Historiografía y Teoría de la Historia del Pensamiento, la Literatura y el Arte is the latest publication by the Research Group "Humanism-Europe", led by Prof. Aullón de Haro from the University of Alicante, Spain. A radically comparative work, prepared with a team spirit, that presents in a single volume the result of a body of research that has been maturing for two decades.Since 1994, when the Research Group was first founded -with the aim to highlight the relevance of Juan Andrés as the creator of the History of universal and comparative literature through the Group's publication of his work Origen, progresos y estado actual de toda la literatura (1997)-, a reflection on the Historiography and the Theory of History has been an on-going work, having been partially published in the now defunct university magazine Teoría/ Crítica (1994). During the maturation of this work other very remarkable works by the Group have been brought to light, such as Metodologías Comparatistas y Literatura Comparada (2012), and the seven volumes that make up the Teoría del Humanismo (2010). Now, with the approaching of the bicentennial of Juan Andrés' death (1740-1817), Historiografía y Teoría de la Historia del Pensamiento, la Literatura y el Arte has been published as the first contribution to the marking of this anniversary.The need for this reflection on Historiography lies, as the director of the Group explains in the Preface, in the need to overcome the progressive reductionism established in modern times, which has led to the current-day situation. Synthesizing its argument, while it is true, in the opinion of Prof. Aullón de Haro, that during modernity Historiography reached its highest relevance and depth, it is also true that due to the progressive internal and external fragmentation of its object into various specialized and disconnected branches, besides the divisions of country and language, it has lost sight of what its specific objective and its fields of study are. This is especially a result of a timeless definition of the object of study, which ended in both the generation of contempt for Historiography, and for the humanistic object in general. The reorganization of disciplines conducted by Enlightenment had some mixed effects on the historiographical discipline, deeply undermining its relationship with human time, a relationship that the imposition of structural-formalism finished off, eliminating the concepts of time and history from the field of Human Sciences, leading these to an impoverishing assimilation into disciplines of a sociological nature. Human Sciences, and the emphasis placed here, are not sociology.Currently, this humanistic impoverishment inherited from modernity reaches its culmination by the widespread educational reorientation in favour of simple work practices that ignore traditional humanistic arts, from the art of reading to the art of memory, and humanistic literary, artistic or philosophical subjects, properly understood in their complete and related entity, as their world of existence requires. This volume aims to contribute to a historiographical recreation of the History of Thought, Literature and Art, epistemologically founded in the Human Sciences framework. All this with the hope of a universal, comparative and humanistic historiography, as a response and contribution to our Globalization era, governed by the inertia of its economic-financial and cybernetic nature, on the margins of both the interpretation of culture and history, and of a moral concept that goes beyond simplistic political correctness.The work, composed of twenty-nine chapters, approaches the problem of the dissolution of the literary historiography that took place during the past century, analysing its three main aspects: ontological isolation, which requires clarification of exactly what it is to be understood as historiography and its object, literature; the isolation of the discipline, which leads to the discipline issue, the issue of discourse, the terms of relationship and the literary genres; and the problem of national isolation, which demands making explicit the false identification between literature and language, as the trend to establish divisions of the literary object using nations as basis has resulted in the cancellation of its original possibility of universal scope. Here come into play, then, the shortcomings of a history of translation and of the non assumed comparative relations. Therefore, the work has been divided into three parts depending on the problem addressed. The result will be the redefinition of the concept of literature, liberating it from its assimilation to a unilateral artistic discourse, i.e., a poetic, narrative or dramatic discourse, and to consider literature every highly developed discourse, along with the liberation of the concept of literature from identification with the national language. And finally, the establishment of literature as a universal mode of experience and humanistic expression, and the subsequent need for its universal and comparative historiographical treatment, that founds a culture of a global nature.After the initial chapter by the editor, "Introducción a una Epistemología historiográfica como Historia universal de las Ideas y las Formas literarias y artísticas" come three chapters dedicated to clarifying concepts and terms in order to overcome misunderstandings and inherited problems. The chapters "Historia de los términos 'Historia'/ 'Historiografía'" by Juan Francisco Mesa-Sanz, "Historiografía griega y método comparatista" by Alfonso Silván, and "El concepto de 'Historia' y su campo terminológico en las fuentes enciclopédicas modernas" by Mª Teresa del Olmo, serve this purpose. The main range of concretions are exposed next, as well as the recent theory of the history of concepts, with "Historiografía e Historia de la filosofía" by Fernando Perez Herranz; "Verdad y tiempo en la historiografía de la Historia de la Filosofía: Kant y las derivas del método kantiano" by Ángel Poncela González; and "La Historia de los conceptos y su relación con la historia de la filosofía y la historia social" by Antonio de Murcia Conesa.The second part proceeds with the reconstruction of literary historiography as a discipline, using a large series of paradigms, which are either fundamental to the great fields inherited or characterize the extremes and singularities. It begins with "La evolución de la historiografía literaria clásica" by José Joaquín Caerols; "Una síntesis de la historiografía patrística" by Fernando Rivas; "Historiografía de la traducción", a chapter shared by Francisco Lafarga and Luis Pegenaute; "La historiografía estética: pasado y presente", completely realised for the first time by Vicente Carreres; " Introducción a la 'Historia de la Ciencia' como género " by Javier Hernandez Ariza; "Musicología histórica e historiografía" by Teresa Cascudo; "La historiografía artística: las artes plásticas" by Javier Portús; and "Historiografía y cine" by José Carlos Rueda. The third part addresses the opening up to the Middle East, Asia, Africa and America, trying to interpretively characterize and to reconstruct, selectively, the horizon of literary historiographies as large fields, without losing sight of the comparative sense, intended to set up a sense of universality as a way of overcoming the national divisions and restrictions. All this is addresssed in chapters by Ana Agud, "Una historiografía difícil: India"; "El estudio comparatista de la historia literaria de Asia del Este según Cho Dong-Il", prepared by Lee Hye-Kyung; by Alfonso Falero, "Hacia una historiografía literaria en Japón"; by Isaac Donoso, "Historiografía de las letras filipinas". Meanwhile, the two large blocks of American historiography are solved by Ricardo Miguel Alfonso with "Evolución de la historiografía literaria angloamericana"; and by Efrain Kristal with "En torno a la historia del concepto de historia literaria hispanoamericana"; plus the study on Brazil, by Margarida Maia Gouveia: "Análisis de la historiografía literaria en Brasil". Thirdly, Rosario Martí Marco reconstructs "La historiografía literaria alemana"; Jesús García Gabaldón "La evolución de la historiografía literaria eslava" and Natalia Timoshenko completes the historiographical reconstruction with an "Introducción a la historiografía literaria rusa". There is not any monography reconstructing a Roman historiography (Spanish, French, Italian) as this is the most comprehensive and less problematic field in regard to availability and is the best known to Western readers.And finally, the African world, including chapters by Antonio Constán Nava, with "Historiografía árabe islámica (Siglos XVIII-XX) Perspectiva española y europea"; by José Manuel Mora Fandos with "La historiografía de la literatura Africana"; and by M'bare M'gom, whose article "Sobre la historiografía literaria hispanoafricana" serves both to complement and as conclusion to this volume.According to the editor, Aullón de Haro, the idea of action and human sense depends on the concept and knowledge of history. The possibility to overcome the decline of the discipline -and even civilizational- divisions depends on an alive historical self-consciousness. After the fall of structural-formalism, a form of self-consciousness has ended, being now necessary to re-establish a historiographical methodology of ethical, critical and humanistic value, and with this, a philosophical, literary and artistic History: a project capable of assuming a conception of the object as synthesis of idea and form, and where it is universal, not the mere sum of parts. With this contribution, the Research Group Humanism-Europe provides a tool for examining a great humanistic problem that now, for a necessarily common future, demands a proper interpretation, in accordance to this current era of Globalization.
Final report ; Coralligenous is a hard-bottom mainly biogenic habitat, produced by the agglomeration of calcareous encrusting algae growing in dim-light conditions. It is characterized by high structural complexity and spatial heterogeneity, thus supporting rich biodiversity and a variety of sessile assemblages, shaping a typical and one of the most important habitats of the Mediterranean Sea. It produces goods (e.g. food, raw material) and services in several domains (e.g. CO2 sequestration, aesthetics and education). Pollution, smothering and abrasion from a variety of human activities may cause its degradation at a broad scale, whilst fishing and collection of organisms mainly affect target species. Its high aesthetic value may also induce frequentation by SCUBA divers, an additional cause of degradation. Coralligenous is also susceptible to invasive alien species. This habitat, which is of great ecological, socio-economic and cultural importance, is also under the pressures linked to global warming.CIGESMED's GOAL was to understand links between natural and anthropogenic pressures and coralligenous habitats as well as the effects on their functioning to define the Good Environmental Status (GES) of the coastal Mediterranean Sea and propose solutions for maintaining good environmental conditions.Coralligenous specific indices have been constructed and tested by scientists, marine natural parks and reserves managers, also through the implementation of a "citizen science" pilot network. The use of the newest data mining techniques and the development of visualization tools to sort, organize and illustrate very large heterogeneous sets of data constitute an original but complex approach. It permitted to mobilize, visualize and share large data collections, and to manage knowledge to study these habitats.The OUTCOME consists of: i) experimentation and results of new methods to build survey at large scales (testing operating process and materials during dive, photo analyses, population genetics, phylogenetic and metabarcoding approaches) ii) tools to diffuse new methods (website, services, training and field tools for scientists and citizen science, publications) and avoid indices misun-derstanding, iii) tools, methods and prototypes to provide datamining usable for an integrative assessment of the GES within the Framework of the Marine Strategy Directive (for this part, CIGESMED members initiated a new consortium using CIGESMED metadata and dataset to build graph representation, mine graphs and provide tools for environmental decision making). All the outcomes are freely accessible online on websites with open access, open source and open data.The overall achievement was to to bring together researchers (in ecology, economics, sociology, law, etc.) and managers in order to (i) identify the needs and to better address them, (ii) to determine interdisciplinary areas of research concerning the development and management of the coralligenous that could be the subject of a new [multidisciplinary / European / Mediterranean] research project.CIGESMED gathered scientists from France, Greece and Turkey, making it possible to assess the coralligenous habitat in a number of sites in both the northwestern Mediterranean basin and the Aegean-Levantine, under a common approach. Members of ten highly experienced marine ecology laboratories were involved.A total of 10 stations in France (in the Gulf of Lions), Greece (in the Ionian and the Aegean Seas) and Turkey (in the Aegean and the Levantine Seas) were selected to study coralligenous assemblages across the Mediterranean Sea. Analyses of photoquadrats (50x50 cm) and in situ visual observations revealed 313 species, belonging to 15 higher taxa. A total of 204 species were found in Turkey, 192 species in France and 109 species in Greece. Only fifty species were common in all sites. The abundance of the taxonomic groups in coralligenous habitats vary among sites and countries. The multivariate analysis revealed five main assemblages across the Mediterra-nean Sea. A number of important threats were withnessed to have an important impact on coralligenous, with the settlement of invasive alien species (e.g. Caulerpa cylindracea, Womersleyella setacea), sedimentation and factors causing algal bleaching being the most important ones.A new method and index were applied and tested in France (60 stations in Gulf of Lions and Provence) and Greece (4 stations in the Gulf of Corinth) to evaluate the health condition of coralligenous assemblages. This method (INDEX-COR), based on images analyses (60x40cm) and in situ observations, takes into account three metrics giving different levels of information: (i) the ratio "Sensitive-Tolerante Species", (ii) the observable taxonomic richness of the assemblages and (iii) the structural complexity. The global index combining these metrics was tested according to a global index of pressure. Reference conditions were defined in France to propose an interpretation grid to evaluate the status of coralligenous assemblages. This grid applied in Greece demonstrated the necessity to collecte multiple and complete dataset in order to define the reference conditions for the different Mediterranean sectors (e.g. Ionian Sea, Egean Sea and Cretan Sea). Finally, additional indices (CAI, COARSE and ESCA) were tested on the datasets obtained in France and Greece. The comparison of the results is still in progress. The first ones show the advantages and the limits of each index. They underline the need to achieve precisions on (i) their degree of sensitivity in the evaluation of the coralligenous assemblages and (ii) the impact of the different images analysis techniques.Although the global set of samples is still under analysis, the metabarcoding pilot study already gave very promising results for the assessment of coralligenous community species composition: many more species were identified than by eye, predicting a higher resolution than traditional approaches for monitoring and comparing coralligenous assemblages.A dedicated Citizen Science initiative was designed and launched in the course of the project, aiming to engage enthusiast divers in the study and monitoring of coralligenous assemblages through the gathering of basic information regarding spatial occurrence, assemblage structure and associated pressures and threats. The implementation platform comprises a data collection protocol and a multilingual website which serve both educational and data submission purposes. Online and paper educational documentation, as well as observation protocol guidelines are essential tools developed to train volunteer divers. Underwater slates based on the princi-ples of rapid visual assessment have also been developed and distributed to all participants for data collection. Geo-referenced data reporting focuses on: (a) basic topographic and abiotic features for the preliminary description of each site, and the creation of data series for sites receiving multiple visits; (b) presence and relative abundance of typical conspicuous species, as well as, (c) existence of pressures and imminent threats, for the characterization and assessment of coralligenous assemblages. More than 100 observation sets from across the Mediterranean have been registered to date by approximately 30 divers while 75 members have registered to the website, which remain active after the conclusion of the project.Metadata and data produced by the CIGESMED project have a high potential for use by several stakeholders involved in environmental management. Mapping this information needed to share common definitions on coralligenous components and allows starting building a micro thesaurus. The methodology is now developed and the first part of the thesaurus is online. A new consortium called IndexMed whose task is to index Mediterranean biodiversity data, makes it possible to build graphs in order to analyse the CIGESMED data and develop new solutions for coralligenous data mining.The outreach activity of the project included participation of the Consortium to an impressive number of Conferences, Symposia and Workshops, which made it possible to achieve not only the communication of the main objectives of the project but also the development of links with other projects, targeting Marine Biodiversity [e.g. EMBOS (The European Marine Biodiversity Observa-tory), LifeWatch (ESFRI Research Infrastruc-ture), DEVOTES (DEVelopment Of innovative Tools for understanding marine biodiversity and assessing good Environmental Status), VECTORS (VECTORS of Change in European Marine Ecosystems and their Environmental and Socio-Economic Impacts) and EU BON (Building the European Biodiversity Observation Net-work)]. A flyer was developed to provide the basic information on the project. The project was also advertised during much larger events, in the premises of the participating institutes, such as open days (e.g. exhibitions for the Climate change, TEDx events). The target audience for the outreach activity consisted of researchers and scientists, students, educators, environmental managers, policy makers and stakeholders from all the economic sectors including industry. The means which were used were: (a) the project website, which until now shows a high number of visits recorded for a specialized one: 250,000 hits; (b) the production of 353 articles for the scientific audience and for the society at large. Five websites have been created from which information on the project is broadcasted.The methods and datasets produced by CIGESMED are disseminated to the STIC community, as free tools for studies to be used for any type of data sciences (data mining, data representation .), particularly through the means provided by IndexMed and through data qualification processes (which will need to be continuously improved to keep them relevant). This reusability of the data will be improved in particular by the production of data papers and future animations planned within the framework of the IndexMed consortiumThe Steering Committee consisting of all the WP leaders and the coordinator was responsible for all practical decision making, strategic planning and implementation.A Committee of External Advisors met at an annual basis, and aimed at providing advice on all aspects of the execution of the project to ensure CIGESMED to meet its objectives.
Final report ; Coralligenous is a hard-bottom mainly biogenic habitat, produced by the agglomeration of calcareous encrusting algae growing in dim-light conditions. It is characterized by high structural complexity and spatial heterogeneity, thus supporting rich biodiversity and a variety of sessile assemblages, shaping a typical and one of the most important habitats of the Mediterranean Sea. It produces goods (e.g. food, raw material) and services in several domains (e.g. CO2 sequestration, aesthetics and education). Pollution, smothering and abrasion from a variety of human activities may cause its degradation at a broad scale, whilst fishing and collection of organisms mainly affect target species. Its high aesthetic value may also induce frequentation by SCUBA divers, an additional cause of degradation. Coralligenous is also susceptible to invasive alien species. This habitat, which is of great ecological, socio-economic and cultural importance, is also under the pressures linked to global warming.CIGESMED's GOAL was to understand links between natural and anthropogenic pressures and coralligenous habitats as well as the effects on their functioning to define the Good Environmental Status (GES) of the coastal Mediterranean Sea and propose solutions for maintaining good environmental conditions.Coralligenous specific indices have been constructed and tested by scientists, marine natural parks and reserves managers, also through the implementation of a "citizen science" pilot network. The use of the newest data mining techniques and the development of visualization tools to sort, organize and illustrate very large heterogeneous sets of data constitute an original but complex approach. It permitted to mobilize, visualize and share large data collections, and to manage knowledge to study these habitats.The OUTCOME consists of: i) experimentation and results of new methods to build survey at large scales (testing operating process and materials during dive, photo analyses, population genetics, phylogenetic and metabarcoding approaches) ii) tools to diffuse new methods (website, services, training and field tools for scientists and citizen science, publications) and avoid indices misun-derstanding, iii) tools, methods and prototypes to provide datamining usable for an integrative assessment of the GES within the Framework of the Marine Strategy Directive (for this part, CIGESMED members initiated a new consortium using CIGESMED metadata and dataset to build graph representation, mine graphs and provide tools for environmental decision making). All the outcomes are freely accessible online on websites with open access, open source and open data.The overall achievement was to to bring together researchers (in ecology, economics, sociology, law, etc.) and managers in order to (i) identify the needs and to better address them, (ii) to determine interdisciplinary areas of research concerning the development and management of the coralligenous that could be the subject of a new [multidisciplinary / European / Mediterranean] research project.CIGESMED gathered scientists from France, Greece and Turkey, making it possible to assess the coralligenous habitat in a number of sites in both the northwestern Mediterranean basin and the Aegean-Levantine, under a common approach. Members of ten highly experienced marine ecology laboratories were involved.A total of 10 stations in France (in the Gulf of Lions), Greece (in the Ionian and the Aegean Seas) and Turkey (in the Aegean and the Levantine Seas) were selected to study coralligenous assemblages across the Mediterranean Sea. Analyses of photoquadrats (50x50 cm) and in situ visual observations revealed 313 species, belonging to 15 higher taxa. A total of 204 species were found in Turkey, 192 species in France and 109 species in Greece. Only fifty species were common in all sites. The abundance of the taxonomic groups in coralligenous habitats vary among sites and countries. The multivariate analysis revealed five main assemblages across the Mediterra-nean Sea. A number of important threats were withnessed to have an important impact on coralligenous, with the settlement of invasive alien species (e.g. Caulerpa cylindracea, Womersleyella setacea), sedimentation and factors causing algal bleaching being the most important ones.A new method and index were applied and tested in France (60 stations in Gulf of Lions and Provence) and Greece (4 stations in the Gulf of Corinth) to evaluate the health condition of coralligenous assemblages. This method (INDEX-COR), based on images analyses (60x40cm) and in situ observations, takes into account three metrics giving different levels of information: (i) the ratio "Sensitive-Tolerante Species", (ii) the observable taxonomic richness of the assemblages and (iii) the structural complexity. The global index combining these metrics was tested according to a global index of pressure. Reference conditions were defined in France to propose an interpretation grid to evaluate the status of coralligenous assemblages. This grid applied in Greece demonstrated the necessity to collecte multiple and complete dataset in order to define the reference conditions for the different Mediterranean sectors (e.g. Ionian Sea, Egean Sea and Cretan Sea). Finally, additional indices (CAI, COARSE and ESCA) were tested on the datasets obtained in France and Greece. The comparison of the results is still in progress. The first ones show the advantages and the limits of each index. They underline the need to achieve precisions on (i) their degree of sensitivity in the evaluation of the coralligenous assemblages and (ii) the impact of the different images analysis techniques.Although the global set of samples is still under analysis, the metabarcoding pilot study already gave very promising results for the assessment of coralligenous community species composition: many more species were identified than by eye, predicting a higher resolution than traditional approaches for monitoring and comparing coralligenous assemblages.A dedicated Citizen Science initiative was designed and launched in the course of the project, aiming to engage enthusiast divers in the study and monitoring of coralligenous assemblages through the gathering of basic information regarding spatial occurrence, assemblage structure and associated pressures and threats. The implementation platform comprises a data collection protocol and a multilingual website which serve both educational and data submission purposes. Online and paper educational documentation, as well as observation protocol guidelines are essential tools developed to train volunteer divers. Underwater slates based on the princi-ples of rapid visual assessment have also been developed and distributed to all participants for data collection. Geo-referenced data reporting focuses on: (a) basic topographic and abiotic features for the preliminary description of each site, and the creation of data series for sites receiving multiple visits; (b) presence and relative abundance of typical conspicuous species, as well as, (c) existence of pressures and imminent threats, for the characterization and assessment of coralligenous assemblages. More than 100 observation sets from across the Mediterranean have been registered to date by approximately 30 divers while 75 members have registered to the website, which remain active after the conclusion of the project.Metadata and data produced by the CIGESMED project have a high potential for use by several stakeholders involved in environmental management. Mapping this information needed to share common definitions on coralligenous components and allows starting building a micro thesaurus. The methodology is now developed and the first part of the thesaurus is online. A new consortium called IndexMed whose task is to index Mediterranean biodiversity data, makes it possible to build graphs in order to analyse the CIGESMED data and develop new solutions for coralligenous data mining.The outreach activity of the project included participation of the Consortium to an impressive number of Conferences, Symposia and Workshops, which made it possible to achieve not only the communication of the main objectives of the project but also the development of links with other projects, targeting Marine Biodiversity [e.g. EMBOS (The European Marine Biodiversity Observa-tory), LifeWatch (ESFRI Research Infrastruc-ture), DEVOTES (DEVelopment Of innovative Tools for understanding marine biodiversity and assessing good Environmental Status), VECTORS (VECTORS of Change in European Marine Ecosystems and their Environmental and Socio-Economic Impacts) and EU BON (Building the European Biodiversity Observation Net-work)]. A flyer was developed to provide the basic information on the project. The project was also advertised during much larger events, in the premises of the participating institutes, such as open days (e.g. exhibitions for the Climate change, TEDx events). The target audience for the outreach activity consisted of researchers and scientists, students, educators, environmental managers, policy makers and stakeholders from all the economic sectors including industry. The means which were used were: (a) the project website, which until now shows a high number of visits recorded for a specialized one: 250,000 hits; (b) the production of 353 articles for the scientific audience and for the society at large. Five websites have been created from which information on the project is broadcasted.The methods and datasets produced by CIGESMED are disseminated to the STIC community, as free tools for studies to be used for any type of data sciences (data mining, data representation .), particularly through the means provided by IndexMed and through data qualification processes (which will need to be continuously improved to keep them relevant). This reusability of the data will be improved in particular by the production of data papers and future animations planned within the framework of the IndexMed consortiumThe Steering Committee consisting of all the WP leaders and the coordinator was responsible for all practical decision making, strategic planning and implementation.A Committee of External Advisors met at an annual basis, and aimed at providing advice on all aspects of the execution of the project to ensure CIGESMED to meet its objectives.
El Instituto Pedagógico Nacional Monterrico (IPNM) cumple en el 2015, 139 años de servicios ininterrumpidos, al país, en la línea de la Formación Docente. Son innumerables los egresado/as que tienen un papel muy importante en el ámbito de la educación nacional; sin embargo, la historia del IPNM y su rol en la sociedad solo se ha sistematizado solo en sus primeros cincuenta años. El estudio de la memoria histórica de una institución, especialmente de carácter educativo, implica reforzar su identidad, profundizar el sentido de pertenencia y sus valores propios. Asimismo, definir sus aportes, a fin de brindar a las generaciones presentes y futuras, una formación sólida, acorde a los retos del mundo globalizado. Este estudio tiene como finalidad analizar la memoria histórica, a partir de los acontecimientos del país y su repercusión en ella; consignar, también, las características de su vida institucional y también la Memoria Académica, en referencia a las corrientes pedagógicas que influyeron en su misión, los diversos enfoques pedagógicos y los proyectos educativos llevados adelante, a partir de 1960 hasta la actualidad. Por lo tanto, el propósito de la presente investigación es analizar una serie de categorías, referidas a los aportes de las directoras, acontecimientos del país que incidieron en la vida institucional, líneas educativas, valores, experiencias significativas que han ayudado a un buen desempeño docente de los egresados y el sello que caracteriza a los mismos. Todo lo que ha influido en la historia del IPNM a fin de hacer una evaluación de carácter retrospectiva con claras intenciones de utilizarla en el presente y a la vez proyectarse al futuro. El conocer esta historia permitirá asumir acciones que permitan afrontar de manera excelente los desafíos contemporáneos de la sociedad, especialmente, la que ahora se denomina la sociedad del conocimiento. La muestra está conformada por 160 egresados y estudiantes de las décadas 1960 a 2013. El instrumento que se utiliza para desarrollar la presente investigación es un Cuestionario elaborado por la investigadora y para el análisis de los datos se utilizaron tablas simples que recogen los datos por décadas y Líneas de Tiempo, a modo de síntesis de las respuestas. Se formularon siete preguntas referentes a los ocho temas a investigar. Las principales Conclusiones se refieren a: La mayoría de los hechos históricos reconocidos por los egresados por su influencia en la vida institucional de Monterrico, son eventos políticos relacionados con la vida en democracia, también se señalan la Reforma Educativa en la década del 70 y el Terrorismo de SL. Cada una de las seis Directoras del IPNM, dejó un sello propio, acorde con su personalidad, todas buscaron que el proceso de formación se centrara en las estudiantes y pusieron como fundamento, la Pedagogía del Sagrado Corazón y trabajaron para que la formación docente respondiera a los retos de la realidad peruana. Las Líneas Educativas que sustentan el Proyecto educativo del IPNM emanan de la Pedagogía de Sofía Barat, los egresados reconocen tres vivenciadas durante el proceso de su formación inicial docente: Centralidad de la Persona- Comunidad que crea comunión y Opción preferencial por los Jóvenes y los Pobres. Valores en los que se cimenta la formación de Monterrico, los egresados destacan tres: Responsabilidad en el cumplimiento con eficiencia de su labor cotidiana- Servicio con disponibilidad- y Solidaridad con los que tienen menos posibilidades educativas. Entre las experiencias significativas vividas en los años de formación docente, los egresa escogen: la centralidad en la persona del niño en el proceso de la educación y en todas las decisiones de la escuela-. Seria Formación Académica y personal- la práctica temprana y gradual - el Clima fraterno y de amistad que se vive en el IPNM y el Acompañamiento cercano por parte de las RSCJ y de los profesores. Y afirman que les han ayudado en su desempeño docente. Los egresados reconocen que su sello tiene las siguientes cualidades: alto sentido de responsabilidad en el desempeño de su misión educadora, disciplina personal y compromiso con los niños, sus padres y la comunidad. A través de los años el IPNM ha vivido distintos enfoques pedagógicos, acordes con los cambios de las ciencias de la educación, los desafíos del contexto y las necesidades de las distintas décadas. Algunos de estos enfoques utilizados son: Enfoque Tradicional, Escuela Activa, Enfoque Constructivista, por Competencias, Enfoque de la Neurodiversidad, entre otros. La totalidad de los egresados afirma que la mejor contribución del IPNM al país, son los centenares de educadora/es con vocación de servicio, capacidad de compromiso, formados personal y académicamente con la vivencia de valores humano-cristianos. ; The National Teaching Institute Monterrico: Instituto Pedagógico Nacional Monterrico, or IPNM, by its Spanish acronym, is 139 years old in 2015, years in which it has continuously provided services in the line of Teacher Education. There are numerous alumni who play an important role in the scope of work from the Peruvian national education; nevertheless, the history of IPNM and its role in society have only been organized considering its first fifty years. The study of the historical memory of an institution, especially one dedicated to education, implies the reinforcement of its identity, as well as the deep research of its sense of belonging and of its own values. It also means to define its contribution in order to provide the present and future generations with a solid formation in accordance with the challenges of the globalized world. This research work has as its objective to analyze the historical memory based on the country's occurrences and their impact in the memory; another one is to record the institutional life's features as well as the academic memory, as they refer to the pedagogical schools of thought that had an influence in the institute's mission, the various pedagogical approaches and the educational projects conducted starting 1960 to the present day. Therefore, the aim of this study is to analyze a series of categories referred to the influences in the institute as referred to contributions of the headmistresses, the events of the country that have had an impact in the life of the institution, the educational lines of thinking, the values, the significant experiences that have contributed to the optimal teaching proceedings of alumni, and the signature that characterizes them. In sum, all which has influenced the story of IPNM in order to conduct an evaluation with a hindsight feature with the aim of using it in the present as well as in the future. To know this history will allow future researchers and the public to take over actions which will let us face modern challenges in the society in an outstanding way, especially in the one we know now as the society of knowledge. The problem of this research is framed as follows: What is the historic-academic memory of the National Teaching Institute Monterrico? The sample consists of 160 alumni and students from the decades 1960 to 2013. The scientific instrument to be used for this research is a Questionnaire designed by the researcher and, to analyze the data, simple Tables were used, which gather the data by decades, as well as Timelines to synthesize the answers. Eight questions are asked which refer to the eight topics to research. The main conclusions refer to: The majority of historical happenings acknowledged by alumni for their influence in the institutional life of IPNM is the political events related to the life in democracy in Peru; also considered were the Educational Reform in the seventies, and terrorism by the Peruvian organization Sendero Luminoso, which means "Illuminated Path". Each of the six Headmistresses of IPNM left their own signature in accordance with their personality; they all sought that the education process be centered in the students and they laid on as a basis the Pedagogy of the Sacred Heart of Jesus and worked towards making the teacher education answer the challenges of Peruvian reality. The educational lines of reasoning which support the Educational Project of IPNM originate from the Pedagogy of Saint Madeleine Sophie Barat. The alumni acknowledge three of them having been experienced during their undergraduate teacher education: Centrality of the person, Community that creates communion, and Preferred choice for the Young and Poor. Among the values in which the education of IPNM is based, the alumni emphasize three: Responsibility in the efficient observance of their everyday work, Service with availability, and Solidarity towards those who have less educational possibilities. Among the significant experiences lived in the years of their undergraduate teacher education, the alumni choose: Centrality in the person of the child in the process of education and in all the decisions of the school, Serious academic and personal training, the Early and gradual practice, the Fraternal and friendly atmosphere which is lived in IPNM, and the Close accompaniment from the Community of Sisters of the Sacred Heart of Jesus and the teachers. They assert that all of these have helped them in their performance as teachers. The alumni recognize that the signature from the education at IPNM has these qualities: High sense of responsibility in the performance of their educating mission, Personal discipline, and Commitment to the children, their parents and the community. Throughout the years, IPNM has lived through different Pedagogical Approaches, in accordance with the changes in the Educational Sciences, context challenges and the needs of the various decades. Some of the approaches used are: Traditional Approach, Active Pedagogy, Constructivist Approach, Competence-Based Approach, Neurodiversity, among others. All of the alumni assert that the best contribution from IPNM to the country are the hundreds of educators who have a calling for service, a capacity to compromise, and are formed personally and academically with an experience of human and Christian values.
This interdisciplinary thesis in economics and political science analyzes the multidimensional aspects of the governance doctrine in the agendas of multilateral and International Organizations (IOs). How do politically neutral IOs succeed in promoting a political approach of "good" governance? To what extent is the scope of IOs' agendas likely to explain the relative underperformance of governance reforms undertaken during the three last decades in developing countries? These questionings have motivated the choice of the topic of this thesis dissertation as well as a use of an interdisciplinary framework, namely the International Political Economy (IPE). Indeed, the tools of IPE are the most suitable to grasp the interactions between economic and political factors beyond states boundaries. In such a situation, IOs are one of the various actors playing a significant role in the international political economy arena. In the same perspective, the promotion of the good governance concept can be positioned within the general debate about the relativism and universalism of norms and rules. Thus, this dissertation assumed that a fair knowledge of the political economy underpinning international development as well the political sociology of IOs are needed to clarify the scope and score of good governance reforms undertaken in developing countries. The first part of this dissertation uses two chapters to analyze the concept of governance in its genesis, conceptualization, diffusion and appropriation in the international development community. Chapter 1 found that current approaches of governance could be derived from Antiquity, Renaissance and Enlightenment philosopher's conceptions of power, authority exercise, legitimacy and, to a lesser extent, the efficient allocation of economic resources. However, modern conceptions break with these traditional approaches by considering the hybridity, heterogeneity and multiplicity of stakeholders in decision-making. This chapter also proposes a conceptualization of governance through a characterization of its main common interdisciplinary dimensions rather than adopting universal definition approaches. This led to a review of key criticisms addressed to the governance doctrine with respect to their consequences for developing countries. Chapter 2 brings its contribution to the debate on ideas and norms diffusion in development community by taking the example of the World Bank and its agenda on governance norms. We show that the World Bank has developed different behaviors vis-à-vis the governance doctrine, moving from economic to political and social approaches through a neoliberal framework. This chapter also proposes an analysis of the World Bank's soft power with respect to the governance norms spread worldwide through a bibliometric approach. To this regard, the chapter shows that the World Bank has become a leading global knowledge's Bank through its research activities and governance data production and dissemination. In addition, the World Bank's smart power, based on its governance indicators, has been found to exert some notable influences on its foreign development assistance policies as well as those of the other key aid actors. Through two chapters, the second part of the dissertation investigates about social and environmental dimensions of governance in a perspective of sustainable development in developing countries. Accordingly, chapter 3, which studies the behaviors of multilateral institutions in terms of social governance, shows that the trade-off between equity and efficiency in foreign aid allocation led to the emergence of good governance approach. This advent of governance approach constitutes a way to overcome the Samaritan dilemma through aid delegation to IOs. The empirical investigations, on the effects of multilateral aid on inequalities and social protection in developing countries, have produced mixed results that show aid beneficial effects only in recipient countries presenting good governance policies. Ultimately, chapter 4 proposes a principal-agent model highlighting some political economy interactions between supply and demand sides for good governance in the case of environmental compliance, corruption and deforestation in developing countries. This chapter suggests the need to consider the demand side of governance by promoting stakeholders' compliance and government's accountability. Indeed, environmental compliance is found to be likely to serve as a substitute for low judicial efficiency and a complement of high judicial efficiency in combating deforestation. Besides, the empirical investigations of the final chapter found that multilateral aid to the forestry sector is more effective in reducing deforestation in countries presenting both a better environmental compliance and rule of law. ; Cette thèse transdisciplinaire en économie et science politique étudie les divers aspects de la doctrine de la gouvernance dans les agendas des institutions et organisations internationales (OIs). Comment des OIs censées être politiquement neutres parviennentelles à promouvoir une approche politique de la " bonne " gouvernance ? Dans quelle mesure la structure des agendas de ces OIs permet- elle d'expliquer la relative sous-performance des reformes de gouvernance entreprises au cours de ces trois dernières décennies dans les pays en développement ? Ces interrogations ont motivé le choix du thème de cette thèse ainsi que l'utilisation d'un cadre transdisciplinaire, notamment celui de l'Economie Politique Internationale qui permet de mieux comprendre les interactions entre les facteurs économiques et politiques au delà des frontières étatiques. Dans un tel cadre, d'une part les OIs comptent parmi les multiples acteurs importants de la scène internationale et d'autre part leurs agendas sur la promotion de la doctrine de bonne gouvernance peuvent être examinés à travers le prisme du débat sur la relativité ou l'universalisme des règles et normes. Ainsi, cette thèse défend l'idée selon laquelle une bonne connaissance de l'économie politique sous-jacente au développement international ainsi que la sociologie politique de ces OIs est nécessaire pour expliquer l'étendue et les performances des reformes de bonnes gouvernance dans les pays en développement. La première partie de cette thèse mobilise deux chapitres pour analyser la doctrine de la gouvernance dans sa genèse, conceptualisation, diffusion et appropriation dans la communauté du développement international. Le chapitre 1 montre que les approches contemporaines de la gouvernance peuvent être dérivées des conceptions des philosophes de l'Antiquité, de la Renaissance et des Lumières à propos du pouvoir, de la légitimité, de l'exercice de l'autorité et, dans une moindre mesure, de l'allocation efficiente des ressources économiques. Néanmoins, les approches modernes de la gouvernance rompent avec ces traditions en prenant en compte l'hybridité, l'hétérogénéité et la multiplicité des acteurs et des centres de décisions. Ce chapitre 2 propose également une conceptualisation de la gouvernance à travers une caractérisation de ses dimensions transdisciplinaires plutôt que d'opter pour une approche visant à trouver une définition universelle à la notion de gouvernance. Cela conduit aussi à discuter des principales critiques adressées à la doctrine de la gouvernance en ce qui concerne leurs conséquences pour les pays en développement. Le chapitre 2 apporte sa contribution au débat sur la diffusion des idées et normes dans la sphère des politiques de développement en prenant l'exemple de la Banque Mondiale à travers son agenda sur les normes de gouvernance. Ce chapitre montre que la Banque Mondiale a eu différents comportements vis-à-vis de la doctrine de la gouvernance, en évoluant d'une approche économique vers une approche sociopolitique dans une optique néolibérale. Ce chapitre offre aussi, à travers une approche bibliométrique, une évaluation du pouvoir d'influence de la Banque Mondiale dans le domaine de la diffusion internationale des normes de gouvernance. A ce propos, la Banque Mondiale est devenue une véritable banque du savoir grâce à ces activités de recherche, de production et diffusion des données sur la gouvernance. En outre, le chapitre montre que la combinaison du pouvoir d'influence et d'injonction de la Banque Mondiale lui a permis d'utiliser ses indicateurs de gouvernance comme un moyen d'influence de sa politique d'aide au développement de même que celles des autres principaux donneurs. A travers deux chapitres, la seconde partie de cette thèse effectue une investigation dans les dimensions sociales et environnementales de la gouvernance dans une perspective de développement durable dans les pays en développement. Ainsi, le chapitre 3, qui examine les politiques de gouvernance sociale des institutions multilatérales, montre que l'arbitrage entre l'équité et l'efficacité de l'aide a conduit à l'émergence de l'approche de " bonne " gouvernance. Cette bonne gouvernance s'inscrit donc dans la délégation de l'aide aux OIs comme un moyen de résoudre le dilemme du Samaritain. Par ailleurs, nos estimations économétriques, visant à saisir les effets de l'aide multilatérale sur les inégalités de revenu et la protection sociale dans les pays en développement, aboutissent à des résultats mitigés qui montrent des effets bénéfiques uniquement dans les pays ayant une bonne qualité institutionnelle. Enfin le chapitre 4 propose un modèle de principal-agent illustrant des interactions d'économie politique entre l'offre et la demande de bonne gouvernance dans le cas du civisme environnemental, de la corruption et de la déforestation dans les pays en développement. Ce chapitre suggère aux OIs une meilleure prise en compte de la demande de bonne gouvernance par l'entremise d'une promotion du civisme des parties prenantes et d'une redevabilité des gouvernements. En effet, il ressort que le civisme environnemental pourrait être un substitut d'une faible efficacité judiciaire et un complément d'une forte efficacité judiciaire en matière de lutte contre la déforestation. Enfin, les estimations économétriques de ce dernier chapitre montrent que l'aide multilatérale, destinée au secteur forestier, est plus efficace dans la réduction de la déforestation dans les pays ayant à la fois un meilleur civisme environnemental et un état de droit.
The analysis of the relationship between architecture, the territory and modern tourism, the subject of this research, is part of the interpretation of the tourist phenomenon as a spatial phenomenon at the basis of new urban scenarios, capable of influencing the processes of the urbanization of places and their perception, of generating renewed urban metaphors contributing to modify social forms and methods of communication. In this sense the initial frame of reference within which research is developed, refers to the theory of space aimed at understanding the phenomenon of tourism.The study of the "space tourist" has so far placed itself within the scientific debate regarding the geographical knowledge, of which two tasks have been traditionally assigned: the first was to provide representations, the second to translate the reading and interpretation of the territory into operational tools in order to transform it according to the needs of society. The latest spatial manifestations of tourism have therefore represented significant areas whereby to draft the features of a possible postmodern geography. But the analysis of space tourism, in recent decades, has taken on a new dimension and with it, a new relevance in terms of social and cultural aspects, in fact tourist images of places have contributed in an ever more consistent way to feed the mind maps of individuals and thus their vision of space, of the territory and of the world. The horizon of tourist research was broadened enormously by the research of the last ten ye- ars, and tourism has thus become an important key for interpreting significant phenomena, starting with the process of nation building, the Americanization of consumer styles and production patterns, the elaboration of the con- cept of heritage, the courses of development of backward economies, up until the most recent studies on the relationship between tourism and urbanism. And it is precisely on contemporary urban horizon which I intend to focus on in this work, thanks to more recent research trends of the French school, in particular in the transition from the study of geography of tourism to the study of the relationship between tourism and urban themes and by the research carried out by the MIT team (MIT Team – Mobilités, Itinéraires, Territoires). Today we can speak of hyper-tourist phase- a definition that may be useful to distinguish first generation tourism from the current one - for the fact that the relationship which has been established between tourist industry, urban are as and local systems is typically post-modern. In fact, both in terms of territorial transformation and economic and cultural terms, many cities have taken tourism as the reference model and, in turn, tourist spots and places have adopted dynamics which are typically urban even when pre-existing urban settlements are not mentioned. These premises are the basis of the objectives of this research that by analyzing the contemporary tourist phenomenon in its architectural and urban spatial dimension, intends to bring materials and methodologies for interpreting it as a phenomenon that generates "urbanity". The concept of urbanity thus allows us to approach tourism in a different way than just studying a set of practices which have incre- ased exponentially: rural tourism, ecological tourism, seaside tourism, urban tourism, etc., allowing us to highlight the properties common to the tourist phenomenon and what forms it may take on. At the same time, the concept of urbanity allows us to bring out the urban characteristics produced through tourism. The concept of "urbanity" is then referred to the transformations of the territory tied to tourism: from the evolutionary trends of the settlement, which also fits the role and orientation of planning, up to the current processes of restructuring the territory. In this sense it was deemed necessary to distinguish two reference scales: the extra-territorial dimension of the phenomenon where, in the dynamics of contemporary flows, it is possible to identify a sort of macroplace (destination) that includes all the spaces where people come to and which they often share, and bringing us to a phenomenology of generalized de-localisation and de-territorialization. - the territorial dimension, the one where in the concrete relationship with places, tourism leaves deep traces in space, produces urban substance becoming the generator of urbanity forms, which often defy the rules of the city in the consolidated or traditional sense, and for which it is necessary to define critical issues and politics of intervention . Starting from the need to bring the attention to the territorial dimension, in which analysis and formalization of the relationship between territory-tourism-urbanity can lead to theoretical and operational outcomes, the developments of this research thesis are then referred to the specific case study of Sardinia. This research is structured into three main sections. The first is dedicated to the analysis of space tourism, where, starting from the modern-post modern dichotomy as identified by Minca (1996), an in-depth examination is carried out, on the one hand, a kind of tourist space explo- sion, with the acquisition of new and increasingly large territories and, on the other hand, a genuine tourist space implosion with the concentration inside closed or semi-closed areas in a series of images and pure, stylized tourist landscapes. The focus is placed on the territory: the tourist territory - namely the spatial organization (or space-time) tourism, which presents itself since its origins as a consumer-driven system, because it is moulded favouring methods of access to resources and exchange, that today becomes the paroxysmal place of the flows both in terms of material consumption of goods – starting with the territory - in terms of geographical mobility (movement) and in terms of symbolic exchange (communication). The analysis of the first section focuses, as indicated in the introduction, focuses on the interpretation of the tourist phenomenon as a spatial phenomenon which causes space tran- sformations through the construction of images and landscapes, creating forms of urbanity in terms of urban 'products' and architecture 'products'. With reference to specific case studies and analysis we will then refer to the alternation in time of genuine models tied to the courses of differentiation and approval, related to the creation and organization of tourist area in which fundamental interpretations regard the formulations of Battilani (2007) and the research contribution of Trillo (2003). This type of analysis is supported by a further comparison, the one with the specialised 'manuals' and its contents compared to the reflections and attempts to define guidelines for the space tourist project. Therefore those elements emerge - which is the basis and where the thesis is oriented towards with the ability to confer quality to the project of tourist spots, with a significant contribution in the Italian case, consisting of a lecture by Gio Ponti entitled "Architettura e turismo" (Architecture and Tourism), held in 1942 for the Directorate General for tourism and ENIT (National Tourist Agency), which widens the horizon of the debate, from the manual type of debate to the more complex one: the context. The following paragraphs relate to a specific analysis of spatial transformations induced by tourism and in particular to the phenomena of cultural and physical de-location and de-territorialization, up to the analysis of urban dynamics- related processes, in which often the concept of city is represented, made into a utopia, or subverted. If in the first section of the thesis tourism has been identified as a spatial phenomenon, which begins with a project, an intention tied to the use of places, it is evident to steer this research within a framework of analysis on the relationship between tourism and the theme of urban, introducing the second section with an interpretation of Tourism as a generator of urbanity. The possibility to analyze and identify the specific characters of urbanity, referring to the evolutionary dynamics of a given territory, can constitute a conceptual tool that allows us to receive the tourist dimension as a component of the ur- ban aspect. This is formalized through the interpretation of three different dimensions: that of urban monuments, urban public spaces and mobility, deepening the analysis on the relations between tourist spots and the differentials of urbanity, illustrating the issues whereby that tourist aspect is featured as "relative urbanity". Consequently a second analysis scenario is introduced, the one that refers to the relationship between Tourists and Urbanists, hence between tourism and planning. Some a few fundamental references, Oddi (2011) with regard to the study of the relationship between tourism and urban planning, we start with the fundamental differences that exist between the two scopes: the town is basically a technique and an art2 ; while tourism is – just as with all the "isms" - a movement, a flow, even before a pure and simple activity. In this sense the town is the tourism object but it does not deplete its interests and interferes only partially with its reasons strongly tied to moving. That which unites urban planning and tourism, however, is the need for design, planning and programming of transformations that generate in the territory in order to ensure the control and quality of interventions. It is clear that the town planning technique (more rarely art) has established the necessary instrument for implementing tourist settle- ments, but the goals have strongly come apart, producing a sort of mutual distrust that under lies many still pervasive attitudes.
Edward Cullen's Masculinity in Stephenie Meyer's New Moon Ahmad Yani Azmi English Literature Faculty of Languages and Arts State University of Surabaya Ahmadyanianjemi007@gmail.com Dr.Ali Mustofa, M.Pd. English Department Faculty of Languages and Arts State University of Surabaya Abstrak Tesis ini bertujuan untuk mengetahui maskulinitas dalam karakter utama dari Stephenie Meyer New Moon , Edward Cullen . Hal pertama yang dibahas adalah keprihatinan masalah dalam karakteristik maskulinitas ditemukan dalam Edward Cullen . Edward Cullen hidup dalam keluarga di tengah-tengah masa perang dan terdidik oleh keluarga yang baik . Latar belakang pendidikan yang diperoleh dari keluarganya membuat Edward Cullen menjadi manusia maskulin yang dominan , berani, cerdas , rasional , analitis , agresif , dan mandiri . Kemaskulinan Edward ini kemudian menjadi dasar dalam kehidupan sosialnya . Kedua, membahas keprihatinan masalah dalam dampak maskulinitas Edward Cullen dalam hidupnya . Kemaskulinan Edward Cullen memberi dampak dalam hidupnya dengan membuatnya menjadi manusia individu dengan sifat karismatik yang kuat . Karakter individu yang kuat mendorongnya menjadi pintar untuk memberikan alasan yang baik dalam setiap keputusan yang dia ambil. Kekarismatikan Edward Cullen dapat dilihat dari keputusan bijaksana yang ia ambil dan penampilannya yang tampan dan menawan. Konsep peran jender dari Sigmund Freud digunakan untuk mengungkapkan tentang karakter maskulinitas Edward Cullen . Selain itu , tujuh karakteristik utama maskulinitas oleh Macionis digunakan untuk mengungkapkan lebih dalam karakter maskulinitas Edward Cullen . Novel New Moon sebagai data utama akan disertai dengan data tambahan untuk menjelaskan secara mendalam dari penerapan teori . Hasilnya akan menunjukkan bahwa Edward Cullen adalah manusia maskulin yang memiliki karakter maskulin seperti ditemukan dalam teori yang digunakan . Kata kunci : rasionalitas , cerdas, keberanian , kemandirian , analitis , dominasi , agresivitas . Abstract This thesis intends to reveal the masculinity in the main character of Stephenie Meyer's New Moon, Edward Cullen. First discussed problem concern in masculinity characteristics found in Edward Cullen. Edward Cullen that is live in family in the middle of the war is educated by well family role. His educational background by his family make Edward Cullen become masculine man that is dominant, brave, intelligent, rational, analytical, aggressive, and independent. Then his masculinity becomes his base in his social life. The second discussed problem concern in the impact of Edward Cullen's masculinity in his life. Edward Cullen's masculinity impact his life by make him become strong individual and charismatic man. His strong individual character pushed him become smart in order to give good reason in every decision he took. Edward Cullen is charismatic man because he is wise in every decision he took and his personality appearance that is good looking and charming. The concept of gender role from Sigmund Freud is used to disclose about Edward Cullen's masculinity character. In addition to that, seven main characteristic of masculinity by Macionis are used to reveal deeper to Edward Cullen's masculinity characters. The novel New Moon as the main data will be accompanied by the additional data in order to elaborate deeply from the application of the theory. The result will shown that Edward Cullen is masculine man that is has masculine characters as be found in the theory which is used. Keywords: rationality, intelligent, bravery, independence, analytical, dominance, aggressiveness. INTRODUCTION Novel is one kind of fiction that is created by human. Fiction is not reflected and understood easily. Novel provides some complex ideas that support reader's thought. For one thing, novel gives a deeper and better acknowledge about human life for it has an ability in showing human affairs in depth and fully. The second reason is that "novels are long words with great amount of details in every page" (Peck, 1988:103). Detail is not created to make the reader confused but it helps to recognized how complicate the reality is the character has to face. Thus far, it is important to take details into account before the reader makes any kinds of judgments for they present all complicating facts (Peck, 1988:103). Complication and details in novel have also aroused the interest to write the thesis analyzing novel. The last reason is relative to the function of novel, which is to give enjoyment and understanding to the readers. This idea is in accordance with Perrine's, that to have a convincing claim on our attention fiction must yield not only enjoyment but also understanding (1959:3). Besides those, Lukacs sees the emergence of novel as the major modern genre is in as the result of a change in the structure of human consciousness; the development of the novel reflects modification in man's way of defining himself in relation to all categories of existence (Bernstein, 1984:14). He also defines novel as dialectic of form-giving and dialectic of interpretation and representation (Bernstein, 1984:18). Fiction has close relation to men and masculinity. The idea of fiction secretly depicted unusual phenomenon that happen in world that is set to be real. The understanding of masculinity is simultaneously broad and narrow in scope. According to Burrm (2002), "broad and scope because we are dealing at once with a characterization of masculinity that must obtain over a population and narrow because any conception must be specific to each individual within that population". Putting it into other simpler words, masculinity is a concept of being a man, owned by each male but besides by his own self, it is very much affected by the perspective and beliefs of the society. Thus, the definition of masculinity above is to make clear that in order to have a good understanding or to do an analysis of masculinity, it cannot be treated as something completely general. Man with tremendous character often compared to the women who have always considered weaker. But not all men possess the nature of masculinity which is recognized as the nature of men. Not the least of men with male gender but does not have a masculine nature. In masculinities R.W. Connell notes that "Masculinity is not an idea in the head, or a personal identity. It is also extended in the world, merged in organized social relation" (1995:29). Social environment may be forming nature of man that is growing, or to establish the nature of masculinity. Fully educated man by a woman without knowing a father can make a man with a gentle nature like a woman or it could also make men lose their natural masculine and become feminine, or could be called feminine-male. Early thinking often assumed that this division is based on underlying innate differences in traits, characteristics and temperaments of males and females. In the other context, measure of femininity or masculinity was often used to diagnose what were understood as problems of basic gender identification, for example, feminine-males or masculine-females (Burke and Stets, 1980:998). Actually masculinity doesn't always exist in male body, but there is also possibility that masculinity can also appear in female body (Halberstam, 1998:16). In Encyclopedia of Sex and Gender, Freud concludes that each individual is psychologically bisexual: Masculine and feminine traits exist in everyone. In addition to resisting a unitary construction of masculinity, Freud's position on bisexuality firmly divides biology from gender. The feminine man and the masculine woman become combinations of biology and gender that are not possible but are likely (2007:969). Story about men who is 'different' is not just fiction in novels or another written story. Their existence that are 'different' appears in the story came from real life that is really happening around us in this era. Now is the time where men asked about cosmetics, and women began to love football. This behavior does not seem normal shortly. But as said above, that is not as easy as it determines men are not masculine, or women not feminine based on what they do. Men still considered masculine even though they asked about cosmetics and start to wear cosmetics. Women also still be feminine even though they started liking football which is synonymous with the activities of men. This statement confirms that what someone does not merely explain his/her personality. Topic of masculine and feminine are still ambiguous around us is interesting for a deepened understanding. This thesis focuses deeper understanding of the nature of masculine men. Men are identical with the leaders and rulers were often highlighted its existence. Masculine itself is a natural thing that should be owned by men, although men are men discussed a 'different'. Men still have a distinct masculine traits compared with women who have the possibility to have a masculine nature. Stephenie Meyer is an American talented writer who has written Twilight Saga novels. Stephenie Meyer has a special feature in every novel she wrote. Although each novel she writes emerge from different inspirations, his novels always have a special theme, the theme of heroic. The rescue action of the loved ones by the main character in the novel. Super hero in her novel both men and women, has a masculine feature that support their heroic actions. The twilight saga, clearly told Edward's heroic action saves Bella; within the host, also told how Wanda rescue her loan body and last human family remains from the attack souls which wanted to dominate the earth. Masculinity perfectly blended in her novels. In addition to having a strong masculine themes that is arranged in each novel, the work of Stephenie Meyer has advantages that make this thesis chose one of her novels as the material. novel by Stephenie Meyer has always been a New York Times Best Seller List, and won the British Book Award. Her novels also became very well known, the series has sold over 100 million copies worldwide in 37 languages. In 2008, the four books of the series Claimed the top four spots on USA Today's year-end bestseller list, making Meyer the first author Stepehenie to ever Achieve this feat, as well as being the bestselling author of the year. The Twilight novels held the top four spots on USA Today's year-end list again in 2009. The fame of novels by Stephenie Meyer, continues in its adoption into the movie. These films made the works of Stephenie Meyer's increasingly popular, for those who have never read the novel. The success also achieved in every novel that was filmed. Differences in masculine theme in the novel Twilight Saga New Moon from other novel lies in the character of Edward addressing what is happening in his life. The peak where Edward feels really have to leave Bella, not because no longer loves Bella, but because he loves Bella too much. Edward is more concerned with Bella's safety than his selfishness defend Bella. In the Twilight Saga other novels, Edward looks so masculine and willing to do anything for Bella. In the Twilight novel, Edward saves Bella from nomadic vampires, James, and suck Bella's blood from James's toxins so Bella did not turn into a vampire. In Eclipse, the third sequel in the Twilight Saga, Edward and his family are willing to fight against the new born vampires to save Bella from revengeful of Victoria, James's spouse. And in the last sequel from Twilight Saga, Breaking Dawn, Edward fought the Volturi to protect his family. In these novels clearly told that Edward was so brave to defend his family, the people he loves, Edward was willing to do anything, survive and retain the beloved ones. While in New Moon, Edward seems leave Bella so easy, left her without protection and do not seem willing to love Bella anymore. Look different attitude taken, but this difference is not a reason in determining the nature of masculine Edward. Stephenie Meyer's New Moon is the second sequel of Twilight saga. As the information above about Edward's different attitude in the New Moon, makes this sequel is interesting to be studied. All the novels by Stephenie Meyer are full of masculinity theme, but the theme of masculinity in New moon different from her other novels. The title of New Moon refers to the darkest phase of the lunar cycle, indicating that New Moon is about the darkest time of protagonist Bella Swan's life due to Edward's masculinity features. This novel tells Bella's story of the lost love of her life since Edward left her. Edward is masculine character who became the main character in the novel twilight saga, disappeared in order to save Bella. Edward's masculine attitude made him look not masculine. But based on the previous statement, that the determination of one's masculinity is not merely determined by their behavior, because surely there is a reason behind everything he does. Edward has different masculinity in this novel. According to the brief story in background of the study that gives explaination of masculinity in the novel, it appears two questions as the problems: 1. What are masculinity features found in Edward Cullen character in Stephenie Meyer's New Moon? 2. What is the impact of Edward Cullen's masculinity on his life in Stephenie Meyer's New Moon? METHOD In order to give factual explanation on the subject mentioned on the previous chapter, this chapter would deliberately mention what are the related literatures that will be used to analyze the problems. These related literatures are the tools to analyze the subject matter later on the third chapter. MASCULINITY The Definition of Masculinity Masculinity as a word, as it is defined in Oxford Advanced Learner's Dictionary (1995), is the quality of being masculine, whereas the term masculine is defined as "having the qualities or appearance consider to be typical of or appropriate for men" (Oxford Advanced Learner's Dictionary, 1995). In general, masculine is something that is related to Virility of men. but masculine and men are not forever united. Masculine is a feature, while the male is gender. Because masculine is feature of the human, masculine feature may arise in men and women. Meanwhile, in masculinities R.W. Connell notes that "Masculinity is not an idea in the head, or a personal identity. It is also extended in the world, merged in organized social relation" (1995:29). According to Terman and Miles , in western culture, stereotypically, men are active, competent, rational, independent and adventurous; while women are passive, less competent, irrational, dependent and unadventurous. Early thinking often assumed that this division is based on underlying innate differences in traits, characteristics and temperaments of males and females. In the other context, measure of femininity or masculinity were often used to diagnose what were understood as problems of basic gender identification, for example, feminine-males or masculine-females (Burke and Stets, 1980:998). Furthermore, Halberstam argues that there is a possibility that masculinity can also appear in female body (1998:16). The possibility of masculinity and femininity that could be mixed together is strengthened by Freud argument in Encyclopedia of Sex and Gender, Freud concludes that each individual is psychologically bisexual: masculine and feminine traits exist in everyone. In addition to resisting a unitary construction of masculinity, Freud's position on bisexuality firmly divides biology from gender. The feminine man and the masculine woman become combinations of biology and gender that are not only possible but are likely. (2007:969). It is known that femininity and masculinity are not innate but are based upon social and cultural conditions. Characteristics of masculinity according to Andler, it can be described as a strong individual figure, firm, brave, and similarity. Individual who has a masculine gender have an independent nature, steadfast, strong spirit of curiosity, self confidence and courage to take a risk (1993:48). GENDER In Encyclopedia of Sex and Gender, Judith Roof defines gender as a condition of being female or male, but also includes the behavioral, cultural, or psychological traits typically associated with one sex into its meaning. Furthermore, gender may additionally refer to an individuals sexual identity, especially in relation to society or culture (2007:628). According to Jolly, Gender is different with sex. She argues that gender refers to the array of socially constructed roles and relationships, personality traits, attitude, behaviors, values, relative power and influence that society ascribes to the two sexes on a differential basis. Whereas biological sex is determined by genetic and anatomical characteristics, gender is an acquired identity that is learned, changes over time, and varied widely within and across cultures. Gender is relational and refers not simply to women or men but to the relationship between them (2006:3). GENDER STEREOTYPES Parke argues that a gender stereotype is a predetermined set of attitudes and behaviors that is believed to be typical of all men or women. Stereotypes about gender assume that there are in fact only two gender: male and female (2007:622). This definition also strengthened by Linda's argument that defines a gender stereotype as beliefs about the psychological traits and characteristics as well as the activities about masculinity and femininity (1976:168). According to Parke, this idea of opposites has resulted in gender stereotypes that are an exaggeration of the real physical, social, and psychological differences between the sexes. Feminine traits include being emotional, submissive, weak, cooperative artistic, and home-focused; masculine traits include being rational, unemotional, aggressive, competitive, strong, scientifically, of mathematically skilled, and career-focused. In many cultures masculine traits traditionally have been valued as superior to feminine ones (2007:622). GENDER ROLES According to Roof, gender roles are sets of culturally defined behaviors such as masculinity and femininity. In most cultures this binary division of gender is roughly associated with biological sex-male or female. There is much variation within the categories of the masculine and the feminine, both in terms of the possible presentation of gender and the tasks deemed appropriate to each gender. There is also great variation in the degree of relation between gender and sex within and among cultures. Some cultures understand gender as only loosely linked to biology and assume gender is an effect of and flows naturally from biological sex (2007:616-617). Robert Brannon argues that the male gender role or female gender role is like a script that men and women follow to fulfill their appropriate parts in acting masculine or feminine (Linda, 1976:168). He adds, the best way to understand gender is to understand it as a process of social presentation. Because gender roles are delineated by behavioral expectation and norms, once individuals know those expectation and norms, the individual can adopt behaviors that project the gender he/she wishes to portray (Linda, 1976:169) John Money invents the term gender roles to mark a distinction between behaviors related to one's biological sex and those related to social practices and individual gender identity. The notion that masculine roles and feminine roles, while related to biological sex, are not determined by differences in male and female genitalia had a significant impact both on the historical interpretation of social orderings and on understandings of traditional gender roles (2007:618). TRADITIONAL GENDER ROLE Traditional gender roles cast men as rational, strong, protective, and decisive; they cast women as emotional (irrational), weak, nurturing, and submissive. These gender roles have been used very successfully to justify inequities, which still occur today, such as excluding women from equal access to leadership and decision-making positions (in the family as well as in politics, academia, and the corporate world), paying men higher wages than women that they are not fit for careers in such areas as mathematics and engineering (Tyson, 2006:85). Kristina Quynn explains that traditional gender roles furthermore appear the structural binarism of gender roles producing an artificial opposition in the qualities imagined to belong to each gender. If males are smart, females must be less smart. If males are strong, females are weak. This binary system sustains the oppression of women as an inferior class of beings and keeps most people from realizing their full feminist have observed, to justify and maintain the male monopoly of positions of economic, political, and social power. Traditional gender roles have a great deal with patriarchy system that continually exerts forces undermining women's self-confidence and assertiveness, then points to the absence of these qualities as proof that women are naturally, and therefore correctly, self-effacing and submissive (Tyson, 2006:86-87). GENDER IDENTITY Jaime Hovey defines gender identity as the differing cultural and social roles that men and women inhabit, as well as the ways in which individuals experience those roles, both internally and in terms of the ways they present themselves to the world through their manner of dress, behavior, physical comportment, and so forth. Both distinguish between a person's biological sex (male or female) and gender identity (masculine or feminine) (2007:614). Furthermore, Schaefer defines gender identity as the self-concept of a person as being male or female. Gender identity is one of the first and most far-reaching identities that human being learns (1992:325). From sociological perspective, gender identity involves all the meanings that are applied to oneself on the basis of one's gender identification. In turn, these self-meaning are a source of motivation for gender-related behavior (Burke and Stats, 1980:996). A person with a more masculine identity should act more masculine, that is, engage in behaviors whose meanings are more masculine such as behaving in a more dominant, competitive and autonomous manner. It is not the behaviors themselves that are important, but the meaning by those behaviors. SEVEN MAIN CHARACTERISTIC OF MASCULINITY ACCORDING TO MACIONIS Dominant. Dominance means that the disposition of an individual to assert control that can influence other's action (Cambridge, Third edition). People with dominant characteristic also have a great power or authority to support them (Lehman, 2001:11). They try to dominate in all activities and behave as if they are best judge. They always want each word they say not to be argued. Brave. Bravery is the ability to confront fear, pain, risk/danger, uncertainty or intimidation (Cambridge, third edition). It also can be defined as the ability to control fear from danger, illness, and the uncomforted circumstances and feelings (Oxford, Third edition). According to Lehman, a brave person doesn't always free from fear, but they can suppress the fear until they can handle and control the dear, not as the contrary, fear controls them (2001:10). Rational. Being rational can be defined as the ability for showing reason than emotion (Oxford, third edition). According to Connell, rational people are someone who can see a problem logically. He adds, they will make a strong effort to determine all the significant fact necessary to make a particular decision before that decision is made into reality. They also have capability for considering the bad effects and the good effects before deciding a decision (1995:46). Intelligent. Intelligence is the ability to reason, plan, solve problem, think abstractly, comprehend complex ideas, learn quickly and learn from experience (Cambridge, third edition). It is not merely book learning, a narrow academic skill, or test-taking smarts. Rather, it reflects a broader and deeper capability for comprehending the surrounding (Lehman, 2001:19). In short, being intelligent is being clever. Analytical. Being analytical is having ability in solving problem based on good analysis (Connell, 1995:39). He adds, analytical people usually see a problem from various perspectives (1995:40). In addition, according to Lehman, they also examine the problem closely and thoroughly (2001:15). The analysis is also equipped by several data and factual information. So, the result of analysis is credible and accountable. Aggressive. Being aggressive is characterized by making an all-out effort to win or succeed (Oxford, Third edition). According to Connell, aggressive people usually behave in very forceful and determined way in order to succeed. They are also characterized by being assertive, bold and energetic. Furthermore, the are brave to take a high risk to realize their ambition (1995:32). Independent. Being independent is having ability to not rely other in support, care or fund (Cambridge, Third edition). Connell argues that independent people have freedom of dependence and exemption from reliance. EDWARD CULLEN MASCULINITY FEATURES Edward Cullen masculinity features are really influenced by his family background. The way he was born in a family in the middle of the war, formed him into a masculine character of man. Characteristic of men who have to go to war and women who should be at home, taking care of family, made Edward has strong masculine features. His father was involved in the war at that time and his mother was a housewife. Gender roles in Edward's family gave him big influence to Edward characteristic. This condition bring Edward planned to enter the military at the age of 18. Edward's decision to joined military showed that he would take risk to prosperous his family and country. Edward hard determination to join in the war is not only a necessity but also to convey that he took the decision to protect his family, to bring peace to his family and his country. Edward's protective feature proof that he would take all risk that might happen. His protective feature made him would be self-sacrifice for the salvation of a loved one. This family background had formed Edward so that he prefer save Bella with leave Bella alone. In short, Edward seemed to act out of selfness to save the one he loved. Edward's mother who was at that time perceived as more morally upright than men. considered to be the backbone of familial morals, and added to this was the belief that females were more religious than males. This is largely because women composed the greatest number of church attendants, although men dominated the roles of religious leaders. Woman who is also a housewife taking care of children at home have a big role in the formation of her child character. Edward's mother strong religious background made Edward perfect educated in religious knowledge and this makes Edward has more intelligence in response to religious issues. This can be seen from the conversation of Bella and Carlisle about Edward's opinion in turning Bella into a vampire like him. There anything might still be life after death for creature like him is his worried about the choice to change Bella into a vampire. Edward analyzed so deeply that finding the answer of his existence, which makes him reluctant to change Bella and experienced bad thing according to him, losing soul. By the time his family had formed him, Edward grew up in different way. His fate become a vampire, saved him from Spanish Influenza that was epidemic in his place. Edward has grown with some character of masculinity that based on how his family has formed him first. According to Andler one of masculinity characteristic is strong individual figure that is make someone has an independent nature (1993:48). Edward has independent nature which make him has individual figure that as result of wartime education by his family. The phenomenon of his family background affects Edward's characteristic, how he faces his life. He was not hurried find a mate. Edward masculinity characteristics of man are dominant, brave, rational, intelligent, analytical, aggressive and independent. Edward's dominant feature showed when he decided to end his relationship with Bella unilaterally. Another feature of Edward masculinity is brave. According to Lehman, brave person doesn't always free from fear, but they can suppress the fear until they can handle and control the fear, not as the contrary, fear controls them (2001:10), Edward did so. Edward took actions that prove he has controlled fear around him. Edward's bravery had appeared in his defense of Bella in front of the Volturi when he wanted to cancel his request to die because he thought Bella had died falling off a cliff. Become rational has become the absolute masculinity feature qualities that should be have by men. Where they are taught to be have the ability to show what the reason than using their emotion. As stated by Connell that a rational person is one who can look at the problem logically. He also added that they will make a strong effort to determine all the significant fact necessary to make a particular decision before the dicision is made into reality. They are also able to see the good and bad effects before making a decision. (1995:46). Man rationality commonly influenced by brain that is thinking about reason and affect logically. Edward rational feature often seem appear in the novel,the moment when Edward will not let Bella bear the danger he caused in another day. Edward has stated that he won't to live without Bella. Due to this, Edward's rational trait is appear. Edward planed to provoke the Volturi to kill him if something happens to Bella that because of his actions. Live more than a hundred years make Edward Cullen has a very long time for get an education both formal and non-formal. Edward has made it beyond the human experience of human life in general. Twice graduated from medical school and several other education is his educational background. Edward Cullen also told to have the ability to read the minds of everyone around him and that was a few miles from him except Bella. Based on his educational background, Edward has intelligent character that is being able to make reason, plan, solve problem, understanding complex ideas, and learn from experience. According to Lehman intelligent is not just about book learning, a narrow academic skill, or test-taking smarts. (2001:19). In short, being intelligent is being clever. Edward can be identified as an analytical man. It is also possibly to be proved when he was watching Romeo and Juliet movie and knew how easy human to die. Edward was envy to Romeo who is easy to die rather than him. For him as a vampire who has marble skin that is so hard and unbreakable, death is something that seems impossible. Based on the whole story of Twilight Saga, Edward becomes very ambitious to Bella. Since the first, Edward is so ambitious to own Bella, both her blood and her body. Bella's smell was different and Edward instinct of vampire wanted to taste it, but Cullens role that would never drink human blood limited Edward and make his feeling to Bella become ambitious in attention to keep her safe. Edward want to make Bella safe from everything, from his self also. According to Connell (1995:32) who is said that aggressive people usually forceful behave and determined way in order to succeed. Aggressive people are also characterized by being assertive, bold and energetic. Furthermore, they are brave to take risk to realize their ambition. Aggressive people that described have ambition to be reached, and Edward ambition is keeping Bella safe. Edward succeeds to make Bella save by force himself keep in control in physic relationship with Bella. Bella's humanity is Edward reason to force himself in order to save Bella. Bella's human body is so weak compare to vampire body. Edward aggressive characteristic can be identified when Edward and Bella launch their sexual aggression. Although they were in love each other, but Edward stayed in control in showing his aggression to Bella. Refers to the meaning of independent itself that is not dependent to others, do not need others support and do not controlled by others, it can be determined that Edward have a dominant independent feature. Which can be seen in the novel, Edward depend on the existence of Bella in this world indeed, but he had controlled himself not to have to make Bella always by his side. The existence of Bella is more than enough; at least he got Bella still alive, still human. Either that Bella was on his side or not, but the existence of Bella in this world is the most important to him, and greatly affect to his life and death. Edward has joined into social life using his characteristic and based on gender identity. According to the theory of gender identity, Jaime Hovey stated that defines gender identity as cultural and social roles differences of men and women a place to stay. How to dress and behave is a way to distinguish between masculine and feminine in gender identity theory (2007:614). Edward has such as a prince charming characteristics that clearly proves that Edward is a masculine figure. He retains some of traditional mindset and dated patterns of speech. Edward Cullen's latest mindset proves that true love still exists. Girl's obsession about prince charming is undeniable and Edward has prince charming features that are imagined by every girl so it becomes Edward masculinity feature. Girls are not longer dreaming of the perfect man, they no longer dreamt of brave knights, rich lords, soldier of charismatic pop stars. Some people think the modern view of true love is deteriorated. However, modern romance has been morphed enough be our culture that Edward Cullen could be declares the next prince charming. Like the traditional prince charming, Edward does have super-human strength, is physically attractive, and defends his woman when necessary. Another reason why Edward latest mindset is prove that true love still exist is that he denies part of himself to be with Bella. Many girls dream of having this affect on today's men, who are so often non-committal and emotionally turbulent. Most girls consistently find themselves ignoring the warnings of friends and believing that a man will change for the right girl, and they obviously think the right girl is always themselves. Girls want to believe that they can be the inspiration for man's change toward becoming a committed, loving, and unashamed companion. Edward Cullen as prince charming may be 'step down' in the history of princes but he is reality of our changing world. Girls will take the moral ambiguity and mysteriousness of men like Edward with the hope that they will be transformed by love to become faithful, loving men. Love's first kiss is no longer coming from a prince on a white horse, but instead from a man that lives in the shadow: a man who may or may not deny the dark secret of inadequacy, sinfulness, and emotional struggle. Edward character looks ancient when should be compared to the male characters in general now. This can be seen from the way he treats Bella. Bella's self argues that Edward is old schooltype. Premarital sex is not Edward's seeking election. Edward chose to marry Bella first before deciding to have sex with her. Responsibilities and capabilities such as a masculine man. THE IMPACT OF EDWARD CULLEN'S MASCULINITY IN HIS LIFE Possessed nature and character always have an impact on someone individual's own life. Good and bad effects will always appear accompany the selected action. Edward Cullen as the main character in the New Moon novel which clearly have a masculine features in his life. Masculinity features of Edward Cullen influence in his life, made him get good and bad effects of any actions taken based on the features he owns. The affect of Edward Cullen's masculinity his life is being strong individual and charismatic man. His strong individual made him become a strong person and dominant. With his entire masculinity feature Edward Cullen become a charismatic man who has good looks and behaves. Edward Cullen's strong individual is the impact of his masculinity feature. His individual feature allows him to be a strong person to stand alone and have complete control over his life. Edward Cullen is able to take a final decision on his own without the other influence him, even someone he loved the most. Edward Cullen decides to leave Bella, though Bella had begged him to stay and his family reminds him that Edward and Bella are dependent on each other. But Edward still on his decision and implementing actions from what he has taken into consideration. In addition to the moment when Edward left Bella, Edward was also a strong individual when he was apart with Bella. Edward stay away from the people living around him. Edward went away from Bella, also from his family, trying to stand without relying on anyone. Edward makes him capable; did not bother anyone else in the situation that is actually broke his heart. Edward dominant feature impacts on the pain caused by a unilateral decision that he took by himself, which leaves Bella. Edward pushed his opinion about life to Bella, where he take dominant posisition in arguing with Bella. Even Bella begged him not to leave, he pushed his opinion which he tought the best for their relationship. His dominant character leads him become brave in order to take responbility of his decision of his dominant character. His dominant character make Edward must have courage to bear the decisions he took. Edward survived bear the pain, forcing himself to be strong, for the safety of Bella. His dominant and brave feature has affect his life by make him suffer because of his own decision. Edward exceptional understanding of the life that he was facing very well because of intelligence and vast knowledge he has because his strong individual has been leading him. With the intelligence that he had, Edward being able to solve problems in his life. Edward be able to make excuses, find a way out of the problem and understand the complex understanding of life and existence, such as the definition of intelligence that uttered by Lehman (2001:19). Because of his intelligence, Edward was able to infer how his life without Bella. So he went to the Volturi decide to commit suicide as a solution to the problem. Edward has over-protective feature as the impact of his strong individual character. Edward should be forced to suffer by his own decision. Because of his strong individual character, Edward becomes overprotective to Bella. His strong understanding wont be defeated by anything, that's why Edward pushed his opinion to himself that human soul is pure. Edward reluctantly had to leave Bella in order to save Bella. Edward is very protective on Bella's soul, Edward really did not want Bella lost souls like him. Bella's safety has become the most important thing in his life from the beginning he met Bella, so anything that might be dangerous for Bella would blocked by him as much as possible. Edward would act as much as possible to protect her even if it cost with his life forever. Beside of being protective, being dominant also make Edward become aggressive. As presented by Connell is being individuals who are willing to work hard to achieve success, it is clear already done Edward and prove that he successfully achieved what he wanted. Edward is able to control himself, though with very hard for reject Bella's invitation. Edward goal is to keep Bella safe, and he struggled for the goal, and Edward was succeeded by his efforts. Edward Cullen's masculinity affect him to be charismatic. Edward became a men with very masculine appearance and charming. Edward is a masculine individual based on how he looks and behaves. Edward also has good manners and polite in front of the people around him. This makes Edward liked people who are nearby. From the appearance of Edward, Bella is concluded that Edward is a masculine charming men. As explained earlier, that according to the theory of gender identity, masculine men has masculine well dressed, good manner and behavior. It can be proven through the description of Bella to Edward when Bella saw Edward in the first time. "The last was lanky, less bulky, with untidy, bronze-colored hair. He was more boyish than the others," (2006:06). Bella described Edward as the most handsome men in the Cullens member. And Edward polite quote proofed by his manner ask Charlie to invite Bella come join the Cullen to Bella's birthday party in his house. "Do you mind if I borrow Bella for the evening?" (2006:12). Edward masculinity impacts the woman remarks against him during his life. Edward is very masculine, handsome and charming like a prince obviously attract a lot of eyes to adore him. Edward character is very charming, beautiful face and good manners make him become the idol of many women during his lifetime. Many woman who want to be his spouse, including Bella. Everything's on Edward make Bella fall in love him unconditionally, irrevocably, even willing to die for him. So many women who admire Edward, but Edward just choose Bella who is finally become a vampire like him. "You can have my soul. I don't want it without you—it's yours already!" (2006:37). Edward's charming isn't only appear in his physicly appearance, but also in his personality. Edward masculinity affect to his personality in being wise. Being rational is being reasonable and being analytical is having ability to solve problem. In short, being rational and analytical is being wise. Being rational and analytical make Edward have a firm stance on what to believe. Edward is not easy to accept the opinions or stories from other people that he does not find the truth by his own. Edward would figure out by himself or ask the person concerned to ascertain the truth. His ability to analyze something also makes him able to read Bella's mind little bit. Bella is the only one exception in Edward's mind-reading abilities, but with Edward analytical skills, he was able to read a bit of what Bella will do then. Like when Alice saw Bella jumping off a cliff, Edward received the news of Rosalie, but Edward does not necessarily believe in the news. Edward tried to call Bella's home to ask what was going on. The other of Edward analyzing is to hide his property with Bella, to avoid Bella will remember later. Edward understood that this will not be able to make Bella forget him. Edward Cullen's masculinity impact in his life made him become a man that is strong and charismatic. His strong feature made him become a strong individual man that is dominant. His domination caused he become over protective and intelligent. Edward Cullen's charismatic feature formed him become a wise man that is good looks and behave. Edward's behave isn't only in his appearance but also in personality. CONCLUSION Based on the analysis of the previous chapter, the main character of Stephenie Meyer's New Moon, Edward Cullen is a masculine man. Family role become the base of Edward Cullen's characteristics that is shown in his personality. Then his characters become his background to live in his social life. So, everything he does based on his masculine characteristics put impacts to his life. Edward Cullen lived in the family in the middle of war time, well educated by his parents. The divided of family role by his parents, make Edward Cullen has well family background that could make him become masculine man. Well educated by his family, Edward Cullen has masculine characteristics such as dominant, brave, rational, intelligent, analytical, aggressive, and independent. Masculine characteristics of Edward Cullen lead him become gentlemen in his social life. Edward Cullen has good manner in dressed and behavior. Great family role education, masculine characteristics, and good manner are Edward Cullen masculinity verification. Everything always comes followed by its impact. So does Edward Cullen. Edward Cullen's masculinity also has impacts to his life. All of those masculine characteristics of Edward Cullen have affect to his life very well. With all those characteristics Edward Cullen becomes a figure of man that is strong individual and charismatic. Edward Cullen strong individual character made him become strong person that is dominant and smart. Edward Cullen's strong individual pushed him become smart because he has to have good reason in everything he decided. Strong individual also means that he bravery taking risk in his decision. Become charismatic man support by Edward Cullen's wise characteristics which are rational and analytical. Because of charismatic isn't always inner characteristic but also in appearance, Edward Cullen is charming man that is have good looks and behave. So, Edward Cullen is a masculine man that is formed by his family role that made him become that masculine in his social life. And his masculine characteristics have impacts to his life such as strong individual and charismatic. REFERENCES Bernstein, J.M. 1984. The Philosophy of the Novel: Lukacs, Marxism and the Dialectics of Form. Minneapolis: University of Minnesota Press. Brannon, Linda. 1976. Gender: Psychological Perspective. Massachusetts: Allyn and Bacon. Connell, R.W. 1995. Masculinities. Berkeley: University of California Press. Esplen, Emily and Jolly, Susie. 2006. Gender and Sex, Sussex: University of Sussex Press. Halberstm, Judith. 1998. Female Masculinity. London: Duke University Press. Lehman, Peter. 2001. Masculinity: Bodies, Movies, Culture, Ed. New York: Rouledge. Macionis, John. 1991. Sociology, Third Edition. New Jersey: Prentince-Hall, Inc. Malti-Douglas, Fedwa. 2007. Encyclopedia of Sex and Gender, New York: Macmillan Company. Peck, John and Coyle, Martin. 1988. "Novel" Literary Terms and Criticism. London:Macmillan. Perrine, Laurence. 1959. Story and Structure. New York: Harcourt Brace and World,Inc. Schafer, Richard T. and Lamm, Robert P. 1992. Sociology, Fourth Edition. New York: McGraw-Hill, Inc
This essay continues with a discussion concerning the intersection between indigenous technological adoption/adaptation and the range of perspectives with respect to local communities' use of technology in general. Analytical instruments will be presented at the end of this article. First, however, the reader will have the opportunity to examine the 'views' of outsiders with respect to the debate surrounding sustainability, environmental management and territorial ordering. Responses to an on-line survey concerning the above issues together with my own comments, will add to the discussion. ; Gestión ambiental; Ordenamiento Territorial; Sostenibilidad; TIC; Usos ; 1 TECHNOLOGY IN NORTHWEST AMAZONIA (NWA) VIEWS OF VIEWS: SUSTAINABILITY, ENVIRONMENTAL MANAGEMENT AND TERRITORIAL ORDERING A contribution to a Political Ecology for Northwest Amazonia1 This essay continues with a discussion concerning the intersection between indigenous technological adoption/adaptation and the range of perspectives with respect to local communities' use of technology in general2. Analytical instruments will be presented at the end of this article. First, however, the reader will have the opportunity to examine the 'views' of outsiders with respect to the debate surrounding sustainability, environmental management and territorial ordering. Responses to an on-line survey concerning the above issues together with my own comments, will add to the discussion. Aims Initially there were two aims behind the construction of a website. One of was to overcome impediments to my personal mobility and direct access3. ICT facilitated communications with other interested people and helped solicit their views on indigenous management of the forest and their opinions with respect to the process of territorial ordering in Amazonia. The other aim was to serve the process of opening up political opportunities for NWA's inhabitants. Grassroots organisations all around the globe were (and are) establishing links through ICT. The indigenous peoples of Amazonia may attempt the same and this experience could, in the future, be an instrument of education for NWA. The introduction of such technology among indigenous peoples, if possible, will have impacts, which will to be judged as positive or negative, depending of the political interests of the observer and the moment of observation. It is argued here, that despite there being no indisputable positive or negative effects of technological transfer, it would be contrary to indigenous people's rights to self-determination to prevent the promotion of ICT among them. We wish to question conservative forces: if governments, corporations, NGOs and even international drug dealers and terrorist groups are using ICT to fortify their political positions, why should indigenous peoples be denied access to it? The access (or lack of it) of grassroots organisations to ICT facilitates (or impedes) the 1 The author wishes to thank: Jim Connor and Mark Bennett of Imperial College, the former for his advice on the use of Arcview-GIS and the latter for helping to write the cgi-script form for the website. Thanks are also due to: Stuart Peters from the University of Surrey for training in Web- Page design; Adriana Rico from Páginas.Net for valuable advice during the design process and Alvaro Ocampo for a detailed critique of Kumoro.com before it went live. I also wish to thank the Board of Puerto Rastrojo Foundation, which gave me permission to use their vegetation map as a base for the Yaigojé vegetation map that appears on the web-site. Finally thanks to all the people that took the time to fill out the on-line survey. Their contributions made this chapter possible. 2 This discussion was introduced in "Technology in Northwest Amazonia: Sketches from Inside" (Forero 2002b). 3 A restriction of one of the scholarships the author was granted as well as guerrilla incursions at the time, prevented the author from going back to NWA. 2 development of their rights to be informed (and educated) in accordance with the actual historical context of a globalising corporate economy and cultural hybridisation. For indigenous peoples, as well as for other ethnic minorities, financial resources to set up ICT are extremely limited compared to those of corporations, governments and even NGOs. The establishment of an ICT network for indigenous peoples' organisations in NWA remains a Utopia. But without a Utopian vision there is no aim for social mobilisation; this is something that was underlined by responses to the on-line survey. Fieldwork in NWA involved the author in the territorial ordering process, helping with the formation of indigenous people's organisations, and getting involved in communities' economic and educational projects. My work in NWA can thus be characterised as participatory action research (PAR) and one way of continuing to engage in PAR without going back to the field was to set up a website, wait for an opportunity to share my experience with the people of NWA and promote projects that would allow them to take over the website and use it for their own projects4. Deconstruction of an Internet generated discourse Elsewhere the author has dealt with descriptions and deconstructions of discourses of indigenous and institutional organisations, be they NGOs, churches, governmental or international. This process of deconstruction has included the author's own work among indigenous organisations and NGOs, which was one of the aims of "Indigenous knowledge and the scientific mind: activism or colonialism?" (Forero 2002a). I wish to explain the inclusion of governmental and non-governmental organisations within the category 'institutional'. There are great differences as well as important coincidences in governmental actions and the work of NGOs in developing countries due to the limited nature and poor quality of State-driven action in such nations. E.g. in Colombia, COAMA, the largest NGO network in NWA, has been involved in the political administrative reforms, and served as a consultant in matters of education, health and sustainable production. Furthermore, COAMA staff accompanied indigenous peoples in all these processes and without their intervention it is doubtful that many of the indigenous political organisations of Amazonia would ever have succeeded in their quest for legal recognition5. NGOs and governmental institutions may pursue similar political aims and share administrative structures. Inasmuch as small organisations are successful, (and usually this success is a result of strong personal commitment to a cause and personal knowledge of all members of the organisation), they tend to obtain more funds, which in turn forces them to become increasingly bureaucratic. As 4 At the time of writing (May 2002) the author was preparing to visit NWA at the invitation of indigenous leaders, including the Co-ordinator of an education committee who wanted to discuss the roll of ICT in education. 5 See Forero, Laborde et al. 1998 and the interview with the director of COAMA Martín von Hildebrand, in The Ecologist 2002 (Vol. 32 No.1-February). 3 organisations grow, individual members have fewer opportunities to get to know each other personally and maintain an accordance of principles, aims and political means. This is not to say that NGOs are condemned to be inefficient bureaucratic institutions, (which is not uncommon among developing countries' governmental institutions). But it is important to draw attention to the risk that when resources are pumping in and recruitment is growing there is more chance of becoming detached from grassroots sensibilities with respect to issues and less chance of correctly interpreting local developmental idioms. Views of Indigenous Environmental Management The design, production and publishing of a website on the development of a political ecology for NWA, taking the Yaigojé Resguardo as a study case, may seem a very simple task with little impact. But it proved to be a very delicate matter that involved exhausting work. The production of a map of the Yaigojé Resguardo, (which was to be included on the website) has been explained elsewhere, although it is worth mentioning something about the methodology involved. The author accompanied shamans (who were selected by indigenous leaders from the Apaporis) on several trips in which all the recognised sacred places of the Apaporis River and some of its tributaries where identified. The shamans learn the names of the places during their training. These names are recited in myths, chants and spells. The shamans carry, as they say, the map within themselves. It is impressive to see these men point to a place and give its name without hesitation. It is like this even when they have never been in that place before. It is impressive that this orally transmitted geography corresponds so precisely to the physical aspects that start to become relevant for people who, like the author, have different epistemological instruments for their interpretations of the world. While visiting the sacred places shamans spoke of trips they had made previously. In the case of shamanistic trips, visits did not actually involve physical journeys, but what were referred to as trips en pensamiento, en espíritu (in thought, in spirit). While accompanying them I recorded the geographical co-ordinates using a satellite guided geographical positioning system (GPS). The geographical co-ordinates thus generated were converted to plane co-ordinates and a map was generated using AUTOCAD software. Translations, drawings and reflections about this map-making process are included in a MSc thesis of the University of Warwick (Forero 1999). The work I will describe now, although partially derived from my work with the shamans is distinct in character and intention from that reported in Forero (1999). The use of technological gadgetry allowed me partially to reflect the Tukano world in a way that non-indigenous people could understand. And although this was a significant and, I believe, useful undertaking the real knowledge of the territory lies within the shamans with whom I worked. The fact that the 'indigenous territorial' aspects of the website are illustrated with maps is a by-product of the technology. A more significant value of the work (and the reason behind the shamans' wish to become involved in mapping) is that the maps were going to provide evidence for the legal process through which the ACIYA 4 indigenous organisation would claim rights over lands outside the recognised Resguardo Indigenous Reserve (Forero, Laborde et al. 1998). This work was successful and an extension to the Resguardo was indeed granted. Work on the website began by making a provisional outline of the desired end product. The original plan included six pages: Introduction (Home), vegetation map, traditional territorial map, discussion (an introduction to the political ecology of the Yaigojé Resguardo), bibliography (for those looking for references to NWA and the Yaigojé in particular), and a questionnaire that would generate the information from which this chapter has been developed6. The contrasting discourses obtained from the questionnaires Although I shall refer to percentages in this section, there is no intention of making any predictions based on statistical analyses. Neither is it suggested that the analysis of questionnaires can provide an objective account of outsiders' opinions with respect to the politics of the environment and people of NWA. The following notes are not representative in that sense and such was never the intention of the exercise. What is intended is that the reader gets an insight into the perceptions of survey respondents. What is important in a qualitative data analysis, like this, is to present differential tendencies. If discourses are constituents of reality then the confusing scenario of political confrontation in NWA should be linked to the visions and perspectives of all of us, including the views of people that have never been in Amazonia but nonetheless hold an opinion. And, if there is a marked difference between indigenous and exogenous perspectives with respect to sustainability and environmental management in Amazonia, which relates to whether people have visited NWA or not, this should be reflected in the answers to the surveys. The information generated from the on-line survey was collected between May and December of 2001. Eight hundred invitations were sent through e-mail. They were sent mainly to academics and organisations working on indigenous issues, conservation or sustainable development in NWA. One of these invitations reached COLNODO7 and the ICT network asked if we wished to submit the website in a weekly contest for the best new website, which we did and subsequently won! This meant that COLNODO subscribers were notified and invited to visit the site. But we have no idea how many hits were derived from COLNODO invitation. What we know is that during these 8 months we received 51 completed survey forms. This is a 6.4% response rate to the original 800 invitations8. 6 The survey form is in Appendix 1and, a summary of the technical work involved in the construction of the web-site is in Appendix 2. 7 "COLNODO is a Colombian communications network serving organizations dedicated to community development. It is operated by the non-profit organization called Colombian Association of Non-Governmental Organizations for Email Communication" (http://www.colnodo.org.co/summary_english.html). For a critical review of COLNODO work the interested reader could consult Gómez, R. 1998. 8 This response rate is rather low relative to postal questionnaire surveys, but we are unable to assess it relative other on-line surveys. 5 For the purposes of the analysis respondents (R) were divided into two groups: those claiming to have visited NWA (VA – 29% of R) and those claiming not to have visited the region (NVA – 71% of R). With respect to occupation, 68% of R come from the academic sector, including five anthropologists (almost 10% of R) all of whom had visited NWA. In contrast, although there were the same number of environmental managers as anthropologists answering the questionnaire, none had visited NWA. With respect to gender, the percentage of male (53%) and female (47%) respondents is similar across both VA and NVA groups. In terms of age, there were four groups: 1) 18 to 24, 2) 25 to 34, 3) 35 to 50, and 4) over 50. For R the percentages were: 8%, 47%, 35% and 10% respectively. The majority of respondents belong to the second group, between 25 to 34 years of age. However with respect to age groups the composition of VA and NVA groups differs: 56% of the NVA group belong to this second age cohort (25-34), while the majority of the VA group (47%) is between 35 and 50. Additionally, 13% of the VA group are over 50. 61% of the NVA group are between 18 and 34 years of age, while 60% of those that have visited Amazonia are over 35. A comparison of age among the survey respondents thus shows that those that have visited Amazonia (VA) tend to be older than those that have not (NVA). To distinguish among the views held by survey respondents we have to present the responses to each of the questions of the survey. We have made some associations of responses with the intention of outlining the different tendencies that we identify, but the reader might identify others. Before we do so a word about the view of respondents with respect to the website itself should be said. Website evaluation An evaluation of the web-site made by users was included in the questionnaire. Respondents were asked to rate the site between four categories: poor, fair, good and excellent. These categories were chosen as follows: 0, 2, 32 and 15 respectively. Two of the respondents did not offer a rating for the site. Additionally, respondents had the opportunity to suggest improvements. Some respondents suggested changes in design: modification of fonts and colours (some changes had already taken place). There were those who asked for more pictures, a photo album, more links and the construction of a chat room. With respect to the content, some wanted more ethnographic data, another more on political ecology, others asked for better visibility of the maps, while others called for additional links to related sites, and/or more information in general. One suggestion was to make the website less personalised, while another expressed interest in knowing more about the author's research project. Others asked for an enhanced bibliography. Some changes had already taken place by the time these comments were analysed but further changes are still being undertaken at the time of writing. With respect to the questionnaire, two people suggested larger windows to facilitate vision and to be able to comment largely, in contrast, another suggested encouraging more 'yes/no' responses. An important suggestion was: "Perhaps it is now appropriate to include some questions on communication 6 and information flows" (S52). Although not sought explicitly, information was gathered with respect to the use of ICT in the territorial ordering process of Amazonia. One of the respondents suggested that in future the website should be used by indigenous peoples of the Yaigojé. This has been the intention of the author, which has made a visit to Yaigojé (summer 2002) with intention to advance in that direction. Access to ICT for the indigenous peoples of the Yaigojé Resguardo is very limited but present. Future modification of the site will respond to indigenous peoples' feedback. During the visit few indigenous people gave their opinions on the website but several discussions on the roll of ICT in developmental processes took place9. Q1 - Are development and sustainability compatible? A clear response to Question 1 was that this depends on the definition of both terms: "It is impossible to answer this question as it is, as both terms are open to interpretation… " (S26). The question could have been and was read as: Is sustainable development attainable? Respondent S26 continued: "I think sustainable development is possible but hard to achieve in an environment of often conflicting interests and values (economic vs. environmental vs. cultural.)… " One respondent (S22) did not answer this particular question, and two others seemed to be confused (S38 and S41). Forty respondents (78% of R) answered that they were or could be compatible, although there are differences in the way they perceived this compatibility. Development first There were few respondents that failed to question the meaning of 'development' as concept or practice: the developmental project. These responses somehow postulated that certain environmental concerns should be acknowledged and dealt with in order for the development processes to continue: "Yes… . Development as the integration of western technologies or increase of income per capita, can be carefully done by implementing appropriate technologies into the productive activities of the communities. Sustainability defined as a continuous productivity level over the long term." (S2); "Yes. It is only a question of integration of environmental considerations in all we do and adjustment of behaviours accordingly." (S12); "Yes, because there can never be sustainability without development. People have, first to develop for them to have a sense of sustainability." (S13); "Yes, I do. The point is how you can reach a determinate "state" of development without undermining financial, ecological and human capacities in a determinate site (or taking into account their characteristics)." (S40) SD: human - environmental security There were others that perceived the compatibility or the possibility of sustainable development as the chance to diminish human/environmental security risks: "Yes of course in the long run - otherwise life is not possible." (S18); 9 The author is currently preparing a report that will summarise some of these discussions. 7 "Yes. Both are necessary for the survival of the area." (S21); "Si. Solo las acciones en el hoy nos pueden garantizar acciones en el mañana. (Yes. Only by taking action now we can guarantee we could act tomorrow)." (S23); "Yes, development should always be sustainable otherwise there are costs that are not taken into account. i.e. cost of pollution" (S39); "We don't have any choice. We have to make development and sustainability compatible as it's the only way we can survive and at the same time preserve the earth for future generations." (S42) Pessimism, in the sense that without SD life will no longer be possible, was to be repeated in the responses to all of the survey questions. Sustainability is an aim The majority of the respondents that believed development and sustainability to be compatible or capable of becoming compatible, were also of the opinion that the goal of sustainable development had not yet been achieved. Some of them discussed requisite conditions for achieving sustainability. They either underlined the importance of accepting sustainability as a guiding principle for development policy and interventions or/(and) exemplified ways in which sustainable practices might be instituted: "They have to be. I think they are because they have to be. I am optimistic that eventually it will be seen as natural to have sustainable development, but the problem is when this attitude kicks in." (S3) "Depends on how you define the two terms. If you mean that human quality of life can improve while maintaining the natural resource base, I think this is possible but very difficult to achieve." (S5) "Yes, but development in qualitative and not in quantitative terms." (S8) "Yes… there can be sustainable development in an ecological sense of the word - which means installing 'best ecological practice' in planning development." (S24) "No solo lo creo sino que estoy seguro que ambos pueden ser compatibles. Un desarrollo sin considerar ciertos indicadores de sustentabilidad/ sotenibilidad no es posible o viceversa. Uno y otro deberan de ir al parejo tratando de limar los conflictos que a menudo surgen cuando se pretende no un desarrollo pero un crecimiento economico sin considerar la parte social/cultural o ecologica. (Not only I believe that the two can be compatible, I am certain. Development without considering certain indicators of sustainability is impossible or vice versa. Both should go hand in hand, trying to solve the social, cultural and ecological problems that often arise when economic growth rather than sustainable development is the goal)." (S 25) "Sim, no alto rio Negro onde trabalho a ideia e essa: implementar um programa regional de desenvolvimento indedgena sustentado. (Yes, in the Upper Black River, where I work, the idea is precisely to implement a regional programme for sustainable indigenous development)" (S29) "Yes they are. The problem is with the material and energy growth and its compatibility with some environmental standards, like critical thresholds and so on." (S35) "Yes. The only way is by avoiding rapid over-development and having good planning."(S37) ".El concepto de desarrollo sostenible lo veo mucho mas como algo a lo que se quiere llegar, es una nocion implementada por parte de las politicas gubernamentales y ong's donde lo que se 8 procura con estos es el aprovechamiento al maximo de los recursos con un minimo impacto ambiental y social. (I see the concept of sustainable development as goal towards which we heading. It is an idea implemented through governmental and non-governmental policies which aim at maximum exploitation of resources with a minimum of environmental and social impacts)." (S48) "Yes, because they represent the best option to keep for human life." (S51) The need for local definitions Among the respondents that considered sustainability and development compatible if certain conditions were met, there is group of responses that emphasised the need for local definitions of 'sustainability' and 'development', or 'sustainable development': "They can be compatible providing that development is targeted at the right level i.e. small scale and in-keeping with the natural resources and environment." (S5) "Depende de las condiciones y del desarrollo para quién? Por lo tanto el desarrollo es sostenible si es buscado y logrado por la misma comunidad local (It depends on the conditions and on the question 'Development for whom'? Development can only be sustainable if it is sought and implemented by the local community itself)" (S20) "Yes but mainly if made through indigenous methodologies in their territories in Amazonia" (S27) "Yes. There is work done in northern Scandinavia where the "sammi" (lapps) have been given economical support and encouraged to create their own parliament. They have programs protecting their way of life, language and customs. The Norwegian broadcasting company NRK sends news in the language and coastal dialects. All this, at least for Norwegian sammi (lapps) has been key factors in late developments where communities have developed economically achieving great sustainability, contributing, not only to their well being, but to the sustainability of the inhospitable sub-artic regions." (S31) "Yes - but only if there is an 'appropriate' deployment of tools, techniques and processes of development in line with local community needs." (S52) Semantics and the economic imperative Interestingly, one respondent was very pessimistic about the possibilities for sustainable development even when it was sought and pursued at the local level. This respondent brought into the equation the idea that people are driven by monetary benefits to deplete their environment, even though they know that such practices are unsustainable: "To a certain degree, yes. I think that monetary considerations will always outweigh humanitarian concerns and it is very hard to convince people who are seeking a living from sometimes-meagre resources that it is in their own good to give consideration to long-term sustainable use of their resources. It is usually easier and cheaper to move on to the next area when one area has been depleted." (S17) This last argument derives from a rationality that considers poor people to be collaborators in their own misery. In this particular response there was no questioning of the developmental project or the social structures within which people are stimulated to act regardless of the future; but it did address 'monetary considerations' as the driving force. 9 Those responses that argued that the concepts are incompatible claimed an intrinsic contradiction in "sustainable development": "Development of any kind cannot sustain anything." (S4). Instead of blaming the people (needy or not), the proponents of incompatibility pointed their fingers at 'the system'; contemporary capitalist structures, the current developmental project and the prevailing economic model are seen as unavoidably contrary to sustainable practices: "No because development is premised upon economic gain, and capitalism is inherently unsustainable" (S10); "The problem with sustainability is that the economic model is not compatible with social, economic and ecological aspects at the same time and proportion. The neo-liberal model promotes the economic aspect leaving as secondary the social and ecological." (S19); "No, because development does not imply a recognition of limits or the necessity to preserve the natural and human resources used to achieve it. It is an economic concept, which has bases in the apparently unlimited uses of resources… " (S47); "… Si lo entemos [desarrollo] como crecimiento economico, por supuesto que no son compatibles. Ya que el crecimiento economico, tal y como lo plantean los economistas, excluye de raiz criterios sociales, culturales y ambientales requeridos para la sustentabilidad." (If we understand development as economic growth, of course they [sustainability and development] are not compatible. This is because economic growth, as economist have brought it up, excludes from its bases the environmental, cultural and social requirements of sustainability)" (S34) S.D. inconsistent with the present There are less radical rejections of the compatibility, which do not portray sustainable development as a contradiction itself but rather as inconsistent with current economic and ecological trends. The point such respondents make is that the necessary conditions for sustainable development are currently, rather than inherently unattainable: "… The current model of industrial development, where 'development' means material economic growth, is unlikely to be sustainable on a long term basis for the majority of the world population." (S1) "Present development of our world is clearly not sustainable" (S33) "Yes, they are compatible. But in a different social and economic order, not in the one the world is living now… " (S36) "Yes, if we change the way development is understood, for instance, development is associated to living styles resembling to those Europe and USA have, which are a lot related to consumption. But we could live in a healthier and more compatible way with our environment if we change our pattern of consumption and the generalised idea of development nowadays, it would be turning it into "only use what I need and get from nature, exclusively this, not until I just can't get anymore from it", 'cause I over pressed the place, to obtain more benefits. So, at last, this could be possible but in the long term, I hope not when there's nothing left to do." (S45) 10 Greening politics Some responses expressed doubts about the compatibility of sustainability and development. These doubts arise from the apparent use of "sustainability" as a green rhetoric, the aim of which is the continuation of projects that degrade the environment or human rights: ". usually development translates into cutting down natural habitats without regard to "sustaining" cultures" (S32); "In theory 'yes' but much depends on the definition of the terms and societies' acceptance of equal human rights and obligations to others." (S7) "Los conceptos de desarrollo y de sostenibilidad resultan ser bastantes amplios y ambiguos. En la mayoria de los casos cuando se plantean proyectos de desarrollo se trata de relacionarlos directamente con proyectos que resulten ser favorables para el medio ambiente. Como si un concepto llevara implicito otro, sin embargo creo que lo que se esta haciendo desde hace algunos años es precisamente disfrazar los proyectos de desarrollo para que sean aprobados bajo el nombre de mantenimiento del medio ambiente." (The concepts of sustainability and development are very ambiguous. In the majority of cases, there is an attempt to portray development projects as environmentally friendly[, a]s if one concept implied the other. However, I believe that what has been happening for the last few years is a camouflaging of development projects, in order to get them approved under the heading of environmental management) (S48). Reflections on responses to Q110: If "all development is not 'absolute' but will have a beginning and an end" (S24) then, "[d]evelopment of any kind cannot sustain anything." (S4). The impossibility of re-establishing high quality energy after it has been transform into low quality energy (or entropy) is a characteristic feature of closed systems, this would leave us with a world in decline where there is no possibility of sustaining anything. It could be argued that this is the case, as we cannot even guarantee perpetual solar energy flow. But this is perhaps taking the concept of sustainability too far, leaving us with no possibility for discussion. The central political discussion arising from the different responses revolves around the contradiction between those arguments of compatibility that leave the development project unquestioned and those that reject any possibility of compatibility because of a profound questioning of development. Between the two, the picture is blurred, undefined, open and elusive. There does not appear to be any significant correspondence between the two opposite groups of respondents in relation to whether they have been in Amazonia or not. Three out of five of the respondents claiming that there is absolutely no compatibility between development and sustainability have been in Amazonia; but so have two out of four of the respondents that left the development project unquestioned. However, it may be of some significance that none of those that accepted 'sustainable development' are related to social sciences. Those respondents with academic backgrounds in the social sciences all fit into groups 10 A schematic summary can be found in Table 1, Appendix 3. 11 that see sustainable development as a principle, something to be defined locally or as a reformist greening of politics. None of them were found in the group arguing for absolute incompatibility. The middle ground, where the picture is most blurred, came from the majority of respondents by whom it was argued that sustainable development may be possible but that they were unsure about how it might be achieved. Although these responses varied from those expressing suspiciousness (those pointing out the rhetoric of sustainability) to hope: "They have to be. I think they are because they have to be". This acceptance of a possibility of sustainable development, despite the semantic contradiction and current political rhetorical manipulation of the term, reflects a process of thinking and acting that is deeply rooted in Utopian beliefs. This 'sustainability' will happen in the future, in another time, when local communities take control of their lives and their resources, when environmental protection is taken seriously, when today's actions reflect our responsibility toward the future, etc. According to one of the respondents even continuous increases in productivity will be possible, when the proper technology has been developed. Q2 - Is there a relationship between indigenous reserves (IR) and protected areas (PA)? In Colombia IR are called "Resguardos Indígenas" or "Resguardos de Tierras". The term resguardo, literally means protection. Its meaning is not too different from that given to natural conservation areas of different grades: áreas protegidas, protected areas (PA). Both, IR and PA, emphasise the need for an area to be specially protected. Some of the respondents of this question pointed out an implicit relationship between IR and PA perhaps departing of this meaning: "… In a general sense, indigenous reserves are protected areas; they are protected from outside influence for the benefit of the indigenous people… " (S1); "Yes there are relationships. Both have natural systems and environmental quality that requires some level of conservation and protection" (S9); "Yes , for obvious reason. Because the protected reserves are a birth child of indigenous reserves and because we do not want to lose the nature environment the relationship should be maintained." (S13); "Yes, indigenous reserves are protected areas" (S28) As in the case of Q1 (Do you think that development and sustainability are compatible?) some respondents pointed out that it would depend on what we understand by the two terms: "Depends on the sort of protected area or what we mean with protected area… " (S25). "There could be" (S38); "It could be, but I am not sure" (S46); "… this has to be context specific" (S1). Five respondents simply said "yes" (S37, S18, S22, S43, S50) and one simply said "no" (S15). However many of the respondents did go on to qualify the relationship in some way. 12 Harmony or the need for it Some of the affirmative responses portrayed indigenous peoples as the guardians of the environment while others offered concrete examples of this viewpoint: "Si. Las culturas indigenas han demostrado que sus culturas han vivido armonicamente con su entorno durante miles de años" (Yes. Indigenous peoples have demonstrated that their cultures have lived in harmony with their environment during millennia). (S23); "Empirical evidence through statistical analysis has shown (particularly in Colombia in the north west region of the Sierra Nevada) that there is a direct relation between conservation and indigenous reserves. So, the answer is "yes, I do think so". (S40) There were those that referred to the need for a harmonic relationship because: 1) the environment should be protected for the benefit of indigenous peoples: "… indigenous reserves are related with spaces or areas that the government leaves for indigenous people and protected areas are where the local authorities or government provide the ($) resources in order to protect them" (S19); "Existe una relación, historica y cultural, respecto a su territorio, esto debe ser respetado y protegido para las mismas comunidades indigenas" (There is an historic and cultural relationship with respect to their territories. This should be respected and protected by indigenous communities for their own sake (S20). 2) the protection is fundamental for biodiversity conservation: "… Podria ser que se proteja un area porque existe cierta flora o fauna que esta en peligro de extincion. Por ejemplo, muchos animales que viven en la selva solo se aparean una vez al año en cierta temporada y si estos son interrumpidos por presencia humana su decendencia podria verse aun mas en peligro de extincion… " (It may be that an area is protected because there are endangered flora or fauna. For example, there are many rainforest animals that mate once a year or seasonally; if they are interrupted by human activities their progeny could be further endangered) (S25); "… development there should be restricted for the sake of conservation" (S33) 3) sustainable practices could be developed based on indigenous peoples' experiences: "Yes. By protecting areas where almost all indigenous people are more and more confined, there will be a way to preserve indigenous experiences in order for these experiences to contribute to a sustainable development." (S11). Utopia There were also those sorts of answers that reflected a feeling of hope or a sense of Utopia, in which a harmonic, positive relationship was acknowledged as desirable but not yet achieved: "I imagine IR to equate with PA in some way. Perhaps naively. IR is implicitly protected from external development forces, but not necessarily internal." (S3); "There can be. If people are continuing a way of life that has been sustainable in the past and are able to develop sustainably (… ) there is no reason why both should not coexist." (S6); "Most indigenous reserves must be also protected areas. How to effectively do it? I don't know." (S36); "In countries with mindless and irresponsible politicians and business people, it should be mandatory that 'indigenous reserves' must be synonymous with 'protected areas'. (S42) 13 Contamination and cultural imposition Some respondents signalled the risk of contamination, this is of indigenous peoples being influenced by a mestizo culture and therefore driven to break the presumed harmonic relationship with the natural environment. This may be seen as a lost opportunity, that of the rest of humanity to learn from indigenous experiences or, that of given indigenous people to assert managerial control: "Yes, as indigenous populations tend to live in harmony with nature these areas tend to require protection from the outside world. (S12); "… I also think it is difficult to put it into practice since indigenous people want to be part of the economic system and therefore there is a risk of depletion. Anyway who is better to protect certain areas than the people who have lived there for hundred of years!!!" (S39); "Yes, in fact, so far as I know, many of our indigenous people live in these protected areas, where most of them have been able to live in a sustainable way, I say most of them, because others are affected by the mestizo men that live nearby or want to get something from that place due to its economic importance, affecting these natural areas." (S45) It was pointed out that both types of jurisdiction, IR and PA, derived from a cultural-historical process, in which self-determination was not accounted for: "Yes, a very imperialistic one - especially in the Americas (including Canada). It is an old regressive link between the two, in the 60s and 70s this paternalistic viewpoint saw indigenous culture as static --which is wrong!" (S24); "Yes, they both seem to be defined by the ruling 'white' government." (S26) A respondent that had visited Amazonia (VA) added that there is resistance to this imposition, at least as far as indigenous peoples of Colombia are concerned: "yes-especially when indigenous management systems are practised in spite of the models of dominant society in Colombia" (S27). Similarly, another VA respondent suggested that in Colombia there are no friendly relationships between IR and PA: "It depends from country to country, but in Colombia no" (S10)! Analytical responses The analysis provided by some of the respondents tended to localise the relationship: to put it into the historical process. The analysis underlined the main problem for a "non-confrontational" relationship between IR and PA regimes. As they are designations that came about without public participation and from a rationality that is especially alien to indigenous peoples, when IRs and PAs overlap, competition for management arises. These type of answers either acknowledged that the relationship happens through overlap, or mentioned the difficulties of hitting indigenous rights and conservation target simultaneously: "Freedom of choice for all people, in terms of lifestyle, cultural heritage can translate into giving management control to indigenous people in protected areas. However the balance between sustainable economic development for indigenous people and at the same time protecting the environment is a difficult topic to discuss at a macro level. Individual environmental and socio-cultural circumstances need to be fully accounted for and explicitly articulated." (S7) "Yo creo que existe una relacion estrecha entre reservas indigenas y areas protegidas alrededor del mundo. Ya que estas dos figuras juridicas en muchos casos (p.e. Colombia) se encuentran translapadas." (I believe there is a close relationship between indigenous reserves and protected areas around the world. It derives from the fact that in many cases these two jurisdictions overlap) (S34). 14 "There is a relationship when they overlap, which I think happens often." (S44) "Los resguardos y las reservas indigenas han tenido la tendencia a considerarse y definirse como areas protegidas, sin embargo me parece importante tener en cuenta que al establecer los limites territoriales entre los resguardos quedan zonas intermedias que no pertenecen necesariamente a algun resguardo, y esto hace de un modo u otro que tambien se presenten roces con diferentes actores. Por la misma razon que al no estar circunscrito en un resguardo aparentemente se consideraría como un area no protegida… " (It has been the tendency to consider the resguardos and indigenous reserves as protected areas. However, I think it is worth considering that when the resguardo boundaries are established, there are zones in-between not ascribed to any resguardo. And this makes it somehow possible for different [political] actors to get confrontational. This happens as a consequence of the non-ascription of the in-between zone, which is not considered as protected area… ) (S48) However it came about and assuming that both jurisdictions are somehow competing, some respondents argued that IR should be more effective, as it gives responsibility to the people for their own lives: "Yes, although I think indigenous reserves serve to protect the environment/area better. This is because they are protected by local people who value the resources and use them in a traditional and more sustainable way. Protected areas can be designated/run by Governments and this can remove the responsibility from the indigenous peoples." (S5); "Yes. I think that indigenous reserves do offer more protection than protected areas because it gives local people more incentive to use sustainable practices. They can see it being in their own interests" (S17) In contrast, one respondent argued: "Maybe there is, but I don't believe in reserves" (S35). And a second respondent (VA) added that poverty have driven indigenous peoples to behave unsustainably: "I think it is possible. However, some indigenous areas are completely degraded because they are selling their natural resources to survive." (S53). This response (S53) is related to one of those made to Q1: "To a certain degree, yes. I think that monetary considerations will always outweigh humanitarian concerns and it is very hard to convince people who are seeking a living from sometimes meagre resources that it is in their own good to give consideration to long-term sustainable use of their resources. It is usually easier and cheaper to move on to the next area when one area has been depleted." (S17) Both answers (Q1-S17, Q2-S53) echo a neo-Malthusian argument. It implies that a 'tragedy of the commons' is happening in Amazonia and elsewhere as result of overpopulation. The politics involved "No. Indigenous reserves and protected areas (for nature conservation) are two different political land use strategies. If the government is assigning an Indian reserve then they should respect the use the indigenous people are making of the terrain according to traditional use or to improved technologies. Areas for Nature conservation must be treated separately and with a different priority. We cannot make the indians responsible for the disappearing of the diversity. The government has to be responsible by applying appropriate conservation and management regimes" (S2) This response makes an argument for the need to differentiate between IR and PA as diverse political strategies that pursue different aims. The first would aim to 15 comply with Indigenous Peoples Rights, particularly that of self-determination. The second political strategy would aim at biodiversity conservation. The respondent acknowledges indigenous social change as indigenous management depends on both, tradition and technological improvement. Interestingly, the analysis provided does not try to conceal the confrontational nature of the relationship; nor does it neither place much hope in conciliation. On the contrary, it advocates for a distinction. If there is some hope or sense of utopia in the response it comes from solutions provided by technological improvement. Which is something this particular respondent had already stressed in Q1: "… . Development as the integration of western technologies or increase of income per capita, can be carefully done by implementing appropriate technologies into the productive activities of the communities. Sustainability defined as a continuous productivity level in the long term." (S2) Non-conclusive comment-Q211 Nowadays, the establishment or enlargement of IRs (Resguardos in Colombia) and PAs requires the interested proponents to follow long protocols, the fulfilment of precise administrative procedures and of legal conditions. One aim of the process is to allow different stakeholders to participate and to assure the fulfilment of fundamental rights to all citizens in equal conditions. In Colombia, like in many other parts of the developing world, when the "juridical figures" were established these procedures were not necessary, therefore, many IRs and PAs were established without participation of all interested parties. It is not surprising that some of the respondents refer to the confrontation or competition of regimes that began with their imposition. It could be of some significance that none of the respondents that claimed the need to harmonise IR and PA have been in Amazonia. In contrast, the two respondents that pointed out that these two regimes are conflicting in Colombia have been there. The analytical response that called for clear differentiation between the two also came from the group of people that had visited Amazonia (VA). From the set of answers given to Q2 it is clear that different and contrasting narratives ascribed to with respect to environmental management. For some of the respondents indigenous peoples are guardians of the environment, victims of colonialism or in risk of a cultural contamination that will force them to adopt maladaptive strategies that would threaten conservation strategies. For others, indigenous reserves are untrustworthy designations: the environment should be preserved against development and human intervention, be it indigenous or otherwise. Therefore indigenous peoples should not be in charge of environmental management. Yet, another political perspective is derived from hopes of compatibility between the two regimes, which although pursuing different aims are seen as relevant for environmental and human security at the same time. Thus, the third perspective could be characterised as dialectic or iterative. From this (last) perspective indigenous experience could help the development of conservation strategies; and, 11 Schematic summary: Table 2, Appendix 3. 16 at the same time, the revision of environmental and conservation management strategies could be vital for the survival of indigenous peoples. Hope or Utopian visions also have a place here: the development of technology is seen as a key component for adequate environmental management. Technological improvement would allow both compliance with indigenous peoples' rights and biodiversity conservation. We are sketching a continuum from our comment on Q1, suggesting that the narrative of conciliation 'reflects a process of thinking and acting that is deeply rooted in utopia'. Q3 - Do you think that the concepts of protected areas (PA), indigenous reserves (IR) and sustainable development (SD) are useful for environmental management today? Two respondents say that the concepts should be context specific: "Yes, but which of them is useful depends on context… " (S1). "As I said before, all these terms have to be defined properly in the first place before they can be applied." (S2). There were two respondents that simply said 'yes' (S14, S22), while one answered: "yes, if it works" (S4). S4's response suggests that concepts are instruments, and not surprisingly many answers referred to the "applicability" of these three concepts. Environmental indians and contamination risk Some respondents reiterated the idea, already expressed in Q1 and Q2, that indigenous peoples are practitioners of SD or conservation managers: "… Indigenous reserves are important because they allow the preservation of a way of living in sympathy with the environment long gone in most areas… " (S12); "Claro que si. Las culturas indigenas son un ejemplo de convivencia y explotacion sostenible del entorno en que viven" (Yes of course. Indigenous cultures are an example of coexistence with the environment they live in and of sustainable exploitation.) (S23); "Yes because indigenous people are the 'shepherds' of the landscape and they have a first-hand understanding and experience (handed down from previous generations) of ecosystem processes. Sometimes indigenous customs and habits reflect an understanding of nature's processes that can be exemplary in the planning of management plans… "(S41) One response re-enforced an idea presented in Q2, that indigenous sustainable practices are in risk as the younger generations begin to adopt western lifestyles: "… , but this knowledge is also in danger [endangered],… , shamanism is related in many cases to the management of the natural resources, but I have listened to the indigenous people from the community that I'm working in, that they're not interested in receiving this knowledge from their parents, and day by they they're a lot like us in their agricultural practices." (S45) Principles as instruments Various responses made reference to certain conditions that would have to be fulfilled in order for the concepts to be useful. This perspective, where the concepts are understood as political instruments, could be useful if a 'real' or 'truth-value' definition of them were accomplished. This truth-value would come from using the political instrumentality of a concept only if it were to reflect a set of principles such as intergenerational equity, empowerment, and participation. 17 And, in the case of participation, special emphasis were given to the incorporation of indigenous people, their knowledge and ways of dealing with the environment: "The concept of protected areas will only be successful if indigenous peoples are involved, therefore this would seem to indicate that indigenous reserves would be the best way forward of the two" (S5) "… indigenous reserves need to be redefined according to the wishes of the people who will be living in them,… (S6); "… If sustainable development means development with the means which exist and with the participation of the people concerned… " (S11); Yes. Exercising indigenous knowledge should not be limited to reserves but integrated into the management plans along with scientific knowledge more widely. (S26); "Yes… Any protected area, etc. must actively incorporate the participation of indigenous people" (S41) The idea of intergenerational equity is attached to that of resource reserve for the developmental process: "Yes… The sustainable development concept relating to the obligation of the present generation to leave enough natural assets and capital for future generations to enjoy at least the same quality of life we enjoy today must be at the heart of environmental management activities." (S12) "Yes, because the natural environment that we believe is endangered should be protected as a reference in future years to come and because of this a sense of environmental management is very important as the same environment becomes a resource for development" (S13) "Yes. We need to protect the area and its people and provide for sustainable development. (S21) "… pero estoy cierto que las areas protegidas independentemente del interes en prervarlas desempeñan un papel importante en el manejo de ambientes naturales para la captura de CO2, conservación de recursos biogenéticos/biodiversidad/ y como elementos de estudio para futuras generaciones… " (… but I am certain that, independently of the interest in preserving them, protected areas play a roll in the management of natural environment for CO2 sequestration, conservation of biodiversity/genetic resources and as study subjects for future generations (S25) "yes, otherwise development will go against our own endurance. I think we have to consider the possibility that we are not the most powerful force in this world." (S38) Risk and Protection Following this idea is that of concepts (as political instruments) being useful if they could provide and enforce protection (S13, S21 above). In this case either the environment is seen at risk (endangered species or ecosystems) or both indigenous peoples and their environments: "Yes. Protected areas are important as pools of natural resources not affected by human activity. Indigenous reserves are important because they allow the preservation of a way of living in sympathy [tune] with the environment long gone in most areas." (S12); "I think they are vital. Until everyone has a responsible attitude to environmental control certain protections have to be enforced." (S17) Some of the responses expressing a need for environmental protection have a sense of impending catastrophe: "Yes, but they are loaded concepts so we have to be careful in using them… sustainable development is the only way we will survive, but is usually glibly applied." (S6); "in a limited sense perhaps.but what we need to accomplish is protection of all that there is left, without cutting and taking land around the so called protected area. stop the modernisation process wherever it has not already reached into" (S32); "Yes, because they are the only source to preserve life on earth." (S51) 18 Protection but of cultural diversity: "… They may contribute to 'capturing' and saving fragile cultures and 'unknown' languages." (S31) Although acknowledging the need for protection, some respondents made it explicit that IRs were not effective, as the policies derived from such concepts (regimes) would increase risk instead of attenuating it: "… in terms of indigenous groups if they become circumscribed to a specific protected area then this will prevent persistence of nomadic lifestyles etc. and as a result the protected area may become 'unsustainable' as people are becoming circumscribed to a specific reserve. I guess this also answers the question on indigenous reserves, however, the indigenous reserves of N. America should be used as an example of the problems of tying people to such reserves,… " (S10) "… 'indigenous reserves' are not so useful - most of indigenous social problems have been caused by the colonisers, and are being reproduced through generations. Keeping indigenous people enclosed in such areas, and introducing paternalistic rules and laws is not healthy for any society. It instils racism in a society, and will not ensure that indigenous practices of environmental management will be maintained - that depends on the indigenous group and how they choose to manage their environment… " (S24) The need for integration and its impediments Some emphasis was put on the idea that there is or should be a link between the concepts (political instruments): "Yes all concepts are useful as they each permit different aspects of the economic/ecology debate to enter into the wider public arena. Ultimately for there to be sustainable solutions to environmental problems there needs to be a holistic approach adopted… " (S7) "… environmental development will not be meaningful without taking into account the interrelation between 'indigenous reserves' and 'sustainable development'" (S11) "Yes, because all areas are linked with each other very closely" (S18). "Yes. Exercising indigenous knowledge should not be limited to reserves but integrated into the management plans along with scientific knowledge more widely." (S26) "… Lo que creo es que tanto las reservas indigenas, como las areas protegidas deberian orientarse hacia un desarrollo sostenible. Bien sea que estas dos figuras se translapen o no. Si entendemos el desarrollo sostenible como un proceso que involucra criterios sociales, culturales, economicos, y ambientales." (… What I do believe is that indigenous reserves as well as protected areas should direct their attention towards sustainable development, whether or not the entities [juridical regimes] overlap. If we understand sustainable development as a process that involves social, cultural, economic and environmental criteria.) (S34) However, quiet a few responses pointed out the problems that prevent this integration from taking place: 1) Incompatibility of interests between IR and PA: "… Protected areas are useful, but they raise the debate as to whether one should protect an area and exclude people from it so that a certain species/ archaeological site/community can survive or whether people should have access… " (S10); "It is quite difficult to harmonies those concepts, specifically among indigenous people. They are convinced that 'sustainable development' is an imperialist concept, and the first idea they have -as far as they hear the concept- is that they are going to be exploited by others… " (S40) 2) The prevalence of economic efficiency and profit at the expense of anything else: 19 "… El desarrollo sustentable que ha sido cada vez mas un objetivo importante en varios paises del mundo. Pero encontrar los balances correctos ha sido y es dificil, particulrmente cuando las sociedades y gobiernos estan sometidos a un proceso de globalizacion y de efeicientizacion economica. He ahi los conflictos permanentes de lograr un desarrollo verdaderamente sustentable que considere no solo los aspectos economicos, pero politicos, cultrales, sociales y ecologicos o ambientales. (Sustainable development has become an increasingly important objective in several countries around the world. But to find the correct balances has been and continues to be difficult; in particular as a result of societies and governments being subjected to economic efficiency within the globalisation process. There are permanent conflicts in the way of obtaining a real sustainable development that involve not only the economic aspects, but also the social, cultural, ecological and environmental criteria " (S25). "… too many people think of 'sustainable' as meaning economic sustainability and not environmental sustainability." (S30). "… While protected areas and indigenous reserves serve to maintain environmental quality, the concept of sustainable development is often disregarded for the sake of profits and globalisation." (S33) 3) Political manipulation: "I think there have been problems with these concepts for two reasons: First, they mean different thing for different people, second, they have been used and to serve particular interests. There are several and opposite definitions of 'sustainable development' and it's a difficult concept. 'Indigenous reserve', used as a general concept does not describe usefully the complex realities and 'protected areas' have been used to serve particular interests over time so I think it is seen suspiciously by a lot of people." (S44) "I think so, but these concepts are used a lot by politicians, and then the meaning can be manipulated". (S46) "… The big problem is not related to the concepts alone, it is related to the way in which these are applied according with particular interests and purposes. Many times the terms are used by different groups or organisations in order to pretend to be environmental friendly or responsible, when the real purposes reveal an opposite target or interest." (S47) "… Muy seguaramente estos términos se manejan como deben ser en el plano académico teórico, mas no ocurre lo mismo en el ambito práctico donde lo que prevalece son los interese de los diferentes actores que trabajan en este campo, lo que lleva inevitablemente a que se presenten situaciones de tension entre estos y se deje de lado el objetivo primordial en cuanto a la conservación y le manejo ambiental" (For sure, theoretically and within the academic circles these concepts are managed as they should be. Although, in the practical scenario privilege is given to the particular interests of those different [political] actors who work in this field. Thus, it is unavoidable that tensions will arise between these [political actors], which leave aside the fundamental aim of environmental management and conservation) (S48) 4) Semantics, the concepts mean too many things to too many different political actors (S44 above): "… 'Sustainable development' is not so useful for environmental management, as the concept is too contested - it means too many different things to different people." (S24); "As I said, the problem is that there are many definitions of those terms and it makes it difficult to determine if they are useful in one place compared to other places" (S50) Dynamism The perspective of 'dynamism' reflects a perception of mutating meanings as an advantage. Under this perspective 'contested' means 'in change', which is seen as part of a learning process, which is in tune with the idea of local definition of concepts (emphasised above): "Ultimately for there to be sustainable solutions to environmental problems there needs to be a holistic approach adopted, where people can better appreciate that their lifestyle has much in 20 common with others - even if they are in an OECD country and cannot appreciate the day to day lifestyle of someone in a less developed country. … . Therefore the concepts listed can provide an opportunity to raise the awareness of the majority of the world's people." "Yes, there is plenty that can be learned from these three concepts and also applied" (S37) "A lot, I believe there are a lot of things we can learn from them, specially in this field of study,." (S45) "If these concepts are [understood or interpreted] under a dynamic and changing world (attached to contexts), which mean that there is not a unique definition or way to apply them, I think they are still useful for environmental management." [original: understanding or interpreting… ] (S47) The need for new concepts-Q3 Contradicting narratives can be appreciated through the reading of these responses. There is a group of respondents that are uncritical of the concepts or the policies derived from them (like S37, S45 above and): "Yes, they are important to efficient environmental management" (S28); "Yes. An understanding of the mechanism of these terminologies is essential for effective environmental management … " (S9). Another group could be made out of those responses that reflect suspicion or are definitely critical of the concepts (S10, S24, S25, S30, S33, S40, S44, S46, S47, S48, S50 above). And, besides the group of respondents that express conditionality or hope (see above), there is a group of responses that, while critical of the concepts, acknowledge that at present they are all we have: "… which of them is useful depends on context… If an ethnic group is to be allowed to determine the course of events within its own territory, then the territory must be reserved for them until such time as they develop complete autonomy or decide to integrate more closely with wider society. Sustainable development may seem a rather broad, unspecific term, but it does at least draw attention to the unsustainability of conventional development… " (S1) "… The concept of sustainable development is gradually getting better developed and, even if it is not strictly attainable, gives decision-makers something to work towards… (S5) "I don't agree with the concept of SD as it is a contradiction in terms, but at present there are few better alternatives… " (S10) One respondent actually moved forward in the critique, pointing out that the concepts were built on preconceptions and identifying the need to generate new concepts that would integrate the useless categorical divide of nature and society: "I think they are old fashioned, and generated by the Anglo-Saxon culture. We should move towards an increased compatibility between human activities and nature, making it therefore not necessary to talk about reserves, or natural areas." (S35) Non-conclusive comment-Q312: The majority if not the totality of respondents took 'concepts' as 'politics'. They discussed the history of these politics, their adequacy and sufficiency. It is very interesting that while the conduct through which political ideas become policies is supposed to be complex, it is obvious for the respondents that there is more than theoretical debate going on in the process of policy making. There is a prevailing, sometimes automatic or non-reflexive awareness that narratives pursue the aims that drive the policies and politics that are transforming the environment. 12 Schematic summary: table 3, Appendix 3. 21 In continuity with the results of Q2, only 1 out of five respondents of those who argued for the need to integrate the concepts had been in Amazon; while the two respondents that argued the case of 'incompatibility of interests' had been there. Of those which suggested that these concepts –political strategies- are useful for environmental protection or that this is the last chance –catastrophism- for life, none had visited Amazonia. It may be of some significance that none of the five respondents that suggested that IR might be a better strategy than PA have been in Amazonia, while one person of the two that argued that IRs are ineffective had been there. The responses correspond to several narratives that can be identified. One of them is that of 'confidence in science and trust in political instrumentality' derived from the (traditional definitions of) concepts outlined. Another narrative is that of 'natives as heroes and outsiders as villains', which is reflected in the suspiciousness of concepts based in untested assumptions and in mistrust of the governmental policies derived from them. In summary there is a status-quo narrative and a counter narrative. Yet a third type of narrative could be identified, that of 'critical understanding'. Q4 – Should environmental managers (EM) get involved in the territorial ordering process (TOP) of the Amazon? One of the respondents simply answered yes (S4). One was unsure (S52), perhaps suspicious? One considered the question was tricky (S32), and three of them put the question into question. Two of these responses asked for the term 'environmental manager' to be defined: "Difficult to answer. Define the roles, mandate and empowerment of the environmental manager… " (S31); "What do you mean by environmental managers?." (S6). The third one was more critical: "this sentence is colonialist as if indigenous peoples of Amazonia were not in fact environmental managers" (S27). With a similar intent, one respondent argued that indigenous people were better-qualified environmental mangers: "Las comunidades indigenas han sido las mejores administradoras del territorio ancestral, eso debe ser respetado y replicado en zonas donde la intervención humana 'civilizada' ha afectado las condiciones ambientales. (Indigenous communities have been the best managers of ancestral territories, this should be respected and should be replicated in areas where 'civilised' human intervention has affected environmental conditions) (S20)" The response of Indigenous peoples as better managers had been expressed in Q1, Q2 and Q3. Another three responses reinforced the ideas of catastrophism, the need for urgent environmental protection and to stop development (S32, S33, S42). Perspectives EMs are the ones: "Definitely" (S12); " … They have in many cases a better view for the long-run." (S18); 22 Yes. Who else is better suited to do so?" (S21); "Environmental Managers should get involved. They are best able to ensure protection of ecosystem" (S28); "Por supuesto que si. Ya que el ordenamiento territorial de un territorio (en este caso de la Amazonia) debe tener como objetivos el desarrollo sostenible." (Definitely. Territorial ordering (of the Amazon in this case) should have sustainable development as an objective) (S34); "Because they are the ones that can understand the balance that must exist between economic development, traditional culture and environment." (S36); " They should, how can they do whithout?" (S46) "Yes, because they can contribute to better territorial ordering in the region" (S53) EMs and scientists figure out the solutions and take the decisions: "Deben estar involucradas todas las personas del planeta, pero con mas razon los 'decision makers', que a fin de cuentas, toman las acciones concretas sobre nuestro futuro medioambiental. (All people from the planet should get involved, but the 'decision makers' have more reason to be there, after all they are the ones that take the concrete actions in respect to our environmental future) (S23); "Yes, but along with some other scientists, not only because of the importance of the Amazon from a global point of view, but specially for the importance for the people living there." (S35); "Yes, always considering multiple disciplines result in a better understanding and so better solutions." (S38) But taking into account the other opinions: "Yes, although indigenous peoples will also play a major part and without them any agreements between Governments and environmental managers will not work… " (S5); "Not always, because it is necessary to take into consideration lay people's opinions too." (53) Indigenous peoples direct EMs: "If they are asked to do so by indigenous peoples, I see no problem with this." (S1); "Territorial ordering should be primarily decided upon by the indigenous groups that inhabit them, … ultimately decisions need to come from the bottom upwards" (S10); "… The indigenous people should be in charge of the program at the ultimate level" (S14). " They should but they should make sure they respect the opinion of indigenous people and they should be very discreet in their approach and aim for cooperation." (S41) EMs have equal rights to participate as other stakeholders: " Of course. All actors should be involved in the process… It doesn't mean that they have to take decisions but they can evaluate the circumstances under different and also important perspectives." (S2); "What do you mean by environmental managers? But yes, I think they also have a stake in the fate of the Amazon, and have a right to make their voices heard. (S6); " Involvement - yes but only in collaboration and co-operation with the Amazonian people and those in the higher levels of bureaucracy and policy making … Environmental managers can make significant contributions in this area, given their depth of understanding of the issues (relative to the general public)" (S7); "Deveriam estar envolvidos no processo de re-ordenamento territorial, junto com edndios, ribeirinhos etc" (they should be involved in the territorial ordering process together with indigenous peoples, riverine inhabitants, etc." (S29); " I think they should be involved as advisors and technical support but I support the idea of a non-technical management, where decisions are taken by the different stakeholders based on the technical advice and the social, cultural and economic factors." (S44) 23 But this intervention should be avoided within indigenous territories: "Not in indigenous reserves or territories which historically have been managed by indigenous communities. In other areas, should be taking part in dialogue of knowledge between cultures, people, communities, scientists and decision makers from private and government sectors, to order process on the amazon area." [Original text:… historically has been management by… ](S47) The apolitical EM: "Yes, but not for political reasons. It should be for the cause of sustainable use of our natural environment which is our heritage." (S9); " … Generally though I think that environmentalists like missionaries before them should not get involved in political processes as this can have a very negative reaction within the local community." (S17) "Yes, their knowledge will hopefully be of use in the ordering process" (S37) The political participation of EMs: "Yes, to counteract the interference of other external actors but hopefully to work with the indigenous people respecting their values and practices, not independently." (S26) EMs as facilitators of the dialog between IK and WS: "… without them [indigenous peoples] any agreements between Governments and environmental managers will not work. Environmental Managers should facilitate discussion… " (S5); "Territorial ordering should be primarily decided upon by the indigenous groups that inhabit them, environmental managers roles here should be as referees to help in the co-ordination of the process, but ultimately decisions need to come from the bottom upwards." (S10); "It's necessary for people involved in this field of study, that had already gained a conscience, and that are able to understand that we have to work with indigenous, not from our usual management vision, but theirs, trying to see the world like they do. In this way could be easier, perhaps to understand and give convincing and why not scientific arguments to the authorities (or people in charge of handling these affairs) about the different way they have already distributed their territory, which [in] most of the case (if not all) doesn't have our political distribution. (I.E, those groups that live between Colombia and Brazil boundaries) they don't have the same division of territories, because of this, they must be managed in a way more in concordance to their political organisation." (S45) Capacity, ability and quality of EMs: "Depends who the environmental managers are - if they are from the area and have a passion for the area, then why not. If they are drafted in from outside, and seen as the 'outside experts' then probably not - it usually causes friction within the area."(S24) "Define the roles, mandate and empowerment of the environmental manager. They may fall into different categories, of which I may name at least 4: 1. The conflictive manager. Created by a lobbying body. A good example is the body (forget the name) that is in charge of the Everglades in Florida. Their work is tainted by conflict of interest: the provision of water to cities and sugar cane farmers, at the same time maintaining the 'wet lands' as an ecosystem and controlling flooding! 2. The romantic. Exemplified by rich Europeans or North-Americans. Wanting to keep habitats, they may buy some land and resort to eco-tourism in order to keep their sustainability. I believe there are some German managed 'eco' destinations in Ecuador. Driven by an alternative way of life, they may not 'manage' the environment as they should. 3. The bureaucrat. A member of a government agency or NGO that may not be aware of local needs, responding always to policies made from a distance. Current legislation may be a hinder. "Los paisas", developed and colonised what is today Risaralda, Quindio, Caldas and 24 parts of Choco in Colombia, by using legislation that enabled them to cut and clear big forest areas to be claimed afterwards, creating the concept of the "colono". A colonisation process I witnessed in Caquetá some years ago. 4. The "grass roots" manager. Perhaps, the type who knows best the ecosystem and the power relationships that develop around it by the people involved with it. Usually their voice is not heard, mainly because of the threat they represent to some landowners or 'colonos'. If the law regarding claiming land that has been cleared is still existing, managing the environment is going to be a great task. One shall not forget that the 'colono' phenomenon represents one of the many socio-economical problems a nation like Colombia faces. … Management work usually develops around a policy. Trust among all participants is primordial. There ought to be some kind of legal-economical framework that will ease management work. If this is in place and all conflicts of interest reduced, then the territorial ordering process of Amazonia may become real." (S 31) Political risks, EMs tough job: "Yes, however the pressures on the person might be extreme. It would be preferable to have both on-site environmental managers and use some respected external managers as reference." (S15); "Yes, but bearing in mind that you should work with politicians and many kinds of 'parasitic' people which are thinking every day in the short term. It means that environmental managers are not enough for sustainable management and use of natural resource: their analytical models as well as their technical capacity is necessary, but they cannot work isolated, they require to work with others, despite the fact that 'the others' could (and should) think in a different way." (S40) Summarising-Q413 Like in the responses to Q1, Q2 and Q3, we can identify different and often contradictory perspectives. There were those that argued that environmental managers14 are the best qualified for the task and appeared somewhat perplexed by the question. Within that group there were those responses that assumed that decisions were taken by environmental managers or should be taken by them, although two expressed that others' opinion should be considered to a lesser extent. In the other direction were the responses that questioned intervention by EMs and considered it useful only when the decision-making process was led by indigenous peoples themselves. Yet, a third group was of the opinion that EMs should get involve in the same conditions that other stakeholders, such as indigenous peoples but, one respondent suggested they should not intervene in the management of indigenous peoples' territories at all. 13 See also Table 4, Appendix 3. 14 Called EMs in the survey to differentiate them from other experts and indigenous peoples. As it has been explained elsewhere (See "The march of the Manikins: Agroforestry practices and Spiritual dancing in Northwest Amazonia) indigenous peoples management of the environment departs from a different rationality and uses different instruments. What indigenous people from Northwest Amazonia call "management of the world" is not only a set of shamanistic practices but a way of living that combines social aims, aesthetic values, religious believes, and economic practices in a distinctive manner. Although acknowledging indigenous peoples from Northwest Amazonia are in fact environmental managers, the author has stressed that their "management of the world" incorporates many things, some of them of tremendous importance for environmental management more generally. 25 The other contrasting perspectives concerned the character of the intervention. While one group of responses were of the opinion that EMs should not get involved in politics, but have a technical approach, others thought that they should get involved to contrast and balance the political interests of other groups. A third group emerged, which advocated the intervention of environmental managers as conciliators and facilitators. Related to this roll of managers as advisers there was a group of responses showing concern with the capacity, ability and quality of environmental managers and, the possible risks that they have to face. Non-conclusive comment-Q4: As in responses to questions one, two and three, we can trace arguments and contra-arguments. One set of respondents portrays EMs as heroes. In this scenario they face a tough job, they are well trained, better able and indispensable for the process of territorial ordering; their politically risky job in which they have to make the decisions would be fundamental for diminishing environmental risk and even saving life on earth. (As in Q2 and Q3 none of those arguing conservation/catastrophism had been in Amazonia). A counter narrative is that provided by respondents arguing that EMs' participation should be directed by indigenous peoples (IP) or that the projects should be led mainly by natives, and that EMs should not intervene in the management of indigenous territories: in this case the heroes are indigenous peoples. A second counter narrative seems to be reflected by some of the respondents. In this scenario, EMs like IP should have equal rights to participate as different stakeholders, in this case decisions would come from a rational process in which dialog between cultures would take place. The participation of EMs would not be limited by their status/power but by their capacity, ability and their roll as facilitators or conciliators. Discussion European colonisation of Africa, Asia, the Americas, and Australasia from the late fifteenth century onwards, gave a tremendous boost to the volume of global transactions involving natural resources. Over the long run, trade in these resources, and in an increasingly diverse array of environmental services, has been expanding ever since. However, much of what is called globalisation in the twenty first century has more to do with developments in information technology since the late 1900s. The increasing speed of communications media and information transfer have proved fundamental in economic restructuring and the transformation of the world into a largely urban space (Castells 1996). In the globalised, twenty first century, local political decisions have little chance of being autarchic; international policy advisors inform local stakeholders about what is considered adequate or legal in accordance with international treaties, foreign protocols and political compromises. The local politics of environmental management is the concern of everybody: corporations, governments, international, regional and national NGOs, all of which compete for access to information and expansion of their scope of power in the political arena (Ambrose-Oji, Allmark et al. 2002). During the 1990s, and especially after the Río Earth Summit in 1992, one of the main topics of discussion was management of the global environment (Sachs 26 1993). Global targets for sustainable development were established at Río and similar processes were set in train at regional, national and local scales all over the world, following the guidelines set out in one of the policy documents agreed at Río: "Agenda 21". The official discourse that emerged from the Río process was replicated and many of the assumptions that informed the original discourse have been accorded a quasi-factual status by many people all over the globe (Sevilla_Guzmán and Woodgate 1997). The official discourse on globalisation emphasised the need for environmental management at supranational levels. At the same time, counter-discourse or anti-globalisation narratives have emerged. These emphasise the rights of indigenous people and local political actors to manage natural resources independently, in ways that allow them to make their own livelihood decisions and establish resource-use regimes that can provide the environmental goods and services that people need15. The management of the environment has always motivated debate and often led to confrontation. One of the main arguments of conservative conservationists concerns the 'vulnerability' of rainforest environments, and thus the need for their protection. Since the 1980s the problem of deforestation of tropical rainforests has been a global issue with special emphasis in South East Asia, the Congo basin and Amazonia (Adger, Benjaminsen et al. 2001). In a 1998 analysis of 'rainforest' web-sites, Stott revealed four metawords within the conservation rhetoric: orientalism (the exotic other), climax (harmony), old age (ancient, undisturbed) and vulnerability (Stott 1999). Metawords such as these become key rhetorical devices so that even research and development project proposals tend to employ them, thus replicating assumptions that are no longer questioned. How is this metalanguage produced? What are the bases of its principal cannons? And why is it that semantic analysis tends to remain the preserve of scientists – or is it something that is also dealt with at a local level? Narratives can be traced back in time. Equilibrium disturbance (climax rupture) and environmental fragility (vulnerability) both played parts in Hardin's 1968 'tragedy of the commons' (Hardin 1998). The neo-Malthusian discourse of environmental catastrophe as a result of an increasing population (of 'poor people') lies at the heart of Hardin's tragedy. The conservative conservationist perspective on the management of the rainforest is based on mistrust of systems of environmental management in which property rights (over life and resources) are not yet marketable. From a conservative political perspective responsible environmental action can only be achieved through the clarification of property rights to allow the unfettered action of free markets for the negotiation of such rights. It is assumed that the tragedy of the commons is happening or will happen in rainforest contexts where private property rights are not yet the rule and where societies still practise communal environmental management regimes based on indigenous knowledge rationalities in which nature and society form an ontological continuum. For conservatives only free markets for environmental rights, good and services can guarantee sustainable development. Neo-Malthusian 15 The discourses that emphasise on the need of eco-efficiency, economic transnationalization and planetary ecological management, were named by Sachs as contest and astronauts' perspectives. And the counter-discourse arising from the desempowered communities of the South as the home perspective (Sachs 1977). 27 and neo-liberal assumptions are fundamental to this perspective on sustainable development. With the aim of promoting Agenda 21 at local, national and regional levels, a complex and sophisticated process of institutionalisation was embarked upon. Amazonia did not escape this process; governmental officials or conservationist NGOs replicated the dominant conservationist discourse at the local level in NWA16. This official discourse of deforestation with its main initiative of protection of the environment from people has been labelled 'hegemonic' (Stott and Dullivan 2000) or 'neo-Malthusian' and 'managerial' (Adger, Benjaminsen et al. 2001). It should come as no surprise then that counter narratives have developed in Amazonia (and elsewhere), for many of which the principal intention is to contradict the conservative policies derived from this hegemonic discourse. The rights of indigenous people to define the course of their lives: their rights to manage natural resources and the environmental services used or supplied by the Amazonian environment have been key issues in these significant counter-claims against the official Amazonian territorial ordering politics and policies, which have involved environmental management that has been designed elsewhere. This counter-narrative pursues the principle and right of self-determination against the interests of political initiatives for global environmental management. The counter-narrative was not just a reaction to neo-liberal, neo-Malthisian conservative politics and conservation policies during the 1980s and '90s, however. In Latin America, all indigenous peoples' rebellions against the European empires were motivated by a call to reconstruct pre-colonial socio-cultural orders returning to territorial orders where the management of 'agroforestry' was undifferentiated from the sacred (Varese 1996:124-25). In modern, post-colonial states, indigenous peoples continued to struggle for the recognition of their territories. In today's NWA this struggle is related to governmental and conservationists policies of environmental management and the presence of armed groups opposed to political resolution of territorial ordering. Many of the Protected Areas (PAs) of NWA were created at a time when no legal procedure was established for public intervention in the designation of such areas. The official titles of the PA or IR (Resguardos in Colombia) have not prevented non-native invasion of lands or the expansion of illegal crop production inside either PAs or IRs. Conservationists and indigenous peoples alike have vacillated between alliances with, and the rejection of, the armed groups in charge of illegal crop production, depending on the political gains to be made and the risks involved in rejecting the proposals or achieving an alliance. The armed groups, on their part, have sought political alliances when such co-operation could benefit their military capacity or improve the managerial efficiency of their enterprises.17 16 With respect to the territorial ordering process, the Colombian Amazon controversy is discussed in Forero 1999, 2000; Forero, Laborde et al. 1998. 17 See Forero 2000, "Territoriality and Governance in the Colombian Amazon". 28 As far as local inhabitants were concerned, rainforest conservation policies arrived in NWA from another space and time. The legal establishment of protected areas took no account of the opinions or desires of the peoples already inhabiting NWA. Indigenous agro-ecosystems and the livelihood strategies of more recent colonisers were both ignored. The ideology expressed through legal frameworks was that of protection of the environment from people. The villains were local inhabitants and the regulations to be enforced were those of expelling people from the 'conservation' areas and maintaining their exclusion. The dominant discourse made no distinction between complex indigenous agro-ecosystems and the less sophisticated livelihood strategies being developed by recent immigrants. All of them were labelled as "slash and burn" agriculture (Myers 1980). Yet it has become increasingly apparent over the last thirty years that slash and burn is just an aspect of indigenous environmental management in Amazonia, which combines agricultural production, fish and game management, ritual prescriptions, and aesthetic developments18. It has even been suggested that movement towards "short cropping/long-fallow" cultivation patterns within indigenous Amazonian agro-ecosystems was an strategic response to alien invasion of territories and the introduction of metal axes (Denevan 2001: 115-31). Today, most ethnoscientists find it self-evident that the concepts of "chagras" (gardens) and "rastrojos" (abandoned gardens) are far too simplified to reflect the structure of cultivations over the short-, medium- and long-terms, in accordance with local knowledge of agro-ecological variation. It is obvious that indigenous environmental management has transformed Amazonian ecosystems for millennia; this was already evident to many of the nineteenth century European explorers19. Even the most knowledgeable people in the industrialised world have no precise idea of how 'vulnerable' rainforest is and few have accurate knowledge about the political conditions facing indigenous peoples or other human inhabitants of the Amazonian rainforest. With respect to NWA, even the most determined researcher would have problems accessing this information. It is often said that the rainforests of Amazonia are the 'lungs of the planet' (S.33), a metaphor used to emphasise the region's role in the carbon cycle, especially the absorption of CO2. This is somewhat ironic given that our own lungs actually consume oxygen and release CO2 during respiration. Indigenous people have been portrayed as villains or victims depending on the observer and the moment of observation. When portrayed as victims the picture is something like this: the wise guardians of the rainforest are obliged by violence to sell their natural resources or abandon their noble environmental practices. The role of violence in the functioning of extractive economies has been well documented. Violent coercion has been the dominant system in NWA for more than a century. Although indigenous people are no longer sold, 'debt-peonage' systems still dominate and exploit poor indigenous and immigrant inhabitants of 18 See Forero 2001, " The march of the Manikins: Agroforestry Practices and Spiritual Dancing in Northwest Amazonia". 19 See Forero 2002a, " Indigenous Knowledge and the Scientific Mind: Activism or Colonialism". 29 NWA. These people are employed for the harvesting, transport and commercialisation of coca base, cocaine and, the functioning of 'extractive economies' in general (Gómez, A. 1999). But there has been an indigenous response. This has sometimes taken the form of open rebellion and sometimes that of making strategic and tactical alliances in an attempt to obtain or preserve political power, to secure the acquisition of merchandise or simply to survive20. The counter-hegemonic narratives that we mentioned above have been labelled 'populist discourse': making it explicit that the victims are the indians and the villains the international organisations, sometimes allied to transnational corporations (like oil drilling companies) and the dependent and often corrupted governments that collaborate with these international organisations (Adger, Benjaminsen et al. 2001: 687). For NWA there are reports that seem to corroborate these arguments; e.g. indigenous peoples and environmental campaigners have protested jointly in Ecuador and Brazil against the construction of massive pipelines planned to cross through both IRs and PAs in both countries. The pipeline construction projects in both countries have arisen following collaboration between national governments and international oil exploration companies and have provoked public feelings of outrage (Weinberg 2001)21 . " [In NWA] Governments, multilateral lenders, multinational corporations, private banks and other institutions may not be counting on the convenient disappearance of indigenous peoples who get in the way of their ambitious development plans, but they often act as if they are." (Rabben 1998:122) "We who live in indigenous communities are surviving in the midst of a war imposed upon us by different factions and by the very same Colombian state that historically abandoned the countryside and permitted our lands to be invaded by waves of colonizers. Today we are caught in the crossfire, menaced by killings and displacement, while the State manifests its presence in the air with planes that slowly kill our plants and animals, our subsistence crops, and our people." (Organizacion Zonal Indigena del Putumayo_ OZIP 2002) However, is it possible to claim that there is a policy of 'ethnic cleansing' for NWA? From one side the whole issue of national sovereignty has been put into question; the expansion of Plan Andino (formerly Plan Colombia), the USA's anti-drug strategy for Latin America, exemplifies the delicate situation in which some of the Latin American countries have entered the twenty first century. The military component Plan Andino is aimed to support economic measures, the famous and indeed infamous structural adjustment plans that have provoked strikes and rebellions22. Additionally, even if there were an official policy of ethnic cleansing, South American States, given their size and power, would find it difficult to implement 20 See "Indigenous Knowledge and the Scientific Mind: Activism or Colonialism" (Forero 2002a), and "Technology in Northwest Amazonia: Sketches from Inside" (Forero 2002b). 21 For recent (March 2002) press releases on this issue see www.amazonwatch.org and www.americas.org 22 See Forero and Woodgate 2002, "The semantics of 'Human Security' in Northwest Amazonia: between indigenous peoples''Management of the World' and the USA's State Security Policy for Latin America". 30 it. The poor, be they indigenous peoples or colonisers are in the middle of a territorial war linked to international networks of criminality; they have been displaced, kidnapped or killed regardless of their claims of neutrality. In the case of Colombia, although some military authorities have been linked to some of the worst of the paramilitaries' atrocities, it has not been proved that the State itself has a policy of ethnic cleansing. In the case of Brazil, in 1996 the national executive proclaimed Decree 1775, instructing a right to contravene which, contrary to 169 WTO international agreement on Indigenous Peoples' rights, gave other stakeholders the opportunity to challenge Indigenous property rights. Paramilitary groups associated with illegal evictions of indigenous peoples in Brazilian Amazonia have long sought such a 'charter'. At the same time, the decree left the definition of indigenous land rights to the will of the executive power itself (Ministry of Justice). But, as in the case of Colombia, it cannot be proved that there is a policy of ethnic cleansing. It has been suggested in the non-conclusive comments on the survey results, that many people's responses echoed hegemonic and populist narratives. Indigenous peoples were portrayed as heroes or victims, as well as scientists and environmental managers. However, quiet a few of responses cannot be associated with either populist or hegemonic narratives. There is a group of responses that reflect critical thinking and are willing to challenge such simplistic dichotomies. Thus, the concept of sustainable development has been questioned, suspiciousness of western, scientific and technological solutions was expressed, and there was little willingness to give environmental managers carte blanche to prescribe whatever measures they might see fit. Interestingly, this last group, while acknowledging the need for: new concepts and adequate guidelines for environmental management, and the difficulty of achieving conservation targets while complying with indigenous peoples rights, still consider the concepts of SD, PA and IR as useful or the politics derived from them as desirable. What is interesting is that the responses to this survey, which were made by outsiders (respondents were not inhabitants of Amazonia), reflect a tendency to picture the conflict over territory in ways that do not correspond to either of the two main narratives. We can say that inasmuch as outsiders see possibilities for political action outside hegemonic or populist approaches, so Amazonian insiders are organising and negotiating regardless of whether their political discourse echoes either conservative or counter-hegemonic politics of territorial ordering. As no significant statistical analysis could be derived from the survey it would be difficult to speak of tendencies. At first sight it seems that adherence to hegemonic, counter-hegemonic, utopic or conciliatory narratives reflects each respondent's intellectual background more than his or her witnessing of the situation of peoples and forests in Amazonia. However, certain coincidences among the responses to each question might be representative: - For Q1-SD, two out of four of the respondents that accepted the imperative of SD without question have been in Amazon, none of them is a social scientist (SS) though and the other two were environmental managers. None of the SSs 31 that had visited the region argued for complete incompatibility between sustainability and development. Instead, SSs were part of a third group acknowledging that the concept of SD might be of some use, given certain conditions. - For Q2 – the relationship between IRs and PAs, not one of those who argued for the need to harmonise the two concepts (5), or those that emphasised SD as a desirable aim that has not yet been reached (4), or those or that argued that IRs are better than PAs (2) had been to the Amazon (in total 21 % of respondents). Respondents that had visited Amazonia (VA) were among those that acknowledged a relationship between IRs and PAs and that the relationship can be both complementary and competitive. Two respondents from the VA group argued that a complementary relationship was not possible in Colombia and one of them pointed out that being political strategies with different aims they should be kept differentiated in order to avoid conflict. This result might indicate that people that have been in Amazonia are more aware of the problems of territorial ordering caused by the imposition of regimes based in alien concepts. - For Q3 – on the usefulness of the concepts, none the five respondents arguing that IRs might be better that PAs had been in Amazonia, while one of the two that argued that IRs are ineffective had visited. Only one out of five respondents that argued for the need to integrate the concepts had been in Amazonia, while both those that argued for an incompatibility of interests have. This result seems to confirm that people who have visited the area are more conscious of the problems caused when policies formulated elsewhere are imported to Amazonia. Conclusions All technological adoption/adaptation has diverse effects in the life and development of society. People living within the society that is adopting them, and the outsiders that are analysing cultural change perceive these effects in different ways. The assessments of 'usefulness' or 'risk' a society makes when adapting/adopting technologies are linked to the conscious and subconscious present and future scenarios into which the society places itself alongside other societies. If the rest of the world wishes to respect Amazonian indigenous peoples' rights of self-determination, they should not intervene in ordering processes of indigenous territories. The problem is that indigenous ways of dealing with the world might not be compatible with the ideas that foreigners have with respect to Amazonia, its peoples and its future. And, for good or bad, fairly or unfairly, each group has a way of intervening and exercising a certain amount of power to modify the global political agenda for the governance of Amazonia in function of their own particular interests. Replication of narratives is a common strategy used by all groups aiming to make alliances and enhance their power. However, the responses analysed here seem to indicate that a large group of people (at least from the academic sector) is 32 unhappy with the assumptions behind either populists or hegemonic discourses with respect to rainforest management, and seeking new ways of environmental policy making. This group of people acknowledged that political conflict has derived from policy formulated elsewhere, and derived from an epistemology alien to local inhabitants. There are varied political groups competing for the governance of Amazonia. Information and Communication Technology (ICT) facilitates analysis and political action. It is expected that better-informed indigenous peoples would be in a better position to make decisions with respect to the governance of Amazonia. At the present time, the indigenous peoples of Amazonia have very limited and precarious access to ICT. Thus, their perspectives on territorial ordering are less likely to be represented than those such as conservation agencies, multinational developers, insurgent and mafiosi groups, all of which have far superior access to ICT. 33 Appendix 1 PRIVACY POLICY: Email addresses will be used only to send out materials related to this survey. Aggregate survey results may be distributed, but all personal data will be kept strictly confidential. No information about individual users will be disclosed to third parties. 34 Appendix 2 Summary of Web-site technical work The most demanding work was designing the pages that would contain indigenous territorial maps. CAD versions of the map would have to be transformed into image files suitable for Web use. In order to do this ArcView- GIS (Geographical Information Systems) software was needed. A picture of the map could be easily generated in ArcView-GIS and to certain extent, editing and colouring could enhance some features. But such a map or, more precisely, such a picture of the bi-dimensional representation of the Tukano territory remained inadequate for publication in WebPages. "The pics were to heavy" (I would learn the ICT design jargon), meaning that the memory used to storage, loading and unloading of these pictures was vast. Besides dividing the map and generating pictures of several areas, these pictures needed transforming to make them 'lighter'. This meant that the pictures had to be edited and the storage format had to be changed in terms of the colour pallet and resolution (a maximum of 72 dpi). Most importantly, the pictures should look better! An early version of PhotoImpactTM was used to change the colours and other features as well as to design the icons that would be used to identify the hypertext links between pages. However, the software was not appropriate for the task and the 'pics' were still too heavy. The design was poor, too rigid, with inappropriate colours and, worst of all the 'weight' of the maps would not allow for easy loading of the images by potential users. To change the maps (pics) again, PhotoshopTM was used, while major design transformations were achieved using FireworksTM software. For the actual montage and edition of the whole web-site Dreamweaver3TM was used. A similar process was followed to generate the vegetation map, which was adapted from one of the Amazonian Vegetation maps generated by Puerto Rastrojo. The introduction to a political ecology taking as a case study the Yaigojé Resguardo, was originally a single text (like in the preliminary version) but following the advice of critical reviewers, this page was divided into six parts. 35 Appendix 3 Table 1 Q1- Do you think that 'development' and 'sustainability' are compatible? RESPONSE - ARGUMENT SURVEY No. NVA VA Profession Unquestioning the developmental project 2 1 PhD Student Biology 12 1 Environmental Engineer 13 1 Environmental Engineer 40 1 Project Co-ordinator (SD) Yes, to diminish environmental risk 18 1 Student 21 1 Taxation 23 1 Designer 39 1 Postgraduate Student 42 1 Biologist Sustainable Development is an aim to be 3 1 Epidemiologist reached 5 1 Civil Servant 8 1 Accountant 24 1 Student 25 1 PhD St. Agriculture & Development 29 1 Anthropologist 35 1 Lecturer 37 1 Postgraduate Student 48 1 Anthropologist 51 1 Postgraduate Student Compatible if defined locally 5 1 Civil Servant 20 1 Lecturer: Ecotourism 27 1 Anthropologist 31 1 Postgraduate Student 52 1 Lecturer: IT & Development Possible but risk of economic imperative 17 1 Unemployed Incompatible a) Contradiction in terms 24 1 Student 4 1 PhD St. Environmental genetics b) Financial economic imperative 10 1 Student 19 1 PhD St. Agriculture & Development 34 1 PhD Student: Environmental Manager 47 1 PhD Student SD inconsistent at present time 1 1 Lecturer: Env. Sociology 33 1 PhD Student 36 1 Research Engineer 45 1 EM SD is green rhetoric 7 1 Student 32 1 Teacher 48 1 Anthropologist 36 Table 2 Q2 - Do you think there is any relation between 'indigenous reserves' (IR) and 'protected areas' (PA)? RESPONSE - ARGUMENT SURVEY No. NVA VA Profession Yes 37 1 Postgraduate Student 18 1 Student 22 1 Anthropologist 43 1 Anthropologist 50 1 PhD Student No 15 1 Consultant: Health & Safety Need to harmonise IR and PA to protect a) For (IP) Indigenous Peoples' benefit 19 1 PhD St. Agriculture & Development 20 1 Lecturer: Ecoturism b) Protection of Biodiversity 25 1 PhD St. Agriculture & Development 33 1 PhD Student c) SD based on IP experiences 11 1 Consultant: Rural Development. SD as Utopia 3 1 Epidemiologist 6 1 Lecturer Ecology Env. Management 36 1 Research Engineer 42 1 Biologist IR and PA are different political strategies 2 1 PhD Student - Biologist IR and PA are colonisation strategies 10 1 Student 24 1 Student 26 1 Student Indigenous resistance to IR/PA strategies 48 1 Anthropologist IR and PA overlapped 7 1 Student 34 1 PhD St. Environmental Management 44 1 Postgraduate Student Environmental Indian 23 1 Designer 40 1 Project Co-ordinator (SD) Environmental Indians contaminated 12 1 Environmental Engineer by mestizo culture 39 1 Postgraduate Student 45 1 Environmental Manager IR are Inefficient 35 1 Lecturer 53 1 Journalist IR more effective that PA 5 1 Civil Servant 17 1 Unemployed 37 Table 3 Q3 - Do you think that the concepts of 'protected areas' (PA), 'indigenous reserves' (IR) and SD are useful for environmental management today? RESPONSE - ARGUMENT SURVEY No. NVA VA Profession Depends on the context 1 1 Lecturer: Env. Sociology 2 1 PhD St. Biologist Yes 4 1 PhD St. Env. Genetics 14 1 Economist 22 1 Anthropologist Indigenous Environmental 12 1 Environmental Engineer 23 1 Designer 41 1 PhD Student Indigenous Environmental in contamination risk 45 1 EM Concepts: Principles and instruments a) Participation: IR better than PA 5 1 Civil Servant 6 1 Lecturer Ecology EM 11 1 Consultant: Rural Development RD 26 1 Student 41 1 PhD Student b) Intergenerational Equity: resource reserve 12 1 Environmental Engineer for Development 13 1 Agriculturist 21 1 Taxation 25 1 PhD St. Agriculture & Dvnt. 38 1 Gardener (MSc) Risk and Protection a)Environmental Protection (EP) 12 1 Environmental Engineer 17 1 Unemployed EP and catastrophism 6 1 Lecturer Ecology EM 32 1 Teacher 51 1 Postgraduate Student b) Of cultural diversity 31 1 Postgraduate Student IR as ineffective 10 1 Student 24 1 Student Integration of concepts or the need for it 7 1 Student 11 1 Consultant RD 18 1 Student 26 1 Student 34 1 PhD Student Env. Mgment. Difficulties for integration a) Incompatibility of interests 10 1 Student 40 1 Project co-ordinator (SD) b) Financial economic effectiveness' imperative 25 1 PhD St. Agriculture Devent. 30 1 Postgraduate Student 33 1 PhD Student c) Political manipulation 44 1 Post. St. Environment 46 1 Lecturer 38 47 1 PhD Student 48 1 Anthropologist d) Semiotic blur 24 1 Student 50 1 PhD Student Education: Dynamism of the concepts 37 1 Postgraduate Student 45 1 Environmental Manager 47 1 PhD Student 39 Table 4 Q4 - Should or should not environmental managers (EM) get involved in territorial ordering process in Amazon? RESPONSE - ARGUMENT SURVEY No. NVA VA Profession Yes 4 1 PhD St. Evolutionary Genetics In fact they are 22 1 Anthropologist Unsure 52 1 Lecturer: IT & Development 32 1 Teacher Question into Question 6 1 Lecturer Ecology EM 31 1 Postgraduate St Indigenous Peoples as EM 27 1 Anthropologist Yes, for Env. protection (catastrophism) 32 1 Teacher 33 1 PhD Student 42 1 Biologist Yes, EM are the ones (better able that IP) 12 1 Environmental Engineer 18 1 Student 21 1 Taxation 28 1 Lecturer 34 1 PhD student 36 1 Research Engineer 46 1 Lecturer 53 1 Journalist EM provide solutions/ take decisions 23 1 Designer 35 1 Lecturer 38 1 Gardener Yes but listening to others 5 1 Civil Servant 53 1 Journalist If Indigenous Peoples direct EM or projects 1 1 Lecturer: Env. Sociology 10 1 Student 14 1 Economist 41 1 PhD Student EM have equal rights to other stakeholders 2 1 PhD St. Biology 6 1 Lecturer Ecology EM 7 1 Student 29 1 Anthropologist 44 1 Post. 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The research activity carried out during the three years of the PhD course attended, at the Engineering Department of the University of Palermo, was aimed at the identification of an alternative predictive model able to solve the traditional building thermal balance in a simple but reliable way, speeding up any first phase of energy planning. Nowadays, worldwide directives aimed at reducing energy consumptions and environmental impacts have focused the attention of the scientific community on improving energy efficiency in the building sector. The reduction of energy consumption and CO2 emissions for heating and cooling needs of buildings is an important challenge for the European Union, because the buildings sector contributes up to 36% of the global CO2 emissions [1] and up to 40% of total primary energy consumptions [2]. Despite the ambitious goals set by the Energy Performance of Buildings Directive (EPBD) at the European level [1], which states that, by 2020, all new buildings and existing buildings undergoing major refurbishments will have to be Nearly Zero Energy Buildings (NZEB) [3,4], the critical challenge remains the improvement of the efficiency when upgrading the existing building stock to standards of the NZEB level [5]. The improvement of the energy efficiency of buildings and their operational energy usage should be estimated early in the design phase to guarantee a reduction in energy consumption, so buildings can be as sustainable as possible [6]. While a newly constructed NZEB can employ the "state of the art" of available efficient technologies and design practices, the optimization of existing buildings requires better efforts [7]. One way or the other, the identification of the best energy retrofit actions or the choice of a better technological solution to plan a building is not so simple. It has become one of the main objectives of several research studies, which require deep knowledge in the field of the building energy balance. The building thermal balance includes all sources and sinks of energy, as well as all energy that flows through its envelope. More in detail, the energy demand in buildings depends on the combination of several parameters, such as climate, envelope features, occupant behaviour and intended use. Indeed, the assessment of building energy performance requires substantial input data describing structures, environmental conditions [8], thermo-physical properties of the envelope, geometry, control strategies, and several other parameters. From the first design phases designers and researchers, which are trying to respect the prescriptions of the EPBD directive and to simultaneously ensure the thermal comfort of the occupants, must optimize all possible aspects that represent the key points in the building energy balance. As will be shown in Chapter A, the literature offers highly numerous complex and simplified resolution approaches [9]. Some are based on knowledge of the building thermal balance and on the resolution of physical equations; others are based on cumulated building data and on implementations of forecast models developed by machine-learning techniques [10]. Several numerical approaches are most widespread; these have undergone testing and implementing in specialised software tools such as DOE-2 [11], Energy Plus [12], TRNSYS [13] and ESP-r [14]. Such building modelling software can be employed in several ways on different scales; they can be simplified [15,16] or detailed comprehensively by different methods and numerical approaches [17]. Nevertheless, they are often characterised by a lack of a common language, which constitutes an obstacle for making a suitable choice. It is often more convenient to accelerate the building thermal needs evaluation and use the simplified methods and models. For example, a steady state approach for the evaluation of thermal loads is characterised by a good level of accuracy and low computational costs. However, its main limitation is that some phenomenon, such as the thermal inertia of the building envelope/structure, may be completely neglected. On the other hand, the choice of a more complex solution, such as the dynamic approach, uses very elaborate physical functions to evaluate the energy consumption of buildings. Although these dynamic simulation tools are effective and accurate, they have some practical difficulties such as collecting detailed building data and/or evaluating the proper boundary conditions. The use of these tools normally requires an expert user and a careful calibration of the model and do not provide a generalised response for a group of buildings with the same simulation, because they support a specific answer to a specific problem. Meanwhile the lack of precise input can lead to low-accuracy simulation. Anyway, in all cases it is necessary to be an expert user to implement, solve and evaluate the results, and these phases are not fast and not always immediately provide the correct evaluation, conducting the user to restart the entire procedure. In the field of energy planning, in order to identify energy efficiency actions aimed at a particular context, could be more convenient to speed up the preliminary assessment phase resorting to a simplified model that allows the evaluation of thermal energy demand with a good level of accuracy and without excessive computational cost or user expertise. The aim of this research, conducted during the three years of the PhD studies, is based on the idea of overcoming the limits previously indicated developing a reliable and a simple building energy tool or an evaluation model capable of helping an unskilled user at least in the first evaluation phase. To achieve this purpose, the first part of the research was characterised of an in-depth study of the sector bibliography with the analysis of the most widespread and used methods aimed at solving the thermal balance of buildings. After a brief distinction of the analysed methods in White, Black and Grey Box category, it was possible to highlight the strengths and weaknesses of each one [9]. Based on the analysis of this study, some alternative methods have been investigated. In detail, the idea was to investigate several Black-Box approaches; mainly used to deduce prediction models from a relevant database. This category does not require any information about physical phenomena but are based on a function deduced only by means of sample data connected to each other and which describes the behaviour of a specific system. Therefore, it is fundamental the presence of a suitable and well-set database that characterise the problem, so that the output data are strongly related to one or more input data. The completely absence of this information and the great difficulty in finding data, has led to the creation of a basic energy database which, under certain hypotheses, is representative of a specific building stock. For this reason, in the first step of this research was developed a generic building energy database that in a reliable way, and underlining the main features of the thermal balance, issues information about the energy performances. In detail, two energy building databases representative of a non-residential building-stock located in the European and Italian territory have been created. Starting from a well-known and calibrated Base-Case dynamic model, which simulates the actual behaviour of a non-residential building located in Palermo, it was created an Ideal Building representative of a new non-residential building designed with high energy performances in accordance whit the highest standard requirements of the European Community. Taking into consideration the differences existing in the regulations and technical standards about the building energy performance of various European countries, several detailed dynamic simulation models were developed. Moreover, to consider different climatic characteristics, different locations were evaluated for each country or thermal zone which represent the hottest, the coolest and the mildest climate. The shape factor of buildings, which represents the ratio between the total of the loss surfaces to the gross heated volume of a building, was varied from 0.24 to 0.90. To develop a representative database where the data that identify the building conditions are the inputs of the model linked to an output that describes the energy performances it was decided to develop a parametric simulation. In detail different transmittance values, boundary conditions, construction materials, and energy carriers were chosen and employed to model representative building stocks of European and Italian cities for different climatic zones, weather conditions, and shape factor; all details and the main features are described in Chapter B. These two databases were used to investigated three alternative methods to solve the building thermal balance; these are: • Multi Linear Regression (MLR): identification of some simple correlations that uses well known parameters in every energy diagnosis [18–20]; • Buckingham Method (BM): definition of dimensionless numbers that synthetically describe the relationships between the main characteristic parameters of the thermal balance [21]; and • Artificial Neural Network (ANN): Application of a specific Artificial Intelligence (AI) to determine the thermal needs of a [22] building. These methods, belonging to the Black-Box category, permit solving a complex problem easier with respect to the White-Box methods because they do not require any information about physical phenomena and expert user skills. Only a small amount of data on well-known parameters that represent the thermal balance of a building is required. The first analysed alternative method was the MLR, described in Chapter C. This approach allowed to develop a simple model that guarantees a quick evaluation of building energy needs [19] and is often used as a predictive tool. It is reliable and, at the same time, easy to use even for a non-expert user since an in-depth knowledge in the use phase is not needed, and computational costs are low. Moreover, the presence of an accurate input analysis guarantees greater speed and simplicity in the data collection phase [23]. The basis for this model is the linear regression among the variables to forecast and two or more explanatory variables. The feasibility and reliability of MLR models is demonstrated by the publication of the main achieved results in international journals. At first, the MLR method was applied on a dataset that considered heating energy consumptions for three configurations of non-residential buildings located in seven European countries. In this way, it was developed a specific equation for each country and three equations that describe each climatic region identified by a cluster analysis; these results were published in [19]. In a second work [18], it was applied the same methodology to a set of data referring to buildings located in the Italian peninsula. In this case, three building analysed configurations, in accordance to Italian legislative requirements regarding the construction of high energy performance buildings, have been employed. The achievement of the generalised results along with a high level of reliability it was achieved by diversifying each individual model according to its climate zone. It was provided an equation for each climate zone along with a unique equation applicable to the entire peninsula, obviously with different degrees of reliability. An improved version of the latest work concerning the Italian case study appeared in the paper published in [20]. The revised model provided an ability to predict the energy needs for both heating and cooling. Furthermore, to simplify the data retrieval phase that is required for the use of the developed MLR tool, an input selection analysis based on the Pearson coefficient has been performed. In this way the explanatory variables, needful for an optimal identification of thermal loads, have been identified. Finally, a comprehensive statistical analysis of errors ensured high reliability. The second analysed alternative method represents an innovative approach in developing a flexible and efficient tool in the building energy forecast framework. This tool predicts the energy performance of a building based some dimensionless parameters implemented through the application of the Buckingham theorem. A detailed description of the methodology and results is discussed in the Chapter D and is also published in [21]. The Buckingham theorem represents a key theorem of the dimensional analysis since it is able to define the dimensionless parameters representing the building balance [24]. These parameters define the relationships between the descriptive variables and the fundamental dimensions. Such a dimensional analysis guarantees that the relationship between physical quantities remains valid, even if there is a variation of the magnitudes of the base units of measurement [25]. The dimensional analysis represents a good model to simplify a problem by means of the dimensional homogeneity and, therefore, the consequent reduction in the number of variables. Therefore, this model works well with different applications such as forecasting, planning, control, diagnostics and monitoring in different sectors. The application of the BM for predicting the energy performance of buildings determined nine ad hoc dimensionless numbers. The identification of a set of criteria and a critical analysis of the results allowed to immediately determine thought the dimensionless numbers and without using any software tool, the heating energy demand with a reliability of over 90%. Furthermore, the validation of the proposed methodology was carried out by comparing the heating energy demand that was calculated by a detailed and accurate dynamic simulation. The last Black-Box examined model was the application of Artificial Neural Networks. The ANNs are the most widely used data mining models, characterised by one of the highest levels of accuracy with respect to other methods but generally have higher computational costs in the developing phase [26]. The design of a neural network, inspired by the behaviour of the human brain, involves the large number of suitably connected nodes (neurons) that, upon applications of simple mathematical operations, influence the learning ability of the network itself [27]. Also in this case, as described in Chapter E, this methodology was applied at the two different energy databases. In [22], the ANN was used to predict the demand for thermal energy linked to the winter climatization of non-residential buildings located in European context, while in another work under review, the ANN was used to determine the heating and cooling energy demand of a representative Italian building stock. The validation of the ANNs was carried out by using a set of data corresponding to 15% of the initial set which were not used to train the ANNs. The obtained good results (determination coefficient values higher than 0.95 and Mean Absolute Percentage Error lower than 10%) show the suitability of the calculation model based on the use of adaptive systems for the evaluation of energy performance of buildings. Simultaneously, a deep analysis of the investigated problem, underlines how to determine the thermal behaviour of a building trough Black-Box models, particular attention must be paid to the choice of an accurate climate database that along with thermophysical characteristics, strongly influence the thermal behaviour of a building [9]. In detail, to develop a predictive model of thermal needs, it is also necessary to pay close attention to the climate aspects. In the literature, many studies use the degree day (DD) to predict building energy demand, but this assessment, through the use of a climatic index, is correct only if its determination is a function of the same weather data used for the model implementation. Otherwise, the predictive model is generally affected by a greater evaluation error; all these aspects are deeply discussed analysing a specific Italian case study in Chapter F, and the main results are published in [8]. The results achieved during the three years of PhD research, make it possible to affirm that each model can be used to solve thermal building balance by knowing merely a few parameters representative of the analysed problem. Nonetheless, some questions may be asked: Which of these models can be identified as the most efficient solution? Is it possible to compare the performances of these models? Is it possible to choose the most efficient model based on some specific phase in the evaluation? To attempt to answer these questions, during the research period it was decided to compare the three selected alternative models by applying a Multi Criteria Analysis (MCA), that explicitly evaluates multiple criteria in decision-making. It is a useful decision support tool to apply to many complex decisions by choosing among several alternatives. The idea rising thanks to the scientific collaboration with the VGTU University of Vilnius, Lithuanian, in the person of Prof. A. Kaklauskas and Prof. L. Tupènaitè, experts in the field of multi-criteria analysis. At the first time a multi-criteria procedure was applied to determine the most efficient alternative model among some resolution procedures of a building's energy balance. This application required extra effort in defining the criteria and identifying a team of experts. To apply the MCA, it was necessary to identify the salient phases of the evaluation procedure to explain the most sensitive criteria for acquiring conscious, truthful answers that only a pool of experts in the field can provide. Details of this work were carried out during the period of one-month research in Vilnius, from April to May 2019, where it was possible to improve the application of the Multiple Criteria Complex Proportional Evaluation (COPRAS) method for identifying the most efficient predictive tool to evaluate building thermal needs. These results are collected in Chapter G and the main results are explained in a paper under review in the Journal "Energy" from September. The identification of the most efficient alternative model to solve the building energy balance through the application of a specific MCA, allowed to deepen the identified methodology and improve research. In particular, the most efficient alternative resolution model was the subject of the research that took place during the research period at the RWTH in Aachen University, Germany with Prof. M. Traverso, Head of the INaB Department, from September 2018 to March 2019. The experience in the field of LCA and the possibility of identifying the environmental impacts linked to the building system, has led the research to investigate neural networks for a dual and simultaneous environmental-energy analysis. The results confirm that the application of ANNs is a good alternative model for solving the energy and environmental balance of a building and for ensuring the development of reliable decision support tools that can be used by non-expert users. ANNs can be improved by upgrading the training database and choosing the network structure and learning algorithm. The results of this research are collected in Chapter H and published in [28].
Tese de doutoramento em Engenharia Mecânica (Controlo e Gestão) apresentada à Faculdade de Ciências e Tecnologia da Universidade de Coimbra ; Domínio A capacidade de produzir bem é a chave da riqueza. Uma boa produção concretiza-se pela transformação competitiva de matérias-primas em produtos de qualidade para o mercado global. Tal transformação inclui uma série de operações coordenadas de modo a obter a produtividade que permite o aumento da competitividade. Embora algumas operações possam requerer pessoal especializado, a tendência é para uma crescente automatização. A coordenação das operações automatizadas é também automatizada (através de uma variedade de transportadores, comunicação digital, etc.). Contudo, e embora a produção seja automatizada, a configuração do equipamento é feita manualmente. Situação A necessidade de automatização foi inicialmente sentida e aplicada na produção de longas séries, como no caso da indústria automóvel. Com a necessidade de redução de custos e aumento de flexibilidade, a inclusão de máquinas/equipamentos controlados por computador, assim como de interligações por computadores/redes tem sido extensiva. O aumento de software nestes sistemas, as restrições físicas e as (indesejáveis) interconecções lógicas conduzem a um aumento da complexidade, que em empresas de produção em grande escala é obviado por especialistas. O aumento na procura de produtos personalizados e a rapidez para a sua comercialização determinam a necessidade de uma produção flexível. Contudo, a referida indesejável complexidade constitui um grande obstáculo para o recurso a soluções (semi)-automatizadas, e postos de trabalho (de alta qualidade) são deslocados para países de mão-de-obra mais barata. O caso mais difícil prende-se com a utilização de robôs (que é o tipo de máquina mais flexível) nas empresas mais flexíveis, como sejam as Pequenas e Médias Empresas (PMEs). Deste modo, as condições para a utilização de robôs (juntamente com outro tipo de equipamento) em PMEs (incluindo operações manuais e configuração) representam o maior desafio, uma vez que os sistemas técnicos têm de ser estruturados de forma a suportarem a desejada flexibilidade. À semelhança da incapacidade de uma boa gestão em compensar a falta de competência em actividades como a do comércio ou da investigação cientifica, as etapas de produção têm de ser apropriadamente construídas e mantidas. Estas últimas representam aquilo em que o produtor se deve concentrar e especializar. Assim, sejam quais forem os avanços que facilitem a produção, as práticas de produção competitiva deverão ser mantidas. Especificamente, processos de trabalho com conhecimentos valiosos não devem ser prejudicados por detalhes técnicos irrelevantes. Novas tecnologias que possam aumentar a competitividade e/ou melhorar as condições de trabalho são obviamente desejáveis. Contudo, estas deverão ser combinadas com princípios de utilização simples para os quais os sistemas de produção são construídos. Tópico A complexidade surge tanto na operação como na coordenação, mas também na sua configuração manual. Esta é parcialmente compreensível e gerenciável, uma vez que uma determinada máquina ou processo de fabrico pode ser bastante avançado e complexo. Assim, a complexidade será local. Contudo, e em particular com software envolvido, dependências adhoc acidentais entre operações e coordenação tornam a situação actual mais difícil. Adicionalmente, a configuração de cada máquina e subsistema envolve uma variedade de interfaces de utilizador e ferramentas de configuração/programação. Uma vez mais, as grandes empresas podem contar com engenheiros altamente qualificados para lidar com estes problemas, enquanto que nas PMEs a situação fica facilmente ingovernável. Consideramos que podemos referir o problema como uma questão de orquestração. Orquestração é então definida como o arranjo, coordenação e gestão (semi-) automatizada de complexos sistemas de produção, incluindo as suas interacções em termos de comunicação e os seus serviços em termos de controlo por computador. O tópico pode então ser formulado como a procura de princípios óptimos, ou pelo menos exequíveis, para a orquestração de processos produtivos de pequena escala. Na realidade, existem aspectos fundamentais envolvidos que não representam apenas uma questão de engenharia a ser solucionada. Ao contrário, a situação requer uma abordagem científica com especial atenção para a recente tecnologia de suporte proveniente de outras áreas. Abordagem cientifica - A procura de princípios apropriados a PMEs para a orquestração de processos de produção não se presta a uma análise teórica, que por sua vez requer a utilização de modelos formais e derivação das soluções (sub-)óptimas e suas propriedades. Embora tivesse sido preferível obter provas formais de uma solução óptima, a complexidade do equipamento, o envolvimento de humanos, a considerável desorganização das PMEs, a necessidade de aderir às práticas industriais, assim como a variedade de PMEs existentes, dificultam uma abordagem teórica. Deste modo, foi seguida uma abordagem empírica. A dificultar o teste e a avaliação de uma abordagem empírica estão as possíveis variações no software envolvido, juntamente com a constante mudança que ocorre na produção em sistemas de produção flexíveis. Adicionalmente, a experimentação não pode ser conduzida em ambientes industriais (onde esta iria perturbar a produção). Assim sendo, as experiências deverão ser cuidadosamente seleccionadas e conduzidas em laboratório com recurso a equipamento industrial. Ainda assim, dadas as condições e singularidade de algum equipamento, não é fácil reproduzir os resultados noutros locais, o que constitui um problema para a validação e aceitação dos mesmos. Contudo, caso a solução sugerida em termos de princípios técnicos possa ser encontrada ou confirmada por resultados publicados de investigação independente, ou se técnicas relacionadas derem origem a novos produtos, tal pode desejavelmente contribuir para a validação de resultados. Isto é, embora resultados semelhantes para outros laboratórios sejam válidos, as diferenças actuais vão revelar a existência de variações que merecem estudo detalhado. Abordagem técnica - Os sistemas de produção flexíveis consistem em equipamento distribuído do ponto de vista computacional. Tipicamente, os diferentes aparelhos não foram concebidos para operarem em conjunto, mas devem, no entanto, ser de fácil configuração no local de trabalho. Uma abordagem básica passaria pela utilização de plataformas de software que suportassem componentes distribuídos de uma forma flexível. Contudo, as plataformas computacionais existentes podem não satisfazer com eficiência a necessidade do equipamento integrado, podendo revelar falta de robustez, nomeadamente nas interconecções. Deste modo, é necessário combinar com algum cuidado a tecnologia existente e confrontar as soluções sugeridas com as necessidades actuais das empresas. A abordagem seguida encontra-se dividida em quatro partes: 1. Suportar o acoplamento fraco entre componentes de forma a obter simples composição quando o equipamento é instalado ou substituído. As interacções necessitam ser assíncronas e baseadas em eventos através de interfaces bem definidas e auto-explicativas, contendo serviços definidos em termos de operações de produção (e não em termos de software interno). 2. Produzir princípios unificados para interacção com utilizador e interfaces, permitindo que utilizadores não especializados possam (re)configurar e (re)programar o sistema de produção. Uma interacção com o utilizador que permita combinar operações básicas que resultem num novo serviço, o qual deverá idealmente estar facilmente acessível através de interfaces programadas e manuais. 3. As abordagens baseadas em modelos têm-se revelado eficazes para desempenho e reutilização. No entanto, os modelos consistem em elevado nível de conhecimento e são dispendiosos de obter no âmbito da flexibilidade e desorganização das PMEs. Uma melhor abordagem é permitir a visibilidade do conhecimento envolvido numa determinada etapa em termos do processo de produção, de modo a que o operador transmita inteligência através de uma interface simples. 4. O software é por defeito não descritivo, assim como a execução sequencial de código imperativo não se compõe. Conhecimento no metanível e descrições declarativas deverão ser utilizadas, se possível, sem comprometimento dos itens anteriores. O objectivo é gerar software ao nível de aplicação, partindo de descrições de alto nível. A avaliação experimental deverá verificar técnicas individuais como tal, e os resultados deverão ser comparados com investigação relacionada. A abordagem global consiste em combinar os resultados das diferentes partes em princípios aplicáveis a futuros processos de produção das PMEs. Resultados O uso de arquitecturas orientadas a serviços (SOA) nas redes empresariais resolveu as limitações das arquitecturas orientadas a componentes no que diz respeito ao acoplamento através da standarização das interfaces, protocolos de comunicação, gestão de transacções, e segurança, entre outros. SOA ao nível do dispositivo é o resultado da importação de princípios SOA para os sistemas embebidos com algumas importantes diferenças, nomeadamente: inclusão de padrões de mensagens publish/subscribe, descoberta e descrição directa entre dispositivos, e modelos descritivos genéricos. Numa primeira fase, este trabalho validou os inúmeros trabalhos realizados sobre a aplicação de SOA ao nível do dispositivo em ambiente industrial com o teste num protótipo de célula de trabalho. De seguida foi levado a cabo um trabalho de avaliação comparativa entre duas SOA ao nível do dispositivo com estilos de arquitectura diferentes, servindo como base aos restantes desenvolvimentos da tese. Ainda que os resultados desta avaliação tenham mostrado o grande avanço proporcionado pelo uso de SOA, nomeadamente no que diz respeito ao desacoplamento entre componentes atingido, alguns aspectos críticos para o seu uso efectivo ainda estavam por resolver, designadamente: 1. A geração e a especificação dos serviços ao nível da tarefa 2 A definição de uma linguagem de orquestração adequada às SOA ao nível do dispositivo. Uma abordagem baseada em tarefas, quando relacionadas com processos de manufactura, consubstancia-se na capacidade de disponibilizar um mecanismo flexível (e amigável para o utilizador de uma PME) para a especificação das interfaces de rede. Os programas de robô são um elemento chave na flexibilidade do robô e este trabalho mostrou que o seu uso para a definição de interfaces vai elevar a fasquia da flexibilidade para o nível das interligações. A natureza procedimental de muitas linguagens de robô encaixa-se perfeitamente com o padrão de mensagens definido nas plataformas SOA, com uma mistura de variáveis de estado definidas a partir de variáveis do robô, e com acções definidas a partir de métodos da linguagem robô. A definição de uma linguagem de orquestração preencheu uma lacuna nos padrões de orquestração: sistemas conduzidos a eventos. Estes sistemas definem estados e transições de uma forma clara, potenciando a capacidade do utilizador de acompanhar o estado do sistema. Statecharts constituem um par adequado para a arquitectura SOA, uma vez que as transições de estado são baseadas em eventos, que no nosso caso são eventos na rede, mas os estados (e também as transições) incluem igualmente acções, que podem ser mapeadas para operações. A avaliação empírica efectuada mostrou uma previsível boa curva de aprendizagem para estes sistemas, em parte devido às vantagens associadas à sua semelhança a técnicas de automação tradicionais, como os Sequential Function Charts. Os resultados desta avaliação são positivos e justificam esforços suplementares para efectuar testes em aplicações reais, o que neste caso implica utilizadores de PME reais. Conclusões Três conclusões devem ser retiradas desta tese: A estratégia proposta para a especificação de serviços é um elemento chave no futuro do uso de SOA ao nível dos dispositivos, devido à importância da definição das interfaces no sucesso destas arquitecturas. A programação ao nível da tarefa é desta forma transferida da programação dos robôs para o nível da rede. Uma linguagem conduzida a eventos foi definida para a orquestração. Testes revelaram o seu uso e compatibilidade com as necessidades das células de fabrico das pequenas e médias empresas, nomeadamente estados explícitos e transições baseadas em eventos. Esta abordagem preenche uma lacuna nos padrões de orquestração existentes na indústria e constitui uma excelente base de trabalho para o futuro. Finalmente, foram abordadas técnicas baseadas em conhecimento, e avaliada a sua integração com a arquitectura definida anteriormente. Estes estudos mostraram a importância das estratégias descritivas e as inúmeras possibilidades abertas quando a semântica é adicionada aos sistemas industriais baseados em software, especialmente quando suportados em bem estabelecidas tecnologias de rede, como as descritas anteriormente. ; Our ability to manufacture well is the key to our wealth. Obtaining a wider range of different (and better) products in a sustainable way in terms of labour and environment is the big challenge faced by modern manufacturing. In the last few decades, automation has played a key role in the enhanced productivity of mass-production industries, but there has been a paradigm shift: global consumers ask for customization, leading manufacturers to target mass customization and consequently requiring new levels of flexibility for automation. An industrial robot is usually considered to be a flexible machine, which is only true within the large plant scenario. Small enterprises, which are by nature the most flexible ones, do not make use of robot systems as they could, because robot flexibility, which relies on reprogramming and reconfiguring, cannot be taken on by the SME (Small Medium Enterprises) worker at the workshop, and hiring specialists is unacceptable in terms of costs. The easy reconfiguration of a robotic work-cell, which is a distributed environment with computation in different platforms that are coordinated by software, is hindered greatly by the dependencies between cell components. This thesis addresses the problem of dependencies by proposing principles and mechanisms for the orchestration of complex manufacturing systems, i.e., the (semi-) automated coordination of their interactions in terms of communications and computer control. The industrial environment, especially regarding robotics, does not lend itself to theoretical analysis due to the amount of work needed to reach formal models. This is exacerbated in the unstructured SME environment and when working with user-in-the-loop systems. Therefore, the approach used in this thesis was mainly empirical, with validation through laboratory prototypes used by some representative users. The approach consisted of the following parts: 1. supporting loose coupling between components to promote simple composition of services to enable an easier reconfiguration; 2. defining unifying principles in terms of user interaction, by taking into account current robot technologies and improvements from other scientific areas, namely enterprise level networking; 3. enabling a task-based view of knowledge in terms of the manufacturing processes to promote the reconfiguration of the system by process rather than robotics specialists; 4. proposing declarative techniques that support easy configuration of the work-cell in terms understandable by the SME user. The use of service-oriented architectures (SOAs) in the business world has tackled the limitations of component-oriented architectures in terms of coupling through the standardization of interfaces, communication protocols, transaction management, and security, among others. Device-level SOA are the result of the porting of SOA principles to the embedded level with the addition of several important features, namely: publish/subscribe messaging patterns, peer-to-peer discovery description and generic templates. At an initial stage, this work has validated the current trend of using device-level SOA in industrial environments by testing their use against a prototype work-cell. Following this, a comparison was made between device-level SOA platforms that embodied two different architectural styles. This served as a basis for the rest of the thesis. Although the results from this evaluation have shown the great advances brought about by the use of device-level SOA, for instance in terms of decoupling, some critical issues for their effective use remained unchallenged, namely: 1. The generation and the specification of task-level services (contracts), with transparent and easy-to-use techniques for the SME user. 2. The definition of orchestration techniques adapted to the device-level SOA, with adequate expressiveness and simplicity for the SME user. A task-based view of knowledge in terms of manufacturing processes relies on the ability to provide a flexible (SME user-friendly) mechanism for the specification of network interfaces. Robot programs are the key element for robot flexibility. This work has shown that their use in interface definition will feature flexibility also at the interconnection level. The procedural nature of many robot programming languages copes perfectly with the device-level SOA messaging style, with a mixture of evented state variables defined by robot variables, and with actions defined by robot methods. The definition of an orchestration language has addressed a missing pattern in service orchestration: event-driven systems. These systems define states and transitions in a clear way, thus enhancing the user's ability to predict the state of the system. Statecharts provide a perfect match for the device-level SOA since the state-transitions are event-based, but the states (and the transitions) embody actions, which can be mapped to operations. The empiric evaluation made with several types of users has shown the predictable steep learning curve of these systems, partly due to their resemblance to traditional automation techniques like SFCs. The results are therefore positive and justify the effort of testing the system against real applications, which in this case means with real SME users. Descriptive techniques for software are one of the keys to establish the bridge between humans and computer programs. Despite recent evolutions, these techniques are not yet ready for use, and supportive technologies and methodologies need to be tested. In this work, a cell specification language has been defined and software developed that configures a programming-by-demonstration robotic work-cell. In conclusion, there are three main outcomes from this thesis. The proposed strategy for the specification of services is a key enabler in the future use of device-level SOA in industrial robotics, due to the importance of interface definition in the success of these architectures. Task-level programming is in this way extended from the robot programming level to networked devices. An event-driven language has been defined for the orchestration. Tests revealed its ease of use and compatibility with the orchestration needs of SME work-cells, namely: explicit states and event-based transitions. This approach fulfils a missing orchestration pattern in the industry, and provides an excellent basis for future work. A descriptive robotic cell specification has been introduced that supports the automatic workcell (re)configuration. This work has shown the importance of descriptive knowledge in automation, especially when supported by the networking integration techniques described previously. ; Project SMERobot, Integrated project funded under the European Union's Sixth Framework Programme (FP6)
AbstractThe purpose of this research was to adapt Antonak and Harth's (1994) Mental Retardation Attitudes Inventory for the Kuwaiti culture and to investigate its four‐dimensional structure. The study also aimed at identifying a unidimensional subset of items besides examining the quality of the identified items and the overall inventory. The 34 ‐item adapted inventor y was administered to 56 4 college students. Item analysis indicated that 29 items have had good psychometric characteristics. However, the exploratory factor analysis, cross‐correlations of scale and item scores, and correlations among scales did not support the four‐dimensional structure of the adapted inventory. Further, the sample was split into two random halves. A uni‐dimensional subset of 20 items was identified in one sample by iterative factor analyzing the item data and discarding items with small loadings. The other sample was used to cross‐validate uni‐dimensionality of the identified items. Analysis indicated that scores of the 20‐item inventory have high Cronbach coefficient alpha, and high stability and generalizability coefficients. Partial support for the validity of the scores had been ascertained by comparing the scores of male and female students, and by regressing the inventor y scores on indicators of familiarity with individuals with mental retardation. Findings were discussed with reference to Kuwaiti culture.Over the last two decades, inclusion has internationally become a critical part of the reform efforts to improve the delivery of services to individuals with Mental Retardation (MR). This trend focuses on increasing the opportunities for the placement of these individuals in the same social and educational set tings as individuals without MR. The new arrangements for providing services have created challenges to people without disabilities concerning acceptance, integration, and inclusion of individuals with MR into the mainstream of society (Praisner, 2003). Many researchers (e.g. Priestly, 1998; Yazbeck McVilly & Parmenter, 2004) have convincingly argued that these challenges have their roots in the societal norms and values that concurrently developed throughout the unfolding history of the meaning of MR. As Priestly (1998) noted, although people with differences have existed in all societies, the degree to which they were integrated or excluded varied according to predominant cultural perceptions. Yazbeck, McVilly and Parmenter (2004) suggested that people's attitudes toward individuals with MR are socially constructed and are acquired through experience over time.Individuals with MR are often judged by people based on their disability instead of their whole lives and what they may accomplish and experience during their life (Blatt, 1987). Consequently, People may rely on false generalization and develop negative attitudes towards individuals with MR. Makas, Finnerty‐Fried, Sugafoos, and Reiss (1988) noted that for nondisabled persons, positive attitude toward people with disability is usually conceptualized as being 'nice' and 'helpful', whereas for a person with a disability, the attitude would be dispensing with the category of disability entirely. A study of community attitudes in one state of Australia found that up to 86% of respondents reported feeling 'uncomfortable' when interacting with individuals with disabilities (Enhance Management, 1999). Another study (European Commission, 2001) found that 40% of Europeans reported feeling 'uneasy' in the presence of people with disabilities.Attitudes manifest themselves as positive or negative reactions toward an object, driven by beliefs that impel individuals to behave in a particular way (Yuker, 1988). They comprise a complex of feelings, desires, fears, convictions, prejudices, or other tendencies learned through varied experiences that give rise to a set or readiness to act toward a person in a certain way (Chaiken & Stangor,1987). This means that attitude is not behavior, but the precondition of behavior. In addition, Myers, Ager, Kerr, and Myles (1998) identified three types of attitudes that influence how non‐disabled people interact with, and include or exclude people with disabilities: (1) A preparedness to engage with people as consumers, neighbors, or friends; (2) a lack of awareness about individuals with MR; and (3) a wariness or hostility regarding the idea of community integration.Research has shown that the third type of attitudes, which represents negative and non‐acceptance of individuals with MR is commonly observed (Gething, 1994; Schwartz & Armony‐Sivan, 2001). Such negative attitudes in a society may present people with MR as a burden on the welfare system. Moreover, people might not see individuals with disabilities as possessing a valuable social role or possessing the same abilities and characteristics that the majority of people possess. Tus, individuals with MR may not be accepted or included in society and may often be treated badly. In turn, Wolfensberger (1988) indicated that individuals with MR, being in a devalued position, would behave badly as they think that this is what is expected of them.As integration of persons with MR is increasingly becoming a global reality, Kuwait has designed social policy aimed at promoting acceptance and inclusion of people with disabilities into the mainstream of society. To implement the policy of integration, the Kuwaiti government is continually forming inclusive services for individuals with MR. The recent policy of inclusion (law 13/96), which has been adopted in 1996, asserts that people with disabilities have a fundamental right to live and grow within their local communities. This law has spawned an expanded system of services to encourage people with disabilities to live like people without disabilities. Inclusion policies give individuals with MR the right to be involved in the same situations as people without MR. For example, more individuals with MR, for example, are being employed. Moreover, most children with Downs syndrome now attend Kindergarten and are included in social programs for children in the general population. The general goal of all types of services provided for individuals with MR is to improve their participation in society.Although the Kuwaiti government has shown a growing interest in the integration of individuals with MR, the chances of these individuals being able to integrate into mainstream society would depend on the attitude of others, such as students, teachers, coworkers, social workers, professionals, towards them. These attitudes, as found in many Western studies (Antonak & Harth, 1994; Gordon, Tantillo, Feldman & Perrone, 2004) are, for the most part, negative, which may contribute to negative outcomes on the part of individuals with MR (Byon, 2000). According to Wright (1983), disability situations are vulnerable to fundamental negative attitudes, and this would seem to be even truer in the culture found in Kuwait.In Kuwaiti culture, disability has stigmatizing effect on members of the immediate and extended family; families tend to keep members with MR out of the sight of other people. This contributes to social exclusion of people with MR. There is also the traditional common belief that disability is related to (1) God's willing that the parent should have a child with a disability, (2) God is punishing the parent, (3) God is testing the parent, or (4) God is selecting the parent for an unknown reason. Commonly, persons with MR have been considered burdensome and shameful, because they are incapable of contributing to traditional social obligations and roles.While those traditional beliefs still exist, the law 13/96 was legislated to support the integration of persons with MR into various aspects of life. Consequently, we expect that people in the society would react to this trend with frustration, anger, or refusal. Usually, people in Kuwait have little or no information about individuals with MR; thereby uninformed determinations, such as stereotypes, reflect their attitudes toward these individuals. According to Blatt (1987), a stereotype will fill in the cracks and unanswered questions in a situation with which people are not familiar. Langer (1989) in her theory of 'mindfulness' also shows that stereotype is 'premature cognitive commitments' that leads people to make judgments without enough information and reflection.Moreover, the society labels given to individuals with MR are often accompanied with stigma and negative connotations. This situation makes it difficult for those individuals to be included into society and be accepted for what they actually are and not for what others assume them to be. According to Biklen and Bogdan (1977), this type of discrimination is called 'handicapism' and is defined as'…a set of assumptions and practices that promote differential and unequal treatment of people because of apparent or assumed physical, mental, or behavioral differences' (p.206). These perceptions may prevent individuals with MR from being accepted, and they might be viewed, based on Erikson's theory, as a pseudo species, or as less than human (Smith, 1981).Furthermore, professionals', leaders', and students' views and beliefs about the integration of individuals with MR into society may result in slowing the process of inclusion and discouraging people from accepting these individuals as what they are. For example, though senior staff in Kuwait's Ministry of Social Affairs succeeded in including children with Downs syndrome into public kindergarten, no other effort has been made since 1996 to integrate other children with disabilities into inclusive educational settings. More critical is that, while leaders make efforts toward inclusion, they continue to support the permanent residence of individuals with MR in social welfare institutions and urge the government to provide free health, social and educational services for the residents. Ahmad (2004) found that between 1992 and 2002, there was an increase in the number of children, and males and females adults with MR who live in the Social Welfare Institution for permanent care. The number of residents with MR has increased from 223 to 296.According to Philips (1992), leaders' and professionals' beliefs about individuals with MR could have commenced with the industrial revolution that brought with it the practice of classifying people who were different, and who were not able to pursue personal dreams or act as the industrial society required. Leaders and professionals may perceive individuals with MR, as Blatt (1987) stated, blessed innocents or surplus population that is unnecessary and expendable. These beliefs may never give the individuals with MR an adequate opportunity to present themselves and their abilities to others.Praisner (2003) suggested that leaders' attitudes are the key factor in successful inclusion. Due to leadership position, leaders' and professionals' attitudes about inclusion either could result in increased opportunities for individuals with MR to be served in different settings or increased efforts to support the segregated special education services. According to Goodlad and Lovitt (1993), leaders and professionals have the decision to develop an inclusive setting, if they (1) make and honor commitments, (2) do what they say in formal and informal settings, (3) express interest in inclusion, (4) act and make their actions known, and (5) organize their staff and their physical surroundings to implement inclusive programs. As Praisner (2003) stated, the success of inclusion depends on how leaders exhibit behaviors that advance the integration, acceptance, and success of individuals with disabilities in general settings.Researchers (e.g., Horne, 1985) have also shown that students' positive attitudes may increase their willingness to work with individuals with MR, and lead to removal of barriers to integrate them into society. The positive attitudes of students may help to encourage the establishment of policies and the allocation of resources to increase the integration of individuals with MR into different settings in the society (Yazbeck, et al., 2004).To enhance the policy of inclusion in Kuwait, society needs to evaluate some of its structures and change people's attitudes to fit the needs of individuals with MR instead of making these individuals fit society's structures. Helping individuals with MR to be included into society and establish socially valued roles would not be difficult if the attitudes of society are less restrictive and less resistant to change.As Kuwait continues to develop social and educational policy about inclusion, researchers must pay attention to the connection between integration and attitudes. The provision of educational and social opportunities for individuals with MR can be legislated by Kuwait's government, but acceptance from other people cannot be ensured without knowing people's beliefs and thoughts about persons with MR.Developing an understanding of the attitudes that is predominant in society, which in turn influences the actions of its members, is critical if we plan for social changes and for evaluating the effectiveness of public policy on promoting an inclusive society (Schwartz & Armony‐Sivan, 2001). Given that there are negative attitudes toward people with MR, particular care must be taken to monitor changing social attitudes toward these individuals to identify any serious impediment to the progress of their inclusion in different settings: schools, workplace, and the wider community.Research that is relevant to individuals with disabilities (e.g. Geskie & Salasek, 1988; Antonak & Harth, 1994) has revealed the need for researchers to investigate the attitudes of people toward MR. Wolfensberger (1983) suggested that the key to changing how people are valued socially is to change the perceptions people have about individuals who may differ from the norm. Research, however, has indicated that the investigation of attitudes toward individuals with MR requires a psychometrically sound instrument. It is crucial to conduct research to gather accurate information about these attitudes; it would clarify people's awareness of persons with MR, and assist in evaluating intervention programs and developing appropriate course work for special education fields. Further, it would inform public policy decisions, funding priorities, and service delivery, which in turn, enhance the likelihood of achieving successful integration and improving qua lit y of life for persons with MR (Antonak & Harth, 19 94; Schalock, 1990). Accurate measurement of attitudes could also lead to early detection of negative attitudes, such as personal prejudices, misconceptions, and irrational fears of professionals, social workers, and teachers when they first get involved in disability work settings. Furthermore, it would help in providing a baseline for monitoring changes in their attitudes over time (Byon, 2000).Changing attitudes would help in supporting efforts of individuals with MR to become autonomous (Philips, 1992), and help to decrease the resistance of others to allow people with MR to make decisions about their own lives and to be independent (Schalock, 1990). As the history of the deinstitutionalization movement has shown, becoming autonomous and independent are not as simple as releasing people from state facilities and hoping they survive on their own. Autonomy and independence are based upon choice‐making, and choice‐making must be taught to people with MR, as they have never been allowed to make their own choices and do not know how to rationally choose for themselves.However, as Crutcher (1990) noted, personal choice is based on opportunity, and opportunity is accessible only when society decides it should be. Therefore, in order for individuals with MR to have the opportunity to make their own decisions and be successfully included in society, special effort must be taken to change peoples' attitudes towards them.Moreover, a psychometrically sound instrument of attitudes helps researchers to assess with known precision respondents' feelings about individuals with MR (affective aspect of attitudes), and their conceptions about them (cognitive aspect of attitudes). On the affective side, there are feelings of approval or disapproval of individuals with MR in the society. On the cognitive side, there are beliefs, knowledge, and expectations that affect people's behavior towards individuals with MR. The affective and cognitive aspects affect the respondents' opinions of what services should be provided for individuals with MR and what policy should be adopted. These also assist in the design, implementation, and evaluation of social intervention program and strategies geared toward removing barriers to integration (Geskie & Salasek, 1988).The present study focused on adapting, for use in Kuwait, the Mental Retardation Attitude Inventory‐Revised (MR AI‐R) of Antonak and Harth (1994). The MRAI‐R was chosen because of the limitations of the MR attitudes' instruments in the Gulf States, and in particular the lack of such an instrument in Kuwait. After reviewing literature, it seemed that there was only one measure of attitudes; an inventory developed by Qaryauti (1988). Despite the claimed appropriateness of Qaryauti's scale, we decided to use the MRAI‐R of Antonak and Harth for several reasons. First, Qaryauti's scale was based on Western instruments that Antonak and Harth criticized and motivated them to construct the MRAI‐R. In contrast, Antonak and Harth constructed the MRAI‐R based on a review of more than 50 years of the attitude literature, and developed their inventory on the most available valid instrument.Second, by reviewing the items of the MRAI‐R and Qaryauti's scale, it was clear to us that the MRAI‐R is more consistent with the requirements of the law 13/96 that was mandated in Kuwait to assure the right of individuals with MR to be included into public schools, workplace, and the wider community (see Table 1). Third, the MRAI‐R, unlike Qaryauti's scale, incorporates several components of attitudes: (1) the integration‐segregation of individuals with MR in various school programs, workplace, and community; (2) the willingness of people to be associated with individuals with MR (Social Distance); (3) the rights of individuals with MR to be included in schools, communities, and the workplace (Private Rights); and (4) the derogatory beliefs of people about the moral character and social behavior of individuals with MR. Of the 22 items in Qaryauti's scale, 13 were related to derogatory beliefs, six to social distance, and only three to private rights and integration‐segregation.Fourth, many transcultural researchers have used the MRAI‐R in populations as diverse as the United States, Australia, and Korea. In the US, Ward (1998) used the MRAI‐R to explore relationships between empathy and attitudes among 200 parents and adult consumers with developmental disabilities. Also, Yozwiak (2002) utilized the MRAI‐R to examine the beliefs and attitudes of 210 community members toward a child with MR who was a witness to a sexual abuse case. In an Australian study, Yazbeck and others (2004) used MRAI‐R to examine differences in attitudes between students and professionals in disability services, and persons in the general community (N=492). In Korea, Byon's study (2000) used the MRAI‐R to investigate the effect of social desirability on attitudes toward MR, and to compare the relationships between attitude measures (both direct and indirect measures) and behavioral outcome indicators. Obviously, findings from a large number of studies using the MRAI‐R contribute to its validity. In contrast, we failed to find any study in which Qaryauti's scale was used.Based on the above arguments, it seems that the MRAI‐R would be useful in needs assessments, especially in schools and mental health clinics. For example, when the ministry of education decides to implement the inclusion policy in schools, there would be a need to assess attitudes of teachers and students towards students with MR. The results of such assessment would help in designing programs that improve attitudes as needed. The MRAI‐R can also be useful for social workers, professionals, and researchers who work in a variety of primary social welfare settings. It helps them to identify and target those people who are the most in need of training and preparation to change their attitudes toward MR. In a wider scale, non‐profit organizations can use results of assessing attitudes in advocating the rights of those individuals.In general, the primary usage of the MRAI‐R could be: (1) screening for early identification of negative attitudes; (2) assessing attitudes of specific groups toward persons with MR; (3) pre‐ or post‐ measurement in intervention studies; and (4) helping researchers who aim at studying the effects of attitudes on different variables in the life of people with MR (i.e. job satisfaction, life satisfaction, family relationship, social support), or the relationship between attitudes and demographic variables (i.e. gender, age, marital status, employment, educational status, familiarity with individuals with MR).Following the recommendation of Antonak and Livneh (1988) that researchers should use the existing instruments and stop creating new ones, the purpose of the present study is to develop an Arabic inventory of attitudes toward individuals with MR by adapting the MRAI‐R to be suitable for use in Kuwait. Specifically, the study aimed at: (1) revising the MRAI‐R items to make them suitable to Kuwait's culture; (2) investigating the suitability of the four‐factor‐structure of the MRAI‐R for measuring attitudes toward individuals with MR in Kuwait; (3) selecting a uni‐dimensional subset of items, if the four‐factor‐structure was not confirmed; and (4) examining the psychometric characteristics of the adapted inventory.We decided to carry out this study on college students for various reasons: (1) college students are prospective educators or professionals who will be either dealing with people with MR or making decisions that affect their lives; (2) college students in Kuwait play an active role in social change and in changing public opinions;(3) they are representative cross‐section of Kuwaiti society; (4) a sample of college students is more easily acquired than a sample from the general population.
Millainen on Euroopan unionin kansainvälinen asema? Onko Euroopan unionilla uskottavaa ulkopolitiikkaa? Vaikka Euroopan unioni on yksi maailman merkittävimmistä toimijoista kaupan ja kansainvälisen vaihdon alalla sekä maailman suurin avunantaja, vaikuttaa siltä, että poliittisesti sillä ei ole vaikutusvaltaa. Väitöskirjassani tutkin, onko talouden jättiläinen todellakin poliittinen kääpiö. Tutkimuskirjallisuutta analysoimalla olen etsinyt niitä EU:n piirteitä, joiden on nähty estävän unionia toimimasta todellisena kansainvälisenä toimijana; samalla olen pyrkinyt selittämään, millainen kokonaisuus EU on verrattuna tavanomaiseen ulkopoliittiseen toimijaan, valtioon, ja miten EU sopii kansainväliseen ympäristöön. Lopuksi tutkin EU:n politiikkaa laajentumisprosessissa, jossa jäseniksi otettiin Keski- ja Itä-Euroopan valtioita. EU:n ulkopolittisen toimijuuden esteinä on usein nähty puuttuva tai vaillinainen sotilaallinen aspekti ja heikko päätöksentekojärjestelmä. Kun ulkopolitiikka perinteisesti ymmärretään sotilaalliseksi toiminnaksi kriisitilanteissa, EU:n on nähty olevan kyvytön sekä määrittelemään intressinsä ja tekemään päätöksiä että toimimaan sotilaallisesti tilanteen ratkaisemiseksi. Miksi kansallisen identiteetin ja intressin puuttuminen sekä sotilaallisten toimintamahdollisuuksien vajavuus ovat niin merkittäviä ongelmia globalisoituvassa maailmassa, jossa taloudellisen vallan uskotaan olevan poliittista tärkeämpää? Kun valtiot yhä enenevässä määrin määrittelevät turvallisuusuhkansa toisin kuin sotilaallisin termein, miksi kyky sotilaalliseen toimintaan on yhä olennaista? Valtio on ollut kansainvälisen politiikan hallitseva toimija niin kauan, että meidän on vaikea tunnustaa, että tämän hetken kansainvälisessä politiikassa toimija tarvitsee erilaisia piirteitä kuin ne valtion tunnusomaiset piirteet ja kapasiteetit, joiden avulla se saattoi vahvistaa asemansa ensisijaisena toimijana. Tämän hetken kansainvälisessä järjestelmässä EU:n monenkeskisyyteen ja neuvotteluihin perustuva päätöksentekojärjestelmä saattaa osoittautua pikemminkin vahvuudeksi kuin heikoudeksi. Parhaassa tapauksessa EU pystyy hyväksikäyttämään globalisaation aiheuttamia muutoksia valtion suvereenisuuteen ja tehtäviin, ja rakentamaan tehokkaamman hallitsemisen järjestelmän. EU:n asema ei-valtiollisena toimijana mahdollistaa erilaisten toimijuuden tapojen käyttämisen, minkä seurauksena EU saattaa olla valtiota paremmin varustettu ratkaisemaan uusia turvallisuusuhkia vaikka unionin tavat vaikuttaa ovat näkymättömämpiä kuin sotilaallinen hyökkäys, ne eivät ole vailla vaikutusta. EU ei ole vähemmän kuin valtio, vaan enemmän. Sen kehitys vastaa kansainvälisen järjestelmän kehitystä ja vie sitä osaltaan poispäin valtiokeskeisyydestä. EU:n merkittävin ongelma ei ole sotilaallisen aspektin vajavaisuus, vaan se, miten rakentaa uskottava identiteetti ja saada kansalaisten kannatus Eurooppalaiselle hallinnolle. Tutkimus osoittaa, että vahvistaakseen kansainvälistä asemaansa EU:n ei tarvitse kehittää itseään federalistisempaan suuntaan, vaan käyttää hyväkseen globalisoituvan järjestelmän tarjoamia uusia mahdollisuuksia. ; Dwarf, adolescent or superpower? The European Union on the international field It seems to be a part of common knowledge that the European Union is an economic giant but a political dwarf. Although none can claim that the EU does not possess significant resources, for some reason these resources do not seem to help the EU to have much influence in foreign policy matters. Despite its large network of diplomatic relations, and its position as one of the most significant aid donors and trading partners in the world, many suggest that it has not succeeded in its attempts to develop its economic influence also into a political one. In my study I wish to examine if the EU is such an unfit actor on the international field. I will analyze how the international system (of states) defines the properties of actors, and how the definition is changing. There are two basic questions in this work: First, what position does the international system offer to the EU? Secondly, how does the EU utilize the position given to it? To find answers, I will examine a state as an actor, the international system of states, and the properties and actions of the EU. The EU in the system of states Since the international system is a system of states, the position of a state as a primary actor seems to be universal and eternal. In this thesis it is claimed that the EU is a new kind of a polity challenging the position of a Westphalian state. If the EU succeeds in this, it will have consequences for the whole international system. Yet, to be able to act in the system, the EU must not only challenge the position of a state, but also adapt to the requirements of the actorness; the EU must resemble a state in some respects to get recognized as an actor. There still is an on going test of statehood, and as long as the EU does not pass it, it is hard to consider it as an actor in its own right. The position of a state is connected to the development of the international system overall. The effects of globalization, modernization and democratization are creating new kinds of environments and cultures with new possibilities and threats. Increased interdependence between national economies and production added to the fact that all types of exchange are becoming ever more global restrict the ability of a state to act as fully sovereign . Globalisation includes many processes that affect the position of a state. The meaning of properties like sovereignty and military resources is changing, as well as a state s position on the international field. Change does not happen only inside a state and in its position, however, but also international structures change, affecting the way actors behave with each other. I claim that although the state is losing its position, it is still the dominant actor in international politics, and other polities hoping to get a position of an actor must be comparable with it: after all, structures do not change so quickly, and actors are constituted by them. The changing international context opens up the possibility to increase the importance of the EU. Sovereignty and military resources that once determined the state s position as a dominant actor have partly lost their meaning; not having them should not prevent the EU from being an actor. Furthermore, the EU might have properties that make it better capable to manage in the globalizing and fragmenting world. A foreign policy actor Rather than an international organization, the EU is a new type of political system, made up of national and European institutions that are constituted in relation to each other . The national institutions of member states and the EU institutions are so closely interwoven that they cannot be conceived as separate political systems. On the other hand, the EU is not a state, and we have many reasons to assume that it will not be one (unless the definition of a state changes). While it has some capabilities states traditionally own, it lacks others. This appears to make it an actor in some issue-areas, but not in all of them. Foreign policy has traditionally been connected to a state, it is concerned with the relation of a state to other states in the international system; it is connected to the idea of national aims and interests, and involves mobilizing national resources. Although foreign policy in its most visible form is high politics concerning high diplomacy and war, in practice most of the time it is low politics including low-level diplomatic practices between ministries and also economic policy as a means of reaching foreign policy aims. Foreign policy does not entail military force; as Karen Smith puts it, the recourse to military instruments can indicate a failure of foreign policy . In this work I will suggest that the reason why foreign policy is connected solely to states is not that making foreign policy is possible only for nation states and governments; rather it has to do with states position as primary actors in the international system. When certain conditions are metconcerning among others, a decision-making system non-state actors are also able to conduct foreign policy. There is no single EU foreign policy, but on some occasions member states agree on common interests and objectives, and mobilize national and collective resources to fulfill them: they conduct common foreign policy . For the EU, foreign policy means that its member states and institutions, to use Smith s words, have expressed a unified position in response to external events and/or formulated a plan of action directed towards the fulfillment of specified political/security objectives, and have agreed to use Community/CFSP instruments and/or instruments under national competence in a coordinated way to implement it . Even though the common foreign policy is important for the EU s ability to act as an actor, it must be put into the larger context of external relations, otherwise we fail to see the EU s importance on the international field. The division between political and economic matters has always been vague, but it is even more so at the time of globalization. It seems that those foreign policies connecting intergovernmental and community issue-areas, like the enlargement policy, have been among the most successful policies. The enlargement policy can be considered foreign and security policy because of its political and security-related aims, although the EU has applied the practices of the CFSP common position and joint action only a couple of times during many years of the enlargement policy. Although the EU may appear as a weak actor in high policy areas, it is an effective negotiator of low policy matters, including trade and aid, that belong to the Community issue-area . The EU does not act like a traditional foreign policy player. But what usually is seen as its weakness, may turn out to be a strength. In the contemporary international system it may be a benefit that an actor is able to take different forms in different situations, as the EU is forced to do due to its nature of lying between an international organization and a state. A civilian power There are certain requirements for an actor presented in the literature of IR, and usually these requirements do not include statehood or military resources. However, the polity´s own properties do not determinate totally the entity s position on the international field. Entry to the system is dependent on whether or not the other actors give recognition. It is claimed in this work that usually only states are recognized as actors, but even though the EU is not a state, it has at least partial recognition in practice, since it is accepted as a partner in negotiations, diplomatic relations, trade and aid. But the EU seems to suffer from a lack of credibility, or prestige that prevents it from having much of an influence especially in international crises, like in the Palestinian question. Still, by recognizing the EU as an actor in its own right even partially states decrease the significance of sovereignty, and weaken their own position as primary actors. Hence, the EU may change the structure of the international system, and make room for other polities too; or, it may become a state. One possible direction of developing the EU is to strengthen its image as a civilian power. According to Hans W. Maull, a civilian power accepts the necessity of cooperation with other actors when pursuing international objectives; utilizes non-military, primarily economic means to secure its goals; and is willing to develop supranational structures to address critical issues of international management. In this thesis the term civilian power refers to an actor who trusts in cooperation, respects and enforces international values and norms as defined by international institutions and treaties, and acts through diplomacy, economic means and international institutions. Manners suggests, on the other hand, that the EU may be more important normatively than in an empirical way, since it sets normative world standards. He continues that due to its power over opinion , idée force , or ideological power , the EU would best be conceived as a normative power Europe. The EU s normative power is a significant dimension of this thesis, but I will also examine other ways of using power including the Union s foreign policy instruments. I agree with Manners that the EU s ability to shape conceptions of normality in international relations is what makes it a normative power , but I suggest that it is a part of its special nature as a civilian power although also military powers may use and have used normative power. The EU clearly attempts to gain legitimacy through expansion of democratic and human rights norms, but this is not the whole picture of the EU. It is difficult to evaluate in which direction the EU will develop; even more difficult is to describe the outcome of European integration. More than a state I will propose that the EU lacks some of the properties of a state although I do not see that the difference is so remarkable in the end but that it does not make the EU an unfit actor in the international system; quite the contrary, the European integration includes elements that may make the EU better suitable to the international system than the traditional sovereign state. Hence, it will be suggested that instead of being less than a state the EU is actually more than a state. Within changing structure of the international system, resources and properties of states sovereignty, structure of hierarchy and military resources, among others will not be so significant that they guarantee the state s dominant position; quite the contrary, the strong actor have to be able to handle with global capitalism, regionalism, interdependence, and security threats raising from various sources. When the system has been increasingly perceived as interdependent, and states ability to govern has been deemed to be in question, an entity like the EU seems to be well placed to act on behalf of its members as a manager of the interdependence. Through European integration we also may find new answers to some of the problems caused by the nature of the international system itself. In this connection I will especially consider democracy and security issues, although there exists other similar issues too, for example minorities and refugees. The EU might be or it might become - the first truly post-modern polity, and it is impossible to explain its significance by concentrating only on its CFSP. The change of the international system is important in giving room for an actor like the EU, but structures do not totally create actorness; the development and action of the EU reflects the dynamic relationship between structures and agency. The EU is born from the combination of external demand and opportunities, and political will and imagination of its founders. Hence, the importance of the EU cannot be evaluated by studying either its internal capacities or external opportunities; they both together create the EU s capacity to act and have an influence on the international field. Yet, internal factors associated with legitimacy and efficacy of policy processes influence the perceptions other actors have of the EU, and create expectations of the EU s ability to act. Additionally, states must create new ways of acting in the changing international system, this suggests that our picture of an actor and its ways of having an influence and making policy may be at least partially out-dated. I wish to suggest that by studying the EU within an approach that takes both structures and internal capabilities into consideration we might get new ideas about actorness overall.
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From a certain relevance in the second half of the 20th century, albeit episodic and with a domestic focus, subnational diplomacy in the United States has moved with the new millennium towards fresh, more complex and sophisticated, multi-actor frameworks that have greater potential impact. They are frameworks in which certain philanthropic organisations, the private sector, highly influential think tanks and academia carry considerable weight.Today, Ambassador Nina Hachigian, US special representative for city and state diplomacy, leads a strategy looking to gain influence in the State Department and thus make subnational governments key components of the United States' diplomatic machinery. It remains to be seen how the strategy will evolve, all the more so with the prospect of Donald Trump on the horizon.At a moment strongly marked by a reshaping of the global order and by fierce competition between the United States and China, subnational diplomacy is taking on an increasingly significant role. In a world that is urbanising at breakneck speed, especially in the Global South, cities play a key role in addressing some of the main economic and social transformations underway. We cannot understand the processes of green and digital transition, the reconfiguration of the model of production or new inequalities without placing cities at the centre of the equation.Today metropolises like New York, Paris, London, Tokyo or Shanghai are among the planet's biggest economies. We cannot understand Latin America without São Paulo, Mexico City or Buenos Aires; Africa without Johannesburg, Cairo or Lagos; the Asia Pacific region without Seoul, Sidney or Singapore; North America without Los Angeles, Chicago or Toronto; or Europe without Berlin, Amsterdam, Vienna or Barcelona. Cities amass political and economic power, creativity and talent; their governments have growing regulatory capacity, they promote rights and drive solutions in critical areas such as mobility, housing or tackling multiple forms of inequality or fragmentation.All that has positioned them as recognised and increasingly visible actors in the system of international relations. Dynamic and innovative actors that – even on a stage still monopolised by nation states – foster alliances and join forces to influence international agendas, reach out in search of economic opportunities, create spaces for the exchange of knowledge or build solidarity networks in complex environments. Mayors and their teams interact by networking to meet the common challenges ahead of them.The transformative potential of cities and their capacity to link up globally has not gone unnoticed by the world's major powers. In Europe, the cradle of the international municipal movement, the European Union (EU) has forged an alliance with local governments over decades. It has served to open spaces of collaboration and exchange in practically every region of the world. Since the 1990s, Brussels has promoted various financial programmes to accompany cities in some of the main challenges they face, boosting their capabilities and recognising them as key actors for sustainable development. Yet, and while in recent months there has been talk of the need to localise the Global Gateway,1 European support for the various expressions of subnational diplomacy appears to be losing steam (Fernández de Losada and Galceran-Vercher, 2023).Several analysts have also turned the spotlight on the growing importance of cities and urbanisation processes in China's global outreach (Curtis and Klaus, 2023). Indeed, the Belt and Road Initiative (BRI), the cornerstone of the Asian giant's expansionism, has found clear expression in many cities around the world. The huge investments made by China to develop critical infrastructure in urban environments of Asia, Africa and Latin America – in Europe too – are testament to that. At the same time, Chinese subnational diplomacy is increasingly dynamic and forges ties in every region of the planet, while it is securing a major presence in some of the main networks operating globally.Given the situation, the United States has been trying to position itself in the global urban ecosystem for some years now. Although it has not always been the case, as we shall see in this paper, the big US cities and some of the states today boast a strong international footprint. It is a presence marked by globalisation, by high impact agendas like the climate or migration and by an inrush of certain hugely influential philanthropic organisations. US subnational diplomacy is built on a well-crafted narrative, on instruments aimed at strengthening its capabilities and on a connection to the country's foreign policy that it is hoped will only grow stronger.Trade diplomacy and "municipal foreign policy"For many years, the weight of US subnational diplomacy has not matched the clout the country has wielded and continues to wield in the global order. In the second half of the 20th century, in the period from the end of the Second World War to the end of the Cold War, the frames of reference guiding the action of the country's subnational governments were essentially domestic. Local and national affairs prevailed over the foreign outlook within a mindset that could be described as insular. Yet an analysis of the external action of the country's subnational governments through those years provides some clues that should be taken into consideration. We can observe activity that might be defined as episodic and which, while significant in some periods, remained on the relative margins of the dynamics of the international municipal movement of the day. Cities and states forged external ties, but the focus was on matters of local importance such as trade and attracting foreign investors or promoting values that were important to the community like peace, safeguarding human rights and solidarity.While the US municipal movement can be traced to the first expressions of international municipalism in the 1920s, the country's first subnational diplomacy milestone came in 1956 with the launch of the Sister Cities International (SCI) platform. Spearheaded initially by President Eisenhower, since its inception the initiative has promoted the establishment of thousands of bilateral cooperation relations between US cities and counties and their counterparts in countries around the globe. SCI facilitates technical cooperation missions and exchange and promotes human rights and peace projects, as well as community ties and volunteer programmes. The organisation operates in a domestic framework, however, and has little connection with similar bodies in other regions of the world.By the 1980s, a good many US states and cities had dispatched trade delegations and representatives for attracting foreign investment. Cities such as Tokyo (with 19 delegations in 1982), London, Brussels or Frankfurt hosted over 60 permanent offices run by 33 states and some cities, like New York, in more than 70 countries around the world (Duchacek, 1984). According to the National Governors' Association,2 in 1981 American states invested more in promotional activity than the federal government's own Department of Commerce. Municipal associations joined the push, mounting promotional campaigns and events like those organised by the US Conference of Mayors in Zurich and Hong Kong in 1982 and 1983, respectively, under the slogan "Invest in America's Cities" (ibid.).Arguably the standout subnational diplomacy initiative in the latter stages of the last century, however, was what the Center for Innovative Diplomacy (CID) based in Irvine, California, called "municipal foreign policy". From the late 1970s through the 1980s and into the early 1990s, several US cities and states challenged the federal government's policies in Central America or South Africa or aligned with global movements against nuclear proliferation. Cities such as Burlington, New Jersey; Pittsburgh, Pennsylvania; or Rochester, New York, mobilised against the Reagan administration's support for the anti-communist and counterrevolutionary forces operating in Central America. They did so by aligning with significant sectors of their own communities, raising funds to help twinned cities and offering the thousands of Central American refugees living across the US a safe place (Leffel, 2018), a movement that formed the root of the sanctuary cities.At the same time, and given the federal administration's apparent indifference, a significant number of US cities took a stand against the South African government's apartheid policies. As many as 59 cities, and some states and counties, passed legislation banning investment in South Africa, which had an impact calculated at over $450bn (Spiro, 1986). Likewise, the 160 or more cities that declared themselves Nuclear Free Zones (NFZ) mobilised against the federal government, legislating to ban the manufacture of nuclear weapons components in their areas. It was a matter of conviction, but also a reaction to the Reagan administration's decision to divert federal funds initially earmarked to support local policies to the defence budget in order to step up the nuclear race with the Soviet Union (Leffel, 2018).Despite the notable, though episodic, dynamism of US subnational diplomacy, however, there was a glaring absence of the big cities from some of the main debates and processes taking place within the international municipal movement. They had only a minor presence at what were considered key events like the Earth Summit, which took place in Rio de Janeiro in 1992, or the Habitat II conference, held in Istanbul in 1996, where the first World Assembly of Cities and Local Authorities (WACLA) was also staged. Moreover, they carried no weight in the organisations comprising what was known as the G4+,3 formed at the time to ensure communication with the United Nations in the process of implementing the agreements reached in the Turkish capital. This irrelevance goes some way to explaining the inability to halt the veto that the United States imposed, along with China and other countries, on the World Charter of Local Self-Government.4Similarly, they were also inconspicuous in the key organisations of the day. While the National League of Cities and the US Conference of Mayors formed part of the International Union of Local Authorities (IULA), the country's big cities were not with their counterparts around the world in the main platforms that brought them together: the World Federation of United Cities (FMCU),5 Summit6 or Metropolis. Moreover, although they did join the International Council for Local Environmental Initiatives (ICLEI) six years after its establishment in 1990, they played no part in the process that developed into the founding in 2004 of United Cities and Local Governments (UCLG),7 the world's main municipal organisation, the president of which at the time was the mayor of Paris and whose first executive bureau included the mayor of South Bay, a municipality of 4,700 inhabitants in Florida. Globalisation, climate activism and philanthropy as catalysts of a subnational diplomacy for the 21st centuryAs numerous authors have noted (Sassen, 2005; Curtis, 2018), the process of neoliberal globalisation following the fall of the Berlin Wall positioned global cities as connecting nodes of a new world order, with the United States as the hegemonic power. Cities such as New York, Los Angeles or Chicago, along with their counterparts around the world, burst onto the international scene as key components of the machine driving flows of capital, goods, services and knowledge. They were also integral to some of the main challenges that globalisation presented.Against this backdrop, the climate emergency arose as a global challenge with major urban implications and a huge capacity to mobilise the international community. The challenge reshaped the frameworks through which urban diplomacy operated to a large extent, pivoting it towards a multistakeholder, more complex and sophisticated structure with greater potential impact. Indeed, the fight against climate change prompted an alliance between the major cities of the world and some of the biggest (and chiefly US) philanthropic organisations and think tanks. The alliance partly explains the rise of US subnational diplomacy. It has also brought the international municipal movement closer to the prevailing political, economic, social and cultural frames of reference in America.In 2005, the then mayor of London, Ken Livingstone, championed the creation of C40, an alliance among big cities across the globe that decided to share strategies for combating climate change. The organisation, a key component of US urban diplomacy,8 has a considerable capacity to influence the global climate agenda. One of its defining characteristics has been its ability to combine vision, strategy and action not just among mayors, but also with the big US philanthropic organisations and with the private sector. In 2006, the network expanded with the support of the Clinton Climate Initiative (CCI) and since 2011 it has received continuous backing from Bloomberg Philanthropies. In addition, C40 is strongly committed to encouraging public-private collaboration, putting companies and research centres developing solutions in contact with cities that require them. It has also helped to create new mechanisms connected to today's multiple expressions of multilateralism. A good example of that is the U20, the space that C40 convenes with UCLG through which the world's major cities – US cities too – try to get their priorities on the G20 agenda.Other platforms such as Resilient Cities Network or the Global Covenant of Mayors (GCoM) operate on very similar lines. The former, promoted by the Rockefeller Foundation since 2013, puts the focus on supporting cities in devising their climate resilience plans. It is an issue that concerns cities in the United States, which make up the biggest section of the network with 26 members. The latter, the GCoM, focuses on city leadership in promoting and developing local climate action and energy transition plans. It brings together thousands of cities from across the world, 185 of which are in the US. It also introduces a new factor by combining the leadership of an executive board made up of mayors, co-chairs resulting from an alliance between the European Commission and the philanthropist and former mayor of New York, Michael Bloomberg, and representatives of the chief United Nations agencies working in this field and the main city networks. Over the years, however, the multi-partner approach has moved beyond climate action to other areas in which US cities are very active. A good example of that is the Mayors Migration Council, a platform funded by Open Society Foundations, among others, comprising over 200 cities throughout the world, 40 of which are in the United States. Its goal is to position them in the global debates on migration.Today, cities such as New York, Los Angeles, Chicago, San Francisco, Houston or Boston are among the most dynamic global urban diplomacy operators. They have ties with cities throughout the world, they are present in the major urban multilateralism spaces and they participate in the main networks. On this latter point, however, it is worth noting that US municipalism continues to have a very limited presence in the traditional European-rooted networks, those that have their origins in the municipal movement of the 20th century. It is almost exclusively committed to the new, multi-stakeholder spaces. It is also worth pointing out that the transition of US and global urban diplomacy to these new formats has been partnered by a cohort of research centres and think tanks largely based in Washington DC and other US cities. The Brookings Institution, the Chicago Council on Global Affairs the German Marshall Fund or, more recently, the Truman Center for National Policy have shown exceptional vision in crafting a narrative that justifies and accompanies the country's cities in their international action. Today, the United States and its academia set the standard and lead the production of knowledge – applied knowledge too – in the field of subnational diplomacy. US State Department support: much ado about nothing?A good part of this narrative constructed at the desks of some of the country's main think tanks has prompted the federal government to step up and accompany cities and states in their diplomatic efforts. The aim is not only to boost their capacity to make an impact, but also to harness all their assets and potential to complement US foreign and security policy, which is now more inclusive and diverse, though also more complex. But this is not a new strategy. In 1978, during the Carter administration, an office was created and tasked with managing ties with local and state governments in the Department of State. Led by Ambassador at Large W. Beverly Carter Jr, the office was short-lived and scrapped in January 1981, following Ronald Reagan's election as president. Its functions were passed from department to department and sidelined for over 30 years until 2010, during the first Obama administration, when the State Department once again committed to forging closer ties with cities and states through the Office of the Special Representative for Global Intergovernmental Affairs, headed by Reta Jo Lewis.The approach had a clear logic. A significant number of the agreements the US government adopts in the United Nations and other multilateral agencies require other stakeholders such as civil society organisations, the private sector or local authorities in order to be implemented (Klaus and Singer, 2018). The agendas linked to sustainable development promoted between 2012 and 2016 are a good illustration of that, and the State Department was a committed actor. The US government played a prominent role in key fora for cities such as COP21 in 2015, where the Paris Agreement on climate change was reached, or the Habitat III Conference that took place in Quito in 2016, when the New Urban Agenda was approved. The election of Donald Trump at the end of that year, however, put an end to the United States' engagement with the United Nations, multilateralism, the climate agenda and cities. In fact, it ushered in an era marked by climate denial, international isolationism and confrontation with the urban world and progressive elites. Given this backdrop, it is significant that various operators, from think tanks to members of Congress, continue to advocate for reconnecting with subnational diplomacy and institutionalising it through legislative action to safeguard it against subsequent political changes.Institutions as important as the Council on Foreign Relations or the Truman Center for National Policy are of that opinion. The former released a paper in 2017 advising the Trump administration to reinstate a specialised office and tap the full potential of the country's subnational diplomacy. The latter, for its part, convened a high-level group of experts which published a report in 2022 that not only called for the re-establishment of an office, but also backed mapping assets, expanding the capacity of cities and states to make an impact abroad and strengthening the alliances with think tanks and philanthropic organisations that had proven so successful. President Biden and Secretary of State Blinken were receptive and that same year they named Nina Hachigian as Special Representative for City and State Diplomacy. It was no anodyne appointment. Apart from being a career ambassador, she was deputy mayor for international relations for the city of Los Angeles, a beacon of US urban diplomacy. The appointment has not gone unnoticed in the international community, with the ambassador cutting a visible and recognisable figure. She has attended high-level fora, both in the field of multilateralism (such as COP28 held in Dubai, the High-Level Political Forum in New York or the Munich Security Conference, all in 2023) and in the sphere of international municipalism in its multiple expressions. She has also reinforced ties with the country's main cities and states, as well as with the diplomatic corps, multilateral bodies, philanthropic organisations, think tanks, specialised research centres and the private sector.Yet, and despite the launch of such significant initiatives as the Cities Summit in Denver, bringing together mayors from across the Western Hemisphere in 2023 in an excellent exercise of political dialogue, or the Cities Forward programme, a nascent though promising support instrument for technical cooperation among cities, the reality is that Special Representative Hachigian works with very limited budgetary and professional resources and still occupies a periphery position in the State Department. Her team belongs to the Office of Global Partnerships and has yet to achieve full recognition. In fact, the legislative initiative on subnational diplomacy presented in 20199 and in 202110 in Congress has failed to prosper, despite multiple and significant shows of support. Concluding remarksUS subnational diplomacy has certainly grown in stature over the last few years. The intermittent, episodic and domestic-focused trajectory that characterised it in the second half of the 20th century has developed into an experience that is gradually consolidating and opting for new formats and a weighty agenda. It is an agenda that ties in with some of the chief challenges of globalisation and which connects it to emerging actors that wield considerable influence in the global context. What is more, the narrative underpinning it is a robust one, which places it in the big debates that combine urban issues and global concerns.Yet, despite the efforts and leadership of the special representative, the actual support the State Department lends to cities and states in their external action appears to be more symbolic than effective. The federal government allocates limited resources and the commitment to subnational diplomacy largely relies on major philanthropists. Thus, against a backdrop of competition for leadership of the global order in which urban issues continue to have considerable importance, advancing and deepening the initial commitment expressed by President Biden and Secretary Blinken makes perfect sense and could bring many rewards. China is on it. Europe was, though it now appears to have turned its attention elsewhere. It remains to be seen where the United States will go, particularly with the prospect of Donald Trump on the horizon. ReferencesCurtis, Simon. "Global Cities and the Ends of Globalism". New Global Studies, no. 12 (2018), p. 75-90.Duchacek, Ivo D. "The International Dimension of Subnational Self-Government". Publius, vol. 14, no. 4 (1984), p. 5-31. Federated States and International Relations, Oxford University Press.Fernández de Losada, Agustí and Galceran-Verché, Marta. "¿Una Europa a contracorriente? La invisibilidad de las ciudades en las relaciones UE – CELAC". Revista TIP, year 12, no. 2 (2023), p. 26-38.Klaus, Ian and Singer, Russell. The United Nations. Local Authorities in Four Frameworks. Penn Institute for Urban Research, 2018.Leffel, Benjamin. "Animus of the Underling: Theorizing City Diplomacy in a World Society". The Hague Journal of Diplomacy, no. 13 (2018), p. 502-522.Sassen, Saskia. "The Global City: Introducing a Concept". Brown Journal of World Affairs, no. 11 (2005), p. 27-43.Spiro, P.J. "State and Local Anti-South Africa Action as an Intrusion upon the Federal Power in Foreign Affairs". Virginia Law Review, vol. 72, no. 4 (1986), p. 824 Notes:1- The Global Gateway is the EU's main foreign investment strategy.2- "Committee on International Trade and Foreign Relations, Export Development and Foreign Investment: The Role of the States and its Linkage to Federal Action". Washington, DC: National Governors' Association (1981), p. 1.3- Consisting of the International Union of Local Authorities (IULA), the World Federation of United Cities, Metropolis, the Summit of the World's Major Cities (Summit) and other regional organisations.4- "Follow-up to The United Nations Conference on Human Settlements (Habitat II): Local Implementation of the Habitat Agenda, including The Role Of Local Authorities". HS/C/18/3/Add.1 23 (November 2000).5- Founded in 1957 in Aix-les-Bains, France, and made up of twinned cities throughout the world.6- Summit Conference of Major Cities of the World (Summit). New York was the only US city in this network established in 1985 and which ceased to exist in 2005.7- UCLG came about from the merger of the IULA and the FMCU.8- The United States is home to 14 of the 96 cities that comprise the C40. US mayors have also chaired this platform on two occasions: Michael Bloomberg, mayor of New York (2010-2013) and Eric Garcetti, mayor of Los Angeles (2019-2021). 9- S.4426 - City and State Diplomacy Act. 116th Congress (2019-2020). Sponsor: Sen. Cristopher Murphy.10- H.R.4526 - City and State Diplomacy Act. 117th Congress (2021-2022). Sponsor: Rep. Ted Lieu All the publications express the opinions of their individual authors and do not necessarily reflect the views of CIDOB as an institutionDOI: https://doi.org/10.24241/NotesInt.2024/302/en ISSN: 2013-4428
Eine dauerhafte Verfügbarkeit ist nicht garantiert und liegt vollumfänglich in den Händen der Herausgeber:innen. Bitte erstellen Sie sich selbständig eine Kopie falls Sie diese Quelle zitieren möchten.
From a certain relevance in the second half of the 20th century, albeit episodic and with a domestic focus, subnational diplomacy in the United States has moved with the new millennium towards fresh, more complex and sophisticated, multi-actor frameworks that have greater potential impact. They are frameworks in which certain philanthropic organisations, the private sector, highly influential think tanks and academia carry considerable weight.Today, Ambassador Nina Hachigian, US special representative for city and state diplomacy, leads a strategy looking to gain influence in the State Department and thus make subnational governments key components of the United States' diplomatic machinery. It remains to be seen how the strategy will evolve, all the more so with the prospect of Donald Trump on the horizon.At a moment strongly marked by a reshaping of the global order and by fierce competition between the United States and China, subnational diplomacy is taking on an increasingly significant role. In a world that is urbanising at breakneck speed, especially in the Global South, cities play a key role in addressing some of the main economic and social transformations underway. We cannot understand the processes of green and digital transition, the reconfiguration of the model of production or new inequalities without placing cities at the centre of the equation.Today metropolises like New York, Paris, London, Tokyo or Shanghai are among the planet's biggest economies. We cannot understand Latin America without São Paulo, Mexico City or Buenos Aires; Africa without Johannesburg, Cairo or Lagos; the Asia Pacific region without Seoul, Sidney or Singapore; North America without Los Angeles, Chicago or Toronto; or Europe without Berlin, Amsterdam, Vienna or Barcelona. Cities amass political and economic power, creativity and talent; their governments have growing regulatory capacity, they promote rights and drive solutions in critical areas such as mobility, housing or tackling multiple forms of inequality or fragmentation.All that has positioned them as recognised and increasingly visible actors in the system of international relations. Dynamic and innovative actors that – even on a stage still monopolised by nation states – foster alliances and join forces to influence international agendas, reach out in search of economic opportunities, create spaces for the exchange of knowledge or build solidarity networks in complex environments. Mayors and their teams interact by networking to meet the common challenges ahead of them.The transformative potential of cities and their capacity to link up globally has not gone unnoticed by the world's major powers. In Europe, the cradle of the international municipal movement, the European Union (EU) has forged an alliance with local governments over decades. It has served to open spaces of collaboration and exchange in practically every region of the world. Since the 1990s, Brussels has promoted various financial programmes to accompany cities in some of the main challenges they face, boosting their capabilities and recognising them as key actors for sustainable development. Yet, and while in recent months there has been talk of the need to localise the Global Gateway,1 European support for the various expressions of subnational diplomacy appears to be losing steam (Fernández de Losada and Galceran-Vercher, 2023).Several analysts have also turned the spotlight on the growing importance of cities and urbanisation processes in China's global outreach (Curtis and Klaus, 2023). Indeed, the Belt and Road Initiative (BRI), the cornerstone of the Asian giant's expansionism, has found clear expression in many cities around the world. The huge investments made by China to develop critical infrastructure in urban environments of Asia, Africa and Latin America – in Europe too – are testament to that. At the same time, Chinese subnational diplomacy is increasingly dynamic and forges ties in every region of the planet, while it is securing a major presence in some of the main networks operating globally.Given the situation, the United States has been trying to position itself in the global urban ecosystem for some years now. Although it has not always been the case, as we shall see in this paper, the big US cities and some of the states today boast a strong international footprint. It is a presence marked by globalisation, by high impact agendas like the climate or migration and by an inrush of certain hugely influential philanthropic organisations. US subnational diplomacy is built on a well-crafted narrative, on instruments aimed at strengthening its capabilities and on a connection to the country's foreign policy that it is hoped will only grow stronger.Trade diplomacy and "municipal foreign policy" For many years, the weight of US subnational diplomacy has not matched the clout the country has wielded and continues to wield in the global order. In the second half of the 20th century, in the period from the end of the Second World War to the end of the Cold War, the frames of reference guiding the action of the country's subnational governments were essentially domestic. Local and national affairs prevailed over the foreign outlook within a mindset that could be described as insular. Yet an analysis of the external action of the country's subnational governments through those years provides some clues that should be taken into consideration. We can observe activity that might be defined as episodic and which, while significant in some periods, remained on the relative margins of the dynamics of the international municipal movement of the day. Cities and states forged external ties, but the focus was on matters of local importance such as trade and attracting foreign investors or promoting values that were important to the community like peace, safeguarding human rights and solidarity.While the US municipal movement can be traced to the first expressions of international municipalism in the 1920s, the country's first subnational diplomacy milestone came in 1956 with the launch of the Sister Cities International (SCI) platform. Spearheaded initially by President Eisenhower, since its inception the initiative has promoted the establishment of thousands of bilateral cooperation relations between US cities and counties and their counterparts in countries around the globe. SCI facilitates technical cooperation missions and exchange and promotes human rights and peace projects, as well as community ties and volunteer programmes. The organisation operates in a domestic framework, however, and has little connection with similar bodies in other regions of the world.By the 1980s, a good many US states and cities had dispatched trade delegations and representatives for attracting foreign investment. Cities such as Tokyo (with 19 delegations in 1982), London, Brussels or Frankfurt hosted over 60 permanent offices run by 33 states and some cities, like New York, in more than 70 countries around the world (Duchacek, 1984). According to the National Governors' Association,2 in 1981 American states invested more in promotional activity than the federal government's own Department of Commerce. Municipal associations joined the push, mounting promotional campaigns and events like those organised by the US Conference of Mayors in Zurich and Hong Kong in 1982 and 1983, respectively, under the slogan "Invest in America's Cities" (ibid.).Arguably the standout subnational diplomacy initiative in the latter stages of the last century, however, was what the Center for Innovative Diplomacy (CID) based in Irvine, California, called "municipal foreign policy". From the late 1970s through the 1980s and into the early 1990s, several US cities and states challenged the federal government's policies in Central America or South Africa or aligned with global movements against nuclear proliferation. Cities such as Burlington, New Jersey; Pittsburgh, Pennsylvania; or Rochester, New York, mobilised against the Reagan administration's support for the anti-communist and counterrevolutionary forces operating in Central America. They did so by aligning with significant sectors of their own communities, raising funds to help twinned cities and offering the thousands of Central American refugees living across the US a safe place (Leffel, 2018), a movement that formed the root of the sanctuary cities.At the same time, and given the federal administration's apparent indifference, a significant number of US cities took a stand against the South African government's apartheid policies. As many as 59 cities, and some states and counties, passed legislation banning investment in South Africa, which had an impact calculated at over $450bn (Spiro, 1986). Likewise, the 160 or more cities that declared themselves Nuclear Free Zones (NFZ) mobilised against the federal government, legislating to ban the manufacture of nuclear weapons components in their areas. It was a matter of conviction, but also a reaction to the Reagan administration's decision to divert federal funds initially earmarked to support local policies to the defence budget in order to step up the nuclear race with the Soviet Union (Leffel, 2018).Despite the notable, though episodic, dynamism of US subnational diplomacy, however, there was a glaring absence of the big cities from some of the main debates and processes taking place within the international municipal movement. They had only a minor presence at what were considered key events like the Earth Summit, which took place in Rio de Janeiro in 1992, or the Habitat II conference, held in Istanbul in 1996, where the first World Assembly of Cities and Local Authorities (WACLA) was also staged. Moreover, they carried no weight in the organisations comprising what was known as the G4+,3 formed at the time to ensure communication with the United Nations in the process of implementing the agreements reached in the Turkish capital. This irrelevance goes some way to explaining the inability to halt the veto that the United States imposed, along with China and other countries, on the World Charter of Local Self-Government.4Similarly, they were also inconspicuous in the key organisations of the day. While the National League of Cities and the US Conference of Mayors formed part of the International Union of Local Authorities (IULA), the country's big cities were not with their counterparts around the world in the main platforms that brought them together: the World Federation of United Cities (FMCU),5 Summit6 or Metropolis. Moreover, although they did join the International Council for Local Environmental Initiatives (ICLEI) six years after its establishment in 1990, they played no part in the process that developed into the founding in 2004 of United Cities and Local Governments (UCLG),7 the world's main municipal organisation, the president of which at the time was the mayor of Paris and whose first executive bureau included the mayor of South Bay, a municipality of 4,700 inhabitants in Florida. Globalisation, climate activism and philanthropy as catalysts of a subnational diplomacy for the 21st centuryAs numerous authors have noted (Sassen, 2005; Curtis, 2018), the process of neoliberal globalisation following the fall of the Berlin Wall positioned global cities as connecting nodes of a new world order, with the United States as the hegemonic power. Cities such as New York, Los Angeles or Chicago, along with their counterparts around the world, burst onto the international scene as key components of the machine driving flows of capital, goods, services and knowledge. They were also integral to some of the main challenges that globalisation presented.Against this backdrop, the climate emergency arose as a global challenge with major urban implications and a huge capacity to mobilise the international community. The challenge reshaped the frameworks through which urban diplomacy operated to a large extent, pivoting it towards a multistakeholder, more complex and sophisticated structure with greater potential impact. Indeed, the fight against climate change prompted an alliance between the major cities of the world and some of the biggest (and chiefly US) philanthropic organisations and think tanks. The alliance partly explains the rise of US subnational diplomacy. It has also brought the international municipal movement closer to the prevailing political, economic, social and cultural frames of reference in America.In 2005, the then mayor of London, Ken Livingstone, championed the creation of C40, an alliance among big cities across the globe that decided to share strategies for combating climate change. The organisation, a key component of US urban diplomacy,8 has a considerable capacity to influence the global climate agenda. One of its defining characteristics has been its ability to combine vision, strategy and action not just among mayors, but also with the big US philanthropic organisations and with the private sector. In 2006, the network expanded with the support of the Clinton Climate Initiative (CCI) and since 2011 it has received continuous backing from Bloomberg Philanthropies. In addition, C40 is strongly committed to encouraging public-private collaboration, putting companies and research centres developing solutions in contact with cities that require them. It has also helped to create new mechanisms connected to today's multiple expressions of multilateralism. A good example of that is the U20, the space that C40 convenes with UCLG through which the world's major cities – US cities too – try to get their priorities on the G20 agenda.Other platforms such as Resilient Cities Network or the Global Covenant of Mayors (GCoM) operate on very similar lines. The former, promoted by the Rockefeller Foundation since 2013, puts the focus on supporting cities in devising their climate resilience plans. It is an issue that concerns cities in the United States, which make up the biggest section of the network with 26 members. The latter, the GCoM, focuses on city leadership in promoting and developing local climate action and energy transition plans. It brings together thousands of cities from across the world, 185 of which are in the US. It also introduces a new factor by combining the leadership of an executive board made up of mayors, co-chairs resulting from an alliance between the European Commission and the philanthropist and former mayor of New York, Michael Bloomberg, and representatives of the chief United Nations agencies working in this field and the main city networks. Over the years, however, the multi-partner approach has moved beyond climate action to other areas in which US cities are very active. A good example of that is the Mayors Migration Council, a platform funded by Open Society Foundations, among others, comprising over 200 cities throughout the world, 40 of which are in the United States. Its goal is to position them in the global debates on migration.Today, cities such as New York, Los Angeles, Chicago, San Francisco, Houston or Boston are among the most dynamic global urban diplomacy operators. They have ties with cities throughout the world, they are present in the major urban multilateralism spaces and they participate in the main networks. On this latter point, however, it is worth noting that US municipalism continues to have a very limited presence in the traditional European-rooted networks, those that have their origins in the municipal movement of the 20th century. It is almost exclusively committed to the new, multi-stakeholder spaces. It is also worth pointing out that the transition of US and global urban diplomacy to these new formats has been partnered by a cohort of research centres and think tanks largely based in Washington DC and other US cities. The Brookings Institution, the Chicago Council on Global Affairs the German Marshall Fund or, more recently, the Truman Center for National Policy have shown exceptional vision in crafting a narrative that justifies and accompanies the country's cities in their international action. Today, the United States and its academia set the standard and lead the production of knowledge – applied knowledge too – in the field of subnational diplomacy. US State Department support: much ado about nothing?A good part of this narrative constructed at the desks of some of the country's main think tanks has prompted the federal government to step up and accompany cities and states in their diplomatic efforts. The aim is not only to boost their capacity to make an impact, but also to harness all their assets and potential to complement US foreign and security policy, which is now more inclusive and diverse, though also more complex. But this is not a new strategy. In 1978, during the Carter administration, an office was created and tasked with managing ties with local and state governments in the Department of State. Led by Ambassador at Large W. Beverly Carter Jr, the office was short-lived and scrapped in January 1981, following Ronald Reagan's election as president. Its functions were passed from department to department and sidelined for over 30 years until 2010, during the first Obama administration, when the State Department once again committed to forging closer ties with cities and states through the Office of the Special Representative for Global Intergovernmental Affairs, headed by Reta Jo Lewis.The approach had a clear logic. A significant number of the agreements the US government adopts in the United Nations and other multilateral agencies require other stakeholders such as civil society organisations, the private sector or local authorities in order to be implemented (Klaus and Singer, 2018). The agendas linked to sustainable development promoted between 2012 and 2016 are a good illustration of that, and the State Department was a committed actor. The US government played a prominent role in key fora for cities such as COP21 in 2015, where the Paris Agreement on climate change was reached, or the Habitat III Conference that took place in Quito in 2016, when the New Urban Agenda was approved. The election of Donald Trump at the end of that year, however, put an end to the United States' engagement with the United Nations, multilateralism, the climate agenda and cities. In fact, it ushered in an era marked by climate denial, international isolationism and confrontation with the urban world and progressive elites. Given this backdrop, it is significant that various operators, from think tanks to members of Congress, continue to advocate for reconnecting with subnational diplomacy and institutionalising it through legislative action to safeguard it against subsequent political changes.Institutions as important as the Council on Foreign Relations or the Truman Center for National Policy are of that opinion. The former released a paper in 2017 advising the Trump administration to reinstate a specialised office and tap the full potential of the country's subnational diplomacy. The latter, for its part, convened a high-level group of experts which published a report in 2022 that not only called for the re-establishment of an office, but also backed mapping assets, expanding the capacity of cities and states to make an impact abroad and strengthening the alliances with think tanks and philanthropic organisations that had proven so successful. President Biden and Secretary of State Blinken were receptive and that same year they named Nina Hachigian as Special Representative for City and State Diplomacy. It was no anodyne appointment. Apart from being a career ambassador, she was deputy mayor for international relations for the city of Los Angeles, a beacon of US urban diplomacy. The appointment has not gone unnoticed in the international community, with the ambassador cutting a visible and recognisable figure. She has attended high-level fora, both in the field of multilateralism (such as COP28 held in Dubai, the High-Level Political Forum in New York or the Munich Security Conference, all in 2023) and in the sphere of international municipalism in its multiple expressions. She has also reinforced ties with the country's main cities and states, as well as with the diplomatic corps, multilateral bodies, philanthropic organisations, think tanks, specialised research centres and the private sector.Yet, and despite the launch of such significant initiatives as the Cities Summit in Denver, bringing together mayors from across the Western Hemisphere in 2023 in an excellent exercise of political dialogue, or the Cities Forward programme, a nascent though promising support instrument for technical cooperation among cities, the reality is that Special Representative Hachigian works with very limited budgetary and professional resources and still occupies a periphery position in the State Department. Her team belongs to the Office of Global Partnerships and has yet to achieve full recognition. In fact, the legislative initiative on subnational diplomacy presented in 20199 and in 202110 in Congress has failed to prosper, despite multiple and significant shows of support. Concluding remarksUS subnational diplomacy has certainly grown in stature over the last few years. The intermittent, episodic and domestic-focused trajectory that characterised it in the second half of the 20th century has developed into an experience that is gradually consolidating and opting for new formats and a weighty agenda. It is an agenda that ties in with some of the chief challenges of globalisation and which connects it to emerging actors that wield considerable influence in the global context. What is more, the narrative underpinning it is a robust one, which places it in the big debates that combine urban issues and global concerns.Yet, despite the efforts and leadership of the special representative, the actual support the State Department lends to cities and states in their external action appears to be more symbolic than effective. The federal government allocates limited resources and the commitment to subnational diplomacy largely relies on major philanthropists. Thus, against a backdrop of competition for leadership of the global order in which urban issues continue to have considerable importance, advancing and deepening the initial commitment expressed by President Biden and Secretary Blinken makes perfect sense and could bring many rewards. China is on it. Europe was, though it now appears to have turned its attention elsewhere. It remains to be seen where the United States will go, particularly with the prospect of Donald Trump on the horizon. ReferencesCurtis, Simon. "Global Cities and the Ends of Globalism". New Global Studies, no. 12 (2018), p. 75-90.Duchacek, Ivo D. "The International Dimension of Subnational Self-Government". Publius, vol. 14, no. 4 (1984), p. 5-31. Federated States and International Relations, Oxford University Press.Fernández de Losada, Agustí and Galceran-Verché, Marta. "¿Una Europa a contracorriente? La invisibilidad de las ciudades en las relaciones UE – CELAC". Revista TIP, year 12, no. 2 (2023), p. 26-38.Klaus, Ian and Singer, Russell. The United Nations. Local Authorities in Four Frameworks. Penn Institute for Urban Research, 2018.Leffel, Benjamin. "Animus of the Underling: Theorizing City Diplomacy in a World Society". The Hague Journal of Diplomacy, no. 13 (2018), p. 502-522.Sassen, Saskia. "The Global City: Introducing a Concept". Brown Journal of World Affairs, no. 11 (2005), p. 27-43.Spiro, P.J. "State and Local Anti-South Africa Action as an Intrusion upon the Federal Power in Foreign Affairs". Virginia Law Review, vol. 72, no. 4 (1986), p. 824 Notes:1- The Global Gateway is the EU's main foreign investment strategy.2- "Committee on International Trade and Foreign Relations, Export Development and Foreign Investment: The Role of the States and its Linkage to Federal Action". Washington, DC: National Governors' Association (1981), p. 1.3- Consisting of the International Union of Local Authorities (IULA), the World Federation of United Cities, Metropolis, the Summit of the World's Major Cities (Summit) and other regional organisations.4- "Follow-up to The United Nations Conference on Human Settlements (Habitat II): Local Implementation of the Habitat Agenda, including The Role Of Local Authorities". HS/C/18/3/Add.1 23 (November 2000).5- Founded in 1957 in Aix-les-Bains, France, and made up of twinned cities throughout the world.6- Summit Conference of Major Cities of the World (Summit). New York was the only US city in this network established in 1985 and which ceased to exist in 2005.7- UCLG came about from the merger of the IULA and the FMCU.8- The United States is home to 14 of the 96 cities that comprise the C40. US mayors have also chaired this platform on two occasions: Michael Bloomberg, mayor of New York (2010-2013) and Eric Garcetti, mayor of Los Angeles (2019-2021). 9- S.4426 - City and State Diplomacy Act. 116th Congress (2019-2020). Sponsor: Sen. Cristopher Murphy.10- H.R.4526 - City and State Diplomacy Act. 17th Congress (2021-2022). Sponsor: Rep. Ted LieuAll the publications express the opinions of their individual authors and do not necessarily reflect the views of CIDOB as an institutionDOI: https://doi.org/10.24241/NotesInt.2024/302/en
Innovation is a core topic for the social and administrative sciences concerned with organizations management. Hence the name of our journal: INNOVAR, depicted as action and reflection. Insights about innovation are diverse, ranging from the importance of change in production techniques pointed out by Marx, to the structural vision by Schumpeter and the Neo-Schumpeterians about creative destruction as one of the drivers of capitalist development (Chang, 2016). In recent decades, innovation has been gaining an increasingly prominent role in economic and organizational processes due to the emergence and consolidation of the so-called "knowledge-based society" (Drucker, 1994; Castells, 1996; Dubina, Carayannis & Campbell, 2012).Innovation demands the confluence of multiple factors and dimensions, such as creativity, science and technology, the interactions between University, business and society, as well as competition, the role of the State and innovation financing, among others. Precisely, the intersection between the role of the State and innovation financing has been one of the research interests of the Italian economist Mariana Mazzucato. In her book The Entrepreneurial State - Debunking Public vs. Private Sector Myths, Mazzucato (2016) advocates for a change in the understanding of the role of the State within innovation processes. Using empirical evidence from the sectors of communications technology (exemplifying companies like Apple), renewable energies and the pharmaceutical sector, Mazzucato points out to the active and paramount role of the State in contemporary innovation, considering that states have been investors and executors of projects in the base of innovations such as the touch screen, the cps, the Internet or Siri, which were later exploited by private companies. Whether in the field of military defense, aeronautics or the energy sector, investments by the State and the resulting projects have been vital for the conception and subsequent diffusion of innovations. The characteristics of high-risk investments that can be undertaken by the State added to the way it brings together and articulates multiple capacities and institutions, constitute transmission chains that are essential for innovation.Mazzucato's contribution is questioning a series of myths around innovation that suggest this phenomenon arises only by the activities of private entrepreneurs and investors. This perspective, now dominant, demands a downsized State focused on encouraging private forces, so that the invisible hand and competition promote the emergence of new knowledge leading to innovations. Mazzucato's book (2016) opens wide paths for research since it does not deny the relevance of companies and innovative entrepreneurs, but it calls to recognize, characterize and assess the importance of public organizations and projects in the dynamics of innovation. All of this encourages the academic research interests of INNOVAR, to which we summon Ibero-American academic community of the Management Sciences.Our current issue is made up by four of our traditional sections: Strategy and Organizations, Marketing, Human Factor, and Business Ethics. These gather ten papers by Colombian and international partners.Three research papers are published in Strategy and Organizations section.As a results of an international cooperation, Professors Julio César Acosta, from Externado de Colombia University, Mónica Longo-Somoza, from the Council of Education of the Community of Madrid - Spain, and María Belén Lozano, from the University of Salamanca - Spain, introduce their work "Does Family Ownership Affect Innovation Activity? A Focus on the Biotechnological Industry". This work tried to identify the profile of innovative firms in order to analyze whether family ownership is a feature related to innovation initiatives and processes. For that purpose, a hierarchical cluster analysis is performed in a sample of 243 Spanish companies within the biotechnology sector. It is concluded from the study that innovative Spanish firms belonging to this sector are non-family-owned firms. The negative relationship between innovation and family ownership could be explained by the conservative behavior of family-owned companies, which avoid taking the risks demanded by innovation.Professors Valentin Azofra, from the University of Valladolid - Spain, Magda Lizet Ochoa, from the Autonomous University of Tamaulipas - Mexico, and Begoha Prieto and Alicia Santidrian, from the University of Burgos - Spain, present the paper "Creating Value through the Application of Intellectual Capital Models". This research aims to link both the adoption level and the use of intellectual capital models with the creation of value in companies under a long-term perspective. Empirical work involved the selection of companies showing commitment towards the use of information systems on intellectual capital. Based on information from 79 Spanish companies a model was developed and then applied in order to relate the variables of growth in sales, productivity per employee and intellectual capital index, among others, to the adoption level and use of indicators on intellectual capital. Results show that companies with higher levels of intellectual capital models report better indexes related to aforementioned variables, which represent, in turn, greater creation of value.Additionally, independent researcher Giuseppe Vanoni and Professor Carlos Rodriguez from the National University of Colombia authored the paper "Growth Strategies Implemented by Economic Groups in Ecuador (2007-2016)", a study intended to identify growth strategies of 132 economic groups in Ecuador during the time frame previously stated. After a complete literature review and the introduction of the conceptual notions of "economic group" and "growth strategy", empirical work shows that a specialization-based concentration strategy prevails among the studied groups. Furthermore, this work allowed concluding that Ecuadorian economic groups belong to some specific families, and that the economic stability experienced by this country over the course of the period under study had a direct influence on the concentration strategy by specialization adopted by economic groups.Marketing section in this issue of INNOVAR introduces four papers.Brazilian researchers Celso Ximenes and Josemeire Alves, and Professors Gabriel Aguiar, from the Faculdade Mauricio de Nassau, and Danielle Miranda de Oliveira, from the Uni-versidade Estadual do Ceará in the city of Fortaleza - Brazil, take part in this issue with the work "You Solved my Problem, but I Won't Buy from You Anymore! Why Don't Consumers Want to Go Back Doing Business in Online Stores?". This study set as its main goal to understand the motives driving online consumers not to make new purchases when experiencing troubles with purchase processes, even when inconveniences were solved. Following a qualitative approach and based on a sample of 200 complaints over four e-commerce enterprises, a descriptive focus allowed classifying the possible problems and solutions deployed by companies. Results point that consumers manifest their wish of not making further purchases with the same company due to problems with logistics as well as delays with problemsolving and handling complaints.From the University of Seville in Spain, Professors Carlos Javier Rodríguez and Encarnación Ramos add to this current issue the paper "Influence of Religiosity and Spirituality on Consumer Ethical Behavior", whose objective is to analyze consumers' ethical behavior. For this reason, a model of structural equations relating the scales of religiosity and spirituality and contrasting the results of 286 surveys to Spanish citizens is developed. The study implied resizing the Consumer Ethics Scale based on the results found in the literature in order to fit the purposes of this work. The paper concludes by presenting evidence on the existence of a relationship between religiosity-spirituality and the ethical behavior shown by consumers.Professors Alejandro Tapia, associated to the University Loyola Andalucía, and Elena Martín Guerra, from the University of Valladolid, both institutions in Spain, are the authors of "Neuroscience and Advertising. An Experiment on Attention and Emotion in Television Advertising". This paper presents the results of a neuroscience experiment applied to advertising, whose purpose was to study how attention and the generation of emotional responses influence the recall of w spots. The experiment was carried out in a group of 30 students aged 18-22, who were exposed to advertising spots of the University of Valladolid. Results from this exercise show important aspects influencing attention and emotion towards the spots, both positively and negatively, among them: comic content, language, loudness or negative and sad contents, and some others.From the Center of Economic and Management Sciences at the University of Guadalajara - Mexico, Professors José Sánchez, Guillermo Vázquez and Juan Mejía sign the work "Marketing and Elements Influencing the Competitiveness of Commercial Micro, Small and Medium-Sized Enterprises in Guadalajara, Mexico". This study seeks to state the correlation between different key marketing elements that impact micro, small and medium-sized enterprises of clothing items in Guadalajara, Mexico. Based on structural equation modelling, strategies, knowledge and planning in marketing were identified as determinants for the competitiveness of this type of companies. Empirical work used a sample of 380 companies of the retail-clothing sector. The results confirm a positive and significant correlation between key marketing factors and competitiveness, where marketing factors are decisive for companies within the sector, which have been regarded as the weakest link in Mexican economy.Our Human Factor section gathers two studies derived from research processes.We include the paper titled "Subjectivity and Power in Business Organizations: A Case Study", authored by Adriana Valencia Espinosa, Professor at the University of Valle -Colombia. This work was praised as one of the best lectures presented during the First International Congress on Organizations Management that was venued at the National University of Colombia. The objective of this research was to understand the impact of business organizations on the subjectivity of employees, emphasizing the implications of labor breakdown (the termination of a contract). The case study is carried out at a renowned company in Valle del Cauca - Colombia, whose core business, among other lines, is mass printing and editorial processes. This paper addresses testimonies by key participants, that is, workers who experienced labor ruptures with the company. The article also identifies some mechanisms deployed by the organization in the process of sensemaking and the creation of meaning for subjectivity mobilization.Professors Matias Ginieis, María Victoria Sánchez and Fernando Campa from the Rovira i Virgili University, in Spain, present in this issue the paper "How much is the Staff According to the Type of Airline and its Geographical Location in Europe? A Comparative Analysis". This research study was aimed at determining the link between the costs per employee, the types of airlines (traditional or low cost) and the different geographical locations of the headquarters of the studied airlines (Western Europe, Eastern Europe, the United Kingdom and the Nordic countries). A total of 152 airlines were analyzed during the period 2008-2013. Based on statistical correlation tests it was possible to determine there is no relationship between the type of airline and staff-related costs.Last but not least, our Business Ethics section presents a research paper for this issue of INNOVAR.At the University of Zaragoza in Spain, Professors Francisco José López and Ana Bellosta contribute to this issue with the work titled "Corporate Social Responsibility and Good Corporate Governance practices in Spanish Ethical Mutual Funds: Analysis of Investee Companies". This paper studies the type of firms composing the portfolio of Spanish ethical mutual funds, characterizing such companies on the basis of the Corporate Governance model they follow, their organizational structure and some of their economic and financial variables. Different models of Corporate Governance by investee companies and their relationship with financial variables are presented and then evaluated. Results show that companies under the German corporate governance model are preferred by ethical mutual funds, followed by those companies with Anglo-Saxon corporate governance models, which means that, for allocating resources, ethical mutual funds take an interest in companies that involve different stakeholders in their governance processes.We are sure these contributions will be of great interest for the academic community of the Social and Management Sciences both in Colombia and abroad. ; La innovación es un tópico medular para las ciencias sociales y administrativas preocupadas por la gestión de las organizaciones. De allí el nombre de nuestra publicación: INNOVAR, expresado como acción y reflexión. Las concepciones sobre la innovación son diversas y van desde la importancia del cambio en las técnicas de producción, señalado por Marx, hasta la visión estructural de Schumpeter y de los neoschumpeterianos, según la cual la destrucción creativa es uno de los motores del desarrollo capitalista (Chang, 2016). En las últimas décadas, la innovación ha venido ganando un lugar cada vez más protagónico en los procesos económicos y organizacionales, por el surgimiento y consolidación de la llamada "sociedad del conocimiento" (Drucker, 1994; Castells, 1996; Dubina, Carayannis y Campbell, 2012).La innovación requiere la confluencia de múltiples factores y dimensiones, como la creatividad; la ciencia y la tecnología; las relaciones entre universidad, empresa y sociedad; la competencia; el papel del Estado, y la financiación de la innovación, entre otros. Precisamente, la intersección entre el papel del Estado y la financiación de la innovación ha sido uno de los temas de investigación de la economista italiana Mariana Mazzucato. En su libro El Estado emprendedor. Mitos del sector público frente al privado, Mazzucato (2016) aboga por un cambio en la comprensión del papel del Estado en los procesos de innovación. Con evidencia empírica de los sectores de tecnología de las comunicaciones (ejemplarizando con empresas como Apple), las energías renovables y del sector farmacéutico, Mazzucato señala que el Estado ha tenido un papel activo y determinante en la innovación contemporánea, debido a que ha sido inversor y ejecutor de proyectos que están en la base de innovaciones como la pantalla táctil, el CPS, Internet o Siri, que luego son aprovechadas por empresas privadas. Bien sea en el campo del sector defensa, el aeronáutico o el energético, las inversiones del Estado y los proyectos que ejecuta han sido vitales para la gestación y posterior difusión de las innovaciones. Las características de las inversiones de riesgo, que puede ejecutar el Estado, y la forma como congrega y articula múltiples capacidades e instituciones se constituyen realmente en cadenas de transmisión vitales para la innovación.La aportación de Mazzucato (2016) consiste en cuestionar una serie de mitos sobre la innovación, que plantean que tal proceso emerge solo en virtud del actuar de emprededores e inversores privados. Desde esa mirada, hoy dominante, se reclama un Estado mínimo, concentrado en incentivar las fuerzas privadas, para que la mano invisible y la competencia promuevan el surgimiento de nuevos conocimientos que desemboquen en innovaciones. El libro de Mazzucato (2016) abre un sinfín de oportunidades de investigación, puesto que no niega la relevancia de la empresa y los emprendedores innovadores, sino que nos convoca a reconocer, caracterizar y evaluar la importancia de las organizaciones y los proyectos públicos en la dinámica de la innovación. Todo ello alienta la investigación académica que interesa a INNOVAR, y a la que convocamos a la comunidad académica de las ciencias de la gestión en Iberoamérica.La presente edición está organizada en cuatro de nuestras tradicionales secciones: Estrategia y Organizaciones, Marketing, Factor Humano y Ética Empresarial, en las que publicamos diez artículos de nuestros colaboradores nacionales e internacionales.En la sección de Estrategia y Organizaciones, se publican tres trabajos, resultado de investigación.Fruto de una colaboración internacional, los profesores Julio César Acosta, de la Universidad Externado de Colombia; Mónica Longo-Somoza, de la Consejería de Educación de la Comunidad de Madrid, España, y María Belén Lozano, de la Universidad de Salamanca, España, aportan el trabajo titulado "Does family ownership affect innovation activity? A focus on the biotechnological industry". Este trabajo buscó identificar el perfil de las empresas innovadoras, para analizar si la propiedad familiar es una característica que se relaciona con las iniciativas y procesos de innovación. En la investigación se realiza un análisis clúster jerárquico con una muestra de 243 empresas españolas del sector de la biotecnología. Se concluye que las empresas españolas que innovan en este sector no son empresas de propiedad familiar. La relación negativa que se encuentra entre innovación y propiedad familiar, puede ser explicada porque las empresas familiares en tal industria son conservadoras y evitan tomar riesgos como los que la innovación reclama.Los profesores Valentín Azofra, de la Universidad de Valladolid, España; Magda Lizet Ochoa, de la Universidad Autónoma de Tamaulipas, México, y Begoña Prieto y Alicia Santidrián, de la Universidad de Burgos, España, aportan el artículo "Creando valor mediante la aplicación de modelos de capital intelectual". La investigación pretende vincular el nivel de implantación y uso de modelos de capital intelectual con la creación de valor en la empresa, desde una perspectiva de largo plazo. Para el trabajo empírico se seleccionaron empresas que muestran compromiso hacia la utilización de sistemas de información sobre el capital intelectual. Con base en información de 79 empresas españolas, se realizó y aplicó un modelo para relacionar las variables de crecimiento en ventas, productividad por empleado, índice de capital intelectual, entre otras, con el nivel de uso e implantación de indicadores sobre capital intelectual. Los resultados evidencian que las empresas con mayores niveles de implantación de modelos de capital intelectual presentan mejores índices de productividad, crecimiento en ventas y eficiencia del capital intelectual, es decir, mayor creación de valor.Por otra parte, en una colaboración interinstitucional, el investigador independiente Giuseppe Vanoni, y el profesor Carlos Rodríguez, de la Universidad Nacional de Colombia, suscriben el artículo titulado "Estrategias de crecimiento implementadas por los grupos económicos del Ecuador (2007-2016)", con la que se pretende identificar las estrategias de crecimiento de 132 grupos económicos en el Ecuador, durante el periodo señalado. Luego de una importante revisión de la literatura y de la definición conceptual de "grupo económico" y de "estrategia de crecimiento", el trabajo empírico muestra que prevalece una estrategia de concentración, basada en la especialización. Se concluye que los grupos económicos en Ecuador son pertenecientes a familias concretas. La estabilidad que vivió el país en los años del estudio influyó en la estrategia de concentración por especialización de los grupos económicos.La sección de Marketing del presente número de INNOVAR está conformada por cuatro artículos.Los investigadores brasileños Celso Ximenes y Josemeire Alves, y los profesores Gabriel Aguiar, Facultade Mauricio de Nassau, y Danielle Miranda de Oliveira, de la Universi-dade Estadual do Ceará, en Fortaleza-Brasil, participan con el trabajo "Resolveram meu problema, porém nao compro mais! Por que os consumidores nao desejam voltar a fazer negócios com Lojas Virtuais? El trabajo se planteó como objetivo comprender los motivos que llevan a los consumidores online a no realizar nuevas compras, cuando tuvieron problemas en el proceso, pese a que tales problemas hubiesen sido resueltos. Desde un enfoque cualitativo, con base en 200 quejas de cuatro empresas que venden sus productos en Internet, se realizó un trabajo descriptivo y cualitativo que permitió categorizar los posibles problemas y las soluciones desplegadas por las empresas. Los consumidores expresan su voluntad de no realizar otra compra con la misma empresa por problemas logísticos, demora en resolución del problema y demora en la atención de la queja.De la Universidad de Sevilla, España, los profesores Carlos Javier Rodríguez y Encarnación Ramos aportan a esta edición el artículo titulado "Influencia de la religiosidad y la espiritualidad en el comportamiento ético del consumidor". El objetivo de la investigación es analizar el comportamiento ético del consumidor, para lo que realiza un modelo de ecuaciones estructurales que relaciona las escalas de religiosidad y espiritualidad, y que contrasta los resultados de 286 encuestas realizadas a ciudadanos españoles. La investigación implicó redimensionar la Consumer Ethics Scale, con base en los resultados encontrados en la literatura y con el propósito de ajuste perseguido en el trabajo. Se concluye el artículo presentando evidencia de la existencia de una relación entre la religiosidad-espiritualidad y el comportamiento ético del consumidor.Los profesores Alejandro Tapia, vinculado a la Universidad Loyola de Andalucía, y Elena Martín Guerra, de la Universidad de Valladolid, ambas instituciones en España, son los autores de "Neurociencia y publicidad. Un experimento sobre atención y emoción en publicidad televisiva". El artículo presenta los resultados de un experimento en neuro-ciencia, aplicado a la publicidad. El propósito era estudiar cómo la atención y la generación de respuesta emocional influyen en el recuerdo de una cuña publicitaria (spot) en televisión. El experimento se desarrolló con un grupo de 30 estudiantes de entre 18 y 22 años, que fueron expuestos a cuñas publicitarias de la Universidad de Valladolid. Los resultados muestran que existen condiciones importantes que impactan en la atención y la emoción hacia los spots, tanto positiva como negativamente, entre ellos, el contenido cómico, el idioma, la fuerza del sonido, la presencia de contenidos negativos y tristes, entre otros.Desde el Centro Universitario de Ciencias Económico-Administrativas, de la Universidad de Guadalajara, México, los profesores José Sánchez, Guillermo Vázquez y Juan Me-jía suscriben el trabajo "La mercadotecnia y los elementos que influyen en la competitividad de las mipymes comerciales en Guadalajara, México". El artículo busca establecer la correlación que existe entre los diferentes factores clave de mercadotecnia que impactan en las micro, medianas y pequeñas empresas de prendas de vestir en Guadalajara, México. A partir de un modelo de ecuaciones estructurales, se establecieron como factores clave las estrategias, el conocimiento y la planeación, todos de mercadotecnia, como variables determinantes de la competitividad de la mipyme. Para el trabajo empírico, se usa una muestra de 380 empresas del sector de prendas de vestir al menudeo. Los resultados verifican que existe una correlación positiva y significativa entre los factores clave de marketing y la competitividad, por lo que resultan determinantes para estas empresas, consideradas por muchos como el eslabón más débil de la economía mexicana.La sección de Factor Humano recoge dos trabajos, resultado de procesos de investigación.Publicamos el artículo titulado "Subjetividad y poder en la organización empresarial: un estudio de caso", de la profesora de la Universidad del Valle, Colombia, Adriana Valencia Espinosa, y que fue una de las mejores ponencias presentadas en el Primer Congreso Internacional de Gestión de las Organizaciones, realizado en la Universidad Nacional de Colombia. El objetivo del trabajo de investigación fue comprender la incidencia de la organización empresarial en la subjetividad de los empleados, enfatizando en las implicaciones de la ruptura laboral (la finalización del contrato). El estudio de caso se realiza en una reconocida empresa del Valle del Cauca, dedicada, entre otros negocios, a la impresión masiva y los procesos editoriales. Se abordan relatos de participantes clave, trabajadores que vivieron rupturas laborales con la empresa. El artículo identifica algunos dispositivos desplegados por la organización en el proceso de creación de sentido y producción de significado que moviliza la subjetividad.De los profesores Matias Ginieis, María Victoria Sánchez y Fernando Campa, de la Universitat Rovira i Virgili, España, en esta edición se publica el artículo "¿Cuánto cuesta el personal según el tipo de aerolínea y su ubicación geográfica en Europa? Un análisis comparativo". La investigación se planteó establecer la relación existente entre los costos por empleado, los tipos de aerolíneas (tradicionales y de bajo costo) y las diferentes zonas geográficas de ubicación en Europa en que están domiciliadas las aerolíneas (Europa occidental, Europa del este, Reino Unido y países nórdicos). Se estudiaron 152 compañías áreas, en el periodo comprendido entre el 2008 y el 2013. A partir de pruebas estadísticas de correlación, se estableció que no hay una relación entre el tipo de aerolínea y el costo del personal.Finalmente, la sección de Ética Empresarial para este número de INNOVAR recoge un artículo de investigación.Desde la Universidad de Zaragoza, España, los profesores Francisco José López y Ana Bellosta aportan el trabajo "Corporate Social Responsibility and Good Corporate Governance Practices in Spanish Ethical Mutual Funds: Analysis of Investee Companies". El artículo analiza los tipos de compañías que conforman el portafolio de los fondos mutuos de inversión ética españoles, caracterizando tales empresas desde el modelo de Gobierno corporativo que siguen, su estructura organizacional y algunas de sus variables económicas y financieras. Se presentan y evalúan diferentes modelos de Gobierno corporativo de las empresas en que se invierte y su relación con variables financieras. Los resultados muestran que las empresas que siguen un modelo de gobierno corporativo alemán son las preferidas por los fondos mutuos de inversión ética, seguidas de las empresas con modelos de Gobierno corporativo anglosajones. Es decir, a los fondos mutuos de inversión ética les interesa que las empresas en que invierten incluyan diferentes grupos de interés en sus procesos de gobernanza.Confiamos en que estos trabajos resulten de interés para la comunidad académica en ciencias sociales y administrativas a nivel nacional e internacional.
