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The Misguided Beliefs of Financial Advisors
In: Journal of Finance, Forthcoming
SSRN
Working paper
Contractual Relationships between Investors and Financial Advisors
In: European review of contract law: ERCL, Band 16, Heft 2, S. 300-316
ISSN: 1614-9939
AbstractFor investors who are mis-sold financial products, contractual claims against financial advisors are often decisive in compensating losses. The European Court of Justice has decided in its Bankinter judgment that national law must determine the contractual consequences of breaches of the MiFID I (substituted by MiFID II) suitability rule. This article examines the contractual relationships between investors and financial advisors under German, Italian and English law. It highlights the significant differences between the jurisdictions in the questions of when a contractual obligation to give advice arises, which duties must be fulfilled when giving advice and the requirements for damages to be claimed.
Gender Stereotyping in Financial Advisors’ Assessment of Customers
In: Financial Literacy and the Limits of Financial Decision-Making, S. 260-280
Impact of Robo-advisors on the Labor Market for Financial Advisors
SSRN
Financial Advisors, Financial Ecologies and the Variegated Financialisation of Everyday Investors
In: Lai, Karen P.Y. (2016) 'Financial advisors, financial ecologies and the variegated financialisation of everyday investors', Transactions of the Institute of British Geographers, Vol. 41, No. 1, pp. 27-40
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Do Financial Advisors Charge Sustainable Investors a Premium?
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Succession planning for financial advisors: building an enduring business
In: Wiley finance series
The Role of Financial Advisors in Bank Debt Reschedulings
In: Columbia journal of transnational law, Band 23, Heft 1, S. 49
ISSN: 0010-1931
Does relationship matter? The choice of financial advisors
In: Journal of economics and business, Band 73, S. 22-47
ISSN: 0148-6195
Done Deal! Do Financial Advisors Create Value in Mergers & Acquisitions?
In: CentER Discussion Paper Series No. 2020-032
SSRN
Working paper
Improving Qualifications for Financial Advisors in EU: Policy Proposals
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SSRN
Trust-formation processes in financial advisors: A structural equation model
In: The quarterly review of economics and finance, Band 82, S. 185-199
ISSN: 1062-9769