIK JVMTMOJYAi, «/.■•.'./.WX./7/O.V Oh' iiit.JM.v itiio1,1:us. Commonwealth Trust Building, Philadelphia, Pa. HOTEL GETTYSBURG, Headquarters for BANQUETS. Klectric Lights, Steam Heat, All Conveniences. Free Bus to and from station. Convenient for (Commencement Visitors. RATES $2.00 PER DAY. .wiver-y G.tio,c"ked. Joliq P. JV[c(^tiri, Proprietor. IF YOU CALL ON C. A. Blocher, Jeweler, CENTER SQUARE, He can serve you with anything you may want in REPAIRING or JEWELRY. WE RECOMMEND THESE FIRMS. Established 1867 by Allen Walton. ALLEN K. WALTON, Pres. and Treas. ROBT. J. WALTON, Supt. Humraelstown Brown Stone Company, QUARRYMEN and Manufacturers of BUILDING STONE. SAWED FLAGGING and TILE, Waliorvvllle, TSo.-u.pK-in, ^c, Pa. CONTRACTORS FOR ALL KINDS OF CUT STONE WORK. Telegraph and Express Address, Brownstone. Pa. Parties visit-ing quarries will leave cars at Brownstone Station on the P. & R. R. R. For Artistic Photographs Go To TTPTON The Leader in PHOTO FASHIONS Frames and Passapartouts Made to Order. PATRONIZE OUR ADVERTISERS Come and Have a Good Shave or Hair Cut —AT— Harry B. Set*ion's BARBER SHOP. 35 Baltimore St. Barber's Supplies a Specialty. Also choice line of Cigars. SHOES REPAIRED —BY— Charles Hartdagen, Middle St., Opp. Court House, GUARANTEE ALL WORK. GETTYSBURG DEPARTMENT STORE, Successors to the L. M. Alleman Hardware Co., Manufacturer's Agent and Jobber of HARDWARE, OILS, PAINTS AND QUEENSWARE, GETTYSBURG, PA. The only Jobbing House in Adams County. PATRONIZE OUR ADVERTISERS. » ft » *« * *«*»««» * ft ft ft ' */ ft' e «a » «««** » «« » ft ft ft ft ft ft ft ft ft ft ft ft ft * ft ft « ft ft ft ft ft ft ft ft ft ft ft ft ft ft ft ft * ft ft ft * ft ft ft ft ftftftfte«a««aft«a»««««»«»«»*ee$«a««#ee»#a«aftft ft f«t «» fat «««a ft » ft«« ft « ft ««« « «»« « ft » ft » ft ft «» ft »«« ft «a »» ft «« « ■ft « a »« ft «« »* « * « ft « ft «« «««» ft « «* a »♦»» Seligm^q Are Gettysburg's Most Reliable TJ&TLO^S *£ And show their appreciation of your patronage by giving you full value for your money, and closest attention to the wants ot every customer. Give Them Your Patronage IF»»ft«»*««««««««««ft«ft«««««»ft»««ft«sft#£iftee$$# PATRONIZE OUR ADVERTISERS. "i" 7F. '•!■■ "F ii. * "F \i- T •j "F •t "ir •i- 'i" i Weaver Pianos and Organs Essentially the instruments for criti-cal and discriminating buyers. Super-ior in every detail of construction au.d superb instruments for the production "■ of a great variety of musical effects and the finest shades of expression. Close Pricss. Easy Teras. Old lustra ants Siohiujai. =~^2 '>" WEAVER ORGAN AND PIAN^ CO., MANUFACTURERS, YOWK, PA , U S A. —i-H--t--:-X Students' Headquarters —FOR - HATS, SHOES, AVI) GENT'S FURNISHING. Sole Agent tor WALK-OVER SHOE EGBERT'S STORE. Prices Always Right TIJB Lutheran . Publicmioii Society No 1424 Arch Street, PHILADELPHIA, PA. Acknowledged Headquarters for anything and everything in the way of Books for Churches. Colleges, Families and Schools, and literature for Sunday Schools. PLEASE REMEMBER That by sending your orders to us you help build up and develop one of the church in-stitutions with pecuniary ad-vantage to yourself. Address HENRY S. BONER, Sup't. THE MERCURY The Literary Journal of Gettysburg College. VOL. XV GETTYSBURG, PA., FEBRUARY, 1908 No. 8 CONTENTS ALUM X I SPIRIT .*. 2 PROF. is. j). s'i'.uii.i:v, u.n., "tl. THREE GREAT PHILOSOPHERS. Plato—Part II.11 CHARLES W. IIKATHCOTK, '05. WINTER Poem 16 BOWMAN '10. THE PERSONALITY OF THE MUSICIAN" 18 II. KI:Y WOLF, '09. THE EALNBOW HOPE • 21 Q. ARTHUR KliF.Y. SEMINARY., '08 TAX AX ACCEPTABLE SUBSTITUTE FOE PREACH-ING BE DEVISED? : 25 KiiiiiiAirr, '09. IS THE MATERIAL FOE iSTOVELS EXHAUSTLESSF.-.28 VIRGINIA BEARD, '09. EDITORIALS 31 XH E MEPOUEY. ALUMNI SPIRIT. PROF. G. I). ST.AHLKV. VI.IJ., 187T. R. CHAIRMAN, Members of the Pen and Sword So-ciety, and Students: It is pleasant to have■honors thrust upon one. I appreciate the privilege of becoming a member of the Pen and Sword Society. It has occurred to me to utilize the present occasion hy speak-ing on the subject of Alumni Spirit. A proper alumni spirit, and college prosperity go hand in hand. The alumni are ungrateful and despicable, if they do not lovingly hold in remembrance their college days, and contem-plate with gratitude their alma mater—their nourishing mother, who guided their adolescent steps through the preliminary paths of learning, and established their feet on broad and well tested avenues leading to higher culture. And on the oilier hand that college is short-sighted indeed, that does not recognize-the ne-cessity of co-operation with its alumni in carrying on its educa-tional wmk. To lightly esteem or ignore alumni opinion or in-fluence is 3 suicidal policy for any college to adopt. Alumni spirit has its foundation in college spirit «nd class spirit. It is therefore a product of the four years passed in the college community, and is not a I'rame of mind originated on .commencement day. and formally received, with the diploma, from the hands of the president. Those who have been gradu-ated from college and have frequently seen others graduated, know that commencement day is a day of subdued sadness. The emotions may be well mastered, but the undertone of regret at the breaking up of pleasant companionships certainly exisits. and if not realized by the student then, will he realized later [f the alumni spirit is not invisibly conferred with th degree, then the degree will lack a sentiment and a subtle influence, which will greatly mar its effectiveness as a symbol of eminence attained. Let as consider college spirit as a primal factor in the culti-vati I' alumni spirit. The existence of a college spirit invari-ably follows, wherever there is a college having students. It cannot be otherwise, The institution is the center of the college idea and the exponent of college traditions. The students are THE MKRCURY. there for what the college can give them—of training, incentive, •council,—and it is the rallying jjoint for all their scholastic in-terests and activities. It is their educational home, and it wordd he just'as unnatural for them to disregard their college colors, as it would be to hold in contempt their own family honor. There are various influences winch contribute to the building up of a college spirit. In these days there is no lack of college activities which have in view the betterment of the institution, from tlie student view-point. Athletics with its varied and strenuous features, the musical organizations, literary publica-tions, debating and dramatic clubs, the college Y. M. C A., fra-ternity and inter-fraternity fellowships, together with social en-gagements, present a complex of student interests, which from the amount of time and personal attention they require, often causes alarm, when we stop to consider that in addition to all these activities there is such a thing as a curriculum, \vbieh by fight should also claim a certain portion of the student's time and attention. *J?o those unaccustomed to a student's life, and ignorant of the easy adaptations which characterize college men. the problem of student efficiency, under such conditions, becomes a puzzle, and they shake their heads in emphatic disap-proval. But to those of us who are on the inside, the situation is not alarming, and the logic of our thoughts is to the effect that all these activities contribute mightily to.the building up of a vigorous college spirit. They converge and unify the varied energies of the student body, and definitely determine a rallying center about which to engage with inspiring shouts and songs. Of course there are tendencies in these activities which \wd to be regulated. I beard recently of an employer who said that so many of his workmen were only interested in "pay day and quit-ting time" So it sometimes occurs that students become more interested in these self-assumed enterprises, than in the prose-cution of their studies. But this need not be so. More than fifteen years ago one of our students asked me—"Can a man play football and yet continue to be a good student." I replied —"It can be done, but it requires a level-headed man to do it." fie did not tell me what his decision would be, but I noticed that ■he continued to play football, and during an iniporta.it season he was captain of the team and one of its crack players: when lege is not frequently in their thoughts and their interest seems dormant aft9-de'ad. Such an one I met recently, who did not know of the existence of a certain department in our college, although that department was established twelve years ago. However his heart is all right, and he expects to attend our com-mencement exercises this "summer. A genuine alumni spirit, when at its best, will not allow tin cares of this world and the deceitfulness of riches to choke it and to render it unfruitful. Those of us who are officially, or as students connected with the college, and whose interests are therefore at white heat, must not expect the alumni spirit to be always abundant, intense and persistent—but when we do find it characterized by these admirable qualities, we should be willing to accord due credit We have with us to-day an alum-nus, whose spirit of interest in his alma mater'has the qualities T have just mentioned—it is abundant, intense and persistent— I refer of course, to Dr. Gies, the founder of the Pen and Sword Society, the donor of valuable prizes to stimulate literary work in the college, and whose interest in his alma mater has neve] lessened, notwithstanding the multiplied and arduous duties imposed upon him by the professional chair he so ably fills. Alumni interest and college prosperity go hand in hand. The former is i >st valuable asset of the college, and without it. its resources are insignificant indeed. The alumni ptand, as THE MERCURY. did Aaron and Hur, in holding up the anus of Moses,—they assist mightily in securing influence and prevailing power. Many of the best men of the college boards of the land are alumni of the institutions they serve, and some of them are the official rep-resentatives of the alumni associations of their respective col-leges. The alumni on these boards, have, '"both theoretically and as a fact, the best interests of the institution at heart. II' these alumni have been actually engaged in educational work, so much the better,—and for the very forceful reason that familiarity and experience will insure wise opinions and judicious councils. Our own board did a most commendable act, when last commence-ment, they added to their number Dr. Luther P. Eisenhart of the class of '96. Professor Eisenhart secured his doctorate at Johns Eopkins University, and is now a member <.!' tht faculty al Princeton University. His experience and observations at both of these institutions will undoubtedly be of great value to us here. I do-not sympathize with the idea, sometimes express-ed, that a university trained man can be of no service in the coun-cils of a small college. The. objection made is that such an one will endeavor to introduce inapplicable university methods. I belieye this danger to lie imaginary. If Governor Stuart were to be elected Chief Burgess of Gettysburg, 1 do not imagine that he would proceed to establish a State government within the bor-ough limits, but I beli tat his knowledge of what a State government should be, would greatly aid him in building up a good borougli government. His sense of needs, and of adapta-tion, would guide him mosl admirably in giving us a most effi-cient civic administration. At the next meeting of the Board of Trustees, another oppor-tunity will be afforded ih,m. of again adding an educator to their number. As most of you know, at the meeting of our gen-eral Alumni Association during commencement week 'ast sum-mer, when it was announced that the Association had a vacancy to lill in the Board, at once the name of Dr. (lies, of the class of '93, was proposed, The marked enthusiasm which greeted his nomination as the nominee to the Board, and the hearty and unanimous election which immediately followed, was a bigh and merited endorsement by the general alumni body. In addition THE MERCURY. to this, the Pittsburg-Gettysbtfrg Club and the New York-Get-tysburg Club, have, in specific resolutions, unanimously second-ed the request of the general Association. The existence of a provision, which bars from election, an alumnus who is a member of a college faculty cannot consistently be recognized by the Board at its meeting (bis summer, since it has already, and very justly, ignored the propriety of such an objection, by the'elec-tion of Professor. Eisenhart, The qualifications of Doctor Gies ;is a counselor in educational matters are beyond question. He has been a university man for the past fifteen years. He *m.< ■' received his degree of Do-.tor of Philosophy at Yale in 1898, and that fall began to organize a department of Physiological Chemistry in Columbia University. So well did he succeed in this work that in 1904, or in eleven years after his graduation here, he became a full professor in that great university. Our college, needs (he interest of its alumni, and it needs the active counsel and assistance of those of our alumni graduates who have a practical acquaintance with the educational methods of on- dav. Alumni spirit needs the fosteiing care of recogni-tion, in order that it^iecoiiie^a power for good in advancing the interests of our beloved college We have an institution here to be proud of. E desire to utter the it-liberate judgment, based upon history, observation and fact, that Pennsylvania College has always compared favorably with any other American collegiate institution,—in respect to advantages offered, the standing of its alumni in the higher ac-tivities of life, and. in the representative character of its student body. ■ • Through veais of toil, and by reason of the devotion of its ardent trends and the labors of its instructors, Pennsylvania College has secured to itself a rich prestige of scholarly tradi-tions, and a name and fame for honest achievement, which we . -will do well to guard with jealous care. The past is secure. No profane tongue may successfully dis-credit either the work or the workers. The success of the in-stitution has been evolutionary, cumulative, progressive and we of to-day have inherited a privilege and an obligation. The de-cades of the past mark successive periods of continuous growth and development, and the obligation is insistent that future de- 10 THE MERCURY. cades shall come to their proper inheritance. The work of the present is admirably consonant with the achievements of the past. Progress is still the watchword, as is witnessed by the recent additions in instructors, new departments and new courses. All hail, then, to bur college in its continued onward strides, and all hail to thai essential alumni spirit, which if properly recognized and nourished, will do wonders for our alma mater. And all hail to our undergraduate body of students, who are now diligently cultivating college spirit and class spirit, in order that they may become efficiently equipped with an abundant alumni snirit. [Note:—This address was delivered by Dr. Stahley upon his initiation into the Pen and Sword Society at its annual public .neeting February twelfth. The members of the Society, appre-ciating its excellence, unanimously voted after its collation, to have it published in the MERCURY in order that those who were not present at the time it was delivered might have an opportu-nity of reading it.—EDITOR.] THE 3IEKCURY. 11 THREE GREAT PHILOSOPHERS. Plato—Part II. Cir.VHI.ES W. HEATHCOTE, '05. HE underlying principle in Plato's philosophy is his Theory of Ideas. The various philosophers who pre-ceded Plato prepared the way for the development of his Doctrine of Ideas. He takes the golden thread which runs through their philosophical systems and withvhis master mind weaves the network for his own system. In great part he was indebted to the Eleatics, Heracliteans and Pytha-goreans for his Doctrine of Ideas. He took the abstract matter of thought and moulded it into a "concrete form of an ideal vision." . The Idea.- ( iBei ) stand as archetypes of Being. They are the conceived essence of true existence. Plato gave to the Ideas a separate existence. Their home is in the Universal Mind or God. There is a gradual rise from the lower ideas to the high-est. The highest is the idea of the Good which Plato seems to identify with God and which he construes to be the source of knowledge. Plato was in harmony, in part, at least with the current view of his age, in recognizing the existence of certain minor dieties, but he purified this thought with the true spirit of his philoso-phy. He asserts again and again that the Ideas are divine. In recognizing one Supreme Idea, he held that this Idea was the Highest or God: As a manifestation of this goodness, God cre-ated the world. Or as Zeller well says: "In thus determining the highest Being as the Good, and as Season assigning an end, Plato apprehends it as the creative principle, revealing itself in the Phenomenon; because God is good, He formed the world." In forming the world, Plato firmly held in mind that God had created it perfect. It was not controlled and governed by Blind Force. Law and order prevailed everywhere as the rul-ing factors. Thus mind and intelligence formed the basis of all this creative power. As Plato conceived of God's intelligence being so clearly marked in its perfect form of creation, he also developed the idea of the World-soul. .That is Plato believed 12 THE MERCURY. that intelligence could not exist apart from the soul life. Con-sequently, he believed that God placed the world's intelligence into a true soul-life known as the World-soul. Plato divided this World-soul into two parts, known as the outer and inner. These •parts conceived of as being spherical in form make up the world-system. The outer circle is the system of fixed stars and the inner "the seven spheres of the planets." Thus the soul on ac-count of it; very nature is governed by true law and as it moves continuously it gives the proper place, position and motion of all the heavenly orbs. To tine"World-soul, because of its self-mo-tive power, he ascribes it the faculty of generating knowledge. Plato in writing of the power of the World-soul was using figurative language. It is true that he literally ascribed a sou] to the world yet.the meaning of the word as he uses it embraces too much in its broad conception. With respect to the soul of man Plato carefully reasons that God formed it out of the same elements as the World-soul, but less pure. When the Creator made the souls of men, he made as many souls as there were fixed stars and each soul had one of these stars as its true and eternal habitation. When'man was created, one of these souls would be implanted in his body. To-the soul that would be victorious over wickedness and evil it would be released from its bodily home and be restored to the realms of immortality. But the individual who would fail to-conquer the temptations of his lower nature, his soul would be condemned to dwell among the fierce beasts. But since the soul has pre-existed without bodily form, in the end it will be freed from its sinful bodily home and will fly to those realms where it can grow in power and strength and attain perfection. Plato-did not think that any one did wrong willfully, but Virtue and Good were overruled by a weak and disordered body. This was due to the improper use of the body and the lack of careful Ju-dicious exercise. Thus, parents should live nobly in order that their children would be spiritually strong, in order that the soul might be pure and reach that ideal state of perfection. He firmly believed that man was placed at the head of crea-tion and because of this grand heritage he should continually strive to live the Higher Life. Plants and animals were cre-ated for man's use and to serve his purpose. Animals were THE MERCURY. 13 formed not only as food for him, but also as the dwelling place of man's soul that had proved itself unworthy for the realms of immortal life. "Plants too are living beings, but their so\rl is of the lowest kind, capable neither of reason nor opinion, but only of desire and sensation; a soul only moved from without, to which has been denied the motion that proceeds from and re-turns into itself—self-consciousness, therefore, plants can never change their place." (Zeller page 432.) Socrates had taught that the attainment of the Good by each individual should be each one's best and noblest endeavor. Plato imbibed this golden truth from his great master and inculcated the principle that the individual should so live day by day that his soul would attain the Ideal—the Highest Good. This was to be the ultimate aim of each soul, both for the at-tainment of it in the individual life and for the interests of the State. Plato was so deeply impressed with the reality of evil in the world that the soul was never free from it. As long as the soul resided in the body it was fettered there as in a prison or a dungeon. It was unable to flee away to the Higher Life. However the soul, at. the first opportunity, he realizes, must escape from this corporeal existence and seek its home with God in order to be happy. However, true philosophy serves a pur-pose which is helpful in part, at least, that by its very essence, it has the power of purification. The soid, the center of the intelligence' desires'this philosophy not per se as a pleasure re-sulting from contemplation, but as a power and a help to purify it foi* the Higher Life that is to come. On the other hand, Plato well observes that a soul that does not feel the sting of pain, suffering and anguish could not truly appreciate the Higher Life. Though the soul may be surround-ed by wickedness in its darkest form, nevertheless, there are times when the soul is able to be glad and joyful for the rays of goodness that it is able to receive from the Eternal Light. Pleasure in a certain degree may be considered as a part of the Good. The soul in its present prison, Plato rightly believes, is able to enjoy certain pleasures that are in harmony with natural law and careful living. Those joys that require the im-proper use of the faculties are impure and destructive in their participation. The first and supreme pleasure should be the 14 TIIH JIERCUKY. contemplation of the Idea Good in the present soul Kfe and the striving to realize or actualize the Good in the present life as far as possible. This plan will make the soul truly crave Virtue. In this thought Plato truly reiterates the sublime principle of Socrates. For he emphasizes the idea that morality is based'upon a clear conception of virtuous living. The soul fills itself with the Divine Goodness through contemplation. It is the true philoso-phy of life Then the soul becomes strong and even here on earth can treak down many of the bars of evil and wickedness which summoned it. Through this power it can copy more clearly the archetype conception of Goodness, for the very thought becomes indelibly impressed upon the soul. ' It has been shown that Virtue was the great Ideal for the in-dividual to attain, so this same principle was to be the foundation of the State and Platonic Society. The Greeks held the true organization of the State to be of the utmost importance. They were taught to give true allegi-ance to th.T State. Although Plato strongly believed that moral integrity and good government were necessary for the well being of the State, but he looked upon ihe participation in its affairs not as an absolute but only a relative duty. He thinks the life of the philosopher as he contemplates, in a quiet and undisturb-ed way, on the Higher Problems of life is fulfilling the true end of living. Since it is impossible for all men to live thus, philo-sophically speaking, the State is a moral necessity in order by education to inculcate virtue in the minds of its citizens. The philosophers can only give the inhabitants of the community a true conception of Virtue and they should be the ruling class and Philosophy though united with political ideals, should oc-cupy the first place and all trouble and discontent would be avoided. Or as Uberweg says: "The State is the individual on a large scale. The highest mission of the State is the training of the citizens to virtue. In the Ideal State each of the three principal functions and corresponding virtues of the soul is represented by a particular class of citizens. These are (1) the rulers, whose virtue is wisdom; (2) the guardians or warriors, whose virtue is valor; and (3) the manual laborers and trades-men, whose virtue is self-restraint'and willing obedience. The THE MEKCURY. 13 rulers and warriors are to labor only for the realization of the true and the good: all individual interests whatsoever are for-biddui them, and they are all required to form in the strictest sense one family, without marriage and without private prop-erty." It has been observed that Plato believed in the existence of •God. He clearly shows throughout his philosophical system that lie is a Theist. He repudiates all the stories of the various gods ;is myths and false. Plato was unable to describe God fully as one who is Love, although he catches glimpses of this great fact, but it remained for the Gospel to give the conception of God to the world. In his conception, of the State he inculcates the grand truth that God must be sought after in order that virtue mav be the crowning possession of the soul. Plato also ascribes nnchangeableness and perfection to God. According to Plato in the Laws every citizen who holds public office should fear God and remember his duty to God and the soul that God gave him is higher than the body. Thus every citizen should be faithful .and honest in the discharge of his duties. It is true that the philosophical and governmental teachings of Plato were ideal in their conception, but he was nevertheless truly conscious of his surrounding conditions. He tried by his teachings to help the Athenians in a practical way toward attain-ing better governments and living. Plato more than any other philosopher made Athens the philosophical center of the world, that remained years after she lost her political supremacy. A large number of students from all parts of the world were at-tendant upon his lectures at the Academy. The influence of Plato was widely felt and as time has gone on his thought has affected philosophy and theology. After Plato's death his nephew, Spensippus, succeeded to the headship of the Academy. He was followed by Xenocrates a philosopher.of considerable ability and power. Many of the philosophers of the Platonic school departed from the original teachings of their master. They developed a phi-losophy known as Neo-Platonism which was not pure. Greek philosophy hut was a combination of Hellenic, Helraic and other Oriental speculative thought. However, true constructive historical criticism has resulted in 16 THE MERCURY. giving to the philosophical world purer Platonism and his spirit is not lost in the meshes of Neo-Platonic thought. His thought and philosophy have so deeply permeated oiu own language that gain and again in discussing various philosophical problems we will speak of Platonic conceptions unconsciously. Or as Milton n II Peneseroso has said: "Or let my lamp at midnight hour Be seen from some high lonely tower, Where 1 may oft outwatch the Bear With thrice great Hermes, or unsphere The spirit of Plato, to unfold The immortal mind that hath forsook Her mansion in this fleshy nook; And of those/lemons that are found In fire, air, flood, or under ground, Whose power hath a true consent With planet or with element." WINTER. no W.MAX. '10. The cycle of a year is closed. The seasons one by one have passed: Spring's rising beauty, summer's ioy And autumn's gold are gone at last, And now o'er every field and wood, And brook and stream in all the land There sways the scepter, firm and strong. Of old Kino- Winter's icy hand. CHE MEKCURY. 17 That 'monarch rales with will supreme; By his decree' the brooklet's voice, To summer woods, the croaning charm No more shall make the soul rejoice; For fetters, strong as hands of steel And cold as touch of gruesome Death Have bound the stream from shore to shore, Forged by King Winter's icy breath. O'er his domain a curtain white- Is falling thick and fast, The trees are bending with the load The gloomy shy upon them cast, And o'er the hill and meadow cold The icy wind and snowflakes drive, And here and there before the storm In quest of shelter snowbirds dive. Though all without is cruel, cold. Yet by the hearth there's sunshine, love; For by the fire young and old Enjoy the blessings from above; They hear the sire talk of yore, They drink to one another's health. Forgetful of the cold and snow, Enjoying all the farmer's wealth.' Though Winter rules with cruel hand, Ami cold and gloomy seemeth all; Though nature's beauties all seem gone And hopelessly thy spirits fall, Remember Winter has its joys And love and sunshine may reside Within thy heart, if thou but wilt Look on the bright and happy side. IS THE MERCURY. THE PERSONALITY OF THE MUSICIAN. II. RET WOLF.-'09. OMB one has said thai personality is individuality ex-isting in itself, with nature as a ground. Another says thai personality in a broad sense is a silent but powerful coercer of liunian minds.- 1 would not at-tempt to give a definition of it, but it seems to be a vital princi-ple of life. It is a mystery and seems to defy solution. We know to a certain extent from our own experience what perso-nality is. We see its manifestations from day to day in human ■experiences but we can not detect or define it as something thoroughly comprehended. I think we will not be over estimating when we say that one's success in life depends very greatly on one's personality. It seems that in some person; a strong individuality is a natural gift, while in others it must be acquired. A teacher's personality is a very important factor in his work. His influence over the pupil is something marvelous. His movements are watched, bis every action is carefully obseived and even his moral and mental attitude toward va-ious problems is noted. He is taken as an example; hence the importance of a strong personality. The teacher must have personality, the minister, whom we may class also as a teacher, ought to be able to command respect, the orator's influence depends upon it. the business man's success is measured largely by bis individuality and it is only the politician having some such personal magnetism, who can sway the multi-tudes. Lyinan .). Gage, formerly Secretary of the tJ. S. Treas-ury. in speaking' recently of personality, says, that deep within the man often unconscious to himself, lie the forces, the aptitudes, the desires, the anticipations, the tastes, the proclivities, the temperamental qualities which find outward expression indepen-dent of bis will. Further in the article he states that a change in our personality in the direction of improvement, whatever the cause, must come from within. The mental faculties can be strengthened by exercise an*: the emotional nature nourished by pure ideals. It is our duty to develop these useful inward forces and powers which really constitute one's personality. It is this personal factor tbat-lifts one into prominence and power, and- THE JCEItCURY. 19 gives him that strength of leadership which nothing else can do. Thus, we see of what importance individuality is in the different vocations of life. I deem a strong personality in the fine arts to be the highest kind of personality. It is really difficult to find language prop-erly to express just what is meant. While all culture has a re-lining infhiaice, continually nourishing our minds with the very best of noble ideals and aspirations, yet some arts seem to give more culture than others. Among such arts we would place music as one of the first. It would be impossible for one to de-scribe the numerous emotions and sundry expressions of feeling that musi"; reveals. Every selection of music is to represent some emotion or feeling Since we class music as such a distinguished art, the question now arises as to how a musician's personality is shown. We can safely say that this is revealed in his work as a composer or in his interpretation of the thoughts of others, as they are repre-sented in music. Harmony and teehnic must of course be mast-ered, but after a thorough knowledge of teehnic is acquired, there is boundless opportunity for expression and style. Teeh-nic. must always be a mechanical art, and as such, it has no real musical feeling in it. Fere is the opportunity to show indi-viduality. Scarcely two persons will place the same interpreta-tion upon a selection of music, thus showing the difference of human powers in interpretation. There is just as much differ-ence in the merits of musical compositions as there is in the merits of powers. Some are strictly true to nature and to life, while others are of mediocre merit. Of course, this is entirely a matter of individuality again, showing, on the other hand, a keen and perceptive mind, tnd on the other, a lack of keen in-terpretation. What we call genius is really nothing but the highest manifestation of personality. We sometimes speak of persons playing music by eae. This shows musical talent and is nothing but the crude and untrained personality seeking an out-let. It seems that the appreciation of really good music conies only through education, however broadly that term may be appli-ed. By culture we are brought to the appreciation of classical music, just as we are brought to the appreciation and preference of Shakespeare to the common, ordinary literature. 20 THE AU'JHCCJKY. It is only through persistent study that this musical person-ality can be attained. We may read numberless musical maga-zines, we may attend all tha high-grade concerts ttyat it is possi-ble for us to attend, but it is oniy by personal efforts that any-thing in this direction can be accomplished. We must take some selection, study the composer, know his nature, study the title of the composition, find out, if possible, under what circumstances lie composed that special selection, then study the music measure by measure, and endeavor to catch the spirit and feeling of the composer by placing yourself in his mental attitude. This may seem to be a rather crude method of procedure, but personally I have found it of inestimable value in interpreting a composer. Having studied a composition carefully, the next step is its proper execution. Music, if it is worthy to be called music, must appeal to our higher instincts. We must think and follow its meaning just as if we were paying attention to some one talking. This is true art at its greatest. The musician also shows his personality in the selections that he plays. Unfortunately, classical music is rather unpopular. The, popular music is light, catchy and gay and to many means simply to dance or an accompaniment. Harmony is an import-ant element in music and any selection that is harmonious is re-ceived with applause. Classical music may often seem unharmo-nious, especially to the untrained hearer. This is one reason why it is spurned. This idea of harmony in our nature rests on a psychological fact and music only serves as an excellent proof of it. There is nothing more simple and at the same time more beau-tiful than some of Mendelssohn's songs, Schumann's "Frau-merer" or Chopin's nocturnes. Such selections as these are worth mastering. Webber's "Storm" and Gottschalk's "Last Hope" are very popular. A careful study of such selections can not help but create within us noble ideals and wonderfully broaden our ethical natures. Of course we would not entirely ignore the popular music of the day, it .has its qualities and therefore has its place, but it ought to be strictly held to its place. It is well, however, whenever the opportunity comes to dem-onstrate the superior qualities of good music. Thus we can be-come acquainted with a person to a certain extent, by the kind THE MERCURY. 8] of music that he or she plays. We generally play the kind of music that we admire, because it expresses our sentiments- and feelings. We therefore embody in music, and through it, ex-press our ideals. Can there be anv higher manifestation of personality? Tqp RAINBOW HOPE. C. AliTIiri! FliY, SrEMlXARY, '08. EARLY four thousand years ago one of the spiritual giants of antiquity propounded the weighty question: "Ir a man die shall lie live again ?"—a ques-tion which lie himself answered. Probably the most thonght-of, the most talked-about, the most writ-ten- upon subject of all times has been that of immor-tality. Problems in science, art, philosophy, government, etc., all live their little day, in the arena of thought and disappear, but the human race has never outlived this question of Job's. It is still a burning thought in the hearts of the cul-tured, scientific twentieth century as it has been to all the conn-tries since the dawn of time Scholars in all branches of learn-ing are still brooding and writing upon it, and the common peo-ple are asking and re-asking this gVeat question, and will con-tinue to do so until time shall be no more. It is the one great universal problem which has maintained itself in every age and clime and has never lost its interest and power in the thought of mankind. No race or tribe of men have ever been known who were destitute of the thought of immortality. And why is it thus? Surely it must be more than "the riddle of the uni-verse." Men are not haunt.d with riddles. It's an intuition of; the human mind, an appetence of the human heart, wrought into, the whole fibre of the race that cannot be dismissed without1: some sort of solution, any more than the appetence of li.iui.u"<-i - that gnaws in the stomach and demands satisfaction. 22 THE MEHUURY. "It must be so Plato, thou reasoneth well! Else whende this pleasing hope, tbis fond desire. This longing after immortality? Or whence this secret dread and inward horror Of falling into naught? Why shrinks the soul Back on herself, and startles at destruction ? 'Tis the divinity that stirs within us; Tis heaven itself that points out an hereafter, And intimates eternity to man." Listen to the testimony of Eobert G. Ingersoll, the prince of modern agnostics, in the last words he wrote: "Immortality with its countless hopes and fears beating against the shores of time, was not born of any book nor of any creed, nor of any religion. It was born of human affection, and will continue to ebb and pow beneath the mists and clouds of at. doubt and darkness as long as love kisses the lips of death. It is the rainbow of hope, shining on the tears of grief " What strange words from one who shrouded that "rainbow of hope" in wreathing clouds of doubt and fear and darkness, to whose thought "the golden bridge of life from gloom emerges and on shadow rests, and the secret of the future has ne'er been told." However, men may reject God's revelation in His Son, or deny the future life, yet they cannot utterly silence the voice of God speaking in their hearts. Yes, there are some who say,—and their number is so infmi-tessimally small that we may rightfully call them mental curios, yes mental freaks, if you please—that "death ends all." What a horrible thought! The Gnod, the True, the Pure, shall at least become the brother of the Base, the False, the Vile in death. Tendencies and qualities that in life are far.as the poles asunder, and can never be rconciled, shall at least become a unit in deat'i If that be true, then virtue has no lasting rewards, then unde-tected wrong-doing will forever go unpunished, and the wrongs inflicted upon innocence will never be made right. If death ends all then life has no meaning, no purpose, no inspiration., "and the human race with all its grand achievements, with it-continuous onward and upward march will finally reach the THE MERCURY. 23 zenith of perpetual night, beyond which shines no resurrection morn The light in the sun and stars shall be extinguished, the human race with all that it has done and hoped, shall become a nonentity, and the universe will go into everlasting darkness. Standing at the grave of sieve loved one how much comfort does that theory give:" How much light does it throw upon the dark avenues of human life? How much strength does it impart for the bearing of life's burdens? What inspiration to high en-deavor and noble living does it kindle? None! To affirm the negative of being is to rob hope, faith, patience, love, forbear-ance and kindred graces that enrich life and make character beautiful, of their meaning, and make them well nigh valueless. The noblest aspirations of the heart and the loftiest Teasoning of the mind all revolt when confronted with the postulate of eternal non-existence. Not only within ourselves do we find the intimations of a higher life, but all nature round about us seems to voice the truthfulness of our intimations. The natural world teem? with analogies which suggest the eternal life of the spirit. Take for example the migrations of birds, and especially the ndy-thmated humming bird, the only humming bird known around here. When the leaves begin to fall and the flowers fade he wends his way toward the South American home and spends the winter in his warmer native climes beyond the Amazon. But when it's, early spring here, he becomes restless and yields him-self to the migratory instincts working in his being. If you were, to ask him where or how far he is going, he couldn't tell you, for he doesn't know. All he knows is that his instincts tell him to fly and they point out to him The direction in which he shall go. So he starts out for the far north lands thousands of miles away, feeding by day, flying by night over mountains and plains and seas until he arrives here in these temperate zones of the North, where the dimly implanted instinct of migration which he has obeyed, finds its fullest satisfaction: God never cheats the little bird. So every human being is endowed with the instinct of immortality. Constantly within us we feel the movements of the higher life. There's an inward impulse that tells of a higher world order and bids us seek it, and with our superior intelligence and the light of God's Word we follow this dimly-implanted impulse, we too shall be satisfied, for the God 2<± THE MERCURT. who does not deceive the little humming bird will not deceive man. "He who, from zone to zone, (inides through the boundless sky the certain flight, In the long way that I must tread alone Will lead my steps aright." Nature literally abounds witb bints on immortality, and as men of large vision, like Bacon. Newton and Fiske. uncover her secrets they find nothing that would contradict our best hopes, yea. many of these men acquainted with nature's workings have built their arguments for immortality on this very knowledge. For the Christian believer, however, this problem is no longer on debateable ground. His Lord and Master lias spoken the final word and revealed for human life, a destiny so glorious, a purpose so exalted, that it makes life well worth the living, ting-ing it with rainbows of joyous hopes and golden promises, not ending in "zero and a wall of blackness," but sweeping up through the clouds, and beyond the stars, to the walls of jasper, the gates of pearl, the streets of gold, and "the river of the water of life clear as crystal proceeding out of the throne of God." To such the question of immortality is not a nightmare of thought, nor is the future wreathed in mists and fogs so dense that we cannot know what lies beyond, but rather is bright and radiant :as the noonday sun. Jesus Christ is the one all-convincing an-swer to this problem of the ages. He alone is the all-satisfying response to the cry of the human spirit for God and the life be-yond, and in Him the native intuition and longing for immor-tality is transformed into one of the abiding, unshakeable cer-tainties of existence, so that with him who "heard the voice from heaven as the sound of many waters and saw the holy city, the New Jerusalem, coming down from God out of heaven" we can say, "Xow are we the sons of God and it doth not yet appear what we shall be, but we know that when He shall appear, we shall be like Him for we shall see Him as He is." THE MEROBBTSJ 25 CAW AN ACCEPTABLE SUBSTITUTE FOR PREACHING BE DEVISED? f E-IEHAKT '09. X this tiny and generation when men arc prone to look with disdain upon the "Old Things" and are con-tinually striving to produce something now, original, and up-to-date; when men are much inure attracted, by worldly things than their own soul's salvation; when the mere fact that the preaching of the Gospel is able to claim its true origin from Christ and therefore to be classed among the prac-tices of the ancients, we often cast about us and seek a substi-tute for the preaching of the Gospel from the pulpit. Can there ever be found a substitute for the active, earnest, consecrated minister, whom everyone must recognize and to "whom so much of our scanty praise is due? . Without a doubt there would be or perhaps have been suggest-ed ways and means whereby a substitute for preaching could be obtained, but when we get down to the very essence of things it is clearly apparent to a man of ordinary common sense that it would be impossible to do so without very dire results following. • The very nature of man demands it, it seems. .Man must have some ideal, perfect and spotless, kind yet omnipotent, to look to, to worship, and to whom his mind may turn for help in time of trouble,—for to many, trouble alone will cause God to come into their thoughts. The natural mind demands this. We see it among all nations and classes, from our own class of people down to the lowest forms of human kind. If the heathen in his superstition, fol-lowing the inclination of his mind and. fearful of things un-known to him worships so reverently in his blind way. and is so diligent in doing what has been laid down to him as precepts. how much more ought we who are certain and assured in our faith and have reason to believe ours to be a real and ever pres-ent God, one to whom we owe much and to whom our poor thanks and praises are ever due? How much greater should be our reason to guard ourselves and strive to abide by what has so often been impressed upon us both by word and t\w<]! The natural man is open and susceptible to suggestion to a. 26 THE MERCURY. very marked degree, being ever ready to yield to and turn aside whenever am rldly plJ«easun obsta the h "/on,. regardless of the consequences. In his weakness, he must have some outside agent to offset these, evil influences that sur-round him and by counter suggestion or example turn his mind toward the true way to happiness, away from the gaudy "fool's gold" of the world. I hear the question, "Cannot man by studying his Bible thor-oughly, the concordance of the Scriptures, and books of such a nature, if he is earnest so hold, guide and guard himself as to he above and beyond these evil influences as well as he who goes to church front Sunday to Sunday and listens to sermons direct from the same sources?" Ai first thought this would no doubt seem good logic and peiv haps in theory would be beneficial, but let us consider:— Take it for granted,—although we all know such would not be the case,—that each church-goer and church member would study his Bible lesson thoroughly, think it out for himself, weigh it carefully and eventually apply it to himself as it seems best to him. would he derive as much bench! ami see the same pre-cepts embodied in the subject as he who has listened to a well prepared sermon by an eloquent minister, whose business it is to make a careful research along such lines and then goes home to ponder and reflect? As a powerful analogous example take our own colleges: they stand out squarely against any such principle. They recognize that men cannot attain to any degree of perfection of knowledge through dry text books alone. We ourselves know that more real knowledge comes to us through the lectures than any mere study of the text could warrant. The living voice is the prime factor in all education, shown only loo clearly in the Mu<\y of languages, including our own. The Christians as well as the students cannot possibly get in a few hours' study what their ministers or teachers get who have spent many years or even a lifetime doing only such work. Xo matter how diligently and faithfully Christians would work and study their Bibles, ours.would soon be a divided reli-gion, falling far short of its original purpose, a subject for con-troversy, doomed to Sorrow and despair, because of the manv THE MEKCURY. 27 different and even false interpretations which would of neces-sity be put upon the Scriptures, whether through sincerity on the part of the Christians or by the unscrupulous. We need not even take into consideration the natural back-sliders or the lower and less'educated classes of people for their condition speaks out strongly for itself against any course such as would be proposed. They of a certainty cannot do without the willing shepherd's care and attention. In order that the Word of God may become popular and stand out against and hold its own with the other attractive literature of to-day, it must be preached, spoken from the pulpit and its beauty and powerful truths shown as well as to have light thrown upon it. What has made Roosevelt and his policies so popular? The MTV fact that he is able to preach (speak) his theories and then by example prove their value. I dare say his policies are reeog-. nized all over the world and only because he does not hesitate to speak them and then practice what he preaches. The lawless forces in our country attack, and yet fear him and his disciples, striving to bring about their downfall as strongly as does Satan and his mighty host to bring to naught the works of righteous-no.- and God's worshippers throughout the world. Can we see any advantages arising in view of such conditions, if we should substitute? But examine and consider the doctrines and teachings of the great, noble, men in the church of the past and we see that they too. whose authority and precepts we must accept on account of their value alone, have not overlooked this very thing and that they realize fully that the existence or non-existence of our church rests alone in the preaching of God's Word. Paul in 1 Cor. 1:1