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This paper aims to examine how effective Cuba's national security services were in working with drug traffickers to obtain their national goals, how exactly the Cuban government was involved and when these drug operations began, as well as the level of culpability on the part of the Castro brothers and legal veracity of the drug trials. Given the extreme lack of academic study into Cuban intelligence and their potential involvement in the drug trade, this research (utilizing interviews with persons who have direct involvement and insight, analyzing declassified files and memorandums) is highly instrumental in determining how effective Cuba has been in making effective foreign policy in addition to offering insights into how Cuba's military and intelligence agencies have performed covert action operations. ; Winner of the 2021 Friends of the Kreitzberg Library Award for Outstanding Research in the College of Graduate and Continuing Studies Graduate category. ; CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY "Trafficking for a Cause": Cuban Drug Trafficking Operations as a Foreign Policy Alan Chase Cunningham Norwich University Advisor: Gamze Menali 01 June 2021 CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham ABSTRACT A capable intelligence service and military force is immensely integral to the national security policy of any nation, regardless of their political ideology or international activity. Cuba's national security apparatuses have proven themselves time and again to be exceptional at accomplishing the Republic's foreign policy goals. From the nation's early beginnings, in the 1960s and 70s, elements of the Cuban government were involved in the drug trade, either on an official or unofficial basis, utilizing drug trafficking as a form of aiding likeminded non-state actors, acquiring small arms and other weaponry, gaining U.S. currency, and making war against the United States. In the 1980s, following increased international outcry, multiple members of Cuba's military and intelligence forces were arrested, tried, and either executed or sentenced to prison for their roles in the drug trade. Many international observers, alongside defectors from Cuba's military and intelligence services and foreign governments, claimed that these trials were for show designed to protect the Castros. This paper aims to examine how effective Cuba's national security services were in working with drug traffickers to obtain their national goals, how exactly the Cuban government was involved and when these drug operations began, as well as the level of culpability on the part of the Castro brothers and legal veracity of the drug trials. Given the extreme lack of academic study into Cuban intelligence and their potential involvement in the drug trade, this research (utilizing interviews with persons who have direct involvement and insight, analyzing declassified files and memorandums) is highly instrumental in determining how effective Cuba has been in making effective foreign policy in addition to offering insights into how Cuba's military and intelligence agencies have performed covert action operations. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham ACKNOWLEDGMENT I would first like to thank my thesis advisor, Professor Gamze Menali, at Norwich University. She provided exceptional advice and support that was highly integral to the completion of this thesis and my degree. Her comments were always well-received and significantly bolstered my paper's overall effect and allowed my research to take on a professional quality. A better advisor could not have been provided nor found. I additionally must thank those persons who sacrificed their time and allowed themselves to be interviewed for my final project. Bobby Chacon of the FBI, Fulton Armstrong of the Intelligence Community, Harry Sommers of the DEA, Mike Powers of the DEA, Pierre Charette of the DEA, Richard Gregorie of the U.S. Attorney's Office for the Southern District of Florida, Mike Waniewski of the DEA, Harry Fullett of the DEA, and Seth Taylor of the U.S. Customs Service. This work is intended to honor them and their years of service and dedication to the U.S. government. I would also like to thank two professors whom were of immense importance in my academic career; Professor Jonathan Brown and Assistant Professor Joshua Frens-String of the University of Texas. Both sparked my interest in Latin American affairs and guided me on how to conduct historical research. They were inspirations and role models for me as a historian. Finally, I would like to offer special thanks to both my mother and father who supported me in more ways than one through my entire educational career. My family, importantly Kaytlynn Lopez, were a source for comfort, relaxation, and support throughout this endeavor. I could not have done this without any of them. I hope this work looks well upon all of those who helped and inspired me and allows a new generation of researchers and scholars to better understand this period in Cuban history. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham Table of Contents Introduction…………………………………………………………………………………….01 A Basic History of Cuba's Military and Intelligence Services……………………………….03 Early Beginnings: Cuba and Drugs in the 1960s…………………………………………….07 A Change in Policy: Cuba and Drugs in the 1970s………………………………………….16 The Cocaine Boom: Cuba and Drugs in 1980s……………………………………………….21 The Question of Culpability on the Part of the Castros…………………………………….52 Conclusion………………………………………………………………………………………61 CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham1 Introduction Cuba's intelligence and military services are among the best in the world. They have been described in laudatory terms by intelligence professionals, national security theorists, and academics alike. Brian Latell, a former National Intelligence Officer (NIO) for Latin America and career Central Intelligence Agency (CIA) analyst, agrees and recounts how veteran counterintelligence officers from all areas of the U.S. Intelligence Community (IC) would, "stand in awe of how Cuba, a small island nation, could have built up such exceptional clandestine capabilities and run so many successful operations against American targets".1 The CIA's former Chief of Counterintelligence, James M. Olson, agrees, writing, "no foreign intelligence service rankled me more than [Cuba's]…It was ruthless, it was devious, and worst of all, it was very, very good".2 Analysts from the research and analysis think tank CNA agree with Latell, writing, "[Cuba's] intelligence services are widely regarded as among the best in the world – a significant accomplishment given the country's meager financial and technological resources".3 The longtime lead historian of Cuban affairs, Jorge I. Dominguez, wrote in the Oxford Research Encyclopedia of Politics, "Cuba's Revolutionary Armed Forces (FAR)…have been among the world's most successful military".4 Longtime attorney and the Chief of Narcotics for the U.S. 1 Brian Latell, Castro's Secrets: The CIA and Cuba's Intelligence Machine (New York, NY: Palgrave Macmillan, 2012), p. 01, https://norwich.on.worldcat.org/oclc/733231302. 2 James M. Olson, To Catch A Spy: The Art of Counterintelligence (Washington, D.C.: Georgetown University Press, 2019), p. 31, https://norwich.on.worldcat.org/oclc/1055568332. 3 Sean Durns, "Castro's dead, but his spies live on," The Hill, Capitol Hill Publishing, published 05 December 2016, https://thehill.com/blogs/congress-blog/foreign-policy/308811-castros-dead-but-his-spies-live-on. 4 Jorge I. Dominguez, "Cuban Military and Politics," Oxford Research Encyclopedia of Politics, Oxford University Press, published 29 May 2020, https://oxfordre.com/politics/view/10.1093/acrefore/9780190228637.001.0001/acrefore-9780190228637-e-1810. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham2 Attorney's Office for the Southern District of Florida (USAO-SDFL) during the early 1980s, Richard Gregorie, has said that Cuba's intelligence services "is better than the CIA in Miami".5 It is apparent that, across multiple fields and specialties, Cuba is a well-regarded foreign power with a highly effective intelligence apparatus and robust military force. Not only that, but Cuba has been able to maintain effective relationships with like-minded state and non-state actors. Throughout the Cold War, Cuba maintained effective relationships with Latin American states by encouraging leftist revolutions amongst foreign populaces and aligning with foreign political parties6, becoming a benefactor to various regimes, political parties, and revolutionary groups in places like Venezuela, Angola, Nicaragua, and El Salvador. These relationships were maintained in a variety of ways from the providing of covert financial and military aid to the physical commitment of Cuban troops to ground warfare. It is well documented that, one of these relationships included the providing of security to drug traffickers and the usage of Cuba as a weigh station for drug traffickers. Through this almost three decade long covert operation, Cuba was heavily entrenched in building up beneficial relationships with non-state actors like the Revolutionary Armed Forces of Colombia (FARC) and legitimate nation states like Manuel Noriega's Panama, finding a steady source of income, and being able to make war against their age old adversary, the United States of America. By efficiently coordinating these operations and working to traffic illicit substances abroad, Cuba was able to improve their standing in Latin America and assist in the making of revolution abroad, essentially using the trafficking of drugs and other narcotics as a form of positive foreign policy. 5 Richard "Dick" Gregorie (former Chief of Narcotics for the USAO-SDFL) in discussion with the author, 08 April 2021. 6 "Castro and the Cold War," American Experience, Public Broadcasting Service, published 2005, republished November 2015, https://www.pbs.org/wgbh/americanexperience/features/comandante-cold-war/. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham3 Despite the fact that this incident offers a great deal of information as to how Cuba has conducted themselves in a foreign policy sense and has made war against the United States, it has been only minimally studied. In researching this area, one can find only a few academic papers and books written from the late 1990s which covers this issue in depth, with other books on Cuban history or drug trafficking in Latin America failing to cover this area or devoting only a paragraph or two to the entire ordeal. By examining this issue in depth, one can be able to determine just how intricate and involved Cuba's foreign policy endeavors were in addition to better understanding Cuba and the Castro's commitment to the exportation of revolution. This research chronologically catalogs how Cuba engaged in the drug trade, where they expanded and how they altered plans to most effectively suit their own needs. This research also intends to determine the level of knowledge Fidel and Raul Castro, Cuba's most well-known and high ranking officials, had of the operation and show how Cuba's drug trafficking efforts either succeeded or failed in bringing about the results desired by the island nation. A Basic History of Cuba's Military and Intelligence Services To fully and best understand Cuba's involvement in the drug trade, one must first come to understand the nation's intelligence and military infrastructure. The history of the FAR began when Fidel Castro and the military arm of his 26th of July Movement (M26) returned to the nation in December of 1956.7 Though soundly crushed by Fulgencio Batista's forces, Castro's rebellion was able to persevere by launching successful guerilla raids upon important military targets and acquiring a devoted following of students and lower to middle-class Cuban citizens, eventually becoming militarily superior to Batista's forces and claiming the country in January of 1959.8 The rebel army, under the command of Fidel Castro and Ernesto "Che" Guevara, 7 Marc Becker, Twentieth-Century Latin American Revolutions (Lanham, MD: Rowman & Littlefield, 2017), p. 111. 8 Ibid. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham4 purged the military corps of Batista's regime, executing, exiling, or simply discharging various officers before officially creating the FAR in October of 1959.9 The FAR was initially under the control of the Ministry of Defense, yet this was renamed to the Ministry of the Revolutionary Armed Forces (MINFAR) and was headed by Raul Castro, Fidel's brother and later Vice President.10 Between 1959 and 1961, Castro populated the FAR with officers and enlisted personnel who would remain loyal to the new government, implemented educational programs which served to expose the military to Communist and Marxist teachings, and established militias which bridged the gap between Cuba's military and societal structures.11 Cuba's intelligence service, the Dirección General de Inteligencia (until 1989, the service went by the acronym DGI, before being changed to DI; the acronym DGI will be used when referring to this service), was created sometime in 1961, the actual date being unclear, as placed under the jurisdiction of the Ministry of Interior (MININT).12 What is clear with the DGI, however, is their connections to the Soviet Union and the Komitet Gosudarstvennoy Bezposnosti (KGB). Immediately following the Bay of Pigs crisis, the KGB assisted Cuba in infiltrating Cuban exile groups in Florida and New York to determine if the Kennedy administration would try and oust Castro from power again.13 In March of 1962, the KGB set up an "operations base in Havana to export revolution across Latin America,"14 while later beginning an information 9 Damián J. Fernández, "Historical Background: Achievements, Failures, and Prospects," in The Cuban Military Under Castro, ed. Jaime Suchlicki (Miami, FL: University of Miami Graduate School of International Studies, 1989), p. 05. 10 Ibid. 11 Fernández, "Historical Background: Achievements, Failures, and Prospects," in The Cuban Military Under Castro ed. Jaime Suchlicki, p. 07-08. 12 "Cuba, Intelligence and Security," in Encyclopedia of Espionage, Intelligence, and Security, ed. K. Lee Lerner & Brenda Wilmoth Lerner (Farmington Hills, MI: The Gale Group, 2004), p. 292, https://norwich.on.worldcat.org/oclc/55960387. 13 Oleg Kalugin, Spymaster: My Thirty-Two Years in Intelligence and Espionage Against the West (United States of America: Basic Books, 2009), p. 51-53. 14 Christopher Andrew & Vasili Mitrokhin, The Sword and the Shield: The Mitrokhin Archive and the Secret History of the KGB (United States of America: Basic Books, 2001), p. 184, https://norwich.on.worldcat.org/oclc/727648881. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham5 sharing operation with the Cubans and even putting in place a KGB liaison officer within the DGI.15 Since the beginning of Cuba's foray into the world of counterintelligence and foreign intelligence collection, the KGB has been heavily invested and taken a special interest in Cuban intelligence operations. Early Beginnings: Cuba and Drugs in the 1960s Stratfor, a private geopolitical intelligence firm based in Austin, Texas, wrote in 2008 that, "While seeking refuge from Batista forces in the hills outside Havana, the future dictator was sheltered by marijuana farmers. Castro promised the growers protection for their hospitality".16 While trying to corroborate this claim about Castro's promise is difficult, it is well-documented that the Sierra Maestra mountain range, where Castro and his 26th of July Movement carried out guerilla attacks against the Batista regime, "had been traditional outlaw country long before Castro – rife with smuggling, marijuana growing…".17 Cuban governmental involvement in the drug trade seemingly sometime shortly after the DGI was founded in 1961. A declassified Bureau of Narcotics and Dangerous Drugs (BNDD – the precursor to the Drug Enforcement Administration (DEA)) document details how, in 1961, a meeting was held between Che Guevara (then the President of Cuba's National Bank and head of the National Institute for Agrarian Reform (INRA)18), Ramiro Valdes (Che's deputy during the revolution and now head of the "[state's] security and intelligence apparatus"19), a Captain from Valdes' outfit, and Salvador Allende, then a Senator from Chile.20 The meeting first revolved 15 Ronald Young, "Cuba," in Encyclopedia of Intelligence and Counterintelligence (New York, NY: Routledge, 2015), p. 186, https://norwich.on.worldcat.org/oclc/436850527. 16 "Organized Crime in Cuba," Stratfor, Rane Corporation, published 16 May 2008, https://worldview.stratfor.com/article/organized-crime-cuba. 17 Gil Carl Alroy, "The Peasantry in the Cuban Revolution," The Review of Politics Vol. 29, No. 01 (1967), p. 97, https://www-jstor-org.library.norwich.edu/stable/1405815?seq=4#metadata_info_tab_contents. 18 Jon Lee Anderson, Che Guevara: A Revolutionary Life (New York, NY: Grove Press, 2010), p. 424. 19 Anderson, Che Guevara, p. 368. 20 Rachel Ehrenfeld, Narco-Terrorism (New York, NY: Basic Books, 1990), p. 24. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham6 around Chilean politics, "but soon Comandante Valdes turned the talk to setting up a cocaine-trafficking network in order to raise money to help finance Allende…Valdes…suggested that Roberto Alvarez, chief of Cuban espionage, head the new organization".21 While attempts were made to gain access to this document via a FOIA request to the DEA, the DEA was unable to provide the document by the time of publication. This is not the only document which alleges Cuban governmental involvement in the drug trade during the early 1960s. Commissioner of the Federal Bureau of Narcotics (FBN - the precursor to the BNDD and therefore the DEA) Henry Giordano specified in multiple letters and internal memoranda that the FBN and BNDD had located, "a "pattern of Cuban nationals," who were "suspected Castro sympathizers . . . dominating the traffic" and "operating in Cuba, Mexico, Peru, Bolivia, and Chile to distribute large quantities of cocaine throughout the United States",".22 This mirrors what Giordano's predecessor, Harry J. Anslinger, seemed to believe in early 1961, that "the island nation [was] trying to subvert the United States with drugs".23 The BNDD too apparently, "investigated a purported Cuban government operation to sponsor marijuana and heroin crops in Cuba's Oriente province, using a secret department within the country's National Institute of Agrarian Reform".24 While both these incidences mention drug trafficking/production on the part of INRA and within Chile, seemingly backing up what the defector alleged to the BNDD, Giordano and Special Assistant to the Secretary of the Treasury David Acheson both changed their opinions in the mid-1960s. The two officials believed that while individual Cubans were involved in the drug trade, this was not government 21 Ehrenfeld, Narco-Terrorism, p. 24-25. 22 William L. Marcy, The Politics of Cocaine: How U.S. Foreign Policy Has Created a Thriving Drug Industry in Central and South America (Chicago, IL: Chicago Review Press, 2010), p. 92, https://norwich.on.worldcat.org/oclc/592756109. 23 William O. Walker III, Drugs in the Western Hemisphere: An Odyssey of Cultures in Conflict (Wilmington, DE: Scholarly Resources Inc., 1996), 171, https://norwich.on.worldcat.org/oclc/33132446. 24 Marcy, The Politics of Cocaine, p. 91. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham7 sanctioned and was of such a tiny scale that it would be "too small to have much of an effect on the supply of dollars to that country".25 Naturally, for a government official to change their personal opinion (especially those with the highest access to sensitive documents), they must have been exposed to some form of information which detailed to them that their previously held notion of Cuban involvement was faulty. This being said, evidence collected by the Federal Bureau of Investigation (FBI), individual FBN agents, and allegations by Soviet defectors, seem to corroborate the investigations by federal agencies, pointing to drug trafficking endeavors sanctioned by the Cuban government. According to a letter penned by J. Edgar Hoover, the longtime director of the FBI, "several Colombian airplanes taken to Cuba in 1967 were hijacked on behalf of the Cuban government for the purpose of obtaining the cargo—smuggled heroin".26 The Federal Bureau of Narcotics also agreed with the FBI's assessment and even estimated the total worth of the heroin was in the twenty million dollar range.27 Also in 1967, "a Cuban trained Venezuelan intelligence officer established…Cuban link of drugs for guerrilla weapons in the hemisphere," detailing this information before the Organization of American States (OAS), "providing a major connection between Havana, the guerilla movements, and narcotics".28 Acting Federal Narcotics Commissioner and long-time FBN agent Charles Siragusa also claimed in March of 1962 that six Cuban drug traffickers arrested in Miami and New York were transporting cocaine from Cuba to the U.S. for the purposes of "raising money [and] 25 Marcy, The Politics of Cocaine, p. 92. 26 Marcy, The Politics of Cocaine, p. 93. 27 Ibid. 28 Ralph E. Fernandez, "Historical Assessment of Terrorist Activity and Narcotic Trafficking by the Republic of Cuba," The Law Offices of Ralph E. Fernandez and Associates, P.A., Ralph E. Fernandez, P.A., published 22 January 2003, p. 02. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham8 demoralizing Americans and discrediting Cuban exiles in Miami".29 An FBN agent involved in the investigation and raid also confirmed this.30 A 2003 historical assessment focusing on the Cuban government's involvement in the drug trade and terrorism published by the law offices of Ralph E. Fernandez in Tampa, Florida indicated that Juvenito Pablo Guerra, the Miami group's ringleader, was an intelligence officer.31 Among the evidence that this cell was linked to the Cuban government and that Guerra was an intelligence officer includes "a supply of Communist literature and pictures of Cuban premier Fidel Castro in Guerra's apartment".32 While this piece of information is highly circumstantial in trying to link Castro to the drug ring, it does indicate that this cell was most likely not a grouping of exiled Cubans, ones who fled following Castro's claiming power in 1959, but rather were supporters of the Castro regime. Upon being sentenced in June of 1962 to "fifteen years in prison [for] narcotics conspiracy and assault with intent to kill a Federal officer…an undercover narcotics agent testified that Guerra was closely associated with Premier Castro and has been a member of a ring that had smuggled cocaine into this country from Cuba to obtain arms for Dr. Castro during the revolution".33 Also in the early 1960's, a FBN agent named Salvatore Vizzini was involved in the arrest of, "two Cuban agents…in Miami with large amounts of cocaine in their possession".34 29 "Cuba Plot Is Cited in Narcotics Raids," The New York Times, The New York Times Company, published 31 March 1962, https://www.nytimes.com/1962/03/31/archives/cuba-plot-is-cited-in-narcotics-raids.html?searchResultPosition=78. 30 "Big Cocaine Seizure Held Cuban in Origin," The New York Times, The New York Times Company, published 30 March 1962, https://www.nytimes.com/1962/03/30/archives/big-cocaine-seizure-held-cuban-in-origin.html?searchResultPosition=106. 31 Fernandez, "Historical Assessment of Terrorist Activity and Narcotic Trafficking by the Republic of Cuba," The Law Offices of Ralph E. Fernandez and Associates, P.A, p. 02. 32 "Big Cocaine Seizure Held Cuban in Origin," The New York Times. 33 "U.S. Jails 2 in Narcotics Case; One Reported Close to Castro," The New York Times, The New York Times Company, published 02 June 1962, https://www.nytimes.com/1962/06/02/archives/us-jails-2-in-narcotics-case-one-reported-close-to-castro.html?searchResultPosition=12. 34 Ehrenfeld, Narco-Terrorism, p. 25. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningham9 Recounting the arrest in a 1978 letter to Morley Safer of CBS' 60 Minutes, Vizzini detailed that the subsequent investigation proved conclusively that the arrestees (Ramon Diaz and Jose Barrel) were both working for the Cuban government and were either selling the cocaine for profit or were involved in trading the coke for weapons.35 Throughout Vizzini's law enforcement career, this would not be the only time he would encounter evidence of Cuban governmental involvement in the drug trade. Writing in his 1972 memoirs, Vizzini recounted one undercover operation in which he was sent to San Juan, Puerto Rico and received a teletype by HQ. The teletype contained "a lot of unconfirmed rumor" which included headquarters' suspicion, "that Castro and his boys were secretly involved in the smuggling [of narcotics]," while also including the names of two Cuban expats, Luis Valdez and Caesar Vega.36 Eventually being able to infiltrate the Puerto Rican underworld and meet with Valdez and Vega, Vizzini bought $750.00 USD for an ounce of cocaine. While the eventual arrests of those involved failed to capture both Valdez and Vega, the San Juan Police Department's Narcotics Squad seemed to believe the two had already fled back to Cuba.37 While the FBN seemingly was never able to confirm their suspicions about Valdez and Vega's relationships to the Castro government, it is worth pointing out that, in early Summer 1959, a Cuban Major similarly named Cesar Vega was in charge of a Castro sanctioned operation to overthrow the Panamanian government.38 Vizzini it seems held that, "there was reason to believe the operation was being carried on with the knowledge of Fidel Castro, that his supporters were running it, and that the profits were getting back to shore up the dictator's shaky 35 Sal Vizzini, letter to Morley Safer, 27 February 1978. 36 Sal Vizzini, Vizzini: The Secret Lives of America's Most Successful Undercover Agent (New York, NY: Pinnacle Books, 1972), p. 284. 37 Vizzini, Vizzini, p. 309. 38 Robert L. Scheina, Latin America's Wars: The Age of the Professional Soldier Vol. 1 (Washington, D.C.: Potomac Books, 2003), p. 56. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha1m0 government".39 In an extension of remarks placed in the Congressional Record in May of 1965, the CIA's view of these allegations and claims comes through. DeWitt S. Copp, a CIA analyst, detailed additional evidence concerning Castro and the Cuban government's culpability in the drug trade in a paper titled, "Castro's Subversion in the United States". Copp writes, "In December 1964, three Castro agents were arrested at Miami Airport – one of them a Cuban, Marlo Carabeo Nerey…On January 15, 1965, Oscar H. Reguera and Elidoro Martinéz were taken into custody in a New York motel with $3 million worth of cocaine in their luggage. Martinéz is believed to be a Cuban agent," while also making the claim that Cuba was engaging in narcotics trafficking in order "to finance an insurrection in Puerto Rico".40 The CIA, while any comment on the arrests of Juvenito Guerra's cell or the other arrests listed was unable to be found, certainly seemed to investigating that Cuba was, on some level, involved in the trafficking of narcotics to better support their own desires and machinations. This would also not be the last time that a group of drug traffickers would be alleged to be aligned with Cuba in the 1960s as well. In September of 1967, it was reported that, following an investigation conducted by the New York City Police Department (NYPD) and Queens District Attorney's Office, six persons were arrested for their involvement in a drug ring which brought in, "$2.88 million [of cocaine]…from Cuba to Montego Bay, Jamaica and then to New Orleans for the flight to New York".41 According to law enforcement officers, Cuban governmental officials knew about this drug trafficking ring yet, "did not interfere in the 39 Vizzini, Vizzini, p. 282. 40 Representative Craig Hosmer, Extension of Remarks, on 25 May 1965, "Castro's Subversion in the United States – Part I," 89th Cong., Congressional Record, https://www.cia.gov/readingroom/docs/CIA-RDP75-00149R000400100003-7.pdf. 41 "6 Are Seized Here With Cocaine Worth Nearly $3-Million," The New York Times, The New York Times Company, published 10 September 1967, https://www.nytimes.com/1967/09/10/archives/6-are-seized-here-with-cocaine-worth-nearly-3million-cuban-did-not.html?searchResultPosition=156. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha1m1 narcotics ring's activities and, in return, ring members supplied the Cuban government with information about anti-Castro elements in the United States," with members posing, "as fundraisers for anti-Castro elements," and then transmitting the contributor's information back to Cuba.42 Attempts to access the NYPD's files or interview detectives with relevant knowledge of the case were unsuccessful. In the late 1960s as well, it appears that some measure of involvement by the Cuban military in the drug trade was occurring within South Florida. Around 1969, two agents from the FBN/BNDD's Miami Field Office (FO) went undercover as local drug dealers to meet with a Cuban contact at a dock behind the Playboy Club in Miami at 7701 Biscayne Boulevard. According to former DEA Assistant Special Agent-in-Charge (ASAC) Pierre Charette, "the two agents did meet with a Cuban general and had discussed using Cuba as an entry point [for drugs]".43 Charette, who was not himself involved in the meeting but was close with one of the agents who was present, also confirmed that the Cuban general was an "active-duty [officer] with Castro's forces" and that the conversation was audio recorded by one of the agents.44 What one can see here is Cuba utilizing drug trafficking, not as a way of gaining an upper hand against the United States or to gain a better financial standing, but rather as a form of information gathering and intelligence collection on potential political and national security threats. By aligning themselves with a non-state actor able to work abroad in foreign land without arising suspicion from counterintelligence organizations, the Cuban government was able to better defend from foreign threats by Batista supporters and anti-Castro groups. In the form of gaining the upper hand on adversaries and gathering intelligence, this is an ingenious 42 Ibid. 43 Pierre "Pete" Charette (retired Assistant Special Agent-in-Charge with DEA) in discussion with the author, 16 March 2021. 44 Ibid. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha1m2 tactic. In the late-1960s, a defector alleged that "Raúl Castro and/or his associates within the Cuban Defense Ministry actively discussed the issue of drug trafficking as an ideological weapon to be used against the United States [and that] Czech intelligence operatives trained Cuban agents to produce and distribute drugs and narcotics into the United States".45 This claim was made by Major General Jan Sejna, a military officer in the Czechoslovak People's Army and, "chief of the political wing of the Czech Defense Ministry and…member of the Communist Party's General Staff and the National Assembly, the country's legislative body".46 Sejna defected in 1968 following the "Prague Spring" under allegations of embezzlement by reformist Communists led by Alexander Dubček, a political opponent of Sejna's "patron, Antonin Novotny".47 Following Sejna's defection, both the CIA and the Defense Intelligence Agency (DIA) kept Sejna on their payroll as a counterintelligence analyst and consultant.48 Throughout the 1960s, it is apparent that Cuba was, at the least, a way station for drug traffickers to resupply before heading on into the United States (as the island nation had served since the mid-1500s)49 or, at the most, was officially sanctioning the trafficking of narcotics into the U.S. for profit. Given the fact that Cuba was a newly created country and was in dire need of economic stability, it makes sense that Castro's regime would engage in some form of drug 45 Emilio T. González, "The Cuban Connection: Drug Trafficking and the Castro Regime," CSA Occasional Paper Series Vol. 02. No. 06 (1997), p. 01-02, https://scholarship.miami.edu/discovery/delivery?vid=01UOML_INST:ResearchRepository&repId=12355424610002976#13355471490002976. 46 Louie Estrada, "Gen. Jan Sejna, Czech Defector, Dies," The Washington Post, The Washington Post Company, published 27 August 1997, https://www.washingtonpost.com/archive/local/1997/08/27/gen-jan-sejna-czech-defector-dies/0aa7916b-1005-4595-9a2e-5dc51012dbf5/. 47 David Stout, "Jan Sejna, 70, Ex-Czech General and Defector," The New York Times, The New York Times Company, published 30 August 1997, https://www.nytimes.com/1997/08/30/world/jan-sejna-70-ex-czech-general-and-defector.html. 48 "Gen. Jan Sejna, Czech defector, dead at 70," Associated Press, Associated Press, published 26 August 1997, https://apnews.com/article/395f04eda00526846fb4d3cfff44f726. 49 T.J. English, The Corporation: An Epic Story of the Cuban American Underworld (New York, NY: HarperCollins Publishers, 2018), p. 04, https://norwich.on.worldcat.org/oclc/990850150. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha1m3 production and trafficking to provide a certain level of income. Additionally, it also would allow the new nation to craft strong foreign ties to non-state actors and individual governmental officials abroad who could prove valuable in other, more legitimate matters. After the Bay of Pigs fiasco in April of 1961, in which the United States and the Cuban governments became more antagonistic towards one another, one can see (based upon U.S. documents and defector testimony) that Cuba began taking further actions of trafficking narcotics into the U.S. as a method of covert action, "those activities carried out by national governments or other organizations…to secretly influence and manipulate events abroad".50 Sejna's allegations, if true, corroborate a great deal of what the FBN/BNDD and FBI found during the course of their criminal investigations, that the Cuban government was involved in the creating of narcotics and the trafficking of drugs throughout the Latin America region. Given the abundance of evidence surrounding Cuba and the drug trade in the 1960s, it would be logical to believe that some elements of the Cuban government (either individual ministers, agency heads, etc.) or Fidel and Raul Castro themselves, were involved in the trafficking or shipping of narcotics to the United States from Cuba. While the amount of evidence conclusively linking the Castros to the drug trade in the 1960s is minimal (with perhaps the most concrete evidence being the undercover agent's testimony during the Guerra trial), given the fact that Castro exerted a tight grasp upon the daily functions of the government and was heavily involved in minute details of military operations, foreign policy endeavors, and domestic matters, it is hard to envision that Castro was not aware of these operations or was completely oblivious to them. These operations to traffic drugs, throughout the 1960s, do not appear to be a large scale 50 Loch K. Johnson & James J. Wirtz, "Part IV: Covert Action," in Intelligence: The Secret World of Spies: An Anthology, ed. Loch K. Johnson & James J. Wirtz (New York, NY: Oxford University Press, 2015), p. 237. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha1m4 policy stance. It did not appear to be organized nor a prominent feature of the Cuban government's foreign policy or income. The usage of drug trafficking by governmental entities and the allowing of drug traffickers to ply their trade within the island nation indicates this was done in an effort to garner additional currency, gather intelligence on threatening groups, or temporarily assist foreign allies. These operations do not seem to be large scale or integral to the overall conduct of the Cuban government, but are instead minor and almost done in a tentative way, perhaps out of fear of reprisal from the U.S. or the Soviet Union had their activities been uncovered. A Change in Policy: Cuba and Drugs in the 1970s Throughout the 1970s, the solidifying of the relationship between the Cuban state and non-state actors became more apparent. It was at this time that the Cuban government began making more long-lasting and profitable strides into the global drug trade while also greatly increasing their alignment with non-state actors and strengthening their foreign policy goals. At this time in Cuban history, Cuba was involved in a variety of foreign policy endeavors and military conflicts. Having failed in the 1960s to become self-sufficient economically, the island, "turned to the Soviet Union for support…[increasing] its subsidies for the Cuban economy through running trade deficits with the island and paying above-market prices for its sugar", further cementing the Soviets' presence in the nation-state.51 Given the fact that Cuba was in need of hard currency and did not desire to be too reliant upon the Soviets, Cuba can be seen as somewhat increasing their drug trafficking and security operations significantly in the mid to late-1970s. Evidence of Cuban involvement in the 1970's drug trade came through in the early-mid 51 Becker, Twentieth-Century Latin American Revolutions, p. 127. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha1m5 1980s and onward, with multiple defectors and arrested drug traffickers from Cuban military/intelligence organizations and Latin American cartels respectively offering this information to the U.S. government. Cuban defectors and drug cartel associates arrested in the 1980s indicated "in late 1975, some of Colombia's best-known and biggest cocaine kingpins met secretly in Bogotá…with the Cuban ambassador Fernando Ravelo-Renendo…Havana not only was prepared to ignore drug-laden mother ships operating in its waters but also to provide fueling and repair services to its ports…Havana also offered to escort the narcotics boats upon leaving Cuban ports, as well as provide Cuban flags to disguise their origin all the way to feeder vessels stationed off the Florida Keys," in return for roughly "$800,000 per vessel".52 In her book Narco-Terrorism, Rachel Ehrenfeld, then a research scholar at New York University School of Law, claims that Ravelo-Renendo was a Cuban intelligence operative from the Departamento América53, a "parallel intelligence apparatus"54 headed by Manuel Piñeiro Losada. It does seem that Ravelo-Renendo was a Cuban intelligence operative of sorts as, upon his death in July of 2017, a former Cuban Army officer wrote a detailed obituary documenting Ravelo-Renendo's services to Cuba, mentioning his entry into Cuba's intelligence service and his tenure during the 1970s as Cuba's Ambassador to Colombia.55 According to Dirk Krujit, professor emeritus of development studies at Utrecht University, the Departamento América was a unit which, "conducted Cuba's secret foreign 52 Ehrenfeld, Narco-Terrorism, p. 29-30. 53 Ibid. 54 Nora Gámez Torres, "He now hunts Cuban human-rights abusers in the U.S. Was he one himself?" Miami Herald, The McClatchy Company, published and updated 12 July 2018, https://www.miamiherald.com/news/nation-world/world/americas/cuba/article214754450.html. 55 Alfredo García, "Cuban internationalist veteran Fernando Ravelo dies," Colarebo, Colarebo, published 04 July 2017, https://translate.google.com/translate?hl=en&sl=es&u=https://colarebo.wordpress.com/2017/07/04/fallece-veterano-internacionalista-cubano-fernando-ravelo/&prev=search&pto=aue. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha1m6 relations under the direct supervision of, and access to, Fidel Castro"56 with these secret foreign relations techniques coming in the form of "[supplying] arms, money, intelligence, guidance, and a rear base to a variety of leftist guerilla movements in Latin America that wanted to duplicate the Cuban model".57 Manuel Piñeiro Losada too was a close friend of both Fidel and Raul Castro, having solidified his position as a loyal intelligence officer during the revolution.58 An interview with retired Resident Agent-in-Charge (RAC) of the DEA's Tampa office, Mike Powers, also was able to shed some light on how important Cuba was in the Colombian drug trade. He relayed an incident detailed to him by a smuggler arrested sometime in the 1980s who later became an informant. According to the smuggler, in the early 1970s, "he was flying a load of marijuana from Colombia to Florida…As he was almost across [Cuban airspace], a Cuban MiG came up, flew next to him and signaled to follow him and land. At that point, he [the smuggler] held up a bale of marijuana and the pilot laughed and signaled [him to] go ahead [through Cuban airspace]".59 While this incident does not indicate official government sanctioning of the drug trade nor some larger effort by the Cuban government to enter into the drug trade, this piece of information is indicative of how important Cuban airspace was in the drug trade and also how individual Cuban military officers or officials may have begun engaging in the drug trade to attain either larger foreign policy goals or as an extra source of income. This information is all quite interesting as this is the first time there is some form of evidence, albeit tangentially, in which Cuban officials and members of drug cartels met to 56 Dirk Krujit, Cuba and Revolutionary Latin America: An Oral History (London, UK: Zed Books, 2017), p. 05, https://norwich.on.worldcat.org/oclc/964892858. 57 Larry Rohter, "Manuel Pineiro, Spymaster For Cuba, Is Dead at 63," The New York Times, The New York Times Company, published 13 March 1998, https://www.nytimes.com/1998/03/13/world/manuel-pineiro-spymaster-for-castro-is-dead-at-63.html. 58 Dirk Krujit, "Cuba and the Latin American Left: 1959-Present," Estudios Interdisciplinarios de América Latina Vol. 28, No. 02 (2017), p. 32, http://eial.tau.ac.il/index.php/eial/article/view/1519/1623. 59 Mike Powers (retired Resident Agent-in-Charge with DEA) in discussion with the author, 20 December 2020. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha1m7 discuss a potential relationship revolving around the drug trade. However, this information must be treated with care in that these come from the mouths of defectors who must be listened to warily and have their claims treated with suspicion given the facts they, on occasion, will say anything in order to be given a lesser sentence or protection. Attempts to try and access CIA or other IC members' files were largely unsuccessful. However, declassified files were able to shed some light on the area. According to a declassified November 1983 document from the CIA, the Agency documented a series of claims revolving around Cuba and the drug trade, including one which mentioned how "Cuban officials, including Fidel Castro, has considered a scheme in 1979 to deal with narcotics smugglers in order to obtain hard currency for Cuba and contribute to the deterioration of US society".60 The CIA did mention as well that "not all of [these reports] have been corroborated", though were comfortable enough with the totality of the reports that they did endorse the belief that Cuba was involved, in some measure, with drug traffickers.61 The American non-profit, Foundation for Human Rights in Cuba (FHRC), produced a historical work in 2019 documenting Cuba's involvement in Venezuela, including a section on Cuba's alleged involvement in the international drug trade. They allege that Cuba's official entry into the narcotics trade began in 1978, "with the creation of a department for [MININT] operations inside the Cuban corporation CIMEX [Corporación de Industrias Mixtas de Exportación], for money laundering and marijuana trafficking".62 The FHRC cites Norberto 60 U.S. Intelligence Community, Central Intelligence Agency, Directorate of Intelligence, Drug Trafficking: The Role of Insurgents, Terrorists, and Sovereign States (Langley, November 1983), p. 05-06, https://www.cia.gov/readingroom/docs/CIA-RDP85T00283R000300010008-6.pdf. 61 Ibid. 62 Juan Antonio Blanco, Rolando Cartaya, Luis Domínguez, & Casto Ocando, "Cubazuela: Chronicle of a Cuban Intervention," Foundation for Human Rights in Cuba, Foundation for Human Rights in Cuba, published April 2019, p. 87, https://www.fhrcuba.org/wp-content/uploads/2019/04/CUBAZUELA-CUBAN-INTERVENTION-English.pdf. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha1m8 Fuentes, an original member of the Cuban Revolution and Castro historian, as the source for the claims. While Fuentes' exact statements were unable to be accessed, it is known that a defector from Cuba's Ministry of the Interior, Major Jose Rodriguez Antonio Menier, too claimed that CIMEX was "linked to the drug trade" while even going a step further and stating that Castro had knowledge of general drug trafficking and CIMEX operations, using the profits to "support and opulent lifestyle [and fund] off-budget projects".63 Maria C. Werlau, an independent scholar and Cuban human rights activist, speaking to other anonymous defectors from the DGI, confirmed that CIMEX had a department entirely under the control of MININT in addition to making the allegation that, "100% of their revenue went into Fidel Castro's accounts".64 In testimony before Congressional subcommittees during the late-1980s, two convicted drug traffickers provided similar statements on Cuban involvement in the drug trade. One of them, Luis Garcia, testified that, in either "late-1979 or early-1980, Cuban officials offered him use of airstrips for refueling drug flights" and though he did not accept, "he was aware of other smugglers who did".65 Another trafficker named George Morales claimed that during a 1979 meeting in Cuba, he was sold planes which were seized by the Cuban government (presumably, Morales either stripped these planes for parts or would use them in his own drug trafficking endeavors) before eventually getting the Cubans to agree "to allow his pilots overflight rights through Cuban airspace".66 Senator John Kerry, Chairman of the Subcommittee on Terrorism, 63 Don Podesta, "Ex-Cuban Officer Says Castro Profited from Drug Trafficking," The Washington Post, The Washington Post Company, published 26 August 1989, https://www.washingtonpost.com/archive/politics/1989/08/26/ex-cuban-officer-says-castro-profited-from-drug-trafficking/5f7a23ba-b4ad-4bc6-b8ec-fbea4470bac5/. 64 Maria C. Werlau, "Fidel Castro, Inc. A Global Conglomerate," Cuba in Transition Vol. 15 (2005), p. 379, https://ascecuba.org//c/wp-content/uploads/2014/09/v15-werlau.pdf. 65 U.S. Congress, Senate, Committee on Foreign Relations, Subcommittee on Terrorism, Narcotics, and International Operations, Drugs, Law Enforcement, and Foreign Policy: A Report, 100th Cong., 2nd sess., December 1988, p. 64. 66 Ibid. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha1m9 Narcotics, and International Operations, did however call Morales' statements "obviously incomplete", indicating that Morales' assertions required additional substantiation either through federal investigations, informants, or defectors.67 Attempts to find further evidence of Cuban involvement in the Western Hemispheric drug trade during the 1970s was minimal. It does appear that a top-secret, interagency, criminal investigation, initially codenamed "Operation Delta", was being conducted by the FBI, DEA, NYPD, and Chicago Police Department with the stated goal of "[digging] into the burgeoning Cuba-to-Florida narcotics trade and the distribution of drugs out of Miami".68 The details of this operation, however, are incredibly marginal, with attempts to access the records of this operation failing, despite multiple FOIA requests to the relevant agencies. It is possible that Cuba was not as active in the drug trade during this time due to the other foreign policy endeavors the nation-state was undertaking at that time (extensive military operations in Angola, South Africa, and Ethiopia). Due to the immense pressures going on with the nation, it is highly possible and logical even that Cuba toned down any drug trafficking activities that may have been going on. However, with the Soviet Union's death becoming more imminent and Cuba's foreign policy becoming more Latin American focused in the 1980s, Cuba seems to have significantly increased their ability at trafficking and providing security for drugs shipments as the crack epidemic swept into the U.S. during that time. The Cocaine Boom: Cuban and Drugs in the 1980s The 1980s saw a boom of drug trafficking and use throughout the Western Hemisphere. During the late 1970s, cocaine "[surged] in popularity…[being] associated with celebrities, high 67 Joan Mower, "Witness Claims Contra Drug Smuggling, Payoffs To Cuban, Bahamian Officials With," Associated Press, Associated Press, published 15 July 1987, https://apnews.com/article/5f5dd485a6d6825e88496281a2b1711c. 68 "Drugs gangs here, terrorist linked," Chicago Sun-Times, Sun-Times Media Group, published 16 April 1979, http://www.latinamericanstudies.org/drugs/faln-drugs.htm. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha2m0 rollers and glamorous parties" with this continuing into the 1980s before peaking in 1985 and being declared a nationwide epidemic.69 Throughout this time period, cocaine (and the even more popular derivative crack cocaine) was trafficked into the United States predominantly by organized criminal elements utilizing "a distribution system that imported cocaine from South America into the U.S. market using sea and air routes via the Caribbean and the South Florida coast" in addition to trafficking drugs through Mexico.70 While these trafficking routes are now largely managed and controlled by Mexican cartels like the Gulf Cartel or the Los Zetas, in the 1980s, the Colombians were the largest drug traffickers in the Western Hemisphere. The Medellín and Cali Cartels were the two largest players in the drug trade, with the Medellín Cartel being the dominant organized criminal element until 1993 with the death of Pablo Escobar.71 While both the Medellín and Cali Cartels are now extinct, they were incredibly powerful at the time, with the Medellín Cartel raking "up to $60 million daily in drug profits"72 and the Cali Cartel, by 1992, being "responsible for seventy percent of the cocaine sold in the United States, as well as for the extraordinary growth of the cocaine market in Europe".73 Because of the massive influence these organizations had and their wide area of operations throughout Central and North America, these cartels, mainly the Medellín, also joined forces with legitimate state enterprises such as Manuel Noriega's Panama to drastically increase their 69 Jason Ferris, Barbara Wood, & Stephanie Cook, "Weekly Dose: cocaine, the glamour drug of '70s, is making a comeback," The Conversation, The Conversation, published 08 March 2018, updated 12 March 2018, https://theconversation.com/weekly-dose-cocaine-the-glamour-drug-of-the-70s-is-making-a-comeback-88639. 70 Deonna S. Turner, "Crack epidemic," Encyclopædia Britannica, Encyclopædia Britannica, Inc., published 08 July 2016, updated 04 September 2017, https://www.britannica.com/topic/crack-epidemic. 71 U.S. Department of Justice, Drug Enforcement Administration, Strategic Intelligence Section, The Cocaine Threat to the United States (Springfield, VA, 19 July 1995), p. 04, https://www.ojp.gov/pdffiles1/Digitization/154678NCJRS.pdf. 72 Sara Miller Llana, "Medellín, once epicenter of Colombia's drug war, fights to keep peace," The Christian Science Monitor, Christian Science Publishing Society, published 25 October 2010, https://www.csmonitor.com/World/Americas/2010/1025/Medellin-once-epicenter-of-Colombia-s-drug-war-fights-to-keep-the-peace. 73 Juan E. Méndez, Political Murder and Reform in Colombia: The Violence Continues (New York, NY: Human Rights Watch, April 1992), p. 82. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha2m1 drug trafficking abilities.74 During the 1980s, many organized elements utilized the Caribbean to traffic narcotics either into Europe or into North America. It is without question that Cuba was one of these locations in which both air and sea craft landed to refuel and resupply before continuing on their way with payloads of narcotics.75 The first instance of Cuban involvement in the drug trade came in 1982 and 1983, with the apprehension and subsequent investigation of three persons with firsthand knowledge of these operations. These persons were Mario Estebes Gonzalez, an associate of Cuban intelligence, Jaime Guillot Lara, a Colombian weapons and drug smuggler, and Johnny Crump, a Colombian lawyer and drug smuggler. Mario Estebes' story was first reported on in the New York Times in April of 1983. According to Selwyn Raab, Estebes "was arrested by the Coast Guard on Nov. 29, 1981, while he was transporting 2,500 pounds of marijuana in a speedboat off the Florida coast. He was indicted on a charge of possession of marijuana with intent to distribute and faced a maximum prison term of 15 years".76 Facing many years in prison, Estebes decided to turn state's evidence and inform, in returning for immunity from some criminal charges, delivering rather explosive testimony. Estebes' testified that his mission priorities included, "disrupting Cuban exile groups and performing economic espionage, but that his principal mission was the distribution of cocaine, marijuana, and methaqualone[sic] tablets in New York, northern New Jersey, and 74 Mimi Yagoub, "How Panama's Criminal Landscape Has Changed Since the Days of Narco-Dictator Noriega," InSight Crime, InSight Crime, published 30 May 2017, https://insightcrime.org/news/analysis/how-panama-criminal-landscape-changed-since-narco-dictator-noriega/#. 75 Robert Filippone, "The Medellin Cartel: Why We Can't Win the Drug War," Studies in Conflict and Terrorism Vol. 17, Iss. 04 (1994), p. 332, https://www.tandfonline.com/doi/abs/10.1080/10576109408435960. 76 Selwyn Raab, "A Defector Tells of Drug Dealing by Cuban Agents," The New York Times, The New York Times Company, published 04 April 1983, https://www.nytimes.com/1983/04/04/nyregion/a-defector-tells-of-drug-dealing-by-cuba-agents.html. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha2m2 Florida" and returned multiple millions of dollars back to Cuba.77 He also testified that "heroin and other narcotics were shipped to the New York area inside vans with concealed compartments to hide the drugs" in addition to claiming "he saw Vice Admiral [Aldo] Santmaria give orders permitting the unloading of narcotics at Paredon Grande [a small island off the Northern Coast of Cuba] brought in by a reputed international narcotics trafficker, Jaime Guillot Lara".78 In May of that same year, Estebes spoke before the United States Senate Caucus on International Narcotics Control in a joint hearing, testifying that the Cuban government, "used the 1980 Mariel boatlift to send as many as 7,000 spies to the United States, some of whom were ordered to help drug smugglers ''flood'' this country with illegal narcotics [and that] some agents were in this country for propaganda purposes and others were to create ''chaos'' in the event of war".79 Estebes expanded upon his earlier allegations and stated, "one scheme [involved] 23,000 pounds of marijuana and 10 million methaqualone tablets [being] shipped from Cuba to Florida," the profits of which were to be split between Cuban officials and the smugglers themselves.80 Jaime Guillot Lara is perhaps the most important of the three. Guillot Lara was a well-known drug/arms smuggler in Colombia who also happened to be "a close personal friend of the leader of the M-19 guerilla group, Jaime Bateman".81 As far as his smuggling habits, Guillot Lara, according to the DEA who had been keeping tabs on him as far back at 1975, "he was delivering over 400,000 pounds of marijuana, more than 20 million illicit methaqualone pills and 77 Alex Larzelere, Castro's Ploy-America's Dilemma: The 1980 Cuban Boatlift (Fort. Lesley J. McNair: National Defense University, 1988), p. 229-230, https://media.defense.gov/2020/Apr/23/2002287258/-1/-1/0/LARZELERE_MARIEL_BOATLIFT.PDF. 78 Raab, "A Defector Tells of Drug Dealing by Cuban Agents," The New York Times. 79 "Cuban Ties Boatlift To Drug Trade," Associated Press, Associated Press, published 01 May 1983, https://www.nytimes.com/1983/05/01/us/cuban-ties-boatlift-to-drug-trade.html. 80 Ibid. 81 LT. Timothy J. Doorey, "The Cuban Interventionary Forces: The Growing Strategic and Regional Threat to the United States and NATO" (master's thesis, Naval Postgraduate School, December 1986), p. 115, https://apps.dtic.mil/dtic/tr/fulltext/u2/a180123.pdf. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha2m3 thousands of pounds of cocaine to U.S. markets each year" while also acquiring an impressive fleet of ships for trafficking purposes.82 Guillot Lara first became introduced to the Cuban ambassador to Colombia, Ravelo-Renendo, through their mutual friend, Johnny Crump, during a meeting (conducted at Gonzalo Bassols' apartment, the number two at the Cuban Embassy in Colombia) which resulted in a profitable relationship between Guillot Lara and the Cubans. While Crump would also corroborate this meeting between the following members, Guillot Lara's girlfriend, who was there when the meetings took place, corroborated many aspects, while also testifying that Bassols "told Mr. Guillot-Lara that the drug scheme had been cleared by a high Cuban official" which Bassols then identified was Fidel Castro.83 Either during or immediately after this introduction, according to Congressional testimony from Francis M. Mullen, Jr., the Administrator of the DEA in the early 1980s, Guillot Lara "began to receive official Cuban protection for the movement of his drug-ladened[sic] vessels to the United States…[in addition to transporting and delivering] arms which were ultimately destined for the Colombian terrorist group, M-19" on Cuban behalf.84 Not only did Guillot Lara traffic weapons to Cuban aligned rebels and allow the Cubans in on his drug trafficking endeavors, it appears he "also transferred funds to the guerillas through an employee of a Panamanian bank" acting as something of a go-between.85 From 1980 to 1981, Guillot Lara 82 Nathan M. Adams, "Havana's Drug-Smuggling Connection, Reader's Digest, Reader's Digest Association, Inc., published July 1982, http://www.latinamericanstudies.org/cuba/drugs.htm. 83 Extensions of Remarks, Cuba's Active Role in Drug Trafficking to the United States, 98th Cong., 1st sess., Congressional Record 130, pt. 24B: 10400, https://www.govinfo.gov/content/pkg/GPO-CRECB-1984-pt8/pdf/GPO-CRECB-1984-pt8-2-3.pdf. 84 Leslie Maitland Werner, "U.S. Officials Link Castro and Drugs," The New York Times, The New York Times Company, published 10 November 1983, https://www.nytimes.com/1983/11/10/us/us-officials-link-castro-and-drugs.html. 85 U.S. Department of State, Bureau of Public Affairs, Office of Public Communication. Cuban Support for Terrorism and Insurgency in the Western Hemisphere, edited by Colleen Sussman, (Washington, D.C., 12 March 1982), p. 02, https://books.googleusercontent.com/books/content?req=AKW5QafYFT9344IVwbKAk5KG_OJydGlr3Q7oZPpK8WHGSx3JeWsUS431ZZwaW55TaMUk3UvHW4jiCHRb9Utgv1_TsoAFZD6FOi8njL3jjxp8gSVFo2zCTKSLLP0KOTaXLPl9ZdycsUgqn7e8ud91hnk09ZPGbYZ0QYrbwbNypMoakmWoqtvZNPGG0e9cQ33AwwDL7jITmBXQF CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha2m4 and the Cubans entered into a cozy relationship, though one that quickly became fraught with complications. In March of 1981, Colombian authorities found a "cache of M-19 weapons" and, with captured M-19 fighters implicating Cuban involvement, the Colombian government "[broke] off diplomatic relations with Havana and [expelled Ambassador Ravelo] and his staff".86 From midsummer to November of 1981, two Guillot Lara operated boats and one aircraft (the aircraft and one of the boats carried weapons for M-19) were apprehended by both the Colombian Coast Guard and United States Coast Guard; the capture of three M-19 rebels by the Colombian military also resulted in smuggling operations being significantly damaged.87 Guillot Lara fled Colombia, facing criminal charges, before being arrested by Mexican authorities.88 Awaiting extradition by the Mexicans to either the United States or Colombia, Guillot Lara revealed to both Mexican and U.S. investigators that he had "been involved in trafficking operations to Colombia for the M-19 on behalf of the government of Cuba. The latter provided the funds for the purchase of the arms".89 Following his revelations, however, Guillot Lara was released from Mexican custody and disappeared; according to the Colombian daily newspaper El Tiempo, Guillot Lara died in early April 1991 in Cuba of a myocardial infarction having "been detained on the island for twelve years".90 xujwOix6ni7j0-eT0RVti430wKPH9bicd8LdzulTZPXR8JDPGMTsyF2guKz20_HFjQkKlW8r6xpBfdR4TEC5SqWHYuetwHCl4rS7YWkCl0. 86 Adams, "Havana's Drug-Smuggling Connection, Reader's Digest. 87 John Dorschner & Jim McGee, "Did the Castro Regime Run Drugs to Florida?," Tropic Magazine, The Miami Herald, KnightRidder, published 20 November 1983, http://www.latinamericanstudies.org/cuba/crump.htm. 88 Edna Buchanan, "Miami drug smuggler ran drugs for Castro to guerillas, agents say," Miami Herald, Knight Ridder, published 24 January 1982, https://www.cia.gov/readingroom/docs/CIA-RDP90-00552R000303490005-9.pdf. 89 Dorschner & McGee, "Did the Castro Regime Run Drugs to Florida?," Tropic Magazine. 90 "Guillot Died of a Infarction," El Tiempo, Casa Editorial El Tiempo S.A., published 13 April 1991, https://www.eltiempo.com/archivo/documento/MAM-61284. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha2m5 Johnny Crump is where the public first became aware of a Cuban connection to the drug trade, though the last defector to be arrested by U.S. authorities. Crump, according to investigative reporter Ernest Volkman, was a Colombian lawyer of American descent who "went into the narcotics racket, running a large-scale cocaine and marijuana-smuggling operation" following the failing of his family's ranch in the late-1970s.91 Being politically well-connected, he was asked to serve as a guide for the newly appointed Cuban Ambassador to Colombia, the aforementioned Fernando Ravelo-Renendo, in 1975, the two quickly becoming friends.92 The two became so close that Crump even asked Ravelo to be his newborn daughter's godfather.93 At one point in 1979, in both federal testimony and statements made to Miami Herald journalists John Dorschner & Jim McGee, Crump detailed a meeting he had between Ravelo in which the ambassador detailed, "was dealing with some Chileans who needed help…seeking American weapons, not traceable back to Cuba, to use in the fight to overthrow Augusto Pinochet," to which Crump agreed and offered assistance.94 Following this, Crump tried to arrange a deal in which a plane would transport marijuana into the country, however, few pilots were willing to enter Cuba's Camaguey airport where Ravelo had arranged for refueling.95 In a previously mentioned meeting between Ravelo, Crump, 91 Ernest Volkman, "The Odd Couple: Castro and Vesco: The Cocaine Alliance," The Gadsden Times, Edward Marsh, published 29 April 1984, https://news.google.com/newspapers?nid=1891&dat=19840428&id=jKkfAAAAIBAJ&sjid=etYEAAAAIBAJ&pg=5242,6122535. 92 Dorschner & McGee, "Did the Castro Regime Run Drugs to Florida?," Tropic Magazine. 93 NBC Nightly News, "The Cuban Connection," featuring Roger Mudd, Brian Moss, Johnny Crump, and George H.W. Bush, aired 29 September 1982, transcript, NBC Network, https://www.cia.gov/readingroom/docs/CIA-RDP88-01070R000100380010-3.pdf. 94 Dorschner & McGee, "Did the Castro Regime Run Drugs to Florida?," Tropic Magazine. 95 PBS Frontline, season 09, episode 10, "Cuba and Cocaine," directed and written by Stephanie Tepper & William Cran, aired 05 February 1991, transcript, Public Broadcasting System, https://www.pbs.org/wgbh/pages/frontline/shows/drugs/archive/cubaandcocaine.html. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha2m6 and Guillot Lara, the four agreed to transport the drugs via boat to Cuba with protection from Cuban Navy and Coast Guard forces.96 In a 1991 interview with PBS Frontline, Crump detailed the finalization of the first watercraft drug shipment to Cuba, discussing how he disembarked from "the plane to a Cuban government car that was waiting for us in the airport. I mean, there's no way that you can go to any country with no passport, with nothing like that, landing from another country in an international airport and have a car waiting for you right there in the field. It has to be with the OK of that government, that country… Everything was paid by the Cuban government. The hotel, you had to sign, like, you are a guest from the Cuban government because they don't let me pay for the hotel"; while Crump left the country before he personally could see any drugs entering the country, he was reassured by Ravelo that the drugs indeed touched down on Cuban soil.97 From that point onward, Crump became very involved in trafficking narcotics and arms with the Cubans, doing so via air and seacraft and aiding the Cubans larger foreign policy goals in aiding left-wing insurgent groups through Central and South America. In January of 1982, however, Crump was arrested in a joint Customs-DEA operation "at the Omni Hotel in Miami…on drug trafficking charges".98 At the time, Crump was acquiring arms and other weaponry "to be sent to an unspecified group in Bolivia" via his friend Jaime Guillot Lara.99 Much like Estebes, Crump was facing heavy prison time and began cooperating with federal 96 Dorschner & McGee, "Did the Castro Regime Run Drugs to Florida?," Tropic Magazine. 97 PBS Frontline, season 09, episode 10, "Cuba and Cocaine," directed and written by Stephanie Tepper & William Cran, aired 05 February 1991, accessed through vault, Public Broadcasting System, https://www.pbs.org/wgbh/frontline/film/cuba-and-cocaine/. 98 Buchanan, "Miami drug smuggler ran drugs for Castro to guerillas, agents say," Miami Herald. 99 U.S. Department of State. Cuban Support for Terrorism and Insurgency in the Western Hemisphere, edited by Colleen Sussman, p. 02. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha2m7 authorities, providing them "with details of his meetings and alleged drug dealings with Cuban government officials in Bogota and Havana".100 Much of Estebes, Guillot Lara, and Crump's claims are astounding, however, it must be kept in mind that these persons are convicted drug traffickers and defectors from Colombian drug cartels or are in some way associated with Cuba's military respectively. Despite this, many prosecutors and U.S. government agencies found some, if not a sizeable portion of their claims, credible. In Estebes' case, Richard Gregorie commented at the time on Estebes' validity as a witness describing how his comments were "very credible" and had been "independently corroborated".101 In an interview with Gregorie, the former attorney stressed he "found him credible because of that [outside and additional] corroboration".102 The Senate Chair of one committee also stated that Estebes' credibility was "checked out…with the Justice Department and the Drug Enforcement Administration".103 As far as Guillot Lara's credibility goes, the CIA's opinion of him seems to be rather high. According to a CIA Special National Intelligence Estimate from 1983, "[t]he Guillot Lara case…is proof that Cuba has used Colombian drug smuggling networks move arms to Colombian insurgents. In this case, Cuban officials and Colombian drug traffickers were clearly associated in facilitating narcotics shipments to the United States. Guillot paid the Cubans in hard currency and used his vessels and smuggling networks to move arms to Colombia for the insurgents. On the other hand, Cuba rather routinely searches some drug-smuggling ships found 100 NBC Nightly News, "The Cuban Connection," featuring Roger Mudd, Brian Moss, Johnny Crump, and George H.W. Bush, aired 29 September 1982, transcript. 101 Raab, "A Defector Tells of Drug Dealing by Cuban Agents," The New York Times. 102 Richard "Dick" Gregorie (former Chief of Narcotics for the USAO-SDFL) in discussion with the author, 08 April 2021. 103 Raab, "A Defector Tells of Drug Dealing by Cuban Agents," The New York Times. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha2m8 in Cuban waters, confiscates drugs found and often imprisons the crew".104 Through this excerpt, the CIA seems to endorse the view that the overall claims about drug traffickers smuggling weaponry and drugs in collusion with Cuban figures and through Cuban waters is true and based in fact. While the CIA did seem to treat the accounts and his entire involvement with legitimacy, the agency was careful to note they were unsure of "the extent to which Cuba has continued to facilitate drug trafficking, either for money or arms".105 While the following document is not exactly an intelligence estimate or official analysis, an August 1982 conference report conducted by the CIA and the National Intelligence Council (NIC) stated, "Given the involvement of senior Cuban officials and at least two Cuban embassies, we believe this activity was approved at the highest levels of the Cuban Government. It almost certainly was not a case of corruption by mid- or low-level Cuban officials…Given the level of Guillot's Cuban contacts and the political implications of the arrangements, the operation was almost certainly approved at the highest levels of the Havana government" though the document was clear in stating that the U.S. government was uncertain as to who was behind the operation.106 These three witnesses were able to corroborate a great deal of information that the U.S. federal government, mainly the DEA and U.S. Department of Justice (DOJ), had been investigating since the late 1970s. With this testimony from defectors and arrested drug traffickers who were seemingly vetted and verified, the U.S. government finally was able to bring forth official charges against certain members of the Cuban government and military. 104 U.S. Intelligence Community, Central Intelligence Agency, Directorate of Intelligence, Implications for the United States of the Colombian Drug Trade Vol. II (Langley, 28 June 1983), p. 02, https://www.cia.gov/readingroom/docs/CIA-RDP86T00302R000600990002-9.pdf. 105 Ibid. 106 U.S. Intelligence Community, National Intelligence Council and Central Intelligence Agency, Directorate of Operations, Cuban Involvement in Narcotics and Terrorism (Langley, August 1982), p. iii, 3, https://www.cia.gov/readingroom/docs/CIA-RDP83B00851R000100160008-1.pdf. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha2m9 On 05 November, 1982, an indictment brought by the USAO-SDFL in Miami, Florida charged that certain drug traffickers and members of the Cuban government did "knowingly, willfully and unlawfully combine, conspire, confederate and agree, together with each other, and with diverse other persons who are both known and unknown to the Grand Jury, to commit certain offenses against the United States" in the importation and possession of methaqualone tablets and marijuana and "used and caused to be used facilities in interstate and foreign commerce, including the telephone, and traveled and caused others to travel in interstate and foreign commerce between the Southern District of Florida, Colombia, Cuba and elsewhere, with the intent to promote, manage, establish, carry on and facilitate the promotion, management, establishment and carrying on of an unlawful activity, said unlawful activity being a business enterprise involving controlled substances".107 The persons charged in this indictment brought forth by the U.S. Attorney's Office for the Southern District of Florida included Jaime Guillot Lara, Fernando Ravelo-Renendo, Gonzalo Bassols-Suarez, Aldo Santamaria-Cuadrado, Rene Rodriguez-Cruz, and David Lorenzo Perez, Jr. alongside multiple other, predominantly, Miami-based drug traffickers.108 Neither Crump or Estebes were charged as both had testified for the prosecution and received either partial or full immunity in addition to new identities and federal protection. The Cuban Interests Section in Washington, Cuba's foreign policy arm operating as an independent section of the Czechoslovakian Embassy, commented that the charges against Ravelo, Bassols, Santamaria, and Rodriguez-Cruz were "all lies"109; a January 1982 letter from 107 United States v. Jaime Guillot Lara et al., No. 82-643-Cr-JE (S.D. Fla., 05 November 1982), http://www.latinamericanstudies.org/drugs/indictment-82.htm. 108 Ibid. 109 George Volsky, "U.S. Drug Charges Cite 4 Cuban Aides," The New York Times, The New York Times Company, published 06 November 1982, https://www.nytimes.com/1982/11/06/us/us-drug-charges-cite-4-cuban-aides.html. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha3m0 Cuba's Ministry of Foreign Relations (MINREX) denied Cuba ever utilized drug traffickers to transport arms to rebels in Latin America, never gave arms to guerillas in Colombia, and denied that Guillot Lara had ever set foot in Cuba or received any monies from the Republic of Cuba.110 The denial by Cuba of having never gave arms to Colombian guerillas was roundly criticized, most notably in a 1990 interview with former U.S. Ambassador to Colombia Thomas Boyatt.111 Among those charged were high level Cuban officials, some of whom have already been discussed including the Cuban Ambassador to Colombia Ravelo-Renendo and his "minister-counsel" at the Cuban Embassy in Colombia Bassols-Suarez.112 In addition to these figures, the indictment also charged Vice Admiral (VADM) of the Cuban Navy Aldo Santamaria-Cuadrado and Rene Rodriguez-Cruz a "member of the Cuban Community Party Central Committee and president of the Cuban Institute of Friendship With The Peoples [ICAP]" with the same charges.113 It is worth noting that the ICAP was described by the CIA in a 1984 brief as being an organization which, in addition to bringing in foreign youths interested in Communism, Socialism, or Cuba also "provided Cuban intelligence services with a registry of aliens who might prove useful for intelligence collection efforts and operations in their homelands".114 110 "Foreign Ministry Issues Statement on Drugs," Minister of Foreign Affairs Isidoro Malmierca Peoli (28 January 1982), Translation by the Foreign Broadcast Information Service, Latin America Report, Cuba, JPRS L/10334, 18 February 1982, p. 03-04, heading: Foreign Ministry Issues Statement on Drugs, Republic of Cuba, Ministry of Foreign Affairs, Foreign Broadcast Information Service (FBIS) Latin America Report, https://www.cia.gov/readingroom/docs/CIA-RDP82-00850R000500030043-6.pdf. 111 Ambassador Thomas D. Boyatt (Ret.), interviewed by Charles Stuart Kennedy, Foreign Affairs Oral History Project, The Association for Diplomatic Studies and Training, 08 March 1990, p. 48, https://www.adst.org/OH%20TOCs/Boyatt,%20Thomas%20D.toc.pdf?_ga=2.264396167.981542772.1592939617-1066174783.1588020094&_gac=1.137161348.1589401103.EAIaIQobChMIgqnAwtSx6QIVSx-tBh2tGgsJEAAYASAAEgKALvD_BwE. 112 U.S. Intelligence Community, Central Intelligence Agency, National Foreign Assessment Center, Directory of Officials of the Republic of Cuba (Langley, October 1979), p. 224, https://ufdcimages.uflib.ufl.edu/AA/00/07/66/14/00003/AA00076614_00003.pdf. 113 Mary Thornton, "Four Cuban Officials Indicted in Drug Smuggling," The Washington Post, The Washington Post Company, published 06 November 1982, https://www.washingtonpost.com/archive/politics/1982/11/06/four-cuban-officials-indicted-in-drug-smuggling/d70ed042-0adc-42d2-971b-23475f7adc83/. 114 U.S. Intelligence Community, Central Intelligence Agency, Cuba: Castro's Propaganda Apparatus and Foreign Policy (Langley, November 1984), p. 13, https://www.cia.gov/readingroom/docs/DOC_0000972183.pdf. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha3m1 David Lorenzo Perez, Jr. is an interesting figure within this legal case as he, in December of 1982, pled guilty to the first count of the criminal indictment.115 In his plea, Lorenzo Perez indicated culpability on Guillot Lara's part to "purchase, receive, store, and possess with intent to distribute approximately eight and one-half million methaqualone tablets" while indicating "that Jaime Guillot-Lara would provide ships to transport methaqualone tablets from Columbia[sic] with the knowledge of the Cuban governmental officials".116 Lorenzo Perez admitted he assisted Guillot Lara in all of these actions while also admitting he "traveled by private vessel from the Southern District of Florida to Paredon Grande, Cuba [and] met with Cuban government officials" including Santamaria and Rodriguez-Cruz.117 In Congressional testimony, Lorenzo Perez also testified that that "Cuban government was also to receive one-third of the profit of the marihuana[sic] sale" yet this did not go through as it appears Guillot Lara kept the profits [just under half a million USD] to himself.118 This case was the most significant development in the long standing allegations against Cuba on the area of narcotics trafficking. However, it is incredibly important to note that there was no evidence linking the Castros to the drug trade. The lead attorney who personally handled the case for the DOJ, Richard Gregorie, stated "Was Fidel Castro involved? At this point, no…[I] can't honestly say I saw that open Cuban involvement [and] did not come up with anyone who spoke directly to Fidel in those early cases".119 115 United States v. David Lorenzo Perez, Jr., et al., No. 82-643-Cr-JE (S.D. Fla., 09 December 1982), p. 01, http://www.latinamericanstudies.org/cuba/perez-jr.htm. 116 United States v. David Lorenzo Perez, Jr., et al., No. 82-643-Cr-JE, p. 02, http://www.latinamericanstudies.org/cuba/perez-jr-1.htm. 117 Ibid. 118 U.S. Congress, Senate, Committee on the Judiciary, Subcommittee on Security and Terrorism, Foreign Relations Committee, Subcommittee on Western Hemisphere Affairs, The Cuban Government's Involvement in Facilitating International Drug Traffic, 98th Cong., 1st Sess., 30 April 1983, p. 33. 119 Richard "Dick" Gregorie (former Chief of Narcotics for the USAO-SDFL) in discussion with the author, 08 April 2021. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha3m2 Also around this time, many officials from the DOJ and U.S. Department of State (DOS) changed their previously emphasized opinions on the extent of Cuban involvement in the drug trade. In an October 1983 hearing before the Senate Subcommittee on Security and Terrorism, DEA Administrator Mullen stated, "I moved very cautiously at first wanting to have evidence before publicly stating I was convinced that the Cuban Government was involved in drug trafficking. I am now convinced, as I have stated in prior sessions, that there is Cuban Government involvement in drug trafficking", bringing forth the above indictments and other "[classified and confidential] information" to support his reasoning.120 The Deputy Assistant Secretary of State for Inter-American Affairs, James H. Michel, stated before Congress also in May of 1983 "the evidence clearly indicates more than a case of corruption by local or mid-level security officials in Cuba…Narcotics trafficking has apparently been sanctioned by Cuba as a means to finance subversion in Latin America".121 These comments were found by the Washington Post to, "fit in with a Reagan administration campaign to rally public and congressional support for its Central American policies, including more aid for El Salvador's army".122 Michel was not the only State Department official to make this claim either. The Under Secretary of State for Political Affairs Lawrence S. Eagleburger stated in May of 1983 that he "would find it very difficult to believe that the Cuban Government itself is not 120 U.S. Congress, Senate, Committee on the Judiciary, Subcommittee on Security and Terrorism, Impact of the South Florida Task Force on Drug Interdiction In The Gulf Coast Area, 98th Cong., 1st Sess., 28 October 1983, p. 16, https://www.ojp.gov/pdffiles1/Digitization/97516NCJRS.pdf. 121 U.S. Department of State, Bureau of Public Affairs, Office of Public Communication, Cuban Involvement in Narcotics Trafficking, edited by Colleen Sussman, (Washington, D.C., 30 April 1983), p. 02, https://www.google.com/books/edition/Cuban_Involvement_in_Narcotics_Trafficki/NItKAQAAMAAJ?hl=en&gbpv=0. 122 Edward Cody, "Castro Ties To Drugs Suggested," The Washington Post, The Washington Post Company, published 01 May 1983, https://www.washingtonpost.com/archive/politics/1983/05/01/castro-ties-to-drugs-suggested/242170fe-a930-4bc4-b30c-18016f794497/. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha3m3 involved… [The evidence is] really quite clear that there is major Cuban involvement in the drug traffic in this country", while also accusing the Castro government of playing a role in this.123 However, this appears to be more Eagleburger's own personal opinion as a more senior State Department official stated later that no agency had been able to prove "personal involvement by Fidel Castro".124 A spokesman for the Cuban Interests Section responded to the comments by Mullen and Michel by stating, "[This is] propaganda against the Cubans…We [the Cuban government] are refusing this accusation. We have consistent fighting against drug traffic. There are many American people who are put in Cuban jails for drug trafficking".125 At this stage, in relation to the Guillot Lara/Crump case, these definitive comments that Castro or the Cuban government officially was involved seemed to an extreme jump and other officials protested against this characterization. Stanley Marcus, the U.S. Attorney for the Southern District of Florida and the attorney whose office brought forth the indictments against the four Cuban officials, stated before Congress "I think it is a fair and accurate statement to say some of the major organs and institutions of the Cuban state and some high-ranking officials of those organs and institutions of the state are involved in drug-running to the United States".126 William H. Webster, then Director of the FBI, also spoke about this in a television interview, stating the majority of the evidence currently being used by some officials to make judgements "[came] from one set of 123 Kenneth B. Noble, "Official Ties Cuba to U.S. Drug Traffic," The New York Times, The New York Times Company, published 02 May 1983, https://www.nytimes.com/1983/05/02/world/official-ties-cuba-to-us-drug-traffic.html. 124 Ibid. 125 Werner, "U.S. Officials Link Castro and Drugs," The New York Times. 126 U.S. Congress, Senate, Committee on the Judiciary, Subcommittee on Terrorism and Security, The Cuban Government's Involvement in Facilitating International Drug Traffic, 98th Cong., 1st sess., 30 April 1983, p. 15. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha3m4 sources and should be viewed with care".127 At this juncture, there was a great deal of conflicting views upon the established evidence, some most likely based upon political and individual biases based upon preconceived notions on both the nature of Communism and Latin America in general. While the evidence linking Castro or the Cuban government as a whole is very minimal (mostly relegated to evidence that would be considered hearsay in a U.S. court of law), it is undeniable that sections of the Cuban government, including areas of Cuba's diplomatic and intelligence services, were utilizing drug traffickers to achieve larger foreign policy goals within the Latin American region. As the 1980s progressed, additional evidence of Cuban involvement in the drug trade became even more apparent with defectors from Noriega's Panama, Cuba's DGI, and the arrests of multiple drug traffickers all speaking to U.S. officials. During this time as well, many criminal investigators of the U.S. federal government found or came across evidence of drug trafficking on Cuba's part along with the U.S. IC coming to a more solid conclusion on the matter. Prior to these November 1982 indictments, an FBI investigation into Cuban involvement in the drug trade was underway. In October of 1982, a U.S. Customs plane near Corpus Christi, Texas intercepted a Cessna aircraft that was having a mechanical malfunction and tracked it to Cleburne, Texas. The pilot, an American, "was arrested with 877 pounds of marijuana onboard" with "Chemical analysis [showing the marijuana] almost certainly was grown in Cuba".128 Following the pilot's conviction in April of 1983, federal investigators detailed "the ring operated for two years in violation of government embargoes on trade with Cuba by shipping computers and other equipment. Some of the return flights carried high-grade Cuban 127 Ibid. 128 "Did Cuba get computers in return for marijuana?" The Miami Herald, KnightRidder, published 02 April 1983, http://www.latinamericanstudies.org/cuba/computers.htm. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha3m5 marijuana".129 The evidence necessary to make the claim that this ring was operating with the explicit approval of Cuban government officials or the Castros themselves is very lacking, however, what this does indicate is that there were individual smugglers beyond large metropolitan centers who were found to have ties to Cuba and that Cuba seemingly was involved in producing drugs in some quantity. In December of 1984, the CIA released an interagency intelligence memorandum stating outright, "Cuba is currently supporting drug trafficking…We judge that Fidel Castro is fully cognizant of and condones the drug-related activity that is taking place with the support of Cuban officials…The key Cuban participants are officers of the Interior Ministry or America Department of the Cuban Communist Party's Central Committee…Their participation strongly indicates a sanctioned government policy, rather than an arrangement for personal gain".130 While a good portion of this document is redacted, this is the first time in which an intelligence agency, or the CIA at least, has openly accused the upper echelon of the Cuban government and Castro himself of playing some role or in some way supporting the activities occurring. During this period, many criminal investigations uncovered more information on Cuban involvement in the drug trade, with additional evidence of Castro involvement becoming more apparent. In addition to this, many Congressional hearings and panels were convened with the goal of exploring the Latin American drug trade, during which many witnesses were called. Among these witnesses was Diego Viafara Salinas, an M-19 physician who infiltrated an armed civilian group with ties to members of the Medellín Cartel.131 Salinas held the belief he would be 129 Ibid. 130 U.S. Intelligence Community, Central Intelligence Agency, Cuban Government Involvement in Drug Trafficking (Langley, December 1984), p. 03, https://www.cia.gov/readingroom/docs/CIA-RDP87T00217R000700140002-5.pdf. 131 U.S. Congress, Senate, Committee on Governmental Affairs, Permanent Subcommittee on Investigations, Structure of International Drug Trafficking Organizations, 101st Cong., 1st Sess., 12-13 September 1989, p. 70, https://www.ojp.gov/pdffiles1/Digitization/146771NCJRS.pdf. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha3m6 killed due to his past association with M19 and began providing evidence to the Colombian government, which eventually resulted in the deaths of many prominent Medellín Cartel leaders.132 In testimony before the U.S. Congress, Salinas recalled that, "[on November 22, 1988] two pilots flying a Commander 1000 aircraft were planning to stop and refuel in Cuba. They were leaving from an estate [in the Department of Cordoba] …When the seats of the plane were removed to load the cocaine, I saw the navigation charts, which indicated they were flying over the southern coast of Cuba. These pilots commented that they had to be sure to carry some amount of U.S. dollars with them to leave in Cuba as prearranged payment for the stopover".133 While the pilots Salinas spoke with never identified who gave them clearance to fly over Cuba with drugs, Salinas did testify "that it [the drug trafficking operation] was all the way up to Fidel Castro" with this information apparently coming from Fidel's spokesman.134 It is worth noting that this piece of testimony would effectively qualify as hearsay in a U.S. court of law. Many informants also came forward with information that would prove to be incriminatory to many persons with ties to the drug trade, including certain high-ranking Cuban leaders. On such source, a confidential informant for the DEA, who, after being arrested in 1985 on conspiracy charges, provided information on much of the Medellín's drug trafficking activities to the U.S. government.135 In a request for payment from the DEA's Asuncion Country Office, the agency noted the source's decades of service to the United States, describing him as having led "successful 132 U.S. Congress, Senate, Structure of International Drug Trafficking Organizations, p. 73. 133 U.S. Congress, Senate, Structure of International Drug Trafficking Organizations, p. 71-72. 134 Ibid. 135 U.S. Department of Justice, Drug Enforcement Administration, Asuncion Country Office, REQUEST for PAYMENT under 28 U.S.C. 524 (C)(1)(B) for CONFIDENTIAL SOURCE (CS #####) (Asuncion, post-2009), p. 01. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha3m7 negotiations for landing rights and refueling operations in [among other countries] Cuba…[the source] purchased a birthday surprise (an airplane bought in the U.S.) for Fidel CASTRO's[sic] birthday, which he personally handed over to Castro's brother Raúl (then Cuba's Minister of Defense) during lunch".136 This information is quite damning to the Castro regime and, if true, would prove that, at the least, Raúl Castro did have knowledge of Cuban involvement in the drug trade and condoned those operations. While it cannot be emphasized enough that this confidential source pled "nolo contendere to the conspiracy charges in 1986", it does speak volumes that the DEA found him an essential and trustworthy source to continue using well into the 21st century.137 At this same time, another development implicated an American fugitive with close ties to the Castro regime in the drug trade. In April of 1985, appearing "before the Senate subcommittee on children, family, and drugs" (which was investigating Nicaraguan governmental involvement in the drug trade) were two convicted smugglers who provided further information on Cuban involvement in the drug trade.138 One of them was smuggler James A. Herring, Jr. who, while insisting he never transported drugs for the Cubans or Nicaraguans, detailed his smuggling activities with the Cubans in an interview with PBS Frontline, saying, "When I would go into Varadero with boatloads of equipment, we would be received by marked vessels that the Cuban navy, so to speak, utilized, their military gunboats. They would escort us into the gunboat dockage there at Varadero. From there they would offload. We would stay as long as we felt necessary to refuel us, wined and dined us. And when we were ready to return to 136 Ibid. 137 Ibid. 138 "Witnesses Testify on Vesco Link to Drug trafficking in Nicaragua, Cuba," Associated Press, Associated Press, published 19 April 1985, https://apnews.com/article/09e42836a8f58d76da155fa155da7847. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha3m8 the Keys, they would take and escort us out".139 In addition to this, Herring also claimed that the DGI, "would even offer drugs in lieu of the cash. [They] had the availability of enormous amounts of drugs that they had warehoused through seizures that they had made in their country on drug operations that weren't paying protection for their air space or their waterways. So they had a readily available amount of drugs in the form of cocaine, Qualudes[sic] and marijuana".140 Herring also testified that "he worked with Cuban Government officials and [Robert Vesco] to help the Nicaraguan government build a cocaine-processing laboratory near Managua".141 Vesco had been a successful businessman in the United States, creating a hundred-million-dollar manufacturing empire by 1970 before being twice indicted on federal charges for "defrauding thousands of investors [of $224 million USD]" and "for making illegal contributions totaling $250,000" to Richard Nixon's re-election campaign in 1972 and 1976 respectively.142 Following this, Vesco fled to numerous Latin American countries (including Nicaragua) before settling in Cuba around 1984.143 In a March 1996 profile for Vanity Fair, Vesco's immediate family indicates a friendly relationship to Fidel and Raul Castro in addition to a partnership to traffic narcotics with Col. Antonio De La Guardia, a high-ranking figure in the DGI and an important part of Cuba's overall foray into the drug trade.144 Eventually, however, Vesco attracted the eye of U.S. federal law enforcement for his 139 PBS Frontline, season 09, episode 10, "Cuba and Cocaine," directed and written by Stephanie Tepper & William Cran, aired 05 February 1991. 140 Ibid. 141 Joel Brinkley, "Panel Hears Details Linking Managua and Drugs," The New York Times, The New York Times Company, published 20 April 1985, https://www.nytimes.com/1985/04/20/world/panel- hears-details-linking-managua-and-drugs.html. 142 Editors of Encyclopædia Britannica, "Robert L. Vesco," Encyclopædia Britannica, Encyclopædia Britannica, Inc., published 20 July 1998, updated 30 November 2020, https://www.britannica.com/biography/Robert-L-Vesco. 143 Ibid. 144 Ann Louise Bardach, "Vesco's Last Gamble," Vanity Fair, Condé Nast, published March 1996, https://archive.vanityfair.com/article/1996/3/vescos-last-gamble. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha3m9 alleged participation in drug trafficking and, though some convicted drug traffickers and Cuban intelligence defectors implicated him in criminal acts, the "FBI and [DEA] denied he had any role" in certain elements of the drug trade, disproving these traffickers and defectors' claims.145 Ultimately, Vesco was arrested and sentenced to prison in Cuba in 1996 "for economic crimes against the government of Fidel Castro".146 Since at least April of 1987, the DEA's Miami Office was actively pursuing an investigation against Cuban government and military officials. Harry Sommers, a newly minted DEA agent to the Miami FO and later Special Agent-in-Charge (SAC) of the Atlanta FO, was the lead investigator on the case and detailed his investigation in an April 1990 academic work for Florida International University. According to Sommers, in April of 1987, "two pilots [an American and Cuban national] flew approximately 480 pounds of cocaine from Colombia to [Varadero Military Base, Cuba]…where the cocaine was transferred to Cuban military officers".147 According to Sommers, the pilots were both questioned by U.S. officials and, in this interview, both pilots claimed they had stopped in Cuba to make "emergency repairs" and "presented documentation from the Cuban government confirming their story".148 The drugs were then placed upon a boat named the "Flerida" and, while attempting to enter Florida waters that April, was intercepted by the DEA. In the ensuing interviews with the boat's operators (all Cubans who were "residing in 145 Jim McGee, Pierre Thomas, Guy Gugliotta, & Jerry Knight "Vesco Held In Cuba," The Washington Post, The Washington Post Company, published 09 June 1995, https://www.washingtonpost.com/archive/politics/1995/06/09/vesco-held-in-cuba/874c16d3-81a5-4700-84ce- 6a4e8300fdab/. 146 Douglas Farah, "Vesco Gets 13-Year Sentence in Cuba," The Washington Post, The Washington Post Company, published 27 August 1996, https://www.washingtonpost.com/archive/politics/1996/08/27/vesco-gets-13-year-sentence-in-cuba/77271414- 9219-4efe-b68c-5d30b0f9b11b/. 147 Harry Sommers "Untitled Graduate Studies Paper," (graduate paper, Florida International University, 23 April 1990), p. 07. 148 Sommers "Untitled Graduate Studies Paper," p. 08. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha4m0 Miami"), the DEA found the boat was "[initially] met at sea by a Cuban Coast Guard vessel and escorted to the military base in Varadero [where the] crew members were housed and fed until the cocaine was loaded onto the vessel" upon which the boat was escorted out of Cuban waters by a Coast Guard ship.149 Additional evidence showing U.S.-based drug traffickers of Cuban descent docking and landing at Varadero and interacting heavily with Cuban military officers was uncovered through further investigations in May and November of 1987.150 This investigation led to the federal indictments of various figures in late 1988, including Reinaldo and Rueben Ruiz, a Cuban father and son drug trafficking team operating out of the South Florida.151 Reinaldo Ruiz, facing a sentence of life imprisonment, agreed to make a deal with the government in return for a lighter sentence.152 In a television interview with PBS Frontline before his death, Ruiz detailed his involvement in the drug trade and his associations with the Cuban government. According to Ruiz, he would transport a boat from Florida to Varadero where "everything had been arranged in advance [by Colonel Pardo, Chief of Command of Naval Operations in Varadero]" while his son, Rueben, would fly the cocaine from Colombia to Varadero which, upon landing, would be transferred to Ruiz's boat by members of the Cuban military and MININT.153 In this interview, Ruiz also stated "Every time that I went over there, I was completely sure that I was a 100 percent backing[sic], all the way to the top, otherwise I never, ever touch a thing out there". 154 149 Ibid. 150 Sommers "Untitled Graduate Studies Paper," p. 08-10. 151 Buddy Nivens, "Jury Links Cuba To Drug Smuggling," South Florida Sun Sentinel, Tribune Publishing, published 27 February 1988, https://www.sun-sentinel.com/news/fl-xpm-1988-02-27-8801120759-story.html. 152 Richard Cole, "Prosecutors: Trafficker Implicated More Top Cuban Officials," Associated Press, Associated Press, published 21 August 1989, https://apnews.com/article/348da22ca41fd9a7e77c7ab9226c504e. 153 PBS Frontline, season 09, episode 10, "Cuba and Cocaine," directed and written by Stephanie Tepper & William Cran, aired 05 February 1991. 154 Ibid. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha4m1 Despite Ruiz's comment, he never once indicated to federal investigators he met Fidel or Raul Castro; the closest Ruiz got to implicating either senior leader was a secret recording made by a DEA informant in which Ruiz claimed "The [payoff] money went in Fidel's drawer".155 Again, Ruiz never identified this person as being Fidel Castro and, if he did, the information would have come from someone who had heard this information from someone else, effectively being inadmissible evidence. What is quite serious about Ruiz's allegations and testimony however are his connections to Cuban intelligence. According to Harry Sommers and confirmed by other federal investigations, Ruiz was a "cousin of Miguel Ruiz-Poo…a Cuban captain in the Ministry of the Interior" who was working in Panama when he met Reinaldo Ruiz.156 While they initially began transporting U.S. goods and products to circumvent the embargo, Reinaldo Ruiz eventually floated the idea of trafficking cocaine through Cuba which resulted in Ruiz-Poo informing his superior Major Amado Padrón Trujillo and Colonel Antonio "Tony" de la Guardia, both members of the Moneda Convertible (MC) Department, a division meant to "circumvent the United States embargo and earn Cuba hard currency".157 This is where Ruiz's involvement in shipping boats and aircraft filled with cocaine and other narcotics to Cuba and then on to Florida began. According to esteemed journalist Andres Oppenheimer, shortly after de la Guardia and Ruiz initially met, Ruiz asked de la Guardia if Fidel Castro was aware of their arrangement to traffic narcotics to which de la Guardia replied in the affirmative. Oppenheimer writes however 155 "Secret Drug Case Tape Talks of 'Fidel' Payoffs" Associated Press, Associated Press, published 09 March 1988, https://apnews.com/article/0800e600293914df73901e1fe452316b. 156 Sommers "Untitled Graduate Studies Paper," p. 11. 157 González, "The Cuban Connection: Drug Trafficking and the Castro Regime," CSA Occasional Paper Series Vol. 02. No. 06 (1997), p. 10. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha4m2 "It is unclear whether Tony de la Guardia had personally discussed his cocaine-trafficking plans with Castro. The Commandante, with his instinctive revulsion for money matters, seldom got involved in dirty business deals. That was Interior Minister Abrantes's job…De La Guardia's statement to Reinaldo Ruiz may have reflected the colonel's assumption that Abrantes never would have okayed something as hot as a drug operation without Fidel's blessing".158 Also around this time was the federal indictment against Manuel Noriega, the dictator of Panama who had become an increasing annoyance to the U.S. government. Despite having initially been friendly to the U.S., providing information to the CIA and DEA159, his involvement in substantial drug trafficking and racketeering efforts (in addition to the significant corruption and general abuses of his regime) had made him a liability.160 Among the witnesses who provided information against Noriega was Jose Blandón Castillo, a former key member of Noriega's intelligence service and a "consul general in New York".161 Blandón provided first-hand knowledge of incidences, confirming some of what was already suspected by American officials and investigators on Noriega's activities, but also claimed Fidel Castro mediated a dispute between Noriega and the Medellín Cartel in the Darién Province of Panama. According to Blandón, he "met with Castro in Havana on June 21 or 22, 1984 [and] Castro recommended that Noriega return the $5 million in protection money and return the plant, personnel, and equipment to the Cartel" and on either June 27th or 28th, "Noriega and Castro met 158 Andres Oppenheimer, Castro's Final Hour: The Secret Story Behind the Coming Downfall of Communist Cuba (New York, NY: Simon & Schuster, 1992), p. 29. 159 Robert L. Jackson, "Noriega Gave DEA Limited Aid for 5 Years, Officials Say," Los Angeles Times, Times Mirror Company, published 16 December 1991, https://www.latimes.com/archives/la-xpm-1991-12-16-mn-517-story.html. 160 Philip Shenon, "Noriega Indicted by U.S. For Links to Illegal Drugs," The New York Times, The New York Times Company, published 06 February 1988, https://www.nytimes.com/1988/02/06/world/noriega-indicted-by-us-for-links-to-illegal-drugs.html. 161 Stephen Engelberg with Elaine Sciolino, "A U.S. Frame-Up of Nicaragua Charged," The New York Times, The New York Times Company, published 04 February 1988, https://www.cia.gov/readingroom/docs/CIA-RDP90M00005R001100160023-3.pdf. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha4m3 directly" and Noriega agreed to go forward with Castro's suggestions, resulting in the release of numerous prisoners.162 While this information was used in indictments against senior Cuban officials and Manuel Noriega, some have found reason to doubt Blandón's claims. John Dinges, a noted investigative journalist and current Professor Emeritus of International Journalism at Columbia University, documented Blandón's claims in his 1991 book Our Man in Panama, stating, "There was no independent corroboration for the story…No other witnesses, including [Floyd Carlton Caceres, Noriega's personal pilot], had any knowledge of the Cuban meeting. If investigators had checked flight records and even press clips in Panama, they might have discovered that Blandón had gotten some basic facts of the Darién incident wrong: the dates for the trip to Cuba were wrong, and the prisoners supposedly released at Castro's urging had been freed more than one month before Blandón and Noriega went to Cuba".163 Richard Gregorie, who met with Blandón, disagrees with Dinges' assertions, saying, "Blandón provided the US government with valid evidence that was corroborated, but Blandón volunteered his cooperation and no one knew his true motivation. He was caught, prior to trial, recording his interviews by agents… The photos and information he provided were valid, but whether this was a lure by some foreign intelligence service or an attempt to sell his story for personal gain made him untrustworthy as a witness".164 Castro was interviewed around this time by Maria Shriver of NBC News and wholeheartedly rejected "José Blandón's charge" while also "[inviting] the Congressional committee [which heard Blandón's claims] to visit Cuba to receive evidence that Blandón was 162 U.S. Congress, Senate, Drugs, Law Enforcement, and Foreign Policy: A Report, p. 66. 163 John Dinges, Our Man in Panama: The Shrewd Rise and Brutal Fall of Manuel Noriega (New York, NY: Random House, 1991), p. 292, https://norwich.on.worldcat.org/oclc/232993288. 164 Richard "Dick" Gregorie (former Chief of Narcotics for the USAO-SDFL) in discussion with the author, 08 April 2021. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha4m4 lying to Congress".165 In this interview, he also "[denied] that the Medellín drug cartel has ever trafficked drugs through Cuba to the United States".166 Despite Castro's invitation to the committee, subcommittee chairman Senator John Kerry approached the Cuban Interests Section in D.C. and requested to visit Cuba on the conditions that "staff [be] permitted to advance the trip and…the Cubans agreed to discuss the drug trafficking problem in general" along with being able to meet Robert Vesco; the trip never materialized as "The Cubans never replied to any of these requests and never made any further arrangements for the visit".167 The concentrated U.S. criminal investigations, Congressional hearings, and federal indictments, the intense media speculation and reporting, along with seeming pressure from the Soviet Union168 forced the Cuban government's hand. On 12 June, 1989, multiple high-ranking members of Cuba's military and intelligence services were arrested. These members included General Arnaldo T. Ochoa Sanchez,169 Brigadier General Patricio de la Guardia, Colonel Antonio "Tony" de la Guardia (twin brother to Patricio), Colonel Antonio Rodriguez Estupinan, Captain Jorge Martinez Valdes, Lieutenant Colonel Alexis Lago Archoa, and Major Amado Padrón Trujillo.170 Also charged were Captain Leonel Estevez-Soto, Captain Antonio Sanchez-Lima, First Lieutenant Jose Luis Pineda-Bermudez, Captain Miguel Ruiz-Poo, Captain Rosa Maria Abierno-Gobin, and Captain Eduardo Diaz-Izquierdo.171 165 Jane Franklin, Cuba and the United States: A Chronological History (New York, NY: Ocean Press, 1992), p. 239, https://norwich.on.worldcat.org/oclc/944186211. 166 Ibid. 167 U.S. Congress, Senate, Drugs, Law Enforcement, and Foreign Policy: A Report, p. 66-67. 168 U.S. Intelligence Community, Central Intelligence Agency, International Narcotics Situation Report (Langley, VA: May 1989), p. 13, https://www.cia.gov/readingroom/docs/CIA-RDP91M01043R002200150004-9.pdf. 169 Robert Pear, "Cuba Arrests Top General on Corruption Charges," The New York Times, The New York Times Company, published 16 June 1989, https://www.nytimes.com/1989/06/16/world/cuba-arrests-top-general-on-corruption-charges.html?searchResultPosition=8. 170 Robert Pear, "Cuba Seizes 6 More Officers Amid Signs of Big Shakeup," The New York Times, The New York Times Company, published 17 June 1989, https://www.nytimes.com/1989/06/17/world/cuba-seizes-6-more-officers-amid-signs-of-big-shakeup.html. 171 Sommers "Untitled Graduate Studies Paper," p. 14. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha4m5 The majority of these persons were members of Cuba's Ministry of the Interior and intelligence services, though Estupinan and Martinez were both former aides-de-camp to General Ochoa.172 Save for Archoa and Trujillo, who were not charged with any crime, the other persons were charged with a variety of public corruption crimes, including money laundering, drug trafficking, and treason. As well, though all were arrested rather simultaneously, there were two separate cases going on which involved the drug trade in Cuba. The first involved, "[Antonio "Tony"] de la Guardia, Major Padrón, and six other officers who worked at [the MC Department] … The Cuban government charged that de la Guardia's group arranged for six tons of cocaine to be sent from Colombia through Cuba to the United States in the two years after April 1987, and that they were paid $3.4 million for doing so".173 The second case involved primary Ochoa and his aide-de-camp Martinez (in addition to "several others") in which the Cuban government charged that "[Ochoa] enriched himself in black-market trading, using army resources, when he was stationed in Angola in 1988, and to have neglected his military duties…[stole] $161,000 from Nicaragua's Sandinista army through a failed weapons deal…[and] was said to have conceived of a scheme to send major cocaine shipments to the United States, and for that purpose to have sent Martínez secretly to Medellín, Colombia, in 1988 to meet with Pablo Escobar Gaviria, a magnate of the drug cartel".174 The charges against Ochoa did not allege he was involved in de la Guardia's operations nor ever took part in a drug deal, alleging only he engaged in treason and efforts to gain private funds for either independent military operations or for personal use. 172 Ibid. 173 Julia Preston, "The Trial that Shook Cuba," The New York Review of Books, NYREV, Inc., published 07 December 1989, https://www.nybooks.com/articles/1989/12/07/the-trial-that-shook-cuba/. 174 Ibid. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha4m6 The trial (which aired on public television throughout Cuba) began on 25 June, 1989, thirteen days after Ochoa had initially been arrested, with the first hearing beginning on the 26th of June.175 Throughout the course of the trial, numerous witnesses were called who testified in regards to the charges, in some cases admitting culpability and accepting responsibility for individual actions which were illegal while also implicating others such as Ochoa and the de la Guardia brothers in the illegal activities they had been charged with. Both Patricio and Tony de la Guardia and Arnaldo Ochoa admitted their involvements in drug trafficking and treasonous activities, respectively, before the trial had commenced.176 At the trial's conclusion, the prosecutor for the government recommended to the Honor Tribunal, a board of 47 high-ranking Cuban military officers (one of whom was Aldo Santamaria-Cuadrado, who had been charged with drug trafficking by the U.S. in 1982)177, that "Arnaldo Ochoa Sanchez, Antonio de la Guardia Font, Jorge Martinez Valdez, Amado Bruno Padron Trujillo, Antonio Sanchez Lima, Alexis Lago Arocha, and Eduardo Diaz Izquierdo [receive] the death penalty…[for] the most serious crimes in this indictment, which are drug trafficking and treason against the fatherland".178 The prosecutor also recommended "30 years imprisonment for defendants Patricio de la Guardia Font and Rosa Maria Abierno Gobin, 25 years imprisonment for defendants Gabriel Prendes Gomez, Leonel Estevez Soto, Miguel Ruiz 175 "Cuban Government Proceedings Against Arnaldo Ochoa-Sanchez and Other Officials," Government of Cuba (June-July 1989), Translation by the Foreign Broadcast Information Service. FBIS Daily Report, Latin America, JPRS-LAM-89-003, 25 July 1989, p. 03, https://apps.dtic.mil/dtic/tr/fulltext/u2/a347578.pdf. 176 "Cuban Government Proceedings Against Arnaldo Ochoa-Sanchez and Other Officials," Government of Cuba (June-July 1989), Translation by the Foreign Broadcast Information Service. FBIS Daily Report, Latin America, JPRS-LAM-89-003, 25 July 1989, p. 07, 154, 164. 177 "Cuban Government Proceedings Against Arnaldo Ochoa-Sanchez and Other Officials," Government of Cuba (June-July 1989), Translation by the Foreign Broadcast Information Service. FBIS Daily Report, Latin America, JPRS-LAM-89-003, 25 July 1989, p. 44. 178 "Cuban Government Proceedings Against Arnaldo Ochoa-Sanchez and Other Officials," Government of Cuba (June-July 1989), Translation by the Foreign Broadcast Information Service. FBIS Daily Report, Latin America, JPRS-LAM-89-003, 25 July 1989, p. 187. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha4m7 Poo, and Luis M. Pineda Bermudez, and 15 years imprisonment for defendant Antonio Rodriguez Estupinan".179 The Honor Tribunal agreed unanimously on 11 July 1989, with the stripping of ranks coming later on 12 July 1989.180 On 13 July 1989, Ochoa, Tony de la Guardia, Valdez, and Trujillo were all executed by way of firing squad.181 During and following the trial, Cuba's Ministry of the Interior and the Cuban government as a whole was revamped; Diocles Torralba Gonzalez, Cuba's Minister of Transportation "was dismissed [on 14 June 1989] for "improper conduct" – suggesting he may have been engaged in corruption"182 while Cuba's Minister of the Interior, Brigadier General Jose Abrantes Fernandez, "was dismissed [on] June 26" and then arrested on 31 July 1989 alongside "Brig. Gen. Roberto Gonzalez Caso, a former head of immigration; Oscar Carreno Gomez, former customs chief; Lt. Col. Rolando Castaneda Izquiero, and Hector Carbonell Mendez, director of a state-owned company that dealt in foreign currency".183 Five more Brigadier Generals of the Cuban military, presumably aligned with the Ministry of the Interior, were also "demoted to colonel and retired".184 Both Abrantes and Torralba would later receive twenty year prison sentences, with Abrantes dying in 1991 of a heart attack.185 Replacing Abrantes in the MININT was "trusted four-star general Abelardo Colomé Ibarra" who quickly revamped much of MININT's capabilities.186 179 Ibid. 180 "Cuban Government Proceedings Against Arnaldo Ochoa-Sanchez and Other Officials," Government of Cuba (June-July 1989), Translation by the Foreign Broadcast Information Service. FBIS Daily Report, Latin America, JPRS-LAM-89-003, 25 July 1989, p. 208-209. 181 Oppenheimer, Castro's Final Hour, p. 01-03. 182 Jim Anderson, "U.S.: High-level shakeup may be under way in Cuba," United Press International, United Press International, published 14 June 1989, https://www.upi.com/Archives/1989/06/14/US-High-level-shakeup-may-be-under-way-in-Cuba/4954613800000/. 183 Isaac A. Levi, "Five Senior Cuban Officers Arrested in Drug Scandal," Associated Press, Associated Press, published 31 July 1989, https://apnews.com/article/0782d185225919535cf3aa518ed550a9. 184 Ibid. 185 Richard Gott, Cuba: A New History (New Haven, CT: Yale University Press, 2004), p. 285. 186 Krujit, Cuba and Revolutionary Latin America, p. 183. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha4m8 During and after the trial, the charges and convictions were heavily criticized. Some cast doubt on the trial's veracity in regards to having a military officer who had allegations of drug trafficking leveled against him187, while others (Cuban human rights activities, American journalists, and international human rights advocacy and monitoring groups) took offense to the lack of questions asked by the defendants' military appointed prosecutors (in addition to the rather loaded way in which some questions were asked).188 Jaqueline Tillman, a member of the National Security Council, was quoted as saying, "The evidence of Cuban involvement in narcotics trafficking was becoming so abundant that the regime moved to protect Fidel Castro by dissociating him from those activities" while Frank Calzon, a member of the human rights group Freedom House stated that either of the Castros, either Fidel or Raul, "had to approve of this activity, or at least [look] the other way".189 Even civilians of the island nation, according to former diplomat Wayne Smith, were "questioning the official explanation and arguing that there has to be a lot more to this than what is contained in the official announcement".190 Following the trials and into the 1990s, however, Cuba seemingly became more committed to halting drug traffic in Cuba. Fulton Armstrong, a former NIO for Latin America and two-time Director for Inter-American Affairs for the NSC, has stated that "Since Ochoa, collaboration has been good" mentioning that, since 1997, a formal relationship between the United States and Cuba exists, with both the U.S. and Cuba "[identifying] this as a matter of 187 Richard Cole, "Admiral's Role Calls Cuba Drug Crackdown Into Question," Associated Press, Associated Press, published 29 June 1989, https://apnews.com/article/9ef279d0c5de07e958d53e9c1a7bea5b. 188 Preston, "The Trial that Shook Cuba," The New York Review of Books. 189 Robert Pear, "Cuba Discloses A Drug Network Of Top Officials," The New York Times, The New York Times Company, published 24 June 1989, https://www.nytimes.com/1989/06/24/world/cuba-discloses-a-drug-network-of-top-officials.html. 190 Larry Rohter, "Castro Is Anxious About His Military," The New York Times, The New York Times Company, published 25 June 1989, https://www.nytimes.com/1989/06/25/weekinreview/the-world-castro-is-anxious-about-his-military.html?searchResultPosition=10. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha4m9 national interest".191 Pierre Charette, the ASAC for the DEA's Caribbean division during the late-1980s, identified that into the early-1990s, cooperation with the Cuban government has been "fantastic [with] drug trafficking through go-fast boats dropping significantly" and that this productive relationship remains in place today.192 In 1991, the U.S. Customs Service detailed to Frontline that "[drug, arms, and other illicit] trafficking had declined since the trial, but…not stopped".193 The DEA's Administrator194 and Chief of International Operations195, in 1996 and 1999 respectively, both testified before Congress that, despite large profile cases in the media, the Cuban government itself nor senior officials were not involved in drug trafficking. Also in 1996, the State Department's Bureau of International Narcotics and Law Enforcement Affairs "recognized cuban[sic] counter-drugs efforts, stating that the cuban[sic] government was giving anti-narcotics policies higher public profile in the face of growing narcotics transshipments and consumption".196 General Barry McCaffrey, who served as Commander of U.S. Southern Command (USSOUTHCOM) and was President Clinton's Director of the Office of National Drug Control Policy (ODNCP) from 1994 to 2001, recalled in 2015 "Cuba's a police state, and I don't believe the Cuban government wants to be a hub for drug smugglers. They saw it as a 191 Fulton Armstrong (retired National Intelligence Officer for Latin America with NSC) in discussion with the author, 13 January 2021. 192 Pierre "Pete" Charette (retired Assistant Special Agent-in-Charge with DEA) in discussion with the author, 16 March 2021. 193 PBS Frontline, season 09, episode 10, "Cuba and Cocaine," directed and written by Stephanie Tepper & William Cran, aired 05 February 1991. 194 U.S. Congress, House, Committee on International Relations, Subcommittee on the Western Hemisphere, Statement by: Thomas A. Constantine, Administrator, Drug Enforcement Administration, 104th Cong., 06 June 1996, https://fas.org/irp/congress/1996_hr/h960606c.htm. 195 U.S. Congress, House, Committee on Government Reform, Subcommittee on Criminal Justice, Drug Policy, and Human Resources, Statement by: William E. Ledwith, Chief of International Operations, Drug Enforcement Administration, 106th Cong., 17 November 1999, https://fas.org/irp/congress/1999_hr/ct111799.htm. 196 Isabella Bellezza-Smull, "Will Cuba Update its Drug Policy for the Twenty First Century?," Igarapé Institute, Igarapé Institute, published 29 December 2017, https://igarape.org.br/wp-content/uploads/2017/12/08-11-2017-NE-29-Cuba-Drog-Policy.pdf. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha5m0 threat to their children, the workforce, their economy, their government" while noting that though cooperation was imperfect, there was constant communication with the Cubans throughout his time in terms of combating drug trafficking.197 The Question of Culpability on the Part of the Castros The involvement on the part of Fidel and Raul Castro in the drug trade is something that has long been debated and speculated. Since the 1960s, individual criminal investigations, U.S. federal government memorandums, Cuban intelligence defectors, convicted criminals, and congressional hearings have included testimony that has tried to implicate Fidel, Raul, or both Castros in the drug trade. With the 1989 trials, these speculations have increased and, in some cases, due to the handling of the trials, been given more credence. At least two U.S. Congressional hearings have been conducted since 1989, both of which focused on continuing drug traffic in Cuba.198 199 Into the 1990s, more evidence of possible involvement by the Castro regime was revealed. First were the allegations of Carlos Ledher, an experienced drug trafficker and pilot and co-founder of the Medellín Cartel.200 Ledher, upon his arrest and extradition in 1987, was "convicted…on charges of conspiracy and running a criminal enterprise as well as other charges related to the importation and sale of cocaine" in May of 1988.201 Due to this, Ledher began 197 Joshua Partlow & Nick Miroff, "In fight against drugs, Cuba and U.S. on same team," The Washington Post, Nash Holdings, LLC., published 05 January 2015, https://www.washingtonpost.com/world/the_americas/in-fight-against-drugs-cuba-and-us-on-same-team/2015/01/05/6416305a-90fc-11e4-a66f-0ca5037a597d_story.html. 198 U.S. Congress, House, Committee on Government Reform, Subcommittee on Criminal Justice, Drug Policy, and Human Resources, Cuba's Link to Drug Trafficking, 106th Cong., 1st Sess., 17 November 1999, https://www.hsdl.org/?view&did=2027. 199 U.S. Congress, House, Committee on Government Reform, Drug Trafficking in the Caribbean: Do Traffickers Use Cuba and Puerto Rico As Major Transit Locations For State-Bound Narcotics?, 106th Cong., 2nd Sess., 3-4 January 2000, https://www.govinfo.gov/content/pkg/CHRG-106hhrg69521/pdf/CHRG-106hhrg69521.pdf. 200 Mark Bowden, Killing Pablo: The Hunt for the World's Greatest Outlaw (New York, NY: Penguin Books, 2001), p. 45, https://norwich.on.worldcat.org/oclc/45086854. 201 Patricia Bauer, "Carlos Ledher," Encyclopædia Britannica, Encyclopædia Britannica, Inc., published 18 June 2018, updated 03 September 2020, https://www.britannica.com/biography/Carlos-Lehder. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha5m1 cooperating with the U.S. government for a lesser sentence. In federal testimony during the Noriega trial, Ledher claimed "that Castro mediated a bitter 1984 dispute between Noriega and Colombia's Medellin cartel that saved Panama's strongman from probable assassination…and bribed Cuban government officials to ship tons of cocaine into the United States".202 Lieutenant Colonel Luis del Cid, a close aide to Manuel Noriega, alleged during Noriega's trial that he "accompanied Noriega on a flight to Cuba and met Castro following the raid [in which Panamanian troops raided a cocaine lab in Darién province Colombia]" though specified he did not attend the meeting in question.203 While both Ledher and del Cid's testimonies seem to corroborate what Blandón had previously testified in regards to Castro's connections to Noriega and the Medellín Cartel, it must be noted that both del Cid and Ledher testified in exchange for reductions in their sentences (which numbered into the hundreds of years for each of them) and also could easily have become aware of Blandón's testimony in any of the three years prior to their providing evidence to the U.S. government. Two former officials who defected from Cuba two years before the trials, Oscar Valdes from the Ministry of Trade and Manuel de Beunza from the Ministry of the Interior, offered their insights on the trial, claiming the trials were for "show" and were more politically motivated as Castro desired to remove opponents whom he saw as a threat to his power.204 This allegation that the drug trials were a show trial meant to snub out political opponents of Castro's hold on Cuba has become a very prominent. 202 Robert L. Jackson, "Cartel Leader Reveals Secrets of Drug World," The Los Angeles Times, Time Mirror Company, published 21 November 1991, https://www.latimes.com/archives/la-xpm-1991-11-21-mn-404-story.html. 203 Richard Cole, "Former Aide Tells of Drug Cash, Castro, and Prostitutes," Associated Press, Associated Press, published 24 September 1991, https://apnews.com/article/0b7fcac1c0842630af2d1cc758ab1acd. 204 Jim Anderson, "Defectors: Cuba trials about politics, not drugs," United Press International, United Press International, published 27 July 1989, https://www.upi.com/Archives/1989/07/27/Defectors-Cuba-trial-about-politics-not-drugs/2648617515200/?spt=su. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha5m2 Other defectors, including those from the DGI who defected, also voiced their views on the trial. Jorge Masetti, a DGI officer and Tony de la Guardia's son-in-law who defected from Cuba in 1990, claimed in an interview, "If this operation really existed, it could only have existed if Fidel and Raúl Castro knew about it. They made these accusations, which were supposed to make the case against Ochoa. Arnaldo Ochoa was never proven to have smuggled drugs. The direct evidence does not exist, but they accused Ochoa, and why? Because Fidel wanted to send a message to all the officials with high authority".205 Juan Reinaldo Sánchez, a seemingly credible defector206 from Cuba's MININT who was the personal bodyguard to Castro for seventeen years, wrote in his book The Double Life of Fidel Castro that Castro had knowledge of subordinates' involvement in the drug trade and sanctioned it. Sánchez recalls overhearing a conversation in 1988 between Minister of the Interior Jose Abrantes and Castro in "centered on a Cuban [drug trafficker] living in the United States" who wanted to travel to Cuba to visit his parents; Castro approved the trip along with allowing the trafficker to, as a cover, say he was a Cuban intelligence operative while also requesting that Tony de la Guardia handle "the logistics of the trip".207 This conversation, while innocuous, seems to indicate that Castro did maintain a friendly relationship with some drug traffickers, yet reveals no legitimate information of Castro's involvement in the drug trade. Into the 1990s, working off the indictments against the Ruiz Family in 1988 and the 1992 Noriega trial, the U.S. Attorney's Office for the Southern District of Florida began investigating senior level members of the Cuban government. In 1993, the USAO-SDFL "drafted a [proposed 205 The Cuba Libre Story, season 1, episode 7, "Secrets and Sacrifices," directed by Emmanuel Amara, Kai Christiansen, & Florian Dedio, aired 11 December 2015, https://www.netflix.com/title/80109535. 206 Edward A. Lynch, "All Socialists Are Equal, but Some Are More Equal Than Others," Military Review (November-December 2019), p. 124, https://www.armyupress.army.mil/Portals/7/military-review/Archives/English/ND-19/ND-19-Book-B.pdf. 207 Juan Reinaldo Sánchez with Axel Gyldén, The Double Life of Fidel Castro: My 17 Years as Personal Bodyguard to El Líder Máximo (New York, NY: St. Martin's Griffin, 2015), p. 230. CUBAN DRUG TRAFFICKING AS A FOREIGN POLICY Cunningha5m3 indictment that] would have charged Raul Castro and 14 other top Cuban officials [including Manuel Piñeiro, head of the Departamento América] with conspiracy and racketeering for allegedly providing safe passage for Medellin cartel cocaine loads, including permission to fly over Cuba and use its waters".208 Among others allegedly involved in this large enterprise was Abelardo Colomé Ibarra, the Minister of the Interior who replaced Jose

The Situation In The Middle East Report Of The Secretary-General On The Implementation Of Security Council Resolutions 2139 (2014), 2165 (2014), 2191 (2014), 2258 (2015), 2332 (2016) And 2393 (2017) ; United Nations S/PV.8201 Security Council Seventy-third year 8201st meeting Monday, 12 March 2018, 11 a.m. New York Provisional President: Mr. Van Oosterom. . (Netherlands) Members: Bolivia (Plurinational State of). . Mr. Llorentty Solíz China. . Mr. Ma Zhaoxu Côte d'Ivoire. . Mr. Tanoh-Boutchoue Equatorial Guinea. . Mr. Ndong Mba Ethiopia. . Mr. Alemu France. . Mr. Delattre Kazakhstan. . Mr. Umarov Kuwait. . Mr. Alotaibi Peru. . Mr. Meza-Cuadra Poland. . Ms. Wronecka Russian Federation. . Mr. Nebenzia Sweden . Mr. Skoog United Kingdom of Great Britain and Northern Ireland . Mr. Allen United States of America. . Mrs. Haley Agenda The situation in the Middle East This record contains the text of speeches delivered in English and of the translation of speeches delivered in other languages. The final text will be printed in the Official Records of the Security Council. Corrections should be submitted to the original languages only. They should be incorporated in a copy of the record and sent under the signature of a member of the delegation concerned to the Chief of the Verbatim Reporting Service, room U-0506 (verbatimrecords@un.org). Corrected records will be reissued electronically on the Official Document System of the United Nations (http://documents.un.org). 18-06756 (E) *1806756* S/PV.8201 The situation in the Middle East 12/03/2018 2/23 18-06756 The meeting was called to order at 11.15 a.m. Adoption of the agenda The agenda was adopted. The situation in the Middle East The President: In accordance with rule 37 of the Council's provisional rules of procedure, I invite the representative of the Syrian Arab Republic to participate in this meeting. The Security Council will now begin its consideration of the item on its agenda. I would like to warmly welcome the Secretary- General, His Excellency Mr. António Guterres, and to give him the floor. The Secretary-General: I am here to report on the implementation of resolution 2401 (2018), which the Council adopted unanimously on 24 February. But I am keenly aware that I am doing so just as the bloodletting in Syria enters its eighth year. I would like to highlight just one stark fact on this grimmest of anniversaries, which is that in 2017, more children were killed in Syria than in any other year since the war began. I am deeply saddened by the immense loss and cascading suffering of the Syrian people. And I am deeply disappointed by all those who, year after year, by action or inaction, design or indifference, have allowed this to happen. My grief and frustration are compounded by all that I know of the people of Syria. As United Nations High Commissioner for Refugees in the aftermath of the Iraq war, I saw the remarkable hospitality of the Syrian people in hosting 1.5 million Iraqi refugees — not in camps, but in their communities across the country. Syria was a place where refugees could live in security as they tried to rebuild their lives and raise their families. Today, so many of those generous Syrians who shared so much have themselves been forced from their homes, becoming refugees or internally displaced. In neighbouring countries — whose enormous hospitality I have also witnessed, but who are burdened by overwhelming needs — the vast majority of Syrian refugees live below the poverty line. Many of the Syrians who journeyed even farther from home in search of safety have found the doors that they once opened to others in need shut in their faces. A country known for its ancient civilization and a people known for their rich diversity have been betrayed, and Syria is bleeding inside and out. There should be one agenda only for all of us — ending the suffering of the Syrian people and finding a political solution to the conflict. And the Council has a particular responsibility in that regard. Let me now turn to the implementation of resolution 2401 (2018) and the issue of the compliance of all the relevant parties in Syria. I do so with a caveat. The United Nations is following developments closely, but we do not have the full picture, owing to our limited presence and restricted access on the ground. Resolution 2401 (2018) demands that all parties "cease hostilities without delay, and engage immediately to ensure full and comprehensive implementation . for a durable humanitarian pause for at least 30 consecutive days throughout Syria", while still countering Da'esh and other groups designated as terrorists by the Council. It is true that in some areas, such as Deir ez-Zor and Douma, where there has been a recent ceasefire that I will address later, the conflict is diminishing in intensity. Yet there has been no cessation of hostilities. Violence continues in eastern Ghouta and beyond, including in Afrin, parts of Idlib and into Damascus and its suburbs. In eastern Ghouta in particular, the air strikes, shelling and ground offensives have intensified since the resolution's adoption and have claimed hundreds of civilian lives. Some reports even put the toll at more than 1,000. The resolution further demands the enabling of "the safe, unimpeded and sustained delivery of humanitarian aid and services". Despite some limited convoy deliveries, the provision of humanitarian aid and services has been neither safe, unimpeded or sustained. The resolution calls on "all parties to immediately lift the sieges of populated areas, including in eastern Ghouta, Yarmouk, Fo'ah and Kafraya". No sieges have been lifted. The resolution demands medical evacuations of the critically sick and wounded. To our knowledge, not one critically sick or wounded person has so far been evacuated. But I will come back to that later in relation to a recent announcement. The resolution reiterates its demand "reminding in particular the Syrian authorities, that all parties immediately comply with their obligations under international law, including international human rights law, as applicable, and international humanitarian law, including the protection of civilians". And I remind all involved that even efforts to combat groups identified as terrorists by the Council do not supersede those obligations. Yet we 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 3/23 see egregious violations, indiscriminate attacks and a failure to protect civilians and civilian infrastructure. Since the adoption of resolution 2401 (2018), my Special Envoy Staffan de Mistura and I have been focused on helping to create the conditions for a cessation of hostilities in eastern Ghouta, where, as I said to the Council two weeks ago, people have been living in a hell on Earth (see S/PV.8185). As the Special Envoy told the Council a few days ago, eastern Ghouta is the most urgent situation, because it is where we have the clearest potential to try to support the de-escalation in concrete ways, and because we have been concretely approached. On 26 February, the Russian Federation announced a five-hour daily humanitarian pause in eastern Ghouta. I will speak to that later in my remarks. On 27 February, the President of the Security Council and I received a letter from the Syrian National Committee conveying another letter from the three armed opposition groups in eastern Ghouta — Jaysh Al-Islam, Faylaq Al-Rahman and Ahrar Al-Sham. They expressed their commitment "to the full implementation of the relevant Security Council resolutions, especially resolution 2401 (2018)", and to expelling from eastern Ghouta "the armed groups of Hayat Tahrir Al-Sham, the Al-Nusra Front and Al-Qaida and all of those belonging to them". They also promised to ensure humanitarian access and the facilitation of the work of United Nations agencies. On receiving the letter, the Office of the Special Envoy opened channels with all three groups, inside and outside the enclave. The respective commanders issued further letters, expressing the groups' readiness to negotiate with the Russian Federation in Geneva. In parallel, both I and my Special Envoy engaged with the relevant authorities of the Russian Federation. My team on the ground did likewise, and also engaged with the Government of Syria. We offered the good offices of the United Nations to facilitate and observe any meeting between the representatives of the armed opposition groups, the Syrian Government and the Russian Federation. Despite our best efforts over the course of a few days, it was not possible to schedule any meeting. Meanwhile, on 6 March, the Syrian Government addressed a letter to me and to the President of the Security Council. That letter stated that Syria positively welcomed resolution 2401 (2018), as it "stresses firm commitment to the Syrian State's sovereignty, independence and territorial integrity in accordance with the provisions of the United Nations Charter and calls for implementing a humanitarian truce across Syria to ensure a safe, sustainable and unhindered access of humanitarian aid." That same day, my Special Envoy informed the Russian Federation of his intention to invite the three armed opposition groups to a meeting with the Russian Federation in Geneva three days later. On 7 March, his interlocutors replied that they did not think a meeting in Geneva was the best option and were pursuing contacts on the ground with the relevant armed opposition groups. As those diplomatic efforts were taking place, fighting went on. The Syrian Government and its allies intensified air strikes and launched a ground offensive, progressively gaining control of parts of eastern Ghouta from about 10 per cent of the enclave on 3 March to more than 60 per cent today. The offensive initially took place in less populated areas, steadily moving to urban centres and forcing large-scale displacement. In the follow up to the efforts I have described, it was possible on 8 and 10 March to convene two meetings between Russian officials and Jaysh Al-Islam in the outskirts of eastern Ghouta, with the United Nations as an observer. In those meetings, progress was made in relation to the removal of a number of members of the Al-Nusra Front, as well as other aspects, including the potential for a ceasefire and improved humanitarian access. The first group of Al-Nusra Front fighters and their families were since evacuated from eastern Ghouta. Nevertheless, it has not been possible to facilitate contact between the Russian authorities and Faylak Al-Rahman. The group insisted that the meeting take place in Geneva. The Russian Federation insisted that the meeting take place on the ground. On 10 March, Government forces intensified their offensive, capturing the city of Misraba in a movement aiming at dividing the enclave into three separate areas. On the evening of that same day, the Russian Federation informed the United Nations that a unilateral ceasefire would take place at midnight, in relation to Jaysh Al-Islam in Douma. It was agreed that a meeting would be held on 11 March with the facilitation of the United Nations. On that day, with the ceasefire between the Government S/PV.8201 The situation in the Middle East 12/03/2018 4/23 18-06756 and Jaysh Al-Islam forces largely holding in Douma, the meeting took place, followed by a meeting today. As I speak to the Council now, I have not yet received a full report on the results of today's meeting. But I was informed by our people in Damascus as I was entering the Chamber that there has been progress with regard to civilian evacuations and humanitarian aid. Furthermore, I take note of a statement issued today by Jaysh Al-Islam: "[i] n the context of Security Council resolutions 2254 (2015) and 2401 (2018), an agreement was reached with the Russian side through the United Nations for a humanitarian medical evacuation of the wounded for treatment outside of eastern Ghouta." We are also hearing reports of tentative initiatives, both by tribal leaders and the Russian Federation, for contact with other groups on the ground. I wish to underscore the urgency of seeing medical evacuations, civilian protection and full, sustained and unimpeded humanitarian access as soon as possible. Meanwhile, attacks on other parts of eastern Ghouta continue, with the enclave now split into three separate pockets. During this whole period, the shelling from eastern Ghouta to Damascus was also ongoing, causing dozens of civilian deaths and injuries, with some reports putting the number close to 100. My Special Envoy and I have remained apprised at each step of the diplomatic engagement, offering support and guidance to ensure the implementation in letter and spirit of the resolution. In short, as my Special Envoy has said to the Council, we are leaving no stone unturned in trying to bring all major stakeholders to the table and contribute in a concrete fashion to find a sustainable solution for the implementation of resolution 2401 (2018). As the situation continues to unfold, the Turkish offensive in Afrin — pursued with armed opposition group allies — intensified with air strikes and ground advances against Partiya Yekitiya Demokrat/People's Protection Units fighters, reinforced, in turn, by elements coming from eastern Syria, where they were combating Da'esh. Pro-Syrian Government forces have also deployed inside of Afrin. The fighting resulted in significant civilian displacement, with reports of numerous casualties and damage to infrastructure. With the cooperation of Syrian armed opposition groups, Turkish forces established a so-called buffer zone inside Syrian territory, linking northern rural Aleppo and Idlib, and surrounding Afrin from three sides. The offensive is now pushing ever closer towards the city, with its large civilian population. Allow me to now turn to our efforts to address the humanitarian crisis. When resolution 2401 (2018) was adopted, the United Nations and its humanitarian partners stood ready to deliver. Plans were in place for multiple convoys each week to agreed-upon locations, in response to independently assessed needs. Unfortunately, the actual delivery did not match our plan. Let me describe what it was possible to do in the past two weeks. On 1 March, humanitarian organizations delivered assistance to some 50,000 people in the hard-to-reach areas of Afrin and Tell Rifaat, north of Aleppo. On 4 March, a convoy of 19 trucks organized by the United Nations, the Syrian Arab Red Crescent and partners reached Dar Kabira, in northern Homs. It provided assistance to 33,500 people of the requested 40,250. However, the Government of Syria did not allow the delivery of life-saving medicines, such as insulin, nor key items, including solar lamps, syringes and paediatric scales. As I mentioned earlier, in eastern Ghouta, the Russian Federation unilaterally announced a daily five-hour humanitarian pause in the fighting, starting from 27 February, to prevent civilian victims and to enable civilians to leave the enclave. In reality, few civilians left. On the one hand, sufficient protection standards were not in place for voluntary movement. Moreover, armed groups prevented others from leaving. In that context, even though the five-hour window was insufficient to enable the safe, unimpeded and sustained delivery of humanitarian aid and services, as demanded in the resolution, on 5 March the United Nations sent an inter-agency convoy of 46 trucks to Douma, in eastern Ghouta, with food for 27,500 people, along with health and nutrition supplies. Yet those 27,500 represented only a third of the requested beneficiaries, all in desperate need. And most of the health supplies were removed by the Syrian authorities, including basic medicines, dialysis treatments and trauma and surgical materials, such as burn dressings and adrenaline, despite the provisions of paragraph 8 of resolution 2401 (2018). According to the World Health Organization, only about 30 per cent of medical supplies in the convoy 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 5/23 were allowed in. United Nations personnel from the Office for the Coordination of Humanitarian Affairs accompanying the convoy were also denied access to eastern Ghouta. Violence rendered the operation extremely perilous, despite prior assurances from the parties to the conflict. The insecurity forced the team to reluctantly halt unloading and to return to Damascus with a large share of the food aid still on the trucks. On 9 March, a convoy of 13 trucks reached Douma, delivering the remaining food assistance that could not be offloaded four days earlier. Once again, shelling occurred nearby, despite assurances having been provided by all parties. In those difficult circumstances, I commend the valiant humanitarian workers risking their lives to provide assistance and protection to people in need. But we are obviously far from safe, unimpeded and sustained delivery of humanitarian aid, as demanded in resolution 2401 (2018), as well as other relevant Security Council resolutions. And so the humanitarian and human rights situation is becoming more desperate by the day. In Douma, relief workers who reached the city last week described conditions as shocking and overwhelming. People are sheltering in overcrowded basements. Access to food, water and sanitation is limited. In relation to Douma, we have a convoy ready that I hope will be allowed to proceed in the coming days, especially after the results of today's meeting. As in all conflict settings, the specific needs of women are not receiving sufficient attention, including access to safe spaces, critical health services, medicine and baby formula for their children. In eastern Ghouta, health partners on the ground advise that more than 1,000 people are in urgent need of medical evacuation. The United Nations is ready to support these medical evacuations, in cooperation with the Syrian Arab Red Crescent and other partners. A prioritized list of those in greatest need, mostly children, has been shared with the Syrian authorities. I urge a positive response, hoping that today's meeting will allow these actions to take place in the immediate future. The Syrian Arab Red Crescent has announced its intention to send a relief convoy to Afrin as soon as security conditions allows. A United Nations humanitarian mission is awaiting Government authorization to immediately deploy to Raqqa for assessments of security and needs. There are also new disturbing allegations of the use of chlorine gas. Even if we cannot verify them, we cannot ignore them. I continue to urge the Council to find unity on this issue. Having said what I said, I believe that despite all the difficulties, lack of trust, mutual suspicions and cold calculations, it should be possible to implement resolution 2401 (2018). It should be possible to have a cessation of hostilities. It should be possible to deliver aid. It should be possible to evacuate the sick and wounded. It should be possible to lift the sieges. It should be possible to accelerate humanitarian mine action throughout Syria. It should also be possible to remove Security Council-listed terrorist fighters from conflict zones without massive and indiscriminate attacks against civilians and civilian infrastructure. We cannot give up, for the sake of the Syrian people. I appeal to all parties to ensure the full implementation of resolution 2401 (2018) throughout the whole of Syrian territory. The United Nations is ready to assist in any effort to make that happen. I call on all States with influence to exercise it in support of the efforts of the United Nations and the implementation of the resolution. I hope that this week's Astana ministerial meeting, which will gather the guarantors of de-escalation, will concretely restore de-escalation arrangements, and take real steps on detainees, abductees and missing persons. The dramatic situation I have described — the calamity across the country, the rivalries, the cynicism, the cruelty — highlight the need for a political solution. My Special Envoy continues to work towards the full implementation of resolution 2254 (2015). On Thursday, the conflict will enter its eighth year. I refuse to lose my hope to see Syria rising from the ashes. To see a united, democratic Syria able to avoid fragmentation and sectarianism and with its sovereignty and territorial integrity respected, and to see a Syrian people able to freely decide their future and choose their political leadership. The President: I thank the Secretary-General for his briefing. I now give the floor to those Council members who wish to make statements. Recalling the Security Council's latest note 507 on its working methods (S/2017/507), I wish to encourage all participants, both members and non-members of the Council, to deliver their statements in five minutes or less. S/PV.8201 The situation in the Middle East 12/03/2018 6/23 18-06756 Mr. Alotaibi (Kuwait) (spoke in Arabic): I deliver this speech today on behalf of Kuwait and Sweden. At the outset I would like to thank you, Mr. President, for convening this meeting at the request of the delegations of Kuwait and Sweden, pursuant to resolution 2401 (2018). I also thank Secretary-General António Guterres for his presence here today and for his briefing about the implementation of this resolution. Fifteen days have passed since the Security Council's unanimous adoption of resolution 2401 (2018), which demands that all parties implement a 30-day ceasefire throughout Syria without delay in order to deliver humanitarian assistance to those in need and to end the siege of residential areas. It is with great regret that we continue to witness a clear failure to implement the resolution's provisions while military operations across Syria continue to prevent humanitarian and medical assistance, particularly in eastern Ghouta and specifically on the part of the Syrian authorities. This has prevented United Nations teams and their humanitarian partners from safely providing humanitarian assistance to eastern Ghouta, which has been a primary locus among Syrian areas in need of assistance ever since its siege began in 2013, and which is home to about 400,000 people. In this regard, we would like to make a number of observations, as follows. First, we have followed with deep concern the inability of the United Nations and its humanitarian partners to enter the besieged areas, and the obstacles and impediments that they have faced during their operations in some areas. In that regard, we would refer to events in Douma, eastern Ghouta, on 5 March, which proved to be the deadliest day since the adoption of resolution 2401 (2018), with at least 100 people having been killed on that day alone. On that day, the hopes of civilians hinged on receiving lifesaving humanitarian aid, and we looked forward to that first positive initiative reaching 90,000 people in need of assistance in eastern Ghouta. However, what happened was that the number of beneficiaries dropped to less than half due to the Syrian authorities having removed necessary medical supplies from the convoy's load without clear justification, despite the fact that they had been given prior notification, based on standard operating procedures, of the entirety of the humanitarian convoy's content. It is also a matter of deep concern that convoys administered by the United Nations and its partners were compelled to cease their operations before completely unloading their cargo due to continued aerial bombardment on Douma. We demand that the Syrian authorities give immediate permission for two convoys per week to eastern Ghouta and other destinations, at the request of the United Nations. We call on all parties to provide appropriate security guarantees for these convoys and to permit United Nations staff to accompany the convoys. In this regard, we reaffirm the need for all parties, in particular the Syrian authorities, to assume their responsibilities to protect all humanitarian workers, including United Nations agencies and their relevant partners. We welcome the entry of the remaining humanitarian convoys provided by the Red Cross and the World Food Program into Douma on 9 March to deliver the remaining food assistance. This was the second time such convoys had been allowed to enter Douma in one week. There is a need to build on this so as to increase the number of weekly convoys to eastern Ghouta in a sustainable manner. Secondly, we reiterate the Council's demand for immediate unconditional medical evacuations based on medical need, starting this week, and we call on the Syrian authorities to give permission and work with the United Nations and its implementing partners to that end. Thirdly, the continued fighting in eastern Ghouta, particularly the incessant air strikes, prompts us to again call specifically on the Syrian authorities to comply with the provisions of the resolution and of international law in order to facilitate humanitarian assistance to reach those in need. We believe that a daily five-hour truce in eastern Ghouta does not support the implementation of resolution 2401 (2018). Fourthly, the United Nations has confirmed that the number of combatants associated with terrorist groups designated by the Security Council in eastern Ghouta does not exceed 350. We cannot accept continued military operations under the pretext of combating terrorism when they effectively prevent the delivery of humanitarian assistance, contrary to the requirements of the resolution. Resolution 2401 (2018), which was adopted unanimously, took effect immediately and is applicable to all parties. In that regard, we note the willingness of certain opposition groups in eastern Ghouta to abide by the provisions of the resolution and to expel terrorist groups designated by the Security Council. We express our support for the 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 7/23 efforts of the Special Envoy of the Secretary-General, Mr. Staffan de Mistura, to operationalize this matter without delay. Fifthly, listening to the Secretary-General's briefing today on the status of the implementation of resolution 2401 (2018) constitutes one of the monitoring tools included in the resolution. But the main mechanisms remain the existing ceasefire agreements between the parties to the conflict, most notably the Astana accord with Russia, Turkey and Iran as its guarantors, and the agreement supervised by the United States and the Russian Federation that emanated from the International Syria Support Group. The resolution stresses the need to activate those agreements in order to reach a 30- day ceasefire aimed at allowing sustainable access to humanitarian assistance in all regions in Syria. We call again on the parties to those agreements to redouble their efforts in order to implement the provisions of resolution 2401 (2018). The unanimous position that the Security Council conveyed to the Syrian people and to the world by adopting resolution 2401 (2018) on 24 February must be built on in a speedy and effective manner, especially as the resolution is primarily of a humanitarian nature. There is a collective responsibility on us as members of the Security Council, specifically on influential parties, to maintain our credibility before the world and work to implement the provisions of resolution 2401 (2018). We would like here to stress that the provisions of the resolution are valid even after 30 days from the date of its adoption. We affirm our full commitment to continue to closely follow the status of the implementation of the resolution in the Council monthly reports. We will spare no effort to make progress on its implementation. This month marks the beginning of the eighth year of the conflict in Syria. Sadly, there is still a need for the violence to cease, for sustained humanitarian access through weekly cross-line convoys, for medical evacuations, for the protection of civilians and hospitals and for lifting the siege. We cannot let the Syrian people down, and we will continue to strive to implement the joint demands that we have set out. Finally, we recall that the lack of a political settlement to the conflict in Syria based on resolution 2254 (2015) will lead to further deterioration of the humanitarian situation. Mrs. Haley (United States of America): I would like to congratulate the Netherlands and your team, Mr. President, on having assumed the presidency of the Security Council for this month. I also want to thank Secretary-General Guterres for his briefing and for all of his efforts on behalf of peace in Syria Sixteen days ago, we sat around the negotiating table with our Security Council colleagues and agreed to a 30-day ceasefire in the brutal bombardment of civilians in Syria. The negotiations were long and difficult. Every minute we delayed meant more innocent people were killed. But the Russian delegation stalled and drew out the talks. They had conditions they insisted on before they would allow the killing to stop. The United States was reluctant to accept those conditions. But, in order to stop the killing in Syria, we accepted them. We attempted to work with Russia in good faith to end the violence in Syria. As a result, 16 days ago we came to an agreement. Russia cast its vote in favour of the agreement (see S/PV.8188). With that vote Russia promised its support for a 30-day cease-fire, as did the rest of the members of the security Council. With that vote Russia said that it too wanted to create the conditions for food and medicine to reach starving Syrian families. With that vote Russia told us it would use its influence with the Syrian regime to silence the guns in Syria. It told us that the Russians would themselves honour the ceasefire they voted to demand. With that vote Russia made a commitment to us, to the Syrian people and to the world — a commitment to stop the killing in Syria. Today we know that the Russians did not keep their commitment. Today we see their actions do not match those commitments, as bombs continue dropping on the children of eastern Ghouta. Today we must ask whether Russia can no longer influence the Al-Assad regime to stop the horrific destruction of hospitals, medical clinics and ambulances and to stop dropping chemical weapons on villages. Has the situation in Syria reversed, and Russia is now the tool of Al-Assad — or worse, Iran? We must ask those questions because we know the Russians themselves have continued their own bombing. In the first four days following the ceasefire, Russian military aircraft conducted at least 20 daily bombing missions in Damascus and eastern Ghouta. The Russians negotiated the wording of the ceasefire down to the commas and the periods. They voted for the S/PV.8201 The situation in the Middle East 12/03/2018 8/23 18-06756 ceasefire. And they immediately disregarded it. In the past 16 days, over 500 civilians have died. Some reports put the death toll even higher. That is unacceptable. Thousands of Syrians are in desperate need of medical care. But none of the United Nations list has been evacuated. We have heard the conversations are ongoing with the regime to medically evacuate 25 people in the coming weeks. While those civilians should be rushed to medical care, we ask why it took so long. When will the more than 1,000 identified medical cases be evacuated? There have been almost no deliveries of medicine or surgical equipment, because the Al-Assad regime remove them from the United Nations humanitarian convoys. The convoy that made it to eastern Ghouta on 5 March had to navigate around constant regime airstrikes. The bombing was so severe that the United Nations could barely unload the food the trucks were carrying. And in the past 16 days, there have been three separate allegations of chlorine-gas attacks. This is no ceasefire. This is the Al-Assad regime, Iran and Russia continuing to wage war against their political opponents. And there is another reason we know the Syrians and Russians never intended to implement the ceasefire: they planned for it. Over the past two weeks, the Russian and Syrian regimes have been busy labelling every opposition group in eastern Ghouta a "terrorist group". Why? So they can exploit a provision in the ceasefire resolution (resolution 2401 (2018)) that allows for military operations against the Islamic State in Iraq and Syria and Al-Qaida. There are terrorists in Syria, but the Russian and Syrian regimes label anyone as terrorists who resist their absolute control. In the eyes of Russia, Iran and Al-Assad, the neighbourhoods of eastern Ghouta are full of terrorists. The hospitals are full of terrorists. The schools are full of terrorists. The Syrian and Russian regimes insist that they are targeting terrorists, but their bombs and artillery continue to fall on hospitals and schools and on innocent civilians. They have deliberately and with premeditation exploited a loophole they negotiated in the ceasefire to continue starving and pummelling hundreds of thousands of innocent Syrian civilians. They have made a mockery of this process and this institution. For the sake of the Syrian people and the integrity of the Council, we must respond and take action. During the negotiations, the United States put all parties on notice that we needed to act if the ceasefire was not honoured. Members of the Security Council agreed. Now that day has come. The ceasefire has failed. The situation of the civilians in eastern Ghouta is dire. The United States is acting. We have drafted a new ceasefire draft resolution that provides no room for evasion. It is simple, straightforward and binding. It will take effect immediately upon adoption by the Council. It contains no counter-terrorism loopholes for Al-Assad, Iran and the Russians to hide behind. And it focuses on the area the Secretary-General has identified and that the world can see holds the greatest urgency for the lives of innocent civilians, that is, Damascus city and eastern Ghouta. If Russia, Iran and Al-Assad cannot agree to stop the bombing in that limited part of Syria for that limited amount of time, they will not agree to anything that is worthwhile. If they will not keep their word once they have agreed to a ceasefire, then how can we trust them? In the end, that is what makes the work of the Council possible: trust. If we cannot count on the members of the Council to honour their agreements, we cannot accomplish anything. If we cannot act when children are dying, we have no business being here. If we cannot save families that have not seen the sun for weeks because they have been hiding underground to escape barrel bombs, then the Security Council is as impotent as its worst critics say it is. Almost a year ago in the aftermath of the Syrian regime sarin gas attack on Khan Shaykhoun, the United States offered a warning to the Council. We said that when the international community consistently fails to act, there are times when States are compelled to take their own action. The Security Council failed to act, and the United States successfully struck the air base from which Al-Assad had launched his chemical attack. We repeat that warning today. We welcome all nations that will work together to finally provide relief for the Syrian people, and we support the United Nations political process that seeks to end the war in Syria. However, we also warn that any nation that is determined to impose its will through chemical attacks and inflicting human suffering, most especially the outlaw Syrian regime, the United States remains prepared to act if we must. It is not the path we prefer, but it is a path we have demonstrated we will take. We are prepared to take it again. 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 9/23 Mr. Allen (United Kingdom): I thank the Secretary-General for his briefing and, through him, may I thank all of those trying to supply the desperately needed humanitarian response on the ground. They are indeed valiant. Sixteen days ago, the Security Council unanimously adopted resolution 2401 (2018). We did so because we and the world were sickened by the slaughter of innocents in Syria, particularly in eastern Ghouta. Russia used every tactic in its playbook to weaken the resolution and buy time for its ally, the Al-Assad regime, to bomb indiscriminately. But when it raises its hand in support, we hope that Russia and its clients would keep their word and implement the resolution. Sadly, as the Secretary-General's briefing has made clear, our resolution has not been implemented. What has happened? First, has there been a ceasefire? No. The violence continues and civilian deaths continue to rise. In those 16 days, 607 people have reportedly been killed, including 99 children and 79 women. The opposition armed groups committed to implementing resolution 2401 (2018) in full, but the Al-Assad regime's air strikes continue. Despite voting for a ceasefire, between 24 and 28 February, Russian military aircraft conducted 20 bombing missions in eastern Ghouta and Damascus every day. Russia has failed to confirm that it is only conducting air strikes against groups that are listed as terrorist groups by the Council. During the so-called daily humanitarian pause, over 56 air strikes hit eastern Ghouta between 27 February and 7 March, including at least six air strikes by Russian aircraft, according to monitors on the ground. Let us recall that only last year Russia declared the whole area to be a de-escalation zone. It has claimed that its bombardments are about fighting terrorists. That is manifestly not the case. There is one terrorist group recognized by the Security Council in eastern Ghouta, which accounts for less than not even 1 per cent of the population of the enclave. The other fighters are members of the opposition armed groups, which Russia has itself invited to the Astana meetings. Those groups have written stating their readiness to expel Al-Nusra Front from the enclave. Instead, Russia bombs them, undermining the political process that it is a part of. We are pleased that the members of the High Negotiations Committee of the Syrian opposition will be able to discuss the situation in Syria with Council members later today. I repeat my consistent condemnation of attacks against Damascus. What about our resolution's second demand, that is, safe, unimpeded and sustained access for humanitarian convoys, including medical and surgical supplies? Only one convoy has been able to enter besieged eastern Ghouta in the past 16 days, in two movements following shelling. They delivered supplies for 27,500 people — a fraction of the 400,000 civilians besieged in eastern Ghouta. What is stopping the aid from getting to the people that so desperately need it? Again, it is the regime. The ongoing violence that it perpetrates is an important factor, and its failure to grant access is another. On 5 March, the regime removed nearly 70 per cent of the medical supplies from a humanitarian convoy destined for 90,000 people. That happened at a time when the Office for the Coordination of Humanitarian Affairs is warning that malnutrition and disease are so prevalent that people will soon die from hunger and sickness even more than from air strikes. Finally, have there been any medical evacuations for the approximately 1,000 people who need them? Not a single one. Again, it is the regime that will not permit its civilians to reach urgently needed medical care. Some may point to an aid convoy or an announced pause in air strikes as a sign of improvement, and claim that those actions implement the resolution. They do not. Our resolution was clear: a ceasefire without delay, humanitarian access and medical evacuations. None have happened. Instead, the truth is that the regime will continue to pound eastern Ghouta until it has a complete military victory there, and Russia will continue to protect its ally, whatever the cost to the people of Syria and its own reputation. As we sit here, watching Al-Assad inscribing eastern Ghouta, again, on the roll call of atrocities and war crimes that he has committed over the eight years of the bloody conflict, let me say clearly that there will be future accountability for those crimes, and Russia's role, bombing alongside him and protecting him from accountability, will never be forgotten. There is still time. If Russia is able to announce a five-hour ceasefire, it can announce a full ceasefire. If it can get one aid convoy through, it can get more through. I urge Russia to give its unconditional support to resolution 2401 (2018) and a ceasefire to enable the delivery of humanitarian S/PV.8201 The situation in the Middle East 12/03/2018 10/23 18-06756 assistance, respect international humanitarian law and protect civilians. Mr. Delattre (France) (spoke in French): I would first like to thank the Secretary-General for his strong and particularly enlightening briefing, as well as for his personal commitment, in addition to that of the staff of the Secretariat and Mr. Staffan de Mistura, to spare no effort in implementing resolution 2401 (2018). Allow me, on behalf of France, to especially commend the United Nations teams and all the humanitarian actors working under extremely difficult conditions in Syria. Two weeks ago, we unanimously adopted a text calling for an immediate cessation of hostilities of at least 30 days, sustained and unimpeded humanitarian access and medical evacuations in Syria. I would remind those present that those demands apply to the whole of Syria and all parties. We negotiated the text together for several weeks and, I repeat, unanimously adopted it. Each member of the Council around this table has therefore endorsed the content by deciding to assume responsibility. That responsibility fell particularly on Russia, as a permanent member that voted for resolution 2401 (2018), sponsor of the Astana talks and a Power engaged in the Syrian situation, as it claims to be. We had agreed to a clause to meet 15 days later to review its implementation. The Secretary-General has just provided us with a very clear picture of that. Since 24 February, civilian casualties have continued to climb into the hundreds every week. The regime is pursuing, in defiance of its people and the Council, an air and land offensive that it has never intended to halt, with the support of Russia and Iran. However, let us not be deceived that civilians are not the "collateral victims" of those military operations. Rather, they are themselves being targeted by the regime, deliberately and methodically to starve and rape, destroy their health centres, kill and sow terror and death. The hell on Earth experienced by eastern Ghouta is not just the effect of the regime's policy; it is the very purpose of the regime's murderous madness, with its daily tally of war crimes and crimes against humanity, for which the regime will have to answer. Let us call a spade a spade: Who can stop the Syrian regime? Everyone knows that, apart from a military operation, it is Russia that is in the best position to do so today. It is therefore legitimate that today, more than ever before, everyone looks expectantly towards Russia, which has so far been unwilling, or unable, to exert sufficient pressure on the regime. Two weeks after the adoption of resolution 2401 (2018), we are here in the Chamber to face the facts. First, what has happened since the adoption of resolution 2401 (2018)? In the light of the inexorable worsening of the humanitarian situation in eastern Ghouta, the Security Council has rallied around a cessation of hostilities and made every effort to seek consensus, and finally did reach consensus on 24 February. We knew then, and we said so, that this result was only a precondition, and that the longest and most difficult part of the path towards a humanitarian truce was still before us. However, every day since 24 February the fighting has continued. In the days that followed, despite Russia's unilateral announcement of a daily five-hour truce — well below what resolution 2401 (2018) requires — the intensity of the fighting has increased. Since resolution 2401 (2018) was adopted, there has not been a single day when eastern Ghouta, an enclave that has been starved and besieged for months, has not been bombed by the regime and its supporters. The fight against terrorism — and this cannot be repeated enough — cannot be used as a pretext for such a bloodbath of civilians or for such contempt for international humanitarian law. Eastern Ghouta is now a textbook case of war crimes, and even of crimes against humanity. It cannot be ignored: the Syrian regime, with the support of Russia and Iran, is engaged in a war of total submission against its people. Violations of the ceasefire by the Damascus regime, with the support of Russia and Iran, have been massive and ongoing, and I would like to thank the Secretary-General for clearly exposing those violations. Let me briefly review some of these violations. Between 24 and 27 February, 72 attacks by the Syrian regime and its Russian and Iranian allies, from more than 14 locations, were reported. Between 24 and 28 February, Russian military aircraft carried out no fewer than 20 bombing missions in Damascus and eastern Ghouta. Between 27 February and 2 March, field observers documented at least 25 air strikes by the regime and Russia during the five-hour humanitarian breaks declared by Moscow. Since 18 February, more than 29 hospital have been hit, and few health facilities are still in operation. On 8 March, a health care facility in Mesraba was completely destroyed by bombardments. According to the Syrian Observatory for Human Rights, as of 11 March, 607 people, including 99 children and 79 women, had been killed since the adoption of resolution 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 11/23 2401 (2018). I would repeat: 607 people have been killed. In addition to the dead, there are many injured persons, arbitrary detentions, enforced disappearances, rapes and many other intolerable violations of human rights and international humanitarian law. Finally, further credible allegations of the use of chemical weapons have been made since the adoption of resolution 2401 (2018). As the highest French authorities have pointed out, France will brook no compromise when it comes to the use of those abject weapons. The humanitarian needs are immense, yet the regime deliberately continues to block the entry of aid, despite the presence of Russian soldiers at the crossing points, as what happened to the convoy on 5 March shows. Indeed, the population continues to be deprived of relief and of any possibility of medical evacuation, even if more than 1,000 people need it. Still, we cannot give up. On behalf of France, I would like to make a new and urgent appeal to those who can make a difference on the ground, starting with Russia. France is not posing; it is taking action. My country has been and remains one of the countries most committed to the implementation of resolution 2401 (2018). Right after the resolution's adoption, France stepped up its contacts and efforts at the highest level so as to contribute to the resolution's swift implementation, so that the Astana guarantors would assume their responsibilities and so that the commitments made collectively would be respected. President Macron has met with Presidents Putin, Erdoğan and Rouhani, as well as with the Secretary-General on several occasions. Foreign Minister Jean-Yves Le Drian visited Moscow and then Tehran. To Russia, we proposed concrete measures for implementing resolution 2401 (2018). Although our efforts aimed at reaching out have been ignored, we stand by our proposals. Let us not deceive ourselves: without an immediate implementation of resolution 2401 (2018), the worst is yet to come. After the regime has conquered the rural zones of eastern Ghouta, the worst would be a conquest — street by street, house by house — in a torrent of fire, for the urban zones of the region, which are by definition the most densely populated areas. It is of the highest urgency, therefore, for us to come together to ensure that the resolution is fully implemented before the street battles promised by the regime's military planners begin. I would like to highlight three essential elements in that regard. The first is implementing a monitoring system to ensure maximum pressure on the parties. The main reason resolution 2401 (2018) has not been not implemented is that the Syrian regime has been engaged in its murderous folly and the regime's supporters have been unable or unwilling to stop it and prevent a worsening of the humanitarian situation. But the failure to implement resolution 2401 (2018) is also the result of our not being able to put in place a sufficiently targeted follow-up mechanism to the resolution in the Council. This must be our priority, and I am convinced that it is our only chance to compel the Syrian regime to comply with its international obligations. France therefore calls for appropriate decisions to be taken in the coming days. It is essential and urgent that humanitarian convoys reach eastern Ghouta in adequate security conditions and carry out their delivery of aid, and that medical evacuations be allowed. For that to happen, the truce must be sustainable and flexible in order to take into account delays in the delivery, discharge and distribution of aid. Medical authorizations must not only be delivered in an expedited manner; they must also come with all the security guarantees needed by patients, their families and the humanitarian actors who assist them. Indeed, the protection due them under international humanitarian law must be unconditionally guaranteed. The second element I would like to highlight is the departure of terrorist fighters from Ghouta as proposed by armed groups. In their letter to the Security Council, the three armed groups in eastern Ghouta, upon the adoption of resolution 2401 (2018), indicated their commitment to upholding the resolution, made concrete proposals for a comprehensive cessation of hostilities and committed themselves to taking combatant members of their groups out of Ghouta. The United Nations offered its assistance in those exchanges and carried out important work along those lines, to which the Secretary General just referred. I call on Russia today to conclude and implement the relevant agreements without delay. This is one of the keys to implementing the resolution. The third element is political negotiation. A lasting cessation of hostilities in Syria requires a political process consistent with the terms of resolution 2254 (2015), our shared road map for ending the conflict. Staffan de Mistura has our full support in bringing this mission to a successful conclusion and swiftly convening negotiations in Geneva, which is the only legitimate forum for a credible solution. In order to S/PV.8201 The situation in the Middle East 12/03/2018 12/23 18-06756 achieve results, United Nations mediation requires that necessary pressure be exerted on the parties. We therefore call once again on Russia, as well as Iran, to fulfil their responsibilities, as we are fulfilling our own. Collectively we have the capacity, if we so wish, to stop the endless descent into the abyss that characterizes the Syrian tragedy, and finally create a real political dynamic. On behalf of France, I therefore call once again for all members of the Council to finally rally their words and action in the service of this shared objective, which matches to our interests and responsibilities. It is never too late to save lives, and it is our responsibility — if we accept it — to end the tragedy of Syria, on which our generation, and the credibility of the Security Council, will be judged. Mr. Nebenzia (Russian Federation) (spoke in Russian): We would like to thank the Secretary-General for his briefing and his detailed information on what we asked for. We particularly appreciated his words when he said that there should be only one agenda for all of us — ending this crisis. Russia supported the Security Council's adoption of resolution 2401 (2018), guided by the priority of improving the humanitarian situation in various parts of Syria. We not only believe that its effective implementation is extremely important, we have also proposed concrete ways of achieving that, something that was discussed in today's briefing. And that is unlike various capitals whose representatives have settled comfortably for doing nothing while vilifying the Syrian regime, as they call it, and making endless accusations about Russia. In out last meeting on the subject (see S/PV.8188), I promised to count the number of times that Ambassador Haley mentioned Russia in the next meeting. The answer is 22. France came second, with 16 mentions, and the United Kingdom was third, with 12. This matters not just for the record but for the context in which it occurs. What is going on is a political policy, and it does not have to do merely — indeed, not much at all — with concern for Syrians' humanitarian needs. It is important that everyone understands that resolution 2401 (2018) is not about an immediate ceasefire, which is a utopian notion, but a preliminary agreement between the parties as a condition for achieving sustainable de-escalation in all the contested areas of Syria, not just eastern Ghouta. That is the only realistic way. The resolution contains an unequivocal demand in that regard, and we are trying to make that happen. The Council has heard about that today and will hear more. The authorities in Damascus have expressed their satisfaction with the resolution and their willingness to implement its provisions. However, they have also rightly demanded an immediate cessation of attacks on the capital and of all infringements on Syria's sovereignty and territorial integrity. The counter-terrorist operation that the Syrian armed forces are conducting does not contradict resolution 2401 (2018). The Government of Syria has every right to work to end threats to its citizens' security. The Damascus suburbs cannot continue to be a breeding ground for terrorists. It is the terrorists' persistent attempts to disrupt the ceasefire that serve to maintain the tensions in Syria, and of course the most problematic area is in eastern Ghouta. The July 2017 Cairo agreements on the eastern Ghouta de-escalation zone gave the militants a chance to be included in the political settlement. They did not take advantage of it and have still not dissociated themselves from the terrorists. Even now the groups' activities are coordinated from the joint headquarters run by Jabhat Al-Nusra. We have reliable information that they are in active radio contact, discussing plans for shelling the humanitarian corridors, among other things. Why are they only now talking about being willing to drive Al-Nusra's members out of eastern Ghouta? And why are we the only ones asking that question? We have answered it a number of times ourselves when we have spoken about suspicions that Al-Nusra is being preserved for particular political purposes, in this case to maintain a dangerous hotbed of armed resistance in the immediate vicinity of Syria's capital. Even now they continue to lull us with fairy stories about how few terrorists there are in eastern Ghouta. And who is going to monitor the armed groups' implementation of the resolution? Who will be responsible for that? Just please do not keep saying the so-called regime, and Russia, and Iran. Such ideological attitudes are simply not serious in the context of the professional discussions that we conduct in the Security Council. What responsibility will the members of the Council take for the implementation of the resolution? How will they implement it? How will they influence the militias they support? 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 13/23 Following the adoption of resolution 2401 (2018), with Russia's participation, daily five-hour humanitarian pauses were established and the Muhayam-Al-Wafedin checkpoint was opened for use by both civilians and militants with families. They were guaranteed security, transportation and protection along the entire route. The Syrian authorities then opened another checkpoint, Jisreen-Mleha, in the southern area of eastern Ghouta. Medical posts have been set up, distribution points organized for hot meals, buses are standing by. However, the insurgents continued to subject the central areas of Damascus and its outskirts to massive shelling. Dozens of mines have been laid for days, resulting in deaths and injuries as well as major damage. Since the day the resolution was adopted more than 100 people have died, and many more been injured, as a result of the shelling in the capital. The Tishrin and Al-Biruni hospitals and a medical centre in Al-Rihan have been hit more than once. These are real hospitals, not the militants' field offices that are frequently disguised as hospitals. They are making active use of snipers. We know this for a fact. It is a tragedy when any civilians die during an armed conflict. But my delegation has always been interested in the origin of the statistical information being used in the United Nations. In a highly politicized situation this subject is extremely important. Frequent assessments are pronounced about civilian losses in eastern Ghouta. We hope that future reports will be required to indicate where their data is from, how reliable it is and who exactly is meant by "reliable sources on the ground". Every day that has passed, the extremists have forbidden civilians to leave the areas they have blocked and have severely suppressed attempts to resist arbitrary action, including through exemplary executions. We have reliable information about that too. Strikes on corridors and exit checkpoints are constant, including during the humanitarian pauses. On 9 March a convoy of refugees was shelled, once again disrupting an evacuation. Tunnels are being used for attacks on the Syrian army, and the exits from underground installations are located in neighbourhoods where there are public institutions, mainly mosques, hospitals and markets. They have inflated food prices and at the same time have been taking away the people's food, water, medicines and mobile phones. They are setting up firing positions in residential buildings and using people as human shields. They are laying mines in neighbourhoods that are adjacent to the line of contact. They are conducting searches and confiscating permit papers distributed by Government forces. The residents are trying to resist this repression, organizing spontaneous rallies and clashing with the militias. On 1 March, in north-eastern Douma, Al-Nusra terrorists shot four people who participated in such a demonstration. Today there was a major protest in Kafr Batna. The first major exodus of civilians took place on the night of 11 March, when 52 people, 26 of them children, left the village of Misraba with the assistance of the Russian Centre for the Reconciliation of Opposing Sides and the Syrian army. There are also militants who want to leave eastern Ghouta, but their field commanders threaten potential defectors with reprisals. For the first time, on 9 March, after long and tense negotiations, with the participation of officers from the Russian Centre for Reconciliation, 13 militants were evacuated from the enclave through the humanitarian corridor at their own request. Talks have been held with Jaysh Al-Islam on reaching an agreement on the withdrawal of a second group of fighters. A meeting was also held with the leaders of Faylaq Al-Rahman, at which it was demanded that they dissociate themselves from Jabhat Al-Nusra immediately. However, according to information received, the militants of the group decided to continue their armed resistance, forcibly recruiting ordinary citizens into their ranks. To turn to the subject of the humanitarian convoy entering Douma on 5 March, the convoy received comprehensive support from the Syrian Government and the Russian military. A humanitarian corridor was established, security ensured for its passage and the situation was monitored. However, there was a great deal of evidence of disorganized activity on the part of the humanitarian actors. According to our information, United Nations staff needlessly delayed the convoy operations, creating real security risks. While the convoy was being put together, they attempted to load it with undeclared medical supplies — and the fact that not all of them were declared was mentioned today — and wasted around two hours in a meeting with the leaders of the so-called local councils. They spread unreliable information about aerial strikes in the trucks' unloading area, and today some delegations seized on that joyfully, although what actually occurred was one instance of mortar fire from the armed groups' positions. They did not respond to local residents' S/PV.8201 The situation in the Middle East 12/03/2018 14/23 18-06756 request to help them leave the enclave. Nonetheless, 13 people, five of them children, were evacuated. Afterwards, it was curious to read a report that one of Ahrar Al-Sham's field commanders had, in a tone of irony, expressed his appreciation for the humanitarian pause on 5 March, which enabled the militias to regroup, recover their strength and a number of lost positions and prepare ambushes for the Syrian military. A 9 March action was successfully carried out with the Russian military providing a truck convoy with safe conduct. However, the scope of resolution 2401 (2018) is not limited to eastern Ghouta. We should note that in the past two weeks, the terrorists of Al-Nusra and associated militia groups have repeatedly shelled villages in Hamah province. As a result of new strikes there are been deaths and injuries in blockaded Fo'ah and Kafraya in Idlib. Armed clashes between illegal groups in that province have led to threats of a number of medical facilities being closed. Al-Nusra has become more active in the southern de-escalation zone, which could be related to the fact that they continue to be supplied with weapons from outside. The situation in Afrin remains very difficult. The Syrian authorities have given permission for humanitarian aid to be delivered to the residents of Rukban camp, in the area illegally held by the Americans around the Al-Tanf military base. We would like to know what the United Nations is doing about that. Needless to say, we assume that the distribution of humanitarian assistance will be undertaken by a trustworthy entity such as the International Committee of the Red Cross or the Syrian Arab Red Crescent. We are also awaiting the speedy dispatch of a United Nations humanitarian needs assessment mission to Raqqa, which was bombed out by the coalition. There should be no pointless delays with this, so I would like to ask the United Nations when that mission will take place. We understand very well the unspoken motives for the current disinformation campaign, whose aim is to create a public perception that the Syrian authorities use toxic substances. In fact, both we and the Syrians have well-founded fears that provocations are being planned with the aim of accusing the Syrian authorities of carrying out chemical attacks. According to information received, Al-Nusra used a chlorine-based substance in eastern Ghouta on 5 March, affecting more than 30 local residents. This is all being done in order to prepare the ground for unilateral acts of force against sovereign Syria. We heard hints of that in the statements made by some delegations today. Essentially, steps are being considered that could deliver yet another heavy blow to regional stability. Meanwhile, on territory formerly controlled by illegal armed groups, there have been more new discoveries of stores of chemicals, but the relevant bodies of the Organization for the Prohibition of Chemical Weapons have been very slow to react to the appeals of the Syrian authorities. Russia will continue its efforts to implement resolution 2401 (2018), but we demand that some of our colleagues do their part and exert genuine pressure on the groups that they support or sponsor, instead of constantly calling on Russia and creating the false impression that the resolution applies only to us. In conclusion, I would like to say that this afternoon four Security Council will be holding an unofficial Arria Formula meeting with the declared intention of making opposition voices heard on the humanitarian issue in Syria. This is going to be widely covered in the media. First and foremost, we want to point out the fact that is unacceptable to use United Nations resources for politicized purposes, and that is certainly not what Arria Formula meetings were conceived for. This event conceals the desire of its organizers to exert informational pressure on the Syrian Government and those who are helping it fight terrorism. In our view, to get the full picture, it would not be a bad idea to listen to the residents of Raqqa and Rukban camp, not to mention eastern Ghouta, where there are quite a few people who would be glad of the opportunity to appeal for their deliverance from the presence of extremists. Mr. Ma Zhaoxu (China) (spoke in Chinese): I should like at the outset to thank Secretary-General António Guterres for his briefing. China appreciates the positive efforts made by the United Nations and the Secretary- General to alleviate the humanitarian situation in the Syrian regions affected. China sympathizes with the suffering of the Syrian people and has consistently been working hard to help them. Last month we channelled assistance through the International Committee of the Red Cross, sending water, food, medical services and shelter to internally displaced persons in Syria. We are extremely concerned at the fact that the people of Syria are suffering from the conflict. No act 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 15/23 of violence against innocent civilians can be tolerated. This situation must end. On 24 February, the members of the Security Council, leaving aside their differences, unanimously adopted resolution 2401 (2018). This upheld the unity of the Council and provided a rare opportunity for a ceasefire, halting the violence and easing the suffering of the Syrian people. After the resolution was adopted, we saw that United Nations humanitarian relief convoys had overcome difficulties of all kinds and entered eastern Ghouta, delivering much-needed assistance to the people there. With Russia announcing the implementation of the temporary ceasefire, a humanitarian corridor was opened for the Syrian people. We saw that some civilians, including children, had already entered the safe area through the humanitarian corridor and received relief and assistance. It has also come to our attention that the parties to the conflict continue to attack each other and that owing to the shelling the humanitarian corridor has not been able to serve its full purpose. We urge all parties concerned to make joint efforts, exert their influence and ensure that resolution 2401 (2018) is effectively and earnestly implemented. All members of the Security Council should maintain their unity and jointly stay on track to find a political solution to the Syrian issue, support the early resumption of the Geneva peace talks and urge all parties in Syria to achieve a solution acceptable to all as soon as possible, through a Syrian-led and Syrian-owned political process, in order to ease the suffering of the Syrian people. China will continue to make unremitting efforts to that end. Mr. Umarov (Kazakhstan): I join others in thanking Secretary-General António Guterres for his briefing. We welcome the efforts of the United Nations, its system and the International Committee of the Red Cross to render immediate life-saving services, conduct hundreds of medical evacuations and send convoys to the besieged and hard-to-reach areas, especially eastern Ghouta, despite the potential danger to the lives of their personnel. We therefore urge the members of the Security Council to assist the Office for the Coordination of Humanitarian Affairs in operationalizing those emergency programmes and to ensure the protection of medical and humanitarian workers. Likewise, we also urge the parties to support United Nations structures in fulfilling their mandates. We echo the United Nations calls to all parties to facilitate unconditional, unimpeded and sustained access to all people in need throughout the country and to take the necessary measures to protect civilians and civilian infrastructure, including schools and medical facilities, as required by international law and human rights standards. Kazakhstan considers that it is equally important to further promote the Syrian settlement and believes that the Astana process has great potential for guiding intra-Syrian talks towards long-term peace. In that context, we propose that all sides, including stakeholders, provide all-round assistance, making use of the positive developments to improve the humanitarian situation on the ground. Astana continues to support resolution 2254 (2015), as it always has, and repeatedly calls on the International Syria Support Group and other countries to help the conflicting parties to implement the measures stipulated in the Geneva communiqué (S/2012/522, annex) and the Vienna statements. We express concern over the existing difficulties in Syria, which seriously impede the implementation of resolution 2401 (2018), and we call on the international community to influence the conflicting parties to cooperate with the United Nations. The only way to truly resolve the crisis is through negotiations, predicated on mutual trust and understanding, together with confidence-building measures. In practical terms, we are convinced that expelling terrorist groups from eastern Ghouta may calm the situation in that sector. Let us be frank: removing the Al-Nusra Front and other affiliated terrorist groups from the area, as stated in a letter from three parties, must be pursued in order to end hostilities. The implementation of resolution 2401 (2018) is a collective responsibility, with each Council member playing a significant role. Finally, Kazakhstan supports solutions in Syria on the basis of resolution 2254 (2015) and the Geneva communiqué, as well as the agreements on the de-escalation zones reached during the Astana process. Mr. Meza-Cuadra (Peru) (spoke in Spanish): We would like to thank you, Mr. President, for having convened this meeting and to welcome the presence of Secretary-General António Guterres, who reminded us of the responsibilities of the international community, S/PV.8201 The situation in the Middle East 12/03/2018 16/23 18-06756 in particular the Council, given the serious and terrible developments in Syria. Peru follows with great concern the humanitarian situation in that country. We must express our sorrow and solidarity to the victims of the conflict, most of whom are children. We deeply regret that, two weeks after the ceasefire was unanimously adopted by the Council through resolution 2401 (2018), there has not been sufficient progress in its implementation. As the Secretary-General noted, a sustained cessation of hostilities has not materialized. The conflict continues to claim civilian victims. The much-needed humanitarian assistance has been provided in a very limited way. International law and international humanitarian law continue to be violated with impunity. The bleak outlook requires us to redouble our efforts. The Security Council must remain united in its responsibility to protect the Syrian population by promoting all actions conducive to ensuring the full and immediate implementation of resolution 2401 (2018). The responsibility to act is clearly greater for the countries with the greatest capacity for influence in the field, in particular the guarantors of the de-escalation zones agreed in Astana. The situation is particularly serious in eastern Ghouta, where, among other emergencies, more than 1,000 people need to be evacuated for medical reasons. It is also serious in Idlib, Afrin, Rukban and Raqqa, among other places. We need to remember that the ceasefire must cover the entire Syrian territory and allow humanitarian assistance in a sustained, safe and unhindered way. The Syrian Government must comply with the ceasefire immediately and fulfil its responsibility to protect the population and its obligation to cooperate with the implementation of resolution 2401 (2018). The fight against terrorism cannot be used as an excuse to violate human rights and international humanitarian law. Peru supports the proposal of Special Envoy Staffan de Mistura to promote dialogue with the opposition groups that have expressed their willingness to comply with the ceasefire and to expel members of terrorist organizations linked to the Al-Nusra Front from eastern Ghouta. Peru remains committed to achieving a political solution to the conflict that ends the ongoing humanitarian disaster, ensures accountability for the atrocious crimes committed in that country, including the use of chemical weapons, supports regional stability and achieves sustainable peace in Syria. We would like to conclude by expressing our support for the Secretary-General in his call for the immediate implementation of resolution 2401 (2018) and for his tireless efforts and those of his team on the ground. We also wish to highlight the professionalism, the courage and the sense of duty of the United Nations humanitarian personnel and of the humanitarian agencies such as the International Committee of the Red Cross and the Syrian Arab Red Crescent, among others deployed in Syria. Mr. Ndong Mba (Equatorial Guinea) (spoke in Spanish): At the outset, I would like to express my gratitude to Secretary-General António Guterres for his informative briefing. I also thank him for his leadership and all his support, in particular his tremendous efforts, as well as those of his Special Envoy, Mr. Staffan de Mistura, and of the entire United Nations team, to achieve the full implementation of resolution 2401 (2018) and a definitive resolution of the Syrian conflict. Today's meeting should be another milestone in the international response to the humanitarian crisis prevailing in Syria. However, unfortunately, that is not the case. As the Secretary-General underscored in his briefing, in recent weeks, the parties involved at all levels have intensified their fighting in eastern Ghouta despite the humanitarian ceasefire agreed through the unanimous adoption of resolution 2401 (2018) exactly 16 days ago. Nevertheless, we welcome with satisfaction reports that the United Nations and Syrian Arab Red Crescent convoy was finally able to reach eastern Ghouta last Friday to complete the delivery of food that could not be unloaded on 5 March for security reasons. However, the delivery of all necessary humanitarian supplies, including the medical and health-care supplies that were seized in the first attempt by convoys to the besieged areas, continues to be urgent and must be carried out without delay. We also welcome the news that the Secretary- General has just provided to us with regard to some improvements in the situation on the ground in eastern Ghouta. We hope that today's meeting will lead to greater improvement or a definitive resolution of the situation in that part of Syria. 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 17/23 We read the letter dated 9 March that the co-penholders — France, the United Kingdom and the United States — addressed to the Secretary-General and the Council. We have also read very carefully the many letters that the Syrian Government has addressed to the members of the Security Council through its Permanent Representative. Basically, we note in those letters the repeated mutual accusations that have been a characteristic of this long conflict since its beginning. We are talking about a 30-day ceasefire, and time is gradually running out. We have had enough of mutual recrimination. The only collective task that we should focus on is finding a coherent peace mechanism to stop this endless and heinous war. The Republic of Equatorial Guinea remains deeply concerned about the developments in the situation in Syria. We reiterate the urgent need for Council members who have influence over the national parties to the conflict to redouble their diplomatic initiatives with a view to reaching a common understanding on how to find a political solution to the tragic crisis in Syria, the effects of which are a threat to the region and the international community, in particular because of the humanitarian implications posed by the millions of Syrians who are currently being displaced within the country or seeking asylum and because of the security risks caused by the expansion of Da'esh, the Al-Nusra Front and other terrorist entities. We also express our deep indignation at the continuing fighting in the province of Idlib, which, for seven consecutive days, has been subject to attacks and rocket fire from Islamic factions in areas of the cities of Kafraya and Fo'ah. Those events, like many others, demonstrate the need for a common front that will expel from Syria the Islamic State, Al-Qaida, the Al-Nusra Front and all other associated entities that threaten peace and security in the region. In conclusion, the Republic of Equatorial Guinea calls on the guarantors of the Astana process — Russia, Iran and Turkey — to ensure that the rounds of negotiations to be held on 15 and 16 March — to which the Special Envoy of the United Nations for Syria, Mr. Staffan de Mistura, was invited — serve not only to plan future actions and strategies, but also to give genuine impetus to finding a solution to the Syrian crisis once and for all. During my statement after the adoption of resolution 2401 (2018), I said that we had partially spared ourselves from embarrassment (see S/PV.8188). However, since 16 days have passed since the adoption of the resolution without it being implemented. I think we remain completely shamed. Ms. Wronecka (Poland): Let me thank the Secretary­General for his comprehensive, but again very worrying and alarming, update. Like many around this table, we share a sense of urgency, especially following the adoption of resolution 2401 (2018). We also see how difficult it is to implement resolution 2401 (2018) on the ground. Small steps, such as sending an aid convoy to eastern Ghouta last Monday, are still mere drops in the ocean of people's needs. Even with a unanimously adopted resolution, we are still lacking any substantial change on the ground and the fighting is far from being over. We therefore call for the implementation of resolution 2401 (2018). We understand that the solution is not entirely in our hands, but still we should try to do our utmost to find possible ways to ensure that the life-saving aid convoys might reach those in need and medical evacuations might begin. Unfortunately, the situation in eastern Ghouta, but also in Idlib and Aleppo provinces, does not allow the suffering of ordinary Syrians to be alleviated. Let me once again stress our full support for the Secretary-General, as well as his Special Envoy Staffan de Mistura, in finding a political solution to the Syrian crisis. A political solution to the conflict remains the only viable way to end the suffering of Syrian people. Let me also underline that the role of the Security Council remains crucial, but it is up to the Syrian people to decide their own future. We agree that fighting against terrorist groups designated as such by the Security Council is crucial, but, at the same time, such designations cannot justify the attacks on innocent civilians and civilian infrastructure, including health facilities. Those attacks must stop and parties to the conflict must strictly comply with their obligations under international humanitarian law. In that context, let me once again strongly underline that any response to violence should be proportionate. We need full compliance with the ceasefire agreed in resolution 2401 (2018). The Russian proposal for a daily five-hour pause is simply not enough to allow humanitarian workers to deliver aid and to evacuate those who cannot be treated on the ground. The international community, and especially the Council, S/PV.8201 The situation in the Middle East 12/03/2018 18/23 18-06756 bear a huge responsibility to protect civilians. Allow me to share a couple of concrete ideas, which I hope will be useful, on how to improve the situation on the ground. As the Security Council, we should demand United Nations access in order to monitor designated de-escalation zones to ensure the well-being of civilians. All States Members of the United Nations should fully cooperate with the International, Impartial and Independent Mechanism set up last year and facilitate its work. Parties engaged in the conflict must cease enabling the crimes on the ground and withhold all their support to armed groups that target civilians. Parties conducting air strikes against terrorist groups must ensure that all necessary precautionary measures are taken into consideration in order to avoid civilian casualties and that all military operations are fully consistent with international law. All potential violations, including possible war crimes, must be investigated, and the perpetrators must be held accountable. In conclusion, let me underline that, from our perspective, we in New York sometimes lack feedback on our actions. With regard to actions taken at Headquarters, it is for the Syrian people themselves to tell us what would be the most effective way to support them. Mr. Tanoh-Boutchoue (Côte d'Ivoire) (spoke in French): My delegation thanks the Secretary-General for his briefing on the implementation of resolution 2401 (2018), on the humanitarian situation in Syria. Two weeks after its unanimous adoption by members of the Security Council, resolution 2401 (2018), which had inspired a great deal of hope, has not been implemented as planned, much to our regret. The requirement of an immediate cessation of hostilities for a period of at least 30 days, provided for by resolution 2401 (2018), to enable the safe and unimpeded delivery of humanitarian aid and services and medical evacuation of the critically sick and wounded, in accordance with applicable international humanitarian law, has not yet gone into effect. The humanitarian and security situation remains worrisome because it is impossible for humanitarian convoys that endure indiscriminate attacks and bombings perpetrated by various hostile groups to reach besieged areas. In addition, attacks are carried out against medical and humanitarian personnel and health-care infrastructure. According to the World Health Organization, such attacks are on the rise. The deterioration of the humanitarian situation within Syria's borders due to increased fighting makes for dangerous living conditions for thousands of internally displaced persons and obliterates the hope of restoring security and dignity to millions of refugees in neighbouring countries living in extremely difficult conditions. Given the dire situation, Côte d'Ivoire hopes that the second international conference on supporting the future of Syria and the region, to be held in Brussels on 24 and 25 April at the initiative of the European Union, will result in pledges of increased humanitarian aid and development support. In accordance with the provisions of resolution 2401 (2018), Côte d'Ivoire again calls for the immediate cessation of hostilities in order to enable the safe, sustained and unimpeded access of humanitarian convoys delivering basic necessities to hundreds of people in dire need in eastern Ghouta and other areas of the country. My delegation welcomes reports that, for a few days, the International Committee of the Red Cross and the Syrian Arab Red Crescent was able once again to enter the city of Douma in eastern Ghouta to deliver the aid necessary, including food and non-food items. My delegation encourages all Syrian stakeholders to create conditions that would allow the United Nations to make scheduled deliveries in eastern Ghouta, throughout the entire country and on Syrian borders. Côte d'Ivoire reiterates its belief that the humanitarian situation will not improve without significant progress on the political landscape because the two issues are inextricably linked. Therefore, it invites hostile groups and all stakeholders to engage in political dialogue in order to achieve a peaceful solution to the crisis in Syria. In that regard, it welcomes the holding of a meeting in Geneva between the Special Representative of the Secretary-General for Syria, Mr. De Mistura, and the three Astana guarantors — Iran, the Russian Federation and Turkey — with a view to relaunching the Syrian political process. The delegation of Côte d'Ivoire hopes that the next meeting to be held in Astana, at the initiative of the three guarantors of the Astana process, will enable us to reach a lasting ceasefire in Syria and to calmly resume the intra-Syrian peace talks pursuant to resolution 2254 (2015). 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 19/23 Mr. Llorentty Solíz (Plurinational State of Bolivia) (spoke in Spanish): My delegation would like to thank the Secretary-General for his briefing on the implementation of resolution 2401 (2018). Once again we take this opportunity to pay tribute to humanitarian workers who risk their lives daily as they carry out their duties. We join other colleagues in congratulating the Special Representative of the Secretary-General for Syria, Mr. Staffan de Mistura, on his efforts to find a political solution to the serious situation in Syria, which, as the Secretary-General recalled, is in its eighth year. Bolivia deplores the challenges to the implementation of resolution 2401 (2018) that the Secretary-General outlined in his briefing today. We condemn all deliberate attacks on civilians and demand respect for international humanitarian law and international human rights law. We call on the parties involved to focus primarily on protecting hospitals, medical facilities, schools and civilian residences, and the personnel of the various agencies and humanitarian assistance organizations whose employees put their own lives at risk as they carry out their work on the ground. We call on the parties to cooperate and enhance coordination efforts with the Office for the Coordination of Humanitarian Affairs, provide unhindered humanitarian access and allow urgent medical evacuations to be carried out, in particular in besieged and hard-to-reach areas. We call upon the parties to work together to achieve the full implementation of resolution 2401 (2018) throughout Syria as soon as possible and in accordance with agreements reached in the Astana process and on the de-escalation zones. We underscore the importance of unity within the Security Council when implementing resolution 2401 (2018). Such unity must be present if our goal is to fully implement it. We also call on the members of the Council and all parties involved to depoliticize the humanitarian situation in the Syrian Arab Republic and ensure that its actions are in line with international law. We highlight a few forums for dialogue that could assist with reaching consensus on a definitive cessation of hostilities, such as the Syrian National Dialogue Congress in Sochi, whose outcome is geared towards strengthening the political process in Geneva. We hope that that forum will allow for the full implementation of resolution 2401 (2018) as soon as possible. In conclusion, we reiterate that there is no military solution to the crisis. The only solution is through an inclusive political dialogue ordered and led by and for the Syrian people. We extend our best hopes for the outcome of the next meeting to be held in Astana. Mr. Alemu (Ethiopia): We thank the Secretary- General for his comprehensive, up-to-date and very useful briefing on the implementation of resolution 2401 (2018). Two weeks after the adoption of that resolution, the humanitarian situation in Syria continues to cause serious concern. The United Nations and its humanitarian partners have failed to ensure safe, sufficient, unimpeded and sustained humanitarian access for populations in need of life-saving assistance due ongoing fighting, in particular in eastern Ghouta. Nonetheless, we are mindful of the fact that resolution 2401 (2018) applies to all parts of Syria. We note that the Secretary-General did not overlook that aspect of the resolution in his briefing. We had all emphasized the importance of the effective implementation of the resolution in order to make positive changes on the ground and alleviate the humanitarian tragedy in Syria. Given the increasingly complex situation on the ground, we knew that it would not be an easy task. After the Council adopted resolution 2401 (2018), we recognized that the United Nations and its humanitarian partners could deliver aid to eastern Ghouta and other affected areas. No doubt, there remain serious challenges to ensuring the full implementation of the resolution. Although it demands the cessation of hostilities without delay for at least 30 consecutive days throughout Syria, with the immediate engagement of all parties to ensure safe, unimpeded and sustained delivery of humanitarian aid and medical evacuations, there have been ongoing military activities resulting in civilian casualties and the destruction of civilian facilities. Here, one should also not overlook the damage being caused by the shelling of Damascus. Therefore, it is clear that much more remains to be done and all parties should be committed to the full implementation of the resolution. As the United Nations and its humanitarian partners are ready to deliver more aid to all Syrians throughout the country, it is absolutely critical that all the parties provide them safe, unfettered and sustained humanitarian access. In that regard, all those who have influence over the parties S/PV.8201 The situation in the Middle East 12/03/2018 20/23 18-06756 should exert the necessary pressure to contribute to saving lives. It is also imperative to use all existing arrangements to facilitate the implementation of the resolution, particularly the cessation of hostilities. In that connection, we look forward to the Astana meeting, scheduled to take place on 15 and 16 March, which we hope will contribute to the full implementation of the resolution. Finally, as the Secretary-General stated, we are entering into the eighth year since the start of the Syrian crisis. While we look forward to seeing the Syrian people, as a sovereign State, find a comprehensive political solution based on resolution 2254 (2015), the Council also has a responsibility and an indispensable role in resolving the Syrian crisis. Therefore, we hope that the spirit of cooperation and consensus that the Council demonstrated during the adoption of resolution 2401 (2018) will be sustained not only to respond to the humanitarian tragedy, but also to ensure progress in the political track with a view to finding a lasting solution to the crisis. Most importantly, the cooperation of relevant countries that have influence is key. Without those countries, there will be no solution in sight. The President: I will now make a statement in my capacity as representative of the Kingdom of the Netherlands. I would like to thank Secretary-General Guterres for his briefing. Through him, I would also like to thank all United Nations and other humanitarian personnel on the ground. They work under extreme circumstances. Sixteen days ago (see S/PV.8188), the Security Council showed a rare example of unity regarding Syria when it adopted resolution 2401 (2018) . I recall the glimmer of hope that day in the Chamber. All of us agreed that all parties to the Syrian conflict must cease hostilities in order to enable the delivery of humanitarian assistance and the evacuation of the critically sick and wounded. Yet one day after the adoption of resolution 2401 (2018), the Syrian regime, supported by Russia and Iran, launched a most violent ground offensive to conquer the enclave of eastern Ghouta. That offensive came on top of a relentless air campaign that had started one month ago. Resolution 2401 (2018) calls for a cessation of hostilities, without delay. Unfortunately, it is the military offensive that continues without delay. Elsewhere in Syria, including in Idlib and Afrin, violence continues to threaten the civilian population as well. The Council must do everything in its power to advance the full implementation of resolution 2401 (2018). In that regard, I would like to stress the importance of humanitarian aid, the monitoring of the cessation of hostilities and accountability. With regard to my first point, the immediate delivery of humanitarian aid, last week we were deeply shocked to hear reports that medical supplies, including surgical supplies, insulin and even trauma kits, had been removed from convoys by the Syrian regime. Medical supplies save lives and provide relief to the inhumane suffering that too many Syrians are going through. Medical supplies cannot be used as weapons by terrorists. There is no justification for denying medicine and medical supplies to the wounded and sick. The first humanitarian convoy that received authorization from the Syrian regime to deliver aid to eastern Ghouta was not able to fully unload because of resumed fighting. The convoy that arrived last Friday was finally able to deliver aid, including medical supplies, for 27,500 people. However, the Office for the Coordination of Humanitarian Affairs is still waiting for authorization to complete the delivery to Douma for all 70,000 people, as initially approved by the Syrian authorities. We call on all parties to immediately allow sustained and unimpeded access to deliver supplies to people in desperate need of humanitarian assistance. That applies to eastern Ghouta and to all in need throughout the country. On my second point, the cessation of hostilities and the need for monitoring, resolution 2401 (2018) calls for an immediate nationwide cessation of hostilities. A strong monitoring mechanism is needed urgently in order to ensure implementation. We agree with the French proposal in that regard. Since the adoption of resolution 2401 (2018), air strikes have continued, even increased, especially on eastern Ghouta. We hear the Russian Federation say that those strikes are targeted at terrorists. However, we underline once more that the exemption to the ceasefire for attacks directed at United Nations-listed terrorist groups does not provide an excuse to ignore the basic principles of distinction, proportionality and precaution. According to the latest report of the Commission of Inquiry, the siege of eastern Ghouta continues to be characterized by the use of prohibited weapons and attacks against civilian and protected objects, which we condemn in the strongest terms. 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 21/23 We also condemn the shelling of Damascus from eastern Ghouta. We call upon all parties to abide by their obligations under international humanitarian law at all times. Special Envoy Staffan de Mistura should facilitate negotiations between armed opposition groups, the Syrian regime and Russia in order to advance the implementation of resolution 2401 (2018). One concrete and helpful step is to evacuate United Nations-listed terrorist groups from eastern Ghouta. A first evacuation of 13 imprisoned terrorist fighters reportedly took place last Friday. It is crucial that any evacuation of armed fighters take place in a safe and orderly fashion. We call on the United Nations to prepare for putting in place the necessary monitoring mechanisms in that regard. We call on Russia to accept the offer of the Special Envoy to facilitate further evacuation of United Nations-listed terrorist groups from eastern Ghouta. Civilians should never be forced to leave against their will. Forced displacement may constitute a war crime. On my third point, the credibility and accountability of the Council, despite the unanimous adoption of resolution 2401 (2018) we have seen no cessation of hostilities. We have seen no significant improvement in the humanitarian situation on the ground in Syria. This also has a negative impact on the credibility of the Council. It is vital for the functioning of the rules-based international order that decisions of the Council be respected and implemented. As a Council, we have a collective responsibility for the maintenance of international peace and security. However, we should not forget that the responsibility and, indeed, the obligation to execute its decisions lies with individual Member States. The human suffering in Syria, especially in eastern Ghouta, must end now. We need a full cessation of hostilities in all of Syria, including eastern Ghouta, Idlib and Afrin. And we call on the Russian Federation in particular to use its influence and to do its utmost to achieve that, thereby also upholding the Council's credibility. In conclusion, the siege of eastern Ghouta is entering its fifth year. The war in Syria will enter its eighth year later this week, on 15 March, as others have noted. One wonders how the Syrian regime thinks to ever achieve the legitimacy to govern the people it now pounds into submission or death. As the High Commissioner for Human Rights stated during the thirty-seventh session of the Human Rights Council, "what we are seeing in eastern Ghouta are likely war crimes and potentially crimes against humanity". The perpetrators of these crimes must know they are being identified, that dossiers are being built up with a view to their prosecution, and that they will be held accountable for what they have done. We thank the Independent International Commission of Inquiry on the Syrian Arab Republic for its important work to date. We recall the resolution of the Human Rights Council of 5 March, which calls on the Commission to investigate the situation in eastern Ghouta. We call on all Council members to support the referral of the humanitarian catastrophe in Syria to the International Criminal Court. We also urge all States to increase their support for the International, Impartial and Independent Mechanism for the Syrian Arab Republic. For now, however, our common efforts should be directed at securing immediate relief for those millions in Syria in urgent need of humanitarian assistance. For that, we need the cessation of hostilities to be implemented immediately and in a sustained manner. We need a continuous pause in the fighting of 30 days, as demanded by resolution 2401 (2018). If its implementation continues to fail, that will require a response from the Council that goes beyond where we stand now. We thank the Secretary-General for his perseverance and endless efforts to uphold the norms and values of the Charter of the United Nations, international human rights law and international humanitarian law, as well as to promote compliance with resolution 2401 (2018). We call on all Council members to follow his example. I now resume my functions as President of the Council. I wish to again remind all speakers to limit their statements to no more than five minutes in order to enable the Council to carry out its work expeditiously. I now give the floor to the representative of the Syrian Arab Republic. Mr. Ja'afari (Syrian Arab Republic) (spoke in Arabic): I will not begin by commenting on the procedural point that you have raised, Mr. President, but rather I will focus on the essential issues that S/PV.8201 The situation in the Middle East 12/03/2018 22/23 18-06756 are supposed to be of interest to the members of the Security Council. I welcome the Secretary-General and note the statement at the outset of his briefing that the Secretariat does not have all the necessary information to carefully access the situation on the ground because the United Nations does not have a presence in all areas. The Secretariat humbly and politely said those words, noting that it does not have full, relevant information pertaining to the Syrian situation, although the United Nations has a branch of the Office for the Coordination of Humanitarian Affairs in Damascus and there are dozens of United Nations agencies operating in Syria, in addition to 13 international non-governmental organizations also operating there. However, some of our colleagues in the Security Council, who have shut down their embassies in Damascus and are now completely disconnected from credible information, instead rely on information from what is known as open sources. They have provided a vast amount of information that would never serve the interests of the Syrian people or of those present in such an important and significant discussion. That information is misleading and could poison the atmosphere and fuel sedition regarding the role of the Security Council, which is mandated to maintain international peace and security. The Syrian Government stands ready to engage seriously with positive international initiatives that serve the interests of the Syrian people, especially in ending the bloodshed throughout Syria, as stated in resolution 2401 (2018). My country has expressed its satisfaction with resolution 2401 (2018), particularly the positive provisions contained therein. In that regard, my country confirms that it has taken all the following procedures to relieve the suffering of our people in eastern Ghouta. First, immediately after the adoption of resolution 2401 (2018), hostilities were ceased on a daily basis from 9 a.m. until 2 p.m, Damascus local time, and remain so to this very moment, with the aim of delivering humanitarian aid and ensuring the unimpeded and safe exit of civilians from the areas controlled by terrorist groups. Secondly, two safe humanitarian corridors have been opened for civilians wishing to exit the area. Thirdly, two joint United Nations-International Committee of the Red Cross convoys, in collaboration with the Syrian Red Crescent, were sent to eastern Ghouta on 5 and 9 March. Notwithstanding the foregoing, all those procedures have been countered by the terror of armed organizations present in Ghouta. Incited by their masters — some of them, unfortunately, members of the Security Council — these organizations have targeted civilians in Damascus since the beginning of the year, firing more than 2,499 missiles and mortars that have claimed the lives of 70 civilian martyrs and injured 556 people. Those organizations have prevented our people in eastern Ghouta from leaving in order to continue to use them as human shields and material for humanitarian and media blackmail. They have even targeted those who managed to escape towards the two corridors by firing bullets and missiles. The latest incident in Syria occurred on 8 March, when the so-called Faylaq Al-Rahman — one of the terrorist arms of the petty State of Qatar in Syria — targeted a civilian convoy heading towards one of the corridors, leading to high casualties among civilians. By the way, that terrorist organization, Faylaq Al-Rahman, has been hailed by some of those present because of its readiness to implement resolution 2401 (2018). They presented it as a part of the moderate Syrian opposition, and distributed a letter signed by that and other terrorist organizations, addressed to the Secretary-General. That is the modus operandi of the Security Council with terrorist groups. The procedures taken by the Syrian Government are not limited to eastern Ghouta. Over the past few days, the Government has undertaken a number of other procedures. First, we have requested that the United Nations and a number of humanitarian organizations immediately send a mission to investigate the humanitarian situation in Raqqa, which was destroyed by the International Coalition led by the United States of America. Secondly, we have requested approval to send humanitarian convoys to the Rukban camp, provided that the aid is delivered and distributed by the Syrian Red Crescent and the Red Cross exclusively, and not by the United States occupation authorities or the terrorist groups in Rukban camp and Tanaf area. Thirdly, two days ago the Syrian Red Crescent obtained Government approval to send convoys to Ghouta, Raqqa, Afrin and Rukban. To date, it has not sent the convoys to Rukban and Afrin because the United Nations failed to ensure the necessary safeguards from the United States and Turkish occupation forces. That is the reason. 12/03/2018 The situation in the Middle East S/PV.8201 18-06756 23/23 With every advance by the Syrian Army against terrorist groups in any given area, the States sponsoring terrorism launch heated disinformation campaigns to distract the world from the terrorism, aggression and occupation against Syria. The inference is that those countries have never been keen to protec the lives of civilians, but prefer to protect their investments in terrorism after they have spent billions of dollars on it, as was said by the previous Prime Minister of Qatar, in order to recycle terrorism elsewhere in Syria. The behaviour that I have mentioned is not limited to State-sponsored terrorism, unfortunately. It has even been demonstrated by some senior officials of the Secretariat. We had hoped that the Secretariat, especially in the light of the second preambular paragraph of resolution 2401 (2018), would provide an unequivocal legal description of the crimes committed by the so-called International Coalition led by the United States against our Syrian people in Raqqa and other places, and the procedures to ensure the end of that aggression. We had also hoped that the Secretariat would provide us with an unequivocal legal description of the acts of invasion by Turkish forces of a precious part of our national territory, especially against our civilian people in Afrin, and the procedures to ensure the end of the Turkish aggression. We had also hoped for an unequivocal legal description of the presence of the United States forces on Syrian territory without the approval of the Syrian Government and the procedures to ensure the end of that occupation. The government of my country affirms its right to defend its citizens and combat terrorism in accordance with relevant Security Council resolutions, especially the second preambular paragraph of resolution 2401 (2018); fight all those who practice, fund and support terrorism; work towards restoring security stability and peace; and rebuild all that has been destroyed by terrorists and their masters. Finally, I have listened to my colleague the representative of the United States, who levels charges again and again against my country before all who are present and says that her country will take military actions against my country outside the legitimacy of the Council if chemical substances are used, just as its administration in Washington, D.C., did when it bombarded Al-Shayrat air base in my country last year. These irresponsible and provocative statements, which run counter to the Charter of the United Nations, are direct incitement to terrorist groups to use chemical weapons and fabricate anew all the evidence needed to accuse the Syrian Army, as they have done in previous times. I remind the representative of the United States that the former Joint Investigative Mechanism refused to take samples from Al-Shayrat air base because if it had done so it would have been categorically proved that the Syrian Government is not responsible for the incident in Khan Shaykhun. In fact, what the United States perpetrated against that Syrian air base was a full-fledged aggression. I call on the representatives of the United States, the United Kingdom and France to put an end to their violations of Security Council resolutions related to fighting terrorism, and on their Governments to stop supporting the terrorist groups in my country and cease providing them with a political umbrella to pursue their crimes against the Syrian people. It is high time that the United States Administration learn from its mistakes and stop repeating them. Is it not enough what they have done in Viet Nam, Iraq, Libya, Somalia and Yemen, invoking very cheap lies that have already been condemned and denounced by international public opinion? In this regard, I recall the words of Naguib Mahfouz, the Nobel laureate: "They are liars, they know they are liars, and they know that we know that they are liars. However, they still lie, and very loudly so." In conclusion, the Russian Centre for Reconciliation of Opposing Sides in the Syrian Arab Republic issued a statement a few minutes ago that street battles have begun in Ghouta, following the demands for the separation of the aforementioned Faylaq Al-Rahman and Jabhat Al-Nusra. This current street fighting impedes the evacuation of civilians who are forced to find safe haven underground in Ghouta. The President: There are no more names inscribed on the list of speakers. I now invite Council members to informal consultations to continue our discussion on the subject. The meeting rose at 1.20 p.m.

The United States holds dear our values of democracy, civil liberties, and the separation of the branches of our government. In fact, every member of our armed services has sworn an oath to defend the parchment that declares these institutions sacred, and it is the obligation of the United States Armed Forces to preserve and protect those democratic liberties which we hold dear. Given this, it is surprising to know that US Army doctrine idolizes a military dictator, who knowingly seized complete control of his home state following political unrest. Intriguingly, this same figure, who was revered by his soldiers and that same state he commandeered, struggled with marital and familial conflicts his entire life. These statements may be confusing, as there couldn't have possible been a military coup in the United States, let alone a leader of that coup who is still beloved by his statesmen today. Ironically, this individual is no other than Civil War hero Joshua Lawrence Chamberlain. While the aforementioned facts are not popularly discussed in history, many Americans know and recognize Chamberlain and his contribution to the United States. He is remembered for his actions in battle which earned him the Medal of Honor later in life. Joshua L. Chamberlain is undoubtedly one of the most popularly researched and written figures in the American Civil War era. Moreover, there are a multitude of sources that further my research, answering the question of how Chamberlain was remembered during and after the war compared to evidence of the life he lived. Upon examination of several key books and articles that discuss the memory of Chamberlain, from during the war to the modern day, a baseline literature review can be made regarding the question as well as its answer. These selected works have all contributed to the field regarding Joshua Chamberlain and how he is remembered both in his own time and our modern age. ; Winner of the 2022 Friends of the Kreitzberg Library Award for Outstanding Research in the Senior Arts/Humanities category. ; Investigating Joshua L. Chamberlain; Distinctions Between the Memory and Reality of Maine's Famed Colonel Jacob Maker HI 430 A Professor Sodergren 12 December 2021 1 The United States holds dear our values of democracy, civil liberties, and the separation of the branches of our government. In fact, every member of our armed services has sworn an oath to defend the parchment that declares these institutions sacred, and it is the obligation of the United States Armed Forces to preserve and protect those democratic liberties which we hold dear. Given this, it is surprising to know that US Army doctrine idolizes a military dictator, who knowingly seized complete control of his home state following political unrest. Intriguingly, this same figure, who was revered by his soldiers and that same state he commandeered, struggled with marital and familial conflicts his entire life. These statements may be confusing, as there couldn't have possible been a military coup in the United States, let alone a leader of that coup who is still beloved by his statesmen today. Ironically, this individual is no other than Civil War hero Joshua Lawrence Chamberlain. While the aforementioned facts are not popularly discussed in history, many Americans know and recognize Chamberlain and his contribution to the United States. He is remembered for his actions in battle which earned him the Medal of Honor later in life. Joshua L. Chamberlain is undoubtedly one of the most popularly researched and written figures in the American Civil War era. Moreover, there are a multitude of sources that further my research, answering the question of how Chamberlain was remembered during and after the war compared to evidence of the life he lived. Upon examination of several key books and articles that discuss the memory of Chamberlain, from during the war to the modern day, a baseline literature review can be made regarding the question as well as its answer. These selected works have all contributed to the field regarding Joshua Chamberlain and how he is remembered both in his own time and our modern age. Academic books such as Hands of Providence by Alice Rains Trulock, John Pullen's Twentieth Maine, and Conceived in Liberty by Mark Perry portray Chamberlain in a prolific 2 light. They all generally revere him, initiating their books with praise calling him "a great American hero and a genuinely good man," as well as "remarkable" and a "graceful gentleman".1 Not only do these historians hold these ideals, but the US Army and other agencies openly promote Chamberlain for his heroics without analyzing the reality of who he was holistically.2 Hands of Providence is one of the more prolific biographies describing Chamberlain and the 20th Maine. Trulock writes of his life before, during, and after his war service. She accurately illustrates how Chamberlain's colleagues at Bowdoin, as well as others in his life, regarded him early in the war.3 Comparatively, she notes statements from his soldiers about how they viewed him during the war, both in good and bad lights.4 Pullen does the same, but instead focuses mainly on the unit instead of its commander. This also allows for more in-depth analysis of how his men, and soldiers of the Confederacy, viewed Chamberlain.5 He also describes his work ethic, intelligence, and leadership characteristics regarding how they effected his colonelcy and command during the war. Conceived in Liberty differentiates from the other works because it primarily focuses on the two commanders at Little Round Top and their lives before, during, and after the war. This includes some of the more unsavory events that Trulock and Perry omit, particularly how Chamberlain's home life regarding his wife Fannie's disappointment in their marriage.6 The mentioning of this, as well as information about the abovementioned 1880 affair make this source stand apart from the others.7 1 Trulock, Hands of Providence, xvii; Pullen, Twentieth Maine, 3. 2 United States Department of Defense, "Medal of Honor Monday," https://www.defense.gov/News/Feature-Stories/story/Article/2086560/medal-of-honor-monday-army-maj-gen-joshua-chamberlain/ [accessed 3 November 2021]; Weart, "Joshua Lawrence Chamberlain," https://themilitaryleader.com/leadership-action-chamberlain/ [accessed 3 November 2021]. 3 Trulock, Hands of Providence, 11; Trulock, Hands of Providence, 57; Trulock, Hands of Providence, 105. 4 Trulock, Hands of Providence, 305. 5 Pullen, Twentieth Maine, 128. 6 Perry, Conceived in Liberty, 4; Perry, Conceived in Liberty, 42; Perry, Conceived in Liberty, 333. 7 Perry, Conceived in Liberty, 387-392. 3 Edward Longacre's The Soldier and the Man is an interesting contradictory source. Instead of constant praise for Chamberlain, Longacre credits him for both his good and poor actions during the war. He calls into question his ego and insecurities, selfish desires for greatness above all else, and indifference towards soldiers to include ordering their execution.8 Longacre writes this from a different perspective, that of truth regarding Chamberlain's life both good and bad. There have also been two articles that discuss Chamberlain and his leadership both written by military officers. The first is "Leadership as a Force Multiplier" by Lieutenant Colonel Fred Hillyard, and the second is "Blood and Fire", written by Major John Cuddy. Hillyard focuses on Chamberlain's leadership characteristics while deeming if he deserves the high pedestal he is placed upon, while Cuddy analyzes how different scholars understood Chamberlain and his leadership philosophy. They both state how Chamberlain has been designated as a symbol of leadership within the military and agree that he received all his knowledge from his commander, Colonel Ames, who was West Point educated.9 Furthermore, they consider Chamberlain in a favorable light by calling him a military genius.10 This differs from other sources in that it outright debates his poor attributes instead of assuming him to be an admirable figure. These articles exemplify the dichotomy of reality and fiction regarding how Chamberlain is remembered. This literature provides insight on the dichotomy of thought regarding Chamberlain, with the more mainstream historians, like Trulock, Pullen, and Perry picturing him as an idyllic, humble, and professional gentlemen who represented the best of Federal officers. This is countered by more modern writers, such as Longacre, Hillyard, and Cuddy, understanding that 8 Longacre, The Soldier and the Man, 100; Longacre, The Soldier and the Man, 118. 9 Hillyard, "Force Multiplier", 4. 10 Cuddy, "Blood and Fire", 2. 4 Chamberlain was by no means perfect, and his flaws should be investigated as much as his successes. Chamberlain's life and legacy is extremely important because it effects how we remember him and his actions during the Civil War. Popular history tells us of Chamberlain's battlefield heroics and of his gentlemanly manner both in and out of battle. Yet, what has not been compiled popularly is the reality of his life, and the memory associated with it. Growing up in Maine, learning about Chamberlain and his regiment was common, mainly as a high point in Maine's history. However, it is increasingly important to recognize who our leaders and heroes were in their lives and hold them accountable for both the good and bad things they did over the course of their lives. Throughout the research, Joshua Lawrence Chamberlain was viewed in high regard by both his adversaries and peers during the Civil War, as well as in his post-war politics, continuing into today's popular history. Yet, there are differing opinions that emerge over time regarding whether his political skills were as impressive as portrayed as well as how multiple personal issues plagued him and his ability to execute the offices bestowed upon him. *** Joshua Chamberlain came from a respected family in Brewer, Maine, outside of Bangor. In the Bangor area, and later Brunswick, Chamberlain and his relatives were regarded as model citizens who held dear to principles of toughness, work ethic, and democratic values.11 He was raised with these morals and sought after them in his personal and professional life. Concepts of honesty and integrity became trademarks of the family, with his parents expecting those attributes from the Chamberlain children.12 Educated in religion at the Bangor Seminary as well 11 Trulock, Hands of Providence, 57; Longacre, The Soldier and the Man, 16. 12 Trulock, Hands of Providence, 57. 5 as traditionally at Bowdoin, he garnered a reputation as an astute academic who was a stickler for the rules and lived by a code of honor.13 Despite his found success in the classroom, Chamberlain had always fancied a military lifestyle, devoting one term of school at the Whiting Military Academy in 1843, as well as participating in several musters with the Maine Militia before entering service in the Civil War.14 Soon after his schooling, Chamberlain accepted a position as a professor at his alma mater, Bowdoin College. He influenced and instructed students on rhetoric and language prior to the war, even writing recommendations and using his political sway to help students gain commissions and enlistments.15 Eventually, his longing to serve coincided with the nation's necessity for leadership. Joshua Chamberlain's contributions to the preservation of the Union are undoubted, yet the perception of him by peers before and in the early years of the conflict indicate dissenting opinions from his popular reference as a revered leader by all. With the nation at war, Chamberlain's desire to serve increased daily as students graduated, or dropped their academics, and enlisted to serve the Union. In envy, Chamberlain utilized his familial and academic connections to pen a letter to the Governor of Maine, Israel Washburn. In this letter he states, "I have always been interested in military matters, and what I do not know in that line I know how to learn", pleading with the governor to allow a man with no military background or training a chance to command.16 Having claimed to be taking sabbatical in Europe, his colleagues detested his notion to leave Bowdoin and sent letters to the Governor urging him to not grant Chamberlain a commission declaring him to be "'no fighter, but only a mild-mannered common student'", "'nothing at all'", and "'good for nothing'".17 Evidently, despite he and his family's 13 Longacre, The Soldier and the Man, 20, 25-26. 14 Longacre, The Soldier and the Man, 18, 53. 15 Nespitt, Through Blood & Fire, 17. 16 Joshua Chamberlain, as quoted in Nespitt, Through Blood & Fire, 9. 17 Colleagues at Bowdoin, as quoted in Trulock, Hands of Providence, 11. 6 reputation throughout Maine, some harbored public doubts about his ability to lead men into battle, mainly because he was thought to be needed more in his role as a Professor at Bowdoin than in the army by some. Contrarily, there were others who supported Chamberlain's military ambitions full-heartedly. Brunswick's reputable physician, Dr. John D. Lincoln, wrote on Chamberlain's behalf, declaring him to be "'as capable of commanding… as any man out of… West Point" and that the enlisted men would surely "'rally around his standard as they would around a hero.'"18 It wasn't just family friends who supported Chamberlain, local newspapers deemed him "a capable and efficient officer" both fit for battle and the lieutenant colonelcy of the 20th Maine.19 The political sway of the his physician as well as the admirability of local press convinced Governor Washburn to grant Chamberlain's commission, yet opting instead to place West Point educated Adelbert Ames of Rockland as commander of the unit due to Chamberlain's lack of field experience and general military knowledge.20 Although there was noted dissent regarding his commission, his soldiers and fellow officers attest to his leadership attributes both under fire and while encamped. In accordance with what Dr. Lincoln wrote to Governor Washburn, he was commended by his troops as being "idolized" within the unit for his stature and leadership, unlike Ames who was viewed as tyrannical and cruel to his men.21 The men of the 20th Maine were driven towards Chamberlain's sympathetic, more egalitarian leadership style, as Ames gave his men no respect believing that military hierarchy should be placed above all else. The men of the unit rejected this, as in Maine 18 Lincoln, as quoted in Trulock, Hands of Providence, 11-12. 19 "Letter from the State Capitol," Portland Daily Press. 20 Longacre, The Soldier and the Man, 55. 21 Pullen, Twentieth Maine, 77. 7 they and their commander stood evenly on the social scale.22 Colonel Ames was detested for his constant drill and disrespect for his men, being proclaimed by his soldiers as a "'savage" whose "'men would surely shoot him'" when drawn into battle.23 Ames was blissfully unaware of these thoughts, but Chamberlain relished his public perception and continued to care deeply about his men and by extension his image. By default, the volunteers fell on Chamberlain for support and assurance, as they distrusted their Colonel. Chamberlain proved himself militarily at Fredericksburg, and most notably Gettysburg, as a great military officer and tactician. Although his actions are known and renowned, the perspective of him by others during battle is paramount to understanding how he was perceived. For example, over the course of the war Colonel Ames forced many of his regiment's officers to resign due to poor performance and lack of leadership, yet he referred to Chamberlain as his "'best officer'" who led from the front and modeled honor and bravery for his unit.24 Soldiers testified to an instance where his academic and military intelligence united to deceive the enemy by pretending to be a Confederate under the cover of darkness, fooling the enemy into believing the Union line was far away.25 They also pronounced his leadership as something that should be exemplified, as he refused to order his men into unnecessary danger and would not give them orders he would not execute himself.26 This praise was not solely from his soldiers, but other officers from around the army. The commanding general of the Fifth Corps, General Sykes, congratulated him after Gettysburg by saying that the actions of the 20th Maine, and Chamberlain's leadership thereof, were the most 22 Loski, Chamberlains of Brewer, 15. 23 Thomas Chamberlain, as quoted in Loski, Chamberlains of Brewer, 15. 24 Ames, as quoted in Trulock, Hands of Providence, 105. 25 Pullen, Twentieth Maine, 57. 26 Pullen, Twentieth Maine, 80; Trulock, Hands of Providence, 151. 8 important to occur during the battle and that if Little Round Top was lost so was the Union cause.27 His direct superior, Colonel Rice, declared "'your gallantry was magnificent, and your coolness and skill saved us.'" indicating a consensus amongst all involved that Chamberlain's actions were valiant and noble placing him amongst the army's most superb officers.28 His subordinates and supervisors agreed that Chamberlain was an exceptional officer, which is something to note considering some officers, like General Thomas, were liked by their men and hated by their leaders. While it is not surprising that comrades of Chamberlain praised him, the reactions and testimonies of his enemies are important as well. Colonel William Oates was the commander of the opposing 15th Alabama at Little Round Top, and remarkably only had good things to say about Chamberlain. Oates stated that the decisiveness taken by the 20th Maine made them the hardest fighting unit he had ever seen, and that their "'gallant Colonel'" possessed exorbitant amounts of "'skill and… great bravery'" that saved the Union from defeat.29 Another anonymous soldier recollected on how, during Little Round Top, he had a clear line of sight on Chamberlain, yet felt a strong feeling not to fire upon him. He adhered to this feeling, and later expressed how glad he was that he hadn't killed him in a letter to Chamberlain.30 However, it was not only units involved in direct conflict against Chamberlain that respected him. During the surrender at Appomattox, Confederate Major General John B. Gordon stated that the officer from Maine was "'one of the knightliest soldiers of the Federal army'" because of the respect Chamberlain had bestowed upon the surrendering forces.31 Instead of 27 Trulock, Hands of Providence, 155. 28 Rice, as quoted in Trulock, Hands of Providence, 155; Perry, Conceived in Liberty, 271. 29 Oates, as quoted in Pullen, Twentieth Maine, 128. 30 Pullen, Twentieth Maine, 122. 31 Gordon, as quoted in Trulock, Hands of Providence, 305. 9 humiliating the men as they laid down their weapons, Chamberlain ensured that they were treated fairly, yet still making it known who the victor was. In postwar years, editions of the Confederate Veteran painted Chamberlain in a similar fashion. They tell of how brilliant he and his unit were in battle, over 35 years after the end of hostilities.32 The magazine makes it known how great of a leader Confederate soldiers believed he was. In fact, he is cited as representing the Federal Army in 1913 at a monument dedication in Chattanooga, Tennessee. This reconciliatory monument represented the peace between the states by inscribing the names of both Confederate and Federal war dead. Furthermore, Chamberlain attended as a "distinguished soldier" and gentlemen in the eyes of former Confederates.33 It is common for friendly forces to recognize the brilliance of successful military actions; yet surprising that enemy combatants also revered Chamberlain and his actions despite their catastrophic impact on the Confederate war effort. Chamberlain is remembered after the war for his accolades as a representative of Maine while pursuing political aspirations and maintaining public appearances, yet his support never faltered, and he remained generally well respected despite familial disputes and marital issues that troubled his private life. Politically savvy since his days as a professor, Chamberlain made the jump from wartime commander to state executive in a matter of years after the conclusion of hostilities. An indication of his popularity with the people of Maine, he was elected with the largest majority of any gubernatorial candidate in his first election. He ran on the promise to ratify the 14th and 15th amendments, all while ensuring the former Confederacy paid for their sins while earning their right of federal representation. 34 32 "About a Distinguished Southern Family," Confederate Veteran. 33 "Herbert Head of Peace Memorial", Confederate Veteran. 34 Joshua Chamberlain, as quoted in Trulock, Hands of Providence, 337. 10 Chamberlain desired "'suspension of certain privileges'" and "'certain rights'" for former Confederates, of which he believed had been relinquished by waging war. 35 He appealed to Congress, arguing that war is not a game, therefore the losers should be held accountable for their transgressions. He was known for a conservative streak compared to other Republicans, which itself angered those radicals in Maine politics. For example, he publicly argued against allowing suffrage to freedmen, claiming it to be too much of a change too quickly.36 He also supported Maine's conservative senator in voting against the impeachment of Andrew Jackson, an obvious minority opinion in fiercely liberal Republican politics. 37 He was never a practical politician, but his neglect of party viewpoints disgruntled leaders within Republican forums. This was different from other reconstruction leaders, as many focused-on reconciliation instead of punishment and often sided with the powerful postwar party. Although popular among the citizens of the state, he was unprepared for the life of a politician. In essence, he was not prepared for dissenting opinion, and outright disregard for his point of view at times, as he was at this point used to military reverence for the commanders orders. He fought with the legislature on several issues, mainly temperance and the legality of capital punishment in the state, but also found common ground and gained support from both parties.38 Previous legislations had proposed and supported temperance committees that oversaw laws regulating alcohol use and distribution. They established "special police", which Chamberlain declared an unconstitutional infringement on the rights of Mainers.39 He wrote to the legislature describing his dissatisfaction regarding this bill yet felt it his duty as executive to 35 Joshua Chamberlain, as quoted in Trulock, Hands of Providence, 338. 36 Longacre, The Soldier and the Man, 264. 37 Trulock, Hands of Providence, 338. 38 Trulock, Hands of Providence, 338. 39 Trulock, Hands of Providence, 338; Goulka, Grand Old Maine of Maine, 25. 11 sign it nevertheless due to its success in the legislature.40 He angered many within the state with his conduct regarding this issue, refusing to attend temperance meetings and denying them public forums. Chamberlain took his position as governor quite literally, as is evident by his signing of bills he disagreed with instead of vetoing them. He believed it was his, and the government of Maine's, responsibility to enact and therefore enforce law. By extension, he brought this same fervor to the capital punishment debate saying that laws should either change or be enforced. He is quoted saying, "'If we cannot make our practice conform to our law, [we must] make our law agree with our practice'".41 This debate had been raging far before Chamberlain was Governor, with his predecessors simply tabling execution authorizations as it was state law the Governor had to authorize each death with a signature. Furthermore, he used his executive power to commute sentences, but insisted on carrying out many of them considering it, again, his elected duty.42 He confided in his mother that "'many are bitter on me about capital punishment but it does not disturb me in the least'", continuing to describe that some had sent threatening letters in response to his ordering of the executions. 43 He responded calmly "'The poor fool for whomever thinks he can scare me… is mistaken… I do not have a particle of fear in me of anything that walks or flies,'" assuring his mother of his safety.44 His administration was not without success, as garnered support on several important issues. Chamberlain's exoneration of Civil War veterans with pardons received support from both parties, and the people as well.45 Furthermore, the establishment of the Maine's agriculture 40 Goulka, Grand Old Maine of Maine, 79; Smith, Fanny and Joshua, 197. 41 Joshua Chamberlain, as quoted in Trulock, Hands of Providence, 339. 42 Trulock, Hands of Providence, 339. 43 Joshua Chamberlain, as quoted in Goulka, Grand Old Maine of Maine, 75. 44 Joshua Chamberlain, as quoted in Goulka, Grand Old Maine of Maine, 75. 45 Goulka, Grand Old Maine of Maine, 71. 12 academy, the predecessor of the University of Maine, under his administration again excited the people and both political parties.46 This school created another avenue of education for Maine's youth, one not affiliated directly with the little ivy elite of Bowdoin, Bates, and Colby Colleges. Despite his immense popularity, and the fact that both parties supported him in a fifth term, Mainers typically regarded him as an ineffective politician.47 Today, he is not remembered for his political career or exploits, with historians and everyday people recognizing him for his war exploits. Unbeknownst to the public, while Chamberlain pursued political and public aspirations, his family was disintegrating. Not only did he and Fannie have marital issues, but his siblings all experienced turmoil that was directly and indirectly caused by the patriarch's endeavors. During the war, it was known that Fannie and Chamberlain were often at odds regarding their marriage and the direction of their lives. While she begrudgingly supported her husband's military endeavors, she was often distant during the war and hoped that when he returned to Maine he would settle down and make time for her.48 According to letters between the two, it appears that Fannie would often neglect to return letters to Chamberlain, saying he had sent seven letters by October of 1862 compared to receiving only two from his wife.49 This pattern continues throughout the war with Chamberlain asking "'Where are you… I do not hear from you all this long while?. It is more than a month that I have heard a word from you?'".50 Fannie and Chamberlain's marriage was strained by the distance and lack of communication during the war, yet his issues would also follow him into his post-war career. 46 Goulka, Grand Old Maine of Maine, 25. 47 Goulka, Grand Old Maine of Maine, 25. 48 Perry, Conceived in Liberty, 333. 49 Nespitt, Through Blood & Fire, 23. 50 Joshua Chamberlain, as quoted in Desjardin, Life in Letters, 184. 13 Fannie understood how tenaciously ambitious her husband was. He was a man of perception, and it came to no surprise to her that he accepted the Republican nomination and subsequent election as governor. Unlike her support during the war, Fannie made it clear she did not and would not encourage him in this undertaking, as she felt neglected as a wife.51 She felt so strongly about this, she refused to accompany her husband in Augusta, instead opting to stay in Brunswick. He missed her dearly and wanted to share his experience as governor with her pleading, "'we are getting rather lonesome without you…'" while encouraging her to accompany him saying "'we are having some quite pleasant times, only you are wanting to complete our happiness.'"52 Still, despite his proposed love and longing for his wife, their marriage continued to decline throughout his term to the point of abuse accusations and threats of divorce. Fannie, extremely unhappy with her marriage by 1868, released public statements alleging physical and mental abuse during their marriage. Chamberlain's response was chilling, saying "'if it were not you… I should make quick work of these calumniaters…'".53 Seeming more concerned with his public image than his marriage or the state of his wife, he says his enemies will "'ruin'" him when they catch hold of the allegations.54 Chamberlain scolded her like a child, warning her of the perils that faced widows in their society, as well as the unsought humiliation a separation would bring for himself and their families.55 These marital issues continued for the remainder of their lives, with Chamberlain confused on how or why his wife remained so disappointed in their union. They came to a mutual agreement, that they would remain married to preserve public respect for themselves and their family while living separately 51 Perry, Conceived in Liberty, 334. 52 Perry, Conceived in Liberty, 334; Joshua Chamberlain, as quoted in Goulka, Grand Old Maine of Maine, 59. 53 Joshua Chamberlain, as quoted in Smith, Fanny and Joshua, 195. 54 Joshua Chamberlain, as quoted in Smith, Fanny and Joshua, 195. 55 Trulock, Hands of Providence, 341. 14 for much of the remainder of their lives.56 These public statements were used as fodder by his enemies but amounted to make little difference as Chamberlain was subsequently reelected. Despite this, it is important to understand these accusations to therefore appreciate Chamberlain holistically, and acknowledge their absence in popular history. During the war, Joshua's brother Tom fought alongside Chamberlain in the 20th Maine while the remaining Chamberlains awaited the return of their soldiers. Sarah, their sister, continued life at home while John, being chronically ill, served alongside his brothers as a Chaplain. Upon returning home, John became increasingly sick. Despite the ailments of his brother, Chamberlain ran and was elected for governor whilst his wife spent considerable time caring for John.57 Tom, meanwhile, was lost after his wartime service. He lived and worked in New York for a time, yet never found anything worthwhile. Soon thereafter, John died and Governor Chamberlain left his Tom to fend for himself, stranding him both financially and emotionally as Tom had come to rely on the hospitality of John in Chamberlain's absence.58 Later in life he did the same, as Tom returned to Maine in 1889 after failed pursuits in Florida. Chamberlain, now retired, refused to help him as he had his own financial problems. Tom, neglected to attend any reunions of the 20th Maine, therefore allowing his brother to obtain the spotlight.59 Upon Tom's death, Chamberlain retained the same mindset regarding his siblings. Despite this, Tom never resented his brother, in fact encouraging and supporting him until the day of his death.60 Joshua Chamberlain made himself a priority throughout his life, doing so by routinely disregarding the needs of his loved ones in exchange for his own. This is 56 Perry, Conceived in Liberty, 339. 57 Loski, Chamberlains of Brewer, 78. 58 Loski, Chamberlains of Brewer, 82. 59 Loski, Chamberlains of Brewer, 86. 60 Loski, Chamberlains of Brewer, 88. 15 another unknown aspect of Chamberlain's life, and something that he and popular historians do not want the public to see, as it would taint his image as a saintly officer and leader. Omitted from almost every contemporary textbook or lesson regarding Joshua Chamberlain is the 1880 Maine Gubernatorial crisis, termed the 'Count-Out Crisis'. Essentially, elected Democrat Governor Alonzo Garcelon sought reelection in 1879 against two opponents, Daniel F. Davis of the Republican Party and Joseph L. Smith of the Greenbacks Party. With the vote split between three candidates, 49.6% of the votes went to Davis with the remainder split between Garcelon and Smith. The Maine Constitution declared that without over 50% of the votes, no winner could be announced, and the legislature must elect the governor.61 Facing a Republican majority in the legislature, Garcelon manipulated the votes by casting aside Republican votes as invalid, causing the Supreme Court of Maine to declare his actions unconstitutional and award the governorship to Davis. Garcelon refused to yield his office and began appointing Democrat and Greenback Representatives and Senators while declaring himself the rightful governor. All sides began to mobilize paramilitary forces, forcing then Commander of the Maine Militia, Joshua Chamberlain, to intervene.62 Called upon by leaders of the elected legislature, Chamberlain swiftly took control of the government by using civilian police to oust Garcelon's staff and council before alterations could be made to the legitimate election results.63 Controlling the state as a military dictator, Chamberlain now faced the daunting task of relinquishing power to one of the three factions, retaining it for himself, or allowing the courts to decide. He was urged from all sides, with many pleading him to retain the democratic institutions in place.64 Chamberlain confides his great 61 Desjardin, Life in Letters, 239; Foley, Ballot Battles, 164. 62 Foley, Ballot Battles, 165-167. 63 Trulock, Hands of Providence, 356. 64 Desjardin, Life in Letters, 242. 16 responsibility in Fannie saying "'There is… No Governor, no legislature… I have been obliged to assume the defense… of the state… I am determined that Maine shall not become a Southern American State'".65 He is interpreted as referencing his Confederate counterparts and the lawlessness he associated with their secession and subsequent reintegration into the Union, as well as nations literally situated on the South American continent that were notable monarchies and dictatorships. Chamberlain's outlook on his role in this matter is that of a noble hero, something that surely inflated his ego as well as gave him a needed break from what he deemed to be a morbidly boring life as a civilian. Committed to solving the issue in a non-partisan and equitable manner, Chamberlain managed to enrage almost everyone in Augusta during his occupation. He was offered appointments as senator by each side, to which he adamantly refused stating it was the sole responsibility of the courts to decide the outcome.66 He was discouraged that his own party had amounted military forces and bribed him, and that they and the Democratic camp called him a traitor and usurper who abused his office as Commander of the Militia by intervening.67 Both sides plotted against him, threatened to kill or kidnap him, yet he stayed true to his goal of "'keep[ing] the peace'" and allowing laws to be executed rightfully.68 A local paper describes the scene as dire, where all of the power of the state was vested into Chamberlain until matters could be resolved.69 It was also cautionary, asking citizens to stay calm and avoid the capital, as infantry from Gardiner had been given authority to fire upon civilians or police should they act malicious.70 In the end, he gracefully guided Maine through twelve days of political and social 65 Joshua Chamberlain, as quoted in Goulka, Grand Old Maine of Maine, 138. 66 Trulock, Hands of Providence, 357. 67 Trulock, Hands of Providence, 357. 68 Joshua Chamberlain, as quoted in Trulock, Hands of Providence, 359. 69 "Chamberlain Holds the Helm," Daily Kennebec Journal. 70 "Chamberlain Holds the Helm," Daily Kennebec Journal. 17 unrest, ultimately allowing the court to empower the duly elected legislature to establish Davis as Governor. While Chamberlain fought to maintain his public image though marital and political disputes, today's scholars have begun to delve into his life and analyze his actions. Military writers, for example, annotate analysis his military exploits without necessarily focusing on other aspects of his life. By extension, these writers represent the popular memory of Chamberlain today. Military doctrine displays Chamberlain as the best and brightest military leader of the Civil War, yet writers like Hillyard, Cuddy, and Foley discuss his leadership style progression and whether he deserves the high pedestal he is placed in. Fred Hillyard points out in his paper that the Army uses Joshua Chamberlain as an example of leadership to be emulated, saying that the Army claims responsibility in developing leaders in his image through their education pipelines.71 Hillyard, in the 1980's, questions whether or not this selection is plausible, stating that the notion of military education is lost using Chamberlain as an example as he was schooled at a liberal arts college and volunteered for his commission without any prior military education.72 Hillyard also asserts that although the individual actions of Little Round Top are admirable, the tactics and leadership of the Civil War cannot be adequately translated to modern conflicts. He argues that "students may not relate to the muskets, bayonets, [and] bugle calls… when their thoughts are normally of sophisticated weapons systems… [and] the modern battlefield".73 Moreover, Hillyard continues to question the Army's position regarding Chamberlain, asking if his actions, although notable, were necessarily different from military actions of his time. 71 Hillyard, "Force Multiplier", 3. 72 Hillyard, "Force Multiplier", 3. 73 Hillyard, "Force Multiplier", 6. 18 Hillyard equates Chamberlain's war heroics to his personality, luck, and the fact that the pressure of the situation helped shape him into a military genius. Chamberlain's temperament and personal awareness were key to his success at Gettysburg, in that he was able to learn and adapt to the given situation.74 Hillyard also contributes Chamberlain's willingness to share in the suffering of his men as a motivator for them to follow his lead in battle.75 Unequivocally agreeing that his actions were great, he remains unconvinced that Chamberlain was a special instance of leadership. He determines that when people of character are placed in precarious situations, they usually will make consequential decisions.76 He concludes that Chamberlain is a great example of leadership, one that people can look to and learn from, but is not convinced he is the best example that the military should look toward. This exemplifies that, even in the 1980's, scholars viewpoints of him were changing as a holistic image of Chamberlain and his leadership attributes were being developed. In his paper, John Cuddy focuses on Chamberlain's leadership development over time, and how he became a symbol of leadership for the military and the public. Interestingly, Cuddy contradicts Hillyard by saying that his actions during battle were not a result of him being an exemplary human being, instead attributing his bravery to his personality, personal interactions with different role models, as well as his education and professorship at Bowdoin.77 These characteristics, Cuddy argues, projected him to success in leadership roles, and the evaluation of them and him can help others in the future. He also asserts that Chamberlain had an inert sense of entitlement for esteem and prestige citing his pleas to Senator Morrill regarding his permanent appointment to Major General following the war.78 Despite his ego, he was outwardly concerned 74 Hillyard, "Force Multiplier", 6. 75 Hillyard, "Force Multiplier", 8. 76 Hillyard, "Force Multiplier", 5. 77 Cuddy, "Blood and Fire", 4-5. 78 Cuddy, "Blood and Fire", 6. 19 for the welfare of his troops, yet also garnered the need for respect and order within his unit. He was sympathetic to his men but was also strict when called to do so. Cuddy attributes these and other personality traits to his success militarily and asks future students to analyze his self-need for adventure and validation as an example of poor leadership. Chamberlain's combination of humbleness regarding his troops and desire to prove himself made him daring yet conscious enough to lead gracefully in times of stress. Cuddy also determines that Chamberlain is an example of what good role models can do for leadership development, citing his boyhood idols as well as military leaders. Cuddy establishes that Chamberlain's upbringing was filled with military heroes, like his father and grandfather, of whom he always wanted to emulate.79 His childhood was filled with menial labor, hard lessons, and eventual academic prowess. Chamberlain was an advocate for hard work before the war and took these ideals with him into service. Never receiving formal military training, he yearned to prove himself in battle saying "'Soldiering in a time of peace is almost as much against my grain as being a peace man in time of war'" when asked prior to the war about militia service.80 His upbringing shaped his character, which Cuddy argues helped shape him into an effective military leader. Interestingly, we see Foley stray from the commonality of the other military writers, as he seems to agree with popular historians that Chamberlain was a "honorable" and "inspiring" man who answered his nation's call when needed.81 Foley neglects to mention his development as a leader, instead citing sources that clearly picture him as a leader born for greatness. He cites a plethora of Chamberlain's victories, both on and off the field of battle. These include early 79 Cuddy, "Blood and Fire", 15. 80 Chamberlain, as quoted in Cuddy, "Blood and Fire", 7. 81 Foley, "Citizen Warrior", 8. 20 military accomplishments, as well as earning the trust of his men.82 Foley concludes that Chamberlain was simply a military anomaly, crediting in part his successes to "'good genes'".83 He states that Chamberlain's intellectual prowess and desire for challenge fueled his military success, completely disregarding his development as a leader and person throughout his life.84 His lackluster analysis of Chamberlain's life and development is a discredit to leadership development of future military officers, as his paper clearly misinforms the reader by asserting that Chamberlain was a special instance of innate leadership capability. Chamberlain's preeminence is further celebrated today through monuments erected in his name and image. Intriguingly, these monuments were placed far after the Colonel's death in 1914. The first monument was raised on Veteran's Day, 1997, in Brewer near the Chamberlain home. 85 This monument is placed in a public park that is itself a replica of Little Round Top as well as an homage to the Underground Railroad. Named after Chamberlain, it serves to commemorate his battlefield heroics and those of the Hollyoke House that was an actual part of the railroad.86 It is interesting, noting Chamberlain's unfavorable opinions on voting rights for freedmen, that a memorial to him and his unit are placed at an extremely interesting and important historical site in terms of the Underground Railroad, of which Chamberlain was not involved. Yet, the contributions of the Holyoke Family are overshadowed by Joshua Chamberlain's legacy. It's date of completion, as well as location, are significant 82 Foley, "Citizen Warrior", 16. 83 Foley, "Citizen Warrior", 30. 84 Foley, "Citizen Warrior", 29. 85 Maine Civil War Monuments, "Brewer," https://www.maine.gov/civilwar/monuments/brewerchamberlainpark.html [accessed 3 November 2021]. 86 Maine Civil War Monuments, "Brewer," https://www.maine.gov/civilwar/monuments/brewerchamberlainpark.html [accessed 3 November 2021]. Chamberlain Park Statue, Brewer, Maine 21 Chamberlain Statue, Bowdoin College, Brunswick, Maine Maine National Guard Headquarters, Augusta, Maine Chamberlain Post Office, Chamberlain, Maine because it shows that his popularity continued to grow despite his actions having taken place more than 130 years before the monument was placed. The revival of Chamberlain and his exploits in the 1990's can also be explained by he and his unit's stardom in later media. Additionally, Chamberlain retains a second monument in Brunswick on the campus of Bowdoin College. Dedicated in 2003, it is not surprising that the college wanted to commemorate its most notable alumni.87 Yet, this is significant given that the school and its faculty denied his initial requests to serve and slandered him to retain him as a professor. Again, it is notable that almost one hundred years after his death, Bowdoin utilizes the popularity and prestige of Chamberlain's name and likeness to honor him on their campus. Both monuments indicate that Chamberlain's popular memory is alive and thriving in Maine and will be for the foreseeable future. They also indicate that his remembrance has grown in recent years, as these monuments were dedicated in the last twenty-five years. In addition to monuments, his memory lives through his posthumous appointment as the namesake of the Maine National Guard Headquarters in Augusta, dedicated in 2018, as well as an eponymous village in my hometown established sometime in the late 19th century. His legacy is an integral part of Maine's military and political lineage as identified through his idolization by local and state organizations. 87 Maine Civil War Monuments, "Brunswick," https://www.maine.gov/civilwar/monuments/brunswickchamberlain.html [accessed 3 November 2021]. 22 It would be absurd to diminish Joshua Chamberlain's importance to the Civil War and the Battle of Gettysburg. His decisive military actions and the courage of his unit earn him the distinction as a great officer in the history of our military. The memory displayed by both the northern and southern soldiery indicates just this and exemplifies his gentlemanly traits that are often noted by popular historians and the public. Yet, these examples do not demonstrate the holistic view of who Chamberlain was during his time on earth, both during and after his service in the war. While he was respected for his gallantry in battle by almost all, historians have regularly neglected or diminished his shortcomings in life. Understanding the totality of historically significant people's life is important because we cannot afford to remember people in a single-faceted sense. When looking back on the past, the public deserve to know the good and the bad about the people they are supposed to admire. A one-dimensional viewpoint on any figure has no benefit except to paint a false reality, one that hides reality in exchange for a rose-colored fallacy. Instead, we should be yearning to investigate the lives of our heroes to learn from both their mistakes and accomplishments. In essence, there is more to learn from the mistakes of others than from their successes. Joshua Chamberlain has rightfully been admired for his heroics in battle, yet his private life seemed secluded, isolated, and rarely discussed. Yet, as of late, writers have begun to acknowledge that the hero of Little Round Top was indeed human, with his own demons that menaced him throughout his life. Accusations of abuse, familial abandonment, and general neglect of those he loved has begun to threaten Chamberlain's legacy. Given these flaws and misdeeds being exhumed, will his reputation, for which he fought vehemently to maintain, be tainted or amended in the coming years? Will the lessons taught in Maine schools feature his military feats, as well as his personal shortcomings? This is a question for historians, both 23 professional and amateur, to answer. We hold the keys to truth through research and analysis, and despite the man's noted contributions to our nation, we also owe a debt to future generations to lay out the entirety of Chamberlain's story, and let our children decide the fate of Maine's famed Colonel. 24 Annotated Bibliography Cunningham, S.A. "About a Distinguished Southern Family," Confederate Veteran, 1900. This edition of the Confederate Veteran discusses an encounter between a former Confederate and Gen. Chamberlain years after the war, discussing what happened on the Gettysburg battlefield. The disagreement the two had regarding it, as well as the adjectives used to describe Chamberlain, are interesting and are noted in the paper. "Chamberlain holds the Helm," Daily Kennebec Journal, January 12, 1880. This news article discusses the Maine gubernatorial crisis in 1880 from their point of view. The article talks about Chamberlain being essentially inserted as a military governor, and the fear in the community regarding this. It is used to support research done in other sources. Chamberlain, Joshua. The Passing of the Armies: An Account of the Final Campaign of the Army of the Potomac, Based Upon Personal Reminiscences of the Fifth Army Corps. Lincoln and London, NE: University of Nebraska Press, 1998. Chamberlain's own autobiography is interesting because it was written out of necessity for money. It describes his own experiences of the war and why he believed certain instances occur. This is fascinating because others have differing accounts than he. I did not cite it in the paper, but it is listed in the bibliography. Cuddy, John F. "Training Through Blood and Fire: The Leadership Development of Joshua Lawrence Chamberlain." Air Command and Staff College (2015): 2-37. Major Cuddy's essay focuses on Chamberlain's progression as a military leader throughout the war. He states that by modern standards he was a great strategist and soldier yet did not learn at an academy or college. Cuddy advocates for the experiential learning that affected Chamberlain, which he says made him into a great officer. It is used as support for the changing of thought regarding Chamberlain as of late. Desjardin, Thomas A, ed. Joshua L. Chamberlain: A life in Letters: The Previously unpublished letters of a great leader of the Civil War. Harrisburg, PA: National Civil War Museum, 2012. This collection of letters from Chamberlain depicts his personal feeling throughout the war, his gubernatorial years, when he was President of Bowdoin, and throughout his life with his family and colleagues. These primary sources were used when discussing his marital issues, as well as personal feelings during his post-war life. 25 Desjardin, Thomas A. Stand Firm Ye Boys from Maine: The 20th Maine and the Gettysburg Campaign. New York, NY: Oxford University Press, 1995. Desjardin's work focuses exclusively on the Battle of Gettysburg and the actions taken on Little Round Top by the 20th Maine. Most of this book regards the tactics of the battle, but throughout there are personal quotes from soldiers that will be useful, as well as the final two chapters that deal with the immediate memory of the 'Count-on Crisis' and how that affected the remainder of his life. I did not cite this in the paper, but did research it. Foley, Edward B. Ballot Battles; The History of Disputed Elections in the United States. Oxford UK: Oxford University Press, 2016. This book has a chapter devoted to the Maine gubernatorial crisis, which was very hard to find research on. I used this source to provide context on the event and why it occurred, while highlighting the importance of Chamberlain's resulting actions. Foley, Chris M. "Citizen Warrior; Major General Joshua Lawrence Chamberlain; A Study in Command." USMC Command and Staff College (2012): 8-32. Foley offers a Marine Corps investigation into Chamberlain, who he was as a person, and his leadership characteristics. Like the other officers' papers on Chamberlain, he agrees that the man was a military genius but tends to agree with Trulock and Pullen that Chamberlain's knowledge was an anomaly. Goulka, Jeremiah E, ed. The Grand Old Man of Maine: Selected Letters of Joshua Lawrence Chamberlain 1865-1914. Chapel Hill, NC: The University of North Carolina Press, 2004. Goulka's collection of letters fits well with the subject of memory because these letters go from during the war until his death. They discuss in depth his time as governor and the issues regarding his family. They are used to support the secondary source work regarding his life and the events that occurred during it. "Herbert Head of Peace Memorial" Confederate Veteran, 1913. The source is another Confederate viewpoint on the Colonel of the 20th Maine. This, like many, portrays him in a positive light. It is regarding a monument displaying peace between belligerents in Chattanooga, Tennessee. This primary source shows an example of how Confederates and Federal troops viewed him during his life. Hillyard, Fred. "Leadership as a Force Multiplier: The Joshua L. Chamberlain Example." US Army War College (1983): 1-29. This essay is written by an Army officer at the War College. LTC Hillyard discusses Colonel Chamberlain's leadership attributes and if he deserves the high stature he has and still is placed in within the Army. He focuses on how Chamberlain was not a trained soldier, but instead an avid learner who used his ability to absorb knowledge from other professional soldiers. Cuddy's piece on the same subject will support this, and Hillyard's 26 article will be used to further demonstrate Chamberlain's reverence amongst the modern military and changing ideals today. "Indignation in Maine" New York Tribune, December 20, 1879. The New York Tribune article discusses again the situation in 1880 in Maine, but from the outside viewpoint of New Yorkers. It is more of how outsiders view the situation instead of Mainers. "Letter from the State Capital" The Portland Daily Press, August 9, 1862. In my research, this is the first instance I could find discussing then Lt Col Chamberlain and his appointment to the newly designated 20th Maine. It states who the officers and NCOs will be within the unit. It describes Chamberlain in a good light, before he was even in combat, which is important to the research. Maine Civil War Monuments "Brewer." https://www.maine.gov/civilwar/monuments/brewerchamberlainpark.html [accessed 3 November 2021]. This is the State of Maine website that documents all the monuments within the state. It gives the relevant information regarding when the monument was placed and by whom. I also will include personal photographs of the site in the final Draft. Maine Civil War Monuments. "Brunswick." https://www.maine.gov/civilwar/monuments/brunswickchamberlain.html [accessed 3 November 2021]. This is like the prior source, simply a different monument. They serve the same purpose and this one will have a personal photograph as well. Nespitt, Mark, ed. Through Blood & Fire: Selected Civil War Papers of Major General Joshua Chamberlain. Mechanicsburg, PA: Stackpole Books, 1996. This source will add to primary source collection off Chamberlain through letters but only includes works from 1862-1865. They will be used to express his personal feelings during the war regarding his service, his family, and hopefully any issues within his organization. It is used as supporting documents regarding how he was viewed in his time versus how he is remembered. New York State Military Museum and Veterans Research Center. "140th New York Infantry Regiment's Monument at Gettysburg." https://museum.dmna.ny.gov/unit-history/infantry-2/140th-infantry-regiment/monument-gettysburg [accessed 1 November 2021.] The site depicts the 140th New York Infantry's monument at Gettysburg, which is a statement itself about the men who fought with the unit. It stands as a simple memorial to those who died, including the regimental commander. 27 New York State Military Museum and Veterans Research Center. "44th New York Infantry Regiment's Monument." https://museum.dmna.ny.gov/unit-history/infantry/44th-infantry-regiment/monument-gettysburg [accessed 1 November 2021.] This huge castle is dedicated to the fighting men of the 44th New York, who were also alongside the 20th Maine at Little Round Top. It is a superfluous monument, given the fact their role in the battle was overlooked by the heroics of Chamberlain and his men. It has a lengthy inscription, unlike the 44th's, which describes what they did during the battle and how many perished. Both these sources will be used to show that some friendly soldiers harbored at least a little bit of jealousy and resentment for Chamberlain's popularity and recognition when they received little to none. Longacre, Edward G. Joshua Chamberlain: The Soldier and The Man. Conshohocken, PA: Combined Publishing, 1999. This book was one of the more helpful sources. It goes into who Chamberlain was as both a soldier and normal person, which my paper discovers through memory. This source helped me express to the reader who Chamberlain really was and how that relates to his popular portrayal. Also, it is one of the only sources that really questions Chamberlain and asks tough questions of his character and actions. Loski, Diana H. The Chamberlains of Brewer. Gettysburg, PA: Thomas Publications, 1998. Loski's book primarily confers how the entire Chamberlain family came to be, and their relevance throughout history. It not only discusses Joshua and Fanny, but also his brother Tom, his sister, other extended family, and of course his parents. I use it to discuss his familial life, mainly regarding how he abandoned them routinely. Norton, Oliver W. The Attack and Defense of Little Round Top, Gettysburg, July 2, 1863. New York, NY: The Neale Publishing Company, 1913. Norton's piece, while older, gives a lot of valuable insight into the battle itself. While this is important to compare thinking from the past to present, there are other sources that do a better job. I do not cite it in the paper Perry, Mark. Conceived in Liberty: Joshua Chamberlain, William Oates, and the American Civil War. Harmondsworth, Middlesex, UK: Penguin Books Limited, 1997. This is one of the more credible sources regarding Chamberlain and his memory, as it also discusses his adversary on Little Round Top and their parallels. Through this source, we can see how other officers and officials of the time viewed Chamberlain both during and after the war, and more importantly how his foes viewed him. Also, the book discusses some of his actions after the war, how it affected his personal life, and how others perceived him. This is a good source to use to refer to both how people thought about him but also the reality of his actions. Also, it is a beneficial source to see how adversaries thought of him, specifically William Oates who commanded the regiment that opposed him at Little Round Top. 28 Pullen, John J. The Twentieth Maine: A Volunteer Regiment in the Civil War. Philadelphia, PA: J.B Lippincott & Company, 1957. The book provides instances of how he is/was remembered. Mainly this source quotes Oates, Chamberlain's counterpart, but also Chamberlain's soldiers regarding their leader. Because the point of this paper is to focus on memory, this source will be helpful because it has a lot of points regarding how the people he commanded felt about Chamberlain. Smith, Diane Munroe, ed. Fanny and Joshua: The Enigmatic Lives of Frances Caroline Adams and Joshua Lawrence Chamberlain. Gettysburg, PA: Thomas Publications, 1999. Like the Chamberlains of Brewer source, this book will give greater understanding of the relationship of Chamberlain and his wife. Comparing to other sources, I will see if in fact their relationship was strained and if so why. It is mainly letters between the two, accompanied by brief excerpts describing the times and circumstances of the letters. These sources will help determine if his stately appearance was a public rouse or if he was privately a different man. Trulock, Alice Rains. In the Hands of Providence: Joshua L. Chamberlain and the American Civil War. Chapel Hill, NC: The University of North Carolina Press, 1992. Trulock's work is one of the prolific biographies of Joshua Chamberlain but is claimed by writers like Cuddy and Longacre to be one sided and only include the more cheerful instances in his life. Most of the work puts Chamberlain in a good light by designating him as a marvelous leader who was fair and beloved by his troops. Strangely, she does mention some of his more unsavory actions after the war, as well as explaining his resistance in allowing freedmen to vote. I use this source a multitude of times because the author covers almost every instance of Chamberlain's life. United States Department of Defense. "Medal of Honor Monday." https://www.defense.gov/News/Feature-Stories/story/Article/2086560/medal-of-honor-monday-army-maj-gen-joshua-chamberlain/ [accessed 3 November 2021]. This DoD article discusses Chamberlain as an astute, gentlemanly officer who was a gallant recipient of the Medal of Honor. While this is true, it again is an example of popular memory regarding Chamberlain. He is viewed only through his singular actions, not by a collection of them. Weart, David. The Military Leader. "Joshua Lawrence Chamberlain- Leadership in Action," https://themilitaryleader.com/leadership-action-chamberlain/ [accessed 3 November 2021]. Weart's online article does the same as the DoD's. It describes Chamberlain in a single faceted manner and neglects all the instances that made him human like everyone else.

Issue 29.6 of the Review for Religious, 1970. ; EDITOR R. F. Smith, S.J. ASSOCIATE EDITOR Everett A. Diederich, S.J. ASSISTANT EDITOR John L. Treloar, S.J. QUESTIONS AND ANSWERS EDITOR Joseph F. Gallen, S.J. Correspondence with the editor, the associate editors, and the assistant editor, as well as books for review, should be sent to Rxvmw Fog R~LmtOUS; 6x2 Humboldt Building; 539 North Grand Boulevard; Saint Louis, Missouri 63xo3. Questions for answering should be sent to Joseph F. Gallen, S.J.; St. .Joseph's Church; 32~ Willings Alley; Philadelphia, Pennsylvania + + + REVIEW FOR RELIGIOUS Edited with ecclesiastical approval by faculty members of the School of Divinity of Saint Louis University, the editorial offices being located at 612 Humboldt Building; 539 North Grand Boulevard; Saint Lores, Missouri 63103. Owned by the Missouri Province Edu-cational Institute. Published bimonthly and copyright © 1970 by REVIEW SOR REI, mtOUS. Printed in U.S.A. Second class postage paid at Baltimore, Maryland and at additional mailing offices. Single copies: $1.25. Sub-scription U.S.A. and Canada: $6.00 a year, $11.00 for two years; other countries: $7.00 a year, $13.00 for two years. Orders should indicate whether they are for new or renewal subscriptions and should be accompanied by check or money order paya-ble to REvmw sort RELmmUS in U.S.A. currency only. Pay no money to persons claiming to represent REvmw sog RELIGIOUS. Change of address requests should include former address. Renewals and new subscriptions should be sent to REVIEW sort RELIGIOUS; P. O. Box l 110; Duluth, Minnesota 55802. Manuscripts, editorial correspondence, and books for re-view should be sent to REVIEW sog RELIGIOUS; 612 Humboldt Building; 539 North Grand Boulevard; Saint Louis, Missouri 63103. Questions for answering should be sent to the address of the Questions and Answers editor. NOVEMBER 1970 VOLUME 29 NUMBER 6 RICHARD P. VAUGHAN, s.J. Spiritual Counseling and Pra er. Fostering an ever deepening relationship with God, the Father, Son, and Holy Spirit constitutes a major objective of the religious life. Traditionally the road to such a relationship has been a formal schedule of prayer. The daily horarium of spiritual exercises has been an essential part of almost every congregation's rule or con-stitutions. During the past decade styles of religious life and prayer have undergone change, especially among younger religious. Emphasis on the relationship with God remains, but the way of achieving this relationship and what it means differ. The new religious is more aware of what he is before God and before others. He is more aware of the Spirit working in the secular world; he recognizes God in himself, in the persons and events of his daily life. He encounters Christ in his contacts with others. Formal prayer, such as meditation, recitation of the Office and rosary, seem less impor.tant to him. In some instances, they have been abandoned in favor of a fre-quently renewed commitment. Flexibility. in Prayer In response to changing attitudes, many congregations have started to experiment with more flexible approaches to prayer. Freedom, previously unheard of, has been ÷ granted. Set periods of obligatory prayer have given way ÷ to approaches geared to unique personalities and temper- ÷ aments and to the dem~inds of a particular apostolate. This change has let a breath of fresh air into many communities, but at the same time it has created a vac-uum. Formal scheduled prayer, while it can and has helped individuals to grow in the likeness of Christ, is subject to the danger of routinism. It is relatively easy for a religious to deceive himself into believing that he is growing in the spiritual life because he spends the time at prayer required by rule, whereas little true prayer is ac- 803 Richard Vaughan, S.J.; P.O. BOX 519; Los Gatos, California 95030; is Provincial for Edu-cation of the Cali-fornia Jesuits . VOLUME 29, 1970 .÷ R. P. Va~ghan, S.]. REVIEW FOR RELIGIOUS 804 tually taking place. Some religious have been content to spend the assigned time at daily meditation, Office, or rosary, even though little recognizable benefit resulted, simply because the rule prescribed it. Young religious have come to question such a view. The focus of their religious life is more on the frequently renewed dedica-tion. However, just as the traditional emphasis has its limitations, so too does the recent approach. A spiritual life placing heavy emphasis on seeing God in the world of people and events can gradually give way to a human-ism in which one is no longer actively aware of God and centers rather on the purely human with a subsequent loss of the original commitment. Value of Spiritual Counseling Regular spiritual counseling can counteract this dan-ger, inasmuch as it requires the counselee to face honestly and openly his continuing commitment to the service of God and neighbor and, it might be added, to see the need for some form of regular prayer if an active awareness of God's presence is to continue. The process of spiritual counseling differs radically from psychological counseling and psychotherapy. The latter two are concerned with changes in personality and the reversal of symptoms resulting from the application of psychological techniques, whereas spiritual counseling focuses on the person's life with God. The spiritual coun-selor attempts to help the individual become more aware of his religious experiences. Basically he is trying to assist the counselee in discerning the workings of the spirit, so that he can determine what is the will of God for him in concrete situations. It is true that emotional disorders and faulty attitudes injure this discernment, but chang-ing these personality characteristics is not the spiritual counselor's proper function. Recognizing them, however, and the part they play in blocking discernment is. When personality characteristics are such as to handicap seri-ously any true discernment, then it is the responsibility of the spiritual counselor to direct the religious to a compe-tent professional so that these limitations can be reme-died. Spii'itual counseling serves a number of important functions. First of all, it allows us to have a better under-standing of the nature and quality of our relationship ,with God. It makes us actively aware of our daily reli-gious experiences. In our routine-ridden world, it is very easy to put aside a certain amount of time for prayer but seldom reflect on the efficacy and effectiveness of this prayer. We are apt to gloss over the question: Is my prayer truly prayer? Moreover, spiritual counseling makes us clarify and sharpen our thoughts and feelings about religious experiences in a way we would never do if we settled for a few minutes of self-reflection. When I must explain these experiences to another, I am forced to scrutinize them and then describe them in clear, accurate terms intelligible to my listener, As I talk about such things as the place of Christ in my life, God as a loving Father, prayer, the manifestation of grace, the working of the Holy Spirit, or God's will, I gradually sort out the genuine from the false, and the important from the un-important. I become aware of my openness or.my lack of openness to God. I become aware of the many ways that God is operating in my life--either directly or indirectly. I experience a deeper appreciation for God-'s manifesta- .tions. On the other hand I may well see that a wall seems to exist between God and myself. I may come to the conclusion that I have closed myself off from or denied many of God's manifestations. I may see that I have rejected important graces and c6ncerned myself exces-sively with my own world. If left to myself, it is less likely that I would come to realize my own selfishness and. lack of concern for God and neighbor. Listening Spiritual counseling involves three phases: listening, dialogue, and decision. Listening is an activity .of both the counselee and the .counselor. Even though the coun-selee may never reflect upon the fact, he listens to himself and to the promptings of divine grace within himself. As he talks he becomes aware of God working in and through him. Moreover, it is assumed that previous to the coun-seling session he has listened to God speaking, especially at times of.prayer. These promptings of grace become the subject of discussion. It should be noted that God speaks in many ways: directly through His Spirit, through reve-lation, through others, and through the events 6f everyday life. One 6f the goals of counseling is to determine when God speaks as opposed to the promptings of our sinful nature. Listening is also the work of an effective counselor. It is sometimes falsely considered "lending an ear." If one is present and aware of what is being said, he is thought to be listening. The truth of the matter is that listening is a very active process requiring much concentration and ex-penditure of energy. It demands that the counselor try to be aware of what is taking place within the counselee at each moment he is with him. It also demands that the counselor recognize the various levels of functioning, such as the spiritual, the cognitive, the conative, and the affective, as well as the relationship and integration, or lack of integration, of all of these functions. For instance, the good listener is one who is perceptive enough to see ÷ ÷ ÷ Counseling and Prayer VOLUME 29, 1970 805 ÷ ÷ R. P. Vaughan, S.]. REVIEW "FOR RELIGIOUS 806 when emotions have taken over to the detriment of the Spirit or when habitual attitudes block thoughtful reflec-tion. The good listener hears not only the words but the way the words are expressed. He notes the tone of voice as well as the mode of expression; from these he is able to estimate the emotional involvement. The spiritual coun-selor as listener concentrates on any indication of the Spirit working within the counselee. He notes blocks or hindrances to the promptings of grace. At times, he sees that the counselee has a need to unlSurden himself before he can become aware of God's presence in his life. The counselor listens with empathetic concern. He attempts to discover what God means to the connselee, his reli-gious experiences, the depths of his faith, and his atti-tudes. Frequently all of these can be learned by active and attentive listening with little need for probing or questioning. Before the counselor enters the second phase, namely, the dialogue, he makes sure that he has at least an adequate estimate of the counselee's spiritual state. Dialogue The second phase, the dialogue, presupposes a rapport which allows the counselee to talk freely about his reli-gious experiences. Concerned listening often brings this about, inasmuch as it produces a feeling of acceptance, which permits the counselee to express freely his views without [ear of rejection. A dialogue is a conversation in which two persons reason on a topic, exchanging ideas and opinions. They examine the evidence for and against an action or a position. The initial stance is one of open-ness to all possibilities. When the term is used in relation to spiritual counseling, it implies that the counselor and the counselee examine the latter's spiritual condition, re-flecting upon its state. I[ all is well, they evaluate the signs indicating that the individual is following God's will. If there is a problem, they weigh together possible solutions, considering arguments for and against each. During the first phase the counselee describes his spirit-ual condition, which then becomes the topic of discussion during the second phase. The counselor helps the counse-lee enumerate arguments favorable to and opposed to a particular stance; he helps him evaluate the relative mer-its of each. He assists him to see when and how the Spirit is working in concrete situations. He also helps him to-ward a greater awareness of God's presence. Counseling is a learning situation. It is a time when an individual learns more about himself. Often this is accomplished without giving advice or direction. As the counselee talks about his relationship with God and neighbor, he be-comes more aware of divine intervention in the world of grace. He begins to see on his own what changes should be made and what he should do to bring about improve-ment. However, there is still a place for direction and guidance, especially in counseling younger members of a community. For instance, if a religious has never learned to pray properly, the counseling session c,'in afford an opportunity to teach the fundamentals, followed b3) a period of testing and reassessment. It can also be the occasion for presenting the traditions of a community, a time when the religious can consider whether he is fol-lowing these traditions or whether he really wishes to do so. Whether one makes use of advice and. guidance de-pends upon the needs of the individual counselee. It is the task of the counselor to determine these needs and then proceed accordingly. Decision-making At times, decision-making is part of the counseling process. Frequently, however, the purpose of counseling is simply to help an individual come to a greater aware-ness of God's manifestations and to a better understand-ing how he is or is not following God's will. When there is a need to make a decision, it is hoped that the counsel-ing will result in the counselee arriving at a decision on his own. The function of the counselor is to see that the counselee confronts all the options and weighs their rela-tive merits. Rarely should the counselor force a final deci-sion based on his own evaluation of the situation. If the counseling is truly counseling, most counselees can arrive at a decision without undue influence on the part of the counselor. An inability to do so may signify some kind of a psychological problem. dttributes of the Counselor Who can counsel? What should be the characteristics and abilities of the spiritual counselor? First and fore-most, he or she should be a person of faith, aware of the world of grace and the divine manifestations; one who has personally experienced the presence of God in his own life. He should be a person who can and does love both himself and others. He should be perceptive, with the ability to see below the surface and recognize the depths of personality and spiritual growth. He should also be able to communicate well his thoughts and im-pressions. To be effective, he or she will need adequate training in the theology of the spiritual life and, hope-fully, will have previously sought out a spiritual counse-lor for himself or herself. Psychological training can be helpful inasmuch as it offers some procedures directly or indirectly applicable to spiritual counseling. It should be noted, however, that it Counseling and Prayer VOLUME 29, 1970 807 can also be a handicap if the counselor, as a result of his training, centers most of his attention on personal prob-lems to the neglect of the spiritual. If young religious are to develop a full spiritual li~e, and if older members are to realize the renewal urged by Vatican II, there is a need for an abundance of spiritual counselors--at least one or two for every large commun-ity, It is quite evident there are too few priests with available time. The most logical solution is for congrega-tions to train the members of their own communities as spiritual counselors. They could select those best suited by previous training, experience, and personality, and assign them to this important task. Many orders or con-gregations of men have already inaugurated such a pol-icy, but they find it impossible to supply priests who can devote themselves fully to the counseling of religious women. Conclusion A perusal of the early history of the religious life re-veals a minimum of structure with a great emphasis on regular spiritual direction. Due to the constant effort of a spiritual counselor each monk grew at his own rate in the likeness of Christ. As members increased individual coun-seling became more difficult and was gradually replaced by the ordered daily horarium of spiritual exercises, the goal of both being the deepening of the monk's relation-ship with God. If contemporary religious congregations are to realize the inner renewal sought by Vatican II, they would do well to consider a return to a style of religious life grounded in regularspiritual counseling. ÷ ÷ R. P. Vaughan, REVIEW FOR R~LIGIOU$ SISTER KRISTIN SHRADER, R.S.M. Prayer Is Listening Several years, ago, Karl Rahner began speaking of the "Church of the Diaspora," the Church which had come of age, which had forsaken the trappings of bourgeois collectivism, which had become the standard, of a commit-ted few. If the diaspora has characterized Chrigtianity, it seems even more so to be characterizing contempoi:ary religious" life. The wane of numerical strength has made it clear that convents and seminaries are in the throes of a crisis of vocation and a crisis of belie[. It is within the context of religiotis life in the Church of the diaspora that I would like to discuss the question of contemplative prayer. Our age, engulfed in a deluge of media and messages, has been characterized as one which "has lost the apti-tude for prayer.'.' 1 If prayer is listening not only to the Spirit as He works in our hearts but as He works in the world around us, then perhaps our age has also lost the aptitude' for listening. Perhaps we are deaf to'entire re-gions of ourselves and our world. I shall try to describe these hidden domains, and, in the process, try to l~rovoke us to hear what we have not heard before. Perhaps we are deaf to that part of ourselves and our world which is beyond that which merely performs "actions. This is the self and the world which do not act, but which are the mirrors in which God acts so as to let Himself be known. This is not the self-made self and not the man-made world, but is that which is passive, which is fashioned and illuminated by God. How are we in the last third of the twentieth century to find a new way to pray, a new way to listen? I suggest that we look at our unhearing selves in terms of two new images: that of pilgrim and that of prophet, instead of in terms of the image of professional or of achiever. This means that to listen, to pray, we must not do, achieve, or accomplish anything as the world accomplishes things, but rather that we must learn to listen by holding our- I Wino~ de Broucher, S.J., "Mortification in Prayer," Cross and Crown, March 1963, p. 13. 4- Sister Kristin writes from Lewis Hall (Box 219); University o[ Notre Dame; Notre Dame, Indiana 46556. VOLUME 29, 1970 809 ÷ ÷ ÷ Sister Kristir~ REVIEW FOR RELIGIOUS 810 selves in readiness for something, or rather for someone. This patient readiness is what I think Karl Rahner was describing when he spoke of prayer as "this awful waiting." 2 It is what Augustine meant when he said that the continual desire for God is prayer. I can neither explain nor understand prayer. Perhaps no one can: "There are thresholds which thought alone, left to itself, can never permit us to cross. An experience is required--an experience of poverty and sickness" 3 or, perhaps, of love or of sacrifice. By attempting to describe something, prayer, which I cannot explain, perhaps I can, though, suggest how we "listen." Merton suggests the form that such a preparation for prayer might take: (1) detachment and (2) finding ideas about God in all we do.4 His second suggestion corresponds to what I will describe as living as a prophet, as one who sees the signs of God in all things. His first suggestion, detachment, corresponds to what I have called living as pilgrim, as one who can look inside himself to see that he desires God and God alone, and that this world is b/at one stage of his Godward development. Amid the dissonance of the desires of this world, the pilgrim alone truly knows how to listen. He knows that this world is not his home, that he is journeying to God, and that this very journey is what we call prayer. As Merton says: "The secret of prayer is a hunger for God and for the vision of God, a hunger that lies far deeper than the level of language or affection." ~ Much this same point, that prayer is a desire for God, a consciousness of our being pilgrims, of our listening to what is in, but not of, the world, is made not only by Merton, but also by Teresa of Avila, by Aquinas, by Paul, by Guardini, by John of the Cross, and by Karl Rahner. When John of the Cross wrote that the man of prayer "will desire with all desire to come to that which in this life cannot be known," 6 he was making much the same point as Paul whose prayer was his desire for God: I think that what we suffer in this life can never be compared to the glory, as yet unrevealed, which is waiting for us. The whole creation is eagerly awaiting for God to reveal his sons . Creation still retains the hope of being freed, like us, from its slavery to decadence, to enjoy the same freedom and glory as the children of God. From the beginning until now the entire 2 Encounters With S!lence (Westminster: Newman, 1965), p. 25. a Quoted by Thomas Merton, Zen and the Birds o] Appetite (New York: New Directions, 1968), p. 56. ~Seeds o[ Contemplation (Norfolk, Connecticut: New Directions, 1968), p. 133. ~ Ibid., p. 140. ~ The Complete Works of John of the Cross (Westminster: New-man, 1949), v. 1, p. 76. creation, as we know, has been groaning in one great act of giving birth; and not only creation, but all of us who possess the first fruits of the Spirit, we too groan inwardly as we wait for our bodies to be set free. For we must be content to hope that we shall be saved--our salvation is not in sight., it is something we must wait for with patience. The Spirit too comes to help us in our weakness. For when we cannot choose words in order to pray properly, the Spirit himself expresses our plea in a way that could never be put into words, and God who knows everything in our hearts knows perfectly well what he means.' These are the words of Paul who longed ~o be deliv-ered from this body of death and to be with God, Paul who wrote to his Philippians: "I want to be gone and be with Christ." s Thus, for a man who really desires God, prayer is no longer problematic, because we pray as we live. As Merton puts it: "As a man is, so he prays." 9 Thus the man who listens is he who is able to hear his own deep desire for God. He, the pilgrim, is able to say: "I want God and I want him more than anything else, and I will wait for him." This is what Teresa of Avila meant when she uttered her Deus solus sul~cit. It is this realization which is the substance of prayer. Following along these same lines, Karl Rahner says that the ulti-mate meaning of daily prayer is the awful waiting for the God we desire: "The prayer that You require of me," writes Rahner to God, "must be, ultimately, just a pa-tient waiting for You, a silent standing by until You, who are ever present in the inmost center of my being, open the gate to me from within." 10 For Rahner, being a listener, a pilgrim, was based on the realization that nothing on earth is worth abandon-ing oneself to it. Thus all life is one prayer, one long aspiring for God, like the lives of the wise virgins of the Gospel, si~ch that our eternal possession by God is the answer to our lifelong prayer, a prayer which basically is like that of John of the Cross: I live, yet no true life I know, And living thus expectantly, I die because I do not die Within myself no life I know And without God, I cannot live.n Out of our Augustinian restlessness-~our restless until they rest in thee--and out of our wholeness and for finality is born contemplati Thi~_ pr_~esupposes, of course, that we can hear~ ' Rorn 8:18-27. s Phil 1:23. ~No Man Is an Island (New York: Harcourt, Brace 1955), p. 42. 10 Rahner, Encounters, p. 24. ~ Works of John oI the Cross, v. 2, p. 450. hearts are ~unger for ve prayer. he cries of and World, 4- 4- + Prayer VOLUME 29, 1970 81I Sister Kristin REVIEW FOR RELIGIOUS 812 our hearts for wholeness. The penalty for failing to artic-ulate our inner longings for God, for failing to risk the often painful encounter with the unseen God within Us, is being doomed to live a boring, supercilious, superficial life. But none of us wants to live a superficial life, just as none of us wants to live a life devoid of prayer. The crucial question, then, is: How do we learn to listen, to live as pilgrims? How do we begin to utter the "I want God" which is the essence of contemplative prayer? Pascal says that we would not seek God unless He had ¯ already found us.12 This suggests that we cannot learn to desire God, because He must find us first. This suggests that John of the Cross was correct when he said thatthe soul that has union with God no longer has any methods of prayer, that within the limits of the supernatural there are no prescribed ways.13 Pascal's remark also suggests that we do not really learn to look for God; rather, we realize He is already within us. Seeking Him should be for us, as it wa~ for Paul, a continual realization that He has already found us, that He dwells within us. "Know you not," Paul virtually shouts out, that "you are the temples of the Spirit?" 14 Paul knew that God had found him, had loved him.15 As John said: "Christ first loved us." i~ Perhaps we do not have a tremendous desire for God because we have not been stripped of all else. That is why we cannot live as listeners, as pilgrims. 1 referred earlier to the necessity of detachment if we were to listen to the cries of our heart for God--lf we were to llve ~'s pilgrims. This emptiness means, I think, that we realize that just as love demands sacrifice, so prayer dhmands discipline, that we cannot live by our feelings and then call it fulfillment, that we cannot live by rationalizing and then call it hearing the Spirit. I think this ~mptiness means, too, that we must bear patiently even our inabil-ity to desire God. Only When we learn to suffer with our own inability to find Christ, only when we discover our own spiritual poverty and our own hunger for God, only when we learn to agonize over the whys of existence and God and self---only then will we have prepared the ground out of which the solitude of contemplation will grow, because on.ly then will we have learned to listen. It is~hard to learn to listen, hard to say "I want God" when we know that the very conditions of our finding God demand sacrifice: the sacrifice of regular, disciplined ~ Quoted by Louis Evely, That Man Is You (Westminster: New-man, 1964), p. 15. ,1, Works o] John oI the Cross, v. 2, p. 76. it Rom 8:9-11; I Cor 3:16. ~ Rom 5:8. 101 Jn 4:19. prayer, the saca-ifice of not trying to rely on an of prayer but only on faith, the sacrifice of "a ihg," as Rahner calls it,17 the sacrifice of reno that we possess, as Luke says,18 the sackifice of o dung what we used to call gain, as Paul says.19 All these forms of sacrifice are" what Cassian "purity of heart," what Christ meant when no man can serve two masters, what Merton using Zen to still the birds of appetite, wh~ Eckhart meant when he said: "To be a proper God and fit for God to act in, a man should a] from all things and actions, both inwardly wardly.20 In saying that detachment and mortification condition for the contemplative prayer ofa li: being a pilgrim, we enunciate the dictum of Jc Cross: Solitude is o;eated by an unsatisfie~ John of the Cross compares wrong desires tc which obstruct the sight of the soul,2~ and says hess that is uncreated cannot enter the soul, not first cast out that other created hunger whk to the desire of the soul; for . two contrari dwell in one person . " Yet, in spite of our knowledge that we will ne union with God in prayer without first emp hearts of other desires, this knowledge does cause us to desire God. On the contrary, it is dous grace, I think, for a person living in th~ lose interest in the things that absorb the discover in his own soul an appetite for po y methods ~vful wait-ancing all )unting as meant by said that meant by it Meister abode for so be fi:ee and out-is the pre- ;tener, for hn of the hunger. cataracts that "ful-l there be h belongs es cannot vet attain Lying our lOt alone a tremen-world to orld and 'erty and. solitude. How can we prepare ourselves to r~ zeive this gift of grace? I think we can begin, as Merton'says, by not trying to understand, explain, or produce a ~lesire for God or for contemplative prayer. Rather, we on ght to .try tq see, to listen . and this seeing and hearin experience, not rationality, out of which pray! How else can we learn to hear the pure ~ which is the threshold for prayer? Paul sugges~ learn to really listen to the Spirit when in th~ chapters of the first epistle to the Corinthians, guishes two types of wisdom. The first is a ~ words; it is rational and didlectical. The secon~ dom of the cross; it is experiential and para6 was the second sort of knowledge that Paul kne about Christ. The word of the cross is self-empt Rahner, Encounters, p. 2~. Lk 14:33. Phil 3:7-9. Quoted by Thomas Merton, Zen, p. 9. Works oI John oI the Cross, v. 1, pp. 42-3. Ibid., p. 36. is pure is born. Cperience how we first two .ae distin-isdom of is a wis- ~xical. It w told us ying, and ÷ ÷ Prayer VOLUME 29, 1970 813~ 4, 4. Sister Kristin REVIEW FOR RELIGIOUS 814 only it enables us to know in the Biblical sense of know-ing as possessing in the act of love. Those who love have a new logic of knowledge and from this new type of wisdom comes the experience which is prayer. But prayer, listening to the reality of all that happens, is not merely being aware of our desire for God and our condition of being pilgrims. Prayer is not only to love God above all things, but it is also to see him everywhere in all things. This was what Teilhard called "purity of heart." 2a That is, prayer also is a type of listening which looks outward and sees the world as filled with signs of God. It is tlfis type of prayer whose exercise demands that we al! be prophets, revealing the hidden things of God out of tangible happenings. This type of prayer is not problematic if one's world is shot through with God. But how do we listen such that our world is seen and heard as permeated with God? One way, I think, is to build on the crucial experiences of life, since prayer operates by means of issues which are ulti-mate in our lives. That is, prayer operates according to our systems of values. Prayer, or the lack of it, affirms what is, or what is not, important to us: That is, the happenings which drive us to the ground ques-tions about human existence and which elicit our deepest self commitments are., good preparations for deep prayer. We find in the profound experiences of love and creativity an in-tensification of our spiritual self-possession, accompanied by a lucid awareness of the contingency of our world, which is already an encounter with God. From such peak experiences we can slowly learn to feel how God is always present to our human action?~ Perhaps we cannot learn to pray because we cannot really see or hear. Perhaps we are too much a part of an age which is activistic rather than prayerful, pragmatic rather than spiritual, anthropocentric rather than theocentric, compromising rather than disciplined. Thomas Merton once wrote that if we were really look-ing for God,. every moment and every event would sow seeds of contemplation in our hearts.2~ That is, if our hearts were ready, we would see that "the words of the prophets are written on the subway walls and tenement halls" as Simon and Garfunkel say. All life would be a sign if we knew how to listen to God. How do we become prophets, so that we can listen to the signs of God that are heard in life? Perhaps one way of listening is conscience. Perhaps another is being aware of a seeking that is unsatisfied by material things. As we =Hymn of the Universe (New York: Harper and Row, 1965), p. 124. -"~ John Carmody, S.J., "Contemporary Faith and Prayer," Sisters Today, November 1967, p. 105. "~ Merton, Seeds, p. 18. passively search, or listen, we become aware of God's work in us and in the world around us and we respond. This response, is prayer, and it was brought about, as Scriptures say, by sleeping with our hearts awake.2~ And our heart is kept awake by love and discipline, by faith- [ulness to the insights of prayer, by watchful attention. This continual search is the 'condition of continued growth, and faith is the condition of continual search.27 For us to be prayerful, then, requires that we learn to see the world as prophets, as full of signs of God, and this requires faith. But what is the object of our faith and how is it attained? Jesus told us to seek and we would find, and yet He did not tell us what we would find. In fact He said there were no close directives for discovering His kingdom. It would come unawares; it was within . His coming would be like a lJlghtning flash.-~s If this is so, then perhaps all we can do is to be like watchful virgins, ready for the hour when His light and His prayer comes. Another way of being "ready" is, I think, to eliminate the defensivensss and self-protectiveness of our words, by opening ourselves to understand, by giving up the secu-rity of set words or positions. If we know how to listen, then a person who confronts us with angxy words is really saying he is afraid to love us. A person who says God does not exist is really saying no one ever made God meaning-ful to him. Listening this way means hearing God. And after all, (lid not God know how to listen? He loved us first, as John says.29 He became a slave so that we could be saved, as Paul says, and He loved us while we were yet sinners.~0 Why is it that we cannot see signs of God, that we do not know how to listen and to pray? Perhaps it is because Christ is not real enough for us . but how is he made real? One way, I think is by the way in which He gives shape to our lives by the vocation that we, with the Spirit, choose. This is because, for the Christian, love is the only absolute, and' our vocational dhoice and our prayer are both concrete ways of expressing this love. When Jesus prayed, it was always in response to His vocation; He prayed before choosing His Apostles, and before His passion and death. To pray in this way, as Christ prayed, demands that we listen to the signs of God in our vocational call. We pray for much ~he same rea-sons that we want to be religious: we want to preach God and to praise Him and to help bring forth His kingdom. ~ Canticle of Canticles 5:2. ~ See Rosemary Haughton, On Trying to Be Human (Springfield, Illinois: Templegate, 1966), p. 42. = Lk 17:24. .o0 1 Jn 4:19. ~o Phil 2:7; Rom 5:9. ÷ ÷ VOLUME 29, 1970 815 Si~ter Kristin REVIEW FOR,RELIGIOUS 816 We want to find Him. For these reasons we pray. For these reasons we are celibates living in community. Thus the surrender to God's will which characterizes listening prayer seems, identical with a resolve to go ahead vocationally with what we know we must do. And what we must do is necessitating precisely because it is a faithful expression of who we are. Prayer and vocation both say who we are; they constitute our identity, and they are both linked together. If we are faithful to who we a~e, then we listen. Then we do not have to run around trying to fill up people with. God, because we know He is already there, that we have already been redeemed. Then we are abl~ to make visible, in daily events, the fact that behind the anxious sincerity and idealism and capacity to love of most people is the face of Christ who loved us so much that He came to liye among us, that behind the dirty curtain of Viet-nam, and racial hatred, and all the ways in which we are insensitive to those with whom we live, is the face of the crucified Christ. This is the raw material of prayer, and knowing how to listen refines it into prayer. If we know how to listen, then we do not have to look at the world as if it were built in two stories: the first floor, the natural level, the second floor, the supernatural level. If we know how to listen, we do not have to try to depend upon laws or habits or practices or veils to speak, of God. Our love will do it for us. Instead, we can take the world as it is, lavished by God's love and our poor attempts to love, and see it as holy. I do not think the person of prayer, as prophet, is pietistic.or aloof or unapproachable; I think he or she is One who is able to recognize in all men the face of the Messiah, the one who, as prophet, is able to make visible what is hidden and hopeful the one who was without hope. Such a person is compassionate and merciful; he realizes that nothing human is alien, that something looks profane only because his eye is not sacred. Out of this human compassion, the heart of a true prophet is opened not only to his sisters and brothers, but to God. In listening to them, he can listen to the man of Galilee who called illiterate fishermen, who talked with learned Pharisees, who wept over Jerusalem, and who, finally,. had nowhere to lay His head. Jesu.s redeemed us, and if we listen, we know that. When we listen, we will become aware of all that is beautiful, that is one, that is in pain and anguish, of all that is holy, in the Body of Christ. With this awareness-- and we have to be aware--we go to the Father in the Spirit, and we praise Him and reverence Him and lift up to Him the suffering members of His Body. It is this awareness which is the door to deep personal prayer. In fact, contemplative prayer is a witness to a special type of awareness: that of faith. Here:, God is present to the self and the contemplative listener is called to live in a more intimate communication with that mystery. Just as de-tachment was the precondition for the prayer which was desire for God, so faith is the precondition for the prayer which sees God in all things. When we can live these two types of prayer, when we are both pilgrim and prophet, we can listen, and we hear precisely because we have stilled our own murmurings and hear Christ in others. When we are all this, we have, as John of the Cross says, both entered upon the road and left the road at the same time.al At this point we will have given God, not our feelings, not even our thoughts, but ourselves. And when we have done this, we can say with Rahner: "Your commission has become my very life. It ruthlessly claims all my energies for itself; it lives from my own life." az We can say with Paul: I am not my own any longer,as At this point, our prayer will be the utterly simple prayer of listening because we will be living and moving and having being in God. Prayer will happen because we pray as we live, and we must live as pilgrims and proph-ets. In the end, all I have said comes down to our living with the unshakable conviction, of those who wait, that now we see a dim reflection in a mirror, but that one day, one day, as Paul says?4 we will see face to face. Works ol John oI the Gross, v. 2, p. 70. Rahner, Encounters, p. 72. Philem I:10; Phil 3:12. 1 Cor 15:12. Prayer. VOLUME 29, 1970 817 JOHN O. MEANY AND SISTER MARJORIE CAREY, B.V.M. Psychology and "The Prayer of the Heart" J. O. Meany is as-sociate professor of. education and Sis-ter Marjorie teaches Russian at the Uni-versity of Notre Dame; Notre Dame, Indiana 48556; REVIEW FOR RELIGIOUS Incredible as it may seem, there is an ancient Christian tradition of prayer which seems to be almost unknown to Christians in the West. How many Western Christians, for example, have heard of "The Prayer of the Heart"? This Eastern tradition of prayer, sometimes called "Hesy-chasm," may play an increasingly important role in the personal and interior "reformation" which is, hopefully, now taking place in the Roman Catholic Church in the West. There are changes emerging in the Western ap-proaches to prayer and to spiritual formation: a return to a more interior life of prayer and a personalistic and psychologically-conscious spirituality. In order to return to what is more basic and funda-mental in the psychology of prayer, it is essential that we distinguish between those particular aspects of Western Christianity which have been determined by our own unique culture(s) and traditions and, on the other hand, those aspects of prayer and spirituality which are, in an anthropological sense, relatively "culture-free," or more universal and fundamental. It may be difficult to com-pare. our own familiar forms of prayer and spirituality with those which are relatively more independent of our own experience and traditions, but only in this way can we obtain a new view of the primary sources of the basic Christian spirit. There are, of course, as many approaches to G6d as there are (from the human point of view) facets of His Being; and there are as many paths to Him as there are individuals whom He guides along these paths. For God is not limited by our limitations. He draws each individ-ual to Him in a unique way. Yet it seems that, however unique the way, God usually draws a person to Him by using that person's cultural and socio-economic back-ground. Eastern and Western traditions and personality characteristics differ; thus the mode of prayer of an East-ern Christian may seem to be radically different in ap-pearance, if not in reality, from that of a Western Chris-tian. In recent years, however, many young Westerners have turned to the East for new approaches to spirituality; they have found in some forms of Eastern spirituality-- particularly in Zen Buddhism and Yoga--new insights into themselves. Similarly, we, too, may come to see more clearly our own sources of spirituality, through an at-tempt to understand a different Christian tradition. In-deed, one seldom understands his own country until he has left it to travel abroad. | Historically, the Prayer of the Heart d~tes back to the fourth-century desert fathers of Egypt wh~ insisted on the ideal of continual prayer. The Prayer of/he Heart, often called the Jesus Prayer today, began to e~nerge in recog-nizable form during the fifth century; and the full text of the prayer can be found in the life of tl~e sixth-century Egyptian hermit, Abba Philemon. A coln~non~ expression of the Jesus Prayer, rhythmically said froth the heart, has bee,n,: "Lord Jesus Christ, Son of God, have mercy on me. This form of prayer can be descr!,b~d as: "Standing before God with the mind in the heart. | The roots of the Jesus Prayer are to belfound in Scrip-ture itself. The Jews of the Old Testarpent so revered Yahweh that His name was considered to [be an extension of His Person, a revelation of His Being.I This reverence for the name of God continues throughout the New Tes-tament: "At the na,m,,e of Jesus every kne~ should bow, in heaven and on earth (Phil 2:10). Indeed, lthe entire Jesus Prayer is existentially, as well as Biblically, oriented. Its similarity to two other Scriptural prayers is apparent: the prayer of the blind man, "Jesus, Son ~f David, have mercy on me" (Lk 18:38); and that of the [publican, "God be merciful to me a sinner" (Lk 18:13). In t!me, a body ,o,f traditio,n, al teachin~ c,a, lled "Hesy-chasm;' meaning quietness' or "reppse, grew up around the Jesus Prayer; and at least 'since the sixth century the tradition of the Jesus Prayer has influenced the spirituality of Eastern Christians. During three peri-ods of history the Jesus Prayer has been particularly in-fluential in the East: during the Golden Age of Hesy-chasm in fourteenth-century Byzantium .under the great theologian,. St. Gregory Palamas; during the Hesychast renaissance in Greece in the eighteenth century when the great anthology of Eastern spirituality, the Philokalia (love of the beautiful), was written; and during nine-teenth century Russia under Theophan the Recluse. To understand better how the Hesychast approach could contribute to the West, one might examine how it ÷ ÷ ÷ Prayer o] the Heart VOLUME 29, 1970 819 4. 4. 4. I. O. Meany and St. Marjmle REVJEW FOR REL]GIO0$ 82O has already contributed to the East; for example, how it has contributed to Russian spirituality, as that spirit has grown out of the environment and "national" character of the Russian people. The Russians are predominantly a silent people; this is evident in an old Russian custom: traditionally, whenever a member of an old Orthodox Russian family leaves on a journey, the entire family gathers in silence to pray. The family remains silent for several minutes; then the father rises to bless the family and each member of the family silently traces the Sign of the Cross on his forehead while facing the. family icon. Afte~ this paternal blessing, mutual blessings are ex-changed. This love of silence may also have led many Russian Christians to a contemplative life. There is also in the soul of the Russian people a primitive, almost naive simplicity; yet in this simplicity profound depths may be fathomed. Russian spirituality has been imbued with this simplicity which is so characteristic of the spirit of the Gospel. Their prayer life, too, has always been simple, without a complicated rational (or discursive) for-mula. Still another characteristic of the Russian peasant is his love of the rhythmic beauty of life--the" rhythm found in the cycles of nature and family life. This is especially apparent in the works of Tolstoy, who so com-pellingly depicted these cycles in his great epics, War and Peace and Anna Karenina. This love of rhythm, found also in Russian music, is clearly reflected in the rhythmic breathing of the "Jesus Prayer." One of the most obvious characteristics of the Russian peasant is his yearning for open and unlimited stretches of land. The geography of the land, therefore, influences the national character ofthe people, which in turn, af-fects the forms of their spirituality. The vast open areas of Siberia, the immense forests of the country, seems to have evoked a response to the Infinite which is reflected in personal religious experience. Because of this yearning for space, the Russian peasant has also been somewhat of a pilgrim. This, of c6urse, is true of many cultures and personalities; indeed, the whole history of man can be seen as a journey. Yet as Nicolas. Berdyaev points out, this spirit of the wanderer seems particularly characteristic of the Russian people. Through the centuries Russian pil-grims have traveled from afar in search of peace and spiritual renewal, visiting the famous cathedrals of Kiev, Novgorod, and other places of pilgrimage. They have traveled especially to those places where a "staretz," a man of God, prayer, and discernment, was still to be found. Thus, the innate yearning of the Russians for vast unlimited space has made them a nomadic people. This spirit of the wanderer, in search of truth, is .underscored in The VCay of a Pilgrim, a story of a Russian pilgrim who journeys forth, continually repeating the Jesus Prayer. This unknown Russian pilgrim has made the Eastern mode of prayer more available to Westerners through his personal religious experiences which are de-scribed in The Way o[ a Pilgrim and The Pilgrim ,Con-tinues His Way. The Jesus Prayer is a prayer that comes from the heart. It differs from the current Western and, perhaps, more cognitive approach to prayer; yet as St. Teresa of Avila points out, the important thing is not to have m~ny thoughts, but to have great love. Eastern Christians seem to have preserved the idea of the whole man: body and heart as well as mind and soul. This more total approach to "spirituality" seems to be meaningful for modern Westerners, as can be seen in the new orientation of such books as Harvey Cox's The Feast o[ Fools, Dechanet's Christian Yoga, Dom Aelred Graham's Zen Catholicism and Norman Brown's Love's Body. The difference in modes of prayer, then, between the East and the West is based not only on cultural and personality characteristics, but also on the different atti-. tudes toward man which are prevalent in the East and in the West. For centuries. Europeans and Americans have tended to emphasize man's rational nature; and since the Counter-Reformation, this emphasis has found expression not only in Western scientific methodology but also in various discursive "methods" of prayer, such as the Igna-tian, Sulpician, Salesian, and Ligourian. Descartes' dualism, or Western rationalism, has failed, however, to create in the (non-Westernized) East the head/heart dichotomy that it has fostered in the West. The traditional Russian peasant seems never to have lost his sense of wholeness. Eastern Christians seem to have preserved that broad perspective of "the whole man," an integrated body-heart-mind-soul. Perhaps the Zen scholar Daisetz T. Suzuki was right in contending that Western thought has erected barriers be-tween man and reality; barriers of concepts, imagery, cas-uistry, and reasoning. Consequently, instead of bringing us closer to reality, language has frequently separated us from it. For example, if a person rigidly decides not'to think about sex, he often finds himself unconscio~usly in-volved in it. There is a story of a Western theologian who decided to marry just after writing an elaborate treatise on celibacy; the theologian admitted that all his former theories had been "mental constructs." In terms of depth psychology, this type of theological "construct" might be seen as an intellectual defense, a defense which .broke down under the pressure of previously-denied (emotional and sense) experience. Repression fosters "acting out.:' Similarly, current Western existential "philosophy" can the Heart ,. VOLUME' 29,. 1970 :~" 82L ~. O. Meany and Sr. Mar]orie REVIEW FOR RELiGiOUS 822 be seen as an attempt to break through (defensive) logical constructs in order to come closer to the "living reality." The East, however, is in a sense, already "existential" and has been throughout its long history. Though recent Western theology has tended to be Cartesian or dualistic, the Russian has always been more at home with an existential or phenomenological ap-proach to God and prayer. The writings of Dostoevsky were influenced by Orthodox spirituality; this approach is often viewed as both intriguing and somewhat threat-ening to a Westerner, whose spiritual formation has o.ften been unconsciously conditioned by abstract ideals and logical categories. However, existeritialism and phenom-enology are beginning to have an impact in the West, through such Christian authors as Dietrich von Hilder-brand, Hubert Dom, Adrian Van Kaam, Gabriel Marcel, and Simone Weil. The existential and direct approach to God, although it is found in the prayers of the liturgies of the West, has always been a more living part of the consciousness of the Russian. The best aspects of tradi-tional Russian spirituality would not be interested in a rationalism or nominalism which would tend to separate love from human physical experience. But the worst in Russian Marxism might attempt to separate love from the physical world. Even as the human body can be seen as the outward expression of the inner soul, so also can icons, images, and incense be seen as an expression of the Church's inner spirituality. Thus the Russian prays with a pro-found sense of reverence; he seems to have a deep sense of ritual. In the Orthodox religion there is no Western-like sepa-ration between the liturgy and private prayer; no such Cartesian-like distinctions are made. This ancient Eastern tradition is similar to a relatively new trend in the West-ern liturgical movement which stresses the use of public liturgical prayers for private prayer. The scholarly jour-nal, Worship, has long stressed the value of liturgical meditations. We are not always conscious of the fact that much of our Western liturgy is an existential prayer, existential because it addresses God in the "here-and-now." For. Orthodox Christians there are no logical dis-tinctions between private and public prayer, just as for them there are no class or caste distinctions between monks and laymen. Husbands and wives, monks and nuns, all follow the same traditional and existential way of prayer. Love, not rules, is the focal point. Orthodox Christians do not feel that reading the Bible reflectively is a prayer, though they do not deny its value. Reflective reading often is predominantly a cognitive process unless the words are related to the feelings, fanta-sies, and senses of the "heart." Orthodox Christians re-gard their prayer as more of a total personal relationship to God, by praying "with the mind in the heart." At the risk of imposing Western categories on Ortho-dox spirituality, one might distinguish three forms of Orthodox prayer. First, bodily prayer which uses the pos-ture and the senses of the body. For example, one might bend his head so that his eyes can look at the place of the heart; he may try to become aware of his breathing in order to use its natural rhythm as an aid to concentration as he prays to God. Secondly, mental prayer in which the mind holds the "Word" in inward prayer, so that con-sciousness is expanded; thus one tries to center one's whole being on the "Word of God." And thirdly, there is the Prayer of the Heart. This last form of prayer is for Eastern Christians the highest form of prayer because in this way of praying the mind descends to the heart as it stands before God. The Orthodox feel that it is essential that the mind descend into the feelings and images of the heart during prayer although they realize that the heart, without the attention of the intellect, is blind. As St. Makarios of Egypt (4th century) said: "Descend into thy heart and there do battle with Satan." Thus the mind of the person descends into his heart to view his feelings, fantasies, and sensual experiences in order to choose those which are truly good and oppose those which are not. This process is different from that advocated by some western writers like Tanquerey. This process also pre-supposes a deep psychological openness to oneself, a non-defensive consciousness. Unlike many Westerners, the Eastern Christian does not try to use his intellectual constructs to keep the mind from the heart. Rather, he worships God with his heart and feelings which are, hope-fully, known by his mind. Thus the body and the inter-nal senses play a positive role in prayer, as it can in higher forms of Yoga. The conscious use of the body, as in dancing, could play a more important role in prayer and in the liturgy of the West. The purpose of the Jesus Prayer is to fill one's whole consciousness with the name of Jesus, just as St. Francis of Assisi spent a whole night in prayer rqpeating ever more deeply the Lord's name. Ideally, the head and the heart are thus united; conscious unity in the person is the goal of some modern psychologists and theologians. For example, the psychologist Carl Rogers describes the ide-ally "fully functioning person" as one who knows, exis-tentially, what his "heart" (or organism) is saying, and he can talk about his inner experience if he chooses to do so. The theologian, John S. Dunne, in his A Search [or God Prayer of the Heart VOLUME 29, 1970 823 ~. O. Mean~ and St. Mar]orie~ REVIEW FOR RELIGIOUS in Tim.~ and Memory also stresses the value of a unity of thought, feeling a.nd action in the person, " ' .~ Through the centuries physical~ "exercise~ ~ind disci-plines such as fasting have been used to affect one's sciousness. In prayer, exercises and inner discipli.nes can" be used. to concentrate, one's being on the n.ame of. Jesus. But. one great danger in "prayer" is that words, or thoughts can be compulsively repeated, being motivated by unconscibus inner conflicts;, thus "prayer" could, be used defensively to avoid an inner growth of. conscious-ness and love. As in some forms of Yoga, the Jesus Prayer can be associated with the natural rhythm of breathing. Thus, this Hesychast"method of prayer uses the natural, not [orced rhythm of breathing or the .heartbeat to aid total intellectual and emotional conceritration on the name of Jesus; just.as a Westerner might use the beads of'a rosary ti~ c0ncefitrate on a mystery. By using his breathing to concentrate on the name of Jesus, the person may thus bring prayer more deeply into his ~hole being. Sponta-neous and relaxed breathing is used to bring one's atten-tion repeatedly back to the name of Jesus, which is then psychologically associated with the breath (and life) of the person. It is important to realize that these physical exercises are regarded as an aid to, not~ an obligation of, prhy'er. The Orthodox know well that there can be no physical or mechanical means of acquiring grace. No bod' ily nor physical techniques can be an automatic method of obtaining grace. Furthermore, they do not recommend the use of this form of prayer without proper guidance, or Spiritual direction, because it can cause sexual arousal, or it could possibly damage the lungs or body, if forced o~ used incorrectly. Associating one's prayers with the natural easy flow of one's breathing, however, is'a way of aiding the mind to descend into the body and the heart,' in an attempt to offer lovingly to God one's whole being (emotions, will, and attention) in the name of Jesus. Some practical applications of processes similar to this way of prayer are described in J. M. Dechanet's Christian Yoga. This book is one example of a modern application of "ancient wisdom to prayer. He includes a discussion of practical techniques for the "Prayer of the Heart." "On the Three Methods of Attention and Prayer"'is a treatise often attributed to St. Simon the New Theolo-gian. It makes clear that .there are three ways of prayer. The first way of prayer, used by an emotional person, would stress primarily the feeling approach to God with-out much stress on reason. A second ,,~ay of,prayer would stress the intellectual approach with thoughts-fighting-. thoughts because that person is relatively unaware of his emotions. The third and preferable way is an integration which would have the mind consciously descend into the heart so that the person takes a conscious position toward his own internal emotions and fantasies in order to love God with his whole mind, his whole heart, and his whole soul In recent years many young Americans--like Franny in Salinger's Franny and Zooey---have come to know some-thing of the Jesus Prayer, although it may easily be mis-interpreted as a mechanical spirituality. Its appeal for modern people may be due to several factors: its Christo-centric theme, its Scriptural base, its simplicity. Many may find in this way of prayer a human expression of their adoration and love of God. Others may find in its rhythmic breathing a meaningful way of "physically ex-pressing" their spirit. So, like Yoga, Zen, and other modes of Eastern spirituality, Orthodoxy may offer to the West another approach to prayer, perhaps another way of help-ing us to find our way back to the Christian Spirit. SELECTED BIBLIOGRAPHY AND SOURCES Arseniev, Nicolas. Russian Piety. London: Faith Press, 1964. Balthasar, Hans Urs von. Prayer. New York: Sheed and Ward, 1961. Berdiaev, Nicolas. The Russian Idea. New York: Macmillan, 1948. Chariton of Valamo, Igumen. The Art of Prayer. London: Faber and Faber, 1966. Dechanet, Jean Marie. Christian Yoga. New York: Harper and Row, 1960. Delmage, L. Spiritual Exercises of Saint Ignatius. New York: Wagner, 1968. Diahonia, a journal edited by George Maloney, S.J. New York: Fordham University. Dunne, John S. A Search for God in Time and Memory. Toronto: Macmillan, 1969. Fedotov, George P. A Treasury of Russian Spirituality. London: Sheed and Ward, 1952. Hausherr, Iren~e. "La m~thode d'oraison h~sychaste," Orien-talia christiana, 1927. Loyola, Ignatius de. The Autobiography of St. Ignatius. New York: Benziger, 1900. Johnston, S.J., William. "Dialogue with Zen," Concilium, November 1969. Jung, Carl G. The Collected Worhs of Carl Jung, volumes 5 and 9. Princeton: Princeton University, 1968. Kadloubovsky, E. and Palmer, G. E. H. Early Fathers from the Philokalia. London: Faber and Faber, 1952. Kadloubovsky, E. and Palmer, G. E. H. Writings from the Philokalia on Prayer of the Heart. London: Faber and Faber, 1951. Mason, R.ussell E. Internal Perceptions and Bodily Function-ing. New York: International Universities Press, 1961. Nicodemus of the Holy Mountain. Unseen Warfare. London: Faber and Faber, 1952. Philips, Dewi Z. The Concept of Prayer. New York: Schocken, 1966. Prayer " o] the Heart VOLUME 2% 1970 825 Richardson, A. Mental Imagery. New York: Springer, 1969. Sofrony, Archimandrite. The Undistorted Image. London: Faith Press, 1958. Stolz, Karl R. The Psychology of Prayer. New York: Abingdon, 1923. Ware, Timothy. The Orthodox Church. Baltimore: Pelican, 1964. .~. O. Meany and St. Mar]orle REVIEW FOR RELIGIOUS JONATHAN FOSTER, O.F.M. Some Notes on Hostility and Fidelity: The Religious Presence One of the most masterful and insightful commentaries on human aggression dates from the years immediately following World War I--Edna St. Vincent Millay's poign-ant little play, Aria da Capo. In the work's "play within a play," two friendly and unsophisticated shepherds under the direction of a stern stage manager set out to play a game in which they innocently build a wall between them and say "that over there belongs to me and over here to you." The game soon becomes deadly serious, however, and their friendship quickly deteriorates into suspicion and mistrust. At one point in the game, Thyrsis has a moment of sanity and beseeches Corydon.: "It is an ugly game. I hated it from the first. How did it start?" To which Corydon replies: "I do not know . I do not know. I think I am afraid of you! You are a strangerl I never set eyes on you before." Their fearful insight into the tragedy of their situation does not hinder them, how-ever, from plunging head-long into the "game" which ends in their mutual killing of each other for what the other has. The essence of the tragedy of human existence there-fore, as seen by Miss Millay, is the deterioration of trust. When man do not deliberately break trust with each other, society can be sweet and peaceful, as the shepherds in the play experienced it. For in the beginning, before the "game," they agreed in simple joy to "make a song about a lamb that thought himself a shepherd." But when .the wall goes up--and in the play it is only a streamer of tissue paper that Corydon cannot even find when he staggers toward his dead friend in his death agony--ignorance and misunderstanding build large, + + 4. Jonathan Foster is a member of St. Joseph's Franciscan Seminary; P.O. Box 449; Oak Brook; Il-linois 60521. VOLUME 29, 1970 827. ]. Foster,~ O.F.M. REVIEW FOR RELIGIOUS 828 tricksome images that cast dark and suspicious shadows over the land. And it is when we encounter these suspi-cious shadows that:we begin to experience hostility, and too frequeritly this hostility bristles into violence. I would like to suggest here that the situation dramati-cally Conceived in Aria da Capo is .r~pidly coming to characterize the whole of American society and that the current easy attitude toward vows in religious life is con-tributing to this situation. ¯ There is an unease in the land, an .unease that increas-ingly expresses itself in polarized movements, bristles with hostility for its counterparts, and, with a regularity t.ha.t is ~c~asing to. ast.onish; b.reaks out into violence. The reason for this is hardly a simple onE;°but one of the most important factors, I believe, is the demise of trust under-lined by Miss Millay. It has long been known that violence, especially as carried out by children, is the mindless response to a betrayal of trust by those who should above all have been trustworthy--parents, brothers, sisters, friends. Most psy-chotic violence among grown-ups too is explainable in terms of betrayal and subsequent alienation. It is.not too much to suggest that the unease drifting through our country, the. increasing prickle of hostility, the growing threat of mass violence is largely a projection on a na-tional scale of this same betrayal o~ trust. There certainly has been such a betrayal in our public institutions. Our government and political leaders have been. found to be insincere so often and so damagingly that they, have generated powerful counter-political movements based on an-idealism that seeks to actually do that which government and presen( politics only profess tostand for. Business and labor time and.time again have been found out to be playing dirty games behind the bright chintz of public relations, advertising; and noble sentiments. The curtains have been jerked back a few times too often on all levels of education, to reveal admin-istrators and teachers .with their thumbs stuck in a few unsuspected pies. Even the hallowed judicial system has been seen to be as petty and partial as ward-heeling poli-ticians. Bishops and religious leaders with almost monot-onous regularity put on masks in the same dressing rooms with government,, and more and more of their subjects are sbe, ing under the make-up. ¯ Perhaps all this insincerity is not as new as it seems. But what is certainly new is the great number of people who know: about it. Mass journalism and historical schol-arship have had much to do with this public breast-bar-ing, "telling, it like it is," debunking and stripping down even ou~ heroes. And so, I suggest, the great question that expresses the malaise of. our society is: "Who ;can you trhst?" Th~ cynical crack is mor~ and more the language of the land. More and more like-minded'groups, search-ing for trust, turn within and band together. The result is fraCtionalization, polarization, hostility, violence. "I do not know you" becomes "I do not trust you." But this is hardly the whole story. As if it were not engugh that the public institutions of our, society are found not to wash under their public robes, we are facing now the deterioration of trust in the private institutions of our society. Personal rel~itionships 'of all kinds ,have B~en affected by the erosion of trust. The vows of mar-riage, "till death do us part,"'ard taken with increasingly l~gs seriousness. In the steady-dating relationship, too, boys and girls enter into quasi-matrimonial and even Sex-ual relationships, the basis of which is not ~rust, but usefulness ~ind convenience. But where this relationship is easi!y deceived into thinking itself meaningful, the no-torious "Playboy" relationship cynically strips away all pretense and encourages partners to enter the most trust-oriented of all relationships with the most callow mo-tives. And the infamous generation gap is not created just by misttnderstanding. It is created as much by the parents using this deepest and most responsibility-bearing rela-tionship as a means for their own advancement. Finally, there are religious vows. In the past history of religious life, the value of the vow for. society was preemi-nent. Today what is becoming of supreme value is the relevance of the vo;v for the individual religious. And if the taking of the vow, or the keeping of it even for a specified time much less for life, is similarly restricting, then it is not taken, or it is broken in view of some other commitment. The priority of the individual in the reli-gious taking of vows has become paramount in our day. What we are failing to understand at this point in the pendulum swing of religious commitment is that reli-gious life is perhaps the last social institution in which fidelity and trust are basic and honored, and that this perhaps says something about the witness of religious life in contemporary society. The absolute centrality of promises to the preservat~ion of the quality of human existence has been strongly stressed b);' various authors, bi~t none has made the case more' strongly than the philosopher, Hannah Arendt; In her book, The Human Condition, Miss Arendt pinpoints two factors essential to the preservation of~ life from chaos. The first is forgiveness, or the undoing of mistakes of the past. The second is the faculty to make and keep promises. The first obviously deals with the past. The second concerns the future. The ability to make promises and keep them builds on the reality.of forgiveness, and Mi~s Arendt always keeps the two together. But for our VOLUME 29; "1970 ' "" 829 ]. Foster, O.F.~I. ~EVIEW FOR RELIGIOUS 830 purposes here, we must look especially close at what she says about promise. The making of promises is an expression of one of the most ancient needs of man. In fact the two great institu-tions of western society were built on promises. The Jew-ish- Christian religion grew out of the covenants of Abra-ham with God. And the Roman empire built a legal system on the inviolability of agreements and treaties. This is not surprising. For man's experience of himself in history has revealed a twofold "darkness." The first is his inability to rely on or have complete faith in himself: The second is the unpredictability of human events. And so man, both to insure his own survival and to make his society an increasingly hospitable one, from the very be-ginning has gone out to his fellowman in promise and covenant. He has come to rely on and count on his fel-lows. Promise is what holds society together and staves off barbarity, barbarity both in the forms of totalitarian domination and in the unstructured freedom of anarchy. Although Miss Arendt's primary purpose in treating the faculty of promise is to show that it lies at the very foundation of society, she does not ignore its value for the growth of the individual, which she sees in the con-text of the preservation of one's integrity: Without being bound in the fulfilment of promises, we would never be able to keep our identities; we would be con-demned to wander helplessly and without direction in the darkness of each man's lonely heart, caught in its contradic-tions and equivocalities--a darkness which only the light shed over the public realm through the presence of others, who con-firm the identity between the one who promises and the one who. fulfils can dispel" (The Human Condition, Doubleday Anchor Books, p. 21B). Promise combines with forgiveness, as Miss Arendt sees it, to form the basis of morality. For "these moral pre-cepts [forgiveness and promise] arise . directly out of the will to live together with others., and thus they are like control mechanisms built into the very faculty to start new and unending processes" (p. 221). It is here also that she stresses the creative and life-sustaining force of forgiveness and promise. For if we could not forgive mis-takes and if we could not re-establish firm bonds through promise, then society would be trapped by the "law of mortality" and would steadily wind itself down to death. Forgiveness and promise together make newness con-stantly possible. And as such they are the foundations for the Christian view of life--faith and hope: faith that is fidelity to the convenant, and hope that is created both in this fidelity and in forgiveness. What is important, I think, about Miss Arendt's com-ments is that they place the taking and keeping of vows not in the context of what it can do for the individual but rather of how the taking of vows enters into the very bloodstream of human society. She speaks eloquently of promise as confronting the "darkness" of human exist-ence, of staving off "ruin and destruction," of the "mira-cle that saves the world." She also cites Nietzsche's com-ment that promise is the very distinction which marks off human from animal life. It is precisely to this larger context therefore that we must shift some of our discus-sion of religious vows. Far from being an anachronistic kind of slavery exercised by religious orders to maintain their survival, religious vows must be seen, in Miss Arendt's perspective, as an expression of man's striving not only for survival, but for dignity as well. To further emphasize this perspective, we must focus very precisely on the kind of promises religious make. It is not a promise to complete the transaction of a deal, to run a hospital, to cook forever, or just to do anything. It is a promise to be, and as such a deep commitment and trust. We can forgive someone who does not keep a prom-ise to do something, and we can perhaps survive in a society in which this failure to deliver is relatively fre-quent. But how much can we tolerate of a society that ¯ does not keep its promises to be? When people make great commitments of personal loyalty and then opt out in large numbers, what effect, we must ask, does this have on society at large? And when they go a step further, frequently in justification, and refuse promise at all, or make expressions of loyalty that are weak, decidedly ter-minal and often vague and open-ended, what, we must fnrther ask, effect does this have on society? Does it weaken the ties between men? Is this abandonment of covenant intensifying in a' way that has not occurred to us at all the increasing lack of trust and rising hostility in our society? Does it raise again on a new front, and per-haps the last one, the question: "~¥ho can you connt on?" I suggest that religious have a serious responsibility to raise these issues. They are perhaps the last people in the world in which the free offering of total loyalty has been taken for granted as a matter of policy. Because of this professed commitment, they have been witnessing some-thing to the world, namely, that it is possible to be loyal and trustworthy on a grand scale. They have advanced the ideals of mankind a great milestone. And now sud-denly they have reversed this witness, first in practice, now in theory. The anger and resentment, shock and frustration of many people over the vast exodus from vows, now settling into a flat cynicism, comes as no sur-prise. Religious cannot simply dismiss this anger and cy-nicism with the comment: "They'll get used to it." This may very well be the tragedy we can least afford~that men should get used to it. ÷ ÷ VOLUME 29, 1970 831 ¯ Perhaps then if there is any validity tO these questions another dimension must be added to the mission of reli-gious today. If, as Miss Arendt suggests, the power of making and keeping promises is our bulwark against chaos or repression, if, as Nietszche asserts, fidelity is what distinguishes us from animals, then the question of vows is not merel.y a question of the internal life of a particu-lar community or of individual religious. It is joined to the very issue of human survival. My suggestion, then, is that as religious weigh' the relevance of taking of not taking vows, of their leaving or dissolution, to the per-sonal fulfilment of the individual religious, they also seri-ously discuss again the impact this same taking or aban-doning of vows has for society at large. The problems of the individual religious in an institute that he or she feels is inhibiting or irrelevant or itself unfaithful to its own profession are real eno.ugh to us. They have preoccupied religious for the past several years. But what about this same religious in relationship to a world in which indi-viduals and groups are drifting further and further apart 'because of the decay of trust and faithfulness? Do not religious perhaps have a mission here too? Today most religious orders, in their renewal, are concerned about "going out to the ~orld," trying to be relevant. It would be most ironic, not to say tragic, if what the world most needs, trust and loyalty, were precisely what religious are s'o busily unpacking and heaving overboard. ]. Foster,~O~F.M. REVIEW FOR RELIGIOUS 832 KATHRYN LINDEMANN, O.P. Toward a Definition of "Communi " The problem. During the past few years there has been much debate among American religious concerning "community." "What is community?" and "What do you mean by community?" are two frequently heard ques-tions. This article does not attempt to totally resolve these questions since any further "total solutions" would only add to the present confusion. This paper does attempt to disentangle the discussion and to introduce clarifications which, will make resolu-tion possibl~. To this end it begins with a consideration of the present state of the issue. Then there is a non-po-lemic exposition of the meaning of "community" as found in current literature. Finally there is an indication of some still unanswered questions concerning "commun-ity" which seem important for continued progress toward a clear definition of "community." ¯ .4 first inquiry and a prol~ered solution. The fact that American religious are asking about "community" seems to indicate that they are aware of confusion and are seek-ing to remedy it. Confronted by this confusion, a normal query is: Why such a difficulty concerning "community"? One proffered solution has been to postulate something about the word itself~some attribute which defies defini-tion. "Community," like patriotism, becomes a Wittgen-steinian "slogan word" which is too ambiguous for defini-tion. Such a proposal is both logically unsound and a breeder of irrationality. If one analyzes it, one finds: 1. It accepts the generalization: "If x is a slogan word, then x precludes definition." 2. The postulation is then argued: since the definition of 'community' engenders much confusion, "com-munity" must be a slogan word. Since slogan words are indefinable, then "community" must be indefin-able. This is viciously circular. It assumes what it claims to ÷ Kathryn Linde-mann, O.P., lives at Mr. St. Mary Col-lege' in .,Newburgh, N.Y. 12550. VOLUME',29, '1970 . ~ ÷ ÷ Kathryn Linde- REVIEW FOR RELIGIOUS 834 prove. The statement of the generalization only acts as camouflage. If one wants to conclude that a slogan word is not definable, one cannot assume it is a slogan word because it is indefinable. In the practical order, the proposal leads to subjectiv: ism and a canonization of irrationality. If "community" is indefinable, then there is no procedure for discussing: what it is; what engenders it; what destroys it. Two indi-viduals have no way of ascertaining if they use the term with the same meaning. They are condemned to unknow-ing or subjectivism. Since rationality depends on com-monness, no rational procedures of discussion or decision are possible. Thus all those groups of American religious now committed to the conscious renewal of community can have no use for rationality in their endeavors. At best, community renewal needs to be relegated to some irrational force. A second proposal. The above is not the only possible explanation for the confusion concerning "community." There is also an explanatory avenue opened by the no-tion of the theory laden texture of terms. In Patterns of Discovery, Norman l~ussell Hanson explores the relation between theory and particular observations, facts, and terms. He contends that scientific observation, fact, and meaning are only possible within the context of a theory. Further, he holds that each of these three are theory determined. Thus, two men experiencing the same sense data of orange color patch moving upward through an orange tinted visual field at 6:50 a.m. Eastern Standard Time in Newburgh, New York, might observe two dif-ferent things. One operating in a Ptolemaic framework observes the sun rising. The other operating in a Coper-nican framework observes the earth turning. If each spoke of the "morning event," "morning event" would have, in a certain sense, a different meaning for each.1 Hanson often cites such theory determination of termi-nological meaning: If, in the blank pages of a next year's diary, we find the word 'fire' in the place reserved for St. Valentine's day, no action would suggest itself. Consider another man shouting 'Fire'; but now he is in uniform, hovering over a busy gun crew. Were we members of that crew, our response would be automatic . In other contexts 'fire' might herald a worker's dismissal, or the entrance of a Wagnerian soprano amid pyro-technics. It can signal a phase in the making of pottery, de-scribe how an actress reads her part, or designate some primi-tive rite . 'Fire' has, in each situation, a propositional force; it is shorthand for complex statements whose nature is clear from the contexts of utterance. We are not born able to recog-nize such contexts., for that we need education.2 X Norman Russell Hanson, Patterns o] Discovery (Cambridge: Cambridge University, 1965), pp. 7-8. 2 Ibid., p. 63. And again: When the youngster says 'lightning and thunder' he prob-ably means 'flash and rumble.' Again, a lot may follow, but what follows for him is different from what follows for the meteorologist--for whom 'lightning and thunder' probably means 'electrical discharge and aerial disturbance.' 8 ~lpplication to the question of community. In order to see the relation of this theory laden texture of terms to the present confusion among American religious, one needs to know something of the recent intellectual his-tory of religious groups. Since 1949 there has been what Thomas Kuhn would call a "paradigm shift" in religious life.4 Any comparative study of congregational constitu-tions of 1949 and 1969, of the 1949 and 1969 issues of REVIEW FOR RELIGIOUS, or of books dealing with the theory of religious life from that span of years, gives multitudinous evidence of this paradigm change. In this paradigm shift, the term "community" is one which has been strongly affected. It has moved from a peripheral to a central position and has acquired a new extension. This change in "community" cannot be considered in isolation from the total theory of religious life. The change in meaning actually occurred as a result of changes in other areas of the theoretic system. A change of perception concerning certain areas made for new ways of seeing many other areas. And as the whole theory changed, each specific term was affected. Having noted the theory-laden-texture of terms and the fact of paradigm change in religious life, one can now locate reasons for the present confusion concerning "com-munity." These reasons are embedded in two specific fea-tures of the theoretical change among American religious. First, the change has not been a single-stroke event. Sec-ond, the "new theory~' has not yet reached stasis. First, the change in the religious life paradigm has not been a single stroke event. It is a process event whose history can be mapped. See Figure I. Given Theory A (the paradigm at n) and the innovations (I . I5), one finds a transformation in theory during stages n+l. n+5. The first outlines of Theory B become evident at stage n+5. Most often, one thinks of the theory only at stage n (theory A) or stage n+5 (theory B) since at these stages the theory is in stasis. These two stages represent "para-digms" as Kuhn refers to them and the change from paradigm A to parad@n B is a "revolution" in the Kuhnian sense. It is a fact, however, and one at which ~ Ibid., p. 61. 'Thomas Kuhn, The Structure o] Scientific Revolutions (Chi-cago: University of Chicago, 1962), pp. 43ff. ÷ ÷ + "Community" VOLUME 29, :970 835 Theory elements oO OoOo oo\o o\ o o -o n n-'l-1 n÷2 n+3 n÷4 n-~-5 Figure ] 4. 4. 4- Kathryn Linde. mann REVIEW FOR RELIGIOUS Kuhn hints several times, that the intermediary stages exist.5 Now, as is normal in the innovation and diffusion o[ ideas, all members o[ religious congregations do not ac-cept theoretic innovation or revision at the same rate.e Since the acceptance of theoretical innovations is not simultaneous and universal, different individuals within the total population o[ religious may be in different ~tages of theory revision at any given time (n+l. n+5). Since terms are theory determined, such members, being at different theoretic stages, mean different things by " com~munity." Since the dynamics of any change are seldom pondered at the same time as the change is occurring, given reli-gious are usually unaware of the specific theoretic stage they are in. Further, they may not realize that theirs is one stage in a process continuing toward a new paradigm and stasis.7 Thus, one has the situation in which individ-uals will notice that there .are apparent differences in meaning concerning "community" (or a number of other ~ Ibid., pp. 84-7, 89, 128-9. e Everett M. Rogers, Diffusion of Innovations (New York: Free Press, 1968). ~Note, for example, the many expressions of conviction among religious that there will never again be a stasis in religious life or theory. terms such as prayer, apostolate, or common life) but will be at a loss to either: articulate the differences with any precision, or to explain the differences through an enun-ciation of the theory which determines their meanings. This is a major source of the confitsion concerning "com-munity" at the present time. . Second, it is not until a theory approaches stasis that all the relations among particular elements are enunci-ated with any precision. To the extent that this precision is absent, there is an inescapable vagueness about any term endemic to the theory. Most congregations have enunciated the major outlines of the new paradigm in their constitutions. Yet all refer to their constitutional documents as interim or experi-mental, and all expect to produce a more finished prod-uct in a few years. Congregations have built in a time span for working out the practical and theoretic interre-lations among various elements,s The new paradigm is not yet articulated with full precision, and so a certain vagueness concerning a key term such as "community" is inescapable. Until this full precision is reached, a certain confusion will remain in the meaning and use of "com-munity." Summary. The theory laden texture of terms proposal succeeds in answering the first query concerning the why of the present confusion about "community," whereas the indefinability proposal did not. This theory laden texture notion indicates a double source of confusion: the simul-taneous operation of multiple versions of theories within the groups and the lack of precision in the newest theory because it has not yet reached stasis. Having dealt with the first query, the study needs to move on to the next: "How is 'community' defined in the new paradigm among religious?" ~ What Is "Community"? Method. To avoid arguing some of the philosophical issues attendant upon "meaning," "definition," or "expli-cation" this paper will approach the problem a poste-riori. There will be an examination of the literature for religious to see what meaning is already established in relation to "community." From this information, there will be an attempt at precise definition or explication. The two paradigms. The general accounts of "com- S As established in Ecclesiae sanctae, au apostolic letter issued on August 6, 1966, by Pope Paul VI (reprinted iu REVIEW FOR REL~CIoUS, V. 25 (1966), pp. 939--70. ~The meaning of "community" in the old paradigm has re-ceived adequate treatment by sociologists, historians, and theo-logians. The elements of the new paradigm, however, have seldo~n been subject to collection and analysis. ÷ ÷ ÷ "Community" VOLUME 29, 1970 - 837 + ÷ ÷ Kath~ Linde- REVIEW FOR RELIGIOUS munity" diverge gr~eatly between the old (1949) and the new (1969) paradigms of religious life. Since a contrast often helps specify a complicated term, a general account of "community" as it appears in each of these basic theo-ries is presented first. When one studies old constitutions, those in effect in the forties and fifties, one finds: 1. The term "community" is rarely used. 2. When it is used it is capitalized as a proper noun-- denoting a particular (person, place or thing). 3. It seems to have a non-personal, "thing-like" quality common to collective nouns used in the "otherness" of the third person. 4. Sometimes the word designates a local group, while at other times it refers to an entire group. In the lat-ter instances, one mentally substitutes the word, "Congregation" or "Institute," both of which occur far more frequently in these early documents. Point four seems to strike the terminological core, for the meaning of "community" is primarily that of a hier-archical organization. Almost every sentence utilizing the Word "community" would retain its meaning if "organi-zation" were substituted. Further, the literary structure of these constitutions of the forties and fifties seems domi-nated by the organizational model. They set out goals; they cite organizational procedures for attaining the goals; and they define each person in terms of her role in the organization. They state the duties of the role (posi-tion in the organization), the prerequisites for possessing this role (be it that of an ordinary member or an officer), and the privileges of the role. The documents join a second model to that of hierar-chical organization. There is an interpersonal ideal of a familial society which is most compatible with that of a hierarcical organizational model. Officers are compared to parent figures. As such they ought to give and receive love and concern in a way which officers of an organiza-tion usually do not. Thus, in a unified model of hierar-chical- organization-family one provides an ideal for the lived situation of religious life. Newer constitutions, those of the sixties, present dif-ferent features: 1. "Community" is a common word; it appears time after time. 2. In most documents there is a definite distinction between community-as-organization and communi-ty- as-people. 3. Most, at least implicitly, deny "community" of the hierarchical organization model. "Community" de-notes, a primary group with strong interpersonal ties. This interpersonal notion is often extended to the congregation-as-community or the larger, civic, community. Although texts vary, the following is typical: Religious life is a loving community of free consecrated persons, sharing their lives, their worship, their service and their celibacy. A distinctive mark of the religious life is to be found in the fact that this living of Christ's life, this witnessing to His values, is lived corporately?° The function of a religious community is twofold. The first is to provide the climate for its members to grow to full stature as free persons in an ever deepening union with Christ, and for the sake of His Kingdom to be available to serve individually and corporately the needs of men. The second is to present a threefold witness in the eyes of the persons it serves: a living witness to Christ and His values, a sacrament of Christ's continued presence among men, and a sign of hope that community, which is the only mode of existence proper to men, can be a reality?1 When one looks for a model to explain this use of "community," one tends toward the community of scholars or St. Paul's my.stical body model. Religious community is the union of equals through interpersonal relationships. Each individual gives some service to the group: the serv-ice of authority, of information, of support, and so forth. Further the community itself is situated in relation to other communities. Religious community is always seen as a microcosm of the larger community of the Church and as such the religious community has an intimate re-lation to the People of God (Church) and the world com-munity.~ 2 Distinction. in terminology. Hence forward this paper will speak of the general account of community as found in the 1949 paradigm as "community1" and that in the 1969 paradigm as "community2". At present few religious make such an explicit distinc-tion. A single term, "community," is used for both mean-ings, although some religious are beginning to say that although both are called "community" only the 1969 paradigm expresses real community. Toward a Definition of "Community2" The term. In analyzing the common use of "community,;', one finds a distinction clearly made be-tween "having community2" and "being a community,". The latter is a wider term which necessarily includes the former. 10Sisters of the Third Order of St. Dominic of the Congregation of Our Lady of the Sacred Heart, Religious Lile: Lived Reality (Grand Rapids, Michigan: 1969), p. 4. n Ibid., p. 10. ~ Yves M. J. Congar, o.P., "The Theology of Religious Women," REv~w for RELIGIOUS, V. 19 (1960), p. 26. ÷ ÷ ÷ " ommunity" VOLUME 29, 1970 859 ÷ + + Kathryn Linde. REVIEW FOR RELIGIOUS Having community,". The instances in which the term "having community2" is clearly applied reveal three nec-essary elements: a group of persons, united in sharing "goods," and either a resulting witness to Christian values or personal growth of some members. First, intuitions may indicate the last (witness or growth) as non-necessary, but when one discusses specific examples with members of religious congregations, one finds a hesitancy to apply "community2" to anything lack-ing a result in witness or personal growth. Confronted by an example exhibiting the first two characteristics of (1) a group and (2) sharing goods, which lacks, however, the third characteristic of witness or growth, members tend to say: "Maybe the witness or growth was really there but you didn't notice it"; or: "If there was no witness or growth you only thought you had community, but you really didn't." Hence this third characteristic is included as a necessary element for "having community2",is In pressing for precision, one finds that each of these characteristics is a term with its own range or extension: I. group of persons--extends to all persons united in groups, ranging from the smallest group of three to the largdst number so designatable. 2. sharing goods--extends to all goods, both internal and external, which can be shared by humans. In the context of "having community2" at least one internal good must be present, but any number of additional internal or external goods may be present also. 3. witness or personal growth extends to (1) all witness to Christian values and (2) all growth in personal maturity. "Having community2" is the term applied to the event which occurs when all three of these characteristics inter-sect. More formally. One may say that "x has community," if and only if: x is a group of persons; and there exists at least one y such that y is an internal good and x shares y; and either x gives witness to Christian values, or there is at least one z such that z is a member of the group's union in sharing and z grows in maturity as a result of this mem-bership. "Being a community2". When one examines the use of "being a community2" by religious, several crucial cases reveal themselves: 1. If a group "has community.o" frequently for several 18One is struck by the difficulty of making empirical observa-tions of personal growth or witness to othe,~. Yet this is how the term is used by religious. This study proposes to describe, to cite extension of terms, not to evaluate them as "true to reality," "false to reality," and so forth. weeks but then illness or work prohibits this "hav-ing community2" for awhile, no one denies the .group still is a community. All consider the non-hav-ang of community as a temporary condition which does not destroy the being-a-communi.ty of the group. On the othei: hand, all agree that an absence of "having community2" continued for a long enough period, would negate the gr9up's being a community. 2. If a group lives together for some time but shares little more than their domicile, no one designates them as "being a community2". 3. Groups experiencing two or three instances of in-tense "having-community2" are assigned a status of "being a community2" equivalent to other groups which have eight or nine experiences of community on a much lower level of intensity. To preserve these designations of being a community, this researcher proposes a function, C: frequency of having community X intensity of having communityt4 the total duration (or proposed duration) of the group All items having a C result of at least 0.3 are described as "being a community2". They fall in the extension of the tenn. Thus one can replace the externally vague term "being a community2" with the clearly defined one of "any x, where x is an item having a C function of at least 0.3." Some criticisms o[ the above analysis. There is much lacking in this whole analysis. This lack extends both to the theological and to the empirical dimensions of the discussion. First, theological aspects, for example, the cen-trality of Christ in community, are not explored in this rather philosophical approach. Yet these aspects are most important parts of the notion of community. Second, em-pirical aspects are incomplete. The method of finding the intensity of community noted in footnote 14 is inade-quate. Also, there have been no empirical studies to jus-tify, for example, the choice of 0.3 as the limit for "being a community2". Indeed, there is a lack of precise data for much of this discussion. The Task Remaining ÷+ American religious need to continue to explore this + notion of "community." They need to listen carefully to 1, The intensity of community is a function obtained by assign-ing positive integers to the elements contained in the range of each characteristic necessary for "having community.". The product of these integers indicates the level of intensity of "having com-munity.'. VOLUME 29, 1970 841 what others are saying about community and to note exactly where their statements agree and where they dif-fer. And when they find that they differ, religious need to be willing to continue the discussion. They need to find the reason for the differences. Sometimes it will be a false difference caused by incomplete communication of mean-ing. in other cases there may be a real difference. When religious reach the point of finding the exact differences, they are then keady to begin the honest dialogue common to every discipline which is alive and healthy. Out of such dialogue can come a truer understanding of '~com-munity" and perhaps a revitalization of their communal living. Perhaps, too, such dialogue will result in the reali-zation that although "community1" and "community2" have appeared as opposing theories, they are not antitheti-cal notions. They describe two different aspects of the same phenomenon. The above is an ambitious plan for religious. It is also difficult. Yet real analysis, the foe of polemic, is not only difficult it is very necessary. Emotivity makes poor theo-retic justification, and no theory can claim reasoned alle-giance if its advocates are not willing to utilize the pro-cessses of reason. Kathryn Lind¢- REVIEW FOR RELIGIOUS RICHARD M. McKEON, S.J. Retirement Policy for Religious With an increasing number of people enjoying a longer span of life many religious should be alert to the fact that they too will hit the retiring age before they realize it. Yes, retirement for older religious is finally being recognized formally. To many retirement will come as a shock. They will think that they have reached tlae end of the line and that they will drift rapidly into the hereafter. It is time that all religious orders wake up to this new problem. They must have programs to acquaint their older members with all facets of what retirement means. In this respect a great deal can be learned from the world of industry where programs have been in effect for many years. Later we shall discuss some of these and try to apply their wisdom to our older religious. Superiors who are formulating programs must face this issue squarely. Why should the accumulated experience and developed talent be lost to apostolic endeavors merely because a certain age for retirement is at hand? Here is capital which should be yielding dividends. If older religious are forced to coast along waiting for Ga-briel's horn to summon them to give an account of their stewardship, that accounting will be harder to make. Time has value. Time lost is never regained: "Some secrets of the well-rounded retired life are these: make the most of what you have; wherever you are, go with your whole heart; keep your eye on what's coming up, not on what's slipping by; play your role with comeliness; do not let the minutes rust away" (Bank of Canada Monthly Letter, December 1967). It is presumed after long years in religion one has a true sense of values. Before retirement each one should assess his own possibilities and plan to achieve new goals. Many opportunities will arise to afford an active life within one's mental and physical condition. What do older religious in good health want? They Richard McKeon, S.J., teaches at Le Moyne College; Syr-acuse, N.Y. 13214. VOLUME 29, 1970 8~5 ÷ R. M. McKeon; Sd. REVIEW FOR REI~?IOU~S want to remain active and to do good as long as possible; to utilize their special talents; to receive the same respect they commanded in middle age. Rightfully they expect the functional policies and the traditions of religious life to be practiced in their regard. The older religious must be convinced of being heart-edly in earnest in what he can still do. Discouragement and difficulties will be challenges. He must have a firm resolve to carry on. If he has a reputation for special gifts, rightly may he expect others to approach him. To quote the Talmud: "If you see a man of understanding, get you betimes to him, and let your foot wear out the steps of his door." At least once a year, usually during retreat, he should make an honest appraisal of himself: "How is my health? Have I checked with a doctor? Have I reviewed my work of the past year to see what I have done well? What mistakes .have been made? What are my plans for the coming year? Have I determined to keep my mind alert, to keep feeding my mind by study so as to contribute to my up-to-dateness and the germination of ideas?" Richard Butler, O.P., warns: "Those approaching old age should prepare themselves for the trial ahead by strengthening their faith, patching up the holes in their characters, stiffening their self-reliance, developing new and sustaining interests, discovering orientations of ac-tivity that will endure and will provide some amount of satisfaction for them" (America, November 19, 1966). Good ideas can be picked up from ordinary literature on retirement. For men and women who have been highly educated and employed in apostolic work it would be better to study what is going on in the field of indus-try and business. Special research studies on retirement have been made at the California Institute of Technology, the University of Michigan, and the University of Chicago. The Caltech report suggests "a model program and a variety of ways in which it can be adapted to different company situa-tions." These studies are recommended to religious orders which are preparing programs. A digest of the program at Esso will afford some help-ful suggestions. First, changes in life expectancy are ex-plained. Then it tells how millions in the over 65 age group are non-productive but still consumers. In a word, when a worker retires, he is no longer productive to the country, profitable to the company, and useful to himself. Compulsory retirement is explained together with the benefits offered through social security and pensions. But more accent is placed on the sociological problem--how the retiree can be active, fruitful, and constructive. Esso offers help and counsel to each worker to think through his new situation. The company "feels that retirement is something earned by faithful service, a form of 'graduation' into a new phase of life rather than a 'casting out' process. Re-tirement should be the opportunity for the employee to enjoy the fruits of his labors in freedom, leisure and relaxation as well as an opportunity to serve himself, his family and his community in ways not open to him dur-ing his working career." A year before the set date group discussions are held covering topics such as health, planning for the future, what has been done, and so on. Plenty of appropriate literature is available. Each prospective retiree is pre-sented with a copy of How to Retire and Enjoy It by Ray Giles (McGraw-Hill). The Wall Street Journal frequently publishes articles on how retired executives keep busy, Their prime motiva-tion is not to make money for themselves, but to help others in trouble. Although some go into real estate and others start small businesses, many of the best become consultants as a challenging occupation. They form com-panies to give their specialized skills to small firms which need professional advice. The Mohawk Development Service of Schenectady, New York, has an excellent record of over twenty-five years. It is composed of former General Electric Company executives who have pooled their talent and experience. At Wilmington, Delaware, a similar group of Du Pont managers is engaged in a variety of projects. Charles H. Kellstadt retired as chairman of Sears, Roe-buck in 1962. At 72 in 1970 he is chairman and president of the General Development Corporation, one of Flori-da's largest land companies. He took over when things were in very bad shape. Today the corporation is most prosperous. His goal is to do a $250-million business a year. Religious orders should become a, cquainted with the International Executive Service Corps. Here is a magnifi-cent contribution which American executives are making in helping developing nations to help themselves. Its work should inspire qualified older religious to do some-thing similar to aid the foreign missions. The ISEC is a non-profit organization with headquar-ters in New York. It sends seasoned executives to counsel companies in the poorer lands. There is no salary but travel and living expenses are assured. Within the past five years a total of 1244 projects have been successfully completed in 45 countries. Optimism and the challenge of difficult problems have ÷ ÷ ÷ R. M. McKeon, $.l. REVIEW FOR RELIGIOUS 846 given these men a new interest in life. They work with the native managers, not over them. Their know-how is eagerly sought. Using tact and patience they guide local managers to realize their own great potential Helping others to help themselves, who in turn will help thou-sands more, is certainly a high type of social action. Sylvia Porter in her column for December 16, 1969 paid tribute to the IESC and then put the question which might be put to older religious: "Why couldn't the con-cept be brought back home so that men and women in this age bracket work as volunteers in the ghetto and rural poverty areas of our own land?'" Our religious could make a great contribution here. "Life is only exciting when you are contributing in the mainstream." Keeping in mind what retired executives have done, let us make application to religious. First of all, those who have been superiors for a long time are still human. With a fair record of successful management, there is danger that many will regard themselves as indispensable. Every undertaker will contradict this statement. They have bur-ied too many. But to former superiors retirement does come as a shock. In industry it is maintained that compulsory retire-ment is the only way to clear out executive deadwood. Many of us know that it is a very touchy to mention possible retirement to an old superior: "Top manage-ment generally considers the subject as unmentionable as bereavement." Older religious might take a hint from the remark of a wise judge: "Retirement implies at least part of the motive power must originate in the person whose status is to be changed. Children are put to bed---adults retire." They should also remember that once the tension of their past job is over, arteriosclerosis might hit them with a stroke. Older religious should find comfort of mind if they have done their work faithfully in the past. As the time for retirement approaches, there should be no real repug-nance in letting quaIified younger people take over. If those in authority had signaled out men with executive ability and given them opportunity for training, there would be less trouble. Let us be blunt. Formerly, older people were respected, their advice was sought for, younger folk delighted to learn of their experiences. No longer in positions of au-thority, they soon find they are being ignored. Take a retiree who is removed from apostolic action which domi-nated his past life. Now assign him to a house for retirees as has been suggested. His health is still good. His mind is alert. But there is nothing to challenge it. He begins to feel unwanted, morose, and he gradually loses interest in things with which he was formerly associated. In such a state of mind death is bound to come more rapidly. In many universities and colleges religious teachers must retire when they reach the same age as set for lay teachers. Without a proper program they may be placed in isolation, as just noted, with no demand for their services. Edward F. Heenan, S.J., has written that many religious groups "have been increasingly enticed to adopt the bureaucratic business model in an effort to more effectively operationalize their goals." Retirement need not mean the end of the road. It should be accepted as a challenge. It means an awareness of the personal ability of the religious to perform, to continue .productively, and to make older life worth the living for one's self and others. Longfellow has put this Challenge attractively: For age is opportunity no less Than youth itself, though in another dress, And, as the evening twilight fades away, The sky is filled with stars, invisible by day. In the past a religious, like any other active person, got recognition and identity for the work he was doing. He could possess a just pride in his accomplishments. By the same token, when he does special work as a retiree, he should receive due praise. Many religious are truly hum-ble. Nevertheless all men appreciate recognition for any job well done. It does boost morale. On the other hand, there is the problem of rejection. To feel rejected, especially by those with whom one was closely associated, often causes a heavy strain on the nerves. It can easily make an older religious irritable and upset his health. We maintain it is a fatal mistake to put a healthy, older religious in a home for retirees. It will depress him. With nothing to challenge a once busy person he will rapidly decline in health, mental and physical. For example, if a religious has been at a college for the past ten or more years before retirement age, then we hold there is really a moral obligation to keep him as a member of the community as long as his health holds up. Why? Because to separate him from the familiar atmos-phere where he knows his fellow religious and they know him, from his friends on the faculty and from people in the local community would be dreadful in its conse-quences. It is here that he can continue to do more good than elsewhere: "Familiar things and places are priceless as we grow older--make no mistake about that." Dr. Edmund V. Cowdry, Washington University, St. Louis, an authority on gerontology, states: "More impor-tant than any other single factor is the old person's need Retirement VOLUME 29, 1970 for a community of interests. Nature seems to have or-dained that those who abdicate from life socially will soon abdicate from life physically." Where should there be a better community of interests than in the house where the religious has been living for years? Father Heenan remarks: "The closer the community approaches the communal idea of integrating and providing for the needs of every member, the more successful the aging process." A bureaucracy might be more efficient but it would tend to depersonalize and estrange the members. A mature religious should know that leisure for pleas-ure's sake alone will not bring happiness. But there is that approved pleasure which comes from doing good to others, especially the less fortunate. Instead of the deceits of idleness there can be a modified form of asceticism. There can be early rising with sincere attention to reli-gious duties. Planning for and being prudently busy with the needs of others will improve health. Two qualities will help the retirees: "They do enthusiastically .what-ever they are doing, and they get deepdown joy out of very simple things." Accordingly it is very foolish to think that retirement means the cessation of activities and merely a vegetating process. Retirement should be dynamic. One must beware of tyrannical trifles which can enslave. Too much televi-sion with its many insipid programs can mark a mental decline. In the 1955 Governor's Conference on the Aging in New York it was held that "religion is the key to a happy old age because man is essentially a spiritual and social bbing. The aged turn to religion even if they have been lax in their youth." What, then, Of men and women dedicated to God, who now have the time and conveni-ence to make up for past neglect because of distraction in the workingday world? There can be a renewal of spirit-ual life and a practice of reparation to gain grace to face bravely the reality of their new status. Since Vatican Council II changes in training have been made to meet the needs of younger religious. They have been very frank about what they need to be effective in a challenging new world. By the same token, older reli-gious should be outspoken in presenting their needs and claims. That is why at the young age of seventy-three I am writing this defense. R. M. McKeon, $.]. REVIEW FOR RELI{;IOUS 848 SISTER DOROTHY COONS, B.V.M. Life Style Study: Convent Li g This study of the pattern of religious living as it is carried out in the various convents of the Sisters of Char-ity of the Blessed Virgin Mary was undertaken as a part of a series of such studies of modern religious living that have been made in the past five years (see l~vmw for I~LIG~OUS, March 1970). The instrument used was constructed by Sister Cather-ine Leonard with the help of the other members of the Commission on Experimentation and Research, espe-cially Sister Helen Thompson and Sister Mary Kenneth Keller. The latter was responsible for processing the data on the computer. Questions Examined Four major questions gave direction to this study: To what extent do the sisters living in the traditional con-vent life style feel that this is providing them with necessary support in community living? What are the topics of concern in these convents? ¯ To what extent is there satisfaction or dissatisfaction with the life style, and what changes would be desirable in the cases where there is dissatisfaction? What are some of the general characteristics of the local communities in the areas of common liturgical experiences, in living arrangements, and in financial arrangements? Group Studied The questionnaires were sent to approximately 1800 sisters living in 153 convents. Those living in apartments and the patients in Marian Hall were not included. A total of almost 1300 sisters from 151 convents responded. According to the number of years in the congregation, the respondents fell into the following categories: ÷ Sister Dorothy Coom, BN.M., is chairman of [BVM] Commission on Ex-perimentation and Research at Clarke College; Dubuque, Iowa 52001. VOLUME 29, 1970' 849 Years in the Congregstion Number Percent 0-4 23 1.7 6.6 10-19 953 19.6 20-29 231 17.9 30-39 273 21.2 Over 40 415 32.1 $i~t~r D~rothy REVIEW FOR RELIGIOUS 850 This distribution is similar to that of the entire congre-gation with the exception of the oldest group who num-ber approximately 42% of the total. To a lesser degree the groups in the 5-10+ years differ from the general distri-bution because it is in these age groups that most of those living in apartments fall. In 49 of the 151 houses 100% of the sisters living there responded; 136 houses sent responses from more than half of the sisters; 15 houses were represented by less than half; and two did not return any of the questionnaires. Support in Community Provided by Convent Life Style Certain items on the questionnaire were included to bring out the general characteristics of "community," es-pecially those which provide mutual support for those living together. These questions and the results for both the congregation as a whole and when subdivided accord-ing to years in the congregation are given in Table I. While there are differences in the percentage responses to the positive questions, on the whole they are clearly above the 50% levels, ranging from 91.3% agreement with "Sisters seem concerned for one another" to 73.9% agreement with "Sisters like to be together" and "Com-munication among the sisters in our house is good." There is a similar picture shown by the disagreement with such negative items as "Money is a source of ten-sion" and "Communi.ty life suffers because the sisters are out doing other things." There is a surprising degree of agreement on the items that reflect a supportive atmos-phere among the various age groups. Figure 1, for exam-ple, shows that there is a high degree of agreement among all age categories on the item, "Communication is good," and that the disagreement is slightly higher among those in the 5-9 and 10-19 year group. There is also a slightly higher rate of disagreement on the part of the sisters in the 5-9 years in the congregation on the item: "Sisters plan together or in groups things that the whole house will enjoy," as shown in Figure 2. On the other hand, one of the most significant items, "Sisters in the house seem concerned for one another," shows fairly uniform agree-ment and disagreement in all age groups. See Figure 3. On a somewhat similar item: "Sisters like to be together," the pattern of responses is different. See Figure 4. + + + % 100 75 50 25 0 [] Agree [] Disagree O- 5- 10- 20- 30- Over 4 9 19 29 39 40 Years in the Community Figure 1. Communication is Eood. % 100 75 5O 25 O, 0- 5- 10- 20- 30- Over 4 9 19 29 39 40 Years in the Community Figure 2. Sisters plan to-gether. % lOO 75 50 25 o 0- 5- 10- 20- 30- Over 4 9 19 29 39 40 Years in the Community Figure 3. Sisters seem con-cerned for one another. % lOOI 75 5O 25 0- 5- 10- 20- 30- Over 4 9 19 29 39 40 Years in the Community Figure 4. Sisters like to be together. + + + Sister Dorothy REVIEW.FOR RELIGIOUS 852 The two items that would ideally be answered by disa-greement, "Money is a source of tension," and "Commun-ity life suffers because the sisters are out so often doing other.things," showed unexpected results. The similarity of the results for both agreement and disagreement as shown in Figure 5 suggests that, at least among those responding to the questionnaire, money is not the prob-lem that it is generally thought to be. Figure 6 shows a higher percentage of agreement on the item, "Commun-ity life suffers because the sisters are out so often doing other things," among the older age groups. While this might have been expected, the actual difference is not as great as could have been predicted. Topics of Concern It was hoped that areas of concern could be identified by the items that are frequently topics of discussion. These were found to cover the whole range of those sug-gested, with the following results according to frequency: % 100 75 5O 25 0 % 1 O0I 75' O- 5- 10- 20- 30- Over O- 5- 10- 20- 30- Over 4 9 19 29 39 40 4 9 19 29 39 40 Years in the Community Years in the Community Figure 5. Money is a source of tension. Figure 6. Community life suffers because sisters are out so often doing other things. religious life (72%), world news (68%), house problems (68%), the Church (67%), problems of the larger BVM congregation (67%), students and their families (57%), peace and war (56%), and U.S. political issues (53%). Others were indicated as being topics of discussion by fewer than half of the respondents, with hair and clothes being in lower positions than the items of general con-cern in the world, in the country, and in the congrega-tion. Satisfaction and Dissatisfaction The question, "Given your preference, and the absence of any practical consideration that would require other-wise, would you continue to live next year under the same life style," was answered "Yes" by 947 sisters (73%) and "No" by 259 or 20%. Those who answered "No" were asked to check the form of living that they would prefer and the item most often checked was "More regu-lar daily schedule of prayer and house activity." This preference was indicated by. 138 or 10.7% of those an-swering, while the second highest condition checked was "With persons who are more congenial." The results of this section of the questionnaire were broken down in a comparison with the items that were thought to reflect "community" and the results seemed somewhat indefinite. In general, those who would prefer to remain in the same life style had higher "Agree" scores on the positive items and lower "Disagree" scores on those that were negative, and the opposite was true of those who wished to change life styles. For example, on the question, "Communication among the sisters is good," of those who would remain in the same life style, 77% agreed to the statement and 12% disagreed, while among those who would change to another life style 36% -I. + + VOLUME 29, 1970 853 ÷ .÷ ÷ Sister Dorothy REVIEW FOR RELIGIOUS 854 agreed to the statement and 54% disagreed. There were similar combinations of "agreement" and "disagreement" in the breakdowns of this item with "The sisters often plan together or in groups things that the whole house will enjoy," "Sisters in the house seem concerned for one another," and "Sisters in the house seem ~o like to be together." It is not clear to what extent these differences provide explanations for the desire to change life styles. There may be other explanations not touched upon by tl~is study. Characteristics of Local Communities Part I of the instrument was completed by the Com-munity Representative in each of the convents. No pat-tern of common prayer and liturgical experiences emerged. This might be due to the large number of un-answered items and to uncertainty in interpreting them. The most frequently checked item was "Celebration of the Eucharist" but the range of responses suggests that there were different interpretations to the question; for example, 25 Community Representatives checked "Sel-dom or never." This seems to indicate that there was uncertainty about whether it meant convent chapel or parish church, fora response of 100% daily celebration the Eucharist might have been expected. The rosary is still recited daily in 48 houses with an indication in 24 of them that most of the sisters attend. Vespers is said daily in 43 houses with 23 reporting that most attend. The changing pattern of prayer in the congregation is shown in Table II. Responses on the items concerning financial arrange-ments show the greatest possible variation in meeting most of the ordinary expenses. The sources include com-mon funds, personal stipend, parish, and school, and there were few items that did not fall into each of these. See Table III for items that are included, for the most part, in the three most general categories. Discussion--Interpretative Summary The study of the foregoing material and other details that were not included in the present report seem to provide a message of encouragement. It is evident that those who answered this questionnaire are, in large meas-ure, content in the convent living life style and that they feel their living situation provides them with the condi-tions for personal support that are necessary for Christian community living. A further reason for encouragement lies in the fact that, with few exceptions in the 5-19 year groups, there is no marked disagreement among the var-ious age groups in the congregation. Examination of the results of individual convents TABLE II Frequency and Attendance of Rosary and of Communal Prayer as Reported by Comraunity Representatives k,- Occ~-[Se)do=/ ~ost ~ ] Pew "__._~_~" ~ '_____~_~ s ionMl~y N eve_~_r A tten~ A tten~ 2tte2d Communal Prayerl~l~l~[~l~l~[- ~ TABLE III Methods of Meeting Ordinary Expenses as Shown by Responses of Community Representatives Common Fund Personal Stipend Both Common Fund and Personal Stipend Board/room Per capita Cook Mass stipends Gifts Insurance Spiritual reading books Household expenses Education Medical and dental Clothing Personal travel Entertainment Toll/long dis-tance telephone calls Non-prescription drugs Home visits Memberships/dues Refreshments other than meals Books other than spir-itual Carfare Use of car Professional travel showed great variation in tendencies toward general posi-tive and negative impressions. At this time, no definite score for rati

Issue 60.3 of the Review for Religious, 2001. ; Explorations Religious Life Heritages Faithful ~Witness MAY JUNE 2001 VOLUME 60 NUMBER 3 Review for Re, ligious,helps people respond and he faithful to God's universal call to holiness by ~naking available t_o them the spiritual legacies tbat flow from the cbarisms of Catholic consecrated life. Review for Religious (ISSN 0034-639X) is published bimonthly at Saint Louis University by the Jesuits of the Missouri Province. Editorial Office: 3601 Lindell Boulevard ¯ St. Louis, Missouri 63108-3393 Telephone: 314-977-7363 ¯ Fax: 314-977-7362 E-Mail: review@slu.edu ¯ Web site: g~r,v.reviewforreligious.org Manuscripts, books for review, and correspondence with the editor: Review for Religious ¯ 3601 Lindell Boulevard ¯ St. Louis, MO 63108-3393 Correspondence about the Canonical Counsel department: Elizabeth McDonough OP Mount St. Mary's Seminary; Emmitsburg, Maryland 21727 POSTMASTER Send address changes to Review for Religious ¯ P.O. Box 6070 ¯ Duluth, MN 55806. Periodical postage paid at St. Louis, Missouri, and additional mailing offices. See inside back cover for information on subscription rates. ©2001 Review for Religious Permission is herewith granted to copy any material (articles, poems, reviews) contained in this ~ssue of Review for Religious for personal or internal use, or for the personal or internal use of specific library clients within the limits outlined in Sections 107 and/or 108 of the United States Copyright Law. All copies made under this permission must bear notice of the source, date, and copyright owner on the first page. This permission is NOT extended to copying for commercial distribu-tion, advertising, institutional promotion, or for the creation of new collective works or anthologies. Such permission will only be considered on written application to t.he Editor, Review for Religious. for religious LIVING OUR CATHOLIC LEGACIES Editor Associate Editors Canonical Counsel Editor Editorial Staff Advisory Board David L. Fleming SJ Clare Boehmer ASC Philip C. Fischer SJ Elizabeth McDonough OP Mary Ann F~ppe Tracy Gramm Judy Sharp James and Joan Felling AdrianGaudin SC Sr. Raymond Marie Gerard FSP Joel Rippinger OSB Bishop Carlos A. Sevilla sJ Patricia Wittherg SC MAY JUNE 2001 VOLUME 60 NUMBER 3 contents explorations 230 "Women Religious, Women Deacons? Phyllis Zagano explores why a woman, secular or religious, would seek ordination as a deacon and what questions this poses f6r the corporate life of a religious institute. 245 Confidentiality: Are Religious Superiors Always Bound? Vimal Tirimanna CSSR explores whether there are limits to the professional confidentiality to be kept by ministers and religious superiors and the need for appropriate norms and sanctions. 254 The Computer's Edge: Some Social and Ethical Concerns Linda Herndon OSB introduces some of the s~cial and ethical issues in the computer world, raising some questions, and proposing some practical responses, to stimulate further discussion. 262 269 religious life Authenticity and Contact with Youth Robert P. Maloney CM calls for an asceticism of authenticity that engages and challenges young people in their passion for Christ. Obedience: Vow and Virtue in Our Contemporary World Kathy Dunne RC looks at the vow of obedience as it is born of love, forms us as lovers, and bears the fruit of love. Review for Religious 277 286 heritages ¯ Mechthild of Magdeburg's Spiritual Pilgrimage William C. Zehringer traces the complex pilgrimage story of the medieval mystic Mechthild of Magdeburg. The Poverello's Legacy Bonaventure Stefun OFMCap gives many Franciscan exemplars of poverty as lived through the centuries, all united by Francis's key notion of attachment to Jesus. 295 308 faithful witness Here I Am You Called Me? Marie Beha OSC delves into the meaning of presence, considering especially how we might respond more fully to God and to others. Leap Over the Wall: Why Did I Not? Mary Anne Huddleston IHM offers her personal witness to the commitment value of consecrated life. departments 228 Prisms 314 Canonical Counsel: Requirements for Temporary Profession 320 Book Reviews May-June 2001 prisms To opposing tendencies vie within us from the very beginning of life. Human beings are described as always struggling to stay within the comfort life of the womb and yet pushing to find a con-tinuing newness of life outside the womb. We rejoice in the known, the familiar, what has always been, the traditional. We can be enlivened also by the unknown, what is new and untried, the innovative. A healthy passage between these two human tendencies is caught up in the activity called exploration. Our growth as chil-dren came through exploration; we grow as adults only if we continue regularly to experience the exploratory passage, a passage that joins the past to the future. When John Paul II made his appeal for a new evan-gelization, it was an exploratory call. It was not imme-diately evident to all of us Catholics how far this call extended. We are beginning to realize that a new evan-gelization takes in not just ways of proclaiming the gospel that are effective for our time but also ways of celebrating that proclamation. The latest revisioning of the sacramentary and lectionary is a part of this continuing renewal of our efforts in celebrating the Eucharist as the central mystery of our faith. We con-tinue to explore the passage between the liturgical rites as we have known them and a new formulation of these rites that may more effectively help today's people understand their meaning in relation to contemporary patterns of thought and expectation. A liturgical spirituality rightly has pride of place. But so-called "popular" devotions are important too. In the Roman Catholic Latin rite, expression found in liturgical prayer usually remains formal, with feelings restricted and subjective emotions set aside--whatever the vernacular translation. The more personal and emo- Review for Reli#ous tive piety that was characteristic of Catholic devotional life in the 19th and 20th centuries--expressed in popular language and images--necessarily had to recede in importance after Vatican Council II. The explorations central to our faith expression in baptism, Eucharist, and reconciliation focused all of our worship-ing energy. Marian devotions, Sacred Heart devotions, Eucharistic holy hours, and Stations of the Cross suffered a time of eclipse. Granted that the central place of the Eucharistic celebration and the other sacraments has been properly positioned for us Catholics, we are now enabled to express our persistent hunger and need to nourish our Catholic life also in nonliturgical or, perhaps more positively, more personal and popular ways. As an integral part of our actively entering into our new evangelization, we need to explore devotions that do not seem to be relics of the past, but rather are "new" prayerful ways of celebrating our faith that express the yearnings of our hearts today. What form will these explorations take? We cannot say since devotional life is so much shaped by the social and cultural milieu in which we live. Devotions need contemporary imaging, vocal expressions, and musical or quasi-musical rhythms that appeal to today's people. For example, does the May procession and crown-ing of Mary as queen--a memory many Catholics treasure-- emphasize rather the distancing of Mary from our daily experience rather than her closeness? What may have been "devotional" at a particular time may not be a fitting expression and imaging today. Does a 40-hour Eucharistic devotion fit the rhythm of our social milieu or would a 7 p.m.zto-12 midnight or a 24-hour, all-night vigil speak better? We need to explore how these "old" devotions can be truly a part of our new evangelization; our exploration is an effort to stretch personal and group memories into personal and group hopes and expressions. We may look to the renewal of some of our older devotions such as the devotion to the Sacred Heart (identified of old with the month of June) or we may seek to honor and find our own life-inspiration by devotions expressed for one of our newly canon-ized saints who combines charity with a j3rophetic thirst for justice. Regardless, we are responding to the call for a new evangelization. Exploration is necessary for a faith that is alive and well. No, bet-ter said, exploration is necessary for us believers who want to grow in our maturity in Christ. David L. Fleming SJ May-~une 2001 explorations PHYLLIS ZAGANO Women Religious, Women Deacons? In recent years, discussion about Catholic women's ordi-nation has centered on the priesthood, and the diaconate " has been seen primarily as a step toward priesthood. The official opposition to the ordination of women as priests is well and widely known. But the official position on the ordination of women to the diaconate is that it is "under study." Conflict about the impossibility of women becoming pries(s has obscured the possibility of their becoming deacons even though, after the revival of the per.manent diaconate in the West, the concept of permanent women deacons found significant support.~ Today wtrldwide requests by individuals and groups to have'women ordained to serve the people of God strengthen the notion that the church could restore the female diaconate.2 Such possi-bility, if not probability, provides the opportunity for apostolic institutes and individual religious t6 question whether ordination would be appropriate for them cor-porately, or individually, or both. Phyllis Zagano is founding cochair of the Roman Catholic Studies Group of.the American Academy of Religion and author most recently of.Holy Saturday: An ,qrgument for the Restoration of the Female Diaconafe in tbe Catholic Church (Crossroad). She can be reached c/o Crossroad Publishing Company; 481 Eighth Avenue, #1550; New York, N.Y. 10011; and at pzagano@rcn.com. Review for Religious Why would a woman, secular or religious, wish to be ordained? There is significant resistance among women to becoming involved in a system widely viewed as patriarchal, especially in what is arguably a subservient role. Some say there is no need for ordi-nation, since everything a deacon does can be done with special permission by a lay person. Some focus on other issues. Others say the diaconate is not enough. The answers that affirm a woman's request for diaconal ordi-nation are as individual as each person's vocation to live a life of prayer and service. The unfolding of a single lifelong quest for God has many different layers, and vocations often grow in unex-pected directions. The deacon's vocation is to a life as "minister of the word, of the liturgy, and of charity.''3 Numbers of women's institutes find one or another of these calls, perhaps all, in their founding documents. In fact, women religious are always involved in works of charity, as they can be most broadly described, and their service is similar if not identical to that of deacons. Hence, why should women religious not be formally present and repre-sented in the liturgy? It is women religious who most clearly and most publicly enflesh the gospel. Why should they not proclaim it at Mass and explain, it in a homily? Realistically speaking, women religious are increasingly involved in diaconal work and works, and the charism of orders could only strengthen their commitments and their service. The church itself, both informally and formally, has called forth women to expressly diaconal work and works, that is, work and works that could be more fully served by women deacons. As Doris Gottemoeller RSM pointed out a few years ago, women religious are increasingly parochialized~ to the point that hundreds are parish administrators and are also increasingly involved in professional institutional chaplaincy. Further, official Vatican documents repeat-edly call for inclusion of women in official roles in the church.4 As more women are more involved (even t~ull-time) in diaconal ministries, the need to ordain them becomes clearer, in order to better serve the people of God. For example, there are obvious drawbacks when a woman religious working as a pastoral associate or chaplain does not have the ordinary authority to celebrate bap-tisms solemnly, or witness marriages, or preach, or fully lead litur-gical prayer, all of which ordained deacons do when they have standard faculties.5 If women religious are already serving in clerical roles, why not May-June 2001 Zagano ¯ Women Religious, Women Deacons? add diaconal ordination to their religious charisms? Perhaps obvi-ously the answer is that the nature of lay religious life is different from the nature of clerical religigus life. For an apostolic insti-tute to ordain members, or to incorporate new members already ordained, would imply a change in its nature. Since the church in the West might at any time return to its tradition of a permanent female diaconate, these considerations are real. Even if only hypo-thetically for now, women religious might individually and cor-porately consider the possibilities and consequences of ordination. Six questions asked by the ordaining prelate in the liturgy of ordination combine to form the perfect discernment tool with regard to religious life and the diaconate. The considerations given below do not and could not cover the combinations and permu-tations in every individual case. But they can open the door to additional individual or group discernment on this important pos-sibility. Can a woman religious answer yes to these six questions? More importantly, should she? 1. Are you willing to be ordained for the church's ministry by the laying on of hands and the gift of the Holy Spirit? The woman who might be ordained would be ordained to ministry--of the word, the liturgy, and of charity. A woman reli-gious, therefore, would have the nature of her public Commitment permanently changed. The ordination to ministry would not nec-essarily replace her celibate commitment to a life of prayer and service within her apostolic religious institute, but it would change it. Here she is asked to be available not only for the works of char-ity for which deacons are known, but for "the church's mi.nistry"-- the church's pastoral ministry--of baptizing, marrying, preaching, and burying the dead. This question asks if the deacon candidate will accept the pro-fessional obligations of ministry. The church's pastoral ministry already includes many apostolic women religious; they are pas-toral associates, performing almost every work an associate pastor might. In ~iddition, women religious run the parish soup kitchen and family center, oversee catechetics and the RCIA program. The gradual shift during the last century by institutes of apostolic reli-gious from teaching or nursing in their own institutions to other historically usual works of the deacon, often within the diocesan structure, underscores the whole church's calling women to wider ministries. Women, and especially women religious, are indeed doing the work of ordained deacons. But they are not ordained. As Review for Religious I have argued elsewhere, it is not desirable for the church to con-fuse vows with ordination,6 and so I would argue here that those who are already involved in "the church's ministry" might consider the strengthening of their pastoral charisms through ordination. For the sake of discussion, we can assume that the majority of women religious who would seek diaconal ordination would also choose to remain members of their own religious institutes. Their vocational discernment would need to separate the charism of celibacy in consecrated life from the charism of ordained diaconal life, which does not require celibacy, and from the charism of celibate ordained life. While the vocation to celibate life in community is not identical to the vocation to ordained life, the two vocations are not mutually exclusive. That is, consecrated celibacy and ecclesial ministry are not mutually exclusiye, but each requires separate consideration and support. As Sandra Schneiders has recently pointed out, a "coherent theological framework within which prayer, sacramental life, and ministry make sense in themselves and in relation to each other is cru-cial to the relationship with Jesus Christ that alone justifies com-mitment in consecrated, celibacy that is at the heart of religious life.''7 By contrast, professional ministerial commitment is open to all, celibate or married, "~ho find themselves called to identify with the ministry of Christ: The charism of celibacy can be seen as analogous but not identical to the deacon's call to be minister of the word, the liturgy, and of charity. Again, the call to diaconal ministry does not nec-essarily include celibacy. While the charism of consecrated celibacy might be more broadly experienced by the church if the majority of ordained women religious remained in their institutes, as such this charism should not be confused with the separate and distinct call to diaconal orders. The call to the diaconate is specifically and primarily "f6r the church's ministry," not for an apostolic min-istry arising from celibate commitment within a religious .insti- I would argue that those who are already involved in "the church's ministry" might consider the s~rengthening of their pastoral charisms through ordination. May-June 2001 Zagano ¯ Women Religious, Women Deacons? tute, even though the two calls may coexist in one person and in one institute. The operative points in this question are whether and how the woman religious would participate in the church's ministry while remaining a member of her institute. Those are matters of discernment to be taken up by her,.her superior, and--if she is the first of her institute to ask to be ordained--by the chapter of her institute. 2. Are you resolved to discharge the office of deacon with humility and love in order to assist the bishop and the priests and to serve the people of Christ? There is an ancient document in which a bishop sets forth the qualities necessary for women to be ordained deacons. His major concern is that they be able to get along with the priests.9 Church history, then and now, is replete with examples of ten-sions between priests and deacons. Humility is not humiliation, but many contemporary deacons suffer the latter in their relations with priests, who in many cases just do not know what to do with them and are often threatened by their presence. These insecuri-ties will not be cured by adding ordained women to the mix, but they might be overcome through hard work and loving consider-ation on both sides. There is no question that priests need assis-tance in the pastoral care of souls, and many have learned how to effectively and professionally accept the assistance both of women, secular and religious, and of deacons; the new challenge would be to accept the assistance of women deacons. But the diaconate is not the priesthood, and an objection to the church's potential returning of women to the ranks of ordained deacons (without creating women priests) is that the women dea-cons would still be serving in subordinate positions to men. In many cases, of course, this is true. Yet significant numbers of men serve in the same subordinate positions to other men. Also, many deacons serve in leadership positions in rural dioceses and mis-sion territories. The many women serving in similar situations would be able.to expand their ministries if they were ordained. One source of tension between priests and deacons might dis-appear if the majority of women ordained were to remain as mem-bers of their religious institutes. Currendy most permanent deacons are married. Very few of the unmarried deacons are religious, pointing to a clear distinction between the vocations even though they are combined in the lives of some individuals. There are Review for Religious 25,345 deacons in 129 countries around the world, of whom 514, or two percent, are religious,l° In contrast, there are 404,208 priests in the world, of whom 140,687, or thirty-five percent, are reli-gious, l' These statistics seem to indicate that the distinction between celibate secular and religious life among the ordained is clear, but the vocations are not mutually exclusive. Whether thirty-three percent (the percentage of religious among today's deacons and priests) of the women ordained to the diaconate would become or remain members of religious insti-tutes is, of course, unknown. It is not likely that women candidates for the dia-conate would come mostly from women religious. Rather, many older married women and widows might seek to ratify and intensify through diaconal ordina-tion their commitments to their current volunteer or professional service of the people of God as catechists, lectors, Eucharistic ministers,.and chaplains or pastoral associates. Similarly, young Catholic women now in master-of-divin-ity programs in Protestant and Catholic .seminaries might seek diaconal ordination. Current statistics on lay catechists and other church workers suggest that seventy per-cent of women deacons would be married or single seculars and thi'rty percentof women deacons would be members of religious institutes. The challenge to all the women who envision possible ordi-nation to the diaconate is to recognize with h.umility and love that, practically speaking, they would be assisting the priests, but that their reason for being ordained is to serve the people of God. 3. Are you resolved to hold the mystery of the faith with a clear conscience, as the Apostle urges, and to proclaim this faith in word and action as it is taught by the gospel and the church's tradition? A significant number of the women presently engaged in min-isterial studies are in programs at denominational or interde-nominational Protestant seminaries. There are many reasons for this. Such seminaries are generally in cities, often near or even attached to major" universities, and therefore accessible. These seminaries are often well endowed, and they have substantial schol- It is not likely that women candidates for the diaconate would come mostly from women religious. May-June 2001 Zagano ¯ Women Religious, Women Deacons? arship programs available to women. And master-of-divinity pro-grams at American Catholic seminaries, and specifically at dioce-san seminaries, are not generally available to women. VChile many Catholic seminaries have a second-track "institute" that allows those who are not candidates for priesthood to study with the same faculty, the training offered is not identical and formation possibilities are often minimal. The extraordinary success of the programmatic exceptions to these general statements proves the thirst of many for professional training and ministry formation by and for Catholics. But, in fact, many Catholic women have studied and continue to study at Protestant seminaries; they are or soon will be ministering in dia-conal roles throughout the country. Not all are fully convinced of all church teachings, and their Protestant training has not pro-vided support for such acceptance. It remains to be seen whether they could be resolved to hold with a clear conscience "the mys-tery of the faith., and the church's tradition." The controversial issues that secular women students and min-isters presently consider, sometimes outside the boundaries of ordinary church teaching, might not be so prevalent among reli-gious, or at least among women religious who might be ordained to the diaconate. Even so, there are current ways of discussing certain topics, principally homosexuality, abortion, contraception, and priestly ordination for women, that could render women can-didate~ ineligible for diaconal ordination. Further, there are mis-conceptions and misperceptions about certain church dogmas, from Eucharist to original sin, that would similarly end an indi-vidual candidacy on its merits rather than on the question of gen-der. If these variant positions are indelibly held, for whatever reason, then the woman in question might still be able to minis-ter as a lay catechist--as many currently do--without diaconal ordination. In fact, some might considerdiaconal ordination a hindrance to ministry rather than an enhancement. There is a trend toward this way of thinking among some women in the church. The issue is not necess~arily bound up with any of the neuralgic questions listed above; it is, rather, managing to live a ministerial life without entering the hierarchy or, bluntly, the "male" system. The individual woman not in diaconal orders is in no way bound to the bishop and need not fear his pro-nouncements except insofar as she is employed by him or by one of his parishes or agencies. Even so, many parishes and agencies Review for Religious retain employees whose full consent with all church teaching is neither required nor requested, except perhaps officially. Any effort by an individual bishop to formally require such consent is viewed as draconian at best, and so short-staffed bishops in good economic times can tend to let well enough alone, and not enter too deeply into parish and agency employee matters. The woman, secular or religious, who would seek diaconal orders would have to answer some difficult questions in her own heart and mind about Magisterial teaching, not the least of which would be the theological anthropology, history, sacramental the-ology, and ecclesiology that would allow her to be ordained a deacon while refusing her priestly orders. Hence there is every possibility that individual women can-didates for ordination might have problems when asked if they "hold the mystery of the faith with a clear conscience, as the Apostle urges, and [will] proclaim this faith in word and action as it is taught by the gospel and the church's tradition." 4. Are you resolved to maintain and deepen a spirit of prayer appropriate to your way of life and, in keeping with what is required of you, to celebrate faithfully the liturgy of the hours for the church and for the whole world? This is an interesting consideration for apostolic women reli-gious. The celebration of the liturgy of the hours generally required of all clerics includes the office of readings, morning prayer, one daytime prayer, evening prayer, and night prayer. Though this fourth question includes some interesting phrases, "appropriate to your way of life" and "in keeping with what is required of you," one can .assume that up to an hour of each day is expected to be devoted to the liturgy of the hours, in addition to the time given to the liturgy of the Eucharist and any private meditation, scripture study, and spiritual reading. This is a significant commitment of time. Contemplative and monastic orders celebrate the full liturgy either publicly (spending considerably more than an hour) or both privately and publicly, but many apostolic women religious are no longer accustomed to praying even a portion of the liturgy of the hours, even privately. Along with their living more in nontradi-tional settings, formal prayer in choir has diminished. These changes in institutional religious life at first created a growth medium for different types of communal prayer, often developed by individuals 6r by individual communities. Continued changes May-ffune 2001 Zagano ¯ Wonten Religious, Wotnen Deacons? in communal life, however, have often led to the dropping even of these individualized prayer services from daily to perhaps monthly gatherings, usually with members of 'an intentional prayer group rather than with the "same roof' community. Each permutat!on moves apostolic religious farther from the tradition of praying the liturgy of the hours "for the church and for the whole world," both publicly and privately. A woman religious who would accept the obligations of the liturgy of the hours might find herself limited by time and space from participating in the life-giving communal prayer that nour-ished her desire to seek ordination in the first place. It wouid be as difficult to choose one or the other as it would be to choose both. Where the development of differing types of communal prayer for and among women religious has in many cases created opportunities for growth, it has also intensified the male-female divide, where most of the men (as clerics) and most of th~ women (as apostolic religious) have habits of prayer that are distinct from each other. (In North America, as is true worldwide, there are about twice as many apostolic women religious as priests, secular or religious.12) One would think, therefore, that the obligation to pray the liturgy of the hours might present a challenge to women. But, while all clerics are obliged to celebrate the liturgy of the hours, diocesan directors of diaconate programs state that few deacons do. This is the import of the phrases "appropriate to your way of life" and "in keeping with what is required of you." Typical married working deacons are sincerely encouraged to pray at least thd "hinges" of the day: morning and evening prayer, and night prayer too. Many, if not most, cannot pray the office of readings. Some cannot attend daily Mass. Some do not engage daily in extended personal prayer or scripture reading. While this information is anecdotal at best, it seems little would be actually added to the schedule of a woman religious, whose personal and communal practices probably already exceed those of the typical deacon. So this question could clearly be answered in the affirmative by the. woman religious who sought ordination to the diaconate. 5. Are you resolved to shape your way of life always according to the example of Christ, whose bo.dy and blood you will give to the people? The question is deceptively simple for women religious, whose lives are a constant endeavor to conform their whole' beings to Review for Religious Christ. That they have been engaged in such a struggle for their entire adult lives creates in some cases a distance between them and most secular candidates for the permanent diaconate or the priest-hood. While the emphasis in religious formation is on formation, and in seminary training on training, deacon candidates do receive a certain amount of formation. But religious formation-- focusing as it does, or at least has done, on prayer, life in community, and participation in institutional ministries--creates a qualitative dif-ference that is sometimes strikingly obvious. Many personal qualities stressed in the formation of women religious can translate positively to ordained diaconal service, just as in the case of the ordained service of men religious. A specific attitude of prayer, and selfless ded-ication to mission, are sometimes difficult to obtain later in life, especially by married candidates for orders who have the complica-tions of their secular lives to deal with: spouses, children, grandchil-dren, mortgages, careers, and political life. Of course, the differences can be seen both positively and nega-tively. Since the secular laity con-stitute ninety-nine percent of the church, one might argue that, rather than from among women religious, deacons ought be taken from among mature lay people. One might theorize that some of today's criticisms of celibate sec-ular (male) priests would be leveled at celibate secular (female) deacons. Criticisms of religious priests, which could be equally leveled at religious deacons, often revolve around the apparent and sometimes real financial and personal security of priests and religious. Secular lay persons often complain of a sort of "macu-lar degeneration" in the worldview of religious, ~ blindness to cer-tain exigencies of secular life, a chasm of nonunderstanding. While religious, as countercultural witnesses to the gospel, must be inde-pendent of political exigencies, they must recognize and constandy guard against such blindness. The very fact that women religious are personally and financially free to give prophetic witness to unpopular causes runs the risk of overpowering the poor, whom they most wish to serve. Criticism comes easily, and, since no one Many personal qualities stressed in the formation of women religious can translate positively to ordained diaconal service. ~lay-June 2001 Zagano ¯ Women Religious, Women Deacons? knows precisely what it means to be a woman deacon, these shoals and narrows must be viewed as opportunities. The delicate nature of ministry is enclosed in this question: Can the candidate for the diaconate shape a "way of life always according to the example of Christ"? It would be a radical chal-lenge for a woman religious to continue to live her religious pro-fession completely and freely while adding the responsibility of living out the charism of orders. Would she better continue to serve as a lay religious in commitment to the gospel, or would she better combine that commitment with the charism of ordained service? Beyond, would she better incorporate in her religious life and ministry the charism of ordained diaconal service, for which there is little precedent? In fact, the spiritual!ty of the diaconate is not well developed. For the deacon, what does it Mean to shape a way of life according to the example of Christ? What does it mean to shape a way of life according to the example of Christ for the woman who would be a deacon, and who would be considered in rank with other mostly married male deacons? These are questions that will.really only be answered by the first few women deacons. Practically speaking, it may only be women religious who are available to make the rad-ically prophetic choice to be ordained and serve as deacons in what are mostly uncharted waters. 6. Do you promise respect and obedience to me and my successors? Ordained women religious would remain bound to their supe-riors; ordained secular women would become bound to their dioce-san bishop. When asked of secular candidates, this question would bind a woman to her bishop for all matters: assignments, faculties, man-ner of dress, and so forth, and through him to the universal law of the church. The ordination of secular women to the diaconate would create a class of women whose ministry would be specifically at the disposal of the diocesan bishop. However, when a religious is ordained to the diaconate, this last question refers only to the religious superior and is generally rephrased to reflect the obedience of vowed religious. Only the religious superior gives permission to a member to be ordained; only the religious superior decides what work the religious cleric will take up. No bishop may unilaterally assign a religious to a work, and the local ordinary has authority and jurisdiction only Review for Religqous over what is done in his name, for example, the celebration of liturgies and sacraments (baptisms, marriages, and so forth) and actual work within the diocesan structure. Practically speaking, there may be no advantage to orders for the woman religious outside the diocesan ~tructure, because any-thing she might do that requires clerical status (with the possible exception of preaching homilies at Eucharistic liturgies) would be done in the name of the bishop and with his permission. So the determination here would be whether her religious superior would find ordination necessary for the individual religious's assigned work. That said, there are women reli-gious in the diocesan structure, and the needs of the people of God whom they serve as pastoral associates, tri-bunal judges, chancellors, and chap-lains would be better addressed by a more permanent.authorization, rather than by temporary or ad hoc lay juriso diction.13 The deeper question regarding the ordination of wtmen religious centers on authority and jurisdiction within the religious institute. Institutes of consecrated life are either diocesan or pontifical. Neither is exempt from obedience to ordinaries in matters pertaining to their episcopal authority, but superiors and chapters of institutes retain their power over their members, even if some or all of their members are clerics (canon 596). Canon Law provides for only two types of religious institutes: clerical and lay (canon 588). While, stricdy speaking, clerical insti-tutes must be headed by clerics, men's institutes that include lay brothers have obtained rescripts, or special permissions, to include brothers in their governments. These rescripts indicated that a clerical member of the institute be designated to carry out acts of jurisdiction requiring orders, and it is not clear the need would arise if the only clerical members were deacons. Since the Second Vatican Council, lay institutes have been able to allow members to be ordained without changing the nature of the institutes from lay to clerical.'4 After the 1994 Synod on Consecrated Life, Pope John Paul II established a special com-mission to study jurisdiction questions within mixed (clerical-and- The deeper question regarding the ordination of women religious centers on authority and jurisdiction within the religious institute. Zagano ¯ Women Religious, Women Deacons? lay) institutes, but the provision for lay institutes to remain lay while allowing some of their members to be ordained already exists. So there is no need to assume that the woman religious deacon would automatically cause her institute to give up its essen-tially lay status by allowing her ordination.'s The considerations implied by this final question about respect for and obedience to the ordaining prelate include whether insti-tutes might admit women who were previously ordained. Canon law provides for these exigencies in the case of men previously ordained who wish to enter religious orders, and there is no reason to think, theoretically at least, that ordained secular women could not become members of apostolic institutes of women religious. In discerning her vocation to orders, however, a woman religious would have to discern whether she would choose ordi-nation over membership, should her institute in chapter decline to include ordained members or should her superior decline to give her permission to be ordained. This presents a radical challenge of both vocation and obedience, and underscores the authority of superiors and chapters. These painful possibilities of growth are facts of life. Some women religious might be required to choose between ordination and their religious institutes, but not necessarily between ordi-nation and religious life. Women religious who chose orders over membership might well form new religious institutes, either wholly clerical or clerical-and-lay, creating a new expression of religious life. The larger consideration for women religious corporately is their insertion in the lay state. While canon law says that by its very nature religious life is neither clerical nor lay, women religious can rightly claim "outsider" status to the hierarchical system, even though their public pronouncements and political involvements are identically restricted. It is both significant and interesting that most women's institutes are more clearly led by the Leadership Conference of Women Religious than by the National Conference of Catholic Bishops. This is not new: monastics have always sought to be independent of local ordinaries. Whether ordained women religious would shift the balance of an institute remains t6 be seen, but their ordination would clearly depend, among other things, upon the needs of their institute and of the church at large. In this matter the specific charism incorporated in lay religious insti-tutes would need to be guarded, and an institute's decision against Review for Religious their members' becoming ordained would probably depend chiefly upon such a safeguard. Women religious, especially in the United States, are poised in a particular moment of freedom to raise their voices in defense of the poor and the marginalized. Though they comprise an aging population--the median age is approximately sixty-nine--women religious might, in prophetic witness to the gospel, decide that as lay religious they have nothing left to lose and clerical status might change that.~6 But, then again, it might not. The church needs the service of women and of all who would seriously take up the challenge of the gospel. One might say, "Would that all God's people were prophets!" Let us acknowledge that some women religious might better serve as clerics, and others not. Either choice is prophetic. Notes ~ The 1971 report of a committee of the Catholic Theological Society of America, "The Office of Deacon as a Lifetime State," recommended ordaining women deacons and was printed in American Ecclesiastical Review (March 1971), Crux (19 March 1971), Worship (April 1971), and Catholic Mind (May 1971). See also Clergy Review 56 (1971): 891-893. Additional contemporary discussion on the topic can be found in Agnes Cunningham SSCM, "Women and the Diaconate," American Ecclesiastical Review 165 (1971): 158-166; Peter HiJnermann, "Note: Conclusions Regarding the Female Diaconate," Theological Studies 36 (1975): 325- 333; A.M. Tortras, "Women Priests or Women Deacons?" Theology Digest 29, no. 3 (Fall 1981), translation of "~Mujeres Presbftero o Mujeres Di~cono? Apuntes para una Ordenaci6n de la Mujer," Estudios Eclesifisticos 55, no. 214 (1980): 355-368. ' I have presented an argument from theological anthropology, sacra-mental theology, history, ecclesiology, and law in Phyllis Zagano, Holy Saturday: An Argument for the Restoration of the Female Diaconate in the Catholic Church (Crossroad/Herder, 2000). 3 Roman Ritual, Ordination of Deacons. 4 Doris Gottemoeller RSM, "The Priesthood: Implications in Consecrated Life for Women," in A Concert of Charisms: Ordained Ministry in Religious Life, ed. Paul K. Hennessy CFC (New York: Paulist Press, 1997), pp. 127-138. s The Archdiocese of Anchorage, Alaska, first received a renewable rescript to allow lay persons to solemnly baptize and to witness mar-riages in 1990. A few women religious who are administrators of rural parishes and two other lay person.s have been so authorized on a case-by-case basis. 6 Zagano, Holy Saturday, pp. 142-145. 7 Sandra M. Schneiders IHM, Finding the Treasure: Locating Catholic May-June 2001 Zagano ¯ Women-Religious, Women Deacons? Religious Life in a New Ecdesial and Cultural Context (New York: Paulist Press, 2000), p. 149. 8 Schneiders rightly points out that the specific charism of celibacy for religious is distinct from the unmarried state of the secular cleric. 9 Apostolic Canons of the Church, canon 21. See Josephine Mayer, Monumenta de viduis diaconissis virginibusque tractantia (Bonn: P. Hanstein, 1938), which includes a significant collection of early documents about women deacons. 10 "The Permanent Diaconate Today," A Research Report by the Bis}~ops' Committee on the Diaconate of the National Conference of Catholic Bishops and by the Center for Applied Research on the Apostolate (June 2000), p. 2. " 2000 Catholic Almanac (Huntington: Our Sunday Visitor, 2000), p. 345, citing Statistical Yearbook of the Church, 1997. 12 There are 819,279 sisters and 404,208 priests. Statistics do not dif-ferentiate between women religious who are "sisters" in apostolic insti-tutes and those who were formerly called "nuns" in cloistered orders. 2000 Catholic Almanac, p. 345. 13 A committee of the Leadership Conference of Women Religious, drawing on the LCWR "Benchmarks" study, is analyzing lay jurisdiction. See Jeanean D. Merkel, ed., Creating a Home: Benchmarks for Church Leadership Roles for Women (Silver Spring, Md.: Leadership Conference of Women Religious, 1996). 14 Canon Law Society of America, The Canonical Implications of Ordaining Women to the Permanent Diaconate (Washington, D.C.: Canon Law Society of America, 1995), pp. 47-48, citing Vatican Council II, Decree on the Appropriate Renewal of Religious Life (Perfectae caritatis), §10. See also Paul Vl, Sacrum diaconatus ordinem, §32, which provides for religious institutes to have some permanent deacons among their members. ~s Territorial monasteries of women present a special case because their prioresses and abbesses have historically had quasi-episcopal author-ity. For the sake of the argument here, we consider only apostolic insti-tutes of women. t6 As of 30 December 1999, the median age of women religious in the United States was 68.49, up from 67.87 in the previous year, according to a study commissioned by the National Religious Retirement Office, Washington, D.C. Review for Religious VIMAL TIRIMANNA Confidentiality: Are Religious Superiors Always Bound? In the Catholic tradition the superiors or animators of reli- .~. gious congregations and communities are expected to respect confidentiality, especially with regard to delicate personal, infor-mation regarding members, to which they have relatively easy access. In church discipline, howdver, there is no official sanction or limit attached to this conventional norm. On the one hand, if a superior violates such confidentiality and thus damages the good name of the confiding member, there are no clear prescriptions in the church's universal law about how the superior is to be dealt with. On the other hand, it is not officially established how a supe-rior ought to act when a member violates the confidentiality and unjustly damages the good name of the superior. Is it only the superior who.is bound by confidentiality? Or, when a member vio-lates confidentiality and damages:the superior's good name (or anyone else's), is the superior still bound by confidentiality? In this essay I attempt to answer these questions, using tradi-tional Catholic moral principles. First I illustrate the point at stake with a real incident well known among religious in Sri Lanka. Then I briefly analyze this kind of confidentiality in terms of its close associate, the professional secret. I examine why conflden- Vimal Tirimanna CSSR is provincial of his congregations's Sri Lankan province and president of the Conference of Major Superiors of Sri Lanka. His address is: 80, Amfritiya Road; Kandy; Sri Lanka. May-.]une 2001 Tirimanna ¯ Confidentiality tiality is essential in certain professions and ministries. Finally I examine whether such professional secrecy always binds the pro-fessional, the minister, the religious superior. A Real Case In 1998 two temporarily professed seminarians (one for four years, one for three) belonging to a clerical religious congrega-tion wrote to their major superior for his approval of their going out to do secular work for a couple of years and thereby testing their vocations. Since the formators and the superiors were already having some serious doubts about these two seminarians' suit-ability for consecrated life, the major superior, with his council's consent, readily approved the request. In the same year another seminarian (temporarily professed for two years) applied for dis-pensation within a week of renewing his vows, saying he Wanted to help his family financially by getting a.secular job. After much hesitation and dialogue, the major superior together with his coun-cil granted the dispensation. At the beginning of the year 2000, all three of these seminar-ians-- with the help of a former, major superior of the same con-gregation (who had been living outside his community illegitimately ever since he left office) and a disgruntled priest member of the same congregation (who had been illegitimately ~bsent for almost two years)--applied to join a diocese in Australia. All three were accepted for the diocese without any consultation of their major superior. The major superior wrote to the Congregation for Catholic Education in Rome, inquiring whether such circumventing of him by the bishop was licit. The Roman congregation asked the bishop for an explanation, and the bishop brought this to the notice of the three seminarians. In the mean-time the disgruntled priest member, living in the same diocese, got hold of the three seminarians and together they wrote a letter to Rome maligning the good name of the present major superior, their intention being to belittle his credibility in the eyes of the Roman dicastery and thus influence the latter's decision. The major superior's predecessor also wrote a letter, to the bishop in Australia, holding the present major superior responsible for the "ruin" of the congregation in Sri Lanka, especially for the dwindling number of members, and charging that it was the same superior's ruth-lessness that drove the three seminarians away from the congre- Review for Religious gation. He sent copies of the letter to several bishops and major superiors in Sri Lanka, obviously with the intention of eroding fur-ther the credibility of the major superior. Note here that the major superior, together with his council, had already initiated a canon-ical process against the disgruntled priest who was illegitimately absent in Australia and against the ex-major superior, also illegiti-mately absent from his religious community. Could this be their, way of settling scores with the major superior? On his part, the Australian bishop sent a copy of this let-ter of the ex-major superior to the above-mentioned Roman dicastery to justify his action of not consulting the major supe-rior before he accepted the three semi-narians to his diocese. After weighing all the matters at stake, the Congregation for Catholic Education instructed the Australian bishop, to consult the Sri Lankan major superior, saying that, acc.ording to the accepted official prac-tice, he ought to have consulted him before taking those three seminarians into his diocese. Apparently the Roman congrega-tion's stipulation to consult the major superior at least at that late stage was the only way of settling the issue in a spirit of Christian charity. But what about the damage this entire episode caused to the major superior? His good name was unjustly tarnished, and he had no way of defending himself, which was surely a legitimate right of his. As the major superior, he could not simply divulge certain vital information regarding the three seminarians and two priests-- which would have given the other side of the story and defended him. He was bound by confidentiality. Ironically, confidentiality, which normally serves to protect the good name of the persons involved, has in this case served to silence the major superior and prevent him from defending his own good name. In the light of this real-life situation, one may ask: In religious life, should con-fidentiality serve all the members of a congregation except supe-riors? Should superiors be the victims of confidentiality? Are there circumstances when the superiors would not be bound to confi-dentiality? In religious life, should confidentiality serve all the members of a congregation except superiors ? May-ffune 2001 Tirimanna ¯ Confidentiality What Is Confidentiality? The term confi'dentiality normally has to do with keeping secrets. Something becomes confidential when a private matter is imparted in secret with the trust that it will not be revealed to anyone else.l According to the moral philosopher Sissela Bok, confidentiality refers to the I~oundaries surrounding shared secrets and to the process, of guarding these boundaries. While confi-dentiality protects much that is not in fact secret, personal secrets lie at its core.2 In confidentiality, then, what is at stake is the fidelity, keeping faith with those who have confided their secrets on condition that they not be revealed) Understood in this sense, confidentiality covers a wide range of ordinary day-to-day human dealings, in which two parties or more are bound, at least by tacit agreement, not to reveal what has been confided. Some promi-nent examples have to do with what is called professional secrecy. In his classic work written more than fifty years ago, Robert Regan defined it as follows: The term professional secrecy denotes a specific moral duty inherent in certain offices or functions of a confidential nature exercised in society. It connotes in its simplest form a relationship between one person constituted in some sort of need and another person expert and skilled in caring for such needs and with official or quasi-official authorization to do so. Professional secrecy may be defined as a special moral obligation, binding in both commutative and legal justice, incumbent upon the members of certain confidential pro-fessions, of maintaining a discreet silence with reference to the confidential communications received by them in the course of duty.4 The professional secret, then, springs from the contractual nature of the relationship between the professional and the client. Doctors, lawyers, and priests are traditionally expected to main-tain confidentiality; they are expected not to reveal to third parties the confidential information they receive in their professional capacity from their clients. The well-known Hippocratic oath of doctors and the confessional seal of Catholic priests indicate that such confidentiality has had a long history with regard to some professions. It would be a mistake, however, to believe that pro~ fessional secrecy is expected only from those professions. Many others members of society--such as counselors, government min-isters, bankers, and accountants--are expected to honor this obli-gation of secrecy, though they may not be bound by any official Review for Religious oath or law. Religious superiors would fall into this latter category, and so, in the rest of this essay, one may see religious superiors as "professionals" and members of religious congregations as "clients." On the one hand, the duty of confidentiality enables the pro-fessionals to gain more information in order to offer help to their clients, and, on the other hand, it enables the clients to open them-selves more freely to the professionals in order to receive the help they need. Patients often share with their physicians information so private that they would not consider sharing it even with their closest friends and relatives. Such information is obviously essen-tial for correct diagnosis and appropriate therapy. Confidentiality, professional secrecy, enables patients to reveal such information to physicians. Thus, professional secrecy, while strengthening the professionals' claim to their professional status, is first and fore-most for their clients' benefit.5 Take, for example, a battered wife who has shot her husband in self-defense.6 She might deny that she has shot him at all because, not knowing that killing in self-defense is lawful, she falsely believes herself guilty of murder. In order to give her a fair trial, it is extremely important for her lawyer to get all the relevant information that led to the .shooting so that he can build a case of self-defense in her favor. But, to reveal such information, the client normally needs at least tacit assurance of confidentiality from the lawyer. It is exactly this tacit assurance of confidentiality that professional secrecy normally gives to clients seeking professional assistance. Note here that under normal circumstances, if what has been confided is revealed, the one who confided will again be victimized. The whole purpose of confidentiality is to protect such victims. What we are dealing with in this essay, however, is the peculiar case of confidentiality making a victim of the professional when the one who confided the private information takes undue advantage of the silence that confidentiality demands of the professional. In the relationship we are considering in this essay, namely, that between superiors and members, the "victims" (or clients, mem-bers, receivers of authorized "professional" leadership) become the assailants, using loose talk, letter writing, and other weapons of calumny or slander to attack the professionals. Although reli-gious superiors may have sufficient information at their disposal to defend themselves, they are bound by the obligation of confiden-tiality and thus become victims--as in the real-life illustration we sketched above. May-ffune 2001 L-249-:--- --- 2-5.0A Tirimanna ." Confidentiality May the Confidentiality Assured by the Professional Secrecy Ever Be Violated? From the discussion we have had so far, it should be clear that the obligation to keep professional secrets is mainly justifiable on the grouhds that it assures clients a clear guarantee that the infor-mation confided in professional secrecy would never be revealed and that such a guarantee evokes a sense of trust and credibility in the clients so that they feel free to share information that would help them in seeking professional assistance. Leroy Wakers holds that the main moral justifications for professional confidentiality fall into just two main categories: The major moral justifications for confidentiality fall into two broad categories: consequentialist and nonconsequen-tialist . Consequendalists generally justify the social prac-tice of preserving confidentiality in certain contexts by. arguing that the efficient functioning of the physician-patient or lawyer-client relationship would be impeded without it. Nonconsequentialists (or deontologists) usually justify con-fid~ ndality by relating it either to the duty of promise-keep-ing, if an implied or explicit promise has been made, or to the duty to respect the autonomy of persons, who in this case would otherwise lose control over important information about themselves.7 Having thus very briefly examined the moral justifications of the obligation to keep the professional secrets, we now move on to whether there can ever be circumstances in which such an obli-gation ceases. In other words, are there circumstances that permit or even necessitate the revelation of a professional secret? Should a physician tell an HW-positive patient's spouse or lover about the illness so that he or she can avoid risky sexual behavior? Regan draws attention to a principle, which he attributes to ¯ theologians, that may be useful in questions of this kind: "The professional person is obliged to keep the client's secre~ as long as the client retains the right to his secret.''8 In using this guiding principle, the crucial question one has to raise whenever a doubt arises is: Has the client 'the right to keep this matter secret? If the client retains that right, then the professional person must keep the secret. However, if the client for one reason or another has for-feited his or her right to secrecy, then the professional person is not bound to secrecy "and normally must take advantage of the free-dom and reveal the secr,et.''9 According to Regan, the causes that will permit or necessitate the revelation of another's secret, includ- Review for Religious ing professional secrets, are generally reducible to three categories: the consent of the client, publication of the fact or knowledge of it from another source, and the necessity of preventing harm from befalling either the community or individuals2° In this essay, what interests us is the last category: What kinds of harm to the com-munity or individuals is it necessary to try to prevent? Regan lists four main ones: .the necessity of preventing harm from befalling the community; the necessity of preventing harm from befalling clients themselves; the necessity of preventing harm from befalling an innocent third party; and the neces-sity of preventing harm from befalling oneself (the professional person). Of these four cases, what is rel-evant directly to us in this essay is the fourth case, namely, preventing harm from befalling oneself---in our case, the religious superior himself or herself. Sissela Bok seems to agree with Regan's first thre~ cases listed above. For her, harm to clients themselves, harm to other specific individuals, and harm to unknown persons or groups of persons in society are the three main limits to the obligation of keeping professional secrecy.11 She says: The premises supporting confidentiality are strong, but they cannot support practices of secrecy--whether by individual clients, institutions, or professionals themselves--that under-mine and contradict the very respec.t for persons and for human bonds that confidentiality was meant to protect.12 It is clear that keeping a professional secret is obligatory almost always. This obligation, however, has limits. In other words, while there is a strict obligation to guard the confidentiality of clients, there are circumstances in which professional secrets may be revealed. Surely one such circumstance is the case .where the pro-fessionals (religious superiors) are unjustly victimized by their clients (members of their religious congregations). Within church life there are many areas in which confiden-tiality is called for. However, except in the case of the confessional seal, church discipline does not seem to have indicated the impor- Are there circumstances that permit or even necessitate the revelation of a professional secret ? May-ffune 2001 Tirimanna ¯ Confidentiality tance of confidentiality by enunciating specific norms with clear-cut sanctions. In the case of the pontifical secret, for example, when people are consulted in connection with choosing a bishop, in the case of counselingi and in this essay's case about religious superiors, it is not sufficient merely to declare the Feed for con-fidentiality. Today it has become important to enunciate what such confidentiality means and why it is necessary, what its norms are, and what its sanctions and limits are. Or else, as we saw in this essay, some parties (in our case, the religious superiors) can unjustly become victims of this very much needed confidentiality. That the religious superiors are morally bound to respect confidential-ity with regard the members of their congregations is beyond dis-pute. The question I have highlighted is this: Do religious superiors have to maintain professional confidentiality absolutely, or are there circumstances when they have the moral "duty not to adhere to such confidentiality, particularly when it damages their good name? To me it seems there are occasions when they are not bound and that such occasions need to be recognized officially by the church in the form of clearly stipulated norms with appropri-ate. sanctions and limits attached to them. Such norms would surely enhance the common good of a given religious congregation whereas their continued absence is likely not only to cripple or paralyze religious superiors or animators, but also to negatively affect the work and welfare of the congregation as a whole. Notes ~ See Shaun McCarty ST, "Confidentiality Issues in Spiritual Direction," Review for Religious 56, no. 4 (July-August 1997): 370. 2 Sissela Bok, Secrets: On the Ethics of Concealment and Revelation (New York: Vintage Books, 1989), p. 119. 3 Bok, Secrets, p. 156. 4 Robert E. Regan OSA, Professional Secrecy in the Light of Moral Principles: With an Application to Several Important Professions (Washington, D.C.: Augustinian Press, 1943), p. 47. s See Bok, Secrets, pp. 116, 122. 6 This example is taken from Alan Donagan, "Confidentiality in the Adversary System," in Ethical Issues in Professional Life, ed. Joan C. Callahan (New York: Oxford University Press, 1988), p. 253. 7 Leroy Waiters, '.'Confidentiality," in A New Dictionary of Christian Ethics, ed. James E Childress and John Macquarrie (London: SMC Press), 1986), p. 112. 8 Regan, Professional Secrecy, p. 9~. Review for Religious 9' Regan, Professional Secrecy, pp. 97-98. 10 Regan, Professional Secrecy, p. 101. 1~ See Bok, Secrecy, pp. 124-131. ~2 Bok, Secrecy, p. 135. See also Karl H. Peshke, Christian Ethics: Moral Theology in the Light of Vatican H, rev. ed., Vol. 2 (Bangalore: Theological Publications in India, 1992), pp. 379-380. Acceptance I know you well, my sins. Like an outworn glove creased and molded to my hand I know you. Fiber-woven we have grown together through the years, and I have come to know your intertwining even in the warp and woof of each shuttled day until you and I are indefinable. I know you wall, my friends, ¯ though not always was it so; and even now I do not wish too much accommodation. But life together holds some gratitude (albeit given grudgingly). Without you being who you are I would not be who I am. Marie LeClerc Laux SSND May-.~une 2001 LINDA HERNDON The Computer's Edge: Some Social and Ethical Concerns ComunmitpiUest etorsd ahya.v Ce obmecpoumteer sa amrea iunssetady t oin w mriotes tl erettleigrsio, utos kceoemp-track of community finances, to hold databases of information about community members and benefactors, to order library mate-rials, and to do some community business. The World Wide Web and email correspondence provide many helpful connections. Many religious have been involved in discussions about which type of computers to buy, what word-processing software to use, whether community members should all have the same type of computer and software, and other similar issues. Beyond these computer applications and issues, there are other computer matters that matter too, and our religious communities may be less alert to them. I suggest that, to begin with, we should be' talking seriously about some social and ethical issues in the computer world, such as equity of access, gender issues, privacy concerns, and the ways computer use can affect our relationships with others. On these issues I will make some remarks, raise some questions, and propose some possible practical responses, in the hope that religious communities will start similar discussions on these and other questions and find answers pertinent to their own situation. Although computers become less expensive with each passing year, they are not cheap. At present, in the first world, computers Linda Herndon OSB, of Mount St. Scholastica in Atchison, Kansas, writes from 409 N. Eau Claire Avenue, #I 10; Madison, Wisconsin 53705. Review for Religious are not necessities in the same way that telephones and cars are, but those of us who use computers regularly would find our work and our communication more difficult without them. Having com- ' puters available in our communities sets us apart from the poor. A recent study by the Fleet Boston Financial Foundation reports that in five northeastern cities fewer than half of the respondents with incomes under $40,000 a year have computers in their homes, and only 32 percent are connected to the Internet.t In 1999 a front-page article in USA Today said, "The Internet revolution is largely bypassing the poor, minorities, and those who live in rural communities and inner cities.''2 The article went on to say that Internet access was becoming both an economic and a civil-rights issue. More and more studies and articles report this. As regards the elderly, the article .said that only "15 percent of peo-ple 55 and over are on line." Although this number has surely increased by now, there is still reason for concern about older people's lack of computer knowledge and access, for with time more and more information is available only on line and not in traditional print formats. Lack of equal access to computers and the Internet, often referred to as the "Digital Divide," poses difficult questions with no simple answers, Are we in religious communities even aware that this situation exists and is a problem? How can we justify set-ting ourselves apart from significant portions of society by our possession and use of computer technology? Do we allow our employees Use of community computers? If we do, do we provide the training they need to use this often intimidating technology? Do we provide adequate computing facilities, including Internet access, for the schools and institutions that we sponsor? There are things we can do to alleviate this access problem. We can donate our older, but usable, comp~lters to community-action organizations that concern themselves with people who do not ordinarily have access to this technology. We can encourage businesses to do likewise. The Washington Post explored such possibilities in a 21 December 2000 article, "Who wants your old computer?" 3 Another way our rel!gious communities can assist organiza-tions that are working to overcome this problem of computer inac-cessibility is by sharing with them our skills in grant writing. We can become more informed about the inequity of access to both computers and the Internet, and we can stir others to address this May-June 2001 Herndon ¯ The Computer'sEdge major social and educational concern. Each .community needs to look at its charism, community resources, and ministries to decide how to address the "Digital Divide." Along with such physical access to computers and the Internet, is our community's Website accessible to all?4 Although court cases have determined that Websites do not need to meet the guide-lines set forth in the Americans with Disabilities Act,s it seems that, in ~he interest of hospitality, we will want our community Websit~ to be accessible to all who try to visit.6 Is our.Website accessible to the blind or to those who are limited to a text-only browser? Websites with the latest "bells and whistles," such as Javascript, multiple frames, sound, and even animation, may make a site inaccessible to those who are running older browsers, are visually impaired, or are accessing the site over a slow modem. As communities of women and men religious, we need to explore the type of image we wish to portray to those who visit us in cyberspace. These decisions will need to be conveyed to those who design and maintain our community Websites. Such deci-sions, if they include not having the latest innovations, may not be understood by our Website creator and may provide occasion for ongoing dialogue with and education of the Web-page designer, community decision makers, and the community as a whole. A study conducted by the American Association of University Women released in October 1998 showed that "technology is now the new 'boys' club' in our nation's public schools.''7 Their 2000 report, "Tech-Savvy: Educating Girls in the New Computer Age," found similar results.8 The current computer climate does not tend to attract girls. Girls dislike the violence present in many computer games and are looking for "high-skill, not high-kill." The entry position of girls into computi.ng is often the 2001 equiv-alent of typing and word processing. These observations, coupled with the steady decline 6f the number of women going into com-puter science and related areas for the past fifteen years, are cause for great concern. The potential contribution that women have to offer in the area of technology will be lost as long as these trends continue. The "gender gap" in technology use raises several questions for us to consider, especially those of us who are members of com-munities of women religious. Do we encourage members to con-sider technology as an important and significant area of study? Do we encourage the girls and women with whom we have con- Review for Religious tact to study computer science and other areas of technology? Do we offer women any training programs in computer skills? Do we sponsor for girls special classes or workshops in technology? These are a few ways that we can help society benefit from the gifts and skills of women in the area of technology. Is it possible for those of us with extra buildings and superfluous space to use some space for computer learning labs specially designed for girls and women? Do we help and support those who are look-ing for foundation, funds for projects that empower girls and women in the use and study of technology? In an attempt to reverse these trends, Anita Borg recently created the Institute for Women and Technology9 as a way to "increase the impact of women on technologyand to increase the positive impact of technology on the world's women.''1° Another group, Women in Technology International, seeks to empower women through technology.~1 If even a small fraction of our religious commu-nities would help support these or similar ini-tiatives where we are--elementary schools, secondary schools, universities, wherever--what a difference we could make for young girls and women. We can encourage and lobby manufacturers of computer games .to explore other, less-violent options. What a great gift this would be to today's youth and to future generations! Lack of privacy is becoming a major concern in our society. Databases containing social-security numbers, driver's license data, health information, banking and credit information, residence and real-estate information, political-party affiliation, and more are available to all kinds of individuals, agencies, and businesses what-ever their purpose. As making purchases on' the Internet by credit card becomes common practice, the need for secure channels grows. Not all transmission of sensitive and personal information is secure; and this poses significant danger to privacy. And there is the question of the privacy of email. Email is not protected by the laws that protect the privacy of mail delivered by the United States Postal Service. Some companies and busi-nesses regularly, and legally, screen the email of their employees. Email is not secure and can be viewed at any of the computers through which it passes' on the way to its destination. At every We can encourage and lobby manufacturers of computer games to explore other, less-violent options. Herndon ¯ The Computer's Edge. "stop" along its path, a copy of the email is.downloaded before it is sent on its way. Since backuPs of these intermediate computers are made regularly, copies of our email are stored for some days, weeks, or even months. Most people are not even aware that copies of their email exist at various unknovcn computer locations. Unauthorized access by others to an individual's email is not likely to occur, but the possibilities do exist. There are many complex questions in the area of privacy. Are we aware of the problem of the lack of privacy that massive databases and the Internet present? Are we aware of what we can do to increase our own and others' personal privacy? Are we advo-cates for email privacy, .especially in the workplace? Do we educate ourselves and our community members about privacy and security concerns in the use of the Internet? Often new users of the Internet, especially older people, are not aware of the need for precaution. We can encourage our com-munity members not to give out unnecessary information about themselves, whether on the Internet, on questionnaires, or over the telephone. The more we can keep the various pieces of informa-tion about ourselves (such as name, address, phone number, social-security number) private, the harder it is for those using multiple databases to put together ~11 the pieces for a "picture" of us. Social-security numbers are probably the single best source of information about people.2 For convenience, many agencies and institutions use s0cial-security numbers for identification num-bers. Unless required by law (as in some financial matters), no one can require that your social-security number be used for your identification number. In Kansas, where I reside, people getting a driver's license may be asked for their social-security number for use on the driver's license, but they can request another number and it will be given. I suggest that, as women and men religious, we speak out against using social-security numbers for identifica-tion. Often people's phone number, date of birth, and so forth are routinely requested on warranty applications and the like. This information is usually not necessary and need not be given out to "strangers" for a database somewhere. After educating ourselves and our community members about these privacy matters, we will be better able to educate others as well. Does our use of the computer and the Internet affect the way we relate to others within and outside our religious community? A recent study found that "the nation's obsession with the Internet Review for Religious is causing many Americans to spend less time with friends and family" and that, the more time people spend on the Internet, the less time they will spend with real human beings.13 If members of religious communities are typical of the people studied, what ai-e the implications of flaese findings for us? There is no doubt that the Internet and email can be used to keep the membership informed and in touch with leadership and its decisions and also with others in the community. But do Internet browsing~ chat rooms, and email take members away from community time and from relating with others with whom they live? Is it safer to relate to another community member at a distance, even someone we have never met face to face, than to relate to our sisters or brothers close by? A related concern is addiction to computers. Compulsive behavior can be exhibited in game-playing, chat rooms, and surfing the Web. Do these things take religious away from their min-istry and their relating with others in normal ways? If so, there is a problem that needs to be dealt with. Seeking pornographic sites would, of course, be a problem in itself. There may be no way to legislate computer use, but religious communities can take some steps to prevent or alleviate various problems. If communal living is a priority, perhaps members should not ha~e "their own" computers. Of course, computers are pro-vided in offices, and also for ministries as needed or desirable, but these probably should not be in private rooms. Communities can have a "general access" computer or computers. Simply having them out in the open could help towards moderate use and a gen-eral sense of community. No doubt computers are here to stay. I have suggested look-ing at a number of social and ethical issues concerning computer use that'go beyond what computers to buy and which software programs are best. I believe that we women and men religious have something significant to offer in the area of computing tech-nology. It seems natural for us to become a voice regarding the social and ethical issues that computers and the Internet raise24 It will take time, much discussion, and a serious search to find answers for ourselves and our religious communities. If we com-mit ourselves to go beyond the obvious, we can bring about a Compulsive behavior can be exhibited in game-playing, chat rooms, and surfing the Web. May-June 2001 Herndon * Tbe Computer's Edge more humane and heal.thy world of computing for ourselves, our religious communities, and the wider world that our lives touch. Since these issues are multifaceted and I have just begun to scratch the surface of them, I have created a Website with links to online resources at: http://www.mountosb.org/social-issues.html. This Website contains links to issues that I have not addressed in this article. Among them are those related to health concerns (including repetitive-stress syndrome) and to environmental con-cerns (called "green computing"). These resources provide fur-ther educational information and can help you and your community develop your own way of handling various issues. This Web page will be updated with new information and links as they become known. I invite you to contribute to making this page a useful resource for all communities of women and men religious as they continue to face or raise issues of social and ethical concern in and around the world of computers. Notes ~ The report is summarized in "News, Resources, and Trends: An Online Newsletter from Syllabus Press," a listserv email of 17 January 2001. 2 D. Lieberman, "Internet gap widening. Study: Revolution bypass-ing poor, minorities," USA Today (9-I 1 July 1999), p. 1. 3 Available at: http://washingtonpost.com/wp-dyn/articles/A37762 -2000Dec21 .html 4 "Towards Equal Web Access for All," by Jim Isaak (14 January 2001): http://www.computer.org/itpro/Nov_Dec.htm s "Does the ADA Apply to the Web?" by Michael Mason (25 September 2000): http://www.wtonline.com/vol 15_nol 3/federal/1815 - 1 .html 6 For complete guidelines see the Website for the Web Accessibility Initiative: http://www.w3.org/WAI 7j. Kornblum (14 October 1998), "Study: Tech gender gap widening," CNET News.Corn, available at: http://www.news.com/News/Item/0,4,27550,O0 .html?st.ne.ni.lh 8 "Why Girls Don't Compute," by Kendra Mayfield, Wired News (29 December 2000): http://www.wirEd.com/news/culture/0,1284, 35654,00.html 9 For more information see the Women in Technology home page at: http://www.iwt.org ~0 A. Borg (March 1999). "Expanding the Pipeline: Models for Innovation Bring Women to the Table." Computing Research News, p. 2. ~ The home page for Women in Technology International is: http://www.witi.com/index-c.shtml Review for Religious ¯ ,2 This site; "Some Freqtiently Asked Questions on SSNs," maintained by Computer Scientists for Social Responsibility, is an excellent source of more information: http://www.cpsr.org/cpsr/privacy/ssn/ssn.faq.html ,3 "Study indicates Internet use changes social patterns," by John Markoff (16 February 2000): http://wwwlkcstar.com/item/pages/home.pat,local /37743 d 15.216,.html 14 One order's attempt to deal with these questions is the report of the Benedictine Internet Commission, a group of Benedictine women and men from around the United States. Their final report, issued on 15 January 1998, is available at: http://www.osb.org/bic/report.html Only to This Don't try to look as though you had no problems. Who doesn't ? Don't try to act as though you had it all together. Who does ? Don't think that you cannot be defeated. You can be crushed. Only to this must you witness. That in your problems God is there. That in falling apart you are held together. That in being crushed you are already being raised up again. As the crushed grape yields fine wine, and the crushed olive yields rich oil, so does your body yield, and does its yield give life. Paul N. Duckro May-June 2001 ROBERT P. MALONEY Authenticity and Contact with Youth religious life I love this little verse from Isaiah:"Each morning he wakes me to hear, to listen like a disciple. The Lord Yahweh has opened my ear" (50:4-5). God is always try-ing to communicate with us. The Scriptures' powerful words and life's dramatic events seek contnually to rouse us from our distractedness, but often, as Isaiah laments, "hearing we do not hear." The whole New Testament, very mindful of Isaiah's words, is a trumpet call to conversion. The good news begins with a herald's cry in the desert: "Change your way of life. Prepare the way of the Lord." And when John the Baptist presents Jesus as the central figure on the New Testament stage, Jesus' message is simple and clear: "This is the time of fulfillment. The reign of God is at hand! Reform your lives and believe in the good news!" (Mk 1:15). Religioiis, first in their baptism and later in their vocational option, commit themselves to the conversion process of which the gospels speak. But this call to be a new creation is continual. It comes at every stage in our development. It says: Change your way of life now. As Karl Rahner once wrote, "none of us can enter the king- Robert P. Maloney CM, superior gene~,al of the Congre-gation of the Mission, writes again from Via dei Capasso, 30; 00164 Roma, Italy. Review for Religious dom of God as we are." To narrow down this broad topic drasti-cally, I describe in this article one way of constant conversion, that proposed by Vincent de Paul. I analyze it briefly in terms derived from Be/nard Lonergan and then draw a few practical conclusions. Hunger for Truth as Constant Conversion Vincent de Paul wrote to his friend Franqois du Coudray on 6 November 1634: "Simplicity is the virtue I love most" (SV I, 284).1 Almost twenty years later he said to the Daughters of Charity, "I call it my gospel" (SV Ix, 606). Just a year before he died, he told the members of the Congregation of the Mission that everyone loves those who are authentic, whose words match what is in their hearts and whose actions match their words (SV XII, 171). Vincent proposed this "way" to the many groups he founded. It is clearly the virtue he loved most. Today we give simplicity many names: genuineness, sincerity, transparency, integrity, authenticity, hunger or thirst or passion for the truth. I suggest that simplicity is a path of continual con-version. This conversion manifests itself in: ¯ listening for the truth, searching for it humbly as a wayfarer rather than thinking to possess it as an owner; ° speaking the truth (a difficult disci-pline, especially when one's own convenience is at stake or when the truth is embarrassing); ¯ witnessing to the truth, or the personal authenticity whereby one's life matches one's words; ¯ practicing the truth through works of justice and charity; ¯ striving for sin-gle- minded truth, or purity of ihtention; ° living truthfully as a servant of the poor, having modest possessions and sharing what one has; ° expressing the truth clearly, using attractive, transpar-ent language, especially in teaching or preaching. The Asceticism of Authenticity Simplicity or authenticity is impossible without asceticism. The path of simplicity requires a long-sustained exercis~ of atten-tiveness, understanding, reasonableness, and responsibility. Authenticity, in other words, rests on a positive response to what Bernard Lonergan calls "four transcendental precepts": (I) be attentive, (2) seek to understand, (3) be reasonable, (4) be respon-sible. Attentive people observe precisely what is going on. Understanding people search out the meaning of what they see May-June 2001 Malone2/ ¯ Authenticity and Contact with Youth Drifting is the contemporary form of lukewarmness, of being "neither cold nor hot." and hear. Reasonable people formulate possible changes for the better. And responsible people weigh in the balance their short-and long-term advantages and disadvantages, and then choose. On the path that lies between inauthenticity and authentic-ity, there are two great dangers. The first danger to authenticity is bias. All of us have individual biases. They are self-deceptions that we create to protect ourselves or make us feel ¯ more secure. Others often see them in us much more quickly than we do: prejudices, labeling of others as liberals or conservatives, comfortable but unexamined choices, unchangeable patterns of behavior. One of the commonest individual biases I know in com-munity life is intolerance of differing pastoral approaches. Group bias is more subtle. We do not eas-ily identify it, because we share it with those around us. But it is very dangerous. It gives rise to unjust laws, persecutions, wars, abuse of others because of their race, sex, ethnic ori-gin, or religion. In clerical circles there still are strong group prejudices against women. These are especially striking in many European countries, in Africa, and in Asia, but they are found almost everywhere. Common bias is the most difficult of all to discern. It exists not just in individuals and particular groups; just about everyone suf-fers from it. It comes from looking at life in ways that no one reflects about and almost no one perceives as quite unacceptable. For centuries most people, Chris6ans included, regarded slavery as licit. Most of us live and die with common biases, without ever recognizing them. Prophetic voices attempt from time to time to shock us out of them. I am sorry that I cannot point out today's common biases, because, being afflicted with thgm, I am blind to them myself. But I am sure that someday people will shake their heads about us and our blithe assumptions, and ask, "How could they have thought that?" Whht are my biases? The second great danger is drifting. People who have entered the vowed life seldom deliberately choose to be inauthentic. In the contemporary world the great danger is that they might not deliberately choose anything at all. Drifting is the contemporary Review for Religious form of lukewarmness, of being "neither cold nor hot" (Rv 3:15). Drifters find themselves .incapable of moving resolutely toward authenticity. They skip across surfaces, never listening attentively, not searching out life's meaning, unalert for the right path or unwilling to choose it firmly. Do I drift? Levels of Conversion The quest for authenticity and the overcoming of our biases involves conversion on three levels. 1. Intellectual conversion. Staying aliveintellectually is crucial. I am not referring here to abstract, theoretical, high-flying intel-lectual voyages. No, I mean that we nourish our minds; that we read and reflect critically; that, when we ponder the word of God, we apply the four transcendental principles. Be attentive: hear what it is saying. Search out its meaning: understand it in the light of good commentators. Be reasonable: formulate what it may be asking of us. Be responsible: decide and act on the word. The focus of intellectual conversion is the true. 2. Moral conversion. The key to moral conversion is a change in the criterion for our choices, from personal satisfaction to val-ues. It is crucial in life that we decide what our key values are-- something drifters never do--and that we make them the basis of our judgments. The focus of moral conversion is the good. 3. Religious conversion. In religious conversion we are grasped by an ultimate concern. We surrender ourselves to God. Genuine religious conversion is pure grace. It is,not that we grasp God; God grasps us. The focus of i-eligious conversion is the holy. In each of these stages, we make choices and tfltimately our choices make us. We become what we choose. When we choose the true, we become true. When we choose the good, we become good. When we choose to allow the holy to possess us, we become holy. Am I in the process of being intellectually, morally, and reli-giously converted? Toward Being a New Creation Sixty-four percent of the world's population is under twenty-five years of age. These young people are the hope of the future. They are the future. Authenticity is immensely attractive to them. 2Ylay-June 2001 ¯ " Maloney ¯ Authenticity and Contact with Youth They yearn for the truth, hungering for it and rejecting what they consider its bogus forms. Let me suggest some specific ways in Which religious as indi-viduals and as communities can become more authentic. I am convinced that these will be of immense help in our efforts to reach out to the young. These are my dreams for all of us: ¯ My dream: that we become families that pray mightily and beautifully. I start with an aspe.ct of religious conversion. Do people say of our communities, "They really know how to pray"? People surely know many religious communities for their works. When posing this question to the Vincentian family, I put it this way: "The name Vincent de Paul is synonymous with works of practical charity. But do people also see us as a group that is deeply committed to prayer? Do the young people who come among us feel attracted by experiencing how we pray? Vincent himself was an extraordinary pray-er. His contemporaries readily recognized him as a contem-plative in action. He placed great emphasis on mentai prayer, on attuning ourselves to the rhythm of the church's liturgical life, and on celebrating it beautifully." My hope is that religious can support one another in medi-tating daily and fruitfully and that their common liturgical prayer will be "something beautiful for God" and attractive to the young. Do young people feel at home praying with us? Does our prayer ring true to them? ¯ My dream: that we create formation programs for the young. I hope that we can be masters and guides in the spiritual jour-ney. It is most important that we ourselves be rooted authenti-cally and experientially in the mystery of God's love if we wish to help young people share deeply in that same mystery. The mis-sion of the church is, after all, to announce this mystery joyfully. Formation is crucial for helping young people know and feel the good news that God is alive, that he lives within us, that he wbrks among us, and that he has a special love for the poor. Good formation demands hard work, creativity, the preparation of attrac-tive materials, and the dissemination of these materials far and wide to thousands and millions of young people who hunger for the truth. In the schools, parishes, and social centers where many reli-gious serve, have we created effective formation programs for Re~iew for Religqous young people? Have we developed a pedagogy of the experience of God? Can we communicate to the young our passion for truth and accompany them in their longing to be true? ¯ My dream: that we form youth groups and offer young people the opportunity to join in the service of the poor. ¯ Is there any sector of society that Pope John Paul II has focused on more clearly than youth? Today everyone talks about the new millennium. Young people are the third millennium. It belongs to them. If the Church is to be fully alive in this millennium, it will be because it is energized by young people who believe deeply. The young are the future evangelizers of the world and servants of the poor. Most religious active today will scarcely cross the threshold of the third millennium. If statistics hold true, I will not survive its sec-ond decade. But today's young people will be alive and full of energy long after that. And so I suggest that there is no apostolic goal more important for the church today than to reach. out to young people and offer them a strong Christian formation. We have a wonderful gift to offer them. We must bring it to them joyfully and generously. The presence of two million young peo-ple at World Youth Day in Rome last August was striking. Are we actively engaged in form-ing youth groups? Is the truth of our religious charism so important to us that we are eager to share it with them? ¯ My dream: that we offer the young the opportunity to serve in other countries. We live in the global community. Today events everywhere in the world affect us quickly. If the yen is weak, the New York stock market dives. If there is violent trouble in Central America, the number of undocumented people in Los Angeles increases. I urge religious to help young people to see the .plight of the poor throughout the world. Almost four centuries ago, when it was alto-gether common for young and old to die within five miles of their birthplace, Vincent de Paul established lay groups and two inter-national communities of priests, brothers, and sisters that spread quickly from France to Poland, Italy, Alge.ria, Madagascar, Ireland, Scotland, the Hebrides, and the Orkneys. There is no apostolic goal more important for the church today than to reach out to young people and offer them a strong Christian formation. May-June 2001 Maloney * Authenticity and Contact with Youth Do we offer young people the opportunity for commitments of two, three, four, five years in foreign missions? Do we encour-age them to be true to their inner desires in palpable ways, to be free to extend themselves, to take risks, to make temporary com-mitments and even permanent ones? Does the truth of our mis-sionary vocation so burn in our hearts that it carries over to others, brightening, w.arming, building a fire in them as well? In the mid 19th century, Henry David Thoreau went off into the woods and lived fo~: two yea~s more or less as a hermit a~ Walden Pond. It was a time of conversion for him, an intense period in which he sought meaning in his life. One day last sum-mer I visited Walden Pond, walked around its perimeter, and took a swim. In the evening I picked up Thoreau's famous book and read the words that he wrote when he returned to society after two years of searching: I learned this, at least, by my experiment: that if one advances confidently in the direction of his dreams, and endeavors to live the life which he has imagined, he will meet with a suc-cess unexpected in common hours. He will put some things behind, will pass aia invisible boundary; . . . and he will live with the liberty of a higher order of beings. In proportion as he simplifies his life, the laws of the universe will appear less complex, and solitude will not be solitude, nor poverty poverty, nor weakness weakness. If you have built castles in the air, your work need not be lost; that is where they should be. Now put the foundations under them. How can we help young people dream dreams of the king-dom of God and build the foundations that will make those dreams come true? How can we communicate to greater numbers Of them a passion for the truth, a passion for the person of Jesus, a pas-sion for justice, a passion for the poor? Passion in its root sense includes suffering--can we help young people to be willing even to suffer for the truth they believe in? Note 1 SV refers to the fourteen-volume French edition of St. Vincent de Paul's works, edited by Pierre Coste (Paris: Gabalda, 1920-1925). Review for Religious KATHY DUNNE Obedience: Vow and Virtue in Our Contemporary World Ibt was a breezy, hot summer day in 1958. I was sitting on the ack steps of our suburban Long Island home with my friend Linda. We were both about six or seven years old. My morn had just made cupcakes, but told us we could not have any until after ¯ dinner that evening. Linda and I were discussing the merits of "snitching" a cupcake when my mom was not looking. I held that it would be stealing because they did not belong to us. Since this would be a mortal sin in our° theological framework, I did not think this was such a good idea. I did not want to die that night and go to hell! Linda, more practical-minded, said she thought it would only be a sin of disobedience since my mom said we could not have one until later. That would only be a venial sin! Since my mom stayed in the kitchen, we did not have a chance to take the cupcake. As I reflect on that event, I see that our notion of obedience was rudimentary. We lacked maturity, of. course, and our moral framework was that of young children. After many years of growth in discipleship and in my religious vocation, I found myself with a deeper understanding of the vow of obedience. Obedience means more than acquiescing to external authority; it is a more mature, discerning stance that includes inner authority within the context of community, the church, and the world. Kathy Dunne RC is a spiritual director and works with her commu-nity's affiliates. She wrote "The Still Point" for our issue of January- February 1999. Her address is Cenacle Retreat House; P.O. Box 8115; Metairie, Louisiafia 70011. May-June 2001 Dunne ¯ Obedience: Vow and Virtue This article looks at obedience as an evangelical counsel, lived as vow andvirtue. It approaches obedience from three perspec-tives: the scriptural, especially as seen in Jesus' relationship with the One he called Abba; that of religious life today; and that of con-temporary spirituality, that is, living the Spirit of the Gospels in one's life. Obedience, which comes from the Latin audire, means to lis-ten or to hear. In The New Catholic Dictionary of Spirituality, obe-dience is defined as "receiv!ng and responding appropriately to a message--or Word--from God.''l Jesus Christ, in his fidelity to his Abba (his Father), is the model par excellence of this obedience. Jesus lived in a deep relationship with his Father, modeling for us what intimacy means. Jesus' life of deep prayer, listening, and response to his Abba lies at the heart of obedience. The Scriptures tell us that by his obedience Christ was able to "reconcile all things to himself." In a world fractured by sin and division, Jesus shows us how to be at one with God, with each other, and with the whole cosmos. We are called to obedience in the deepest recesses of our being. We are invited back to primal unity and original innocence. By reconciling all things and all people in Christ Jesus, God invites us back to what life was like before original sin. This original unity models love, inclusivity, respect, reverence, mutuality, and care of the ea~'th and all living things. It is nonabusive and "does not rejoice in the wrong but rejoices in the truth" (1 Co 13:6); there "is ntither Jew nor Greek, slave nor free person, male nor female, for all are one in Christ Jesus" (Ga 3:28). Original Sin Original sin, the sin of fundamental disobedience, echoes Lucifer's "I will not serve." It prevents us from accepting and liv-ing the truth of who we are given to be. It blinds us from seeing with the eyes of Christ. Unable to see clearly, we live in a fog or mist of confusion, contradiction, and rationalization. We are often unaware of the needs of those around us. We justify our thoughts, attitudes, and behavior in the name of expediency. We participate, often without realizing it, in the escalating violence and destruc-tion that affect all persons and all creation. We do this by our presence and by our silence. This happens in personal and in struc-tural acts of sin. By our acts of commission and omission, we are Review for Religious involved both in petty acts of selfishness and in the much larger realms of evil, including prejudice, racism, and sexism. We are called, as Christians and particularly as religious, to stand against this fundamental disobedience. We are called to be in harmony and in relationship with all of creation, with one another, and with Christ in God. Obedience is not easy, nor is it an escape from discerning what God asks of us each day. As Dietrich Bonhoeffer said, "There is no cheap grace." Neither is there cheap obedience. Obedience does not give license to opt out of personal or communal responsibility. Rather, obedience is being in fundamental relationship with Jesus Christ as he was with his Father. For many of us that relationship is also mediated through the church and the profession of religious vows. But, primarily and before any type of mediated relationship, we are called to be disciples. Discipleship is the call to be learners, to stand before God with, in, and through Jesus Christ as persons who desire to do God's will and beg for the grace of actually doing it in all the circumstances of life. Obedience is being in fundamental relationship with Jesus Christ as he was with his Father. Seeking the Will of God There are various ways of seeing the will of God. Some see it to be preset or preplanned, a blueprint thatlone just has to dis-cover in order to be obedient. Others consider it as unfolding in the events of daily life. Some experience God's will as some com-bination of the two. Perhaps another way to see its essential nature is to look at Jesus and his relationship with the One he called Abba. John's Gospel in particular stresses this relationship: "I always do what pleases him"; "I have come not to do my own will but the will of him who sent me"; "I am in the Father and the Father is in me" (John 6 and 14:10). Jesus' obedience hinges on this relationship with his Abba. It is not a driven or mechanical relationship. It is a matter of love and deep passion that God's dream for our world will come to fruition. This type of union flourished with Adam and Eve, as God walked in the garden with them in the cool of the evening. When Adam May-ffune 2001 Dunne ¯ Obedience: Vow and Virtue and Eve ate of the fruit of the tree of good and evil, their eyes were opened. They lost their primal innocence. The Evil One said they would become like gods. Instead, they lost their innocence and were removed from the gard.en (Gn 3:1-19). Jesus, in the words of the Easter Proclamation, "restores lost innocence." The innocence and candor of little children are often spoken of as a kind of na'ivet~. As we experience more of life, we lose that innocence and na~'vetd. Disillusion and disappointment contribute to this loss. As we grow in the spiritual life, studying and reflecting on experience, we may come to what Paul Ricoeur calls 'the second na~'vetd, a kind of innocence that is far from na~'ve. Jesus grew in "wisdom and age and grace"; he taught us by his living, his dying, and his rising what obedient living and loving are about. He models for us the innocence that can be restored in us by obe-dience, by being in relationship with God, from whom all things come and to whom all things return.2 Christ's obedience was part of his relationship of love with his Abba. Deep love of God includes deep interior freedom. Such freedom is not a license to follow our inclinations and impulses into unregulated attitudes and behaviors. Rather, such interior freedom seeks to discover what God is asking in each situation or event of our life. There is no plan that anticipates exactly what to do in any eventuality, but there are general guidelines. The teach-ing of the church, refined by centuries of gospel living and of seek-ing and finding what works best as circumstances change, provides a major guideline. The Scriptures provide another. Individual con-science, our culture, and the mores of our country and society also provide guidance. But none of these is enough by itself. The way God leads us within and sometimes beyond these guidelines must be discerned. Some people are ~alled to be prophets and to challenge the status quo. Some, called to be prophets of justice, challenge church " and society teachings on the roles of women, of minorities, of the poor and dispossessed of our world. Others are contemplatives and mystics, women and men who remind us that, without deep and sustained prayer born of a desire to respond to a loving.God, all our work is for nothing. All must listen to the "still small voice" (1 K 19:12) within in order to be obedient to the call which God gives each of us for building up the reign of God. Paul tells us that there is one Spirit but many gifts for the building up of the kingdom. Some are called to be teachers, some Review for Religious prophets, some administrators; some to speak in tongues and some to interpret the tongues (1 Co 12:4-10). Paul tells us that now we know in part and see in part, but then we shall see face to face. He tells us that all other gifts will disappear, that prophecies will be no more, but that faith, hope, and love remain and that the greatest of these is love (1 Co 13:8-13). Call to Love This call to love, to a growing union and familiarity with God and the things of God, is central to the vow and virtue of obedi-ence. Obedience does not mean going "against the grain" in a mechanical way. Rather, it is a delicate dance in which our choices--our ways of being, thinking, and doing--are gradually transformed. We are gentled, so to speak, discovering the strength that comes from God and not from self. Disciples move from exte-rior conformity to inner listening, listening for what Jesus, the Beloved, would have us do. The hours of prayer that we spend overflow into our life, and the events of our life also lead us to God. We become familiar with God's heart and desire God's mercy and justice for all people everywhere and always. Our heart expands to embrace all and thus grows in compassion. The vow can become virtue. Our growing interior freedom lets go of all that is not God, desiring only God and that which God desires. As disciples we let go of compulsions and addictions, sometimes with the help of support groups, ther-apy, spiritual direction, and study, but always with prayer. Over many years we let go of habits, even preferences for doing things a certain way. Fundamental desires are transformed. We now desire the truth and integrity of heart that come from the interior action of the Holy Spirit. We become obedient out of a growing desire to mirror God's trinitarian love in our life. How do we get to where God's nature becomes ours, where it is second nature for us to make decisions--and actually to live-- as God dreams for us? First, baptism gives us the basic operating system of the Christian life. Through years of praying and study-ing the Scriptures, we come to know Jesus Christ ever more deeply. The church's teaching in all areas, particularly justice and mercy, guides our learning and our praying. We grow in our willingness to be open to all of that teaching--and not just what is convenient or feels good. May-June 2001 Dunne ¯ Obedience: Vow and Virtue In addition, we learn as religious the Rule and constitutions of our particular institute. We move from the externals of the vow of obedience to an inner disposition. We begin to find our own way within the congregation and the church. Our particular talents and learned skills come to light and eventually to fruition. We ¯ learn to use these gifts generously and, when we can, to encourage others to grow in discipleship. Over time the vow gradually becomes virtue. No one can map this out for another in exact detail. What a guide can do is listen with us for the signs of how God is at work and suggest ways to cooperate more fully with God. As we let go of less-than-produc-tive ways of being and doing, we gradually find that, much as Jesus did, we grow in age, grace, and wisdom. Ingrained habits give way to the desires and habits of God. We come to desire love, the unity of all persons and all things in God. As disciples we find ourselves fulfilling our living and loving desires in the concrete actions of daily life~ We find that we must live the gospel radically if we are to be faithful. All that life asks must be integrated in an incarna-tional way with the demands and challenges of the gospel, or we live in vain. Living Obediently How do disciples live this challenge? We pray and we act. We act and we pray. There is really no other way. We do not live iso-lated on our own island. A survival-of-the-fittest mentality does not rule our life. Rather, we cooperate with each day's graces and meet each day's challenges. A living obedience to the demands made each day and a willingness to embrace all that life asks call us to greater fidelity. Just as Jesus' love and mission were not only for the Jewish people of 1 st-century Palestine,' the call to obedience is not limited to "my family, . my community," and "my country." As Jesus' mission was for all people and for all time, so obedience embraces all and thus becomes universal. We are called to be compa?sionate with all people who suf-fer, who are poor, excluded, and marginalized. This demands a range of vision impossible without profound grace. We are so con-ditioned to "get ours" or do things our own way that it takes the wide-angle lens of the gospel and of the church's social teaching, accompanied by much prayer and meditation on these documents, to move beyond our myopic viewpoint. We are called by obedience Review for Religious to embrace all and to include all, not just in an intellectual way but in our loving, our praying, and our acting. We have to think globally even as we act locally. The way we do this is unique to each of us and must be dis-cerned. But act we must, or our religion is in vain. But our activ-ity must not be a mere "clanging cymbal" (1 Co 13:1). We must be, like John the Baptist, "a voice crying in the wilderness" (Mt 3:3) or, like Paul, one who proclaims the gospel "in season and out of sea-son" (2 Tm 4:2). We will not be popular, and we may indeed be martyred--if not by stoning or crucifixion, at least by rejection and hurtful words. Nonetheless, we are called to be like Jesus Christ, who "was crucified for our sakes" (1 Co 15:3). If Jesus Christ suffered and died for what he believed and proclaimed, so shall we. We are like the one we Wofess to follow. Obedient love demands such life and response from us. We know that death is not the end of the story. Jesus was raised to new life. We too will rise, not only on the last day, but each time we die to ourselves and surrender ourselves to our good God. The Scriptures tell us that God will not be outdone in gen-erosity. A generous and obedient heart leads us deeper into God's own heart and calls us forth to minister and to love as Jesus did. As we continue .to die to ourselves each day, we are raised up. As we grow in the vow and virtue of obedience, we see our wdrld with God's eyes and with God's heart. But, because we are human beings and not God, we act accordingly. We make mis-takes. We learn, however, to forgive others and ourselves because God has first forgiven us. We forgive and are gentle because that is the very nature of love and the heart of obedience. Able to laugh at ourselves, we do not take ourselves too seriously. This is, after all, God's world and God's creation. The Potter asks only for our cooperation, that we let go of control. Like Jesus, we are in rela-tionship with our Abba/Amma, our Father/Mother God. We are in an interdependent relationship with God, sharing mutually the fruit of otir love and our labor:3 God is as dependent on us as we are on God in this relationship. As we grow in the ways of God, we become ever more fully ourselves. We rejoice because we are one with the God we love and with all whom God loves. Through the vow and the virtue, we are obedient in heart and spirit. We rejoice in the truth. We live simply and we live radically because we live with Christ, through him and for him who is before all else that is. We are his, and he May-June 2001 Dunne ¯ Obedience: Vow and Virtu~ is ours. We are in relationship and in love. We are obedient. Notes L Richard M. Fragomeni, "Obedience," The New Catholic Dktionary of Spirituality, ed. Michael Downey (Collegeville: Liturgical Press, 1993), p. 709. 2 See St: Boflaventure, "Contemplating the Divine Unity through Its Primary Name Which Is Being," in Bonaventure: The Soul's Journey into God, The Tree of Life, The Life of St. Francis, trans. Ewert Cousins, Classics of Western Spirituality (New York: Paulist Press, 1978), pp. 94-101. 3 See David Fleming SJ, Draw Me into Your Friendship: A Literal Translation and a Contemporary Reading of the Spiritual Exercises (St. Louis: Institute of Jesuit Sources, 1996), "Contemplation to Attain the Love of God," §§230-234. Suggested Readings Foley, John B., SJ. "Stepping into the River: Reflections on the Vows." Studies in the Spirituality of Jesuits 26, no. 4 (September 1994). Langan, John P., sJ, "The Good of Obedience in a Culture of Autonomy," Studies in the Spirituality of Jesuits 32, no. 1 (January 2000). Rolheiser, Ronald, OMI. Holy Longing: The Search for a Christian Spirituality. New York: Doubleday, 1999. Schneiders, Sandra, IHM. New Wineskins: Re-imagining Religious Life Today. Mahwah: Paulist Press, 1986. --. Finding the Treasure: Locating Catholic Religious Life in a New Ecclesial and Cultural Context. Mahwah: Paulist Press, 2000. Wittberg, Patricia, SC. "Community and Obedience: Musings on Two Ambiguities." Review for Religious 59, no. 5 (September-October 2000): 526-536. NEW ON OUR WEBSITE Complete text of A Spirituality for ContemPorary Life: The Jesuit Heritage Today edited by David Fleming SJ and containing articles by J.J. Muetler s J, Walter Burghardt S J, David Fleming s J, Monika K. Hellwig, Jon Sobrino S J, Elizabeth Johnson CSJ, and John W. Padberg sJ ° ¯ An ARCHIVES section containing indices, abstracts, and summaries of our iournal articles from January-Februau 1995 to the current issue VISIT US AT: http://www.reviewforreligious.org Review for Religious WILLIAM C." ZEHRINGER Mechthild of Magdeburg's Spiritual Pilgrimage '~md where is this inaccessible light, or how can I approach the inaccessible light? Or who shall lead me and take me into it that I may see you in it?" So wrote St. Anselm in his Proslogion at the end of the 11th cen-tury. A lifelong searcher for that divine light was Mechthild of Magdeburg (ca. 1212-ca. 1282), one of the greatest women mystics of the Middle Ages. The ardu-ous and triumphantly successful spiritual pilgrimage of that remarkable woman is recorded in her enduring book, Das Fliessende Licht der Gottheit (The Flowing Light of the Godhead), the first mystical work to have been composed in the author's native language, and a book which "defies genre conventions.''~ So, it might be added, does her life in religion. Mechthild is unique among the female mystics of her time and place, both for the changes that took place in the form of her vocation throughout a long life and for the distances that she traveled before finding, at the last, her soul's rest. "My body," wrote Mechthild early in her Flowing Light, "is in great torment, my soul is in sublime bliss; for William C. Zehringer, a medievalist and free-lance author, received his doctorate from Temple University. His publi-cations include a college writing textbook; this article is adapted from a chapter of a book in progress. His address is 364 E. Second Street; Bloomsburg, Pennsylvania 17815. May-June 2001 heritages Zehringer * Mecbtbild's Spiritual Pilgrimage she has both gazed upon and embraced her Lover in her arms."2 These words summarize her turbulent life, for she long endured both ill health and afflictions from her adversaries, while also expe-rienci. ng deep consolations within her soul. As Emilie zum Brunn and Georgette Epiney-Burgard say, "The return of the soul to its original being in G6d--that is what motivates her desire."3 The revelations and sublime insights of The Flowing Light, which she worked on until the end of her life, won her, in her later years, a devoted following among the wisest of her contempo-raries. These included Meister Eckhart and the h01y nuns ofthe convent of Helfta.4.What.was the source of her appeal to these far-seeing men and women? Perhaps one may attribute it, and the hardy endurance of her single mystical.work through centuries of studied neglect, to the potent force of her convictions and the power of her expression in her'native language. Mechthild's book is remarkable in the way the clarity of her vision emerges from the diverse forms of expression she employs, from prayer to exhortation. Carol Lee Flinders has said, "The over-all coherence of the work derives not so much from formal qualities as from a consistency in preoccupation of the kind that knits together a collection of lyric poetry.''5 This all-consuming preoc-cupation is best told in her own impassioned words: "Then she soars further to a blissful place," and, "when infinite God brings the unfathomable soul to the heights, she loses sight of the earth in her astonishment and is not aware of ever having been on earth" (41).6 These and other startling paradoxes which the saint finds in her soul as she approaches the Sacred Presence are a proof of her lifelong (and ultimately successful) attempt to spiritualize her deep and abiding suffering. But they are also her wayof explaining the experiences which she took pains to have recorded, for the edifi-cation of her fellow Christians. The movifig story of her spiritual pilgrimage is above all a lesson in the way all searchers for.the Source of light and love must chart their courses. As Pierre Teilhard de Chardin so memorably wrote, "Union ir~creases only through an increase in consciousness, that is to say, in vision. And that, doubtless, is why the history of the living world can be sum-marized as the elaboration of ever more perfect eyes within a cos-mos in which there is always something more to be seen.''7 These words apply well to Mechthild's life. And a stirring picture of the price of such vision may be found in "The Lament of the Loving Soul" (Flowing Light, Book 2, ~hap. 25): "Oh, you infinite glory Review for Religious in the power of your nobility! How painfully I long for you when you want to spare me" (92). If one searched The Flowing Light for momentous earthly events, one would bE disappointed, but, read as a narrative of Mechthild's interior journey, the book describes vividly her cease-less hunger for heaven's heights,s It was often the depths of the human spirit that this sen-sitive soul traversed. Mechthild knew darkness and periods of dryness. Albert Camus, that pellu-cid and unresting agnostic searcher, has declared: ~"There is no sun without shadow, and it is essential to know the night.''9 But passages such as the one quoted above also bear witness to another cause of Mechthild's suf-fering: the unjust criticism that was hurled at her by clerical authori.ty when she denounced the vices that flourished in the church of her time. As Michael Novak wisely observed, "the experiences whence language about God springs--freedom, honesty, community, and courage--abut on pol-itics. They will not be contained.''1° In Mechthild's life they were not contained, any more than they were in the lives of Hildegard of Bingen, Birgitta of Sweden, or Catherine of Siena. Here is her heartfelt summary of her interior and exterior afflictions (Book 3, chap. 5, "How the Soul Laments that It Cannot Hear Mass or the Daily Offices"): "Ah,' dear One, how intimately you speak to me. And yet I never dare think upon these words in joy. For I constantly notice with anguish the stench of that dead mongrel, my body; and I, Lord, when I consider the matter, have no idea how things shall turn out for me in the end. What is more, just beholding you I lose all awareness of suffering" (112). The words that I have italicized are as characteristic of Mechthild's spiritual life as are the laments that precede them. How could they not be? For all true mystics believe that an essen-tial task of souls who ha(,e answered the call to holiness is to show a sorely burdened humankind how to avoid the paths that lead to One would gravely misrepresent Mechthild of Magdeburg by dwelling only on the slanting shadows of her thought and ignoring the record of the supernatural joys she experienced. May-June 2001 Zebringer ¯ Mecbtbild's Spiritual Pilgrimage despair.~1 And they most surely accomplish this by relating their own ascent past slippery edge,s,tz One would gravely misrepresent Mechthild of Magdeburg by dwelling only on the slanting shadows of her thought and ignoring the record of the supernatural joys she experienced. There is more light than darkness to be found in The Flowing Light of the Godhead. Mechthild's active compassion and love for the suffering poor as a beguine in Magdeburg is al~other aspect of her spiritual voca-tion. She carried the interior joys of her heart to a world that needed them as surely as ours does. Father Odo Egres called her an angel of mercy who "gave love and consolation to those who in their misery looked for a ray of hope."'3 Her life, then, was not given ?ver completely to serene med-itation on the divine mysteries. The practice of prophetic speech that led to charges of heresy and hard missiles of condemnation was one to which she felt compelled by God's command. In Book 4, chapter 24, she calls her fellow pilgrims to carry out the duties of their state of life so that they find at the end that "God crowns three kinds of people with his fatherly hands: virgins, widows, and married people" (168). Not surwisingly, than, does Caroline Walker Bynum find that "Mechthild of Magdeburg sees herself as a teacher, counselor,'and mediator." 14 But there is another dimension to that part of her life when she lived as a mystic in the world. Mechthild is also a fine poet of the spiritual life and of mystical marriage with her Lord. Bea.uty and pictorial splendor are characteristics of her later work. Lucy Menzies, a 1953 editor of Mechthild's book, says, "Thehuman passion of the younger years gradually gives place to the mature spiritual poise of the late period, when like an eagle 'she soars up to gaze into the face of God.'''is That is a valid judgment, for the knowledge that she was advancing toward her lifelong goal, union with Divine Love and Truth, came steadily to the saint as she con-tinued to labor and pray. Perhaps that is why there is a joining, in her earlier visions, of what seem at first to be opposed ideas (as in the words quoted above: "Dear One, how intimately you speak to me. And yet I never dare think upoh these'words in joy"). These most likely represent, at one and the same time, Mechthild's unsettled response to the overpowering presence of her Savior, her consciousness of sin,.and her aching desire for bliss. Peter Dronke speaks perceptively of"Mechthild's anguished evo-cations of the 'fatal' quality of her love. For all its torments, she Review for Religious cannot help her longing--it is her destiny to sing of love through pain, like the nightingale." 16 And yet, in some of the later por-tions of The Flowing Light, there are harmonious images that sup-port an assured and serene conclusion. In Book 5, chapter 22, "The Seven Things of Judgment," Mechthild proclaims that "the greatest delight in doing comes from keeping one's integrity in all that one does" (196). A beautiful and unique feature of her book is the intense response of the Lord to her plaintive pleas for a surcease from suffering. Divine speech (as in Book 2, chapter 25) is expressed in ¯ cumulative phrases that pierce the heart: Your secret sighs shall reach me. Your heart's anguish can compel me. Your sweet pursuit shall so exhaust me That I shall yearn to cool myself In your limpid soul, To which I have b

Issue 65.3 of the Review for Religious, 2006. ; Bei~ Religiofis ~QUARTERLY 65~3 2006 Review for Religious fosters dialogue with Godi .dialogue with ourselves, and dialog4~e with one another about the holiness we tryto live according to gts~ari~s o.f Catholic religious life. As Pope Paul VI said, our way Of being dsurcb is today tlse~, way of dialogue. Review for Religious (ISSN 0034-639X) is published quarterly at Saint Louis University by the Jesuits of the Missouri Province. Editorial Office: 3601 Lindel] Boulevard ¯ St. Louis, Missouri 63108-3393 Telephone: 314-633-4610 ¯ Fax: 314-633-4611 E-Mail: review@slu.edu ¯ Web site: www.reviewforreligious.org Manuscripts, books for review, and correspondence with the editor: Review for Religious ¯ 3601 Lindell Boulevard ¯ St. Louis, MO 63108-3393 Correspondence about the Canonical Counsel department: Elizabeth McDonough OP ¯ Pontifical College Josephinmn 7625 North High Street ° Columbus, Ohio 43235 POSTMASTER Send address changes to Review for Rdigious ¯ P.O. Box 6070 ¯ Duluth, NIN 55806. Periodical postage paid at St. Louis, Missouri, and additional mailing offices. See inside back cover for information on subscription rates. ©2006 Review for Religious Permission is herewith granted to copy any material (articles, poems, reviews) contained in this issue of Review for Religious for personal or internal use, or for the personal or internal use of specific library, clients within the limits outlined in Sections 107 and/or 108 of the United States Copyright Law. All copies made under this permission must bear notice of the source, date, and copyright owner on the first page. This permission is NOT extended to copying for commercial distribu-tion, advertising, institutional promotion, or for the creation of new collective works or anthologies. Such permission will only be considered on written application to the Editor, Review for Religious. ~gournalof Catholic ~piri~uality view for religious Editor Associate Editor Canonical Counsel Scripture Scope Editorial Staff Webmaster Advisory Board David L. Fleming SJ Philip C. Fischer SJ Elizabeth McDonough OP Eugene Hensell OSB Mary Ann Foppe Tracy Gramm Judy Sharp Clare Boehmer ASC Stephen Erspamer OSB "Kathleen Hughes R$CJ Louis ~nd Angela Menard Bishop Terry Steib SVD Miriam D. Ukeritis CSJ QUARTERLY 65.3 2006 contents prisms 228 Prisms 230 coming together The 2004 Consecrated-Life Congress: A Restrospective Karen M. Kennelly CSJ summarizes the thinking and the participants' interaction at the 2004 Consecrated-Life Congress held in Rome and proposes that some themes should impact local chapters and congregational meetings. ¯ Reflection and Discussion Questions 244 A New Way of Meeting . Rachael M. Harrington SNDdeN describes one carefully planned attempt to capture new life and meaning that might be incorporated into the usual chapter or congregational meeting. 226 255 meeting God Aspiratory Prayer, a Welcome Addition to Contemplative Prayer Ernest E. Larkin OCarm describes the prayer of aspiration, reviews its hisory in spirituality, identifies a few of its main proponents, and suggests ways that we might make it part of our lives. Reflection Questions Review for Religious 272 "Repose Days" during the Ignatian Exercises Philip Shano SJ reflects upon the purpose and use of repose days within the Ignatian thirty-day retreat and raises questions for retreat directors. 283 Gerard Manley Hopkins's "Lantern out of Doors": A Contemplative Response to Loss Charles P. Farrar praises the spiritual theology of Hopkins's sonnet which describes the experience of personal loss with the metaphor of a lantern passing in the night. What first seems subjective and formulaic proves to be psychologically and theologically insightful. 293 3O4 being religious Today's Candidates: Who Are They, What Do They Expect? Raymond R. Ryan OSA allows younger members within the religious congregation to present a snapshot picture of their hopes and desires for community life and mission. These Strawberries Are Divine! Sisters and a Spirituality of Living on Earth Colleen Carpenter Cullinan provides a glimpse of the contributions of Catholic religious congregations of women in founding farms and Earth centers as places to raise organic food and educate people about the deep human connection to God's creation. Prayer / Reflection and Discussion Questions departments 319 Scripture Scope: Reading the Gospel of John 323 Canonical Counsel: Archives of Religious Communities 328 Book Reviews 65.3 2006 prisms Tintroduce the Gospel story of the Annunciation, St. Ignatius Loyola would have us picture the three divine Persons of the Trinity in dialogue about how better to accom-plish the salvation of humankind. We might describe it as the first communal discernment. The meetings that people hold when things are to be decided--meetings sometimes so contentious that they seem "eternally" long--can be seen as human strivings to imitate the wise personal planning of the Blessed Trinity. As our journal's mission statement declares, Pope Paul VI identified dialogue as a way of being church, especially in our time. Our world, with its instant communication by radio, television, Internet, and cell phone, has often taken away from us our black-and-white, simplistic judgments about who is the enemy, about who is being saved, about what other religions believe, about under-standing sexual orientations and various complex life issues, and about the cultural values of a world society. In the Old Testament's Book of Genesis, Cain's question, "Am I my brother's keeper?" has been answered definitively by our Christian faith. Jesus in giving us his one commandment allows for no wiggle room: we are to love God with all our mind, soul, and strength and our neighbor as our-selves. And loving, as all marriages and deep friendships know, takes a lot of dialoguing. We all are aware that our love of God devel-ops through a dialogue called prayer. Mthough there are many books describing some classic Re~iew for Religious forms of praying, usually drawn from the practice and example of the holy men and women preceding us, we still must make our conversation with God our own. We are not on stage, reciting lines written by some playwright. God and we share from our hearts. That is why prayer, even in its quiet moments, is always a dialogue. As in every deep human relationship, the dialogue of sharing never has an end. In fact, this signifies the promise of eternal life with God. For many of us today, meetings seem a way of life. We see it in world diplomacy, we know it in business, we par-ticipate in it in our parishes, in our religious communities, and in our neighborhood associations. Most of us desire fewer meetings, more efficiently run meetings, meetings with clearer outcomes, and meetings which bring about something better for everyone involved. For we are aware of many frustrations in communal dialogue. We have exam-ples on the international scale, on the church level, and in religious-life interworkings where dialogue breaks down or perhaps is never entered into. Just as personal dialogue with God (prayer) portends our relational life with God forever, so group dialogue in meetings, conferences, and religious chapters needs to be valued as our way of enter-ing more closely into the dialogical life of God. "Dialogue is our way of being church." We are the church. Our identity is not just in our prayer; it is lived out in the necessary human interactions of today's com-plex world. In our meetings, conferences, and religious chapters, let us work to discover how God is entering us more deeply into God's own life--a life of shared dialogue. If the incarnation is the result of our trinitarian God's meet-ing, in what ways are God and divine grace present to the world in our human meetings? David L. Fleming SJ 65.3 2006 KAREN M. KENNELLY The 2004 Consecrated-Life Congress: A Retrospective coming together 230] A myriad of thoughts and images come to mind as I look back at the Congress on Consecrated Life held in Rome in November 2004: hundreds of faces, a babble of languages, colorful multinational garb, and icons of the Woman at the Well and the Good Samaritan focusing us on the congress theme, "Passion for Christ, Passion for Humanity." The mixed composition of the congress made it unique. For the first time, leadership from both women's and men's congregations met in an international con-vocation to address a common agenda. Repre-sentatives of the national and international conferences of religious, groups of young religious and theologians, and editors of religious journals joined religious superiors as full participants. Karen M. Kennelly CSJ, a member of her congregation's leadership team, may be addressed at Sisters of St. Joseph of Carondelet; 2311 S. Lindbergh Boulevard; St. Louis, Missouri 63131. Review for Religious A further note of uniqueness lay in the process used to prepare for, carry out, and follow up on the meeting. Preparation spanned a four-year period involving "envisioning" and "theological summary" groups. The first group sought to achieve consensus on the actual reality of religious life today by eliciting facts and testimonials from around the world. The second analyzed the collected information from a theological perspective and summarized it in a working paper sent in advance to all congress participants. We all had an opportunity to express our preferences for small-group discussions on topics drawn from the working paper. Theologians responsible for composing the paper came from Norway, Spain, France, Italy, the United States, the Philippines, and Burkina Faso. Others, from Mexico, Germany, and Peru, collaborated via the Internet. During the congress a third or "Listeners" group gathered impressions and ideas as they were expressed in papers presented by the major speakers, in written reports from groups, and in comments from the floor. This group's work culminated in a synthesis presented to the congress on the last day. My experience as a member of the Listeners group made me aware of the congress planners' painstaking efforts to be as pluralistic and inclusive as possible, achieving active participation by those present to the extent that numbers, languages, and ~ime permitted. As with the other groups, our membership comprised about equal numbers of women and men, drawn from every continent. From day to day our dialogue grew in intensity as we listened, exchanged impressions and observations, and began identifying common threads among the multiplicity of ideas brought to the floor. The principal speakers brought unique perspectives to the assessment of contemporary religious life, beginning 6~.3 2006 Kennelly ¯ The 2004 Consecrated-Life Congress 232 ] with a joint paper by two Italians, Bruno Secondin and Diana Papa, a Carmelite and a Poor Clare. They invited the 847 participants, gathered at some ninety round tables and aided by simultaneous translations into six languages, to begin the adventure of immersing themselves in the themes articulated in the working paper. Dolores Aleixandre, of Spain, a Religious of the Sacred Heart of Jesus and a theologian, brought scriptural exegesis to the congress's theme, religious life as passion for Christ and for humanity. She saw in the icons of the Samaritan Woman and the Good Samaritan "a call to center ourselves on the essential, to a different way of relating to each other, of supporting each other intercongregationally, of making room for the laity" (cited from her paper as published in Passion for Christ, Passion for Humanity, Pauline Books and Media, 2005, pp. 91-125)--insights that were to be echoed frequently by congress participants in the days to come The Brazilian Jesuit Jo~o Batista Lib~nio brought a sociological and liberation-theology perspective to religious life at the beginning of the third millennium. He spoke of the vows of poverty, chastity, and obedience as having significance today only in relation to three elements: an experience of God, community life, and mission. He challenged us to rethink consecrated life from the bottom up in the light of contemporary reality with all its "ambiguity, perplexity, and paradox" (PCPH, pp. 127-171). The British Dominican Timothy Radcliffe asked "what signs religious life offers" in the wake of the World Trade Towers' destruction on 11 September 2001, an event he views as symbolic of the world in which religious life exists today, paradoxically bound ever more tightly together by instant communication and ever more deeply divided by violence (PCPH, pp. 173-189). How, he asked, Review for Religious can religious be a "sign of humanity's common home in God" in a world suffering a crisis of homelessness? What future awaits religious life in a world seemingly offering only a future of violence? What has religious life to offer as the culture of control and the struggle for hegemony intensify? A North American voice was heard in the person of an Immaculate Heart of Mary sister, Sandra M. Schneiders. She picked up on a topic Radcliffe had noted as fundamental but had not explored, namely, the culture of consumerism and our -:~ witness to poverty. Her reflections involved a discussion of how religious incarnate renunciation of the "world" and go about creating "the alternate world generated by the profession of the vows" (PCPH, pp. ' i '~ " ~ ' ' 191-218). Characterizing the . ~ . "' -' ~ . . religious lifestyle as one rooted in the "public, lifelong commitment of the members, as individuals and as communities, to a characteristic approach to material goods, power, and sexuality," she caught the assembly's imagination early in her talk with her arresting statement that she would discuss, not "the future Of religious life," but rather "religious life of the future." Schneiders's imaginative and theologically profound exploration of evangelical poverty as the "economy of the reign of God," and of prophetic obedience as the "politics of the reign of God," gave us much to think about as Vincentian Franc Rod6, prefect of the Congregation for Institutes of Consecrated Life and Societies of Apostolic Life (CICLSAL), brought the series of formal presentations to a close with a recapitulation of major .¢":t~lig!oU~ life,'in a world ~seemingly offering only ~a~tu~e ff v~ole~ce? 65.3 2006 Kennelly ¯ The 2004 Consecrated-Life Congress 234 themes in recent papal documents such as Hta consecrata and Novo millennio ineunte (PCPH, pp. 219-2 3 6). Participants next divided into continental groups to look at sociological factors touching upon consecrated life in their own continents, noting both positive and negative effects these factors were thought to have on the capacity of religious to be passionate for Christ and for humanity. Some of the most acute observations expressed in the congress--whether from the floor during open-microphone time or in the hastily written reports-- flowed from these gatherings. As Listeners striving to perceive the essence of group contributions, we constandy had to make allowances for the great diversity within the somewhat artificial continental categories. The Europeans prefaced their report by describing it as a "communion of intentions" and "truly an exercise in European communion," given the different languages and situations in which Europe finds itself. Asians noted the vastness of their continent and its diversity of languages, cultures, religions, and political and economic systems before commenting on their many shared concerns. The Africans' preface included this in bold type: "Note: in Africa it is not possible to generalize. There is great diversity in the situations." Those from Oceania, the smallest segment of the congress, nevertheless noted the extremes they represented: countries with predominantly Western European lifestyles and countries where the lifestyles are indigenous to Melanesia and the Pacific. Only the North American and Latin American groups dispensed with such cautions and addressed directly their shared task of identifying the impact of sociological factors on religious life as they experienced it. Themes from the continental groups that seem worthy of special attention, whether for their singularity Review for Religious or their commonality, include gender issues; war, violence, and disease; globalization; aging, institution-alization, and rigid structures; and clear signs of new life among religious. Religious from every continent saw gender issues as adversely affecting contemporary religious life. Europeans referred to "the open question of gender" and felt that, "because of the sexual abuse and the impact on the mass media, consecrated life is reduced in energy and its ability to witness: a sense of desolation pervades and passion is suppressed." Asians underscored "male North Americans were succinct in ~their assertion that "the ~ ~,!sociology' within the church is-an obstacle to the passion for Christ and for humanity." domination in society and church" and "machismo and male domination" as sociological factors adversely affecting them. The African report alluded to the problem in rather oblique fashion by noting that "the idea of relations between men and women continues to be very much determined by the culture." North Americans were succinct in their assertion that "the sociology within the church is an obstacle to the passion for Christ and for humanity. The lack of inclusivity . . . results in feelings of displacement in the church, a sense of being marginalized by many, particularly in women's communities." Those from the Latin American (and Caribbean) continental group cited as important values "awareness of the processes of exclusion and the greater involvement of women." They felt they were being called to "generate a feminine 65.3 2006 Kennelly ¯ The 2004 Consecrated-Life Congress religious life with more involvement and responsibility for the building of a new history and a feminine consciousness-raising that challenges the machismo in society and in the church." The Oceania report minced no words in seeing as a problem the "public face of the church: powerful, antiwomen, and hypocritical." It came as no surprise that Europeans were the most forceful in pointing out the "aging of the population, the generation gap in religious life," and "rigidity in structures, even of consecrated life" as sociological factors with negative effects on religious life. In other words, they asserted that the passion of religious for humanity is blocked by the "way in which our structures are closed and in which we are closed towards the world of the laity." Less predictable was the echoing of this view by other groups. The Asians, for example, felt that institutionalization in their region had created a gap between them and the people, "especially the poor, who identify us with the rich," and that "religious structures have stifled the spirit and dynamism of religious life. The young feel restricted and their freedom hindered by structures the old always lean on." A similar concern shows up in the African report; it lists as negative aspects "the weight of tradition" and "a way of seeing authority at the level of leaders, a traditional conception which still dominates both society and religious life." This report speaks urgently of a need for reflection on consecrated life that is distinctly African, a need to find an African way of following Christ. Such thoughts question the worth of structures inherited from a colonial past. These concerns surfaced also in the Asian group, which considered it deplorable that "Asian religious have been uprooted from their rich culture." The report from Oceania, too, alluded to rigid structures when it asserted that "restorationism" in the church, Review for Religious while attracting people looking for security, has caused consecrated life to lose credibility as a radical commit-ment to justice. The Latin Americans saw sociological factors to be causes or occasions of religious being "tamed by the institution [of religious life], tired, with little hope, disenchanted, adapting, living in indifference, [possessing] little consciousness of [consecrated life's] own identity, of its own ability to search, [experiencing] great difficulty in having deep interpersonal relationships with others and with God." They offered the intriguing possibility of countering this loss of the prophetic and mystic elements of religious life by working with the "small utopias which act in favor of humanity and in collaboration with other ecclesial, intercongregational, and extraecclesial groups that search for the same reality/values/things." The impact had on contemporary religious life by war, other forms of violence, and disease was noted by every group but particularly by the Africans, who noted the prevalence of AIDS, malaria, and other diseases and the instability resulting from wars and ethnic and religious conflicts in that continent. "Violence is growing: it questions us," said the Europeans. Asians expressed serious concern over effects of war and violence, especially in the Middle East, and over the "rise of religious fundamentalism, resulting in communal violence." North Americans deplored the "normalization of violence" and what they perceived as its causes. All groups saw globalization as exerting a great influence on society and on consecrated life today. The Africans saw it--along with urbanization, unem-ployment, and migration--as contributing to poverty at various levels. They blamed it for "hindering a deep form 237 ,i 65.3 2006 Kennelly ¯ The 2004 Consecrated-Life Congress 238 of communication" and for contributing to a lack of reflection specifically on African consecrated life. Asians saw "elitist globalization" as having destructive effects on the poor and marginalized, on families, and especially on youth. Latin Americans described "neoliberal globalization" as destroying "what is particular to/in our countries," as especially damaging to young people, and as a spur to migration, with its multiple social dislocations. Oceania observed globalization as affecting the entire region-- countries indigenous in character and countries predominantly Western European--by widening the gap between rich and poor and "elevating greed to the status of a virtue." This summary of.the continental group reports, brief though it is, suggests a major accomplishment and a major flaw of the congress. Those present heard the voices of religious from every corner of the world with a wonderful immediacy and force. On the other hand, we simply did not have time for much dialogue of a more personal kind. Each of the continental reports, however, concluded with a very provocative section on signs of hope and of new life. Groups cited a growing sense of communion among congregations and between laypersons and religious, of the importance of personal relationships, of commitment, of community and of belonging, of greater interiority along with a lessened grip of institutionalism. Europeans made the arresting statement that secularization, despite its negative consequences, is also "causing us to love the world as it is with hope." Asians remarked that our times are ripe with opportunity: "As Asians in Asia, we have our own experience of God. By this, perhaps, we can contribute to the vitality, of religious life. It is time for rebirthing our institutes with our Asian Revie~ for Religious identity." Africans saw themselves as bringing to religious life the gifts of a deep sense of God and of the family which leads to sharing and attentiveness to one another. One young African, during the all-too-brief open microphone time in a plenary session, good-naturedly scolded his European elders for perceiving death for religious life in the future, whereas their "children" from other parts of the world, hoisted on the shoulders of their European parents, can see farther ahead to future life! North Americans ventured the opinion that aging could be looked upon as "saging," an opportunity to draw new life from the wisdom of the elderly. Diminishment, they thought, provides "a freedom to reshape religious life." Participants barely had the continental group reports in hand before moving on to topical discussions in groups ranging in size from six to over a hundred, depending on people's interests: ¯ Justice, peace, and the suffering of humanity. ¯ Inculturation--the embodiment of consecrated life in a culturally pluralistic world. ¯ Interreligious dialogue. ¯ The arts: imaging and expressing a new song. ¯ Mass media and the communication of values. ¯ Liberating the prophetic: solidarity in a world of exclusion. ¯ Liberating the prophetic: celibacy and life-giving relationships. ¯ Tilling the soil of Sacred Scripture. ¯ Thirst for God and the search for meaning. ¯ Ongoing formation for personal conversion and corporate transformation. ¯ Congregational culture. ¯ Community as mission. ¯ Partnership with the laity. ¯ Leadership and authority. ¯ The ecclesial dimensions of consecrated life. Although the time allocated for these discussions was brief, each topic was based on material in the working paper 65.3 2006 Kennelly ¯ The 2004 Consecrated-Life Congress 24:0 distributed well in advance of the meeting. Participants came prepared and were assigned their first choice among the three topics in which they had indicated interest before coming. As a result, they shared many thoughtful insights with one another; a summary appears in Passion for Christ, Passion for Humanity (pp. 237-241). Those of us present for the congress received the somewhat longer reports composed by group reporters on site. Some Conclusions For me, the challenge posed by the congress was at the time and remains today one of assimilation and communication. The rich papers presented by speakers, along with participants' voices as reflected in reports by the continental and topical groups, left our table of Listeners with the nearly impossible task of assimilating content and shaping it into a synthesis at the final session. Our summary, "What the Spirit Says Today to Consecrated Life," compressed into an hour's oral delivery the reflection and discernment that had absorbed us during the entire congress. Rather than repeat that synthesis (see PCPH, pp. 243- 255), I want to share what stand out for me a year later as the two most significant messages conveyed by this unique gathering. The first is that the Spirit is at work among us today, regardless of how old or young we are as religious, no matter how old or young our congregations, and no matter whether we come from north, south, east, or west. The second is that a contemplative approach is required of the members of our congregations if we are to discern what the Spirit is saying to us at this critical moment of our history, some forty years since Vatican Council II invited religious to renew their lives in the light of the gospel, their foundational charisms, and the signs of the times. Review for Religious The Spirit calls us to revive the enchantment, the passion, we had when we first responded, as congregations and as individuals, to Jesus' call to love God and our neighbor with all our heart. The Spirit calls us to personal and institutional renewal, to inculturation and to interreligious dialogue. The Spirit calls us to an inclusive attitude toward the laity, .and this, in turn, calls for new structures and a new language expressive of the inner reality Of our consecrated life. The Spirit calls us to esteem personal relations over structure, and to develop ourselves as religious capable of loving human relationships. We are called by Jesus to be passionate and to exercise ",~ and alfenation,of any kind. compassion toward others, particularly toward all who suffer the indignities of poverty, discrimination, and alienation of any kind. The congress experience brought home to me anew that we are living through, a period of vast and deep change in consecrated life--a sort of gestation period heavy with the promise of new birth. The seeds have been planted in good ground and are being warmed and watered by the life-bearing winds of the Spirit. We have only to tend the garden and pay attention with a discerning eye to the sprouts of new life lest we uproot them as noxious weeds.before they have a chance to flower and bear fruit. 6Y.3 2006 Kennelly ¯ The 2004 Consecrated-Life Congress Our congregations are being called to collaborate with the Spirit in bringing to birth the consecrated life of the future. It was apparent at the congress---its participants a cross section of more than six hundred congregations of women and men from all over the world--that the vision, the hopes, and the sense of urgency are widely shared. The modes of discernment and dialogue will necessarily differ from country to country, depending on culture and opportunity, but the desire for intra- and inter-congregational reflection and collaboration is present among religious in every continent. As a practical matter, I would urge congregations to take advantage of their forthcoming chapters to follow up on major themes explored at the congress. Chapters are periodically convened by every congregation; agendas and processes can readily be shaped to facilitate the kind of individual and corporate reflection we need and desire. Although successful use of this option is not without difficulties, it would seem to offer .the best chance for congregations to address the congress message in a timely way, and to seek the implications of that message for themselves. Clearly there are a few obstacles to surmount if we are to facilitate contemplative chapters that make good use of the theological and sociological perspectives offered at the congress. International congregations, whose members often constitute a microcosm of the multicultural 2004 gathering in Rome, in many cases still experience subtle Western attitudes that prevent the kind of dialogue modeled by the congress. Smaller local congregations may need to push beyond parochial concerns to help members achieve a broader vision and seek greater goals. But all must beware of a tendency toward activism, the preoccupation with doing rather than being that marks our contemporary world. Review for Religious Whether we come from large or small congregations, from apostolic, monastic, or contemplative "families" of religious; whether we can trace our history back for centuries or only a few years; and whether we are Americans, Europeans, Asians, Africans, or Oceanians, we are all called by the Spirit to use the congress and our own experience as a springboard to dive into the deep pool of Holy Mystery in which we religious live and move and have our being. It is for us at this crucial point in our history to delve deeper, to listen, to reflect, to dialogue, and to discern the spiritual realities of the life and mission we share as religious, to ask ourselves how we need to be if we are to do the works of persons passionate for Christ and passionate for humanity. Suggested Reading Passion for Christ, Passion for Humanity, Pauline Books and Media, 2005. Reflection/Discussion Questions 1. As I/we read the responses from the different continental groups regarding the future of religious life, which response gave me/us new insight and which response would I/we want to discuss further? 2. How can we take advantage of the "aging" of religious life members in our country to draw upon their wisdom ("saging') for our apostolic life and direction? 3. What practical steps do I/we need to take in order to adopt a more contemplative approach to listen to and follow the movements of the Spirit within our religious life context? 6Y.3 2006 RACHEL M. HARRINGTON A New Way of Meeting 244 Dissatisfaction with the timeworn chapter for-mula for the meetings of our congregation, the Sisters of Notre Dame de Namur, as an international congregation of pontifical right resulted in a mandate from the 2002 chapter for us, the newly elected congre-gational leadership team, to explore new ways of assem-bling that took account of our multicultural identity. The dissatisfaction focused on the number and variety of pro-posals submitted for chapter discussion, the abundance of paper generated before, during, and after each chapter, and the dominance of the Western cultural model for meeting and discussion. Canon law offers little help. In accordance with the principle of subsidiarity, it provides for each institute the right to establish its own legislation for chapters pro-vided this falls within certain norms. Our constitutions, approved in 1989, contain several articles and directives for conducting chapters, no more restrictive, we think, Rachel M. Harrington SNDdeN is a member of the generalate lead-ership team of the Sisters of Notre Dame de Namur. Their address is Via Raffaello Sardiello, 20; 00165 Roma, Italy. Review for Religio~s than many, and certainly tried and tested and not lightly to be discarded. One suggestion, superficially attractive, was to separate the chapter of affairs from the chapter of elections. Our general treasurer pointed out a major flaw in this proposal: chapters are expensive meetings. So we continued to talk and dream. Our directives, or rather the traditional interpretation of them, provide for a "midchapter" meeting,, an inter-national gathering at the midpoint between chapters. Beyond prescribifig that at this time the congregational leadership and the provinces evaluate their implemen-tation of the constitutions, there are no further direc-tives. So, with some trepidation, we determined on this midchapter meeting as our chance to experiment. We decided to offer two sisters from each province the opportunity to experience a different type of gathering. We hoped to stimulate creative thinking to improve the next chapter in 2008. We began in May 2003 by writing a letter to each sister in the congregation, inviting her to respond to three questions. We based the questions on one of the constitutions from the section on chas.tity: Our celibacy, deepened and enriched by God's love and that of our sisters, bears fruit in a love which reaches beyond the limits of family, tribe, or nation. It enables us to be free to go wherever we may be called in the ser-vice of God's kingdom of justice, peacei and love. We asked each sister how she felt that this constitu-tion had been realized in her life and what helps or hin-drances our community had ,given her in reaching "beyond the limits of family, tribe, or nation." We encouraged sisters to respond alone or after group dis-cussion. To avoid burdening province leadership, we sug-gested that all responses be posted uncollated to the congregational leadership in Rome. We assembled an 65.3 2006 Harrington ¯ A New Way of Meeting We wondered how many sisters would take, the troublet~, respond to our lettel~/ and we were overwhelmed by the number Who dld).~ 246 international planning group to help us review the responses. Membership of such groups is often pre-dictable, so we made a point of inviting sisters without previous experience of working on international groups, and, instead of looking for organizational skills, we looked rather for a different order of talents. To our delight, all of the sisters whom we approached accepted our invitation. In October 2004 we met in Rome: an economist teaching in a Kenyan university, a patristic theologian from a British univer-sity, a psychologist from Peru, a theolo-gian from Congo, an artist-liturgist from Britain, a photogra-pher with poetic writ-ing skills from the United States, and a musical-artist-liturgist from Zimbabwe. On our own team we had two cultural anthropologists, from the U.S.A. and Congo, a biblical theologian from the U.S.A., an educationist from the U.S.A., and a canon lawyer from Britain. We needed to give very little thought to the selection of facilitators; we knew whom we wanted. Sister Gabrielle Stuart RSM and Sister Mary Harrington SUSC had run facilitation workshops for leadership in Rome, and we had benefited from their expertise. That they were free and willing to be with us in this experiment was a huge encouragement.1 Traditionally our chapters are held in the U.S.A. or Europe and our midchapters in Africa or Latin America. In 1998 the midchapter took place in Peru, and so we Review for Religious selected Kenya for 31 July to August 2005. We invited a British sister serving there to be the on-site coordina-tor and to attend the Rome planning meeting. We wondered how many sisters would take the trou-ble to respond to our letter, and we were overwhelmed by the number who did, almost half the congregation. Considering the many who were too old or sick, this was way beyond our expectations. We spent the first day of the meeting reading these responses, with a checHist of questions: How do I feel? What do I think? What sur-prised me? What delighted me? What became clearer? What shocked me? What insights did I gain? What ques-tions remain? Reading the responses moved us all deeply. Our sis-ters had responded sincerely, from the depths of their experiences as celibate women working for the poor in a variety of situations. Most acknowledged a deepening of their understanding of the call to religious life as they took risks and endured suffering, separations, rejections, and misunderstanding. All expressed gratitude for the years spent in the congregation and for the richness of life offered by membership in an international group. We compiled our reactions and, after much discus-sion guided by the facilitators, agreed upon a goal for the midchapter meeting: to enable participants to explore, express, celebrate, and live the goodness of God in a love which reaches beyond the limits of family, tribe, or nation. Our foundress, St. Julie Billiart, bequeathed to us the charism of striving to discover and become the very goodness of God in the world, and, as we read the responses of our sisters, we realized how much this was integrated into their lives. A statement made about Julie by a contemporary cardinal in Belgium, "A spark from out the heart of Christ fell upon the heart of a woman who knew how to believe and how to love," somehow 65.3 2006 Harrington ¯ A New Way of Meeting 248!I captivated our thoughts as we read, and we decided to use "Sparks from the Heart of Christ" as the theme of the midchapter meeting. With the facilitators' help, we sorted ourselves into four groups: theologians, social scientists, the "fire department" (the liturgists), and the planners. We drew up questions which, as a result of our reading, we felt needed to be answered, and then we allocated tasks to each group. Everyone with a relevarit area of expertise agreed to present a paper in Nairobi on that topic to stimulate discussion. From April 2003 we spent some time at leadership meetings--held once a year on the Continent and twice a year in the U.S.A.--talking about our hopes for the meeting and encouraging the provincial leaders to choose as representatives one sister from each province who had no previous international experience and was willing to "go with the process." We also wanted one member of each leadership team to attend, so that any implementa-tion or follow-up would proceed smoothly. Although we never used the word '~delegate," and although we stressed repeatedly that this was not a chapter and not a deci-sion- making meeting, not everyone heard this. Shortly after our October 2004 planning meeting, the congress "Passioh for Christ, Passion for Humanity" took place in Rome within walking distance of our gen-eralate. As well as welcoming many of the participants to our home, we were able to access the papers on the Internet in four languages and encouraged our sisters to do likewise. Unfortunately, Internet access across the globe varies considerably, and so not all were able to take advantage of this resource. Attempting to compen-sate for this, we excerpted a couple of passages from the working paper and suggested that sisters meet in groups to discuss how they experienced the charism of our con- Review for Religious gregation in the light of their reflections on these pas-sages. We encouraged those chosen as representatives to bring the fruits of these discussions to the meeting in Nairobi. We hoped that this task would keep interest alive in the proposed meeting and enable the represen-tatives to feel that they were coming prepared. The planning group assembled in Nairobi with the facilitators on 30 July 2005, the day before the others were due to arrive. By this time we had added our gen-eral secretary and the director of our mission office to the group. We held the meeting in the Dimesse Sisters' Centre in Karen-Nairobi. Contrary to our hopes, we were unable to move in until after noon on the day we had hoped to begin. One of our biggest problems, shared by all interna-tional congregations, is that of language. We had arranged local translators for . French and Spanish, but Flemish, Italian, Portuguese, and Japanese are more difficult to provide for, especially as only relatively few sisters speak only these lan-guages. People skilled in simul-taneous translation are expensive, and we also need others who can provide necessary written trans-lations fairly rapidly. We are con-stantly learning in this area and are extremely grateful to those sisters who, proficient in two languages, generously help in translating. We mar-vel at the patient endurance of those who spend days on end listening through earphones. In social situations, as well as during the sessions, many struggled heroically to communicate across the language barriers using gestures and the few words they could manage. We provided play- 65.3 2006 Harrington ¯ ~l New ~Va~ of Meeting ing cards, jigsaw puzzles, and games without words to encourage this interaction. We had invited sisters from Japan, Nigeria, the U.S.A., and Congo to help with translation and secre-tarial tasks, so altogether we numbered sixty. Every day a brief account of the meeting, composed by one of these, was sent out on our congregational Intranet in English, French, and Spanish. Access to computers was limited, but whenever they could most participants sent home enthusiastic accounts of their experiences. As we began the meeting, each province brought some "report" on their reflections about our charism; several of these were poetic or beautifully presented in visual form. During our sixteen days together we had an enormous variety of experiences, most of which involved sharing our thoughts and feelings about specific ques-tions with a sister from another culture. The facilitators guided us into these moments, which were often deep and moving, with rituals involving simple gestures, gen-tle dances, and repetitive chants celebrated around ever-changing focal points in the meeting room. As the days went on, art work created in the course of the meeting was displayed on the walls of our meeting room--pic-tures, words, designs, charts--all reflecting our moods, our perceptions of our province realities, problems we faced, questions that we raised. Over the course of the two weeks, one of our cul-tural anthropologists gave us an illuminating presentation on "unpacking culture"; the other spoke of how African myths speak of God's goodness. The theologians pre-sented talks on the goodness of God from their varied perspectives, as revealed in the Bible, in African forma-tion programs, in living religious life in Congo, and as expressed in community life in the 4th-century church. The psychologist talked on "Chastity: A Love Which Review for Religious Goes beyond the Limits." All were translated later and made available to the whole congregation. Our economist assembled three university lecturers who made brief presentations on Kenya's progress (or lack of it) towards the United Nations' millennium devel-opment goals in regard to health, education, and the environment. A fourth panelist, representing an organi-zation that works with nongovernmental organizations, spoke about the frustrations he faces in his work, where the ideal partnership between aid organizations and gov-ernments falls far short of being realized. The four stayed on for the whole morning to lead group discussions and answer questions. The sisters from each province also spoke about their ministries and tried to communicate the realities of their daily lives. Most moving were the testimonies from the war-torn Democratic Republic of Congo and from Zimbabwe. When we had afternoons off, those who wished were taken in small groups to visit various pro-jects in housing and employment, schools (including the famous Starehe boys' school and its newborn sister school for girls), and the homes of people from Saint Mary and Joseph's, the parish where some of our sisters live and work. Other optional outings were to a safari park or to see Karen Blixen's (Isak Dinesen's) home, famous from the film Out of Africa. Two of the most memorable excursions were for Mass. On the first Sunday we went to Saint Mary and Joseph's, where we were welcomed in truly memorable fashion by the parish priest and by the "mother of the parish," who told us we were all their daughters. The dancing was led by small girls all attired in snowy white tee shirts advertising U.S. baseball teams. The choir was amazing and untiring, and the packed church sang along and swayed and clapped throughout the three-hour cel- 6Y.3 2006 Harrington * A New Way of Meeting ebration. The ladies of the parish had prepared dinner, so we moved the benches around to form tables and sat down to a lavish feast of beef stew, rice, and beans. On the second occasion we were hostesses to those who came to celebrate with us the opening of our novi-tiate in Langata, Nairobi, our fourth in Africa, and a real benchmark in the history of the province. We sat outside under awnings during the Mass celebrated by the bishop; afterwards the house was blessed and a flame tree planted. The meal, prepared outside in huge pots over open fires, was enjoyed by all. In the last days of our meetings, we focused on ques-tions that had arisen during our sharings, and we brain-stormed about how to prepare for the next chapter. During the closing In the. last~ days,(~our'tneet.in~s;~rz-~ we focused on"questio~.~ ~ . h.'afl:~[ ["~ arisen duringour shariftgs, ' and we brainstormed about how, to prepare for the°ne~.t:chapt~e~(.i~ to women after any meeting. We reverently and ceremoniously placed these artifacts on the floor around the centerpiece a mock fire, built around a candle, with sparkles scattered about. Then we were all invited to collect a prayer card and some sparkles and to light a candle from the cen-tral flame. To do this we had to walk toward the center and then away, through the spread-out paintings, pic-tures, charts, designs, and pre.sentations~a sort of sym-bolic acceptance of all that had taken place and been ritual we thanked all planners and participants. We removed the vari-ous artifacts we had displayed on the walls, per-forming the clear-ing- up ritual that is traditionally left Review for Religious shared over the previous two weeks and a commitment to carry the experience home. At the beginning of the meeting we had been reminded that in this meeting no decisions would be taken: we were there to experience what it means to belong to an international, multicultural, multilingual congregation. Nonetheless, some few in their evalua-tions expressed wonderings about the apparent lack of an agenda. We knew this was a risk. There was general dissatisfaction with the three celebrations of Mass which we had together during the meeting days--not the Sundays. Bringing in clergy, out of touch with what we were experiencing together, was felt to be artificial and awkward. Communion services led by ourselves might have proved more meaningful. Some found the days long and tiring. Most wrote that this had been a life-changing experience, creating bonds across cultures and languages, inspiring hope, and providing memories to last a life-time. The deep exchanges about cultural differences gave all of us new perspectives. Throughout we had been dependent on our two facil-itators, whose style pleased all but three of those pre-sent. Every day began with a review of the purpose of the meeting, of our hopes and concerns, and of the val-ues and behaviors we intended to live by during the meeting. After the morning ritual, there was a report on the questions raised, the previous day. At day's end we gathered in our "home groups" (the same multicultural group for the entire meeting), shared our day's experi-ences, and arrived at issues or questions for the coordi-nating committee to resolve. This committee, five members of the original planning group, met with the facilitators each day for forty-five minutes after the evening ritual, discussed the matters arising from the home groups, and planned the next day. When we eval- 65.3 2006 Harrington ¯ A New Way of Meeting uated our work, we realized thatthere were things we could have done differently and better. We had learned from our experience and from the feedback---another purpose of the meeting realized. The big anxiety of all present was how to communi-cate the fruits of the meeting to the sisters at home. We had papers and photographs, but these were two-dimen-sional, having meaning mainly for the participants. Carrying home fragile "sparks from the heart of Christ" challenges each of us to a new way of being, of believing, and of loving so that the sparks will ignite others and kindle new flames to spread the awareness of God's good-ness in all the events and circumstances of our lives. Note ' They can be contacted at GLOIR; 27 Catherine Street; Newry, Co. Down; BT35 6JG, Northern Ireland. E-mail: gloirinstitute@btopenworld.com Glass It's as if Benedict's single ray of light is scattered across the tables like loose jewels or a broken mirror. We sweep and pick through trays of glass, sharp bits of orange and yellow with a blue that's almost black until I hold it to the light, and I am full of a temporary completeness. Even the thunder seems gentle. Alicia Kleiman OSB Review for Religious ERNEST E. LARKIN Aspiratory Prayer, a Welcome Addition to Contemplative Prayer Aspirations (aspiratory prayer) were a treasure in' European Christianity in the late Middle Ages and one of the great legacies of the Touraine Reform in 17th-century France. This reform took place in "les Grands Carmes," the popu-lar name in France for the Carmelites of the Ancient Observance (OCarm). The style of prayer that goes by the name of aspirative or aspiratory prayer, or simply aspiration, is almost unknown in contemporary spirituality. The pre-sent article is a move to fill this lacuna and to suggest how the prayer of aspirations can con-tribute to the contemplative renewal of our times. I will first give an overview of the prayer in tradition and highlight its three outstanding proponents: the 13th-century Carthusian Hugh of Balma, the Franciscan Henry Herp (+1477), and the Carmelite John of St. Samson (1571- Ernest E. Larkin OCarm last wrote in our 64.4 issue (2005). His address remains St. Agnes Catholic Church; 1954 North 24th Street; Phoenix, Arizona 85008. 65.3 2006 Larkin ¯ Aspirator)/Prayer 1636). Finally I shall make some suggestions on how to revive the practice. What Is Aspiratory Prayer? Aspiratory prayer is a warm, human approach to God that is inexorably affective. It proceeds by way of fer-vent desires of the heart. It was considered a shortcut, a direct route, to intimacy and oneness with God. Its struc-ture is simple: frequent and intense desires breathed out to God. It has only one goal, union with God, so it ceases to have a role when mystical union is achieved. Aspirations are not the same as ejaculations, though they are like each other. E aculatory prayer.describes any to this prayer? ,.:Those and all brief prayers sent like darts to heaven for help, thanksgiving, adora-tion, or any other good motive. "My Jesus, mercy" is an ejaculation. Aspira-tions are only and always passionate desires or fer-vent acts of love of God. They are expressed in words or sighs or silence. "My God, I love you" is an aspiration. To aspire means to breathe out, with the con-notation of breathing hard after something. In aspira-tory prayer one breathes out heartfelt desires for God. It is yearning for God, like gasping for God. Aspiratory prayer is simple and focused, though in the beginning it may cover a wide sweep of emotions and feelings. Practice simplifies and unifies the faculties to give them a single thrust, much as the prayer of sim-plicity consolidates the multiple affections of affective prayer into a single attitude of loving presence. Aspiratory prayer sets the heart on one goal, divine Review for Reli~io~ union, and is a positive step in that direction. Not every-body can use it. It is not for beginners, but for those who have come to know God and themselves through Bible reading, reflection, and loving conversations with God. When a person has put her house in order and has come to love God in truth, she is ready for this prayer. For those who love God, it will become as natural as breathing. Catholic teachers in the past were sticklers in assign-ing different prayer forms to different stages of growth. The prayer of beginners was discursive meditation and affective prayer, that is, first much thinking and ~hen many affections. The next stage was contemplative, and it featured forms like simply looking at the tabernacle as in the Cur6 d'Ars' "I look at him and he looks at me," or today's resting in God in centering prayer, or saying the mantra as in Christian Meditation. Today we prob-ably pay less attention to the degrees of prayer, though we still honor them. Centering prayer and Christian Meditation have democratized contemplative prayer. Certainly some knowledge and love of the Lord is pre-supposed for contemplative prayer, but a little knowl-edge and love go a long way. Those who are comfortable with centering prayer and Christian Meditation will be at home with aspirations. Who, then, are called, to this prayer? Those who are fervent and serious about their relationship with God and have a great desire for intimacy with God. They are look-ing for the "more." The classical teaching placed the prayer in the illuminative way as part of the contempla-tive life. Two categories are involved here, and both are second stages: the illuminative comes between the purga-tive and the unitive way, and the contemplative life between the active and the mystical life. The three divi-sions correspond to beginners, the proficient, and the 65.3 2006 Larkin ¯ Aspiratory Prayer perfect. Active life has to do with external behavior, con-templative with inner prayer, and the mystical life with high sanctity. The purgative way is concerned with con-version and purification, the illuminative way with enlightenment, and the unitive with union with God. The three ways and their content are criticized today for being too dependent on Neoplatonic philosophy, the system that canonized the immaterial and denigrated the bodily.' Aspirative prayer rises above this controversy and in fact is a corrective against exaggerated spiritual-ism and minimizing the physical and bodily in the spir-itual life. Aspirations welcome and embrace the emotional and the sensible; these human qualities lead to the highest realms of the spirit. They move the experi-ence of God away from the intellectual and into the realm of affection and love.2 Aspiratory prayer comes out of the same tradition as centering prayer and Christian Meditation. The latter two are contemporary constructions from that contem-plative tradition, a development that aspiratory prayer has yet to find. But all three systems appeal to the same sources, the same authors, and even the same texts for their grounding and justification.3 This fact and their constant location in the middle stage of spiritual devel-opment argue to their commonality. Centering prayer and Christian Meditation seek silent presence and quiet resting in God. At the same time they are active prayer, rightly called meditation of a nondiscursive or contemplative type. They are not clas-sical contemplation in the sense of infused prayer, but are products of human effort and ordinary grace. Aspiratory prayer is obviously active in the same sense. It uses the language of intense, passionate love and expresses the yearning of the heart and delights to rest in the Lord. Review for Religious Aspiratory prayer is more than loving conversation with God. It expresses a strong act of the will that desires to experience God. So it is more than a t&e-a-t&e, even in the loving language of affective colloquy. The differ-ence is intensity. Affective prayer engages the feelings but in a diffuse way, whereas a strong will and urgent longings for intimacy dominate aspiratory prayer. Aspirations fit nicely into the perspectives and prac-tice of "love mysticism," which is a form of relating to God in spousal love. The language of spousal love is very human, amorous, and passionate. Its biblical source is the Song of Songs or St. John's Gospel, and it is a fre-quent feature in medieval women mystics and also in writers like St. Bernard or St. John of the Cross. Janet K. Ruffing has written a guide for the spiritual direction of those called to this way. She gives many examples of its language, one of which is the following conversation in Mechthild of Magdeburg, who says to God: "God, you are my lover, / my longing, / my flowing stream, / my sun, / and I am your reflection." And God replies: "It is my nature that makes me love you often, / for I am love itself. / It is my longing that makes me love you intensely, / for I yearn to be loved from the heart. / It is my eter-nity that makes me love you long, / for I have no end.''4 Aspirative prayer is not limited to spousal love. It is at home with a nonspousal love of God, which Janet Ruffing calls simply apophatic. The mysticism of the more matter-of-fact Cloud of Unknowing features whole-hearted love, often without obvious passion. In this lat-ter case the love is sublimated into disinterested love in a style of relationship that is reserved and controlled. Mystics in this pattern will practice their own brand of aspirations. Aspiratory prayer is thus a technical term, but it is not "one size fits all." Its normal form is sensible-spiri- 6~ .3 2006 Larkin ¯ Aspiratorg/Prayer 260[ tual love. For Henry Herp only this love qualifies as aspi-ration. For him its follow-up, which is pure spiritual love, is not aspiration, but unitive love. John of St. Samson, however, treats pure spiritual love as a form of aspiration, and for him this higher aspiration leads one into the furnace of God's love in transforming union. For both authors the will is the driving force for aspira-tions and for unitive love. In sensible-spiritual love the sensibility is the carrier, but the momentum comes from the will, which makes the love truly spiritual. Do not think that the practitioner lives on a perpet-ual high. The expression Of loving desires for God con-tinues in down days and dryness as much as in times of sweetness and sensible consolation. The feeling element is still there. It must be genuine, not faked or pretended or forced. Th~r~se of Lisieux is a perfect example of the expression of passionate desires of love for God in the darkest moments of life.5 There are degrees of the practice corresponding to the person's habitual love of God and the grace of the moment. John of St. Samson sees it as leading directly into a mystical expression, in which the Holy Spirit breathes out enflamed desires for God. His conditions for practicing this prayer are demanding. Persons who take up the practice must be mortified, humble, and self-effac-ing as well as robust in health. In his view aspirations go beyond the enthusiasm of a newly baptized Pentecostal or charismatic and belong to persons advanced in the love of God and on fire for the summit. The History and Theology of Aspiratory Prayer Aspiratory prayer flourished in the late Middle Ages in northern Europe, especially the Rhineland and France, from the 13th to the 17th century. At the time of the Touraine Reform, the practice was common in popular Review for Religious religious culture. Aspirative prayer appealed to the archi-tects of Touraine because they saw the practice as dove-tailing with their view of the goal of the Carmelite order, which was to live continuously in the loving presence of God.6 Intimations of aspiratory prayer are found in the New Testament, in St. Augustine and John Cassian, who were contemporaries, in St. Benedict and Guigo II, and in other early authors. The first to give aspirative prayer a central place in the spiritual life was Hugh of Balma, whose Tbeologia Mystica exerted wide influence, partly because it was thought to be the work of St. Bonaventure. Hugh of Balina taught the way of the heart, and aspira-tory prayer was its chief expression. First one must know one's weak self and the goodness of God, since anyone filled with self is unable to yearn for God. This knowl-edge prepares one to rise up to God in "anagogic con-templation." Anagogic contemplation means moving from crea-ture to Creator, from the text of Scripture to the living God, enflamed with desire and love. Such is aspiratory prayer. The love is both natural-spiritual and purely spir-itual, and God is the direct object. The love increases with the simplification and unification of the faculties until ultimately there is mystical union with the Trinity in the high point of the soul called the apex mentis. Henry Herp and John of St. Samson will pick up on these per-spectives and expand them with the help of Jan van Ruusbroec's theology (1293-1381). Hugh had many imitators, especially among the Carthusians, who promoted and developed this teach-ing so effectively that Everard Mercurian, an early gen-eral of the Jesuits, warned the Society about "the Carthusian method of prayer" for fear that its popular-ity would marginalize Ignatian prayer in Spain.7 The 6Y.3 2006 Larkin * Aspiratory Prayer 14th-century anonymous English text The Cloud of Unknowing is likely a Carthusian document, both because it can easily be interpreted as a full exposition of aspira-tory prayer and because its anonymous author may well be .a Carthusian.8 A number of familiar quotations from the book are obviously formulas of aspiratory prayer. Henry Herp OFM (+1447) Henry Herp wrote the first synthesis of the whole spiritual journey around the topic of aspirative prayer. His map is the structure of the soul as delineated by the great Flemish mystical writer Henry Herp wrote the first synthesis'of the~ around the topici of ~aspirativ~ prayer. : ~ o o Jan van Ruusbroec. The soul is three concentric circles, each of them representing a different level of human activity. Herp offers a detailed plan for moving through the outer two levels and arriving at the inner circle of highest union with the Holy Trinity. He lays down instructions for each of the phases of the journey, but his chief contri-bution is to show how aspirative prayer moves one through the middle circle. Ruusbroec calls the three circles "spheres" or "uni-ties," whereas Herp names them mansions or dwelling places like Teresa of Avila. The first is the region of the senses, the second that of the spirit, and the third the "fond" or ground, the dwelling place of the Holy Trinity. One must traverse each level to get to the center, and the way is introversion, a concept that goes back to St. Augustine. Herp calls it "ascension." Persons "ascend," that is, they are lifted up by a sweeping action that carries them through the given circle and toward Review for Religious the center; the searcher for God leaves behind the lesser level or part of it in favor of the higher one. This process of introversion means making the powers on each level converge toward the center. The activity of each level is collapsed into the next step. In this imagery the outer circle of exterior behavior is introverted into the mid-dle circle, and in the middle the lower faculties of the irascible and concupiscible appetites, and of reason and free will, are introverted into the spiritual faculties of intellect, memory, and will. These latter will finish the task and bring the soul into mystical union in the center. The introversion or ascension starts with the outer or exterior circle, which represents the active life. The means set down by Herp for this first introversion are "truth and compassion." Truth means understanding the goodness of God and the bankruptcy of the human, and compas-sion is appreciating God's love and attractiveness. The middle level is the field for aspiratory prayer and unitive love. Aspirations address the "interior infe-rior powers," especially the concupiscible appetite, which in Herp's view has a spiritual quality about it. Unitive love is exercised by the spiritual faculties. Understanding guides the process: hence the importance of regular med-itation and of the use of prepared ejaculations that recall the supreme attraction of God and serve to inflame the soul with love. The awakened will moves the sensory faculties to yearn for God, progressively spiritualizing the person for the work of unitive love, For Herp, uni-tive love takes over the task begun in the lower interior faculties. The acts of pure, unitive love finish the task of the introversion of the spirit level and open the way to the center. In the center the love is fruitive love. The contemplative way is left behind, and the soul now lives the "super-essential life" of oneness with the Trinity, a union that is not ontological but psychological. ¯ ,263 65.3 2006 Larkin ¯ Aspiratory Prayer Herp offers some good pastoral advice. The stages are to be addressed in order and none can be skipped. Basic conversion is presupposed for undertaking aspira-tory prayer, and that means an adult knowledge of God and one's self and the acquisition of the moral virtues. Aspiratory prayer begins with rote expressions of love and fervor. According to Herp, these feelings crescendo into what he calls an explosion of love, which has its own danger of entrapping the person in the delightful, sen-sible sweetness. The love is gradually purified and becomes the unitive love that will lead the soul into the center. Unitive love too undergoes its own purifications, and the follow-up experiences may be as dark and dry as the initial entry was exalted. The challenge at this point, as at every point in the spiritual life, is marginal-izing the self, that is, letting go of everything that is not God. The holy soul practicing spiritual love will con-tinue to work at the total gift of self to God, and its tasks are listed by Herp as self-offering, searching for God's will, letting God's love destroy all defects, and being united with God. John of St. Samson (1571-1636) John of St. Samson is an immensely important figure in the Carmel of the Ancient Observance. He was a mys-tic of profound experience, and, in spite of the blindness that afflicted him from the age of three, he was well edu-cated and well read, keeping in touch with currents of spirituality in the very rich 17th century. He has been called the French John of the Cross and is highly esteemed by religious historians like Henri Bremond and Louis Cognet. John of St. Samson lived a century and a half after Herp, but Herp's work was well known to him in the numerous Latin and French translations and in the Review for Religious plethora of spiritual writings that popularized aspiratory prayer. John of St. Samson became expert in the teach-ing of this way, building on Herp but adding his own points of view. There had been a lot of writing, but lit-tle development since Herp. After a careful comparison of the two authors, Canisius Janssen concludes that John's doctrine is Herp in a new packaging. "Certain things have been left out," he writes, "others developed; in short the whole has acquired a new face.''9 John belongs to the same Dutch school of mys-ticism as Herp, both of them appropriating the worldview of Ruusbroec. We come from God as created images in the Uncreated Word, and our life goal is to return to our place in the Word in full consciousness of our unity in God. The goal is put I ," bY engaging oi r feetings t " : and iemo.tions. I as well as'our spiriL rather abstractly as "the state of consummation of the subject in the Object" in a "union without difference or distinction." Such is the transforming union, in which the soul is caught up in the fire of the divine life. The way to the goal is introversion according to the same divisions as in Henry Herp, but with the adaptations in nomenclature. John is particularly eloquent is explaining how spir-itual love guides the whole process of introversion once aspirations become the way. Spiritual love is at the heart of sensible-spiritual aspirations, and it constitutes the spiritual aspirations that lead one into the center itself. Aspirations have the genius of putting our full humanity to work by engaging our feelings and emotions as well as 6~.3 2006 Larkin ¯ Aspirator)/Prayer 266 our spirit. Sensible love is the starter, and it houses the spiritual love in sensible-spiritual aspirations. When the aspirations become "more vigorous, more on fire, and more detached from sense," they are pure spiritual love. This spiritual love, with or without a sensible compo-nent, is the engine that drives the introversion process into the furnace that is God. Aspiration thus has a mystical quality in John, as is clear from the following quotation: Aspiration is not only an affectionate colloquy. ; that is what aspiration is born of and comes forth from. Aspiration, then, is an outpouring of the whole heart and spirit on fire with love. By it the soul quickly tran-scends itself and all of creation, becoming intimately united with God in the intensity of its loving expres-sion. Expressing itself quintessentially in this way, the soul transcends all tender, sensible, cerebral, and com-prehensible love, reaching by the vehemence of God's spirit and its own effort, not just any divine union, but a sudden transformation of its spirit into God. In the abounding and ineffable sweemess of God him-self lovingly embracing one's spirit, it transcends, I say, all familiar and intelligible love. This is the essence of aspiration, in itself, in its cause, and in its effect.1° Heart (that is, the sensibility) and spirit (that is, the loving will) are the framers of aspirations, and heart even-tually recedes in favor of pure spirit. In the beginning there will be multiplicity of thought and feelings, but with growth this richness will give way to ever increas-ing simplicity and a state of pure elevation in God. Intensity is of the essence, since only strong love can break the attachments of the faculties to their natural objects. Frequency is a necessary quality, since the goal is to make aspirations like second nature, as natural as breathing. Humility too is the essential underpinning of all true love. But in all these efforts balance and moder-for Religious ation must prevent any violence or excessive force. John of St. Samson, experienced spiritual director, has good advice on how to begin and how to grow in this beauti-ful practice, and his reflections will help us put our topic in perspective. Who are candidates for this prayer? The prayer is not for everybody. It is not for intellectuals or for shal-low people who live on the surface of things and whose fire burns up quickly like straw. It is for generous souls of strong will who are concerned about their interior life. When to begin? Brother John sees aspirations as a higher form of prayer; hence he is hesitant to promote it indiscriminately. Aware of the dangers of too much emo-tionality as well as its necessary predispositions, he coun-sels against beginning the prayer prematurely. Strain and force must be resisted lest there be physical or psycho-logical harm. It is necessary to guard against a too san-guine assessment of one's love of God. The apostle Peter felt a great love for Jesus that led to presumption and his denial of Jesus in the courtyard. John's basic condition for the practice is a mortified life. He fears the unguarded attraction of the sweetness of this love. So he writes: "To begin this exercise it is absolutely necessary to die to ourselves, to humble ourselves, and to be self-effacing (mepriser)."llJohn is probably thinking of his own novices and their year of novitiate whenhe writes that candi-dates for this prayer should have spent "a good year" in discursive meditation and affective prayer before taking up aspirations. He also warns newcomers that begin-nings will be troublesome, even painful, but practice makes perfect and easy. The process of introversion follows Herp detail for detail. Like Herp, John of St. Samson is lyrical in his descriptions of the outcome of introversion, which is 65.3 2006 Larkin ¯ Aspiratory Prayer entrance into "the marvelous effects and the spiritual inebriation" of touching the fond or ground of one's being, where the Holy Trinity dwells and the essential union with God takes place. This mystical state is trans-formation in the fire that is God. Aspiratory Prayer in Contemplative Life Today It remains to suggest ways in which this body of teaching can be put into practice in today's contempla-tive setting. A first step, and one that is often presented in the literature, is to connect aspirations with the practice of the presence of God. This means to murmur aspirations frequently during the course of the day to remind one-self of the presence of God and to offer up the present task. This is one application in The Carmelite Directory of the Spiritual Life by John Breninger OCarm and in the works of his student Kilian J. Healy OCarm.~2 A second application is to introduce aspirations into one's daily meditation in whatever form that takes. This will be an affective addition in the nondiscursive medi-tation of Christian Meditation, which features the mantra "Maranatha." The mantra itself could be the vehicle expressing love and desire. Bringing aspiration into cen-tering prayer may be a bit more difficult, since this prayer eschews thinking and emoting. Aspirative prayer may be disruptive of the silence of centering prayer. Perhaps aspirations that are expressed without words and in silence can be a friendly addition and add warmth and fervor to centering prayer. A third way to practice aspirations in one's daily prayer is to structure it much like the two disciplines of contemplative prayer. Periods of aspiratory prayer could be cultivated each day, twenty minutes to a half hour in length, with the whole time given over to aspirations. Review for Religious The aspiration could be a mantra, one phrase repeated over and over again, or it could be spontaneous expres-sions of love and desire. The single mantra may be more compatible with the contemplative nature of the prayer than multiple expressions. Whatever the exact structure aspiratory prayer will take, it will usually be prefabricated and perfunctory in the beginning. But it soon becomes part of one's approach to God in mental prayer. Hopefully it will bring the rich rewards promised by the tradition. Notes ~ Philip Sheldrake, Spirituality and History (New York: Orbis Books, 1995), pp.186-189. 2 Aspiratory prayer is more at home with the language of love than with the Greek categories of contemplation. The literature of the Touraine Reform seems to prefer the evangelical language. One of my esteemed Carmelite teachers and mentors over a lifetime, whose life and studies were dominated by Touraine, frequently showed annoyance at the ambiguities of the vocabulary of contemplation. He preferred to speak of "love" and "loving" as the true measure of prayer rather than dif-ferent forms of "contemplation" or "contemplative." Instead of describ-ing Carmelite life as "contemplative," he preferred the simple word ,prayerful." I interpreted his attitude as a reflection of the viewpoint of Touraine. 3 Canisius Janssen OCarm surveys the sources of aspiratory prayer in the first of two excellent articles on the history and theology of aspira-tory prayer, "Oraison aspirative chez Herp et chez ses pr~d~cesseurs," Carmelus 3 (1956): 19-48. It lists the sources of this prayer in earlier times before its first major exponent, Henry Herp. These sources turn out to be the same texts cited in studies on the roots of centering prayer and Christian Meditation. An example of the latter is Robert W. Ginn's defense against critics, "Centering Prayer: Reviving the Ancient Christian Tradition in Modern Times," a manuscript dated 5/26/05 and circulated by Contemplative Outreach. Janssen's second article is titled "L'oraison aspirative chez Jean de Saint Samson," Carmelus 3 (1956): 185-216. I wish to express my gratitude for these two studies and my indebtedness to them in the formation of the present paper. 4 Spiritual Direction: Beyond the Beginnings (New York: Paulist, 2000), pp. 9-10. Christian mystics from Origen on applied the imagery of the Song of Songs to their relationship with God. St. Th~r~se of Lisieux 65.3 2006 Larkin ¯ Aspiratory Prayer belongs to this group, and a dominant feature of her prayer was aspira-tion. See Romero de Lima Gouvea OCarm, "Vivre d'amour: la pri~re aspirative chez Th~r~se de l'Enfant Jesus (1873-1897)," Carmelus 47 (2000): 19-40. s See Ernest E. Larkin OCarm, "The Little Way of St. Th~r~se of Lisieux," Review for Religious 59 (September-October 2000): 507-517, at 514-515. 6 The Touraine Reform is not as well known as its counterpart, the Discalced Reform begun by St. Teresa of Avila and St. John of the Cross in 16th-century Spain. Touraine began in Brittany in northwest France in the next century. Like the Discalced Reform, it was a radical return to the primitive spirit of the order. Unlike the Discalced Reform, Touraine did not become juridically separated from the old order, but remained in the trunk and spread to every province as the "strictior observantia." See Kilian J. Healy OCarm, Methods of Prayer in the Directory of the Carmelite Reform of Touraine (Rome: Institutum Carmelitanum, 1956), pp. 15-2 i. 7Janssen, Carmelus 3, p. 27. s This is the conclusion of James Walsh SJ in his introduction to the Classics of Western Spirituality edition of Tbe Cloud of Unknowing (New York: Paulist, 1981). 9 Janssen, Carmelus 3, p. 210. ~°Jean de St. Samson, L'dguillon, les flammes, les fl~cbes, et le miroir de l'amour de Dieu, in Oeuvres completes I, edition critique par Hein Blommestijn (Rome: Institutum Carmelitanum, 1992), p. 98. Aspiration donc n'est pas seulement un colloque affectueux. ; c'est d'icelui que nait et procede l'aspiration. Aspiration donc est un poussement amoureux, enflamm~ de tout le coeur et l'esprit; par lequel l'ame surpasse pronte-ment elle mesme et toute chose cre~e, s'unissant ~troitement ~ Dieu en la vivacit~ de son expression amoureuse; laquelle ainsi .Essentiellement exprim6e, surpasse tout amour sensible, raisonnable, intellectuel et con-prehensible; arrivant par l'impetuosit6 de l'esprit de Dieu et de son effort, ~ l'union de Dieu, non tellement quellement, mais par une soudaine transformation de l'esprit en Dieu. L'esprit, dis-ie, surpasse en lui m~me tout l'amour connessable et intelligible en l'abondante et ineffable suavitd de Dieu mesme, auquel il est amoureusement englouti. Voila que c'est que l'aspiration Essentielle en elle m~me, sa cause et son effet. (The passage is cited by Janssen in the article on John of St. Samson, p. 195. The translation has been made from the text in the c.ritical edition cited above.) li Janssen, Carmelus 3, p. 204. 12 The translation of the Directorium Carmelitanum was made from the Latin by Leo J. Walter OCarm (Chicago: Carmelite Press, 1951). See Review for Religious also Kilian J. Healy, Walking with God (New York: Declan X. McMullen, 1948), reprinted as Awakening Your Soul to the Presence of God (Manchester, New Hampshire: Sophia Institute Press, 1999); see also his chapter in Methods of Prayer, pp. 60-75. Reflection Questions 1. What have I learned about aspiratory prayer as I have read Larkin's article? 2. How might I begin to make aspiratory prayer a daily part of my prayer life? Growing Old The new hearing aid magnifies sounds I've not heard for years and discover I haven't missed. It is not my ears that hear the call to live the soul's desire. I can see tiny print with trifocals but not the messages in everything. I can no longer storm heaven's gates, have lost the need to do so. I am learning to wait gracefully with gratitude for them to open from inside. I am preparing to accept the invitation to eternity. "Growing old" begins with growing. Bonnie Thurston 6~.3 2006 PHILIP SHAN0 "Repose Days" during the Ignatian Exercises A few words by St. Ignatius Loyola in the Contemplation of the Kingdom of Jesus Christ (§§91-98) have been .understood to refer to "repose days." 1 Ignatius says, "This exercise [the kingdom] should be gone through twice during the day, that is, in the morning on rising and an hour before dinner, or before supper" (§99).2 George E. Ganss SJ describes this day as "a transitional day of relative repose with only two peri-ods prescribed." 3 It is Ignatius's introduction to the rest of the retreat. In a note Louis Puhl SJ says Ignatius's words show that the "kingdom" day is a "day intervening between the First and Second Weeks.''4 In this study we will look at the historical roots of the contemporary notion of repose days in the hope of raising some ques-tions for spiritual directors to discuss in their planning of Twentieth Annotation (thirty-day) versions of the Spiritual Exercises. Philip Shano SJ is novice director and superior at the Jesuit Novitiate of the North American Martyrs; 1035 Summit Avenue; St. Paul, Minnesota 55105. Review for Religious An early historical reference to a repose day comes from the directory of Father Juan Alfonso de Polanco, Ignatius's secretary. Polanco's directory, completed years after Ignatius's death, is generally considered the finest of those which preceded the official Directory in 1599, pre-sumably because of his closeness to Ignatius. Polanco says of this day during the retreat: "When it is time for the exercitant to move on, he should be allowed to catch his breath by giving him the meditation on the kingdom of Christ to be made twice, once in the morning and once in the evening. On that day nothing else should be given. Then, toward evening, he should be given the exercise on the incarnation to be made the next day at daybreak.''5 Note, the retreatant "should be allowed to catch his breath." Similar words are used in later directories--"as he catches his breath for a bit.''6 An anonymous direc-tory dating from the 1580s speaks of the retreatant tak-ing "a rest from his exertions until evening.''7 The directory of Father Gil Gonzfilez Dfivila, from about 1587, says the retreatant "should rest., without being given the usual load of exercises. He may, however, occupy himself with some easy meditation suited to'this time.''8 Finally, the "Official Directory of 1599" brings together some of the earlier directories: "After their gen-eral confession and Communion, those planning to con-tinue the Exercises beyond the First Week should take at least a day's rest from the intense labor of meditation. However, in the meantime they can think over and apply to themselves the parable of the Prodigal Son or some-thing similar. Moreover, they should be given a prepa-ration for their Communion so that they will approach it with reverence, faith, and spiritual relish. They should be given some suitable meditation for this.''9 A present-day handbook for directors of the Spiritual Exercises suggests that, in order to deepen the grace of 65.3 2006 Sbano ¯ "Repose Days" during the Ignatian Exercises the First Week, it is important to have a day of easier presence to the Lord. "The desirable thing is simply to enjoy the day with the Lord, rejoicing in his love and praising him. This time precedes the meditation on the Call of the King, and it is not a break day. Some directors refer to the day that separates any two major sections of the Exercises as a ¯ - break day. Others call it a day of repose. Whatever the words used, this day provides time for transition from one empha-sis to another. It usually includes . some relaxation ~ ~- from the intensity of the retreat . Relaxing after the First Week and preparing to enter the Second Week, the retreatant con-siders the material in one prayer period before taking the break and another at its conclusion.''1° It is clear from early directories that the idea was to give the exercitant a pause and then, later that same day, to resume the usual rhythms of the retreat. Considering that Ignatius is known for attentiveness to every detail of a retreatant's life, it is my assumption that he did not see any problem with having repose days. Considering that the Exercises were generally given to individuals, it is furthermore my assumption that repose days were dis-cerned together by the director and the retreatant with a view to the retreatant's particular needs at that juncture. That is, director and reteatant were not ruled by a cal-endar date set for the convenience of someone or some Repose days becom important intensity relievers during anyone's Twentieth Annotation experie de of the Spiritual Exercises. group. Review for Religious Repose days become important intensity relievers dur-ing anyone's Twentieth Annotation experience of the Spiritual Exercises, an experience where "the exercitant withdraws from all friends and acquaintances, and from all worldly cares" (~20). These days fit into the Exercises as helpful pauses. They are not a move away from the retreat, but an approach to it from a different angle. In his look at the kingdom, William Peters sJ observes a number of stylistic differences (this "strangely structured exercise") from the other exercises. He sees "Ignatius's rather exceptional way of proceeding" here as a part of Ignatius's intention that "the retreatant is given a day of rest, of repose, a day to recuperate after the strenuous efforts of the First Week." 11 Peters's view on the place of the "rather gentle consideration" of the kingdom exercise within the entire retreat downplays the kingdom.12 He sees the "transition" day as revealing Ignatius's real pur-pose, namely, "the relationship between the unfaithful courtier and his king." 13 For Peters, the exercise is a low-key consideration, destined for a day of repose. Most directors of the Spiritual Exercises include one, two, or three repose days in the structure of the retreat. Days of repose are an integral part of the Twentieth Annotation retreat. On these days, being with the Lord interiorly and yet dealing with some ordinary aspects of life has an intensity that affects retreatants. The repose "day" is a period of the retreat (several hours ideally) when one steps back from the four or five periods of prayer that are normally recommended to retreatants. On a day of repose, individuals take a break or a "pause" from their normal retreat activity. When the retreat involves a group, the day might involve a common out-ing, a picnic or something similar. It does not mean that retreatants do not pray that day. The repose day is a break from the intense prayer of the retreat mode--noth- 65.3 2006 Sbano * "Repose Days" during the Ignatian Exercises 276 ing more. That break from intensity is important. The retreatant may not feel the need for a break, but spiritual directors can perceive from their vantage point that a break is essential for the person, especially if they have prayed with matters of great importance in their lives. In a few cases, individuals make the Spiritual Exercises on their own, meeting daily with their spiritual director. More commonly, individuals make their indi-vidual retreats in a group (at a spirituality center, as a class of Jesuit novices, and so on). Exercitants experi-ence repose days differently when they are alone or in a group. Those making their retreat on their own take a break from the usual prayer pattern, but they may or may not interact with others (such as the host commu-nity, their family, or their religious community). What is crucial is the pause from the intensity of the retreat. On the other hand, those making individual retreats within a group are ipso facto doing more than taking a pause. They are interacting with other retreatants, per-sons who are experiencing diverse spiritual movements. Whether intended or not, such repose days contribute to the good of community-building. Before the repose day, savvy directors ask retreatants not to compare retreat experiences during the repose day, but to restrict their communal conversation to "safe" topics: comical moments they had together, favorite or least favorite meals, the weather, and so forth. Inevitably, however, many make comparisons during that day. "Why is that young man so enthused and gung ho about his experi-ence? Why is that woman so serious and intense about hers? What's wrong with that man who seems so dour and sad? Why does that older man seem so self-assured and so clearly ahead of me?" Regardless of how many times the directors point out that there is no "ahead" or "behind" in the spiritual life (it operates on God's time!), Review for Religious retreatants, especially those in the midst of many interior movements, tend to quantify and measure their spiritual life. Competition in life is not always explicit; often it is beneath the surface. Hardly realizing it, retreatants may ask themselves, "Why am I so blas~ compared with that person's energy and zeal? Why am I so slow compared with that person's apparent pace? Thank God I'm not as disengaged as that person seems to be!" Competition readily occurs whether we recognize it, acknowledge it, give words to it, or not. A common date for a repose day for an entire group of retreatants results from the pace and structure of life today: the calendars of all the spirituality-center workers, all the directors, and all the retreatants and the desire to "make sure it all works out neatly." Whether the directors feel that their retreatants are ready for the repose day or not, the general pattern 6 n n[date or la repqye daY for an entire group of retre tants i r"esuits f orn pace ¯and stru tureoflife today. is to give them all a repose day together and then to work around the movements it causes or interferes with. For Ignatius, the spiritual life was marked by spiritual movements. Whether consolation or desolation or ambi-guity, there is movement. That movement requires dis-cernment. That is why he included so many rules for the discernment of spirits in his text, so many details that seem obsessive to the casual reader. Retreatants in a state of serious prayer are already shaped by movements and stirrings. On a repose day with other retreatants, they will inevitably "breathe in" other persons' movements, regard-less of their director's instructions. They have a way of being almost "allergic" to the movements of others. 65.3 2006 Stsano ¯ "Repose Days" during the I~natian Exercises 278i In twenty years of directing the Spiritual Exercises, I have rarely encountered an aware and prayerful per-son who returned from a repose day without being moved interiorly in some way. How do retreatants and their directors discern these movements? Many retreatants can acknowledge the movements and get back to the business of the retreat. Others get "hooked," whether on consolation or desolation. It may be a momentary enthusiasm or aggravation or, on the other hand, a movement that goes to the very heart of who the person is. A wise director needs to be attentive to this and find ways to deal with it head-on. One wants to ensure that the movement does not interfere with the significant movements that Ignatius is seeking in the discernment of the Second Week. Sometimes it is movement that is important to the per-son's prayer, for instance, an insight into a way of pro-ceeding in relationships. Sometimes it is an unhelpful distraction, taking the person "off course" with a con-versation about church or state politics. Many directors fail to ask enough questions about the repose day and its movements in people. They may say to themselves, "Well, both of us have had a good break and now we can move on to the Second Week," and fail to find any deeper meanings in it. Ignatius would want some probing, as he implies in the Sixth Annotation .when he urges directors to ask about the supposedly peripheral aspects of the day (§6). The day of r.epose may easily have caused the retreatant to go into a tailspin, one that could last for several days. Directors who are unsavvy may assume all kinds of reasons for the discouragement, tepidity, or lethargy. The reasons could be much closer to home. The movement could, indeed, reveal important aspects of how God is working with the person. It could also be a move-ment that distracts the person from the ways of God. Review for Religious Communal interaction is good, but, like any "good," it needs to be discerned. One can easily be deceived by its seeming goodness, but sometimes the movement on a repose day can be advantageous to a retreatant. The woman who was apathetic or tepid up till then may com-pare herself with others and realize that she has to get more serious about the spiritual life and her patterns of prayer. The man who was too intense and racing may real-ize that he needs to be more discreet, deliberate, and paced about his prayer. I refer to these movements as "the grace of the repose day." It can spur a tepid person or slow down a fast-paced person. But there can also be serious disad-vantages. What if the movement is artificial? What if the movement from the repose day interferes with movements that were already going on in a person's prayer? What, then, are some of the things that wise and cun-ning spiritual directors need to be aware of when they direct individuals of a group making a retreat, one that includes repose days that may come along at times that are inconvenient to their retreatants' natural movements? First and most essential is the need for discernment. Directors should not think that they are wasting their time, but that they are helping.the exercitant to appro-priate the repose day's meaning for their prayer. Many directors recommend, or even guide retreatants through, an examen of consciousness to discern exactly what the repose time included: life-giving or life-draining con-versations, feelings of gratitude or impatience, of hope or ennui. Quite often the fifth rule (§3 3 3) of the Rules for the Discernment of Spirits for the Second Week is men-tioned. There Ignatius has the retreatant look at the whole course of events pertaining to a spiritual move-ment-- the beginning, middle, and end. Perhaps the exercitant can be asked to read other Rules for Discernment as well. 65.3 2006 Sbano * "Repose Days" during the Ignatian Exercises A second thing regarding a scheduled day of repose for the individuals of a group is that some individuals are ready for that repose day and some are not. If all make it, comparisons will be made regardless of directors' urging not to make them. Directors should ask them-selves, "Should this particular retreatant do the repose day or not? Considering where the person is, will a repose day help or hinder the movements he or she is experiencing?" We can easily be caught by "groupthink" and assume that a ~ o. ~ :' .~.'~ person should havea ,question ~ repose day simply " ~ because the calendar lists it for the conve-nient operation of the retreat center. The truly discerning question is whether or not the individual is ready for a breather. For the per-son who takes part in the repose day (or does not), what instructions should be given? I would recommend not giving the retreatant a repose day just because everyone else is doing it. Directors should ask, "Will this retreatant benefit from the repose day?" The Spiritual Exercises are for the retreatant. Retreatants should not have to bend to accommodate themselves to the schedule of the spirituality center or the team of directors. Third is the structure and length of the repose day. The early directories do not give the impression that there Was a full day of repose. Yet the increasingly common practice is to lengthen the day and perhaps forgo the daily direction period. Teams of directors need to ask carefully what they will suggest for the day. One retreat center's Web site says that a repose day is a good day for an out-ing to a local mall. The cynical mind would see this activ- The truly disce?nihg is whether ,or not the individual is ready for.a breather. 280 Review for Religious ity as giving the retreatant suitable prayer material for the Two Standards meditation coming in just a few days, as if retreatants do not have enough data already. Another director might wonder what a trip to a mall could offer someone who is praying for poverty and the Third Degree of Humility. The length of the day also requires team dis-cussion and discernment. What is the right length--for time to breathe but not go into a tailspin. The practice of repose days is often taken for granted. Directors and teams do not ask enough questions about it. The aim of this article has been to encourage ques-tioning. Notes ~ This note on "repose days" was inspired by three Jesuit novices whose retreat I directed. By their experiences, openness, and questions, Vincent Strand nSJ, Brian Rademacher nSJ, and Christopher Krall nSJ never stopped quietly calling me to move forward in faith. I offer them these words in gratitude. 2 Spiritual Exercises, §99. Unless noted, all quotations to the Exercises are from the translation by Louis J. Puhl SJ, The Spiritual Exercises of St. Ignatius (Chicago: Loyola University Press, 1951). 3 George E. Ganss SJ, The Spiritual Exercises of Saint Ignatius: A Translation and Commentary (St. Louis: Institute of Jesuit Sources, 1992), p. 159. 4 Puhl, p. 177. s Number 62 in "Directory of Juan.Alfonso de Polanco," in Martin E. Palmer SJ, On Giving the Spiritual Exercises: The Early Jesuit Manuscript Directories and the Official Directory of I Y99 (St. Louis: Institute of Jesuit Sources, 1996), p. 131. The Latin text is: "Peracta confessione generali, cum ulterius progrediendum est, ut respiret qui exercetur, meditatio de regno Christi ei proponetur, quae bis fiet, mane scilicet et vesperi; et pro illo die alia non proponantur; deinde sub vesperam Exercitium incar-nationis proponetur, postridie faciendum in aurora." 6 Number 81 in "Directory of Father Antonio Cordeses," in Palmer, p. 275. 7 Number 60 in "A Short Directory for Giving the Society's Exercises Effectively," in Palmer, p. 212. ~ Number 87 in "The Directory of Father Gil Gonz~ilez Dgvila," in Palmer, p. 250. 65.3 2OO6 Sbano * "Repose Days" during the Ignatian Exercises 9 Number 140 in "The Official Directory of 1599," in Palmer, p. 318. 10 Marian Cowan CSJ and John Carroll Futrell SJ, The Spiritual Exercises of St. Ignatius of Loyola: A Handbook for Directors (Denver, Ministry Training Services, 1981), p. 69. 11 William A.M. Peters SJ, "The Kingdom: The Text of the Exercise," Way Supplement 18 (Spring 1973): 9. ~2 Peters, pp. 16 and 11. ~3 Peters, p. 13. 282] Tinsel in August Scraps of it, in the evening grass, Left over from last Christmas's tree Dragged by its stump to its shreddedness, Casting garlands and crowns on its path, Still catch moon-sparks - like the cat With tinsel eyes, going forth into night With glitter afoot from May's prom-party Dress, and June's wedding gown, that drifted Crystal and spangles over the family pets, Over carpeting, over dancers and through cracks In the house. Overhead now, the tinsel Of summer stars slowly shreds with the sullen Advance of thunder and sheet-tinsel garlanding Horizons far to the West. Cat-tag tinseling, Lucifur comes home wet from his tryst. Nancy G. Westerfield Review for Religious CHARLES P. FARRAR Gerard Manley Hopkins's "Lantern out of Doors": A Contemplative Response to Loss Seometimes the clearest way to describe an experi-nce is metaphorically. When an experience is unique and mysterious, we link it to something more common to make it more understandable. According to its Greek roots, metaphor means "to carry across." A well-conceived metaphor carries meaning across from one plane to another, thereby elevating the reader's con-sciousness. Metaphors have always been effective in the deft hands of writers of good spiritual theology: they suggest insights about God. The English Jesuit Gerard Manley Hopkins (1844-1889) was a master of the spiritual metaphor. His poems' everyday images elevate readers' minds to fresh spiritual understandings. In the follow-ing sonnet a lantern conveys the experience of loss. Charles P. Farrar works as a hospital chaplain in Detroit. His address is 1930 Piper Drive, apt. 204; Rochester Hills, Michigan 48307. 65.3 2006 Farrar ¯ Lantern out of Doors 284, The Lantern out of Doors Sometimes a lantern moves along the night. That interests our eyes. And who goes there? I think; where from and bound, I wonder, where, With, all down darkness wide, his wading light? Men go by me whom either beauty bright In mould or mind or what not else makes rare: They rain against our much-thick and marsh air Rich beams, till death or distance buys them quite. Death or distance soon consumes them: wind V~at most I may eye after, be in at the end I cannot, and out of sight is out of mind. Christ minds: Christ's interest, what to avow or amend There, dyes them, heart wfnts, care hfunts, foot f611ows kfnd, Their rfnsom, their rescue, find first, ffst, last frMnd.1 The metaphor here, developing gradually through the two quatrains and the first tercet, is wonderfully subversive. What we think is a lyrical reflection about an ordinary event surprisingly turns out to be much more. The speaker leads us from a concrete observation (a nighttime lantern moving through the speaker's vision), to a more abstract observation about how the lives of beautiful people "go by" him until they disappear from view. What Hopkins is "carrying across" is the striking similarity between the way nighttime travelers pass by on the road and the way peo-ple come and go in our lives. But that is not all. In the last tercet he carries us to another plane of meaning, making a beautiful Christological statement: that Christ can do something which we cannot. He can keep up loving friendships with all those people whose departure from our lives had sad-dened us. This metaphor has carried us contemplatively from an everyday observation to--presto!--the healing of that sadness of ours. Review for Rdigious The first line and a half moves smoothly enough. Then we are jarred by "who goes there?" Suddenly the speaker becomes aware that the moving lantern implies a person. In lines 3 and 4 he drifts into a reverie about the whence and whither of the person "wading" like a lantern through a sea of darkness. All he knows of the person are the few moments of light present amid o.bscurity. The second stanza reflects on the beauty of certain people in the speaker's life, whether physical or internal beauty ("in mould or mind"). Such people are "bright" and "rare," like lanterns in the dark, like "rich beams" that "rain" against the "marsh air" of our mundane life. Notice how subjective this is. He is not primarily describ-ing the beauty in these people or the brightness in the lanterns. Rather he describes how these qualities affect him. (In this way Hopkins follows the tradition of Romantic poets like Wordsworth, Keats, and Rilke.) Consequently, when in line 8 these people leave the speaker's ken by "death or distance," they, for all intents and purposes, cease to exist. The word "quite" in line 8 seems to mean "completely." They disappear com-pletelyJhow tragic! The next tercet (lines 9-11) is a bit twisty to under-stand. And appropriately enough, for the action is the speaker's vain effort to keep these people in view as they go down a winding, twisting road. The Hopkins scholar Peter Milward says: "How eagerly soever he follows the winding steps of such men as they recede into the dark-ness, he cannot 'be in at the end'--that is, follow their subsequent history to its end.''2 The speaker concludes this thought with the clich6"out of sight is out of mind"--as though he is too numb emotionally to come up with a fresh phrase. We cannot help being struck by the loneliness of all this. The poem tells us nothing about these beautiful 65.3 2006 Farrar ¯ Lantern out of Doors The poem tells us nothi 2,861 lantern-like people. It does not reveal any empathy toward them; there is no relationship here. All that mat-ters is how the speaker feels: he sees them as "interesting," "beautiful," "bright," and "rare," and his seeing falls short. It seems he is psychologically trapped inside his own emotions. Notice how, for emphasis, Hopkins chimes the "I" sound three times in: "I about" thkse behut l may eye after, be in at the ¯ "~"~v~,~ia'tern*liv°'~a'i~ ~,,, end / I cannot." To find any happiness, he must be rescued from this solipsistic sighing. The rescue comes quickly in the last three lines. Simply by the sound of them, the reader senses that the speaker's mood has picked up. Thanks to Hopkins's "sprung rhythm," it all bursts to life sis-boom-bah. After lamenting that the beautiful persons disappear from his own mind, the speaker quickly adds that in Christ's mind they live on. Christ, too, is "interested" in those beauti-ful people, but his interest is objective, not subjective. He is interested, not in his feelings about them, but in their welfare. He never fails to "avow" all that is good in them, and he works to "amend" whatever they fail in. The words "~yes them, heart wfints, care hfiunts, foot f611ows kind" run together breathlessly,3 demonstrating an urgency of concern. This urgency, however, comes, not from last-ditch hopes groping in the darkness, but rather from the desire of Christ's heart. It comes from Christ's unconditional interest in them, not because of some particular beauty in them, but simply because of God's unfailing love for them. Christ can succeed where the speaker of the poem fails. His omniscient vision "eyes" all people without Review for Religious interruption. The speaker gladly acknowledges that from heaven our Lord gazes on them perpetually. And his "foot" can "follow" them without interference. This phrase "foot follows kind," incidentally, is a remarkable terse statement of the mystery of the incarnation. Thanks to the Son's taking on a human nature, he can "follow" us, as of one "kind" with him.4 As Hebrews puts it, "since the one who saves and those who are being saved have a common origin, Jesus does not hesitate to treat them as a family.''5 Being divine, Christ can follow us; with a human nature, he cannot help following us. From this, the sonnet's last line flows smoothly, both in its music and its logic. Being our "rescue" (the Messiah saves us from death) and our "ransom" (his sacrifice itself saves us), he has proven himself to be our "first, fast, last friend." Friendship is what the lantern-seeker yearns for but is denied. Abiding friendship, however, is precisely the promise which Christ fulfills.6 From the speaker's existential, self-absorbed lament about his unfulfilled affection for certain beautiful people, he arrives at a place of peace. His conviction that Christ's love for these peo-ple is complete, unlike his own, consoles him. One apparent weakness in the argument of this poem is that the conclusion seems to have been reached too facilely. It seems superficial or unreal that the speaker could assuage his sadness simply by calling Christ to mind. A study of Hopkins's life, however, suggests that the bur-den of this poem was likely learned and earned through a real personal struggle. One episode in his life shows how this sonnet may be somewhat autobiographical. In the winter of 1865, when he was a twenty-year-old Oxford student, he met a young man several years his junior named Digby Dolben. Dolben's cousin Robert Bridges appears to have asked Hopkins the favor of help-ing the younger man gain admission into Oxford. Dolben 65.3 2006 Farrar ¯ Lantern out of Doors was unforgettably vivacious and artistic. The two young men shared a passion for religion and poetry composi-tion. According to Hopkins's celebrated biographer Robert Bernard Martin, Dolben must have made a pow-erful impression on Hopkins's soul.7 His feelings, how-ever, were ambivalent: he relished this friendship, but also struggled with his desire to deepen it. When cir-cumstances required that Dolben move away later that same year, Hopkins was left feeling empty. When he learned of his friend's tragic drowning two years after-wards, he was devastated. Although Hopkins did not elaborate on these feel-ings in his letters or journals, there is a laconic journal entry from 1873: "I received as I think a great mercy about Dolben." This line was written immediately after a ten day spiritual retreat. It is remarkable that this per-son, with whom he had enjoyed communication only for a number of months, would be on his mind all these years later. It is more remarkable that the memory would surface as a consolation after a time of intense prayer. What had been going on in Hopkins's mind all this time? I believe the "Lantern out of Doors" provides a key. The connection between this episode and the sonnet-- albeit speculative--is compelling. Dolben's passing through Hopkins's life was much like the poem's lantern. In Hopkins's quiet and introverted life, Dolben's effer-vescent personality and artistic sensibilities must have been "rich beams" glinting in Hopkins's "marsh air." Moreover, Dolben's departure, first by "distance," then by "death," probably left him feeling much as the poem's first eleven lines leave us readers feeling. We can speculate that Hopkins tried to cope with this predicament psychologically. At this time he was embarking upon an earnest spiritual journey, one which would lead him first to become Catholic and then to join Review for Religious the Society of Jesus. It was a fertile time for him, spiri-tually and artistically. His journals and letters give ample evidence of a soul immersed in wonder and contempla-tion. Hopkins's Ignatian spiritual formation inspired him to seek God's presence in all things. Doubtless, his sad-ness about Digby Dolben entered into his contem-plative exercises. That journal entry referring to the mercy he received about Dolben was most likely a fruit of these devotions. The inspiration of the last three lines of the sonnet might, then, have flowed quite naturally. In a moment of contemplating Christ, the consolation mer-cifully came to him concerning Christ's invincible friend-ship with Dolben. If we could indulge in further conjecture about this sort of contemplation, it is reasonable to suppose that a key might be found in St. Ignatius's Spiritual Exercises. For Hopkins as a Jesuit, this text could have been foun-dational; any experience of consolation could well have been understood in its light. One teaching in the Exercises stands out. The fourth point of the Contemplation to Attain Divine Love instructs the exercitant "to consider how all blessings and gifts descend from above. My lim-ited power, for example, comes from the supreme and infinite power from above. In like manner, justice, good-ness, pity, mercy, etc., descend from above just as the rays from the sun, the waters from the spring, etc.''8 Here one is being directed from a consciousness of blessings and gifts toward a contemplation of the God from whom they descend. It is plausible to imagine the 65.3 2006 Farrar * Lantern out of Doors 290 young Hopkins--still staggered by the radiant gifts that Dolben had brought into his life--in an effort to come to terms with his loss, contemplating the infinite power of Christ, who made these gifts shine through his late friend. And would this not have inspired Hopkins to trust that Christ's light will continue to shine upon and through Dolben for all eternity. Whether Hopkins can see it or not, he can still experience the healing which comes from the conviction that his friend is in very good hands. As Peter Milward elegantly puts it, "the last word 'friend' emphasizes the truth that the 'lantern out of doors' has its end in the love of Christ.''9 Perhaps many of us have had similar struggles and breakthroughs. I, for one, am constantly reminded of feelings of attraction toward the lantern-like people in my life: and also of the helpless sadness of separation. One example comes to mind, which arose out of my work as a hospital chaplain. I responded to a patient's request to visit him. Let us call him John. We enjoyed a rich conversation, about an hour long, about his spiritual his-tory, his family, his hopes for the future, and the mean-ing of life in general. It was the same the next two days. These visits were very fulfilling for me. It was no trou-ble for me to squeeze my schedule to find time for John. On the fourth day, to my surprise, the bed was empty. I discovered he had been discharged just a short time ago. A flood of questions came to mind: What did this mean? Was he feeling better? Why didn't he tell me he was leaving? This last question vexed me most. Like the sonnet's lantern-watcher, my thoughts were more on my letdown than on John's welfare. I felt guilty about that. I also felt guilty about getting so close to a patient. I remembered the hoary old adage of Clinical Pastoral Education: "Be careful about letting the ministry be a satisfaction for your personal needs." Review for Religious But why should I deny the good feelings that these visits with John had given me? They made me feel valu-able as a chaplain, and I wanted more. Like Hopkins contrasting the "much-thick and marsh air" of his mun-dane life with the "rich beams" some people's lives send forth, I wanted to feel that light. It helped me feel com-petent and useful. It gave my ministry an emphatic sense of purpose. I felt connected with this patient and wanted to connect some more. Then, like a lantern in the night, he was gone. I wish I could say that I rebounded immediately and arrived at a profound conviction akin to the insight of the last tercet in Hopkins's sonnet. But to this day I still feel some emptiness about John. As I later spoke with a friend about this, I realized how much emptiness there is in my heart about the many interesting people who have passed into and then out of my life. While I may not have "gotten over" the various sorts of grief occasioned by these losses, I often experience moments of consola-tion about them. I will find myself in the Liturgy, in prayer, in a conversation with someone, or reading, for instance, when some kind of assurance mysteriously comes. It is a consoling belief that Christ is watching over all God's children, that somehow they are all safe in his care. My attempts to analyze or describe these moments of consolation invariably, end in futility. What I can say is that they give me peace. I suppose what hap-pens is that my attention graciously moves from my own self-centered emptiness about the loss to a contemplation of where these individuals are in Christ's perspective, that is to say, watched over, loved, cared for by him. They are welcomed into friendship by their "first, fast, last friend." There are manifold ways to deal therapeutically with loss. Books teaching cognitive techniques consistently 65.3 2006 Farrar ¯ Lantern out of Doors find their place on bestseller lists. Granting the effec-tiveness of these techniques, I hope that believers will also consider the simple insight offered by this lovely poem. I hope we will forever keep our hearts open to seeing that those who have journeyed beyond our eye-sight remain within our Savior's. And there is a consol-ing corollary, that Christ watches my lantern too. Notes 1 Norman H. MacKenzie, ed., The Poetical Works of Gerard Manley Hopkins (Oxford: Clarendon Press, 1992), no. 113, p. 40. 2 Peter Milward, A Commentary on the Sonnets of G.M Hopkins (Chicago: Loyola University Press, 1985), p. 62. 3 This effect is aided by the fact, as Milward (p. 63) observes, that the accents are on the verbs. 4 "Kind" has a double meaning here, nature and benevolence. These meanings are especially lovely in contrast to the rhymes (1) "mind" in the phrase "out of mind" and (2) "wind," the speaker's futile visual pursuit of the lanterns' apparent windings. The suggestion in the word "kind" is that the remedy for the speaker's sadness is that Christ is of a kind with us and is kind as well. s Hebrews 2:11, from Eugene H. Peterson, trans., The New Testament in Contemporary Language (Colorado Springs: NavPress, 2002). 6 See John 15:13-15. 7 Robert B. Martin, Gerard Manley Hopkins:/1 Very Private Life (London: Harper, 1991), pp. 80-170. 8 The Spiritual Exercises of St. Ignatius, trans. Anthony Mottola (New York: Doubleday, 1964), p. 104. 9 Milward, Commentary, p. 63. Review for Religious RAYMOND R. RYAN Today's Candidates: Who Are They, What Do They Expect? Occasionally, as I try to explain to interested questioners what is going on in the novitiate, their eyes glaze over and I hear them internal-izing W.C. Fields's famous comment, "There's less here than meets the eye." Actually there is much more here than meets the eye. Formation today is dynamic, not static; not only for "them," but also for "us." Otherwise it is only a game, a series of hoops to be jumped through with blithe disregard for the future. Concern for that future, however, has prompted a great deal of research on the char-acteristics of today's candidates for religious life and priesthood. Perhaps a few findings from that research will help us better understand our new-comers, our novices. The fall 2004 issue of Touchstone, the official publication of the Raymond R. Ryan OSA, a former novice director, writes from the Augustinian Provincialate; 20300 Governors Highway; Olympia Fields, Illinois 60461. being religious 65.3 2006 Ryan * Today's Candidates ConversiOff iS ctnii iuou s through: initia[ a nd formation, and.it n ver s opS.i National Federation of Priests' Councils, features an arti-cle by Dominican Andrew Carl Wisdom: "Why Every Generation Matters in Preaching." He indicates that every congregation is made up of four or five distinct commu-nities: Builders (1901.-1924), Silent Generation (1925- 1942), Baby Boomers (1943-1964), Generation X (1964-1981), and Millennials (1981-present). He chal-lenges preachers to be aware of this intergenerational phe-nomenon and address homilies to each generation. It is not uncommon for a novitiate class or a postnovitiate for-mation community to have three generations represented. One of those younger men puts it this way: "I am not simply in formation, but in a real sense in re-for-mation. I am already someone with a full life, commitments, and deeply held con-victions. I don't know that the order is all that ready for people like me." Another, reflecting on his for-mation experience, remarks: "It is understood that we all have faults and reach various levels of maturity dur-ing different stages of our li~'es. However, it is of par-ticular concern when . . . one who has a reasonable, relatively healthy sense of self is now in formation with others who are considerably younger or much older, or have not yet resolved such pressing identity issues as their own sexuality. A formation team must be equipped to recognize and address such disparities within a for-mation community, rather than treat everyone with a one-size-fits-all approach." These observations make us aware that formation today is quite a venture. The two brothers quoted had Review for Religious good insights. One looks for re-formation. For the other, one-size-fits-all formation can be deformation. Obviously, intergenerational living with various levels of maturity and immaturity not only is a challenge, but can be a heavy cross. We who are supposedly "formed" can attest to how adult immaturity adversely affects our communal life. Before mentioning some formation components as they relate to today's candidates, I quote Msgr. Dennis Sheehan, senior Catholic chaplain at Harvard University, regarding some current candidates: Today's seminarian is older and more experienced . My fear is that at times we will form a priest accord-ing to all the directives and requirements. But, if he has not tracked that with the ongoing conversion of his intellectual, moral, and religious life, we are likely to find a formed priest who is only a partial Christian. ¯ . In this generation, when so many come to us chronologically and psychologically older, it is far more difficult to change basic assumptions. They will learn the Scriptures and theology and pass examina-tions . . . but then what? Often enough they can become a canonical enforcer. The collaborative can-didate becomes a clerical Caesar. (Seminary Journal, fall 2004) While Msgr. Sheehan is concerned with priesthood can-didates, his observation can also apply to candidates for religious life. His concern is that both initial and con-tinuing formation be considered matters of unending conversion, a quite Augustinian outlook. Life is a con-tinuing call to change and grow. Conversion, then, is continuous through initial and continuing formation and it never stops. For this reason, today's formation programs have both a strong programmatic component, which presents the elements of Catholic, Christian, and Augustinian (or Benedictine, Franciscan, and so forth) spirituality, and a 65.3 2006 Ryan ¯ Today's Candidates 296 personal/communal component. The latter has four interconnected goals, asking each candidate to: ¯ know himself and his stow; ¯ commit to building and sustaining healthy intimacy in his life; ¯ learn, or continue to learn, and understand that integration is a lifelong process. The gospel calls us to work at continuing conversion and to invite others into that lifelong and life-giving call from the Lord; ¯ allow himself to live in the tensions encountered, accepting that these are a part of integration. We cannot always reconcile tensions or "fix" things. God's presence is experienced just as surely in darkness as in light. The practice of solitude brings perspective, sometimes peace, but always a centering in Jesus, self, and others in our actual circumstances. These goals are spelled out more concretely in some of the following ways. Candidates have spiritual directors at all levels of initial formation. Directors meet those in formation monthly. The history and continuing stoW of God's call is a part of these discussions. When I was in a peer supervision group while novice director, our facil-itator, a Dominican sister with age, wisdom, and grace asked us, usually at a time of conflict or self-doubt, "And what's going on in you right now as you relate your stow?" I did not like the question, even after four and a half years in the group. Why? Because it forced me to clarify what I did not want to face or did not want to integrate into my life. Indeed, sharing ourselves brings deeper self-knowledge and a deeper realization that, the more personal the problem, the more universal it is. Formation today, along with the previously men-tioned personal elements, encourages the communal dimension, in ways perhaps strange or at least fleetingly uncomfortable to some. The "climate check," which we Review for Religious in our province used, is helpful. It is a simple statement of some truth about ourselves, our families, and our lives; it helps us "tune in" to each other--or perhaps find our-selves "on the same page," discovering a commonality of experiences. When community members suffer from misunderstandings or hurts, they are encouraged to meet together. One-on-ones, especially in conflict situations, can help them work through interpersonal difficulties. Sometimes things do not work out as hoped; that can be helpful too. We can ask what this tells us about each other and ourselves: "What's going on in us right now?" Postnovitiate formation invites all of the community members to attend house chapters and community meet-ings-- our more formal community structures. These can effectively introduce newer members into our time-hon-ored ways of being together. Contemporary Augustinian formation encourages personal and communal sharing. This is done not because psychologists have invaded our mid

Economic growth, job creation, and development are central to the decade of transformation (2015-25) and long-term security for the people of Afghanistan. The Bank and the Government of the Islamic Republic of Afghanistan (GoIRA) recognize that agriculture and rural development are a key to inclusive growth, and hence need renewed vigor and strategic long-term investments. Further, the Bank and the GoIRA acknowledge that increases in agricultural productivity and market access for smallholders are critical for rural development, job creation, and food security in Afghanistan. Sections two and three of this report describe the agricultural sector and its current and potential roles in the Afghan economy, and present the rationale for choosing certain areas and subsectors for a selective 'first mover' strategy to achieve early gains. Section four outlines the constraints and potential in each of the three value chains proposed for the selective strategy, irrigated wheat, intensive livestock production, and horticulture. Section five describes cross-cutting constraints and how best to address them, and Section six proposes measures to help the rural poor who will not benefit much from the first-mover strategy. Section seven summarizes the recommendations of the review and their expected results for jobs and incomes.

Issue 52.1 of the Review for Religious, January/February 1993. ; rel i gious Christian Heritages and C0mempora~ Living JANUARY-FEBRUARY1993 ,,VOLUME52 ¯ NUMBERi Review for Religious (ISSN 0034-639X) is published bi-monthly at Saint Louis University by the Jesuits of the Missouri Province. Editorial Office: 3601 Lindell Boulevard ¯ St. Louis, Missouri 63108-3393. Telephone: 314-535-3048 ¯ FAX: 314-535-0601 Manuscripts, books for review, and correspondence with the editor: Review for Religious ¯ 3601 Lindell Boulevard ¯ St. Louis, Missouri 63108-3393. Correspondence about the Canonical Counsel department: Elizabeth McDonough OP ¯ 5001 Eastern Avenue ° P.O. Box 29260 Washington, D.C. 20017. POSTMASTER Send address changes to Review for Religious ¯ P.O. Box 6070 ¯ Duluth, MN 55806. Second-class postage paid at St. Louis, Missouri, and additional mailing offices. SUBSCRIPTION RATES Single copy $5 includes surface mailing costs. One-year subscription $15 plus mailing costs. Two-year subscription $28 plus mailing costs. See inside back cover for more subscription information and mailing costs. ©1993 Review for Religious for religious Editor Associate Editors Canonical Counsel Editor Assistant Editors Advisory Board David L. Fleming sJ Philip C. Fischer SJ Michael G. Harter SJ Elizabeth McDonough OP Jean Read Mary Ann Foppe Joann Wolski Conn PhD Mary Margaret Johanning SSND Iris Anti Ledden SSND Edmundo Rodriguez SJ S~fin Sammon FMS Wendy Wright PhD Suzanne Zuercher OSB Christian Heritages and Contemporary Living JM',/UARY-FEBRUARY 1993 ¯ VOLUME 52 " NUMBER 1 contents 6 feature The Religious Life Futures Project: Executive Summary David J. Nygren CM and Miriam D. Ukeritis CSJ provide a summary of "The Future of Religious Orders in the United States" (FORUS), a comprehensive study of the opinions, beliefs, attitudes, and practices of men and women religious. 56 69 growing spiritually A Developmental View of Salesian Spirituality Joann Wolski Conn examines a process of self-knowledge through the lens of the lives of St. Francis de Sales and St. Jane de Chantal. The Cloistered Heart Nancy Shuman provides snapshots of her journey into a heart cloister for finding a union with God. discerning vocation 86 The Transfer and the RCIA: Process and Ritual 102 Kathleen Hughes RSCJ and Barbara Quinn RSCJ draw outlines of development from the RCIA process for the transfer of a religious from one community to another. Vocations among Teaching Brothers Eleace King IHM provides the encouraging results of the CARA study of vocations in teaching brothers communities. 2 Review for Religious 111 119 131 living religious life Internationality: Intentional or Accidental Catherine M. Harmer MMS focuses on the structural aspects necessary for a religious group to be intentionally international. Mission before Mission: God's Mission within Us A. Paul Dominic SJ develops the insight that the mission of individual Christians is one and the same as God's mission in themselves. Talents for Living in Community Melannie Svoboda SND proposes eight "lesser" gifts of personality and attitude which enable people to live more graciously with others. departments 4 Prisms 140 Canonical Counsel: New Communities 147 Book Reviews January-February 1993 3 prisms Anew year ushers in new life. Newspapers in every city vie for the picture of the first baby born in the early moments of a new year. Perhaps all of us need to image ourselves in that picture of a newborn and ask our-selves what kind of fresh life we seek in this year 1993. As we enter into this new gift of time, God's grace con-tinues to be a light to our mind and a strength to our will. In 1993, what light do we seek for our faith, and what strength do we need to live in closer union with our Lord? Review for Religious hopes to focus some light where it will be helpful by highlighting an article in each issue of this new volume. Our present issue is privileged to publish "The Religious Life Futures Project: Executive Summary." David J. Nygren CM and Miriam D. Ukeritis csJ have worked some three years on a major study of religious life and its future in the United States. By means of this arti-cle, they present in a concise and understandable form the conceptual background, methodological considera-tions, research findings, and major implications of their three-year study. Because this article attempts to provide easy entrance to the complete study shortly to be pub-lished in book form, it also gives our readers a ready ref-erence for use with future articles that will either critique assumptions and method or suggest further developments implied in this study. The importance of the study lies especially in the breadth and thoroughness of its col|ection of data, rep-resented in it~ six independent elements: a national survey, leadership studies, a study of caring people and one of visioning groups, individual interviews, and a final theo-logical/ historical monograph. There is no doubt about its timeliness gince the church is now looking forward to the Review for Religious ninth assembly (in 1994) of a worldwide synod of bishops. The theme of the synod is "The consecrated life and its role in the church and in the world." Since bishops, priests, lay people, and religious need to be involved in the preparation and the followup of this and every church synod, Review for Religious hopes to be a channel of grace by bringing to its readers clear informative articles as well as inspiring motivational ones for the ever richer living out of the spiritual heritages found in particular religious families such as the Benedictine or the Franciscan. It is especially crucial that members of the institutes of con-secrated life become active participants in the presynodal reflec-tion. As for the hierarchy, the apostolic pronuncio reminded the assembled bishops of the United States in November 1992 that every bishop has a special responsibility regarding consecrated religious life. Ultimately all active Catholics need to become involved because the church is as healthy as religious life is healthy. For if the Spirit's charismatic structuring of the church, represented in the ever fecund religious-life form, appears to be weakening or becoming attenuated, then the body of the church in all its members suffers. Such an interrelatedness is reflected in the Pauline principle about the Body of Christ, and church history provides the data of its reality. While special articles will highlight this synod preparation, Review for Religious through its usual wide variety of spiritual topics will continue to bring fresh understandings and applica-tions of spiritual legacies to our Christian life. We hope that our readers will find both light and strength for their spiritual growth in 1993 through the contributions of our many authors. I would like to draw your attention to a new name added to the listing of our Advisory Board members. Joann Wolski Conn, with her doctorate in theology, teaches in the Neumann College Graduate Program in Pastoral CounselinF and Spiritual Direction, a program which assists spiritual.directors to use four great tra-ditions (Franciscan, Ignatian, Carmelite, and Salesian) in their ministry. Her books, Women's Spirituality (1986) and Spirituality and Personal Maturity (1989), have been well received. In this very issue our readers will profit from her "Developmental View of Salesian Spirituality." We look forward t6 her contribution to our board discussions and decisions for the good health and progress of this journal. David LI Fleming SJ 37anuary-February 1993 5 DAVID J. NYGREN and MIRIAM D. UKERITIS The Religious Life Futures Project: Executive Summary feature In this Executive Summary we attempt to provide in as concise and understandable a form as possible the conceptual back-ground, methodological considerations, research findings, and major implications of the Religious Life Futures Project. VVe also recognize the range of interests and various needs of the many persons like yourself who bare expressed great interest in reading the results. With that in mind, the following description of the con-tents of the various sections may assist you in selecting the point at which you would prefer to begin your reading. Section I presents the purpose of this research project. Section H provides the theoretical perspective. This includes some background information on the concept of trans-formation as used in studying groups and organizations. It also David J. Nygren CM, an organizational psychologist, and Miriam D. Ukeritis csJ, a clinical psychologist, began work on this three-year study at Boston University in 1989 and completed it at De Paul University in Chicago in 1992. Nygren is now director of the Center for Applied Social Research and assistant professor of organizational psychology at De Paul University. Ukeritis is director of the Institute for Leadership of Religious Organizations at De Paul and a research associate in its Center for Applied Social Research. They may be addressed at De Paul University; Center for Applied Social Research; 2219 North Kenmore Avenue; Chicago, Illinois 60614. NOTE. This study in modified form was originally pub-lished in Origins 22, no. 15 (24 September 1992). 6 Review for Religious provides some information on the levels of change (social institution, congregational, and individual) considered in this project. Section III provides a description of each of the six research units and of the methodology for each of them and then offers summary find-ings. Results are presented in terms of the analysis described above. Section IV, "Conclusions: Shaping the Future, "presents the summary conclusions of the entire project. If you are interested in "bot-tom lines, "you may want to start your reading with this section. Some may wonder why we did not present this chapter first. When, in shar-ing our results with some groups, we began by presenting a summary of our findings, we were repeatedly asked, "Where/bow did you reach these conclusions?" Hence, in this executive summary, we begin at the begin-ning and work through to the conclusions. Subsequent publications of the results of this study will refer to these findings as The Future of Religious Orders in the United States (FO~U3). Table of Contents I. Introduction and Purpose .8. II. Theoretical Perspective . 9 A. The Concept of Transformation . 9 B. Levels of Change . 12 III. Research Units . 16 A. National Survey . 17 B. Leadership . 30 C. Visioning Groups . 35 D. Caring People . 38 E. Individual Interviews. . 40 E Theological/Historical Monograph .42 Conclusions: Shaping the Future .42 Acknowledgments . 51 References . 51 Bibliographical Notes . 52 January-February 1993 7 Nygren and Ukeritis ¯ Religious Life Futures Project I. Introduction and Purpose The 30 years since the Second Vatican Council have been turbu-lent ones for Roman Catholic religious orders in the United States. The average age of the members of many congregations has increased to 67 years, while the number of religious has decreased approximately 45% for brothers and sisters and 27% for religious priests. Sevei'al "traditional" works, have been called into question while other works and other definitions of mission have arisen. The understanding of ways of living the vows ha~ changed substantially within many congregations. The distinction between religious life and the "laity" has also decreased considerably, with many "lay people" now developing some type of formal associa-tion with religious congregations and many religious identifying more clearly with lay people. How can such phenomena, which apply in many congrega-tions and across the traditional distinctioris of religious life (con-templative, monastic, mendicant, and apostolic), be best understood? How do individual religious and congregations expe-rience and understand the changes that have taken place in reli-gious life? What do these changes portend for the future of religious life? And, most important, what changes must yet occur if religious life is to remain a vital gift to the church into the next millennium? These were the questions with which we began the Religious Life Futures Project in 1989. Our own congregations, the Vincentian Fathers and Brothers and the Sisters of St. Joseph of Carondelet, are but two of the hundreds of congregations that were seeking to transform their lives, ministries, and institutions. With the support of our respective congregations and with a gen-erous grant from Lilly Endowment, we designed a comprehensive study of religious orders in the United States. Basic Purpose of the Research Our purpose was to examine the changes that are occurring in the experience and the understanding of religious life. To accom-plish this end we embarked upon a project that would have as its outcomes: 1. identification of the norm~ative beliefs about religious life and how they will likely shape the future of religious life in this country. 2. building a national data base of all male and female religious 8 Review for Religious that includes current demographic data, membership informa-tion, existing and emerging structures, current member atti-tudes on multiple dimensions, and projections for the future. enabling the leadership of religious orders to identify the current paradigms of effective management of transformation, consol-idation, merging, or extinction. labeling the changes that must yet occur if religious life is to remain a vital social and theological gift to the church into the next millennium. In this summary we hope to indicate how the lives of 121,000 religious are reflected in the opinions of the more than 10,000 religious priests, sisters, and brothers who took time to share their ideas and beliefs with us through personal interviews, ques-tionnaires, workshops, and written communications. We worked from several assumptions: that only religious can describe their experience of faith as religious; that the sociological data we gath-ered would serve them in their own self-direction; that without significant change religious life in the United States will continue to decline an, d, more important, that those who most need the help of religious will not be cared for; and that the generosity and self-sacrifice still present in the lives of religious must be articulated for others if they are to consider following Jesus in this manner. The study sought the broadest possible input from leader-ship, membership, and those with unique perspectives to offer. These latter were persons identified by their peers as possessing vision about the future of religious life and/or possessing notable caring attributes. This summary combines all the results and shows what, after all these scientific undertakings, we believe will make a difference to individual religious, to the various congre-gations, and to their ministry. II. Theoretical Perspective A. Transformation "Transformation" is perhaps most familiar to Christians in Paul's call to "be transformed into Christ," but the dramatic change undergone by religious orders and organizations has expanded the meaning to include organizational considerations. In the organizational realm it refers to qualitative, discontinuous shifts in members' shared understandings of the organization, accompanied by changes in the organization's mission, strategy, January-February 1993 9 Nygren and Ukeritis ¯ Religious Life Futures Project and formal and informal structures. In contrast to simple and gradual changes, organizations undergoing tranoCormation come to understand themselves and their: .missioh very differently from their original understanding. Studies of transformation focus on one or another level at which .the change occurs: either the industry or the social insti-tution considered as a whole, or a particular organization, or a part of one (individual persons). In contrast, we investigated issues related to change in religious life on all three levels: Religious life as a whole (the social institution). This inves-tigation revealed that, while congregations may differ in their expression of religious life by virtue of gender or tradition (apostolic, monastic, mendicant, or contem-plative), all groups share broad-based beliefs, attitudes, and behaviors. ¯ The particular congregation (organization), namely, the 816 groups that participated in the survey. This survey investigated the shifting ways in which the groups expe-riencing transformation interpret a shared past, select value priorities, allocate resources, and assess mission opportunities. It also investigated the shifting metaphors and rituals which members use to express their beliefs and which draw them together with a shared sense of belonging. ¯ The individual (126,000 sisters, brothers, and priests). The study investigated the implications of transforma-tion for the individual members of religious congrega-tions. These three approaches enable a more complete understand-ing of how intercongregational, congregational, and individual experiences can affect each other and of how the various types of change can occur. A Model for the Process of Transformational Change Transformation usually begins with a crisis, an awareness that the understandings currently shared by the organization's mem-bers are no longer adequate. Several types of crisis may occur: performance may be poor, leadership transitions occur, some pow-erful subgroups' interests may no longer be served, management practices may no longer be successful, or, most typically, a major environmental shift may.confront the already existing interpretive schemes. The easiest response for the organization to take is to defend itself against the challenge and perhaps not to respond at 10 Review for Religious all. For transformation to begin, the experience of crisis must "unfreeze" the members' present understandings of the organi-zation by presenting a strong enough challenge to their validity. After unfreezing takes place or in conjunction with it, various individuals and groups begin developing alternative understand-ings. These lead to new types of action and most likely to changes in the structures of the organization. Moreover, the new types of actions that take place are likely to occur out-side the organization's traditional boundaries (for example, AT&T's work moved beyond telephones to include computers and other forms of communication as well); bound-aries are likely to break down. There is likely to be considerable conflict among the original and the developing interpretive schemes and the. subgroups espousing them. Groups that hold one particular new perspective, for example, are likely to find themselves in conflict with indi-viduals or groups that espouse the original perspective or a different new one. The conflict may take various forms: one perspective may clearly dominate various other perspectives and may stand aloof from them, or leaders may acknowledge the potential value of, and .thus encourage, interac-tion between several different perspectives. Leaders can have a strong impact on the outcome of the con-flict between perspectives. If they support only one perspective, they are likely to decrease the creativity of the transformational process and the active involvement of members whose perspectives are not taken into account. If they "separate out" the different perspectives, they are likely to perpetuate splits between the groups. If they enable conflicting perspectives to interact with each other, they will increase the chances of paradoxical trans-formations, of new and creative shared understandings that emerge from the interaction of the competing perspectives. The process of transformation is not affect-free. Rather, it is often paralyzing and disorienting and is experienced as a sequence In contrast to simple and gradual changes, organizations undergoing transformation come to understand themselves and their mission very differently from their original understanding. ~anuary-February 1993 11 Nygren and Ukeritis ¯ Religious Life Futures Project of deaths and rebirths. Initially, various members' primary feelings are likely to include shock, defensiveness, loss, and anger. Throughout the development of new interpretive schemes, mem-bers will experience both ambiguity and confusion, not only when it is unclear that any satisfactory new understanding is develop-ing, but also when there are multiple potential perspectives. The conflict among subgroups will create additional tension. If and when a new synthesis is reached that people experience as acceptable, there is likely to be a sense of rightness and satisfac-tion, at least among members whose perspectives have been incor-porated. Summary Application of the Conceptual Model In this study we assume that religious life, congregations, and religious priests, brothers, and sisters are in the midst of a trans-formational process and that the new understandings of religious life held by significant numbers of members have not yet been fully developed. We also assume that the environmental change that most stimulated the transformation process was the new understandings of the church proclaimed during Vatican II and incorporated shortly afterward in documents directing religious congregations to begin the analysis and revision of their basic principles and practices. Presently, diverse, sometimes contradictory understandings of religious life have been developed among groups of religious. In addition, environmental forces that strongly support the devel-opment of particular understandings are present (for example, among the hierarchy and in various segments of the laity). How can the process to this point be best understood? What will hap-pen next in the transformational process? To what extent can leaders influence the transformation process? B. Levels of Change Change at the Level of the Social Institution The changes that have taken place generally in religious life have, of course, occurred in many different congregations. Schneiders's (1986) work describes a shared shift across many congregations--in the understanding of many of the components of religious life such as the vows and community. In addition, books suggesting that religious are meant to be "prophetic" or 12 Review for Religious "countercultural:' (for example, Woodward, 1987; Foley, 1988) are written to religi6us as a group, not to particular congrega-tions. Thus, the first level this study will consider is religious life as a shared entity across congregations. Shifts in understanding are frequently intertwined with shifts in structures, both formal and informal, and these structural shifts include not only new types of relationships and divisions among subgroups, but also the breakdown of formerly established orga-nizational boundaries. At the level of the universal church, Molinari and Gumpel (1987, p. 19) ask, "Is the consecrated way of life a structure in the church or a structure of the church?" The latter phrase implies only one structure of divine origin, namely the hierarchical one, while the former implies multiple divinely willed structures in the church. At the core of the dis-tinction is the degree to which the hierarchic structure governs the pneumatic components, the charismatic dimensions, of the church. Depending on the response to the question of one structure ¯ or many, structural diversity and change will occur in very dif-ferent ways. Many religious believe that their traditions repre-sent the pneumatic or charismatic dimension of the church that was evident in their founders and foundresses, and that these tra-ditions are better structured and controlled without the influence of the hierarchic structure. Areas for Investigation. In addition to the changes occurring within religious life in relation to the church, intercongregational structures have also been developing. We examined in a limited way intercongregatiofial changes such as mergers that are associ-ated with shifts in understanding or direction. What in particu-lar has happened to the boundaries separating religious from the diocesan clergy and from the laity? Change at the Level of lndividual Congregations Mthough some changes in understanding have been occur-ring across congregations in religious life as a "social institution," others have been occurring differently within different congre-gations. Moreover, many of the changes that have occurred across the board have been experienced by members of individual con-gregations as occurring within their own congregation more than in religious life as a whole. Thus, this study was concerned not only with changes in religious life generally, but also with changes occurring within specific congregations. .~anuary-Febrtmry 1993 13 Nygren and Ukeritis ¯ Religious Life Futures Project For example, Bartunek (1984) described how the under-standing of the educational mission in one women's congregation shifted from the mid 1960s to the late 1970s. At the beginning of the change process, education was viewed as synonymous with activities that took place in schools the congregation adminis-tered. By the late 1970s, however, the educational mission was seen primarily as "seeking justice with the heart of an educator," which might or might not take place in formal educational set-tings, let alone schools the congregation administered. Beres and Musser (1987) have described how during that same period another congregation broadened its mission from particular areas of service to a general philosophy of service, with priorities shift-ing from the works of the congregation to the works of the con-gregation's individual members. Within religious congregations Nygren (1988) found that both male and female religious are adapting their structures and categories of membership to their emerging self-understanding. In a survey of 740 leaders of religious congregations, he found that 70% of the female leaders indicate that they are adapting their membership to include the full or partial membership of lay people. Among female congregations 18% of the total sur-veyed expect to amalgamate with another congregation, province, or monastery to adapt to internal changes. Correspondingly, 25 % of the male leaders anticipate altering membership categories, and 12% of them expect to amalgamate with another entity to adapt to change. These anticipated or accomplished changes affect both the existing members and the organization's self-definition. In one congregation studied by Bartunek (1984), members' shifts in understanding were intertwined with the development of several cross-province groups and commissions. They were also intertwined with the breakdown of formerly established exter-nal boundaries. Many congregational members started working with groups that had been clearly outside the original boundaries of the congregation. These structural changes eventually resulted in a merger of the U.S. provinces of the congregation. Areas for Investigation. How broadly applicable are the types of changes described above? What types of structural changes are occurring? What effects.do these changes have on the develop-ment of new understandings? Next, what are the processes through which new under-standings have be~n occurring? The model articulated above sug- 14 Review for Religious gests that change typically includes an initial experience of crisis, accompanied by strong feelings such as sadness, anger, and defen-siveness and followed by the development of differing under-standings on the part of various organizational subgroups. Feeli.ngs and reactions also accompany this stage: ambiguity and confu-sion about the possible understandings as well as conflict between groups. The introduction of the new Council of Major Superiors of Women Religious, for instance, introduces legitimacy to a divergent opinion among religious leadership. When a new syn-thesis is reached, a sense of rightness occurs. If it fails to occur, more destructive dynamics may characterize the group's func-tioning. In addition, from which elements of the environment do members of a particular congregation receive messages or con-straints regarding appropriate (or publicly appropriate) self-under-standing? In particular, how do the hierarchical church and the laity have an impact? How do intercongregational groups and networks affect the development of understandings within the congregations that belong to these groups? Next, how has leadership been affecting the experienced changes in religious life? The role of leadership has been ana-lyzed !n detail for an understanding of how leaders contribute to the development or decline of organizations. Change at the Level of Individual Members of Congregations It is clear ~hat changes have not left individual members untouched. For example, Ebaugh (1977) showed that the changes had strong effects on why members of women's religious con-gregations left the congregation. Others have indicated that one of the typical effects of a transformational process is an increase in the stress level of individual members. This is due to the ambi-guity that accompanies the change and to conflict between sub-groups. There should be more to the experience of individual reli-gious, however, than difficult feelings. Bartunek and Ringuest (1987) found that members of a particular congregation whose work took them across the congregation's original boundaries during the early 1970s, and who remained in their congregation, eventually came to perceive themselves as more influential in the congregation than did members who continued to carry out tra-ditional works. January-February 1993 15 Nygren and Ukeritis ¯ Religious Life Futures Project Thus, we are concerned not only with the change taking place on the congregational and intercongregational level, but also with the way various members of religious orders and particular sub-groups are experiencing the change. In addition, the differences between the experience of men and women religious may be rel-evant. We address two questions regarding this experience. Areas for Investigation. What has the experience of change been like for individual members of congregations? The model we have presented proposes that individual members of congrega-tions should experience a wide range of feelings during the change process. The departure of such a large percentage of religious has also had an impact on those who remain. Those who con-tinue to live the vocation to religious life surely have a unique perspective on their role and are rooted in a spirituality that sus-tains them. With this frame of transformation, then, we designed a .comprehensive assessment that could give us some measure of how change is occurring and affecting religious life at the level of the social institution, congregations, and individuals. III. Research Units The design of the Religious Life Futures Project contained six independent studies. They are described below. Figure 1 depicts the six research units, and a brief description of each unit follows. Figure 1 Religious Life Futures Project Research Units Hist/Theol Monograph Leadership S~udies Interview Survey Caring People Study Visioning Groups 16 Review for Religious The National Survey was a comprehensive questionnaire asking 9,999 religious sisters, brothers, and priests to express their beliefs and opinions about spirituality, motivation, services they provide, issues they consider to be negative or positive influences on the future of religious life, and various other matters of religious life in general and their orders in particular. The Leadership Studies were based on the recognition that leadership is a key factor in sustaining the life of any group. Investigations of leaders' views, of members' perceptions of their leaders, and of the competencies required ~or"~utstanding leadership were pursued in this research unit. The Caring People and Visioning Groups units of our project were constructed on the reason-able assumption that these subgroups could offer distinct perspectives. The caring people were identified by virtue of their exemplary car-ing for others, and participants, in the visioning-groups unit con-sisted of people nominated in virtue of their hopeful, positive, and compelling vision concerning the future of religious life. Individual Interviews, using a standard protocol, were pursued with persons identified as particularly knowledgeable about reli-gious life. These interviews probed for the interviewees' under-standings of the nature and purpose of religious life, of the challenges facing women and men religious at this time, and of the qualities required for leadership in the future. The Theological/Historical Monograph was commissioned to be written by Elizabeth Johnson CSJ, PhD, with a historical postscript by John W. Padberg SJ, PhD. Their material wi!l add perspective to the wealth of information collected, analyzed, and evaluated. The Religious Life Futures Project contained six independent studies. A. The National Survey Purpose and Method The purpose of the National Survey was to obtain informa-tion about members' attitudes and practices regarding religious life. Questions ranged from general demographics to patterns and attitudes about living arrangements and job satisfaction. The sur-vey also sought information regarding attitudes toward vows, var-ious aspects of religious life, spiritual growth, and future plans. .~anuary-Felrruary 1993 17 Nyffren and Ukeritis ¯ Religious Life Futures Project Early in 1990 each major superior in the United States was contacted by letter with a request for a list of the names and addresses of their members. From the more than 121,000 names received, a stratified random-sample design selected the partici-pants for the survey. This random sample was stratified to ensure statistically valid comparisons according to tradition (apostolic, contemplative, mendicant, monastic) and vocation (sisters, broth-ers, religious priests). The 335-item questionnaire was mailed in October 1990 to the 9,999 religious priests, brothers, and sisters selected in this manner. With postcard and phone follow-ups, an overall response of 77.4% (7,736 responses) was obtained. The data base used for reporting results consists of 6,359 usable surveys. In the data anal-ysis, the responses were weighted to reflect population proportions of sisters, brothers, and religious priests and of apostolic, mendi-cant, monastic, and contemplative groups. All data were analyzed according to age groups that would reflect developmental stages (ages 19-45, 46-60, 61-73, 74-96). Data Analysis and Results The questions throughout the survey represented a broad range of topic categories. Initial principal-components factor anal-yses were conducted on a select number of the items in the sur-vey. Separate factor analyses were conducted for vocation (sister, brother, priest), tradition (apostolic, mendicant, contemplative, and monastic), and age group (19-45, 46-60, 61-73, and 74-96). The results of these analyses, presented in terms of level of analysis and grouped in meaningful clusters, appear in Table 1. As indicated, four major clusters of factors emerged on the level of the Social Institution: structures, innovations, restraints, and cred-ibility. The clusters of factors are listed on the chart and will be defined and discussed below; summary findings, too, will be pre-sented on the following pages. Social Institution: Structures The National Survey factors related to Structures include role clarity, permanent commitment, external authority, systemic change, and hierarchical alliance. Because of the significance of role-clarity findings in this study, we present an extended discus-sion of this issue and then a summary of the other factors. 18 Review for Religious Categorization of Factors Derived from the Religious Life Futures Project Table 1 Social Institution Congregation Individual STRUCTURES Role Clarity Permanent Commitment External Authority Systemic Change Hierarchical Alliance INNOVATIONS Diversity Expanding Lay Roles Greater Inclusion RESTRAINTS Cultural Threats CREDIBILITY Commitment to the Poor Anomie LEADERSHIP ' Spiritual Intensity Charisma/Individual Consideration Intellectual Stimulation/ Inspirational Laissez-Faire Active Management by Exception Contingent Reward DYNAMICS Community Living Involvement Influence Ongoing Development GUIDANCE Procedural Clarity Effects of Renewal Support of Sponsored Institutions SPIRITUALITY Oneness with God Intensified Spirituality Structured Prayer BELONGING Congregational Commitment Affiliation Intention to Remain ACTION Faithfulness to Vows Works of Mercy Role Clarity. Role clarity for religious is defined as "the indi-vidual's perceived level of understanding regarding his or her pur-pose and function within the current structure of the church." On this measure 55% of the sisters reported high role clarity, along with 65% of the brothers and 68% of the priests. More than 30% of the women reported low role clarity, indicating a lack of understanding or clarity regarding their role in the church today. The discussion of leadership issues related to the National Survey may be found in the section which fbcuses exclusively on this topic. ffanuary-Felr~utry 1993 19 Nygren and Ukeritis ¯ Religious Life Futures Projea Considering the data by tradition, we find 77% of the con-templatives and 64% of the monastics reporting high role clarity while only 59% of the apostolic and mendicant religious indi-cated they have a clear understanding of their role. Role clarity may be proportionately greater in the future, for, while only 52% of the youngest members reported high role clarity, 71% of the oldest did so. This finding parallels research that finds in many professions greater role clarity among those who have been in the profession for a longer time. Interestingly, the more highly educated members of religious congregations experience lower role clarity as religious. In terms of the fields of study, religious in the more applied disciplines such as business, education, and health care were less clear about their role as religious in the church than religious whose training is in the more theoretical disciplines such as theology, the human-ities, and the social sciences. The role demands of health-care providers or educators may present pressures that replace or com-pete with, rather than complement, the current role of religious in the church. Other research has demonstrated that ambiguity regarding role can, in general, lead to anxiety, reduced ability to meet role requirements, decreased ministerial satisfaction, lower trust and self-confidence, increased sense of futility, and greater propen-sity to leave a religious order. The lack of role clarity that a high percentage of religious experience may contribute to still more decline in the numbers of religious. There may also be some con-nection between the equal number of women and men entering religious life now (in contrast to women's former, three-times-greater number) and the greater number of women now experi-encing low role clarity. Taken together, this data signals the essential need for role clarity if religious orders in the United States are to be revitalized. Permanent Commitment. In responding to questions related to the normativeness of a lifelong commitment for religious life, all groups (considered by vocation, by tradition, and by age) reg-istered barely moderate agreement. On a scale wher~ 1 repre-sents "strongly disagree," 3 represents "neither agree nor disagree," and 5 represents "strongly agree," the group means ran between 3.1 and 3.5 on the matter of their agreeme.nt that permanent commitment is the norm. External Authority. All respondents tended to disagree that 20 Review for Religious reliance on external authority would influence the future of reli-gious life favorably. There was a general rejection of seeking input regarding thought, opinion, or behavior from outside sources such as church or group authority, indicated by the fact that, on the five-point scale described above, means for all groups were between 2.5 and 3.1. Systemic Change. Sisters, brothers, and religious priests experienced little connection between their work for sys-temic change (defined as "efforts to influence the social and political struc-tures which tend to discriminate against disadvantaged persons") and their per-sonal and spiritual fulfilhnent. All means were greater than 3.0 and less than 3.4. This did not change when considered by age groups or tradition. Hierarchical Alliance. The cluster of items that reflect a positive relationship between the hierarchy and religious or a positive attitude regarding the church's hierarchy and magiste-rial authority was not typically rated highly by religious. The more highly educated members of religious congregations experience lower role clarity as religious. Social Institution: Innovations The National Survey included items measuring participants' responses to trends in religious life that introduce greater diver-sity into community living. Items inquired about the conscious inclusion of persons who have declared their homosexual orien-tation, about the comfort level of minority-group members as perceived by members-at-large, and about the impact of includ-ing lay associate members. Admitting Homosexual Persons. Survey participants were asked to respond to this statement: "Declaring a homosexual orientation would not exclude an individual from being admitted to my con-gregation." Sixty-four percent (64%) of all respondents indicated either agreement with the statement or uncertainty. Thirty-six percent (36%) disagreed. Considering the data by vocation, only 16% of sisters agreed with the statement, and nearly 50% expressed uncertainty. This was significantly different from the responses of religious priests and brothers. Agreement of religious priests registered at 43 %, January-February 1993 21 Nygren and Ukeritis ¯ Religious Life Futures Project with 22% uncertain. Thirty-five percent (35%) of the brothers agreed, with 25% uncertain. Among the four traditions, 53% of contemplatives indicated disagreement, im:plying the least expectation that persons declar-ing a homosexual orientation would be admitted to their con-gregations. "Agree," "uncertain," and "disagree" percentages were rather evenly split among the other traditions. Among monastics the greatest percentage (39%) agreed. Thirty-eight percent (38%) of the members of apostolic groups (again the greatest percentage) indicated uncertainty regarding admission of candidates with a known homosexual orientation. Considering the data by age, 45% of the members under 45 expressed their belief that a person with a homosexual orientation would be admitted to their congregation. Forty-three percent (43 %) of the oldest age group felt that homosexual persons would not be admitted, and 46% of the same age group expressed their uncertainty. Members of Minority Groups. When asked to respond to this statement, "Members of minority groups may feel uneasy in my congregation," the sentiment among religious in general is fairly well split: 36% agree; 22% are uncertain, and 42% disagree. This response pattern reflected the response pattern of the sisters, the brothers, and the religious priests considered separately and also of the apostolic, the mendicant, and the monastic religious con-sidered separately. But 52 % of contemplatives disagreed with the statement, while 27% agreed. Analysis by age reveals the greatest differences. Fifty-two per-cent (52 %) of the youngest group and 44% of the next age group (46-60 years) indicated their belief that members of minority groups would feel uneasy. In contrast, half of the 61-to-73 age group and 53% of the oldest group did not believe minority-group members would feel uneasy in their orders. At present, less than 10% of the members of religious orders in the United States are members of minority groups even though, in the near future, 50% of the U.S. Catholic population will be Hispanic. The real-ity of multiculturalism must be addressed by religious orders. Lay Associates. In response to this statement, "Inclusion of lay associates as members of my congregation may undermine what it means to be a member of my congregation," only 16% of the respondents agreed; 65% clearly disagreed. Lay associates, includ-ing members of the opposite sex and married couples, appear to 22 Review for Religious have widespread acceptance among religious. In general, religious reported little concern about having lay associates as members of their congregation and about the effect their presence may have on the meaning of membership in it. Other Factors. When asked to rate the impact that expanded lay roles in church ministry, feminist thought, the ordination of women, and the inclusion of married persons would have on reli-gious communities, respondents of all groups consistently indi-cated their belief that these situations and possibilities would have little effect if any. Social Institution: Restraints Respondents were invited to rate (on a five-point Likert scale where 1 represents "not at all" and 5 represents "extremely") aspects of contemporary American culture such as capitalism, technology, and affluence in terms of their potential threat to the future of religious life. Data analysis by age and tradition shows that religious view them as minimal threats. Considering the data by vocation, sisters indicated a greater (but not high) concern regarding the impact of cultural realities than did brothers and religious priests. Social Institution: Credibility The "credibility" cluster consisted in working with the poor and anomie. Commitment to the Poor. To measure a member's stated com-mitment to work personally with the poor, survey participants were asked to respond to this statement: "Although there is in.creasing talk about working with the poor, I feel little commit-ment to that." Mean scores for all vocations, traditions, and age groups did not exceed 3.5. (Sisters, members of apostolic groups, and religious in the 19-45 age group yielded the highest means in their groupings.) Thus, members of congregations express little commitment to participate in an activity which has increasingly become a value espoused by many congregations and, quite explic-itly, by the church. These findings suggest that the greatest commitment to work with the poor would be found in a young sister in an apostolic congregation. This group currently shows the least tendency to increase in size. Anomie, defined as a state in which normative standards of January-Felrruary 1993 23 Nygren and Ukeritis ¯ Reli~ous Life Futures Project conduct and belief are weak or lacking, is characterized by dis-orientation, anxiety, and isolation. Loss of conviction about the vows, lack of clarity about the role of religious, reactance to authority, lack of a corporate mission and ministry, and disillu-sionment with leadership pose significant threats to the future of religious life. The mean scores for all groups were greater than 3.5. These concerns increased with age. Congregational Level." Leadership The National Survey used specifically designed items related to qualities of spiritual leadership along with Bass's leadership scale to assess members' perceptions of their leaders. So that all leadership studies may be reported together, these findings are incorporated into Section III B, Leadership. Congregational Level." Dynamics The National Survey .also measured several factors affecting community living, including involvement, influence, and satis-faction with opportunities for ongoing development. Involvement and Influence. Involvement is defined as "the expe-rience of having, and the desire to be engaged in, activities related to the life of one's congregation"; influence, as "the experience of having and the desire to have some impact regarding the deci-sions and future of one's congregation." On a scale where 1 rep-resents "strongly disagree" and 5 represents "strongly agree," agreement regarding involvement in congregational activities was high (ranging from 3.9 to 4.0.), with nearly the same means across the three vocations (sister, brother, religious priest). Levels of perceived influence wei-e significantly lower, with means ranging from 3.2 to 3.0. Vv-hen the factors of involvement and influence were considered by tradition, the range was the same. Considering the data by age, interesting patterns surfaced. The youngest group had the lowest mean for influence and the highest mean for involvement. The 74-96 age group, in contrast to the 19-45 group, had the highest mean for influence and the lowest for involvement. A consistent pattern did emerge: The members' perceived or desired level of influence in their congregation is consistently lower than their experience or desire of involvement in it. This raises serious questions that touch on group-commitment and ownership issues. 24 Review for Religious Ongoing Development. Respondents' satisfaction with oppor-tunities for ongoing development through education and forma-tion, rated on a scale of 1 ("very dissatisfied") to 5 ("very satisfied"), averaged about 4.0. In general, the high levels of sat-isfaction and the high expectations that possibly accompany that satisfaction may encounter significant frustrations or difficult choices when, as is likely in most congregations, they encounter decliriing revenue and personnel. Congregational Level: Guidance The National Survey also investigated the degree to which a congregation's policies and structures promote the effective func-tioning of the group. Procedural clarity, effects of the renewal process, and members' willingness to support sponsored institu-tions are the focal points for addressing this question. Procedural Clarity. Analyzed by vocation, tradition, and age, religious indicated a moderate level of satisfaction with the clar-ity of their congregation's policies, and procedures. The group means ranged from 3.5 to 3.9. With the scale ranging from 1 ("strongly disagree") to 5 ("strongly agree"), it is fair to say that members do not experience an.overwhelming sense of clarity con-cerning their congregation's policies and procedures. Effects of Renewal, Thirty years ago the Second Vatican Council directed religious orders to examine their structures and update themselves. A return to the spirit of the founder was identified as a critical part of this renewal process. Members' assessments of their congregation's efforts and success in remaining faithful to the founding charism or in maintaining the prophetic character of religious life reflect once again only a moderate level of agree-ment. Across age groups the highest rating (the mean was 3.8) reflected the assessment of the 61-to-73-year-olds. Significantly, this was the group that provided most of the leadership during the past 30 years. The youngest group expressed the lowest satisfac-tion. There were no differences between the various traditions in their ratings of the effectiveness of renewal efforts. Support of Sponsored Institutions. In an effort to assess the com-mitment of members to their congregation's institutional com-mitments, respondents were asked to indicate their willingness to work in an institution sponsored by their congregation and their willingness to live in such an institution. Overall, 93% of the religious responding to the survey January-February 1993 25 Nygren and Ukeritis ¯ Religious Life Futures Project answered yes regarding their willingness to work there. This rep-resents 94% of the religious priests and brothers and 92% of the sisters who responded. A smaller but still sizable percentage (88%) indicated their willingness to live at an institution sponsored by the congregation; this figure represents 84% of the sisters, 91% of the brothers, and 92% of the priests. ~'hese results present the opportunity to leaders, congrega-tional planners, and institutional decision makers to consider the availability and willingness of members of religious organizations and to direct their efforts toward a corporate mission. The empha-si~ on individual ministries that has evolved in recent years may now be shifting or open to reconsideration by members. Individual Level: Spirituality Spirituality was considered in terms of the experience of a sense of oneness or harmony with God, the degree of increased spiritual intensity, and the value of structured prayer to personal and spiritual fulfillment. Oneness with God. M1 religious report a moderately high level of agreement on a five-point Likert-type scale (1 represents "not at all" and 5 represents "frequently if not always") to questions assessing a sense of oneness with God. Sisters and contempla-tives score highest. Not surprisingly, this sense appears to deepen with age insofar as mean scores for age groups increased as age increased. Intensified Spirituality. The survey also measured changes in spirituality in terms of the degree to which respondents reported finding greater value in religious life and having deeper belief in Jesus Christ and deeper appreciation of the value of prayer since the time of their first profession of vows. While sisters, contemplatives, and members of the 74-96 age group reported the greatest levels of intensified spirituality, the other groups reflected high levels. StTv~ctnred Prayer. The degree to which structured prayer ex~)e-riences such as common prayer, an annual retreat, confession, and devotion to Mary were reported to be a source of spiritual and personal fulfillment was also measured on a five-point scale. Considered by vocation (si~ters, brothers, priests), all resporidents registered agreement beyond a level of 4. I. Consistent with their tradition, contemplatives had the highest mean of the tradition groupings in reporting structured prayer to be a very valuable 26 Review for Religious contributor. The experience of structured prayer as spiritually and personally fulfilling increased with age. Individual Level'. Belonging The National Survey measured individuals' commitment to their congregation as well as affiliation and the intention to remain. Commitment to Congregation. All traditions, vocations, and age groups reported moderately high to very high levels of congre-gational commitment. Not surpris-ingly, levels of agreement steadily increased with the respondents' ages. Affiliation. As was the case for commitment to the congregation, all groups (vocation, tradition, and age) were strong in their agreement with items indicative of high affiliation. Sisters, contemplatives, and members of the oldest age group had the high-est means in their respective cate-gories. Intention to Remain. Members of all groups (considered by age, voca-tion, and tradition) expressed--at or beyond the 4.2 level on the five-point "strongly disagree/strongly agree" scale--agreement with items related to their intention to remain in their congregation. This high degree of durability may be viewed both as cause for celebration and as cause for concern. Religious women report chastity as most meaningful and least difficult, while men report chastity as most difficult and least meaningful. Individual Levek Actions The National Survey also measured respondents' manifesta-tion of belief through their fidelity to vows and works of mercy. Faithfulness to Vows. Self-ratings regarding faithfulness to their vows of poverty, chastity, and obedience, when analyzed by voca-tion, tradition, and age, ranged between 3.7 and 4.1. Because the purpose of this study was not to delve into the details of behav-iors of religious women and men as they relate to observance of their vows, the research asked only for individual self-reports of fidelity to each vow. Of greater concern in this investigation were those individual that were related to persons who do or do not perceive themselves as faithful. January-February 1993 27 Nyg~ren and Ukeritis ¯ Religious Life Futures Project Regarding practice of the vows, the researchers learned that religious women report chastity as most meaningful and least dif-ficult, while men report chastity as most difficult and least mean-ingful. In a ranking of difficulty, obedience emerges as more difficult for women than for men. Works of Mercy. The belief that direct action to help the sick or poor made a somewhat valuable contribution to their spiritual and personal fulfillment was registered most strongly by religious priests and sisters. Considering the data by tradition, members of the mendicant and apostolic groups reported that their practice of the works of mercy was somewhat valuable to their personal and spiritual fulfillment. Monastic religious experienced such works as less valuable, and contemplatives, perhaps as a function of their lifestyle, experienced them as least helpful. Factor Conclusions: Social Institution The social institution of religious life in the United States continues to reflect the dynamics of an organization in signifi-cant transition. The lack of role clarity for a large percentage of religious and the ambivalence regarding permanent commitment to the classic vows leave the social institution vulnerable to innu-merable other social and cultural forces. The results would indi-cate that the population of religious in general is moving toward a much more permeable system of membership, commitment, autonomy, and inclusion. While on the one hand this reinforces innovation that includes diversity and broadened assumptions about religious life, the research also indicates that religious do not see how clearly they are influenced by cultural assimilation. Likewise, the credibility of many religious may be lessened in the eyes of those they serve and in the society in which they func-tion because of the discrepancies between their espoused values and their practice. By their own admission, religious see indif-ference and a lack of passion to be a major threat to themselves as persons and to religious life overall in relation to other social sys-tems in society. Factor Conclusions: Congregation Leadership is a critical force for the clarification of the role identity of religious in the United States. Within congregations, 2 8 Review for Religious particularly among women, there exists a fair degree of satisfac-tion with leadership. The hidden side of the satisfaction is that it may signal complaisance among members who at the same time find it difficult to influence the direction of the congregation. For many, the congregation lacks a coherent approach to col-lective action, particularly regarding sponsored institu-tions. In addition, the efforts at renewal have not met indi-vidual hopes. Community life continues to engage mem-bers, and they feel deeply committed to congregational life, willing to be more involved than they currently are, but also feel less influen-tial with leadership in the matter of setting the direction of the congregation. The high need for affiliation noted in the survey results may, in fact, stifle the creativity necessary to move groups into the future. Leadership is a critical force for the clarification of the role identity of religious in the United States. Factor Conclusions: Individual A facet of the research that addresses optimistically the lack of role clarity for many religious is the data that suggests how important spirituality and a vital relationship with God really are for many of them. Structured prayer, however varied the forms, continues to be a value. Individuals feel genuinely called by God to religious life and see an intensified spirituality as desirable. They are personally committed strongly to the community, they derive satisfaction from belonging, and most intend to remain in religious life. It is fair to say that the data indicates a stronger ecclesiology than Christology. Individuals emphasize participation in the life of the church and community as foundational to their spirituality. Their relationship to the person of Christ is less clearly drawn, perhaps because of the design of the study itself or maybe because of shifting language schemes to describe one's spirituality. What is clear from the research is that their spirituality will define their uniqueness in the church and their belonging will satisfy their affiliative needs. January-February 1993 29 Nygren and Ukeritis ¯ Religious Life Futures Project The data suggests also that, if religious experience difficulty, it has to do with the impact of the vows on their life and with their fidelity to the vows. The personal sacrifice that has been the foundation of the vowed life has found support in the effect it has had on the mission of the congregation and the church. Profound shifts have occurred in the interpretation of the vows and the willingness to live them. More fluid interpretations of poverty, obedience, and chastity are widely observed. In addition, some religious describe new vows--of ecology, for instance--as descriptive of the future. Personal understandings of religious life and the commitment required to live the life are very broad. This results in part from lack of role clarity and from the vast cultural shifts in American society that have had a significant influence on religious life. Most religious would see some return to normative behavior as neces-sary, but they are reluctant to do so if that means returning to the sect-like distinction of religious life of the past. B. Leadership The recognition and identification of leadership as a critical factor in the transformation of religious orders prompted the investigation of leadership from many perspectives. These included: 1. a series of regional gatherings attended by 192 leaders of religious congregations; 2. members'oat-large perceptions of their leaders through the National Survey; 3. a separate "Leadership-Competency Assessment of Leaders of Religious Orders" with personality psycholo-gist David McClelland PhD. One of the first issues to surface during the course of the Religious Life Futures Project was the urgency of selecting and training leaders who not only can manage the complexity of reli-gious life that is predicted to intensify during the next 10 years, but also can focus the attention of their communities on a vision that will unite individual efforts inspired by the mission of their founder or foundress. The most striking weakness among cur-rent leaders is their inability to formulate a strategy to achieve a purpose or mission. Also of concern was the increasingly widespread use of con- 30 Review for Religious sensual processes and team leadership. The findings indicate that, while potentially effective, such approaches can often lead to mediocre management, representing the least common denomi-nator within an organization. Uninformed implementation of consensual methods often paralyzes the visionary leader. Leadership Workshops At the Leadership Workshops the participants were asked to write, in the form of a letter to their members, their vision for the future of their congregation, of the people whom their congre-gation serves, and of religious life in general. A content analysis of these "letters" yielded four categories of leadership: Value-based leaders expressed a sense of direction for their con-gregations or themselves in terms of the conceptual and cultural aspects of religious life. They were able to give expression to their values, but were unable to ide.ntify strategies to actualize them. For example, the author of one letter expressed concern about the environment, but only vaguely proposed that the congregation become involved in recycling. A letter simply urging the eradi-cation of "oppressive structures" without any suggested imple-mentation illustrates another value stated without a strategy. Visionary leaders, on the other hand, expressed a sense of direc-tion in terms of the structural and organizational aspects of reli-gious. life. The articulation of a strategy to accomplish their vision marks the difference between visionary and value-based leaders. One of the letters, besides proposing a new form of community in which nonvowed members would participate in governance, named specific guidelines and thus coupled a vision with a strat-egy. Conflicted leaders were unable to address change and often expressed frustration, anger, sadness, and even despair. These feelings were frequently directed toward members of the con-gregations. One such leader wrote, "It seems to me that some of our religious are unconcerned. They seem to have lost the orig-inal enthusiasm for their religious calling. Life has become drudgery for them, and membership in our congregation is a bur-den. Nothing we do or try to do seems to change this picture, and it is of great concern to me." Incognizant leaders, those who are unconscious or unaware of major issues facing their orders, failed to address any of the con- January-Felrruary 1993 31 Nygren and Ukeritis ¯ Religious Life Futures Project cerns facing their congregations or the church. For example, one leader wrote, "There is no secular history/profane history; there is only sacred history. God is present in everything and in all. God journeys with us, with all people. God is the force, the life, the purpose behind everything and everyone." The researchers note that, while God is ultimately the means and the end of reli-gious life and leadership itself, incognizant leaders do not realize their role in enabling the action of God. From these workshops, the researchers concluded that there is often a gulf between the responsibilities of the office and the abilities some leaders bring to it. In many cases, leaders lack the necessary competencies or training to function effectively. Members' Perceptions of Leadership from the National Survey The National Survey measured members' perceptions of their leaders, using a measure of leaders' spiritual intensity and Bass's transformational and transactional leadership scales. The spiri-tual intensity of their leaders is rated highly by both men and wbmen. Both female and male religious expressed a slighdy higher degree of satisfaction with individual leaders than with leader-ship teams. Women were generally more satisfied with their lead-ership than men were. The survey measured the degree to which members viewed their leaders as transformational and transactional. Transforma-tional leaders provide vision and a sense of mission while instill-ing pride and gaining respect and trust. Transactional leaders focus on administrative and operational details. Typically, trans-actional leaders orient subordinates toward achieving goals by monitoring their performance, rewarding their accomplishments, and taking corrective action when necessary. Sometimes they abdicate responsibilities and avoid decision making. Both women and men tend to consider their leaders to be transformational people who embody charisma and individual consideration as well as intellectual stimulation and inspiration. On a scale where 1 represents "almost never" and 5 represents "frequently if not always," sisters' mean ratings of their leaders on charisma and intellectual stimulation were 3.67 and 3.57, respec-tively. Conversely, male religious consistently rate their leaders higher on transactional qualities, contingent reward (brothers' mean was 1.78; priests' mean was 1.70) and active management by exception (brothers' mean was 2.38; priests' mean was.2.26), than 32 Review.for Religious do female religious (contingent-reward mean was 1.62; manage-ment- by-exception mean was 2.06). The findings showed that, while spiritual intensity was the most frequently observed behavior of all outstanding leaders, charisma or individual consideration of members was the most significant predictor of satisfaction with an individual leader or a leadership team. Leadership Competency Study This research unit assessed systematically the competencies required for outstanding leadership. The model of competency assessment developed by McClelland and associates at McBer & Co. was employed. It began with the convening of a panel of experts to assist in identifying a criterion group of 24 present or former leaders of religious congregations regarded by their peers as "outstanding." Using the "Behavioral Event Interview" (BEI) method also devel-oped by McClelland, the research team interviewed this group of 12 women and 12 men. Similar interviews were conducted with a control group of 15 "typical" leaders (11 women and 4 men) matched with the criterion group for age, gender, tradition, size of congregation, and length of tenure. These interviews were then transcribed and coded by two separate raters for leadership competencies. Analysis of the data revealed that outstanding and typical lead-ers share certain "threshold competencies," including an ability to articulate the mission of their congregations, an inclination to act efficiently, basic conceptual and analytical skills, self-confi-dence, and avoidance of impulsive or emotional expression. These can be regarded as foundational competencies for leaders of reli-gious orders. Outstanding leaders, however, were found to differ from typ-ical leaders in several significant ways. For instance, outstanding leaders expressed, nearly three times as often as did typical lead-ers, a desire to perform tasks well or better than they had been performed in the past. They stated more than twice as often as typical leaders that they wanted to find new ways to achieve goals and to make things better for the people their order serves. Approximately 65% of the outstanding leaders mentioned taking initiative to deal with anticipated problems at least five times. Only 22 % of typical leaders referred that often to taking such actions. January-February 1993 33 Nygren and Ukeritis ¯ Religious Life Futures Project Outstanding male leaders are more likely to start projects dealing with problems anticipated in the coming years than are typical male leaders and female leaders in general. The study also found that outstanding leaders were signifi-cantly more likely than typical leaders to mention using their power to influence group decisions or behavior; to build consen-sus and team spirit by soliciting the views of others; to attempt to see issues from different perspectives; and to draw on divine assis-tance in their leadership roles. Conversely, typical leaders were more inclined than outstand-ing leaders to mention that they had threatened sanctions to control the behavior of subordinates; had acted out of formal authority, not by building consensus; and had involved themselves with the per-sonal problems of individual mem-bers as opposed to the problems of the entire congregation. Typical leaders seldom refer to God in their leadership activity. The study' also found differ-ences between outstanding men and outstanding women leaders. Outstanding men appeared more likely than outstanding wo~nen to have begun new projects; to have acted assertively; to have offered more opinion, s, particularly negative ones, to subordi-nates; to have developed the leadership capacity of others; and to have experienced the benefit of God's support. The outstanding women, on the other hand, appeared more likely to have focused on consensus building; to have pointed to the spiritual significance of events; and to have positive expecta-tions of others and of religious life in general. The leadership-competency assessment revealed that out-standing male leaders are more likely to start projects dealing with problems anticipated in the coming years than are typical male leaders and female leaders in general. Neither ?utstanding nor typical female leaders appear to initiate such projects. While all male leaders report more behavior that threatens members with termination of an assignment or with dismissal from a con-gregation than do female leaders, this is strikingly true of typical male leaders. Outstanding female leaders behave in this manner more frequently than their typical counterparts. This suggests the desirability of a moderate use of sanctions. 34 Review for Religious C. Visioning Groups Recognizing that various groups of members could offer distinct perspectives, the study was to include the views of persons who could provide specifically clear opinions regarding the future of religious orders. Individuals identified as future oriented yet rooted in their order's charism were invited to participate in one of four Visioning Groups. This research unit was conducted through a series of weekend gatherings. The aim was to learn about the personality characteristics and beliefs of the individu-als and to develop strategies and agendas that could implement the visionaries' images of the future of religious life. Their prospec-tive views would also be compared with those of both leaders and members-at-large of religious orders. Selection of Participants Subjects for the Visioning Groups were recruited through a nomination process that began with a letter sent to the major superiors of 550 randomly selected congregations. The superi-ors were asked to consult with their councils, similar groups of advisors, or members-at-large to nominate one member of their order to participate in a group experience. Criteria for selection asked that the nominee be a person of vision who is recognized for his or her ability to live the charism of the congregation in today's society and that the nominee be able to articulate a sense of hope and a belief in the future of religious life. A total of 92 religious-- 48 women and 44 men (12 brothers and 32 priests)--participated in the Visioning Groups' gatherings. "The Dilemma": Affiliation vs. Transformation One of the most significant findings of the Visioning Group workshops emerged from an exercise conducted during the course of each gathering. Participants were organized randomly into groups of three or four people and given the task of identifying those elements critical to the future of religious life. After a period of private reflection, participants were asked to gather in their assigned groups and share the results of their reflections. Each of these groups then joined another, resulting in groups of 6 to 8. They continued the conversation and were then asked to con-struct an image or metaphor that captured visually and graphically the components they considered essential to a future vision of religious life. The results of their work included such images as a January-February 1993 35 Nygren and Ukeritis ¯ Religious Life Futures Project kaleidoscope, a prism, a jazz band, a symphony orchestra, and the spiral of unitive consciousness. After all groups in a session had ~'eported and presented their images of the future of religious life, each person was asked to consider all the models and to stand near the one he or she found most compelling in terms of a future vision. Participants were asked to base their choice on their willingness to make a personal commitment and to devote their energy to realizing that future vision. This request invariably created a dilemma for the partici-pants. Preferring a model designed by another group produced in most individuals a sense of guilt, of betrayal and abandonment of the group with which they had worked to produce an image. This process replicated the dilemma which many members of congregations experience in wanting to be involved in actualizing a compelling vision of the future, but desiring also to maintain existing relational bonds. While this sense of loyalty or affilia-tion that inhibits change is not unique to religious groups, it does represent a critical factor in groups moving toward changing the future. Affiliation is generally stronger than vision. This tension is particularly important to consider in light of the National Survey's finding that members of religious orders experience a particularly high need for affiliation. This dynamic is an important challenge for religious leaders. Visioning Groups Conclusions: Social Institution Revitalized religious life, rooted in Jesus Christ and the gospel's values, will manifest that spirit in the world by challeng-ing systems that oppress others, by living in visible simplicity, and by renewing congregations' fidelity to their founding pur-pose. The visioning groups view authority as power that is shared among communities of equals. This perception, however, may level the traditional notions of the vow of obedience and bring more democratic ideals into the classical traditions of religious life. Viewing the global community as the locus of redemption, sisters, brothers, and religious priests will face alterations in prayer, expanding their language for a greater inclusivity. They will choose to share in the world's suffering and will shift away from the rigidity of regional and juridical thinking. Members of reli- 36 Review for Religious gious orders will express their relationship with Jesus in the con-text of belonging, in shared symbolic life, and possibly in a shift in primary language. The dominant language of religious life has shifted from theological constructs to social and psychological paradigms. Many religious no longer use sacramental or tran-scendental frames of reference to describe their experience of God. Multiculturalism as normative is desirable, but confronting the personal and systemic racism that marks our society and reli-gious orders could be the single greatest challenge in the area of membership. Conclusions: Congregation Religious congregations ought to provide opportunities for structural expressions of emerging forms of religious life. To do so, they will have to discern the contemporary expression of their founder's charism, redefine or reestablish boundaries for mem-bership and behavior, and confront the discrepancies between espoused and lived values. The images (discussed above) of a future vision of religious life that were constructed by small teams were efforts to isolate and highlight a particular manifestation of a charism, not as an end in itself but to show a possible direction for the congregation to move in. At present, such efforts to regain the founding spirit are often viewed by the majority of members as marginal. When those who may have the vision are pressured to conform to the group, revitalization may be undermined. Conclusions: Individual Individuals within religious orders will shift from an internal to a global focus. They will need to acquire new interpersonal skills and an ability to cope with moving from stability and secu-rity to change and risk that lead to a more clearly focused mission. Challenging a culture that has supported privatism and indi-vidualism, members of religious congregations will need to reex-amine nonnegotiables. Relinquishing many previously held tenets, they will respond to the call of serving absolute human need in the spirit of their founder. New members must demonstrate the maturity to live a life of sacrifice, must possess or acquire the skills for leadership posi- .~anuary-Fetrruary 1993 37 Nygren and Ukeritis ¯ Reh~ious Life Futures Project tions in global and church communities, and must be able to sus-tain intimate relationships in the context of a celibate commit-ment. Current members, too, who continue to belong to religious congregations will need these skills and qualities and must prepare to live in communities that require them. D. Caring People The Caring People unit studied the characteristics of persons identified by members of their congregations as "uniquely car-ing" or "unusually helpful, thoughtful, understanding, or caring persons." All selected subjects received mailed packets that included a cover letter, a six-picture story exercise (projective technique), the National Survey questionnaire, and a variety of open-ended and short-answer measures. Because traditional question-and-answer research does not easily permit the study of unconscious motives, open-ended (projective) techniques were used to study the motive structures of these persons. This approach was espe-cially important because much research about traits and behavior typically depends on self-reports which introduce the possibility of bias in the direction of socially acceptable responses. In other words, what might have been measured in other studies was the need for consistency of self-image, not necessarily the subject's willingness to go to the assistance of a needy person. By coding responses to some open-ended questions, we were able to con-struct a profile of caring people. Findings The Caring People study found that, in contrast to typical religious, religious who are perceived as unusually helpful, under-standing, and caring feel closer to and more trusting of God, who is seen as the source of healing and care. On projective measures, caring religious score higher in trust and lower in mistrust than typical sisters, brothers, and priests and tend to portray authority as benevolent. Caring religious con-nect divine assistance, in contrast to individual effort, with heal-ing experiences. They are less self-controlling and more spontaneously inclined to generosity. Caring people state that they often find the experience of contemplative prayer very valuable. They also demonstrate a 3 8 Review for Religious greater interpersonal involvement in caring experiences. Caring religious describe these relationships as growing and mutual and as containing a wider meaning or significance beyond the imme-diate relationship. Finally, these religious experience more joy in caring and more zest for living. This contrasts with typical religious, who describe caring for others in tension-reduction terms. That is, typical religious report their caring as a response to a need in themselves such as caring out of duty or as a repayment, or car-ing in response to special needs such as the illness, rejection, or trauma of other people. Presence of God This research suggests that, for caring religious, helping is not simply a transaction between two people. There is a third force in the relationship that .might most generally be called a "benevolent authority" or, more simply, God. The caring reli-gious stays in close touch with God and wants to share this behev-olent authority with others. When encountering a person in need, the goal of the caring religious is not primarily to relieve his or her suffering, but to create a three-way relationship in which Jesus and the gospel's values are deeply involved. Helpers of this type do not see themselves as agents in the process; at most they are partners with or assistants to the real source of helping. They do not feel ultimately responsible. For this reason and also because the helping is in itself joyous, caring religious do not as readily "burn out." This description also explains why caring religious who are so motivated are perceived to be helpful rather than manipulative. Because they so obviously believe that of themselves they can do nothing and because they want to establish a mutually rewarding i'elationship, caring religious are not perceived as egoistically threatening the self-esteem, interpersonal power, or indepen-dence of others. To the extent that responding to absolute human need is embraced anew as the ultimate mission of religious congrega-tions, the formation and development of this motive for religious life is clearly essential. Caring People Conclusions: Social Institution This part of the research effort assumes that a fundamental ffanuary-Felrruary 1993 39 Nygren and Ukeritis ¯ Religious Life Futures Project component of the role identity of religious is their call to care for others. It also assumes the motive of desire for oneness with God. Perhaps the future of religious life will be defined increas-ingly by these attributes or actions on behalf of others that medi-ate the presence of God. Caring religious live an operative Christology that is simultaneously immanent and transcendent. Conclusions: Congregation The Caring People study suggests that the heart of congre-gational life is the life of Jesus Christ in the gospel. The imme-diacy of the presence of the caring person to another is possible because of this effort to mediate God, whom they see as a benev-olent authority and the source of their action. Conclusions: Individual The focus of individual formation must be increasingly spir-itual. This research would indicate that those who learn to be authentically caring are inclined spontaneously to generosity, are trusting, and are aware that God acts in and through them. This level of freedom requires viewing God as a benevolent authority in whose name one acts as mediator. E. Individual Interviews Using a standard protocol developed for use in the Individual Interviews phase of the study, the researchers 15robed persons identified as particularly cognizant and understanding of religious life's nature and purpose and of the challenges now facing women and men religious and identified, too, as having the qualities required for leadership in the future. The purpose of this por-tion of the study was to verify the beliefs of members-at-large about the nature and purpose of religious life and its mission, about emerging forms and structures, and about future directions and to compare these beliefs with those surfacing in other forums. Conclusions: Social Institution Interviewees noted that the mission of Jesus will be the cen-tral focus and that the spirituality of congregations will be rooted 40 Review for Religious in their charism. Driven by pressing social and ecclesial needs, charity and justice will be the focus of mission and ministry, and most apostolic community life will be in proximity to the poor. Although a clear church identity will be maintained, the struc-tures of religious life will be based on mission rather than canons, and the unique charism of religious life will remain largely distinct from hierarchical functions. An inclusive atmosphere will be marked by multiculturalism, a clear inclusion of women and the feminine, and a genuine respect for diversity. Perhaps the most striking discrepancy in the portrait of the future of the social institution of religious life that emerges from the Visioning Groups, the National Survey, and the Individual Interviews involves commitment to the poor. The random sam-ple of members reveals at most a moderate commitment to par-ticipate in an activity which has become increasing!y a mission espoused by many religiou~ orders and quite explicitly by the church. Conclusions: Congregation Some of several changes in congregational living could strengthen the religious orders of the future. Specifically, inter-viewees indicate that religious community life will be marked increasingly by the intentionality of sha~ed values, purpose, and resources. Some congregations whose charisms are similar will merge, the number of apostolic groups will decrease, and many groups will become smaller. Because their members report greater clarity of focus and mission, membership in monastic orders may increase. The ranks of religious orders will be marked by older mem-bers, with few younger members and many second-career entrants. New congregations, though few, will contribute to the revital-ization of religious life. Religious congregations must examine the impact of what has often been an uncritical introduction of associational and affilia-tional forms of membership. This will entail a focus on the mean-ing of membership and in many cases the reestablishment of boundaries. Congregations that are vital to the church will have an explicit focus, and their effectiveness will be enhanced by the members' commitment to the collective mission. January-February 1993 41 Nygren and Ukeritis ¯ Religious Life Futures Project Conclusions: Individual In the view of those who participated in the interviews, com-mitment to works of mercy is critical. Most individuals who belong to religious orders were motivated at the outset by their impulse to generosity and are sustained by their special relation-ship with God. By serving those with absolute human need, sis-ters, brothers, and religious priests will dedicate themselves to a high-cost, high-commitment life in communities that can be wit-nesses to Jesus Christ and the gospel. E Historical/Theological Monograph Because it is important also to understand the findings of the study from both historical and theological perspectives, the researchers commissioned a theological/historical monograph. Elizabeth Johnson CSJ, PhD, of Fordham University, will write a theological monograph focusing on religious life since the Second Vatican Council. John W. Padberg SJ, PhD, of Saint Louis University, will provide a historical postscript to her work. This work, projected for completion in 1993, will add perspective to the wealth of information collected, analyzed, and evaluated in this research effort. IV. Conclusions:Shaping the Future of Religious Life If religious life is to continue to be a vital force in the church and the world, the FORUS study concludes that dramatic changes must occur in most religious congregations in the United States. Fidelity to the spirit of the founder and responsiveness to critical and unmet human needs are basic to the ongoing mission of reli-gious communities. Yet, while individual examples abound, only in limited ways have religious acted collectively to address absolute human needs, new forms of poverty, and demands that seemingly outstrip the capacity of any group to respond. Vatican II called religious to a return to the "spirit of the founder." While most congregations have engaged in much study and have made great efforts to move in this direction, the absence of corporate commitment to meeting currently unmet needs in the light of gospel imperatives stands in contrast to the collective vision and action inspired by God that marked the birth of most apostolic, monastic, and contemplative congregations. Religious 42 Revieva for Religious life as a social institution in United States society is at a crossroads. To achieve a desired future, religious as a group as well as indi-viduals must confront the forces that currently restrain them and reinforce the dynamics that will allow them to be in fact respon-sive to absolute human need in accord with their particular charism. A future marked by significant revitalization will emerge for congregations that--in union with God, in fidelity to their founding purpose, and in response to absolute human need--confront the current gap between the gospel and the culture. The research concludes with an equation of sorts, depicted in Figure 2 below, that can be applied to all con-gregational traditions in vary-ing degrees. The interaction of eight critical factors in the context of personal and collec-tive conversion will move con-gregations from their current states to their desired futures. The research also concludes that for other groups the The absence of corporate commitment to meeting currently unmet needs in the light of gospel imperatives stands in contrast to the collective vision and action inspired by God that marked the birth of most apostolic, monastic, and contemplative congregations. restraints on advancement are severe and may lead to decline. What follows is a brief summary of the conclusions drawn from the various facets of the study. 1. Individualism and Vocation Since Vatican II, shifting paradigms of vocation and con-comitant cultural trends have deemphasized the distinctiveness of the religious life. The research suggests that the personal call to holiness given to all Christians in Lumen Gentium did in fact impact religious life and the understanding of the religious life. Religious feel somewhat ambivalent about their current state while at the same time celebrating the advances of the laity in the church since Vatican II. The age of experimentation in the church paral-leled vast cultural shifts in kanerican society towards individualism, cultural assimilation, and the democratization of all authority. ~anuary-February 1993 43 Nygren and Ukeritis ¯ Religious Life Futures Project Figure 2 Shaping the Future of Religious Life in the US Restraining Forces ~ lndividualisrn]~ ~Average Loadershipl_~ Aut"orit V'i

Issue 53.1 of the Review for Religious, January/February 1994. ; Christian Heritages and Contemporary Living JANUARY-FEBRUaRY 199Zl. - V6LUME ~; ¯ NUMBER 1~o Review for Religious (ISSN 0034-639X) is published bi-monthly at Saint Louis Universi~ by the Jesuits of the Missouri Province. Editorial Office: 3601 Lindell Boulevard ¯ St. Louis, Missouri 63108-3393. Telephone: 314-535-3048 ¯ Fax: 314-535~0601 Manuscripts, books for review, and correspondence with the editor: Review for Religious ¯ 3601 Lindell Boulevard ° St. Louis, MO 63108-3393. Correspondence about the Canonical Counsel department: Elizabeth McDonough OP ¯ P.O. Box 29260 ¯ Washington, DC 20017. POSTMASTER Send address changes to Review for Religious ¯ P.O. Box 6070 ° Duluth, MN 55806. Second-class postage paid at St. Louis, Missouri, and additional mailing offices. See inside back cover for information on subscription rates. ©1994 Review for Religious Permission is herewith granted to copy any material (articles, poems, reviews) contained in this issue of Review for Religious for personal or internal use, or for the personal or internal use of specific library, clients within the limits outlined in Sections 107 and/or 108 of the United States Copyright Law. All copies made under this permission must bear notice of the source, date, and copyright owner on the first page. This permission is NOT extended to copying for commercial distribu-tion, advertising, institutional promotion, or for the creation of new collective works or anthologies. Such permission will only be considered on written application to the Editor, Review for Religious. review for religious Editor Associate Editors Canonical Counsel Editor Assistant Editors Advisory Board David L. Fleming SJ Philip C. Fischer SJ Regina Siegfried ASC Elizabeth McDonough OP Jean Read Mary Ann Foppe Joann Wolski Conn PhD Mary Margaret Johanning SSND Iris Ann Ledden SSND Edmundo Rodriguez SJ Sefin Sammon FMS Suzanne Zuercher OSB Christian Heritages and Contemporary Living JANUARY-FEBRUARYI994 ¯ VOLUME53 '* NUMBER I contents feature Between the Times: Religious Life and the Postmodern Experience of God Elizabeth A. Johnson CSJ relates the stress within religious life to the loss of traditional God images and the search now for the hidden face of the living God. 29 43 58 toward the synod The Consecrated Life in Church and World Bishop Jan P. Schotte CICM explains the synod of bishops, with brief descriptions of previous ones and the 1994 synodal process. Charism, Charisms, and Faddism A. Paul Dominic SJ brings clarity to the Lineamenta treatment of the charism of religious life and the charisms of its many con-crete forms in various congregations. Hopes for the Synod and Beyond Joel Giallanza CSC focuses his attention on the identity and mis-sion of apostolic religious congregations and their relationship to the hierarchy. 64 73 82 mission and ministry Images of Hope in an Inner-City Parish George M. Anderson SJ shows God working in unlikely places, making use of humble and broken people to advance the values for which Jesus died and rose. A Bracelet of Elephant'sHair Jo O'Donovan RSM shares her sabbatical experience of an "outer" and "inner" Africa. The Modern Development of Messianic Prophecy Allen S. Maller presents for our ecumenical consideration a deeply felt Jewish view of Messianic meaning and fulfillment. 2 Review for Religious experiencing the spirit 89 Living in the Womb of God Marion Zeltmann PCPA reflects upon her experience of enclosure and prayer as a Poor Clare. 95 Do I Really Believe that Death Leads to Life? Francis Blouin FIC suggests some practical ways of responding to the current dyings manifest in religious life. 102 A Rite for Those Departing Religious Formation Peter A. Lyons suggests positive and wholesome ways in which individuals departing from religious life and ~he community mem-bers who remain might deal ritually with this reality. 107 120 130 religious life issues Integrating Human Needs in Religious Formation Howard J. Gray SJ suggests ways of viewing human needs as "longings," radical desires to be integrated in the art of religious ministry. Chapters Present and Future Catherine M. Harmer MMS reviews the history of chapters in reli-gious life and raises questions about their future functioning. Religious Life, a Continuum Francis Assisi Kennedy OSF examines, historical beginnings of reli-gious congregations for patterns surprisingly serviceable today. departments 4 Prisms 142 Canonical Counsel: The Conciliar Decree Perfectae Caritatis 149 Book Reviews Jan~mry-February 1994 3 prisms 1994--a year still to be lived, a year yet to pass into history. For most people there is a healthy anticipation of "good things" when new begin-nings are made. Perhaps such "anticipation" should be called, rather, a precious grace which interconnects us with God, the eternal optimist. New evangelization is the most consistently optimistic theme of John Paul II's papacy. While his encyclicals and apostolic exhortations are many and weighty (witness the most recent Splendor of Truth), I suspect that his repeated call to a new evangelization will be the most significant and lasting grace for the church. The call is a beginning similar to the beginning of a year; it is not as if evange-lization is any newer than the parade of days which form any year's calendar. The newness in large part comes from the attitude with which we enter into evangelization, just as it comes from the way we enter into another year. The oft-quoted phrase about this call to evangelization being "new in its vigor, new in its methods, and new in its expression" is grounded in the attitude which we bring to our Christian responsibility as evangelizers. Attitude alone is not enough, but unless the grace of optimism warms our efforts as believers in Good News to share it and explain it and to offer people a challenge, little evange-lization is the result. Do members of religious congregations need to see a more intimate connection between the new evangeliza-tion and their own efforts at renewal? Since all forms of Christian life come from our having the gospels in our blood, it would seem obvious that an evangelization effort promotes effective renewal. The gospels not only have 4 R~,iew for Religio~s inspired the different forms of religious life, but also have helped shape its various expressions and methods. Men and women moved by the Spirit of Christ have gifted the church with at least three prismatic "colors" of Christ-following that look monastic or mendicant or apostolic. The question remains for us today who have been illumined by these various Christ-prisms how our gospel-inspired attitude can reveal the graced mystery of this life-form in terms of new depths of meaning and new ways of expres-sion- in the very heritage we claim. The darkness we feel comes not from Jesus, the light-source whom we follow, but from our own self-chosen, squint-eyed angle of vision having so little to do with grace or gospel. So often our efforts at renewal seem more a vain search for one "tree of life" instead of for the God who gives all created gifts for our creatively discerned use. Optimism marks the effort of anyone who begins something. An evangelical optimism seems almost lacking both in internal reli-gious congregation renewal attempts and in hierarchical control efforts. As we begin this year of the synod on consecrated life, our prayer for ourselves and our church begs again for that grace dear to our God imaged as the prodigal parent who expects the son (and daughter) to be coming up the road--the grace of opti-mism. As we begin this new volume, Review for Religious warmly welcomes Regina Siegfried, a member of the Sister Adorers of the Blood of Christ, Ruma province, as associate editor. She serves currently as assistant professor of historical studies and spiritual-ity at Aquinas Institute in St. Louis. Former editor of Spirituality Today, she is well known for her books Selected Poetry of Jessica Powers, edited with Bishop Robert Morneau, and In the Company of Preachers, edited with Edward Ruane OP. Review for Religious accepts graciously the loss of Michael Harter SJ as associate editor. In his new role assignment as direc-tor of novices for the Jesuit Missouri provirice, he can assure young candidates' solid formation through their familiarity with articles from Review for Religious. So in losing an editor, I am sure that we are gaining a number of new subscribers. Just as he leaves this media field, his prayer book, Hearts on Fire: Praying with Jesuits, has been published by the Institute of Jesuit Sources in St. Louis and is already in its second printing. We wish him well and know that we will miss him. David L. Fleming SJ January-February 1994 5 feature ELIZABETH A. JOHNSON Between the Times: Religious Life and the Postmodern Experience of God As the third millennium of the Western, Christian calen-dar approaches, all manner of assessments are being made about what will fade into history and what will newly flourish in the year 2001 and afterwards. It does not take a new millennium, however, to see that religious life in the United States is passing through an epochal change, the outcome of which in terms of fade or flourish is an open question. The research project "The Future of Religious Orders in the United States," conducted by David Nygren and Miriam Ukeritis under the sponsorship of the National Conference of Catholic Bishops, the Conference of Major Superiors of Men, and the Leadership Council of Women Religious, sets out fully aware of this moment in history2 The original proposal for this study underscores the rad-icality of the journey now underway. Religious orders, it notes, are in the midst of a process of transformation, defined in categories from the social sciences to mean: The operation of changing (as by mapping or through strategies) one configuration or expression into another in accordance with a rule, a purpose or mission. Elizabeth Johnson csJ is associate professor of theology at Fordham University. This article will be part of a companion book to The Future of Religious Orders in the United States: Transformation and Commitment, (Praeger Publishers, 1993) by David J. Nygren and Miriam D. Ukeritis. Her address is Department of Theology; Fordham University; Bronx, New York 10458-5165. 6 Review for Religious Such change, furthermore, involves: qualitative, discontinuous shifts in organizational members' shared understandings of the organization, accompanied by changes in the organization's mission, strategy, and formal and informal structures. The most basic questions of group and individual identity, involving who religious are, how they are to live, what they are to do, and why, are all at stake. Religious orders in this country, the proposal continues, are in the midst of a transformative process so profound that it will lead to the demise of some, the revitalizing of others, and the birth of new forms of the evangelical life as yet unimagined. The aim of this research project is to identify factors within religious orders themselves that will contribute to a suc-cessful outcome of this major metamorphosis. Recent historical studies have unveiled a heartening picture of how the evangelical following of Jesus in the church, traditionally called "religious life," has been incarnated in a great diversity of forms. From monastic to mendicant to apostolic communities, to mention but a few of the more widespread models, new forms of this living movement have consistently emerged from the insights of individuals and groups responding to the Spirit in the crucible of cultural change. A compelling interpretation of the present sit-uation holds that in the United States, at least, the present crisis of religious orders signals yet another breakthrough in the many-faceted evolution of forms of the evangelical life. If this be true, this is the first time in the history of the church that members of religious orders in a time of transition have been so self-con-sciously aware of their situation and so equipped with the tools of modern research that they can reflect on and even direct the pro-cess of change. The purpose of this essay is to provide a theological context for the data that follows. It is important to note that this essay was commissioned, designed, and largely written before the research project was completed. Therefore it should not be read as an interpretation of the project's findings. Rather, it is intended as an independently conceived reflective piece on this moment in the history of religious life. To .contextualize the report that follows, this essay first surveys the state of the question in contemporary literature on religious life and then identifies a basic shift occur-ring that affects all the rest and that holds great portent for the future, namely, a change in the experience of God.2 January-February 1994 7 Johnson ¯ Between the Times The living tradition of the change of forms of religious life is still alive; the great cycle of death and rebirth is turning once again. State of the Question Starting in the late 1970s, a number of excellent works have contributed to discussion of the meaning of religious life and have expressed the emerging self-understanding of religious them-selves. Written by or available to members of religious orders in North America, the list includes works on the history, sociology, and theology of the life as lived by both women and men in general,3 as well as works that focus on the experiences of women4 or men5 in particular. The imagery and language of these writings reflect the enormous tension in the state of the question, both as lived and reflected upon. There is a prevalence of "re" words: revitalize, refound, rein-terpret, reimagine, reweave, redefine, rebirth. Metaphors point to new creative acts: pouring new wine into new wine-skins; reweaving the threadbare cloth; standing at the crossroads and discerning the way ahead; planting new seeds; mid-wiring a birth; bringing order out of chaos. The focus is consistently on the future: shaping the coming age, strate-gizing for growth, negotiating the challenge of change, claiming identity, being converted. Individual differences of approach in this literature recede when compared with the convergences that these writings dis-play. Virtually all of the authors are seized by the conviction that in the Western democracies the missionary and apostolic mod-els of religious life, prevalent for the last two hundred years, are dying. Relatively speaking and in some cases literally, "there is no one behind us." But this does not mean that religious life itself is dying, for no one form has ever been definitively lasting as the predominant form for every era. What it may well mean, however, is that the living tradition of the change of forms of religious life is still alive; the great cycle of death and rebirth is turning once again,6 The present malaise and decline, if lived through with discernment, fidelity, and courage, can lead to new, yet-to-be-determined forms commensurate with the cultural realities of the third millennium. 8 Review for Religious This being the case, the literature is replete with enlighten-ing analyses of ecclesial and cultural factors at work in the present changes. It also indicates that a strong consensus is taking shape regarding the way forward. A prophetic stance suffused with con-templation is being glimpsed as the crucial spiritual force that seeks expression in coming forms of religious life. Both the anal-ysis and this key proposal are surveyed here as interesting in their own right and as factors that themselves point further to a foun-dational experience of God. Changes in Church and Society The literature agrees that the most important ecclesial factor underlying the shift in religious life's self-understanding contin-ues to be Vatican II's two-pronged theological articulation of the church's identity and mission. Ad intra (internally) the church is first and foremost the people of God, with every member conse-crated by baptism and empowered to life in Christ. The conse-quent universal call to holiness undercuts the traditional notion that religious life is an elite state of perfection whose members are spiritually set above ordinary lay people. Rather, religious live out their call to holiness as a sacrament or sign to the whole church of its Spirit-filled vocation. Ad extra (externally) the church is to turn pastorally toward the world as God's good creation, marred by sin but redeemed by Christ and worthy of attention. The mission of the church in the world undermines the tradi-tional dualism between the sacred and the secular, along with the concomitant idea that religious should be set apart from the world. Rather, they are to live in relation to the world, not over against but ~vith and for, in criticism and compassion. The conciliar shift from a juridical to a more-biblically-based pastoral identity and mission, still being contested and negotiated in the church at large, undergirds the changes in self-understanding, lifestyle, and ministry that now affect traditional forms of religious life. Since the council, additional ecclesial factors have appeared that continue to impinge upon religious life in the United States. The ongoing efforts by religious orders to reinterpret founding charisms is occurring in the context of postconciliar reinterpre-rations of the Catholic biblical, theological, and liturgical tradi-tions themselves. The infusion of insight from these sources is resulting in new and influential understandings, such as the rad- .January-Febrnary 1994 9 Johnson ¯ Between the Times ¯ ical equality of all in baptismal grace. Furthermore, the postcon-ciliar explosion of lay ministries, both ecclesially sponsored and lay initiated, is multiplying the possibilities open to those who wish to serve in the church beyond the confines of traditional religious life. At the same time it creates a situation of shared, collabora-tive ministry between religious and the laity. In these same years, the original immigrant church in this country has reached mainstream status with the majority of its members moving into the middle class. More options for service and advancement have opened up in the civil sector, lessening the church's attraction as the primary field for a dedicated life. In addition, the economic and educational mores of middle-class life coupled with the availability of birth control has resulted in the reduced size of Catholic families, thus shrinking the pool from which candidates for religious life were traditionally drawn. Meanwhile, a new wave of immigration from Latin America and Asia is presently changing the face of the church; one-third of Catholics in the United States are now Hispanic, half of whom are younger than eighteen years of age. Despite outstanding service on the part of some religious of European descent, however, dif-ferences of culture, race, class, and age, if not overt, prejudice, seem to prev.ent the majority of religious orders from making an effective case for their way of life to members of new immigrant groups. Eras do not repeat themselves. All of these ecclesial factors are playing out in the wider con-text of the church .becoming a world church, less European in character and belonging to all cultures; a church of the diaspora, less supported by a homogeneous culture and more a little flock in a pluralist world; and a church in interreligious dialogue, open to the wisdom of other great religious traditions. Social, economic, and political forces at work in the culture of the United States are also contributing to changes in religious life) These forces are many and complex, but several consistently surface in the literature: democracy, which yields a more partic-ipative rather than authoritative style of governance; global aware-ness, which subverts provincialism; growing consciousness of economic and social injustice at home and abroad, which demands action to relieve poverty and promote justice; pervasive violence, which highlights the need for teaching and modeling peaceful resolution of conflicts; materialism, which calls for a countercul-tural witness to simplicity of life and the value of the human over 10 Review for Religious the product; excessive individualism, which cries out for the anti-dote of a genuine community of free and responsible persons; ethnocentrism, racism, and insensitivity to other cultures, which needs the word of the gospel about the fundamental human dig-nity of every person; and feminism, which advocates the equal inclusion of women in that human dignity. The search in the United States for a new, more humane society among ourselves, between all nations, and between human beings and the natural world of this planet contextualizes and begins to inspire the search for new, vital forms of religious life. In a striking way, ecclesial and cul-tural factors have converged in the rise of Christian feminism and its influ-ence in women's religious orders. It is indisputable that women's insights into how to live the evangelical life have never yet been allowed full scope in the course of church history, even now. Perhaps it was the play of prov-idence that unleashed the conciliar reforms at the very moment that the women's movement was gathering force once again in the United States. It is indisputable that women's insights into how to live the evangelical life have never yet been allowed full scope in the course of church history, even now. In any event, while renewing their lives in the light of the gospel and their founding charisms and while strengthening their witness in the world, especially among those depriv.ed of human dignity, women religious became aware of themselves as women in a patri-archal church and society. They .began to notice the systemic absence and silence of women in church pol!cy-making bodies and ministries, its obvious connection with gender, and the result-ing pressures on the way they lived their lives. Contextualized by the women's movement in church and society, they began to find their own voice and to claim, even for themselves, the respect befitting a human person. Women's experience was affirmed as a legitimate if untapped source of knowledge about religious life and its ministry, prayer, community, and governance, and this found expression in their reflection, dialogue, and new constitu-tions. The result of this awakening was a release of energy that bore and continues to bear promise for the future of religious January-February 1994 11 Johnson ¯ Between the Times life. But it also brings conflict as men church authorities refuse to reverence or dialogue with the insights coming from women's experience, insisting rather on conformity to their own under-standing and law. At this point the alienation of legions of women in the church is a matter of public record. Women religious, too, know this darkness. But among women religious in the United States at the end of the twentieth century, the conviction per-dures that the goals of Christian feminism are fully in accord with the gospel. They continue to grapple with issues of identity and mission with the understanding that through their struggle the Spirit of God is offering a transforming grace to the whole church, although, terrifyingly, grace may always be refused.8 In and through all of this analysis of ecclesial and cultural factors that affect religious life today, authors have been seeking clues as to how this life will be able to flourish in the future. The search appears to be narrowing. Glimpse of a New Form: Prophetic, Contemplative Life In books and essays about religious life and in documents generated by religious orders and the national conferences, a new combination of ancient dements is beginning to define the essen-tial character of religious life. The emerging understanding of this life is primarily that of persons and communities called to prophetic ministry embedded in a contemplative relationship to God. Prophecy and mysticism, prophetic witness and contem-plation, will shape the evangelical life of love of God and neigh-bor in its coming age. The two national conferences of men and of women religious place this insight at the head of the list of ten transformative ele-ments they identify for religious life in the future: 1. Prophetic Witness: Being converted by the example of Jesus and the values of the gospel, religious in the year 2010 will serve a prophetic role in church and society. Living this prophetic wimess will include critiquing social and ecclesial values and structures, calling for systemic change and being converted by the marginalized with whom we serve. 2. Contemplative, Attitude Toward Life: Religious in 2010 will have a contemplative attitude toward all creation and be motivated by the presence of the sacred? 12 Review forReligious In a similar way the visioning groups studied in the Futures Project as well as those identified by the research as outstanding leaders consistently and vigorously endorsed the prophetic/con-templative stance. Far from being an esoteric perspective, this stance brings to light what is most basic in Christian faith and what the church itself needs to emphasize in order to thrive in the future. As Karl Rahner foresaw, the spirituality of the future will arise from rela-tion with the living God at the very heart of the world and con-sequently "will be a spirituality of the Sermon on the Mount and of the evangelical counsels, continually involved in renewing its protest against the idols of wealth, pleasure, and power.''t° This is the calling of the church as a whole, and religious life crystallizes and witnesses to this. The two constituent elements, prophecy and contemplation, can be distinguished mentally and examined separately, but in reality they form one living shape, one wholistic form, one gestalt of life. Asking which comes first is a chicken-and-egg kind of question, with no intelligible answer in sight.1~ Contemplation is a way of seeing that leads to union. It arises from an experience of connection with the sacred at the very core of life. Mediated, as always, by created things such as words, images, and actions, this relationship unfolds as persons and com-munities allow these mediations to lead them into the living pres-ence of the holy. Insofar as the created mediations themselves are transcended in contemplation, this experience counteracts the human effort to control the divine and instead delivers the spirit into the bright darkness of God. From one perspective, the con-nection with the sacred is a result of the inflow of the love of God inflaming and awakening the heart. From another, it entails the discipline of becoming fully conscious, journeying to one's deepest self and to the outer limits of the cosmos in order to touch the divine. In the process, the contemplative "knows" God not in an extrinsic, conceptual way but from within, experien-tially. At the very heart of existence one is in touch with holy mystery, a relation for which the I-Thou relationship among human beings is only a remote analogy. As a result, a certain intuition arises by which one begins to know and love the world as God does. This attitude is totally inclusive of all creation. Everything created is precious and sacred within the cosmic ambience of life and is cause for delight and January-February 1994 13 Johnson ¯ Between the Times thanks. But the evident brokenness of the world and damage done persons and other creatures are cause for grief, compassion, and protest. In some unspeakable situations,, the utter depravity of evil occasions the most profound, wordless hope against hope, without any supports, in the risk that God is faithful in judgment and grace. The contemplative attitude is thus not otherworldly but pro-foundly turned toward this world in celebration and resistance, knowing that the Creator is also the Redeemer. The prophetic lifestyle and action that express this way of seeing are not the result of simple humanism (although the world could use a lot more of this too) but of real belief in God. In solidarity with divine purpose for the world, prophetic persons and communities desire to restore right relationships and so to set right what causes pain and suffering. While this has always been the case, the hermeneutic of prophecy in our day with its sophisticated knowl-edge of systems realizes that the wounds of the heart also afflict culture. Thus prophetic witness includes critique not just of per-sonal acts but also of social, economic, and political structures and values in society. Knowing, too, that we are a sinful church always in need of repentance and reform, this witness is borne toward the values and structures of the community itself. The prophetic stance is marked by a number of characteris-tics. These include attentive listening to the creative Spirit of God, connecting with the suffering in a situation and evaluating its causes, naming what is unjust, being empowered to articulate an alternative future based on the dream of God for the world, bringing compassion and hope to the brokenness, and resistance and challenge to the status quo that would maintain it. In the process prophetic persons and communities strive to empower people in their struggle to live and survive, in turn being taught and empowered by them to continue to seek the face of God. In the Christian tradition this witness is shaped by the fol-lowing of Jesus, in whom the compassion of God takes flesh in the world. Contemplation and prophecy were indivisibly connected in his historical life. As Edward Schillebeeckx explains, "In the prophet Jesus, mysticism and healing came from one and the same source--his experience of the contrast between the living God and the history of human suffering." ~2 The reign of God that he announced envisages an end to exploitation or suppression; his ministry in word and deed enacted practical anticipations of this 14 Review for Religious salvation to come. His own drink from the cup of suffering in torment and execution and the seal of God's graciousness in the resurrection ground a hope in human history that has empow-ered discipleship ever since. Remembrance of Jesus through the power of the Spirit guides and informs the life of prophecy and ~ontemplation in the church. This vision of a wholistic con-templative, prophetic shape to reli-gious life in the future, glimpsed in the literature, is already a living, growing reality in some cases. It also stands in contrast to the overall shape of religious life in the present, which has become domesticated by too close an identification with the law, structure, and spirituality of the institutional church. In a particularly eloquent argument, Diarmuid O'Murchu, taking a clue from reli-gious life as it is lived in Eastern religions, contends that religious life in the west needs to reclaim its liminal identity, a move of genuine conversion en.tailing profound change in spirit and structure. Re!igious would then be known as persons and communities who are in touch with the sacred, passionately committed to just and loving relationships, fiercely resistant against exploitation of the earth and of persons, and willing to live countercultural lifestyles with and for the marginalized. They would stand in church and society a.s liminal, archetypal, prophetic persons, articulating and empowering the deepest love.13 To arrive at this goal, religious must confront many chal-lenges and questions. A key CMSM paper muses: People in general probably do not think of us as genuine prophets. What must we do, what price must we pay, if we wish to embrace a prophetic stance? How can we be prophetic without becoming triumphalistic? How can we be prophetic without losing a ministry .to the middle class which is the social origin of nearly all of us? How can we learn to read the signs of the times and discern more surely the thrust of prophecy? What steps must we take to arrive at solid social and cultural analysis? How can we relate our The contemplative attitude is thus not otherworldly but profoundly turned toward this world in celebration and resistance, knowing that the Creator is also the Redeemer. ~anuary-February 1994 15 Johnson * Between the Times traditional institutions to the prophetic role? How can we motivate ourselves, with God's grace, to accept a materi-ally poor standard of living? We have more questions than answers, but we believe that we are on the way to a new, more prophetic presence within the U.S. Church.~4 The Futures Project identifies "fidelity to purpose" and "response to absolute human need" as the two most basic ele-ments for the revitalization of religious life. As this brief survey of the literature shows, the search for the sacred in resistance to what afflicts the world is being fingered as the purpose that will shape the new form of this life. The move toward a contemplative-prophetic stance augurs well for the future insofar as it grapples with the religious heart of the matter in the context of the suf-fering of the contemporary world. Experience of God My own reflection on these matters brings me to a founda-tional area not frequently mentioned in the literature, namely, the idea of God that undergirds the evangelical life. The fasci-nation with the mystery of God is endemic to religious life every-where and at all times. The varieties of structures and self-understandings that have emerged in the course of history only serve to underscore this fact. As Sandra Schneiders observes, "Whatever unites all these people is more interior and spiritual than forms of life or types of behavior."15 The common thread that unites them all is a search for relationship with the sacred, leading to a certain kind of absorption with the religious dimen-sion of life. "Those who are called 'religious' in the technical sense of the word," writes John Lozano, "have decided to adopt a way of life whose intrinsic, underlying explanation is religious experience.''16 This way of life intends to give daily, concrete expression to the experience of God, to empower its further devel-opment, and to manifest its fruits publicly. Put another way by Ladislaus Orsy, the only reason for religious life is the experi-ence of God. This being so, it seems vitally important to inquire about the idea of God that is presupposed at any given moment, for this structures the experience of God that sustains the entire endeavor. As the primary symbol of the whole religious system, the idea of God is a lodestar. It represents what a community takes to be the 16 Review for Religious highest good, the profoundest truth, the most appealing beauty. Thus it is not a neutral concept, but functions powerfully to shape the personal and corporate identity of believers. A religion, for example, which would speak about a warlike God and extol the way he smashes his enemies to bits would promote aggressive group behavior. By contrast, speech about a beneficent and lov-ing God who forgives offenses would turn the faith community toward care for the neighbor and mutual forgiveness.'7 By definition, the One whom people call God is the recipient of absolute human trust, God being "that to which your heart clings and entrusts itself" in the memorable phrase of Martin Luther (OSA).~s Consequently, the idea of God implicitly guides all of a person's and community's principles, choices, system of values, enterprises, and relationships. The symbol of God func-tions. Neither abstract in content nor feeble in its effect, it sums up a people's sense of ultimate mystery, the proper order of the world, and the right orientation of human life and devotion. Along with many others, I sense that a seismic shift is occur-ring in the experience and idea of God in our day and culture. Fully aware that not all people who live at the same time are con-temporaries, I nevertheless think that a certain culturally condi-tioned cast of mind is emerging in our era that yields an idea of God markedly different from the classical model. VChat is emerg-ing is a notion that coherently supports and strengthens prophetic and contemplative consciousness. Thus it is not just the move from a juridical to a pastoral relation of the church to the world, nor the dissolving of the sacred-secular dualism, nor increased global and ecological awareness, nor growing consciousness of injustice, nor any of the other ecclesial and social factors that alone or together are causing the changes in religious life. Rather, at the deepest level what is transpiring, I think, is new experience of God. The Postmodern World The contemporary mind-set in the United States shaped by conditions of the late twentieth century is frequently described as postmodern. First coined in artistic, literary, and philosophical circles, this term is used in a bewildering variety of ways to describe the sentiment that humanity must go beyond the mod-ern. Like the wanderer in Kafka's parable who, when asked where January-February 1994 17 Johnson * Between the Times he is riding to, responds, "I don't know,., only away from here, away from here, only by doing so can I reach my destination,''19. postmodernity points beyond the present to what cannot yet be readily envisioned. Philosopher Stephen Toulmin refers to the world "that has not yet discovered how to define itself in terms of what it is, but only in terms of what it hasjust-now-ceased-to-be," namely, the modern world originating from the seventeenth-cen-tury Enlightenment.2° Modern!ty esteemed at least four dynamic forces: the myth of unending progress, the clear and distinct ideas of universal reason, the power of the self-contained individual directed by his soli-tary ego, and the ascendancy of human control over nature. By contrast, postmodernity is conscious of the end of progress, the limits of reason, the sad isolation of the unconnected individual, and the catastrophe that results when nature is disrespected. Not everything originating in the modern era is to be discarded. One would want to keep the emphasis on human dignity and human rights and their expressions in liberty and equality (fraternity in isolation is suspect). But postmodernity is awake to the egregious failures that the modern ethos has wrought. It wants to go Away- From-Here. Perhaps the most felicitous description comes from David Power, who observes that postmodernism is the sensibility that does not try to pretend that the twentieth century has not hap-pened. Sprung from the disruptive, out-of-control evils of this century, postmodern consciousness is aware of the chaotic, con-tingent, threatened character of existence and the fragility of the human project. Two distinct but related positions have developed within this general description. One, the option for deconstruction, seeks to undo the power and securities that produce such evils. In theory and art it pokes holes through the rationalizations of the victors, unveiling their pretensions to righteousness and order. While in its extreme form postmodern deconstruction leads to radical skep-ticism and nihilism, its bracing insights are powerfully instruc-tive as to what should not be. In tandem with this option, a second, more constructive model has emerged. Suspicious of inherited triumphal truths, it seeks out suppressed voices and sto-ries, risking new interpretations of established tradition "from the margins" in order to enable resistance to the forces of destruc-tion. Its aim, unlike nihilism, is a more just and humane universe. 18 Review for Religious It is this latter type of constructive postmodernism, found in intellectual theory, literature, and art as well as in grass-roots movements, that generates a certain kind of spirituality.21 Its char-acteristics are painted here in broad strokes. Postmodern spiri-tuality notes the ambiguous character of progress itself and takes its bearing not from the dream of untrammeled, irreversible progress fueled by a consumerist mentality, but from the suffering of those on the underside of history, keeping in view the gaps and failures of human advance. It seeks wisdom not in the clear and distinct ideas of what is claimed to be universal reason but is in reality the thought of privileged men; rather, it honors the plurality and ambiguity of human con-sciousness, sensitive to the differ-ence that difference makes according to one's social location in gender, race, and class. The com-pass of postmodern spirituality points not to rampant individual-ism and its violent outcroppings but to the importance of community The compass of postmodern spirituality points not to rampant individualism and its violent outcroppings but to the importance of community and tradition, prizing human solidarity and peace. and tradition, prizing human solidarity and peace. It finds life not in human supremacy over the earth but in affective kinship with the extended family of the cosmos. In a word, it prizes not isolation but essential connectedness; not body-mind dualism but the wholistic, embodied person; not patriarchy but inclusive fem-inism; not militarism but expenditure for the enhancement of life; not tribal nationalism but global justice. Our age is witnessing the shift to a postmodern cast of values, in theory if not always in practice. This constitutes a widespread, if not universal, cultural phenomenon in the United States, even among Christian believers. It may well signal the first phase of an axial breakthrough in human consciousness that will shape the next millennium. If so, that is of no little significance for the future of religious life in this country. For the postmodern sensi-bility in its constructive form has a strong affinity with the prophetic-contemplative stance increasingly envisioned as con- January-February 1994 19 Johnson ¯ Between the Times stitutive for the future of religious life. At the very core of that life is the experience of God. And so we come to the heart of the matter by asking how the postmodern matrix shapes the experi-ence and concept of the sacred. Postmodern Experience of God In our era the concept of God developed by rational En-lightenment theology in the context of modernity has become largely unbelievable. Whether drawn from revelation or philo-sophical inference, this by-now-traditional theism views God as the Supreme Being who created all things and who governs all things with inscrutable providence. Perfect in a way that stands in sharp contrast to the finitude of creatures, "he" (the theistic God is always referred to in male terms) is "infinite, self-existent, incor-poreal, eternal, immutable, impassible, simple, perfect, omni-scient, and omnipotent.''22 Although architect and ruler of the world, it is essential to God's deity that he be essentially unre-lated to this world and unaffected by what happens in it. This view therefore excels at stressing ,divine transcendence and its human counterpart of spirit, while divine immanence along with the importance of matter and the body tend to slip from view. This God of classical theism is modeled on the pattern of an earthly absolute monarch, a metaphor so prevalent that most often it is simply taken.for granted. As a king rules over his subjects, so God the Lord has dominion over his creatures, a view which, as Sallie McFague has shown, is intrinsically hierarchical, whether the divine reign be accomplished through dominance or benevo-lence. 23 In theory such theism adheres to the truth that the mys-tery of God is beyond all images and concepts. Yet history shows how in practice modernity tends to objectify God, reducing infi-nite mystery to an independently existing Supreme Being along-side other beings, a solitary, transcendent power who together with the world can be thought to form a larger whole. This is the idea of God that is no longer seriously imagin-able within a postmodern sensibility. Factors that contribute to its lack of cogency include the evils of this century, contemporary science and its view of the universe, liberation and feminist anal-ysis, the political disparagement of dictatorship, and the encounter among world religions. Any one of these alone would put a large question mark next to the modern symbol of the divine. Taken 20 Review for Religious together within the cultural shift to postmodern consciousness, they all but bury it. The result for people of faith is the radical loss of their famil-iar God image, along with the experience of divine presence that it mediated. Along with this also comes the loss of their sense of place in the order of the universe. As Janet Ruffing comments on the domino effect of loss of the tradi-tional God image in religious communi-ties, "All the ways we had construed our place in the sun and the meaningfulness of our commitment have been gradually eroding.''24 But this experience is not restricted to religious life; it is culture-wide and has attracted a host of com-mentators. For Martin Buber, the loss signals the eclipse of God. For Karl Rahner, it involves entry into the spiri-tuality of a bleaker season. For Constance Fitzgerald, it means the classic mystical experience of impasse and dark night. For Sandra Schneiders, this dark night is not only individual but a corporate purification. For Martin Marry, winter serves as metaphor for this season of the heart. For Michael Bucldey, it is entry into emptiness, silence, the cross in accord with the dynamic of apophatic mysticism,zs For me, this shift is poignantly summed up in the titles of the first and last books of my friend and colleague William Hill OP, now seriously ill. He broke into print with Knowing the Unknown God, an exploration of how the Thomistic category of analogy could lead the mind to God even in the contemporary world. God might be unknown, but we were possessed of some knowl-edge through the judgments we make. Now his recent essays have been collected under the rubric In Search of the Absent God. We are not in possession at all. Enmeshed in history and its suffering, we can but seek the hidden face of the living God.26 The absence of God experienced through the breakdown of traditional mediations of structure and theory does not mean, how-ever, that there is no experience of God at all. In a profound dialec-tic, what has been taken away is encountered in the ache of its loss. Divine absence itself becomes a mode of divine presence. The unknowing beckons to a deeper knowing. Th~ darkness mediates a brightness that the eyes cannot see. The wintry horizon hints at Enmeshed in history and its suffering, we can but seek the hidden face of the living God. .~anuary-February 1994 21 Johnson ¯ Between the Times new life buried beneath the snow. The cry from the depths signals an affirmation of Life deeper than pain, as did Jesus' cry from the cross. As Maura Clarke wrote from E1 Salvador, "In the very absence of God here, God has never been more present to me." 27 It all depends on the character of God. If God be trustworthy, then we hope that we are grounded and enveloped by a Living Presence even here, in the night of the senses and of the spirit. While there is no universal enactment of salvation, the sacred comes in the form of promise mediated through everyday, small fragments of healing, beauty, liberation, justice, and love. This does not remove the darkness, but it allows us to keep on walk-ing. The ice melts but will freeze again: in history there are only relative victories. Lament and celebration are both necessary. Here there are no easy assurances, no props. We know God through hope and, in the face of starkness, even hope against hope, nourished by remembrance and the circle of community. For many years now I have found the prophet of this experi-ence to be Dietrich Bonhoeffer. In his vision God is being edged out of the world and onto the cross, and that is the way, the only way, that God can be with us: "only a suffering God can help.''28 His struggle to believe culminates in the maxim "Before God and with God we live without God.'':9 This is an experience of God in which darkness is an event of disclosure, clearing the decks of a false conception of God and opening contact with the incom-prehensible holy mystery of God who goes beyond all images, all grasping, all ~elling. The manageable God of the modern age who was immediately available and could be counted upon to intervene for our benefit is no longer there. But a new experience of God is already breaking through that intensifies our compassion. Constance Fitzgerald has wisely observed that what is going on in and through this experience is "a progressive hermeneutic of~e nature of God.''3° A full theology of God has yet to be writ-ten in a postmodern context, but the typical spii'itual experience of this age is yielding an unmistakable interpretation.3~ If there be a God at all, then this is absolute holy mystery that can never be fathomed. Not literally a male person writ large, the sacred can be pointed to by any created good: male, female, animal, cosmic. This mystery does not dwell in isolation from the world but encompassesit as the Matrix of its being and becoming. God in the world and the world in God--panentheism describes the mutual relation. Thus related, the Holy One of Blessing is a God 22 Review.for Religious of pathos who participates in the suffering of the world in order to transform it from within. Divine power is the strength of love, rather than raw, monarchical omnipotence. Passionate for justice and peace and compassionate over pain, Holy Wisdom typically self-reveals in the fragmentary breakthroughs of well-being that come about through human partnership with divine purpose. Forever God acts to create a fresh, new future: liberation is her signature deed. A God like this calls for an ethic of critical com-passion. We are impelled so to utter the word of God that the world will be changed and renewed by it. Religious people of all stripes are now in the transitional posi-tion of trying to find words and symbols for this personal and collective experience of God. A common language has yet to come to light. Yet the very way the search is being conducted gives some indication of the outcome. An LCWR paper expresses the efforts of women religious in this regard: God is immanent in creation, in the midst of the web of life. As we bond with the oppressed and marginalized, we know God standing on the side of the poor and oppressed, seeing with the eyes of the poor, leading the oppressed by alleviating oppression. In this context, we see God angry, sad, suffering, marginalized; we see God incarnated in peo-ples of color, in women, in the homeless and battered, the victims of violence and oppression of all kinds. And then the inevitable: Religious find themselves in a "Dark Night." The painful and intense moments of disintegration, which carry the hope for what can break through, characterize our living in this in-between.32 To sum up, the idea of God emerging in postmodern spiritual experience is a contemporary hermeneutic of the God whose reign Jesus preached and embodied: the God of life. If the experience of God is the core of religious life, and if it is this God who is being perceived in contemporary religious experience, then here is a key tt)eological factor shaping the future of religious life in the United States. Conclusion The dialectic between divine absence and presence, in the last analysis, is an experience of the Spirit of God: radically tran- ~tanlmry-February 1994 23 Johnson ¯ Between the Times scendent, like the wind blowing where it will; and at the same time radically immanent, dwelling at the heart of the world to vivify and renew all things. Empowered by the Spirit in our age, people of faith who treasure the living memory of Jesus seek the hidden God of life (contemplation) and live out the passion of God for the world in need (prophecy). It is my sense that religious life is riding the crest of this wave in the postmodern culture of the United States. Internally its forms are breaking down; its interpretive support systems are col-lapsing; rifts with the institutional church exacerbate the dark-ness, especially among women; many members are in distress. Most radically of all, forms of religious life that traditionally medi-ated the experience of God now not only do not mediate this experience but positively block it. At the same time, consciousness of the suffering of poor and marginalized peoples grows; action on behalf of justice continues to attract; women reclaim their human dignity and the voice that goes with it; the vivifying power of God is experienced in and through the human power to chal-lenge, cherish, and set free; the divine mystery is named in new ways. Here and there religious persons and communities begin to articulate the prophetic-contemplative identity coherent with these experiences and act in mission accordingly. For religious life in the United States it is now Advent, the most honest season of all. In my judgment, the times do not call for return to the securities of a previous age. In fact, the very effort to keep alive forms of religious life that have for the most part run their historical course may well be counterproductive to the evangelical following of Jesus. Rather,what is needed is vig-ilant patience, profound prayer, and the ability to act boldly toward that future where new forms of evangelical life will develop. Notes ~ See summary by David Nygren and Miriam Ukeritis, "Future of Religious Orders in the United States," Origins 22, no. 15 (24 September 1992): 257-272. Hereafter cited as the Futures Project. Also in Review for Religious 52, no. 1 (January-February 1993): 6-55. 2 1 would like to thank the following colleagues and friends for pro-viding me with materials for this essay: Mary Ann Donovan SC, Patricia Lucas CSJ, Thomas McKenna CM, Janet Ruffing SM, and Clara Santoro CSJ. My deep gratitude also goes to Mary Catherine Hilkert OP, John W. Padberg SJ, David Power OMI, and Sandra Schneiders IHM for read-ing and critiquing the manuscript in outline or finished form. 24 Review for Religious 3 Among the works that have made significant contributions are: Gerald Arbuclde, Out of Chaos: Refounding Religious Congregations (New York: Paulist, 1988). ~. Strategies for Growth in Religious Life (New York: Alba House, 1987). Marcello Azevedo, Vocation for Mission: The Challenge of Religious Life Today (New York: Paulist, 1988). Leonardo Boll, God's Witnesses in the Heart of tbe World (Chicago: Claret Center for Resources in Spirituality, 1981). Lawrence Cada et al., Shaping the Coming Age of Religious Life (New York: Seabury, 1979). Robert Daly et al., eds., Religious Life in the U.S. Church: The New Dialogue (New York: Paulist, 1984). Barbara Fiand, Living the Vision: Religious Vows in an Age of Change (New York: Crossroad, 1990). David A. Fleming, ed., Religious Life at the Crossroads (New York: Paulist, 1985). Mary Jo Leddy, Reweaving Religious Life: Beyond the Liberal Model (Mystic, Connecticut: Twenty-Third Publications, 1990). John Lozano, Discipleship: Towards an Understanding of Religious Life (Chicago: CCRS, 1983). ¯ Life as Parable: Reinterpreting the Religious Life (New York: Paulist, 1986)¯ Johannes Baptist Metz, Followers of Christ (New York: Paulist, 1978). Diarmuid O'Murchu, Religious Life: A Prophetic Vision (Notre Dame: Ave Maria Press, 1991). Sandra Schneiders, New Wineskins: Re-imagining Religious Life Today (New York: Paulist, 1986). Jean Marie Tillard, A Gospel Path: Religious Life (Brussels: Lumen Vitae, 1975)¯ The Way Supplement 65 (summer 1989): "Religious Life in Transition," pp. 1-152. Patricia Wittberg, Creating a Future for Religious Life: A Sociological Perspective (New York: Paulist, 1991). Evelyn Woodward, Poets, Prophets and Pragmatists: A New Challenge To Religious Life (Notre Dame: Ave Maria Press, 1987). 4 Works include: Mary Ann Donovan, Sisterhood as Power: The Past and Passion of, Ecclesial Women (New York: Crossroad, 1989). Nadine Foley, ed., Claiming Our Truth: Reflections on Identity by United States Women Religious (Washington, D.C.: Leadership Conference of Women Religious, 1988). January-February 1994 25 Johnson * Between the Times Marie Augusta Neal, Catholic Sisters in Transition: Front the 1960s to the 1980s (Wilmington, Delaware: Glazier, 1984). --. From Nuns to Sisters: An Expanding Vocation (Mystic, Connecticut: Twenty-Third Publications, 1990). Lora Ann Quifionez and Mary Daniel Turner, The Transformation of American Catholic Sisters (Philadelphia: Temple University Press, 1992). Ann Patrick Ware, ed., Midwives of the Futttre (Kansas City, Missouri: Leaven Press, 1985). s "Hope-Filled Deeds and Critical Thought: The Experience of American Male Religious and Their Need to Reflect on It," paper pre-pared for the Third Inter-American Conference on Religious Life and printed in David A. Fleming, ed., Religious Life at the Crossroads, pp. 20- 50; John W. O'Malley, "Priesthood, Ministry, and Religious Life: Historical and Historiographical Considerations," Theological Studies 49 (1988): 223-257. The dearth of works in this category is due, I think, to the fact that for most men authors until recently, male experience, given its normative status in church and society, is simply presumed. Thus gendered experience has not become a major category of interpre-tation as it has among women. 6 L. Cada et al., Shaping the Coming Age of Religious Life, is the ground-breaking study that brought the notion of cycles to present-day awareness. See the excellent fine-tuning of this thesis b~; Philip Sheldrake, "Revising Historical Perspectives," The \¥ay Supplement 65 (summer 1989): pp. 66- 77. 7 Here I have found the following particularly helpful: Howard Gray, "Shapes for the Fut.ure," pp. 289-295, and Helen Flaherty, "Religious Life in the U.S.--A Guess at the Future," pp. 296-309, in R. Daly, Religious Life in the U.S.; Anne Clifford, "Women Missioned in a Technological Culture," pp. 37-55, in N. Foley, ed., Claiming Our Truth; the address by Robert Schreiter, "The Environment of Religious Life in 2010," to CMSM/LCWR Assembly in Louisville, Kentucky, August 1989; and the videotape "Religious Life: The Constant Is Change," IHM Sisters, Monroe, Michigan, which is an analysis of societal trends by Amata Miller, Margaret Brennan, and Sandra Schneiders. 8 See Anne Carr, Transfo~wting Grace: Christian Tradition and I, Vomen's Experience (San Francisco: Harper and Row, 1988). 9 Joint Meeting of the CMSM and the Lcv~rR, Louisville, Kentucky, August 1989. ,0 Karl Rahner, "The Spirituality of the Church of the Future," Theological Investigations, vol. 20, Concern for the Church (New York: Crossroad, 1981), p. 145. ~ One of the best contemporary treatises on contemplation remains William Johnston, The Inner Eye of Love (San Francisco: Harper and Row, 1978); and on prophecy, Walter Bruggemann, The Prophetic Imagination (Philadelphia: Fortress, 1978). 26 Revieva for Religious 12 E. Schillebeeckx, Christ: The Experience of Jesus as Lord (New York: Seabury, 1980), p. 821. ,3 D. O'Murchu, Religious Life: A Prophetic Vision, passim. ,4 "Pilgrims and Prophets," paper drawn up by the Religious Life and Ministry Committee of the CMSM for the Fourth Inter-American Conference on Religious Life and printed in D. A. Fleming, ed., Religious Life at the Crossroads, pp. 51-64; quotation at p. 57. is S. Schneiders, New Wineskins, p. 32. 16 j. Lozano, Life as Parable, p. 9. 17 See Gordon Kaufman, The Theological Imagination: Constructing the Concept of God (Philadelphia: Westminster, 1981), pp. 187-189. Kaufmann argues here for the importance of the great symbol of Jesus Christ who, as the image of the invisible God, manifests a God who does not act in a violent way but rather creates a community of love and equality in a peaceable and free way. !8 Martin Luther, "Large Catechism," The Book of Concord (Philadelphia: Fortress, 1959), p. 365. 19 Franz Kafka, "My Destination," Parables and Paradoxes (Berlin: Schocken, 1975), p. 189. I am indebted for this reference to Catherine Keller, "Toward a Postpatriarchal Postmodernity," in David Griffin, ed., Spirituality and Society: Postmodern Visions (Albany: State University of New York, 1988), p. 65. 20 S. Toulmin, The Return to Cosmology: Postmodern Science and the Theology of Nature (Berkeley: University of California, 1982), p. 254. For further descriptions of postmodernity, see Frederic Burnham, ed., Postmodern Theology: Christian Faith in a Pluralist World (San Francisco: Harper and Row, 1989); and Paul Lakeland, Theology and Critical Theory (Nashville: Abingdon, 1990), chap. 7, "Catholicism and Postmodernity." 21 The essays in the Griffin collection are enlightening, especially his own "Introduction: Postmodern Spirituality and Society," pp. I-31. 22 H. P. Owen, Concepts of Dei~y (New York: Herder and Herder, 1971), p. 1. 23 Sallie McFague, Models of God: Theology for an Ecological, Nuclear Age (Philadelphia: Fortress, 1987), pp. 63-69. 24 Janet Ruffing, "Seeing in the Dark: The Present Moment in Religious Life," address to regional meeting of LCWR, Sparkill, New York, September 1991, p. 10. This address, somewhat edited, appears in Review for Religious 51, no. 2 (March-April 1992): 236-248. 2s M. Buber, The Eclipse of God (New York: Harper and Row, 1952); K. Rahner, see note 10; C. Fitzgerald, "Impasse and Dark Night," in Tilden Edwards, ed., Living with Apocalypse: Spiritual Resources for Social Compassion (New York: Harper and Row, 1984), pp. 93-116; S. Schneiders, see video-tape, note 7; M. Marry, A Cry of Absence: Reflections for the Winter of the Heart (San Francisco: Harper and Row, 1983); Michael Bucldey, "Atheism and Contemplation," Theological Studies 40 (1979): 680-699. January-February 1994 27 Johnson ¯ Between the Times 26 William J. Hill, Knowing the Unknown God (New York: Philosophical Library, 1971), and In Search of the Absent God, Mary Catherine Hilkert, ed. (New York: Crossroad, 1992). 27 Quoted in Mary Catherine Hilkert, "The Experience of Impasse and the Roots of Wisdom," address to Dominican Leadership Conference, October 1991, p. 11. 28 D. Bonhoeffer, Letters and Papers from Prison (New York: Macmillan, 1953), letter of 16 July 1944, p. 220. 29 Ibid, p. 219. 30 C. Fitzgerald, "Impasse and Dark Night," p. 112. 31 For a profound analysis see Peter Hodgson, God in History: Shapes of Freedom (Abingdon: Nashville, 1989); and Wendy Farley, Tragic Vision and Divine Compassion: A Contemporary Theodicy (Louisville: Westminster, 1990). 32 "Reflections upon the Religious Life of U.S. Women Religious," paper prepared for the Fifth Inter-American Conference on Religious Life, 1985, and printed in N. Foley, ed., Claiming Our Tmtth," pp. 173-181; quotation at p. 177. Cana, Meaning Uncertain Wine flowed until there was no more at a wedding in Galilee; Mary, seeing this, turned to her son, one till then like any other, a brother, a carpenter who measured what he said and did. "They have no more wine," she said. He hesitated, questioned her, stirred up feelings between them. In the end Jesus acquiesced, six stone jars, water into wine, a fine line crossed, spirit revealed. Yet the uncertainty remains, was it not a mother's prompting that disrupted heaven's intent or is love so strong even God can be swayed by its openness? Neil C. Fitzgerald 28 Review for Religious JAN P. SCHOTTE The Consecrated Life in Church and World: Toward the Synod On 30 December 1991 the Holy Father, Pope John Paul II, called for the gathering in autumn 1994 of the Ninth Ordinary General Assembly of the Synod of Bishops to treat the topic: "The Consecrated Life and Its Role in the Church and in the World." But what exactly is a synod of bishops? What are the various theological elements connected with this institu-tion? What are its pastoral aspects? Practically speaking, how does the synodal process work? And in what way does the treatment of specific topics bring benefit to the whole church? toward the synod A Synod of Bishops Etymologically speaking, the term "synod," derived from the elision of two Greek words, syn meaning "together" and hodos meaning "road" or "way," literally means "together on the way" or "sharing a journey." This idea immediately calls to mind the Vatican II image of the church as the people of God "on the move," always on pilgrimage, led and guided by the Holy Spirit through history to its ultimate fulfillment when the Lord shall Jan P. Schotte CICM serves as the general secretary of the Synod of Bishops. This presentation of his to the May 1993 Meeting of the International Union of Superiors General in Rome was orig-inally published in the UISG Bulletin, no. 92, 1993, pp. 68-78. Bishop Schotte may be addressed at Office of the General Secretary; Piazza Pio XII, 3; 00193 Rome; Italy. January-February 1994 29 Scbotte ¯ The Consecrated Life in the Church come again (see Lumen gentium, §6). The term also calls to mind some biblical associations. For example, in John's Gospel Jesus calls himself the "Way" (see Jn 14:6), and St. Paul makes reference to Christianity as the "Way" (see Ac 22:4). The term's rich theological and biblical associations can be saidto culminate in the concept of the church as communion. As quoted in Cbristifideles laici, "communion speaks of a double, life-giving participation: the incorporation of Christians into the life of Christ, and the communication of that life of charity to the entire body of the faithful, in this world and in the next, union with Christ and in Christ, and union among Christians in the church." Therefore, "communion" should not be looked upon as something static, but an active and dynamic reality which is both a hallmark of the church and the divine force continually enliven-ing her. This mystery of the church's communion is reflected in an unlimited number of ways in the church's life, from its most sub-lime aspect in the sacraments, especially the Eucharist, to the var-ious encounters both personal and communal experienced by Christians everywhere. One instrument for celebrating the communal nature of the church on the local level is through archdiocesan and diocesan synods, which are becoming more frequent an occurrence. In convoking such a synod, a local bishop gathers around himself, as the source and foundation of communion or unity in his partic-ular church, various representatives of the church community-- lay, clerical, and religious--to pray and reflect in common and, using the eternal truths of the faith as set forth in the teachings of the church, to seek pastoral approaches and solutions to living the Christian life as a community and as individuals. The church's communal nature on the particular and univer-sal level also exists in the authority over the church which was established by Christ and subordinated to the task of preaching the gospel (see LG, §20 and §21). Therefore, where the synod of bishops uses the same word as that applied to celebrating the communal nature of the particular church, there is a basic theo-logical difference. The synod of bishops celebrates the mystery of church communion on the hierarchical level, that is, among the bishops. The Second Vatican Council describes this unity in the fol-lowing manner: "Just as, in accordance with the Lord's decree, 30 Review for Religious St. Peter and the rest of the apostles constitute a unique apos-tolic college, so in like fashion the Roman pontiff, Peter's suc-cessor, and the bishops, the successors of the apostles, are related with and united to one another'~ (LG, §22). This fundamental unity of the episcopate is the basis for the teaching on the collegiality of bishops (see LG, §22 and §23), which is like-wise an essential element in understanding the synod of bishops. The highest and fullest expression of this mystery of hierarchical communion is manifested and celebrated in an ecumenical council where the whole .episcopal college is convoked by the Holy Father. On various occasions the doc-uments of the Second Vatican Council refer to the episcopal gathering as a "synod" (see LG, §54; Christus Dominus, §36; etc.). But in this sense the word has the same meaning and theological significance as "council." Where the "synod of bishops" might resemble a "minicoun-cil," there is a fundamental qualitative difference between the two. For example, a synod convenes only a representative por-tion of the world episcopate, and unlike an ecumenical council, the synod of bishops is convened by the Holy Father for consulta-tive and not deliberative purposes. Nevertheless, despite the dif-ferences, "the synod of bishops," according to the Holy Father, "expresses collegiality in a highly ifitense way." The institution of the synod over twen.ty-seven years ago was inspired by the collaboration among the bishops at the Second Vatican Council and its beneficial effects for the whole church. Pope Paul VI on 15 September 1965 in the motu proprio Apostolica sollicitudo, establishing the synod of bishops, used these words: "With the aim of providing for a continuance after the council of the great abundance of benefits that we have been so happy to see flow to the Christian people during the time of the council as a result of our close collaboration with the bishops [and] because The institution of the synod over twenty-seven years ago was inspired by the collaboration among the bishops at the Second Vatican Council and its beneficial effects for the whole church. January-February 1994 31 Schotte ¯ The Consecrated Life in the Church of our esteem and regard for all the Catholic bishops and with the aim of providing them with abundant means for greater and more effective participation in our concern for the universal church, on our own initiative and by our apostolic authority we hereby erect and establish here in Rome a permanent council of bishops for the universal church, to be directly and immediately subject to our power." Much more than a structure inspired by the Second Vatican Council, the synod of bishops has proven itself to be an apt instru-ment for the implementation of conciliar doctrine and the appli-cation of its pastoral directives. At the same time it has also been the forum for the interpretation and further development of the teachings and spirit of the council. An Instrument of Continuous Pastoral Renewal Though each session is called to respond to unique pastoral situations, no synod is ever an isolated event, but has a relation to other synodal gatherings. Because each synod calls together a representative portion of the episcopate with its head the pope, each synod has a relation to the whole church. At the same time, because the synod is a unique response of the episcopal college to the mandate or mission entrusted to it by the Savior, each synod has a relation to the fundamental salvific mission of the church through history as well. A brief look at the various synods which have taken place to date is evidence enough of the importance of these episcopal gatherings for the church and their value in bring-ing about the reforms intended by the council. Pope Paul VI stated the goals for the First Ordinary General Assembly, held in the fall of 1967: "the preservation and the strengthening of the Catholic faith, its integrity, its force, its development, its doctrinal and historical coherence." One result of this meeting was the eventual establishment of the International Commission of Theologians to assist the Congregation for the Doctrine of the Faith and to broaden a discussion on approaches to theological research. The same assembly provided the stimu-lus for the 1983 publication of the revised Code of Canon Law and also made recommendations to the Holy Father on various pastoral questions. Two years later, in 1969, the First Extraordinary General Assembly was convoked to seek and examine ways and means of 32 Review for Religious putting into practice the collegiality of bishops with the pope. This meeting opened the door to greater collegiality in the pas-toral care of the universal church and in episcopal conferences and the relations between individual bishops. In 1971 the Second Ordinary General Assembly treated two subjects: "The Ministerial Priesthood" and "Justice in the World." In the former, treatment was centered on the theological nature of the priesthood with the intention of addressing certain diffi-culties experienced by priests in the course of their ministry. On the subject of justice, the bishops stated the need to relate the gospel to existing worldwide and local circumstances. "Evangelization in the Modern World" occupied the work of the Third Ordinary General Assembly held in 1974. At this assem-bly the bishops reemphasized the essential missionary character of the church and the duty of each member to bear wimess to Christ in the world. The bishops' recommendations and proposals sub-mitted to the pope were used in the formulation of the apostolic exhortation Evangelii nuntiandi. At the Fourth Ordinary General Assembly, which took place three years later, in 1977, the discussion of the bishops centered on "Catechesis in Our Times," with special attention given to the teaching of the faith to children and young people. Shortly after the synod, Pope John Paul II issued the apostolic exhortation Catecbesi tradendae, which utilized a great many of the bishops' insights and proposals. The First Special Assembly of the Synod of Bishops, popularly known as "The Dutch Synod," was convoked in 1980 to examine more thoroughly the teachings of the Second Vatican Council on the mystery of church communion and its practical implications on the universal and local level, and the figure of the bishop and his ministry. In this way the synod sought at that time to address its designated topic, "The Pastoral Situation in Holland." The Fifth Ordinary General Assembly in 1980 reaffirmed the church's teaching on the family, in particular defending marriage and the contents of Humanae vitae. From the discussion and the proposals of the assembly, the pope issued the apostolic exhorta-tion Familiaris consortio. In 1983 the Sixth Ordinary General Assembly, held during a specially called Holy Year commemorating the 1950th year of Redemption, appropriately discussed the need of applying the fruits of Christ's passion, death, and resurrection to the individ- January-February 1994 33 Schotte ¯ The Consecrated Life in the Church These different synodal gatherings which have taken place in the course of the synod's history appear more and more clearly as a continuous process of pastoral renewal. ual and society. The bishops' work during the synod served as the basis for the apostolic exhortation Reconciliatio et paenitentia, which for the first time was designated a "postsynodal" docu-ment. The Second Extraordinary General Assembly in 1985 com-memorated the "Twentieth Anniversary of the Conclusion of the Second Vatican Council" and assessed the state of church renewal according to conciliar teachings. The recently published Catechism of the Catholic Church was the result of a proposal by the bishops at this episcopal assembly. "The Vocation and Mission of the Laity in the Church and in the World" was the topic chosen for the Seventh Ordinary General Assembly in 1987. Through a con-sideration of vocation and mission in the context of church commu-nion, the bishops sought to empha-size the distinctive nature of the lay faithful in the church's life and her work of evangelization in the world. The fifty-four proposals of this assembly were used in the formulation of the postsynodal apostolic exhortation Christifideles laici. In 1990 the Eighth Ordinary General Assembly again took up the subject of priesthood. However, where in 1971 the bishops focused on the theological nature of priesthood and its implica-tions, this assembly's attention was more pastoral in tone, cen-tering. upon priestly formation and the "person" of the priest himself-both religious and diocesan--before and after ordination. The forty-one proposals from this assembly were used by the Holy Father in the formulation of the postsynodal apostolic exhor-tation, Pastores dabo vobis. The Special Assembly for Europe was called in the follow-ing year, 1991, to help discern the kairos of the situation on the European continent created by the historic fall of communism and to consider the role of the church in the various programs of renewal and construction. 34 Review for Religious In preparation are two other special assemblies. In his recent apostolic visitation to Africa last February, the Holy Father announced, in conjunction with the release of the assembly's Instrumenturn laboris, that this special assembly will take place in Rome in 1994, just after Easter. In March the Lineamenta of the special assembly for Lebanon was published, initiating the con-sultation phase of the preparation for that synod. These different synodal gatherings which have taken place in the course of the synod's history appear more and more clearly as a continuous process of pastoral renewal, giving opportunity through prayer and reflection to deepen a sense of the church's mission and to stimulate all the people of God to participate in this mission, each according to his or her state. Perhaps our under-standing of the synod of bishops can be further enhanced by fol-lowing the synod process which has taken place thus far in the preparation for the 1994 synod on "The Consecrated Life and Its Role in the Church and in the World." The 1994 Synodal Process The principles governing the synod of bishops and the synodal process are set forth in three basic documents: the motu proprio Apostolica sollicitudo of Pope Paul VI establishing the synod; Ordo synodi episcoporum celebrandae, or the Constitutions of the Synod of Bishops; and the Code of Canon Law, canons 342 to 348 inclusive. For the purpose of our presentation I will limit myself to those aspects of the process which immediately affect the synod topic, its documentation, and the various preparatory phases leading to the synodal gathering. Before the conclusion of the Eighth Ordinary General Assembly of the Synod of Bishops, the synod fathers were asked to elect from their number, according to synod regulations, the required fifteen-member council to assist the general secretary in the follow-up work of the assembly and to work on the prepa-ration of the Ninth Ordinary General Assembly. At the same time the synod fathers were invited to make suggestions on a topic to be treated at the next general assembly. There is a certain value to this initial exchange on the topic during the general assembly because the responses are spontaneous and unprepared. In making their suggestions the bishops were asked to keep in mind the following general criteria in selecting a synodal topic: (1) January-February 1994 35 Sctsotte ¯ Tlse Consecrated Life in rise Church that the topic have a universal character, that is, a reference and application to the whole church; (2) that the topic have a con-temporary character and a certain urgency, that is, have the capa-bility of exciting new energies and movement in the church towards growth; (3) that the topic have a pastoral focus and appli-cation as well as a firm doctrinal basis; and (4) that treatment of the topic be feasible, in other words, that it have the potential actually to be accomplished. In retrospect it is interesting to note that even in the initial consultation during the synod itself a con-vergence of ideas was evident regarding the treatment of some aspect of the consecrated life. Shortly after the conclusion of the general assembly, the gen-eral secretariat continued the consultation process by preparing a letter with the above criteria and sending it to the patriarchates, bishops' conferences, heads of offices of the Roman Curia, and the Union of Superiors General--the normal participants in the synod process. This communication requested the submission of three topics in order of preference. The suggestions coming from this consultation were then analyzed and discussed by the members of council of the general secretariat at one of its regularly sched-uled meetings, and a series of formulations of the theme in order of preference was submitted to the Holy Father. Until now the Holy Father has always selected the council's first choice, con-vinced that the consultation process provides a true indication of the desire of the universal church to treat a given subject. Such was the case for the topic of the 1994 synod. The general consultation process revealed a remarkable con-vergence of ideas indicating a preference for the topic of the con-secrated life. Initially some persons made a rather shallow interpretation to explain the choice, insisting that since the laity and the priesthood were treated in the two previous synodal assemblies, it was only logical that the consecrated life should receive attention. The truth of the matter is that in the course of the consultation a great number of reasons were given for calling a synod to treat the topic of the consecrated life. Many argued in the following manner. 1) With the importance of the consecrated life in the church today, there is necessity to reaffirm its true nature in various new social contexts and in the world at large. 2) The flourishing of vocations in some parts of the world 36 Review for Religious and the crisis of vocations in others requires a thorough exami-nation of the consecrated life. 3) After the Second Vatican Council, various efforts have been made to rewrite constitutions, to propose anew the charism of the founder, and so forth, and consecrated life in general has been subject to an overall renewal. Therefore, the time seems right to engage in an evaluative process. 4) The question of the relationship of those in consecrated life to bishops deserves renewed consideration as well as the sub-ject of the greater participation of women and men religious in the overall pastoral plan of a diocese, particularly in light of the unique charism proper to each. Where the document Mutuae relationes has been fruitful and productive on the whole, certain episcopal con-ferences have given indications that there remain some areas still needing attention. 5) The new forms of consecrated life appearing in many parts of the church require evaluation and proper guidance. The nature of religious institutes, secular institutes, and the societies of apos-tolic life needs to be clarified and their role in the church more clearly defined. Many of the new forms of unions and confrater-nities are appearing with the false notion that they are part of the consecrated life according to the evangelical counsels. 6) Some developments and interpretations have caused the common life for religious to be questioned. In some countries there are situations which deserve attention. 7) The prophetic character of consecrated life in certain cir-cumstances needs to be more clearly defined. How is a person in the consecrated life to respond in faithfulness to his or her voca-tion in the face of secularization, the crisis in culture, and the decline in moral values? 8) In some countries religious congregations have abandoned the work proper to them in favor of individual attempts at apos-tolic work. Such a situation raises the concern of religious con-gregations as well as bishops, requiring them to seek the proper pastoral approach to such situations. The above sampling of reasons underlying the choice of topic for the 1994 synod sufficiently indicates its universal appeal, pas-toral relevance, timely character, and feasibility. At the same time, it can be seen that they have a general inter-est for the entire church. In virtue of the church's unity, every part and every member will be affected by the exchange and out- January-Fetrruary 1994 37 Schotte * The Consecrated Life in the Church come. In this sense the synod will not simply treat a topic, but make suggestions to the Holy Father regarding the future. What does the consecrated life have in store for the future? How are those in consecrated life to live out their consecration in the apos-tolic mission of the church? What courageous and bold steps are required to meet the unique challenges made on consecrated life by the present state of affairs in the church and society? Before these questions can be faced by the bishops in syn-odal assembly, the church at large will have time to reflect on them and other aspects of the topic and be invited to make their observations known through the proper channels so that those required to make official responses on the topic to the general secretariat will have current information with which to work. The 1994 Lineamenta The synod process can be divided into four great moments: the Lineamenta, the Instrumentum laboris, the synodal assembly, and the postsynodal document. We logically pause to devote some time to explaining the Lineamenta document, the present stage of preparation for the Ninth Ordinary General Assembly. After the Holy Father's choice of topic, the council of the general secretariat at a regularly scheduled meeting held a roundtable discussion with the secretary of the Congregation for Institutes of Consecrated Life and Societies of Apostolic Life and with representatives from the various groups associated with con-secrated life, that is, women and men religious, members of sec-ular institutes, and members of the international organizations of consecrated life in the church, namely, the Union of Superiors General for Men and the International Union of Women Superiors as well as the International Congress of Secular Institutes. The observations resulting from this meeting were fur-ther discussed and developed in subsequent council meetings, and with the help of theologians an outline and texts of the Lineamenta were drafted and studied, before a definitive text was submitted to the Holy Father. As its Latin name suggests, the Lineamenta is an "outline" or general presentation of the synod topic followed by a series of questions intended to direct the prayer and reflection of the whole church on the subject. The information resulting from this stage will provide the raw material for the synod's Instrumentum laboris 3 8 Review for Religious or "working document," intended to present a composite picture of the present situation and prevailing attitudes in the church on consecrated life and its role in the church and in the world. The Lineamenta document is divided into three major parts, each treating a specific aspect of the topic: (1) "The Nature and Identity of the Consecrated Life"; (2) "The Consecrated Life in the church and in the World of Today"; and (3) "The Role of Consecrated Life." The document's initial pages immediately address the prob-lem of terminology. Strictly speaking, the term "consecrated life" in Canon Law refers to religious con-gregations and secular institutes only. What, then, is to be done with soci-eties of apostolic life? Since canon 731, § 1, states that the societies of apostolic life are "comparable to the institutes of consecrated life," it was agreed that the synod topic would also include their treatment. Therefore, when the term is used in the Lineamenta, it is meant to be all-inclusive. After a brief introduction, Part I begins with an explanation of the essential characteristics of the conse-crated life, namely, vocation, conse-cration, mission, the evangelical counsels, the common life, eschato-logical witness, its essential values, and the commitment to the spiritual life. The section then proceeds to speak of the charismatic nature of the consecrated life, as wit-nessed in its variety of charisms and multiplicity of forms. In this regard attention is given to the charism of the founder or foundress, the various forms of consecrated life, institutes of con-templative life, brothers, secular institutes, societies of a.postolic life, and the new forms of consecrated life emerging today. The second part of the document describes the present situ-ation of the consecrated life in the church and in today's world, seeking on this basis to suggest various subtopics which merit consideration, for example, the direction to be taken by the con-secrated life with the approach of the third millennium, the fruits of renewal, new values and aspects of the consecrated life, nega- The synod process can be divided into four great moments: the Lineamenta, the Instrumentum laboris, the synodal assembly, and the postsynodal document. Jam~ary-February 1994 39 Schotte ¯ The Consecrated Life in the Church tive aspects (even these must be addressed), the necessity of a clear witness in responding to the challenges of modern society, and finally the situation in various countries and cultures (Africa and Asia come especially to mind). This section ends with a call to those in consecrated life to continue the renewal begun after the Second Vatican Council. The third section speaks in practical terms of the role of the consecrated life in the church and society, beginning with a pre-sentation on the ecclesial dimensions of the consecrated life, its relation to the church hierarchy, its coordinating structures in fostering communion, its place on the level of the local church, and its communion with the lay faithful. With this in mind, var-ious topics related to the role of the consecrated life within the universal church community are treated, including the new evan-gelization, authentic apostolic creativity, acceptance of the call to evangelization, remaking the fabric of society, promoting the unity of all the baptized, and the dialogue with followers of other religions. The concluding portion of Part III turns its attention to the church's mission in the world, emphasizing features associ-ated with the consecrated life, for example, its specific witness to God's love through the works of mercy; its attention to young people and their needs; its presence in schools, hospitals, and social programs; its dedication to work on behalf of the poor; its role--past and present--in the transmission and formation of cul-ture; and its part in the church's work of safeguarding the values of nature and conscience in today's world. The closing pages of the Lineamenta then offe~ a brief look at Mary as the model and mother of the consecrated life and a reflec-tion on the consecrated life in terms of a renewed presence of Christ in the world of today. The presentation concludes with a section containing the document's endnotes, followed by a table of contents. Incorporated in the Lineamenta text and appearing at the con-clusion of each section is a series of twenty-five consecutively numbered questions which are meant to focus the prayer and dis-cussion of the universal church on various aspects of the synod topic. At the same time, these questions and numbers are to pro-vide an orderly structure for the responses from various individ-uals and church bodies which will be formulated and submitted in the lively exchange on all levels of the church community dur-ing the consultation period. 40 Review for Religious Official responses are expected to be filed with the general secretariat by those normally involved in the consultation pro-cess, that is, patriarchates, episcopal conferences, offices of the Roman Curia, and the Union of Superiors General for Men. Given the synod topic, the International Union of Women Superiors and the International Congress for Secular Institutes are also to submit responses. All responsible for such responses are to work on the best possible manner of facilitating the reading of the document by individuals and groups associated with them, and of seeking information from them so that the responses may be truly complete and reflect the richness of the exchange on the various levels of the local church community. With the publication of the Lineamenta on 20 November 1992, a significant and important stage in the preparation for this synodal assembly was initiated. I would even go so far as to say a most critical phase, because the richness and depth of the Instrumentum laboris, the reference point and source of discus-sion during the actual synodal assembly, depends on the widespread participation of the whole church and a thorough-ness in answering the series of questions posed in the Lineamenta. For this reason, it is incumbent upon each individual in the church, no matter what his or her state or circumstance, to con-tribute through the accustomed channels in this presynodal prepa-ration period, thereby providing the necessary information which will be eventually used in the official responses to be sent to the general secretariat. From my experience over the years I am becoming more aware and convinced of the very real contribution and impact of synodal assemblies in the life of the church. These beneficial results come about not simply from a month-long meeting, but from the whole synodal process, from the consultation regard-ing the theme, the prayer and reflection period, the actual cele-bration of the synod, and its follow-up. Not only do the reflection and prayer which are a part of the Lineamenta phase assist in setting the agenda in the Instrumentum laboris or "working paper," but the process itself taps and exer-cises the dynamism of church communion in the listening, shar-ing, and stirring up of new energies on various levels of the church community. And after the synodal assembly, where there is a con-centrated effort at intensely living the communion which has come beforehand, the effects make themselves felt years later. January-February 1994 41 Scbotte ¯ The Consecrated Life in the Church The Lineamenta itself makes reference to this fact when it states that the occasion of this synod will provide the opportunity for "all members of the church, particularly the institutes of con-secrated life, to reconsider the subject of their own renewal in light of the challenges and the opportunities of the present moment," based on the church's appeal in these days "for a renewed endeavor towards evangelical life, towards a profound spirituality, and towards a generous presence in the new evange-lization" (§33). This time of synodal preparation, then, is an occa-sion for hope, a hope that this profound examination of the status of renewal and the prospects for future growth of the consecrated life in all its aspects will be a moment of grace and revitalization, and bring great benefits to all those in consecrated life and to the church as a whole. Message from a Coreopsis Lanceolata (Daisies Do Tell) Some of us are past our prime, And one of us has lost a few petals; Another--will never see the sun. Yet we all rejoice That we reflect our Maker And celebrate a loving God Who signs each one of us With his own life's Blood. Joann Stuever, ASC postulant 42 Review for Religious A. PAUL DOMINIC Charism, Charisms, and Faddism d sexagenarian religious superior who keeps abreast of the times asked me if I had read the recent document on reli-gious life produced by the council of the General Secretariat of the Synod of Bishops. I said yes, adding hesitantly: "But it is not very interesting." Without hesitation she agreed completely. The Point of Departure: The Lineamenta Surely the Lineamenta, the preliminary agenda on "The Consecrated Life and Its Role in the Church and in the World" prepared in view of the forthcoming Ninth General Assembly of the Synod of Bishops, is not a particularly charismatic piece of writing. After all, it is not from the pen of a theologian like Rahner, or a biblicist like Elsa Tamez, or a feminist like Ruether, or a third-world figure like Amalorpavadass, or a cardinal like Martini. On the contrary, it is an official document with its strengths and weaknesses, treating the topic "in a complete organic manner, indicating the topic's precise content and its necessary limits''1 and touching upon "only the essential points of doctrine" (§4).2 As such, therefore, it would read somewhat like a protocol without the charismatic cadence or resonance of your fa~,orite author. However, considering that the document is the product of the pastoral office of the church, we would not be wrong if we rec-ognized in it the charismatic teaching included by Paul in his lists A. Paul Dominic SJ can be addressed at Satyodayam; S. Lallaguda; Secunderabad 500 017; India. .~anuary-Felrruary 1994 43 Dominic * Charism, Cbarisms, and Faddism of charisms. And so what it says about religious life as a charism that includes many a charism can serve for our mental nourish-ment and impart to us a spiritual gift (Rm 1:11). It can set us thinking about religious life as a matter of charismatic experi-ence, that is, an experience of living a fundamental charism through as many different charisms as there are societies of"con-secrated" or "apostolic" life. Any serious reflection on this mat-ter will prove to be relevant, for the prevailing confusion in religious life concerns partly the lack of clarity about charism and charisms.3 Religious Life as Charism Religious life, like all life, is best observed in its relationships. On the one hand, it is a part of the church; and, on the other, it is itself the church and so serving, like the church, the rest of the world (§3, §25, and §44). In the first perspective, religious life is one of the many charisms of the church; in the second, it is, as we said earlier, a fundamental charism giving rise to a wide variety of expressions of itself. The religious state of life is a "particular gift in the life of the church" (Lumen gentium, §43). As such it can be properly appre-ciated only when we see it in place, beside many other similar gifts enjoyed by the church. That is why the Lineamenta begins the consideration of charisms (§14-§17) recalling the mystery of the church as the Mystical Body of Christ endowed with many gifts, quoting Paul: "There are many different gifts, but it is always the same Spirit; there are many different ways of serving, but it is always the same Lord. There are many different forms of activ-ity, but in everybody it is the same God who is at work in all" (1 Co 12:4-6). By the parallelism of the verses, the different ways of service or activity are all to be understood as gifts in a variety of forms. Paul goes on to list such gifts in the immediate context (i Co 12:8-10, 28) and also in other letters (Rm 12:6-8 and Ep 4:11). A look at all the lists can give us an idea of the wide range of gifts enjoyed by the growing church. Though it would be anachronistic to look for the mention of religious life among the listed gifts of the Spirit bestowed on the church, note that celibacy is proposed as a special gift (1 Co 7:7). In the course of time the church came to recognize many more gifts in its ongoing life, gifts like asceticism, monasticism, vir- 44 Review for Religious ginity, choice of poverty, and social virtues, to speak only of those that have an obvious reference to religious life.4 As the church grew in self-awareness, it came to discover many elements that we now associate with religious life as its specific gifts; and so today we can speak about "the charism of the consecrated life" (§14), that is to say, the consecrated life itself viewed as a gift or charism. However various and heterogeneous the different charisms may be in the manner of their working, they are one and homo-geneous in intent and purpose. They are all meant to build up the Body of Christ. The Body of Christ is built up when the mem-bers are well nourished and so live to the full, reaching unity in faith and knowledge of the Son of God and forming the perfect Person fully mature with the fullness of Christ himself (Ep 4:13). This fullness of Christ is the same as the life permeated by the Spirit ever filling us or even overwhelming us with all her gifts and charisms. Such a life energized by the working of the Spirit is spiritual and holy. M1 the charisms of the Spirit nourish the life of the church, making it ever more holy with the life of Christ himself. Situating religious life thus in the sphere of the church's life of holiness and recognizing in it a universal reality in the church's makeup, the Lineamenta concludes: "With this in mind one speaks of 'the charism of the consecrated life'" (§14). Here is surely an echo of the approach to religious life taken by Lumen gentium, §39-§47. Such an affirmation of religious life, however, is slightly marred by the way the Lineamenta, following of course Vatican expresses it. After describing the way of holiness of religious life marked by vows that establish a special bond to God, Lumen gen-tium concludes: "Thus, although the religious state., does not belong" to the hierarchical structure of the church, nevertheless it belongs inseparably to her life and holiness" (see L §1; see also §14 and §36). One can discover a patronizing voice here, rightly or wrongly. Anyway, what a difference it would make if the state-ment were to read towards the end: "nevertheless, like the hier-archy, the religious state too belongs inseparably to her life and holiness." Does not Vatican II after all state in the chapter on universal holiness, "In the various types and duties of life, one and the same holiness is cultivated by all who are moved by the Spirit of God" (LG §41), and further go on to describe the way of holiness of the different classes of persons and finally end with a clear reference to the life of the religious (LG §41 and §42)? January-February 1994 45 Dominic ¯ Charism, Cbarisms, and Faddism There is a good reason why we can parallel religious life and hierarchy in this way. Of all the charisms enumerated by Paul-- who, incidentally, developed the terminology of charisms--the pastoral office of the hierarchy is the only one that concerns a state of life. This idea gets all the greater force because the pas-toral letters signal a development in the idea of charism which continued to prevail in postapostolic times. Paul's reminder to Timothy, "You have in you a spiritual gift which was given to you when the prophets spoke and the body of elders laid their hands on you" (i Tm 4:14), a reminder repeated again in 2 Timothy 1:6, certainly refers to Timothy's charism as one of grace of state or office. If we add to this way of looking at the hierarchical charism the reference to the charism of married life in 1 Corinthians 7:7, where there is a simultaneous reference to the charism of celibacy too, we can discern a line of thinking in which the various particular vocations in Christian life can be considered charisms establishing people in different states of life. So we can now speak in particular of the charism of religious life as the grace of the religious state of life; contributing to the holiness of the church in a particular way. In this context it is enlightening and inspiring to recall an old nomenclature of the religious state of life, namely, the state of perfection, proclaiming visibly the prophetic office of Christ wit-nessing to the kingdo~n here and hereafter. What is basic about states of perfection is the perfection to be acquired by way of the evangelical counsels in a community set-up. The function of any particular way of religious life, contemplative or active, lies. in this: that religious, by their very striving after holiness, call upon all Christians to do the same in their own way. So remarking, Bernard H~iring quotes papal authority in support: "The church would not fully respond to the mind of her Divine Bridegroom, men would not fix their eyes on her as on the 'the signal unto the nations'., if they did not find in her men who reflected the splendor of the gospel more through the example of their life than by means of words.''s All this is not so old-fashioned. A few years ago America carried an article describing religious as those who, unlike the laity, make religion their very career with its own particular structures that not only favor and promote it but also witness to it.6 The charism of religious is to be identified with striving for perfection, as the Lineamenta often repeats (§3, §5, §8, and §16). 46 Review for Religious To speak of the state of perfection is perhaps not a post-Vatican practice. However, in avoiding the falsity of perception possible in the expression, one need not altogether abandon its right use. Rather, we need to rediscover in the correct meaning of the phrase some essentials of religious life. Here is one: "It is not so much we who profess as others (the church, the community) who recognize that we. at least have received an explicit call and have come to a state of commitment to pursue it relentlessly, wholeheartedly; and radically.''7 But even in so reflecting on religious life as a state of perfec-tion, one should beware of a dan-ger. If one were to emphasize the personal pursuit of perfection that religious undertake, one is liable to overemphasize all their many undertakings on the path to perfection, thereby forgetting that any and every charism is a pure and simple gift of God. The story of Peter is apt here, as Bonhoeffer tells it. "Three times Peter heard himself proclaim that Christ is his Lord and God--at the beginning, at the end, and at Caesarea Philippi. Each time it is the same grace of Christ calling Peter to follow, and revealing itself to him in his confession." To reiterate the idea with Bonhoeffer: "This grace was certainly not self-bestowed. It was the grace of Christ himself.''8 Quoting all this, J.M.R. Tillard concludes; "Now, this costly grace., is for Simon Peter and for every religious the charism which makes existence as such a sign of the gospel. This charism comes from the Lord's Spirit . It is truly a gift made by the risen Lord, through his Holy Spirit, to his people. The Lord passes by. his grace seizes certain men and women. Poor sinners, they are nonetheless of those who will say to . . . the world: 'We have found what we were looking for! Come and see!' This is their charism.''9 One may, then, delve into the experience of religious life and discover in its depths not so much a for but a because of. No one enters religious life primarily for some thing or some work, but rather because of the One Who calls. "The for will come later, nec-essarily, but in the radiance and as the evangelical fruit of the No one enters religious life primarily for some thing or some work, but rather because of the One who calls. ~tanuar2/-Febrttary 1994 47 Dominic ¯ Charism, Cbarisms, and Faddism because of," as Tillard says.~° Can anything be clearer than this? Yet in the culture shock that religious were exposed to after Vatican Council II, not a few sought their identity in their works and tasks, in their of religious life. But the more they did so, the more elusive they found it. For their real existence as religious was concentrated in the call of Christ to which they had once com-mitted themselves because of the altogether new experience of being seized by the Lord's power. Their existence, therefore, became, or ought to have become, a new existence, a charismatic existence, a charism. Such a vision of religious life as the charism in itself appears distinctly, though in a less charismatic expression, in the Lineamenta when it speaks of the profession of the gospel as the supreme rule for all institutes, whatever their particular ministries may be (§8; see also Perfectae caritatis, §2). The Charisms of Religious Life Once religious life is understood in terms of one unique exis-tential charism underlying all forms of it, one may be able to appreciate the more familiar experience of the particular charisms that at once characterize and distinguish the various institutes. It is in this way that the Lineamenta would seem to interpret the charismatic nature of religious life as taught in the conciliar and postconciliar documents (§ 14). Logically and theologically, the consideration of the charism that constitutes religious life leads to that of the many charisms of religious life. It is the one charism of religious life that begets many a charism in it. Are not the latter "like branches sprouting out wondrously and abundantly from a tree growing in the field of the Lord"? (LG §43, quoted in L §16). Historically, however, what attracted the attention of people was the variety of charisms and not the one charism beneath and beyond all charisms. So, tracing the beginning of religious life from the very infancy of the church, Perfectae caritatis could point out: "Under the influence of the Holy Spirit, many., pursued a solitary life, or founded religious families . And so it happened by divine plan that a wonderful variety of religious communities grew up" (§ 1, partly quoted in L § 16). The mention of solitary life and religious families obviously refers to the twin charisms of original religious life, namely, 48 Review for Religious eremiticism and cenobitism (§9 and §19c). Cenobitism itself in the course of history developed two other charisms, namely, divine contemplation and human service. These in turn became spe-cialized in their ways of focusing on God and on people. In what-ever century religious live out their days, they adopt or develop distinct varieties of direct service of God and humanity, in imita-tion of Christ. Through them, therefore, Christ comes to be shown "contemplating on the mountain, announcing God's king-dom to the multitude, healing the sick and the maimed, turning sinners to wholesome fruit, blessing children, doing good to all, and always obeying the will of the Father" (LG §46, quoted in L §15). Often enough, charisms are considered, or even identified with, graces meant for the common good. Such a consideration is incomplete because it misses something important, namely, the source of the power of service. Charisms are particular graces imparted to us by which we bear or image or reflect or even become Christ in ourselves in a particular limited way, and so are able to render appropriate service in a specific context in a par-ticular part of the world in the manner of Christ himself. So they highlight in us "a specific aspect of the mystery of Christ" (§ 17). However, the gospel, or for that matter Christ himself, if under-stood with proper nuance, is not apart from the church. So the Lineamenta does well in describing charisms as bearing upon a specific aspect, not only of the mystery of Christ, but also of the church's life, and thus manifesting in the makeup of the Mystical Body the multiform grace of Christ (§15). One should not miss here how charisms are at once incarnational and ecclesial (§46). Charisms and Service Once it is grasped that charisms have to do primarily with a fundamental religious way of being, one cannot go wrong in insist-ing that charisms are out-and-out oriented towards service, "des-tined for service of the kingdom" (§3); for surely charisms have an inalienable reference, not only to the way of being, but also to the way of doing. The Lineamenta spells out the nexus between charism and service forcefully thus: "Each charism . . . brings with it a particular manner of faithfully and intensely living the evangelical counsels. In addition, it implies a particular and con-crete style of spiritual life, a determined form of apostolate, a .~anuary-February 1994 49 Dominic ¯ Charism, Cbarisms, and Faddism specific experience of community life, and a particular involvement in the world" (816 [emphasis added]; see also $8). What, then, are the specific paths of service in the building of the earthly city (§44)? Not forgetting the contribution of the contemplatives to society through their divine service of worship (§2)--the first permanent foundation of women in the United States was Carmelites~l--the Lineamenta illustrates the service of active charisms thus: "Today the consecrated life is present in our society through the multiplicity of apostolic services rendered to others, each according to its diverse charisms, in one magnificent expression of the charity of Christ on behalf of the integral for-mation of persons; in the education of children and young people, in the care of the sick, the suffering, the elderly, and those in want; and in aid to persons with special needs and those marginal-ized by society" (§44a). What do all such services intend except "to make operative the gospel of the beatitudes and the works of mercy" (§44a)? One particular element of service rendered by charisms con-cerns life of communion within the church. Different forms of religious life characterized by their different charisms do not con-stitute exclusive churches within the church, but, forming part of the one church, ought to feel themselves to be the church and so identify themselves with her (~3 and ~35; see also Perfectae car-itatis, §2c). The charisms of the different religious families, with their charismatic and yet ecclesial-minded founders, belong as much to the whole church as to the religious themselves (~16, §26e, and §46). For not only are they meant for the growth of the chhrch, but they also have their origin, regulation, guarantee, and approval in and from the church (§6, §15, and §16). Therefore, far from being closed in upon themselves, religious offer a rich fare for communion, reflecting ideal church commu-nion (§9). There is every reason, then, to identify the religious living together by the term community. Incidentally, the hierarchy as such can only contribute, in terms of sociology, to the culture of societas with role differentiation; but the religious as such plunge themselves into the heart of society with their charisms of ser-vice (§3, ~42, and §44) and break through segmentations in soci-ety and initiate the culture of communitas in our world.~2 In bringing about this new culture of communion in the world church, the religious, as "experts in communion" (§35), have nec- 50 Review for Relig~otts essarily to act locally in the particular church, but with their hearts spanning universally in the global church (§27a). The exercise of religious charisms "assists everyone--clergy and faithful--to open themselves to the universal and missionary dimension of the church, and., makes the particular churches an image of the uni-versal church" (§39). For a con-crete example of communion resulting from the enduring charisms, the Lineamenta points out the flourishing of lay third orders, lay associations, and lay-volunteer groups "whose mem-bers are bound under different titles to the spirituality and apos-tolic work of various institutes" (}41). Where the charisms do not serve the cause of church com-munion, they are likely to become mere means of some service or religious themselves. other without the underlying spirit. The Lineamenta warns of the danger of reducing the pres-ence of institutes to parochial ser-vice "without encouraging and welcoming the richness of the spirituality and their proper charismatic service" (~40). More plainly, in the church Body each part can do only the service it is meant for. As charisms are vivifying and beautifying graces of the differ-ent members of the Body of the church (§46), they complement one another; and so they cannot healthily coexist without mutual encounter and influence. Perhaps, in the pre-Vatican "ghetto" church, religious congregations developed their own ghettos, pos-sibly without even knowing it. But the time has come, especially in the era of ecumenism, for % better understanding of the sense of communion among foundational charisms" (§27b). It is high time, therefore, for religious to realize how a particularly har-monious communion among themselves, sharing one another's charism, "can and should contribute to express better the full-ness and richness of Christ" (§46), not only in his Body the church, but also in his extended body, the world in need of union. The charisms of the different religious families, with their charismatic and yet ecclesial-minded founders, belong as much to the whole church as to the Jan~ry-Febrz~ry 1994 51 Dominic ¯ Charism, Cbarisms, and Faddism As charisms serve the cause of communion in the church, so do they contribute to the unity of the separate congregations them-selves. It is unthinkable that a religious family could maintain its unity of life amid all its committed involvement in the world if it failed to cling to its essential charism for nourishment (§32b). Each particular charism, bringing with it a particular manner of intense eyangelical life, makes the presence of the one Lord pres-ent in space and time (§46) and thus "enriches the legacy of life, history, and spirituality characterizing each family identity, shared in common through the spirit of the founder or foundress" (§16). Keeping Charisms Alive The dynamism of religious life in its variety depends on the vitality of its true charisms. Once charisms turn false, they lose their vitality and spell the ruin of institutes. Present-day insti-tutes can continue their existence faithfully only if they recog-nize, recover, retain, and renew their particular charisms in their past originality and present timeliness (~ 17). What, then, can we say about the renewal of charisms? "In keeping with their proper charism" (§40) and similar phrases recur in the Lineamenta, as in the Code of Canon Law, emphasizing that the charisms are to be preserved with fidelity and continued without alteration, avoiding all subtle deviation from the original spirit (§16). This supposes in religious a healthy appreciation and pride in the early traditions of their congrega-tion, as advocated by Perfectae caritatis. Given the evangelical inspiration of all charisms, one can say more, drawing a compar-ison between keeping to the purity of the gospel and maintaining the primitive charism. As Paul insisted on an anathema for those who dare preach a different gospel (Ga 1:8-9), religious founders and foundresses could do likewise, enjoining their followers to abide by the spirit of their constitutions without any dilution or dissimulation on their part.13 In this spirit, while expressing appre-ciation of the general progress in the awareness of the separate charisms in the different congregations in the postconciliar era, the Lineamenta adds affirmatively: "This consciousness ought to find expression in a spiritual commitment and a working pres-ence which effectively enlivens and makes operative for the good of the church the spirit of the founder orfoundress and the legacy of each institute" (§3 lc). 52 Review for Religious Two modern experiences with regard to charisms are note-worthy. One, the preferential choice for the poor, which has been "a constant feature of charisms in the apostolic life, often inspired by the words and actions of the Lord" (§44c; see also §27d), is becoming more and more a serious concern for religious life, leading communities to share the very life of the poor and the marginalized with all their risks, trials, and problems. Second, reminiscent of the early successes of many a congregation, there is the geographical spread of extant charisms in the younger churches of the third world and in the newly liberated Eastern European countries (§27c), giving rise to new cultural expres-sions of them (§32c). The above-mentioned experiences are two fine examples of how charisms rise to the occasion and serve their purpose today, provided they are ever deepened and constantly developed (Mutuae relationes, §1 i; L ~16) according to the signs of the times (Perfectae caritatis, §2; L §17). The sign today is the oncoming of the third millennium, throwing up opportunities and challenges (§33) and giving rise to the sprouting of new charisms and new forms of evangelical life (§24 and §27c). One aspect of this deepening and developing of surviving charisms lies in the direction of their "being called upon today-- inspired by the spirit of the founder or foundress--to serve as the basis for making new commitments and responses in Christian charity to the new and old expressions of poverty in our world" (§29g) and, more generally, to the changed atmosphere of the world "because of the social and cultural happenings which have rapidly come about in modern society" (§25). This is reminiscent of the call of Mutuae relationes to be innovative enough for bold enter-prising initiatives (§12; L §42). Which persons are inspired enough and thus inspiring enough to make new initiatives and refound their congregations, warding off the subtle temptation to be wise in their own eyes? Only fer-vent people (§29e). Only they can update discerningly for today the expressions of their original charism. But in the absence of such people "a certain leveling in behavior and in the tenor of the spiritual and communal life has brought a certain loss of prac-tical identity in charism and works" (§28b)--as surely happened in India, for instance, when some religious working with the masses wanted no public association whatever with their congre-gation. So the apparently clever and outspoken members certainly ~tammry-February 1994 53 Dominic ¯ Charism, Cbarisms, and Faddism need to be cautioned, against tendential postures, theoretical and practical, regarding charisms that go against their.genuineness (§3 lc). A case in point was that of a Jesuit who spoke of the need to rewrite the Ignatian rules for thinking with the church, to the applause of the gathering of course, with scant awareness of their foundation in the mystical union of the church and Christ that inspired Ignatius's Eharacteristic service of the church. While there have been new, positive, and worthy initiatives-- the switch of women religious in the United States from the ser-vice of the clergy to frontier ministries should be hailed as one such measure though grudged by not a few men even in the highly progressive United States of Americal4--there have also been negative, unworthy, and false initiatives--which brings me to the discussion of faddism. Faddism Faddism, the cultivation of fads, has to do with "a rapid, sud-den, and ephemeral collective adoption of novel behavior which affects only superficial or trivial areas of life.''s It was certainly the fad of hasty paradigm shifting when some persons clamored for implementing changes in religious life at a faster pace than peo-ple could cope with. Even when people were willing to change, it was not without the grief of losing the familiar past or the fear of the unknown future. So whoever rushed their fellow religious into the world of Vatican II without at the same time providing them time to grapple with their fear or to grieve over or even rage about their apparent loss were carried away more by an itch for change (2 Tm 4:3) than by the breath of the Spirit, for whom there are times for everything. It was also a fad whenever an opinion gained ground that this or that particular individual was the resource person for renewal. To venture an example, it would seem that a certain fad of what may be called spiritual consumerism surrounded Anthony de Mello of Sadbana fame, for numbers of people kept looking to him alone for renewal, almost as if he were the director of world-wide renewal. In any case, whenever one individual looms too large in some endeavor, the result tends to be superficial, whereas all renewal worth the name happens deep within people, where the creative Spirit works in the innermost recesses of hearts. Another similax: fad, which coflld be called hybridization, was 54 Review for Religious the adoption of a celebrated model as the sole means of renewal, whether or not it squared with the blueprint of one's own origi-nal charism. If the one-month retreat according to the Spiritual Exercises appeared to be such a fad some twenty years ago, today in certain circles external dialogue--whether with native tradi-tions or modern situations--would seem to hold sway more than inner dialogue within one's own charism. Among all those who were "zealous" about reforms in reli-gious life, precious few resorted to a real praxis. Not only did individuals and small groups indulge in the fad of stylized ideo-logical talk.~6 Even entire provinces, if not whole congregations, could be all talk, adopting popular phrases about the poor, for example, rather than making sincere options for them. How pro-ductive can all this exercise be except for inviting occasional out-right condemnation. A bold village woman responded to a group of young religious whose actions were not as forthcoming as their words, "These are not the kind of shepherds who will save the sheep; they swallow the sheep." What is absent in feverish talk, namely, action, can itself become a fad and go beyond all proportion. The slogan (not the idea itself) "formation for mission in mission" suits such a fad, giving the go-by to minimum privacy and seclusion for necessary growth in maturity and personalization. Showmanship and one-up- manship feed this fad, causing each one's action to be largely unproductive. These things are the very opposite of prophetic action. They may have the imaginativeness of the prophets of old, but not their soundness of inspiration. The craze of using anything and everythin

Issue 50.3 of the Review for Religious, May/June 1991. ; Review for Religious Volume 50 Number 3 May/June 1991 Paradigms for Ministry ,Religious Life and Modernity Mary, Woman for Peacemakers Atheism in Our Prayer ANNIVERSARY VOLUME Rt~vmw vo~ R~.:t,tc~ous (ISSN 0034-639X) is published bi-monthly at St. Louis University by the Missouri Province Educational Institute of the Society of Jesus: Editorial Office: 3601 Lindell Boulevard, Room 428: St. Louis. MO 63108-3393. Telephone: 314-535-3048. Second-class postage paid at St. Louis. MO. POSTMASTER: Send address changes In Rr:v~:w ~'ou R~:~,l~;,ms: P.O. Bnx 6070: Duluth, MN 55806. Subscription rates: Single copy $3.50 plus mailing costs. One-year subscription $15.00 plus mailing costs: two-year subscription $28.00 plus mailing costs. See inside back cover for subscription informa-tion and mailing costs. © 1991 R~:w~:w David L. Fleming, S.J. Philip C. Fischer, S.J. Michael G. Harter, S.J. Elizabeth McDonough, O.P. Jean Read Mary Ann Foppe Editor Associate Editors Canonical Counsel Editor Assistant Editors David J. Hassel, S.J. Iris Ann Ledden, S.S.N.D. Wendy Wright, Ph.D. Advisory Board Mary Margaret Johanning, S.S.N.D. Sean Sammon, F.M.S. Suzanne Zuercher, O.S.B. May/June 1991 Volume 50 Number 3 Manuscripts, books for review, and correspondence with the editor should be sent to R~:vl~:w ~'on R~:Lt{;tot~s; 3601 Lindell Boulevard; St. Louis, MO 63108-3393. Correspondence about the department "Cannnical Counsel" should be addressed to Elizabeth McDonough, O.P.; 5001 Eastern Avenue: P.O. Box 29260; Washingtnn, D.C. 20017. Back issues should be ordered from Rt~vt~:w vo~ RELI(;IOUS; 3601 Lindell Boulevard; St. Louis, MO 63108-3393. "Out of Print" issues are available from University Microfilms International; 300 N. Zeeb Road; Ann Arbor, MI 48106. A major portion of each issue is available on cassette recordings as a service for the visually impaired. Write to: Xavier Society for the Blind; 154 East 23rd Street; New York, NY 10010. PRISMS. Struggle marks these first few months of 1991. The struggle in the Middle East, whatever the good and bad results, has made even more evident in our time the futility of modern warfare as a way of solving human problems. Violent warfare breeds only further injustice in a down-ward spiral for humankind. Pope John Paul II, along with leaders in the other Christian churches, left no doubt that "just" wars (much less "holy" wars) are concepts with no meaning for our technological world. How painful a struggle it is for people of different races or ethnic origins to work together to form a single nation becomes daily more ap-parent in Africa, in India, in the Eastern European countries, and in North, Central, and South America. Poverty and wealth present another face of struggle---evident perhaps as close as our urban neighborhood and writ as large as the consumer societies of the northern hemisphere in relation to the debt-ridden nations of the southern hemisphere. And differences in religious belief and traditions still mix in with other fac-tors to stir up the seemingly endless struggle in situations as far apart as Northern Ireland, Lebanon, and Sri Lanka. In comparison with these world-situated struggles, our local strug-gles in parish life, in our religious communities, in family, and in our various ministry situations pale in significance. But local struggles still cause real pain and leave wounds that cripple our efforts, make us less faith-filled and less human, and ultimately tend to arouse in us the war-monger desires we decry "out there" in the bigger world. In the venerable tradition of the Catholic Church, Mary mother of the Lord, appears to take prominence in our faith lives at times of greater struggle. With reflections particularly appropriate to our present-day con-text, Patricia McCarthy, C.N.D., turns our focus to Mary as a woman for peacemakers. In a similar way, Jeffrey Gros, F.S.C., suggests that Mary may well play an integrating role in ecumenical relations rather than the divisive one that is traditionally projected. Perhaps with our hearts more attuned to the peacemaking role of Mary we can enter more reflectively into the struggle of our Christian and religious community lives and of our various ministries. James J. McEnroe explores new meanings for the images we use in regard to Chris-tian ministry as a way of presenting some reconciling paradigms. "The Ministry of BEing" represents Charleen Hug's attempt to bring balance to the interior struggle which people face in'the midst of their work. For his part, William Hogan, C.S.C., underscores mission as central to life together as well as to a vocational appeal. Dennis J. Billy, C.SS.R., 321 Review for Religious, May-June 1991 brings together some traditional and modern approaches taken to moral theology and the special symbol role of religious life within this disci-pline. Perhaps he points a way to understanding how religious life and peacemaking are meant necessarily to be congruent. Other writers turn our attention to some alleviating factors in the strug-gle areas of our community lives--whatever form community may take for us. Mary Carboy, S.S.J., stresses hospitality, Donald Macdonald, S.M.M., considers courtesy, and Melannie Svoboda, S.N.D., imagina-tively suggests various lubricants for community living. With a specific focus on the life of women and men religious, Albert Dilanni, S.M., pre-sents some insightful reflections to situate the current struggles about re-ligious- life identity. Gerald Arbuckle, S.M., looks at leadership and its organic role in the struggle of refounding. The area of formation in the light of structural sin and structural conversion is the concern of David Couturier, O.F.M.Cap. Doris Gottemoeller, R.S.M., gives us further food for thought about the confused issue of membership as new ways of associating people into religious organizations and activities are be-ing explored. Our ultimate struggle, of course, is our relationship with God. One very important aspect of that struggle is caught in the paradoxical title of David J. Hassel's "Atheism in Our Prayer." Just as the biblical ac-count of Jacob's wrestling with an angel mirrors at times our own strug-gles to respond to the continuing conversion calls from the Lord, so Has-sel tries to shed light into the areas of darkness and apparent absence of God that are often a part of developing faith life. In prayer, in community, and in mission we look to Mary to intro-duce us ever more deeply into the ways of her Son, the Son of peace. Perhaps the Marian mantra for our times is captured in the traditional "Mary, queen of peace, pray for us." David L. Fleming, S.J. Paradigms for Ministry: Old Images, New Meanings James J. McEnroe, Th.D. Father McEnroe, of the St. Louis archdiocese, teaches pastoral theology at Kenrick Seminary and has helped facilitate some programs for the archdiocesan Office of Min-istry. His address is Kenrick Seminary; 5200 Glennon Drive; St. Louis, Missouri 63119. Recently, during a class session in which the topic "Paradigms for Min-istry" was being discussed, a student observed that it is difficult to find meaning in some of the traditional paradigms for ministry, especially those derived from another culture and another time. ~ The paradigms that the student was referring to are some of the more traditional in Christian theology and in the Bible. These paradigms are pilgrim, servant, prophet, and shepherd.2 Each of them, if they are to be meaningful, must be retrieved and reinterpreted in the light of a contemporary understand-ing of ministry, including the skills necessary to live out those paradigms in ministry. In this article each paradigm will be discussed, with special consideration given to its biblical roots, its contemporary meaning, and the skills required to live it out in ministry. Finally, some conclusions will be drawn concerning ministry today, especially the demands placed on persons who are engaged in or preparing for ministry, in the church or in the marketplace. Paradigm (paradeigmatizo) means "to make an example of." Para-digms emerge from an attempt to think about something from within our own experience. Paradigms are by their very nature incomplete; that is, they are helpful constructs with which to speak about a particular reality but which always fall short of that reality. If paradigms are to make sense, therefore, they must resonate with our experience in ministry. 323 324 / Review for Religious, May-June 1991 And, if we are to put those paradigms into practice in ministry, we must gain the skills necessary to do so. Pilgrim The paradigm of pilgrim evokes the image of a journey. The Greek word (anabaino) means "to go up to." In the New Testament the fol-lowers of Christ are called nonresident aliens (para-epi-demos), because they were on a pilgrimage to their true homeland, which is connected in-timately with the reign of God. The first epistle of Peter (1:1) is ad-dressed to "those who live as strangers scattered throughout Pontus, Gala-tia, Cappadocia, Asia, and Bithynia.' ,3 The image conveyed in the para-digm, at least as it is found in the Christian Bible, is that of persons who know where they are going, but who need to travel through some un-known territory in order to get there. In the Bible these pilgrims are pre-sumed to be traveling on foot, taking one step at a time, and in a rather systematic, that is, orderly, way.4 As with any travelers, pilgrims must possess certain skills, which be-come tools of their trade. Pilgrims are confronted with the need to read road maps, recognize the meaning of signposts, and investigate the proper means of conveyance in order to reach their destination. Those traveling to areas with which they are unfamiliar, for example, soon dis-cover that, unless one of their party possesses a sense of direction and is skilled in the art of map reading, the journey can become inconven-ient, even treacherous. C.S. Lewis, in his Pilgrim's Regress, says that pilgrims must pos-sess the ability to use certain instrumentation on their journey. One of Lewis's characters, a young man named John, is being instructed in the ways of the world by his elders. He cannot understand their suggestions, however. The elders are supposed tO be his guides. Yet, as Lewis points out, if John does not learn to navigate on his own he will be forever at the mercy of other would-be guides.5 At one point in the story, a stew-ard slips a card containing some rules into John's hand, at which point a question is posed. "What use are rules to people who cannot read?''6 If those engaged in or preparing for ministry cannot use the tools of their trade and do not possess practical knowledge, they will be forever at the mercy of other, perhaps less competent, guides. The skills that are required for putting the paradigm of pilgrim into practice in ministry are called instrumental skills. They are the skills of the mind and of the hands: of cognition, of artisanship, and of one's min-istry. The origin of instrumental skills relates to the development of tools in the history of the human community, and to the personal dexterity re- Pardigms for Ministry quired to use them.7 It is difficult to imagine someone ministering in today's Church who is unable to use a computer, which is really an advanced form of the quill or pen. It is equally difficult to imagine someone ministering who is un-able to express himself or herself clearly and effectively, either in pub-lic speaking or in writing. Since ministry today requires both planning and evaluation, it is essential also for those engaged in it to be able to plan programs effectively and to evaluate them when they are completed. There is also a body of practical knowledge, for example, theology, Scrip-ture, and Church history, that is essential for ministry today. It is common to hear persons engaged in ministry complain about be-ing required to attend computer training courses, time-management and stress-management classes, or opportunities for continuing theological education. When asked why they are complaining, persons in ministry may say, "Because I am too busy and tired." Which perhaps demon-strates that time management and stress management are necessary in-strumental skills for today's ministers. While they may complain, min-isters are doing themselves, as well as those with whom and for whom they work, a great service by acquiring the necessary instrumental skills for their work. If we are going to be pilgrim people, we must possess the skills re-quired to be the best of pilgrims. We must, with God's help, be able to chart our course and read the signposts and thereby successfully negoti-ate the journey. Servant The second paradigm, that of servant, evokes an image of one who assists others. In the New Testament the word servant (doulos) is actu-ally a title of honor, which was claimed by Paul and by the disciples of Jesus. In the letter to the Romans (1:1), Paul refers to himself as a "ser-vant of Christ Jesus." The servant paradigm, at least among the early Christians, had lost its pejorative meaning. In fact, those who assisted others in the community were called servants (douleo) because that was their ministry.8 In the Church today there are many ministries that are ministries of service: for example, spiritual direction, pastoral counseling, evangeli-zation, and youth ministry. These,'and other ministries of service, re-quire certain skills that allow the ministers to walk with those with whom they minister and to whom they are sent. Karl Rahner, in his Servants of the Lord, says that ministry is by its very nature service, not status. He adds that service must be seen always 326 / Review for Religious, May-June 1991 in reference to the community. Service requires ministers to be with and to walk with others who are on their own journeys in life.9 The skills necessary for serving others are called interpersonal skills. They bring about human cooperation, they enhance human interaction. ~0 In fact, the Church, in its traditional understanding of ministry, equates it with service. Ann Wilson Schaef, in her book The Addictive Organi-zation, points out that we live in a world of codependents, rather than in an interdependent world. Dysfunctions in the family of origin makes it very difficult for an incr.easingly large number of persons to work ef-fectively in cooperative and collaborative settings.t~ Since those preparing for or engaged in ministry are products of their environment, both familial and societal, and since environment deter-mines to a large extent the strengths as well as the weaknesses which per-sons bring to ministry, today's ministers must work especially hard to develop and maintain their interpersonal skills. In the Church today there is a clear call for collaborative ministry, that is, for teams of women and men working together for the good of the Church. Ironically, for some of the aforementioned reasons, many of those choosing ministry as their vocation would rather work alone. They are not team players, perhaps because they have not learned the skills necessary for cooperation and for successful human interaction. ~2 For a significant number of persons preparing for or engaged in min-istry, there are several interpersonal skills that are difficult to put into practice in their lives and in their ministries. One of those skills is con-frontation. Perhaps the difficulty lies in the assumption that confronta-tion, which requires the honest expression of emotion and assertiveness, is not the Christian thing to do. When those engaged in ministry experi-ence conflicts between themselves and others, they must confront the per-son or persons with whom there is a conflict--which is perhaps the only Christian thing to do. Confrontation is the ability to name and express one's inner reaction, usu-ally emotional, to an external event, especially but not exclusively when it involves an unpleasant encounter. Confrontation is like holding up a mir-ror so that others can see themselves. Confrontation should be used with honesty and care to address another person's behavior, when that behav-ior is appropriate and when it is inappropriate. It is essential, both for life and for ministry, to skillfully confront problematic situations so that com-munication and understanding can lead to more successful ministry. Instrumental and interpersonal skills, therefore, are basic skills for anyone engaged in or preparing for ministry. And, more often than not, Paradigms for Ministry / 327 instrumental and interpersonal skills are acquired at the same time. In fact, they are complementary. They enhance the minister's ability to meet the technical demands of ministry and to communicate more effec-tively with others on a daily basis. Perhaps a concrete example of the interaction and interdependence of instrumental and interpersonal skills will be helpful. The ministry of spiritual direction, which more and more persons are requesting, requires directors to possess certain instrumental skills. Directors must know the techniques of direction and be versed in spiritual theology and sacred Scripture. They must also possess certain interpersonal skills. They must hear accurately the issues presented by directees and reflect back to them what they hear. Instrumental skills, for the most part, must be acquired. Interpersonal skills, on the other hand, can be innate. But more often than not they need to be acquired. Perhaps, at meetings with technically competent per-sons, we have seen the participants "sharing" insights with one another and yet not hearing one another, or at least not reflecting back to the speak-ers what they heard. The purpose of such reflecting back, of course, is to give the speakers a sense of being heard and the listeners a chance to check out what the speakers are saying. Formation programs for minis-try, as well as many professional schools, teach and foster not only the instrumental skills necessary for their professions, but also the interper-sonal skills necessary for cooperation and collaboration. This is both en~ couraging and timely. Persons engaged in or preparing for ministry today face the challenge of acquiring the instrumental and interpersonal skills that are necessary for their vocation. Skilled helpers are not only good pilgrims, but they are also more effective servants, offering companionship, guidance, and support. Prophet The third paradigm is that of prophet, which all too often evokes the image of a wild-eyed eccentric ranting and raving against someone or something. In the Hebrew and Christian Scriptures, the prophets (nevi' im) are seers, interpreters of God's activity in the midst of the peo-ple. 13 The prophets see things that others have not seen, cannot see, or refuse to see. Because the prophets are persons of extraordinary faith and commitment to the community, they name the action of God in the midst of the community. In Luke's gospel (2:36-38), for example, the prophet Anna brings the news of the Messiah to those who wait for his coming. She sees, be- ~121~ / Review for Religious, May-June 1991 cause she is a woman of prayer and self-denial, what others have not seen. Like other prophet.s in the Bible, she possesses extraordinary vi-sion. In the Acts of the Apostles (2:4, 17-18; 19:6) and in the Book of Revelation (10:11 and 18:20), we are reminded that on Pentecost the gift of prophetic imagination was renewed by the Holy Spirit and the gift of prophetic vision was given to the community of faith. The disciples saw and heard. And they announced to others the Good News of salvation. More importantly, they exhorted the community to live in the light of the redemption, and they consoled those who were frightened or weary. Their prophetic vision was .their ministry and their gift to the commu-nity of faith, the Church. 14 Gerald Arbuckle says that the refounding of religious life, and per-haps of the Church itself, will be accomplished by persons who possess a charismatically inspired and well-developed imagination. 15 The proph-ets will be those who seek out new ways of doing things. They will be inspired by a prophetic imagination and by the Spirit of God. 16 They will be both intuitive and imaginative. And, at times, they will be misunder-stood by their contemporaries and even by their colleagues, sometimes simply because they will find it difficult to communicate their insights to others, for whom the insights will seem outrageous and ill-advised. 17 Walter Brueggemann, in his book The Prophetic Imagination, points out that the task of prophetic persons, like that of their forebears whose lives are recounted in the Hebrew and Christian Scriptures, is to nurture and to nourish their communities by evoking a consciousness and a per-ception of reality that is often different from that of the dominant cul-ture. 18 Prophetic persons challenge those within the dominant culture, who are unwilling to go beyond the scope of common sense or the pre-vailing wisdom and who say, "This is the way that we have always done things" or "If it is not broke then do not fix it." The key to cultivating a prophetic vision is to learn and to enhance imaginal skills. Those wanting to develop their imagination must engage in projects and educational experiences that encourage them to search for possibly better ways of doing things than the way they have always been done--even improvements on "common sense." Imaginal skills enable one to generate new ideas and alternative so-lutions. 19 Imaginal skills arise in the interaction between fantasy, emo-tions, and the reflective intellect. These skills allow persons to miniatur-ize, to organize, and to reflect accurately on data gathered from their en-vironment and from the five senses.2° Imaginal skills are acquired some-what differently than instrumental and interpersonal skills. To acquire or Paradigms for Ministry / 329 to develop imaginal skills, women and men must associate and work with other imaginative and creative persons. This, however, requires that cer-tain instrumental and interpersonal skills are firmly in place. Imagina-tion is developed also through attentiveness to, participating in, or ap-preciating the arts. For some, especially for those whose imaginal skills are less well developed, imaginative and creative persons often appear to be flying by the seat of their pants. And in some ways they are. Pro-phetic persons often find little support in their communities because their suggestions seem distant and even frightening to the less imaginative.2~ People commonly criticize persons in their community who are "pains." In reality, those "pains" may be creative and imaginative, but they may lack the necessary skills (instrumental and interpersonal) to communicate with others. Imaginal skills that are necessary for anyone attempting to live out the paradigm of prophet are resourcefulness and experimentation. These skills facilitate progress---even if their attempts sometimes lead to fail-ure. 22 At such times imaginative and creative persons may appear flighty and irresponsible. To prevent avoidable failure, they need to select from the imagined alternatives not only concrete but practical and construc-tive solutions to the problems with which their communities are faced.23 People usually acquire imaginal skills after acquiring instrumental and interpersonal skills because, with instrumental and interpersonal skills, they begin to experience and appreciate their autonomy while still rec-ognizing their connectedness to the community of faith.24 If persons are going to live out the paradigm of prophet, they must possess a prophetic imagination, as well as certain instrumental and in-terpersonal skills. Communities of faith need the gift of prophetic imagi-nation just as much today as at the time of the prophets of old. Shepherd Finally, there is the paradigm of shepherd, which evokes the rustic image of a person with staff in hand leading the sheep down a treacher-ous hillside. The paradigm may seem even more problematic if one re-alizes how dumb sheep really are. Yet in Luke's gospel it was the shep-herds who were among the first to be informed of the Messiah's birth (2:8-20). And in the epistle to the Ephesians (4:1 l) the apostles and their successors, who exercised a ministry of leadership in the community of faith, are referred to as shepherd-leaders ~n the Christian commumty. Gerald Arbuckle notes that leaders in religious congregations, and by analogy in the Church itself, are called to be problem solvers. They must be highly rational and organized persons. They must be able to Iogi- 330 / Review for Religious, May-June 1991 cally analyze problems, to take the advice and counsel of others, and to implement the likely solutions.25 Leaders in ministry are called, there-fore, to help create and to share a vision with others, often in consulta-tion and in collaboration with prophetic persons, with servants, and with the great mass of those along their pilgrim way. Leadership in the Church today requires the development of system skills. Leadership requires both an acute sense of the direction in which commu-nities are headed and the ability to help them to get where they should be headed. Yet many persons with these system skills are frustrated. Their psychic and spiritual energies are drained because they face enormous fi-nancial problems and ever increasing personnel issues. Leaders today are expected to keep their communities financially stable and to meet the emo-tional and spiritual needs of the community members. Many leaders spend so much time maintaining the community and its members that they have little time or energy to help create the long-term solutions to the problems. As a friend said recently, "Anyone who yearns for or covets leadership in the Church today deserves to be a leader!" In light of the aforementioned demands, it is reasonable to assume that leaders do not have to be the prophetic or imaginative persons in the community, although a healthy dose of prophetic imagination helps. Lead-ership does require, however, the ability to recognize imaginative and creative solutions to problems and to coordinate the various gifts and skills of the community. System skills require a blend of imagination (imaginal skill), inter-personal sensitivity (interpersonal skill), and instrumental competence (in-strumental skill). System skills enable those who possess them to see how the parts of a community (diocese, religious congregation, parish, or organization) relate to the whole. System skills are not necessarily man-agement skills, although leadership may require a person to be a good manager, to make sound financial decisions (instrumental skill) and to relate well to persons within the system (interpersonal skill). System skills do, however, allow one to plan for change, especially when a change of direction is necessary for the health of the system in question. As Brian Hall says, persons who possess system skills see "the simple unity of it all."26 Shepherd-leaders see the big picture. And they are willing to take the necessary risks that will allow their communities to grow and to pros-per. Shepherd-leaders, because they possess system skills, seldom get trapped by shortsighted and wrongheaded solutions to complex prob-lems. While the solutions they endorse may sound extremely simple, Paradigms for Ministry / 331 even naive, they often embody an inherent wisdom and even God's will and desire for the community itself. An example of a system skill is system recognition, the ability to read the present and future needs of the community.27 At a deeper level, system recognition allows shepherd-leaders to read the signs of the times as they are significant for the community itself. Of course, the challenge to "read the signs of the times" was enunciated at the Second Vatican Council. Pope John XXIII possessed the skills necessary for his pro-phetic and imaginative shepherd-leadership. There is a picture, actually an icon, of Pope John holding a scroll on which the following verse ap-pears: "We are not on earth to guard a museum, but to cultivate a flour-ishing garden of life." The attitude behind that quotation summarizes the attitude with which shepherd-leaders carry out their task. Of course, shepherd-leaders must be able to distinguish between myth and reality, between a bright idea and a right idea.28 System skills allow those who possess them to discern more easily whether the direc-tion in which the system (diocese, congregation, parish, or organization) is headed is in accord with God's will and desire. Persons preparing for or engaged in leadership ministry must learn or develop system skills in order to be shepherd-leaders within their com-munities of faith. It has been said that the paradigm of the shepherd is both outdated and irrelevant. Perhaps, as we put the paradigm into a new context, namely into a system perspective, we can appreciate it in a new way by retrieving its original meaning and beauty, even within a largely nonagrarian culture. Through the Bible and through theology, the Church has been blessed with some very rich paradigms for life and for ministry. These paradigms (pilgrim, servant, prophet, and shepherd), if they are to be lived out in ministry, require the development of certain skills. Practical Conclusions There are some practical conclusions that flow from an understand-ing of the paradigms for ministry that were discussed in this article. First, skill development is sequential. Second, effective ministry requires that skills be identified in and shared among the members of a community. Third, as persons reach a certain level of skill development, they are con-fronted with the need to acquire higher levels of skills in the four skill areas (instrumental, interpersonal, imaginal, and system). Finally, life-long learning and continuing education are required for anyone engaged in ministry today. First, skill development is sequential. Instrumental and interpersonal 3~12 / Review for Religious, May-June 1991 skills are developed conjointly. One learns to think and to perform man-ual tasks while learning to relate to other persons in the environment. Dur-ing childhood, for example, we learned to read and write while we learned to relate to others. The process is the same in adulthood, except that the reading, writing, and relating require a higher level of skill de-velopment. Formation programs for ministry in the Church are, hope-fully, teaching those who participate in them theology and the traditions of the Church and of the communities to which they will be sent. They are teaching the participants also to pray. All of these are instrumental skills. Formation programs teach people how to relate to others more ef-fectively and to integrate their lifestyle (married, single, or celibate) into their ministry; these are interpersonal skills. As persons acquire instrumental and interpersonal skills, through for-mal education their energies are directed toward convergent thinking, that is, toward remembering and reproducing what is already known. It is necessary, therefore, to develop within those preparing for ministry the capacity for divergent thinking, which is a requirement for prophetic ministry. 29 Divergent thinking leads to new ideas and new ways of doing things. Gerald Arbuckle describes divergent thinkers as "intrapreneurs," whose task is to revitalize existing corporate cultures (dioceses, congregations, parishes, or religious communities). He describes entrepreneurs as those whose task is to establish new ventures outside the existing corporate struc-ture, yet who have close ties to that structure.3° Intrapreneurs must pos-sess high levels of system skills, and entrepreneurs must possess high lev-els of imaginal skills. In order to be effective, ministers must continue to develop skills in the areas that are appropriate for the ministries in which they are engaged. Second, skills for ministry are most effective when they are shared among a group of persons working cooperatively and collaboratively. As St. Paul said in l Corinthians 12:4-7, "There are different gifts but the same Spirit; there are different ministries but the same Lord." While very few individuals possess notable skill in all of the skill areas, a team of persons may possess all those skills to a notable degree. The more gifted and skilled the collaborators, the more effective their ministry will be. One person, within a group of persons working together, may pos-sess the ability to commit the group's wisdom to paper or even to do some-thing as practical as writing a proposal or a request for a grant. Another person may possess the ability to relate to others in the group and in so Paradigms for Ministry ! 333 doing make the entire team more efficient and effective. Another team member may be imaginative, dreaming up solutions to problems facing the group. Another member may be able to see how the group's activi-ties fit into the overall scheme of the larger community's (diocese, par-ish, or religious congregation) life and mission. The more diverse the skills of the collaborators or coministers, the more efficient and effec-tive their ministry will be. Third, as ministers reach a certain level of skill development, they discover a need to acquire skills at higher levels in order to meet the in-creased demands of their life and ministry. Perhaps some examples will be helpful. Many persons in ministry today find themselves spending time and energy writing talks and proposals. They are learning, there-fore, to use computers and other high-tech communication equipment-- which, of course, requires them to develop more sophisticated instrumen-tal skills. It is also necessary today, especially for those engaged in ministry or in religious life, to become more skilled participants in meetings and in other group endeavors. This requires the development of better inter-personal skills. As ministers plan for their own corporate ministry and for ministering within their communities, there is an increasing need for persons with imaginal and system skills to be working with their col-leagues in ministry. Persons in ministry today must, then, bring to their cooperative en-deavors their own skills and talents. With those skills and talents, the ef-forts of the ministering community will be successful; without them those efforts may be in vain. Finally, if the skills needed to meet the inc.reasing demands of min-istry are to be developed, persons engaged in or preparing for ministry must make a commitment to lifelong learning. Perhaps congregations of men and women religious were the first to recognize this fact and to de-velop continuing-education programs for their members. Today dioceses are developing programs for the continuing education of priests and dea-cons, as well as formation programs and continuing-education programs for nonordained persons in ministry. Persons in ministry do value and use the continuing-education and formation programs at their disposal in order to meet the demands made upon them in the Church in particular and in society at large. Our theological and biblical heritage contains a wealth of paradigms for life and for ministry. We are pilgrims on a journey of faith. We are called to care for one another along that journey. We are invited to dis- 334/Review for Religious, May-June 1991 cern the movement of God's Spirit in our midst as we journey. Finally, we are commissioned to be shepherd-leaders. May our communities of faith be blessed with pilgrims, servants, prophets, and shepherd-leaders skilled enough to build up the body, the Church, and to usher in the reign of God. NOTES I Michael T. Winstanley's article "The Shepherd Image in the Scriptures: A Para-digm for Ministry" (Clergy Review 71 [June 1986]: 197-206), which focuses on the paradigm of shepherd from a biblical perspective, was an inspiration for the class presentation that elicited the student's observation. Winstanley's presentation of the shepherding image invited reflection on the skills that are necessary in order to put that image into practice. That reflection raised the issue of the need to put other equally helpful paradigms into a contemporary context. 2 I am using both prophet and shepherd as gender-inclusive words. 3 The biblical quotations in this article are from the New American Bible. 4 Xavier L6on-Dufour, Dictionary of the New Testament, trans. Terrence Prender-gast (San Francisco: Harper and Row, 1980), p. 324. 5 C.S. Lewis, The Pilgrim's Regress (New York: Sheed and Ward, 1944), pp. 15f. 6 lbid, p. 193. 7 Brian P. Hall, The Genesis Effect (New York: Paulist Press, 1986), pp. 99f. 8 L6on-Dufour, p. 368. 9 Karl Rahner, Servants of the Lord (Montreal: Palm Publishers, 1968), p. 6. 10 Hall, p. 100. 11 Anne Wilson Schaef, The Addictive Organization (San Francisco: Harper and Row, 1988), p. 96. 12 lbid, p. 100. 13 John E. Steinmueller and Kathryn Sullivan, R.S.C.J., Catholic Biblical Encyclo-pedia (New York: Joseph F. Wagner, 1950), p. 527. i,~ L~on-Dufour, p. 338. 15 Gerald A. Arbuckle, S.M. Out of Chaos: Refounding Religious Congregations (New York: Paulist Press, 1988), p: 1. 16 lbid, p. 14. 17 Ibid, pp. 30f. 18 Walter Brueggemann, The Prophetic Imagination (Philadelphia: Fortress Press, 1978), p. 13. 19 Hall, p. 100. 20 Janet Kalven, Larry Rosen, and Bruce Taylor, Value Development: A Practical Guide (New York: Paulist Press, 1982), p. 23. 2~ Arbuckle, pp. 30f. 26 Hall, p. 147. 22 Kalven et al., p. 26. 27 Kalven et al., p. 31. 23 Ibid. 28 Ibid. 24 Hall, p. 143. 29 Kalven et al., p. 125. 25 Arbuckle, p. 31. 30 Arbuckle, p. 33. The Ministry of BEing M. Charleen Hug, S.N.D. Sister Mary Charleen Hug, S.N.D., wrote "Celibacy: Gift of a Woman's Love" for our issue of September/October 1988. Her address is 3837 Secor Road; Toledo, Ohio 43623. What an exciting age for apostolic women religious! Never before in the history of the Church have there been so many diverse ministries open to them. My people are homeless, shelter them. My people are starving, feed them. My people are oppressed, unshackle them. My people are ignorant, teach them. The lure is there. The challenge is there. The need is there. Called and sent, committed and dedicated to the cause for peace and justice, women religious now head health clinics, retreat centers. They serve in parish ministry, as pastoral associates. They are found in class-rooms, in the mission fields, in hospices for the terminally ill. They are chairpersons on national committees and help staff diocesan offices. They are participants in marches for the plight of the homeless and in protest against nuclear buildup. They take their stand against abortion, racism, and the arms race. They are engaged in all of these ministries and more. More, because there will always be the more. With the two talents I give you, says Jesus in a parable, go and make two more; with five barley loaves and two fish, feed the five thousand; all that I have done, so will you do---all this and even more! In return for the more I will reward even a cup of cold water given in my name, says Jesus. Our present age takes this more seriously, for it is the age of minis- 335 336 / Review for Religious, May-June 1991 try. One more act of service to perform, one more cause to support, one more lesson to prepare, one more meeting to attend. The global village is shrinking. Impersonal people "out there" have become our brothers and sisters with very real needs that we can no longer ignore. Address-ing these needs in Jesus' name in view of the gifts and abilities with which we have been blessed is what Christian ministry is all about. For the deeply committed religious it would seem at times that this very min-istry sustains, as though that were part of the hundredfold promised. This is indeed a very blessing because experience soon proves that no matter how many ministries we take on, no matter how effectively and effi-ciently we labor, there will always be the more that is needed--more that cries out to us for fulfillment. Without great vigilance on our part we can all too readily fall into the do-list trap of evaluating the seeming "suc-cess" and "failure" of any given day by the number of items we have managed to cross off our daily list come nightfall. Because continuous do-ing drains, our present age calls apostolic women religious just as loudly to the ministry basic to all ministries, the ministry without which all do-ing becomes meaningless, empty, namely the ministry of be-ing. This ministry will be neither underwritten nor ig-nored without serious consequences not only to do-ing, but also to all that we are. Is it because the ministry of be-ing is so basic to who we are in essence that we rarely take heed of it? Do we take it so for granted that we fail to provide the time and solitude necessary to cultivate, nour-ish, and cherish it? How often, amidst all of our do-ing, do we set aside time to praise and thank God for this ministry for which each person quali-fies, in which each person can excel? In solitude the truth of "what you do flows from who you are" takes in-depth meaning. In solitude we look to Jesus, for whom, to whom, through whom we minister. In the beginning was the Word: the Word was with God and the Word was God . Through him all things came to be, not one thing had its be-ing but through him .The Word was made flesh and lived among us. (John 1:1, 14). The Word had so brief a time in which to perform the greatest min-istry this world would ever know. In the span of just thirty-three years Jesus had to be the fulfillment of the entire Old Testament, make his Fa-ther known and loved, and secure the redemption of every soul his Fa-ther would love into life. Given this ministry Jesus chose to devote the first thirty of these years to the ministry of be-ing God-made-man. When his active apostolic ministry did commence, "I AM!" identified who he was and why he "dwelt among us." He showed himself to be bread for The Ministry of BEing the hungry, drink for the thirsty, comfort for the sorrowing, compassion for the sinner, friend of simple souls, rest for the weary, light in the dark-ness, perfect image of the Father, I AM the way, the truth, the life. That Jesus' mission of be-ing was misunderstood by those to whom he minis-tered is evidenced by those who jeered. What good are you doing hanging there! Come down from the cross and do! There are still illnesses that need to be healed, sins that need to be forgiven, lessons that need to be taught, so much that we still do not un-derstand. Come down from the cross and do! By remaining on the cross Jesus became the supreme example of the relationship between be-ing and do-ing. It was in be-ing the sacrifical Lamb of God that all do-ing for all time would take on eternal value. By be-ing Resurrection and the Life he gave to each person (as inheritance!) eternal be-ing with the Father! Each of us is a be-ing created in the im-age of the Father! To remain true to this essence it is paramount that, in the midst of and because of all the ministries that demand our do-ing, we spend ample time daily in solitude. Then, while "surrounded on all sides by the crowds," as 'Jesus was, we, too, will know when someone has "touched us." We, too, will experience that "something has gone forth from [us]." Someone has called forth from "who we are" the very reason "that we are." We will discover why we are there: why we are there; why we are there amidst that particular crowd of people. In soli-tude we come to see that it is not sufficient that we praise God through our ministry; we long to be his praise. It is not sufficient that we thank God; we long to be his thanksgiving. We are not content to spread his goodness; we desire to be his goodness. It is not enough that we speak to others of his beauty; we long to be a tiny part of that beauty--and of that peace, that joy, that love! Such subtleties are not gleaned in the mar-ketplace. When it comes time for the belt that Jesus said would be tied around our waist leading us to where we would rather not go (see Jn 21 : 18), thus perhaps ending our ministry of do-ing, even if temporarily, we will em-brace that "belt." In the midst of our do-ing we will have sensitized our-selves to hear a Voice beckoning us: Be daughter of the Father, special possession of the Son, bride of the Spirit. Be she in whom the Father delights, she for whom the heavens were made. Be home of the Trinity, safekeeping for the kept secrets of the King. Be she whom the Father surrounds with his presence, enfolds with his tender love. Be faithful daughter of holy Mother the Church. Be an altar for the offering of a sacrifice of pure love, praise, and Review for Religious, May-June 1991 reverence to God. Be the dove sheltered in the clefts of the rocks, long-ing to see the face of God. Be garden enclosed, the fountain sealed. Be the fire set ablaze that Christ came to cast upon the earth. The Voice beckons further extending our parameters: My people are victims of injustice, be their righteousness. My people are suffering from painful diseases, be their relief. My people are lonely and without a shepherd, be their friend. My people are killing each other, be the peace between them. Be the missionary you always longed to be, spreading the joyful mes-sage that the kingdom of God is here, now. Be witness of the fidelity of a merciful God who loves jealously, passionately, infinitely. Be a bea-con of hope to those whose light has grown dim. Be a wounded healer by gathering up the pain of the world and offering it to the Father. Be a caring, compassionate, companion on the journey. Be for those en-trusted to you, those who depend on your be-ing. Be all things to all peo-ple. As in the case of the ministry of do-ing the ministry of be-ing like-wise demands the more, the infinitely more. More joy, more love, more peace, more patience . The more we embrace this ministry, the more it will embrace us. The more perceptive we become to living this minis-try, the more fully alive we become. The more we treasure this minis-try, the more it becomes our priceless treasure. It is an inexhaustible min-istry with inexhaustible fringe benefits just waiting to be claimed. The ministry of be-ing can be the pledge, the promise, and the prized pos-session of every apostolic woman religious. It is this reality that makes the present age an exciting one indeed in which to minister! Religious Life and Modernity Albert Dilanni, S.M. Father Dilanni taught philosophy for thirteen years, served as provincial of the North-east Province (U.S.A.) for six years, and has been vicar general of the Marist Fa-thers since 1985. His address is: Padri Maristi; Via Alessandro Poerio, 63; 00152 Roma, Italy. There are many ways of describing what has happened in the last twenty-five years since Vatican II. Historians say that there has been a shakeout after each ecumenical council and that approximately twenty-five years are required for the spirit of a council to take root and bear its best fruit. Commentators on the development of religious life since Vatican II seem to concur in this. They now present this development in three stages: (1) the rigidity prior to Vatican II, (2) the immediate chaos after Vatican II, and (3) the current period of sober reassessment with its talk of refoun-dation. Some CARA consultants name these stages Paradigms I, II, and III. Vatican II was an effort in openness and aggiornamento. Its changes were radical. The council recognized the ecclesial reality of other Chris-tian religions, opened the way to dialogue with non-Christian religions, took a radically new position on religious freedom, realized the independ-ent goodness of the secular world, called for a renewal of the liturgy and of religious life, recognizing that through baptism the laity are called to the same degree of holiness as priests and religious. All very heady at the time, exhilarating and in many ways very posi-tive and productive. Vatican II brought the Church face-to-face with the world and urged it to view it in its glory as well as its weakness. I do not think anyone really wants to go back. But even Vatican II had its shadow side. One of its results was that Catholicism in general and re-ligious life in particular seemed less important. When personal con- 339 ~141~ / Review for Religious, May-June 1991 science was exalted, when sin and hell were deemphasized in favor of love and heaven, when the great enemies of Protestant theology were quoted side by side with Rahner and Lonergan, when many distinctions were blurred and the Catholic ghetto vanished--there was no longer a dragon to kill. Now, while enemies, distinctions, ghettos, and dragons are not always eminently desirable, they did provide one thing: identity. Their removal was a major r.ea.son why the principal question exercising the Church and religious congregations since Vatican II has been ad nau-seam the question of identity. What does it mean to be a Catholic, a re-ligious, a Jesuit, a Carmelite, a Marist? But the identity question had other nonecclesiastical sources. The post-Vatican II world found itself engulfed in a cultural upheaval which it did not cause. Religious congregations were not simply surrounded by a materialistic and skeptical culture, they were immersed in it. It had in-filtrated the convent walls. Tillard says that the failure of enthusiasm, passion, and wholeheartedness apparent in religious is rooted in a shift in belief, a hesitancy of faith. Walter Kasper has remarked that what we combat today is not only an external atheism, but an atheism within our own hearts. Cultural modernity has been analyzed and reanalyzed as the on-slaught of secularization. ~ It was as if in the second half of our century the Enlightenment had reached the masses. What up to the present were ideas of intellectuals, philosophers, and cranky atheists, now, due to bet-ter communication and general education, became the fabric of culture at large. The well-documentated cultural revolution which has been play-ing itself out since the 1960s seemed to be a quantitative expansion of ideas which had been around since the eighteenth century. But Paul Ricoeur underlines that the Enlightenment has passed through two distinct stages. We might even speak of a first and second Enlightenment, that of the seventeenth and eighteenth centuries and the different one which began in the nineteenth and flowered in the twenti-eth century. Both began with doubt, methodic doubt, but the first went back to consciousness and found certitude, while the second in returning to con-sciousness found only suspicion. Descartes began by doubting everything methodically, but banished doubt because he believed we could find a place of certitude in consciousness. Even doubting was a form of think-ing, and the one thing I could .not doubt was that "I think." Cogito, ergo sum. At the center of consciousness was a source of clarity and dis-tinctness (les idles claires et distinctes), a way of banishing skepticism Religious Life and Modernity about the existence of the world or the truth of morality. Thus the first Enlightenment was characterized by an exaltation of the human subject and an overconfidence in a certain type of reason. Its champion was Kant, for whom the subject in the act of knowing became a partial crea-tor of the object known. But the second Enlightenment, grounded in Marx, Freud, and Nietzsche, was quite different. Commencing similarly with scientific me-thodical doubt, these thinkers also turned to the conscious and thinking subject but found there not a place of certitude but another ground for suspicion. For them human consciousness turned out to be a creator of illusions, the fabricator of masks, the great pretender. Consciousness it-self was in need of unmasking. This is the case especially when it con-cocts religions. Religion was the deception par excellence. It was an opium creating lassitude among oppressed peoples (Marx), it was a col-lective obsessive neurosis (Freud), it was a cover for a will to power pres-ent in the hearts of the weak and envious (Nietzsche). Leaving aside the fine nuance present in their systems, we can say that for these thinkers consciousness spins illusory language about God to hide what men and women really desire: sexual gratification, wealth, and power. This modern atheism, the atheism of consciousness as pretender, has with legitimacy been called a "beautiful" atheism. It has an ethical side and bears a moral, attraction. It is born of the desire to avoid masks and pretensions. The modem atheist is an atheist because he does not want to remain in a false consciousness. He wants to be honest; he does not want to tell a lie. The great modern drive, the drive of the second En-lightenment is to be authentic, not to worship an idol. For this reason, too, its geniuses Freud, Marx, and Nietzsche can present themselves as moralists. This is why Sartre can present belief in God as bad faith. Con-sciousness, in the second Enlightenment, is the escape artist, the artful dodger. Consciousness reaches salvation when it strives to catch itself at its own artifices. In light of this we can explain two moral phenomena which have oc-curred in our lifetime. First, the fact that, for many people of the twen-tieth century, hypocrisy became the great sin and sincerity the great vir-tue. (This has been documented by Lionel Trilling.) It was hypocrisy not to admit who and what you were. If you were gay, you must say it. If you were committing adultery, you must admit it. Being moral meant coming out of various closets. But unfortunately many people failed to ask the question whether acting out according to the instincts of these closets was good or bad. Some decided that anything was allowed as :342 / Review for Religious, May-June 1991 long as you owned up to it. Others, plagued by a secret guilt, tried to have everyone approve whht they were doing privately; they wanted their private morality publicly sanctioned. The other phenomenon characteristic of the second Enlightenment was that contemporary thinkers were more interested in meaning than in truth. This explains the death of apologetics in the last twenty-five years. Hugo Meynell bemoans the fact that the last real apologist was C.S. Le-wis. Today, he complains, theologians are more concerned to show that Christianity is relevant. What floods the market is writing on the social and political implications of Christianity, or on its power to lead us to a fuller and more authentic personal life. Admitting the importance of such writing, he believes, nevertheless, that a serious apologetic which looks beyond meaning to truth is absolutely indispensable for the Church and that many of its present ills are due to a neglect of it. Without a proper apologetics, says Meynell, "the unbeliever is apt to infer that edu-cated Christians have really grasped the fact that social reform, political action, and psychic hygiene are that to which religious aspiration ought to be directed."2 Related to this move from truth to meaning is the fact that for the last twenty years seminarians, both religious and diocesan, have unchar-acteristically manifested a distaste for intellectual argument. Even some of the most intelligent tended to shun involvement in debates about the truth and falsity of moral positions or thorny dogmatic issues like the in-terpretation of the Resurrection, and were satisfied if they were con-vinced that a particular doctrine of the Church held some meaning for people. More and more religious showed up on the Myers-Briggs test as feelers and not thinkers. Brought up in an Enlightenment of suspicion, they suspected intestinally that the search for truth is impossible and that the different philosophies are simply a parade of ideologies with no cri-terion for discerning which is right and which is wrong. This is prob-ably the deep side of the vocation crisis among the youth of the second Enlightenment. If consciousness suspects its very self and its powers, how can it commit itself to anything for a long-term future? Ricoeur believes that we must face head-on what he calls the "her-meneutics of suspicion." We must take seriously its originators and think-ers and recognize their contribution. We cannot return to a primitive naivet6. But he also insists that we cannot remain in a state of denial, in a vacuum of truth, in mere negation; we must move to a second naivet6, we must move to a new place of affirmation. In order to do this we must not only respect the creators of suspicion but also question Religious Life and Modernity them. We must suspect the suspicioners and put them to the test. We must transcend the Enlightenment in both its phases. We will not achieve this by attempting to return to a consciousness conceived of as pure thought, to a thinking self which is sufficient unto itself apart from the world. For contemporary philosophy such a move is impossible. Consciousness can only be encountered as already in and of the world. The only way to discover what the human mind or human consciousness is like is through an examination of the works it has strewn in the world down the centuries, that is, through an examination of the institutions and documents of culture. Ricoeur bets that after such a re-flection the scandal of the cross will remain as much a scandal for mod-ern consciousness as it was for an earlier consciousness. He bets that the scandal of the cross will be discovered to be transcultural, a scandal not merely for humans in one stage of history, but for the human condition as such. For the modern age, theology's method has itself changed. We do not go immediately to the transcendent, to God, to the sacred and then try to relate God to the world. We find God through the world; we dis-cover the transcendent as the depth of the world. We seek an incarna-tional approach to eschatology and transcendence. We try to find God within the world as the Creative Moment therein, as the source without which justice and equality, as absolute moral imperatives, lack motiva-tion and a rational ground. The Enlightenment andthe Redefinition of Religious Life Whether we consider it in its first or second phase, the Enlighten-ment is marked by the same ideals, the dethroning of authority and tra-dition in favor of reason, free thought, and humanistic brotherhood. The ideals of both Enlightenments can be summarized most easily in the slo-gan of the French Revolution whose 200th anniversary we celebrated in 1989: liberty, fraternity, and equality. It was onto these very three ideals that religious life fastened almost in sequence after Vatican II in an effort to redefine itself, to forge a new identity. It had to deal with them as reinforced by the genius of Nietzsche, Freud, and Marx. Note that these ideals are mirror-imaged in the three vows and are in a sense the concern of the vows: (liberty) obe-dience, (fraternity) chastity, and (equality) poverty. The first of the Enlightenment ideals to make dramatic entrance into our culture and religious life was the ideal of personal or individual free-dom (its hero, Nietzsche). Never in a general culture had the notion "I want x" enjoyed such power as a reason for morally justifying an ac- ~144 / Review for Religious, May-June 1991 tion. In an earlier climate of opinion, the fact that someone strongly de-sired something rendered suspect his or her opinion about it. In this ear-lier climate it was because an issue like abortion was so important that it could not be decided principally by the person who was subjectively involved. She could hardly have an objective viewpoint. But now it was precisely because an issue was so important that it must be left up to in-dividual choice. Major books have been written documenting and decry-ing this shift to individualistic freedom: Mclntyre's After Virtue, Allan Bloom's The Closing of the American Mind, and Robert Bellah's Habits of the Heart. Some of its critics distinguish between a liberal spirit which is admirable in its pursuit of discussion and exchange of ideas, and a lib-eral dogma which in its exaggerations is pernicious because it has not allowed us to build a community upon agreed societal values. Enlightenment freedom and its individualism invaded religious life in the 60s and early 70s. The major concern of seminarians and religious of that era was self-fulfillment and the idea that they could not be ful-filled unless they made their own choices about lifestyle and ministry. This was also the age when many seminarians refused to kneel down in chapel and to acknowledge any difference between themselves and their professors. Their slogan was that of the youth culture of the sixties: "Don't trust anyone over thirty!" Articles on religious obedience ap-pearing in REVIEW FOR RELIGIOUS at the time had less to do with the su-perior's authority as representing God or as the leader of a group engaged in a religious cause, than with how he or she should be a caring person or a listener attentive to the needs of community members. The second Enlightenment ideal used in the attempted redefinition of religious life was the ideal of fraternity interpreted as intimacy (its hero, Freud; its favorite book, Fromm's The Art of Loving). In the 70s fraternity came to the fore in the form of the need for intimacy and com-munity. Some felt that religion itself was a projection of affective needs. Everyone seemed sure that, without at least psychological sexual rela-tions, you could not really develop as a person. A good number left re-ligious life while they were still nubile in the conviction that the Church would soon wake up and change the rules. Others adopted what for a brief time was called the "third way," that is, remaining somewhat celi-bate while dating. All of this was later exacerbated by the gay movement and the inability of some to realize that, whatever one might think of ho-moerotic relations in general, all religious, whether homosexually or heterosexually oriented, had taken the same vow. Those who chose to remain and to keep the vows fought for a more Religious Life and Modernity / 345 fraternal and intimate form of community life and began using the word "sharing" as an intransitive verb. "Sharing" went on till the wee hours of the morning. "Thanks for sharing" and a big hug seemed to end every conversation, even a conversation in which a provincial had in no uncertain terms said, "No.t'' For all its positive aspects, this age of individualistic freedom and of fraternity/intimacy/community was "the era of the divided heart." It was a time, not entirely past, in which many of us, ~11 of us to some degree, were sidetracked, distracted, not completely present to the task, unhappy. For many religious, life became not so much a vocation as an avocation. They did good work and were not completely disinterested in the religious community, but their treasure, their compelling interest seemed to be elsewhere. They did not realize it at the time and cannot be blamed, but absorbed in themselves, jettisoning traditional practices without replacing them with new communal structures, they were sap-ping the energy of the group. It was in subconscious reaction to this drift that there appeared in re-ligious- life circles the talk about the need for a shared vision or a com-mon sense of mission. Much effort went into writing mission statements which everyone signed and accepted mutteringly in paraliturgical cere-monies. But there was an unexamined assumption in writing such mis-sion declarations, the assumption that everyone wanted a common vi-sion. Though there has always been a degree of pluralism and confusion in the Church, what seemed different now was that some religious seemed almost to welcome the confusion. They gave up the search for a shared vision not simply because it is hard to attain, but because in a deep sense they did not want one. It may be a hard saying, but I believe it is true that many of us, all of us to some degree, did not desire a true unity of mind and vision, at least not one which was set down in great detail, one which invaded and interfered with our life. The third ideal of the French Revolution and Enlightenment to enter religious life in the time of attempted redefinition was that of equality (its hero, Marx). It was the same ideal which gave rise to liberation the-ology and to the preferential option for the poor. It came strongly to the fore in the 80s. Beginning with the 33rd General Congregation of Jesu-its it thundered into religious life under the title of faith and justice. So-cial analysis and peace-and-justice committees soon became the vogue. Religious, male and female, left long-standing apostolates in education and hospitals and went to work among the poor and oppressed of both the third and first worlds. Soon the movement became involved with jus- 346 / Review for Religious, May-June 1991 tice questions within the Church as well as the world, in the first as well as the third world. Now suddenly every question was interpreted princi-pally in terms of the power-equality schema. Everywhere there was talk of the need for assertiveness, the tactics of confrontation, the evil of pa-triarchy, the lucha de clases. Not just politics but a liberal politics was brought to the center of religion and religious life. At Boston College in 1984 the Jesuit historian John Padberg said, "It must be admitted that from a historical point of view many of the changes which have taken place in feminine religious communities do not derive from Vatican II, but from the secular feminist movement." I believe that these attempted redefinitions of religious life have all failed because religious have remained at a superficial level in thinking about freedom, fraternity, and equality. In their general thrust these new values are wonderful and exhilarating and are here to stay. But they must be retrieved in their Christian depth and meaning. Secularization and the Return of Religion We are in a polarization situation in the Church today, liberals against conservatives. This can be documented by reading any theologi-cal review or religious newspaper. Avery Dulles, in fact, discerns four quasi-ideologies in the Church, liberal, traditionalist, neoconservative, and radical.3 Signs of the resistance appear not only in a growing funda-mentalism in Church practice, but in the "postliberal" or "postmod-ern" stances in academic theology championed by men like Lindbeck, Huston Smith, and Stanley Hauerwas. The resistance is also apparent in the area of religious and priestly vocations. In the entire industrialized world it is the progressive orders which continue to experience a decline, while conservative congregations enjoy substantial increases. But what is not understood is that the very fact of the polarization has a religious meaning. It means that modernity cannot be understood as a single phenomenon of ongoing secularization. There is something else occurring. The evident resistance to a liberal secularism hints at the possibility of a great reversal, a move to a higher synthesis. Many have been willing to see a religious significance in seculariza-tion. They interpret it as the desire to be authentic, to be rid of idols, to avoid at all costs the telling of a lie. But is there not also a deep mean-ing to the liberal/conservative split and the rise of fundamentalism and neoconservatism? Is this not also a sign of the times? It seems simplistic to view the resistance to tendencies which have been the vogue since Vati-can II as a mere knee-jerk reaction, a neurotic flight to security in the face of a secularized world. The very fact of these countermovements Religious Life and Modernity / 347 has a religious sense. It reveals, among other things, that modern men and women still recognize the presence of mystery and transcendence and feel that without it liberty, fraternity, and equality remain superfi-cial and, in the end, stifling. In an article entitled "Can the West be Converted?" Leslie Newbigin, the famous Anglican missionary to India, asks: Can there be an effective missionary encounter with this culture--this so powerful, per-suasive, and confident culture which (at least until very recently) simply regarded itself as "the coming world civilization"? He bemoans as excessive the criticism of the nineteenth-century mis-sionary on the part of socially-minded Christians, and disagrees with drop-ping the term "foreign missions" in favor of "overseas ministries" or "cross-cultural ministry." Says Newbigin: "The contemporary embar~ rassment about the missionary movement of the previous century is not, as we like to think, evidence that we have become more humble. It is, I fear, much more clearly evidence of shift in belief. It is evidence that we are less ready to affirm the uniqueness, the centrality, the decisive-ness of Jesus Christ as universal Lord and Savior, the Way by following whom the world is to find its true goal, the Truth by which every other claim to truth is to be tested, the Life in whom alone life in its fullness is to be found."4 Instead of weighing the Christian religious experience in the scale of reason as our culture understands reason, let us suppose, says Newbigin, that the Gospel is true; that, in the story of the Bible and in the life and death and resurrection of Jesus, the Creator and Lord of the universe has actually manifested himself to declare and effect his pur-pose; and that, therefore, everything else, including all the actions and assumptions of our culture, has to be assessed and can only be validly assessed in the scales which this revelation provides. What would it mean if, instead of trying to understand the gospel from the point of view of our culture, we tried to understand our culture from the point of view of the gospel? Rabbi Abraham Heschel said something similar when addressing theo-logians at a conference on the future of theology: "It has always seemed puzzling to me how greatly attached to the Bible you seem to be and yet how much like pagans you handle it. The great challenge to those of us who wish to take the Bible seriously is to let it teach us its own essential categories; and then for us to think with them, instead of just about them."5 Something new is stirring, something new striving to be born. A sig- 3411 / Review for Religious, May-June 1991 nificant group of theologia.ns is reaching for a postliberal stance which might feed the hunger for truth and a deeper meaning which exists in America. Professor Huston Smith puts it as follows: "While the West's 'brain,' which for present purposes we can equate with the modern uni-versity, rolls ever further down the reductionistic path, other centers of society--our emotions, for example, as they find expression through our artists and our wills. --protest. These other centers of ourselves feel they are being dragged, kicking and screaming, down an ever-darken-ing tunnel."6 The first world turns to suicide, drugs, and hooliganism because of a lack of meaning in the lives of its members. Culture is the meaning system of society. According to some sociologists, religion is the deep-est aspect of that meaning system. But the religion which remains in West-ern society is impoverished. The religion of our secularized cultures is highly intellectualized, pared down, devoid of mystery and passion. Mys-teries are embarrassments and explained away reductively. Modern churches look like banks. In many Catholic churches statues of saints are either banished or shrunken to stand sheepishly in shadowy corners. Lit-tle remains of the sense of an invisible reality beyond the material one, of a grand communion of saints, of Blake's "infinity in a grain of sand" and "eternity in an hour." And what has sprung up in the desert of modernity? The so-called "pipeline religion" of charismatics and Pentecostals, a revival of an emo-tional type of prayer with a need for a personal attachment to Jesus ex-pressed emotionally and publicly, the ministry of healing in sum, the desire for a backdrop to life, a deeper dimension, an invisible world; the need once again to feel that God is near and that we are able to commune with him; the need for a God who is transcendent as well as immanent. We desire the divine face of Jesus as well as the human face of God. The pendulum swings of the Christological debates of the early Church are again in evidence. The third redefinition of religious life in terms of equality and jus-tice is an improvement over the first two redefinitions in terms of liberty and fraternity, especially where these are interpreted as individualistic freedom and a sentimentalized intimacy/community. Individualism can-not form community. Nor can we religious be merely intimiste in our spiri-tuality. We cannot be satisfied with simply voicing our affections of love toward others or even for the Lord. Love must be active, social, and even political. Christians cannot concentrate solely on their own salvation whether earthly or celestial. "What would the Lord say," asked Char- Religious Life and Modernity / 349 les P6guy, "if we go to him without all the others?" On the other hand, this third effort to redefine ourselves and discover a lost identity was (is) in some ways more seductive, more liable to be-come an idol, for in itself it is strongly rooted in the Gospel and demands great sacrifice. The quest for social justice is "a constitutive part" of the Gospel, says an oft-quoted text of the 1971 Synod of Bishops. But it, too, has its shadow side. It was an improvement because it took the focus off of the individual subject, the I, but it was not sufficient because it replaced the individual subject with another earthly subject, the spe-cies subject, Marx's Gattungswesen, or with a part of society, the poor, the oppressed of the human species. To define religious life principally in terms of social justice is to make the Marxian move of replacing re-ligion with the need to foster a truly socialized man and woman. While fear of idolatry caused men of earlier ages to set God above the world and beyond all images, the danger of idolatry returns a hun-dredfold when we look for him within the bowels of the world. Some will call this double-talk and say they will have nothing to do with liberation, equality, compassion, and the betterment of people. But such a conclusion does not follow from what I am saying. Just the oppo-site is true. Unless we live in light of the truth that the world belongs to God and that its primary duty is to praise him in gratitude for what has been given, we cannot even begin to construct a world of justice. Unless we see that God is first and creator and that the human is second and created, we cannot find any basis for human equality or for treating everyone with justice and care. Evolutionists turned philosophers say that humans are equal only by the accident that a group of beings with about the same size brain flow-ered at a certain period of time. As a result these thinkers can find no ground for the moral imperative of justice. Such an imperative appears only when and if we view humans as having a relationship to an Abso-lute whose essence is Love. Humans have a dignity not because they hap-pen to have a complex brain which gives them a kind of free will, but because they are loved and because the very meaning of their being is to love as the Father loves. As Martin Buber has said, whoever makes freedom the primary characteristic of humans is blind to the real nature of human existence which is "being sent and a being commissioned."7 It is because God's love for us does not rise out of a personal need but is gratuitous, that the universe has meaning and that social justice is an imperative. In this discovery we will find true freedom. For the God of the absolute future is a God of plenitude who does not enslave nor ~150 / Review for Religious, May-June 1991 brook enslavement. Contemporary thinkers are obsessed by the thought that dualisms must be overcome at all cost, that all distinctions must be leveled, the natural and the supernatural, laity and clergy, Church and world. In this same vein, because of the doctrine that all are called to the same degree of holiness in baptism, they tend to believe that the distinction between laity and religious cannot ultimately be maintained. But in counteract-ing dualisms we must be careful not to submerge certain important dis-tinctions. There may be other distinctions between religious life and lay life which are .not connected with the call to holiness shared in baptism. Religious, I believe, are called to a different kind of separation from the world. Religious must be not above or beyond the world, nor seek to escape its toils. BUt yes, their life must be distinct and separate by tak-ing up the very different lifestyle of a pilgrim as did the apostles, not remaining at home but accompanying Jesus on the way. Again, if a religious must be a prophet, as many commentators urge, then he or she must be different from others in the way that a prophet is different from those to whom he or she prophesies. The prophet is one who shows the way. Religious must teach by their life that all Christians must be in the world but not of the world, that their greatness will not spring from surrender to the values of the world. Without a distinction between religious and laity the significance and identity of a truly Chris-tian laity may also be in danger of being lost. Something new is being born: a higher synthesis. It will consist es-sentially in a rewinning for human consciousness the sense of the tran-scendent and a new understanding of what is meant by a separation from the world. The problem of the third world is poverty; the problem of the first world is paganism. The third world retains the sense of the transcen-dent, though the embrace may at times be cluttered with emotion and su-perstitions and not translate into social action. The first world has in many cases simply given up the embrace. And in doing so it finds no adequate ground for love of neighbor, enemy, or stranger. Earlier spirituality taught that only in recognizing God's sovereignty can we avoid pride. It is through the same recognition that we will be-come compassionate and work for justice. True kenosis lies in the reali-zation that all humans--poor or rich, woman or man, ourselves or oth-ers- are of secondary importance. What is of prime importance is be-yond. But the God beyond sends us back to the world whose inhabitants he loves unconditionally as individual persons and as societies. He places upon us the moral imperative of justice and the command of love. Religious Life and Modernity Through a relationship with the Lord established in prayer, the extent of our task as Christians will be revealed. In transcendence we will redis-cover immanence. Modernity and its religious need again to ponder the words of the psalmist: "In your light we shall see light." NOTES I In support of a minority dissenting position, see Andrew Greeley and Michael Hout, "The secularisation myth," The Tablet, June 10, 1989, pp. 665-667. 2 "Faith and Reason," The Tablet, March I 1, 1989, p. 276. 3 See "Catholicism and American Culture," America, January 27, 1990, pp. 54- 59. 4 International Bulletin of Missionary Research, April 1988, p. 51. 5 Quoted by Prof. Albert Outler, "Toward a Post-liberal Hermeneutics," Theology Today, October 1985, p. 290. 6 Toward the Post-Modern Mind (Crossroad, 1982), p. 25. 7 Martin Buber, The Eclipse of God (Harper and Row, 1962), p. 69. A Celibate Dialogues with God I asked God: "Must I be my last and only word? Will this who-I-am be heard no more when I am dead? Who will know what I have said? Who will weave my melody into their song or hum at least my harmonies along with theirs? Who will? Who will?" And God said: "Peace. Be still." Irene Zimmerman, S.S.S.F. 3601 South 41 Street Milwaukee, Wl 53221 Focus: The Mission William F. Hogan, C.S.C. Father William Hogan, C.S.C., wrote "Chapters and Structures" for our issue of January/February 1989. His address remains Fratelli Cristiani; Via della Maglian-ella 375; 00166 Roma, Italy. Mission is the most written about concept in religious institutes and it sets the tone of most revised constitutions. Furthering the mission of Jesus in today's world has provided the framework for renewal programs and processes in communities of the consecrated life. The concerns that pre-occupy us affect our lives in many ways, providing an overall orienta-tion for judgments, the determination of choices, the perception of life and reality, the measurement of problems. And yet, all too often con-cern for the mission is not carried over into the nitty-gritty of daily life; we can find in ourselves a gap between the intellectual approach to mis-sion and what motivates our actual responses in concrete situations. Con-tradictions can abound in our human persons! The morale of many religious today is deeply affected by dwindling numbers, aging, and the lack of new members to carry on the life and work. Some give in to discouragement and the tendency to pull in on self; survival looms as a major concern and the scope of vision becomes quite narrow. Surely the Lord does not want a yielding to inclinations along this line because they are contrary to the tenor of the Gospel, which would focus our attention with largeness of heart and vision on the mis-sion of Jesus and the call to live, be, and do in response to the mission today, no matter what. The Christian must be an apostolic person in all the phases and situations of life with their ups and downs. It is understandable that there be a human reaction of preoccupation with self-preservation and self-survival, given the innate drive for the self 352 Focus: The Mission / 353 to live on and the desire to continue a form of life in which one believes. At the same time we must confront within ourselves some very real is-sues, the most basic of which centers around whose mission it is we are called to serve. This is the struggle of God and the "me," the struggle with which we have to cope in one way or another all through life, the struggle of sinfulness. "Your thoughts are not my thoughts, nor my ways your ways" (Is 55:8). What does our God seem to be asking of religious today, especially in institutes that appear to be dying? It surely is not pious platitudes: "God's will"; "God will provide"; "History will repeat itself"; "It happened before." While it may be hard to read what is happening, we can surmise a few points about basic attitudes to which the Lord may be calling us. Most basic of these is to expand our vision beyond our own religious institutes to see how the Spirit is active in the birthing of so many new forms of consecration for mission. Despite secularism and other "isms"--perhaps because of them--our times are seeing all kinds of new Christian community foundations with a variety of time-tested and new elements. We are living in an era as rich as the nineteenth cen-tury, as far as new religious ventures are concerned, although the em-phasis on some aspects of consecration may differ. In many parts of the world the Spirit is pouring forth founding charisms on individuals to wit-ness to Christ in discipleship in new ways. In some instances there are blends of various long-standing spiritual traditions; others are different combinations of the monastic and actively apostolic; still others would appear to be revivals of forms that have passed out of existence over the centuries; some are entirely new. One can look at the community movements springing up and won-der why these people do not simply join already existing religious con-gregations that are in need of new members in order to continue. And we just cannot find adequate answers on a human level. It is not enough to say that today's individuals want less structure because some of the emerging groups are very highly structured. Nor can one merely explain that people want to be unencumbered, free of age-old traditions and in-stitutionalism, since many are deeply rooted in traditions and some have picked up practices that religious congregations have laid aside. Is it the attraction of the new? Who knows? What is important is to have a vi-sion that embraces what the Spirit of God is doing to further the mission of Jesus in our age. If all disciples of Christ are people of mission, the challenge is to keep one's attention on the accomplishment of the mis-sion and not just one's own particular part in it. The glory of God Review for Religious, May-June 1991 through the restoration of creation in Christ is what matters and not how we think we are glorifying God. We are face-to-face with the issue of whose mission this is, God's or ours, and whether we have fallen into the trap of overestimating the importance of our own role in the mission. A breadth of vision is needed, with the focal point being Christ and the continuation of Christ's message and work. We share in that work; we witness to Christ's person and message. The continuation of the mission is what counts, not so much who accomplishes it. Religious today may find themselves in a situation somewhat analo-gous to some incidents described in the Bible: Now two men, one named Eldad and the other Medad, were not in the gathering but had been left in the camp. They too had been on the list, but had not gone out to the tent; yet the spirit came to rest on them also, and they prophesied in the camp. So, when a young man quickly told Moses, "Eldad and Medad are prophesying in the camp," Joshua, son of Nun, who from his youth had been Moses' aide, said, "Moses, my lord, stop them." But Moses answered him, "Are you jea.lous for my sake? Would that all the people of the Lord were prophets! Would that the Lord might bestow his spirit on them all!" (Nb 11:26-29). John said to him, "Master, we saw a man who is not one of us cast-ing out devils in your name; and because he was not one of us we tried to stop him." But Jesus said, "You must not stop him: no one who works a miracle in my name is likely to speak evil of me. Anyone who is not against us is for us" (Mk 9:38-40). If God was giving them the same gift he gave us when we first be-lieved in the Lord Jesus Christ, who am I to impede the action of God? (Ac 11:17). Perhaps individuals experience pain when they see others in search of values in new groups and it appears that the ideals are the same that they themselves are trying to live. Yet the attention must be on Christ and ful-fillment of his plan now, what is needed for the mission now, and not on one's own pain. Granted that this is easier said than done, but we must keep trying to be conscious of the mission that is the very reason for our being. Our faith would tell us that the Lord is very much present in the cur-rent situation, though not necessarily in the way that we would like the Lord to be present, that is, according to our desires and plans. And that is another aspect of what God is asking of religious today: to find him present in the decline as much as in the previous rise in religious life. This entails hope, defined in the dictionary as desire joined with the ex- Focus: The Mission pectation of getting what is desired. The "what is desired," however, constitutes a problem area. Most religious say that they hope there will be a resurgence of vocations to their institutes and they frequently wit-ness to their words through intense prayer for vocations, both in personal prayer and in petitions during the Prayers of the Faithful at Eucharistic celebrations and the liturgy of the hours. Christian hope must be founded on the person of Jesus Christ, whose power gives us the basis for expectations to be fulfilled. Jesus' mission/ kingdom are inseparable from his person and to hope in him touches upon his mission and his ways of bringing it about rather than our own projections of what the mission demands according to our viewpoints-- in particular, the preservation of our particular religious institutes. We hope, but in what way'?. In total openness to God's ways? Genuine hope involves a finding of the Lord present in situations that may lead to a cer-tain type of dying; hope in the Lord may mean a letting go of some of our desires and false hopes, and even of any panicky types of prayer for vocations. Now is a time for deep inner calm founded on the Lord Jesus who is at work among his people, accomplishing the mission, though our vision be obscured through personal suffering over the decline of reli-gious life. Not resignation, but a lively hope in the Lord! How frequently the Word of God calls us to wait on the Lord in a spirit of peace, "singing the favors of the Lord" even when we feel weighed down with concerns. The Lord's time and way so often are not our times, ways, and vision; thus he challenges us to a patient engaging trust in him, as he did Habakkuk of old: Write down the vision clearly upon the tablets, so that one can read it readily. For the vision still has its time, presses on to fulfillment, and will not disappoint; if it delays, wait for it, it will surely come, it will not be late (Hab 2:2-3). This waiting in patience is not passive, for it demands a struggle for faith in and openness to God's ways in the accomplishment .of the mission. And it charges us to keep on going in what we are living, giving, and doing and not to pull into self, overwhelmed by feelings of discourage-ment. The blindness of faith and surrender to the Lord's way are invoked by waiting on the Lord. St. Therese of Lisieux described herself as a little ball: "You [God] throw me to someplace in a corner; maybe ten years later you pick me up again." Catherine de Hueck Doherty mentions in her writings a starets who said that we should be like rag dolls that can be picked up 356 / Review for Religious, May-June 1991 by the hand, foot, or head, thrown in the bushes, hugged, thrown in the toy box. These figures of speech point to the self-emptying at the heart of waiting on the Lord--the painful surrenders to go the Lord's way and not our own, holding on in faith as we try to let go of our ways and yield to the divine ways. It is a movement to selflessness with conviction that God knows what he is doing, even when it is beyond our comprehen-sion. Human solutions to problems and techniques for attracting possible vocations are important, but none are miraculous. There is no mystical, magical solution for the vocational crisis in religious institutes. No mat-ter what human avenues and approaches are pursued, we must look to the basic point of attitudes our God wants of us now: faith; largeness of vision of the mission and how it is being realized today and by whom it is being promoted; and awareness that the Lord is calling us to a kenosis beyond what we have experienced in the recent past. And all of this would appear to be part of the divine plan for greater growth in open-ness to God's ways. The alternative prayer for the fourth Sunday of Eas-ter expresses it powerfully: God and Father of our Lord Jesus Christ, though your people walk in the valley of darkness, no evil should they fear; for they follow in faith the call of the shepherd whom you have sent for their hope and strength. Attune our minds to the sound of his voice, lead our steps in the path he has shown, that we may know the strength of his outstretched arm and enjoy the light of your presence for ever. We ask this in the name of Jesus the Lord. Participative Leadership for Refounding: Reflections Gerald A. Arbuckle, S.M. Father Arbuckle is well known to many of our readers around the world for his arti-cles, books, and workshops. His address: Catholic Theological Union; ! Mary Street; Hunters Hill, Sydney, N.S.W.; Australia 2110. Refounding is the process whereby an apostolic congregation, under the inspiration and leadership of creatively pastoral people, relates the Gos-pel message to the critically challenging problems within contemporary cultures (for example, secularism and injustice) according to the spirit of the original founding vision. ~ These imaginative people cannot emerge and act, however, if their officially appointed congregational leadership team fails to realize its primary function: to foster an atmosphere condu-cive to pastoral creativity within the religious community. I believe that the decision-making processes of the leadership team that aim to facilitate refounding must be based on the principles of parti-cipative (or collaborative) leadership. However, considerable confusion can exist about precisely what is meant by participative government. In this article I seek to clarify what is meant by "participative lead-ership for refounding." I concentrate on the dynamics of participative leadership within the officially appointed congregational leadership teams at the provincial and general levels. By extension, what I say of the participative process within these teams will apply mutatis mutandis to all other congregational leadership groups. Leadership for Refounding: Clarifying the Model Two relevant models of administrative style can be distinguished-- the "mechanistic" and the "organic"; they differ according to the pur- 357 Review for Religious, May-June 1991 pose for which an organization exists.2 In the mechanistic style, the tasks of the organization are considered predictable or unchanging. The organi-zation is characterized by many rules and regulations; the leadership's role is to make sure that these long-established and neatly set-out rules of operation are being followed. Creativity is discouraged because it threatens a predictable way of acting. Thus, the mechanistic style of lead-ership is totally unsuited to a world of change. Within the Church, the methods of evangelization and pastoral care changed little over several centuries prior to Vatican II. The world had to adapt to the Church, not vice versa. The administrative style of the ecclesiastical and religious congregations had become mechanistic. Re-cently I reviewed the provincial-chapter decrees of an apostolic male cleri-cal congregation from 1894 to 1956. Never at any point is there refer-ence to the need for pastoral creativity; instead the emphasis is on con-trol through the maintenance of detailed discipline rules. For example, in the decrees of 1900, phrases like "the present Chapter reasserts the prohibition against." are commonplace. Little wonder that our pastoral administrators failed to take note of the emergence of the urban/factory working class in the nineteenth cen-tury. Pastoral care remained predictably and "pleasantly" rural in ori-entation. Not surprisingly, the vast majority of this often oppressed class became alienated from the Church and continue to remain so. The second style of administration is organic. There are few rules and regulations in the organization. The emphasis is on constant inno-vation, creativity, and evaluative feedback because the marketplace de-mands an ever-increasing variety of new products, devices, and designs. The leadership fosters in the organization a participative atmosphere in which people feel they can create and be supported by other members in the group. Decision making is primarily proactive rather than reactive or crisis solving. By this we mean that organic administrations are "an-ticipative people," that is, they see change coming and then begin to plan and discuss different ways to adapt to it. They begin to create and control change rather than succumb to it.3 Organic-oriented leadership is founded on six assumptions. First, the process of creativity and innovation is a generally very messy one, be-cause it is a human activity that "involves the personalities, emotions, and quirks of many creative people. It does not always work cleanly; it does not always work well; it certainly does not usually work effi-ciently.' ,4 Second, leadership teams need space and time in which to ponder Participative Leadership / 359 over the implications of the information coming .to them. If leaders do not have this sacred space and time, they will, without realizing it, re-gress to an authoritarian style of leadership. Today congregational lead-ership, especially at the provincial level, must carry unprecedented bur-dens. For example, as a consequence of the inevitable contemporary "re-ligious- life chaos," congregational leadership must be involved in press-ing maintenance issues, such as the closing of houses because of the de-cline in membership and the development of new ministries, the pastoral care of religious who are confused by the chaos within and outside re-ligious life, and the finding of finances to cover health and retirement costs. At the same time they must be giving priority to the future of the congregation, its mission, new and creative responses. If congregational leadership is not ruthlessly careful, it will be exhausted with maintenance demands. Creativity space will be choked out. Third, because the organization exists to respond to the needs of a rapidly changing world, the communication about these needs and the creative responses to them must be fast, two-way, and accurate. The lead-ership team is concerned to get the right information at the right time and to pass it on to the people who need it, to get the message understood and acted upon. Fourth, the temptation to spend an excessive amount of time on analy-sis of the information being received must be resisted. Organizations can become so caught up in more and more analysis and information gather-ing that they become paralyzed. On the other hand, paralysis can also develop if organizations are consistently rushing into decision making without sufficient research and information. Creative risk takers become deenergized not only with excessive, introverted meetings and analysis, but also by having to interact with groups that constantly fail to listen to reality.5 In whatever way group paralysis occurs, we have a recipe for organizational suicide. Fifth, even the most creative leadership teams can develop middle-life weariness. They can lose their drive and enthusiasm and adopt a mechanistic leadership style; they fall victim to the deadly temptation to spend their time solving the problems of yesterday rather than anticipat-ing the challenges of tomorrow. Bureaucracy, red tape, and complacency are the symptoms of this mortal disease.6 Sixth, organizations that have become bureaucratic, inward-looking, or unresponsive to changing needs can only be refounded if their leadership is prepared to adopt the organic style. The resistance to change and to creative persons, however, could be so great that the pro- 3130 / Review for Religious, May-June 1991 cess of refounding is impossible. The leadership team is powerless. But the team should not lightly surrender to resistance---on the other hand, ,the real obstacles to refounding may well be within the leadership group itself. Seventh, every leadership team needs skills for interpreting what is happening within its own group and within the wider society it seeks to serve. If a team is unable to be honest and courageous enough to reflect on the strengths and weaknesses of its own interrelationships, it will re-main insensitive to what is taking place within the wider organizational culture.7 Organic Leadership Style and Religious Life Apostolic religious congregations exist to minister to the changing pastoral needs of people and cultures.8 An essential reason for their ex-istence is that they be bold in apostolic initiatives.9 This ministry de-mands an organic leadership style in congregational administrations. 10 The Ignatian discernment method of coming to decisions is a form of the organic leadership style. The organic style finds support in the approach of St. Paul to evangel-ization. While there must be respect for the unchanging values of the teaching of Jesus Christ, there must be an openness to the use of the di-verse girls of people in preaching the Good News: "Now Christ's body is yourselves, each of you with a part to play in the whole" (1 Co 12:27). Paul lists the girls in order of importance. After the apostles (and their successors) came prophets (v.28). The prophets, whose distinguishing qualities are spelled out by Paul in writing to the Galatians (5:22), are the imaginative and creative persons within the Church (and religious con-gregations). Their role is to challenge Gospel communities constantly to develop new ways to preach the Good News to the world of today. Paul assumes that leaders of Christian communities must allow authentic proph-ets and pastorally creative persons to emerge and function. There is nothing nonincarnational, stuffy, bureaucratic, or mecha-nistic about Paul's thinking. Achieving Organic Leadership: Practical Guidelines If religious leadership teams are to have an organic leadership style, they must: 1. Formulate a clear team vision of goals and strategies. If a team does not know what it is aiming for, it will be equally fuzzy about what it should be doing; personal and group energy will dissipate Participative Leadership / 361 on minutiae or nonessential issues. The forming of a vision of realistic goals and the strategies to achieve them is at first sight deceptively simple. The formulation of practical strategies, for example, demands precise thinking and forecasting as well as making commitments involving others; most superiors are not accus-tomed to viewing the process in this way. ~ 2. Be aware of differing forms of participative leadership. The participative approach means that all team members share in the decision-making process. They do this in various ways, for example: dis-cussion leads to consensus or a majority vote or after consultation of mem-bers or their free offer of advice, the team leader or a delegated member decides. The preference is the first option: full involvement in decision mak-ing through consensus. However, there must be flexibility. The group should learn what option is the most appropriate at a given time. For ex-ample, the urgency for decision and action may allow only the last op-tion, that is, a decision made by the one with the most authority. Deci-sion making through consensus normally takes considerable time. Canon law and congregational constitutions do prescribe that some matters be decided, for example, by the major superior with the consent or advice of other members of the leadership team. If lengthy or wide consultation or majority voting is made the unchanging rule, then decisions may never be made and the urgent apostolic needs are left unattended. The conse-quence is that an organic style of leadership is turned into an oppressive mechanistic one. Decision making through consensus needs to be carefully under-stood. By consensus is meant that all parties agree what the decision should be and feel that they have been thoroughly involved at all stages. However, if consensus decision making is pursued at all costs, that is, if it is made into a rigid ideology, then points of conflict and disagree-ment are forced underground. If these issues remain unattended to, then all kinds of unresolved negative feelings or hurts will haunt the group and threaten to split it apart. The same danger exists if the majority vot-ing option is pushed through too quickly, because then disagreements and differences of opinion also remain unresolved. Pseudoconsultation is to be ruthlessly avoided; this involves the il-lusion of participation without the substance. Decisions have already been made by leaders, but other team members are then "consulted to keep them happy." There is no intention of changing the original deci-sions. This leads to disillusionment, disaffection, and cynicism. 362 / Review for Religious, May-June 1991 I find that major superiors can unwittingly raise false expectations within their leadership teams (and within their province or congregation) simply by failing to specify the particular form of participation they ex-pect at a particular time. Sometimes the word "collegiality" is used interchangeably with "participative government," but this can also cause needless confusion. Strictly speaking, collegiality connotes a particular relationship between the college of bishops and the pope. The term can be applied to religious life only with extreme care. Collegiality has come to be synonymous with "participatory democracy," which assumes that in all decisions every member of a team o.r province must be fully acquainted with every detail and that decision making must be always according to the major-ity vote. 12 Collegial government in religious life, that is, where all mem-bers have equal rights in decision making by law, exists only at general and provincial chapters. 3. Adhere to subsidiarity. Whatever individuals or committees of councilors are able to do for themselves ought not to be removed from their competence and taken over by other people, for example, major superiors. Canon law or. the constitution will set out precisely those decisions that must be made by the major superior with the consent or consultation of the council. In other matters he or she can lawfully delegate authority to congregational team members. I find, however, that subsidiarity fails to work whenever team mem-bers are unsure precisely who has the delegated authority or authoriza-tion. Team members and the province or congregation as a whole must know who has the right to make decisions and takes responsibility for them. Secondly, when the major superior attempts to take back the author-ity without justification or when other team members try to interfere, un-necessary frustration occurs. Team members feel used, irrelevant, and deenergized as persons and leaders within the community. One practical consequence of adhering to the principle of subsidiarity is that great care must be taken to see that the agendas for congregational team meetings be carefully screened. No matter should come to team meetings that can and should be dealt with at lower levels. If this screen-ing does not take place, the team is back to the limitations of participa-tory- democracy procedures. They become bogged down by irrelevant mi-nutiae, and the critically important issues for team consideration become crowded out. Participative Leadership 4. Delegate maintenance tasks. Remember that the primary role of congregational leadership teams is to challenge their religious communities to face the realities of the fu-ture. They cannot even begin this task if they are constantly burdened at meetings with maintenance and personnel issues. This is not to deny the pastoral importance of such issues, but merely to highlight the key function of leadership teams. As far as possible, the maintenance requirements of congregations must be delegated to others. This will demand of leaders a ruthless self-discipline to prevent them from becoming smothered in maintenance prob-lems. Without such self-discipline there can be no congregational fu-ture. ~ 3 5. Be accountable. Every team member must be accountable for his or her performance to the group and through the majo.r superior and team to the whole prov-ince or congregation. But a warning: If delegation is working effectively, then the amount of material being made available to other members of the council or team for the sake of accountability should be controlled; otherwise they will again be swamped within a paper jungle. Leadership teams must be alert to the fact that they can easily be-come trapped in their own busyness so that they have no idea where they are going or what is really important, and end up experiencing rather than inventing the future. Busyness is apt to lull leaders into thinking that their decisions are relevant when in fact the opposite is the reality. 6. Understand and use power. Though power is a commonly used word, it is nonetheless frequently misunderstood. However, it is critically important to grasp its meaning and its various types because the failure to do so can frustrate the work of a congregational team's involvement in the refounding process. Power is the ability to influence the values and behavior of the or-ganizations or cultures in which we find ourselves. Structural power de-rives from the roles that we officially hold in an organization, for exam-ple, congregational leader or team member. Functional power derives from the skill we use within a group, for example, the skill of animation or coriamunication; personal power derives from our personality.14 Again recall that the primary task of a congregational team commit-ted to the refounding process is that of finding, empowering, and sup-porting the right people. On their own team and in the province or con-gregation they serve, these persons must be enabled tO create, not made 364 / Review for Religious, May-June 1991 to devise elaborate controls to make less creative or resilient persons do what they should be doing. This requires that the congregational team, first, use its functional and personal power to find the right people and empower them to act and, second, use its structural power to open up the congregational struc-tures to allow the creative persons to operate without unnecessary inter-ference from other sections of the leadership team or the congregation or province as a whole. In brief, a creative team allows for and fosters the "pastorally in-novative eccentric." This may even mean applying the axiom "The new belongs elsewhere," which I have described at length in a recent book. ~5 That is, through the application of structural power, the team establishes structures that permit the "innovative eccentrics" to act without having to be accountable to a large number of people for what they are doing. The leadership team assumes the initiative of explaining to others the na-ture and progress of the creative pastoral project, thus allowing the in-novative people to concentrate on their new apostolic ventures. 7. Foster team trust. Congregational leadership groups must learn to see themselves as teams, not as a set of individuals. On a team, members are aware of each other's strengths and weaknesses; they aim to act in a manner which uses their individual diversity to serve the group. The group needs to ask itself three questions if it is to assess the qual-ity of its teamwork: (1) Does the group have the necessary skills and struc-tures to work together cooperatively and effectively? (2) If the team has not the necessary skills, can it develop them or should it seek them from outsiders? (3) Does the group have the attitudes, values, and norms that foster the required skills and support the required structures? If members do not trust one another, they will communicate inadequately. They will hold back information, thus weakening the quality of the team's deci-sion making. Maybe such lack of trust comes from conflict or the fear of it. Yet conflict is unavoidable even on the best teams. Members should npt try to hide it, but should try to recognize its causes and develop methods of resolving it. Robert Bolton distinguishes between the emotional and the substantive dimensions of conflict. The former include anger, distrust, defensiveness, fear, and resentment. Substantive dimensions involve con-flicting needs, disagreements over policies and practices, and divergent views of roles and the uses of resources. These substantive issues can-not be resolved until the emotional aspects are faced up to; the team may Participative Leadership / 365 require an outside facilitator for this to take place. 16 Members need to realize that the primary concern of team building is not the individual needs of the group's members, but the welfare of the congregation and the Church it serves. Members can become so con° cerned to achieve collaboration and cohesion that these qualities become not a means but an end in themselves. The team style then changes from an organic to a mechanistic one, and a rigid conformity to rules of unity predominates. The creativity of individual team members is then stifled or crushed. This is what William G. Dyer means when he writes: "Crea-tivity is often at odds with the conditions that foster collaboration. It is possible to increase team work while inhibiting creativity, which seems to stem from the less fettered individual.''~7 8. Nurture group life humanly and spiritually. A task-oriented congregational team expends considerable energy. Unless individuals and the group have space and time to restore this en-ergy, problems develop: bickering, excessive tiredness, poor concentra-tion, and individual and group burnout. Organizational and leadership culture must, then, be cared for if ap-ostolic effectiveness is to be maintained and grow. The group can revi-talize its own energies in a variety of ways. The options chosen will de-pend on what the group enjoys doing. One team, for example, may en-joy a regular meal together well away from their place of meeting; an-other team may receive energy through open-ended discussion on par-ticular topics. A group that has fun together is more likely to be a group that can stay and work together.18 As a top priority the spiritual life of the group needs nurturing. When the members are unable to share in prayer their faith experiences, they will lack the inner freedom for honesty and openness. I have seen the energy of individuals and groups rise with extraordinary rapidity as a con-sequence of members sharing their reflections on scriptural passages. Shar-ing cannot be pushed; it grows under the power of the Holy Spirit as mem-bers become more comfortable with one another and with the presence o~ the Lord in their midst. 9. Be flexible with meeting styles. Meetings need variety. Formal meetings, namely, regular team gath-erings that have agendas in advance, are essential. But, since these gen-erally are not the occasions for inspiration and energy-creating interac-tion, from time to time there should be team meetings with no detailed and set agendas. At these informal meetings the group could benefit from 366 / Review for Religious, May-June 1991 a clear and simple process of critical self-reflection. Questions like the following could be used: How do you think the team is working together? Are our objectives being realized? Do the objectives need sharpening? Do individual members want to share the major concerns of their depart-ments? These gatherings become a mixture of sharing worries and suc-cesses, of.dreaming about the future of the province or congregation, of brainstorming about strategies. lO. Implement reality-testing sessions. A congregational team, like any human group, can lose touch with reality--for many reasons. For example, the group may become so anx-ious about the difficulties it faces in its leadership task that it uncon-sciously denies and represses much reality and so ignores it in its deci-sion making. To forestall such an eventuality, the team desperately needs regular reality-testing sessions: Are the usual staying-in-touch methods still working? Have they outlived their usefulness? Are they blocking the flow of information in and out of the group? Are members of the team continuing to listen to and communicate with one another? Have barri-ers developed between members? This can be a thoroughly uncomfort-able exercise, but without it much well-intentioned apostolic energy can dissipate. 19 Conclusion We read that the early Christian communities were "united, heart and soul; no one claimed private ownership of any possessions, as ev-erything they owned was held in common" (Ac 4:32). This aptly de-scribes what congregational leadership teams should strive to be like, plac-ing their possessions--their talents and their skills--at the service of the team and the congregation, making that effort even if it be painful. Such unity is achievable only if the efforts of the team members are earthed in the power of Christ's resurrection (see Ac 4:33). It is only through resurrection love that members can learn to find "joy in the truth., to make allowances, to trust, to hope, and to endure whatever comes" (1 Co 13:7). Then there will be an organic, flexible style of lead-ership within congregational teams, and it will be apostolically energiz-ing for all who experience it.2° NOTES ~ See G.A. Arbuckle, Out of Chaos: Refounding Religious Congregations (New York: Paulist Press, 1988), pp. 88-135, and Earthing the Gospel: An Inculturation Participative Leadership / 367 Handbook for the Pastoral Worker (London: Geoffrey Chapman; Maryknoll, N.Y.: Orbis Books, 1990), chap. 12. 2 See T. Burns and G.M. Stalker, The Management oflnnovation (Chicago: Quad-rangle Books), passim. 3 See C.R. Hickman and M.A. Silva, Creating Excellence: Managing Corporate Cul-ture (New York: New American Library, 1984), p. 191. 4 K. Albrecht, The Creative Corporation (Homewood, I11.: Dow Jones-Irwin, 1987), pp. 46f. 5 See G. Pinchot, lntrapreneuring (New York: Harper & Row, 1985), pp. 224f.; see also the helpful insights of I. Briggs Myers, Gifts Differing (Palo Alto, Calif.: Con-sulting Psychologists Press, 1980), pp. 69-75. 6 See P. Drucker, Innovation and Entrepreneurship: Practice and Principles (New York: Harper & Row, 1986), p. 149. 7 See E.H. Schein, Organizational Culture and Leadership: A Dynamic View (San Francisco: Jossey-Bass, 1987), pp. 137-147,270-296, and D. Graves, Corporate Cul-ture: Diagnosis and Change (New York: St. Martin's Press, 1986), pp. 120-144. 8 See J. O'Malley, "Priesthood, Ministry, and Religious Life: Some Historical and Historiographical Considerations," Theological Studies 49 (1988): 223-257. 9 See Congregations for Religious and Bishops, Directives for the Mutual Relations between Bishops and Religious in the Church (Sydney: St. Paul Publications, 1978), para. 12. 10 See comments on the New Code of Canon Law in G.A. Arb'uckle, Strategies for Growth in Religious Life (New York: Alba House, 1986), p. 137. i~ See G.A. Arbuckle, Out of Chaos, pp. 30-33, 105f. 12 See L. Schaller, The Change Agent: The Strategy of Innovative Leadership (Nash-ville: Abingdon Press, 1972), pp. 14, 152-154. ~3 See K. Albrecht, Successful Management by Objectives: An Action Manual (Engle-wood Cliffs, N.J.: Prentice-Hall, 1978), pp. 176f. ~4 Definitions and clarifications on power are provided by Jane Blaxland. See als6 " G.A. Arbuckle, Strategies for Growth in Religious Life (New York: Alba House, 1987), pp. 134-139. 15 See G.A. Arbuckle, Out of Chaos, pp. 112-135. 16 See R. Bolton People Skills (Brookvale: Simon & Schuster, 1987), p. 217; see also J.F. Benson, Working More Creatively with Groups (London: Tavistock, ! 987), pp. 130-145, l19f. 17 W.G. Dyer, Strategies for Managing Change (Reading, Mass.: Addison-Wesley, 1984), p. 176. 18 See J.F. Benson, Working More Creatively, pp. 184-186. 19 See the helpful insights of M.F. Kets de Vries and D. Miller, The Neurotic Or-ganization: Diagnosing and Changing Counterproductive Styles of Management (San Francisco: Jossey-Bass, 1985), pp. 15-45, 133-205; and E.H. Schein, Organizational Culture, pp. 185-208, 311-327. 2°I am grateful for the help of Jane Blaxland and Michael A. Mullins, S.M., in the preparation of this article. Mary, Woman for Peacemakers Patricia McCarthy, C.N.D. Sister Patricia McCarthy, C.N.D., may be addressed at Congregation of Notre Dame; 41 Cole Street; East Providence, Rhode Island 02914. Before much time in the field has elapsed, a worker for peace usually dis-covers, by need, the meaning behind Gandhi's claim that mute prayer was his greatest weapon. Fidelity to truth and perseverance in justice are fruits that can only be produced if prayer is the seed. Such prayer begins with a choice--a choice to respond to the call from God, a choice to take the first commandment seriously and to kneel before God. The choice is to hear and acknowledge the call to worship, to invest time, effort, and attention to this call. The choice is to be there listening day after day, to be there loving hour after hour, and to be there receiving love moment by moment. It is when we make that move from listening and loving to the realization of being loved that prayer becomes relationship. Out of this relationship, we no longer see ourselves as only workers for peace, we become united with Jesus Christ the one peace-maker. From union with his heart, we understand the work of peace to-day and embrace the call to share in it. If we have felt the call to enter into this prayer-love relationship with Christ, our first step is to turn to Mary. Our reasons for this are many. We come to Mary as to an intimate friend, we come asking to know her, to love her, and to realize her love for us. We come to Mary because she is the virgin Mother of God. We come to Mary because she was the most faithful disciple of Christ during her time on earth. We come to Mary because Christ gave her to us from the cross. We come to her be-cause we believe she is our loyal advocate from heaven. We come to Mary because she passionately offered herself to God for the sake of his 368 Mary, Woman for Peacemakers people at the Annunciation. God blessed and accepted that offering two thousand years ago, impregnated her with the seed of God so she could give birth in flesh and blood to Jesus. Finally, we come to Mary because she was faithfully present when Jesus abandoned himself to his Father. Mary was the Mother of God in Bethlehem when the Word of God became flesh to be among us; and Mary was the Mother of God on Calvary when the Word of God surren-dered his flesh to redeem us. Mary was mother and companion to the Son of Peace while he walked this fragile earth. Let us ask her to accompany us as we journey toward peace. For the sake of clarity, let us consider three specific as-pects of our life with her: prayer, mission, and prophecy. Prayer Why Mary with regard to prayer? Devotion to Mary does not come out of some private practice covered with sentimentality. Devotion to Mary comes from the heart of the mysteries of redemption and salvation. From the time angels chose not to worship God and refused to ac-knowledge God as God, evil has existed. It entered into humanity through our ancestors who also chose a created good over the Creator. Along with the existence of sin, however, was the promise of redemp-tion. God never left us without hope even when we did not know enough to care. For years, God formed covenants with us and reformed them af-ter we broke them. God spoke to us to admonish us, to encourage us, to instruct us; God spoke through generations of holy men and women. And, finally, when the fullness of time had arrived God chose to speak through Jesus Christ. With the greate.st risk, God let this divine intervention wait upon the word of a virgin daughter of Israel. Mary. had been chosen and prepared, kept free of any remnant of our ancestral tendency to sin. She had been formed in the covenants of Yahweh, desirous of the coming of the Mes-siah. She had learned to kneel before Yahweh, to worship, to find her joy and hope in her God. Mary understood the angels who were beings of praise, and she knew there were also angels who had chosen differ-ently. She knew the history of her people, the faithful and the unfaith-ful. Her whole being grew in anticipation for Yahweh to come again. Mary's receptivity to the Word of God was the essence of her virginity. She became the virgin Mother of.God because she allowed the power of God to overshadow her. This is also our model for virginity: To understand the yes Mary said at the Annunciation, we have to see her clearly as virgin. Before we can 370 / Review for Religious, May-June 1991 say yes, we have to see ourselves just as clearly as virgins. Virginity is a reality today that is poorly understood at best. Virginity, in its narrow-est sense, can be applied to a person, male or female, who has not had sexual intercourse. The virginity of Mary calls us to far more than that. In her virginity, Mary gives us the model for our own. Virginity is receptivity and openness to God's working with us and through us. It is total surrender to the loved one, the abandonment of all defenses and re-serves in the presence of the beloved. It is the willingness to take on a destiny utterly contrary to the culture of the day. It is the commitment to accept the seed of God in order to give the life of Christ to the world. Once we accept the seed we are committed to nourish it. The child will grow and be born of us and we will be responsible for him from that mo-ment on. This is the grace of virginity we received with our baptism, the grace to open ourselves to Christ, the grace that we can choose to coop-erate with whether we are male or female, married or single, religious or lay. This is the grace of virginity that calls us to a passionate chas-tity. This is the grace of virginity that Mary embraced. Mary has also shown us the call to motherhood, the call to bring Christ into the world. To the beauty of virginity God offered mother-hood, an inconceivable reality that Mary freely assented to. With that sin-gle yes, the Savior and Redeemer of the world was conceived. As no one else ever could, Mary in the ecstasy of her surrendered virginity em-bodied the Word of God. "The one whom the universe cannot contain is contained within your womb." She gave flesh to the good news, she brought forth the Prince of Peace. We owe Mary love, because it is through her tha

Interview with Fred Mastrangelo. Topics include: The history of the Mastrangelo name. How his father immigrated to the United States from Italy and became a tailor in Fitchburg, MA. What Fitchburg was like when Fred was growing up with a diverse population. His father and uncle's carpentry business. Fred's education. The Angel Hotel in Hyannis, MA. The different businesses Fred has started. How kitchens in America are different from those in Europe and how European kitchens have changed over time. Fred's children and their occupations. The traditions Fred carried on with his family. Memories from his childhood. The house his father built. What his parents were like. ; 1 LINDA ROSE: Okay. This is Linda Rose and we're on at the Center for Italian Culture. FRED MASTRANGELO: That's right. LINDA ROSE: Right? FRED MASTRANGELO: Mm-hmm. LINDA ROSE: And [unintelligible - 00:00:10]. FRED MASTRANGELO: It's Mastrangelo. It's just the way it sounds, M-A-S-T-R-A-N-G-E-L-O. LINDA ROSE: So can you give me a little bit of a history. FRED MASTRANGELO: Obviously when my dad emigrated here to the United States and attempted to get assimilated into society, he felt that in business purposes that a shorter name would be much better because he was competing with the Browns and the Whites and the Smith, and so he just took the last part of the name and called it Angel and used it as his business name. We in turn carried it on. We've never changed it legally to Angels, you know, but it's an alias that makes it easy, because Angel or Angel with tailor, which is what he started his business, so it's a lot easier to say and anybody to know. That's the reason for the Angel name. LINDA ROSE: Okay. Now can you give me… FRED MASTRANGELO: Interesting story. He emigrated over here in the late 1890s, young man, 21 years old. He had $21 in his pocket when he landed in New York and obviously moved in with friends from the old country. And like all immigrants, he had to learn the trade. His trade was a tailor and so he worked as a tailor in the Bronx in New York for a number of years, but becoming independent – now you got to know that my dad had no education, you know, relatively speaking. He's a very smart man, and I'm not saying that 2 lightly because he had to cope with all of the language difficulties in a whole bit. After a few years in the Bronx, he went… he started to feel his oats, as all young men did and wanted to become independent, and then he realized how life in the country was. He analyzed it as he tell us and says, "Look if I – look, for example, I settled in Florida and they had a [unintelligible - 00:01:55], no one would buy my suits. If I went to Pennsylvania and joined the Lewis [coal] mine strike, the miners wouldn't buy my suits." So somebody told him in New York that there was a little town known as Fitchburg, Mass that was diversified, even at that time was very diversified. They had paper mills. They had industrial complexes. They had their [unintelligible - 00:02:14]. They had a fantastic ethnic background made up of Italians, Jews, Irish, French, all in their own colonies, and it was a such diversification that my dad said, "Gee, if, you know, everyone else go down, at least [unintelligible - 00:02:30] the guys will buy my suits, so independent [unintelligible - 00:02:34] group will buy. So that up to business per se, in the community, if one segment or area dropped, at least I have an opportunity to market my product." So he moved to Fitchburg and started Angel Tailor in Main Street. That tailor shop right now is presently occupied by Mario the Tailor, whose family also came from the same part of Italy that my dad did. So, that was the start of Angel. As my mother says, your father wasn't a very good tailor but he was a hell of a businessman – and that's true; he was. He was extremely marketing-oriented and he employed at the time, at the height of his career, somewhere in the 19… part of the World War I, at least six or seven tailors, so he was doing a 3 very lucrative business. That was the start of the tailor shop. LINDA ROSE: Okay, just getting back, when did he come to Fitchburg? FRED MASTRANGELO: I'm going to say probably in the early 1900s and he spent about two, three or four years in New York and then became independent. I hadn't documented to trace it down, but I'm sure I could. You know, I just hadn't done it. LINDA ROSE: And did he travel to the United States by himself? FRED MASTRANGELO: Yes, mm-hmm. LINDA ROSE: How old was he? FRED MASTRANGELO: 21. LINDA ROSE: So 21in the market? FRED MASTRANGELO: Mm-hmm. LINDA ROSE: So young to see a man… FRED MASTRANGELO: No, it's just that through the contacts, as all immigrants have, there was a good established Italian culture community, as it were, as I indicated to you before, very strong ethnic groups in Fitchburg, which makes up the strength of Fitchburg. And he made contacts with some of the people from the [unintelligible - 00:04:20] which is the old country and the [unintelligible - 00:04:22] for example and some other people in Water Street, which was where the Italians lived, and decided to do it and that's what he did. As the business got successful, he bought a place on Granich Street, right above the so-called Water Street Complex and that's where we grew up as kids, so it's a fun time. LINDA ROSE: That was your Fitchburg [unintelligible - 00:04:48].4 FRED MASTRANGELO: Mm-hmm. It's great, great time and, you know, the community was close-knit. It was friendly, more kids that you can stick at and so we had an enjoyable childhood. LINDA ROSE: Do you remember any particular? FRED MASTRANGELO: In reference to? LINDA ROSE: Any special time? FRED MASTRANGELO: No, it's just that in retrospect, as I look back on it—and this isn't particularly just with our family—but the old-time immigrants had a flare. They had a strong cultural belief and tradition, and as they became involved in the American way of life, they adapted easily. They still maintained their all, you know, language and culture and religious backgrounds, but all of them, regardless of their occupation, believed in family number one and continuation of the traditions that they've learned which makes [unintelligible - 00:05:40] and integrity and working hard to success. I think those were the qualifications, particularly in my dad's generation. We're just so strong and it stuck in my mind. Now as I reach the autumn of my years, remembering my childhood, you know, we respected them and the authority that they [brought up]. Obviously it was interesting because as kids, we were brought into the parochial school system. I'm sure [unintelligible - 00:06:12] about that a bit, but that was quite an experience because we had it. In my particular class maybe three or four Italians in a strong Irish St. Bernard's grade school complex, and every day was a tremendous experience for us, particularly maintaining our culture. And you know how kids can be, so we had an awful lot of fun defending our name. LINDA ROSE: Because they give it fun back then?5 FRED MASTRANGELO: It was a learning experience, but nothing earth-shattering, and of course the sisters got left on the farm during their early years, as you know the rules of going to parochial school. They were hard taskmasters. LINDA ROSE: Mm-hmm. FRED MASTRANGELO: Delightful growing up in that community and to mingle with the various groups and… not really, it's just that we knew they were Irish and we were Italians, and that's the way it worked – but no, nothing like in today's current situation where bias is so strong and dominant, you know, no. We defended our positions and they defended theirs, but we got along [eventually]. LINDA ROSE: But the [unintelligible - 00:07:33]? FRED MASTRANGELO: Indirectly but nothing strong. We had large classes too, I mean, 90 in a class; it was, you know, a bit large. LINDA ROSE: That's a really – 90? FRED MASTRANGELO: In many classes. I think my first grade class is something like 76, 77; it's unbelievable. Oh, yeah, all in a row and all maintain the discipline and all maintained that pecking order. The smart kids sit up front, the dummies sit in the back. LINDA ROSE: Really? So it wasn't alphabetized? FRED MASTRANGELO: [No]. LINDA ROSE: So where were you? FRED MASTRANGELO: God knows, from grade to grade, probably raising hell in everyone of them. LINDA ROSE: You remember that? FRED MASTRANGELO: It sounds like my sister. LINDA ROSE: So it's great. I got [unintelligible - 00:08:16] movie but you don't remember. FRED MASTRANGELO: Mm-hmm.6 LINDA ROSE: Is that your experience? FRED MASTRANGELO: Yes ma'am, mm-hmm. [Unintelligible - 00:08:23] very friendly and as I said, it was just a little bit of…we didn't realize it at the time, but later on, it's a little bit of, you know, and likely so, the pride of their ethnic background, the pride of our ethnic background. We would have little conflict, I think no [unintelligible - 00:08:42]. Yes, yes, but the Water Street Complex was Italian. I mean all those markets and stalls were Italian, but obviously the parish, St. Bernard's Parish, is made up of the Irish people that lived—that wasn't the dominant; the dominant group up there were Italians up from Water Street. The Irish lived in the so-called Tahoe District, which is where the present St. Bernard's High School is. That was there area. If we crossed the bridge, we were in their territory, and they cross it the other way, they were in our territory. And I don't mean to constantly harp on this. It's just a little bit of a background – that's all. LINDA ROSE: That's important. FRED MASTRANGELO: Now they're changing… they're changing that area but there were still the great community [unintelligible - 00:09:39] you know, the [unintelligible - 00:09:43] element, the strong Finnish colony, the French [unintelligible - 00:09:48] area, I mean you know they've been infiltrated by other cultures, but at the time we were growing up, those were strong enclaves. If I were a politician and wanted to feel my oaths, I would have come to Fitchburg, because if I could cope with all of these groups, I would know I have a great stand. And they're strong dominant groups, no question about it, but… go ahead, go ahead.7 LINDA ROSE: Were there any rites of passage? FRED MASTRANGELO: Yeah, that was part of it, but I can't think of anything too dominant; you know, it's kids' things. The guys used to come down with me and we'd swim at the lake and we had fun together, but if they took the issue with a certain fact, then we'd stand up – because that part of the culture. If it was Mastrangelo, it was Mastrangelo, don't insult my name, don't insult my family and vice versa. Don't mess with the [O'Malley's] and the [Riley's] and, you know – we were just not… but we are harping on something that we shouldn't harp on so… LINDA ROSE: I was thinking more about right… FRED MASTRANGELO: All through the grade schools, from first grade to eight. LINDA ROSE: I had heard that… FRED MASTRANGELO: I suppose. LINDA ROSE: Maybe you were a little too young. FRED MASTRANGELO: Right, I think the important fact there is the strong mark that my dad and his people like him, marked in the community. That's the important part of our discussion. LINDA ROSE: Now… FRED MASTRANGELO: Yes. And the interesting approach was, as I indicated before, all of the immigrants had a trade. My father's brother, Alfonse, was a carpenter by trade. My dad when he was successful in the tailor business brought him over and Al lived with my dad. And to keep him out of trouble, they started a little woodworking shop, known as the Angel Novelty Company, and that was the start of the Angel Company per se. My dad had become successful and he bought a building off of Route 2A in Lunenburg Street, which is the halfway bakery at the time and that's where they started manufacturing wooden novelties. So, that 8 finally led to interior millwork, so the Angel Company became very dominant in interior millwork and by that, I mean doors and windows and corner cabinets. Now the important thing was that was also a successful business. I mean prohibition hit and that lasted a relatively short period of time; the brothers decided that it has nothing to do since the prohibition is going to be repealed as they get the restaurant seating, so they manufactured a line of wooden bar seating equipment that even today, I can recognize if I go to on an old-time bar and sit down, because it's the most comfortable goddamn thing you ever sat in your life. It was very successful and that was the flipside that they used throughout their business ability when… it was successful during that time period, manufacturing the restaurant seating, as I indicated, doors and windows—and you may not remember this because you're too young for it—but at one time, many of the houses had the so-called milkman access. There was a spot on your front door, as you buy a front door that the milkman will bring the milk in, you would open it from the inside and to take your milk in. And they were very successful on that approach and they did – as I said, it was novelty items, but then they changed the name to Strong Millwork at the Angel Company and that started… I'm going to say the real strong starting point was right after the end of World War II and then the so-called climb back in economic climate, and then the recession hit. And my father often—my mother often tells the story about my dad—but he told me himself; he said in recession he had another guy who's jumping out of the window. He said to himself, "This country is so strong; this country, there's so 9 much going for it that it can't go bad." So while everybody else was panicking, he took everything he owned, put mortgages on it, all his lifesavings, and invested in mills. This was the full run of the side of the Angel Company on Broad Street, which is a huge 100,000 square foot complex, and he bought mills on River Street. He bought property in downtown Fitchburg, and that was the success of his operations as a businessman. He brought his brother along with him. They were successful in that operation. So, on Broad Street, in this 100,000-square foot plant, they employed about 110 people and they changed their marketing approach, from restaurant seating to interior mill work—stone doors, windows, corner cabinets, kitchen cabinets—very large well-equipped plant, very successful through the years. LINDA ROSE: Now before you go on… FRED MASTRANGELO: By that time, he had sold his tailor shop to a shop, by the name of Sccino, which you may have interviewed. It's Sccino, S-C-C-I-N-O. It's another well-known name in Italian culture here in the Fitchburg area, and he spent all of his time devoted to the Angel Company. LINDA ROSE: Okay. FRED MASTRANGELO: And now that was roughly, as I indicated, from '38 to well, all the way through until the day he died, which was, you know, in the '60s…'50s and '60s. Now it was a full-grown conclusion that the boys, myself and my cousin who's the same age, Alfonse' son, would take all of the business. So after we graduated in college, I went to the service for two years. When I came back out, we got involved with the business, and at that time, the two brothers, Frank and Al, passed away within two to three years of each other. So we 10 took over and changed it from the millwork company into a kitchen cabinet company, and we were very, very successful. The interesting thing, reverting back to the Italian culture, is the fact that at the Angel Company, I bet you, 70 percent of the employees, even though we employed 100 and some on, were of Italian background. And I can see them doing that because they still spoke the language and they still have that strong cultural feeling, and they did everything in their power to work with the community. Yeah, tables and benches, very similar to breakfast nooks – remember the yellow old-fashioned breakfast, that type of concept. Yeah. LINDA ROSE: Mm-hmm. FRED MASTRANGELO: We're very, very successful on that because through a business, we feel everybody got involved with the problems and, you know, that's fine. LINDA ROSE: [Unintelligible - 00:16:52] FRED MASTRANGELO: That's a good sign. LINDA ROSE: Okay. So who was…? FRED MASTRANGELO: Yeah, that's when I stay put, that's exactly how it worked. My dad was in marketing, sales unit, and Alfonse, because of his woodworking background, handled the production, and they got along very well on that – because I tell you that it started with his brother and they were so close and his brother was a woodworker and a carpenter, and so it led to doing something with Alfonse, which in turn led to the growth of the business. LINDA ROSE: Right. [Unintelligible - 00:17:30] your father, Frank… FRED MASTRANGELO: That's a minor incident. LINDA ROSE: [Unintelligible - 00:17:32]?11 FRED MASTRANGELO: Yeah, right. In becoming a tailor, he just had designed a ruler to help measure pants; that was insignificant. It had no bearing on this over all, because it's just a minor type of… just like I had pants on my own right now that are worthless, but they don't mean a damn thing, right. What's important, if you look at the headlines of that paper, you'll see that the impetus is on sales and marketing, and that's the knowledge that he brought in. That's the ability to be ahead of his time, which is why he bought mills and why he turned his business ability into more than just making suits. If he were only to be a tailor, he would just still fight to go on a tailoring business in the community such as Fitchburg, but if you were a manufacturer, you had 52 states from which to draw, the world from which to draw, and my father saw that and his brother went along with it and they became – we changed it to Angel Novelty; it's when, Ed, my cousin and I came up, we decided it had to make sense so we changed the name to the Angel Company. You got to remember, the work there is youngsters, both my cousin and I all our lives, because it was the rule of stepping in, in time, and so it became very strong in millwork, and by millwork, I mean things that had to be milled: doors, windows, pine products, kitchen cabinets, corner cabinets, balustrades, stairwells. And we had a very strong – the marketing approach was to sell through distributors, someone termed '[south] lumberyards', so people like Webber Lumber Company that was in Fitchburg were our outlets. There is no such thing as a Home Depot in those days. They were all lumberyards, all small individual minor power operations. They did it together. They did together, you know in their 12 own way, uneducated men but very smart, in their own way test marketed, analyzed it, brought in a strong group of sales managers, production managers, accounting experts, because it was a multimillion dollar business. [Unintelligible - 00:19:56] LINDA ROSE: [Unintelligible - 00:19:59] market for that? FRED MASTRANGELO: [Unintelligible - 00:20:01] took over. This is in time when Dr. [Giolidante] was expected to start his father's shoe shop. He got smart; he became a doctor. That's what made him a smart man, because he did it at the time when he was independently a pioneer and, like many of those cohorts, had to do it. But like all that was so-called immigrants, number one on their list is to make their life better for their kids and they recognized that education was important for you to make it. If you had the wherewithal, you went beyond high school, into college. We were very lucky that he felt that way. I went to… after I got out of St. Bernard's, I graduated from Philips Andover Academy in '46, and then I went to Boston University, graduated in the class of '50. Actually I worked my tail off. I went to four years of college in three years by going to summer school and I had [unintelligible - 00:21:04]. LINDA ROSE: So why did you want to do that? FRED MASTRANGELO: I want to get the hell out of it and to work right away. I was working, because in the group of college people that I roomed with, they were all ex-veterans from World War II so they straightened me out, yes. And then I went… as soon as I graduated, for all my work, I went to Miami for three years, so I was in the service during the Korean War. Now I spent all my life in the military going to school. I went from private one to a second lieutenant in three years,13 so that was all due to schooling. I spent my lifetime in Miami Boarding School, which is fun. LINDA ROSE: So it was a… FRED MASTRANGELO: Oh God, yes. Even today in retrospect, I look back and say, you know, school's into this. Thank God it was fantastic because instead of climbing up from the bottom of the ladder, they put me in the middle of the ladder so, you know, that was a very fortunate approach. But would I have wanted to do this? I don't know. I always have misgiving. I should have done something else, etcetera, etcetera, etcetera, which is why I got involved with many other businesses, such as aviation, which is my first love, and my cousin with a motel in Hyannis, which was fun to do. I ran a Japanese restaurant. I built condominiums and [unintelligible - 00:22:19]. I had a ball going beyond the Angel Company but that's me personally. LINDA ROSE: Yeah, so coming up forward with building, you have [unintelligible - 00:22:31]. FRED MASTRANGELO: Well, once again, as the business started to develop, we turned it into a very successful prefinished cabinet company. The Angel cabinet line was well known in the northeast, and when I got out of the service, the industry was changing. I recognized the fact that instead of just millwork, we had to get into something else that was currently… we're losing our doors and our windows to the aluminum people. We were losing some of our product line, because they were building ranch houses rather than two-storey homes, and so we lost some of the product line, and so I was instrumental in turning the company to a prefinished cabinet company. I remember the first—we had always made kitchen cabinets; we had never done 14 prefinished cabinetry—and I remember the first cabinet we did; we thought it was absolutely gorgeous, but it was an abomination because we knew nothing about finishing so we had to just do it, to develop it, and that turned out to be very, very successful. With that success, obviously, a nice start to gain more independence because of our financial approach and we thought in terms of other investments. I had thought at the time that prefabrication was coming into this in the housing market, and I said, "Gee, I've been leading a big factory here. We got a fantastic approach. We know how to work with wood. Why am I thinking in terms of prefabrication?" But we decided that instead of prefabricating homes because they're all different, we would get involve with something that would be standardized, and motels seemed to be – all the rooms are the same. We put up 20 units and, you know, 20 walls the size, and so we spent a year looking for a site to build and we thought in terms of Hyannis because the Cape at that time was in its [growth] period. This goes back to 1955, '56, I mean, that time period. We found a delightful site on Route 132 that is now completely overgrown, but we were fortunate. We designed a motel, called it the Angel Motel, built it and – we knew nothing about the motel business. We knew very little about prefabrication, but the two seemed to work. We built it in the factory, shipped it down by truck, put it up in 30 days, opened up, and the first season was a huge success. Then we realized that the motel business was a fun thing to do. We paid for it, we did it off in something like five years, because here was a business that had no accounts receivable, that had no [late effect] because we hired high 15 school girls to clean; it had no merchandising inventory, and every night, you pick up, you know, X amount of dollars in cash, so it was a fun thing to do. And we sold it about three years ago, and I did. I mean, during that time, I got involved with the flight instruction and selling of aircraft at the Fitchburg Airport with another chap, a partner of mine, and we started the Silver Wings Company. We trained students how to fly and we sold type of aircrafts. Now it was fun because you could jump in a plane at Fitchburg, land at Hyannis and walk to the site, so both Dad and I used to fly down periodically, you know, in a matter of 20-30 minutes and walk way to the motel, so that was a beautiful approach to it. As I indicated, that was also successful. LINDA ROSE: What is the hotel called now? FRED MASTRANGELO: They've torn it down. They've put instead a mall now. Right after that, what was – it's interesting some of the stuff I've done and it sounds like I'm blowing my own horn, and I don't mean to. LINDA ROSE: No, it's important. FRED MASTRANGELO: Cleaning up and laundry were just coming in, okay. I've been involved with a group of investors and we started this, [Taco Outfit]. We're the first cleanup and laundry in Fitchburg. We had the second one on Duck Mill Road. It sounded like a great idea because the concept was outstanding. In other words, you put in machines, 24 hours a day, people would come in with quarters and you go get them the next morning, and it sounded like you make an awful lot of money because you know it was unattended. Well, we learned the hard way then. The first week, every called "liberty man," every oil man, every mechanic 16 brought in their overalls and they destroyed the machine. So that was a fun thing to do, but a terrible business decision. Now, of course, it's changed, as you know, because there are usually attendants in there. Then at the same time, right after that, I got involved with a group of people and we… well, I shouldn't say right after that. After Ed and I decided we had enough with the Angel Company, which is back in the '70s, I got involved establishing my own business because I was strong in marketing and I started Angel and Associates, which is a small advertising company. I said, "Gee, you know, the Fitchburg—as my dad said, you know, said in the past—Fitchburg area lends itself with someone who can carry some marketing, like the big boys do into a small-time operation," so I started an individual advertising. That was my background in college, marketing and advertising, and I had a number of the towns in Fitchburg that I would do their advertising for, both the newspaper, establish on TV, mostly paperwork ads and so on. One of my accounts was a friend of a friend who had a Japanese restaurant in Amherst, Mass and I did his advertising and it was very successful. And we got involved in saying, "Gee, you know, what should be done is something like McDonald's, except in Japanese style, and we would have…" He said he thought it was a hell of an idea. We would have a place on the Cape, because that's where all the activity was, but instead of 15 Japanese chefs chopping and doing things, we would have one in the window and you'd drive up and get your Chinese takeout. He thought it was like… yeah, so we spent a year looking at that. And at that time, right across the street from the Angel Motel was a Chinese 17 restaurant that had gone under. We made a bid for it and changed that concept and opened up the second Japanese restaurant, full-time scale with the chefs at the table. We had 12 tables and 12 Japanese chefs and that was an interesting experience. That's a whole another story, but it was fun to do. And so what happened in my business life and the reason for this spouting and rambling is that you asked if I have ever done something else besides. Well, yes, in later years, I did explore, but they still directly involved marketing and sales. That was my forte and I just had a ball in some of the things that I had done. Some were successful; some utter failures but an awful lot of interests. LINDA ROSE: You mentioned that you and your cousin were [unintelligible - 00:29:27]. FRED MASTRANGELO: We sold it. LINDA ROSE: Okay. FRED MASTRANGELO: Yup. LINDA ROSE: And that was a mistake? FRED MASTRANGELO: Yes. And the other thing too is, of course, having brought up the company into the 20th century with prefinished cabinetry, when we sold the company and I thought it would be summary… a retirement, I lasted maybe about five weeks and my sister said, "Get on and go do something, you're driving me crazy." At the time, one of my good competitors had an opening, who would open a retail store in Shrewsbury, Mass, selling kitchen cabinetry, which does a full run of the so-called design centers, which you now see. I went down there and I started to work with him, and after the second year, I had done enough selling so that the business just about tripled and he said, "Why 18 don't you take it over?" So I turned around and took over and turned that in what they call [Margelo] Kitchens, and we had a retail store on Route 9 in Shrewsbury. It was very, very successful for about five or six or seven years. We had a staff of four designers, five installers and we sold a design and custom work for kitchen cabinetry, which is a fascinating business, lost our lease and – at the time, I had some, I had my daughter working for me, and I said, "Christina, you have to go find another spot." And then one day, we woke up and said, "This is crazy. Why don't we, you know, we pay out our bills and let's shut it down?" She was up to here with it and she had had enough and I had had enough. It demanded a lot of our attention, being once again a small manpower operation, and so I said that enough is enough and we liquidated the business. About three weeks later, I got a call from one of my competitors and explained our present situation, I still work in the kitchen industry from one of my competitors on a part-time basis and I fully enjoy it. It's gone from cupboards to furniture. You got to bear in mind that cupboards… the word "cupboards" means cup boards. They were boards that were put up that you put your cups on. In the old days, you had you big stove then you had shelving in which you put cups and your dishes, and then sooner or later, somebody put doors on them and turned them into cabinets. Then, instead of going from the so-called pantry kitchen concept, the Americans and others in their own home, decided that they needed cabinetry in their kitchen and they didn't have maids and pantries and butlers anymore, and so we… it developed into where I'm putting furniture on four walls. The kitchen history has turned into putting custom 19 furniture, as you have in your house, as I have in my house, and with it came the changes in appliances, came the changes in countertops, came the changes in living, came the changes in microwave cooking – the whole thing has progressed. It's the most important room in the home. That's where the fun has come, and staying abreast with it has been, you know, it's remarkable what has happened in the industry, from just cupboards, you know, to literally thousands and thousands of dollars spent in furniture in the home. It's not unusual to see a $70,000-80,000 kitchen. LINDA ROSE: So… FRED MASTRANGELO: The Europeans, as we said, have developed this so-called kitchen concept. The Europeans designed kitchen cabinetry [unintelligible - 00:32:59] they were the forerunners of some of the present and modern day, and so well designed for one reason. One is most Europeans do daily shopping. They go out to the market— in particular, the Italians—they go down to the market and buy that fresh, you know, fruits and vegetables and take them home and cook and go down again, so they didn't really have the need for the tremendous amounts spent on appliances or refrigeration, that type of thing. Of course, it's changed a lot now but that's the background. That's number one. Number two, when you sell a house in Europe, you take the cabinets with you, and Americans attached it to the wall, they're going to stay here. The European concept develops so that you just undo them and take them with you, because they didn't have many, many cabinets because of the concept of shopping everyday at the marketplace. But they were instrumental in developing the so-called sleek sophisticated post-1938 modern approach and just recently,20 the past decade, this high streamline effect that they've done some beautiful work, and the Americans have copied them. It's been a fun business. LINDA ROSE: What do you see at the future for those? FRED MASTRANGELO: We have yet… we haven't touched the potential in kitchen cabinetry because every home you see, sooner or later, works in the premise that you get to keep up with the Joneses, which is step number one. You got to stay advance with style. The appliance factory has changed tremendously. No one used this microwave cooking until recently; that's changing. Refrigeration has changed in concept; dishwashing – you know, I see a more sophisticated sleek utilization of the kitchen. It's still kind of [unintelligible - 00:34:44] of the family gathering, but making it a lot more efficient, so you go out and do what you're supposed to do because we're just running to keep up living today, so the American public, in particular, want to spend less time in the kitchen and more time up playing tennis, golf and bridge. LINDA ROSE: Can you see that in [unintelligible - 00:35:01] culture? FRED MASTRANGELO: I think they will. I think as they start to advance in electronic technology, you find the same concept going on where you can press the button, you know, and electronically you get food processed into whatever cooking, stirs it in, and 30 seconds later, you have your seven-course meal. You'll always have that so-called throwback in the old days when the kitchen was a warm friendly approach, but I think that in time, the changes that will come will be electronically. The appliances will change dramatically, and with them, the lesser need for storage and lesser food preparation.21 LINDA ROSE: I thought [unintelligible - 00:35:42] electronic cabinet. FRED MASTRANGELO: Yes ma'am – yeah, yeah, no question about it, yeah. LINDA ROSE: That would be amazing [unintelligible - 00:35:046] what do you think your father would [say]? FRED MASTRANGELO: He would have been the first one to say, "Yeah, let's go for it." LINDA ROSE: Yeah. FRED MASTRANGELO: And the ability to take a shot into… foresee the future, , you know be ahead of this time and… they just didn't sit back and say, well, damn, you know, make little no work to it. They were ahead of their time. LINDA ROSE: Do you ever [unintelligible - 00:36:15]? FRED MASTRANGELO: I think it was inborn obviously, but it was [thrusted] and promulgated by the opportunity that existed in America, which is why they…people of that ilk jumped ahead and invested in property and tried things, because the country is just – and even today, it's such a dramatic country. We haven't capped its natural resources and saw its potential, even with the stuff that we got going on, which, you know, worldwide fiasco. But every day – and the proof of the pudding is that modest invention that just broke… I mean just like what's happening. And in my lifetime, especially my love for aviation, you know the Wright Brothers started in 1907, that's 100 years, and we've gone to the moon, so it's fascinating. LINDA ROSE: But it's just in a side but [unintelligible - 00:37:04]? FRED MASTRANGELO: No, really. LINDA ROSE: I guess the power, if you lost power [unintelligible - 00:37:08] so I was a little surprised to see a plane coming in.22 FRED MASTRANGELO: My heart goes out to him, because, well, about three years ago, he started building my own aircraft and I had an engine failure and put in the Blackstone River Valley. That was quite an experience. It was a fun time. LINDA ROSE: It was fun? FRED MASTRANGELO: Yeah. LINDA ROSE: Were you alone? FRED MASTRANGELO: Yup. LINDA ROSE: So what [unintelligible - 00:37:05]? FRED MASTRANGELO: The light didn't flash in a failure. What you do is you pull your fate that it doesn't happen so fast and when it's down, my reaction was, "Damn it, I just lost a $25,000 airplane, which took me three years to build." Not that I was hurt or anything else, that's what went through my mind. What a shame! But if you deal with transportation, I don't think if they're rollerblading, driving a cab, on a school bus, in an airplane, sooner or later, something's going to happen. If it's a human being moved, something's going to happen to him. LINDA ROSE: Just thinking of transportation, what is…? FRED MASTRANGELO: It's marvelous and I think it's going to… its advancement is going to come in… people who are on their feet all the time, such as the couriers in New York and such as the postal service people. And then in time, as the market warrants it and they bring the prices down, we'll all have them. I can be going to school on the damn things, no question about it. LINDA ROSE: And that brings up a whole other issue sort of [unintelligible - 00:38:23]. FRED MASTRANGELO: Yeah, but we've got them now. We've got so-called sidelines and we got running tracks and we've got mediums 23 in the middle of highways that they can easily convert to, whole bunches of people and these two-wheel [drivers]. LINDA ROSE: I never thought of that. Is there a talk of doing something [unintelligible - 00:38:39]? FRED MASTRANGELO: It's just something that makes good sense to me. LINDA ROSE: Right. Sounds like a new business. FRED MASTRANGELO: Yeah, right, that was all 20 years yonder. LINDA ROSE: Oh yeah. FRED MASTRANGELO: Oh god yes, I guess that's what I want to do. LINDA ROSE: You mentioned your daughter; do you have any other kids? FRED MASTRANGELO: I have three girls and a guy. LINDA ROSE: And [unintelligible - 00:38:54]? FRED MASTRANGELO: My oldest daughter works in the kitchen industry. The other children are involved with their own life and had no inkling to it – and I didn't force the issue. I didn't. You know, from my experience, I said to my son, "I'm not going to make him a kitchen designer." Let him do what the hell he wants. LINDA ROSE: What are they doing? FRED MASTRANGELO: My son is involved… he is a Fitchburg state teacher, graduate in communications. He spent his first two years in one of the TV channels and he said, "Dad, I don't want to be [confined] to a desk. I want to be outdoors," and he got involved with outdoor landscaping and diving. He became an assistant [mini-skipper] for a country club in Duxbury and now he works for a private millionaire in Duxbury as the head of the landscape crew. He loves it. My oldest daughter works for kitchen design center in Maine. My second daughter married a young naval aviator and she lives up in Kittery and is involved with one of the merchandisers of home style jellies and that type of thing –24 and does very well. And my baby daughter married a young budding artist here in Lunenburg, of the Demers family. Donald Demers became well-known as a maritime artist and did some outstanding work in the maritime painting field. And that's the crew! We still carry the traditions that my dad and mom instilled and we have our family get-together. We're very close. You take on one, you take them all on, so… a very close family. LINDA ROSE: Good, so tell me… FRED MASTRANGELO: Over and above, the integrity traditions of honor, loyalty, family, you know, the so-called [side] expressions are still strong. Yeah, it involves the holidays, the get-togethers, getting together on family events… pull them together in case of need. That's a very strong trait of our family. If someone needs a hand, everybody else jumps in. And then, of course, the story-swapping and the fun that we had growing up altogether and I just truly love my babies because I had so much fun raising them; they're just a delight, night after night. So those are the things. It's not a strong religious tradition because we're all forced into our religious background. We didn't choose it, but we brought them all up to respect it and they all understand that. But it's more, yeah, the Christmas dinners and the daily flickers because of the fish dinner, and the Easter – how [sad] we were that we didn't learn how to do Nana's Easter bread and that type of thing. LINDA ROSE: Did you bring up your child? FRED MASTRANGELO: Yes, it's about 40 years, yeah. LINDA ROSE: So right across from the home that you grew up?25 FRED MASTRANGELO: Yes, the reason I built this house with the A-frame was when we did the motel. I had designed the office as an [A-frame], because it seemed to make sense to me, a very simple structure, where the rough became finished, and I fell in love with the concept and built this one which was way ahead of its time – an awful lot of room in this house and very economical to build – well, absolute well. You know when school was up, I put on a pair of shorts and I spent the entire summer with my friends. I'll buy myself, exploring every nook and cranny on that lake, doing the fishing and the swimming. And across the park was in full [throttle]; that would mean riding over my bike and getting to know everybody and riding on the rides and hopping in out on the roller coaster, pedaling my bike down at the airport to watch some planes so I can learn to fly—and I soloed at an, early, early age—and it's just so much fun. Then come wintertime, the ice would freeze over, it was skating parties and hockey and, you know, it was idyllic growing up – idyllic because we explored. We didn't have TV. We didn't care about it. You know, we didn't worry about the radio; maybe often Nana got some of the other shows that were on, so it meant looking up – your own fun, like playing pirates or, you know, whatever we did on the summer's day was so much fun, and on the wintertime, going to the woods, you know. It was just play time. I had a happy childhood. LINDA ROSE: That's must have been enjoyable for you to think. FRED MASTRANGELO: Same thing, exactly the same. They had… when I built this house and I had the driveway put in, I built them up at the black top at the back which is a basketball court, hopscotch area and then they weren't any trees there, so they used to 26 slide down the hill into the little pond—because we still swim at the point that you saw from my sister's house up there, but that belongs to my son now—and they had a ball here, too. LINDA ROSE: Tell me about the revolutionary. FRED MASTRANGELO: I think I've explained that it was a [far see] thing, seeing man, you know, that he looked to the future. He and my mom went to the Chicago World's Fair in 1938. LINDA ROSE: So it was the Chicago [unintelligible - 00:44:26]. FRED MASTRANGELO: No, Chicago in '38. Chicago World's Fair in '38 was the forerunner of the avant-garde thinking of modern period; the so-called New Age of modernism started at the Chicago World's Fair, but prior to that time, it was all the old antiquity that was exciting the world, but this was the new concept. My dad fell in love with the modern concept. He came back and said he was going to build a house, and then, you know, just like poppy seeds that just kept growing and growing and growing, but he wanted clean cut lines and thought some unusual approaches towards the modern concept. So he designed this house, which is the first of its kind in the area, sleek sophisticated lines with the pine, had custom furniture done in the modern period, had custom—you know, you should see the house—and sometimes, the light [unintelligible - 00:45:21]. LINDA ROSE: It's for sale now. FRED MASTRANGELO: Yeah, right – and, once again, way ahead of his time. It's the first time anybody had put in horizontal windows, small touch but nonetheless. The first time anybody had used the [sleek] approach to dramatize the area. Modeling the interior wasn't done as the old-fashioned traditional Italian model of sleek, sophisticated black turn of 1938 thinking 27 statues that he found from the states that carried that theme. So it's a huge house, very modern, very well-advanced for its time, and we had a ball living in that one, too. LINDA ROSE: Did it take him very long building it? FRED MASTRANGELO: Oh yeah. Oh yeah. One time, we had a tally of how many [pounds of] bricks were in there and how many glass. He used glass spot extensively. Now it's a [unintelligible - 00:46:16] but at the time [unintelligible - 00:046:17] so yeah, so it's amazing. LINDA ROSE: So you were living on Granich Street while it was being built? FRED MASTRANGELO: Oh we had… my sister's house is the so-called summer camp, and we used to go down the area from Granich Street to that and we stayed there when the house was being built and during the summer that we moved back in Granich Street. That house of my sister's—I don't know if she told you—was the camp house and the ice run for when we used to cut ice in [unintelligible - 00:46:44] and that was turned into a… there are still… in some of the [cove], there are still states that have the ice run, where they used to cut the ice and then bring it up into the shed. LINDA ROSE: Is that the way [unintelligible - 00:46:58]? FRED MASTRANGELO: Yeah, that was the bunk house and the shed for the ice storage. LINDA ROSE: [Unintelligible - 00:47:03] so what was the… FRED MASTRANGELO: That wasn't, it was, once again, ahead of its time, sleek cabinetry, not high glass but, you know, very plain, simple, modern look – and the first time anyone had used stainless steel cabinets in the area, and this goes way, that's a long time ago. All [prefost] sinks and the stainless steel countertop, tile, back splashes, it wasn't…we still had a 28 separate range and a separate refrigerator, the so-called built-in concept that we have now, still ahead of its time. LINDA ROSE: Did your mother ever [unintelligible - 00:47:38]? FRED MASTRANGELO: Oh yes, my mother was very strong in supporting my father, knowing that, but when my father took one of the [mostly] bought and opened up [unintelligible - 00:47:47] to a gift shop, very large four-storey milk gift shop, known as the MDS Gift Shop in Fitchburg. She ran that one; my mother was ahead of her time, too. LINDA ROSE: She was quite a bit younger. FRED MASTRANGELO: Yes, mm-hmm. Her family had a market on Water Street. LINDA ROSE: Okay. FRED MASTRANGELO: That's the Montourri family. The Montourri family is [unintelligible - 00:48:08] Montourri Distribution, Montourri Trucking, a whole bunch of others. So that between Al and his kids, my mother's six …you know Christmas was a ball and it's like 50 people in that house at Christmastime. My mother lived in a house where we had the very first Angel cabinets put in; it was called a Cinderella line with a sloped phase, and she loved it, because she adapted, you know she's a modern girl. LINDA ROSE: [Unintelligible - 00:48:36]? FRED MASTRANGELO: Oh no. I know. I fell in love with them. LINDA ROSE: Yeah [unintelligible - 00:48:43]. FRED MASTRANGELO: As I indicated, very, very fortunate, very fortunate, but I think I know it's up in the air. You know, all my Italian buddies were – I didn't know any better. I didn't know I was a little bit more… better off than they were per se, so we just had a ball. LINDA ROSE: What kind of remarks?29 FRED MASTRANGELO: They call it the castle because it's such a big huge edifice. And it's so funny because I heard some comments when I was building this house. This house was a revolution for its time also. And they said, "Oh, yeah, just like his father, his father built a castle, he built a church," and they talked about it. Its design was going to be a simple story ranch, all one floor, make it easy for Marcia and I to you, know, spend our life before you go to the Happy Valley Restaurant. LINDA ROSE: [Unintelligible - 00:49:33] FRED MASTRANGELO: Broken, yeah, but pretty well, oh yeah. LINDA ROSE: Do you know how he learned? FRED MASTRANGELO: He was an avid reader and he started with the classics and followed every single newspaper, listened to the radio and paid attention, and then when he was in business, he had to because he had to negotiate deals. My father was genuine character, delightful genuine character, strong-willed, lovely man, twinkle in his eye all the time. He's the type of the guy that if you get involved with an argument, you know how you and I would say oftentimes – what I should have said was… well, he'd jump on his cab the next day and go back and start it out [unintelligible - 00:50:08]. He's just a fun guy to be with. LINDA ROSE: It seems that [unintelligible - 00:50:14] I felt my errands experience in Worcester, because I never give myself permission to work on. FRED MASTRANGELO: Okay. One of the [unintelligible - 00:50:029] C-U-C-C-A-R-O [unintelligible - 00:50:35] cabinetry is the most dominant line established in the [unintelligible - 00:50:53] and then mother [unintelligible - 00:50:56] everybody and 30 everything involving [unintelligible - 00:51:08] you go in there. LINDA ROSE: Okay, we may have to… I'm not really sure what's happening with this machine because as it keeps up printing's talking and it should never do that. Oh boy, now it isn't, now it is, I don't know. It's not [unintelligible - 00:51:33]. FRED MASTRANGELO: Okay. LINDA ROSE: Anyway working now, so let's get on. Would you… FRED MASTRANGELO: Just some of the… obviously the high school years [unintelligible - 00:51:44] and we had because of our… it's interesting now to be able to think back on both [unintelligible - 00:51:51]. LINDA ROSE: So [unintelligible - 00:51:52] something to share what makes it interesting? FRED MASTRANGELO: That I think Anthony's [unintelligible - 00:52:00] grade school, they were [unintelligible - 00:52:06] my father and Joe's father at that time [unintelligible - 00:52:12] but you could tell. There's a lot more than everything, Sunday morning after church [unintelligible - 00:52:22] my father [unintelligible - 00:52:23]. It's fascinating stories of their culture the whole day [unintelligible - 00:52:26] Sunday morning and spend some time up there and then they will give you coffee. And that was just delightful because they get hysterical over the most simple story that took place in their parish that took place on Water Street, that took place on Main Street – I mean the simple enjoyable cultural humor; that, to me, stuck in my mind and I'm sure [unintelligible - 00:52:55] touched on that story. The life of everyday story which I had the opportunity to have known my father's family, so that was fun too. What they 31 did in a short of period of time, you know, that's the thing. All of them, you know, I don't care if they're shoemaker or a night grinder or, you know, you own the market or you build cabinets, whatever it was, you know, hardworking. It's the same basic understanding of life [unintelligible - 00:53:28] and fighting because they had a stigma attached to them. They were the [unintelligible - 00:53:37]. They were the Italians that came over, just as the Irish had their tough times too, and they overcame all these obstacles, and they made it – all of them. LINDA ROSE: Did they treat the boy? FRED MASTRANGELO: Oh god, yeah, and they… oh yeah. The fact that they didn't love the girls but just figured they were girls; they too have to know about worldly affairs [unintelligible - 00:54:13] but they still had to [protect] the same rules as guys did, but they weren't involved in the [unintelligible - 00:54:28] not secretive but—what am I thinking of?—banding, the banding of the men. LINDA ROSE: Even with your sister. FRED MASTRANGELO: Well, as I was saying, most of the family, they had a will [unintelligible - 00:54:48] they would strongly force [unintelligible - 00:54:52] all of the children [unintelligible - 00:54:56] so it meant, you know, selling bread and [pick] even those nickels and try to [unintelligible - 00:55:13]. I think it's strictly as they indicated that they have [unintelligible - 00:55:25] because believe it or not, [unintelligible - 00:55:30] followed by whatever, you know, fantastic dinner [unintelligible - 00:55:37] and that was [unintelligible - 00:56:02] things to do and [unintelligible - 00:56:12] people would come over and just drop in for a Sunday dinner because 32 [unintelligible - 00:56:22] that I usually heard of that Sunday. [Unintelligible - 00:56:34] LINDA ROSE: Why is [unintelligible - 00:56:40] how could they keep things? FRED MASTRANGELO: And it was a simple life. I mean you didn't get the instant news or the instant ramification of [unintelligible - 00:56:48]. It was an event driving to Boston [unintelligible - 00:56:50]. You know [unintelligible - 00:56:55] what they are but it wasn't fast-moving, slow pace. Everything was slow pace. [Unintelligible - 00:57:03] It wouldn't take [unintelligible - 00:57:51] but at the time it was happening [unintelligible - 00:57:56]. He bid off something and then what happened, he had to and we just thought it as a natural progression, yeah, he wouldn't get far to it so that's the way all fathers were. Only in later years did you recognize the ability of your parents, you, Marcia and I, and then our kids hopefully in time, if only later on. But while it's going on, you don't think about it. [Unintelligible - 00:58:52] great guy or whatever and then you're growing up – I wouldn't have it any other way. [Unintelligible - 00:59:04] very, very [fortunate] [unintelligible - 00:59:09] bad Italians but by and large, it's just a nice, you know [unintelligible - 00:59:29] English. He probably got some various idea [unintelligible - 00:59:37] you may not want to hear. Oh I'm sure. LINDA ROSE: So I'd like to ask you one thing. FRED MASTRANGELO: Go on. LINDA ROSE: What is your hardest experience then? FRED MASTRANGELO: Oh God, Linda – about what? Life is so complex. I mean emotional, financial or what? Hardest experience? My 33 father's experience… that's a puzzlement. I'd have to really think about that one. Nothing jumps in my head – my hardest experience. LINDA ROSE: How did you [unintelligible - 01:00:23]? FRED MASTRANGELO: Yeah, hardest emotional experience was the loss of my parents. I mean, that happens to everybody, that's an exception. My hardest experience, like I say, I could probably ramble… you've heard an awful lot of it today, but it just sounds too "I, I, I" all the time and I don't mean it to be. LINDA ROSE: I don't think so but… FRED MASTRANGELO: Once again after 50, 60, 70 years, you know, there are little anecdotes and stories that demand going back to the reason why, which would take another two hours to explain why we came to this particular conclusion, if I started the story about the company, so I was giving you highlights rather than individual approach – like I'll tell you one little anecdote about my father to show you what guy he was. He was still in the tailor business—and my mother told us the stories—he was still in the tailor business and one of the Christmas shopping joints downtown Fitchburg would occur at night, you know, the stores stayed open relatively late in the last week. My mother said it was a terrible smelly awful, awful night, and she went down with my dad, and standing on the corner was a so-called urchin trying to sell the daily Fitchburg news, freezing his tail off, you know, as my mother indicated. My father said to him, "How long do you have to be out here?" And he said, "Until I sell all my papers," and my father bought them all from him and sent him home. That's the kind of a guy he was, you know, and it's just a delightful anecdote of his. 34 And he's also philanthropic. He would go down and he would help – but that's true of most of the boys on Water Street, and so that cultural importance came in. They would take care of each other and help. LINDA ROSE: You would help. FRED MASTRANGELO: Which is why the vast majority of the employees of the Angel—and I don't want to knock the rest of them that are there, because there's a whole bunch of them, big portion of Italian descent. LINDA ROSE: [Unintelligible - 01:02:31] FRED MASTRANGELO: Oh God, yes, oh yes – the fathers who worked there, uncles and brothers. LINDA ROSE: Was there any particular [unintelligible - 01:02:40]. FRED MASTRANGELO: Not to my knowledge. LINDA ROSE: Mm-hmm. FRED MASTRANGELO: Well, okay. LINDA ROSE: That's good. That's the end of the interview./AT/jf/el/ee

In this dissertation I explore the co-emergence of multinational corporations and the consolidation of the discourse on human rights at the level of the United Nations throughout the second half of the twentieth century and analyse the resulting conceptual gap that created tensions in the international legal order. Despite attempts by developing countries to alleviate this imbalance through the New International Economic Order (NIEO), a multitude of soft law initiatives and the reluctance to address human rights issues in MNCs at the level of the United Nations failed to make MNCs incorporate human rights standards in their operations. The merging of the two concepts became increasingly more challenging throughout the 70s and 80s when the world was faced with the oil crisis and the rise of neoliberalism. This shift in the global legal architecture forced the Third World to take a new approach to tackle the conceptual gap, this resulted in the emergence of the Third generation of human rights and ultimately, the concept of Corporate Social Responsibility (CSR). CSR is a concept of international private business self-regulation that aims at merging human, socio-economic, and political rights into the world of the corporation. As a response to the concerns for human rights violations by corporate actors, CSR slowly came to the forefront of the global business scene to enable the continuation of the operation of multinational enterprises. CSR presented a platform for global soft law initiatives to minimise the conceptual gap they had created over throughout the preceding decades. This allowed people such as John Ruggie to develop the Guiding Principles, the most successful initiative to date. This dissertation will provide its readers with a fruitful understanding of the crucial role that international law played in this development and further, what implications this had on the political and economic level. - Introduction In the words of Sundhya Pahuja and Anna Saunders, the second half of the twentieth century staged a 'series of encounters between rival practices of world making, each of which travelled with rival accounts of international law'.[1] Anti-colonial disputes, the Cold War, the rise of developmental issues and the increasing popularity of neoliberalism are only some of the events that generated these competing views of the international legal order. These events brought different coalitions across the Global North and Global South, and different 'alliances of interest between 'public' and 'private' actors'.[2] At the heart of the system that emerged lie two fundamental elements: the modern multinational corporation and human rights. How to conceptualize multinational corporations (MNCs) and how to define their relation to the law and the State was part of these rival stories. In this paper I explore the co-emergence of multinational corporations and the consolidation of the discourse on human rights at the level of the United Nations throughout the second half of the twentieth century and analyze the resulting conceptual gap that created tensions in the international legal order. In particular, I examine how this encounter, which became evident as calls for a New International Economic Order (NIEO) were being advanced within the UN, came to produce the idea of 'Corporate Social Responsibility' (CSR). I show that CSR emerged from the failure of the NIEO, particularly in relation to the roles and responsibilities of private actors in the global economy and how this can be traced to the limits of initiatives addressing the tensions between human rights claims and the interests of multinational corporations. In so doing I provide an understanding of the crucial role that international law played in this development and the implications this had at the political and economic level. The first section of this essay examines the lack of direct use of human rights language in the UN literature focusing on MNCs and their role in world development from the 1960s to the 1970s. This includes an analysis of the report entitled 'Multinational Corporations in World Development'.[3] I demonstrate the emphasis and enthusiasm for multinational corporations displayed at the level of the United Nations and how the concepts of the corporation and human rights were kept separate due to their respective supporters during the Cold War. I then focus on the attempts by the Organization for Economic Co-operation and Development (OECD), the International Labor Organization (ILO) and the 'Group of 77' (G77) to bridge this conceptual gap through the imposition of policies and initiatives, though without major success. The second section analyzes the influence of the oil crisis and the rise of neoliberalism on the shift of the global legal architecture, ultimately promoting the birth of the new developmental state. Here concern is with the new legal structures' attempt to merge the concepts of multinational corporations and human rights through a third generation of human rights, [4] and I engage in theoretical approaches by legal scholars such as Samuel Moyn and Antonia Darder. In the third section investigates the concept of Corporate Social Responsibility (CSR) and analyzes its application and limitations. CSR is a concept of international private business self-regulation that aims at merging human, socio-economic, and political rights into the world of the corporation. As a response to the concerns for human rights violations by corporate actors, CSR slowly came to the forefront of the global business scene to enable the continuation of the operation of multinational enterprises. I demonstrate how CSR aspired to close a gap between human rights and corporate action in a way that would harmonize them through a multitude of soft law initiatives. This leads to the question of whether direct regulations can apply to MNCs under international law and a discussion of the UN Global Compact, at the time the world's largest and most far-reaching CSR initiative.[5] Finally, this paper closes with the most recent developments in the global legal order designed to tackle the conceptual gap between MNCs and human rights, namely through the United Nations Norms on the Responsibilities of Transnational Corporations and Other Business Enterprises[6] and the development of the Guiding Principles. Dawn of co-existence The United Nations lies at the heart of the international regime with its normative, institutional and procedural human rights activities.[7] By adopting the Universal Declaration of Human Rights in 1948, the UN created a milestone document in the history of human rights. The Declaration has had an enormous influence on the world both in terms of 'spreading the philosophy of human rights, and in terms of inspiring legal texts and decisions'.[8] New states have used the Declaration as a basis for their constitutions, while domestic and international courts have invoked the Declaration in their judgments.[9] As human rights law developed, the International Covenant on Economic, Social and Cultural Rights, followed by the International Covenant on Civil and Political Rights, were both drafted under the auspices of the United Nations, adopted in 1966 and entered into force in 1976. Together, these three instruments make up the 'International Bill of Human Rights'.[10] Throughout the 1960s and 1970s, the world became a stage for global changes that altered the legal order. The end of colonialism dawned in the Global South, and during the height of the Cold War the West faced the Soviet Bloc and its mission of 'exporting revolution'.[11] Leaders of nationalist resistance movements received military as well as financial aid from the Soviet Bloc which intensified anti-colonial mobilization for self-determination.[12] Simultaneously, globalization was increasing rapidly, with multinational corporations emerging onto the global scene with heightened awareness of their existence as an entity with legal personality. As outlined by Sornarajah, their distinct bases of power allowed them to assert their interests through the law. With economic resources often exceeding those of their host state, MNCs had the ability to sculpt and manipulate legal outcomes through arbitration processes concerning foreign investment protection. This was done by exerting lobbying pressure on a host state which might be reluctant or even unable to object to the activities of MNCs.[13] The 'Multinational Corporations in World Development', report drafted by the UN Secretariat's Department on Economic and Social Affairs in 1973, considers 'the role of multinational corporations and their impact on the process of development, especially that of developing countries [.] [and] international relations'.[14] From the outset, the Report identifies the emerging phenomenon of the MNC in international economic affairs, how its size and spread has increased, and identifies the wide array of its activities and its use of natural resources which 'rival traditional economic exchanges between nations'.[15] It is surprising therefore, that a Report from the Department on Economic and Social Affairs, does not contain the term 'human rights' throughout the entire document. In the Report's introduction the UN makes a clear distinction between the differing views of impacts MNCs have on host countries. While 'depicted in some quarters as key instruments to maximizing world welfare, [they] are seen in others as dangerous agents of imperialism'.[16] The fact the United Nations recognized the potential neo-colonial nature of multinational corporations further highlights the need for guidance on human rights violations by MNCs. Yet the Report's reluctance to engage in the area of human rights provides a first glimpse into the divergence of the concepts of multinational corporations and human rights. An explanation for this can be identified by analyzing the Conventions, on Civil and Political Rights and on Economic, Social and Cultural Rights, with the UN's reluctance to avoid tensions between the supporters of both Conventions, respectively the United States and the Soviet Union. The US pushed for the development of civil and political rights, reflecting the protection of the freedom and liberties of individuals. Stemming from a Western philosophy, John Locke identified that in a 'state of nature' humans had 'natural rights' including the right to life, liberty and property. Similarly, French legal philosophers such as Rosseau, Montesquieu and Voltaire argued that such rights emerge from the inherent nature and virtue of man.[17] As Joseph and Castan argue, 'natural rights theories were highly influential [.] particularly in the revolutionary fervor of the United States'.[18] The advancement of civil and political rights reflects the capitalist ideology of the United States, conforming to the libertarian nature of Western capitalist societies.[19] In contrast, the Soviet Union pushed for the advancement of economic, social and cultural rights. These included the right to work, the right to an adequate standard of living, and the right to physical health. Contrary to the civil and political rights, these rights were based on the idea of equality, one deeply rooted in the political ideology of socialism. As the US would not commit to a proposition that there is a right to social goods, the US has never ratified this Convention.[20] The Soviet Bloc promoted the right of self-determination by providing military and financial aid to indigenous political activists in their fight for independence; an idea enshrined in Article 1 of the Covenant which states that: 'All peoples have the right to self-determination'.[21] For the Soviets 'national self-determination was an adjunct to revolutionary communism'.[22] They envisioned self-determination as the tool for the transition from dismantling a colonial empire to establishing a socialist state.[23] However, while the United Nations was reluctant to adhere to human rights in the framework of multinational corporations, other international institutions were motivated to develop this area. The OECD attempted to impose human rights on MNCs by adopting the Guidelines for MNCs (hereinafter 'OECD Guidelines') in 1976.[24] These were 'voluntary recommendations for business practices relating to human rights, disclosure of information, anti-corruption, labour relations, taxation, the environment and consumer protection'.[25] The Guidelines were intended to strengthen the international investment climate by improving the relationship and confidence between MNCs and host countries. National Contact Points (NCPs) were created that bore the responsibilities of enforcing and promoting the Guidelines, and any natural person could make a claim related to the violation of the Guidelines.[26] This aspect of the Guidelines provided an enforcing mechanism accessible to the public. But although the Guidelines were formally adopted by member states as a corporate responsibility instrument, they were subject to widespread criticism in the international legal order. As explained by Cernic, the Guidelines are ambiguous while the NCPs are limited in their influence on host states. Even though they outlined the need to respect human rights, the obligations were not framed in mandatory terms.[27]. Since the Guidelines lacked legal basis, the OECD was unable to assert sanctions on non-compliant corporations, and critics labeled them weak and ineffective. However, it was the intention of the OECD to guide rather than to legislate, because they saw voluntary versus legally binding standards as less of a dichotomy and more a continuum.[28] Although voluntary, corporations would be under scrutiny and potentially harm their reputation if they violated the Guidelines.[29] Yet, the Guidelines were hardly successful in the international legal order. A year later, in 1977, the ILO attempted to bridge this gap by adopting the Tripartite Declaration of Principles Concerning MNCs and Social Policy. These also attempted to 'encourage the positive contribution the MNEs can make to economic and social progress'.[30]. Article 8 emphasizes the respect for the Universal Declaration and the International Covenants. However, its voluntary and non-binding nature, as well as its weak monitoring process made this instrument as frail as the OECD Guidelines.[31] The lack of responsibility and perseverance stemming from international organizations and their disappointing attempt at bridging the gap between multinational corporations and human rights forced national and regional change. On the one hand, developing nations began taking matters into their own hands. To portray unity and solidarity throughout the 'Third World' the G77 coalition, formed in 1964 by developing member countries with the primary intention of promoting its members' economic and humanitarian interests through cooperation at the level of the United Nations, took a strong initiative. In the late 1970s the Group expressed its concern at the 'imbalance of negotiating power between TNCs [transnational corporations] and their host countries and inability on the part of the latter to control the activities of the TNCs within their territories'.[32] Simultaneously, home countries wanted to ensure their investments abroad would be protected, 'specifically from expropriation without a commitment to compensation based on international law'.[33] In accordance with the principles and concerns of the freshly adopted NIEO, developing countries raised the issue of the dominance of MNCs over natural resources and strongly urged the UN for a reaffirmation of their sovereignty over their resources. The NIEO was an attempt by Third World developing states, in the wake of decolonization, to deploy international law to achieve economic justice and improvements in the areas of development and socio-economic rights.[34] Pushed by the G77, the United Nations General Assembly (UNGA) member states devised a set of NIEO proposals in 1974 including (1) that developing states are entitled to control and regulate all activities of MNCs within their territory; and (2) that international trade must be based on equitable, stable and remunerative prices for raw materials.[35] Despite its impressive aims and careful compilation, the NIEO was unsuccessful. It failed 'to displace the power and advantage held by influential states', it failed to alter international law which favoured the economic interests of capital-exporting states and, most importantly, it demonstrated the Third World's acceptance of the economic ideology of the capitalist mindset, inflating the value of foreign capital including the exploitation of local labour in developing countries.[36] Consequently, the UN set up the United Nations Commission on Transnational Corporations which drafted a code of conduct for TNCs, one of the first formalized instruments drafted by the UN that set an obligation upon MNCs to respect human rights in host countries.[37] However while developing countries insisted on the idea of adopting an international instrument that was binding on MNCs, developed countries were not prepared to go beyond the voluntary sets of guidelines already in place.[38] On the other hand, due to the ineffectiveness of the international institutions, some MNCs that sought to abide by human rights law attempted to create some provisions themselves. An example is the Sullivan principles designed by Leon Sullivan, former member of the General Motors' Board of Directors. These principles included the elimination of discrimination based on race, and the concept of equality in the workplace. The objective was that by engaging in human rights concepts like dignity and respect, MNCs could be a lever for the elimination of apartheid in South Africa. However, like the previously established soft law on obligations on multinational corporations, these principles were voluntary and unlike the OECD Guidelines which had the NCPs, there was no enforcement mechanism. The great majority of MNCs that adopted his principles did so with the sole motive of being able to continue to prosper in South Africa.[39] In summary, throughout the 1960s and 1970s, there were attempts at a variety of levels to bring together the concepts of human rights and multinational corporations. Though it was largely absent on the level of the United Nations until the late 1970s there were many first steps by international institutions to bridge this gap. The NIEO was the first set of concrete economic principles that were prescribed in international law 'articulating a form of justice based not on domination of one people over another'.[40] It was an 'effort to assert the sovereign autonomy of the non-western world',[41] exemplifying the importance of linking human rights and development, and the fundamental values of duties of international cooperation. However, there was still much to be done as the new decade of the 1980s saw a drastic restructuring of the global trade and investment system - ultimately ending in massive international debt and a dramatic increase in foreign direct investment. A Change in the Global Legal Architecture An accumulation of capital obtained by the main oil producing states in the Middle East led to the establishment of the Organization for Petroleum Exporting Countries (OPEC) Cartel in 1972. With the intention of creating a monopoly and obtaining major profits, OPEC raised the price of oil by approximately 400%, with its members keeping revenue in US or European banks, from which developing countries regularly borrowed in the form of aid and loans.[42] However, banks were now lending at higher interest rates to these countries as they were deemed less creditworthy. As a result of sovereign debt and the surplus problem in the international banking system, developing states were forced to rely on foreign direct investment (FDI), as opposed to private borrowing. The very principle that developing states wanted to control with the establishment of the NIEO was now negated by Western states selling MNCs to the developing world as necessary for their survival.[43] Simultaneously to the effects of the oil crisis, the political ideology of neoliberalism emerged on the global scene. Conservative governments gained power in western countries, communism collapsed in Eastern Europe with a move towards market economics, and Latin America implemented stabilization policies to boost their economies.[44] This process saw neoliberalism became an enemy for structural equality, political inclusion, economic access and human rights.[45] Prior to the implementation of neoliberal policies, the relationship between multinational corporations and their host state was formed through the conflict between the host country's national developmental interests as opposed to the corporation's global investment interests. The state being the more powerful actor, attempted 'to channel its private investments to serve its own developmental objectives'.[46] However, as Michael Peters argues, neoliberalism provides 'a universalist foundation for an extreme form of economic rationalism'[47], which according to Paul Haslam, was a re-forming of the modern state rather than the perceived notion of the state 'unambiguously withering away'.[48] As a result, power shifted from host countries towards multinational corporations as the era was characterized by liberalization of foreign investment rules.[49] As the United Nations World Investment Report of 2000 showed, out of the 1035 changes made in national legislation regarding Foreign Direct Investment (FDI) from 1991 to 1999, only 5.9% were directed at restricting FDI.[50] Now more than ever before, the existence and nature of human rights were jeopardized in the sphere of multinational corporations led by neoliberal politics. Yet when analyzing human rights and neoliberalism, the two concepts have a plethora of similarities that run counter to this assertion. Samuel Moyn states that human rights and neoliberalism share (1) a predecessor and (2) a target, namely the welfarist West and the post-colonial nation state seeking economic autarky respectively.[51] Both concepts emerged and were formalized in the West. As a target, developing countries need both economic (neoliberalism) and social (human rights) elements to establish economic control. Furthermore, the two concepts share key foundational building blocks. Firstly, the principle of prioritizing the individual 'whose freedoms matter more than the collectivist endeavours' and secondly, their shared antipathy toward the state due to their rejection of its moral credentials.[52] As described by Darder, neoliberalism is characterized by a rampant greed that subsumes any notions of equality and public responsibility.[53] At the heart of this lies the ultimate subversion of human rights. When faced with the powers of global capitalism, human rights struggle to maintain themselves in the Third World. A prime example countering this thesis is the idea that human rights are a handmaiden to neoliberal policies. The argument follows that human rights are so tightly related to the role of a freely functioning market that there could be no socio-economic rights without extreme capitalism.[54] Unfortunately under this notion, human rights fall victim to being seen as dependent upon the capitalist order, creating the illusion that multinational corporations enhanced and promoted human rights in the developing World. What Wolfgang Streeck termed as 'non-market notions of social justice' became impossible to secure. Any attempt to place social commitments over economic ones were expelled, leaving market pressures to form human obligations and be governed by the dictatorship of neoliberalism.[55] The World Bank and the IMF, backed by the United States and other western states, became key in the project for liberalization, privatization, and market-friendly policies, known as the Washington Consensus. MNCs were given the protection they needed to flourish, be it proprietary or intellectual property rights. The interests of human rights on the other hand were not regarded. Though excelling and growing more than ever before, human rights had done so 'on a discrete track spearheaded internationally through the UN'.[56] Directed by developing states, human rights were intentionally dealt with by the United Nations while international economic law was being dealt with by the international institutions where they hold the balance of power.[57] Simultaneously, the developing world saw the third generation of human rights emerge as a result of anti-colonialist movements in the post-Second World War era. Newly born independent nations voiced their concerns over repeating their colonial past and demanded a new set of rights. These included the right to self-determination, the right to a healthy environment and the right to participation in cultural heritage. These are reflected in Declarations and Conventions such as the Declaration on the Granting of Independence to Colonial Countries and Peoples of 1960, the Proclamation of Teheran of 1968 and the Stockholm Declaration of 1972.[58] What makes this generation of human rights exceptional however is that while they reflect neither the traditional individualistic approach of the first generation, nor the socialist tradition of the second generation, they simultaneously demand certain recognitions from the state while being able to be invoked against the state. Most importantly though, as articulated by Vasak, the third generation of human rights 'can be realized only through the concerted efforts of all the actors in the social scene: the individual, the State, public and private bodies and the international community'.[59] In other words, these rights belong to the community as a collective, rather than to an individual.[60] Drafted in 1986 by the UNGA, the Declaration on the Right to Development [61] (DRD) calls for effective international cooperation towards development objectives through the enhancement of human rights and the distribution of benefits.[62] The DRD gained inspiration from the NIEO as it relied on providing equal national opportunity through measures of fair distribution of natural resources and income. Alongside neoliberal policies, the two contradicting concepts were forced to work in tandem. Foreign investment in the developing world could proceed under the neoliberal ideology as long as it did not infringe the DRD. Interestingly, the right to development was coined by the former UN Independent Expert on the Right to Development, Arjun Sengupta, as 'growth with equity'. Growth should not only focus on the economic aspect, but also emphasize human rights and the principles of justice. This focus on equity, would require a 'a change in the structure of production and distribution in the economy to ensure growth was equitable', including the required international cooperation and not having to rely on the market.[63] Though the United Nations are promoting and enhancing the development of human rights, they are disregarding the fact that their work should be focused more on the human rights aspects entailed in the market, rather than solving human rights issues outside of the market framework. The development of human rights and the regulatory frameworks supporting multinational corporations attended very different interests. The new global legal architecture born of the oil crisis and rise of neoliberalism reorganized the relations between the Global South and Global North. At this point human rights and the regulation of corporations, with their distinctive genealogies, were forced to come together, but the failure of this exercise could not be challenged until the late 1980s when the third generation of human rights provided another opportunity for the merging of the two concepts. The outcomes of these new sets of discussions produced a more clearly defined relationship between human rights and multinational corporations which, although more sophisticated, was still unable to produce a satisfactory result. Nevertheless, the right to development began to take root in the corporate world. For the sake of their reputations, corporations were forced to appreciate the power held by vulnerable individuals that could act together as a strong collective.[64] As Claire Dickerson argues, multinationals became more aware of their relationship with human rights not only in regards to the individual, but rather to the society as a collective.[65] These were the first formalized steps to the recognition of what came to be known as Corporate Social Responsibility (CSR). The Heterodox Approach What became apparent in the sphere of business and human rights were two situations, (1) that states were either unable or unwilling to implement human rights; and (2) that multinational corporations acting in such states were unprepared to deal with the risks of harming human rights through their activities. This was seen especially in the private extracting sector, such as oil, gas and coal, using aggressive means to exploit remote areas and leaving large physical and social 'footprints'. Local communities began resisting the activities by the multinationals and the language of human rights became increasingly popular in challenging corporate norms.[66] Some of the world's largest MNCs had become culprits of violating human rights standards, including Nike, Shell or Yahoo. Nike was guilty of using child labour, while Shell misused public funds to practice corruption and theft at all levels.[67] The effects were reflected in local communities that resorted to violence and criminal behaviour, significantly affecting the living conditions of these areas. In the early 1990s, some corporations began adopting measures to comply with responsible business conduct. CSR was a voluntary form of business self-regulation that attended the current societal goals. It involved the creation of monitoring schemes that regulated the workplace standards and policies of the global supply chains. However, what caused CSR to emerge, was not only pressure exerted by nations that felt their human rights had been impinged, but also a wider global political ethos. With its emphasis on privatization and deregulation, neoliberalism promoted CSR initiatives in order for corporations to gain self-control and rely less on direct government initiatives. Due to its voluntary nature, CSR was not conceived as a regulatory instrument but as a learning forum to promote strategies that enhanced socially responsible policies. This included the enhancement of human rights, environmental protection and anti-corruption efforts. [68] CSR had now progressed to the forefront of the global business scene by morphing out of corporate philanthropy.[69] Corporations began adopting voluntary schemes that not only adhered to social policy, but at times even went beyond the standard set by local requirements, which occasionally created conflict between the two.[70] Unilateral corporations produced company codes, with companies such as Gap and Nike adopting theirs in 1992. This involved internal audit teams and ethics officers to be established, verifying that contractors were complying with their company's codes of conduct. Gradually, social audit teams emerged onto the global scene. As one of the most prominent, the Fair Labour Association (FLA) monitored the working conditions for some of the top athletic brands such as Nike, Puma and Patagonia. In the food industry, the label of Fair Trade emerged, ensuring for local farmers the social, economic and environmental standards they deserved. Corporations adopted CSR measures mainly to improve their reputation. However, perhaps a greater incentive for corporations to adopt CSR measures lies in the financial risks posed by community pushback as a result of human rights violations. These pushbacks cause delays in design, operation, construction, siting, granting of permits etc. Further, they can create problems and relations with local labour markets, higher costs for financing, insurance and reduced output.[71] In a study of a large multinational company that wished to remain anonymous, Goldman Sachs found that it had accrued $6.5 billion in such costs over a two year period.[72] A great percentage of these costs could be related back to the staff time in managing conflicts that arise in communities as a result of human rights violations. In some instances between 50% and 80% of an assets manager's time can be devoted to these issues. Thus, it is clear that in this lose-lose situation, where MNCs violate human rights and thus incur losses, it makes sound corporate sense to adopt some sort of CSR measures.[73] Despite the improvements and the clear step forward the business world took in addressing human rights, CSR involved limitations and fragmentations that challenged its success. It was built on the assumption that it is an effective mechanism for a corporation to positively reconnecting with the community it is based in. Thus, in practice, CSR operates under the presumption that society has granted authority to corporations with naturally applying legal responsibilities.[74] In 2000 John Ruggie conducted research in the Fortune Global 500 and a wider range of corporations to assess the extent and success of voluntary initiatives promoting human rights. Staff monitoring schemes had evolved, demands by socially responsible investors had grown, and large public sector funds all aided in this development. However, the research also found 'company-based initiatives fell short as a stand-alone approach'.[75] Most companies still did not have the capabilities of managing human rights risks and instead were acting on a reactive based notion. Moreover, it was within the company's discretion to decide which human rights the company would address and furthermore how to define its measures. Thus, their voluntary nature could often be used as a camouflage to delay real reform.[76] A logical response to such a broad limitation would be to impose direct obligations under international law upon MNCs. Though only states and international organizations have legal standing in international law, the general view on this contention is that it would be possible to impose obligations upon MNCs due to their major economic and political influence as explained earlier, and their capabilities of influencing the enjoyment of human rights.[77] However, as explained by Zerk, the challenge lies in 'developing jurisprudence which refines and makes precise the vague aspirational statements [.] in the CSR debate'.[78] However, as the law stands, the most promising and efficient method for applying obligations on multinational corporations remains to be the national courts. Yet the fact that claims must be raised as a tort-based litigation proving a violation of domestic tort principles rather than claiming a violation under international human rights casts doubt over this method. An interesting exception to this is the US Alien Tort Statute of 1789. The tort states that district courts 'have original jurisdiction of any civil action by an alien for a tort only, committed in violations of the law of nations or a treaty of the United States'.[79] The original intention of the statute was to establish a civil remedy for violation of international law norms such as piracy, mistreatment of ambassadors and the violation of safe conducts.[80] This piece of legislation lay dormant until the 1980s when human rights lawyers discovered its potential for foreign plaintiffs to raise a claim for certain human rights abuses against an individual of any nationality, or a corporation as long as they had a presence in the United States. The question whether the Act could be enforced against a corporation was considered in 2012 in the U.S. Supreme Court case of Kiobel.[81] The court held that there was a presumption against extraterritoriality applying to claims under the Statute. There is therefore no application of the statute abroad unless it is explicitly stated in the international law which is the subject of the claim.[82] As stated by John Ruggie in his advice to the Human Rights Council in 2007 'no single silver bullet can resolve the business and human rights challenge. A broad array of measures is required, by all relevant actors.'[83] Ultimately, as a measure to seek guidance on the matter, this led to the UN Global Compact in 2000, the largest global CSR initiative.[84] The UN Global Compact was a strategic policy initiative posed by the former UN Secretary General Kofi Annan that aimed at improving corporate conditions in areas such as human rights, environmental protection and labour rights.[85] It was a prospective and hopeful initiative that was designed as a learning forum to develop, implement and disclose sustainability principles among corporate actors.[86] At its time, the Global Compact was the most far-reaching, non-governmental set of policies aimed at catalyzing the voluntary nature in the corporate citizenship movement.[87] Legal scholars such as Meyer and Stefanova felt the Global Compact could shape the relationship between MNCs and human rights through 'rewarding responsible TNCs [MNCs], while shaming at least some of the irresponsible TNCs [MNCs] into better promoting human rights'.[88] Their only concern about the extent of the success of the Global Compact lay, in the Global Compact's voluntary nature. Comparing it to the OECD Guidelines implemented 25 years earlier, an initiative like the Global Compact will only be successful if there is commitment to the initiative at all levels of the international system. Thus, the main task is to put a human face on globalization through the values and principles shared by the people, the corporation and the state.[89] However, Aravalo and Fallon dispute this. Published in 2008, their Report uses the Compact Quarterly and UNGC Annual Review to critique the Global Compact's activities and practices throughout its eight years of existence. Published by local networks and the UN respectively, they evaluate new businesses adhering to the Global Compact, as well as Global Compact practices and responses. Aravalo and Fallon found that after evaluating the various progress reports, the Global Compact falls short of being a successful initiative. According to the UNGC Annual Review, there are a multitude of gaps existing in the Global Compact framework. Research instruments for instance, under the principles of human rights and labour protection, have been deemed as inadequate as participants have failed to voice their concern over the protection of such rights within their corporation. The Global Compact has solely used online surveys to administer data, which smaller businesses are often unwilling or unable to provide. The methodology applied by the Global Compact was ambiguous and did not show the extent of the success of CSR initiatives.[90] Alavaro and Fallon argue that it would be highly beneficial for the Global Compact to re-think its methodology process of evaluating its success by introducing a chronological component into its future research models. [91] It would allow for a clearer comparison not only for participants of the Global Compact, but also for the comparison with non-Compact companies in the area of corporate responsibility.[92] As a result of this poor research methodology, the Global Compact has difficulty assessing its direct influence on the broad and voluntary concept of CSR. There are key principles of CSR that fail to receive the attention they deserve in the scope of the Global Compact. However, this is not to say that the Global Compact has been an outright failure. The Annual Review, though lacking quantifiable data, has provided a wide array of case studies providing evidence for the practical influence of the Global Compact on participants. These include programs in education and working relationships the Global Compact has encouraged and facilitated. It can be said therefore, that the Global Compact is making a difference, even if only in these cases. Until shortly after the turn of the millennium, neither company codes nor multilateral initiatives such as Global Compact, successfully achieved the necessary, concrete obligations in regard to human rights and environmental protection demands. This was set to change with the arrival of the United Nations Norms on the Responsibilities of Transnational Corporations and Other Business Enterprises (Norms). Drafted in 2003, the United Nations Sub-Commission on the Promotion and Protection of Human Rights attempted to merge the concepts of MNCs and human rights and transform these newly developed principles into hard law. The intention was to impose human rights obligations upon companies through the domestic legal systems of their host countries. The Norms clearly express that 'states retain primary, overarching responsibility for human rights protection' and that corporations are identified as 'Duty-bearers' based on that expectation of following human rights principles.[93] The expectations expressed by the Norms are supported by enforcement mechanisms for their implementation which address the requirements that MNCs must adopt in terms of their internal practice. Furthermore, there are a multitude of rights that go beyond what is traditionally accepted as international human rights law. Examples include rights associated with consumer protection, the environment or corruption which are covered by different areas of the law.[94] However, the Norms failed to achieve promising results. Described as a 'train wreck' by John Ruggie, the Norms fell under heavy criticisms for a plethora of reasons. Firstly, the Norms fall under heavy scrutiny for attempting to impose obligations upon corporations, while simultaneously imposing parallel obligations on the state. The intention was to address the fact that MNCs operate in a legal vacuum due to their status of acting as a multinational. To alleviate this issue, it was thought that binding MNCs to hard international law would be the best option. On the one hand, minimalists argue that binding multinational corporations to international law is not an appropriate method as this would go beyond the concept of soft law initiatives such as Global Compact. This argument is developed by stating that binding corporations to international law would 'privatise human rights'. The Norms would be placing obligations on an entity that was never democratically elected, nor eligible to make reasonable decisions in regard to human rights at the level of international law.[95] On the other hand, maximalists lobby for a judicial body solely focused on the practice of multinational corporations and argue that corporations should be bound by international law.[96] Secondly, there was severe backlash against the Norms from states, corporations and businesses who argued that there was a lack of consultation from the Sub-Commission when drafting the Norms. However, this argument has since been disputed by institutions such as the Corporate Europe Conservatory or the scholars Weissbrodt and Kruger.[97] In regard to the discontent presented by states, many argued that there was a lack of involvement on their behalf in the Norms' development. As stated by Kinely, Nolan and Zerial, it is of vital importance that in issues revolving around CSR and their wide variety of stakeholders, everyone's voice must be heard when protecting human rights.[98] Thirdly, issues were raised regarding the language used by the Norms. Terms like 'sphere of influence'[99] and 'complicity' were deemed as vague and unclear.[100] It is agreed upon, even by supporters of the Norms, that such terms must be defined more definitively and where possible, draw definitions from more grounded areas of the law like criminal law, tort or contract law. This attitude towards the Norms from corporations shows the extent of their distrust and the scare factor used to attempt to dismantle the Norms.[101] However, even though the Norms failed as a concept, as Kinley, Nolan and Zerial maintain, 'the Norms have been a beneficial and fruitful initiative, reinvigorating debate on business and human rights'.[102] Previous to the imposition of the Norms, CSR had found itself in a position that was stagnant, focusing solely on codes of conduct that should be implemented by corporations using a bottom-up approach. The Norms altered the position of CSR to now provide a top-down approach and provided human rights activists with hope that human rights protection in regard to multinational corporations was now in the hands of the United Nations. However, the reactions to the Norms from the CSR community varied. CSR had been a newly emerging concept which was still unclear when fitted into the international legal order. It was still in its early years of development with highly broad-reaching initiatives in the fields of both soft and hard law. The playing field for CSR was simply too big for such an underdeveloped concept to handle. Further, it was attempted to implement CSR through domestic laws and quasi-legal initiatives raised to the level of international law. It is therefore often perceived that the implementation of the Norms were an attempt to remedy CSR by uniting these various aspects into one document at the level of the United Nations. The Norms conjoined national and international levels of CSR while maintaining that states continued to hold the primary responsibility of ensuring that businesses protect human rights. The world was a 'deeply divided arena of discourse and contestation lacking shared knowledge, clear standards and boundaries; fragmentary and often weak governance systems concerning business and human rights in states and companies alike'.[103] A range of governments still expressed their demand for further attention to be given to the relationship between human rights and the practices of multinational corporations. Thus, the United Nations appointed a team led by John Ruggie to establish the Guiding Principles. Rather than establishing a new international framework as was previously attempted with the Norms, Ruggie was 'urged [.] to focus on identifying and promoting good practices and providing companies with tools to enable them to deal voluntarily with the complex cluster of business and human rights challenges'.[104] Ruggie moved away from the traditional 'mandatory approach' which involved the compliance of national laws in correspondence to a corporation's voluntary measures and practices, to a heterodox approach. This heterodox approach was devised to create an environment of mixed reinforcing policy measures that provided cumulative change and large-scale success. The Guiding Principles lay on three foundations: (1) the state duty to protect against human rights abuses; (2) the responsibility by corporations to respect human rights and the implied obligation of acting in due diligence; and (3) the need for greater access to remedies for victims. However, there are two things that the Guiding Principles fail to accomplish. Firstly, to create binding international law and instead rely on normative contributions which further elaborate the implications of existing standards. Secondly, the Guiding Principles 'fail to ensure the right to an effective remedy and the need for States' measures to prevent abuses committed by their companies overseas'.[105] Amnesty International goes further by reiterating that aside from lacking accountability measures, the Guiding Principles should mandate a due diligence approach rather than only recommending it, as this would solve internal as well as extraterritorial accountability issues. Alongside Amnesty International, Human Rights Watch criticized the Guiding Principles for not adopting a global standard in corporate responsibility, and instead resort to a 'sliding scale' based on a corporation's size and geographic location.[106] However, when compared to other governance regimes in the past and present, the Guiding Principles seem to be a robust framework. Although various human rights organizations and NGOs identify neglect of human rights in the framework of MNCs, the Guiding Principles reiterate business as an instrument to contribute to societal welfare.[107] Thus, it acts as a basis for the empowerment of society and a benchmark to judge practices and conduct of corporations and governments.[108] Conclusion The discourse of the co-emergence of multinational corporations and human rights took the world by storm. The ongoing globalization of multinational corporations and the evolution of the concept of human rights were born attending different aims in the global legal order. Their greatest challenge however was not necessarily their harmonization and co-existence, but more importantly co-existing under the intentional gap created through the world's largest and most influential actor, the United Nations. This was clearly visible in the 1960s and 1970s. Throughout the various Reports and Declarations that were passed through the international institution, the two concepts were kept separate. While the United Nations was enthusiastic for the growth of both MNCs and human rights, it intentionally avoided discussing the harmonization of both concepts. Due to the underlying pressures imposed on the United Nations by the tensions from the Cold War, the UN was left in a legal vacuum unable to merge the two distinctive genealogies. The global international legal order was unaware of the extent of the importance of such a gap being eradicated before adopting a resolution as complex as the NIEO. Thus, from this point onwards, the NIEO was therefore already bound to be unsuccessful. Not only had international law not developed enough to impose such obligations upon MNCs, the corporations themselves were not aware of the ramifications and necessity for abiding human rights obligations as I showed in the third section of this dissertation. Enthusiasm for further initiatives such as the push by the G77 or the United Nations Commission on Transnational Corporations was only short lived. The events of the 1980s greatly disrupted the already turbulent environment of the global international legal order creating a greater gap between the concepts of multinational corporations and human rights. The 1980s became a stage which saw a great change in the global legal structure. The NIEO was an already broken concept from the outset as the conceptual gap had already created a disparity in the relationship between MNCs and human rights. This meant that although they were not aware of it at the time, the Global South could not rely on the imposition of the NIEO. Fostering the Western neoliberal policies, the conceptual gap between MNCs and human rights was now well established. For human rights to become a globally instructed concept, MNCs are a useful tool to spread, promote and enhance human rights across the globe. This of course is under the condition that the MNC does not violate human rights. From the other perspective MNCs rely on human rights in terms of their societal and financial risks. It becomes clear that when this is not realized by the proponents of both concepts, it can lead to major discrepancies and disparities as was proven in the Global South during this period. If there had not been this conceptual gap, and instead there had been a clear and devised relationship between MNCs and human rights, the effects of the oil crisis and neoliberalism would not have left the detrimental mark in developing countries that they did, potentially allowing the NIEO to prevail. However, the ongoing persistence of developing countries and their call for the third generation of human rights to gain prominence forced MNCs to catch up with their relationship to human rights. What emerged, were essentially the first initiatives and practices of CSR. CSR was heavily affected by the fact that it relied on the voluntary nature of businesses to adhere to as well as practice CSR. Even though corporations had an incentive to adopt CSR measures, weak monitoring systems allowed violations to still occur on a grand scale. The issue was that the multinational corporation as a concept was still unclear and lacked definition and that tying MNCs down with hard international law was not possible due to the diversity of MNCs. CSR allowed for too large a divergence from the issue at hand and required to approach human rights at a different angle. This was the key reason for the partial success of the Guiding Principles. Ruggie's unconventional, heterodox approach provided clarity and distinct concepts that individuals, business and states could adhere to. Although the conceptual gap has still not vanished, the UN has after an array of various attempts, managed to narrow the gap that it had created almost sixty years ago by continuously forcing society to rethink and redefine the relationship. What exactly lies in the future is uncertain and impossible to foresee. It can be said with great certainty however, that if initiatives such as Global Compact or the Guiding Principles are enhanced and given more attention, the world will be faced with a much clearer and concise relationship between multinational corporations and human rights. Focusing on monitoring mechanisms, methodological research and greater transparency and accountability among all actors involved will undoubtedly seal the conceptual gap that has caused the international legal order to experience such unsettling times. [1] Pahuja, Sundhya. Saunders, Anna. Rival Worlds and the place of the Corporation in International Law in Dann and Von Bernstorff (eds). Decolonisation and the Battle for International Law (OUP, 2018) p.1 [2] Ibid. [3] UN, Multinational Corporations in World Development ST-ECA/190 [4] Linarelli, John. Salomon, Margot. Sornarajah M. The Misery of International Law. (OUP, 2018) p.245 [5] Ruggie, John. Just Business. (W.W. Norton & Company, 2013) p.70 [6] United Nations Norms on the Responsibilities of Transnational Corporations and Other Business Enterprises E/CN.4/Sub.2/2003/12/Rev.2 [7] Alston, Philip. Mégret, Frédéric. (eds) The United Nations and Human Rights: A Critical Appraisal (Second Edition, OUP, 2020) p.1 [8] Clapham, Andrew. Human Rights: A Very Short Introduction (OUP, 2007) p.42 [9] (n.8) p.108. [10] ibid . p.109 [11] Allina, Eric. Imperialism and the Colonial Experience in Paul A. Haslam, Jessica Schafer and Pierre Beaudet, Introduction to International Development (3rd Edition, OUP, 2017), pp. 24-42. p.39 [12] Ibid. p. 40 [13] Sornarajah M. International Law on Foreign Investment (CUP, 2010) p.5 [14] United Nations Department of Economic and Social Affairs, Multinational Corporations in World Development, 1973 ST-ECA/190 p.VI [15] ibid. p.1 [16] ibid. [17] Joseph, Sarah. Castan, Melissa. The International Covenant on Civil and Political Rights: Cases, Materials. (3rd Edition, OUP, 2013) p.4 [18] ibid. p.5 [19] ibid. [20] Alston, Philip. U.S. Ratification of the Covenant on Economic, Social And Cultural Rights: The Need for an Entirely New Strategy. The American Journal of International Law Vol.84, No.2 (CUP,1990) pp.365-393, p.4 [21] UN General Assembly, International Covenant on Economic, Social and Cultural Rights, 1966, Article 1 [22] Simpson, Gerry. The Diffusion of Sovereignty: Self-Determination in the Post-Colonial Age (Ashgate Publishing, 2000) p.266 [23] Ibid. [24] Organisation for Economic Cooperation and Development, OECD Guidelines for Multinational Enterprises, 1976 [25] Carasco, Emily. Singh, Jang. Towards Holding Transnational Corporations Responsible for Human Rights. European Business Review Vol.22, No.4, (Emerald Publishing Group, 2010). p.4 [26] Cernic, Jernei. Corporate Responsibility for Human Rights: A Critical Analysis of the OECD Guidelines for Multinational Enterprises Hanse Law Review, Vol.4, No.1, (2008). p.16 [27] Ibid. p. 12 [28] Sanchez, Juan Carlos Ochoa. "The Roles and Powers of the OECD National Contact Points Regarding Complaints on an Alleged Breach of the OECD Guidelines for Multinational Enterprises by a Transnational Corporation." Nordic Journal of International Law (2015) Vol.84, No.1, pp: 89-126 p. 18 [29] Bolt, Cassidy. "Leveraging Reputation in Implicit Regulation of MNEs: An Analysis of the OECD Guidelines for Multinational Enterprises' Capacity to Influence Corporate Behavior." Corporations and International Law, 20 Jan. 2018, Available at: sites.duke.edu/corporations/2018/01/20/leveraging-reputation-in-implicit-regulation-of-mnes-an-analysis-of-the-oec

ÖZET10 Kasım 1938 tarihinde Mustafa Kemal Atatürk'ün hayatını kaybetmesi ile bir-likte Cumhurbaşkanı olan İsmet İnönü ülke yönetiminde en yetkili kişi haline gelmiştir. İnönü'nün CHP ve ülke yönetimindeki adete tek kişilik hakimiyeti ( Milli Şef ) Celal Bayar başta olmak üzere dönemin CHP'li milletvekili ve yöneticilerinde tepkiye neden olmuştur. Bir şahsın parti ve ülke yönetimindeki hakimiyetine İkinci Dünya Savaşı'nın da etkisiyle halkın büyük çoğunluğunda oluşan ekonomik sıkıntının ve iktidarın halkın muhafazakarlığı ile çelişen eğitim ve sosyal alanlardaki uygulamaları CHP ve dışındaki siyasi çevrelerde ve halkın büyük bir bölümünde muhalif bir tutumun oluşmasına neden olmuştur. Bu süreç hükümetin birtakım radikal uygulamaları ile birlikte örgütlü bir mu-halif hareketin doğmasına neden olmuştur. Yukarıda belirtilen nedenlerden kaynaklanan ve açıktan açığa bir söylem ve ey-leme dönüşmeyen CHP milletvekillileri içindeki bireysel tavırlar ilk defa Çiftçiyi Top-raklandırma Kanunu teklifi sırasında ortaya çıkmıştır. CHP milletvekilleri Celal Bayar, Adnan Menderes, Fuat Köprülü ve Refik Koraltan, 14 Mayıs 1945 tarihinde bu kanun teklifinin TBMM'de görüşülmeye başlaması ile birlikte hükümetin bu uygulamasına karşı tavırlarını yaptıkları konuşmalar ile ortaya koymuşlardır. Fakat esasen bu kanun tasarısının TBMM'ye sunulmasından önce CHP içinde muhalif bir grubun oluşması Tevfik Rüştü Aras'ın evinde yapılan perşembe toplantılarıyla başlamıştır. 1945 yılının Nisan ayından itibaren Tevfik Rüştü Aras'ın evinde bir araya gelen Emin Sazak, Adnan Menderes ve Fuat köprülü CHP'nin, İsmet İnönü'nün otoritesi altında olduğunu ifade etmişler ve bu durumu değiştirmek gerektiği üzerinde durmuşlardır. İkinci defa bir ara-ya gelen Adnan Menderes ve Fuat Köprülü demokratik bir merkez oluşturma konusun-da görüş birliğine varmışlardır. Daha sonraki toplantılara Refik Koraltan da katılmıştır. Adnan Menderes, partide ve toplum içinde etkili olan Celal Bayar'ı bu gruba katmak gerektiğini açıklamıştır. Celal Bayar ile yapılan toplantı sonunda o da gruba dahil ol-muştur. Grup üyeleri 18 Mayıs 1945 tarihinde yapılan toplantıda CHP Meclis Grubuna vermeyi düşündükleri Dörtlü Takriri hazırlamışlardır.Takrir verilmeden önce TBMM'de 1945 yılı devlet bütçesinin oylamasına katı-lan üç yüz yetmiş üç milletvekilinden İzmir Milletvekili Celal Bayar, Aydın Milletve-kili Adnan Menderes, İçel Milletvekili Refik Koraltan, Kars Milletvekili Fuat Köprülü ve Eskişehir Milletvekili Emin Sazak bütçeye karşı aleyhte oy kullanmışlardır. Cumhu-riyet Dönemi'nde ilk defa bir bütçeye karşı aleyhte oy kullanılmıştır. Böylece muhalif tavırlarını ikinci defa ortaya koymuşlardır. Grup üyeleri 7 Haziran 1945 tarihinde Celal Bayar, Adnan Menderes, Fuat Köprülü ve Refik Koraltan'ın imzası ile Dörtlü Takrir'i CHP Meclis Grubu Başkanlığı-na vererek muhalif tutumlarını somutlaştırmışlardır. Takrirde CHP'nin işleyişinin de-mokratik ilkelere uygun hale getirilmesini ve TC. Anayasası'nda var olan vatandaş hak ve hürriyetlerinin tanınması talep etmişlerdir. Bu takrir 12 Haziran 1945 tarihinde CHP Meclis Grubu'nda görüşülmüş ve red-dedilmiştir. Takririn reddedilmesi ile birlikte devam eden süreçte bu kadronun CHP içinde siyaset yapma imkanı kalmadığı gibi takrirde talep edilen bir düzenin kurulma-sının CHP içinde mücadele edilerek olamayacağı ortaya çıkmıştır. Takririn, CHP Meclisi Grubuna verildiği günlerde Cumhurbaşkanı İsmet İnönü, Rauf Orbay ile görüşmüş yeni parti kurulması fikrini ona açmıştır. Bu görüşmeden, İnönü'nün yaptığı diğer konuşmalardan cesaret alan grup üyelerine karşı CHP'li yöne-tici ve milletvekillerinin olumsuz tavrı, partinin yayın organı Ulus gazetesindeki ağır sözlerle dolu yazılar grup üyelerinin CHP'den ayrılmalarına neden olmuştur. Zaten Adnan Menderes ve Fuat Köprülü Vatan gazetesinde yayınlanan yazıları nedeniyle CHP Divanı tarafından 25 Eylül 1945 tarihinde CHP'den ihraç edilmişlerdir. Diğer isimlerde istifa etmişlerdir. Partisiz kalan grup üyeleri parti kurma çalışmalarına başla-mışlar ve Demokrat Parti 7 Ocak 1946 tarihinde resmen kurulmuştur. Demokrat Parti, Dörtlü Takrir'in imzacıları: Celal Bayar, Adnan Menderes, Fuat Köprülü ve Refik Koraltan tarafından kurulmuştur. Demokrat Parti'nin simgesi "DP", genel merkezi ise Antalya Milletvekili Cemal Tunca'nın Ankara Sümer Sokaktaki sekiz numaralı binası olmuştur. Demokrat Parti'nin kuruluş gerekçesinde ve programında Türkiye'de demok-ratik bir rejimin kurulacağı, TC Anayasası'nda demokrasiye aykırı kanunların kaldırı-lacağı, vatandaşların hak ve hürriyetlerinin anayasal teminat altına alınacağı dile geti-rilmiştir. Muhalefet yıllarında ise CHP ve iktidar demokratik olmayan tutum ve davra-nışlar sergilemekle itham edilmiştir. Muhalefet yıllılarında iki parti arasında demokra-siye aykırı birçok olay yaşanmıştır. Hatta 7 Ocak 1947 tarihinde gerçekleşen Demokrat Parti Birinci Genel Kongresi'nde kabul edilen Hürriyet Misakı'nda TC Anayasası'na aykırı olan kanunların kaldırılması ve demokrasiye uygun kanunların yapılması talep edilmiştir. Bu istekler yerine getirilmez ise Demokrat Parti Genel Yönetim Kurulu'na sine-i millet kararı ( TBMM'den çekilme ) hakkı verilmiştir. Demokrat Parti yönetici-leri iktidara gelmeleri halinde vatandaşlara hak ve hürriyetlerinin tanınacağı, demokra-siye aykırı kanunların kaldırılacağı ve TC Anayasası'nın demokrasiye uyumlu hale ge-tirileceği sözlerini vermişlerdir. 14 Mayıs 1950 seçim faaliyetlerinde aynı vaatler tekrarlanmıştır. Hatta 2 Nisan 1950 tarihinde Kasımpaşa'da konuşan Demokrat Parti Genel Başkanı Celal Bayar, grev hakkının demokratik hak olduğunu ve demokrasinin olduğu ülkelerdeki gibi toplumsal düzene ve ekonomiye zarar vermeyecek biçimde işçilere grev hakkının verileceğini ifa-de etmiştir. Seçimleri kazanan Demokrat Parti adına Adnan Menderes 22 Mayıs 1950 tarihinde hükümeti kurmuş ve 29 Mayıs 1950 tarihinde hükümet programı TBMM'de onaylanmıştır.Hükümet programında partinin seçim beyannamesinde olduğu gibi iktidar deği-şikliğinin ülkede maddi ve manevi hiçbir sarsıntıya yol açmasına imkan tanınmayacağı ve özellikle devri sabık yaratılmayacağı vurgulanmıştır. Programda, TC Anayasası'nda vatandaş hak ve hürriyetlerine ve millet iradesine dayanan kararlı bir devlet düzeninin gerçekleşmesini sağlayacak düzenlemelerin yapılacağı ifade edilmiştir. Ayrıca CHP hükümetlerinden ( tek parti dönemi ) kalan, demokratik olmayan kanunların, alışkan-lıkların ve anlayışların değiştirileceği vurgulanmıştır. Programda, işçilere grev hakkının sosyal ve ekonomik düzeni bozmayacak şekilde tanınacağı açıklanmıştır. Demokrat Parti İktidarı Programı'nda sadece vatandaşlara tanınacak haklar yer almamıştır. Ayrıca o tarihlerde azınlıkta olsa da bazıları tarafından hak olarak görülen faaliyetlerin yasaklanacağı da yer almıştır. Cumhuriyet'in ve inkılapların korunması için aşırı sol akımlara ( komünizm ) izin verilmeyeceği ve bunlarla etkin bir biçimde müca-dele edileceği ifade edilmiştir. Bunlara karşı kanuni tedbirlerin alınacağı çünkü bu tür düşüncelerin günün şartlarında fikir ve vicdan hürriyeti olarak görülmediği vurgulan-mıştır. Bu fikir akımların hürriyet maskesi altında yayın yapmalarına izin verilmeyeceği çünkü bu düşünce akımlarının amacının özgürlükleri ortadan kaldırmak olduğu iddia edilmiştir. Komünizm fikir akımının yanı sıra irticai hareketlere de asla müsaade edil-meyeceği vurgulanmıştır. Demokrat Parti Dönemi'nde iktidarın sivil toplum kuruluşları ile ilişkilerine özetlemeden önce sivil toplumun örgütü tanımını yapmak yerinde olacaktır. Sivil top-lum kavramı farklı biçimlerde tanımlanan bir kavramdır. Özellikle devlet ile sivil top-lum arasındaki ilişki farklı tanımlamalara neden olmaktadır. Bu tanımlardan bazılarında sivil toplum, devletten tamamen bağımsız, devleti kontrol eden ve hatta devletin alter-natifi olan örgütlü bir güç olarak tarif edilmiştir. Diğer tanımlarda ise devlet ile sivil toplum arasında bu kadar keskin bir ayrılığın olmadığı, sivil toplumun devlete top-lumsal katılımı sağlama amacının var olduğu ileri sürülmüştür. Modern anlamda sivil toplum kavramı "Non Govern Mental Organizations" ( devletten bağımsız örgütlen-meler ) olarak tanımlamasının yanı sıra "gönüllü kuruluşlar", "kar amacı gütmeyen ku-ruluşlar" gibi ifadelerle de tanımlanmaktadır. Sivil toplum tanımını yaptıktan sonra Demokrat Parti iktidarları öncesi sivil toplum örgütlenmesine devletin müdahalesinin ne zaman kaldırıldığına kısaca yer verelim. Türkiye'de 28 Haziran 1938 tarihinde yürürlüğe giren 3512 sayılı Cemiyetler Kanunu ile Osmanlı Devleti döneminden kalma 1909 tarih ve 121 sayılı Cemiyetler Kanun'u ve bu kanunda yapılan 353 ve 387 sayılı kanunlar yürürlükten kalkmıştır. Bu kanunun dokuzuncu maddesinin h bendiyle "aile, sınıf, ırk, cins" esasına dayalı der-neklerin kurulması yasaklanmıştır. Bu madde ile sendika ve birçok derneğin kurulması yasaklanmıştır. Bu kanunun kabul gerekçesinde, o dönem de bazı ülkelerde var olan ko-münist ve faşist rejimlerin ülkenin yönetimin ele geçirmesini önlemek olduğu ileri sü-rülmüştür. İsmet İnönü'nün 10-11 Mayıs 1946 tarihinde CHP Kurultayı'nda yaptığı konuşmadan sonra 5 Haziran 1946 tarihinde 4919 sayılı Kanun ile dernek kurma işle-mindeki izin alma formalitesi kaldırılmıştır. Sınıf esasına dayalı dernek kurma yasağı da kalkmıştır. Bu kanunun kabulü sırasında Demokrat Parti adına bir konuşma yapan Adnan Menderes, kanunda yapılan değişikliği demokrasiye giden yolda önemli bir aşa-ma olarak adlandırmıştır. Sivil toplum örgütlenmesinin önündeki engeller Demokrat Parti İktidarı öncesinde kaldırılmıştır. Demokrat Parti İktidarı döneminde sivil toplum kuruluşları ile ilişkiler iki bölü-mde ele alınabilir. Birinci bölüm hükümetin sivil toplum alanında yaptığı düzenleme-lerden oluşur. İkinci bölüm ise iktidarın sivil toplum kuruluşlarına yaklaşımı yani onların faaliyetlerine karşı tutumu, ülke yönetimi ile ilgili alınan kararlara ilgili sivil toplum kuruluşlarının tepkileri ve sivil toplum kuruluşlarının kendi alanları ile ilgili alınan kararlarda bu kuruluşların isteklerinin ve itirazlarının dikkate alıp almamasından oluşur.Demokrat Parti İktidarı döneminde sivil toplum alanında birçok düzenleme yapılmıştır. Hükümetin yaptığı bu düzenlemelere günümüzün demokrasi düzeyi ile yaklaşmak zamanın koşullarını ve demokrasi kültürünün oluşum sürecini dikkate almamak anlamına gelir. Hükümetin sivil toplum alanında yaptığı ilk düzenleme 5680 sayılı Basın Kanunu'dur. Kanunun kabulü demokrasi ilkeleri ile bağdaşan bir uygulama olmuştur. Bu nedenle basın ve basın-yayın örgütleri bu yasayı doğru bir adım olarak görmüşlerdir. Hükümetin sivil toplum alanında yaptığı ikinci kanuni düzenleme 5844 sayılı Komünizm İle Mücadele Kanununu çıkarmasıdır. İktidarın programında komü-nizm fikir akımına ve komünist yayınlara karşı mücadele edileceği, bu fikir akımlarının faaliyetlerinin demokratik bir fikir ve vicdan hürriyeti olarak görülmediği aksine de-mokratik rejimi ortadan kaldırmaya yönelik bir tutum ve tavır olduğu vurgulanmıştır. Muhalefetin de bu konuda iktidarla aynı düşünceye sahip olması bu kanunun çıkarıl-masını kolaylaştırmıştır. Demokrat Parti İktidarı'nın bu tür düşünce akımlarına ve onların faaliyetlerine izin vermemesini değerlendirirken zamanın koşullarını ve demok-rasi kültürünün oluşum sürecini göz önünde tutmak yerinde olacaktır. İktidarın sivil toplum alanı ile ilgili yaptığı bir başka uygulama ise 5816 sayılı Atatürk Kanunu'nun çıkarılmasıdır. Atatürk'ün kişiliğine, ilke ve inkılaplarına saldırıların sonucunda kabul edilmiş olan bu kanun günümüzde de geçerlidir. Bu kanunun çıkarılmasına Atatürk'ün kurduğu parti olan CHP'li milletvekillerinin karşı çıkmış olmaları ise üzerinde durul-ması gereken önemli bir husustur. Hükümetin sivil toplum alanında gerçekleştirdiği bir başka düzenleme ise 6761 sayılı Vicdan ve Toplanma Hürriyetini Koruma Kanunu'nun kabul edilmesidir. Kanun, irticai hareketlerin artarak rejimi tehdit eder hale gelmesinin sonucu çıkarılmıştır. İrticai hareketlere izin verilmeyeceğini, demokratik rejimi koruya-cağını programında ilan eden hükümet bunun gereğini yerine getirmiştir. Dinin siyasi veya diğer çıkarlar için kullanılması ve bu tür örgütlenmelerin kurulmasını demokratik ilkelerle bağdaştırmak mümkün değildir. Hükümetin sivil toplum alanına bir başka müdahalesi Neşir Yolu ile veya Radyo ile İşlenecek Bazı Cürümler Hakkındaki Kanun'u çıkarması ile 6732 ve 6733 sayılı basın kanunlarının bazı maddelerini değiş-tirmesi ile olmuştur. Bu kanunlarda yer alan kişilerin şikayeti olmadan savcıların ya-yınlar ile ilgili kendiliğinden harekete geçebilmesi unsuru haber alma ve verme hür-riyetini engelleyen bir koşul oluşturmuştur. Yine gazetecilerin yaptıkları haberler ve köşe yazarlarının yazdıkları yazılar nedeniyle şikayet edilmeleri halinde kendilerini müdafaa edebilmeleri için ispat hakkının onlara verilmeyişi bazı konularda ( iktidar ve mülki amirler ile ilgili yolsuzluk vb) haber yapmalarına, yazı yazmalarına engel olacak ortamı oluşturmuştur. Ayrıca, halkın haber alma özgürlüğüne, gazetecilerin özgür ve bağımsız çalışmasına engel olmuştur. İspat hakkı verilmediği gibi bu tür yazı ve haberler için cezaların arttırılması basın hürriyetini ortadan kaldırmıştır. Bu nedenle bazı basın mensupları hareket içerikli haber ve yazıları nedeniyle ceza almış olsalar da hükümetin politikalarını eleştiren onlarca basın çalışanına hapis cezalarının verilmesi vatandaşlara hak ve hürriyetlerini vereceğini ve devri sabık yaratmayacağını söyleyen Demokrat Parti İktidarı'nın bu uygulamaları onun söylemleri ve adıyla çelişmesine ne-den olmuştur. Hükümetin sivil toplum alanında yaptığı bir başka kanuni düzenleme 6771 Sayılı Toplantılar ve Gösteri Yürüyüşleri Kanunu'nu çıkarmasıdır. Kanun, siyasi partilerin seçim varmış gibi çok fazla miting yaptığı ve bu mitinglerde konuşanların hükümeti ağır bir şekilde eleştirdiği ve hatta bazı hatiplerin hükümet üyelerine ağır sözler söylediği gerekçeleriyle kabul edilmiştir. Bu kanun ile partilerin miting ve kapalı alan toplantıları seçim zamanı ile sınırlandırılmıştır. Bu nedenle bu uygulama demokrasiye aykırı bir düzenleme olmuştur. Bir parti veya dernek kanunlara aykırı hareket etmediği sürece istediği zaman izin almak koşulu ile miting yapabilmelidir. Hükümetin sivil toplum kuruluşları ile ilişkilerine baktığımızda ise olumlu ve o-lumsuz tutum ve uygulamaların varlığından söz edebiliriz. İktidarın sivil toplum kuru-luşları ile ilişkileri dernekler, sendikalar ve basın teşkilatları ile olmak üzere üç ana bö-lüm halinde ele alınabilir. Derneklerle ilişkilere baktığımızda öğrenci dernekleri ile iliş-kilerin daha yoğun olduğunu söyleyebiliriz. Özellikle TMTF ve MTTB gibi öğrenci dernek federasyonları yönetimleri ile ilişkiler öğrenci dernekleri ile ilişkilerin en önemli bölümünü oluşturur. Bu konuda partilerin bugünde devam eden derneklerin yönetimle-rini elde etme isteği Demokrat Parti İktidarı'nın da faaliyetlerinden birisini oluşmuştur. Muhalif olan yönetimleri değiştirmek için çeşitli çalışmalar yapılmıştır. Bu doğrultuda Demokrat Partili dört milletvekili tarafından öğrenci derneklerine hükümetin verdiği ö-deneği dağıtma ve gençlik sorunlarını çözmek amacıyla kurulmuş olan Gençlik Bürosu' nun TMTF ve MTTB'nin yönetim kurulları seçimlerine müdahale etmesi ve sonrası yaşanan olaylar demokrasi ilkeleri ile bağdaşmamıştır. Ayrıca Türkiye Milli Gençlik Teşkilatı adında bir gençlik derneği varken Türk Milli Birliği'nin kurulması ve böylece geçliği farklı cephelerde örgütleme isteği gençliğin birbiri ile kavgalı hale gelmesine ne-den olmuştur. Radyo Dinlemeyenler Cemiyeti'nin İstanbul Valisi Ethem Yetkiner tara-fından kanunsuz bir biçimde kapatılması, Ankara Üniversitesi Siyasal Bilgiler Fakültesi Dekanı Turhan Fevzioğlu'nun görevden alınması nedeniyle eylem yapan öğrencilerin gözaltına alınması ve mahkemeye verilmesi, İTÜTB'nin üniversitedeki yemek boykotu nedeniyle öğrencilerin gözaltına alınmaları, mahkemeye verilmeleri ve hükümet yetki-lilerinin bu konuda yaptıkları açıklamalar demokratik bir iktidar sivil toplum kuruluşu ilişki tarzına aykırı olmuştur. Tahkikat Komisyonu kararları ile örfi idarelerin kurulması ve öğrencilerin tepkilerinin engellenmesi de demokrasi açısında doğru olmayan uygula-malar olmuştur. Kiracılar Cemiyeti'nin istekleri dikkate alınarak Kira Kanunu'nun ka-bul edilmesi, tüccar, esnaf ve sanayicilerin derneklerinin talepleri dikkate alınarak Milli Korunma Kanunu'nda yapılan değişiklik ve kredi imkanlarının artırılması gibi karar-larda dernekler ile ilgili hükümetin olumlu yönde uygulamaları olmuştur. Ayrıca hükü-metin irtica ve komünizm ile mücadeleleri de dernekler tarafından olumlu karşılan-mıştır. Hükümetin sendikalar ile ilişkilerine baktığımızda ise grev hakkı tartışmalarının en önemli sorun olduğunu söyleyebiliriz. İktidarın seçim vaatlerinde ve programında olan grev hakkı ile ilgili sendikalar tarafından onlarca talep gelmiştir. 1951 yılında bir tasarı hazırlanmış olmasına ve ilgili bakanların bu hakkın verileceğini yıllarca söyleme-lerine karşın grev hakkı verilmemiştir. Çalışma bakanları grev hakkının verilmeme ne-denini, genellikle iktisadi ve sosyal düzenin bozulabileceğine dayandırmışlardır. Ayrıca, grev hakkı verildiğinde işverene lokavt hakkının da tanınması gerektiği için sendikala-rın mali gücünün bunu kaldıramayacağını ve işçilerin zor durumda kalacağını iddia et-mişlerdir. Bu nedenlerle grev hakkı için acele edilmemesini dile getirmişlerdir. İşçiye grev hakkının verilmemesinin yanında işçi mitinglerinin yasaklanması; kanunsuz grev nedeniyle bazı sendikaların kapatılması; işsizlik rakamları açıklamaları nedeniyle Çalışma Bakanlığı ile tartışmaya giren bazı sendika birliklerinin Sendikalar Kanunu'nun sekizinci maddesinde yer alan ayrı ayrı iş kolundaki sendikaların sendikal birlik olama-yacağı gerekçesiyle kapatılması; işçi seminerlerinin yasaklanması ve burada konferans verenlerin cahillikle, komünistlikle ve siyasi propaganda yapmakla ile itham edilmesi; Zonguldak Maden İşçileri Sendikası ikinci başkanının muhalif açıklamaları nedeniyle görevden alınması ve sendikanın kongresine müdahale edilmesi gibi olaylar demokratik olmayan tutumlar olmuştur. Kolektif İş Akdi tasarısının TBMM'ye getirilmesi, işçiler için ev yapılması, yıllık ücretli iznin verilmesi, tatil yapamayanlara çalıştıkları gün için yevmiye ödenmesi, sendikal faaliyet nedeniyle işten çıkarılmaların kanunla yasaklan-ması, işçi sigortalarındaki düzenlemelerde işçilerin ve sendikaların lehine olan demok-ratik uygulamalar olmuştur. Basın ve onun teşkilatları ile ilişkilerine baktığımızda Demokrat Parti, muhalefet yıllarında ve iktidarının ilk üç, dört yılında basının büyük bir bölümü tarafından destek- lenmiştir. Fakat hükümet politikalarındaki değişmeler ve ekonomideki kötü gidiş bası-nın büyük bir bölümünün hükümete muhalif olmasına neden olmuştur. Bu nedenle bası-nının muhalif partilerin eylem ve söylemlerini sayfalarına taşıması; hükümet politikala-rını eleştiren yazılar yayınlaması hükümetin yukarıda aktardığımız kanuni önlemleri al-masına neden olmuştur. Bu kanunların kabulüne bazı gazetecilerin hükümet üyeleri ile ilgili eleştirinin boyutunu aşarak hakaret içeren yazıları kaleme almaları da etkili olmuş-tur. Özellikle 1958 yılından sonra basın kuruluşları ile hükümet üyeleri arasında ilişkiler gerginleşmiştir. Basın sanki bir muhalefet partisi gibi muhalefeti hükümete karşı tek cephede birleşmeye çağırırken hükümette basını reklam ödeneklerinin azalması nede-niyle bu yönde hareket etme ve meşru hükümete karşı halkı ayaklanmaya teşvik etmek-le itham etmiştir. İsmet İnönü'nün ve CHP'lilerin yurt gezileri ile Osman Bölükbaşı'nın Kırşehir'i ziyareti ve tutuklanması sırasında bazı gazetecilerin polis tarafından tartak-lanması, fotoğraf makinelerinin ellerinden alınması, gözaltına alınmaları, yargılanma-ları, bu olayların yayının yasaklanması hükümet ile basının ilişkilerini daha da gergin-leştirmiştir. Bu olaylar nedeniyle basın örgütlerinin tebliğler yayınlamaları ve bu tebliğ-lerden birisi nedeniyle İstanbul Gazeteciler Sendikası'nın siyaset yaptığı gerekçesiyle kapatılması ve Beynelmilel Basın Enstitüsü'nün Türkiye'deki basın hürriyeti ile ilgili açıklamasının yayınının yasaklanması basınla iktidarı karşı karşıya getirmiştir. Bu olay-lar bazı gazeteci örgütlerinden istifa edenlerin Demokrat Parti'ye yakın gazeteciler ile radyo ve Anadolu Ajansı'nda çalışan gazetecilerden oluşan Matbuat Kulübü'nün kurul-ması ile sonuçlanmıştır. CHP'nin son olaylar nedeniyle halkı iktidara karşı isyana teşvik ettiği ve silahlı hücreler kurduğu gerekçesiyle Tahkikat Komisyonu'nun kurulması ve bu olay sonucunda örfi idarelerin ilan edilmesi bazı örfi idare kararlarına uymadığı ne-deniyle bazı gazetelerin kapatılmasına neden olmuştur. Tabi ki sadece hükümetin basın-la olumsuz yönde ilişkileri olmamıştır. Başbakan Adnan Menderes birçok kez bazı ga-zetecilere ziyafet vermiş, onların teşekküllerini ziyaret etmiş ve istek ve sorunlarını din-lemiştir. Özetle Demokrat Parti İktidarı Türkiye'de demokrasi kültürünün oluşmadığı ve Cumhuriyet'in ilanının üzerinden çok fazla zamanın geçmediği bir dönemde işbaşına gelen bir iktidardır. Bu nedenle devri sabık yaratılmayacağı ve demokratik hak ve hürriyetlerin tanınacağı, TC Anayasası'nın demokrasi ilkelerine uygun biçimde tanzim edileceği sözleri tutulamamıştır.ABSTRACTOn November 10, 1938 with the death of Mustafa Kemal Ataturk, Ismet Inonu country, the management of which the President has become the most authoritative person. İnönü, CHP and the state administration dominated by single units (National Chief), especially the period of Celal Bayar reaction caused CHP deputies and managers. Direction of the party and the country is a party to the Second World War due to the domination of the majority of the people and the power of the economic distress of the people in conflict with conservative political circles and outside the CHP applications in educational and social fields, and a large part of the population has led to the formation of an oppositional stance. In conjunction with this process, the government organized a number of radical opposition movement has led to applications.Due to the reasons stated above, and openly turned into a discourse and actions of individual behavior within the CHP has emerged during the bid for the first time legislation for land reform. CHP deputies Celal Bayar and Adnan Menderes, Fuat Koprulu, and Refik Koraltan, May 14, 1945 with the start of the discussion in Parliament on the proposal of this law the government's attitude towards the application put forward by their speeches. However, prior to the submission to Parliament of the draft of this law is essentially a dissident group within the CHP meetings began Thursday in the home of the formation of Tevfik Rüştü Aras. Aras Tevfik Rüştü since April of 1945 came together at home Emin Sazak sure, Adnan Menderes and Fuat Koprulu CHP reported that they were under the authority of Ismet Inonu and focused on the need to change this situation. Fuat Koprulu Adnan Menderes coming together for the second time and agreed on establishing a democratic center. Refik Koraltan later participated in the meetings. Adnan Menderes, the party and in the community should join this group Celal Bayar has announced that effective. The meeting with the group at the end of Celal Bayar, it has been included. Group members at the meeting held on May 18, Calm before the Turkish Grand National Assembly without a vote of the state budget of 1945 three hundred and seventy-three deputies involved in İzmir deputy Celal Bayar,Deputy Aydin Adnan Menderes, Mersin deputy Refik Koraltan, Kars deputy Fuat Koprulu and Eskişehir deputy Emin Sazak used negative vote against the budget. Against the budget vote against the Republican period was used for the first time. Thus, the attitudes of the opposition put forward a second time. 1945 was prepared by the CHP Parliamentary Group Quartet Motion to think.Group members on June 7, 1945 at Celal Bayar and Adnan Menderes, Fuat Koprulu and the CHP Parliamentary Group of the motion hazard with the signature of President Rafik Koraltan'ın attitudes explicitly put forward by the opposition. The operation of the CHP's proposal to be brought into line with democratic principles and the TC. Recognition of citizens' rights and freedoms of the Constitution claimed that exists.CHP Parliamentary Group on June 12, 1945 This resolution was discussed and rejected. Calm in the ongoing process of this staff within the CHP with the rejection of the possibility of politics as no event requested a proposal to establish an order could not be fighting in the CHP has emerged.The proposals given in the CHP parliamentary group, recently President Ismet Inonu, the idea of establishing a new party he has met with Rauf Orbay. This meeting, the group ventured İnönü his other speeches negative attitude against members of the CHP managers and members of parliament, the party organ of the Nation newspaper articles full of heavy words to leave the group members has led to the CHP. Already published in Homeland Adnan Menderes and Fuat Koprulu writings were expelled from the CHP CHP by the Court on September 25, 1945.Other names resigned. The remaining members of the group began the work of establishing party-Party and the Democratic Party was formally established on January 7, 1946. The Democratic Party, Four signatories to the motion: Celal Bayar and Adnan Menderes, was founded by Fuat Koprulu, and Refik Koraltan. Symbol of the Democratic Party, "DP", is headquartered in Ankara Antalya Deputy Cemal Tunca Sumerian has been building street number eight.The justification of the Democratic Party establishment of a democratic regime in Turkey to install and program, contrary to the laws of democracy, the Constitution of the Republic of Turkey removed, will be guaranteed by the constitutional rights and freedoms of citizens are expressed. In opposition to the CHP, and the government has been accused of exhibiting non-democratic attitudes and behaviors. The opposition between the two parties yıllılarında many events occurred against democracy. Even the Democratic Party, which took place on January 7, 1947 the First General Congress of the abolition of laws which are contrary to the Constitution of the Republic of Turkey adopted the Convention on Freedom and democracy has been requested to the appropriate law. These requests are not adhered to given the right to withdraw from the Parliament of the Board of Directors of the Democratic Party. If the Democratic Party came to power managers to recognize the rights and freedoms of citizens, democracy, contrary to the laws of the Republic to remove the words of the Constitution gave making them compatible with democracy.May 14, 1950 election activities, the same promise was repeated. Even speaking Kasımpaşa on April 2, 1950 Democratic Party Chairman Celal Bayar, that democratic rights and democracy in countries where the right to strike as the social order and stated that the economy will not harm the workers the right to strike. On behalf of the Democratic Party won the elections on May 22, 1950 the government of Adnan Menderes set up and on May 29, 1950 the Parliament approved the government's program.The government program as well as the party's electoral declaration is no shock of the moral and material change of government in the country the possibility to open the account will not be recognized, and in particular sorulmayacağı previous government was emphasized. In the program, the Constitution of the Republic of Turkey is based on the will of the citizens' rights and freedoms and the nation are expressed in stable arrangements shall be made to ensure the realization of a state order. In addition, the governments of the CHP (single-party period) and the remaining non-democratic laws, habits, and understandings change is emphasized. In the program, the workers explained to recognize the right to strike will not disrupt the social and economic order.Programme of the Government of the Democratic Party would get only the rights of citizens were not included. In addition, even though at that time by some of the minority rights in the banned activities took place. Reforms for the protection of the Republic and the extreme left movements (communism) and will not be allowed to deal with them effectively unless otherwise indicated. Legal action will be taken against them because such conditions, the ideas and thoughts of the day is not seen as freedom of conscience is emphasized. This idea will not be allowed to broadcast under the guise of freedom of currents currents of thought because it has been claimed that the purpose of eliminating freedoms. The idea of communism would not be allowed to flow as well as the reactionary movements never be emphasized.Democratic Party Period Before summarizing the power of civil society in its relations with non-governmental organizations would be appropriate to define the organization. The concept of civil society is a concept defined in different ways. In particular the relationship between the state and civil society leads to different definitions. Some of these definitions, civil society, completely independent of the government, which controls the state and even the organized power of the state, which has been described as an alternative. Other definitions of the state and civil society is not so much a sharp separation, has the purpose of ensuring the participation of civil society, the state has been suggested that social. The concept of civil society in the modern sense "Non Govern mental Organizations" (independent of the state organizations), as well as the definition of "voluntary organizations", "nonprofit organizations" as well as the terms are defined. After the definition of civil society non-governmental organization prior to the governments of the Democratic Party has been removed briefly when you let the government's interference.Turkey Associations law no. 3512 came into force on June 28, 1938 and 1909 by the Ottoman Empire era and societies act no. 121 and no. 387 to the law and the law was abolished 353. This is the ninth article of the law bendiyle h "family, class, race, gender" on the basis of the establishment of associations is prohibited. This material association with the trade unions and the establishment of many prohibited. Accept the justification for this law, existing at the time of communist and fascist regimes in some countries to avoid taking over the administration of the country suggested that.Ismet Inonu, 10 to 11 May 1946, after his speech to the CHP congress of the law no. 4919 on June 5, 1946 permitting process and formalities to freedom of association has been removed. Class on the basis of the ban on freedom of association disappeared. Time of the adoption of this law, gave a speech on behalf of the Democratic Party of Adnan Menderes, the change in the law is an important step on the road to democracy, termed. Removed the obstacles to the organization of civil society ahead of the Democratic Party Government.Relations with non-governmental organizations in the Government of the Democratic Party can be considered in two parts. The first part consists of the Regulation in the field of government, civil society. The second part of power approach to civil society organizations, that is, their attitude towards the activities of the country, on the decisions taken on the management of non-governmental organizations and civil society responses in decisions related to their field consists of absence from these organizations to take into account requests and objections.The Governments of the Democratic Party made many regulations in the field of civil society. The government's approach to his time with the level of democracy in today's terms of these regulations and take no account of the formation process of a culture of democracy means. The government's first regulation in the field of civil society Press Act no. 5680. The adoption of the Law has been a practice incompatible with the principles of democracy. Therefore, the press and media organizations saw this as a step towards the law. The second legal regulation in the field of civil society, the government's Struggle Against Communism Act 5844 to issue no. The idea of communism and communist publications program flow of power to fight against the idea of a democratic currents of ideas and activities seen as contrary to freedom of conscience to abolish the democratic regime is emphasized as an attitude and demeanor. Opposition to have the same thought on this subject, power and facilitated the removal of this law. İktidarı'nın Democratic Party not to allow this kind of thought currents and their activities in terms of assessing the time and would be wise to keep in mind that the process of the formation of a culture of democracy. Another application is related to the field of civil society that the government is the removal of the law no. 5816 of Atatürk. Atatürk's personality, principles and reforms of this law which has been adopted as a result of the attacks also applies today. This law established by Ataturk party, the CHP deputies opposed the removal of the need to focus on to be an important consideration. If the regulation is carried out by the Government in the field of non-governmental No. 6761 is the adoption of the Law on Protection of conscience and the right to freedom of assembly. The law was a result of the arrival of fundamentalist movements become increasingly threaten the regime. Harekelere reactionary allowed the democratic regime of government that proclaimed the need to protect the program fulfilled. The use of religion for political or other interests is not possible to reconcile democratic principles and the establishment of such organizations. Another area of civil society through the intervention of the government or the Radio Broadcasting to be covered by the Act on Certain Felonies by extraction with replacement of some provisions of the laws of 6732 and 6733 has been no press. Without these laws, prosecutors publications related to the complaints of the people pass the element of self-motivation has created a condition that prevents the freedom to receive and impart news. Again, journalists, columnists wrote articles for their news and to be able to prove that the right to defend themselves if they are complaining verilmeyişi them on some issues (related to power and corruption, governors, etc.) make news, the media has created to prevent writing to write. In addition, the public freedom of information, has been hampered by journalists to operate freely and independently. Proof is not given the right to increase the penalties for press articles and news like this kind of freedom is eliminated. For this reason, some members of the media even if they are convicted of moving content, news and articles critical of the government's policies, press the dozens of employees and the transfer of prison sentences would be given rights and freedoms of citizens who have no former Democratic Party İktidarı'nın these practices conflict with the name of his discourses, and from what has been . Any other legal regulation in the field of civil society that the Government No. 6771 Law on Meetings and Demonstrations landing. The law of political parties and election rallies like there's a lot of rally speakers heavily criticized the government and even some harsh words said to the members of the government on grounds of orators were adopted. With this law, meetings, parties, rally and off the field is limited to election time. Therefore, this application has an arrangement undemocratic. Act contrary to the laws of association, unless a party or get permission at any time be able to rally with the condition.If we look at the government's relations with civil society organizations can talk about the existence of positive and negative attitudes and practices. Power relations with non-governmental organizations, associations, trade unions and the press offices of three main parts: can be handled. When we look at the relations of relations with associations, student associations say that more intense. Student associations and federations, such as TMTF MTTB especially relations with governments creates the most important part of relations with student associations. Management of associations in this regard the parties desire to achieve, which continues today İktidarı'nın Democratic Party, one of the activities occurred. Various studies the management of the opposition to change. In this respect the government of the Democratic Party the benefit of four deputies student associations established to solve the problems of deploying and youth, the Youth Bureau's board of directors MTTB'nin TMTF and after the elections and the events in the intervention was not consistent with democratic principles. In addition, while Turkey's National Youth Organization is a youth association, and thus the establishment of the Turkish National Union geçliği different fronts at loggerheads with each other to become the youth organization has led to the request. Radio unlawfully by not obeying the closure of the League of the Governor of Istanbul Ethem Yetkiner, Dean of the Faculty of Political Sciences, Ankara University, Turhan Fevzioğlu'nun dismissal of the action because of the detention and court-students who, due to the boycott of food İTÜTB'nin university students detention, without trial and government officials and their explanations in this regard the relationship of a democratic style of government, non-governmental organizations has been inconsistent. Research Commission decisions and the establishment of the legal authorities and the students' reactions have been prevented by applications that are not correct in terms of democracy. Requests, taking into account the adoption of the Law on Lease Tenants Association, merchants, tradesmen, and taking into account the demands of the industrialists' associations, and credit facilities amendment to the Law on Protection of National Associations of decisions, such as increasing the government has applications in a positive way. In addition, the government struggles with fundamentalism and communism was welcomed by the associations.If we look at the government's relations with the trade unions the right to strike is the most important problem söyleyebiliriz.Hükümetin election promises and program discussions with the trade unions on the right to strike has been requested by the dozens. In 1951, a bill has been prepared and the relevant ministers would say that for many years, but the right to strike were not given this right. The right to strike or not to study the cause of ministers, generally relied on the economic and social order can go wrong. In addition, the employer is given the right to strike or lock-out should be recognized the right of the workers to handle this difficult situation will remain the financial power of the trade unions have claimed. For these reasons expressed not to rush to the right to strike. An employee is not given the right to strike of workers rallies next to the prohibition of certain trade unions due to the closure of illegal strikes, unemployment figures into the discussion with the Ministry of Labour for comments eighth article of the Law on Trade Unions located in some of the trade union trade union trade union unity can not be separate business line on the ground, working seminars ban and ignorance of those who lecture here, to be accused of being a communist and political propaganda; Zonguldak Mine Workers' Union and the second president of the union congress to intervene in the dismissal of the opposition, such as descriptions of events were non-democratic attitudes. The introduction to Parliament of the draft collective employment contract for workers to home, paid annual granting of a permit, work groups not on the payment of per diem for the day, because of the dismissal law, the prohibition of trade union activity, labor regulations, workers and trade unions in favor of insurances has been democratic practices.Look at the Democratic Party's relations with the press and its agencies, the opposition and the government die in the first three, four, supported by a large part of the press in. However, changes in government policies and the economy is going bad, the opposition to the government has led to a large part of the media. For this reason, the actions and rhetoric of media sheets to carry the opposition parties and the government to publish articles critical of the government's policies have quoted above, has led to take legal measures. The adoption of this law, the size of some of the criticism of journalists, members of the government to submit written papers has been effective in overcoming-round insulting. Especially in 1958, after the tense relations between members of the press and the government. Press it as an opposition party, the opposition to unite against the government calling a single front to move in this direction due to the decline in government appropriations media advertising and the people to revolt against the legitimate government has been accused. . Ismet Inonu and CHP foreign trips and a visit to Kirşehir Osman Bölükbaşı some journalists during his arrest by the police, beaten, deprived cameras, detention, trial, media relations with the government banning the publication of these events gerginleştirmiştir. This is due to the events of press organizations publish papers and one of the papers due to the closure of Istanbul, on the grounds that the political Union of Journalists and the international Press Institute press freedom in Turkey, the prohibition of publication of the statement on the power of the press has faced. These events are close to the Democratic Party, who resigned some journalist organizations, journalists and radio and printed documents of journalists working in the Anatolian Agency resulted in the establishment Club. Due to recent events in the CHP encourages people to revolt against the government and the armed cells, and this event as a result of the establishment of the Commission of Inquiry on the grounds established by customary authorities declared martial law in some of the decisions of the breach has led to the closure of some newspapers. Of course, only the government's relationship with the press has been negative. Some reporters several times Prime Minister Adnan Menderes feast, I have visited their formations and listened to requests and problems.In summary declaration of the Democratic Party Government of the Republic of Turkey, the culture of democracy are generated does not exceed too much time in power, which came to power at a time. For this reason, touched and democratic rights and freedoms recognized representatives of the previous government, the Constitution of the Republic of Turkey promises to be devised in accordance with the principles of democracy has not been realized.

Issue 50.2 of the Review for Religious, March/April 1991. ; Review for Religious Volume 50 Number 2 March/April 1991 Beyond the Liberal Model Exiting from Religious Life Thoughts about Science and Prayer The Death of Dearly Loved~Friends 50/~INIVERSARY VOLUME REVIEW FOR RELIGIOIJS (ISSN 0034-639X) is published bi-monthly at St. Louis University by the Missouri Province Educational Institute of the Society of Jesus; Editorial Office: 3601 Lindell Boulevard, Room 428: St. Louis, MO 63108-3393. Telephone: 314-535-3048. Second-class postage paid at St. Louis, MO. POSTMASTER: Send address changes to REVIEW I:Oa REI.IGIOUS; |~.O. Box 6070; Duluth, MN 55806. Subscription rates: Single copy $3.50 plus mailing costs. One-year subscription $15.00 plus mailing costs: two-year subscription $28.00 plus mailing costs. See inside back cover for subscription informa-tion and mailing costs. © 1991 REVIEW FOR REt,mloUS. David L. Fleming, S.J. Philip C. Fischer, S.J. Michael G. Harter, S.J. Elizabeth McDonough, O.P. Jean Read Mary Ann Foppe Editor Associate Edito'rs Canonical Counsel Editor Assistant Editors David J. Hassel, S.J. Iris Ann Ledden, S.S.N.D. Wendy Wright, Ph.D. Advisory Board Mary Margaret Johanning, S.S.N.D. Sean Sammon, F.M.S. Suzanne Zuercher, O.S.B. March/Api'il 1991 Volume 50 Number 2 Manuscripts, books for review, and correspondence with the editor should be sent to RF:\'mw FOR RF:LtGtOt~S; 3601 Lindell Boulevard; St. Louis, MO 63108-3393. Correspondence about the department "Canonical Counsel" shnuld be addressed Io Elizabeth McDonough, O.P.; 5001 Eastern Avenue; P.O. Box 29260; Washington, D.C. 20017. Back issues should be ordered from REVtEW ~'o~ REt.mto~Js; 3601 Lindell Boulevard; St. Louis, MO 63108-3393. "Out of Print" issues are available from University Microfilms International: 300 N. Zeeb Road; Ann Arbor, MI 48106. A major portion of each issue is available on cassette recordings as a service for the visually impaired. Write to: Xavier Society for the Blind; 154 East 23rd Street; New York, NY 10010. PRISMS. When we Christians refer to the centrality of the paschal mystery, we mean that Jesus' passion, death, and resurrection somehow remain the necessary pattern for our human living in relation to God. In the gospels, Jesus often uses nature images or parables of human activity to point us towards the pattern of his dying and rising--a pat-tern in which we all who are his followers profess to share. Today it seems that we easily turn to the seed dying to bring forth life or to the metamorphosis of caterpillar to butterfly to gain insight into our way of human growth or maturity. Yet we find it hard to go from the dark beauty of nature imagery to the stark reality of Christ on a cross. So, too, the contemporary patterns of various psychological growth models can be-come so enlightening for our understanding of human development that they seem to transfix our gaze. We may stop short of viewing our mod-els through the stronger lens of a Christian optic. We should not be ungrateful that we can make use today of helpful imagery from nature and models from psychology in order that we may better understand and respond to a particularly confusing time in our world and in our Church, in religious life and in priesthood, in the fam-ily and in the parish. But the pattern of Christ--with his presence en-abling us to enter once again into his paschal mystery--remains central to our Christian focus on life issues. Rather than being confronted with a transition darkness relieved only by images and metaphors, we as Chris-tians believe that we are always being summoned into the mystery of God's transforming action breaking into the vagaries of our natural and human worlds. We struggle neither as victims nor as "Rambo" fight-ers. Instead, we are invited once again to ally ourselves with the Lord in bringing about God's reign more fully into our own lives and into the world we affect. Because our God is a God always actively working with our created world, we live and pray and work in a loving relationship with God--always developing and being purified, in sickness and in health, in good times and in bad. The elements of passion, death, and resurrection are touched upon in various ways by various articles in this issue. Our first article, "A Personal Memoir: The Arrupe Years," by Roland Faley, T.O.R., is a unique tribute to the former Jesuit superior general Pedro Arrupe, who died on February 5, 1991. Arrupe provided leadership and gave hope to 161 162 / Review for Religious, March-April 1991 many religious congregations through much of the paschal-mystery times for religious life following upon Vatican II; he himself suffered his own paschal mystery through a debilitating stroke in 1981, then through the difficult time when a papal delegate was imposed upon the Jesuits, and finally through his lingering half-life over.the past seven years since his resignation as general. In the darkness of religious-life renewal, an image of reweaving has captured the imagination of many. From her perspective of working with many religious groups in renewal efforts, Elizabeth McDonough, O.P., in "Beyond the Liberal Model: Quo Vadis?" assesses some of the strands of reweaving efforts and makes her own effort to suggest ways towards deeper faith realities that remain unrealized at present. Grappling with the reality of the paschal mystery in the hard deci-sions about existence facing some religious congregations is the subject of the article by.Marie Beha, O.S.C. Eileen O'Hea, C.S.J., considers the dying process of the individual who considers leaving a religious com-munity and the needed response of the community. Renee Yann, R.S.M., reflects on the power of community in the special moment of the death of dearly loved friends. Three articles on pray,.: may shed some light as we move through some dark passages in our ever developing love-life with God. Benedict Auer, O.S.B., expands the Benedictine lectio approach with some in-sights into the use of videos. Edgar Bourque, A.A., inculturates an Augustinian way of praying into our American context. Some refresh-ing ways of understanding prayer are presented through the medium of science by Dennis Sardella. Helpful and comprehensive describe the treatment of vocation min-istry by Jeanne Schweickert, S.S.S.F., in her "Co-creators of History: United States Vocation Ministry." The same words apply equally well to the article by Kenneth Davis, O.F.M.Conv., "U.S. Hispanic Catho-lics: Trends and Recent Works." May the Lenten and Easter season~ guide us all further into the pas-chal mystery which focuses our life with the Lord. David L. Fleming, S.J. A Personal Memoir: The Arrupe Years Roland J. Faley, T.O.R. Father Roland J. Faley lived in Rome as vicar general of the Third Order Regular of St. Francis, i 971 - 1977, and superior general 1977- i 983. In December 1990 he completed his term as executive director of the Conference of Major Superiors of Men (CMSM). His mailing address is St. Thomas More Friary; 650 Jackson St., N.E.; Washington, D.C. 20017. The time was the early seventies. Rome was still caught up in a spirit of postconciliar excitement. Pope Paul VI's inherent caution in the face of the untried was tempered by an unfettered spirit in the air which wanted to let things happen. The present writer was returning to Rome after an absence of more than a decade, having been elected to the general gov-ernment of his Franciscan Order. I had been a student in Rome at the time of John XXIII's election. Those had been heady days of great prom-ise, at that time more a hope than anything else. It was only after the council, years later, that the real struggle of aggiornamento could be felt. Pedro Arrupe was the general of the Jesuits. Vibrant and spirited are adjectives that hardly do him justice. He was also president of the Un-ion of Superiors General (USG), the organization made up of the heads of men's religious institutes in the Church: It was a job for which Ar-rupe was ideally suited although one always wondered how he found the time. It was often said that the first time he was elected to the office by his peers, it was because he was general of the Jesuits. His subsequent reelections (and there were at least four) were because he was Pedro Ar-rupe. The story says a great deal about the man, quite apart from his of-fice. It was not long after I became active in the USG that Arrupe asked me to serve on the Justice and Peace Commission and later named me 163 164 / Review for Religious, March-April 1990 to be the press officer for the Union. It was in the latter capacity espe-cially that I came to know Arrupe the man. The Justice Agenda Arrupe steered the Society of Jesus through a very difficult period in its history. The thirty-first and thirty-second general congregations had set the concerns of the world's neediest at the center of the Society's mis-sion. A strong emphasis on social justice permeates the documents of these general congregations. The passage from documents to im-plementation was marked by an inevitable reaction, not all of it positive, within the Society itself. Arrupe was undaunted. The new direction reso-nated with his whole life as a missionary. The evil of the arms race was eminently clear to one who had survived the first use of the atomic bomb in Japan, 1945. For Arrupe this postconciliar direction of his institute was not a ques-tion of personal choice. It had been mandated by the Society's highest authority, a general congregation; for the general of the institute, im-plementation was simply not an option. In that spirit of obedience, he charted a new course which made strong demands on the whole Society of Jesus. On the level of general government alone it required personnel and resources not easily commandeered. He never wavered in the pur-suit of a course that for him bore the faces of countless deprived and suf-fering people. In responding to any issue, Arrupe's enthusiasm was infectious. He was the idea man, the animator, willing to leave details and implemen-tation to others. At times he seemed unrealistic, but he never left one un-inspired. The great picture was always there. An unforgettable moment occurred during the refugee crisis of the late seventies. The movement of peoples was felt in many parts of the world, with Rome affected by a large influx of people from Ethiopia. A visit to Arrupe from Robert McNamara, then president of the World Bank, proved to be a real catalyst in moving the refugee project forward. An urgent response was called for by the sheer volume of people arriv-ing in Rome after the revolution in Ethiopia. The greatest need was for housing and food. The Jesuits opened their own refugee office to address the problem internationally and in Rome. At the same time Arrupe gal-vanized the forces of men and women general superiors. Through the built-in network of the two Unions of Superiors General, housing was found for the Ethiopians throughout the city, especially in the genera-lates themselves. A hot meal was served each evening to hundreds of per-sons in the basement of the GesO, the main Jesuit church in the heart The Arrupe Years of the city. It was always interesting to meet religious leaders of interna-tional congregations ladling soup or serving pasta at the refugee center. Arrupe took an active interest in the work of the USG's Justice and Peace Commission. He urged its members to respond to known viola-tions of human rights anywhere on the world scene, to become involved in the Year of the Woman (1976), and to sensitize members of religious institutes on the role of justice in religious life, especially in the wake of the 1971 Synod of Bishops. His leadership in social justice was firm and steady, but never abrasive or confrontational. He had, for example, an unusual sensitivity for diplomatic concerns and was a strong believer in the power of persuasion. But his commitment to the thesis of justice as a constitutive element of the Gospel message was total. This was jus-tice in the service of faith, an idea integral to Arrupe's thinking. There was no divorcing faith and justice; it was, moreover, a justice rooted in love. For Arrupe, it was unthinkable to speak of a struggle for justice apart from a belief in that justice for all people willed by God himself. Christian Unity Ecumenism was still a fledgling enterprise on the Roman scene when Arrupe moved the USG toward a better understanding of men and women religious of the other churches. In the early seventies, Michael Fisher, provincial of the Anglican Franciscans from England, and Ar-rupe decided to initiate a permanent consultation on religio,us life among religious of the Catholic, Reformed, and Anglican communions. The con-sultation continues to meet on a biannual, basis and is now in its second decade of life. During those Roman years it became common to have non- Catholic religious present for the assemblies of the USG; on many lev-els, the participation was reciprocal. This was a new venture, largely un-tested, the success of which was by no means guaranteed. To a great ex-tent it was Arrupe's breadth of vision and the warmth of his personality that carried the day. There was an immediacy and directness about him that broke down resistance. In the ecumenical field, he was willing to leave the doctrinal differences to others; it was the faith that was shared which excited him. In the area of religious life, the understanding of the vows, community, and prayer differed little from one denomination to the other. I remember vividly the bonding that quickly developed among the participants of those early years. When discussion centered on the nu-merical difference in the size of the communities, it was often very amus-ing. It was fascinating to see Arrupe, whose religious institute numbered close to 35,000, engaged in intense conversation with an Anglican su- 166 / Review for Religious, March-April 1991 perior of some forty religious. Numbers mattered little; it was the mean-ing of the life that counted. Conversation with the World Vatican II's Church in the Modern World fit perfectly with Arrupe's sense of church. While not unmindful of the dangers present in the meet-ing between faith and culture, he remained a strong proponent of incul-turation. A spirit of withdrawal or disengagement from the world, or even worse, a siege mentality, was alien to Arrupe. Nowhere was this more evident than in his dealing with the media. It was during these same Roman years that Donald Campion, S.J., had been named the Jesuit gen-eralate's chief communications officer. Arrupe had long been keenly aware of the necessity for a high-level spokesman and worked to make it possible. Campion was privy to discussion and decision-making at all levels and, therefore, in the best position to deal effectively with the me-dia. Such openness was a quantum leap forward from the spirit of reti-cence, even fear, which was so much a part of religious officialdom. The latter was a spirit well symbolized by the small sliding window at the por-ter's office of the Jesuit generalate and countless other Roman headquar-ters. It was a far cry from an "open door" policy. As press officer for the USG, I enjoyed the same latitude. I was en-couraged to be present for all meetings, even when the most sensitive issues were being discussed. I was free to share the views and activities of the Union with both the secular and religious press. If discretion was called for, I was expected to exercise it, but the prevailing climate was one-of as much openness as possible. This was Arrupe's style, and it proved right more often than not. By the same token, he expected a sense of responsibility from a well-informed media. He was both angered and offended by unfounded specu-lation or an inordinate interest in the sensational or controversial. This was very evident at the time of the 32nd General Congregation, at which he presided. What seemed like a concerted effort to magnify conflicts between the Jesuits and the Vatican caused him no small measure of pain. And yet it never soured him or changed his basically positive out-look. For him the best way to deal with such a situation was through con-tinued efforts at supplying accurate and intelligible information. It was a Church in progress, moving through history, aided and abet-ted by the world around it, that fashioned Arrupe's thinking. If the mes-sage of the Church were to be heard, it would only be through outreach and dialogue. In the important position which he held, he lent the full weight of his office to obtain that goal. The Arrupe Years / 167 The Man of God It is hard to speak of a person's spirituality. In its intensely personal character it remains ultimately untouchable. And yet it becomes trans-parent in a person's life. In having a certain closeness to Arrupe and lis-tening to the views of others who were his peers, I noted certain quali-ties that mirrored a remarkable spirituality. He comes to mind im-mediately as a man of hope and faith-filled action. It is small wonder that he had such close personal ties with Cardinal Edward Pironio, the Argentinian head of the Vatican Congregation for Religious and Secular Institutes. There were any number of reasons why relations between the Jesuits and the Vatican department responsible for religious life might well have been strained at that time. But Pironio's sense of hope and his very open and warm personality matched Arrupe's. They became close personal friends. Hindsight has led many people to comment favorably on Rome in the seventies. Religious life was being fashioned by an interesting trio. There were the challenges to religious given by Paul VI, coupled with the positive leadership bf Pironio and Arrupe. It was an exciting decade; for some of us, unforgettable. Arrupe's spirituality was marked by a deep sense of history and tra-dition. He was part of a Church and a religious institute whose patrimony truly humbled him. The picture of Arrupe as a man wed only to the pre-sent and largely indifferent to the values of the past is caricature at best. He knew that new wine required new skins and articulated that vision well. But he linked that vision with a real sense of the importance of con-tinuity. Some examples come quickly to mind. He had a profound es-teem for the insights of his institute's founder, St. Ignatius Loyola. While some argued that many of those insights were time-bound and no longer valid, Arrupe would be the last to be convinced. He said repeatedly that the longer he lived the more he appreciated the spiritual genius of his foun-der. In those years there was considerable discussion about the need for greater democracy in religious life. The question of the appropriateness of electing superiors, rather than appointing them as was the custom in many religious congregations, was very much to the fore. Arrupe re-mained throughout a strong proponent of the appointment method, fixed so strongly in Jesuit tradition. He was never persuaded that democracy produces the best leadership, and many of those who belonged to orders or congregations of a more democratic bent could recognize a certain va-lidity in his position. 161~ / Review for Religious, March-April 1991 His understanding of the vow of obedience was not rigidly tradi-tional; his thinking had been enhanced by contemporary theological in-sight into the Gospel sense of the vow. And yet he was deeply imbued with appreciation for the ascetical value inherent in accepting the deci-sions of those placed in authority. A case in point. When Arrupe com-municated to Robert Drinan, S.J., the decision that the latter would have to relinquish his seatin the U.S. House of Representatives, it was a very difficult moment in the life of both men. But it made a lasting impres-sion on Arrupe. The priority that Drinan gave to his Jesuit calling in ac-cepting that decision was, in Arrupe's mind, as important for the Soci-ety and the Church as anything Drinan might have otherwise accom-plished. It was an example to which he would repeatedly return. In retrospect, however, one would have to say that it was the man's openness that remains so vivid to the present day. He was never threat-ened by new ideas, even if he found them ultimately unacceptable. He could see the value in some elements of a Marxist social analysis, even though he was against its use. He could espouse~the Jesuits' new social ministries and still be a strong believer in the traditional ministry of edu-cation. He was a champion of legitimate pluralism, almost by instinct. While mindful of the importance of magisterial teaching, he wanted theo-logians to have as much freedom as possible in the pursuit of their task. It was his deep-rooted faith that lent him serenity in facing [he contem-porary scene. Not intimidated by the risk of possible failure, he realized that all was ultimately in God's hands. And then there were the trials, known best by those who worked with him closely. A number of those he shared with me. In his later years, the media was asking hard questions. Was Arrupe going to resign? Was he under pressure from the Vatican to do so? Was a dissatisfied segment of the Jesuits pressing for his resignation? Was his relationship with Paul VI as strained as rumored? Were there conflicts with John Paul II? Arrupe was always candid. He respected the media and realized that there was much to be gained through cooperation. But he was disturbed by attempts to exacerbate situations and exaggerate differences. There were certainly very difficult issues which he faced in the latter years of his term of office. He was fully aware that there was a conservative seg-ment of the Society which opposed him. In addition, during the thirty-second General Congregation, his was the task of interpreting the mind of that worldwide assembly to the pope, and vice versa. It was a sensi-tive and often painful task. That he did it so well is a tribute to his con-ciliatory gifts. But he was beset by rumors, which, like a room full of The Arrupe Years / 169 gnats, gave him no peace. That there were differences between the gen-eral congregation and the pope in certain areas, he never denied. Yet his personal relationship with Paul VI was never the question. He was sym-pathetic to the concerns of the pope and realized the weight of his cross. Moreover, he hailed the pope's social teaching as a landmark in the Church's life. But the perception of a wall of conflict between the "black" and "white" pope persisted, even though it was inaccurate. Arrupe was the first to admit that the sentiment among the Jesuits for the direction .taken after the thirty-second Congregation was not unani-mous. He was acutely aware of a vocal conservative opposition. But he saw the implementation of the general congregation's decisions as an obe-dience and there was no turning back. He always stressed the strong sup-port that came from so many quarters, the enthusiasm which the con-gregation's decisions had generated, especially among the young, and the fact that the Holy See had given its approval. But the fact is that the positive is just not that newsworthy, and so he would be inevitably ques-tioned about the "dark side" of any given situation. This always caused a certain measure of dismay, but it was followed by a remarkable resil-ience. In the wake of any setback, there was always his eventual phone call with a new idea or project. Early in the summer of 1981, Arrupe, his trusted vicar and confi-dant Vincent O'Keefe, and I talked at length about a possible article on the burning question of Arrupe's resignation. There was extensive specu-lation in the press, and we were discussing the best way to deal with it. However, it was more than a public question; it was a matter internal to the Jesuits at a time in which any public communication would have been inappropriate. Arrupe looked upon his eventual resignation in a very posi-tive light, as setting an important precedent for the future of the Soci-ety. His thinking was centered on the good of the religious institute to which his own interests were completely subservient. We decided to do nothing at that time. But that evening he assured me that once he was no longer in office and had the freedom to speak more openly, he would do an extensive interview with me and answer the questions that I felt should be addressed. That proved to be our last conversation. Upon his return from a trip to the Philippines some weeks later, he suffered the stroke from which he never recovered. The rest is history. I subsequently left Rome upon completion of my term of office. My occasional return visits were always marked by a brief visit with the man who had affected my life so deeply. Few words were exchanged. It was 170 / Review for Religious, March-April 1991 usually a prayer and a blessing; he would then kiss my hand before I left. His sufferings proved to be one of the most powerful messages of his life. As one of his confreres put it: "He led us in life and has offered himself for us in death." His immolation was total. It has been an un-usual life. To have been touched by it is a rare gift. Father Pedro Arrupe was superior general of the Jesuits, 1965-198J~. He died on Tuesday, February 5, 1991, in Rome. Beyond the Liberal Model: Quo Vadis? Elizabeth McDonough, O.P. Sister Elizabeth McDonough, O.P., J.C.D,, Canonical Counsel Editor of REVIEW FOR RELIGtOUS and author of Religious in the 1983 Code, writes and consults extensively about consecrated life. She is a canonical consultant and tribunal judge for the Arch-diocese of Washington, where she may be contacted at P.O. Box 29260; Washing-ton, D.C. 20017. For background information on this article, see endnote i. ]t is no secret that active religious life for women in America has experi-enced progressive decline in the quarter century since Vatican II. Evi-dence of the decline is clear and overwhelming, and its effects are felt and observed in the entire Church. When one looks for causes, one real-izes that distinguishing them from the effects is both complicated and deli-cate. Nevertheless, from my experience as a woman religious during the last quarter century and as a canonical consultant for numerous women's communities over the last decade, I have come to the conclusion that many religious have not recognized or have not acknowledged some clear causes and effects of the current decline for what they really are. Effects of progressive decline are there to be seen in the current po-larization within and among women's communities along conservative and liberal ideological lines. The decline is also evident in most com-munities in their relative inability to attract or to keep vocations, as well as in their related inability to maintain significant institutional commit-ments. It is manifest in the near invisibility of women religious in con-temporary apostolic works, as well as in the frequent reluctance of clergy and laity alike to work with women religious in various apostolates. Pro-gressive decline is experienced by religious themselves as the uninten-tionally created and uncomfortably experienced loss of identity follow- 171 Review for Religious, March-April 1991 ing early and rapid postconciliar abandonment of traditional symbols and services, customs and norms. And, to those who are not religious, its ef-fects are all-too-obvious in the polarized, apparently directionless, plu-ralistic potpourri of ministries and attire, lifestyles and mindsets among women religious today. The progressive decline stems in part from the pervasive sociology of liberal individualism in America and in part from the cultural preva-lence of a psychology of selfism. But causes of the decline are also evi-dent in the predominantly social-justice agenda that has been adopted by most women's institutes, as well as in the revisionist versions of vowed life and in the generally antiauthority and often feminist stances currently espoused by not a few active women religious. Again, a major cause of decline can be traced to the reality that, in seeking their roots after the council, many women's institutes dating their foundations to frontier America discovered--but probably did not admit--that they actually had no genuine, unique charism to renew and adapt. The decline can also be traced to the systematic and progressive de-construction or deliberate abandonment of fundamental juridic structures and roles during the postconciliar constitutional revision processes. In most women's institutes, general chapters have now abandoned legisla-tion in favor of direction-setting, with their goals programmed by pre-chapter steering committees and subsequently adopted through member-ship participation in consensus formation that is shaped by outside facil-itators. In most women's institutes, lower-level superiors are now either nonexistent or nonfunctional, while major superiors have abandoned gov-ernment in favor of business management and have surrounded them-selves with middle-level, appointed, administrative personnel whose num-bers have steadily increased over the years in bureaucratic disproportion to the continuing decrease in membership. Functionally, the net effect of juridic deconstruction has been the crea-tion of business-management-style bureaucracies which filter informa-tion upward and decisions downward, from and to members of women's institutes, primarily by means of bulletins, newsletters, special-interest mailings, and occasional phone calls or visits. As a result individual re-ligious deal almost exclusively with middle-level personnel over a long period of time and even in personal and sensitive matters. Many would prefer to describe this reality quite differently by saying that communi-cation (not mere information) is facilitated inward and outward (not up and down) between the empowered membership and the visionary lead-ership in the concentric circles of participative government that have re- Beyond the Liberal Model / 173 placed the hierarchic pyramid of authority. Whatever the terminology, the following experiences are common: (1) Individual members or groups of members can seldom effect change in policies and agendas that are programmed and prepackaged at upper (or inner) levels of the struc-ture; (2) religious are both structurally and functionally more removed from their elected, responsible superiors than previously; and (3) the right of individual religious to personal privacy is, at times, not ade-quately protected. Most women religious would admit that, in the quarter century since Vatican II, the rather short-lived euphoria of the "nun in the world" has been replaced by a long-suffering, quiet frustration at the lurking possi-bility of permanent extinction. While increased relevancy and effective-ness were focal points for altering lifestyles and practices during renewal, many wonder now if women religious in America have ever been more irrelevant and less effective. To be frank, most clergy and laity and male religious have been thinking for quite some time that religious life for women in America is "going nowhere fast," even if few have verbal-ized this publicly. More recently, at least some--if not many--women religious have cautiously begun to acknowledge the same apparent real-ity to themselves and others. A haunting, unresolved question about the entire experience of re-newal is: How did all this ever happen to us? In seeking answers, con-servatives seem tempted to respond: "Surely an enemy has done it!" In kind, liberals seem inclined to say: "I am making all things new!" From the perspective of experience, my response to the question looks to what might be a deeper problem, namely: "All this did not just happen, We did it to ourselves." Indeed, I would suggest that, on the part of women religious, major factors contributing to the current decline have been a certain lack of knowledge of both theology and history, as well as a cer-tain lack of maturity in responding to newly discovered postconciliar re-alities. And, from current experience, I would suggest that an apparent lack of humility in admitting previous mistakes and an apparent lack of honesty regarding present reality or future prospects are probably has-tening the permanent demise of many active institutes of women reli-gious in this country. Lack of Vocations An obvious sign of the progressive decline of women's institutes is the staggering decrease in their membership since Vatican II. In 1965 there were slightly more than 180,000 members in active communities in America, but by 1990 that number had fallen to slightly more than 174 / Review for Religious, March-April 1991 100,000-~a decrease of nearly 45%. Simultaneously, since few women have entered while many have been departing at a slow but steady pace, the median age in women's institutes has risen rapidly and is now com-monly sixty-five or higher. Marie Augusta Neal, in her recent book From Nuns to Sisters, sug-gests that the "radical risks" involved in the Church's new mission to the poor may be the prime factor limiting the response of women to a call to religious life. She thus inadvertently trivializes that call--which, on practical and theoretical as well as human and theological levels, has its appeal within risk or without any particular concern about risk. Neal does not seem to recognize that there is---~r ought to be--a substantive difference between a vocation and a career. And, if experience tells us anything in the matter, it tells us that--with rare exception--the single, most compelling human reason why anyone responds positively to a re-ligious vocation is her (or his) direct, personal awareness of religious who are happy together doing something that they perceive as worth-while and who are clearly motivated by and committed to the love of Je-sus Christ. Currently, many not-yet-retired women religious have become increas-ingly absent or invisible in apostolic activities of the local Church. In other words, for the most part they simply are no longer seen. Moreover, many no longer live in community, even when they live in geographic proximity, sometimes even when they exercise the same ministry or work in the same place. In other words, they are no longer seen together except possibly at work. Again, perhaps too few women religious are to-day perceived as being genuinely happy, and perhaps even fewer as be-ing happy together. Further, the current wide diversification of minis-tries seems sometimes to have led to trivial apostolates ~hile simultane-ously rendering institutional apostolic, witness unsustainable. And, though many may reject the suggestion, perhaps love of Jesus Christ is simply not perceived as the underlying or determining factor in the life of many women religious in America. In short, perhaps because the posi-tive image that women religious tend to have of themselves bears little resemblance to the not-so-positive image that others have of them, it may be unrealistic--if not grandiose--to expect vocations to increase in the near or distant future. Pluralism and Polarization An initial cause and increasing consequence of decline in religious life for women is the currently a~knowledged division into conservative and liberal categories both within and among most congregations. Beyond the Liberal Model / 175 In general, conservative-model institutes tend to favor external authorities, institutional endeavors, traditional theologies, and hierarchi-cal structures; liberal-model institutes generally favor inner freedom, in-dividual endeavors, postconciliar theologies, and collaborative struc-tures. Liberal institutes are inclined to accuse conservative ones of at-tracting emotionally immature candidates, while conservative institutes are inclined to accuse liberals of having nothing that attracts. Conservative religious are often summarily categorized as oppressed, unrenewed, and psychologically dependent; liberal religious are just as often summarily categorized as progressive, feminist, and pseudosophis-ticated. Conservatives seem to read history and Scripture in so selective and so polemical a fashion as to render them an inadequate basis for or-dinary discourse. Conversely, liberals seem to read history and Scripture in so simplistic and so revisionist a fashion as to render them insignifi-cant. From my experience, liberals and conservatives alike seem to have worked very diligently at destroying whatever common symbols they had, so that now they possess no common language for constructive com-munication. Each side seems to have been mutually successful in trans-forming both the concept of God and the experience of worship into sources of division. And neither side seems able to lay untainted claim to any "moral high ground," any bridgehead that addresses the ever wid-ening chasm between them. Currently the majority of women's institutes in America express or espouse a liberal model of religious life. However, it is becoming more and more evident that many religious themselves do not ascribe to the tenets or direction of that model, while many religious also have at least some (and sometimes serious) concerns about its functioning and future. As conservatives attempt to build a future by returning to the past and liberals attempt to build a future by rejecting the past, the categories are becoming increasingly distant and distinct. Most religious realize that any previous potential "middle ground" is fast disappearing, thus leav-ing little hope for future cooperation or reconciliation in or among insti-tutes. Mary Jo Leddy in her recent book, Reweaving Religious Life, ac-knowledges that the current liberal model of religious life is not adequate for facilitating and sustaining genuine adaptation and renewal, even though she has previously been both a proponent and facilitator of that model. Leddy suggests that the liberal model of religious life has become "unraveled" and that it should be replaced by a choice for "creative 176 / Review for Religious, March-April 1991 disintegration" in favor of even more radical pluralism. She suggests, further, that liberal-model institutes might take as an example of her "reweaving" thesis Teresa of Avila's reform of Carmelite monastic life in the sixteenth century. But Leddy seems not to recognize that her sug-gestion for the future is humanly problematic and that her analogy from the past is historically inaccurate. As regards "creative disintegration" for a more radical pluralism, the current experience of most American women religious is that the de-gree of pluralism already present in their institutes is straining the limits of not just the weave but also the inner fiber of religious life itself, indi-vidually and collectively. In short, Leddy seems unaware that going be-yond present degrees of pluralism in ministries and lifestyles will most likely be more destructive than creative, both in the beginning and in the end. Regarding Teresian reform of Carmelite life, I.eddy does not recog-nize that Teresa's version of "reweaving" was actually a return to ba-sic structures and religious observance from an "unraveling" that oc-curred precisely because fundamental elements of the original charism had been abandoned or abused. In short, she seems oblivious to this his-torical fact: that Teresa accomplished the genuine renewal of Carmelite religious life not through programmed disintegration but rather through a concerted effort by all to embrace its fundamental structures and heri-tage in order to live them and preserve them in a pristine manner. Deconstruction of Structures and Elimination of Distinctions The current deconstructed functioning of general chapters as parti-cipative consensus-formation assemblies in most women's institutes has engendered both a feeling of members' being "empowered" for gov-ernance and a strong sense of "ownership" of chapter decisions. On the other hand, the new style of general chapters also tends to lessen critical assessment of options and to avoid substantive decisions that distinguish delegates from participants. Simultaneously, such chapters commonly en-act global, carefully crafted, blandly diluted statements whose content can hardly be opposed in theory and can scarcely be assessed in implemen-tation. Currently some women's institutes have so little sense of their own identity and of the role of chapters that they involve nonmembers extensively in chapter proceedings, and some have even suggested that nonmembers may be elected to governance roles. The distinction between major superiors and councils, as well as dif-ferentiation of their roles, has also undergone postconciliar deconstruc-tion. With the advent of collaborative decision-making, major superiors Beyond the Liberal Model / 177 and councils are commonly referred to as leadership teams: their mem-bers share equally the governance/management of the religious institute and are functionally distinguished, if at all, only at the infrequent mo-ments of final decision.,required by law. In relation to actual decision-making, in most institutes there has been a concomitant radical limita-tion or complete elimination of instances in which a supreme moderator or major superior can act without the consent of the council. Most of these alterations seem related to questioning the possession of personal authority by superiors, combined with an all too real (and often all too painful) remembrance of abuse of authority by superiors in the past. The deconstruction of juridic structures and the blurring of gov-ernmental functions apparently meet a need to limit the authority of su-periors through "leadership" language and apparently also reinforce the new participative consensus-niodel chapters in a stance of visibly and ver-bally rejecting whatever has been perceived as hierarchic or patriarchal. Overall, however, the new bureaucratic, business-management model of governance operated by middle-level appointees and committees seems to have produced no overwhelmingly positive verifiable results other than the fact that many members feel very good about it. In other words, it does appear that most people like the feeling of having a part in run-ning the business even if business is not getting any better. Obedience and Mission Closely related to juridic deconstruction and elimination of distinc-tions are postconciliar views espousing dialogical obedience and justice-oriented missions. The seed for a dialogical understanding of obedience was firmly planted by the affirmations of Perfectae Caritatis 14 that superiors should foster an active and responsible obedience in addition to listen-ing to and promoting cooperation among the members of the institute. But after twenty-five years that seed has produced, in many religious in-stitutes of women, a strong undergrowth of resistance to any exercise of personal authority by any superiors. As a result, some prevalent revision-ist versions of vowed obedience consider it to be so personal and dialo-gical that it apparently can never involve a decision made by someone else which must be obeyed. In this framework, attributing final decision-making power to a superior is simply rejected as representing an archaic, unjust sacralization of hierarchic notions about authority, commitment, and obligations, all of which are now considered as negotiable. Action on behalf of justice and participation in the transformation of the world were affirmed by the 1971 Synod of Bishops as "constitutive 171~ / Review for Religious, March-April 1991 dimension[s] of preaching the Gospel" and "of the Church's mission for redemption of the human race and its liberation from every oppres-sive situation." And these affirmations quickly became a mandate for religious to work with new or renewed vigor in justice-and-peace endeav-ors throughout the world. However, many religious who recognize action on behalf of justice as a constitutive element of the Gospel appear to have fallen into the er-ror of thinking that action on behalf of justice is also exhaustive of it. There is ample indication that some religious erroneously assess the Church's mission as only or primarily one of unbridled activity in the marketplaces of contemporary society. They frequently quote as a source the document Religious and Human Promotion, but one seldom hears any mention of the document on The Contemplative Dimension of Re-ligious Life. In addition, a selective reading of conciliar texts and post-conciliar documents seems to have created for some religious an urgent mandate for political action and systemic change to the exclusion or ne-glect of any other manner of transforming the world or of preaching the Gospel. In connection with contemporary views of authority and obedi-ence, the mandate for systemic change of oppressive structures seems to be directed increasingly to the internal structures of the Church and of one's own religious institute rather than to the wider world. The social-justice orientation in the revised constitutions of most in-stitutes is primarily the result of an ongoing series of sociological sur-veys initiated in 1965 by the Leadership Conference of Women Relig-ious to provide an information base for resources on renewal. The sur-veys were formulated, distributed, interpreted, and implemented by Marie Augusta Neal, who has written numerous articles and books in the last two decades in order to explain, expound, expand, and defend her work. In her writings Neal admits that the entire purpose of the research surveys had a social-justice orientation. She also acknowledges that con-troversy over the surveys contributed directly to splintering of the (then) Conference of Major Superiors of Women in the early 1970s. And she herself states that the pre- and post-Vatic~in II belief scale contained in the "Sisters' Survey" involving 139,000 women religious in the mid- 1960s "became the most controversial and most discriminating variable, which accounted for the pace and direction of changes in structures of the religious congregations involved in the study."2 Yet Neal has con-sistently defended the soundness of her survey instrument as well as the accuracy of her interpretations, and has increasingly extended her find- Beyond the Liberal Model / 17'9 ings beyond the realm of sociology. Critics of Neal's work point to survey questions formulated in quali-tative language, to information reported in questionable categories, and to Neal's apparently subjective interpretations expressed in her follow-up. memos as being especially problematic. The surveys engendered even more controversy as findings originally proposed as an information base on resources for renewal began to function instead as LCWR's single, central source for pursuing social-justice agendas, for questioning eccle-siastical authority, and for picking up the the pace of renewal. Indeed, the quarter-century survey project that coincided with the postconciliar constitutional revision in women's institutes may arguably be the single most significant factor that can account for the systematic and progres-sive deconstruction evident among so many institutes of women religious today. Abandonment of Common Symbols and Practices Regardless of whether one recognizes or acknowledges an underly-ing internal juridic deconstruction in religious institutes of women, the visible, gradual, and progressive alteration of attire for women religious since Vatican II cannot be denied. The transition in habits has been a pain-ful and emotionally charged issue and is a prime example of the whole-sale abandonment of symbols and symbol systems by women religious since the council. No one is at liberty to argue about whether or not the external identity symbol of the habit has been fundamentally abandoned by numerous women religious, and most agree that whatever has hap-pened is irreversible. Moreover, the "habit issue" represents a nexus of sociological, psychological, behavioral, historical, and theological fac-tors that relate directly to the progressive decline of religious life in Amer-ica. Transformation in the attire of women religious from outdated and unhealthy medieval costumes, to makeshift modified habits, to bought and borrowed secular clothes, to contemporary business suits with com-munity logos, to the stylish garb of modern professionals is reflected in and among women's institutes today. The visible choice of attire, though not completely indicative ofa conservative or liberal model as such, is a somewhat reliable sign of the institute's (and person's) location and di-rection on the spectrum of post-Vatican II transition. The attire worn by the major superior and council of an institute tends to indicate both whether attire choices are possible within the institute and what the most progressive of possible choices might be. These indications, along with when the attire choices became operative, rather accurately reflect 1~10 / Review for Religious, March-April 1991 whether the institute operates primarily from a liberal or conservative model (or somewhere in between) and tend to show a transition towards the liberal model. Be that as it may, my reason for discussing the choice of attire is that it is never the only issue being addressed. The attire issue also places in sharp relief a functional distinction between institutes of men and of women. That is, for members of nonmonastic institutes of men, the habit--if they had one--was traditionally a significant form of clothing occasionally donned for community and liturgical exercises or for pro-fessional and pastoral services. In .contrast, for all institutes of women-- with rare exception--the habit was traditionally their primary identifi-cation symbol and was also often the only clothes they had to wear. Ad-ditionally, the habit issue highlights a significant difference in response to legal norms on the part of men and of women, namely: The 1917 code required that habits be worn by all members of all institutes at all times, both inside and outside the religious house; women consistently did what the law said, while men rather consistently did not. Thus, ~the almost vis-ceral reaction (of some) to the matter of the habit should not be surpris-ing. More fundamentally, however, numerous other unifying and mean-ingful symbols and practices disappeared along with the habit in religious institutes of women after Vatican II. Common meals and lodging, com-mon prayers and songs, common recreation and study, as well as com-mon moments of joy and suffering, were generally minimized, mildly disdained, or summarily abandoned in a veritable onslaught of Ameri-can, postconciliar, egalitarian, pluralistic individualism and activism. Some would suggest that in this process women religious have become less oppressed, more mature and free for service. Many others would sug-gest, in contrast, that the primary result of abandoning symbol systems and common practices has been a pervasive and overwhelming experi-ence of inner emptiness and outer loneliness made more acute by recog-nition that there simply is no longer any "common glue" to hold insti-tutes of women religious together at simple, fundamental, indispensable levels of human relationship. Transformations in Community Life and Ministry Additional consequences Of postconciliar deconstruction in women's institutes concern: (1) how members live together and relate to one an-other, or--in other words--the change in what was formerly referred to as common life or community; and (2) how members happen to arrive in a particular place doing a particular job, or--in other words--the Beyond the Liberal Model / 1~11 change in what was formerly referred to as receiving an assignment or being missioned. Without detailing here the canonical requirements for common life and its broad and strict interpretation, it was obviously common prac-tice in.the past for religious to live with other members of their commu-nity in the same residence with at least relatively equal access to food, clothing, shelter, and furnishings. Exceptions to common life were al-ways possible and sometimes actual but generally remained just that: ex-ceptions. Since the council, however, more religious now live "outside a house" of the institute for extended periods of time and for a variety of reasons, including apostolate, health, and study. Moreover, it is cur-rently common for a woman religious to live outside a house of her in-stitute either (1) because she cannot find a house in which she is collec-tively "accepted" by sisters already in the house according to their es-tablished expectations of community, or (2) because the sister herself can-not find a house in which she feels she can live comfortably and con-structively according to her already established expectations. Since Vatican II, members of religious institutes have been forced to deal regularly with high degrees of constant uncertainty, and simulta-neously they have had great demands for intense interpersonal relating placed on them. Religious institutes and individual women religious have devoted varying amounts of time, energy, and resources to bemoaning or extolling postconciliar relational developments and demands. And at present many institutes and their members are so caught up in personal relational issues and self-help programs as to convey the impression that, if only every sister would study her Myers-Briggs profile and identify the consequences of her Enneagram number and join the appropriate recov-ery or codependency program, then community life would irreversibly begin to get out of the present morass of personal malaise and interper-sonal dysfunctionality. Meanwhile, however, most members of liberal-model institutes no longer live in community, but merely relate to it functionally. It is usu-ally easier for major superiors to allow members to live outside a house of the institute than to deal constructively with problems in houses of the institute. Those members who continue to live in community seem, in most institutes, to have circumstantially or preferentially sorted them-selves into relatively permanent subgroups by age differentiation or work relations or ideological orientations or dyad/triad dependencies. And quite a few women religious depend regularly--and sometimes exten-sively--- on professional colleagues or family members for ongoing per- 1~12 / Review for Religious, March-April 1991 sonal support and meaningful human interaction rather than on their re-ligious community. Related to changes in community living is the alteration since Vati-can II of how most women religious arrive in a particular place doing a particular job. A process of "open placement" now predominates, which usually means that the religious works with the institute's person-nel director or board in following previously established community cri-teria for seeking apostolic involvement or other gainful employment. Fre-quently in this system contracts are negotiated between the sister and the employer and are then submitted to the personnel director or board for review and informal approval. Eventually, finalized arrangements are rati-fied by the competent major superior, and the sister is missioned or as-signed to her new apostolate or job with, if possible, some form of rit-ual solemnization of the process. Some provision for housing is neces-sarily connected to the missioning, but living in community is not usu-ally a priority among the criteria for seeking employment, and so excep-tions to common life proliferate. The Sociology of Liberal Individualism Recently Robert Bellah and several other sociologists published a re-vealing analysis of the phenomenon and failure of liberal individualism in America, entitled Habits of the Heart. Among other things, this analy-sis suggests that American culture reflects a radically liberal society of psychologically sophisticated but morally impoverished individuals who demonstrate a "narcissism of similarity" by associating in "lifestyle enclaves." These enclaves are composed of the like-minded who share comparable desires for leisure, recreation, and consumer goods and who, by their self-chosen values, have been freed from traditional ethnic and religious boundaries while simultaneously justifying their own prefer-ences. Further, Bellah and his colleagues suggest that, in American so-ciety, people's felt need for personal fulfillment---ever elusive--has re-sulted in their substituting short-term "therapeutic relationships" be-tween "self-actualized" individuals for the genuine, creative relation-ship of love. This, in turn, has resulted in replacing obligation and com-mitment with a new "virtue": open and honest communication in which everything at all times is considered negotiable except the individual's self-chosen objectified values. The study suggests, further, that American society lacks the identity which should have or could have emerged from the ordered freedom of practical rituals and moral structures which it has abandoned. Moreover, it seems unable to return to the "constitutive narrative" of its tradition, Beyond the Liberal Model because that would be perceived as opting for once-jettisoned oppressive structures. Consequently, the lonely, self-actualized, rugged individuals of the late, great American Empire--still not comprehending what it is that might assuage their longings--have taken collective refuge in a cor-porate bureaucracy of professional managers, therapists, and other ex-perts whose task it is to foster administrative centralization, to facilitate reciprocal tolerance, and to "empower" all citizens for institutional par-ticipation and creative innovation. The problem is, however, according to Bellah and his colleagues: It simply has not worked, and the seriously ill "social ecology" of American culture is very much in danger of per-manent demise. There are striking similarities between this sociological analysis of American culture and the current liberal model of active religious life for women. Tradition has been abandoned, and the past is perceived as op-pressive. Institutes have become business corporations, and governance has become collaborative administration. Structures have become parti-cipative, and superiors are now primarily managers. Formation person-nel and spiritual directors now function primarily as therapists. Facilita-tors are experts for achieving consensus formation, as well as catalysts for creative innovation. All members are becoming empowered for de-cision- making, although not many members claim responsibility for any particular decision. Obedience is increasingly negotiable, and personal fulfillment dominates most choices. Communities have become lifestyle enclaves composed of occasionally present, like-minded individuals. Eve-ryone is now somehow accountable, but few (if any) religious are called to accountability by anyone for anything. Communication is the cardi-nal virtue, and everyone is progressing towards greater self-actualization. The problem is, of course: It all simply does not work. American women religious today still seem not to have discovered what it is that might as-suage their longings, and the seriously ill social ecology of their lives is very much in danger of p~rmanent demise. The Psychology of Selfism Directly related to the sociological phenomena that seem to parallel the deconstruction of religious life is the psychological phenomenon that contemporary American culture, according to Bellah, is basically impov-erished by an insatiable preoccupation with self. In most cultures reli-gion is considered a primary source for character formation and for the development of social mores. However, in the psychology of selfism which seems to permeate American culture, the primary reality is the self that one's own unique choices have created. The isolated, self-created 1 ~14 / Review for Religious, March-April 1991 individual then commits himself or herself to self-defined and self-defining decisions. In this ambiance, personality development and be-havior modification replace the character formation and the social mo-res that are ordinarily provided by traditional religion, because preex-isting principles for character or mores are perceived as either non-existent or unimportant. For selfism in America, the psychological myth of the intrinsically good Utopian self parallels and supports the social and political myths of the intrinsically perfect Utopian state, while the psychological ten-dency to self-indulgence both rationalizes and celebrates the consumer society. When the interior fiber for duty, patience, suffering, and self-sacrifice is absent or wanting in the individual, the psychology of selfism conveniently shifts a locus of responsibility for the vacuum or the defi-ciency to the failures and foibles of parents, siblings, associates, and cir-cumstances. Selfism also legitimizes and perpetuates the late-adolescent attitudes of routine rebellion, rejection of authority, and preoccupation with sex. In short, it appears to be a ready-made, perfect internal sup-port for the sociology of American liberal individualism. Obviously, in relation to religious life, the once-hidden issues of psy-chological development and emotional maturity have been a rather pub-lic part of the transition in institutes of women (and of men) since Vati-can II. It may be that women religious really were not emotionally well-prepared for so many drastic, rapid-fire changes in their lives and, fur-ther, that they have not handled them all that well in the long run. To be sure, the recent deluge of books, articles, programs, and apparent pana-ceas produced by religious and for religious on topics of maturity related to religious is overwhelming. Patently, the popularity of this genre among women religious is not indicative of merely occasional light read-ing for the already self-actualized and emotionally mature. Thus, it seems reasonable to suggest that American women religious might be suf-fering not only from the effects of American liberal individualism but also from some lack of maturity as a consequence of its underlying psy-chology of selfism. Absence of Charism Genuine charisms for consecrated lifeforms are windows on the Gos-pel that provide a vision So clear that founders and foundresses --and then their companions--seem compelled to "do likewise" and follow Jesus. Or, again, charisms might be described as good seeds growing in fertile ground in a particular time and place and having the capacity to Beyond the Liberal Model multiply and bear fruit and also to be transplanted successfully to other ages and other cultures. True charisms of religious life are founded on sound but supple structures, are surrounded by long-standing and forma-tive customs, are nourished by deep-rooted and healthy spirituality, are manifest in valuable and long-term ecclesial service, and are--most es-pecially-~ expressions of a meaningful and compelling way of following Jesus. Charisms are not constituted merely by being a particular-apos-tolic expression of a particular corporal or spiritual work of mercy, how-ever necessary and valuable such endeavors may be; nor can charisms be humanly built by "refounding" or personally manufactured by "reweaving." They are gifts received, embraced, and lived--with re-ceptive and responsive elements indispensable to their basic rea~].ty---or they are not true charisms at all. Unfortunately, when active institutes of women religious went in search of their roots in the mandated renewal subsequent to Vatican II, most were confronted with the absence of a genuine, unique charism. And most women's institutes apparently either could not or would not recognize that absence for what it really meant, namely: They actually had no sound structures, no formative customs, no deep-rooted spiritu-ality, no long-term ecclesial service, no meaningful and compelling way of life they could call their own. In short, they had no genuine spiritual patrimony or religious heritage to which they could return and from which they could move into the future. The absence of a genuine, unique charism in most women's:institutes explains in part why intercommunity living and common novitiates have been so readily initiated and so successful. One cannot imagine, for ex-ample, Jesuit men and Dominican men opting for total intercommunity living situations and sharing totally common novitiates as if there were no deep and visible, distinctly different elements in their charisms. Yet many women religious whose institutes claim unique charisms share com-munity living and novitiates on a regular basis and consider it a wonder-ful sign of progress in collaboration. Lack of charism in many :women's institutes also explains in part why they have been so readily eclectic in the process of spiritual renewal and why most supposedly pristine house-of- prayer movements have been so short-lived and superficial .3 Further, lack of charism explains in part why it has been so difficult for these in-stitutes to adapt and renew successfully in the postconciliar era. Indeed, the provinces of some men's institutes are actually more distinct in ex-pressions of their charism than are many independent institutes of women who attempted after the council to rewrite constitutions and fashion mis- 116 / Review for Religious, March-April 1991 sion statements unique to them on the basis of their supposedly unique charisms. Though the fault for lack of charism was not theirs, the consequences for these institutes have been nearly fatal. Most--but not all--active in-stitutes of women religious founded in, or transferred to, this country in the eighteenth and nineteenth centuries were either New World adapta-tions of ancient and medieval monastic communities, such as the Bene-dictines and the Dominicans, or groups of dedicated pioneer women re-sponding generously to the practical needs of an immigrant Church in frontier America. Some, such as the Ursulines and the Daughters of Char-ity, had never been allowed to embrace or live the authentic, original ex-pression of their charism, which is now recognized as the forerunner to the consecrated lifeform of secular institutes. All active women's insti-tutes in frontier America were forced by circumstance or mandate to adopt a semimonastic, conventual style of religious life whether or not this was appropriate to their current function or past experience. Struc-tures, as well as theology and spirituality and apostolate and customs, are integral to the authentic expression of a genuine, unique charism. Thus it is not surprising that progressive deconstruction in women's in-stitutes has been so rapid and so complete for those institutes which, when seeking their roots, found only a monastic heritage adapted to the structures of conventual religious life or found no heritage that ever re-ally fit into the structures of conventual religious life in the first place. Possibilities for the Future Suggestions have been made that, in order to survive, women reli-gious should respond more fully to the risks of opting for the poor, or expand their pluralistic polarization even further, or revitalize for the sake of mission, or manage systemic change more constructively, or com-bine judiciously with other institutes of similar heritage. But no degree of social-justice activity, no amount of pluralism, no programmed revitalization, no constructively managed change, and no combined mem-bership will supply for the absence of a charism, which simply cannot be summarily manufactured and without which no institute has any fu-ture. It is possible, however, that active institutes of women religious in America can consciously decide about their future in honest relationship to their past. Some may feel they have actually been successfully grafted into an ancient or medieval charism expressed in conventual form and may wish to continue that expression of religious life. Some may find Beyond the Liberal Model it more realistic to return to what was originally intended by the founder/ foundress even if that choice would place them today in a different ju-ridic category of consecrated lifeform, such as secular institutes. Others may find it more realistic for members to form totally different commu-nities in accord with the prevalent spectrum of conservative and tradi-tional ideologies among their membership. Still others may decide quite honestly that their time of existence and service in and through the Church is actually past and that their greatest present witness might be to go out of existence with dignity and grace. From my experience, those in positions of authority in many women's institutes either do not recognize or simply will not admit the above possibilities, just as they either do not recognize or will not admit that the present course of supposed renewal is toward eventual demise. And, from my experience, the members of most women's institutes either are unaware of what is actually happening or, being aware, sim-ply wish to stay the course because it appears or feels advantageous to them at the moment. In either case, the result is that members tend to choose for leadership only those persons who will perpetuate the status quo, which in turn continues the present direction of programmed decon-struction. Unfortunately, most women's institutes seem deaf to suggestions that current, supposedly great refounding trends are futile, not only because they are based primarily on product-oriented business-management mod-els, but also because there is--in most cases--actually nothing to re-found. Though most seem enthralled by distant visions of supposedly "new forms" of religious life, they seem not to see before their eyes the current practical drift of religious life in America to the practices and lifestyle of the already well-established category of secular institutes. Io fact, opting for secular-institute status might be a more honest way for some institutes to become what they were originally and are meant to be than is their present path of deconstruction under the ~uise of creating "new forms" of religious life. Finally, many women's institutes seem heartened by prospects of increased membership through mergers and un-ions as a recipe for survival. Although combining institutes may be a ju-dicious course of action in view of practical needs, those who look to this for survival should reread carefully the story of Gideon: There is no safety in numbers if you are not doing God's will in God's way; and if you are, numbers really do not matter very much at all. Although, from my experience, most active institutes of women re-ligious in America simply do not have the slightest idea where they are 1111~ / Review for Religious, March-April 1991 going or why, there are many members of many institutes who do want to go somewhere with meaning. While not wishing to return to the past, they also do not wish to abandon it, and they still hope for a future of renewed religious life somehow rooted in it. Unfortunately, current modes of participative consensus-model governance not only edit out such voices but also make it nearly impossible to know about or be in constructive contact with those who have similar desires. Perhaps, then, some hope for the future also can be found in more grassroots, intra- and inter-congregational communication by those who are both weary and wary of the present programmed deconstruction they experience. All that is really necessary for continuation in the present path of increased po-larization and progressive decline to the point of extinction is that enough women religious continue to say or do nothing about it. NOTES i The substantive content of this article is taken from a book chapter of the same ti-tle and is used with permission of the editors. See lus Sequitur Vitam: To Pier Huiz-ing in Recognition of a Life Dedicated to a Living Law in the Church, edited by James Provost and Knut Wall and scheduled for publicatiofl by Peeters of Leuven i.n February 1991. The book chapter is much longer, has a definitely canonical ori-entation, and contains numerous, lengthy, substantive footnotes. 2 See Marie Augusta Neal, From Nuns to Sisters: An Expanding Vocation (Mystic, Conn.:Twenty-Third'Publications, 1990), for her positions in general and pp. 126- 127, n. 9, for this quotation. More detailed comments on the survey are contained in the book chapter cited above, especially at footnotes 12 and 29-34. 3 See J.M.R. Tillard, "Vingt ans de grace?" in Vie Consacr~e 58 (1986): 323- 340. The S.P.E.A.K. Model: An Approach to Continuing Formation Mary Mortz, D.M.J. Sister Mary Mortz, D.M.J., serves as a provincial councilor for her province of the Daughters of Mary and Joseph. With her degree in rehabilitation and religious stud-ies, she teaches mentally and emotionally disturbed children. Her address is 419 East Lancaster Boulevard; Lancaster, California 93535. Continuing formation means that the work of God has begun, and we con-tinue to cooperate with his work in and through us. Many of our consti-tutions state that each of us as a perpetually professed religious is respon-sible for our own continuing formation, though we are accountable to com-munity leadership. We have workshop opportunities extended to us, but there still seems to be a void in terms of specific steps to take to know that we are really growing as much as the Lord is calling us to grow. Many articles written for us today in religious journals seem to re-flect a growing need for focus in this area of continuing formation. They address issues of the compulsions and codependency in our society and in our religious lives. These issues are influencing us spiritually, emo-tionally, relationally, physically, and in our ministry. Many of these ar-ticles conclude with the suggestion that the reader investigate the 12- step programs such as Alcoholics Anonymous. The S.P.E.A.K. model begins where these articles conclude, Many religious men and women are finding the 12-step journey to be a power-ful resource. This model comes from reflecting upon the experiences which many have shared with me--priests, religious men and women, and lay persons. It is a summary of what we have found to be helpful for us. It is offered as a resource tool for anyone looking for more spe-cific help in this deepening journey of spirituality and ministry. 189 190 / Review for Religious, March-April 1991 Summary of the Model There are three parts which serve as the basis for the S.P.E.A.K. model. First, the 12 steps are used as concrete steps or tools for continu-ing growth. Second, it is holistic. It includes the aspects of our lives as people who are Spiritual, Physical, Emotional, Apostolic, and relational (Koinonia). Third, each person selects a formation companion. The reason for basing the model upon the 12 steps is that they have proved to be very effective for thousands of people as a tool for us to use to evaluate our level of trust in God, to examine our lives, to make changes when we see we need to do so, to maintain an abiding attitude of balance and prayer in our lives and in our ministry and relationships with others. As we look at these 12 steps taken as a group, it is very apparent that we are returning to all that has been best for us in our previous routines of the spiritual life: regular daily examen, confession and extraordinary confession, retreats, daily spiritual reading, prayer, community sharing of our growth with each other, and profound dedication to sharing the Good News with a troubled world. The reason for basing the model upon a holistic view is that it is very easy for us to allow one or two areas of life to receive our attention. The challenge of life is to live in such a wholesomely balanced way that we proclaim Jesus, his Spirit~-and his Father's love by being the wonder-fully created person we are called to be spiritually, physically, emotion-ally, relationally, and in our ministry. The reason for basing the model upon having a formation compan-ion is twofold. It is a privileged thing to have someone who loves us un-. conditionally, even when we let the other person really know us. This frees us to grow even more. Secondly, it helps us to become very, very honest with ourselves and with our God when we agree to share what is happening in our lives at a deep and personal level with at least one other human being. This facilitates an attitude of openness and honesty which is an essential prerequisite of continuing formation. The Twelve Steps It is important to remember that even though one of the areas of the S.P.E.A.K. model is the spiritual, all the areas of our life are permeated by the principles of the spiritual journey. We keep taking these steps over and over in all areas of life, and new insights become revealed to us. Per-haps it is no coincidence that there were 12 tribes, 12 apostles, and now the foundation of 12 steps! Sometimes it is said that a coincidence is a miracle when God chooses to be anonymous. The S.P.E.A.K. Model / "191 Orginally there were six steps as part of a spiritual movement called the Oxford movement, but those using these steps in A.A. realized they needed a little more guidance and expanded them to 12. The basic sense of these 12 steps can be divided into three groups. In steps 1-3 we come to a profound sense of what it means to really trust God. In steps 4-11, we clean our house, and continue to keep it clean. In step 12 we work to practice these principles in all our affairs, all as-pects of our lives. It can be a temptation for us to approach the steps rationally, to ana-lyze why they work. This is not the issue for those using the S.P.E.A.K. model. The issue is to walk these steps personally, humbly with heart, gut, and head. An analogy might be that we can read inspirational arti-cles about exercise and walking until the cows come home, but if we do not put one foot in front of the other and go walking, we cannot go very far or get in very good shape. Step One. We admitted we were powerless over life's conditions, that our lives had become unmanageable. (In the A.A. literature, this step reads, "We admitted we were powerless over alcohol--that our lives had become unmanageable." This is the only step that is changed in the S.P.E.A.K. model.) Even though other steps may seem to be more threatening in the be-ginning, it seems that the hardest step for us to take is step one. This is also the first be-attitude (Beatitude). The journey begins when we can finally be at a point in our lives where we are ready to surrender, to let go, to realize that there is something in our lives over which we have no control. Then we are ready to let God in to take over, to begin again in a new and deeper way this thing called his continuing formation. Our "something," our life condition, may be other people who are in our lives, some part of work, our relationships, our predominant com-pulsions, our health, our behavior, our self-perceptions, our resentments, fears, anxiety, our sin, our habits, our way of being "off the mark." There are many resources available to help us see our personal pow-erlessness. Some of these ways are: meditation using available schools of spirituality, or we might just sit, as in Zen guided ways, or use ap-proaches to centering prayer. We might pursue the insight into our par-ticular compulsions through the study of the Enneagram. We also might just listen to our own lives if we are having pain. Pain is a wonderful catalyst to growth! If we really want to take this step honestly, it is much easier if we share our "muddling through it" with another person. Whatever means Review for Religious, March-April 1991 we use, it is important to know that this S.P.E.A.K. model is not possi-ble until we take step one. Step Two. "Came to believe that a Power greater than ourselves could restore us to sanity." Sanity means wholeness. It means balance. Once we find ourselves in real need of change, our challenge is to allow ourselves to "come to," to wake up as if from the slumber or self-delusion we were in. The only assent required at this step is to believe that we are not the center of our universe, that there is a power greater than ourselves, that we are loved, and that we can become powerfully renewed. Ephesians 4:22-24 is one of many texts which comes to mind at this step. You must give up your old way of life; you must put aside your old self, which gets corrupted by following illusory desires. Your mind must be renewed by a spiritual revolution so that you can put on the new self that has been created in God's way, in the goodness and holiness of truth. Step Three. "Made a decision to turn our will and our lives over to the care of God as we understood him." This step leads us to accept God's power in our lives. In step two we may want the revolution to happen. We might believe it possible, but it is in step three that we make a specific decision to let go and to let God take over. Revolution means change, and that is what we give consent to in step three without controlling any part of it. When we speak of such trust, we are using our own words, our own sense of who, at this time, God is for me. We make a prayer of this step and share it with another hu-man being. These steps are not done in the dark, but we bring them to the light and speak them to another. Step Four. "Made a searching and fearless moral inventory of our-selves.". We all have instincts. Most fall into the areas of social instincts, secu-rity instincts, and sexual instincts. Again it seems no coincidence that our vows are in the areas of obedience, poverty, and chastity. In this step, we accept to look at our lives as the beginning of a lifetime prac-tice. We look in a searching way at fears, resentments, harms, and hurts we have done, and which have been done to us. We name the instincts which are threatened, and our responses to them. We come to see our not-so-good patterns, our character defects, and our gifts, our assets as well. We see how we have been growing, and how we have yet to grow. The word, "fearless" is very important~ If we find ourselves resist-ing this inventory, then there is nothing wrong with staying at steps one, The S.P.E.A.K. Model / 193 two, or three. When we have become tired of life's condition, when we can believe that we can change, when we have really taken step three, then step four will follow comfortably without fear. Step Five. "Admitted to God, to ourselves, and to another human be-ing the exact nature of our wrongs." In this step we invite another human being to be with us as we say out loud what we have learned in step four. There are many ways to do this, but as we come to name our patterns, our ways of responding, we gain insights, especially if the other person has taken this step, and truly loves us. To bring awareness before God is one thing, and it is beauti-ful. To bring awareness before God and another human being, to share it, to own it in the light is both beautiful and a blessing. This step helps us to stop isolating, to experience many profound les-sons in humility, to experience a whole new sense of kinship, of one-ness with others and with God. This kinship opens us to a connected-ness with whole new insights into the human condition, our place in the world, and a God consciousness which becomes a personal experience. Step Six. "Were entirely ready to have God remove all these defects of character. ' ' After the insights are gained in step five, more action is required. We do not only gain insight on this spiritual journey, but we use the in-sights. We made a decision in step three to turn our will and our lives over to the care of God as we understood him; now in this step we real-ize that we are still very resistant people. We have worked hard to de-velop the defects we have. We wonder, "Who am I if I let go of them?" We even let ourselves chuckle at how we are as self-centered little chil-dren, and pray to get ready to let go of those defects of our character which we have learned about. Sometimes we say, "Of course I want them taken away," and this step is easy, but if that is not our experience at any given time, we accept to admit this is the step we are taking. Step Seven. "Humbly asked him tO remove our shortcomings." When we feel we are in charge, we try to use willpower, or positive imaging instead of taking this step. This step calls for us again to admit our powerlessness, our need for God. It is ego puncturing because we admit we cannot do this of ourselves. As St. Paul says. "I do the things I do not want to do." This step frees us from the trap of pride and fear. Little by little after we take this step, we find ourselves thinking differ-ently, feeling differently, r.esponding differently. People and situations around us change, if we have prayed our own seventh step prayer out loud with another human being. 194 / Review for Religious, March-April 1991 Step Eight. "Made a list of all persons we had harmed, and became will-ing to make amends to them all." In religious life many of us were trained to forgive., forgive. forgive. This is essential; however, the eighth step helps us to focus on the resentments, the fears, the harms, and the hurts of our lives by paying attention to our responses. We can forgive and fester externally or internally for a long, long time! As we shared our fifth step, we became aware of ways in which our responses might have "needed improvement," or perhaps we were out-and- out vindictive. This step is best taken with another person to help us be thorough, to help ourselves not to hide, to isolate, or to be too hard on ourselves. Again, if this becomes fearful, perhaps there is a need to look at how badly we want this growth, the quality of our surrender and trust, and the reality of our seventh step. But we can also remember we are only making a list in this step. Step Nine. "Made direct amends to such people wherever possible, ex-cept when to do so would injure them or others." This step is also best discerned with another person, both to keep us honest as well as to help us figure out the best way to go about this ac-tion. Sometimes a person has died. Sometimes the person has moved, or we moved away. A letter might be enough, or we might need to wait to see her or him again. Sometimes it is best to let it go, and our forma-tion companion can help us decide when this is really true. Regardless, the freedom which comes inside us as we become ready to take responsibility for the consequences of our behavior is very exhilarating. Step Ten. "Continued to take personal inventory and when we were wrong promptly admitted it." In order for the spiritual revolution to continue, we need to remain ready. Step ten is really a daily, weekly, monthly, and annual review of steps two through nine. There are many ways and resources available to us to use in this step. One way is to allow our dreams to happen, to write them down, to "mull over" their meaning with our formation compan-ion. Another is to be faithful to writing in a notebook of some sort a mini-fourth step, a summary of the good and the not-so-good of the day, to share it, then to do steps six through nine with what we learn. The more we do this, the easier and more comfortable it becomes. Step Eleven. "Sought through prayer and meditation to improve our con-scious contact with God as we understood him, praying only for knowl-edge of his will for us and the power to carry that out." The S.P.E.A.K. Model I 195 As we do the preliminary steps and work this step, we find that every-thing else is also "falling into place." We work this step as humble, empty vessels who know our need for God. We accept to be still, to lis-ten, to receive. Just as we could use the many resources available to us in the Church to take step one, we can also draw upon these resources to help us deepen in step eleven. There are three centers out of which we operate--the gut, the head, and the heart. Our predominant sin is located in there somewhere, and so is our growth. Perhaps centering prayer, the prayer of nothingness, is our vehicle. Perhaps more head-centered meditation on Scripture and spiritual teach-ings is our vehicle. Perhaps contemplation of images and affective re-sponse to them serve as our vehicle. Perhaps being with nature, or litur-gical celebrations, or devotions become our vehicles. The important thing is that we be as we are called to be. We have learned in these steps to let go and let God. If we share how we feel with our formation com-panion, this step becomes a profound and nourishing experience. In this step an awakening happens which leads us to hunger after holi-ness (wholeness) in all areas of our life. Our emotions become balanced. Our bodies seek proper rest, work and play rhythms, food and drink. We hunger for a sharing of peace and reconciliation in our relationships and in the world. We find ourselves led deeply to the roots of our religious lives, to a sense of meaning of sacrament and church, of our community's charism, and we become ready to witness this new sense in our relation-ships and in our ministry. Step Twelve. "Having had a spiritual awakening as the result of these steps, we tried to carry this message to others, and to practice these prin-ciples in all our affairs." We have received a free gift. We can work to keep it alive, but if we hold on to it exclusively, it becomes stagnant. That is the nature of the spiritual journey. As a result of these steps, we have known a spiri-tual awakening. We have known love, a God and Gospel consciousness at a personal level. The irony of this love is that we must let it go if we are to hold on to it. Anything we used to hold on to is constantly chal-lenged by the gift of our new God-relationship. We find ourselves driven to live right attitudes--to develop God attitudes, the be-attitudes, to do his Way in all of our life. Select a Formation Companion We have a long-standing precedent for having a spiritual compan- Review for Religious, March-April 1991 ion within the Church as well as within many of the Oriental religions. However, even though we have been encouraged to avail of spiritual direc-tors, many religious have not availed themselves of these opportunities. This was for a variety of reasons. Some wondered what there was to talk about. Some could not find someone who felt qualified. Some used a con-fessor, and kept the focus more sin-and problem-centered. Some used spiritual directors, but restricted the interactions to areas of the spiritual domain. Others have used a spiritual director as a formation companion without naming the person as such. This latter group knows the power and potential for having a formation companion. The qualification for being someone's companion is that we are also working these steps, and sharing honestly of ourselves with someone. No advanced degrees are required because it is humility found in a relationship with God that we seek. The formation companion could be male or female, priest, religious, or lay person. What is important for us is that our companion understand these steps, and be willing to walk with us as we journey them. The criterion we use to ask someone to serve as our formation com-panion is that we feel this person cares for us, has common sense,~,and is also working a "formation program." Our companion calls us to honesty and celebrates growth with us, but this person does not attempt to fill any need other than serving as the formation companion. As we grow, we may find ourselves broadening and using many others to share our journey. We may use physicians, psy-chologists, a spiritual support group, the people with whom we live, other friends, our superiors, our employers, a confessor. The Areas of the S.P.E.A.K. Model Spiritual The steps lead us completely in this area. As we grow in this spiri-tual revolution and in union through steps one through eleven, we de-velop insights that lead us to hunger for balance in the other areas. We find that as we deepen and grow in this area, if there has been careless-ness in the communal expression of our prayer, even this turns around. We soften. We find time where time was not to be found before. We hun-ger to be with each other in our religious expression as well as in the deeper leadings of the area of Koinonia. Physical The body is essential for us if we are to operate as feeling, relating The S.P.E.A.K. Model / 197 human beings. It is a vital source for information about our lives, and a key support for us to function in all areas. Our bodies can be scream-ing warnings to us if we will pay attention. For example, our bodies tell us if we are suppressing feelings or living relationships in ways that are dishonest to ourselves or to others. We can experience gastrointestinal problems, ulcers, high blood pressure, cancer, and back problems. If there is rigidity in the muscles, there is often rigidity in the emotions and spirit. The challenge of this area is to listen to the cues, to work the steps to learn what is happening, and to develop habits which are life-giving, respectful, and nurturing for the body as well as the other areas of our lives. If we listen to the input of others as well as observe our own lives, we may see that we are making body choices which are harmful to the other S.P.E.A.K. areas. For example, we might be choosing the use of substances such as nicotine, caffeine, alcohol, or sugar as substitutes for feeling, or to fill emotional, spiritual, or relational lack. In addition to life choices which affec( our continuing formation, there are those choices for fast food, for beef, for comfort and conven-ience which have implications for the rest of the world's famine and un-dernutrition. Part of the challenge of this area is the aspect of practicing the physi-cal and spiritual discipline of fasting to detoxify and rebalance the body, to reverse even degenerative illness, and to bring ourselves into a deeper harmony with others. Just as we need to keep working these steps in the other areas where physical inertia is seen, we have a cue that an imbalance is happening, and an opportunity to reflect upon the reason for this shutdown. Inertia is life denying. The body requires regular aerobic movement to increase the circulatory flow, the metabolic rate for heart, skeletal and muscular tone, for body conditioning, and to allow for oxygen to get to the brain. Emotional One of the promises of the awakening which we experience in step eleven is a sense that emotional balance and wholeness are happening. Before we experience this balance, however, we would have taken some serious steps to be ready for inner healing. These steps take time, and as we learn more about who we are, we can continue to share this with another, work with it, work these steps and deepen. Perhaps as we did our inventory, we saw patterns of overinflated or underinflated self-esteem, patterns of overe.ngagement in activity or serv-ice, perfectionism, depression, fear, resentments. Perhaps we saw that 198 / Review for Religious, March-April 1991 we isolate from others, do not share our feelings. Perhaps we give our love and attention to pets, compare ourselves to others, blame others, feel jealous, judge people's motives, interpret others' motives to others, think rigidly either positively or negatively about others, isolate ourselves from others or hide our feelings or practice. Perhaps we use food or drink, work, sex to hide from feelings. The task of these steps is to bring the darkness to light, that the dark-ness may lose its power over us. In the S.P.E.A.K. model, we practice naming our feelings, reflecting upon what happens to trigger them, look-ing at our instincts which we perceive as being threatened and at our re-sponses to these threats. As we practice this and work steps two through nine, we find ourselves growing much stronger, more serene, more pow-erful, and more humble. Apostolic Today's society, the "world" of St. John's gospel, rewards us if we have power. We are encouraged to become specialists. This applies to the areas of medicine, psychology, sbcial work, education, spiritual direction, and pastoral ministry. It is easy for us to be sensitive to our congregational financial pressures, to time demands, and to be seduced by this world. For those walking the Gospel path, working the 12 steps, the value of our apostolic mission is in living out our spiritual awakening and ex-perience. This is why the spiritual, emotional, and koinonia areas are so important as prerequisites to ministry. Our mission is to be the charism of our congregations in deep solidarity with the anguish which is under-neath all the glitter of power and success. If we are not yet comfortable with our own anguish, and with sharing it with others, we cannot con-vey this experience to others. As Nouwen says, our leadership, our value lies in that we dare to claim our irrelevancy in the contemporary world. We are parts of insti-tutions, but our challenge is to be humble, to work these steps, to walk a spiritual path, to reflect the koinonia attitude in how we reflect the mer-ciful love and justice of God with others. Koinonia In the 12 steps, we come to let go of fears or pseudocommunity pre-tenses, self-seeking, and control. The 12 steps help us to relate more hon-estly, more compassionately to the people with whom we live and work, but there is anoiher dimension beyond this. Koinonia is a Greek word meaning "a deep sense of interconnectedness, of communion with oth- The S.P.E.A.K. Model ers at the faith level." Rollo May suggests that our entire culture is schizoid, out of touch, avoiding close relationships, unable to feel, unable to express aggressive feelings directly, seclusive and personally withdrawn. In this koinonia area we measure our lifestyles against the radical demands of the Gos-pel model of Jesus. We contrast it with the dominant values of society, the dependencies, the addictions, the fear, and the lack of touch. Koinonia challenges us to see the whole world as a community. Our new spiritual awakening leads us to hunger to create a new civilization in which war, violence, terrorism, and oppression are banished. We know from our own personal experience that another way is possible. No one of us can do this of ourselves, but just as the early Church persisted, and pervades the earth today, so can we, one small community at a time! For interrelatedness to happen in this world, people have to be in-terrelating; then God takes over and lets the miracles happen. We let go, and let him. The challenge of koinonia is for us to drop pretenses, to leave the door open for others to see us cry, to be with us as we grow, to hear our laughter, to let people see how we love each other. From this koinonia sense, we grow to be able to include others, to let them walk in and touch us so that even more of us are empowered to know and wit-ness to his Good News. Summary The power of the S.P.E.A.K. model lies in our openness to continue to let go, to let God be God in our lives. We use and continue to use the 12 steps and a formation companion so that we deepen in a personal relationship with him. We work and pray to be teachable spiritually, physi-cally, emotionally, relati0nally, and in our ministry, not for ourselves, but so that a troubled world may know what w.e see, and hear, and know. As a direct result of working this program, of walking these steps, we find that we no longer have to hold up masks of spiritual perfection since we are "professional," vowed religious. Instead, we have become free to share our struggle with others as equals in his love. We share our spiritual progress. We do not need to be self-protective anymore, but our arms are open to include others. There is nothing to fear because there is nothing to protect. If there is concern as to how to start with these twelve steps, there are often ready and available resources in each local parish and in many retreat houses and religious communities. Many parishes have good solid parish leaders who are recovering from some compulsive pattern or ad-diction. These people are more than ready to share the Good News with 200 / Review for Religious, March-April 1991 us. Also, many religious communities and retreat houses have members in 12-step programs, or who have learned of these steps by exploring them in their own lives. These people are also usually more than gener-ous in sharing what they have seen and heard with their own eyes and ears. 'RESOURCES Alcoholics Anonymous.Twelve Steps and Twelve Traditions. New York: Alcohol-ics Anonymous World Services, Inc., 1981. Elgin, Duane. Voluntary Simplicity: Toward A Way of Life That Is Outwardly Sim-ple, Inwardly Rich. N.Y.: William Morrow & Co., 1981. Hart, Thomas N. The Art of Christian Listening. N.Y.: Paulist Press. 1980. Main, John, O.S.B. Death: The Inner Journey. Montreal: Benedictine Priory, 1983. Nouwen, Henri. With OutStretched Hands: Reflections on Christian Leadership in the Future. Unpublished paper, 1989. Palmer, Helen. Enneagram: Understanding Yourself and the Others in Your Life. San Francisco: Harper and Row, 1988. Peck, M. Scott. The Different Drum: Community Making and Peace. New York: Si-mon & Shuster, 1987. Schaef, Anne W. Co-Dependence: Misunderstood--Mistreated. Minneapolis, MN: Winston Press, 1986. Sperry, Len. "Daily Decisions About Nutrition." Human Development 9 (Spring, 1988). Pp. 40-46. Subby, Robert, and Fried, John. "Co-Dependence: A Paradoxical Dependency," in Co-Dependency! An Emerging Issue, Pompano Beach, Florida: Hath Communi-cations, 1984. Trungpa, Chogyam. Cutting Through Spiritual Materialism. Boston: Shambala, 1973. In the Valley of Decision Marie Beha, O.S.C. Sister Marie Beha, O.S.C., continues to reside in the Monastery of St. Clare; 1916 N. Pleasantburg Drive; Greenville, South Carolina 29609. In the early days of my religious life, one Sunday a month was set aside as a day of recollection, a retreat day. Out of earshot of the novice di-rector, we called it "dead Sunday," because it featured extra time for a meditation on death. Even though we resisted some of the more mor-bid descriptions following that meditation's first prelude, "Place your-self on your deathbed," the practice did ensure that we were regularly confronted with the realization of personal mortality. Today there are plenty of other reminders: tragedy that shouts in the headlines and is pictured in all its starkness on television or in the news magazines, the alarming statistics of the rising number of adolescent sui-cides, the toll of AIDS, the senseless slaughter of innocent victims in bombing raids, and the torture of random hostages. To this litany we add our more personalized grief over the death of family and friends. We know dying in all of its unexpectedness, its violence, its tragedy, our grief compounded the closer we are to the individuals who have died. And in our world of instant communication death is never very far away. What we are less familiar with is the dying of our institutions, our communities. Not that this is a new phenomenon either. It is as much a fact of life as the death of individuals but less perceptible except with the long look of history. By the time that history notices, however, those with most reason to mourn have already passed th.rough death them-selves. Yet institutional dying is an ever present reality. On the global level we are threatened by almost certain extinction if nation against nation 201 202 / Review for Religious, March-April 1991 ever turns to nuclear war. We face the unknown consequences of our wan-ton destruction of rain forests centuries in the growing. We worry about environmental pollution passing on to the next generation, an earth poi-soned beyond, control. We experience that our technology so outstrips our wisdom that we may be as likely to kill as to cure. On the local level, that of the communities where we live, we con-front death every time a neighborhood is ripped up to make way for prog-ress or a business closes because of obsolescence. Families come to the end of the generations, as they have always done, but now the very in-stitution of the family itself seems doomed to extinction. Divorce, child-less marriages, abortion, weaken it from within, while drugs and the value-system of a consumer society attack it from without. Churches are empty so parishes close, following the demise of the parochial school. Religious communities face not only financial crises of major proportions but also the slow starvation of fewer and fewer vocations. Already some congregations are opting for survival through merger; others have been "suppressed," as the death process is termed, grimly enough, in Church law. Within the foreshortened history of our individual lives, we can no longer deny the mortality of our institutions; we are being invited to en-ter consciously into what is happening all around us. We become aware that some communities simply expire, brought down by their own dis-eased condition or their inability to receive from, or give life to, the world around them. They starve to death. Others die honorably and natu-rally of old age. Some fade away forced by circumstances to accept their growing irrelevance; others are felled by revolution while still in their prime. The question is not "Do institutions die?" but "How do they? And how do we respond to their dying?" Are we aware or do we prefer the apparent safety of denial? When denial is no longer possible, what do we do then? Rage against the inevitable? Give up? Bargain for more time? Or do we face institutional death with courage, living the present to the full, admitting that life's precariousness is part of its preciousness? The choice of response is ours, not only as individuals, but as commu-nities. Instant communication provides information; it does not ensure adequate response nor delay death's inevitability. Institutions must die, but how they die is a matter of decision. Ours! Theological Reflections for a Dying Community On our way north we had stopped overnight, availing ourselves of the gracious hospitality that had suggested, "Come anytime." The build- In the Valley of Decision / 203 ing was 1950-modern, far too large for the eight or so sisters who pres-ently occupied it. The refectory seemed cavernous; it could easily have seated forty. Mercifully the community room was small and cozy, the superior.exp!aining that it had once been the priest's dining room. She also mentioned that the third floor was closed off to save heat, and it was obvious that the second floor was sparsely populated. The situation was depressingly familiar. What was remarkable was the sense of joy that made supper a re-freshment for body and spirit. The sisters welcoming us ranged in age from the superior in her late 40s, who had introduced herself as "the only young sister here," to an octogenarian busily can'ying in dishes from the kitchen. I was seated next to a sister in a wheel chair who had been brought in by another sister who seemed to be using the wheel chair as a substitute walker. Both smiled a sincere welcome, "We are so glad to have you with us." Others gathered and I guessed the average age somewhere in the 70s. The conversation soon revealed that most were active in one way or another. Some spoke of bringing Communion to the sick; others of tutoring kids from the nearby elementary school. One 85- year-old had tales to tell of the black children she helped in a Head Start program; her love for the children was obvious. Another drew her chair closer to mine, saying that she did not hear well anymore and did not want to miss a word; her attentiveness the rest 6f the meal made us all more articulate. Table conversation included convent trivia but it did not stay there. The sisters read widely and well. They ~ere critical of what the~ had heard on TV, exchanged evaluations of VCR programs. And peppered me with good questions in a way that told me why they were so well in-formed about what was happening in the contemporary Church. When they welcomed visitors, these sisters welcomed the wider world. Towards the end of the meal, I deliberately intoned the familiar list of religious-life woes: few recruits, shrinking apostolates, the "greying" of the congregation. The facts were acknowledged. The sisters' response was obviously the fruit of many shared reflections. They were happy with the community they had chosen and the life they shared; now they would see each other through to the end. God was with .them, still at work in his world. As one said to me with a smile that I will never for-get, "Our community may be dying but God is making something new. ' ' As I threaded my way back to the freeway next morning, I found my-self reflecting on what I had heard and seen. There was no denial of 91~4 / Review for Religious, March-April 1991 death. The shrinking number of sisters and their physical limitations were accepted facts of life; they were not neurotic preoccupations. The sisters were too alive for that. Their acceptance was not tainted with hopeless-ness and its equivalent suicide. They were not actualizing their worst fears by giving in to bitterness or despair. Today their community is alive; some tomorrow it might not be. Progression toward an end time is inevitable, whether it is their owndeath, that of the their beloved con-gregation, or the final days of the world. "And after that the judg-ment"., a judgment that is in the making in their response now. Im-plicit in the faith of these few old sisters was a whole theology of the death and dying of institutions. Awareness precedes acceptance. So faith-response to death and dy-ing begins by breaking through denial. Like the middle-aged woman look-ing in the mirror and acknowledging that the first wrinkles are more than shadows caused by poor lighting, all need to admit "We are moving to-ward death." This world is passing away and the institutions that pres-ently shape it will not always do so. Even now all are dying. At times this process accelerates and we experience the diminish-ment. The grace of such periods is that of bringing us into contact with a truth we too easily ignore; its occasion of sin is confusion in our re-sponse. There are seasons when death's approach must be resisted strongly; in fact, this is always our first response. "Choose life." But there comes a time when resistance is useless; surrender is called for. The difference between may be difficult to recognize but it is critically im-portant. Faith's response balances "choose life" with "accept death." For the believer, for the community of believers, the ultimate answer is not biological, nor sociological, but Christological. "Am I alive in Christ? Is my dying a going to the Father in and with Christ Jesus?" If so, my death is a coming alive. "Or am I mortally, morally, and spiritually sick unto eternal death?" Then my living and my dying are both lost forever. Responding to this question that all death and dying puts before us forces freedom's choice. Our answer rises out of life; it is the last sylla-ble in the sentence we have been phrasing in all the pronouncements of life, all individual or institutional decision-making. Only in death will we become finally free to speak the word that is Self. Only in the act of dying will we, individuals and communities, be capable of that con-summation of freedom which is total, absolute, commitment. In dying, the mystery of living stands revealed; dying-rising are one whole mystery, one continuous process, one word, even though our ex- In the Valley of Decision / 205 perience, as well as our orthography, spells it with a hyphen. Dying is a breakthrough into life; at least, it can be. That is freedom's choice; we determine the meaning. Just as Jesus did. Dying: Christological Implications. How did Jesus die? The answer has been repeated so often that the cross has lost its power to say anything; it is decoration more than real-ity. Yet redemption, becoming free, growing into holiness, are only pos-sible when we as individuals, as communities, enter into the passion and death of Jesus. So again, how did Jesus die? As we do, moving through the process of realizing it, being angered by it, bargaining with it, feeling blackness of depression, and, finally, coming to an acceptance that transforms death into fuller life. Particularly in the gospel of Luke, we see the whole life of Jesus as a moving toward his death. We read, "He set his face toward Jerusa-lem" (Lk 9:51). This was where he was going, the call of his Father's .love, the motivation for his every redemptive act. Death and dying were important concerns he spoke about to those who were closest to him. Not that they understood or appreciated such reminders of mortality. They denied the facts, even protested. They were for kingdom building here, now, in their world. And Jesus rebuked them sharply, "Get behind me, satan" (Mk 8:33). Jesus acknowledged death's inevitability; he knew that his way of liv-ing would lead to the cross. What he chose was life, a life that would climax in death. He freely accepted the fatal consequences of choosing to live, to teach, to act as he did. Aware and able to choose, in the free-dom that rose from who he was before the Father, he embraced the dy-ing that went with the living. Knowing and accepting did not rule out protest. Jesus' response to the pharisees who were seeking to put him to death (Jn 8:40) was clear and unequivocal. They were doing the work of the devil, whose sons they were! Even at the end, Jesus protested the injustice of his being con-demned to death. He refused to cooperate with Herod's court of inquiry, remaining silent when lifesaving prudence might have dictated at least a minimum of cooperation. Before Pilate, his protest became vocal. "Do you ask this of your own accord. ? . My kingdom is not of this world" (Jn 18:35). Previous to this, the power of his self-assertion directed against the soldiers sent to arrest him had set them back on their heels. Jesus was angry; he did not deserve death. "If I have done good why do you seek 206 / Review for Religious, March-April 1991 to kill me?" Why die? Why me? That is the protest life addresses to death. Ultimately it becomes a question addressed to the Lord of life. Why suffering? Why dying? The answer does not come easily. The healthier the person, the more wrench-ing the acceptance. Jesus sweat blood before his will could speak out its central commitment, "Not my will but yours be done" (Mk 14:37). The struggle, the bargaining, were finished. The passion continued. The dying of Jesus moved toward completion, each stage bringing him down, deeper into "the pit of death." Betrayal, abandonment, physi-cal and emotional abuse would take their terrible toll. Fastened to the cross Jesus would drink death's cup to the bitter dregs. He would express heartbreak in a cry of desolation, "My God, My God, why have you forsaken me?" (Mk 15:34). "He who did not know sin had been made sin" (2 Co 5:21) for our sake, and Jesus felt the oppression of slavery and alienation. He accepted, "It is accomplished" (Jn 19:30). His last word summed up his life's orientation. He would die as he had lived into the hands of his Father, his trust redeeming the horror of death by cruci-fixion, transforming passion's suffering into self-offering. The acceptance of Jesus' surrender opened out into the new life of resurrection. What he gave up, he received back; rather, his resurrection was a "making new." Through dying, he went beyond death. This is now clear to us with the evidence of something accomplished. But for Jesus, as for us, surrender into death was an act of faith, an experience of letting go with only trust to justify the risk. Death must come first, before new life is possible. Jesus had to lose his life. So must we. Mortality Denied The passion and death of Jesus is invitation, something we can freely enter into or can refuse and resist. Whatever our choice, the process ton-tinues but its effectiveness depends radically on our response to this fact of life, our mortality as individuals and as communities. We can opt to live through our dying or we can choose to deny death and so die to life. Denial is the first of our resistances. A community, for example, can refuse to face what is happening, as the number of new members de-creases and average age rises. Data are challenged; the credentials of the statistician questioned. Others are blamed for the crisis; "they" are no longer generous, interested, concerned. These are obvious forms of de-nial and they do nothing to stop the progress of decline. Less obvious is the denial that refuses to face, not only the symp-toms, but the cause of the illness as well, its seriousness, the rate of pro-gression, its effect on others. Why is community dying? Is it diseased, In the Valley of Decision / 207 brought down by "infection" from surrounding culture or by a lifestyle that is no longer functional? Or is it simply succumbing to old age, the inevitable decline that is the underside of history's progress? Is this pro-cess reversible, something that a group needs to pass through and then go on with life as before? Or does it require a change of direction, a new and different way of living? Is this illness terminal? If so, how much time is left? How rapid the progression of present rates of decline? Howare others affected by our dying as community? Are they suffering too, and what can be done to alleviate their pain? The questions are stark; no one asks them lightly. Unwillingness to even look at them is denial made possible through the use of those de-fense mechanisms with which we are all too familiar. We rationalize, pre-senting specious reasons to explain present experience: we are not dy-ing, just "indisposed." The whole problem is temporary; things will turn around soon. Besides we are not to blame. The reverse side of this stance.is: some-body must be. We blame other people, including God! Our dying is the will of God and so must be accepted. Perhaps. "God willing" may ex-press surrender but it may also attribute to God something that we have not yet faced. The very rightness of our reasoning is all the more dan-gerous because it cloaks denial with religious ritual, an especially safe form of repression. Paradoxically, community may also deny responsibility by giving too much credence to those who are predicting its demise; it lacks the inner freedom to reply, "The reports of our death are greatly exagger-ated!" While the prophets of doom may be correct, they may also be mis-taken. The accuracy of their prophecies will only be revealed when the future becomes present. All we know now is that attitude makes a dif-ference. While refusing to acknowledge the seriousness of the situation will not cure it, giving up hope will surely condemn us to death. Another inappropriate response attempts to ignore the whole ques-tion and continues, doggedly, to do what "we have always done." We may call this fidelity but it is not. Fidelity is creative response incorpo-rating past into present and moving on into the new of the future. Denial condemns to fruitless repetition that goes nowhere. Preoccupation with safety and security needs is a rather accurate index of a group's mori-bund condition. Overreliance on what has worked in the past may simu-late faith, but it really is presumption. "God will take care of us" may be just another attempt to manipulate God into doing what we neglect to do for ourselves. 2011 / Review for Religious, March-April 1991 Denial is failed responsibility; it violates the delicate line of balance between doing all that we can but not more than we ought. So commu-nity that is experiencing some of the symptoms of approaching death errs either by ignoring the situation or by exaggerating solutions. It can, for example, refuse assistance, since accepting help involves admitting a need for it. It can also erupt in a flurry of poorly planned activity, lis-tening to every guru who promises gilt-edged salvation. Fund-raisers can be a preferred way for Americans to refuse responsibility while appear-ing to assume it. Community Anger The hidden blessing of denial is its inevitable failure. When facts can no longer be avoided, they must be faced. Anger follows. Unfortunately, it too can be denied, hidden, buried under heaps of inappropriate behav-ior, deflected in projections; or it can rage out of control, leaving devas-tation in its wake. Anger denied is dangerous; anger accepted and appropriately ex-pressed is powerful energy for good. It can move a community deeper into the paschal mystery; it can lead to life. The question is how? The first answer: by acknowledging what is happening. Are we as commu-nity angry? What are we angry about? Community anger, like that of individuals, is often misplaced. It looks for some convenient target; so we kick the dog because we cannot face its owner. Seeking some scapegoat we may even turn against our own. If our predecessors had only been wiser. If present membership were less selfish, recruitment more effective, formation better planned. What may have been only contributing factors are made to bear the whole weight of adequate causes. The same projection of anger can be vented on persons and groups outside community. The more helpless the victim, the safer the outrage. An angry community becomes increasingly critical. Its spirit grows sour; its activity strained and harsh. It asks too much of members and of others. Aggressivity swallows up joy, dissolves compassion. Dying is always pain-filled, difficult. Anger is a "messy" emotion. Commu-nity at this stage will be broken wide open, all its wounds and weak-nesses revealed. Members will leave, pursued by the fury of those who remain and feel abandoned. Those who stay may wallow in unattractive self-pity, becoming entrenched in the very symptoms of the dying. Underneath this storm of pain, community is most of all angry at it-self. We cannot live "on our own"; mortality strikes a vital blow at the myth of .self-sufficiency. The length of our days is not something we con- In the Valley of Decision / 209 trol. Our raging against this will not change its truth. Acceptance is the only way through and out. Grief Work But first community needs to mourn. We are losing our life. We may not know yet whether what we are facing is the final test of death and burial or only the call to pass through another cycle of dying. In either case we must enter into the pain. Grievir~g community needs both time and distance. Some members can let go of the.past more quickly than others, the rate being determined by such variables as temperament and degree of attachment. Mourning demands patience; it is not just linear but cyclic. Going through requires repetition, reexperiencing and reexpressing the grief. Things will not be the same . . . ever., this is an ending. Community needs to provide itself with space and time for the griev-ing. When members leave, for example, those who are left behind may have as much adjusting to do as those who face the transition into new beginnings. The anger of the community may even be increased by the fact---characteristic of all our dying--that it has been confronted with a decision not of its own choosing. Healthy grieving not only takes time; it has its own timing. How long it lasts and how often the cycle of anger., depression., anger. must be repeated cannot be determined from outside community. But, finally, a group, as well as the individuals who compose it, need to make a decision to move on. We will never be the same. The past cannot be reconstructed; nor those who have been part of us, returned. As much as we might like to remember past glory-days, they no longer offer the satisfaction of present reality. Now we have to live., or not live. in the present. Unhealthy grieving fails this reality test. It can be so prolonged that all one's life energy goes into it; dying is all that remains of life. That is not grief but defeat. Even in the pain the option remains to "choose life." So a community that is dying can continue to model attitudes of openness and concern for others. It can choose to serve as long and as much as it is able. In doing so it affirms the ultimate value of life even in the midst of death. Community can avoid the withdrawal, the turning in on self, that threatens to allow dying to become a form of being buried alive. De-pression risks just such introversion. Granted that the temptation to al-low pain to become preoccupation can be great, it is also self-defeating. It only intensifies and prolongs the suffering. Depression that is indulged 910 / Review for Religious, March-April 1991 in grows bitter and that is the worst kind of death; in the end, the natural aloneness of dying becomes enforced isolation. To avoid this, outside support is almost necessary to assist groups working through depression. Their greater objectivity enables com-munity not to get stuck in the process. Perhaps all that others do is to name what is going on and this already frees energies. While ac-knowledgment is one service others render, appreciation is still more thera-peutic. ApFreciation of what has been, yes, but also gratitude for the im-mediate gift that the dying community continues to offer, its participa-tion in the paschal mystery. Acceptance of Death Acceptance should not image supine submission to what can no longer be avoided. It is an attitude of strength that kno

Issue 2.6 of the Review for Religious, 1943. ; ~ A.M.D.G. Revi ew forReligious NOVEMBER 15, 1 ~ ',.Singing With_÷he Church ¯ Mystic and Man'of Affairs 43 Clement J. McNaspy I~aw of integral Confession . .,' . Geral~d Kelly Mer~:y of the Sacred Heart .if,, . .John P. Lahey Checking- ~ our Spiritual Armor . .~. William F. Kelley Book Reviews Andrew H. Bachhuber Commuhications. QueStions Answered Decisions of the Holy See Index ÷o VolUme Two NUMBER 6 REVIEW FOR RELIGIOUS VOLUME II NOVEMBER 15, 1943 NUMBER CONTENTS SINGING WITH THE CHURCH--Clement 'j. McNaspy, S.,I .3.45 SOCIAL sERVICE STUDIES . ' . '. .~ . 353 ,JEROME JAEGEN, MYSTIC fi, ND MAN OF AFFAIRS-- Andrew H. Bachhuber, S.2 . 354 SUGGESTIONS FOR SUPERIORS ., . 362 THE LAW OF INTEGRAL CONFESSION--Gerald Kelly, S.,L 363 ON THE CO, MMANDMENTS . 3i72 THE MERCY OF THE SACRED HEART--,John P. Lahey~ S.,L 373 CHECKING OUR SPIRITUAL ARMOR--William F. Kelley, S.2. 379 FOLLOW ME . 385 COMMUNICATIONS '(On ,Vocation) . 386 PAMPHLETS . 394 BOOK REVIEWS (Edited by Clement DeMuth, S.J.)-- S't. ,lohn Capistran; St. Teresa of Avila; Prayer; Catechism of the Religious Profession; "Lest They Assist Passively"; The Dialogue of the Seraphic Virgin, Catherine of Siena: Children under Fire: The Eternal Purpose: Apostles of. the Front Lines: "Companion of the Crucl-fled: The Abiding Presence of the Holy Ghost in the Soul . 395 QUESTIONS AND ANSWERS-- 40. Obligation to use Communion Cloth . 406 41, Recitation of Little Office in Choir . 406 42. Novices serving table in boarding school . ' . . . 407 43. Indulgenchs on Plastic Medals and Beads . 407 44. Prayers for~ Pope to be said during visit ~ 408 45. Various ind~ulgences on Rosaries . 409 46. Insurance in Mutual Company not forbidden . 409. DECISIONS OF THE HOLY SEE OF INTEI~EST TO RELIGIOUS411 INDEX TO VOLUME II . 413 ~REVIEW [:OR RELIGIOUS, November, 1943. Vol. II, No. 6. Publishe~l bi-monthly : 3anuary, March, May, 2uly, September, and November at the C~lege Press, 606 Harrison Street, Topeka, Kansas, by St. Mary's College, St. Marys, Kansas, with ecclesiastical approbation. Entered as second class matter January 15, 1942. at the Post Office, Topeka, Kansas, under the act' of March 3, 1879. Editorial Board: Adam C. Ellis,S.J., G. Augustine Ellard. S.J., Gerald Kelly, S.3. Copyright, 1943, by Adam C. Ellis. Permission is'hereby granted fo~ quotations of reasonable length~ prbvided due credit be given this review and the author. Subscription price: 2 dollars a year. Printed in U. S. A.