I.1 Motivation Exchange rates are a key issue in international economics and politics. While the determinants of exchange rates have been extensively studied in previous works, this dissertation contributes to the literature by deriving exchange rate expectations from stock market (ADR) data and analyzing their determinants. This exercise is done for three cases where one has to resort to exchange rate expectations since the national exchange rate is either manipulated by the central bank (the first paper in Chapter II), fixed in pegged exchange rate regimes (the second paper in Chapter III), or not existent as the considered country is part of a currency union and therefore has no national currency (the third paper in Chapter IV). The first paper presented in Chapter II analyzes exchange rate expectations for the case of China in the period 1998-2009 in order to test standard exchange rate theories. American officials repeatedly accused China of systematically undervaluing its currency against the U.S. dollar , which produces political tensions between both countries. A recent climax in this dispute was reached on September 28, 2010, when the House of Representatives passed the Currency Reform for Fair Trade Act, which would allow the imposition of import duties for countries with undervalued currencies, namely China. Although this bill did not pass the Senate, Chinese officials clearly opposed the bill arguing against significant undervaluation of the yuan and in favor of political opportunism of U.S. officials. As the assessments of a fair exchange rate significantly differ among officials of both countries, the Chinese-American exchange rate dispute continues. Measuring the development of market determined exchange rate expectations may help to find a compromise in this international political dispute and knowing the determinants of these expectations may help to identify macroeconomic policies necessary to influence future exchange rates. The second paper presented in Chapter III investigates the development of exchange rate expectations and their determinants for the currency crisis episodes in Argentina (2001-2002), Malaysia (1998-1999), and Venezuela (1994-1996 and 2003-2007). Large devaluations of Southeast Asian and Latin American currencies were to be observed during the currency crises in the 1990's and at the beginning of the last decade. Due to an appreciation of foreign currency denominated debt, capital withdrawals, and bank runs, for example, currency crises typically lead to significant output losses in the affected economies (Hutchison and Noy, 2002). Avoiding currency crisis outbreaks has therefore become one of the major policy goals in many developing countries, which may explain the rapid accumulation of foreign exchange reserves aimed to fend off speculative attacks in these countries. The costs of this currency crisis prevention policy are however often overseen. Since foreign exchange reserves are typically invested in U.S. Treasuries, they yield a relatively low return compared to the high cost of domestic capital in these countries. Moreover, foreign exchange reserves may lose in value as the domestic currency appreciates against the U.S. dollar (Rodrik, 2006). An alternative way to avoid the outbreak of currency crises may be to regularly adjust the official exchange rate (typically managed by the domestic central bank) to levels in line with market expectations. Knowing market-based exchange rate expectations and their determinants may therefore be a cheaper way to avoid currency crises than holding excess amounts of foreign exchange reserves. The third paper presented in Chapter IV uses daily ADR data to analyze the determinants of the risk of withdrawals from the Economic and Monetary Union (EMU) for the five vulnerable member countries Greece, Ireland, Italy, Portugal, and Spain for the period 2007-2009. The subprime lending crisis has triggered significant financial turmoil in the EMU. Banking systems were destabilized and the governments of Greece, Ireland, and Portugal had to be bailed out. Reasserting national authority over monetary policy may help domestic policymakers to address the problems caused by banking and sovereign debt crises or an overvalued euro at national discretion. While the abandonment of fixed exchange rate regimes has so far been analyzed for countries with national currencies, the financial vulnerabilities in the EMU offer a new case to study the possibility of withdrawals from a monetary union. Although a country's membership in the EMU is typically considered irreversible, many authors agree that sovereign states can choose to leave the EMU (Cohen, 1993; Scott, 1998; Buiter, 1999; Eichengreen, 2007). The new Treaty of Lisbon now includes a provision outlining voluntary withdrawal from the Union, which may cause the members to re-think the pros and cons of remaining in the EMU. Although the European Central Bank (ECB) has implemented measures meant to support the banking sectors and governments in the EMU, autonomous national central banks would probably pursue more expansionary monetary policies. By analyzing the determinants of exchange rate expectations in the monetary union one may therefore analyze the drivers of the risk of withdrawal from the EMU. I.2 Deriving exchange rate expectations from prices of American Depositary Receipts Measuring movements in exchange rate expectations is a relatively easy task for currencies in which a liquid and free forward exchange market exists. For the cases considered in this dissertation, however, the forward exchange market either produces bad forecasts or does not even exist. For the case of China, the yuan/U.S. dollar forward exchange rate is most likely managed by the Chinese central bank in the course of its foreign exchange market intervention policies, which hampers its ability to provide good signals for the future spot market exchange rate (see, for example, Wang, 2010). For the considered member countries of the EMU, no national currencies exist and consequently forward exchange rates cannot be used. For the case of the currency crisis episodes studied in this dissertation, one could use regression-based forecasting models that employ data on macroeconomic variables in order to produce currency crisis signals (see, among others, Eichengreen et al., 1995; Frankel and Rose, 1996; Kaminsky et al., 1998; Kaminsky and Reinhart, 1999; Karmann et al., 2002). The drawback of these approaches is the nature of macroeconomic data used, which enables one to create only monthly or quarterly crisis signals based on backward-looking data. In this dissertation I use stock market data to derive exchange rate expectations, which has several advantages compared to existing approaches. First of all, the prices of the considered stocks are most probably not manipulated by central bank interventions since these stocks are traded in the United States, which enables the derivation of exchange rate expectations formed under free market conditions (also for China). The used stock market data is available for the considered EMU member countries, which facilitates the analysis of the risk of withdrawals from the EMU. Moreover, stock market data is forward-looking and available on a daily basis, which enables the derivation of more accurate and up-to-date currency crisis signals for the considered crisis episodes. In order to derive exchange rate expectations I use data on a particular type of stock called American Depositary Receipt (ADR). An ADR is a financial instrument for foreign companies to list their shares at stock exchanges in the Unites States. An ADR represents the ownership of a specific number of underlying shares of a company in the home market on which the ADR is written. While the underlying stock is denominated in the currency and traded at the stock exchange of the home market, the ADR is denominated in U.S. dollars and traded at a U.S. stock exchange. Since both types of stocks of the same company generate identical cash flows and incorporate equivalent rights and dividend claims, cross-border arbitrage implies that the ADR and its underlying stock have the same price when adjusted for the current exchange rate. When capital controls or ownership restrictions are implemented, cross-border arbitrage is not possible and the law of one price is not binding. In such an environment, information efficiency suggests that the relative prices of ADRs and their underlying stocks – which only differ with respect to the currency they are denominated in – will signal exchange rate expectations of stock market investors. Using data on relative prices (or returns) of ADRs and their underlying stocks and the current exchange rate I can calculate measures for exchange rate expectations of stock market investors. Although the papers presented in this dissertation differ with respect to the considered companies, countries, and time periods, each paper uses the same kind of data and a similar methodology to derive exchange rate expectations – relative prices or returns of ADRs and their corresponding underlying stocks. In each paper I use a panel regression framework in order to analyze the determinants of exchange rate expectations. Each of the included papers focuses on a distinct facet of exchange rate expectations. The first paper focuses on standard exchange rate theories such as the relative purchasing power parity or the uncovered interest rate parity in order to analyze the factors that drive exchange rate expectations in general. The second paper studies the determinants of currency crisis expectations. The third paper analyzes the determinants of the risk of withdrawals from the EMU as expected by ADR market investors. I.3 Contribution to the literature This dissertation adds to two strands of the literature. First, it contributes to a literature that studies the determinants of exchange rates, currency crisis outbreaks, and risk of withdrawal from the EMU. The first paper (Chapter II) contributes to a vast literature on the determinants of exchange rates. An incomplete list of exchange rate determinants analyzed in the literature includes: labor productivity (Chinn, 2000; Cheung et al., 2007); inflation rates (Lothian and Taylor, 1996; Taylor et al., 2001); interest rates (Froot and Thaler, 1990; Chinn, 2006); overvaluation of the domestic currency (Glick and Rose, 1999; Corsetti et al., 2000); or export growth (Williamson, 1994; Isard, 2007). I study the impact of these macroeconomic fundamentals on ADR investors' exchange rate expectations for China. China makes a good case to study standard exchange rate theories since the Chinese central bank manages the official yuan/U.S. dollar exchange rate, which therefore reacts much less to changes in macroeconomic fundamentals than is suggested by theory. Using ADR market data, I can test exchange rate theories for the Chinese peg/managed float regime under free market conditions. The second paper (Chapter III) contributes to a literature, which analyzes the determinants of currency crisis outbreaks (Eichengreen et al., 1995; Kaminsky and Reinhart, 1999; Karmann et al., 2002). Existing papers employ low-frequent and backward-looking macroeconomic data to forecast currency crises. This dissertation uses ADR market data to derive more accurate and up-to-date currency crisis signals on a daily basis. Moreover, the determinants of currency crisis expectations, such as banking or sovereign debt crisis risk, can be studied using daily market-based risk proxies. The third paper (Chapter IV) contributes to a literature on the sustainability of the EMU. Several papers discuss the possibility of withdrawal from the EMU (Cohen, 1993; Scott, 1998; Buiter, 1999; Eichengreen, 2007). I present empirical evidence that daily ADR market data reflects the risk that vulnerable member countries may leave the EMU and analyzes which determinants drive this withdrawal risk perceived by ADR investors. Second, this dissertation contributes to the literature on the pricing of ADRs. A common finding in the literature is that the outbreak of a currency crisis negatively affects the returns of U.S. dollar-denominated ADRs as the devaluation of the local currency depresses the dollar value of the underlying stock (see, for example, Bailey et al., 2000; Kim et al., 2000; Bin et al., 2004). Several papers find that the introduction of capital controls (typically meant to prevent a currency crisis outbreak) can lead to a permanent violation of the law of one price between ADRs and their underlying stocks since cross-border arbitrage cannot take place (Melvin, 2003; Levy Yeyati et al., 2004, 2009; Auguste et al., 2006). Arquette et al. (2008) and Burdekin and Redfern (2009) find that the price spreads of Chinese cross-listed stocks are significantly driven by market-traded forward exchange rates. This dissertation builds on these findings and uses the relative prices (or returns) of ADRs and their underlying stocks to derive exchange rate expectations. I present empirical evidence that ADR investors' exchange rate expectations are driven by theory-based determinants of exchange rates, currency crisis outbreaks, or the risk of withdrawal from the EMU. This analysis therefore provides new insights into the price (return) determinants of ADRs. I.4 Main findings and policy implications The findings of this dissertation may broaden the understanding of exchanger rate expectations. The results of the first paper (Chapter II) suggest that stock market investors form their exchange rate expectations in accordance with standard exchange rate theories. Based on a monthly panel data set comprised of 22 ADR/underlying stock pairs and 52 H-share/underlying stock pairs from December 1998 to February 2009 I find that stock market investors expect more yuan appreciation against the U.S. dollar: if the yuan's overvaluation decreases (the incentive of competitive devaluation); if the inflation differential vis-à-vis the United States falls (relative purchasing power parity); if the productivity growth in China accelerates relative to the United States (the Harrod-Balassa-Samuelson effect); if the Chinese interest rate differential vis-à-vis the United States decreases (uncovered interest rate parity); when Chinese domestic credit relative to GDP decreases (lower risk of a twin banking and currency crisis); or, if Chinese sovereign bond yields fall (lower risk of a twin sovereign debt and currency crisis), ceteris paribus. These findings suggest that the theoretical links between macroeconomic variables and exchange rates in most cases also apply to exchange rate expectations. In this way, the results support the validity of many exchange rate theories and substantiate the rationality of stock market investors' expectations. This approach (based on stock prices formed under free market conditions) provides an opportunity to test exchange rate theories in managed floating regimes, where the official exchange rate is manipulated by the central bank and does therefore not necessarily respond to changes in macroeconomic fundamentals. Moreover, I use a rolling regressions forecasting framework in order to evaluate the quality of exchange rate expectations. I find that exchange rate expectations drawn from the ADR and H-share market have a better ability to predict changes in the yuan/U.S. dollar exchange rate than the random walk or forward exchange rates, at least at forecast horizons longer than one year. The People's Bank of China may take advantage of ADR and H-share based exchange rate expectations in order to determine possible misalignments of the yuan/U.S. dollar exchange rate. In this way, the Chinese central bank may improve the timing and intensity of foreign exchange market interventions meant to manipulate the yuan/U.S. dollar exchange rate. The second paper (Chapter III) focuses on the derivation and determination of currency crisis signals formed by ADR market investors. Using daily data on 17 ADR/underlying stock pairs for the capital control episodes in Argentina (2001-2002), Malaysia (1998-1999), and Venezuela (1994-1996 and 2003-2007) we find that ADR investors anticipate currency crises or realignments well before they actually occur. Policymakers could use ADR investors' up-to-date assessment of the peg's sustainability in order to identify currency crisis risk earlier and to take the necessary steps to realign an (unsustainable) peg rate before a crisis breaks out. In this way, they could prevent the outbreaks of damaging currency crises without holding excess amounts of costly foreign exchange reserves. Using panel regressions we find that ADR investors anticipate a higher currency crisis risk when export commodity prices fall, the currencies of trading partners depreciate, sovereign bonds yield spreads rise, and interest rate spreads increase. These findings suggest that ADR investors' currency crisis expectations are based on currency crisis theories even on a daily basis underlining the validity of these theories. The third paper (Chapter IV) studies a particular form of currency crisis risk: the risk that vulnerable member countries could leave the EMU. I use a multifactor pricing model to test whether the financial vulnerability measures assumed to reflect the incentives of national governments to withdraw from the EMU (banking crisis risk, sovereign debt crisis risk, and overvaluation of the euro) are priced in ADR returns. Using daily data on 22 ADR/underlying stock pairs of Greece, Ireland, Italy, Portugal, and Spain in the period January 2007 to March 2009 I find that ADR investors perceive a higher risk of withdrawal (priced in ADR returns) when the risk of banking and sovereign debt crisis and the overvaluation of the euro increase. Policymakers could use ADR market data in order to assess the stability of the EMU. Higher correlations between ADR returns and currency crisis risk factors would suggest a higher risk of withdrawals from the EMU. In such a case, financial vulnerabilities may be addressed within the EMU in order to preserve the integrity of the eurozone. However, time will show how long the policymakers in the EMU will continue with the implementation of even more anti-crisis measures. Growing controversies on the ECB's sovereign bond purchases and the bailouts for Greece, Ireland and Portugal cast doubt on the sustainability of the EMU in its current form.
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Throughout 2023,I kept being sarcastic about being post-pandemic, knowing that COVID was still a major problem, even as we stopped acting as if it was. And then, of course, I got it the last week of the year. The year started with COVID--my wife and her family got it when she went down to help her mother when she was hospitalized--as well, so it was a strange year of acting like it was not a thing while it was very much a thing. Since I am not going to be productive today due to my current bout, I thought I would post about the year so that I could remember now and down the road the non-covid-y parts to the year. I can't help but start with the longest stretch of single-dom since college. Mrs. Spew first went to help her hospitalized mother, but that became a three month or so effort to get my MIL moved out of a four floor townhouse and into a senior apartments facility. What did I do as a single dude for three months? Mostly plot and scheme about the kitchen renovation. While Mrs. Spew was back for the demolition and renovation, all of the decisions were made while she was away. I did consult via texted pics of counter tops and the like, but as she put it, since I do most of the cooking, it was up to me for most of it. And it worked out great. I had two great ski trips to Banff, one with a friend's family and an anniversary trip sans my wife. Instead, my sister and my daughter joined me. The most notable part of the first trip was that I did a face plant on a relatively flat part of Lake Louise, proving that my new goggles are tough and leading to my first visit to the Ski Patrol hut for a bandaid. It was the first time I skied with my daughter in quite some time. I had skied with my sister the previous year as she was re-learning the sport. In 2023, she was much improved and kept up with me nicely. The Minister of National Defence, Anita Anand, once again visited my Civ-Mil class by zoom. This was the second, and, alas, last time, she did that as she got shuffled to a different ministry over the summer. Last year, it was a last minute thing. This year, I had the chance to prompt the students to ask civ-mil questions as opposed to just big IR questions, and it went really well. A highlight of the year was going to Florida for my cousin's daughter's Bar Mitzvah. One of the patterns of the year was bad chair dancing--the guys holding up the various victims here and at other events tended to tilt the chairs forward. They did better with Samantha than with her sister. We got to spend the next day at my cousin's house, including their gator-proximate pool. I hadn't had a chance to play with all four of my cousins' kids at the same time in quite a while, and it was my first time using my old kid-pool skills in sometime. It was probably appropriate that it was in Florida since 2023 was the 40th anniversary of my family living in Miami--just for one year, but I spent a lot of that year in the pool we had.Speaking of blasts from the past, I went to my first rock concert in ... decades? Journey came to Ottawa, and since their music was a big part of my teen soundtrack, I got a ticket and went. No Steve Perry although his replacement sounded good and had lots of energy. But still a good show. It reminded me why I don't go to concerts--I just don't find watching people make music all that interesting. I have always enjoyed going to conferences, and this year's ISA was far more normal than last year's. The previous year was underattended and held in a strange resort in Nashville. 2023's was held in Montreal, a very familiar locale, and most of the folks I like to see at these things were there. Two highlights were the Presidential speech and an award panel. I always blow off the Presidential speech except when the President is a friend. Debbi Avant, who started at UCSD a few years before me, has always impressed me with her sharp insights about international relations, and her speech was Debbi at her finest. The other highlight, also UCSD related, was the lifetime achievement panel for Miles Kahler, my supervisor way back when. He bristled at the attention a bit about all of this fuss, but it was great to see so much appreciation for his work and for his Miles-ness. He is retiring... for the second time and I think this one will stick. So, it was great to see him get all of the love and appreciation. As I get closer to retirement myself, with two of my friends retiring this year (mine is still about eight years away), I am more committed to telling people how much they have meant to me. Losing a few friends during the pandemic also is compelling me to make clear to folks how much I appreciate them. There are few people in this business who supported me and shaped my views than these two, so it was great to see them both celebrated.I joke often about the military-industrial-academic complex, and this year, I got to experience it pretty directly. Well, the first two parts--there were not many academics nor anything academic going on at CANSEC--the annual show for defence contractors. The big surprise was not so much how much room the biggest contractors took up but the range of stuff being presented there--from artillery and ammo to drones to uniforms to cables to medical stuff and on and on. Note in this pic that the firm was promoting gear for pregnant soldiers. I have rarely gone to the graduation ceremonies, but with one of my PhDs graduating and having finally purchased a spiffy cap and gown, it was time to go. Marshall finished his dissertation in record time, and he didn't cut any corners along the way--it was an award-winning project. Of all the students I supervised, his work required the fewest comments, so much so that I felt guilty. I am just glad I don't have the action shot of me messing up his hooding since he is so very tall. June was also a month of much travel. First, a DND-organized trip to Riga to chat with NATO folks, Canada's contingent, the Latvian defence folks, and the Strategic Communications conference. I learned a lot, had a fair amount of excellent beer, and even hung out with the kids from the NATO Field School--an effort run by CDSN Co-Director Alex Moens to teach undergrads and newly graduated folks about NATO. It was my second time to Riga and my second time to the base where the Canadians are operating. Going with this group meant more high level briefings, more sharp questions asked by my colleagues that I would not have thought to ask, and, yeah, more beer.The highlight of the year was the delayed anniversary trip with my wife to Spain. I had a conference in Barcelona, so we flew into Madrid and then drove throughout hot southern Spain: Toledo, Cordoba, Seville, Granada, and Ronda. My fave was Toledo despite the scariest extended driving experience of my life--the old city streets were so very narrow the proximity alarms in my rental car were going off--all of them. Along the way, we learned a lot of history, saw some amazing art and architecture, ate really well, and had a lot of sangria.Did I mention it was hot? Cordoba was probably our second favorite place although Granada was also pretty amazing. And Ronda had the best tapas in a random bar. Oh, and Barcelona is just terrific.Great view of Alhambra in Granada with excellent food. Ronda has a bridge over a beautiful gorge. It also has an historic bullring. Seville was also pretty terrific. Just an amazing trip.The summer family vacation was once again in Philly since my mother can't travel much. We found new and old things to do. I had not realized my older sister is so sharp at scrabble--a shark! I dominated the axe throwing until the final throws, where Mrs. Spew took the crown! My sabbatical started in July, and Dave and Phil and I managed to finish our book and submit it in the fall. Glossy picture of book cover? Not yet. Still need to get the reviews and past the editorial board. As Tom Petty said, the waiting is the hardest part. Actually, in this case, the writing was the hardest part.The fall was also marked by something I had never experienced before: being the subject of an op-ed. I had written more than a few, but to have someone else dedicate an entire piece to moi? Oh my. The background is: in the fall of 2022, a retired general, Michel Maisonneuve was given an award by a veteran's association and used that speech to blast pretty much everyone. I blogged about it since I found it to be very problematic. When I heard that he was going to appear at the Conservative Party convention, I wrote an op-ed arguing that this was a dangerous politicization of the Canadian military. Maisonneuve responded by targeting me, a dual citizen, gasp, in his op-ed. It was all very strange to be on the other side of an op-ed, especially one filled with ad hominens and straw men. But I guess this means I am an influencer?The APSA was strange due to a hotel strike, but I had to go as LA is where my daughter lives. So, I had a good time conferencing and a better time hanging out with her. The poker game was a bit different as we used a big table in the lobby (my room was way too small). We were not as rowdy as the table nearby, so it was all good. I also drove with Mrs. Spew on Mulholland Drive for as far as we could--got lots of great looks at LA and the valley. Jon cleaned up better than I did.Yet more travel as I went to DC with Mrs. Spew for a civ-mil conference and ... the 100th anniversary of the summer camp that was so important to me growing up. The conference was terrific--I hadn't been to this specific one before--the Inter-university Seminar on Armed Forces and Society. Definitely going back since it is chock full of smart, sweet folks working on fascinating stuff. The anniversary gala happened to be the same weekend so I drove up to Baltimore and had a blast seeing old friends and meeting other folks who had similar experiences out in the hinterlands of Maryland.I should note that we had a great CDSN year--each of our events went really well, and we feel we are making a difference. I am so grateful for the team that does all of the heavy lifting. And at one event, they let us use the patio! The people, the location, the season all make this one quite special. The Meeting of the MINDS event, where we brought together the nine networks funded by DND plus DND's Policy group, was a terrific opportunity to learn what the other networks are doing, what has been working for them, and also what DND wants from us. Our Year Ahead event addressed timely issues: how to respond to China's aggression, what the 2024 US election campaign will do to incite extremism, evacuations from conflict zones, and taking a look at the Balkans. And it was in a funky new location for us. It even had a slide!The aforementioned conference in DC kicked off a series of trips that is not going to stop until May of 2024. I went to Seoul to research their civ-mil for the next book--what role do defence agencies think they have? I learned a lot in those two weeks--still trying to figure that case out--and had a good time seeing more of Korea, including Busan. Busan had the most beautifully located temple as well as the memorial for UN troops who died in the Korean war.I went directly from Seoul to Copenhagen for a different civ-mil conference. I had been there a couple of times before, but hadn't seen their war museum, their art museum or their Christmas markets. The latter showed me that Zurich's smelly gluhwein is not representative of mulled wine, so I had some of that and then made some over winterfest. Those trips then lead to a quick trip to Toronto for a workshop and then Thanskgiving with the Saideman folks. Much food was made and consumed. The highlight of this week was Milo, my niece's dog. Super sweet. Oh and seeing my daughter.Since my sister had crashed my anniversary ski trip, I felt it was only fair to crash her ski clinic at Alta. I had been there about 22 years ago on a Saideman family vacation (my segment, from Lubbock, arrived a day or two late thanks to snow removal challenges in Texas). I am a much better skier now thanks to all the skiing near Montreal and now my habit of hitting the Canadian rockies on a regular basis. So, it was fun to see how much more of the place I could do with confidence. The skies each day were so clear and blue. Just amazing views at all times. I came home from Alta to deliver cookies near and far. Each year, I make more (the new kitchen definitely helped), and each year, more people join my nice list. So, I spent two days driving around Ottawa seeing folks and giving bits of sweet joy. This started in the first winter of the pandemic when this was the first chance to interact with people in person since the start of the quarantine. It is a great way to end the year--eating sweets and sharing them. And meeting a few dogs along the way.We ended the year as usual--in the greater DC area--to celebrate winterfest with my wife's family. Since my mother-in-law no longer has a townhouse, we had to rent an airbnb near her retirement facility. Which meant we hosted the festivities--first time our family had anything to do with a tree in a couple of decades. I have been making the big dinner for the past few years, so that was not so different. It was great to see these folks--twice this year for me as I saw most of them in October when I was in the area for the IUS conference. A drink mydaughter gotmy spectacular sister-in-law LizI hope you had a great 2023, and you have a happy new year. I will be on the road for most of the first half of the year, so many more pics of fun places and good food. Oh, and some research.
Issue 24.3 of the Review for Religious, 1965. ; Counseling and Religious Life by Vincent S. Conigliaro, M.D. 337 Mortification by William J. Rewak, S.J. 363 Mary and the Protestant Mind by Elsie Gibson 383 The Mass and Religious Life by Jean Galot, S.J. 399 Devotion to the Sacred Heart by Anton Morgenroth, C.S.Sp. 418 Priest as Mediator ~ by Andrew Weigert, S.J. 429 Religious Life by Sister Elaine Marie, S.L. 436 Election: Choice of Faith .by Carl F. Starkloff, S.J. 444 Our Old Testament Fathers by John Navone, S.J. 455 Poems 461 Survey of Roman Documents 463 Views, News, Previews 467 Questiom and Auswers 473 Book Reviews 478 VINCENT S. CONIGLIARO, M.D. Counseling and Other Psychological Aspects of Religious Counseling,* a technique and a philosophy of treat-ment and human relatedness, is a topic of importance to both psychoanalysts and religious persons, both in a general and in a specific context: in a general context, because both psychoanalysts and religious persons work with human beings and are committed to a profession of service; and in a specific context, because religious sisters may be affected by mental problems as often as other individuals. Thus, in reflecting on counseling in the religious life one cannot help reflecting also on the problems making counseling necessary, the problems, in other words, about which one administers counseling; and on the factors behind these problems, that is, why these problems occur in the first place. Members of religious orders have been the victims of diverse, benevolent and malevolent, prejudices for cen-turies. One problem with prejudice is that sooner or later its victim comes to believe the prejudice himself and begins to think, feel, and act along the prejudiced stereotypes culture and/or society set up for him; this is why prejudice is always detrimental. As an example, one may think of just one of the many prejudices that have been formulated against the American negro: the prejudice whereby the negro is "good-natured," "basi-cally lazy," "clownish," a. jocular Amos or Andy. Even- # This paper was derived from a talk given by the writer on No-vember 9, 1964, at the Maryknoll Mother House; Ossining, New York; the paper was sent to the REvmw in December, 1964. 4- Vincent Conigli-aro, M.D., a prac-tising psychoana-lyst and member of the faculty of Ford-ham University, ihas offices at 104 East 40th Street; New York 17, New York. VOLUME 24, 1965 337 + ÷ ÷ Vincent $. Conigliaro, M.D. REVIEW FOR RELIGIOUS 338 tually, some negroes began to believe the stereotype themselves and behaved as if they could only be an ineffectual nice-guy Amos or a scheming, shrewd Andy-- or the other way around--I could never tell the two apart. Among the many prejudices formed about Catholic religious orders, there is one that proclaims that "mem-bers of Catholic religious orders are, by the very fact of being that, singularly immune from mental disorders"; or the opposite one, announcing that "members of Catholic religious orders are, by the very fact of being that, singularly prone to become mentally sick." Both prejudices of course are just that, pre-judgments, based on little factual evidence and substantiated by super-ficial experimentations. The facts actually suggest that (a) members of Catholic religious orders do not become mentally ill significantly more often or significantly less often than members of other religious orders; when they do become ill more often, this relates more to circumstantial problems (that is, poor screening of applicants) than to essential fea-tures of religious life; (b) members of religious orders do not become mentally ill significantly more often or less often than members of other tightly organized, rigidly structured organizations, for instance the Army; (c) neither the essential nor the accidental characteristics of religious life make, per se, a significant difference in the incidence of mental disease among the members of Catholic religious orders; (d) the occasional severity in degree of mental illness encountered among members of Catholic religious orders is not related to the essential or accidental characteristics of religious life, but to socio-cultural characteristics at large (for instance the socio-cultural concept that "to have a mental illness is dis-graceful"; treatment, thus, is sought too late, when the illness has been given the time to become severe); and (e) that the intrinsic and extrinsic features of religious life will be, psychologically, an asset or a liability ac-cording to the way each individual reacts to them in terms of life history, heredity, and childhood experi-ences. It may be of interest to examine both prejudices more closely. The first view holds that Catholic religious life is the best guarantee against emotional upsets and claims that members of Catholic religious orders rarely become affected by mental disease. This view is mostly held by members of religious orders; it was frequently expressed to me by the superiors of sisters I have treated or by the priest-counselors I have trained and supervised. The basis of this prejudice is wishful thinking and con-fusion between the natural and supernatural aspects of religious life. This view equates the symptoms of mental illness with the illness itself: ."There are no visible signs of illness; ergo, there is no illness . " I am reminded of an article recently published in a religious journal implying that religious life may actually "cure" neurotic symptoms. The writer of the article first listed some of the traits that may be symptomatic of a neurotic per-sonality, that is, self-centeredness, hypersensitivity, im-maturity; then observed, rightly enough, that religious life is essentially antithetical to such traits: and then concluded that religious life will thus automatically dis-pose of these neurotic traits: religious life, being theo-centered, will dispose of self-centeredness; being giving-hess, will dispose of selfishness; requiring spiritual ma-turity, will dispose of immaturity. One rather suspects that all theocenteredness, givingness, and spiritual ma-turity will do is to veil, temporarily, those neurotic traits they were supposed to have cured. This prejudice, actually, is quite unfair to the re-ligious sister. It suggests that the supernatural aspects of the sister's vocation will sustain not only her soul, which it does, but also her mind, even when natural causes, going all the way back to her childhood, act as a constant irritant; it holds that since she is isolated from the anxieties of the "real world outside," she should have no anxieties from the convent world (which happens to be equally real); and that since she is surrounded by the silence of the cloister, she will not hear the loud clatter of human problems: as if silence, at times, could not be many times louder than the loudest noise. This prejudice also engenders unrealistic attitudes; the religious sister feels supernaturally protected against the frailties of the human mind, and is led to believe that, by sheer virtue of the spiritual direction of her life, whatever factors there were that started operating, years before, toward the development of a psychosis or a neurosis will magically cease to operate. When she ex-periences signs of a mental illness, she feels disillusioned and as if God Himself did not live up to His part in a bargain He had never made; and she feels like a freakish rarity, the only one cursed by an illness that was not supposed to occur, the exception to the rule, thus adding to the anxiety and anguish of a neurosis the painful feeling of being an oddity. In a sister I treated, the latter feeling constituted a very intense symptom that, while mainly determined by a complicated intrapsychic proc-ess, was supported by the prejudiced belief that "reli-gious sisters are not supposed to become mentally ill . " This prejudice creates a problem also in treatment: the sister may be unwilling to unveil her problem to a superior who could take remedial steps; or, once treat- 4- 4- 4- Counseling VOLUME 24, 1965 339 ÷ + ÷ Vincent S. REVIEW FOR RELIGIOUS 340 ment has started, may be little cooperative and may rationalize her resistance to change by believing that "she can only get better through prayer . " In a case I recently worked with, it was the patient's superior who felt sister should not receive psychotherapy and should only help herself with prayers: "Good sisters do not be-come mentally ill . " On the other side of the coin is the prejudice holding, equally erroneously, that members of Catholic religious orders become mentally ill significantly more often than other persons. This view is mostly held by persons who are not in the religious life, are not Catholics, and, fre-quently, not religious. I believe this prejudice is mainly based on hostility; or on a lack of understanding of what is entailed in the religious life. The danger of this view is that already unbalanced members of religious orders lead a life of trepidation based on the neurotic fear that they will become overtly mentally ill (psychotic, "insane") because "everyone says so . " Here, too, this fear is overdetermined and related to an unconscious intra-psychic process; here, too, however, these patients "latch on" to the prejudice to express unconscious needs. In a priest I treated, the idea that he was going to become insane---because everyone he knew believed that "all priests, sooner or later, become insane"--had become a true obsessional idea; it expressed, among other things, his unconscious desire "to become insane" (more exactly, his unconscious drive to lose all controls and inhibitions) and his need to impute the responsibility of his insanity to those who believed that "all priests, sooner or later, become insane . " At the basis of this prejudice is also the fact that the religious life does have features which, in borderline personalities, may tip the balance in the direction of mental illness. A better understanding of these features will help to understand how religious life may contribute to t,he development of a mental illness. I want to make sure that I am well understood on this point. I am not suggesting that religious life may be the cause of mental disorders; I am saying that some features of religious life, when operating on a personality that has been af-fected by specific childhood occurrences, may precipitate, or "trigger," mental illness. This "trigger effect," evi-dently, may be set up just as effectively by college life, army life, marriage, as it can by religious life: once the keg is filled with dynamite, the explosion may be set up just as well by a spark of electricity, a match, or a gradual increase in room temperature. Which features of religious life act as a trigger on what kind of personality-- this is what may be quite important to reflect on. One might start by reflecting on the spiritual essence of religious life. Considering that this journal is widely read among members of religious orders, there is a bit of "carrying coals to Newcastle" in reflecting on this sub-ject at all. It must be remembered, however, that the specialist, knowledgeable as he is on the most minute detail of his specialty, often misses what may be too basic for him to remember. Basic psychiatric and psy-choanalytic concepts have been pointed out to me by friends who were neither psychiatrists nor psychoanalysts; and I myself have been able to point out basic points on music or art to musicians or artist friends of mine. As a lay person, as a "non-specialist" on religious life, I understand religious life as a life of greater growth in greater union with God~ All of us are born with the potentials for greater and greater participation to a transcendental existence in God; but those in the reli-gious life have the greatest chance of achieving the greatest participation. This spiritual participation, how-ever, can only be realized if the personality is sound; and a healthy supernatural life cannot exist without a sound, well-integrated psychic life. The old Latin saying mens sana in corpore sano can indeed be complemented with religio, sana in mente sana. It must be realized that the accidental properties of religious life may appeal to different personalities for different reasons. Just as one may become a psychiatrist or a surgeon for a combination of healthy, unhealthy, conscious, and unconscious reasons--and a good psy-chiatrist is usually one who, finally, is in his profession more for healthy and conscious reasons than for un-healthy and unconscious ones--it is also possible to enter the religious life with a combination of healthy, un-healthy, conscious, and unconscious motivations. Un-balanced personalities, the individuals with the "keg of dynamite" beneath the placid exterior, may enter the religious life attracted not by its spiritual features but by what these persons unconsciously consider useful for their neurotic needs. When the latent neurotic individual has been attracted to the religious life, religious life will indeed have the "trigger effect" mentioned before. Some examples at this point may be helpful. Religious life, through its essence, offers, to the healthy, opportunities for spiritual and existential richness and for the fullest expression of one's personality; to the unhealthy, opportunities for an impoverished, restricted existence (again spiritually and existentially) and for the fullest expression of one's neuroses. Such features of religious life as the vows of chastity, obedience, and poverty, may attract the latent neurotic personality not 4- 4- 4. Counseling VOLUME 24, 1965 ÷ 4. + Vincen£ $. Conigllaro, M.D. REVIEW FOR RELIGIOUS because of their essential spirituality but because of the opportunities they offer for neurotic defenses and neu-rotic acting-out. The healthy religious sister has a greater chance of experiencing the transcendental union with God, not in spite of, but because of her vows; the unhealthy sister uses the vows to express instinctual drives and neurotic defenses. In the latent neurotic, the vow of chastity may be appealing for reasons having little to do with spir-ituality, that is, emotional frigidity, fear of love, fear of sex, homosexual tendencies. The all-female environment may be chosen not in order to be chaste to better serve God but because of fear of closeness to anyone. This sister will be fearful of any and all emotional involve-ments, will stand aloof, and will withdraw from every-one, God included. Similar situations have been found with regard to the vow of obedience. As it was once ex-plained to me by a sister student of mine, this vow is "a listening to the will of God as it is expressed through one's community, environment and, ultimately, supe-rior"; a "dialogue in charity," with the superior as the "master listener" fashioning the dialogue between the sisters and God and evaluating what has been heard as the will of God. The sister who enters the convent with healthy motivations can afford to be obedient: she can see God's will beyond the superior's will; the sister with unresolved authority problems cannot be obedient with-out hostility (and the superior affected by the same problem will tend to abuse her authority and provoke rightful resentments). In the obsessive-compulsive per-sonality, which, under a meekly submissive and ingra-tiatingly passive surface, much anger and rebelliousness are concealed, vows of obedience will have a strong neu-rotic appeal to begin with (unconscious wishes to placate authority~ neurotic resolutions of total passivity and total submission) and will trigger, later, serious conflicts. Sister may role-play complete obedience and submission to the point of making no contributions whatsoever to the community life; she may be passive and overdependent; have no intiative; obey automatically, making no repre-sentations even when representations are called for; and create a mockery of authority and a caricature of obedi-ence by indulging in what has been called "whole obedi-ence" as contrasted to "holy obedience." The vow of poverty, too, essentially beautiful (with no material possessions one can better pursue the knowl-edge of God) may be appealing not for spiritual.reasons but because of unconscious feelings about money, love, and possessions. A sister may enter the religious life because of insecurity and the semi-conscious realization that although in the convent she may not have personal possessions, her basic needs will be adequately met. A sister I treated equated having money and possessions with having evidence of being loved. She created a prob-lem in the community by hoarding things, demanding expensive clothes and privileges, requiring costly medical treatments (and feeling intensely guilty when her demands were acceded to). When she did initiate psy-chiatric treatment, the matter of payments was a monthly crisis. She reacted to the fact that the com-munity was disbursing funds for her health not with realistic gratitude--or realistic concern--but with intense guilt (at the fact that a neurotic fantasy about which she had much ambivalence was being satisfied). If the neurotic needs of the religious are actually met by some of the accidental features of religious life, why, then, is there a conflict? I[ a sister with neurotic feelings about authority enters the religious life to find a better disguise--or a better expression--for these feelings and, in some o~ the accidental features of religious life does meet this opportunity, then, again, why is there a con-flict? One way to understand this is by realizing that human drives are arranged by "polarities": we love and hate, like and dislike, are active and passive, assertive and sub-missive, dependent and independent. In the healthy personality these polar extremes are harmoniously inte-grated and blended in the overall economy of personality, and there is no conflict. In the neurotic personality each polarity, as it were, is treated separately by the executive agency of personality, the ego; and each holds separately and simultaneously prospects of security and insecurity, pleasure and pain. Thus, by being overdependent, one is taken care of, but one's needs for prestige and successful competition are frustrated; and by being over-assertive one fulfills one's needs ~or power and status, but one's need to be loved, cuddled, mothered are frustrated. As an example, a sister with unresolved authority problems enters the convent to placate her superego by total sub-missiveness; this will fulfill the polarity of dependency, passivity, submission; but the opposite polarity, which energizes rebelliousness and independence, will have to be vigorously repressed and will remain frustrated. This will result in a worsening of the authority problem; symptomatologically, there will be dissatisfaction (frustra-tion of one polarity); chronic fatigue (because of the need to divert psychic energy to the task of repressing the polarities of rebelliousness and independence); periodic explosions (during which the polarities energizing sub-mission and passivity are frustrated); feelings of guilt; and so forth . One is reminded of what is found in the neurotic marriage, in which the partners marry one + ÷ ÷ 343 4. Vincent S. Conigllaro, M.D. REVIEW FOR RELIGIOUS 344 another because each offers the other the opportunity for the disguise and the release of unconscious drives. The man with latent homosexual problems marries a frigid, cold woman; the outwardly efficient, "strong" male (the type who exaggerates the outward signs of masculinity because of deep seated feelings of inadequacy) marries a woman who under a calm and restrained exterior is assertive and domineering; a woman with unconscious sexual anxieties marries an impotent male; and so forth . In these cases too, the neurotic bargain is fulfilled and the unconscious expectations which have led to the marriage in the first place are being satisfied: this is why the marriage fails or is beset by severe incompati-bility. I am reminded of a patient in my recent experience, a bright and attractive woman with severely disturbed ideas on sex and much anxiety and guilt about any type of sexual involvement; these feelings were unconsciously rationalized by the conception that sex is "always degrad-ing" and "inherently dirty." She did not marry until the age of thirty-two: the healthy, eligible males who had appeared on the scene up to that time had not been "attractive" enough to her neurotic expectations. She finally met the "right" man: an extremely puritanic, neurotically judgmental individual who consciously visu-alized sex as dirty and degrading; he would subtly "seduce" her into giving in to rather innocent exchanges of affection and would then reject her by sternly lecturing her on the basic depravity of all women. After sixteen months of formal engagement, she married him primarily because she had found in him the external counterpart of her own rigid, punitive superego. It can be easily antic-ipated that this couple's marriage was extremely un-satisfactory. They found each other unbearable; he felt she was shamelessly passionate and "se.xy"; she felt he was sadistically judgmental and critical; and they both acted as though neither had had any idea (in sixteen months of engagementl) of what the other was "really like." The neurotic polarities of each of these individuals were being fulfilled through the neurotic marriage at the expense of intense anxiety, rage, and guilt. In the latent neurotic personality, religious life may trigger neurotic symptoms through some of its accidental features. While the essence of religious life is immutable, its accidental elements, the ways this essence expresses itself, are necessarily mutable and in a state of constant transition and adjustment to changing socio-cultural conditions. The transition itself may be disturbing to the rigid, obsessive personality. A sister I once treated could have functioned satisfactorily only if the Church had gone back to medieval times. A priest once told a colleague of mine, with much anxiety and bitterness: "They are changing my Church, Doctor; they are chang-ing my Church" (in reference to the Ecumenical Council). Some sisters' neurotic structure is such that they only accept meditation and contemplation, to the total exclu-sion of action; and they do this more for neurotic than spiritual reasons. It is also important to realize that religious orders are a world of their own, a society with its own culture (some religious orders even call themselves "societies"). The fact that there are to be rules is inherent in any society; but the religious societies are particularly bound by rules (the etymology of the Word "religious" is "rule-bound"). Some religious societies are very rigidly set up; there may be a rigid ordering of time (the "horarium," the setting down of every hour and activity of one's day from rising to retiring) or a rigid ordering of authority, community rank, behavior (the book of cus-toms). This system of rules may indeed appeal to a rigid personality or to persons with problems about routines, schedules, and time tables. These persons, again, will be attracted not by the spirit behind the rules but by the rules themselves, the scheduling for its own sake, the opportunities thus offered for neurotic defenses or neu-rotic acting out. Religious life indeed may, with its essential or transi-tional features, trigger neurotic symptoms in the latent neurotic personality. It may seem that this point is being belabored. Yet, in reading the religious journals read by most sisters, one finds cause for concern over the explana-tions prevalently given as to the causes o~ mental dis-orders among the religious. While the situation has im-proved considerably in the last fifteen years, there still prevails a lack of awareness of what really should be remedied; and why; and how. Often, we still bark up the wrong tree or beg the issue or believe that sister is neu-rotic simply because she has a difficult superior or because her order is a very rigid one, completely overlooking the fact that most probably these sisters had a neurotic prob-lem to begin with and the environment to which they are now overreacting has only brought the neurotic con-flict to light. I am reminded of a question asked by a group of sisters (and recently published in a religious journal) on the subject of the measures suggested by the Church to reduce tensions among the religious. The answer, as given by a well known and justly respected priest, gives cause to ponder; it suggests that, while the Church has recognized the importance of childhood in the causation of mental disorders, and, at least by implication, the importance of counseling and psychotherapy--these factors (childhood) ÷ ÷ ÷ Counseling VOLUME 24, 1965 345 ÷ ÷ ÷ Vincent S. Conigliaro, M~. REVIEW FOR RELIGIOUS 346 and these measures (counseling and psychotherapy) are, too often, seen as the least important. According to the above source, among the remedies suggested by the Church are, mainly, such remedies as avoidance of a disordered and restless life, a minimum of calm and peace, avoidance of overwork, enactment of the rule of silence (thus the availability of cloisters), vacations and weekly days off, and so forth . All these measures, I suggest, are far from meaningless; but also far from sufficient. All these measures are important; without them there will be anxiety and tension, but there will be anxieties and tensions in spite of them. A restless and disordered life most often is not a cause of mental illness but a symptom, just as the ability to live a joyful and pleasurable life is a manifestation of good mental health, not a cause. I remember a sister I once treated for a severe compulsive character neurosis, with symptoms of depression, scrupulosity, perfectionism, and chronic fatigue. She had been told (innumerable times) to take some days off and have a good vacation; for at least two years her rigid, grandiose, self-punitive personality had prevented her from doing so: there was too much to do and no one could do it as well as she. Sister was not tense because of overwork: she was tense and overworked because of a deeper common cause. When she was finally ordered to take a vacation and have fun, she worked strenuously and grimly at having fun with no benefit whatsoever from either vacation or recreation. Committed Catholics and psychoanalysts will grow equally concerned over the fact that we still too often believe that emotional illness among the religious is caused by such spiritual reasons as spiritual frustration or the feeling of not having attained the vocational ideal of apostolic sanctity. Spiritual frustrations, again, are more often symptoms than causes of mental illness; and to relate them to incomplete spiritual formation, poor spiritual training, and so forth, is often inaccurate. The psychotic sister will not feel better mentally by leading a better spiritual life; she will lead a better spiritual life when she feels better mentally. The sister with an authority problem will not become more obedient solely by forcing herself to become more obedient; and the sister obsessed with impure thoughts will not be able to solve her problem only with prayer. All this does not question the supernatural power of prayer; it simply questions whether the neurotic or psychotic sister can truly pray, or, better, how receptive one is to grace while in a state of severe neurosis or psychosis. The point, at any rate, is that if these sisters were able to be spiritually obedient, religiously fulfilled, prayerful, and so forth, they would not have these mental problems to begin with. Thus it is often a mistake, for a spiritual director or superior, to simply demand of the neurotic sister to pray more, implying that if she does, this will resolve all problems. When sister finds herself unable to do so, she will feel guilty and become more anxious and depressed; or an emotional problem which could have been cleared in a relatively short time (had counseling or psycho-therapy been administered immediately) is treated psy-chiatrically after months of attempts at treating it by supernatural means, and it may be too late. Evidently, the total answer to the mental problems of the religious does not lie only in counseling and psycho-therapy; but the latter should play a larger role than it played up to five or ten years ago and even larger than the role played now, a time in which the Catholic Church has already made so many strides in pastoral counseling,x The mental problem of the religious, I believe, can only be approached through a holistic concept in which supe-riors, sisters, social workers or psychologists, spiritual directors, pastoral counselors, and psychotherapists make available to the disturbed sister all available means to 1 The history and development of the Iona Institute of Pastoral Counseling well exemplifies these strides and the Church's positive attitudes on mental health. In 1959, Dr. Alfred Joyce, a New York psychiatrist and psychoanalyst, offered his services for a program of talks and seminars on pastoral counseling at the St. Francis of Assisi Church and Monastery in New York City. The Franciscan Provincial, Father Celsus Wheeler, O.F.M., and a Franciscan psychologist, Father George Fianagan, O.F.M., Ph.D., supported the program enthusiasti-cally and the following year Dr. Joyce, this writer, Dr. L. Moreault, Mr. F. Peropat and Dr. J. Vaccaro, under the leadership of Dr. Joyce, founded the St. Francis Institute for Pastora! Counseling, a pioneer-ing institute offering a two-year curriculum on the theory and practice of pastoral counseling. With greater and greater support be-ing received from the New York Archdiocese and Francis Cardinal Spellman, and through the dynamic encouragement of Monsignor George Kelley, Director of the Family Life Bureau of the New York Archdiocese, in 1962 the five founders of the St. Francis Institute transferred to Iona College (New Rochelle, New York) and associ-ated themselves to Brother John Egan, Chairman of the Department of Psychology of the College, to form the Iona Institute for Pastoral Counseling, the only institute of its kind in the Eastern United States. Since 1962 the institute, under the leadership of Dr. Joyce, has offered to larger and larger groups of Catholic priests (total enrollment for 1964-1965 was just under one hundred students) a unique, com-prehensive, three-year curriculum of courses and clinical supervision leading to a Master's Degree in Pastoral Counseling. The Institute's program is designed to develop in its students greater awareness of the psychological dimensions of the problems encountered in pas-toral activity; to foster understanding of the conscious and uncon-scious processes operating in a counseling relationship; and, in general, to increase the effectiveness of the Catholic priest's pastoral work. The Institute's program, therefore, is quite consistent with recent directives of the Holy See, that is, directives which have emphasized the need for the development and refinement of the special competencies required for the pastoral ministry in the twentieth century. + + Counseling VOLUME 24, 1965 ÷ ÷ Fin~en~ $. Conigliaro~ M.D. REVIEW FOR RELIGIOUS help herself, including prayer and spiritual self-improve-ment but also including counseling and psychological self-improvement. In a truly holistic approach one would also include preventative concepts and work toward the improvement of the existing screening procedures for the applicants to the religious life, the improvement and modernization of training programs for the religious, and the inclusion in these training programs of psychological considerations (mental hygiene concepts of education, group dynamics of training, and so forth). The latter, I believe, can be done very successfully without com-promising in the least the spiritual and religious con-siderations of training. One can think of counseling and the religious sister in many different ways. One may think of counseling admin-istered by a sister who has been trained in the theory and technique of counseling and who gives counseling to the sisters in her own house; the sister counselor may be the superior or another sister. One may think of counsel-ing administered by a trained sister who practices counseling as part of her own missionary, teaching, nurs-ing, or social work, in which case the counselee may be another sister or a lay person, male or female, adult, adolescent, or child. One may think of counseling in terms of "diagnostic counseling," "motivational counseling" and "therapeutic counseling." Finally, one may think of counseling as a philosophy of life, an existential commit-ment, a philosophy of deeper understanding of human psychology and human motivations, by which the trained sister becomes, in the house where she lives or at her place of work, a very valuable trouble shooter and "sig-nificant figure." One may think in terms of the superior of a house who has had enough training in counseling or psychology to do counseling with the sisters of her own house as soon as a problem arises and before it becomes too serious. This may be a "diagnostic counseling," in which the superior, after two, three, or four interviews, is able to recognize the "danger signals" of mental illness, can differentiate them from the symptoms of a strictly reli-gious or moral problem, and is therefore in the position of advising remedial steps. It may be a "motivational counseling," in which the superior has a number of sessions with the disturbed sister for the purpose of help-ing the sister to recognize the psychogenic nature of the difficulty and preparing her for therapeutic counseling or psychotherapy. It may finally be "therapeutic counseling" in which the superior, by using the technique of counsel-ing, helps the sister to help herself. I am convinced that it is administratively unfeasible for the superior of a community to do counseling with her own sisters; and, it administratively feasible, I am still convinced it would not be advisable therapeutically be-cause of the very nature o[ the superior's status in the community: the fact that she is, by virtue and necessity, identified with "authority" and because of the psycho-dynamic dimensions of being the "mother" superior. Better, then, for another sister to be the "house-counselor"; even in this case, however, it will be helpful it the superior is sympathetic to, and understanding of, the philosophy and the techniques of counseling; it will avoid friction between superior and house counselor and the unbalancing of the group dynamics of a religious community. Incidentally, should there be a "house counselor"? Should counseling be at all administered in the house, within the community, b~ an "insider"? I am convinced there are important advantages to doing so-- at least initially. This is in keeping with modem mental hygiene concepts, that is, the concept of "emotional first aid stations." Industrial psychiatrists have found that optimal results were often obtained by treating situa-tionally triggered emotional crises "on the job." In research on this subject I published a few years ago, I felt that the system of having a full time mental hygiene team on the premises is very advantageous. By having a house counselor, emotional emergencies can be handled on a truly emergency basis; situational and reactive crises can be approached more insightfully and with more perma-nent results. To conduct diagnostic and motivational counseling within the community appears advantageous also from a practical and financial standpoint. Finally, disturbed sisters may flatly refuse to see an outsider (especially lay) counselor or psychotherapist or may co-operate with the outsider only superficially. The presence of a house counselor on the premises and the fact that counseling is being practiced within the house may indeed have a disturbing effect on the group dynamics of a community, at least in some houses. This, however, is more an indication for, than against, the presence of a house counselor. If the community group dynamics can be unbalanced by her presence, then there already are neurotic processes operating under the sur-face. The processes would be triggered anyway by other "irritants"; they might as well be triggered by the house counselor, who can understand and treat group anxieties and individual anxieties. Some of the problems that may be triggered by the house counselor are: anxiety about the sister who is undergoing counseling ("There, but for the grace of God, go I"); resentments about the time she spends with the counselor or the superior (a form of sibling rivalry); anger (and envy) at the apparent fact that she is given ÷ Counseling VOLUME 24~ 1965 ÷ ÷ ÷ Vincent S. Conigliaro, M.D. REVIEW FOR RELIGIOUS 350 special privileges and dispensations (a sister I once treated said about another sister also in treatment: "They are letting her get away with murder . "); and so forth. Some of these problems might perhaps be prevented by utilizing a house counselor from a different house. A Maryknoll superior I recently spoke with suggested that two trained sisters from the same order but from two dit~erent houses could be exchanged between the two houses and be "on call." Parenthetically, I do not believe that one needs to be alarmed at the thought of a nonmedical sister counselor practicing "diagnostic" counseling. Although the formal diagnosis of any dis-order, whether "physical" or "mental," remains within the province of the medical doctor (psychiatrist or medical psychoanalyst), a well trained counselor is quali-fied to evaluate the severity of a mental disorder, formu-late hypotheses as to its course and prognosis, and differ-entiate it from solely moral or religious problems. What one should fear, rather, are the "snap diagnoses" made by untrained individuals in any walk of life: in the case of the religious sister, the diagnosis, "spiritual problem," with the prescription, "prayer, three times a day," for a problem that is mainly emotional in nature and needs counseling (or psychotherapy) as well. I referred above to the "understanding superior." I wonder how many sisters, troubled emotionally and mentally, did not feel, at some point, that it was-"all mother superior's fault., if she only had more under-standing . " I also wonder how many superiors, whose sisters were in the throes of a severe mental problem, did not feel, at some point: ". It's all my fault., if I had only had more understanding . " (I also wonder if some psychiatrists, in treating sisters with emotional problems, have not at times felt that it was ". all mother superior's fault., if she had only had more understanding . "). I believe there is something significant here and worth-while looking into. At times, undoubtedly, the superior is largely respon-sible for a sister's emotional problem as a "trigger factor," as precipitating element. More often, however, the superior is blamed because of the need for scapegoats, be-cause of the psychological tendency to explain difficulties in simple black and white, "good guy, bad guy" terms, and, finally, because of a specific psychological function called "transference." The truth of the matter is that to blame it all on the superior is incorrect; and if it is incorrect, it is also unfair: unfair to the sister, who likes to believe that changing houses will solve all her problems (she will go through one, two transfers to realize, after several cycles of heightened hope and frustrating letdown, that nothing has really changed in her mental status); and unfair to the superior, who will unrealistically blame her-self for her sisters' emotional problems and use this self-condemnation as a nucleus for her own neurosis. The interpersonal relationship of sister--superior is necessarily a very complex one; here, too, we find that in both its essential and accidental characteristics it offers opportunities for spiritual and psychological enrichment to the healthy and for neurotic expressions to the neu-rotic. The superior has full and unquestioned authority, because she represents, supernaturally, the will of God; the healthy sister willfully chooses to submit and defer because she can see the transcendental aspects of her submission and deference; the neurotic sister or superior sees, rather, a symbolic relationship between an omnipo-tent mother-figure and an infantile daughter-figure. Once the relationship has been unconsciously visualized in these symbolic terms, the development of "transferential" reactions is highly likely, because the relationship is already a "transferential" one. "Transference," I believe, explains why the disturbed sister is too ready to put all the blame on the superior or why the superior is ready to put all the blame on herself (or, in opposite cases, on her "insubordinate daughters"). It also explains why everything the superior does, the rewards she administers, the punishments she metes out, the assignments she makes, the time she take to reply to the sisters' mail, even her very traits of personality, become, at times, a matter of life or death for some sisters. ~Vhat is "transference?" Transference is an unrealistic emotional posture which supposedly occurs only in psy-choanalytic psychotherapy but which also develops, in varying degrees of unreality, in other intimate emotional relationships (husband and wife, soldier and N.C.O. on the battle line, pastor and priest, superior and sister, and so forth). In transference, one feels about a contemporary figure not the feelings it deserves because of what this figure realistically is, but the feelings one felt about significant figures from one's childhood, whom the con-temporary figure symbolically represents. In transference, the patient sees his analyst not as what he is but as he saw his own father and/or mother; and feels about his analyst the quality and quantity of feelings appropriate not to the analyst but to his own father and/or mother. Similarly, in transference the sister sees the superior not as the superior objectively is, but as she saw, as a child, her own parents; and her feelings about the superior are not proportionately related to what the superior, objectively, is, does, stands for, but to the feelings the sister had, as a child, about her parents. Transference motivates behavior as well as feelings and thoughts; in transference, the sister will behave, toward 4- 4- 4- ÷ ÷ + Vincent S. Coniglia~o, M.D. REVIEW FOR RELIGIOUS the superior, not realistically but "transferentially," not as sister-to-superior but as daughter-to-mother. Transfer-ence is "remembering through actions and feelings." In psychoanalytic psychotherapy, the development of transference is facilitated by some of the essential and accidental features of the treatment itself and may be fostered by the therapist (a skillful therapist encourages the appropriate quantity and quality of transference and uses it for his patient's benefit). The accidental features of religious life will also encourage transferential relationships and painful, neurotic transferential reac-tions. But, again, not per se, but in direct proportion to the mental health of superior and sister. Such features as the fact that sisters are referred to as "daughters" and superiors are addressed as "mothers". the psycho-logica. 1 message that may be contained in the very word "superior". the reality of the superior's unquestioned authority over the sisters., the vow of obedience., and other accidental features of religious life will not by themselves "infantil-ize" the sister or "mother-ize" the superior; but the sisters will be infantilized (and the superior motherized) who, from the depth of their un-conscious and latent neuroses, had already looked go these features as opportunities for the release of latent neurotic drives. The very fact that there are so many obedient, submissive, and deferent religious sisters who are, at the same time, joyful, vibrant, productive creatures, with attractive, vital, and no less feminine personalities is a living admonishment against believing that the poten-tially infantilizing (to the neurotic) features of religious life must necessarily (that is, also in the healthy) cause transferential relationships and reactions. Whether the superior is a trained counselor or not and whether her qualities of "understanding" will be rightly perceived by sisters wearing or not wearing transference-colored glasses, there can be little doubt that the "understanding" superior will contribute to the pre-vention of emotional crises in her community. Too often one thinks of an understanding superior as someone who smiles, agrees, and gets emotionally involved with her sisters or who is gentle and unassertive and goes around giving realistic or unrealistic reassurances or who shows total approval of whatever neurotic behavior is exhibited on the part of her sisters. This actually is more the stereotype for a neurotic superior than for an under-standing one. I remember a priest counselor whom I once supervised. He was counseling a hostile, resentful, rebellious adoles-cent whose father was rigidly authoritarian and coldly punitive. The counselee acted out his hostility in the counseling situation itself by being.consistently late for his sessions or breaking appointments without previously canceling them. The counselor was extremely "under-standing," remarked about the patient's lateness only casually and gave him a full-session time by cutting into his own rest periods, feebly joked about the cancelations and, to his own great inconvenience, rescheduled make-up appointments, and made sure not to appear in the least annoyed at his patient's erratic behavior. The counselor's conscious rationale for his "understanding" was: "I want him to see that there are understanding people in this world . 1 don't want him to think that everybody is as bad as his father . " In reality his "understanding" covered his own neurotic feelings about hostility and assertion; he neurotically equated justifiable annoyance (at having his schedule continuously disrupted) with irrational rage and rigidly controlled the former to avoid the risk of expressing the latter. Another counselor I supervised managed to convey to his patient his tacit approval of the patient's practically delinquent behavior; in this case the "understanding" dis-guised the counselor's own neurotic rebelliousness and hostility against authority. The giving of unrealistic reassurances (also often seen as a sign of "understanding") may actually be a symptom of neurosis. I remember the case of a sister with a paranoid char-acter neurosis, very intelligent but extremely disagreeable because of her mistrusting, hostile personality. Sister believed the other sisters disliked and resented her be-cause of her scholastic accomplishments; and her superior usually reacted to these complaints by "reassuringly" telling her that when one is very bright one may be resented by those who are less bright, and telling her not to worry, the other sisters really liked her. The con-scious rationale of this "understanding" was: "Sister is too sick to be told that the other sisters do dislike her. and for her arrogance and imperiousness, rather than for her brilliance . " In reality, this "understanding" covered the superior's unconscious fear of the paranoid sister and only resulted in the consolidation and strengthening of sister's hostility and disagreeableness. Real understanding--whether in the knowledgeable superior or in the trained counselor--basically cor-responds to the ability to understand human psychology and, especially, the complexity of human motivations. This understanding, which the counselor obtains from training, the superior can only derive through her own studies, readings, and observation, since in the great majority of cases we are not born endowed with it. "Intui-tive understanding," "horse sense," the "knack of under-standing people," are either an altogether di~erent quality of understanding (the superficial understanding of ÷ ÷ ÷ Counseling VOLUME 24, 1965 353 ÷ ÷ ÷ Vincent S. Coniglidro, M.D. REV|EW FOR RELIG|OUS few, superficial situations) or the major ingredient of often catastrophic "snap diagnoses" (the simplified con-clusions on "what really bothers" our fellow human beings). If this is fully realized, the superior who has little understanding should not blame her constitution, heredity, luck, or intelligence~in most cases she only needs to study, read, and observe. I am not implying that every superior should go to medical school and eventually specialize in psychiatry. I am suggesting, however, that any investment she will make in courses and lectures on human psychology will pay huge dividends in terms of house morale, a smoothly growing community, and her own peace of mind. Actually, it is a wonder that so many superiors, in spite of very little training in human psy-chology, do such a creditable job as leaders of a com-munity. Industry or government would not expect such a performance from untrained leaders of theirs who were to operate under conditions as difficult as most superiors (unisexual environment, closeness of quarters, the ever present possibility of transferential developments and transferential reactions; and so forth). If real understanding is to work--for the house as a whole, for the sisters, and for the superior herself---it must be mature and loving. It must be loving, or there will r~ot be the concern, care, interest motivating one human being to want to understand another (or, at least, to want to apply this u. nderstanding for healing purposes); and it must be mature, or it may be a neurotically motivated understanding in ~which the superior distorts the sister's demands because of unconscious needs to do so or understands these demands rightly but out of proportion to the total picture and more for her own needs than sister's. The positive features and attributes of real understand-ing can best be discussed in reference to counseling and religious counselors. Some of these features will be of great interest also to the superior: the superior who, without being a counselor or without intending to be-come one, wants to achieve, through her own efforts, personal interest, and dedication, real understanding of her sisters. This superior, however, would not be fair to herself if she expected to attain the quality of under-standing of the trained counselor just by following "a few simple rules," listening to the house counselors' "talk-ing shop," or reading a few articles, like this, at best just glossing over a few aspects of counseling theory. Both in real life and in the understanding of human psy-chology, there are no short cuts; and there are no instant substitutes for the understanding that can be derived only from years of studies, readings, and observation. The trained counselor attains a specialized quality of understanding of human psychology. A house counselor, through the time and effort invested in a comprehensive curriculum on theory and technique of counseling, can recognize, diagnose (in the connotation given before), and prognostically evaluate the signs and symptoms of healthy and unhealthy mental functioning. She can determine which patients are an indication for therapeutic counsel-ing and which patients, an indication for motivational counseling, should be referred to a psychotherapist, psy-chiatrist, or psychoanalyst. With the patients with whom she practices therapeutic counseling she knows, after evaluating the patient,s ego strength, environmental conditions within which the patient functions, and the overall circumstances surrounding the counseling rela-tionship, what techniques of counseling to follow and for how long. The counselor knows that human behavior and the symptoms of emotional disturbances are always over-determined (related to multiple causes and factors) and that the more disturbed is behavior, the more distressing a symptom, the more critical a crisis, the less likely it is that just one or two factors are responsible. Consequently, she will not "jump to conclusions," oversimplify, dispense quick, superficial "diagnoses" ("What really bothers you, Sister, is this and that"). She also knows that presenting symptoms and initial complaints are often a disguise for more distressing and intimate problems. Thus she waits beyond the first few sessions before concluding that sister has told her the "whole story" or even the "real story." She knows the inherently devious and implicitly mimetic nature of defense mechanisms; within herself, therefore, in the process of privately evaluating and understanding her counselee's problems, she will not take "no" (or "yes") for an answer, will not accept every-thing at its face value, will try to read between the lines of the counselee's manifest verbalization, will obtain clues from nonverbal communication, and will, in fewer words, constantly try to understand the dynamic motiva-tions, the "why," the "latent,'.' of her counselee's com-munication. (The really understanding superior may well try to remember this. Sister may come to see her to discuss problem "A"; whether sister knows it or not, she may actually be in the superior's office to discuss problems "B" or "C." The patient, knowledgeable, and, especially, un-hurried superior, will help sister to come to the real problem by prolonging the first interview, by non-direc-tive prodding--"is anything else on your mind, Sister?" is much better than "Is this (or that) what is really on your mind, Sisterl" and, especially, by asking sister to come in again "to talk more about problem A or any-thing else that might be on your mind, Sister . ") 4- 4- 4- Counseling + ÷ Vineent S. Conlgliaro, M.D. REVIEW FOR RELIGIOUS 356 The counselor knows that even truly distressing symp-toms may only be a first line of defense the personality uses against even more distressing problems and con-flicts. The counselee of a priest I supervised was literally torn apart by persistent masturbatory behavior con-sistently accompanied by vivid heterosexual fantasies; yet this behavior was only a cover-up for very frighten-ing, still unconscious, homosexual problems. A sister I treated was painfully convinced (and so was her superior) that she had a severe sexual problem as she was mainly obsessed with obscene fantasies and per-secuted by sexual compulsions; after several months (and a dream in which she discovered a knife hidden by stacks of pornographic literature) it became apparent that she was using obscene fantasies also to punish herself for unconscious fantasies of a sadistic nature against the superior (and her mother). Thus the counselor knows better than to prematurely remove symptoms or defenses, lest the problems so disguised come to the fore, thus causing disintegration of the whole personality and psychosis. The counselor knows that the best way to counsel is, often, by the "non-directive, minimal activity" technique. Within this technique the counselor, after having ascertained (with a minimum of activity and direction) the quality and severity of the counselee's problem, assumes an "actively passive" posture. She patiently listens; benevolently and calmly waits out pauses of silence; asks few or no questions; stimulates the counselee's continuity of communication by nonverbal means (nodding, assenting, saying "Uhm-uhm") or, verbally, by repeating the counselee's terminal sentence; echoes and reflects back, in simpler, clearer, more concise phraseology the counselee's utterances, and so forth. With the mildest counseling problems this approach is therapeutic in itself and is both means and end. The counselor becomes the counselee's oral vehicle; and the counselee, just by listening to the counselor's clearer re-formulations of the problem, can see solutions or the roads towards them. With most counseling problems this approach is very valuable as a means to an end, as it provides the counselor with material through which she will be able to help the sister to help herself. (A little tip for the superior: "true" listening, with minimal ac-tivity and direction, will cause the "true" problem to shape itself in its clearest outlines under her very eyes.) An important point, made just in passing before, is the one to the effect that light attempts at premature removal of symptoms can be catastrophic. Freud spoke of "wild psychoanalysis"; in a sense, one can talk of "wild counseling." In "wild counseling," the counselor tells the patient what to do; advises; judges; prescribes courses of action; removes symptoms or eliminates defenses; prods too actively, eliciting too much too soon, all this without knowing enough of his counselee's personality structure and whether the patient can safely ~ollow the prescription or in ignorance of the adaptive and defensive meaning of normal and abnormal be-havior. One of the most important discoveries of psychoanalysis was that psychic disorders have a meaning and represent partly successful attempts at defensive adaptation. Even the most distressing symptoms are a partly successful defense---without the distressing symptom of hysterical mutism, the hysteric would be hced with the more distressing problem of wishing to verbalize highly ex-ceptionable sexual desires; without the embarrassing symptom of "trigger-finger paralysis" (a hysteric condition of soldiers on the battle line), the patient would be ~aced with the more serious problem of wanting to press the trigger of a rifle aimed at his own sergeant; without the torturing symptom of persecutory thinking, the schizophrenic would be faced with the much more painful problem of having homosexual desires. The dis-comfort of hysterical mutism, trigger-finger paralysis, and persecutory ideation are a psychic bargain compared with the discomfort the psychic apparatus would experi-ence were it to face, in raw state, the sexual desires, the murderous aggression, and the homosexuality that mutism, paralysis, and persecutory delusions stand for. Thus, if we remove one line of defense, a more drastic defense will be set up and, with it, a more severe mental illness. I remember the patient who came to the emer-gency room of a city hospital in a wheelchair because of hysterical paralysis of both her legs. A brash and eager young psychiatric interne decided he would omnipotently remove the paralysis by hypnotic suggestion. The patient did walk out of the hospital on her own legs; once home, however, she became severely depressed and attempted suicide. The hysterical paralysis was, to her personality structure, an indispensable prop; deprived of that prop prematurely (that is, without any preliminary work on her ego), her personality could only cave in; the process could only be arrested by the setting up of more primitive defenses (more drastic "props"), for instance, the defense of depression. Counseling can be powerful medicine. Words and advice are to the counselor what scalpel and clamps are to the surgeon. Wrong counsel and ill-timed advice can have disastrous effects. I remember a patient "counseled" into borderline psychosis by her own G.P. A twenty-eight year old girl, beautiful and quite feminine, she had never been 4- ~,ounseling VOLUME 357 ÷ 4. ÷ Vincent $. Conigliaro, M~. REVIEW FOR RELIGIOUS engaged, married, or romantically involved, She had consulted her physician because of ill-defined heart and stomach symptoms, fatigue, sleeplessness, and choking sensations; the physician correctly diagnosed hysteria. In discussing her social life, he was struck by the fact that she never went out with men; he took the explanations she gave (shyness, moral reasons) about her sexual isola-tion at their face value and proceeded to persuade her into going out. After several sessions of "counseling" she reluctantly agreed to go out on a date. Shortly after the first date (and having given in to a very minor physical exchange of affection) she became depressed and with-drawn. Again, the physician accepted the explanations she gave for her depression (moral guilt) at their face value and counseled her to be "more broadminded." She became more depressed and withdrawn and eventually attempted suicide. Several weeks after she had finally en-tered psychotherapy, it was found that at the ages of five and nine she had been sexually molested by a psycho-pathic father. Unconsciously, she had come to associate adult sexuality with the incestuous sexuality experienced at five and nine; and the guilt, horror, and remorse at-tached to the latter had become associated to the former; thus sexuality had to be shunned in all its forms and manifestations. Deprived of her defenses of shyness, ti-midity, and sexual isolation, the patient could only ex-perience severe anxiety, depression, and guilt. The above examples refer to situations in which "wild counseling" was both erroneous from a psychoanalytic point of view and faulty from an ethical and moral standpoint. Yet examples can be given of morally un-exceptionable counseling that is equally "wild" from a psychodynamic point of view. A judgmental and psycho-dynamically imprudent pastoral counselor once strongly advised a young man to give up compulsive masturbation at all costs; the counselee did, at the cost of severe homo-sexual panic and suicidal behavior. A couple was once treated in marital counseling; he was a drug addict, moody, manipulative, exploitative, sadistic, occasionally violent; she, the unnervingly patient and "holy" type of woman who goes through life proudly protesting her humility and vigorously proclaiming her martyrlike good-ness in the face of unbearable male provocations. The counselor did not see that this was a neurotic marriage and that this woman (fully aware of her husband's long record of addiction at the time she had married him) had done so to fulfill her masochistic needs and express her controlling and manipulative polarities in the least obtrusive way. The counselor also failed to realize that this woman had a need to foster her husband's addiction (for example, she used to express astonishment at the fact that her husband always managed to steal the groceries money to buy drugs; in actuality, it was she who would unconsciously "forget" some money [always just the right amount for "a fix"] on her dresser for her husband to steal) and that his addiction was an essential '"prop" to her personality. When the counselor finally persuaded her to separate from her husband, she became severely depressed and became an alcoholic. As indicated before, the counselor should be both mature and loving; without these qualities, the most sophisticated psychological understanding will be basi-cally vitiated; and counseling will remain ineffectual. The psychoanalyst's personal maturity can be assured, in most cases, by the fact that he is demanded to undergo inten-sive personal psychoanalysis before he is o~cially per-mitted to psychoanalyze others; the counselor's maturity can only be assured by rigorous screening procedures at the time he applies for training; constant supervision during training gives the additional opportunity to certify as counselors only those who have demonstrated the needed maturity. Why should the counselor be mature (the quality of "loving," I would like to suggest, is an inevitable by-phenomenon of maturity) is self-evident. The mature and loving counselor practices counseling in terms of his counselee's needs--not his own. He is actively passive and non-directive because he believes in the rationale of this technique--not because he is uninterested or because he wishes to work as little as possible. When he gives active counsel, he does so because he honestly believes that it is right to do s~not because, by so doing, the counselee will love, admire, and respect him or "get off his back.~' The mature counselor responds to his patients realisti-cally and not in terms of neurotic reactions set up in him by the counselee's attitudes, symptoms, or values. He can be acceptant of his counselee's behavior, without condon-ing or approving it. He does not "judge" the counselee's actions; rather, he helps him to understand why he acts this or that way and what results can be anticipated from these actions. In being loving, the mature counselor is also capable o~ the adequate measure of self-love and self-respect, without which, I might suggest, there may be no genuine and consistent love and respect of others. A few examples may be given which will clearly in-dicate the maturity or the immaturity of the counselor. A lay counselor I supervised always managed to ask his counselees very personal questions of a sexual nature not to clarify his views on relevant aspects of his patients' personality but to fulfill, vicariously, neurotic sexual needs of his own. Examples given before (while we were 4- Counseling VOLUME 24, 1965 359 ÷ ÷ + Vincent S. Conlgliaro, M~. REVIEW FOR RELIGIOUS on the subject of the "understanding superior" and "understanding coun.selor") indicated how the counselor (or the superior) responded in terms of their own neurotic needs rather than their patients'. One pastoral counselor's sternly judgmental reaction to the rage exhibited by one of his counselees was less related to the patient's prob-lems with sadism than it was to the counselor's fear of his own hostility. Sometimes the counselor's immaturity first creates problems to the counselor himself which will then be transmitted to the counseling relationship and the counselee. A counselor I once supervised, incapable of mature self-love and self-respect, became very anxious because of his inability to resist his counselees' manipula-tions and dependency. He allowed counselees to contact him at home, at all hours of the day or night; the more dependent they became on him (and the more they in-convenienced and disrupted his family life), the more he resented them and the more he felt he had to "make up" for his hostility by giving in to their manipulations and dependency, thus getting involved in a self-perpetuat-ing vicious circle. Immature~or insufficiently trained--counselors may want to terminate a counseling relationship for a com-bination of '"right," conscious reasons (that is, the pa-tient is too sick and needs psychotherapy) and uncon-scious, "wrong" reasons (that is, hostility set up by the patient's values, attitudes, habits, and so forth). These counselors may feel so guilty, unconsciously, for the "wrong" reasons that they may be unable to recommend termination on the basis of the conscious, "right" reasons. They may present the "right" reasons to their counselees in such ambivalent, confusing fashion that the counselees sense the existence of hidden hostility, perceive the recommendation to terminate as '"rejection," and neu-rotically cling to the relationship: "interminable counsel-ing." On the other hand, an untrained pastor I know (truly and genuinely loving--of others; not enough, per-haps, of himself) often feels he does not have the right to refuse or deny anyone and gets involved in intermi-nable counseling in a different way: the parishioner keeps on coming, once, twice a week, to the rectory, refuses to be referred to a psychiatrist, and clings to the unhappy and helpless priest for years. Sometimes it is a superior who makes herself un-realistically available to her sisters. She is "willing" to practice informal counseling at any time during office hours (and beyond) and is unable to turn down any sister's request for "a few minutes of time." This superior may be taking too literally the Christian, ethical, or professional obligation to make oneself available to those who suffer, forgetting the equally ethical and Christian obligation to be good to oneself. One superior I knew refused no one coming in to see her, no matter how busy she was, how many deadlines she had to meet, and how many unfinished tasks were before her. She made her-self available "so that sister won't feel rejected."; her inner discomfort and tension, however, inevitably diffused to the counseling relationship. She would listen superficially and be exposed to the risk of making super-ficial, premature comments; or, while she "listened," her eyes would dart to the typewriter or steal a glance at the wristwatch; or her hands would tap impatiently by the telephone or tug at the crucifix ("Dear God, help me be patient."). The sisters she "listened" to inevitably received the message and felt just as rejected as if they had been asked to return later. A more self-loving superior will do better (by herself and by the sister) by recognizing her right (and her duty, perhaps, to herself) to tell sister warmly but firmly that she will take just a few minutes right away to discusse the matter of an appointment: which will be given within the day if sister feels the matter is that important, later, if sister feels her problem is not that urgent. I am suggesting, then, that when counselor, superior, pastor have sufficient mature self-love and self-respect (at least enough of it to resist the temptation of making themselves unrealistically, or masochistically, available to others) they will, at the same time, be capable of mature, joyful, and genuine love of others. (Could it be that "love thy neighbor as thyself" really means that one has as much obligation to love oneself as to love one's neighbor? And that this beautiful maxim, read between the lines, suggests that without mature self-Jove there cannot be mature other-love?) ! On the subject of "mature and loving understanding," it may be very appropriate to conclude by briefly reflect-ing on the question of values and counseling. While the counselee's values should have little relevance to the counselor's effectiveness, the same cannot be said of the counselor's values. ("Values" here is meant on a broad ethical and philosophical plane, not only on a religious or moral plane.) At the risk of being considered an incorrigible idealist, I should like to suggest that the effective counselor (like the effective psychotherapist) must be, above all, a decent, good human being. If he is not to be, at best a sterile and antiseptic technician, at worst a manipulator and a hidden persuader, he must be committed to a philosophy of integrity, love and respect of others, self-love and self-respect. The attributes of maturity, loving-ness, and understanding will ulti-mately be inherent and intrinsic in the man's existential ÷ ÷ ÷ Counseling VOLUME 24, 1965 36] integrity and ethical commitment. He cannot be auto-cratic, manipulative, devious outside of office hours, and genuinely permissive, truthful (to himself and his work), and sincere in his office; by the same token, he cannot be weak, manipulable, neurotically self-effacing outside of his office and reasonably assertive, reliable, and helpful during office hours. He need not be "perfect" (whatever this word may connote in his personal weltanschauung), but honest. He need not feel that he must make no mis, takes; all he needs is mental alertness to the mistakes he makes and the emotional courage to recognize them and try to do his best to rectify them. He need not be a self-righteous crusader for love, freedom, and a democratic philosophy of life, but someone who does his best to love, be free, and set others free. I began by noting that "counseling, as a technique and a philosophy of human relatedness., is important to both psychoanalysts and religious persons. (who) both work with human beings and are both committed to a profession of service . " In closing, I should like to suggest that both psychoanalysts (or psychotherapists, counselors, and so forth) and religious persons (or pastoral counselors, house counselors, and so forth), be-cause of the specific quality of their relatedness to the human beings they work with, are alike also in this respect: the measure of their success in their work is, to a large extent, a measure of their existential richness and integrity. ,4" 4. + Vincent $. onigliaro, M.D. REVIEW FOR RELIGIOUS WILLIAM J. REWAK, S.J. Mortification: An Entry inta the Christ-Mystery I. Aversion of Modern Man In the spirit of the Church's aggiornamento, there is a great demand today for authenticity in moral and ascetical theology, a demand for new and valid expres-sions for the old values. A value is a value, after all, not because it is traditional but because it is an authentic expression of my personal relationship to God and to other people. We are aware of, and fear, the crystalliza-tion of the primary Christian experiences. It has often happened that the Church---or more exactly, institutions and individuals within the Church---have bequeathed to succeeding generations rites, methods, and customs with-out any inner ideal and spirit. Such a stagnation of the original value can occur in any human experience: mysticism can degenerate into magic and ritualism; prophecy is always in danger of crumbling into moral-lsm. So the original value, idea, must forever be reex-pressed; it must grow within the historical context and be reinterpreted in the light of changing modes of thought. At the same time, it must keep a strong hold on the primitive experience. It is for this reason we will investigate the New Testament doctrine on mortifica-tion. A theology of mortification is badly needed. The pres-ent doctrine is inadequate, for it has not kept pace with the advancements in Sci'ipture and other branches of theology. At the present, we are reacting against a moral theology that has emphasized sin and progressing towards a positive program of Christian life: doing good in the service of a generous charity. The idea of morti-fication, then, which according to many manuals is practiced either as a punishment for past sins or as a deterrent against future sins must be reappraised,x What ~$ee P. J. Meyer, s.J., Science o] the Saints (~t. Louis: Herder, ÷ ÷ ÷ William J. Re-wak, s.J., is a mem-ber of Regis Col-lege; 3425 Ba~.view Avenue; Wallow-dale, Ontario; Can-ada. VOLUME 24, 1965 4, 4, 4, William ~. Rewak, 5.1. REVIEW FOR REL]G~OUS 564 is objected to is not that sinful man needs mortification, but that theories of mortification seem to bypass Christ and have for their starting point, their raison d'etre, the fact of sin. Every natural philosophy tried to elimi-nate "sin"; the Stoics were concerned with perfection, but only natural perfection. A Christian existential view of sin cannot fall into this trap. Many wish to find their mortification in the daily struggle involved in working for their neighbor, in the apostolate. The absolute value itself of mortification is not always questioned; a blank rejection would be an act of infidelity to the Word of God. What is vehe-mently questioned is selpchosen mortification: corporal punishments, voluntary acts of abnegation of the intel-lect and will, all those acts, freely chosen, which hurt our pride or human respect. Their necessity is question-able in the light of the very real difficulties confronting the apostle in today's pluralistic society, in a world where the general breakdown of morality requires a new and more refined, more soul-searching response in his communication with his neighbor. There is no doubt about it: mortification is the daily fare for the dedi-cated apostle. Why opt for additional, self-chosen acts of mortification? Mortification has too often been identified with ex-traordinary corporal austerities. The ordinary apostle, not given to sackcloth and ashes, hairshirts, dank caves, and bloody lacerations, is sincerely seeking an "ordi-nary" saint. He wants as an example someone who must stay strong and healthy in order to perform manfully, joyfully, and effectively the tasks of a university pro-fessor, a retreat master, or a Catholic businessman. Besides, corporal austerities are currently out of favor as a result of the renewed "theology of matter." We have, it is hoped, at least theoretically banished all traces of Platonism and Jansenism from our books and lectures on spirituality. There is today an emphasis on the sacramentality of matter, an emphasis fostered by the late Teilhard de Chardin. The body, the world of the material and concrete, are all good and will con-tribute in their own specialized way to the glory of the kingdom to be revealed in us. If corporal austerities are to be retained, they must be based on a more solid foundation than the Jansenistic distrust of the ma-terial. 2 1902), pp. 88-91. Father Meyer's primary reason for practicing morti-fication is "as an atonement for past sins"; and it is "still more neces-sary as a preservative from future sins." This obviously needs quali-fication and completion. i We use the terms "Jansenistic" and "Jansenism" because they are readily intelligible to the modem reader. It must be admitted, how-ever, that the use of such terms is more for convenience than for Older spiritual books, books which influenced the ascetical teachers of the first half of this century, are notoriously negative in tone: If we were to count all the miseries of human life, we should never have done. Holy Job says, "The life of man is a per- Detual warfare upon earth, and his days are like the days of a hired servant that labours from sun-rising to sun-set" (Job vii. 1, 2). Several of the old philosophers had such a lively sense of this truth, that some of them said, they could not tell whether to call nature a mother or a step-mother, because she has sub-jected us to so many miseries. Others again used to say, it were better never to be born, or at least to die as soon as we were strict and complete historical accuracy. An explanation is therefore in order. We urge the reader to consult Louis Bouyer, The Spiritual-ity o] the New Testament and the Fathers, trans. Mary P. Ryan (London: Burns and Oates, 196~) for an excellent account of the problem of gnosis in the early Church. Contrary to modern popular belief, Father states, there was a legitimate gnosis sought by St. Paul and by the early fathers; one has only to think of the formulation of the First Epistle to the Corinthians on knowing God even as we are known (1 Cor 13:12; see also Eph 3:19 and Phil 3:7-11). And this is a knowledge which is really an experience of God, in the love of the Spirit. St. Ignatius of Antioch says: "Why do we not all become wise in receiving the gnosis of God, Jesus Christ?" (p. 246). Gnosis for primitive Christianity was an experiential knowledge of the mysteries of the Father's plan for salvation. But at the same time the natural Greek philosophers themselves were seeking ~alvation through a gnosis of their own. These influences came in turn to form Christian gnosis. "Eons or angels descended in endless cascades from a pleroma in which everything is divine, towards a foreign matter in which everything is mired and becomes degenerate. To this fall, which is one with creation itself, is opposed the mission of the Logos, more or less strictly identified with the man Jesus. But since salvation is nothing but the recovery of an con fallen into mat-ter, the incarnation could be only apparent. It must lead, in fact, to a salvation which is not a redemption of the whole of man, but a disengagement in man of what has never ceased to be immortal 'spirit,' that is to say, an escape from the bonds of the body and the world . The cross of the Saviour only frees our soul along with his from the chains of the body" (p. 223). It is immediately apparent that the grandfather of the heretical positions of the Jansenists, Puritans, Albigensians, Manicheans, is Greek Gnosticism--a corrod-ing rationalism which understood nothing of the true Gnosis, the Word of God. It is not the Logos of Hellenistic syncretism that we, as Christians, come to know, but the Word made flesh. This is why so many spiritual writers of the last few centuries have misfired with their ascetical doctrine; they were influenced by the same rationalism that has threatened Christianity from the beginning and is too often the error of Christian "humanism": the adoption of ascetical prac-tices for the purification and reintegration of the purely natural man, with no consideration for the priority of the interpersonal relation-ship between man and God. The early Greek Gnostic sought an apatheia: the calming of all disordered tendencies, rendering him insensible to outside influence. The Christian Gnosdc also sought apatheia, but it was attained through perfect submission to charity. This in no way meant an extinction of the human, "but rather its unification in which everything is taken up and transfigured which is worthy of being so" (p. 274). Christian asceticism must begin from faith, from the Word of God; it must proceed from the Spirit of love speaking within us. + + .I-Mortification VOLUME 24, 1965 365 4. 4. 4. William J. Rewak, SJ. REVIEW FOR RELIGIOUS 366 born; nay, some of them have gone so far as to say, there are but few persons, that would accept of life after having made an experiment of it, that is, if it were possible to make a trial of it beforehand,s If one were to take this seriously, he would have to regret that God ever uttered a fiat. Having disposed of the object, the author turns to the subject: Cast your eyes on yourself, and you will find there motives enough of humility. Do but consider what you were before you were born, what you are since you have been born and what you are like to be after your death. Before your birth, you were a filthy matter unworthy to be named, at present you are a dunghill covered with snow, and in a short time you will be meat for worms.~ An adequate understanding of the Incarnation can surely dispel such gross misconceptions of God's creation. But it is precisely upon such misconceptions that the author--and other authors--have based their arguments for mortification. Little wonder modern man is repelled. An unhappy refrain running through most spiritual manuals of the eighteenth and nineteenth centuries is A bstine et sustine! Refrain and endure,s Cast unwillingly into a flaming abyss of sin where even the apostolate is fraught with unimaginable dangers, mortification alone will lead us to "perfection." And this is perhaps the worst aberration of rationalistic moralism: the use of ascetical practices not for establishing and maintaining a dialogue with God but for the stoical perfection of all the virtues. Most spiritual books of the last century offered detailed instructions on how to develop the virtues of fortitude, for example, or temperance, chastity. And the first means was always mortification--as they understood it. "We must possess more virtues; through them only can we reach our end. Here comes in the aid of self-denial and self-discip-line." 0 Another section of the book explained the ob-stacles to the acquiring of these virtues;7 and a third sec-tion enticed the reader with such titles as "Of the Spiritual and Temporal Advantages Promised to Virtue in this Life, s Rev. F. Lewis, O.P., The Sinner's Guide (Dublin: Richard Coyne, 1825), p. 162. ~ Ibid., p. 271. ~ See, for example, Alphonsus Rodriguez, S.J., Practice o! Perfec-tion and Christian Virtues, trans. Joseph Rickaby, S.J. (London: Manresa Press, 1929), p. 567; and Meyer, Science of the Saints, p. 97. °Moritz Meschler, s.J., Three Fundamental Principles of the Spiritual Life (Westminster: Newman, 1945), p. 80. The author seri-ously calls his book "Christian Asceticism in a Waist-Coat Pocket" (p. v). 7See John Baptist Scaramelli, S.J., The Directorium Asceticum, trans, at St. Bueno's College, North Wales (4 vols.; London: R. and T. Washbourne, 1902), v. 2. This second of four volumes is devoted en-tirely to the manifold obstacles to Christian "virtue" and the means for overcoming them--penance and mortification. and particularly of Twelve Extraordinary Privileges be-longing to it" s or "Some Easy Kinds of Mortification." 9 Such pragmatic spirituality, which is nothing but the victory of reason over animality, lacks a real Christian motive based on Christ's entry into our life through baptism and the sacraments. Fortunately, we have recovered the notion that per-fection is not the piling up of virtues, computer-fashion; it is more fundamental, it is Chrigt-centered. We see Christ as the focal point of all our religious activity, of all our apostolic activity, of all human relations; and when an author bids us go forth from our father's house because "in the shelter of the religious life, separated from the world, from all that might .have occupied your thoughts and your hearts, you live for God alone," 10 we cannot believe him. Or if someone counsels us: "If the religious vocation demands the abandonment of the parental roof, sons and daughters must sacrifice their affections for parents and relatives that they may gain thereby Christ's promise of eternal life," or asserts that friendships are dangerous because "friendship between proper parties that has for object their mutual spiritual advancement is rare and found only among saints," 11 we can hardly take him seriously. The author is too much like those of whom P~guy wrote that "they think they love God because they don't love anyone." Mortification and sacrifice have often been put in opposition to joy. Come, my children, when pain, sacrifice, and duty press heavily upon you, when you experience dryness and disgust, endeavour to make, if you will, a dry and bitter act of love of God . Fervour and sensible devotion is good for small minds; shake off these feminine ways, aspire to something more noble, more vigorous. As for ourselves, we have had not one quarter of an hour's consolation in forty years.~ Hard saying for a generation that is experiencing the ascetical consequences of St. Paul's theology of the Res-urrection. Surely sacrifice and consolation, as authentic expressions of God's Good News, must somehow be re-lated. But most authors of moral guidebooks struggled with this "problem" of pleasure, happiness, consolation, and could not easily reconcile it with Christ's example of suffering. There exists in fact the problem of pleasure. Readily enough ~ Lewis, Sinner's Guide, p. 85. ~ Meyer, Science oJ the Saints, p. 101. 10 P~re de Ravignan, S.J., ConIerences on the Spiritual LiIe, trans. Mrs. Abel Ram (London: Washbourne, 1877), p. 185. Italics mine. ~aMonsignor P. J. Stockman, Manual o] Christian Per]ection (Hollywood, Calif.), p. 611. ~ De Ravignan, ConJerences, p. 191. Mortification VOLUME 24, 196S 367 4. 4. William ]. Rewak, 8.1. REVIEW FOR RELIGIOUS $68 does the concept of pleasure evoke the idea of something which, morally, has little to recommend it, or at the most, something which is to be tolerated. Living in the memory of Christ, the Christian soul with difficulty separates sanctity from suffering. Is it not by the cross that Christ redeemed and sanctified us? How can pleasure, then, be integrated into the moral life? Does this life not seem, on the contrary, to exclude it? Is there a place for pleasure in the context of a life of selbcontrol?18 And the author solves this conundrum by consoling his readers with the distinction that the essence of an act is what determines it and not the pleasure that may sur-round or follow upon it. Pleasure is outside the moral law: if the act is good, the pleasure is good; if the act is bad, the pleasure is bad. It is, he states, permitted to renounce this pleasure for a superior motive; but it is sometimes better to accept it, especially if it leads to virtue; and it may not always be possible to exclude it.14 Such a treatment of pleasure and consolation strikes the modern reader as negative, moralistic, and exces-sively rationalistic. It has not embodied the spirit of St. Paul: "They will forbid marriage, and will enjoin ab-stinence from foods, which God has created to be par-taken of with thanksgiving by the faithful and by those who know the truth. For every creature of God is good and nothing is to be rejected that is accepted with thanksgiving. For it is sanctified by the word of God and prayer:' (1 Tim 4:3-5). One last remark, and this first part will have per-formed its function. Mortification has been strongly identified with the devotions centering around the idea of reparation. We supposedly mortify our flesh to al-leviate the pain of the lash as it struck Christ during His passion; we kneel for hours to repair for the sins which are causing Him pain and sorrow. Sentimentality has conjured up the image of a Sacred Heart, sitting on the banks of the Loire, weeping and bewailing the sins which men are committing. Such misguided devotions can readily develop into dolorism, a perverted anguish which plays on false feelings of guilt; and for the modern psychology-oriented intellectual, this" is territory to be shunned. Mortification, if it is to be Christian, must turn one away from the self and towards Christ and ="I1 existe de fait un probl~me du plaisir. Assez ais~ment le con-cept de plaisir ~voque l'id~e d'une chose moralement peu recom-mandable, d'une tolerance tout au plus. Vivant du souvenir du Christ, l'fime chr~tienne dissocie malais~raent la saintet~ de la soul-france: n'est-ce point par la croix que le Christ vous a rachet~s et sanctifi~s? Peut-on donc integrer le plaisir clans la vie morale? Ne convient-il au contraire de l'en exclure? Peut-on lui assigner une place clans le gouvernement de soi-m~me?" Dora Odon Lottin, Aux sources de notre grandeur morale (Editions de l'Abbaye du Mont Cesar, 1946), p. 32. a~ Ibid., pp. 33-4. man. Sentimentality has no place in the authentic Chris-tian experience of reparation. It is the sum of all these inaccuracies, these exaggera-tions, these inauthentic expressions of Christian asceti-cism, which are causing the current questioning, if not the rejection, of mortification. If we are to retain morti-fication and sacrifice as indispensable e|ements of Chris-tian life, they must be integrated into the scheme of the "Christ-life" of which St. Paul is the outstanding interpreter. We have to make what we mean intelligible to modern Christians so that, as Karl Rahner says, "they will not think that 'sacrifice' is an expression for that misanthropy and secret hatred of life felt by failures who are incapable of courageously enjoying life and this world and the glory of human existence." a~ H. New Testament Doctrine on Mortification We have been using the term "mortification" in its popular sense, meaning all those acts of abnegation, of sacrifice, which are commonly understood as "mortify-ing." It is time now, however, to clarify the meaning of the three words ordinarily used interchangeably as synonyms: abnegation, renouncement, and mortification; and we will present, in the main, Fr. Iren~e Hausherr's distinctions,a6 This analysis will lead us into a further study of the Pauline texts on mortification. The Synoptics have all preserved the saying: "If any-one wishes to come after me, let him deny himself, take up his cross, and follow me." a7 Fr. Hausherr has pointed out that in the Scriptures, when abnegate, "to deny," concerns a duty, there is always the same direct object: oneself. We cannot, strictly speaking, deny ourselves; that is, negate ourselves. We cannot deny what we really are. The abnegation demanded by Christ consists in denying, or not attributing to myself, that which I am not. The great truth about myself is that I am a creature ---or better, a son---of God; negatively speaking, I am not God. This elementary negation constitutes the es-sence of abnegate, of the "denial" of oneself. It is, to be sure, an intellectual judgment on my condition as a creature, a fully free human commitment to adore and praise the God Who has entered my life. But to stop here would enclose us in the same narrow straits of rationalism that hemmed in former ascetical writers. This basic abnegation--the adoration of God---demands that I act as a creature; but it demands primarily that ~ Karl Rahner, S.J., The Christian Commitment, trans. Cecily Hastings (New York: Sheed and Ward, 1963), p. 167. l~Iren~e Hausherr, S.J., "Abnegation, renouncement, mortifica-tion," Christus, v. 22 (1959), pp. 182-95. a7 Mt 16:24. See also Mk 8:34; Lk 9:23. Mortification VOLUME 24, a965 William ]. Rewak, $.1. REVIEW FOR RELIGIOUS 370 my filial relationship to God, which is discerned by faith, take precedence over and therefore exclude the primacy of every purely natural reference to self, and this in consequence of the existential character of the supernatural order of redemption I am now living. Transposed into life, this principle demands acts of mortification. The commandment "to renounce" appears in only one text: "He who does not renounce all that he pos-sesses cannot be my disciple" (Lk 14:33). Christ is here again referring to all men, to whoever wishes to follow Him; it is therefore not a counsel but a command, a Christian duty. Obviously, the degree of embodiment of this renunciation will vary for every person and every state in life. Renunciation for a religious is not the same as renunciation for a layman. Although the specific command, "to renounce," does not appear elsewhere, there are related texts: "If your right eye is an occasion of sin to you, pluck it out . " (Mr 5:29); "If you wish to be perfect, sell all that you possess, give it to the poor, and come, follow me" (Mt 19:21); "And anyone who has left house, or brothers, or sisters, or father, or moth.er, or wife, or children, or lands, for my name's sake, shall receive a hundred-fold and shall possess life everlasting" (Mt 19:29). The first Matthaean text is hypothetical but is uni-versal in its application. The remaining two texts refer to those who have decided to follow the counsels, since "to leave" is not commanded, it is optional. Luke has seemed to use the same logion, but the tone is harsh: anyone comes to me and he does not hate his mother and his son and his brother and his sisters, and himself, he cannot be my disciple" (Lk 14:26). In this context, "to hate" someone is to love him less than God, or better, to discern by faith that love of the Father grounds our love for other men. "To leave" is not a duty (except in the hypothetical case of an occasion of sin); but "to hate" and "to re-nounce" are obligations which fall on every Christian, as they indicate the relation that should exist between a son and a Father. Abnegation, then, refers to the subject: my self-love will be characterized and determined by my love for the Father. Renouncement refers to the persons or things outside the subject: all created things will be loved in the Father and through the Spirit because they are ex-pressions of God's love for me. "The charity of God is poured forth in our hearts by the Holy Spirit who has been given to us" (Rom 5:5). Transposed into life, both of these principles demand acts of mortification. It is St. Paul who uses the word "mortification," and the first text we wish to examine is Col 3:5: "Therefore, mortify your members which are on earth." Some have understood this text literally to refer to punishment of the physical body. The Greek word for mortify, nekro-sate, does mean "to cause to die"; but St. Paul is not asking for the physical amputation of our members, he has too great a respect for the body: "Learn how to possess your vessel [body] in holiness and honor" (1 Th 4:4). But neither should the word be weakened to merely mean "suffer," for this, too, would have no precedent in Pauline doctrine. The word "members," then, can-not refer to our physical members; and in the context of the passage, there is an interpretation given to the word. Appearing in apposition to "members" are: "im-morality, uncleanness, lust, evil desire, and covetousness (which is a form of idol worship)" (Col 3:5). What we must put to death, what we must "mortify," are the dis-ordered affections which proceed from blunted self-love, a self-love not grounded in the Father's love, in Paul's terminology, the "flesh," sarx. Now the works of the flesh [sarx] are manifest, which are immorality, uncleanness, licentiousness, idolatry, witchcrafts, enmities, contentions, jealousies, angers, quarrels, factions, par-ties, envies, murders, drunkenness, carouslngs and such like . And they who belong to Christ have crucified their flesh with its passions and desires (Gal 5:19-21,24). The effects of selfish egoism destroy the beauty and the harmony of the Christian person. All these sins which Paul enumerates set a man against his neighbor, against God, even against himself. We must "crucify" the source of this disorder, our "flesh," in order that we may "walk in the Spirit" (Gal 5:16). Mortifying the flesh will produce the "fruit of the Spirit: charity, joy, peace, patience, kindness, goodness, faith, modesty, continency" (Gal 5: 22-3). The primacy of the spirit of charity in our lives is evidence that we have "risen with Christ": If you have risen with Christ, seek the things that are above, where Christ is seated at the right hand of God. Mind the things that are above, not the things that are on earth. For you have died and your life is hidden with Christ in God. When Christ, your life, shall appear, then you too will appear with him in glory. ThereIore, mortify your members . " (Col 3:1-5). Paul is inviting us to the state of mortification, in the interests of our resurrected life. "If by the spirit you put to death the deeds of the flesh, you will live" (Rom 8:13). Egdism must be mortified and sensuality curbed; then we live in the full supernatural sense. And here we begin to touch upon a basic Pauline theme. For Paul, the fundamental law of the spiritual life is a dying and a living with Christ. This occurs sacra-÷ ÷ ÷ Mortifwatlon VOLUME 24, 1965 371 4, SJ. REVIEW FOR RELIGIOUS 372 mentally in baptism and it is of this he speaks to the Colossians. Perhaps his most explicit statement is in the epistle to the Romans: Do you not know that all we who have been baptized into Christ Jesus have been baptized into his death? For we were buried with him by means 6f baptism into death, in order that, just as Christ has arisen from the dead through the glory of the Father, so we also may walk in newness of life" (Rom 6:3-4). The spiritual life is union with Christ; but this is a fellowship with His death and life. We die and rise again sacramentally in baptism, an invisible action which must be fully manifested and made effective in our daily lives. The sacramental, ontological change we undergo in baptism must have a corresponding effect on our moral and ascetical conduct,is Only in this way, by uniting ourselves sacramentally and ascetically to Christ's earthly activity of suffering, can we obtain a freedom from sin and our final resurrection: For his sake, I have suffered the loss of all things, and I count them as dung that I may gain Christ and be found in him not having a justice of my own which is from the Law, but that which is from faith in Christ, the justice from God based upon faith; so that I may know him and the power of his resurrection and the fellowship of his suffering: become like to him in death, in the hope that somehow I may attain to the resurrection from the dead (Phil 3:8-11). Fr. F. X. Durrwell states: These texts do not say that the remission of sin is gained in virtue of the merit acquired in the past by that death---one must not water down the reality of a single word of Scripture on the ground of reason being unable to cope with it; they say that it is gained in a communion in that immolationTM. Only by entering completely into the mystery of Christ, by uniting our sufferings to His in such a way that they are no longer our sufferings but Christ's--"l bear the marks of the Lord Jesus Christ in my body" (Gal 6:lT)-~can we truly become a "new creation" (Gal fi:lS) and enter upon the glorious life awaiting us. And so a radical transformation has already taken place at baptism: "As many of you as have been baptized in Christ have put on Christ" (Gal 3:27); "You were heretofore darkness but now light" (Eph 5:8); "The law of the spirit of life, in Christ Jesus, hath delivered me from the law of sin and death" (Rom 8:2). In the Chris-tian life, however, there is a vast difference between establishing a beachhead and the full experience of ~ Concerning this Pauline theme, see Alfred Wikenhauser, Pauline Mysticism (New York: Herder and Herder, 1960), pp. 149-56; and F. X. Dun'well, In the Redeeming Christ (New York: Sheed and Ward, 1964), pp. 84-90. ~ Durrwell, In the Redeeming Christ, p. 85. victory--the pleroma. In principle, Christ's death and resurrection and our sacramental participation in it have destroyed the inevitable domination of "the lusts of the flesh" (Gal 5:16); but the possibility of sin remains. The Christian life is a life of struggle, as Paul knew so well from his own personal experience and fa'om his ex-periences with the imperfections of the early Christian communities. But Christian suffering, the appropriation in our own person of the passion and death of Christ, must reflect the same motive that inspired the exinanitio: the redemp-tion of man and of the universe. "For we the living are constantly being handed over to death for Jesus' sake, that the life also of Jesus may be made manifest in our mortal flesh. Thus death is at work in us, but life in you" (2 Cor 4:11-2). Only to the extent that what is exclusively natural in us dies can the life of Christ become manifest in us in the form of apostolic activity. The death of the apostle is the necessary condition for the life of the Church and her members. And every Christian is an apostle. Only to the extent that we "bear about in our body the dying of Jesus" (2 Cot 4:I0) can we effectively continue the redemption by applying its saving activity to men. And here we reach the basic reason for all mortification: it is an entry into the mystery of Christ, a communion in His suffering, for the purpose of prolonging His re-demption in the world through the Church. His activity in Jerusalem two thousand years ago was not ineffica-cious for the present age; He effected the transforma-tion at that point in time, but He continues it in His glorified state through the members of His Church who recapitulate in their lives His redeeming experience. "Therefore I pray you not to be disheartened at my tribulations for you, for they are your glory" (Eph 3:13). The most important statement of this theme appears in Col 1:24: "I rejoice now in the sufferings I bear for your sake, and what is lacking of the sufferings of Christ I fill up in my flesh for his body which is the Church." Paul does not mean, of course, that he must supply by his sacrifices the defects in the sufferings of the historical Christ. Interpreting "the sufferings of Christ," Fr. Benoit says they are, in general, the tribula-tions of the apostolic life;2° while Fr. Wikenhauser ap-plies them more personally, stating they are Paul's own sufferings.21 These interpretations do not do injustice to Paul's thought; as he says elsewhere, "the sufferings ~o Pierre Benoit, "L'Epitre aux Colossiens," Bible de Jdrusalem (Paris: Cerf, 1959), p. 60, footnote (b). m Wikenhauser, Pauline Mysticism, p. 161. ÷ ÷ Mortification VOLUME 37~ of Christ abound in us" (2 Cor 1:5), meaning his own sufferings. At any rate, all reputable scholars agree with the general tenor of the text: Paul, and all Christians, must express in their lives Christ's passion and death for the salvation of the members of the Mystical Body, the Church. Quite simply, "they live no longer for them-selves" (2 Cot 5:15). And this salvation of the Body of Christ is a source of great joy for Paul, a joy that is a participation in the Resurrection: "For our present light affliction, which is for the moment, prepares for us an etei-nal weight of glory that is beyond all measure" (2 Cot 4:17). Com-munion with Christ in His death necessarily means com-munion in His Resurrection, for this too is the moral and ascetical prolongation of baptism. The Resurrection should be lived, as mortification and suffering are lived. The apostle is a man of joy: "For as the sufferings of Christ abound in us, so also through Christ does our comfort abound" (2 Cor 1:15). It is in the letter to the Philippians, written during a harsh and humiliating im-prisonment, that Paul overflows with joy--a word that appears in this epistle eleven times because of the fellowship he experiences with his converts who them-selves have endured suffering for the sake of the gospel: "I have you in my heart, all of you, alike in my chains, and in the defense and confirmation of the gospel, as sharers in my joy" (Phil 1:7). In summary, Paul puts great emphasis on the mystical and sacramental fellowship in Christ that is effected at baptism; but he is equally insistent that Christians must foster in their lives a personal relationship founded on imitation--and this can only be done by re-experienc-ing Christ's life, performing the same redeeming activity He performed. To be one with Him in glory, we must be one with Him in suffering. This is the only way we know, the only way given to us by which we can be saved: "If anyone wishes to come after me, let him deny him-self, take up his cross and follow me" (Mr 16:24). III. Some Conclusions ÷ ÷ + William I. Rewak, Sd. REVIEW FOR RELIGIOUS And what then is mortification? Most basically, it is a state of having died with Christ so that we may live with him, We must make more explicit, however, a dis-tinction which until now has only been implied: St. Paul is speaking primarily about absolute mortification, the state we all must enter as a result of our communion in baptism with Christ. Every Christian is called to this state; and the requirements are the same: the "putting to death" of the disordered inclinations and affections that are ours as a result of original sin.2~ We do not "mortify" the body, properly speaking; we mortify our flesh, sarx, the urge we possess to disassociate our in-terests from God's interests. And we do this that through us the Body of Christ, the Church, may live the Res-urrection more fully. But a problem remains. For this absolute principle of the spiritual life must be appropriated by each Chris-tian and embodied in his daily life. The acts of mortifi-cation, therefore, by which we make St. Paul's principle our constant concern, we term relative mortification. For these acts are always relative, to our state in life, to the inspiration of the Holy Spirit, and to the force of the disordered affections which remain in us. It is this we are concerned with now and it is under this heading we discuss selpchosen, freely imposed mortifica-tion. We live as members of a Church; all our Christian acts are ecclesiological--through, with, and in the struc-ture Christ set up for our sanctification. The existence of sin in any one of its members stops the flow of grace in a particular area and impedes there the growth of the Christ-life. Mortification does serve, then, as punishment for sin and as a deterrent against future sin, as the manuals have pointed out; but sin must be seen in the context of the Mystical Body, of charity: "For you have been called to liberty, brethren; only do not use liberty as an occasion for sensuality, but by charity serve one another" (Gal 5:13). We mortify our disordered affec-tions so that nothing will hinder us from entering into a meaningful dialogue with God and with our neighbor. We must make of our lives a dynamic redemption--a redemption that is continued through our Christian acts of prayer and mortification, in the Church, for mankind. It is in the light of this Christian experience, for example, that we seek the meaning of reparation. Acts directed to reparation are performed principally to further the penetration of the Christ-life in the members of the Church: the Church suffering and the Church militant. They are intended to "repair" the damage done by sin, to heal the wounds which Christ--in His members m St. Ignatius of Loyola insists that a "disordered affection" is an affection which does not take into account the action of God in our life. To mortify this affection, (I) w~ starve it by not allowing it to exercise its influence and (2) we pray that God may change this af-fection. It is obvious how important Ignatius considered both the initiative and the decisive influence of God's action in us; for this reason he puts great emphasis on the necessity of prayer when troubled by "inordinate attachments." See Spiritual Exercises, Nos. 16, 157. ÷ ÷ ÷ Mortit~ation VOLUME Z4, 1965 375 ÷ ÷ William J. Rewak, Sd. REVIEW FOR RELIGIOUS --has suffered, to open the channels of sanctification that we all may live healthy, grace-filled lives. Christ does not suffer, but His members do: the loss of grace, caused by the power of sin. The dialogue must be re-established, and our acts of mortification do effect, in ourselves and in our neighbor, through the mercy of God, the resurgence of the Christ-life. For within the mystery of the Mystical Body, there is room for mutual help--and this in the sphere of grace alone. This re-vealed fact in itself attests to the mysterious character of the organic union of this Body: "For we the living are constantly being handed over to death for Jesus' sake, that the life also of Jesus may be made manifest in our mortal bodies. Thus death is at work in us, but li[e in you" (2 Cor 4:11-2). But many Christians, agreeing with the general nec-essity of mortification, point to the apostolate, as we have indicated, as source enough of that "dying" Paul insists we must undergo for ourselves and our brothers in Christ. Failure in the apostolate, the limitations of our personality in dealing with others, the rejection of love, the inability to be effective--these are real crosses to be borne by every apostle. They point also to the one great abiding mortifica-tion, the acceptance of personal death. Karl Rahner has said: We have only to recall that death, as an act of man, is pre-cisely that event which gathers up the whole of the personal human life of the individual into one consummation. We have only, too, to recall, as Eutychius (A.D. 582) said, that there oc-curs "pragmatically" in death what had occurred mystically at the sacramental heights of Christian experience, in Baptism and in the Eucharist, namely our assimilation to the death of the Lord.~ And the death of the Lord was not an easy one. But self-chosen mortification, we affirm, performs ex-actly the same function, and that is one of the reasons it is so necessary. Just as personal death demands activity on the part of the Christian, so should our mortification, for mortification prepares us for and establishes a begin-ning and an acceptance of our final assimilation to the death of the Lord. Acceptance of suffering, of the crosses meted out to us in our apostolate, has great value; but it does not reach the depths of the personality as our self-chosen acts do. It is easier to accept .the loss of something we hold dear than to throw it away of ourselves. The blame can al-ways be put on circumstance, on someone else, even on God; and this is a consoling thought, for it is hard to ~a Karl Rahner, S.J., On the Theology of Death (New York: Herder and Herder, 1964), p. 77. blame ourselves, to freely commit ourselves to a dying in Christ. Penances imposed from without are .not free from the nonchalance and superficiality of routine. What may pass for a religious act may often be unthinking obedience. As Fr. Rahner says: One has only to have heard something, however little, about depth psychology, repression, substitution, self-deception, etc., to have to agree that thousands of "religious" and "moral" acts can take place in man which are induced by training, imitation, suggestion, mere instruction from without and a "good will" which does not reach to the real kernel of the person; acts which are not really religious acts because they do not stem from that level of personality, supernaturally elevated and ab-solutely individual, whose free fulfillment they must be if they are to signify, before God, the creation of an eternally valid life?' To maturely and effectively create a situation in which I turn back upon myself the hand of penance and deal a death-blow to self-love, is a fearful thing. Self-love is frightened of it; but self-love, inasmuch as it opposes God's interests and plans for me, must be hammered, molded, that a "new man" might appear whose affections are ordered to one end: that the Lord may appear in us. This creation of an act of mortification, then, reaches profound depths; it engages the whole personality, calls for a personal commitment that acceptance of suffering alone cannot command. What St. Paul calIs sarx--"im-morality, uncleanness, lust, evil desire and covetousness" (Col 3:5)---is rooted out only with dogged and ruthless persistence. "This kind can be cast out only by prayer and fasting" (Mk 9:18). Those who would reject all forms of mortification are, unwittingly, Platonists--any of the forms of false Gnosticism--for they make of us angels who do not need to be on the offensive against attacks of the "flesh"; they would not subscribe to a real Incarnation. Freely-chosen acts of mortification do prepare us for death because they anticipate it; but they also prepare us for the moral and physical suffering which we have admitted will be ours in the apostolate. There is no question of will power here: performing ten acts of morti-fication will not make my will ten times stronger than it was. It does increase our faith, our insight into the suffering Christ as He appears in mankind. We cannot make quick improvisations when Christ approaches in the sufferings we have not chosen. If we have begged for the grace of faith--for that is what we do when we "practice" mortification--it will not be lacking when the crosses He has prepared for us appear. To recognize Christ, where He is and who He is, is the fruit of a life of faith; this does not come full-blown from our hearts; it is the result of much hard labor. The Christian Commitment, p. 88. + + Mortification VOLUME 24, 1965 William ~. Rewak, SJ. REVIEW FOR RELIGIOUS Besides, Christ has given us an example. It is surely not a coincidence that before His public life He fasted and prayed in the desert for forty days. This unique and signal attention to the Father for the good of men is our invitation to imitate Christ at this salvific moment of His life. We need not retire to the desert, conceived of as a geographical place. But the inner quiet, the fast-ing, doing battle with each one's personal "devil" re-stores an equilibrium that leaves us docile to the inspira-tions of the Spirit. Some type of solitude is necessary for every Christian, be he a contemplative, a diocesan priest, a lay apostle, or the busy parent of a large family. This solitude will take different forms, dictated by the person's own. spiritual potential, the age he lives in, the labors he must perform as a citizen in a highly complex social and economic structure. But some type of inner quiet seems mandatory for true growth in the Christian spirit: Solitude is a terrible trial, for it serves to crack open and burst apart the shell of our superficial securities. It opens out to us the unknown abyss that we all carry within us. And. soli-tude discloses the fact that these abysses are haunted: it is not only the depths of our own soul, unknown to us, that we dis-cover, but the obscure powers that are as it were lurking there, whose slaves we must inevitably remain as long as we are not aware of them. In truth, this awareness would destroy us, if it were not illuminated by the light of faith. Only Christ,, can open out to us with impunity "the mystery of iniquity, be-cause he alone, in us today as ]or us in the past, can confront it successfully.~ ~Bouyer, Spirituality, p. 313. Apropos of the "flight into the desert," Father Bouyer is at pains to dispel the misconceived notions surrounding the early Christian hermits. They were not inspired by net-Platonic spirituality; on the contrary, he states, there was nothing more evangelical than their primary motivation. Speaking of St. Antony, he says, "Anchoritism did not make Antony a con-templative unconcerned with the fate of his brothers; it made him a spiritual father beyond all others" (p. 315). He quotes the beautiful passage ~rom the Vita of St. Antony where, after twenty years, friends break down the hermit's door in their enthusiasm to be with him and to imitate him. This is what they find: "Antony came out, as one initiated into the mysteries in the secret of the temple and inspired by a divine breath. Thus, for the first time, those who had come saw him. They were lost in wonder: his aspect had remained the same; he was neither fat from lack of physical exercise nor emaciated by his fastings and struggle against the demons, but just as they had known him before his withdrawal. Spiritually pure, he was neither shrunken with regret nor swollen with pleasure; in him neither laughter nor sadness; the multitude did not trouble him, having so many people greeting him gave him no excessive joy: always equal to himself, governed by reason, natural" (p. 314). Antony recognized that solitude allowed him to discover the obscure forces he had within himself and to discover the means to cast these forces out. Solitude was not an end in itself: it was a victory of one Spirit over the others that made him seek it. "Men can no longer tempt him, separate him from God. On the contrary, it is he who now finds himself in a position to guide them, to lead them to God. Here Mortification in the form of a retreat, in the form of fasting, became a part of Christ's plan of the redemp-tion; we can do no better than to make it a part of the role we play in the redemption¯ And this is surely the key: by mortification we enter into the Christ-mystery. We become His Body, resuming in our lives His redemptive acts, pleading with the Father for the salvation of man; for mortification is a language, not a sign. It is a response to a Person who has initiated a dialogue with me through baptism and the sacraments and through His reve~led Word. God's action in history is a word to me now; I can only trespond by placing myself before Him as His son, by per~forming acts which indicate my willingness to accept His love, to treat Him as Father¯ I accept Him as the bes.t part of my life, the whole of my life. This is prayer, of course; and mortification, as a language, is an essent, al part of my prayer life. All of my acts as a Christian. are a prayer, and they all contribute to the consolation I should experience--as a Christian--in formal~ prayer. The formal prayer itself fills the reservoirs of f~ith and love, just as formal, self-chosen acts of moruficatlon do, so that my effectiveness in the Mystical Body, through Christ in me, is increased a hundredfold. My formal mortification will result in lived mortification. I The af-fections become ordered, their false security uhmasked by a judicious use of corporal and spiritual p.enances, and the inmost person is calmly and confidently la~d open to receive God's Word. I It must not be forgotten, however, that theseI acts are relative to my present insertion into the mystery of Christ; and so all must be ruled by an expertl discern-ment of spirits. To codify too carefully pemtentlal prac-tices in the novitiate, for example, destroys the'ir mean-ing and their effectiveness; it stultifies ~nventlveness and I often just creates matter for humorous stones. Young religious, no less than young lay people, must be edu-cated in the reality of sin in their lives, in the part they must play in salvation history; and only in this way, I ¯ through the direction of a wise spiritual father, ,will they discover the path of mortification which is suitable to them. result Uniformity of ascetical practices is often the~ of pragmatic spirituality. If everybody performs an act of mortification at a certain time in a predetermaned way, there is an implied assurance that all are r~ortifying themselves. This is hardly the case. St. Ignatius, la mystic who was keenly aware of the value of acts of Oortifica-anchoritism reveals how httle it is a way of escaping from charity. On the contrary, ~t ~s simply the means of effectively ga~m.ng integral charity" (p. 315). ÷ ÷ Mortification VOLUME 24, 1965 379 ÷ William ]. Rewak~ sd. REVIEW FOR RELIGIOUS 380 tion, refused to set down any rules governing their performance: ¯. it does not seem good that in those things which regard ~Pgnsr,a ywear,t cmheindigtast iaonnd a ondth setru dayu,s oter rciotirepso,r aaln eyx reurclies essh souuclhd abse f alasti-d down for them except that which a discreet charity will dictate to each: provided, nevertheless, that their confessor is always consulted . ~ It is for this reason some countries and dioceses have cur-tailed or abolished the fasting rules. This action does not indicate the depreciation of the value of penance; it has been made obvious that the Christian obligation of penance now devolves upon the individual who, guided by the Holy Spirit and insured against error by the advice of his confessor, will perform more spontaneously and therefore more effectively the penitential practices suitable for him.27 It is not necessary that mortification be identified with corporal austerities, though these will ordinarily be useful to some extent. The best way 0f seeking mortifica-tion is in the sphere of human relations. There is much need here for broadening the scope of our penitential practices: seeking the solutions to others' problems, standing up for others' rights in the face of ridicule, intelligent obedience to legitimate authority--being a Christian individual, in other words, in a world where conformity is a despotic fashion. Father David Stanley says this was the real mistake of the Judaizers: they could not be Christian individuals in a society which con-sidered the cross of Christ a folly and a stumbling-block.~ s "As many as wish to please in the flesh compel you to be circumcised simply that they may not suffer persecution for the cross of Christ" (Gal 6:12). The state of mortification is a state of love; for love is the source of the dialogue that takes place between ~".non videtur in iis quae ad orationem, meditationem et studium pertinent, ut nec in corporali exercitatione ieiuniorum, vigiliarum aut aliarum return ad austeritatem vel corporis casti-gationem spectantium, ulla regula eis praescribenda, nisi quam discreta caritas unicuique dictaverit; dum tamen semper Confessarius consulatur . " Constitutions o! the Society of Jesus, P. VI, c. 3, n. 1 08~). ~ See Paul J. Bernadicou, $.J., "Penance and Freedom," R~vmw FOR Ra~LIOIOUS, v. 23 (1964), pp. 418-9, Father Bernadicou writes with conviction and persuasiveness of the need for expert spiritual guid-ance in the sphere of mortification. Karl Rahner applies this same principle of each one's unique entrance into and expression of the mystery of Christ to the problem of the relation between the indi-vidual and the Church, and here also insists upon the application of the discernment of spirits. See "The Individual and the Church," Nature and Grace, trans. Dinah Wharton (London: Sheed and Ward, 1963). ~ David Stanley, s.J., Christ's Resurrection in Pauline Soteriology (Rome: Pontifical Biblical Institute, 1961)0 p. 78. man and God and results in man's response of faith, prayer, and acts of mortification. Love is forgetfulness of self because of the neighbor who is loved with the charity of Christ, and what else but this is an act of true penance? Kenunciation, then, cannot but be an exer-cise in joy, for where there is love, there is joy. Our self-chosen acts of mortification, performed at times in great spiritual unrest, are tokens of confidence: Man implicitly recognizes that he does not know where his true happiness lies and that it is hidden from him, but God knows it ~or him. He perceives it through the signs which reveal it to him: the escape from Egypt, the land of slavery, the crossing of the desert under God's guidance, the hope which dwelt in the heart of the wandering host making its way to the Promised Land. The desert is the apprenticeship of an austere joy which is like the dawn on the horizon of conscience.~ We do share in Christ's resurrection, having shared in his death; and consolation will ever be the keynote of authentic Christian experience. But the fullness of joy is not yet ours for we live in the eschatological age, an age of tension between time and eternity, hope and fulfillment. Acts of mortification take on, in this con-text, the character of witness. Asceticism is the eschato-logical attitude of the Church, an attitude that is most acute in religiou
Marx has a threefold objective in "On the Jewish Question": to respond to Bruno Bauer's views on the same issue; to give us his own standing on the matter of the political emancipation of Jewish populations in Germany and the rest of Europe, while at the same time defining what political emancipation means for each citizen, no matter the religion, in a modern State; and lastly, to show us how political emancipation is not enough and how actual freedom (political plus social) is accessible to all once a new, final and imperative kind of emancipation is obtained: human emancipation. This paper will be divided into two parts: the first one will try to briefly review and explain Marx's text. Particular attention will be given to the differentiation between political and human emancipation and its implications. In this section, Marx's views on Judaism will be clarified by analyzing them on their proper socio-historical context. In the second one, an interesting and, hopefully, appropriate exercise will be put into consideration: taking into account Marx's concerns regarding the possibility of inclusion of a religious minority into the public spheres of a secular State, the Jewish question of 19th century's Europe will be altered into the Muslim question of 21st century's Europe. According to Yoav Peled the main difference between how Bauer and Marx confront the issue of Jewish emancipation is that the former one considers the problem as a theological one, while the latter does it as a sociological one (1). Bauer affirms that not only the Jews are longing for political emancipation, meaning being recognized by the State as equal citizens; but also the rest of the Gentile population is awaiting such recognition. The State cannot emancipate Jews if it still has not emancipated the rest. The Jewry cannot obtain full citizenship if there are no citizens. In order to attain political emancipation the State has to become a secular one, not to recognize any religion as its official one and to extend freedom of religion to all of its citizens. Religious freedom would require religion's removal from the public sphere and its "ostracism" into a private creed. This privatization of religion would eventually abolish it. Nevertheless, Bauer does not consider the Jews capable of becoming free because he does not consider Judaism able to become a private creed. Bauer characterizes Judaism as a religion of law not as, like Christianity, areligion of faith. Being a religion based on actions and not on beliefs would completely be opposed to freedom of religion, to its own removal from the public sphere. Judaism could not become free because there is a chance that its laws would contradict the laws of the State. Marx, instead, affirms that Jews (and Christians), in order to be really emancipated do not have to abandon Judaism in a theological way, but have to do it in a sociological manner. Political emancipation as stated by Bauer is not the final possible form of emancipation, but it is the last possible form of emancipation within the framework of the prevailing social order. For example, according to Marx the citizens of the United States of America, which at the time was the best case of a modern secular State, still practiced, and needed to practice, their religious beliefs as private creeds. Then, Bauer was wrong; religion survived the test and did not disappear after political emancipation. As reported by Marx this happened because when religion is expulsed from the sphere of public law to that of private law, religion becomes the spirit of civil society and the essence of differentiation which leads to, and presupposes, inequality. Political emancipation divides the human being into two antagonistic spheres: the individual, who is egoistic by nature and based in inequality and corresponds to civil society; and the citizen, who is based in common solidarity and equality and complements with the State. This separation can only be overcome by human emancipation. Human emancipation is the final and real kind of reachable and desired emancipation by all human beings. Human emancipation would erase all deficiencies that are found in civil society: private property, insecurity and religion. Human emancipation would, then, end social inequality. Only then, humans would achieve real and total freedom. Only when the individual and the citizen would synthesize their antagonisms in the species-being would humanity be free from all its social and political constraints and a truly democratic State would appear. (2)Marx's views on Judaism have been defined as anti-Semitic by several critics; but it is not the case (3). First of all, Marx was a strong advocate for political emancipation to the Jewish communities in Europe, especially in Germany, and he believed, in opposition to Bauer, that the Jewry was fully capable of becoming citizens in a secular State by privatizing their creed. Although, it has to be said that Marx, like Bauer, considered Judaism to be a religion based on laws; he did not directly consider the case if Judaism could withstand the transformation to a private form. Orthodox Jews, for example, would not become suitable for citizenship in the modern secular State. Because Marx could not resolve this argument in a direct form he chose to solve it by taking Judaism in its socio-historical context instead than in a purely theological way. To Marx Jews have embodied the mercantile spirit in a natural economy dominated Europe (4). Jews did not choose to be merchants or entrepreneurs: feudal society limited them to those kinds of activities. They could not legally own land or be members of any corporate guild. Jews could only deal with money or goods exchange(5). Then, Jews could only be considered as bourgeois, as capitalists, as financiers. Even if, like Marx says, the Jewish mercantile particularity had already generalized through the Christian world and there was no economic basis for distinguishing between Jews and Gentiles, which allowed the Jews to practically self-emancipate by the "Judaization" of society; the general public was still perceiving Judaism as a synonymous of "merchants"(6). It is rather interesting to note that in 1850 half of all entrepreneurs in Berlin were Jews and that in 1861 58% of the Prussian Jewry was engaged in commerce and credit, while only 2% of Christians was similarly employed (7). When Marx calls for the abolition of Judaism, he is calling for the abolition of the economic activity that was a reflection of the Jews social-historical role in society; he is calling for the end of the mercantile/capitalist elements that produce social inequality. The abolition of Judaism means the abolition of all religions through the correction of the secular defect of civil society(8). Finally, Marx's views on the political emancipation of a religious minority and of social emancipation as the only way to end all inequalities and distinctions could be helpful in order to understand the current Muslim Question that is concerning much of Europe. The Muslim question is significantly different from 19th century's Jewish question. Jews were asking for the State's recognition of the same basic constitutional rights that Christians already, or were about to, benefited from. Additionally, liberal-secularists, like Bauer, were concerned about Judaism's capability to remove their religious practices from the public sphere and privatize them. According to them, it was essential for the survival of the modern secular State that its citizens should exclude their religious distinctiveness from all of their public interactions with the State or with other fellow citizens. Today, Muslims in Europe enjoy all of the individual and social rights that are recognized in each of the European Constitutions; meaning political emancipation is not an issue. It is Islam's interactions with the secular, and almost irreligious, European public spheres that has become on of the most fervent debates in the last few years. Such debate extremely overcomes the purpose of this article, but a few points should be taken into account regarding the Muslim question and the relevance of Marx's work on the matter. Marx, just like with the political emancipation of the Jews, would not have been able to directly confront the possibility of a real privatization of Islamic beliefs, because he would have faced the same issue that arose in the Jewish question: Islam, like Judaism, is a religious of laws. As it has been said, a religion of laws will almost certainly contradict the laws of a secular State and would not be able to refrain from interrelate with the public sphere. For example, teachers wearing a Muslim veil or turban in public schools; Muslim women wearing burqas in public facilities; the introduction of Sharia law in order to legalize social relationships within Muslim communities and in their relations with non-Muslim communities; etc., are challenges to the secular State. Several European countries are juggling between the right of freedom of religion and absolute secularism(9): France chooses to ban burqas in public spaces; the Netherlands to expel teachers from public schools that insisted in wearing veils or turbans in class; Italy to reform family law in order to stop "honor killings" among Muslim families; etc. But like with Judaism, Marx would overcome Islam's inability to privatize its creed by arguing that such incapability is a symptom of the antagonism between civil society (the individual egoistic man) and the State (the solidary citizen) and that will never be surpassed until human emancipation is obtained. Interestingly enough, while during the 19th century Jews were an equivalent to bourgeois and entrepreneurs, Muslims of the 21st century, on the other hand, are identified with other kinds of socio-economic characterization. Muslims are identified either as proletarians or as lumpenproletarians. Remarkably, the occupational standing of 84% of Muslims living in Germany is either blue or white collar; compared to just 40% of non-Muslims Germans (10); 20% of young non-Muslim French are unemployed compared to 50% of young French Muslims(11); 9% of non-Muslim Dutch are unemployed, while 30% of Dutch Muslims are jobless(12); 10% of non-Muslim Belgians live below the poverty line, while 60% of Muslim Belgians are poor(13); 15% of non-Muslim British households are in poverty, but that percentage ascends to 55% when Muslim British households are considered(14). In Europe 80% of Muslim men are employed in low-skill/low-wage jobs and in routine manual and service occupations, only 45% of non-Muslim men are employed in the same kind of jobs(15). Finally, when the Human Development Index is taken into account and it is divided among the Muslim and non-Muslim population in the European countries it is evidenced that the standard of living of Muslim communities is significantly lower than that of the rest (16). This brief and expedited socio-economic context of Muslims in Europe would be employed by Marx in order to circumvent Islam's inability to privatize its creed: Muslims, although they live in modern secular States and enjoy political emancipation, persist in carrying on with their religious practices in public spaces, and sometimes in opposition to public laws, because they are suffering social inequality; they are suffering from not attaining human emancipation. Of course, all human beings lack of human emancipation, not only Muslims in Europe, but it is Muslims' special socio-economic situation in Europe that creates a secular deficiency from political emancipation and prevents their religion's transformation into a private creed. Jews did not have political emancipation and were, in their majority, entrepreneurs, which gave them a better socio-economic standing and allowed them to privatize their religion once political emancipation was conquered. Most of European Muslims, in contrast, are proletarians and, in worst cases, lumpenproletarians (17)and even if they enjoy political emancipation they find themselves in a position characterized by an extreme social inequality, that does not allow many of them to privatize their creed (18). Only through human emancipation and social equality they would be able to negate their religious differentiation; because in a true democratic State, a communist State according to Marx, communism itself would act as a religious belief and manner of living. That is, perhaps, how Marx intended to accomplish the abolition of all religions: by the emergence of a new politically and socially equal "religion for all human beings", that of communism.(1) Peled Yoad; "From Theology to Sociology: Bruno Bauer and Karl Marx on the Question of Jewish Emancipation";History of Political Thought; Vol. XIII, No. 3, Autumn, 1992. (2) Marx borrows the concept of species-being from Feuerbach. It seems to be implied in the text, although it is more possible to be influenced by later Marx's texts, that revolution is the mean to obtain human emancipation; the mean that those who suffer from social inequality will use in order to end that suffering. Once human emancipation is reached then the democratic/communist State is at hand. Again, this is not actually said in On the Jewish Question. (3) See Flannery Edward, Antisemitism: Myth and Hate from Antiquity to the Present, Palgrave Macmillan, London, 2005, pp.154-157; and Lewis Bernard, Semites and Anti-Semites: An Inquiry into Conflict and Prejudice, W. W. Norton & Company, New York, 1999, pp. 112.(4) Peled Yoad; "From Theology to Sociology: Bruno Bauer and Karl Marx on the Question of Jewish Emancipation"; History of Political Thought; Vol. XIII, No. 3, Autumn, 1992, pp. 475. (5) It was this image of the "financial Jew", embodied in the Rothschild dynasty, which begot the western anti-Semitic wave of the 19th and 20th century. See Arendt, Hannah, The Origins of Totalitarianism, Benediction Books, New York, 2009; Ferguson Niall, The Ascent of Money: A Financial History of the World, Penguin, New York, 2009; Ferguson Niall, The House of Rothschild, Penguin, New York, 2000; Landes David,Dynasties: Fortunes and Misfortunes of the World's Great Family Businesses, Penguin, New York, 2007.(6) Actually, the word "Judentum" came to be a synonymous with commerce.(7) Sorkin David, The Transformation of German Jewry, 1780-1840, Wayne State University Press, New York, 1999, pp. 108-9.(8) Peled Yoad; "From Theology to Sociology: Bruno Bauer and Karl Marx on the Question of Jewish Emancipation"; History of Political Thought; Vol. XIII, No. 3, Autumn, 1992, pp. 481.(9) For more about the interaction of Muslim minorities and political liberalism in a Rawlsian version see Benhenda, Mostapha, "For Muslim Minorities, it is Possible to Endorse Political Liberalism, but this is not Enough", Journal Of Islamic Law and Culture, Vol. 11, No. 2, May 2009, pp. 71-87. The article concludes that almost all Muslim minorities could and will endorse political liberalism, but many will not be able to do it because of a religious normative prohibition to reform their doctrine.(10) "Muslim Life in Germany", Federal Office for Migration and Refugees, German Government, http://www.bamf.de/SharedDocs/Anlagen/EN/Migration/Publikationen/Forschung/Forschungsberichte/fb6-muslimisches-leben,templateId=raw,property=publicationFile.pdf/fb6-muslimisches-leben.pdf(11) "Muslims in Europe", Open Society Institute; http://www.soros.org/initiatives/home/articles_publications/publications/muslims-europe-20091215/a-muslims-europe-20100302.pdf(12) Ibid.(13) Ibid.(14) Ibid.(15) Ibid.(16) For example, the HDI of Spain, Italy, Great Britain, France, Germany and Sweden are: 0,955; 0,951; 0,947; 0,961; 0.947 and 0,963 respectively; while the HDI of their respective Muslim communities are: 0,841; 0, 848; 0, 830; 0, 850; 0, 860; 0,912. Available at the European Social Survey http://ess.nsd.uib.no/ (17) Loïc Wacquant would call them "urban outcasts" or marginal. See Wacquant Loïc, Urban Outcasts: A Comparative Sociology of Advanced Marginality, Polity, Cambridge, 2007; Wacquant Loïc, Prisons of Poverty, University of Minnesota Press, Minneapolis, 2009; Wacquant Loïc, Los Condenados de la ciudad. Gueto, peripherias, Estado, Siglo XII Editores, Buenos Aires, 2007.(18) Certainly they are more religious than Christian and Jewish Europeans because they are perceived as a marginalized minority and in fierce competition with non-Muslim proletarians. It is civil society that enforces religious differentiation on them.*Estudiante de Doctorado, New School for Social Research, New YorkMaestría en Estudios Internacionales, Universidad Torcuato Di Tella, Buenos AiresÁrea de Especialización: Procesos de formación del Estado moderno, sociología de la guerra, terrorismo, genocidio, conflictos étnicos, nacionalismos y minorías.
Product Name: Fat Decimator System Author Name: Kyle Cooper Bonus: Yes Official Website: CLICK HERE Add to Cart - Buy only on $17 ($20 OFF) - Click Here I decided to pick up The Fat Decimator System and go through the program myself from start to the end. Read this review to find the hidden truth! Updated with my results Hello everyone, For many years I am looking to lose ugly fat from my belly region and get better control of my life. I grew up in the family that doesn't give too much importance to healthy eating and food. My single-parent mom used to work for long hours, leaving me to prepare my food or buy something which is easy and convenient without giving importance to its ingredients. It took me many years to break this unhealthy habit of eating fast and easy food, and now I start taking care of foods that I am eating. I recently downloaded Fat Decimator System because this program is getting many positive reviews and I watched the video that seemed to be addressing issues that I faced when I was trying to lose weight. This video is an hour long that highlight some issues and problems we all are facing due to extra fat in our bodies. I've created this review to share a quick summary of all the information about this program and much more! Will The Fat Decimator System Work For Me? Unlike other weight loss programs that are either for men or women, young or adult, this program has a universal approach. Although, everyone is different but the basics of weight loss are same. This makes sense to me because I believe weight loss doesn't need to be specific to culture, age or gender. When I first looked at this program, I had lots of questions about it. I am sure you will have many of them as well. In this The Fat Decimator System review, I will try my best to answer some of the most common questions and go through what program is (and what it isn't). After reading this question if you will have any question, then you can use the comment box below or send a direct message to me through the contact form, and I will try my best to answer it as best as I can! What Is The Fat Decimator? The Fat Decimator System in an all-around approach towards weight loss that combines dieting hacks, workout plans, motivation secrets and much more to provide safe and fast weight loss. It created by Kyle Cooper for people who need little extra help to get healthy. Its goal is to make you lose weight fast and in a healthy way. What Can You Expect? The Fat Decimator System is the comprehensive program that combines lots of scientifically proven weight loss techniques like cutting down carbs, a good diet, healthy lifestyle changes, motivational secrets and much more techniques to deliver fast and safe weight loss. Many customer reviews claim this program is fast acting with some of them observing changes in their body in just 72 hours. Keep in mind, everyone is different, and it may take longer for you to see results. (You have full 60 days to try this program without any risk) With many studies and reviews done on this program, it helped some overweight individuals to lose as much as 20 pounds in just four weeks. I know losing 20 pounds in just a month seem too much for some people, but scientific studies showed losing 20 pounds in a month is possible with a good, well-balanced weight loss plan and It is REALISTIC as well. One of the reasons you may keep on failing to lose weight is, you don't have a clear-cut and proven weight loss plan to follow. When I was trying to lose weight, I usually think I am putting everything correctly, eating healthy, doing exercise regularly but at the end of the day, I was not 100% sure if I am going to lose weight or not. Once I don't see results in few weeks I think something is not correct and start looking for another weight loss plan. With The Fat Decimator System, you don't have to make your own plan, and you don't have to go-through complicated measurements, BMI calculations, calorie-counting, macro-tracking, etc. because everything laid inside this program. You will get everything you want to lose weight safely and quickly. Additionally, Kyle Cooper has created a video presentation in which he explains all features that you are going to find in this program. If you haven't watch this video then I recommend you to do so by clicking the video image below: (opens in new tab/window) Real Life Stories – Before And After Results:*I have posted more video testimonials in sidebar that I gather from internet In the video at the official website, you presented with many before and after photos of individuals who have used this program to shed unwanted pounds from their bodies. They shared their reviews on how losing weight helped them in getting control of their lives and start looking younger than their actual age. In these real-life stories, there is a story of Sharon Monroe, a 43 years, old-of-shape accountant and a mother of two who able to lose 41 pounds in few weeks to look 20 years younger than her actual age. Just look at her before and after photo… I must have this is huge transformation and it is possible as well (if you put diet and exercise in control) Don't worry… I also didn't believe it is the same girl in before and after photo when I first watch Sharon transformation. Just look at her before and after photo… Didn't she look much prettier and healthier after shedding all those ugly fat? Dealing With Hypertension, High Blood Pressure And Other Health Issues Many people shared their stories about how they able to overcome hypertension, diabetes, and other health issues by getting rid of extra fat from their bodies. These were the issues that I was concerned about when I was overweight. I realized I was less motivated to go outside, hit the beach on sunny days, interact with people and even less social with my family. Of course, I know I am not born just to pay hospital bills and die somewhere in the hospital bed blaming my health and life. I decided to take my health seriously and when I saw Kyle Cooper (the author of this program) offering 60-days money back guarantee. I take the decision right away to try this program because it was way cheaper than GYM fees and more importantly there is a money-back guarantee. What Is Included In This Program? This program contains lots of scientifically proven tips and facts that help you in losing weight and keeping yourself far away from deadly diseases. I can't share all these tips and facts in this Fat Decimator review because these are copyrighted. However, I did my best to cover some of them below: Eat High-Quality Protein: In the fitness industry, Protein is considered as the most important macronutrient for muscle building and fat loss as well. Although, there are many sources of protein in both vegetarian and non-vegetarian foods, but it is important to pick foods that provide the highest quality protein. Author has included a list of these high-quality protein foods that you can include in your diet to boost your metabolism and build your muscles so that you continue to burn fat even when your body is resting. Healthy Fats: Don't be scared of Fats as they are important for the body to keep functioning properly. Although fats contain twice more calorie than protein and carbohydrates, but they work as messengers to help protein do their jobs. Inside this book, Kyle Cooper included foods that contain healthy fats that you can include in your diet. These foods are easily available in any grocery store. Vitamins And Nutrients: This diet is made especially for soldiers. The author has provided in-depth knowledge about vitamins and minerals that keep brain sharp, focus and active all the time. Kyle shows you foods that soldiers are eating on a daily basis to remain active all the day. You can also get these vitamins and nutrients in supplement form which are not very expensive. No Low-Carb Diet: You may think this is another low-carb diet, but fortunately it is not. According to author, carbohydrates are important for the body as they provide energy. Your body needs carbohydrate to work properly. However, it is important to consume carbohydrates from the right sources and at the right amount because eating too much carbs can make the body to store them as fat. Who Created The Fat Decimator System? The fat decimator system created by Kyle Cooper, a former marine and a certified trainer who has training soldiers to get the best shape of their lives since past ten years. The Background History of Kyle Cooper And How Fat Decimator Started: In an assignment in Afghanistan, one of Kyle's team members Olsen, die when IED (Improvised Explosive Device) explored. Olsen was overweight, and he wasn't able to get out in time. Kyle blamed himself for Olsen death because he was in-charge for fitness training of this team. When Kyle was recovering from this incident, he met with Sam Pak. Sam was a Korean student and was a part of the joined UN forces. He explained Kyle it is difficult for the 30s and 40s individuals to lose weight due to a condition called metabolic acidosis. Metabolic Acidosis leads to an acidic buildup in the body which results in the weak immune system and damaged metabolism. This condition is the root cause why so many people unable to lose weight in their 30s and 40s. Thankfully, Sam gave out a list of herbs and instruction that can dissolve fat in any person over the age 30. Kyle and Sam claim that by using these herbs and instructions their clients able to lose an average 21 pounds in three weeks (that a pound of fat in a day) and get the best shape of their life. So, what it is all about? Thankfully, Kyle wasn't in the fitness industry to sell off products and make money. He just wanted a program that works for his team to get them back in best shape. The diet that he and Sam designed with these herbs is very simple to follow and based on eating foods that we are meant to be eating. The Fat Decimator system helps your body to get rid of addictive, free radicals and toxins that prevent the body from burning fat. It is designed to provide essential nutrients that body needs to flush toxins and improve energy level. Losing weight isn't that hard as it seems. All it takes a simple step-by-step plan that works on your body. And with 60-days guarantee you must try it out! This is exactly what Fat Decimator all about. What Do I like About Fat Decimator? It is a completely digital program. Some may like to read a hard copy, but I personally prefer the digital As it is very convenient to carry digital books, print it out, or transfer it to Smartphone. Additionally, if you have someone with you who like to lose weight (even a whole family), you can share digital copy with them as well. It is created for everyone. It doesn't matter if you are male or female, in your 20s or 50s, or whatever your fitness levels are, you can take help from this program and achieve your weight loss goals. It is available for instant access, in case if you decided to buy this program you can start using this program from the very next minute. It contains a digital version of the shopping list that you can carry with yourself in any grocery store. You will end up saving your time and money because you know exactly what you need. It is tested, and proven diet as many people have already used it, and they have posted their valuable positive feedbacks on different forums. This works as a great motivation to stick with this plan. Results are quick because it is a military-based diet that designed to work quickly. Warning! Fat Decimator Is Not For Everyone Unlike many reviewers claiming it to be, The Fat Decimator System is not a fad diet or a miracle cure. If you are not willing to put on your efforts, you will not lose weight with this program. You must read… It's NOT for you. However, if you are willing to put some work and you know it is not always easy to get the best shape of your life then there is good news for you! Although, The Fat Decimator System is not a miracle cure, but it is a verified, tested and proven method to lose weight. It is designed to help you in changing your unhealthy habits and provides a helping hand to avoid you from quitting. Over the time with this program – 3 weeks – you will start feeling the difference in your body. You will lose weight with this program as long as you stick with it. You can download Kyle's Fat Decimator right now, and within a few days from now, you will see the difference in your life. Your family and friends will notice a change in your life. You will have more energy, pants will fit looser, and you will feel better than ever before.
Issue 4.3 of the Review for Religious, 1945. ; MAy !'5, 1945"' ' ",, ris in rl÷|ncjs~ ampere " ~ ~v~ ~ '~ f~ -";~ ,~ ¯ 7ESUS CHEST IN ~THE WRITINGS OF R~MI~RE--.~" ~,7- '-~ "~ Dominic U~ger,.6.F.M~Cap: . ~. sMEDITATION, . BOOK~ , FOR MINOR~. ~S~MINAKIES Vo1. IV, No~ .3~ ~'/Publish~d 3~onthl¢; Jan~arg, Mar~h,'Mag July'September~and No~ember a~ ~h~ Cdlieg~iPres~ 606 H~ms~n Street, T~peka K~ns~s ~b~ St. Mar7 s College St. M~gs w~th ecclesiastical approbatton. Entered as~second class matter-Januar~ 15 1942 . at thvPost O~ce Topeka Kansas underthe act of ~arch 3+ 1879~' ~'~ *~ . ?"Edit0rih1.Board: Adam C. Ellis, S.J., G. Au~usfifie Ellaid,. S.J., Getaid"Kelly, S J.~: Editorial-Secretary. Alfred F. Scfine~der S J ~ . : Coplright 19~ b7 Adam,C. Ellis: permission is hereb7 grantld for quotations 3"~" of reasonableTl¢ngth,, provided due credit, ,be given this review" and the' author. -("Subscription price: 2 'dollars a,year . ,? . . ~ " ~ ~rmte~ m.U.S;t~; .- ~ . . J' / 89)~.~, ~' Our deification is as certain ds the dogma of the divinity ~;, . bf Christ/of which it is the complement. oit is novmereiy "for itself-that ~l~e:'holy Hiamanity of Jesu.s" has ~e~ei~;ed, tfie ,,_ ~f-ul:nessof the di~Jinity through the personal union with the °~.~ -Wbrd,, bu~ als0.to make all humanity divine b~ granting'a :ihareiof Hii plenitude to all whowish to receige, His ~' ~ 'muni~tion. ~ Wh.en God ~redestined His own Son to be the :i'~7 ._ ¯ S0~a 0[ l~a~ry, "He p~e ~destined us t,o become His ~ad0pfed:sons ,b~y' union~with His onb/-begotten Son. (Ephes!gns~l:5). In becoming incarnate the" W;~d "of Gbd communk~(ed ¯ ~H.is di~iinity inca very personal manner to one soul and one ~ ,body in Christ. But his limitless love, embracing th~ whol~ _ world, mad~ it poss!ble for all,o .men toshare in-tha.tpartici- , . patton of the divine¯life. "His (Christ's) InCarnation ~a~ , -- no other end or aim, than to c6mmunicate His divine" life. ~ - to us: , ,~ . - But if-the'fulness 6f the diyinity!belongs.~shbstantially to.Jesus .- ~ Christ gl0ne (C01. 2:9), all who are united to Him by holy ba'ptis~rri .~'becoNe parta~kers in this fulness each according to his measure (John- ~ ~1:16),.: .-.,Ali o~iaer individual -natures belonging, to o~hd ia~e ~.~ Adaha shall be called, to unite themselve~ to-tBi~ privilqged nature, and to recei~'e by t'his union a very real communication,of its divine~iife. ¯ There shall be but one only, Go~d-Man: but" all men who. shal1~ be ~DOMINIC- UNGER~ Son of the~Heayenly :~E~th~r; but~all those.,who shall be willing-t~ receive~ thii~only Son shall becomethereby thd adopted sons of His Ffither add shall adqfiire - ,g s~rjct, right to share in H)s heavenly inhe/i(affce. "-(Tbe" Ap6stlesbip oLPr~g~r,,~p. 138: and The Laws o~ Prodidence, p. 90.)- ~ . ,"L It is possible for Christ to b~ the Head ~f all men and to i m~ke'~hem divine becahse.He is personally' unit~d"with Go~ ahd because He possesses the fulness of divine life. which He " fofcef~!y stated b~.Father Ram~{rd:- ~ . ~ Jesfis Christ is, therefore,.3n a ver~ real sense, the Head of huma~ ity ~nd of tile w~ole spiritual creation: .for from Him alone~do~s thd 'divine li~e ~our itself forth on angels and men, as really as animal lif~? ~s~reags' fr6m'the h~ad into every ~a[t pf our body." From Himhnd ~'flom Him alon~ proceed all supernatural acts which are d~ne 'io-heaven arid earth. We capnot acquire the least ;merit, do the least ~c~i'on,.conceive the least" thought,pronounce the least w~rd. in the supernatural order, if these different ~mov¢ments are not in-~ur hearts. *~througb~ an ~mpul~e'of His Divine~ Heart. This adorable ~art is 'for: all h~manity, in the order of grace, what ~he sun,.in ~fie physical okder, is for the earth and th~ 6ther planets which'gravitate~around it. - ~- The fact that Christ h~s, made it possibld --;_re~el~eHls o~n Bo'dyafid Blood in~the Eucfiari~t is ~an?- argument that He ifitend~d usto be divine. This union of -man~ith
Professor David Dabydeen is a Guyanese-born writer, critic and academic at the Centre of Caribbean Studies at the University of Warwick. In 1993 he became Guyana's ambassador at UNESCO and is still a member of their Executive Board. He has been Guyana's ambassador to China since 2010. Professor Dabydeen has also won several international and national prizes such as the Commonwealth Poetry Prize, the Quiller-Couch Prize, and the Hind Rattan (Jewel of India). Among his works are Slave Song (1984), The Intended (1991), Disappearance (1993); and Our Lady of Demerara (2004). He also co-edited The Oxford Companion to Black British History in 2007. RB[1]: You are both a writer and a university professor of comparative literature. Do you know yourself first as a writer or a university professor?DD[2]: First as a writer. When I was a boy that is basically all I wanted to be. As a teenager I wrote the usual self-pitying stuff and, at 16 or 17, I attempted a novel in verse, inspired by some story in the Bible, I forgotten which; but gave up after a couple of pages. Why want to be a writer? I don't know. In my youth in Guyana I never encountered a writer. I think it must have been youthful aspiration to emulate the writers of Nancy Drew and Hardy Boys novels, which were standard childhood fare in Guyana. Also, since I come from a large family, it must have been the regular escape to the New Amsterdam public library to be alone, and whilst there( the place was usually empty), discovering books in the Ladybird series on great scientists, great politicians etc. I distinctly remember reading about Benjamin Franklin, Madame Curie, Alexander the Great, and others, at the age of nine or ten. There were also the odd books on Greek myths, lavishly illustrated for children. The story of Andromeda chained and naked and threatened by a monster, before being saved by Perseus, awakened unfamiliar boyish erotic feelings… perhaps not 'unfamiliar '( I was 8 or 9 ) but certainly the first time a book had aroused such feelings. When I was about 11 or 12 I came across V.S. Naipaul's MIGUEL STREET and was awed by how it made our lives in Guyana so familiar. It was set in Trinidad but the characters lived down my street. A great contrast to the Andromeda story which was exotic and erotic as opposed to the familiar lives of ordinary folk described by Naipaul.Being an academic has also been important to my writing. Firstly, you get a lot of time to read and discuss books with very bright students. Teaching in seminar groups has been amazingly exciting at times, and that intellectual excitement, sensuous in intensity, inspires the act of writing. I used to teach MA courses on Black British Literature and on Literature and Slavery. Certainly, Olaudah Equiano's autobiography in 1789, which I read multiple times for teaching purposes, left an impact on my writing, which is dotted with 'Equiano' figures ( people who moved from deprivation to the craft of writing, through cunning and an inclination for mischief mostly). Secondly, as an academic, you are exposed to theory, which can fertilised your writing and give it a 'metaphysical' content. Overexposure leads to didacticism, which I am sure my writing suffers from. As Derek Walcott says, you shouldn't "put Descartes before the horse." Most importantly, being an academic pays the bills, so whilst hunger has provoked a lot of writers, I preferred to have a house rather than a hovel. Growing up in Guyana was to exist in relative lack of material things. Many years ago I met Maya Angelou, she had kindly invited me to her house, and she had cooked a lovely Southern meal. She said: "I drive a Cadillac. I don't do bicycles, which were my youth. And I eat meat, because all I had as a child was garden vegetables'. I appreciated her extravagance, though deep down she was a kindly person, and generous. RB: You are also a politician. In 2010 you were appointed as Guyana's Ambassador in China. How have you proved yourself as a politician?DD: I don't belong to any political party in Guyana, but I enjoyed a close friendship with Cheddi and Janet Jagan. Cheddi had been cheated out of office as a result of the CIA and the British Government, in the 1960s, because he was a committed man of the left. In 1984, when I was appointed to Warwick University, I invited Cheddi to lecture there. He had no money, so the University and a travel agent friend, Vino Patel, were persuaded to provide his economy ticket and accommodation whilst at Warwick. We treated him as the true President of Guyana. All the national elections had been fiddled, and he was kept out of office for decades. Warwick offered him a platform, when other places thought of him as a 'has been'. He visited about five times, then in 1992, the Berlin Wall having fallen and the Cold war ended, the Americans allowed us to have free and fair elections, supervised by President Carter and Cheddi Jagan won and became President of Guyana. I was his regular houseguest from 1992 until 1997 when he died. He taught me more about how colonialism behaved than any textbook. He had lived through the colonial period and was jailed by the British in 1953. All his life was dedicated to the betterment of the poor: he was fiercely concerned with reducing and eliminating poverty. In return for his great hospitality, all I could do was to edit and publish some of his political speeches. He also asked me to be his Ambassador at Large and to sit on the UNESCO Executive Board representing Guyana. He had no money, since he inherited a bankrupt country in 1992, so it was an amazing honour to serve him pro bono. One day I will write something more extensive about him… one of the stories he told me was about Fidel Castro. The two of them were friends and political comrades in the late 50s and early 60s. It was Cuba who supplied us with food in the early 1960s when the CIA formented strikes and shortages in Guyana. Castro, however, needed allies in the region, against American embargo, so when Cheddi was manoeuvred out of Office, Castro started to court the friendship of our new autocratic Prime Minister, Forbes Burnham, and more or less dropped his relationship with Cheddi. I learn from this that politics trumps decency; that politicians by and large are opportunists. Learning this first hand from a great and ethical politician like Cheddi Jagan was more powerful than learning this from textbooks.As to Janet Jagan, his wife, who, when he died, was elected President in our national elections, with an enhanced vote, she was an astonishingly generous host. My role was to edit and publish her short stories for children. She was a bit lonely in Guyana, in terms of only a few people to share her passion for the arts, so whenever I showed up, a bottle of wine was uncorked, or better still, a bottle of Bailey's Irish Cream( we had a local equivalent). She too had been jailed by the British in 1953, so, again, I learnt from her intimate details of Guyana's struggle for independence, and the callousness of politicians ( Forbes Burnham had attempted to murder her in the 1964 but his bomb went off in the wrong place in the Party's Headquarters, killing a young activist instead, Michel Forde. Janet suffered from minor injuries.)As to Walter Rodney, Guyana's internationally renowned historian, assassinated by Forbes Burnham and the State apparatus in 1980( the International Commission of Enquiry into his death was issued to Guyana's Parliament last month), it was an enlightened decision on the part of the University of Warwick to set up an annual Memorial Lecture . The Walter Rodney lecture has been given, since 1985, by some of our leading Caribbean scholars, like Hilary Beckles, Carolyn Cooper, Harold Goulbourne, Michael Gilkes, Clem Seecharan, Ken Ramchand, Verene Shepherd and others.I don't think I have proved myself as a politician in any concrete way. My only possible 'political' act was, in 2012-2013 lobbying the Government of Guyana vigorously and regularly to set up an International Commission of Enquiry into the death of Walter Rodney. I took full advantage of my friendship with the then President, Donald Ramotar, who was readily sympathetic to Pat Rodney's written request for such an Inquiry( Walter's widow). As a member of the Walter Rodney Foundation's Advisory Group, I liaised with Pat Rodney and in 2013 the Government of Guyana agreed to set up the Commission. I don't think this was a 'political' act on my part, merely the obligation I felt to Walter Rodney, a fellow academic whose books were monumental. RB: How do you define politics?DD: In a small underdeveloped or developing country, politics normally is about the acquisition of power over state resources for the benefit of family and friends. Idealism goes out of the window as soon as the politician assumes Office; the struggle then is for survival and continuation of Office, so very little good gets done, political energy being spent on maintaining and expanding the arena of privilege. Exceptions are rare, people like CheddiJagan, Nelson Mandela…Cheddi was famous for his frugal lifestyle. He died intestate, owning no property. He never stole from the national treasury, rare for a politician from the developing world. Had Rodney lived, he would have been a leader of exemplary ethics. I should add my admiration for a previous, undemocratically elected President of Guyana, Desmond Hoyte, who, long before the Rio Summit and long before 'Climate Change' was topical, bequeathed a million acres of Guyana's rainforest to the Commonwealth, for the study of sustainable development (the Iwokrama Project). This was in 1989. It was an act of rare vision by a Caribbean politician. So, politicians like Hoyte might have been elected by crookery, but can prove to be significant and visionary leaders. I enjoyed cordial relations with him, when he was President (1985-1992) as well as when he was Leader of the Opposition, again based on books. We talked a lot about Egbert Martin, the first Guyanese poet and short story writer (19th century), and about the Guyana Prize for Literature which he had instituted in 1987, in the hope of bolstering the literary and intellectual life of Guyana and its Diaspora. He had a wonderful library, and he cared deeply for literary achievement. We talked little about party politics, except about the sharing of political power and the Mandela Rainbow ideal. Towards the end of his life he was all for power sharing, though he had enough integrity to worry about where oppositional ideas would come from if we were all in alliance. RB: Do your political affairs affect your creative writing?DD: There is no direct link, though I have written about the dereliction of Guyana under the autocratic rule of Forbes Burnham. My new novel-in-progress, set partly in China, is provoked by the unimaginable cruelty imposed on the people by the Emperors and their warlords. So, politics breeds in me a despair which can stimulate writing. One of the great disappointments, living in Britain, was Tony Blair's loss of idealism ( he seemed abundantly idealistic , which is why people voted him into Office in 1992) and the lies he told about Iraq's military capacity to justify a hideous and bloody invasion of Iraq. On the other hand, in Britain, there were politicians like Jo Cox, who was visionary and full of promise( she was murdered recently), and who made all of us feel hopeful and glad to be alive. If only we had a handful of such politicians in Guyana! I am privileged to enjoy a long-standing friendship with Clare Short, the former Labour politician whose heart is as big as Mount Kilimanjaro.RB: You have often depicted Guyanese characters and settings in your fiction such as Disappearance (1993), The Counting House (1996), and Our Lady of Demerara (2004). Does it mean that you still live in your past? and that you know yourself devoted to your homeland?DD: I do live in the past, in that my childhood in Guyana left indelible memories of family and friends and village landscape. Especially the creole language we spoke at home, and the creative tension with the 'proper' English we spoke at school. The slippages between the two are fascinating, with potential for comedy and pathos. The vigour of creole is always with me.Leaving Guyana as a boy was exciting (the prospect of adventure) but then proved to be lonely and hurtful, since I was never settled in England. On the one hand, England was a world of books but at the same time a world of grunting and guttural 'skinheads' daubing racist slogans on walls and threatening to assault immigrants. London has changed profoundly since the 60's and 70's, it is now a diverse space, enriched by waves of immigrants from the Commonwealth and from Europe. There is still a strong undercurrent of racial hostility, but more in the north of England, hence the recent vote to leave the European Community. Many in the north of England have not got accustomed to the loss of Empire and the new order of the free movement of goods and people. This hostility is at the ideological level, and contradictory, because on a day to day level, people are, by and large, decent to each other, irrespective of ethnicity. London is different; it is run by people of immigrant backgrounds: nurses, doctors, builders, hotel and retail staff, care workers. I am astonished at how much has changed, and I am excited to be living in London. The creative energy of the city is palpable, and the diversity of people is inspiring. I no longer feel culturally or physically threatened, as in the 1960's and 1970's. In other words, I feel London is home, but so is Guyana. I return to Guyana at least once a year, to renew my sense of the past, to be refreshed by creole language and creole ways, and to be awed and terrified by the rainforest. I also keep writing about Guyana partly out of a sense of obligation to the place. We only have a handful of writers, so I feel it is important to write about the place. Guyana came into modern being, in a sense, through literature: I am thinking specifically of Walter Raleigh's DISCOVERIE OF GUIANA (1596), the first text about us. RB: Why do you often depict historical tensions and challenge traditional cultural representations of the slave in your novels?DD: Guyanese history, in relation to contact with Europe, is stark: the decimation of indigenous people, the enslavement of Africans, the system of Indian indentureship. It is stark in terms of the immensity of suffering, and the sheer injustices of colonial rule. Yet, we became acquainted with Samuel Johnson's DICTIONARY and the magical properties of the English language; with the lyricism and storytelling of the Bible, of Shakespeare, of Victorian poetry. These new texts supplemented the ones we brought from Africa and India ( the KORAN, the RAMAYANA) . Ancient and living Carib, Arawak and other Amerindian stories fertilised the situation. We rewrote and reimagined our inheritance, hence Walcott, Naipaul, Jean Rhys, Pauline Melville, Grace Nichols, John Agard, and a host of others. I write about the injustice (historical, but also self-inflicted in our postcolonial condition) but more about the urge to creativity and expression that emerged from being on the margins; the fierce resolve to become educated, literate, creative, venturing beyond boundaries. Our postcolonial politicians may have failed us repeatedly, but I am forever astonished at how resilient Guyanese are. When I visit parts of India, parts of China, the nature of poverty there is brutal and overwhelming. We don't have that level of deprivation, because we have created the means of survival and the prospect of abundance, whether on the plate or on the page. RB: Do you believe that there is any nation on earth that enjoys true freedom and independence?DD: I don't know what true freedom or independence mean, we are all constrained and liberated and catapulted into creativity by being with each other. However, I recall what Walcott said about slavery: that the enslaved African being herded to the cane fields would have seen something sensationally beautiful along the way, given how lush Caribbean landscapes are. A hummingbird or kiskadee or blue-saki or brightly coloured viper…Walcott said that such encounters with beauty were moments of freedom which could only be partially understood, partially described, because they also contained the seeds of tragedy and terror. If you venture into Guyana's rainforest, you will experience the sublime which contain elemental terror and a tragic sense of how life is constantly being destroyed and remade and destroyed by tooth and claw.[1] Ruzbeh Babaee[2] David Dabydeen
Social innovations are activities aiming at implementation of social objectives, including mainly the improvement of life of individuals and social groups, together with public policy and management objectives. The essay indicates and discusses the most important contemporary problems, solving of which requires social innovations.
Social innovations precondition the progress of civilisation. The world needs not only new technologies, but also new solutions of social and institutional nature that would be conducive to achieving social goals.
Social innovations are experimental social actions of organisational and institutional nature that aim at improving the quality of life of individuals, communities, nations, companies, circles, or social groups. Their experimental nature stems from the fact of introducing unique and one-time solutions on a large scale, the end results of which are often difficult to be fully predicted. For example, it was difficult to believe that opening new labour markets for foreigners in the countries of the European Union, which can be treated as a social innovation aiming at development of the international labour market, will result in the rapid development of the low-cost airlines, the offer of which will be available to a larger group of recipients. In other words, social innovations differ from economic innovations, as they are not about implementation of new types of production or gaining new markets, but about satisfying new needs, which are not provided by the market. Therefore, the most important distinction consists in that social innovations are concerned with improving the well-being of individuals and communities by additional employment, or increased consumption, as well as participation in solving the problems of individuals and social groups [CSTP, 2011]. In general, social innovations are activities aiming at implementation of social objectives, including mainly the improvement of life of individuals and social groups together with the objectives of public policy and management [Kowalczyk, Sobiecki, 2017]. Their implementation requires global, national, and individual actions. This requires joint operations, both at the scale of the entire globe, as well as in particular interest groups.
Why are social innovations a key point for the progress of civilisation? This is the effect of the clear domination of economic aspects and discrimination of social aspects of this progress. Until the 19th century, the economy was a part of a social structure. As described by K. Polanyi, it was submerged in social relations [Polanyi, 2010, p. 56]. In traditional societies, the economic system was in fact derived from the organisation of the society itself. The economy, consisting of small and dispersed craft businesses, was a part of the social, family, and neighbourhood structure. In the 20th century the situation reversed – the economy started to be the force shaping social structures, positions of individual groups, areas of wealth and poverty. The economy and the market mechanism have become independent from the world of politics and society. Today, the corporations control our lives. They decide what we eat, what we watch, what we wear, where we work and what we do [Bakan, 2006, p. 13].
The corporations started this spectacular "march to rule the world" in the late 19th century. After about a hundred years, at the end of the 20th century, the state under the pressure of corporations and globalisation, started a gradual, but systematic withdrawal from the economy, market and many other functions traditionally belonging to it. As a result, at the end of the last century, a corporation has become a dominant institution in the world. A characteristic feature of this condition is that it gives a complete priority to the interests of corporations. They make decisions of often adverse consequences for the entire social groups, regions, or local communities. They lead to social tensions, political breakdowns, and most often to repeated market turbulences. Thus, a substantial minority (corporations) obtain inconceivable benefits at the expense of the vast majority, that is broad professional and social groups. The lack of relative balance between the economy and society is a barrier to the progress of civilisation.
A growing global concern is the problem of migration. The present crisis, left unresolved, in the long term will return multiplied. Today, there are about 500 million people living in Europe, 1.5 billion in Africa and the Middle East, but in 2100, the population of Europe will be about 400 million and of the Middle East and Africa approximately 4.5 billion. Solving this problem, mainly through social and political innovations, can take place only by a joint operation of highly developed and developing countries. Is it an easy task? It's very difficult. Unfortunately, today, the world is going in the opposite direction. Instead of pursuing the community, empathic thinking, it aims towards nationalism and chauvinism. An example might be a part of the inaugural address of President Donald Trump, who said that the right of all nations is to put their own interests first. Of course, the United States of America will think about their own interests. As we go in the opposite direction, those who deal with global issues say – nothing will change, unless there is some great crisis, a major disaster that would cause that the great of this world will come to senses.
J.E. Stiglitz [2004], contrary to the current thinking and practice, believes that a different and better world is possible. Globalisation contains the potential of countless benefits from which people both in developing and highly developed countries can benefit. But the practice so far proves that still it is not grown up enough to use its potential in a fair manner. What is needed are new solutions, most of all social and political innovations (political, because they involve a violation of the previous arrangement of interests). Failure to search for breakthrough innovations of social and political nature that would meet the modern challenges, can lead the world to a disaster. Social innovation, and not economic, because the contemporary civilisation problems have their roots in this dimension.
A global problem, solution of which requires innovations of social and political nature, is the disruption of the balance between work and capital. In 2010, 400 richest people had assets such as the half of the poorer population of the world. In 2016, such part was in the possession of only 8 people. This shows the dramatic collapse of the balance between work and capital. The world cannot develop creating the technological progress while increasing unjustified inequalities, which inevitably lead to an outbreak of civil disturbances. This outbreak can have various organisation forms. In the days of the Internet and social media, it is easier to communicate with people. Therefore, paradoxically, some modern technologies create the conditions facilitating social protests. There is one more important and dangerous effect of implementing technological innovations without simultaneous creation and implementation of social innovations limiting the sky-rocketing increase of economic (followed by social) diversification. Sooner or later, technological progress will become so widespread that, due to the relatively low prices, it will make it possible for the weapons of mass destruction, especially biological and chemical weapons, to reach small terrorist groups. Then, a total, individualized war of global reach can develop. The individualisation of war will follow, as described by the famous German sociologist Ulrich Beck.
To avoid this, it is worth looking at the achievements of the Polish scientist Michał Kalecki, who 75 years ago argued that capitalism alone is not able to develop. It is because it aggressively seeks profit growth, but cannot turn profit into some profitable investments. Therefore, when uncertainty grows, capitalism cannot develop itself, and it must be accompanied by external factors, named by Kalecki – external development factors. These factors include state expenses, finances and, in accordance with the nomenclature of Kalecki – epochal innovations. And what are the current possibilities of activation of the external factors? In short – modest. The countries are indebted, and the basis for the development in the last 20 years were loans, which contributed to the growth of debt of economic entities. What, then, should we do? It is necessary to look for cheaper solutions, but such that are effective, that is breakthrough innovations. These undoubtedly include social and political innovations. Contemporary social innovation is not about investing big money and expensive resources in production, e.g. of a very expensive vaccine, which would be available for a small group of recipients. Today's social innovation should stimulate the use of lower amounts of resources to produce more products available to larger groups of recipients.
The progress of civilisation happens only as a result of a sustainable development in economic, social, and now also ecological terms. Economic (business) innovations, which help accelerate the growth rate of production and services, contribute to economic development. Profits of corporations increase and, at the same time, the economic objectives of the corporations are realised. But are the objectives of the society as a whole and its members individually realised equally, in parallel? In the chain of social reproduction there are four repeated phases: production – distribution – exchange – consumption. The key point from the social point of view is the phase of distribution. But what are the rules of distribution, how much and who gets from this "cake" produced in the social process of production? In the today's increasingly global economy, the most important mechanism of distribution is the market mechanism. However, in the long run, this mechanism leads to growing income and welfare disparities of various social groups. Although, the income and welfare diversity in itself is nothing wrong, as it is the result of the diversification of effectiveness of factors of production, including work, the growing disparities to a large extent cannot be justified. Economic situation of the society members increasingly depends not on the contribution of work, but on the size of the capital invested, and the market position of the economic entity, and on the "governing power of capital" on the market. It should also be noted that this diversification is also related to speculative activities. Disparities between the implemented economic and social innovations can lead to the collapse of the progress of civilisation.
Nowadays, economic crises are often justified by, indeed, social and political considerations, such as marginalisation of nation states, imbalance of power (or imbalance of fear), religious conflicts, nationalism, chauvinism, etc. It is also considered that the first global financial crisis of the 21st century originated from the wrong social policy pursued by the US Government, which led to the creation of a gigantic public debt, which consequently led to an economic breakdown. This resulted in the financial crisis, but also in deepening of the social imbalances and widening of the circles of poverty and social exclusion. It can even be stated that it was a crisis in public confidence. Therefore, the causes of crises are the conflicts between the economic dimension of the development and its social dimension.
Contemporary world is filled with various innovations of economic or business nature (including technological, product, marketing, and in part – organisational). The existing solutions can be a source of economic progress, which is a component of the progress of civilisation. However, economic innovations do not complete the entire progress of civilisation moreover, the saturation, and often supersaturation with implementations and economic innovations leads to an excessive use of material factors of production. As a consequence, it results in lowering of the efficiency of their use, unnecessary extra burden to the planet, and passing of the negative effects on the society and future generations (of consumers). On the other hand, it leads to forcing the consumption of durable consumer goods, and gathering them "just in case", and also to the low degree of their use (e.g. more cars in a household than its members results in the additional load on traffic routes, which results in an increase in the inconvenience of movement of people, thus to the reduction of the quality of life).
Introduction of yet another economic innovation will not solve this problem. It can be solved only by social innovations that are in a permanent shortage. A social innovation which fosters solving the issue of excessive accumulation of tangible production goods is a developing phenomenon called sharing economy. It is based on the principle: "the use of a service provided by some welfare does not require being its owner". This principle allows for an economic use of resources located in households, but which have been "latent" so far. In this way, increasing of the scope of services provided (transport, residential and tourist accommodation) does not require any growth of additional tangible resources of factors of production. So, it contributes to the growth of household incomes, and inhibition of loading the planet with material goods processed by man [see Poniatowska-Jaksch, Sobiecki, 2016]. Another example: we live in times, in which, contrary to the law of T. Malthus, the planet is able to feed all people, that is to guarantee their minimum required nutrients. But still, millions of people die of starvation and malnutrition, but also due to obesity. Can this problem be solved with another economic innovation? Certainly not! Economic innovations will certainly help to partially solve the problem of nutrition, at least by the new methods of storing and preservation of foods, to reduce its waste in the phase of storage and transport. However, a key condition to solve this problem is to create and implement an innovation of a social nature (in many cases also political). We will not be able to speak about the progress of civilisation in a situation, where there are people dying of starvation and malnutrition.
A growing global social concern, resulting from implementation of an economic (technological) innovation will be robotisation, and more specifically – the effects arising from its dissemination on a large scale. So far, the issue has been postponed due to globalisation of the labour market, which led to cheapening of the work factor by more than ten times in the countries of Asia or South America. But it ends slowly. Labour becomes more and more expensive, which means that the robots become relatively cheap. The mechanism leading to low prices of the labour factor expires. Wages increase, and this changes the relationship of the prices of capital and labour. Capital becomes relatively cheaper and cheaper, and this leads to reducing of the demand for work, at the same time increasing the demand for capital (in the form of robots).
The introduction of robots will be an effect of the phenomenon of substitution of the factors of production. A cheaper factor (in this case capital in the form of robots) will be cheaper than the same activities performed by man. According to W. Szymański [2017], such change is a dysfunction of capitalism. A great challenge, because capitalism is based on the market-driven shaping of income. The market-driven shaping of income means that the income is derived from the sale of the factors of production. Most people have income from employment. Robots change this mechanism. It is estimated that scientific progress allows to create such number of robots that will replace billion people in the world. What will happen to those "superseded", what will replace the income from human labour? Capitalism will face an institutional challenge, and must replace the market-driven shaping of income with another, new one. The introduction of robots means microeconomic battle with the barrier of demand. To sell more, one needs to cut costs. The costs are lowered by the introduction of robots, but the use of robots reduces the demand for human labour. Lowering the demand for human labour results in the reduction of employment, and lower wages. Lower wages result in the reduction of the demand for goods and services. To increase the demand for goods and services, the companies must lower their costs, so they increase the involvement of robots, etc.
A mechanism of the vicious circle appears
If such a mass substitution of the factors of production is unfavourable from the point of view of stimulating the development of the economy, then something must be done to improve the adverse price relations for labour. How can the conditions of competition between a robot and a man be made equal, at least partially? Robots should be taxed. Bill Gates, among others, is a supporter of such a solution. However, this is only one of the tools that can be used. The solution of the problem requires a change in the mechanism, so a breakthrough innovation of a social and political nature. We can say that technological and product innovations force the creation of social and political innovations (maybe institutional changes). Product innovations solve some problems (e.g. they contribute to the reduction of production costs), but at the same time, give rise to others.
Progress of civilisation for centuries and even millennia was primarily an intellectual progress. It was difficult to discuss economic progress at that time. Then we had to deal with the imbalance between the economic and the social element. The insufficiency of the economic factor (otherwise than it is today) was the reason for the tensions and crises. Estimates of growth indicate that the increase in industrial production from ancient times to the first industrial revolution, that is until about 1700, was 0.1-0.2 per year on average. Only the next centuries brought about systematically increasing pace of economic growth. During 1700- 1820, it was 0.5% on an annual average, and between 1820-1913 – 1.5%, and between 1913-2012 – 3.0% [Piketty, 2015, p. 97]. So, the significant pace of the economic growth is found only at the turn of the 19th and 20th century. Additionally, the growth in this period refers predominantly to Europe and North America. The countries on other continents were either stuck in colonialism, structurally similar to the medieval period, or "lived" on the history of their former glory, as, for example, China and Japan, or to a lesser extent some countries of the Middle East and South America. The growth, having then the signs of the modern growth, that is the growth based on technological progress, was attributed mainly to Europe and the United States.
The progress of civilisation requires the creation of new social initiatives. Social innovations are indeed an additional capital to keep the social structure in balance. The social capital is seen as a means and purpose and as a primary source of new values for the members of the society. Social innovations also motivate every citizen to actively participate in this process. It is necessary, because traditional ways of solving social problems, even those known for a long time as unemployment, ageing of the society, or exclusion of considerable social and professional groups from the social and economic development, simply fail. "Old" problems are joined by new ones, such as the increase of social inequalities, climate change, or rapidly growing environmental pollution. New phenomena and problems require new solutions, changes to existing procedures, programmes, and often a completely different approach and instruments [Kowalczyk, Sobiecki, 2017].
The debate about Corporate Social Responsibility (CSR) to stakeholders is a fairly lengthy debate in the repertoire of the development of company law. At least there are two fundamentally different views to interpret the corporate social responsibility.The views, Firstly, cling to the belief that the concept of corporate social responsibility is counterproductive in the business world. According to Milton Friedman, a corporation are naturally only have a goal to generate economic objectives for shareholders. A prominent liberal economics is very pessimistic and tend to oppose any attempt to make the company as a social purpose. Furthermore, in Capitalism and Freedom (1962) Milton Friedman clearly states that in a free society there is one and only one social responsibility of businesses that utilize the company's resources and engage in activities that aim to maximize profits. If this goal is achieved by the company, it actually functions, and corporate social goals have been achieved, namely to improve the welfare of society.The doctrine of the social responsibility in business, damage the free market economic system.Acknowledging social responsibility that will lead to an economic system leads to the direction of the economic plans of the Communist Countries. In the writings, published in the New York Times Magazine on September 13th, 1970, with the title: "The Social Responsibility of Business is to Increase Its Profits". This reasoning is supported by Joel Bakan, which teaches that if the company gives some of its profits to the community, the company has violated his nature. Business sustainability can take place in the long term if the company is able to provide an answer to the needs of stakeholders and give them what they need.Second views, with the increasing importance of the role and position of all stakeholders in the Good Governance management of the company, and surely, the second thought, extremely gave rise to the contradicts of the first view. The second view was expressly acknowledged the existence of corporate social responsibility towards stakeholders. R. Edward Freeman in, "A Stakeholder Theory of the Modern Corporation", offers an alternative to the theory of Friedman. On the view Freeman, Friedman wrong to assume that the main task is the company's executive moral fiduciary issue to their shareholders and that in fulfilling this obligation they act socially responsible. Freeman takes issue with dissention of opinion and the opinion: 1 "That the company's managers have a duty to all groups and individuals who own shares (a stake) in or claim on the company (Freeman refer to groups and individuals as 'stakeholders'); 2 That there was no stakeholder groups should be given primacy over the other when the company mediate the competition claims of stakeholders; and 3 That company law should be changed to require executives to manage their enterprise in accordance with the principles of the theory of stakeholders, namely, Freeman stated that the executive should be notified (legal / official) to manage their company in the interests of their stakeholders ". Regardless of whether the stakeholder management leads to improved financial performance, managers must manage the business for the benefit of all of stakeholders. It looked at the company rather than as a mechanism to improve the financial returns of stockholders,but as a vehicle for coordinating of stakeholders interests and view management as having a fiduciary relationship not only for shareholders, but for all of stakeholders. According to the normative of stakeholders theory, management must give equal consideration to the interests of all stakeholders, while a conflict of interest, to manage the business so as to achieve the optimum balance between them. This, of course, implies that there will be a time while management is obliged to at least partially sacrificing the interests of the stockholders to those of other stakeholders.In line with this thinking, John Hasnas,stated that "management's fundamental obligation is not to maximize the firm's financial success, but to Ensure its survival by balancing the conflicting claims of multiple stakeholders." John Elkington in Cannibal with Forks: The Triple Bottom Line Twentieth Century Business (1997) says that if a company wants to remain sustained, then he needs to consider not only the interests of the shareholders (profit), but also must pay attention to the welfare of the people which were in it and around (peoples) and environmental sustainability (planet). Stakeholder theory states that the basic duty of management is not to maximize the financial success of the company, but to ensure its survival by balancing the conflicting demands of various stakeholders. The Company shall be managed for the benefit of stakeholders, customers, suppliers, owners, employees, and local communities.The rights of these groups must be ensured and, further, the group must participate, in some sense, in decisions that substantially affect their welfare. Apart from the conceptual debate about the Corporate Social Responsibility (CSR). CSR in Indonesia has been acknowledged.Article 88, Law No. 19 of 2003 on State-Owned Enterprises (SOE Act), firmly establish the SOEs can set aside part of its profits for the purposes of development small businesses, cooperatives and community development around the SOE. Then, Act No. 40 Year 2007 on Limited Liability Companies, Article 74, confirms the existence of Corporate Social Responsibility in Limited Liability company in Indonesia. In fact, Article 74 is more advanced conceptually by putting social and environmental liability in limited liability company as a social mandatory, not just a moral and ethical responsibility. Article 74 has a power that can be enforced against a limited liability company to implement social and environmental liability. Shifting the paradigm of the management company which is intended only to the interests of shareholders (profit) in the direction of the management of the company, to consider the interests of all stakeholders, and environmental interests, assessed constitutional by theConstitutional Court on legal considerations in the Constitutional Court Decision 53 / PUU-VI / 2008, is explained, That the Indonesian economy system as set forth in Article 33 of the 1945 Constitution: The economy shall be organized as a common endeavour based upon the principles of the family system. Sectors of production which are important for the country and affect the life of the people shall be controlled by the state. The land, the waters and the natural riches contained therein shall be controlled by the State and exploited to the greatest benefit of the people. That understanding individualistic and liberalism in the economy was not fit, even contrary to economic democracy embraced by the nation of Indonesia. Earth, water and natural resources contained in it not only for the prosperity of the few entrepreneurs who have capital, but rather for the prosperity of the people. The economy as a joint venture, not only between employers and the state, but also collaboration between employers and the community, especially the surrounding community. Genuine concern of employers on their social environment will provide a secure business environment for the surrounding community feel cared by the employer, so it will strengthen the fabric of the relationship between employers and society. Based on the Decision of the Constitutional Court concluded that the Good Governance management company solely devoted to the interests of shareholders, are not in accordance with democratic principles adopted by the State Indonesian economy. Good Governance Management companies must instead be directed to the welfare of the people of Indonesia. Therefore, companies must be managed with due regard to the interests of all stakeholders, no exception labor / employees of the company. Thus, the management of the company to consider the interests of all stakeholders not only a moral responsibility of the company, but it is mandate in the company law. Oriented company management efforts to improve the welfare of all stakeholders, including workers / employees of the company is the embodiment of company's contribution to the mutual obligations between the government and the business community to improve the welfare of the community. Implementation of the Good Governance management company, for the benefit of stakeholders, did not specifically aimed at corporate responsibility efforts to improve the welfare of employees. Article 74 of the Limited Liability Company Law does not specifically direct the implementation of corporate social responsibility to the interests of employees. However, it does not mean that the discussion of social regulation of corporate governance efforts directed at improving the welfare of the employees concerned becomes unimportant. The ambiguity of Article 74 of the Limited Liability Company Law actually cause the position of employees as part of an internal stakeholders or primary stakeholders of the limited liability company grow weary and still received less attention.On 4th April 2012, the Government enacted Government Regulation No. 47 of 2012 on Social and Environmental Responsibility Company Limited. As the implementation of Article 74 of the Limited Liability Company Law, Government Regulation 47 of 2012 is focused on regulating the use of a limited liability company expense budget has been earmarked as the cost of social and environmental responsibility.However, this rule did not set out clear, the allocation of the budget, the amount of the budget and the subject use of the budget. Thus, it would be difficult to expect the implementation of this government regulation to improve the lives and welfare of labor as the company's internal stakeholders. Therefore, regulation of corporate governance is to realize the efforts to improve the standard of living and welfare of labor is still very necessary.The discussionabout the need forlegislationthatdirects the corporate governance management toimprove the lives and welfare of labor is still relevant and very important thing to do. At least there are some very basic reason the importance of the discussion of the need for legislation that directs thecorporate governance management to improve the welfare of labor in Indonesia, namely: First, Corporate Governance (CG) management that gives attention to efforts to improve the lives and welfare of employees / workers / labor is not a concern in the legislation governing the company in Indonesia. Legislation current regulating corporate governance is still dominated by the interests of employers in optimizing capital or capital to develop other businesses in order to generate profits and shareholder value. Although social and environmental responsibility has been used as a mandatory under Article 74 of the Limited Liability Company Law, but its application in the narrow scope led to the implementation of social and environmental responsibility under Article 74 of the Limited Liability Company Law is not very significant in efforts to improve the lives and well-being of the company workforce. Law governing companies, such as Act No. 40 of 2007 on Limited Liability Companies Act No. 19 of 2003 on State Owned Enterprises, Act No. 25 Year 2007 on Investment and Act No. 8 of 1995 on the Capital Market is more focused on efforts to the creation of a conducive business climate as a requirement that the business community in Indonesia can compete to face an increasingly competitive global competition. In other words, the main interest underlying the legislation was the interests of shareholders.Public welfare, including welfare of the workers, do not become a major priority of the legislation. Where noted, Article 43 paragraph (3) Limited Liability Company Law paves the way for efforts to improve the status and welfare of employees through the issuance of new shares that are specifically intended for employees. Through Article 43 paragraph (3) that, it is possible to elevate the position of the employees become shareholders through the Employee Stock Ownership Plan (ESOP). However Thus, the implementation of Article 43 paragraph (3) is highly dependent on the generosity of its shareholders through the Annual General Meeting(AGM), because after all if General Meeting of Shareholders does not decide that the issuance of new shares is specifically intended for the benefit of employees, the new shares shall first be offered to existing shareholders, or better known as the pre-emptive right. Basically some aspects of corporate governance related to efforts to improve the welfare of the employees as one of the stakeholders can be the rationale, for example: Protection of interests of employees, in various corporate action such as a merger, consolidation, acquisition, and spin-off companies, bankruptcy and liquidation of the company; efforts to increase the value and dignity of employees through improving the status of workers / employees become owners / shareholders as ESOP (Employee Stock Ownership Plan, Profit Sharing etc), is an effort to increase that bipartite collaboration are mutually beneficial. Secondly, the setting of corporate social responsibility as stipulated in Article 74 of the Limited Liability Company Law, did not provide a strong emphasis on the use and size of the CSR fundfor efforts to improve the lives and welfare of employees as internal stakeholders. Article 74 of the Limited Liability Company Law and its implementing regulations as stipulated in Government Regulation No. 47 of 2012 on Social and Environmental Responsibility Company Limited is only intended to regulate the use of budget CSR General Meeting of Shareholders approved the Work Plan and Budget (CBP).Article 74 and its implementing regulations have not sufficiently regulate the practices of companies devoted to the interests of stakeholders, including workers / employees that are outside the company's CSR program budgeted. Article 74 and its implementing regulations are focused on the use of budget CSR for the benefit of local communities and the environment. The fate of the workers / employees still beyond the reach of Article 74 of the Limited Liability Company Law Jo. Government Regulation no. 47 in 2012. Thirdly, the accommodation is not enough on Principles of ISO 26000 as the standardization of CSR in the Limited Liability Company Law. For example, about 7 Principles of ISO 26000: ISO 26000 principles namely: 1. Community development; 2. Consumers; 3. Practice Institution healthy activities; 4. Environment; 5. Employment; 6. The Human Rights; 7.Organization Governance (Government Organization) Fourth, the welfare conditions of laborers / workers / employees which still a concern in Indonesia. Labor / Workers / Employees or more popular as workers have extremely significant contribution in supporting the Indonesian economy. Besides as a driver of economic state, workers also became one of the major strengths in building civilization. Labours or workers who drive the economic sectors under which incidentally has a tremendous contribution to the State's economy and to balance the savior even balance the State's economic growth. Ironically a very major role and importance is not getting an adequate appreciation of the government and the business world. Wages received by workers / employees are not comparable / insufficient to meet real needs. When compared with the speed of the increase in the cost of "running" while wages "going nowhere" no increase or even just suffered a setback.Of the Central Bureau of Statistics as overview in 2006 for simple decent life in Jakarta, someone has to spend between Rp 1.5 million to Rp 2 million per month for the purposes of daily life. Compared then to the local minimum wage in Jakarta which only Rp 950.000, - It is clear that it is impossible worker / laborer can live decently. Other data illustrate the inequities of life of workers / laborers are presented in the research of AKATIGA. Government efforts to create a conducive investment climate and invite as many foreign and domestic investors to encourage government to implement two basic strategies namely run low wage policy and apply the principles of liberalization, flexible and decentralized in matters of employment.The low wages of workers / labor, used as an attraction to invite investors.Investment Coordinating Board (BKPM) includes wage / cheap labor in Indonesia, the minimum limit of the highest labor costs in Java (Rp. 1.3344 million, - per month - USD 147 per month) is still lower than the wages of workers in Thailand (USD 240 per month), even if the wages in Java are raised 50%.Labor wages is used as a negotiating tool in the management of the automotive component industry in Indonesia with Trade Unions is the main attraction of Indonesia to invite investors. Further explained that political cheap labor has proven to create life difficult labor because the average value of the minimum wage in Indonesia Rp 892.160, - only afford about 62.4% of real expenditures of workers / laborers. Fifth, handed efforts to improve the welfare of employees through legislation in the field of employment was inadequate. During this time, the problem is always delivered on labor welfare legislation in the field of employment. As described above, that the cheap labor led to the welfare of workers / laborers which not feasible. It is proved that the issue of lifting the standard of living and welfare of the workers / laborers can not be left solely to the legislation in the field of employment.Efforts to improve the standard of living and welfare of the workers / laborers need to be supported by the corporate governance management system which can support the improvement of the standard of living and welfare of workers / employees, either in the form of optimal utilization of corporate social responsibility and stewardship corporate governance rules, which can support the improvement of the standard life and welfare of the workers / employees. Sixth, the limited liability company law can be used as an instrument for efforts to improve the welfare of employees through corporate governance management arrangements that can improve the lives and well-being of employees. Thus, despite the existence of legislation in the field of employment, legislation governing its managed stylist, for example the Limited Liability Company Law, the Law on Enterprises, Investment Law, Capital Market Law and its implementing regulations can be used as an instrument to direct more attention to the behavior of the company interests of stakeholders, including workers / employees.IiIn such a context, the role of the State through the Government as law makers is necessary, so that the problems of workers welfare / employees are not solely left to the market mechanism with the argument of economic liberalization and globalization. In addition to the government party, the Company is a good alternative receptacle to resolve the problem, because the company provides a receptacle mutual benefit to work, learn, gain experience fitting, both in levels: Employee, Self-employed, Employer, and Investor (ESEI). Under conditions of the wise, the state described as a referee in a football game. He had no right to strike or hold the ball. That needs to be done is for the football game is running smoothly and there is no cheating. Is this value has been realized? And how it is with the role of the entrepreneur as the manager of the largest natural resource? The reality is that entrepreneurs can not immediately meet the standards of stakeholders, so that what is referred to as welfare is commensurate discourse. From the first, issues workers / employees being widely reported, but from the beginning anyway this issues is not resolved, resulting in gaps. To note in common, is that one of the drivers in the business in the last decade of this century in addition to the profitability of an investment in the form of people.
Part three of an interview with George Antonioni. Topics include: The importance of education and the careers of George's children. What it means to be an Italian. George's family now. Visiting Norma's family in Boston. ; 1 INTERVIEWER: … Social Studies teacher today? GEORGE: Well, first of all, I would tell them not too much has changed in the world. If you look at history, it's always been a -- there's always been turmoil. Today it's becoming more -- in our country, heavily rights-oriented, and we have forgotten what the Founding Fathers said. You have rights, but whatever your right, there is a responsibility; and we haven't been enforcing the responsibility part. We are so busy giving you rights that we're not reinforcing the idea that you've got to be responsible for your acts, and that if you go to look around in the courts, courts have been very lenient. But now, we've got these problems. Are we going to continue to just stress rights, or are we going to start looking at responsibility? And I think that's what the crux of the problem is, how to get America back to being responsible for their actions. You've been through the airports, and over the years they don't pay any attention, because it's my right to take this on the plane, it's my right to do this, and it's my right, but no one ever mentions responsibility. Well. And then I would also stress a point that America and Americans don't like long, drawn-out problems. We're so interested in quick solutions, and I would draw it back on -- just on Modern History. We had World War II. At the end of World War II, we don't talk about it, but there were riots. The military was almost in a state of riot. They had these rallies—I guess that would be a better term—in Paris, in Germany, in Manila. I was in Manila when it happened, and I remember walking around, we want to go home. If the war was over, let's go home. But the problem wasn't over yet. You know, the Russians were still throwing their weight around. But, no, we go home.2 INTERVIEWER: Okay. GEORGE: Korean War, the same thing. Let's get out. Vietnam, get out, forget the problem. And now we're running into it again. Even the Persian Gulf War. Some of us we want it. How long was the soldiers there? Their lives and the American public are saying get them back home. But the problem wasn't solved. So if we want to get a better world, we've got to start to have staying power. But that's not Italian stuff I'm telling you now. INTERVIEWER: No, it's history, and it's important. Now, did you have the same… you had mentioned the one generation of Italians or any ethnic group always tries to push their children to do more, get a better education, a better job. GEORGE: Yeah. INTERVIEWER: Did you do that with your own children? GEORGE: Well, I was always a firm believer. I was kind of a woman's rights person. My wife can tell you that. But I always believe that they should have the same thing men could have. I'm an educator, and I always believed education was a great profession. And so when my daughter was growing up, I kind of guided her towards being a teacher, and she always wanted to be a teacher, and she's an excellent teacher. In fact, she goes to school singing, too, you know, she likes it. But I always felt it would be a great profession for -- because we didn't have women's lib like we have today, but I always felt that this was a good job because if your husband dies, you're set. You're home when your children are home, so you can have the best of both worlds. You can be with your children and still get out in the world. And so I always want to make sure she had an education. I didn't worry about the boys going to college, but I always worried about my daughter going to college. I did not want 3 her to have to stay in an unhappy marriage or anything like that so she could be independent. And she's very happy as a school teacher. My two boys, George, teaches at the prison. He went to school, but school was never his ballgame. While he didn't like school, he never missed a day. Now you figure that out. INTERVIEWER: Now he's the entertainer? GEORGE: He was good, yeah. He teaches reading to other prisoners up at Ghana. And Chris is a college graduate also. But Chris, just happy being Chris. I mean, he doesn't miss a day of work and he's been working for the Victory Markets and does not want a promotion, but he's happy and they say if anything happened to me does have his college degree back of him if he wants to use it. But now with the grandchildren, Erin graduated from Syracuse, and she's finishing up at BU, and she wants to be in television, commentating, news reporting, things of that type. Ryan is in Fitchburg High, and right now all he's interested in is preparing for whatever athletic event he has. But he talks in terms of being in the Olympics as a skier, and he does enter national championship events. So he's only 16, so he's got a chance, so. But we always think of school. INTERVIEWER: Are these the children of your daughter? What is your daughter's name? GEORGE: Tina. INTERVIEWER: Okay. Does she go by her…? GEORGE: Married name. INTERVIEWER: Which is? GEORGE: Logan. INTERVIEWER: Logan. Where does she live?4 GEORGE: Right down the street, Northwest. She lives right over there. INTERVIEWER: Okay. GEORGE: Two streets over. INTERVIEWER: Nice and convenient. Now before, when you -- and many people do this. They apparently [unintelligible - 00:06:51] designation? GEORGE: Not really. You do what you do, then do the best you can, and that's it. If you want to go into those things, then you could say, "Well, I was the first one on the conservation commission." But see, a lot of these things, being first is timing. You were there at the right time. I was there at the right time. So if I want to list all the firsts I had, it's not that important. INTERVIEWER: No, it isn't. But as Italian? GEORGE: Oh, yes. Yes, yes. Yes, it's a different type of person, an Italian. Well, I don't have the attributes of the [unintelligible - 00:07:52] and things of that type. I mean, when you start getting into that, if you've been to Italy you can see all these things. I don't care what they say; these others can't do it or couldn't do it. And they talk French pastry. French pastry was not French pastry, but the Medici family brought it there when one of the women married a French king, and all these things. But everybody wants to say it's theirs. But no, they were a unique people. And of course what is an Italian? An Italian is a mixture of about 14 different races. Now there's no such thing as pure Italian, nor is there such a thing as a pure Frenchman or a pure Irishman, either. You're a mixture, and [they all are in] the right location [unintelligible - 00:08:48] the crossroads, just like the Greeks were, and you picked all these things up. Every group that comes through leaves some talent or whatever you want to call it behind when they go on. INTERVIEWER: What does it mean for you to be Italian?5 GEORGE: Well, to be an Italian, it makes me feel that I am part of the history of the world; makes me proud that I have ideas of family, which are strong in the Italian group, stronger probably than almost any other group in the world, and the desire to see your family get ahead. And I think also being Italian makes you proud that you're an American. I think most Italians are proud that they are Americans. They're not in Italy anymore, but that they brought that culture to America. And I'm sure there's great pride that if you look at some of these statistics, there are more Italians in the Armed Forces percentage-wise than any other nationality in the United States. So we have great pride in the things we do. I think that sums it up. Love of family, love of country. INTERVIEWER: Americans who are from Italian [unintelligible - 00:10:26] Italian-American. GEORGE: Yeah, they do. When I applied to Holy Cross, I went down to see a pastor who was Irish, Father Gannon, and he was a Holy Cross graduate. So I went down to see him because I had to fill up the papers. So on your application always says nationality, so I said Italian-American. And he said, "No, you're an American." Oh, all right. I'm American. I didn't use it that often after that. My first lesson being an American, you file an American. INTERVIEWER: [The same]? GEORGE: Well, I don't think they… I think they just think of themselves as American. Although Erin, because her name is Erin, she likes to remember the Irish part of her. She knows she's Italian. She knows that fact. She'll wear a t-shirt once in awhile, "I'm an Italian princess," but she talks about the Irish things because that's strange to her anyway, because all her relatives are Italian. She has no Irish relatives. 6 INTERVIEWER: [Unintelligible - 00:11:43] about that? GEORGE: He was willing to call his son Rocco Logan. INTERVIEWER: I guess they accepted it. GEORGE: And I didn't bring that up, because I am not Rocco. INTERVIEWER: Where did Rocco come from? GEORGE: I don't know. He decided, he thought Rocco Logan would be a good first name for him; and my daughter said, "No, it's not going to be Rocco." So they decided he's Ryan Rocco Logan. So when he enters competition as a skier, everybody gets a great chuckle. And that's unusual when he plays football and things like that. When he goes to his national events, his name is always announced as Ryan Rocco Logan. And most everybody cracks up, Ryan Rocco Logan. INTERVIEWER: It's an interesting name, though. GEORGE: Yeah. INTERVIEWER: Well, I think this would conclude our interview, unless you have anything more to add? Anything that you want? GEORGE: No. Except that, you know, it's been good life in Leominster, although my wife could have preferred we had moved closer to Boston. But she's weathered the storm. NORMA: I'm the only Leominster girl now. GEORGE: Yeah, she's a Leominster girl. NORMA: [Unintelligible - 00:13:01] Leominster girl. INTERVIEWER: So what was the attraction to Boston? NORMA: We came from Boston. INTERVIEWER: Oh, that's right. Your mother. NORMA: [Unintelligible - 00:13:09] our restaurant in Baintree. INTERVIEWER: Baintree. NORMA: [Unintelligible - 00:13:12] Baintree. Personally, I came from Dochester though, and my mother had a heart attack. My mother 7 opened a restaurant in Baintree, and they loved it, but I was [unintelligible - 00:13:22] I was a young girl. INTERVIEWER: And the families would visit even though you were so far apart? NORMA: Oh, yes. We used to visit a lot. GEORGE: What, visit? I used to take her home at least every second week. INTERVIEWER: Every second week. GEORGE: I would go to Boston. NORMA: [Unintelligible - 00:13:38] GEORGE: Yeah. We'd go for the weekend, every second week, for I don't know how many years. Then it was every second week, but just for the day. We'll always go back all the time. I was a good son-in-law. INTERVIEWER: I guess. Would you like to add anything, Norma? NORMA: No, just I'm glad to be in Leominster and had a good life and a good husband. GEORGE: You heard her say that. INTERVIEWER: I know. GEORGE: You got it on tape? INTERVIEWER: We have it on tape. GEORGE: We got it on tape, Norma. NORMA: You know what? I tell everybody I thank God. GEORGE: Oh, that was one of the biggest jokes we had. NORMA: That I was married to him. INTERVIEWER: Really? GEORGE: We were at the Elks one night. All the guys, they go to the bar, joking about different things. And every time I saw someone complain [unintelligible - 00:14:32] tough luck with their life or something that day so that I'm [unintelligible - 00:14:36] -- and I looked at and I say, you guys got it all wrong. My wife thanks God every day that she married me. And they looked, "You are crazy." And one guy goes, "You're nuts." I said I bet you a round 8 for the table that you ask my wife what does she do every day that she'll say that. He says, "You're on." You go the table he says, "Norma, what do you do every day?" "I thank --" [unintelligible - 00:15:01] [laughter] never finished it, "I thank." [Laughter] Well, that's it. INTERVIEWER: Well, thank you very much. This concludes the interview with George./AT/jf/bf/es
ResumenEn este artículo examino la gratitud y la ingratitud como herramientas analíticas valiosas para determinar cómo las desigualdades sociales le dan forma a las prácticas de parentesco. Acusar a un pariente de ingratitud revela los límites y las líneas de falla del parentesco, así como también expectativas estrechamente relacionadas sobre qué debe ser dado, cómo debe ser dado y cómo debe ser recibido. Como tal, este ensayo sigue la línea de una valiosa tradición antropológica de unificar los análisis del don y del parentesco. Argumento que expresiones de y discursos sobre la gratitud y la ingratitud remiten muy de cerca a dimensiones de relaciones sociales tales como el género, la generación y la clase social, y simultáneamente revelan tensiones dentro de las relaciones de parentesco donde el deber y la obligación son cuestionados. Los ejemplos etnográficos son tomados del trabajo de campo en Ayacucho, una pequeña ciudad en los Andes peruanos, donde la crianza adoptiva informal y las relaciones tensas entre hijos adultos y sus padres ancianos suministran dos esferas relacionadas de expresiones de ideas acerca de la gratitud y la ingratitud. Analizando estos dos ejemplos, argumento que la gratitud y la ingratitud son heurísticas analíticas, útiles para identificar y centrarse sobre dimensiones de relaciones que, según se entiende, caen dentro del dominio del parentesco, y son potencialmente útiles también en otros escenarios.Palabras clave: Parentesco, crianza, niñez, el don, Perú. Abstract. Towards an Anthropology of Ingratitude: Notes from Andean KinshipAccusations of ingratitude to kin reveal much about the edges and fault lines of kinship that would otherwise not be apparent. But equally, they reveal much that is unexpected about the gift – about expectations of what should be given and how it should be received. In this article, I bring together anthropological literature on the gift and on kinship in order to argue that expressions of gratitude or ingratitude index dimensions of social relations such as gender, generation, and social class, and simultaneously reveal tensions within kinship relations where duty and obligation are contested. Examples are drawn from fieldwork where informal fostering and the fraught relations between grown children and their aging parents provide arenas for analysis of expressions of gratitude and ingratitude. Analyzing these examples, I argue for gratitude as an analytical heuristic, useful to identify and focus upon dimensions of relations understood to fall within the domain of kinship, and potentially useful in other settings as well.Key words: fostering, childhood, the gift, the Andes. 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This note aims to build understanding of the existing disaster risk financing and insurance (DRFI) tools in use in The Marshall Islands and to identify gaps where potential engagement could further develop financial resilience. The likelihood that a hazardous event will have a significant impact on the Marshall Islands has risen with the increasing levels of population and assets in the urban areas of Majuro and Ebeye. The low-lying atolls are at risk of damage to both assets and people as a result of storm surges and tsunamis. The Marshall Islands is expected to incur, on average over the long term, annual losses of US$3 million due to earthquakes and tropical cyclones. In the next 50 years, the Marshall Islands has a 50 percent chance of experiencing a loss exceeding US$53 million. The government takes an ex-ante approach to financing the cost of disasters, but the resources available are limited. The Marshall Islands has a maximum amount of US$15.6 million potentially available in ex-ante instruments to facilitate disaster response. The government s post-disaster budget execution process relies on a variety of financial tools, but the size of the economy limits access to immediate post-disaster cash resources. A number of options for improving disaster risk financing and insurance are presented here for consideration: (a) develop an integrated disaster risk financing and insurance strategy; (b) assess the domestic insurance market for both public and private assets to establish what products are currently offered and to determine their level of uptake; (c) carry out a quantitative analysis to determine whether contingent credit could be an effective tool to access additional liquidity post-disaster; and (d) investigate the possibility of establishing policies for financial assistance to disaster victims in remote communities.
