In: In: Anya Prusa & Amy Erica Smith (eds.): Building a Sustainable Future in Brazil: Environment, Development, and Climate Change. Washington, DC: Brazil Institute, Wilson Center, 43-46.
Globally, hydropower developers are increasingly expected to share benefits with people living in project-affected areas. Nevertheless, hydropower benefit-sharing has not found sufficiently widespread application, and the concept is not yet widely understood. The present paper aims to make the following contributions: First, we clarify the commonalities and differences between benefit-sharing, compensation and related concepts, which refer to processes in which developers transfer resources to project-affected people. We suggest that benefit-sharing can be understood as a 'sustainability intervention', i.e. the focus is on making an additional and positive long-term development impact, beyond replacing or marginally improving on lost assets. Further, we propose that benefit-sharing is defined by the transfer of resources and services that are 1) substantively different from those serving as compensation for lost assets; 2) determined via participatory processes with project-affected people and 3) delivered in the later stages of the timeline from dam planning to operation. Second, we explore some governance challenges on the pathway towards 'good' benefit-sharing, highlighting: (i) that effective participation by project-affected people requires capacity building over time, involving a gradual transfer of control over spending decisions; and (ii) that the appropriate institutional set-up for benefit-sharing may be dependent on the existing capacity of governments in the dam-hosting location. Legally mandated benefit-sharing mechanisms to raise funds may be more appropriate in the context of high existing state capacity, whereas developer-led mechanisms will be required where the existing capacity is low. In practice, a mix of multiple institutional arrangements and benefit-sharing mechanisms is possible and desirable.
Private sector actors are taking on an increasingly prominent role in energy transitions, including in hydropower development and finance. Yet, there is little empirical research on the topic. This study covers private sector views on accelerating hydropower investment in Nepal, using Q methodology. Three main viewpoints were identified among 17 interviewed hydropower developers, planners, and investors based in Nepal: 1) Efforts need to be focused on reforming hydropower policies and administration at the national level; 2) Funds for hydropower development need to be increased and sought from a diversity of domestic and foreign private sources; 3) Nepal needs to integrate its energy grid with its South Asian neighbours, starting with India. Areas of strong disagreement include the role of political stability in enabling hydropower development, as well as modes of engagement with Indian, Chinese, and Western partners. Areas of consensus include the need to smoothen land acquisition procedures as well as discomfort with the state-owned Nepal Electricity Authority's perceived monopolistic status in the sector. Overall, this study contributes to debates on private sector involvement in hydropower development with a nuanced empirical assessment of views which contain clear visions for an independent and domestically driven future of the country's hydropower sector. ; This work was supported by the UK Research and Innovation Economic and Social Research Council [ES/P011373/1] as part of the Global Challenges Research Fund. Udisha Saklani also acknowledges funding from the Margaret Anstee Studentship at Newnham College, as well as the Philip Lake Fund II and University Fieldwork Fund Award of the University of Cambridge, UK.
This work was funded by the Global Challenges Research Fund, Economic and Social Research Council, UK, as part of the FutureDAMS project (grant no. ES/P011373/1). ; Dam planning and construction is notoriously difficult. It is highly complex, involving a multitude of social, environmental, economic, and technological questions that often become politicised in the process; negative impacts are often concentrated on small, vulnerable groups within society, while the benefits are typically spread in a much more diffuse pattern; it requires changing riverine ecosystems, often irreversibly so; and it takes a very long time, with often harsh consequences if mistakes are made. These challenges have generated decades of debate around dams and development, yet it is not clear how dam planning and management can be improved. To address this question, the present study used Q methodology to analyse the views of social and environmental researchers on dams in Latin America on the principles that should guide dam development. The Q analysis rendered three idealised viewpoints: The first suggested that defending the rights of vulnerable people should be the main priority, as a counterbalance to the natural bias towards economically and politically powerful actors within the political economy of dam construction. The second implied adoption of a holistic and scientific vision towards dam decision-making, and a focus of efforts on perfecting formal procedures and participatory processes to build better dams in the future. The third called into question the need for dams altogether, and concentrated attention on invisible and overlooked aspects of dam decision-making, particularly past injustices, and the rights of indigenous communities to determine their own model of development. Each viewpoint represents an alternative vision for future dam planning and clarifies the choices available to policy-makers and development actors. Moreover, viewpoints give insights on the motivations of those who seek to inform debates on dams and development. While they were identified in the context of dam-decision making, our findings may also be relevant to other fields of sustainable development. ; Publisher PDF ; Peer reviewed
Relational values have recently emerged as a novel conceptfor research on human-environment relationships, seekingto understand ethical principles that may fosterenvironmental stewardship, coupled with a recognition ofnature's contributions to people. At present, most empiricalresearch on relational values uses qualitative methods.Here we review some of the reasons that may havecontributed to the lack of quantitative research, besidesnoting that a lot of existing quantitative empirical researchon human-environment relationships already deals withrelational values, even if it does not use that terminology.We suggest that incorporating quantitative approaches intothe methodological toolkit of relational values research hasa number of benefits: First, it contributes to the empiricalevidence base testing hypotheses and assumptionsemerging from qualitative and conceptual work. Second, itmay help identifying core relational values shared acrosscultures, and this way improve communication andcooperation across different cultures. Third, it may improvethe political legitimacy of environmental decision-makingvia statistically representative measurements of publicviews. Complementing qualitative with quantitativeapproaches for relational values research is also in the spiritof integrated valuation and value pluralism.
The research was funded by a Scottish Government Hydro Nation Scholarship. ; While much effort has gone into studying the causes and consequences of water scarcity, the concept of water abundance has received considerably less attention in academic literature. Here, we aim to address this gap by providing a case study on the perceptions and political implications of water abundance in the Brazilian state of Mato Grosso. Combining a political ecology perspective on contemporary water governance (empirically based on stakeholder interviews with members of the state's water sector) with an overview of the environmental history of this hydrosocial territory, we argue, first, that water abundance has become a foundational element of Mato Grosso's identity, situated in the wider context of natural resource abundance more generally and second, that water abundance today is a contested concept witnessing discursive struggles around its political implications and meaning. More specifically, there is a clash between the dominant conceptualisation of water abundance as a foundation for rich economic, ecological, social, and cultural values and benefits, often espoused by members of the political and economic elite, e.g., for marketing purposes, and a more critical but less widespread conceptualisation of water abundance as a source of carelessness, lack of awareness, and poor water governance, typically put forth by more informed technical staff of the public sector and civil society activists. By providing a distinct treatment and discussion of the concept of water abundance, our research has relevance for other water-rich regions beyond the immediate regional context. ; Publisher PDF ; Peer reviewed
In: Schulz , C & Ioris , A A R 2017 , ' The paradox of water abundance in Mato Grosso, Brazil ' , Sustainability , vol. 9 , no. 10 , 1796 . https://doi.org/10.3390/su9101796
While much effort has gone into studying the causes and consequences of water scarcity, the concept of water abundance has received considerably less attention in academic literature. Here, we aim to address this gap by providing a case study on the perceptions and political implications of water abundance in the Brazilian state of Mato Grosso. Combining a political ecology perspective on contemporary water governance (empirically based on stakeholder interviews with members of the state's water sector) with an overview of the environmental history of this hydrosocial territory, we argue, first, that water abundance has become a foundational element of Mato Grosso's identity, situated in the wider context of natural resource abundance more generally and second, that water abundance today is a contested concept witnessing discursive struggles around its political implications and meaning. More specifically, there is a clash between the dominant conceptualisation of water abundance as a foundation for rich economic, ecological, social, and cultural values and benefits, often espoused by members of the political and economic elite, e.g., for marketing purposes, and a more critical but less widespread conceptualisation of water abundance as a source of carelessness, lack of awareness, and poor water governance, typically put forth by more informed technical staff of the public sector and civil society activists. By providing a distinct treatment and discussion of the concept of water abundance, our research has relevance for other water-rich regions beyond the immediate regional context.
In: Schulz , C , Martin-Ortega , J & Glenk , K 2019 , ' Understanding public views on a dam construction boom: the role of values ' , Water Resources Management , vol. 33 , no. 14 , pp. 4687-4700 . https://doi.org/10.1007/s11269-019-02383-9
Large numbers of dams for hydroelectric power production are currently planned or under construction in many areas around the world. While positive and negative social and environmental impacts of dams are increasingly well understood, little is known about attitudes of the general public towards dams, even though benefits to wider society are often cited to legitimise their construction. In Brazil's Upper Paraguay River Basin, more than 100 mostly small-scale hydropower dams are planned or under construction in what can be considered a regional dam construction boom. Here we analyse public preferences for strategies to manage dam impacts in the area by investigating the value base that underpins such preferences, drawing on the recently proposed Value Landscapes Approach as our theoretical framework and data from a large representative household survey (N=1067). We find that contrasting attitudes towards dams, expressed in preferences for economically or ecologically oriented water policies are informed by opposing underlying value landscapes, that is, groups of closely related fundamental, governance-related, and assigned (water) values. While such tensions between opposing values can never be fully eliminated, our research nevertheless gives insights to policy-makers seeking to minimise value conflict and to improve the political legitimacy of public decision-making on dam construction. Moreover, we find that a majority of members of the general public would prefer concentrating dam construction on some rivers while keeping others free-flowing, with direct implications for ecosystems and inland fisheries. This finding may guide policy-makers wishing to develop publicly supported water resources management strategies.
In: Schulz , C , Martin-Ortega , J & Glenk , K 2018 , ' Value landscapes and their impact on public water policy preferences ' , Global Environmental Change , vol. 53 , pp. 209-224 . https://doi.org/10.1016/j.gloenvcha.2018.09.015
A growing body of research suggests that people's values may be important predictors of their preferences regarding water governance and policy. However, this assertion is rarely tested empirically. The present study summarises the results of a large-scale quantitative study on the link between public water policy preferences and people's values, based on data from a representative sample of the general population collected in a household survey in the Upper Paraguay River Basin, Mato Grosso, Brazil (n = 1067). Structural equation modelling is applied to represent the clusters of values, or 'value landscapes', that shape attitudes and water policy preferences, in this case, for or against the construction of the highly controversial Paraguay-Paraná Waterway across the Pantanal wetland. Results demonstrate that opponents of the waterway share a value landscape composed of closely related self-transcendence values, democratic governance-related values, and ecological and cultural water values, whereas supporters hold self-enhancement values, economic governance-related values, and economic water values. Beyond this individual case study and beyond water governance, our findings may explain the protracted nature of, and seeming impossibility to resolve, environmental conservation vs. economic development conflicts more broadly.
In: Schulz , C , Martin-Ortega , J , Ioris , A A R & Glenk , K 2017 , ' Applying a 'Value Landscapes Approach' to conflicts in water governance: the case of the Paraguay-Paraná Waterway ' , Ecological Economics , vol. 138 , pp. 47-55 . https://doi.org/10.1016/j.ecolecon.2017.03.033
Values have been identified as important factors to estimate preferences within water governance and to assess the political legitimacy of water governance in a given time and location. The present study applies an interdisciplinary 'value landscapes approach' to water governance in the state of Mato Grosso, Brazil, using conflicts around the construction of the Paraguay-Paraná Waterway as a case study. Using material from interviews with major stakeholders in the region, the results demonstrate that supporters of the waterway hold similar 'value landscapes' around economic values of water, efficiency, order, and economic development, while opponents' 'value landscapes' centre on cultural and non-economic values of water, social justice, solidarity, conservation and tradition. This suggests that persistent conflicts around the Paraguay-Paraná Waterway are only an expression of much deeper value conflicts that are also relevant to other water governance issues. Moreover, values expressed through the planned construction of the Paraguay-Paraná Waterway disproportionately reflect values of powerful stakeholder groups such as the agribusiness sector, which significantly undermines its political legitimacy.
In: Schulz , C , Martin-Ortega , J , Glenk , K & Ioris , A A R 2017 , ' The value base of water governance: a multi-disciplinary perspective ' , Ecological Economics , vol. 131 , pp. 241-249 . https://doi.org/10.1016/j.ecolecon.2016.09.009
Some scholars promote water governance as a normative concept to improve water resources management globally, while others conceive of it as an analytical term to describe the processes, systems and institutions around the management of water resources and water supply. Critics often highlight how specific water governance scenarios fail to deliver socially desirable outcomes, such as social justice or environmental sustainability. While water governance is often perceived as a technical matter, its conceptual and practical components are in fact based on multiple values that, nonetheless, often remain implicit. The present paper seeks to uncover this value base and discusses existing research on values from multiple perspectives, using material from economics, philosophy, psychology, and other social sciences. In different disciplines, values can be understood as fundamental guiding principles, governance-related values or as values assigned to water resources. Together, they shape complex relationships with water governance, which from an analytical perspective is understood as a combination of policy, politics, and polity. Introducing a new conceptual framework, this study seeks to provide a theoretical foundation for empirical research on water governance processes and conflicts.
The present study investigates the prospects for a large-scale implementation of Payments for Ecosystem Services (PES) schemes in the Brazilian Pantanal wetland. Despite increasing environmental threats associated with development pressures and the growing interest of public and private organizations, no PES schemes are currently in place in the Pantanal. Through an exploratory scenario analysis, this article determines the prospects for PES in the area. The findings suggest that a large-scale implementation is unlikely, as this would require much higher levels of environmental awareness among local decision makers and low substitution rates of ecosystem services by technology. Furthermore, strong socioeconomic inequality between inhabitants of the Pantanal lowlands and wealthy farmers of the neighboring uplands means that potential suppliers of ecosystem services would face very high opportunity costs to participate in PES schemes. The research findings are also relevant to other environmentally sensitive regions experiencing rapid economic growth and weak environmental regulation.