Giordano Bruno an agitator of libertarian consciences By: Manuelita Sánchez Ortiz and Wilson Sánchez Jiménez Giordano Bruno was born four years after the death of Camillo, in 1548. He entered the Dominican order in 1563. Educated in the Dominican convent of Naples, his education must have included an intense concentration on the art of memory, as congested, mergers and complications that in that tradition had grown to the lee of the ad herenianos precepts, as we found them in the treaties of Romberch and Rosellius, they entered in troel in the brunianos books on the memory. According to the words that, taking them from Bruno's own lips, noted the librarian of the abbey of Saint Victor de Paris, Bruno was already known as an expert in memory before leaving the Dominican Order (Yates, 2005). The philosopher Giordano Bruno, ruminated in the monasterial silence of the stone abbeys, all the fundamental texts of the classical period of the luminous Greece; During years of rigorous reading and spiritual retreats, he devoted himself to studying in depth, all the broad ethical, physical and logical theory of the ancient tradition, thereby achieving shake the theological postulates of the establishment of the church institution (the Catholic Church). The expulsion of Giordano Bruno from the Dominica order, indicated as a heretic; his persecution and subsequent condemnation of the fire, by the high hierarchies of the church, leaves in evidence the dogmatism and the violent exercise of this institution on those who affirmed at that time a different conception of the world. Bruno's death, to this day, continues to demonstrate to the whole world that hegemonic discourses abrogate the power to make people live and die, to impose the notion of truth about minorities on majorities, and this remains a constant in the relations of power that the powerful have imposed in blood and fire on peoples throughout the planet. The death of Giordano Bruno shows the censorship carried out by the Catholic Church in the sixteenth century against those philosophers, scientists, scholars and others, who went against the hegemonic pretensions of the Church and who questioned the value judgments issued by this institution allied with the ruling powers as we can see in the book Giordano Bruno: The art of memory, cited above. Angel J. Cappelletti in the prologue to the book "On the infinite universe and the worlds" shows some features of Giordano Bruno's personality: "Bruno praises, undoubtedly, in Copernicus the heliocentric conception, but reproaches him for not having extracted all the consequences cosmological that, according to its own interpretation, must be extracted from it. Consequently, with a certain very Renaissance impudence, which shelters itself only in poetic quotations and rhetorical considerations, it then makes an unconditional praise of itself, and of philosophy itself: "Behold he who has embraced the air, penetrated the sky , traveled the stars, crossed the limits of the world, made disappear the fantastic walls of the first, octaves, novenas, tenths and other spheres that could have been added, according to the opinions of vain mathematicians and the blind vision of vulgar philosophers ". He opened the cloisters of truth, undressed the hidden nature, gave sight to the blind, let go of the mute, made the lame of the spirit walk. For him we know that if we lived on the Moon or in the stars we would not inhabit a better world but perhaps worse than this one. Thanks to him we know the existence of thousands of stars axis that contemplate the universal, eternal and infinite efficient; our reason is not already imprisoned by the crickets of fantastic mobiles and motors; we know that there is only one immense heaven, in which the stars move and participate in perpetual life. We discover, with him, the infinite effect of the infinite cause and we learn not to seek far from us the divinity, which is within us and closer to us than ourselves. (Bruno, 1584) The teacher Angel J. Cappelletti is surprised of some passages of Bruno, in relation to the idea of the same universe that the philosopher maintained, that is to say, a series of bold but logical consequences, reflected in the following lines in you of Cappelletti: The universe, insofar as it is formed by a single soul, it constitutes a whole or, to put it better, an animated whole. The universe is, then, a great and sacred animal: animal, because endowed with self-movement and life; great, because it includes all beings in itself and fills all possible spaces; sacred, because his soul, that is, the being of his being, is God. Moreover, all the things that make up the universe are endowed with soul and life, since in all of them there is a form that is the beginning of its own movement. "Everything is full of gods," Bruno might have exclaimed, as, it is said, Thales exclaimed. "There are also gods here", he could have responded to the objections of his adversaries, as Heraclitus exclaimed, inviting his visitors to approach the fire. "Anything, however small and minimal," Bruno says, "has in itself a part of spiritual substance, which, if it finds the subject disposed, develops in plant or animal and receives the members of a body that, for what is common is called animate: because spirit is found in all things and there is no minimum corpuscle that does not contain in itself a part that animates it " (Bruno, 1584) The cosmological postulates of Bruno, beyond being a scientific objectivity that questioned the whole theoretical structure of the Church, were received by the ecclesiastical power, as negative reasons for the instituted power of the Catholic Church, because they allowed to glimpse that, being this institution so important at the time, different approaches could be generated to the ecclesiastics. The list of charges against Bruno by the unilateral ecclesiastical courts of the time can be summarized as follows: 1. He had different opinions to Catholic faith, to speak against her and her ministers2. To have different opinions to the catholic faith on the trinity the divinity of christ and the reincarnation did not understand that the holy spirit was a third person3. I believed that God's life is not eternal4. There are multiple worlds5. Original sin denied the presence of Christ in the Eucharist In conclusionIn the current times, Giordano Bruno leaves history to become effective in the current political situation of Colombia, because as everyone knows, the hegemonic discourse of the violent powers that govern the planet today and in particular Colombia, have established a type of unanimous truth that pretends not to be questioned, not introverted, not denounced, not disclosed. Even the church and the State continue to identify the autonomous and autonomous thinking of society, of communities as a dangerous element that must be conjured by coercive power. Knowledge is power, education, ideas free men and women represent a danger to this kind of factual powers that despise life and worship things. The voices of the oppressed, clamor for justice, clamor for truth and reparation, cry for stable and lasting peace, clamor for a world among humans, human too human. Giordano Bruno is a true agitator of the consciences of all times and will be evoked by his libertarian thought before the truths sealed by the hegemonic discourses. ; Giordano Bruno, un agitador de las conciencias libertarias Por Manuelita Sánchez Ortiz y Wilson Sánchez Jiménez Giordano Bruno nació cuatro años después de la muerte de Camillo, en 1548. Entró en orden Dominicana en 1563. Educado en el convento dominico de Nápoles, su educación debió de incluir una intensa concentración en el arte de la memoria, pues los congestorios, fusiones y complicaciones que en esa tradición habían crecido al socaire de los preceptos ad herenianos, tal como los encontramos en los tratados de Romberch y Rosellius, entraron en tropel en los libros brunianos sobre la memoria. Según las palabras que, tomándolas de los propios labios de Bruno, anotó el bibliotecario de la abadía de Saint Víctor de Paris, a Bruno ya se le conocía como experto en la memoria antes de que dejarse la Orden Dominica (Yates, 2005). El filósofo Giordano Bruno, rumió en el silencio monasterial de las pétreas Abadías, todos los textos fundamentales de la época clásica de la luminosa Grecia; durante años de lectura rigurosa y retiros espirituales, se dedicó a estudiar con detenimiento, toda la amplia teoría ética, física y lógica de la tradición antigua, con ello logro hacer temblar los postulados teológicos del establecimiento de la iglesia institución (la iglesia católica). La expulsión de Giordano Bruno de la orden Dominica, señalado de hereje; su persecución y posterior condena a la hoguera, por los altos jerarcas de la iglesia, deja en evidencia el dogmatismo y el ejercicio violento de esta institución sobre quienes afirmaban en aquella época una concepción distinta del mundo. La muerte de Bruno, hasta el día de hoy, aún sigue demostrándole al mundo entero que, los discursos hegemónicos se abrogan del poder de hacer vivir y hacer morir, de imponer la noción de verdad de unas minorías sobre las mayorías, y esto sigue siendo una constante en las relaciones de poder que los poderosos han impuesto a sangre y fuego sobre los pueblos en todo el planeta. La muerte de Giordano Bruno muestra la censura llevada a cabo por la Iglesia católica del siglo XVI en contra de aquellos filósofos, científicos, sabios y demás, que iban en contra de las pretensiones hegemónicas de la Iglesia y que ponían en duda los juicios de valor emitidos por esta institución aliada con los poderes reinantes tal como lo podemos ver en el libro Giordano Bruno: El arte de la memoria, citado líneas arriba. Ángel J. Cappelletti en el prólogo al libro "Sobre el infinito universo y los mundos" muestra algunos rasgos de la personalidad de Giordano Bruno: "Alaba Bruno, sin duda, en Copérnico la concepción heliocéntrica, pero le reprocha el no haber extraído todas las consecuencias cosmológicas que, según su propia interpretación, deben extraerse de ella. En consecuencia, con una cierta impudicia muy renacentista, que se escuda apenas en citas poéticas y consideraciones retóricas, hace luego un incondicionado elogio de sí mismo, y de la propia filosofía: "He aquí a aquel que ha abarcado el aire, penetrado el cielo, recorrido las estrellas, traspasado los límites del mundo, hecho desaparecer las fantásticas murallas de las primeras, octavas, novenas, décimas y otras esferas que se habrían, podido añadir, según las opiniones de vanos matemáticos y la ciega visión de vulgares filósofos". El abrió los claustros de la verdad, desnudó la oculta naturaleza, dio vista a los ciegos, soltó la lengua a los mudos, hizo andar a los cojos del espíritu. Por él sabemos que si viviéramos en la Luna o en las estrellas no habitaríamos un mundo mejor sino quizás peor que éste. Gracias a él conocemos la existencia de millares eje astros que contemplan al universal, eterno e infinito eficiente; nuestra razón no está ya aprisionada por los grillos de fantásticos móviles y motores; sabemos que no hay más que un solo cielo inmenso, en el cual los astros se mueven y participan de la vida perpetua. Descubrimos, con él, el efecto infinito de la infinita causa y aprendemos a no buscar lejos de nosotros a la divinidad, que está dentro de nosotros y más próxima a nosotros que nosotros mismos". (Bruno, 1584) El maestro Ángel J. Cappelletti se sorprende de algunos pasajes de Bruno, en relación a la idea del universo mismo que el filósofo sostenía, es decir, una serie de osadas pero lógicas consecuencias, reflejadas en las siguientes líneas en vos de Cappelletti: El universo, en cuanto está formado por un alma única, constituye un conjunto o, por mejor decir, un todo animado. El universo es, pues, un grande y sagrado animal: animal, porque dotado de auto-movimiento y de vida; grande, porque incluye en sí todos los seres y llena todos los espacios posibles; sagrado, porque su alma, esto es, el ser de su ser, es Dios. Más aún, todas las cosas que integran el universo están dotadas de alma y de vida, ya que en todas ellas está presente una forma que es principio de su propio movimiento. "Todo está lleno de dioses", podría haber exclamado Bruno, como, según se dice, exclamó Tales. "También aquí hay dioses", podría haber respondido ante las objeciones de sus adversarios, como Heráclito exclamó, invitando a sus visitantes a que se acercaran al fuego. "Cualquier cosa, por pequeña y mínima que sea –dice Bruno–, tiene en sí una parte de substancia espiritual, la cual, si encuentra dispuesto al sujeto, se desarrolla en planta o en animal y recibe los miembros de un cuerpo que, por lo común, se llama animado: porque espíritu se encuentra en todas las cosas y no existe un mínimo corpúsculo que no contenga en sí una parte que lo anime." (Bruno, 1584) Los postulados cosmológicos de Bruno, más allá de ser una objetividad científica que puso en tela de juicio toda la estructura teórica de la Iglesia, fueron recibidos por el poder eclesiástico, como razones negativas para el poder instituida de la Iglesia católica, pues permitieron vislumbrar que, siendo esta institución tan importante en la época, se podían generar planteamientos distintos a los eclesiásticos. La lista de cargos en contra de bruno por los unilaterales tribunales eclesiásticos de la época se puede resumir en las siguientes: Tenía opiniones distintas a fe católica, hablar contra ella y sus ministros Tener opiniones distintas a la fe católica sobre la trinidad la divinidad de cristo y la reencarnación no entendía que el espíritu santo fuera una tercera persona Creía que la vida de dios no es eterna Existen múltiples mundos Negaba el pecado original la presencia de cristo en la eucaristía A manera de conclusión En los tiempos actuales, Giordano Bruno sale de la historia para hacerse vigente en la actual coyuntura política de Colombia, pues como todos los saben, el discurso hegemónico de los violentos poderes que hoy gobiernan el planeta y en particular Colombia, han instaurado un tipo de verdad unánime que pretende ser no cuestionada, no introvertida, no denunciada, no develada. Aún la iglesia y el Estado siguen identificando al pensamiento propio y autónomo de la sociedad, de las comunidades como un elemento de peligroso que debe ser conjurado por el poder coercitivo. El conocimiento es poder, la educación, las ideas los hombres y mujeres libres representan un peligro para este tipo de poderes fácticos que desprecian la vida y adoran las cosas. Las voces de los oprimidos, claman por justicia, claman por verdad y reparación, claman por la paz estable y duradera, claman por un mundo entre los humanos, humano demasiado humano. Giordano Bruno es un auténtico agitador de las conciencias de todos los tiempos y será evocado por su pensamiento libertario ante las verdades selladas por los discursos hegemónicos. ; Giordano Bruno, um agitador das consciências libertáriasPor Manuelita Sánchez Ortiz e Wilson Sánchez Jiménez Giordano Bruno nasceu quatro anos depois da morte de Camillo, em 1548. Entrou na ordem dominicana em 1563. Educado no convento dominicano de Nápoles, sua educação deve ter incluído uma intensa concentração na arte da memória, como congestionado, fusões. e complicações que nessa tradição tinham crescido ao sotavento dos preceitos ad herenianos, como os encontramos nos tratados de Romberch e Rosellius, entraram em tropel nos livros brunianos sobre a memória. Segundo as palavras que, tomando-as dos próprios lábios de Bruno, observou o bibliotecário da abadia de São Victor de Paris, Bruno já era conhecido como um especialista em memória antes de deixar a Ordem Dominicana (Yates, 2005). O filósofo Giordano Bruno, ruminado no silêncio monumental das abadias de pedra, todos os textos fundamentais do período clássico da Grécia luminosa; durante anos de leitura rigorosa e retiros espirituais, dedicou-se a estudar em profundidade toda a teoria ética, física e lógica da tradição antiga, com isso consegui sacudir os postulados teológicos do estabelecimento da instituição eclesial (a igreja católica). A expulsão de Giordano Bruno da ordem Dominica, indicada como herege; sua perseguição e subseqüente condenação do fogo, pelas altas hierarquias da igreja, deixa em evidência o dogmatismo e o violento exercício dessa instituição sobre aqueles que afirmavam naquela época uma concepção diferente do mundo. A morte de Bruno, até hoje, continua a demonstrar ao mundo inteiro que os discursos hegemônicos anulam o poder de fazer as pessoas viverem e morrerem, impor a noção de verdade sobre as minorias às maiorias, e isso permanece uma constante nas relações de poder que os poderosos impuseram em sangue e fogo aos povos de todo o planeta. A morte de Giordano Bruno mostra a censura levada a cabo pela Igreja Católica no século XVI contra aqueles filósofos, cientistas, estudiosos e outros que se opuseram às pretensões hegemónicas da Igreja e questionaram os juízos de valor. emitida por esta instituição aliada aos poderes dominantes, como podemos ver no livro Giordano Bruno: A arte da memória, citada acima. Angel J. Cappelletti no prólogo do livro "Sobre o universo infinito e os mundos" mostra algumas características da personalidade de Guordano Bruno: "Bruno elogia, indubitavelmente, em Copérnico a concepção heliocêntrica, mas o repreende por não ter extraído todas as consequências cosmológico que, de acordo com sua própria interpretação, deve ser extraído dele. Conseqüentemente, com uma certa impudência muito renascentista, que se abriga apenas em citações poéticas e considerações retóricas, ele então faz um elogio incondicional de si mesmo e da própria filosofia: "Aqui está aquele que abraçou o ar, penetrou o céu, viajou as estrelas, cruzou os limites do mundo, fez desaparecer as paredes fantásticas do primeiro, oitavas, novenas, décimos e outras esferas, que poderiam ter sido adicionadas, de acordo com as opiniões da vaidade matemática e a visão cega dos filósofos vulgares ". Ele abriu os claustros da verdade, despiu a natureza oculta, deu vista aos cegos, soltou o mudo, fez o coxo do espírito andar. Para ele, sabemos que, se vivêssemos na Lua ou nas estrelas, não habitaríamos um mundo melhor, mas talvez pior do que esse. Graças a ele, sabemos da existência de milhares de eixos estelares que contemplam o universal, eterno e infinito eficiente; nossa razão já não está aprisionada pelos grilos de celulares e motores fantásticos; sabemos que existe apenas um imenso céu, no qual as estrelas se movem e participam da vida perpétua. Descobrimos, com ele, o efeito infinito da causa infinita e aprendemos a não procurar longe de nós a divindade, que está dentro de nós e mais perto de nós do que nós mesmos. (Bruno, 1584) O professor Ángel J. Cappelletti surpreende-se de algumas passagens de Bruno, em relação à ideia do mesmo universo que o filósofo sustentou, isto é, uma série de negrito mas consequências lógicas, refletidas nas seguintes linhas em você de Cappelletti: O universo, na medida em que é formado por uma única alma, constitui um todo ou, para melhor, um todo animado. O universo é, então, um animal grande e sagrado: animal, porque dotado de auto-movimento e vida; grande, porque inclui todos os seres em si e preenche todos os espaços possíveis; sagrado, porque a sua alma, isto é, o ser do seu ser, é Deus. Além disso, todas as coisas que compõem o universo são dotadas de alma e vida, pois em todas elas existe uma forma que é o começo de seu próprio movimento. "Tudo está cheio de deuses", exclamou Bruno, como se diz, exclamou Thales. "Há também deuses aqui", ele poderia ter respondido às objeções de seus adversários, como Heráclito exclamou, convidando seus visitantes a se aproximarem do fogo. "Qualquer coisa, por pequena e mínima que seja", diz Bruno, "tem em si uma parte da substância espiritual que, se encontrar o sujeito disposto, se desenvolve em planta ou animal e recebe os membros de um corpo que, por o que é comum é chamado de animado: porque o espírito é encontrado em todas as coisas e não há um corpúsculo mínimo que não contém em si uma parte que o anima. "(Bruno, 1584) Os postulados cosmológicos de Bruno, além de ser uma objetividade científica que questionava toda a estrutura teórica da Igreja, foram recebidos pelo poder eclesiástico, como razões negativas para o poder instituído da Igreja Católica, pois permitiram vislumbrar que Sendo esta instituição tão importante na época, diferentes abordagens poderiam ser geradas para os eclesiásticos. A lista de acusações contra Bruno pelas cortes eclesiásticas unilaterais da época pode ser resumida da seguinte forma: Ele tinha opiniões diferentes da fé católica, para falar contra ela e seus ministros Para ter opiniões diferentes sobre a fé católica na trindade, a divindade de cristo e a reencarnação não entenderam que o espírito santo era uma terceira pessoa. Eu acreditava que a vida de Deus não é eterna Existem vários mundos O pecado original negou a presença de Cristo na Eucaristia A caminho da conclusão Nos tempos atuais, Giordano Bruno deixa a história para se tornar efetiva na atual situação política da Colômbia, porque, como todos sabem, o discurso hegemônico dos poderes violentos que governam o planeta hoje e em particular a Colômbia, estabeleceram um tipo de verdade unânime que finge não ser questionada, não introvertida, não denunciada, não revelada. Mesmo a Igreja e o Estado continuam a identificar o pensamento autônomo e autônomo da sociedade, das comunidades como um elemento perigoso que deve ser invocado pelo poder coercitivo. Conhecimento é poder, educação, idéias homens e mulheres livres representam um perigo para esse tipo de poder factual que despreza a vida e cultiva as coisas. As vozes dos oprimidos, clamam por justiça, clamam por verdade e reparação, clamam por paz estável e duradoura, clamam por um mundo entre humanos, humanos demais humanos. Giordano Bruno é um verdadeiro agitador das consciências de todos os tempos e será evocado por seu pensamento libertário diante das verdades seladas pelos discursos hegemônicos. Bibliografia
ABTRAKSISejarah nasional bangsa kita menggambarkan bagaimana pentingnya peran dan fungsi dari mahasiswa dalam proses kehidupan bangsa, mahasiswa mengawali setiap perubahan– perubahan dengan tujuan adanya kehidupan yang lebih baik. Sejarah dari perjuangan mahasiswa memberikan predikat prestisius bagi mahasiswa antara lain sebagai iron stock, guardian value, agen of change,dan sebagainya. Gelar tersebut memberikan tanggung jawab moral bagi setiap mahasiswa, tanggung jawab kepada masyarakat untuk mampu melihat masalah, memberikan solusi serta menjadi penyalur aspirasi bagi masyarakat awam kepada pemerintah. Tanggung jawab kepada bangsa dan negara sebagai pemegang tongkat estafet untuk meneruskan kepemimpinan bangsa kelak. Pentingnya peran dan fungsi mahasiswa dalam kehidupan berbangsa dan bernegara menjadikan mahasiswa kelompok yang penting untuk terus di ikuti perkembanganya. Melihat bagaimana keadaan dari mahasiswa saat ini, miris keadaanya, mahasiswa yang seharusnya membaca, berdiskusi, serta terlibat aktif dalam kehidupan organisasi dalam kampus, menjadi sesuatu yang langka untuk di lakukan . Hal tersebut membuat peneliti tertarik untuk meneliti perilaku politik dari aktivis mahasiwa terlebih khusus kepada pengurus organisasi mahasiswa, di karenakan aktivis mahasiswa menjadi barometer dari mahasiswa pada umumnya. Penelitian ini mengambil lokasi di Fakultas Ilmu Sosial dan Ilmu Politik Universitas Sam Ratulangi Manado, di karenakan peneliti bernaung sebagai mahasiswa dalam institusi tersebut. Dengan menggunakan Metode Penelitian Deskriptif Kualitatif, yaitu menggambarkan subjek/objek penelitian pada saat sekarang berdasarkan fakta-fakta yang tampak atau sebagaimana adanya. Untuk mendapatkan perilaku politik dari aktivis mahasiswa FISIP UNSRAT yang saat ini, peneliti membatasi tahun masa jabatan dari Pengurus Organisasi Mahasiswa FISIP UNSRAT di tahun 2012. Informan penelitian dipilih secara purposive, yaitu seturut kepentingan peneliti untuk memperoleh data sesuai dengan topik penelitian, informan pada penelitian ini adalah pengurus organisasi mahasiswa FISIP UNSRAT tahun 2012. Teknik pengumpulan data, data primer dikumpulkan melalui wawancara mendalam terhadap informan, data sekunder di kumpulkan melalui literatur maupun data tertulis sesuai kebutuhan penelitian.Dari hasil penelitian ditemukan perilaku Aktivis mahasiswa FISIP UNSRAT (Pengurus Organisasi Mahasiswa FISIP UNSRAT tahun 2012) bersifat Subject, mahasiswa lebih cenderung kepada orientasi afektif dimana pengurus ormawa FISIP UNSRAT, sudah memiliki pengetahuan yang cukup mengenai pentingnya peran dan fungsi mahasiswa, juga mengetahui berbagai kebijakan-kebijakan yang di buat dalam tatanan kampus, serta merasa di rugikan dalam penerapanya, tetapi dalam action point / tindakan yang di lakukan pengurus ormawa tidak berani untuk bersentuhan dengan pimpinan fakultas ataupun universitas di karenakan pengurus ormawa FISIP UNSRAT tahun 2012 merasa tidak mampu untuk dapat merubah system secara langsung di karenakan berbagai hal yang terjadi dalam intern mahasiswa (seperti munculnya sifat apatis dan hedonis dari mahasiswa) juga makin besarnya pengaruh dari pimpinan fakultas maupun universitas terhadap kehidupan mahasiswa secara keseluruhan.Kata kunci: Perilaku Politik, AktivisMahasiswa.PENDAHULUANSetiap Negara mempunyai ciri khas dalam pelaksaan demokrasinya,ini di tentukan oleh sejarah Negara yang bersangkutan, kebudayaan, pandangan hidup, dan tujuan yang ingin dicapainya. Demokrasi Indonesia adalah demokrasi Pancasila, yaitu pemerintahan rakyat yang berdasarkan nilai-nilai filsafat Pancasila. Prinsip demokrasi pancasila yang tertuang dalam sila keempat mencerminkan bahwa Pancasila sepakat kalau sumber utama dari semua kewenangan dalam demokrasi ada di tangan rakyat. Dalam proses demokratisasi di negara ini pengaruh mahasiswa tidak dapat di pungkiri kehadirannya, mahasiswa dalam kaitanya dalam penerapan demokrasi menjadi posisi penentu. Histori dari perjuangan mahasiswa memberikan predikat prestisius bagi mahasiswa seperti yang dikatakan Purnama (2008:1) antara lain " sebagai iron stock, sebagai guardian value, dan sebagai agen of change." Gelar tersebut memberikan tanggung jawab moral bagi setiap pribadi yang masuk dalam perguruan tinggi yang secara administratif menjadi mahasiswa pada umumnya, tanggung jawab kepada masyarakat untuk mampu melihat apa yang terjadi pada masyarakat dan mampu memberikan solusi kepada masyarakat dalam setiap masalah yang terjadi, serta menjadi penyambung lidah dari masyarakat awam kepada pemerintah. Bahkan bertanggung jawab kepada bangsa dan negara untuk melanjutkan proses regenerasi kepemimpinan dalam pemerintahan kelak (iron stock), karena dari mahasiswalah muncul kader – kader bangsa yang di persiapkan secara mental dan intelektual yang lebih dari masyarakat pada umumnya.Pada masa kekinian realita dalam kehidupan mahasiswa menjadi sesuatu yang miris keadaanya. Mahasiswa yang seharusnya mengembangkan kemampuan kognitifnya dengan membaca, berdiskusi, berpartisipasi dalam kehidupan organisasi kampus untuk dapat berdinamika di dalamnya, juga berpartisipasi aktif dalam setiap hal yang bersifat sosial untuk dapat menumbuhkan jiwa sosial kepada masyarakat, untuk keadaaan saat ini menjadi sesuatu yang langka untuk di lakukan mahasiswa. Saat ini fenomena yang terjadi adalah mahasiswa jauh lebih sering hanya ke kampus dan setelah itu memilih untuk menghabiskan waktu bersama teman dan berkegiatan di sekitaran pusat perbelanjaan dan kuliner yang ada di sekitaran kampus ataupun kota tempat kampus tersebut berada. Sangat sulit untuk menemukan kegiatan diskusi di luar kelas untuk membahas hal – hal yang menjadi persoalan dalam bidang ilmu yang di tekuni atau berbagai hal menyangkut negara dan masyarakat, bukan hanya hal tersebut mahasiswapun menjadi tidak berminat dalam mengikuti kegiatan organisasi kampus, yang sebenarnya dalam organisasi kampus mahasiswa dapat berproses dengan baik dalam pembelajaran dan pendidikan yang diperoleh melalui program kegiatan yang dilaksanakan organisasi secara formal maupun informal. Dengan bergabung aktif dalam organisasi kemahasiswaan yang bersifat intra ataupun eksra kampus berefek kepada perubahan yang signifikan terhadap wawasan, dan cara berpikir. Hal tersebut menjadikan aktivis mahasiswa menjadi barometer dalam melihat bagaimana keadaan mahasiswa secara umum.Berdasarkan hal–hal tersebut sangat penting untuk meneliti perilaku politik aktivis mahasiswa saat ini, bukan hanya menjadi sebuah pengamatan ataupun pembicaraan, tapi menjadi sesuatu yang riil untuk dapat melihat lebih dalam bagaimana keadaan mahassiwa saat ini dari kacamata keilmuan. Untuk meneliti perilaku aktivis mahasiswa, peneliti mengambil pengurus organisasi mahasiswa sebagai objek penelitian, tempat penelitian diFakultas Ilmu Sosial dan Ilmu Politik Universitas Sam Ratulangi Manado, hal tersebut di karenakan peneliti bernaung sebagai mahasiswa di fakultas tersebut sehingga mempunyai tanggung jawab moral untuk memberikan sumbangsih pemikiran. Untuk melihat lebih focus kepada objek penelitian, peneliti membatasi tahun penelitian perilaku aktivis mahasiswa (pengurus ormawa) yang terjadi pada tahun 2012. Hal tersebut untuk dapat melihat perilaku politik aktivis mahasiwa yang terjadi pada masa ini.TINJAUAN PUSTAKAPengertian Perilaku PolitikMenurut Almond dan Powell yang di kutip oleh Efriza "secara bebas perilaku politik dapat diartikan sebagai keseluruhan tingkah laku politik para aktor politik dan warga negara yang dalam manifestasi konkretnya telah saling memiliki hubungan dengan kultur politik. Dapat pula diartikan bahwa sikap – sikap warga negara, respon – respon dan aktivitasnya terhadap sistem poltik yang ada tersebut dipengaruhi oleh budaya politik yang membentuknya. Sementara Robert K. Carr yang menyatakan, perilaku politik (political behavior) dinyatakan sebagai suatu telaah mengenai tindakan manusia dalam situasi politik. Bagi Ramlan Subakti, interaksi antara pemerintah dan masyarakat, antara lembaga–lembaga pemerintah, dan antara kelompok dan individu dalam masyarakat dalam rangka proses pembuatan, pelaksaan, dan penegakan keputusan politik pada dasarnya merupakan perilaku politik.Arifin Rahman menyatakan, secara kontekstual, sebenarnya situasi politik memiliki ruang lingkup yang sangat luas, antaralain meliputi pengertian respon emosional berupa dukungan ataupun sikap apatis kepada pemerintah, respon terhadap perundang-undangan dsb. Dengan demikian, perilaku warga negara yang ikut serta dalam pemilu merupakan bentuk sikap warga negara terhadap pemerintah sekaligus merupakan telaah politik. Menurut Ramlan Subakti dalam Efriza, tindakan dan perilaku politik individu ditentukan oleh pola orientasi umum yang tampak secara jelas sebagai pencerminan budaya politik. Segala bentuk ucapan, pernyataan, tingkah laku, bahkan mitos dan legenda sekalipun sebenarnya diungkapkan sebagai akibat pola dan budaya politik. Dengan demikian segala tingkah laku seseorang atau aktor politik merupakan parameter dalam melihat bagaimanan sikap dan dengan siapa individu itu bergaul atau berkumpul.Beberapa pengertian diatas membawa pengertian bahwa perilaku politik akan membentuk budaya politik, dan perilaku politik di pengaruhi oleh budaya politik yang sudah terbentuk dalam suatu masyarakat. Berdasarkan hal tersebut dapat dikatakan bahwa variabel perilaku politik dan budaya politik tidak dapat dipisahkan.Untuk dapat mengetahui perilaku politik suatu masyarakat dapat ditilik dari distribusi pola–pola orientasi khusus menuju tujuan politik di antara masyarakat tersebut. Dengan menggunakan pendekatan teori budaya politik yang didalamnya menggali orientasi politik individu yang membentuk perilaku politik seseorang yang dikembangkan dari Talcott Parsons dan Edwars Shills (Toward a General Theory of Action) yang terkenal dengan psikoanalisisnya kita dapat melihat bagaimana perilaku politik suatu komunitas maupun masyarakat . Tipe–tipe orientasi politik individual tersebut adalah:1. Orientasi Kognitif (Parochial) individu dalam komunitas sosial hanya sekedar mengenal simbol–simbol politik, pengetahuan mendasar tentang kepercayaan politik, peranan, dan segala kewajibanya serta input dan outputnya. Orientasi kognitif ini bisa di contohkan dengan sikap politik seseorang saat menentukan pilihan politik di pemilu. Apabila individu tersebut sekedar mengetahui simbol politik partai pilihanya, dan ia tidak begitu dalam mengetahui visi dan misi perjuangan partai yang hendak dipilihnya, maka individu tersebut ikut dalam proses pemilu yang "berbekal" pengetahuan yang mendalam, maka ia berorientasi politik yang kognitif.2. Orientasi Afektif (Subject) dalam bersikap politik individu memiliki perasaan mendalam terhadap sistem politik dan para aktor politiknya. Apabila individu tersebut memilih simbol parpol sebagai suatu yang pasti dan disebabkan oleh pengetahuanya akan simbol–simbol tersebut maka orientasi politiknya adalah orientasi afektif. Demikian juga pengetahuan individu yang sangat memadai tentang aspek sepak terjang partai dan tokoh–tokoh partai membuatnya paham akan perjuangan partai tersebut.3. Orientasi Evaluatif (Partisipan) orientasi dan sikap politik individu sudah terlibat aktif dalam proses politik. Keputusan dan pendapat tentang objek–objek politik yang secara tipikal melibatkan kombinasi standar nilai dan criteria dengan informasi dan perasaan. Individu memahami betul program dan perjuangan partai. Ia juga simpatik dengan ketokohan simbolik partai, yang dengan demikian menyebabkan terlibat aktif dalam perjuangan program partai.Tipe – Tipe Orientasi Politik IndividualEvaluatif = Participant-Psikomotorik(berhubungan dengan aktivitas fisik yang berkaitan dengan proses mental dan psikologi)-MenjiwaiAfektif = Subject content of value-Mengerti-MemahamiKognitif = Parochial-Mengetahui dan mengenalBila dikombinasikan dengan aspek–aspek orientasi politik individual yang terdiri atas kognisi, afeksi, dan evalusi, maka dimensi orientasi politik dapat dibuat dalam bentuk matrik seperti di bawah ini.Tabel.Dimensi Orientasi Politik Individual.DimensiOrientasiObjek Politik1.Sistem sebagai Objek Umum2.Objek – objek input3.Objek – objek output4.Pribadi sebagai ObjekKognisiAfeksiEvaluasi(Sumber : Komarudin Sahid)Dengan menggunakan matrik ini, kita dapat mengetahui dan menilai orientasi politik seseorang secara sistematis melalui beberapa pertanyaan. Sehingga dapat melihat perilaku politik individu. Jika sebagian besar individu dalam satu komunitas atau masyarakat lebih dominan kepada orientasi yang bersifat kognisi maka akan menghasilkan perilaku yang bersifat Parochial, sedangkan yang lebih dominan kepada orientasi afeksi maka mengahasilkan perilaku yang bersifat Subjcet. Jika sebagian besar mengarah kepada orientasi evaluative akan menghasilkan perilaku yang bersifat participant. Jika ada kecendrungan ada dua orientasi bahkan tiga orientasi yang mendominasi masyarakat maka akan muncul perilaku yang bersifat campuran antara subjek – parochial, subjek – partisipan, parochial – partisipan, maupun parochial – subjek – partisipan.METODE PENELITIANMetode pengkajian yang digunakan dalam penelitian ini adalah metode penelitian deksriptif kualitatif. Metode deskriptif dapat diartikan sebagai prosedur pemecahan masalah yang diselidiki dengan menggambarkan/melukiskan keadaan subjek/objek penelitian (seseorang, lembaga, masyarakat, dan lain-lain) pada saat sekarang berdasarkan fakta-fakta yang tampak atau sebagaimana adanya ( Nawawi, 1987:63).Pemilihan informan dalam penelitian ini dilakukan secara purposive, yaitu seturut kepentingan peneliti untuk memperoleh data, seseuai dengan topik penelitian. Dimana pemilihan informan ini di lakukan berdasarkan pertimbangan peneliti, sehingga yang menjadi informan dalam penelitian ini adalah pengurus dari organisasi mahasiswa Fakultas Ilmu Sosial dan Ilmu Politik Universitas Sam Ratulangi tahun kepengurusan 2012.Fokus penelitian ini adalah meneliti perilaku politik mahasiswa dengan menggunakan teori pendekatan orientasi politik individu, dimana mahasiswa seharusnya mengetahui peran dan fungsinya dalam sistem politik bangsa, yaitu secara konsep (concept) mahasiswa berpolitik dengan memberikan gagasan, pemikiran, solusi bagi masalah yang terjadi disekitarnya, sedangkan secara kebijakan, mahasiswa menjadi kelompok penekan (pressure group) dalam sistem politik dimana mahasiswa ikut berperan aktif dalam kehidupan demokrastiasi bangsa dengan melakukan tindakan – tindakan politik seperti demontrasi dll. Dengan menggunakan teori orientasi politik individu, peneliti mencari tahu tentang pengetahuan (kognitif) informan dalam mengetahui peran dan fungsi dari mahasiswa dalamkehidupan politik, kemudian mencari tahu pendapat atau perasaan (afektif) dari informan mengenai kebijakan politik yang di lakukan oleh pemerintah. Setelah mengetahui hal tersebut berlanjut kepada tindakan atau apa yang informan lakukan dalam meresponi hal – hal yang sudah informan ketahui, untuk mengetahui perilaku politik dari informan.Yang menjadi data dalam penelitian ini adalah data primer yang diperoleh dari wawancara mendalam (depth interview), yakni data di kumpulkan melalui wawancara yang mendalam pada setiap objek penelitian. Sedangkan data sekunder di peroleh dari Fakultas Ilmu Sosial dan Ilmu Politik Universitas Sam Ratulangi, untuk mendapatkan sejarah Fakultas Ilmu Sosial dan Ilmu Politik Unsrat, juga literatur ataupun tulisan mengenai sejarah Gerakan Mahasiswa Indonesia. Selain itu juga untuk kebutuhan penulisan, peneliti juga mengambil data dari informan yang mengetahui mengenai sejarah Gerakan Mahasiswa Unsrat Manado melalui wawancara kepada informan yang dianggap mampu untuk dapat menjelaskan mengenai sejarah Gerakan Mahasiswa Unsrat.HASIL PENELITIAN DAN PEMBAHASANSEJARAH FAKULTAS ILMU SOSIAL DAN ILMU POLITIK :Fakultas Ilmu Sosial dan Ilmu Politik (FISIP) berdiri sejak 1 Agustus 1958 dengan nama Fakultas Tata Praja dan merupakan fakultas keempat dari Perguruan Tinggi Manado (PTM) yang berstatus swasta. Sampai saat ini telah di pimpin oleh 20 dekan, sudah memasuki dies-nathalis yang ke-55.PERIODISASI SEJARAH GERAKAN MAHASISWA INDONESIA:1908 :Munculnya kaum pelajar di karenakan adanya politik etis dari belanda yang menerapkan prinsip edukasi, emigrasi, dan imigrasi. Munculnya kaum terpelajar turut mendorong berkembangnya organisasi-organisasi sosial,seperti boedi oetomo1928 :Pada tahun 1922, sekumpulan mahasiswa yang bergabung dalam Indonesische Vereeniging yang kemudian berubah menjadi Perhimpunan Indonesia kembali ke tanah air. Kecewa dengan perkembangan kekuatan-kekuatan perjuangan di Indonesia, dan melihat situasi politik yang dihadapi, mereka membentuk kelompok studi yang mempraktekkan ide-ide mereka dan dikenal amat berpengaruh karena keaktifannya dalam diskursus kebangsaan saat itu. Diinspirasi oleh pembentukan Kelompok Studi Surabaya dan Bandung, menyusul kemudian Perhimpunan Pelajar Pelajar Indonesia (PPPI), prototipe organisasi yang menghimpun seluruh elemen gerakan mahasiswa yang bersifat kebangsaan tahun 1926. Dari kebangkitan kaum terpelajar, mahasiswa, intelektual, dan aktivis pemuda itulah, generasi baru pemuda Indonesia muncul dan tercetus Sumpah Pemuda pada tanggal 28 Oktober 1928.1945 :Tokoh pemuda dalam angkatan ini adalah Chairul Saleh dan Sukarni, mereka merupakan angkatan muda 1945 yang bersejarah, yang pada saat itu terpaksa menculik dan mendesakSoekarno dan Hatta agar secepatnya memproklamirkan kemerdekaan, peristiwa ini yang kemudian dikenal dengan Peristiwa Rengasdengklok.1966 :Pada tahun 1965 dan 1966, pemuda dan mahasiswa Indonesia banyak terlibat dalam perjuangan yang ikut mendirikan Orde Baru. Gerakan ini dikenal dengan istilah Angkatan '66, yang menjadi awal kebangkitan gerakan mahasiswa secara nasional, sementara sebelumnya gerakan-gerakan mahasiswa masih bersifat kedaerahan. Tokoh-tokoh mahasiswa saat itu adalah mereka yang kemudian berada pada lingkar kekuasaan Orde Baru, di antaranya Cosmas Batubara (Eks Ketua Presidium KAMI Pusat), Sofyan Wanandi, Yusuf Wanandi ketiganya dari PMKRI, Akbar Tanjung dari HMI, dan lain-lain. Angkatan '66 mengangkat isu komunis sebagai bahaya laten negara.1974 :Realitas berbeda yang dihadapi antara gerakan mahasiswa 1966 dan 1974, adalah bahwa jika generasi 1966 memiliki hubungan yang erat dengan kekuatan militer, untuk generasi 1974 yang dialami adalah konfrontasi dengan militer. Pasca peristiwa G30S, gerakan mahasiswa cenderung memakai konsep gerakan moral (moral force). Munculnya peristiwa malari "malapetaka 15 januari " tahun 1974.1978 :Setelah peristiwa "Malari", dikeluarkan SK Pemerintah No. 028/1974 yang memberi wewenang yang lebih besar kepada pimpinan perguruan tinggi untuk mengontrol aktivitas mahasiswa di kampus, pers mahasiwa harus diawasi oleh Menteri Penerangan dan birokrat kampus, dan peraturan yang mengharuskan organisasi mahasiswa yang berafiliasi dengan partai untuk bergabung menjadi satu organisasi yang diatur oleh rejim.Masa NKK/BKK, Munculnya PUOK "Pedoman Umum Organisasi Kemahasiswaan",.1998 :Badai krisis ekonomi terjadi pada tahun 1997. Mahasiswa menemukan momentumnya seiring dengan krisis ekonomi yang terjadi tersebut. Dalam kurun waktu awal Februari sampai Mei 1998, secara kuantitatif dan kualitatif gerakan mahasiswa naik secara drastis, dari tuntutan yang sudah politis dan metode yang radikal. Pelaku gerakan pada masa ini bukan hanya organisasi-organisasi gerakan yang sudah lama bergerak sejak tahun 80an melainkan juga kalangan aktivis kampus dari organisasi-organisasi seperti Senat Mahasiswa, BEM, dan senat-senat fakultas. Tanggal 13 Mei, lebih dari 32 aksi di 16 kota di Indonesia serentak digelar untuk menyatakan solidaritasmempercepat proses turunnya Soeharto adalah pendudukan terhadap Gedung MPR/DPR yang dilakukan oleh puluhan ribu mahasiswa sejak tanggal 18 Mei 1998. Akhirnya tanggal 21 Mei 1998, Soeharto menyatakan mengundurkan diri dari jabatannya.Sejarah Gerakan Mahasiswa UnsratHasil wawancara dengan Steven Sumolang(Ketua Presidium Pertama Unsrat) : bahwa awal tahun 2000an pernah di buatnya statuta ormawa unsrat hasil dari kongres mahasiswa unsrat pertama, yang mengatur berbagai kebijakan mengenai ormawa, dengan mengacu pada kepmen 155, dimana inti dari keputusan tersebut adalah student goverment,dari, oleh , dan untuk mahasiswa. Hanya saja peraturan ormawa unsrat berubah sejak di berlakukanya juknis, yang merubah atmosfer dari aktivitas mahasiswa dalam kampus, karena pimpinan universtas makin besar dalam mempengaruhi kehidupan mahasiswa secara keseluruhan.Mahasiswa FISIP Unsrat Tahun 2012hasil wawancara dengan pengurus organisasi mahasisa FISIP UNSRAT tahun 2012 : bahwa keadaan aktivis mahasiswa saat ini dalam kognisi yang ada dalam pengetahuanya, mereka telah memahami secara umum, mengenai pentingnya peran fungsi mahasiwa, bahkan sejarah gerakan mahasiswa, hanya saja tidak secara mendalam, mereka tidak mengetahui sejarah gerakan mahasiswa Unsrat. Secara afektif aktivis mahasiswa FISIP UNSRAT memahami dan mengetahui kebijakan-kebijakan yang di buat dalam tatanan kampus serta merasa di rugikan dengan adanya beberapa kebijakan yang di buat, hanya saja dalam tindakan yang di lakukan aktivis mahasiswa tidak berani dalam melakukan manuver-manuver yang berlebihan dalam melawan berbagai hal yang di anggap merugikan karena berbagai faktor, yang salah satunya adalah tidak adanya dukungan dari berbagai elemen mahasiswa, karena munculnya sifat apatis dan hedonis dalam diri mahasiswa, sehingga aktivis mahasiswa FISIP hanya melakukan apa yang bisa mereka lakukan. Seperti lebih cenderung di buatnya kegiatan-kegiatan yang bersifat membangun karakter dan intelektual.KESIMPULAN1. Perilaku pengurus politik mahasiswa Fisip unsrat, bersifat subject di karenakan mahasiswa secara kognitif mengetahui secara umum tentang sejarah gerakan mahasiswa tapi secara mendalam mahasiswa tidak bergerak berdasarkan pengetahuan yang dimiliki, karena terlalu umum dalam pemahamanya, karena mahasiswa sendiri tidak mengetahui bagaimana gerakan mahasiswa yang ada di Unsrat, hanya mampu melihat dari jauh (dari ibu kota) gerakan mahasiswa, sehingga pada masa saat ini pengurus ormawa Fisip Unsrat tahun 2012 tidak secara mendalam mengetahui bagaimana perjalanan gerakan mahasiswa secara khusus di Universitas Sam Ratulangi Manado.2. Pengurus Ormawa Fisip Unsrat lebih dominan kepada orientasi afektif dimana pengurus ormawa sudah cukup mengetahui peran, fungsi mahasiswa serta merasa bahwa kebijakan-kebijakan yang mereka ketahui sebagian besar tidak mendukung mahasiswa, tetapi tidak berani untuk bertindak lebih karena berpikir tidak mampu untuk dapat merubah sistem secara langsung, dan hanya mempertahankan apa yang ada.3. Dalam tindakanya pengurus organisasi mahasiswa Fisip Unsrat tidak melakukan tindakan politik dalam menanggapi berbagai permasalahan yang ada, karena mahasiswa sendiri takut untuk mengkritisi kebijakan secara langsung dan terbuka, tidak berani untuk mendobrak sistem yang dapat mempengaruhi kebijakan kampus.Action point yang di lakukan pengurus ormawa FISIP UNSRAT lebih mengarah kepada kegiatan-kegiatan yang membangun intelektual dan bersifat sosia seperti diskusi, debat antar umat beragama yang di buat oleh senat, bedah buku, bedah film, adanya pencarian dana bagi korban bencana yang di lakukan senat, himaju, sebagai bentuk kepedulian kepada masyarakat manado yang terkena banjir, dibuat juga seminar kebangsaan dari himaju, kemudian kunjungan ke panti jompo, ada juga pelayanan kasih di pulau gangga yang menyertakan pengobatan gratis bagi masyarakat. Pengurus organisasi mahasiswa Fisip Unsrat tidak mengarahkan kegiatan yang mengaktifkan kembali fungsi politik dari mahasiswa di karenakan vacumnya Dema Fisip tahun 2012 yang merupakan pembuat kebijakan tertinggi ormawa fakultas, kemudian senat yang tidak mampu untuk menyaring kekuatan mahasiswa, serta mengembalikan pemahaman mahasiswa mengenai peran politik dari mahasiswa. Pengurus Organisasi Mahasiswa Fisip 2012 tidak menghasilkan perubahan-perubahan yang esensi dalam kehidupan kemahasiswaan di Fisip Unsrat. Pengurus Ormawa Fisip Unsrat tahun 2012 sadar bahwa gerakan mahasiswa di batasi, tetapi mahasiswa melihat bahwa ada hal yang tidak di batasi yaitu pikiran dan jiwa mahasiswa sehingga pengurus ormawa melakukan hal-hal yang membangun intelektuallitas, tetap berpartisipasi dalam organisasi ekstra bahkan tetap aktif dalam kegiatan sosial masyarakat, tetapi tidak melakukan tindakan politik dalam kampus.SARAN1. Tiap masing-masing ormawa harus menghidupkan kembali pengkaderan yang maximal, dengan mendobrak kembali idealisme murni mahasiswa dengan perumusan materi yang tepat dalam tiap-tiap kegiatan pengkaderan ormawa.2. Mengusahakan kembali peran dari ormawa dalam pelaksaan OSPEK, sehingga mahasiswa baru langsung diperkenalkan mengenai pentingnya berorganisasi.3. Mengusahakan untuk membuka kembali Statuta Ormawa Unsrat dan menjadikan hal tersebut sebagai acuan untuk mengembalikan kembali kebebasan mahasiswa seperti yang tertuang dalam Kepmen 155, dari, oleh, dan untuk mahasiswa.4. Wadah-wadah kemahasiswaan seperti BEM, MPM, SENAT, DEMA kembali menyatukan persepsi dan pandangan untuk mengarah kepada kehidupan mahasiswa Unsrat yang lebih baik.5. Kepada seluruh civitas akademika Unsrat, untuk mendukung berbagai kegiatan yang mencerdaskan mahasiswa dan daya kritis mahasiswa jangan jadikan mahasiwa sebagai musuh, tapi lihatlah mahasiswa sebagai aset bangsa yang harus terus di dukung dan di bangun dengan moral dan intelektual yang baik.DAFTAR PUSTAKABudiardjo, Miriam, 2006. Dasar – Dasar Ilmu Politik. Jakarta : PT. Gramedia Pustaka Utama.Efriza, 2012. Political Explore. Bandung : ALFABETA BandungHidayat, Imam, 2009. Teori – Teori Politik. Malang:Setara Press.Balai Pustaka, Departemen Pendidikan Nasional Edisi Ke-3, 2002. Kamus Besar Bahasa Indonesia. Jakarta. GramediaKartono, Kartini, 1996. Pendidikan Politik. Bandung. Mandiri Maju.Kartono, Prof.Dr.Lieke Indieningsih dan Prof.Dr.Samsunuwiyati, Psi, 2006. Perilaku Manusia. Bandung. Refika Aditama.Komarudin, Sahid, 2011. Memahami Sosiologi Politik. Bogor. Ghalia Indonesia.Malesodi Inawan, Beddy, 2012. Sistem Politik Indonesia Pemahaman Secara teoritik dan Empirik. Jakarta. PT. Raja Grafindo Persada.Nawawi, Hadari, 1987. Metode Penelitian Bidang Sosial. Yogyakarta :Gadjah Mada University Press.Notoatmodjo, Prof.Dr. Soekidjo, 2007. Promosi Kesehatan dan Ilmu Perilaku. Jakarta. Rineka Cipta.Santana K, Septian, 2010. Menulis Ilmiah Metodologi Penelitian Kualitatif. Jakarta :Yayasan Pustaka Obor Indonesia.Stanley & Santoso, Aris, 2005. Soe Hok Gie : Zaman Peralihan. Jakarta : Gagas Media.Subakti, Ramlan, 1999. Memahami Ilmu Politik. Jakarta. GrasindoSumber-sumber lain:Wilis Windar Astri, Pusat Kajian dan Studi Gerakan BEM UI 2010 http://pusgerakbemui.blogdetik.comDimas Hendro Riberu http://sosbud.kompasiana.com
Untersuchungen zur Rohstoffeffizienz der Forst-Holz-Kette vor dem Hintergrund der Forstreform in Ghana Im Jahr 1994 wurde in Ghana eine Forstreform durchgeführt, mit dem Ziel, das Artenspektrum der kommerziell nutzbaren Bäume zu vergrößern, den Holzverlust in der Forst-Holz-Kette zu reduzieren sowie die Verarbeitungsprozesse in der Holzindustrie zu optimieren. Um den Erfolg dieser politisch motivierten Ziele sicherzustellen, wurden ein Exportverbot für Rundholz und Mindestpreise für den Verkauf von Holz auf dem Stock erlassen, die an die internationalen Marktpreise angepasst waren. In dieser Arbeit soll die Effizienz dieser Maßnahmen genauer beleuchtet werden. In einem ersten Abschnitt werden die Auswirkungen des Exportverbots von Rundholz (LEB=log export ban) ab 1995 auf die weiter verarbeitende Industrie, die Preisentwicklung auf nationaler und internationaler Ebene sowie die Nutzung des vorhandenen Artenspektrums mit statistischen Methoden untersucht. Dafür standen zwei Zeitreihen der Timber Industry Development Division (TIDD), einer Abteilung der Forstkommission von Ghana, zur Verfügung. Der erste Datensatz umfasst den Zeitraum von 1984 bis 2005, während der zweite, detailliertere Datensatz die Periode von 1995 bis 2005 abdeckt. Im zweiten Abschnitt der Arbeit wurde die bei Holzerntemaßnahmen erzielte Rundholzausbeute analysiert. Dazu wurden im Rahmen von Fallstudien Holzerntemaßnahmen mit detaillierten Untersuchungen begleitet. Verglichen wurden die aufgrund der Dimension und der Qualität der eingeschlagenen Bäume verwertungstechnisch objektiv nutzbaren Holzmengen mit denjenigen Rundholzmengen, die tatsächlich zur Verarbeitung gelangten. In die Untersuchung wurde die Kontrolle und Ausführung der Arbeit miteinbezogen. Aus den Ausbeutedaten wurden Modelle zur Berechnung eines angemessenen Stockpreises sowohl für einzelne Baumarten als auch als Durchschnittswerte entwickelt. Ein weiterer Arbeitsschritt befasste sich mit der Schnittholzausbeute im Sägewerk. Ebenfalls im Rahmen von Fallstudien wurden das eingesetzte Rundholz und das daraus erzeugte Schnittholz hinsichtlich Volumen und Qualität verglichen und die Gründe für Ausbeuteunterschiede analysiert. Die Analyse des Produktionsprozesses deckte dabei auf, welche Faktoren bei welchen Arbeitsschritten zu den beobachteten Verlusten bei der Schnittholzausbeute beitragen. Dabei wurden sowohl technische Faktoren als auch Motivation und Ausbildungsstand der Arbeiter berücksichtigt. Auswirkungen des Exportverbots – Entwicklung der Exportmengen In dem Zeitraum vor Inkrafttreten des Rundholzexportverbots in den Jahren 1984 bis 1985 betrug das Gesamtexportvolumen von Holz und Holzprodukten ca. 5,7 Mio. m³. Daran hatten Rundholz- und Sägeholzexporte einen Anteil von 55% bzw. 39%, während die Anteile von veredelten Produkten deutlich niedriger waren: Furnier 4,1%, Sperrholz 0,4% und Fertigwaren aus Holz 1,4%. In den Jahren zwischen 1996 und 2005, in denen sich das Rundholzexportverbot auswirkte, betrug das exportierte Gesamtvolumen von Holz und Holzprodukten 4,5 Mio. m³. Daran hatte das Sägeholz einen Anteil von 54%, während der Anteil weiterverarbeiteter Produkte deutlich zunahm: Furnier 21,3%, Sperrholz 10,5% und Hobelware bzw. Holzprodukte 14,2%. Die Analyse der Wirkung des Exportverbots für Rundholz aus Ghana zeigt, dass durch diese Maßnahme ein deutlich höherer Anteil der Wertschöpfung im Land verbleibt. Vor allem die Herstellung von Furnieren, Sperrholz und veredelten Holzprodukten stieg deutlich an. In dieser Hinsicht wird die Hypothese gestützt, dass ein Exportverbot von Rundholz die Produktion von höherwertigen Waren im Inland fördert. Weitere Faktoren für die beobachtete quantitative Zunahme und den Wertzuwachs bei den verarbeiteten Produkten dürften auch die Verknappung des Rundholzangebots, die hohen Exportzölle auf Halbfertigwaren (Sägeholz) und finanzielle Investitionsanreize seitens des Staates sein. Preisentwicklung für Exportprodukte Die Untersuchung zeigte, dass der aggregierte Preisindex für alle Holzprodukte, die vor Inkrafttreten des Rundholzexportverbots exportiert wurden, in der Zeit von 1984 bis 1995 inflationsbereinigt um 129% anstieg, während der aggregierte Preisindex nach Inkrafttreten des Rundholzexportverbots im Zeitraum von 1996 bis 2005 um 3% fiel. Dabei stiegen die Exportpreise für die verschiedenen Produkte in unterschiedlichem Ausmaß: Sägeholz um 109%, Furnier um 238%, Sperrholz um 142% und verarbeitete Holzprodukte um 102%. Im Zeitraum nach Eintreten des Rundholzexportverbots ergaben sich demgegenüber folgende Veränderungen in den Preisen: Sägeholz +14,8%, Furnier -21,9%, Sperrholz -47% und verarbeitete Holzprodukte -31,7%. Während die Exportpreise für Furnier an stärksten anzogen, fielen die Preise von Sperrholzprodukten aus tropischen Hölzern, da billige Sperrhölzer auf Nadelholzbasis den Markt eroberten. Auch der stetig ansteigende Einsatz von Holzwerkstoffen wie MDF und OSB im Möbelbau und im konstruktiven Bereich verdrängen tropische Sperrhölzer aus dem Markt. Ein weiterer Grund ist schließlich der starke Konkurrenzdruck auf diese Produkte durch Sperrholz aus chinesischer Produktion. China war bis vor kurzem noch ein wichtiger Importeur von tropischem Sperrholz, ist heute aber bereits einer der größten Exporteure. Die Ursachen für die Preisrrückgänge sind vermutlich auch in globalen Ereignissen zu sehen, wie beispielsweise dem Zusammenbruch der asiatischen Märkte in den Jahren 1997 und 1998, sowie der schwachen Nachfrage nach Waren auf internationalen Märkten zwischen 2000 und 2001, die u. a. aus der wirtschaftlichen Rezession der drei stärksten Volkswirtschaften (USA, Japan, Deutschland) resultierte. Anteil weniger genutzter Baumarten (LUS) Der Anteil der weniger genutzten Baumarten (LUS – lesser used species in Ghana, auch als "Pink" und "Green"-Baumarten bezeichnet) an der Exportmenge blieb auch während des Exportverbots für Rundholz relativ gering. An der Gesamtexportmenge (ca. 4,1 Mio. m³) der sechs Hauptprodukte, die zwischen 1995 und 2005 aus Gahana ausgeführt wurden, betrug der Volumenanteil der "Pink" und "Green" Baumarten nur 12,5% bzw. 1,3%. Die marktgängigen "Scarlet" und "Red"-Baumarten nahmen dagegen einen Mengenanteil von 49% bzw. 29,4% ein, während sonstige Baumarten zu 7,7% beitrugen. Detaillierte Analysen der Statistiken zeigen, dass veredelte Produkte wie Fußböden und Paneele nahezu vollständig aus "Scarlet" und "Red"-Baumarten hergestellt wurden. Der Anteil dieser Baumarten macht bei diesen Produktgruppen 87% bzw. 90% aus. Beide Produktgruppen gehören zu den höchstbezahlten Exportprodukten. In der Regel fordern Kunden und Verbraucher die spezifischen Holzeigenschaften dieser Holzartengruppen, woraus die hohen Anteile bei den hochwertigen Produkten zu erklären sind. Es steht zu erwarten, dass diese Holzarten auch in Zukunft in Produktgruppen dominieren. Wie erwartet, hat der Mengenanteil von luftgetrockneten Sägeholz aus "Scarlet" Baumarten von 83 % im Jahr 1995 auf etwa 6 % im Jahr 2005 abgenommen, während luftgetrocknetes Schnittholz aus den weniger genutzten "Pink"-Baumarten gegenläufig von 6 % im Jahr 1995 auf 22 % in 2005 anstieg. Die Substituierung von "Scarlet" durch "Pink" Baumarten spiegelt die zunehmende Knappheit dieser verwertungstechnisch geschätzten Baumarten wieder. In den letzten Jahren wurden durch die Forstverwaltung erhöhte Abgaben auf einfaches, luftgetrocknetes Schnittholz erhoben, welches aus den zunehmend knapper werdenden Hauptbaumarten hergestellt wird. Auch darin könnte die wachsende Bevorzugung der weniger genutzten Baumarten in diesem Produktbereich erklärt werden. Entgegen der Erwartungen blieb jedoch der hohe Anteil der Hauptbaumarten im Bereich des kammergetrockneten Sägeholzes stabil. Die Bevorzugung der "Scarlet" Baumarten für diese Produkte ist nicht zuletzt auf deren deutlich besseres Verhalten bei der künstlichen Trocknung zurückzuführen. Forschungsvorhaben und verbesserte praktische Erfahrungen über die technische Trocknung der bisher weniger genutzten Baumarten könnten dazu beitragen, dass auch in diesem höherwertigen Bereich zunehmend eine Substitution stattfindet. Ausbeuteverluste und mögliche Ursachen in der Forst- Holz-Kette Die Frage der Ausbeuteverluste und ihrer möglichen Ursachen entlang der Forst-Holz-Kette wurde methodisch im Rahmen eines Fallstudien-Ansatzes untersucht. Dazu wurden die Nutzungsgebiete von drei unterschiedlichen Konzessionären (A, B, D) ausgewählt, die von ihrer geographischen Lage und ihrer Struktur her für die primäre Holzverarbeitung durch die Industrie in Ghana typisch sind. Insgesamt 135 Bäume aus neun Baumarten wurden für diese Studie ausgewählt. Dabei handelt es sich um die für die Vermarktung bedeutendsten Baumarten. Das theoretisch holzindustriell verwendbare Volumen aller Bäume in dieser Studie belief sich auf 2.177 m3, d. h. im Durchschnitt 16 m3 je Baum. Tatsächlich aufgearbeitet und zum Sägewerk transportiert wurden jedoch nur 1.638 m3 oder 12 m3 je Baum. Damit betrug die durchschnittliche Ausbeutequote 75+/-11,82%, während gut 25% (539 m3) des an sich industriell verwendbaren Holzes als Hiebsreste im Wald verblieben. Sowohl der Zopfdurchmesser als auch die Länge dieser Reststücke, wie auch ihre Qualität wären durchaus für eine weitere Bearbeitung im Sägewerk geeignet gewesen. Während der Feldaufnahmen konnten ungenügende Arbeitstechniken und mangelhafte Überwachung als die wichtigsten Gründe für diese geringe Rundholzausbeute identifiziert werden. Dabei spielt auch die herrschende Praxis, nach der der Stockpreis ermittelt wird, den die Firmen an den Staat entrichten müssen, eine Rolle: Da nur für das tatsächlich aus dem Wald exportierte Holz gezahlt werden muss, ergibt sich für die Konzessionäre kein finanzieller Anreiz dafür, die gefällten Bäume möglichst vollständig industriell zu nutzen. Aus diesem offensichtlichen Missstand wurde die Notwendigkeit abgeleitet, Modelle zu entwickeln, die zur Bestimmung der gesamten potentiell vermarktbaren Holzmenge eines stehenden Baumes herangezogen werden können, um so den Stockpreis (stumpage fee) rechnerisch zu bestimmen. Auf der Basis der Versuchsergebnisse wurden drei allometrische Funktionen berechnet, die für eine Schätzung des nutzbaren Volumens herangezogen werden können. Für die Bildung von baumartenspezifischen Modellen wurden drei in Ghana vom Mengenaufkommen her wichtige und markgängige Baumarten herangezogen: Akasaa (Chrysophyllum albidum), Wawa (Triplochiton scleroxylon) und Ofram (Terminalia superba). Darüber hinaus wurden auch generelle Modelle ohne spezifischen Bezug auf einzelne Baumarten entwickelt. Als Datengrundlage dafür wurden neben den drei genannten Hauptbaumarten die Arten von neun weiteren Baumarten herangezogen. Im Allgemeinen hatten artenspezifische Modelle eine bessere Vorhersagbarkeit als gemischte Modelle. Der Grund könnte in der höheren Homogenität der beobachteten und der vorhergesagten Variablen bei den artenspezifischen Modellen liegen. Die Modelle, die auf der Basis der Variablen Brusthöhendurchmesser (DBH) und kommerziell nutzbarer Schaftlänge (L) die nutzbare Holzmenge schätzen, waren jenen Modellen überlegen, die als Variable lediglich den DBH heranziehen. Allerdings ist eine zutreffende Ermittlung der kommerziell nutzbaren Schaftlänge stehender Bäume in der Praxis schwierig. Auch die nur auf dem DBH basierenden Modelle konnten die sägefähigen Stammholzanteile einschließlich stärkerer Kronenanteile mit hinreichender Genauigkeit schätzen. Ein so genanntes Log-Tracking-System, das in Ghana eingeführt werden soll, könnte die Anwendung dieser Modelle in der Praxis begünstigen. Wenn mit ihrer Hilfe die tatsächlich genutzten Stammvolumina zuverlässiger als bisher ermittelt werden, kann mittels der entwickelten Modelle auf das reale, nutzbare Volumen der Bäume auf dem Stock zurückgeschlossen werden, und eine realistische Bestimmung des Stockgeldes (stumpage fee) wäre so möglich. Die Nutzung der entwickelten Modelle in der Praxis zur Festsetzung eines realistischen Stockpreises haben jedoch ihre Grenzen: Wenn sich im Zeitablauf die Ausbeuterelationen fundamental ändern, müssen durch aktuelle Untersuchungen die hier aufgestellten Modelle neu parametrisiert werden. Ausbeuteverluste und mögliche Ursachen im Sägewerk Um die Ausbeute von Schnittholz in der weiteren Bearbeitungsstufe zu bestimmen, wurden im Rahmen der Fallstudie in 4 Sägewerken (A, B, C, D) insgesamt 189 Stämme eingeschnitten. Dazu wurden folgende, für Ausbeute und Qualität ausschlaggebende Faktoren aufgenommen: • Dimension und Volumen des eingesetzten Rundholzes • Zeitraum zwischen Fällung und Verarbeitung der Stämme • Risse, Fäule, Pilzbefall und sonstige Fehler am Rundholz • Schnittbild • Einschnitttechnologien • Qualität des Einschnitts (Maßhaltigkeit) • Volumen und Qualität des erzeugten Schnittholzes Die durchschnittliche Schnittholzausbeute lag bei 28,3% und war damit deutlich niedriger als die in vergleichbaren Studien angegebenen Werte. Die Ausbeute schwankte zwischen nur 1,9% für die Baumart Otie (Pycnanthus angolensis), die im Sägewerk A eingeschnitten wurde, bis hin zu 52.6% für Mahagonie (Khaya ivorensis), eingeschnitten in Werk B. Es konnte festgestellt werden, dass die geringe Qualität und die hohen Materialverluste überwiegend auf die lange Lagerzeit zwischen Fällung und Einschnitt zurückzuführen waren. Alle Otie-Stämme (Pycnanthus angolensis) und die meisten der Wawa –Sägestämme (Triplochiton scleroxylon) zeigten tiefe Risse an der Stirnseite sowie starken Pilzbefall, was zu hohen Ausbeuteverlusten führte. Für die Baumart Otie (Pycnanthus angolensis) wurden durchschnittliche Zeiträume von 6 Monaten vom Einschlag bis zum Einschnitt ermittelt, für Wawa immerhin noch 4 Monate. Eine entscheidende Schwachstelle ist also die mangelhafte logistische Planung. Die unflexible Ausrichtung in der Schnittholzproduktion auf nur wenige exportgängige Liefermaße verursachte einen hohen Volumenanteil an Sägeresthölzern, die bei einer entsprechenden Einschnittgeometrie und Sortierung durchaus zu Fußböden, Paneelen oder anderen Produkten hätten weiterverarbeitet werden können. Um die Maßhaltigkeit der verwendeten Einschnitttechnologien zu bestimmen, wurden zusätzlich an 267 Brettern in sägefrischem Zustand Breite und Stärke ermittelt. Die Ergebnisse der Studie zur Maßhaltigkeit des Schnittholzes weisen darauf hin, dass veraltete und schlecht gewartete Sägentechnik für große Volumenverluste beim Einschnitt verantwortlich sind. Schwankungen der Maßhaltigkeit von 2 bis 17% innerhalb eines Brettes konnten bei der untersuchten Schnittware festgestellt werden. Die Streuung der Maßhaltigkeit zwischen den Brettern war signifikant höher, was wiederum eine schlechte Wartung bzw. Justierung der Einschnittaggregate bestätigt. Abschließend muss kritisch angemerkt werden, dass mit 4 Fallstudien der Stichprobenumfang bei der Bestimmung der Einschlagvolumina sowie der Ausbeuteuntersuchungen bei Schnittholz im Sägewerk keine statistisch repräsentativen und auf ganz Ghana verallgemeinerbare Aussagen zulassen. Dennoch sind die Ergebnisse insofern richtungweisend, als dass Ursachen und Faktoren für die hohen Material- und Wertverluste entlang der Forst-Holz-Kette in Ghana aufgezeigt werden. Damit können Lösungsansätze für die logistischen und technischen Probleme erarbeitet, ein effizientes Controlling konzipiert und innovative Ansätze für eine erweiterte Produktpalette entwickelt werden. Diese Maßnahmen sind dringend notwendig, um eine nachhaltige Bewirtschaftung der Naturwälder Ghanas sicherzustellen und den knappen Rohstoff Holz effizienter zu nutzen. ; SUMMARY: Assessment of raw material utilisation efficiency of the forest-wood chain as influence by the forest sector reform in Ghana. The 1994 forest sector reform in Ghana placed priority on downstream processing, utilisation of lesser-used species (LUS) and improvement of processing efficiency in the timber industry of Ghana. To ensure the success of these policy goals, a ban on exportation of logs was introduced and stumpage fees were adjusted to reflect the realistic timber prices on the international market. This thesis was designed to assess the raw material utilisation efficiency under the influence of the forest sector reform and forest-wood processing chain. The thesis set out to investigate the effects of the log export ban (LEB) policy on the downstream processing, the growth of volume and the prices of the export wood products, and the utilisation of the various timber species. Two sets of time series data as compiled by the Timber Industry Development Division (TIDD) of the Forestry Commission of Ghana were analysed with statistical regressions. The first set of data spanned from 1984 to 2005 whilst the second more detailed data set was compiled from 1995 to 2005. This thesis further assessed, on a case study basis, logging recovery and examined the effect of lax supervision on the logging recovery, and thus justifying the need to develop models to predict the total merchantable volume and logically, the realistic stumpage volume and fees. It continued to assess the sawnwood processing recovery and quantified the volume loss due to sawnwood thickness over-sizing and sawing variation and investigated other factors that contribute to the low sawnwood recovery so as to provide managers and operators with insight into their operation performance and identify ways to improve production. Export market- Volumes Before the LEB policy in the years from 1984 to 1995, the total export volume of wood and wood products was about 5.7 million cubic metres. Out of this volume, log and sawnwood exports accounted for about 55 % and 39 % respectively whilst the contributions from veneer, plywood, and processed wood exports were 4.1 %, 0.4 % and 1.4 % respectively. In the years between 1996 and 2005, the total volume of wood and wood products exported during the LEB policy was about 4.5 million cubic metres. Veneer, plywood, and processed moulding showed increasing shares in the export market, contributing respectively 21.3 %, 10.5 % and 14.2 % during this period, whilst sawnwood accounted for 53.9%. The results of the study showed that the implementation of the log export ban policy in Ghana caused increases in the volume shares of the value-added products such as veneer, plywood and processed wood, which is in agreement with the theory that an LEB policy stimulates the production of value-added products. However, important factors such as shortage of timber supply, high export taxes on the primary products (sawnwood), and investment incentives may have played significant roles in increasing the volume of these products. Export market- Prices The study found that the aggregate price index of all the wood products exported before the LEB policy increased by 129 % compared to the decline of the aggregate price index by -3.9 % during the LEB policy. The growth in the export prices of sawnwood, veneer, plywood and processed wood before the LEB policy were respectively 109 %, 238 %, 142 % and 102 % compared to the corresponding growths or declines of 14.8 %, -21.9 %, -47 % and -31.7 % during the LEB policy. Whilst the export prices of veneer appear to have been bolstered by the increasing market share of re-constituted panels such as MDF and OSB, those of plywood from the tropical forests were eclipsed by the increasing substitution of tropical plywood by softwood plywood and other panels such as MDF and OSB in furniture, millwork, and mouldings production. Another important contributing factor to the decline in the prices of plywood is the intense competition from China, which until recently was a major importer of tropical plywood, and is now a major exporter of plywood. The need to find new markets for tropical plywood could help revive its export trade. These decline in prices also appears also to have been caused by such global factors as the collapse of the Asian economy in 1997 and 1998, and the weak demand for international commodity in 2000 and 2001, resulting from the economic recession of the world's three largest economies (U.S.A., Japan and Germany). Export volume of the traditional (scarlet and red) and the Lesser-Used Species (LUS) (pink and green) species During the LEB policy, the export volume shares of the LUS (pink and green species) stayed relatively low. Out of the total export volume of 4,074,570 m³ of the six main products exported from 1995 to 2005, pink and green species (LUS) contributed only 12.5 % and 1.3 % respectively. Furthermore, scarlet and red species had a respective volume share of 49 % and 29.4 % whilst "other species" contributed 7.7 %. The results indicated that flooring and moulding products were almost exclusively produced from the traditional timber species. About 87 % of the flooring and 90 % of the moulding products were produced from both the scarlet and red species. These two products are among the highly-priced export products. The flooring and moulding products are generally used for decoration purposes and the traditional and highly-valued timber species such as the scarlet and red species are expected to dominate the choice of species for these products. This fact probably explains the high volume contribution of the traditional timber species to the production of flooring and moulding products. In the face of a limited supply of the primary timber species, scarlet and red species obviously should be reserved for the highly-priced products such as flooring and moulding. As expected, the trend in the volume share of air-dried (AD) sawnwood produced from the scarlet species showed a substantial decrease from 83 % in 1995 to about 6 % in 2005, whilst air-dried sawnwood from the pink species increased from about 6 % in 1995 to about 22 % in 2005. The substitution of the scarlet species by the pink species reflects the increasing shortage of supply of the former. Another reason could be the result of systematic efforts by the stakeholders in forest management in Ghana to substitute the LUS species for the scarlet in the production of sawnwood (AD) by imposing levies on sawnwood (AD) produced from the primary timber species. Contrary to expectation, kiln-dried (KD) sawnwood had the most stable volume share from the scarlet species, decreasing only marginally from about 86 % in 1995 to about 84 % in 2005. Technical difficulties in developing kiln-drying schedules for the LUS species may explain a higher percentage volume share of the scarlet species used to produce sawnwood (KD). The logging efficiency and the development of allometric models to predict the realistic stumpage volume In a case study approach, a total of 135 trees from nine timber species were sampled from three logging sites of mills A, B and D to allow for the assessment of logging recovery and the development of models to predict the total merchantable volume. The mills were selected according to the prevailing sawmill industry structure in Ghana. The main species were selected on the basis of their forest availability and economic importance. Wawa (Triplochiton scleroxylon), for example, constitutes about 21 % of Forest Inventory Project (FIP) class 1 volume greater than 70 cm in diameter (see Ghana Forestry Department 1989) and hence justifies its higher selection percentage. The merchantable volume of all the trees sampled from the three studied mills totalled 2,177 m³, averaging 16.0 m³ per tree. The logs that were extracted from this total merchantable volume by the mills amounted to 1,638 m³, averaging 12 m³ per tree. The average logging recovery rate of the three studied logging sites was 75±11.82 % whilst 25 % (539 m³) of the merchantable volume was left at the logging site as residues. On the basis of the small-end diameter and length values, the merchantable wood residues were of sufficient quality to warrant their utilisation. For example, the small-end diameter of the residues ranged from 41 cm for ofram (Terminalia superba) to 60 cm for wawa (Triplochiton scleroxylon) whilst the average length of the residues also varied between 4.2 m for sapele (Entandrophragma cylindricum) and 8.5 m for wawa (Triplochiton scleroxylon). The study identified insufficient working techniques and lax supervision as one of the major causes of low logging recovery and the existing practice of fixing stumpage fees gives only weak economical incentives to improve volume recovery. Therefore the need to develop models to predict the total merchantable volume as a basis for adjusted stumpage fee calculation, was justified. To fix realistic stumpage fees, which take into account the true potential of the harvested trees, three allometric equations were developed to allow for comparison in terms of predictive accuracy. Three main species, namely akasaa (Chrysophyllum albidum), wawa (Triplochiton scleroxylon), and ofram (Terminalia superba) were sampled for the construction of the species-specific based models. The mixed-species based models were developed from the three main species and six additional tree species. In general, the species-specific models had a better predictive power than the mixed-species based models and this could be attributed to the relatively higher homogeneity of both the observed and predictor variables of the species-specific based models. Among the mixed-species based models, those that predicted the total merchantable volume indirectly from the log volume had the highest predictive power. The log tracking system which is being introduced in Ghana could benefit from these models. When logging data are available (through the log tracking system) the models could be used to predict the realistic stumpage volume. These models however, were found to perform relatively better for small-sized trees than for large-sized trees over (20 m³). The models that predicted the total merchantable volume from DBH and the total merchantable length had better fits than those that used only DBH as a predictor variable. Nevertheless they have little practical importance because of difficulty in measuring the total merchantable length in the forest. These models have however theoretically showed that, by including the merchantable branches, the general form of allometric equation did not substantially change. DBH as a predictor of the total merchantable volume has several advantages. It is easier and simpler to use since forest inventories include DBH measurements. For the mixed-species based models that predicted the total merchantable volume from DBH only, the site-specific models had a higher predictive power than a single model developed for all-sites, indicating that for a higher accuracy, DBH may be a good predictor of the total merchantable volume of tree species at a specific site. The use of these models, however, presents a limitation. If logging efficiency of individual mills changes substantially over time, the model may have to be validated periodically before it could be applied. Sawmill efficiency In order to determine sawnwood recovery in a case study approach, a total of 189 saw logs were sampled from four mills (Mills A, B, C and D). In order to assess the factors that affect sawnwood recovery, the following inquiries and observations were made and recorded: • Log dimensions (length, diameter at both ends) • Time between felling and processing of logs, • Prior to processing, each sampled saw logs was inspected for defects such as end-splits, rots and fungal blue stain. • Log breakdown technique, • Edging and trimming techniques and • Quality of trimming off-cuts The average sawnwood recovery (28.3 %) found in this study was substantially lower than the reported average recovery rate in the previous studies. The sawnwood recovery ranged from 1.9 % for the otie (Pycnanthus angolensis) processed at mill A to 52.6 % for the mahogany (Khaya ivorensis) processed at mill B. The study found that the poor log quality, resulting mainly from long storage periods between felling and processing, had a substantial effect on the sawnwood volume recovery. All of the otie (Pycnanthus angolensis) saw logs and most of the wawa (Triplochiton scleroxylon) saw logs sampled had end-splits and were severely infested with fungal blue stain and thus their low recovery was expected. The low sawnwood recovery reported in this study could be mainly attributed to a lack of proper management of logs and a lack of adequate logistic planning. For example, the period between felling and processing of the otie (Pycnanthus angolensis) logs was about six months whilst due to logistical problems and poor planning the period between felling and processing of the wawa logs sawn at mill D was about three months. In addition, 267 green sawn boards were sampled from the mills to quantify the sawnwood volume loss due to thickness over-sizing and sawing variation. The results of this study indicated that the volume that could have been gained by reducing the sawnwood thickness over-sizing and sawing variation ranged from about 2 % to 17 % in volume of the sampled sawnwood. The study also found that between-board sawing variation was substantially higher than within-board sawing variation indicating that lack of setworks repeatability could be the major cause of the loss in volume. It was observed that the studied mills concentrated their production on sawnwood in export dimensions and grades. Therefore, off-cuts and trim ends that could have been processed further into mouldings, battens, floorings, and other products were discarded or sold at cheaper prices. The limited supply of timber resources give every reason for sawmills in Ghana to optimise fibre recovery from every tree that is felled. Even though this thesis studied only a limited number of cases, which represent a small fraction of the forest and sawmill industry in Ghana, there is a reason to believe that conditions prevailing in other operations are not very different from those observed in these case study mills. Ghanaian sawmills stand to benefit economically if they could improve their logistical planning and integrate production lines devoted to recovering fibre from off-cuts and trimmings.
[spa] La promoción de la autonomía personal, se establece como elemento clave para garantizar el envejecimiento activo. La familia es a menudo el sistema social encargado de atender a los adultos mayores cuando estos no pueden valerse por sí mismos; proporciona vínculos afectivos, relacionales y emocionales necesarios para garantizar el bienestar del adulto mayor. Para garantizar la calidad de vida en el adulto mayor, se deberán considerar tanto las atenciones a su salud, como las atenciones que faciliten el mantenimiento de la estabilidad familiar. Es por ello, por lo que este sistema, requerirá de habilidades relacionales y sociales que les permitan afrontar con éxito los cambios del envejecimiento; cambios que impactarán sobre la convivencia, las relaciones entre sus miembros y sobre cada uno de los miembros en sí. Para apoyar a las personas y familias a que mantengan un papel activo en la promoción de la autonomía y de la salud de sus miembros, se enfatizará en el empoderamiento, proceso por el cual se alienta a desarrollar las habilidades de cuidado individual, familiar y social. En este sentido, los estilos de afrontamiento adaptativo, han demostrado ser el motor de mejora de la adaptabilidad a los cambios del envejecimiento, posibilitar la adecuada gestión de conflictos y potenciar la resiliencia familiar. Los programas de competencias familiares basados en la evidencia han demostrado ser una estrategia eficaz y efectiva para desarrollar las habilidades de relación familiar promotoras de la resiliencia. No obstante, entre los principales puntos débiles para la eficacia de la implementación de este tipo de programas, se identifican las dificultades para mantener la implicación familiar a lo largo del proceso; se refiere tanto a las dificultades para la captación y retención familiar al inicio del proceso, para el mantenimiento del compromiso familiar a lo largo de las sesiones y de las dificultades para salvar las barreras para la participación. Esta tesis doctoral nace en el marco del Proyecto de Investigación "Validación del Programa de Competencia Familiar Universal 10-14 en España (EDU2016-79235-R - I+D relativa a las Ciencias Sociales financiada con FGU)". La presente tesis doctoral se dirigió, inicialmente a evaluar cuáles son las técnicas que dan mejores resultados de adherencia al programa, en respuesta al objetivo 4 del Proyecto de Investigación que se operativiza en "Evaluar la adherencia de las familias participantes, a lo largo de las sesiones que componen el programa". Dado que la evidencia indica que el trabajo sobre las habilidades de comunicación, habilidades sociales, las estrategias de afrontamiento familiar, las competencias en cuidadores y adultos mayores relacionadas con los cuidados eficaces, la autoestima u autoeficacia, entre otras destrezas sobre las que trabaja el Programa de Competencia Familiar, promueven la autonomía y ayudan a prevenir las situaciones de dependencia, se decidió realizar una adaptación de sus contenidos, pues el Programa de Competencia Familiar, se orienta a la intervención socioeducativa con y entre progenitores y menores de edad. Hasta el momento no se había definido una intervención socioeducativa que permitiera el trabajo preventivo de potenciales dinámicas familiares disfuncionales vinculadas a la aparición de situaciones de dependencia y cronicidad. Las versiones anteriores del Programa de Competencia Familiar han demostrado su eficacia a largo plazo en los principales factores que componen la dinámica familiar positiva (resiliencia, comunicación, organización y cohesión familiar, disciplina positiva y otros factores) (Orte et al., 2015) y dadas las variables sobre las que trabaja, las características - práctica basada en la evidencia- y las evidencias siguientes: 1. La relación entre la carencia de apoyo social y familiar, de relaciones sociales, problemas de comunicación y la influencia del entorno sobre los procesos de pérdida de autonomía y aceleración del adelanto hacia formas de dependencia severa. 2. La carencia de garantía del derecho recogido al artículo 1 de la Ley 39/2006, de disponer de recursos de promoción de autonomía y la carencia de atención a las recomendaciones nacionales e internacionales en cuanto al envejecimiento activo. Se procedió a adaptar el Programa de Competencia Familiar dados sus resultados probados en la mejora de las estrategias de afrontamiento familiar, la mejora de las dinámicas familiares y de los factores de protección tanto familiar como individual en cada uno de sus miembros. El Programa de Competencia Familiar Universal-Auto se diseñó en torno a las mismas herramientas y estructura que el Programa de Competencia Universal. Se tomó como referencia el mismo objetivo genérico - trabajar sobre las pautas de comunicación y de relación familiar-, aunque con un objetivo final diferente: lograr promover las dinámicas familiares que permitan un funcionamiento óptimo de cada uno de sus miembros, en su caso, para promover el envejecimiento activo. Mediante un conjunto de intervenciones socioeducativas aplicadas en el ámbito familiar, se promueve la permanencia de la persona en situación de dependencia en su entorno familiar bajo condiciones de bienestar y calidad de vida. Además, se refuerzan las medidas de prevención primaria y secundaria de las situaciones de dependencia al dirigirse a familias con adultos mayores sin dependencia o con síntomas incipientes de la misma. Se diseñó el programa y sus materiales, se formó a un conjunto de trabajadoras sociales del Plan Individual de Atención (PIA) de la Fundació d'Atenció i Suport a la Dependència i de Promoció de l'Autonomia Personal de la Direcció General de Dependència del Govern Balear, para su implementación y se aplicó, en 2019 sobre una muestra de 75 familias de diferentes espacios territoriales de Palma de Mallorca. Se inició un segundo pilotaje en 2020, nuevamente sobre una muestra de 75 familias, que tuvo que verse interrumpido a raíz de la declaración del estado de alarma por la COVID-19, el 14 de marzo de 2020. El estudio contó con un diseño cuasi-experimental con evaluaciones pre-post de los participantes en el programa. Los instrumentos de medición de los efectos del programa sobre las familias objeto de estudio e intervención, se realizó mediante cuestionarios validados para su aplicación sobre dicha población. Se adaptaron a las características de la población objeto de investigación y, previo al inicio del programa se informó a los participantes sobre sus derechos y se les facilitó una hoja de consentimiento informado. Específicamente los instrumentos fueron: el Cuestionario de Pfeiffer, para identificar los síntomas de demencia no diagnosticados en cribaje inicial, la Escala de Recursos Sociales (OARS), para evaluar los niveles de apoyo social, el Cuestionario de Función Familiar (APGAR) para evaluar la dinámica y funcionamiento familiar, el Cuestionario de Calidad de Vida en la Vejez en los Diferentes Contextos, para evaluar los niveles de calidad de vida de las personas mayores participantes, la Escala de Depresión Geriátrica – Test de Yesavage, para evaluar los niveles de depresión en adultos mayores, los Cuestionarios de satisfacción de participantes, para evaluar el nivel de satisfacción de las familias con los contenidos, formadores y resultados del programa y el Cuestionario de evaluación y seguimiento para que las formadoras pudieran evaluar la idoneidad de los contenidos del programa para su implementación y evolución de los participantes en cada una de las sesiones. Se rediseñaron los instrumentos de evaluación, preparando un único cuestionario con las principales informaciones y escalas de evaluación de resultados, adaptando las informaciones a sus destinatarios y con las medidas de evaluación pertinentes para cada colectivo de evaluación, formando un cuestionario para familiares, uno para adultos mayores, un cuestionario de evaluación de progreso de los participantes, un cuestionario de evaluación de las sesiones de las familias, un cuestionario para evaluar las sesiones de cuidadoras, otro para la evaluación de las sesiones de adultos mayores y un cuestionario de satisfacción. El análisis de los datos cuantitativos se centró en los resultados de los factores y escalas considerados para cada uno de los instrumentos, de acuerdo con las hipótesis de la investigación. El análisis se realizó con SPSS 25. Se realizó un análisis descriptivo de cada una de las escalas consideradas, de acuerdo con los protocolos establecidos por instrumento, estableciendo los resultados grupales y diferenciando los resultados por variable. Se realizó un análisis de diferencias de medias (t-test) y pruebas no paramétricas (U de Mann- Whitney), comprobando diferencias (pre-post, entre grupo cuasi-experimental y control y la variable sexo mediante comprobaciones basadas en el análisis de varianza: MANOVA), reproduciendo la secuencia de análisis para cada una de las etapas de toma de datos. Por otro lado, se analizaron los resultados de las estrategias de captación, identificadas en las revisiones sistemáticas y aplicadas en el primer pilotaje de PCF-Auto, el análisis de la adherencia, mediante el control de la asistencia y la participación, analizando el seguimiento de las indicaciones y recursos conductuales introducidos por el programa, mediante el seguimiento de las recomendaciones por parte de los participantes a corto y medio plazo, se analizó la fidelidad de las formadoras en la aplicación del programa, y se analizó la valoración del programa y la satisfacción participante. Se contrastaron las hipótesis iniciales por medio del estudio de las variables dependientes, según el resto de variables consideradas, realizando un estudio individual y relacional de las variables explicativas. Los resultados muestran la consecución adecuada de la validación del contenido del programa, aunque se requieren ciertas modificaciones identificadas en las evaluaciones. La evaluación de la eficacia del programa en la evitación o retraso de riesgos muestra ser positiva en las diferentes áreas de relación evaluadas, aunque estadísticamente significativa (p<0.05) en algunas de ellas. En relación a la eficacia del programa en el desarrollo de competencias familiares y de relación social, se identifica también una mejora estadísticamente significativa en las escalas APGAR y OARS relativas a la relación y apoyo social. Se observan mejoras en los resultados de la escala de cohesión familiar, aunque se requiere la ampliación de los tiempos en los que se imparten los contenidos de la sesión 3 para mejorar la asimilación de los contenidos relativos a la cohesión familiar. También se identifica una mejora de los recursos de afrontamiento familiar, fundamentales para mejorar la autonomía de sus miembros. Estos resultados son evaluados por la escala de resiliencia, la cual muestra cambios estadísticamente significativos (p<0.05). Los resultados de la adherencia no fueron positivos dado que se perdió aproximadamente el 50% de la muestra tras la primera sesión. Es probable que como se indican entre los cambios recomendados por los formadores, se requiera que las Trabajadoras Sociales citen a domicilio a los potenciales participantes para facilitar los cuestionarios previamente a dar inicio al programa. En la primera sesión los participantes mostraron síntomas de cansancio al tener que rellenar los cuestionarios de evaluación pre, requiriendo aproximadamente 1 hora para realizarlos. Muchos de ellos mostraban carencia de destrezas de lectura y escritura y requerían que los formadores dedicaran un tiempo exclusivo para cada uno de los participantes, lo que supuso problemas luego para poder dar exitosamente los contenidos necesarios a impartir en la sesión 0. Otro problema identificado en cuanto a la citación telefónica fue el hecho de cometer errores en la captación. En la sesión 0 se identificaron perfiles de personas que no cumplían con las características inicialmente previstas y necesarias para el adecuado aprovechamiento de los contenidos del programa (personas que habían desarrollado síntomas suficientemente importantes de demencia como para suponer una limitación en la adquisición de contenidos, personas con problemas de hipoacusia que requerían de un formador constantemente a su lado para captar las pautas del formador y que mostraban dificultades para interactuar con el resto de participantes…). Luego y como era de esperar, hubo un cierto volumen de bajas que se vincularon al empeoramiento de los síntomas de salud y/o a hospitalizaciones. La implicación y participación mostró ser positiva en los resultados de evaluación por participante. De facto, tras la sesión 0 se mantuvieron la casi totalidad de las familias participantes hasta el final de la aplicación del programa. La mayor parte de participantes pidieron una segunda versión de PCF-U-Auto por los resultados que identificaron en sus hogares y familias. Los centros residenciales pidieron adaptar el programa a las necesidades de las residencias para poder disponer del programa en un futuro. La evaluación de la adherencia, mostró la necesidad de implementar estrategias para incentivar la realización de las prácticas para casa, dado que constituyen una parte importante de la asimilación de contenidos del programa. Los resultados de satisfacción mostraron ser muy positivos. En esta tesis doctoral, se definieron las técnicas de implicación familiar aplicadas en intervenciones familiares de prevención de riesgos. Los resultados de las revisiones sistemáticas indicaron la necesidad de considerar técnicas de implicación relativas a las familias, al formador, al programa y a la organización, para garantizar la eficacia de los resultados de los programas familiares, en relación a la participación y mantenimiento de las familias a lo largo de las sesiones de los programas. Estos resultados se demuestran en las dos primeras revisiones sistemáticas publicadas en Octaedro y en Social Work and Social Sciences Review. Por otro lado, se adaptó el Programa de Competencia Familiar, en su versión universal, a las necesidades de las familias con adultos mayores, con el objetivo de promover su autonomía, envejecimiento activo y calidad de vida. Para la adaptación, se realizó, previamente, un estudio observacional descriptivo, dirigido a definir las variables sociodemográficas, de salud, de apoyo social, de dependencia y las relativas a la interacción entre cuidador-adulto mayor. Se aplicó el análisis de conglomerados para definir los perfiles de la población dependiente y adaptar el diseño del programa conforme a las necesidades definidas en el estudio. Paralelamente, se realizó un vaciado de planes, programas, protocolos, guías y documentos oficiales de las diferentes autonomías españolas y de los principales entes internacionales en materia de envejecimiento y dependencia, para identificar (1) las variables familiares que promueven la autonomía (2) medidas de promoción de autonomía implementadas. Una vez, definido (1) el perfil de adultos mayores con dependencia, (2) las variables familiares que inciden sobre la autonomía de los adultos mayores y (3) las medidas de promoción de autonomía implementadas, se diseño el Programa de Competencia Familiar-Auto y se procedió a realizar un primer pilotaje. En cuanto al procedimiento seguido para el pilotaje, un total de 16 trabajadoras sociales de la Fundació d'Atenció i Suport a la Dependència y de Promoció de l'Autonomia Personal de les Illes Balears - Direcció General de Dependència fueron formadas (10h.) por profesorado de la Universidad en los contenidos –fundamentación teórica y práctica- del PCF-U-Auto. Durante dos semanas, se seleccionaron un conjunto de personas beneficiarias de la Prestación Económica para Cuidados en el Entorno Familiar (PECEF) del Gobierno Balear, por parte de las Trabajadoras Sociales de referencia habilitadas para aplicar el PCF-U-Auto; el principal requisito de cribado fue que hubieran recibido la valoración de Grado I dentro de los 6 meses inmediatamente anteriores a la selección. El objetivo era evitar incluir en la muestra a personas cuyas valoraciones requirieran de actualización al haber contraído más síntomas de dependencia. La muestra por el pilotaje se constituyó de 5 grupos de ±15 familias por grupo: un grupo en Manacor, uno en Inca y tres en Palma –Santa Catalina/Son Espanyolet, Ciutat Antiga y Son Cladera- conformando una muestra inicial de 75 familias. Del análisis de un primer pilotaje, se identificó como determinados factores sociales y familiares incluyen, de manera significativa, (p ≤ 0.05) sobre las situaciones de dependencia, permitiendo delimitar propuestas de intervención para aplicar en el Programa de Competencia Familiar-Auto. Destacaron los cambios significativos en la dinámica familiar (funcionalidad familiar (APGAR), t = -2,426, p = 0,018*, d = 0,307; resiliencia familiar, t = -2,283, p = 0,026*, d = 1,007) y los cambios significativos en los adultos mayores (recursos sociales (OARS): t = - 2,032, p = 0,046*, d = 0,445; valoración situación social: p = 0,055*; valoración relaciones sociales: p ≤ 0,05 en relación con los nietos y con los vecinos). Conclusivamente, queda demostrada la efectividad del PCF-Auto en la respuesta a la necesidad de medidas de promoción de autonomía y de envejecimiento activo en adultos mayores, indicada por los principales entes nacionales e internacionales, leyes y estudios sobre envejecimiento y dependencia. El PCF-Auto confirma su validez como herramienta preventiva de situaciones de dependencia mediante el trabajo sobre el ámbito familiar. ; [cat] La promoció de l'autonomia personal, s'estableix com a element clau per a garantir l'envelliment actiu. La família és sovint el sistema social encarregat d'atendre als adults majors quan aquests no poden valer-se per si mateixos; proporciona vincles afectius, relacionals i emocionals necessaris per a garantir el benestar de l'adult major. Per a garantir la qualitat de vida en l'adult major, s'hauran de considerar tant les atencions a la seva salut, com les atencions que facilitin el manteniment de l'estabilitat familiar. És per això, per la qual cosa aquest sistema, requerirà d'habilitats relacionals i socials que els permetin afrontar amb èxit els canvis de l'envelliment; canvis que impactaran sobre la convivència, les relacions entre els seus membres i sobre cadascun dels membres en si. Per a fer costat a les persones i famílies al fet que mantinguin un paper actiu en la promoció de l'autonomia i de la salut dels seus membres, s'emfatitzarà en l'apoderament, procés pel qual s'encoratja a desenvolupar les habilitats de cura individual, familiar i social. En aquest sentit, els estils d'afrontament adaptatiu, han demostrat ser el motor de millora de l'adaptabilitat als canvis de l'envelliment, possibilitar l'adequada gestió de conflictes i potenciar la resiliència familiar. Els programes de competències familiars basats en l'evidència han demostrat ser una estratègia eficaç i efectiva per a desenvolupar les habilitats de relació familiar promotores de la resiliència. No obstant això, entre els principals punts febles per a l'eficàcia de la implementació d'aquesta mena de programes, s'identifiquen les dificultats per a mantenir la implicació familiar al llarg del procés; es refereix tant a les dificultats per a la captació i retenció familiar a l'inici del procés, per al manteniment del compromís familiar al llarg de les sessions i de les dificultats per a salvar les barreres per a la participació. Aquesta tesi doctoral neix en el marc del Projecte de Recerca "Validació del Programa de Competència Familiar Universal 10-14 a Espanya (EDU2016-79235-R - I+D relativa a les Ciències Socials finançada amb FGU)". La present tesi doctoral es va dirigir, inicialment a avaluar quines són les tècniques que donen millors resultats d'adherència al programa, en resposta a l'objectiu 4 del Projecte de Recerca que s'operativiza en "Avaluar l'adherència de les famílies participants, al llarg de les sessions que componen el programa". Atès que l'evidència indica que el treball sobre les habilitats de comunicació, habilitats socials, les estratègies d'afrontament familiar, les competències en cuidadors i adults majors relacionades amb les cures eficaces, l'autoestima o autoeficàcia, entre altres destreses sobre les quals treballa el Programa de Competència Familiar, promouen l'autonomia i ajuden a prevenir les situacions de dependència, es va decidir realitzar una adaptació dels seus continguts, perquè el Programa de Competència Familiar, s'orienta a la intervenció socioeducativa amb i entre progenitors i menors d'edat. Fins al moment no s'havia definit una intervenció socioeducativa que permetés el treball preventiu de potencials dinàmiques familiars disfuncionals vinculades a l'aparició de situacions de dependència i cronicitat. Les versions anteriors del Programa de Competència Familiar han demostrat la seva eficàcia a llarg termini en els principals factors que componen la dinàmica familiar positiva (resiliència, comunicació, organització i cohesió familiar, disciplina positiva i altres factors) (Orte et al., 2015) i donades les variables sobre les quals treballa, les característiques -pràctica basada en l'evidència- i les evidències següents: 1. La relació entre la manca de suport social i familiar, de relacions socials, problemes de comunicació i la influència de l'entorn sobre els processos de pèrdua d'autonomia i acceleració de l'avançament cap a formes de dependència severa. 2. La manca de garantia del dret recollit a l'article 1 de la Llei 39/2006, de disposar de recursos de promoció d'autonomia i la manca d'atenció a les recomanacions nacionals i internacionals quant a d'envelliment actiu. Es va procedir a adaptar el Programa de Competència Familiar donats els seus resultats provats en la millora de les estratègies d'afrontament familiar, la millora de les dinàmiques familiars i dels factors de protecció tant familiar com individual en cadascun dels seus membres. El Programa de Competència Familiar Universal-Auto es va dissenyar entorn de les mateixes eines i estructura que el Programa de Competència Universal. Es va prendre com a referència el mateix objectiu genèric - treballar sobre les pautes de comunicació i de relació familiar-, encara que amb un objectiu final diferent: aconseguir promoure les dinàmiques familiars que permetin un funcionament òptim de cadascun dels seus membres, en el seu cas, per a promoure l'envelliment actiu. Mitjançant un conjunt d'intervencions socioeducatives aplicades en l'àmbit familiar, es promou la permanència de la persona en situació de dependència en el seu entorn familiar baix condicions de benestar i qualitat de vida. A més, es reforcen les mesures de prevenció primària i secundària de les situacions de dependència en dirigir-se a famílies amb adults majors sense dependència o amb símptomes incipients d'aquesta. Es va dissenyar el programa i els seus materials, es va formar a un conjunt de treballadores socials del Pla Individual d'Atenció (PIA) de la Fundació d'Atenció i Suport a la Dependència i de Promoció de l'Autonomia Personal de la Direcció General de Dependència del Govern Balear, per a la seva implementació i es va aplicar, en 2019 sobre una mostra de 75 famílies de diferents espais territorials de Palma. Es va iniciar un segon pilotatge en 2020, novament sobre una mostra de 75 famílies, que va haver de veure's interromput arran de la declaració de l'estat d'alarma per la COVID-19, el 14 de març de 2020. L'estudi va comptar amb un disseny quasiexperimental amb avaluacions pre-post dels participants en el programa. Els instruments de mesurament dels efectes del programa sobre les famílies objecte d'estudi i intervenció, es va realitzar mitjançant qüestionaris validats per a la seva aplicació sobre aquesta població. Es van adaptar a les característiques de la població objecte de recerca i, previ a l'inici del programa es va informar els participants sobre els seus drets i se'ls va facilitar una fulla de consentiment informat. Específicament els instruments van ser: el Qüestionari de Pfeiffer, per a identificar els símptomes de demència no diagnosticats en cribratge inicial, l'Escala de Recursos Socials (OARS), per a avaluar els nivells de suport social, el Qüestionari de Funció Familiar (APGAR) per a avaluar la dinàmica i funcionament familiar, el Qüestionari de Qualitat de Vida en la Vellesa en els Diferents Contextos, per a avaluar els nivells de qualitat de vida de les persones majors participants, l'Escala de Depressió Geriàtrica – Test de Yesavage, per a avaluar els nivells de depressió en adults majors, els Qüestionaris de satisfacció de participants, per a avaluar el nivell de satisfacció de les famílies amb els continguts, formadors i resultats del programa i el Qüestionari d'avaluació i seguiment perquè les formadores poguessin avaluar la idoneïtat dels continguts del programa per a la seva implementació i evolució dels participants en cadascuna de les sessions. Es van redissenyar els instruments d'avaluació, preparant un únic qüestionari amb les principals informacions i escales d'avaluació de resultats, adaptant les informacions als seus destinataris i amb les mesures d'avaluació pertinents per a cada col·lectiu d'avaluació, formant un qüestionari per a familiars, un per a adults majors, un qüestionari d'avaluació de progrés dels participants, un qüestionari d'avaluació de les sessions de les famílies, un qüestionari per a avaluar les sessions de cuidadores, un altre per a l'avaluació de les sessions d'adults majors i un qüestionari de satisfacció. L'anàlisi de les dades quantitatives es va centrar en els resultats dels factors i escales considerats per a cadascun dels instruments, d'acord amb les hipòtesis de la recerca. L'anàlisi es va realitzar amb SPSS 25. Es va realitzar una anàlisi descriptiva de cadascuna de les escales considerades, d'acord amb els protocols establerts per instrument, establint els resultats grupals i diferenciant els resultats per variable. Es va realitzar una anàlisi de diferències de mitjanes (ttest) i proves no paramètriques (O de Mann- Whitney), comprovant diferències (pre-post, entre grup quasiexperimental i control i la variable sexe mitjançant comprovacions basades en l'anàlisi de variància: MANOVA), reproduint la seqüència d'anàlisi per a cadascuna de les etapes de presa de dades. D'altra banda, es van analitzar els resultats de les estratègies de captació, identificades en les revisions sistemàtiques i aplicades en el primer pilotatge de PCF-Auto, l'anàlisi de l'adherència, mitjançant el control de l'assistència i la participació, analitzant el seguiment de les indicacions i recursos conductuals introduïts pel programa, mitjançant el seguiment de les recomanacions per part dels participants a curt i mitjà termini, es va analitzar la fidelitat de les formadores en l'aplicació del programa, i es va analitzar la valoració del programa i la satisfacció participant. Es van contrastar les hipòtesis inicials per mitjà de l'estudi de les variables dependents, segons la resta de variables considerades, realitzant un estudi individual i relacional de les variables explicatives. Els resultats mostren la consecució adequada de la validació del contingut del programa, encara que es requereixen unes certes modificacions identificades en les avaluacions. L'avaluació de l'eficàcia del programa en l'evitació o retard de riscos mostra ser positiva en les diferents àrees de relació avaluades, encara que estadísticament significativa (p < 0.05) en algunes d'elles. En relació a l'eficàcia del programa en el desenvolupament de competències familiars i de relació social, s'identifica també una millora estadísticament significativa en les escales APGAR i OARS relatives a la relació i suport social. S'observen millores en els resultats de l'escala de cohesió familiar, encara que es requereix l'ampliació dels temps en els quals s'imparteixen els continguts de la sessió 3 per a millorar l'assimilació dels continguts relatius a la cohesió familiar. També s'identifica una millora dels recursos d'afrontament familiar, fonamentals per a millorar l'autonomia dels seus membres. Aquests resultats són avaluats per l'escala de resiliència, la qual mostra canvis estadísticament significatius (p < 0.05). Els resultats de l'adherència no van ser positius atès que es va perdre aproximadament el 50% de la mostra després de la primera sessió. És probable que com s'indiquen entre els canvis recomanats pels formadors, es requereixi que les Treballadores Socials citin a domicili als potencials participants per a facilitar els qüestionaris prèviament a donar inici al programa. En la primera sessió els participants van mostrar símptomes de cansament en haver d'emplenar els qüestionaris d'avaluació pre, requerint aproximadament 1 hora per a realitzar-los. Molts d'ells mostraven manca de destreses de lectura i escriptura i requerien que els formadors dediquessin un temps exclusiu per a cadascun dels participants, la qual cosa va suposar problemes després per a poder donar reeixidament els continguts necessaris a impartir en la sessió 0. Un altre problema identificat quant a la citació telefònica va ser el fet de cometre errors en la captació. En la sessió 0 es van identificar perfils de persones que no complien amb les característiques inicialment previstes i necessàries per a l'adequat aprofitament dels continguts del programa (persones que havien desenvolupat símptomes prou importants de demència com per a suposar una limitació en l'adquisició de continguts, persones amb problemes d'hipoacúsia que requerien d'un formador constantment al seu costat per a captar les pautes del formador i que mostraven dificultats per a interactuar amb la resta de participants…). Després, i com era d'esperar, va haver-hi un cert volum de baixes que es van vincular a l'empitjorament dels símptomes de salut i/o a hospitalitzacions. La implicació i participació va mostrar ser positiva en els resultats d'avaluació per participant. De fet, després de la sessió 0 es van mantenir la gairebé totalitat de les famílies participants fins al final de l'aplicació del programa. La major part de participants van demanar una segona versió de PCF-Auto pels resultats que van identificar en les seves llars i famílies. Els centres residencials van demanar adaptar el programa a les necessitats de les residències per a poder disposar del programa en un futur. L'avaluació de l'adherència, va mostrar la necessitat d'implementar estratègies per a incentivar la realització de les pràctiques per a casa, atès que constitueixen una part important de l'assimilació de continguts del programa. Els resultats de satisfacció van mostrar ser molt positius. En aquesta tesi doctoral, es van definir les tècniques d'implicació familiar aplicades en intervencions familiars de prevenció de riscos. Els resultats de les revisions sistemàtiques van indicar la necessitat de considerar tècniques d'implicació relatives a les famílies, al formador, al programa i a l'organització, per a garantir l'eficàcia dels resultats dels programes familiars, en relació a la participació i manteniment de les famílies al llarg de les sessions dels programes. Aquests resultats es demostren en les dues primeres revisions sistemàtiques publicades en Octaedro i en Social Work and Social Sciences Review. D'altra banda, es va adaptar el Programa de Competència Familiar, en la seva versió universal, a les necessitats de les famílies amb adults majors, amb l'objectiu de promoure la seva autonomia, envelliment actiu i qualitat de vida. Per a l'adaptació, es va realitzar, prèviament, un estudi observacional descriptiu, dirigit a definir les variables sociodemogràfiques, de salut, de suport social, de dependència i les relatives a la interacció entre cuidador-adult major. Es va aplicar l'anàlisi de conglomerats per a definir els perfils de la població dependent i adaptar el disseny del programa conforme a les necessitats definides en l'estudi. Paral·lelament, es va realitzar un buidatge de plans, programes, protocols, guies i documents oficials de les diferents autonomies espanyoles i dels principals ens internacionals en matèria d'envelliment i dependència, per a identificar (1) les variables familiars que promouen l'autonomia (2) mesures de promoció d'autonomia implementades. Una vegada, definit (1) el perfil d'adults majors amb dependència, (2) les variables familiars que incideixen sobre l'autonomia dels adults majors i (3) les mesures de promoció d'autonomia implementades, es dissenyo el Programa de Competència Familiar-Auto i es va procedir a realitzar un primer pilotatge. Quant al procediment seguit per al pilotatge, un total de 16 treballadores socials de la Fundació d'Atenció i Suport a la Dependència i de Promoció de l'Autonomia Personal dels Illes Balears - Direcció General de Dependència van ser formades (10h.) per professorat de la Universitat en els continguts –fonamentació teòrica i pràctica- del PCF-Auto. Durant dues setmanes, es van seleccionar un conjunt de persones beneficiàries de la Prestació Econòmica per a Cures en l'Entorn Familiar (PECEF) del Govern Balear, per part de les Treballadores Socials de referència habilitades per a aplicar el PCF-Auto; el principal requisit de garbellat va ser que haguessin rebut la valoració de Grau I dins dels 6 mesos immediatament anteriors a la selecció. L'objectiu era evitar incloure en la mostra a persones les valoracions de les quals requerissin d'actualització en haver contret més símptomes de dependència. La mostra pel pilotatge es va constituir de 5 grups de ±15 famílies per grup: un grup a Manacor, un a Inca i tres a Palma –Santa Catalina/Son Espanyolet, Ciutat Antiga i Son Cladera- conformant una mostra inicial de 75 famílies. De l'anàlisi d'un primer pilotatge, es va identificar com determinats factors socials i familiars inclouen, de manera significativa, (p ≤ 0.05) sobre les situacions de dependència, permetent delimitar propostes d'intervenció per a aplicar en el Programa de Competència Familiar-Auto. Van destacar els canvis significatius en la dinàmica familiar (funcionalitat familiar (APGAR), t = -2,426, p = 0,018*, d = ,307; resiliència familiar, t = -2,283, p = 0,026*, d = 1,007) i els canvis significatius en els adults majors (recursos socials (*OARS): t = -2,032, p = 0,046*, d = ,445; valoració situació social: p = 0,055*; valoració relacions socials: p ≤ 0,05 en relació amb els néts i amb els veïns). Conclusivament, queda demostrada l'efectivitat del PCF-Auto en la resposta a la necessitat de mesures de promoció d'autonomia i d'envelliment actiu en adults majors, indicada pels principals ens nacionals i internacionals, lleis i estudis sobre envelliment i dependència. El PCF-Auto confirma la seva validesa com a eina preventiva de situacions de dependència mitjançant el treball sobre l'àmbit familiar. ; [eng] The promotion of personal autonomy is established as a key element to guarantee active aging. The family is often the social system in charge of caring for older adults when they are unable to fend for themselves; provides affective, relational and emotional bonds necessary to guarantee the well-being of the elderly. To guarantee the quality of life in the elderly, both health care should be considered, as well as care that facilitates the maintenance of family stability. That is why this system will require relational and social skills that allow them to successfully face the changes of aging; changes that will impact on coexistence, the relationships between its members and on each of the members themselves. To support individuals and families to maintain an active role in promoting the autonomy and health of their members, emphasis will be placed on empowerment, a process by which individual, family and social care skills are encouraged. In this sense, adaptive coping styles have proven to be the engine for improving adaptability to aging changes, enabling proper conflict management and enhancing family resilience. Evidence-based family competencies programs have proven to be an efficient and effective strategy for developing resilience-promoting family relationship skills. However, among the main weaknesses for the effectiveness of the implementation of this type of programs, the difficulties to maintain family involvement throughout the process are identified; It refers both to the difficulties for family recruitment and retention at the beginning of the process, for the maintenance of family commitment throughout the sessions and the difficulties to overcome the barriers to participation. This doctoral thesis was born within the framework of the Research Project "Validation of the 10-14 Universal Family Competence Program in Spain (EDU2016-79235-R - R&D related to Social Sciences financed with FGU)". This doctoral thesis was initially aimed at evaluating which are the techniques that give the best results of adherence to the program, in response to objective 4 of the Research Project that is operationalized in "Evaluating the adherence of participating families, throughout the sessions that make up the program". Since the evidence indicates that the work on communication skills, social skills, family coping strategies, skills in caregivers and older adults related to effective care, self-esteem or self-efficacy, among other skills that the Program works on of Family Competence, promote autonomy and help prevent dependency situations, it was decided to adapt its contents, since the Family Competence Program is oriented towards socio-educational intervention with and between parents and minors. Until now, a socio-educational intervention had not been defined that would allow the preventive work of potential dysfunctional family dynamics linked to the appearance of situations of dependency and chronicity. Previous versions of the Family Competence Program have demonstrated its long-term effectiveness in the main factors that make up positive family dynamics (resilience, communication, family organization and cohesion, positive discipline and other factors) (Orte et al., 2015) and given the variables on which it works, the characteristics - evidence-based practice - and the following evidence: 1. The relationship between the lack of social and family support, social relationships, communication problems and the influence of the environment on the processes of loss of autonomy and acceleration of progress towards forms of severe dependency. 2. The lack of guarantee of the right included in article 1 of Law 39/2006, to have resources to promote autonomy and the lack of attention to national and international recommendations regarding active aging. We proceeded to adapt the Family Competence Program given its proven results in improving family coping strategies, improving family dynamics and both family and individual protection factors in each of its members. The Universal-Auto Family Competence Program was designed around the same tools and structure as the Universal Competence Program. The same generic objective was taken as a reference - to work on communication and family relationship patterns - although with a different final objective: to promote family dynamics that allow an optimal functioning of each of its members, where appropriate, to promote active aging. Through a set of socio-educational interventions applied in the family environment, the permanence of the person in a situation of dependency in their family environment is promoted under conditions of well-being and quality of life. In addition, primary and secondary prevention measures for dependency situations are reinforced by targeting families with older adults without dependency or with incipient symptoms of it. The program and its materials were designed, a group of social workers from the Individual Care Plan (PIA) of the Fundació d'Atenció i Suport a Dependencia i de Promoció de l'Autonomia Personal of the General Directorate of Dependency of the Govern Balear, for its implementation and it was applied, in 2019 on a sample of 75 families from different territorial areas of Palma de Mallorca. A second pilot was started in 2020, again on a sample of 75 families, which had to be interrupted as a result of the declaration of the state of alarm by COVID-19, on March 14, 2020. The study had a quasi-experimental design with pre-post evaluations of the participants in the program. The tools for measuring the effects of the program on the families under intervention were carried out using validated questionnaires for their application on said population. They were adapted to the characteristics of the population under investigation and, prior to the start, participants were informed about their rights and provided with an informed consent form. Specifically, the instruments were: the Pfeiffer Questionnaire, to identify the symptoms of dementia not diagnosed in the initial screening, the Social Resources Scale (OARS), to evaluate the levels of social support, the Family Function Questionnaire (APGAR) to evaluate the dynamics and family functioning, the Questionnaire of Quality of Life in Old Age in Different Contexts, to evaluate the levels of quality of life of the elderly participants, the Geriatric Depression Scale - Yesavage Test, to evaluate the levels of depression in older adults, the participant satisfaction questionnaires, to evaluate the level of satisfaction of families with the contents, trainers and results of the program and the evaluation and follow-up questionnaire so that the trainers could evaluate the suitability of the contents of the program for their implementation and evolution of the participants in each of the sessions. The evaluation of the tools were redesigned, preparing a single questionnaire with the main information and results evaluation scales, adapting the information to its recipients and with the pertinent evaluation measures for each evaluation group, forming a questionnaire for relatives, one for adults, a questionnaire for evaluating the progress of the participants, a questionnaire for evaluating the family sessions, a questionnaire for evaluating the caregiver sessions, another for evaluating the sessions for the elderly, and a satisfaction questionnaire. The analysis of the quantitative data focused on the results of the factors and scales considered for each of the instruments, in accordance with the research hypotheses. The analysis was carried out with SPSS 25. A descriptive analysis of each of the scales considered was carried out, according to the protocols established by instrument, establishing the group results and differentiating the results by variable. A mean difference analysis (t-test) and nonparametric tests (Mann-Whitney U) were performed, checking differences (pre-post, between quasi-experimental group and control and the sex variable by means of checks based on the analysis of variance: MANOVA), reproducing the analysis sequence for each of the data collection stages. The results of the recruitment strategies, identified in the systematic reviews and applied in the first piloting of PCF-Auto, the analysis of adherence, through the control of attendance and participation, analyzing the follow-up of the indications and behavioral resources introduced by the program, by following the recommendations by the participants in the short and medium term, the fidelity of the trainers in the application of the program was analyzed, and the evaluation of the program and satisfaction were analyzed competitor. The initial hypotheses were contrasted by means of the study of the dependent variables, according to the rest of the variables considered, carrying out an individual and relational study of the explanatory variables. The results show the adequate achievement of the validation of the content of the program, although certain modifications identified in the evaluations are required. The evaluation of the adherence, showed the need to implement strategies to encourage the realization of practices at home, since they constitute an important part of the assimilation of program content. The satisfaction results proved to be very positive. In this doctoral thesis, family involvement techniques applied in family risk prevention interventions were defined. The results of the systematic reviews indicated the need to consider involvement techniques related to the families, the trainer, the program and the organization, to guarantee the effectiveness of the results of the family programs, in relation to the participation and maintenance of families throughout the program sessions. These results are demonstrated in the first two systematic reviews published in Octaedro and in Social Work and Social Sciences Review. On the other hand, the Family Competence Program, in its universal version, was adapted to the needs of families with older adults, with the aim of promoting their autonomy, active aging and quality of life. For the adaptation, a descriptive observational study was previously carried out, aimed at defining the sociodemographic, health, social support, dependency variables and those relating to the interaction between the caregiver and the elderly. Cluster analysis was applied to define the profiles of the dependent population and adapt the program design according to the needs defined in the study. At the same time, a drafting of plans, programs, protocols, guides and official documents of the different Spanish autonomies and of the main international entities on aging and dependency was carried out, to identify (1) the family variables that promote autonomy (2) measures to promote autonomy implemented. After defining (1) the profile of dependent older adults, (2) the family variables that affect the autonomy of older adults, and (3) the implemented measures to promote autonomy, the Family Competency Program was designed. The first piloting was carried out. Regarding the procedure followed for the piloting, a total of 16 social workers from the Fundació d'Atenció i Suport a la Dependencia y de Promoció de l'Autonomia Personal de les Illes Balears - Direcció General de Dependencia were trained (10h.) By University professors in the contents –theoretical and practical foundation- of the PCF-U-Auto. During two weeks, a group of beneficiaries of the Economic Benefit for Care in the Family Environment (PECEF) of the Balearic Government were selected by the reference Social Workers authorized to apply the PCF-U-Auto; the main screening requirement was that they had received the Grade I assessment within the 6 months immediately prior to selection. The goal was to avoid including in the sample people whose assessments required updating due to having contracted more symptoms of dependence. The pilot sample consisted of 5 groups of ± 15 families per group: one group in Manacor, one in Inca and three in Palma – Santa Catalina / Son Espanyolet, Ciutat Antiga and Son Cladera- forming an initial sample of 75 families. From the analysis of a first piloting, it was identified how certain social and family factors include, in a significant way, (p ≤ 0.05) on dependency situations, allowing to define intervention proposals to apply in the Family-Auto Competence Program. Significant changes in family dynamics (family functionality (APGAR), t = -2.426, p = 0.018 *, d = 0.307; family resilience, t = -2.283, p = 0.026 *, d = 1.007) and significant changes in older adults (social resources (OARS): t = -2.032, p = 0.046 *, d = 0.445; assessment of social situation: p = 0.055 *; assessment of social relationships: p ≤ 0.05 in relation to grandchildren and with the neighbors). Conclusively, the effectiveness of PCF-Auto in responding to the need for measures to promote autonomy and active aging in older adults is demonstrated, indicated by the main national and international entities, laws and studies on aging and dependency. The PCF-Auto confirms its validity as a preventive tool for situations of dependency through work on the family environment.
Publisher's version (útgefin grein). ; Quantifying the genetic correlation between cancers can provide important insights into the mechanisms driving cancer etiology. Using genome-wide association study summary statistics across six cancer types based on a total of 296,215 cases and 301,319 controls of European ancestry, here we estimate the pair-wise genetic correlations between breast, colorectal, head/neck, lung, ovary and prostate cancer, and between cancers and 38 other diseases. We observed statistically significant genetic correlations between lung and head/neck cancer (rg = 0.57, p = 4.6 × 10−8), breast and ovarian cancer (rg = 0.24, p = 7 × 10−5), breast and lung cancer (rg = 0.18, p =1.5 × 10−6) and breast and colorectal cancer (rg = 0.15, p = 1.1 × 10−4). We also found that multiple cancers are genetically correlated with non-cancer traits including smoking, psychiatric diseases and metabolic characteristics. Functional enrichment analysis revealed a significant excess contribution of conserved and regulatory regions to cancer heritability. Our comprehensive analysis of cross-cancer heritability suggests that solid tumors arising across tissues share in part a common germline genetic basis. ; The authors in this manuscript were working on behalf of BCAC, CCFR, CIMBA, CORECT, GECCO, OCAC, PRACTICAL, CRUK, BPC3, CAPS, PEGASUS, TRICL-ILCCO, ABCTB, APCB, BCFR, CONSIT TEAM, EMBRACE, GC-HBOC, GEMO, HEBON, kConFab/AOCS Mod SQuaD, and SWE-BRCA. The breast cancer genome-wide association analyses: BCAC is funded by Cancer Research UK [C1287/A16563, C1287/A10118], the European Union's Horizon 2020 Research and Innovation Programme (grant numbers 634935 and 633784 for BRIDGES and B-CAST, respectively), and by the European Community's Seventh Framework Programme under grant agreement number 223175 (grant number HEALTH-F2-2009-223175) (COGS). The EU Horizon 2020 Research and Innovation Programme funding source had no role in study design, data collection, data analysis, data interpretation, or writing of the report. Genotyping of the OncoArray was funded by the NIH Grant U19 CA148065, and Cancer UK Grant C1287/A16563 and the PERSPECTIVE project supported by the Government of Canada through Genome Canada and the Canadian Institutes of Health Research (grant GPH-129344) and, the Ministère de l'Économie, Science et Innovation du Québec through Genome Québec and the PSR-SIIRI-701 grant, and the Quebec Breast Cancer Foundation. Funding for the iCOGS infrastructure came from: the European Community's Seventh Framework Programme under grant agreement n° 223175 (HEALTH-F2-2009-223175) (COGS), Cancer Research UK (C1287/A10118, C1287/A10710, C12292/A11174, C1281/A12014, C5047/A8384, C5047/A15007, C5047/A10692, C8197/A16565), the National Institutes of Health (CA128978), and Post-Cancer GWAS initiative (1U19 CA148537, 1U19 CA148065, and 1U19 CA148112—the GAME-ON initiative), the Department of Defence (W81XWH-10-1-0341), the Canadian Institutes of Health Research (CIHR) for the CIHR Team in Familial Risks of Breast Cancer, and Komen Foundation for the Cure, the Breast Cancer Research Foundation, and the Ovarian Cancer Research Fund. The DRIVE Consortium was funded by U19 CA148065. The Australian Breast Cancer Family Study (ABCFS) was supported by grant UM1 CA164920 from the National Cancer Institute (USA). The content of this manuscript does not necessarily reflect the views or policies of the National Cancer Institute or any of the collaborating centers in the Breast Cancer Family Registry (BCFR), nor does mention of trade names, commercial products, or organizations imply endorsement by the USA Government or the BCFR. The ABCFS was also supported by the National Health and Medical Research Council of Australia, the New South Wales Cancer Council, the Victorian Health Promotion Foundation (Australia), and the Victorian Breast Cancer Research Consortium. J.L.H. is a National Health and Medical Research Council (NHMRC) Senior Principal Research Fellow. M.C.S. is a NHMRC Senior Research Fellow. The ABCS study was supported by the Dutch Cancer Society [grants NKI 2007-3839; 2009 4363]. The Australian Breast Cancer Tissue Bank (ABCTB) is generously supported by the National Health and Medical Research Council of Australia, The Cancer Institute NSW and the National Breast Cancer Foundation. The ACP study is funded by the Breast Cancer Research Trust, UK. The AHS study is supported by the intramural research program of the National Institutes of Health, the National Cancer Institute (grant number Z01-CP010119), and the National Institute of Environmental Health Sciences (grant number Z01-ES049030). The work of the BBCC was partly funded by ELAN-Fond of the University Hospital of Erlangen. The BBCS is funded by Cancer Research UK and Breast Cancer Now and acknowledges NHS funding to the NIHR Biomedical Research Centre, and the National Cancer Research Network (NCRN). The BCEES was funded by the National Health and Medical Research Council, Australia and the Cancer Council Western Australia and acknowledges funding from the National Breast Cancer Foundation (JS). For the BCFR-NY, BCFR-PA, and BCFR-UT this work was supported by grant UM1 CA164920 from the National Cancer Institute. The content of this manuscript does not necessarily reflect the views or policies of the National Cancer Institute or any of the collaborating centers in the Breast Cancer Family Registry (BCFR), nor does mention of trade names, commercial products, or organizations imply endorsement by the US Government or the BCFR. For BIGGS, ES is supported by NIHR Comprehensive Biomedical Research Centre, Guy's & St. Thomas' NHS Foundation Trust in partnership with King's College London, United Kingdom. IT is supported by the Oxford Biomedical Research Centre. BOCS is supported by funds from Cancer Research UK (C8620/A8372/A15106) and the Institute of Cancer Research (UK). BOCS acknowledges NHS funding to the Royal Marsden/Institute of Cancer Research NIHR Specialist Cancer Biomedical Research Centre. The BREast Oncology GAlician Network (BREOGAN) is funded by Acción Estratégica de Salud del Instituto de Salud Carlos III FIS PI12/02125/Cofinanciado FEDER; Acción Estratégica de Salud del Instituto de Salud Carlos III FIS Intrasalud (PI13/01136); Programa Grupos Emergentes, Cancer Genetics Unit, Instituto de Investigacion Biomedica Galicia Sur. Xerencia de Xestion Integrada de Vigo-SERGAS, Instituto de Salud Carlos III, Spain; Grant 10CSA012E, Consellería de Industria Programa Sectorial de Investigación Aplicada, PEME I + D e I + D Suma del Plan Gallego de Investigación, Desarrollo e Innovación Tecnológica de la Consellería de Industria de la Xunta de Galicia, Spain; Grant EC11-192. Fomento de la Investigación Clínica Independiente, Ministerio de Sanidad, Servicios Sociales e Igualdad, Spain; and Grant FEDER-Innterconecta. Ministerio de Economia y Competitividad, Xunta de Galicia, Spain. The BSUCH study was supported by the Dietmar-Hopp Foundation, the Helmholtz Society and the German Cancer Research Center (DKFZ). The CAMA study was funded by Consejo Nacional de Ciencia y Tecnología (CONACyT) (SALUD-2002-C01-7462). Sample collection and processing was funded in part by grants from the National Cancer Institute (NCI R01CA120120 and K24CA169004). CBCS is funded by the Canadian Cancer Society (grant # 313404) and the Canadian Institutes of Health Research. CCGP is supported by funding from the University of Crete. The CECILE study was supported by Fondation de France, Institut National du Cancer (INCa), Ligue Nationale contre le Cancer, Agence Nationale de Sécurité Sanitaire, de l'Alimentation, de l'Environnement et du Travail (ANSES), Agence Nationale de la Recherche (ANR). The CGPS was supported by the Chief Physician Johan Boserup and Lise Boserup Fund, the Danish Medical Research Council, and Herlev and Gentofte Hospital. The CNIO-BCS was supported by the Instituto de Salud Carlos III, the Red Temática de Investigación Cooperativa en Cáncer and grants from the Asociación Española Contra el Cáncer and the Fondo de Investigación Sanitario (PI11/00923 and PI12/00070). COLBCCC is supported by the German Cancer Research Center (DKFZ), Heidelberg, Germany. D.T. was in part supported by a postdoctoral fellowship from the Alexander von Humboldt Foundation. The American Cancer Society funds the creation, maintenance, and updating of the CPS-II cohort. The CTS was initially supported by the California Breast Cancer Act of 1993 and the California Breast Cancer Research Fund (contract 97-10500) and is currently funded through the National Institutes of Health (R01 CA77398, UM1 CA164917, and U01 CA199277). Collection of cancer incidence data was supported by the California Department of Public Health as part of the statewide cancer reporting program mandated by California Health and Safety Code Section 103885. H.A.C eceives support from the Lon V Smith Foundation (LVS39420). The University of Westminster curates the DietCompLyf database funded by Against Breast Cancer Registered Charity No. 1121258 and the NCRN. The coordination of EPIC is financially supported by the European Commission (DG-SANCO) and the International Agency for Research on Cancer. The national cohorts are supported by: Ligue Contre le Cancer, Institut Gustave Roussy, Mutuelle Générale de l'Education Nationale, Institut National de la Santé et de la Recherche Médicale (INSERM) (France); German Cancer Aid, German Cancer Research Center (DKFZ), Federal Ministry of Education and Research (BMBF) (Germany); the Hellenic Health Foundation, the Stavros Niarchos Foundation (Greece); Associazione Italiana per la Ricerca sul Cancro-AIRC-Italy and National Research Council (Italy); Dutch Ministry of Public Health, Welfare and Sports (VWS), Netherlands Cancer Registry (NKR), LK Research Funds, Dutch Prevention Funds, Dutch ZON (Zorg Onderzoek Nederland), World Cancer Research Fund (WCRF), Statistics Netherlands (The Netherlands); Health Research Fund (FIS), PI13/00061 to Granada, PI13/01162 to EPIC-Murcia, Regional Governments of Andalucía, Asturias, Basque Country, Murcia and Navarra, ISCIII RETIC (RD06/0020) (Spain); Cancer Research UK (14136 to EPIC-Norfolk; C570/A16491 and C8221/A19170 to EPIC-Oxford), Medical Research Council (1000143 to EPIC-Norfolk, MR/M012190/1 to EPIC-Oxford) (United Kingdom). The ESTHER study was supported by a grant from the Baden Württemberg Ministry of Science, Research and Arts. Additional cases were recruited in the context of the VERDI study, which was supported by a grant from the German Cancer Aid (Deutsche Krebshilfe). FHRISK is funded from NIHR grant PGfAR 0707-10031. The GC-HBOC (German Consortium of Hereditary Breast and Ovarian Cancer) is supported by the German Cancer Aid (grant no 110837, coordinator: Rita K. Schmutzler, Cologne). This work was also funded by the European Regional Development Fund and Free State of Saxony, Germany (LIFE - Leipzig Research Centre for Civilization Diseases, project numbers 713-241202, 713-241202, 14505/2470, and 14575/2470). The GENICA was funded by the Federal Ministry of Education and Research (BMBF) Germany grants 01KW9975/5, 01KW9976/8, 01KW9977/0, and 01KW0114, the Robert Bosch Foundation, Stuttgart, Deutsches Krebsforschungszentrum (DKFZ), Heidelberg, the Institute for Prevention and Occupational Medicine of the German Social Accident Insurance, Institute of the Ruhr University Bochum (IPA), Bochum, as well as the Department of Internal Medicine, Evangelische Kliniken Bonn gGmbH, Johanniter Krankenhaus, Bonn, Germany. The GEPARSIXTO study was conducted by the German Breast Group GmbH. The GESBC was supported by the Deutsche Krebshilfe e. V. [70492] and the German Cancer Research Center (DKFZ). GLACIER was supported by Breast Cancer Now, CRUK and Biomedical Research Centre at Guy's and St Thomas' NHS Foundation Trust and King's College London. The HABCS study was supported by the Claudia von Schilling Foundation for Breast Cancer Research, by the Lower Saxonian Cancer Society, and by the Rudolf-Bartling Foundation. The HEBCS was financially supported by the Helsinki University Central Hospital Research Fund, Academy of Finland (266528), the Finnish Cancer Society, and the Sigrid Juselius Foundation. The HERPACC was supported by MEXT Kakenhi (No. 170150181 and 26253041) from the Ministry of Education, Science, Sports, Culture and Technology of Japan, by a Grant-in-Aid for the Third Term Comprehensive 10-Year Strategy for Cancer Control from Ministry Health, Labour and Welfare of Japan, by Health and Labour Sciences Research Grants for Research on Applying Health Technology from Ministry Health, Labour and Welfare of Japan, by National Cancer Center Research and Development Fund, and "Practical Research for Innovative Cancer Control (15ck0106177h0001)" from Japan Agency for Medical Research and development, AMED, and Cancer Bio Bank Aichi. The HMBCS was supported by a grant from the Friends of Hannover Medical School and by the Rudolf Bartling Foundation. The HUBCS was supported by a grant from the German Federal Ministry of Research and Education (RUS08/017), and by the Russian Foundation for Basic Research and the Federal Agency for Scientific Organizations for support the Bioresource collections and RFBR grants 14-04-97088, 17-29-06014, and 17-44-020498. ICICLE was supported by Breast Cancer Now, CRUK, and Biomedical Research Centre at Guy's and St Thomas' NHS Foundation Trust and King's College London. Financial support for KARBAC was provided through the regional agreement on medical training and clinical research (A.L.F.) between Stockholm County Council and Karolinska Institutet, the Swedish Cancer Society, The Gustav V Jubilee foundation and Bert von Kantzows foundation. The KARMA study was supported by Märit and Hans Rausings Initiative Against Breast Cancer. The KBCP was financially supported by the special Government Funding (E.V.O.) of Kuopio University Hospital grants, Cancer Fund of North Savo, the Finnish Cancer Organizations, and by the strategic funding of the University of Eastern Finland. kConFab is supported by a grant from the National Breast Cancer Foundation, and previously by the National Health and Medical Research Council (NHMRC), the Queensland Cancer Fund, the Cancer Councils of New South Wales, Victoria, Tasmania and South Australia, and the Cancer Foundation of Western Australia. Financial support for the AOCS was provided by the United States Army Medical Research and Materiel Command [DAMD17-01-1-0729], Cancer Council Victoria, Queensland Cancer Fund, Cancer Council New South Wales, Cancer Council South Australia, The Cancer Foundation of Western Australia, Cancer Council Tasmania and the National Health and Medical Research Council of Australia (NHMRC; 400413, 400281, 199600). G.C.-T. and P.W. are supported by the NHMRC. RB was a Cancer Institute NSW Clinical Research Fellow. The KOHBRA study was partially supported by a grant from the Korea Health Technology R&D Project through the Korea Health Industry Development Institute (KHIDI), and the National R&D Program for Cancer Control, Ministry of Health & Welfare, Republic of Korea (HI16C1127; 1020350; 1420190). LAABC is supported by grants (1RB-0287, 3PB-0102, 5PB-0018, 10PB-0098) from the California Breast Cancer Research Program. Incident breast cancer cases were collected by the USC Cancer Surveillance Program (CSP) which is supported under subcontract by the California Department of Health. The CSP is also part of the National Cancer Institute's Division of Cancer Prevention and Control Surveillance, Epidemiology, and End Results Program, under contract number N01CN25403. L.M.B.C. is supported by the 'Stichting tegen Kanker'. D.L. is supported by the FWO. The MABCS study is funded by the Research Centre for Genetic Engineering and Biotechnology "Georgi D. Efremov" and supported by the German Academic Exchange Program, DAAD. The MARIE study was supported by the Deutsche Krebshilfe e.V. [70-2892-BR I, 106332, 108253, 108419, 110826, 110828], the Hamburg Cancer Society, the German Cancer Research Center (DKFZ) and the Federal Ministry of Education and Research (BMBF) Germany [01KH0402]. MBCSG is supported by grants from the Italian Association for Cancer Research (AIRC) and by funds from the Italian citizens who allocated the 5/1000 share of their tax payment in support of the Fondazione IRCCS Istituto Nazionale Tumori, according to Italian laws (INT-Institutional strategic projects "5 × 1000"). The MCBCS was supported by the NIH grants CA192393, CA116167, CA176785 an NIH Specialized Program of Research Excellence (SPORE) in Breast Cancer [CA116201], and the Breast Cancer Research Foundation and a generous gift from the David F. and Margaret T. Grohne Family Foundation. MCCS cohort recruitment was funded by VicHealth and Cancer Council Victoria. The MCCS was further supported by Australian NHMRC grants 209057 and 396414, and by infrastructure provided by Cancer Council Victoria. Cases and their vital status were ascertained through the Victorian Cancer Registry (VCR) and the Australian Institute of Health and Welfare (AIHW), including the National Death Index and the Australian Cancer Database. The MEC was support by NIH grants CA63464, CA54281, CA098758, CA132839, and CA164973. The MISS study is supported by funding from ERC-2011-294576 Advanced grant, Swedish Cancer Society, Swedish Research Council, Local hospital funds, Berta Kamprad Foundation, Gunnar Nilsson. The MMHS study was supported by NIH grants CA97396, CA128931, CA116201, CA140286, and CA177150. MSKCC is supported by grants from the Breast Cancer Research Foundation and Robert and Kate Niehaus Clinical Cancer Genetics Initiative. The work of MTLGEBCS was supported by the Quebec Breast Cancer Foundation, the Canadian Institutes of Health Research for the "CIHR Team in Familial Risks of Breast Cancer" program – grant # CRN-87521 and the Ministry of Economic Development, Innovation and Export Trade – grant # PSR-SIIRI-701. MYBRCA is funded by research grants from the Malaysian Ministry of Higher Education (UM.C/HlR/MOHE/06) and Cancer Research Malaysia. MYMAMMO is supported by research grants from Yayasan Sime Darby LPGA Tournament and Malaysian Ministry of Higher Education (RP046B-15HTM). The NBCS has been supported by the Research Council of Norway grant 193387/V50 (to A.-L. Børresen-Dale and V.N. Kristensen) and grant 193387/H10 (to A.-L. Børresen-Dale and V.N. Kristensen), South Eastern Norway Health Authority (grant 39346 to A.-L. Børresen-Dale and 27208 to V.N. Kristensen) and the Norwegian Cancer Society (to A.-L. Børresen-Dale and 419616 - 71248 - PR-2006-0282 to V.N. Kristensen). It has received funding from the K.G. Jebsen Centre for Breast Cancer Research (2012-2015). The NBHS was supported by NIH grant R01CA100374. Biological sample preparation was conducted the Survey and Biospecimen Shared Resource, which is supported by P30 CA68485. The Northern California Breast Cancer Family Registry (NC-BCFR) and Ontario Familial Breast Cancer Registry (OFBCR) were supported by grant UM1 CA164920 from the National Cancer Institute (USA). The content of this manuscript does not necessarily reflect the views or policies of the National Cancer Institute or any of the collaborating centers in the Breast Cancer Family Registry (BCFR), nor does mention of trade names, commercial products, or organizations imply endorsement by the USA Government or the BCFR. The Carolina Breast Cancer Study was funded by Komen Foundation, the National Cancer Institute (P50 CA058223, U54 CA156733, and U01 CA179715), and the North Carolina University Cancer Research Fund. The NGOBCS was supported by Grants-in-Aid for the Third Term Comprehensive Ten-Year Strategy for Cancer Control from the Ministry of Health, Labor and Welfare of Japan, and for Scientific Research on Priority Areas, 17015049 and for Scientific Research on Innovative Areas, 221S0001, from the Ministry of Education, Culture, Sports, Science, and Technology of Japan. The NHS was supported by NIH grants P01 CA87969, UM1 CA186107, and U19 CA148065. The NHS2 was supported by NIH grants UM1 CA176726 and U19 CA148065. The OBCS was supported by research grants from the Finnish Cancer Foundation, the Academy of Finland (grant number 250083, 122715 and Center of Excellence grant number 251314), the Finnish Cancer Foundation, the Sigrid Juselius Foundation, the University of Oulu, the University of Oulu Support Foundation, and the special Governmental EVO funds for Oulu University Hospital-based research activities. The ORIGO study was supported by the Dutch Cancer Society (RUL 1997-1505) and the Biobanking and Biomolecular Resources Research Infrastructure (BBMRI-NL CP16). The PBCS was funded by Intramural Research Funds of the National Cancer Institute, Department of Health and Human Services, USA. Genotyping for PLCO was supported by the Intramural Research Program of the National Institutes of Health, NCI, Division of Cancer Epidemiology and Genetics. The PLCO is supported by the Intramural Research Program of the Division of Cancer Epidemiology and Genetics and supported by contracts from the Division of Cancer Prevention, National Cancer Institute, National Institutes of Health. The POSH study is funded by Cancer Research UK (grants C1275/A11699, C1275/C22524, C1275/A19187, C1275/A15956, and Breast Cancer Campaign 2010PR62, 2013PR044. PROCAS is funded from NIHR grant PGfAR 0707-10031. The RBCS was funded by the Dutch Cancer Society (DDHK 2004-3124, DDHK 2009-4318). The SASBAC study was supported by funding from the Agency for Science, Technology and Research of Singapore (A*STAR), the US National Institute of Health (NIH) and the Susan G. Komen Breast Cancer Foundation. The SBCGS was supported primarily by NIH grants R01CA64277, R01CA148667, UMCA182910, and R37CA70867. Biological sample preparation was conducted the Survey and Biospecimen Shared Resource, which is supported by P30 CA68485. The scientific development and funding of this project were, in part, supported by the Genetic Associations and Mechanisms in Oncology (GAME-ON) Network U19 CA148065. The SBCS was supported by Sheffield Experimental Cancer Medicine Centre and Breast Cancer Now Tissue Bank. The SCCS is supported by a grant from the National Institutes of Health (R01 CA092447). Data on SCCS cancer cases used in this publication were provided by the Alabama Statewide Cancer Registry; Kentucky Cancer Registry, Lexington, KY; Tennessee Department of Health, Office of Cancer Surveillance; Florida Cancer Data System; North Carolina Central Cancer Registry, North Carolina Division of Public Health; Georgia Comprehensive Cancer Registry; Louisiana Tumor Registry; Mississippi Cancer Registry; South Carolina Central Cancer Registry; Virginia Department of Health, Virginia Cancer Registry; Arkansas Department of Health, Cancer Registry, 4815 W. Markham, Little Rock, AR 72205. The Arkansas Central Cancer Registry is fully funded by a grant from National Program of Cancer Registries, Centers for Disease Control and Prevention (CDC). Data on SCCS cancer cases from Mississippi were collected by the Mississippi Cancer Registry which participates in the National Program of Cancer Registries (NPCR) of the Centers for Disease Control and Prevention (CDC). The contents of this publication are solely the responsibility of the authors and do not necessarily represent the official views of the CDC or the Mississippi Cancer Registry. SEARCH is funded by Cancer Research UK [C490/A10124, C490/A16561] and supported by the UK National Institute for Health Research Biomedical Research Centre at the University of Cambridge. The University of Cambridge has received salary support for PDPP from the NHS in the East of England through the Clinical Academic Reserve. SEBCS was supported by the BRL (Basic Research Laboratory) program through the National Research Foundation of Korea funded by the Ministry of Education, Science and Technology (2012-0000347). SGBCC is funded by the NUS start-up Grant, National University Cancer Institute Singapore (NCIS) Centre Grant and the NMRC Clinician Scientist Award. Additional controls were recruited by the Singapore Consortium of Cohort Studies-Multi-ethnic cohort (SCCS-MEC), which was funded by the Biomedical Research Council, grant number: 05/1/21/19/425. The Sister Study (SISTER) is supported by the Intramural Research Program of the NIH, National Institute of Environmental Health Sciences (Z01-ES044005 and Z01-ES049033). The Two Sister Study (2SISTER) was supported by the Intramural Research Program of the NIH, National Institute of Environmental Health Sciences (Z01-ES044005 and Z01-ES102245), and, also by a grant from Susan G. Komen for the Cure, grant FAS0703856. SKKDKFZS is supported by the DKFZ. The SMC is funded by the Swedish Cancer Foundation. The SZBCS was supported by Grant PBZ_KBN_122/P05/2004. The TBCS was funded by The National Cancer Institute, Thailand. The TNBCC was supported by a Specialized Program of Research Excellence (SPORE) in Breast Cancer (CA116201), a grant from the Breast Cancer Research Foundation, a generous gift from the David F. and Margaret T. Grohne Family Foundation. The TWBCS is supported by the Taiwan Biobank project of the Institute of Biomedical Sciences, Academia Sinica, Taiwan. The UCIBCS component of this research was supported by the NIH [CA58860, CA92044] and the Lon V Smith Foundation [LVS39420]. The UKBGS is funded by Breast Cancer Now and the Institute of Cancer Research (ICR), London. ICR acknowledges NHS funding to the NIHR Biomedical Research Centre. The UKOPS study was funded by The Eve Appeal (The Oak Foundation) and supported by the National Institute for Health Research University College London Hospitals Biomedical Research Centre. The US3SS study was supported by Massachusetts (K.M.E., R01CA47305), Wisconsin (P.A.N., R01 CA47147) and New Hampshire (L.T.-E., R01CA69664) centers, and Intramural Research Funds of the National Cancer Institute, Department of Health and Human Services, USA. The USRT Study was funded by Intramural Research Funds of the National Cancer Institute, Department of Health and Human Services, USA. The WAABCS study was supported by grants from the National Cancer Institute of the National Institutes of Health (R01 CA89085 and P50 CA125183 and the D43 TW009112 grant), Susan G. Komen (SAC110026), the Dr. Ralph and Marian Falk Medical Research Trust, and the Avon Foundation for Women. The WHI program is funded by the National Heart, Lung, and Blood Institute, the US National Institutes of Health and the US Department of Health and Human Services (HHSN268201100046C, HHSN268201100001C, HHSN268201100002C, HHSN268201100003C, HHSN268201100004C, and HHSN271201100004C). This work was also funded by NCI U19 CA148065-01. D.G.E. is supported by the all Manchester NIHR Biomedical research center Manchester (IS-BRC-1215-20007). HUNBOCS, Hungarian Breast and Ovarian Cancer Study was supported by Hungarian Research Grant KTIA-OTKA CK-80745, NKFI_OTKA K-112228. C.I. received support from the Nontherapeutic Subject Registry Shared Resource at Georgetown University (NIH/NCI P30-CA-51008) and the Jess and Mildred Fisher Center for Hereditary Cancer and Clinical Genomics Research. K.M. is supported by CRUK C18281/A19169. City of Hope Clinical Cancer Community Research Network and the Hereditary Cancer Research Registry, supported in part by Award Number RC4CA153828 (PI: J Weitzel) from the National Cancer Institute and the office of the Directory, National Institutes of Health. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health. The colorectal cancer genome-wide association analyses: Colorectal Transdisciplinary Study (CORECT): The content of this manuscript does not necessarily reflect the views or policies of the National Cancer Institute or any of the collaborating centers in the CORECT Consortium, nor does mention of trade names, commercial products or organizations imply endorsement by the US Government or the CORECT Consortium. We are incredibly grateful for the contributions of Dr. Brian Henderson and Dr. Roger Green over the course of this study and acknowledge them in memoriam. We are also grateful for support from Daniel and Maryann Fong. ColoCare: we thank the many investigators and staff who made this research possible in ColoCare Seattle and ColoCare Heidelberg. ColoCare was initiated and developed at the Fred Hutchinson Cancer Research Center by Drs. Ulrich and Grady. CCFR: the Colon CFR graciously thanks the generous contributions of their study participants, dedication of study staff, and financial support from the U.S. National Cancer Institute, without which this important registry would not exist. Galeon: GALEON wishes to thank the Department of Surgery of University Hospital of Santiago (CHUS), Sara Miranda Ponte, Carmen M Redondo, and the staff of the Department of Pathology and Biobank of CHUS, Instituto de Investigación Sanitaria de Santiago (IDIS), Instituto de Investigación Sanitaria Galicia Sur (IISGS), SERGAS, Vigo, Spain, and Programa Grupos Emergentes, Cancer Genetics Unit, CHUVI Vigo Hospital, Instituto de Salud Carlos III, Spain. MCCS: this study was made possible by the contribution of many people, including the original investigators and the diligent team who recruited participants and continue to work on follow-up. We would also like to express our gratitude to the many thousands of Melbourne residents who took part in the study and provided blood samples. SEARCH: We acknowledge the contributions of Mitul Shah, Val Rhenius, Sue Irvine, Craig Luccarini, Patricia Harrington, Don Conroy, Rebecca Mayes, and Caroline Baynes. The Swedish low-risk colorectal cancer study: we thank Berith Wejderot and the Swedish low-risk colorectal cancer study group. Genetics & Epidemiology of Colorectal Cancer Consortium (GECCO): we thank all those at the GECCO Coordinating Center for helping bring together the data and people that made this project possible. ASTERISK: we are very grateful to Dr. Bruno Buecher without whom this project would not have existed. We also thank all those who agreed to participate in this study, including the patients and the healthy control persons, as well as all the physicians, technicians and students. DACHS: we thank all participants and cooperating clinicians, and Ute Handte-Daub, Renate Hettler-Jensen, Utz Benscheid, Muhabbet Celik, and Ursula Eilber for excellent technical assistance. HPFS, NHS and PHS: we acknowledge Patrice Soule and Hardeep Ranu of the Dana-Farber Harvard Cancer Center High-Throughput Polymorphism Core who assisted in the genotyping for NHS, HPFS, and PHS under the supervision of Dr. Immaculata Devivo and Dr. David Hunter, Qin (Carolyn) Guo, and Lixue Zhu who assisted in programming for NHS and HPFS and Haiyan Zhang who assisted in programming for the PHS. We thank the participants and staff of the Nurses' Health Study and the Health Professionals Follow-Up Study, for their valuable contributions as well as the following state cancer registries for their help: A.L., A.Z., A.R., C.A., C.O., C.T., D.E., F.L., G.A., I.D., I.L., I.N., I.A., K.Y., L.A., M.E., M.D., M.A., M.I., N.E., N.H., N.J., N.Y., N.C., N.D., O.H., O.K., O.R., P.A., R.I., S.C., T.N., T.X., V.A., W.A., W.Y. In addition, this study was approved by the Connecticut Department of Public Health (DPH) Human Investigations Committee. Certain data used in this publication were obtained from the DPH. We assume full responsibility for analyses and interpretation of these data. PLCO: we thank Drs. Christine Berg and Philip Prorok, Division of Cancer Prevention, National Cancer Institute, the Screening Center investigators and staff or the Prostate, Lung, Colorectal and Ovarian (PLCO) Cancer Screening Trial, Mr. Tom Riley and staff, Information Management Services Inc., Ms. Barbara O'Brien and staff, Westat Inc. and Drs. Bill Kopp, Wen Shao and staff, SAIC-Frederick. Most importantly, we acknowledge the study participants for their contributions for making this study possible. The statements contained herein are solely those of the authors and do not represent or imply concurrence or endorsement by NCI. PMH: we thank the study participants and staff of the Hormones and Colon Cancer study. WHI: we thank the WHI investigators and staff for their dedication, and the study participants for making the program possible. A full listing of WHI investigators can be found at https://cleo.whi.org/researchers/Documents%20%20Write%20a%20Paper/WHI%20Investigator%20Short20List.pdf. CORECT: The CORECT Study was supported by the National Cancer Institute, National Institutes of Health (NCI/NIH), U.S. Department of Health and Human Services (grant numbers U19 CA148107, R01 CA81488, P30 CA014089, R01 CA197350; P01 CA196569; and R01 CA201407) and National Institutes of Environmental Health Sciences, National Institutes of Health (grant number T32 ES013678). The ATBC Study was supported by the US Public Health Service contracts (N01-CN-45165, N01-RC-45035, N01-RC-37004, and HHSN261201000006C) from the National Cancer Institute. The Cancer Prevention Study-II Nutrition Cohort is funded by the American Cancer Society. ColoCare: This work was supported by the National Institutes of Health (grant numbers R01 CA189184, U01 CA206110, 2P30CA015704-40 (Gilliland)), the Matthias Lackas-Foundation, the German Consortium for Translational Cancer Research, and the EU TRANSCAN initiative. Genetics and Epidemiology of Colorectal Cancer Consortium (GECCO): funding for GECCO was provided by the National Cancer Institute, National Institutes of Health, U.S. Department of Health and Human Services (grant numbers U01 CA137088, R01 CA059045, and U01 CA164930). This research was funded in part through the NIH/NCI Cancer Center Support Grant P30 CA015704. The Colon Cancer Family Registry (CFR) Illumina GWAS was supported by funding from the National Cancer Institute, National Institutes of Health (grant numbers U01 CA122839, R01 CA143247). The Colon CFR/CORECT Affymetrix Axiom GWAS and OncoArray GWAS were supported by funding from National Cancer Institute, National Institutes of Health (grant number U19 CA148107 to S.G.). The Colon CFR participant recruitment and collection of data and biospecimens used in this study were supported by the National Cancer Institute, National Institutes of Health (grant number UM1 CA167551) and through cooperative agreements with the following Colon CFR centers: Australasian Colorectal Cancer Family Registry (NCI/NIH grant numbers U01 CA074778 and U01/U24 CA097735), USC Consortium Colorectal Cancer Family Registry (NCI/NIH grant numbers U01/U24 CA074799), Mayo Clinic Cooperative Family Registry for Colon Cancer Studies (NCI/NIH grant number U01/U24 CA074800), Ontario Familial Colorectal Cancer Registry (NCI/NIH grant number U01/U24 CA074783), Seattle Colorectal Cancer Family Registry (NCI/NIH grant number U01/U24 CA074794), and University of Hawaii Colorectal Cancer Family Registry (NCI/NIH grant number U01/U24 CA074806), Additional support for case ascertainment was provided from the Surveillance, Epidemiology and End Results (SEER) Program of the National Cancer Institute to Fred Hutchinson Cancer Research Center (Control Nos. N01-CN-67009 and N01-PC-35142, and Contract No. HHSN2612013000121), the Hawai'i Department of Health (Control Nos. N01-PC-67001 and N01-PC-35137, and Contract No. HHSN26120100037C, and the California Department of Public Health (contracts HHSN261201000035C awarded to the University of Southern California, and the following state cancer registries: A.Z., C.O., M.N., N.C., N.H., and by the Victoria Cancer Registry and Ontario Cancer Registry. ESTHER/VERDI was supported by grants from the Baden–Württemberg Ministry of Science, Research and Arts and the German Cancer Aid. MCCS cohort recruitment was funded by VicHealth and Cancer Council Victoria. GALEON: FIS Intrasalud (PI13/01136). The MCCS was further supported by Australian NHMRC grants 509348, 209057, 251553, and 504711 and by infrastructure provided by Cancer Council Victoria. Cases and their vital status were ascertained through the Victorian Cancer Registry (VCR) and the Australian Institute of Health and Welfare (AIHW), including the National Death Index and the Australian Cancer Database. MSKCC: the work at Sloan Kettering in New York was supported by the Robert and Kate Niehaus Center for Inherited Cancer Genomics and the Romeo Milio Foundation. Moffitt: This work was supported by funding from the National Institutes of Health (grant numbers R01 CA189184, P30 CA076292), Florida Department of Health Bankhead-Coley Grant 09BN-13, and the University of South Florida Oehler Foundation. Moffitt contributions were supported in part by the Total Cancer Care Initiative, Collaborative Data Services Core, and Tissue Core at the H. Lee Moffitt Cancer Center & Research Institute, a National Cancer Institute-designated Comprehensive Cancer Center (grant number P30 CA076292). SEARCH: Cancer Research UK (C490/A16561). The Spanish study was supported by Instituto de Salud Carlos III, co-funded by FEDER funds –a way to build Europe– (grants PI14-613 and PI09-1286), Catalan Government DURSI (grant 2014SGR647), and Junta de Castilla y León (grant LE22A10-2). The Swedish Low-risk Colorectal Cancer Study: the study was supported by grants from the Swedish research council; K2015-55 × -22674-01-4, K2008-55 × -20157-03-3, K2006-72 × -20157-01-2 and the Stockholm County Council (ALF project). CIDR genotyping for the Oncoarray was conducted under contract 268201200008I (to K.D.), through grant 101HG007491-01 (to C.I.A.). The Norris Cotton Cancer Center - P30CA023108, The Quantitative Biology Research Institute - P20GM103534, and the Coordinating Center for Screen Detected Lesions - U01CA196386 also supported efforts of C.I.A. This work was also supported by the National Cancer Institute (grant numbers U01 CA1817700, R01 CA144040). ASTERISK: a Hospital Clinical Research Program (PHRC) and supported by the Regional Council of Pays de la Loire, the Groupement des Entreprises Françaises dans la Lutte contre le Cancer (GEFLUC), the Association Anne de Bretagne Génétique and the Ligue Régionale Contre le Cancer (LRCC). COLO2&3: National Institutes of Health (grant number R01 CA060987). DACHS: This work was supported by the German Research Council (BR 1704/6-1, BR 1704/6-3, BR 1704/6-4, CH 117/1-1, HO 5117/2-1, HE 5998/2-1, KL 2354/3-1, RO 2270/8-1, and BR 1704/17-1), the Interdisciplinary Research Program of the National Center for Tumor Diseases (NCT), Germany, and the German Federal Ministry of Education and Research (01KH0404, 01ER0814, 01ER0815, 01ER1505A, and 01ER1505B). DALS: National Institutes of Health (grant number R01 CA048998 to M.L.S). HPFS is supported by National Institutes of Health (grant numbers P01 CA055075, UM1 CA167552, R01 137178, and P50 CA127003), NHS by the National Institutes of Health (grant numbers UM1 CA186107, R01 CA137178, P01 CA087969, and P50 CA127003), NHSII by the National Institutes of Health (grant numbers R01 050385CA and UM1 CA176726), and PHS by the National Institutes of Health (grant number R01 CA042182). MEC: National Institutes of Health (grant numbers R37 CA054281, P01 CA033619, and R01 CA063464). OFCCR: National Institutes of Health, through funding allocated to the Ontario Registry for Studies of Familial Colorectal Cancer (grant number U01 CA074783); see Colon CFR section above. As subset of ARCTIC, OFCCR is supported by a GL2 grant from the Ontario Research Fund, the Canadian Institutes of Health Research, and the Cancer Risk Evaluation (CaRE) Program grant from the Canadian Cancer Society Research Institute. T.J.H. and B.W.Z. are recipients of Senior Investigator Awards from the Ontario Institute for Cancer Research, through generous support from the Ontario Ministry of Research and Innovation. PLCO: Intramural Research Program of the Division of Cancer Epidemiology and Genetics and supported by contracts from the Division of Cancer Prevention, National Cancer Institute, NIH, DHHS. Additionally, a subset of control samples was genotyped as part of the Cancer Genetic Markers of Susceptibility (CGEMS) Prostate Cancer GWAS, Colon CGEMS pancreatic cancer scan (PanScan), and the Lung Cancer and Smoking study. The prostate and PanScan study datasets were accessed with appropriate approval through the dbGaP online resource (http://cgems.cancer.gov/data/) accession numbers phs000207.v1.p1 and phs000206.v3.p2, respectively, and the lung datasets were accessed from the dbGaP website (http://www.ncbi.nlm.nih.gov/gap) through accession number phs000093.v2.p2. Funding for the Lung Cancer and Smoking study was provided by National Institutes of Health (NIH), Genes, Environment and Health Initiative (GEI) Z01 CP 010200, NIH U01 HG004446, and NIH GEI U01 HG 004438. For the lung study, the GENEVA Coordinating Center provided assistance with genotype cleaning and general study coordination, 23 and the Johns Hopkins University Center for Inherited Disease Research conducted genotyping. PMH: National Institutes of Health (grant number R01 CA076366). VITAL: National Institutes of Health (grant number K05-CA154337). WHI: The WHI program is funded by the National Heart, Lung, and Blood Institute, National Institutes of Health, U.S. Department of Health and Human Services through contracts HHSN268201600018C, HHSN268201600001C, HHSN268201600002C, HHSN268201600003C, and HHSN268201600004C. The head and neck cancer genome-wide association analyses: The study was supported by NIH/NCI: P50 CA097190, and P30 CA047904, Canadian Cancer Society Research Institute (no. 020214) and Cancer Care Ontario Research Chair to R.H. The Princess Margaret Hospital Head and Neck Cancer Translational Research Program is funded by the Wharton family, Joe's Team, Gordon Tozer, Bruce Galloway and the Elia family. Geoffrey Liu was supported by the Posluns Family Fund and the Lusi Wong Family Fund at the Princess Margaret Foundation, and the Alan B. Brown Chair in Molecular Genomics. This publication presents data from Head and Neck 5000 (H&N5000). H&N5000 was a component of independent research funded by the UK National Institute for Health Research (NIHR) under its Programme Grants for Applied Research scheme (RP-PG-0707-10034). The views expressed in this publication are those of the author(s) and not necessarily those of the NHS, the NIHR or the Department of Health. Human papillomavirus (HPV) in H&N5000 serology was supported by a Cancer Research UK Programme Grant, the Integrative Cancer Epidemiology Programme (grant number: C18281/A19169). National Cancer Institute (R01-CA90731); National Institute of Environmental Health Sciences (P30ES10126). The authors thank all the members of the GENCAPO team/The Head and Neck Genome Project (GENCAPO) was supported by the Fundação de Amparo à Pesquisa do Estado de São Paulo (FAPESP) (Grant numbers 04/12054-9 and 10/51168-0). CPS-II recruitment and maintenance is supported with intramural research funding from the American Cancer Society. Genotyping performed at the Center for Inherited Disease Research (CIDR) was funded through the U.S. National Institute of Dental and Craniofacial Research (NIDCR) grant 1 × 01HG007780-0. The University of Pittsburgh head and neck cancer case-control study is supported by National Institutes of Health grants P50 CA097190 and P30 CA047904. The Carolina Head and Neck Cancer Study (CHANCE) was supported by the National Cancer Institute (R01-CA90731). The Head and Neck Genome Project (GENCAPO) was supported by the Fundação de Amparo à Pesquisa do Estado de São Paulo (FAPESP) (Grant numbers 04/12054-9 and 10/51168-0). The authors thank all the members of the GENCAPO team. The HN5000 study was funded by the National Institute for Health Research (NIHR) under its Programme Grants for Applied Research scheme (RP-PG-0707-10034), the views expressed in this publication are those of the author(s) and not necessarily those of the NHS, the NIHR or the Department of Health. The Toronto study was funded by the Canadian Cancer Society Research Institute (020214) and the National Cancer Institute (U19-CA148127) and the Cancer Care Ontario Research Chair. The alcohol-related cancers and genetic susceptibility study in Europe (ARCAGE) was funded by the European Commission's 5th Framework Program (QLK1-2001-00182), the Italian Association for Cancer Research, Compagnia di San Paolo/FIRMS, Region Piemonte, and Padova University (CPDA057222). The Rome Study was supported by the Associazione Italiana per la Ricerca sul Cancro (AIRC) IG 2011 10491 and IG2013 14220 to S.B., and Fondazione Veronesi to S.B. The IARC Latin American study was funded by the European Commission INCO-DC programme (IC18-CT97-0222), with additional funding from Fondo para la Investigacion Cientifica y Tecnologica (Argentina) and the Fundação de Amparo à Pesquisa do Estado de São Paulo (01/01768-2). We thank Leticia Fernandez, Instituto Nacional de Oncologia y Radiobiologia, La Habana, Cuba and Sergio and Rosalina Koifman, for their efforts with the IARC Latin America study São Paulo center. The IARC Central Europe study was supported by European Commission's INCO-COPERNICUS Program (IC15- CT98-0332), NIH/National Cancer Institute grant CA92039, and the World Cancer Research Foundation grant WCRF 99A28. The IARC Oral Cancer Multicenter study was funded by grant S06 96 202489 05F02 from Europe against Cancer; grants FIS 97/0024, FIS 97/0662, and BAE 01/5013 from Fondo de Investigaciones Sanitarias, Spain; the UICC Yamagiwa-Yoshida Memorial International Cancer Study; the National Cancer Institute of Canada; Associazione Italiana per la Ricerca sul Cancro; and the Pan-American Health Organization. Coordination of the EPIC study is financially supported by the European Commission (DG-SANCO) and the International Agency for Research on Cancer. The lung cancer genome-wide association analyses: Transdisciplinary Research for Cancer in Lung (TRICL) of the International Lung Cancer Consortium (ILCCO) was supported by (U19-CA148127, CA148127S1, U19CA203654, and Cancer Prevention Research Institute of Texas RR170048). The ILCCO data harmonization is supported by Cancer Care Ontario Research Chair of Population Studies to R. H. and Lunenfeld-Tanenbaum Research Institute, Sinai Health System. The TRICL-ILCCO OncoArray was supported by in-kind genotyping by the Centre for Inherited Disease Research (26820120008i-0-26800068-1). The CAPUA study was supported by FIS-FEDER/Spain grant numbers FIS-01/310, FIS-PI03-0365, and FIS-07-BI060604, FICYT/Asturias grant numbers FICYT PB02-67 and FICYT IB09-133, and the University Institute of Oncology (IUOPA), of the University of Oviedo and the Ciber de Epidemiologia y Salud Pública. CIBERESP, SPAIN. The work performed in the CARET study was supported by the National Institute of Health/National Cancer Institute: UM1 CA167462 (PI: Goodman), National Institute of Health UO1-CA6367307 (PIs Omen, Goodman); National Institute of Health R01 CA111703 (PI Chen), National Institute of Health 5R01 CA151989-01A1(PI Doherty). The Liverpool Lung project is supported by the Roy Castle Lung Cancer Foundation. The Harvard Lung Cancer Study was supported by the NIH (National Cancer Institute) grants CA092824, CA090578, CA074386. The Multi-ethnic Cohort Study was partially supported by NIH Grants CA164973, CA033619, CA63464, and CA148127. The work performed in MSH-PMH study was supported by The Canadian Cancer Society Research Institute (020214), Ontario Institute of Cancer and Cancer Care Ontario Chair Award to R.J.H. and G.L. and the Alan Brown Chair and Lusi Wong Programs at the Princess Margaret Hospital Foundation. NJLCS was funded by the State Key Program of National Natural Science of China (81230067), the National Key Basic Research Program Grant (2011CB503805), the Major Program of the National Natural Science Foundation of China (81390543). The Norway study was supported by Norwegian Cancer Society, Norwegian Research Council. The Shanghai Cohort Study (SCS) was supported by National Institutes of Health R01 CA144034 (PI: Yuan) and UM1 CA182876 (PI: Yuan). The Singapore Chinese Health Study (SCHS) was supported by National Institutes of Health R01 CA144034 (PI: Yuan) and UM1 CA182876 (PI: Yuan). The work in TLC study has been supported in part the James & Esther King Biomedical Research Program (09KN-15), National Institutes of Health Specialized Programs of Research Excellence (SPORE) Grant (P50 CA119997), and by a Cancer Center Support Grant (CCSG) at the H. Lee Moffitt Cancer Center and Research Institute, an NCI designated Comprehensive Cancer Center (grant number P30-CA76292). The Vanderbilt Lung Cancer Study—BioVU dataset used for the analyses described was obtained from Vanderbilt University Medical Center's BioVU, which is supported by institutional funding, the 1S10RR025141-01 instrumentation award, and by the Vanderbilt CTSA grant UL1TR000445 from NCATS/NIH. Dr. Aldrich was supported by NIH/National Cancer Institute K07CA172294 (PI: Aldrich) and Dr. Bush was supported by NHGRI/NIH U01HG004798 (PI: Crawford). The Copenhagen General Population Study (CGPS) was supported by the Chief Physician Johan Boserup and Lise Boserup Fund, the Danish Medical Research Council and Herlev Hospital. The NELCS study: Grant Number P20RR018787 from the National Center for Research Resources (NCRR), a component of the National Institutes of Health (NIH). The Kentucky Lung Cancer Research Initiative was supported by the Department of Defense [Congressionally Directed Medical Research Program, U.S. Army Medical Research and Materiel Command Program] under award number: 10153006 (W81XWH-11-1-0781). Views and opinions of, and endorsements by the author(s) do not reflect those of the US Army or the Department of Defense. This research was also supported by unrestricted infrastructure funds from the UK Center for Clinical and Translational Science, NIH grant UL1TR000117 and Markey Cancer Center NCI Cancer Center Support Grant (P30 CA177558) Shared Resource Facilities: Cancer Research Informatics, Biospecimen and Tissue Procurement, and Biostatistics and Bioinformatics. The M.D. Anderson Cancer Center study was supported in part by grants from the NIH (P50 CA070907, R01 CA176568) (to X.W.), Cancer Prevention & Research Institute of Texas (RP130502) (to X.W.), and The University of Texas MD Anderson Cancer Center institutional support for the Center for Translational and Public Health Genomics. The deCODE study of smoking and nicotine dependence was funded in part by a grant from NIDA (R01- DA017932). The study in Lodz center was partially funded by Nofer Institute of Occupational Medicine, under task NIOM 10.13: Predictors of mortality from non-small cell lung cancer—field study. Genetic sharing analysis was funded by NIH grant CA194393. The research undertaken by M.D.T., L.V.W., and M.S.A. was partly funded by the National Institute for Health Research (NIHR). The views expressed are those of the author(s) and not necessarily those of the NHS, the NIHR or the Department of Health. M.D.T. holds a Medical Research Council Senior Clinical Fellowship (G0902313). The work to assemble the FTND GWAS meta-analysis was supported by the National Institutes of Health (NIH), National Institute on Drug Abuse (NIDA) grant number R01 DA035825 (Principal Investigator [PI]: DBH). The study populations included COGEND (dbGaP phs000092.v1.p1 and phs000404.v1.p1), COPDGene (dbGaP phs000179.v3.p2), deCODE Genetics, EAGLE (dbGaP phs000093.vs.p2), and SAGE. dbGaP phs000092.v1.p1). See Hancock et al. Transl Psychiatry 2015 (PMCID: PMC4930126) for the full listing of funding sources and other acknowledgments. The Resource for the Study of Lung Cancer Epidemiology in North Trent (ReSoLuCENT)study was funded by the Sheffield Hospitals Charity, Sheffield Experimental Cancer Medicine Centre and Weston Park Hospital Cancer Charity. The ovarian cancer genome-wide association analysis: The Ovarian Cancer Association Consortium (OCAC) is supported by a grant from the Ovarian Cancer Research Fund thanks to donations by the family and friends of Kathryn Sladek Smith (PPD/RPCI.07). The scientific development and funding for this project were in part supported by the US National Cancer Institute GAME-ON Post-GWAS Initiative (U19-CA148112). This study made use of data generated by the Wellcome Trust Case Control consortium that was funded by the Wellcome Trust under award 076113. The results published here are in part based upon data generated by The Cancer Genome Atlas Pilot Project established by the National Cancer Institute and National Human Genome Research Institute (dbGap accession number phs000178.v8.p7). The OCAC OncoArray genotyping project was funded through grants from the U.S. National Institutes of Health (CA1X01HG007491-01 (C.I.A.), U19-CA148112 (T.A.S.), R01-CA149429 (C.M.P.), and R01-CA058598 (M.T.G.); Canadian Institutes of Health Research (MOP-86727 (L.E.K.) and the Ovarian Cancer Research Fund (A.B.). The COGS project was funded through a European Commission's Seventh Framework Programme grant (agreement number 223175 - HEALTH-F2-2009-223175) and through a grant from the U.S. National Institutes of Health (R01-CA122443 (E.L.G)). Funding for individual studies: AAS: National Institutes of Health (RO1-CA142081); AOV: The Canadian Institutes for Health Research (MOP-86727); AUS: The Australian Ovarian Cancer Study Group was supported by the U.S. Army Medical Research and Materiel Command (DAMD17-01-1-0729), National Health & Medical Research Council of Australia (199600, 400413 and 400281), Cancer Councils of New South Wales, Victoria, Queensland, South Australia and Tasmania and Cancer Foundation of Western Australia (Multi-State Applications 191, 211, and 182). The Australian Ovarian Cancer Study gratefully acknowledges additional support from Ovarian Cancer Australia and the Peter MacCallum Foundation; BAV: ELAN Funds of the University of Erlangen-Nuremberg; BEL: National Kankerplan; BGS: Breast Cancer Now, Institute of Cancer Research; BVU: Vanderbilt CTSA grant from the National Institutes of Health (NIH)/National Center for Advancing Translational Sciences (NCATS) (ULTR000445); CAM: National Institutes of Health Research Cambridge Biomedical Research Centre and Cancer Research UK Cambridge Cancer Centre; CHA: Innovative Research Team in University (PCSIRT) in China (IRT1076); CNI: Instituto de Salud Carlos III (PI12/01319); Ministerio de Economía y Competitividad (SAF2012); COE: Department of Defense (W81XWH-11-2-0131); CON: National Institutes of Health (R01-CA063678, R01-CA074850; and R01-CA080742); DKE: Ovarian Cancer Research Fund; DOV: National Institutes of Health R01-CA112523 and R01-CA87538; EMC: Dutch Cancer Society (EMC 2014-6699); EPC: The coordination of EPIC is financially supported by the European Commission (DG-SANCO) and the International Agency for Research on Cancer. The national cohorts are supported by Danish Cancer Society (Denmark); Ligue Contre le Cancer, Institut Gustave Roussy, Mutuelle Générale de l'Education Nationale, Institut National de la Santé et de la Recherche Médicale (INSERM) (France); German Cancer Aid, German Cancer Research Center (DKFZ), Federal Ministry of Education and Research (BMBF) (Germany); the Hellenic Health Foundation (Greece); Associazione Italiana per la Ricerca sul Cancro-AIRC-Italy and National Research Council (Italy); Dutch Ministry of Public Health, Welfare and Sports (VWS), Netherlands Cancer Registry (NKR), LK Research Funds, Dutch Prevention Funds, Dutch ZON (Zorg Onderzoek Nederland), World Cancer Research Fund (WCRF), Statistics Netherlands (The Netherlands); ERC-2009-AdG 232997 and Nordforsk, Nordic Centre of Excellence programme on Food, Nutrition and Health (Norway); Health Research Fund (FIS), PI13/00061 to Granada, PI13/01162 to EPIC-Murcia, Regional Governments of Andalucía, Asturias, Basque Country, Murcia and Navarra, ISCIII RETIC (RD06/0020) (Spain); Swedish Cancer Society, Swedish Research Council and County Councils of Skåne and Västerbotten (Sweden); Cancer Research UK (14136 to EPIC-Norfolk; C570/A16491 and C8221/A19170 to EPIC-Oxford), Medical Research Council (1000143 to EPIC-Norfolk, MR/M012190/1 to EPIC-Oxford) (United Kingdom); GER: German Federal Ministry of Education and Research, Programme of Clinical Biomedical Research (01 GB 9401) and the German Cancer Research Center (DKFZ); GRC: This research has been co-financed by the European Union (European Social Fund—ESF) and Greek national funds through the Operational Program "Education and Lifelong Learning" of the National Strategic Reference Framework (NSRF)—Research Funding Program of the General Secretariat for Research & Technology: SYN11_10_19 NBCA. Investing in knowledge society through the European Social Fund; GRR: Roswell Park Cancer Institute Alliance Foundation, P30 CA016056; HAW: U.S. National Institutes of Health (R01-CA58598, N01-CN-55424, and N01-PC-67001); HJO: Intramural funding; Rudolf-Bartling Foundation; HMO: Intramural funding; Rudolf-Bartling Foundation; HOC: Helsinki University Research Fund; HOP: Department of Defense (DAMD17-02-1-0669) and NCI (K07-CA080668, R01-CA95023, P50-CA159981 MO1-RR000056 R01-CA126841); HUO: Intramural funding; Rudolf-Bartling Foundation; JGO: JSPS KAKENHI grant; JPN: Grant-in-Aid for the Third Term Comprehensive 10-Year Strategy for Cancer Control from the Ministry of Health, Labour and Welfare; KRA: This study (Ko-EVE) was supported by a grant from the Korea Health Technology R&D Project through the Korea Health Industry Development Institute (KHIDI), and the National R&D Program for Cancer Control, Ministry of Health & Welfare, Republic of Korea (HI16C1127; 0920010); LAX: American Cancer Society Early Detection Professorship (SIOP-06-258-01-COUN) and the National Center for Advancing Translational Sciences (NCATS), Grant UL1TR000124; LUN: ERC-2011-AdG 294576-risk factors cancer, Swedish Cancer Society, Swedish Research Council, Beta Kamprad Foundation; MAC: National Institutes of Health (R01-CA122443, P30-CA15083, P50-CA136393); Mayo Foundation; Minnesota Ovarian Cancer Alliance; Fred C. and Katherine B. Andersen Foundation; Fraternal Order of Eagles; MAL: Funding for this study was provided by research grant R01- CA61107 from the National Cancer Institute, Bethesda, MD, research grant 94 222 52 from the Danish Cancer Society, Copenhagen, Denmark; and the Mermaid I project; MAS: Malaysian Ministry of Higher Education (UM.C/HlR/MOHE/06) and Cancer Research Initiatives Foundation; MAY: National Institutes of Health (R01-CA122443, P30-CA15083, and P50-CA136393); Mayo Foundation; Minnesota Ovarian Cancer Alliance; Fred C. and Katherine B. Andersen Foundation; MCC: Cancer Council Victoria, National Health and Medical Research Council of Australia (NHMRC) grants number 209057, 251533, 396414, and 504715; MDA: DOD Ovarian Cancer Research Program (W81XWH-07-0449); MEC: NIH (CA54281, CA164973, CA63464); MOF: Moffitt Cancer Center, Merck Pharmaceuticals, the state of Florida, Hillsborough County, and the city of Tampa; NCO: National Institutes of Health (R01-CA76016) and the Department of Defense (DAMD17-02-1-0666); NEC: National Institutes of Health R01-CA54419 and P50-CA105009 and Department of Defense W81XWH-10-1-02802; NHS: UM1 CA186107, P01 CA87969, R01 CA49449, R01-CA67262, UM1 CA176726; NJO: National Cancer Institute (NIH-K07 CA095666, R01-CA83918, NIH-K22-CA138563, and P30-CA072720) and the Cancer Institute of New Jersey; If Sara Olson and/or Irene Orlow is a co-author, please add NCI CCSG award (P30-CA008748) to the funding sources; NOR: Helse Vest, The Norwegian Cancer Society, The Research Council of Norway; NTH: Radboud University Medical Centre; OPL: National Health and Medical Research Council (NHMRC) of Australia (APP1025142) and Brisbane Women's Club; ORE: OHSU Foundation; OVA: This work was supported by Canadian Institutes of Health Research grant (MOP-86727) and by NIH/NCI 1 R01CA160669-01A1; PLC: Intramural Research Program of the National Cancer Institute; POC: Pomeranian Medical University; POL: Intramural Research Program of the National Cancer Institute; PVD: Canadian Cancer Society and Cancer Research Society GRePEC Program; RBH: National Health and Medical Research Council of Australia; RMH: Cancer Research UK, Royal Marsden Hospital; RPC: National Institute of Health (P50-CA159981, R01-CA126841); SEA: Cancer Research UK (C490/A10119 C490/A10124); UK National Institute for Health Research Biomedical Research Centres at the University of Cambridge; SIS: NIH, National Institute of Environmental Health Sciences, Z01-ES044005 and Z01-ES049033; SMC: The bbSwedish Research Council-SIMPLER infrastructure; the Swedish Cancer Foundation; SON: National Health Research and Development Program, Health Canada, grant 6613-1415-53; SRO: Cancer Research UK (C536/A13086, C536/A6689) and Imperial Experimental Cancer Research Centre (C1312/A15589); STA: NIH grants U01 CA71966 and U01 CA69417; SWE: Swedish Cancer foundation, WeCanCureCancer and VårKampMotCancer foundation; SWH: NIH (NCI) grant R37-CA070867; TBO: National Institutes of Health (R01-CA106414-A2), American Cancer Society (CRTG-00-196-01-CCE), Department of Defense (DAMD17-98-1-8659), Celma Mastery Ovarian Cancer Foundation; TOR: NIH grants R01-CA063678 and R01 CA063682; UCI: NIH R01-CA058860 and the Lon V Smith Foundation grant LVS39420; UHN: Princess Margaret Cancer Centre Foundation-Bridge for the Cure; UKO: The UKOPS study was funded by The Eve Appeal (The Oak Foundation) and supported by the National Institute for Health Research University College London Hospitals Biomedical Research Centre; UKR: Cancer Research UK (C490/A6187), UK National Institute for Health Research Biomedical Research Centres at the University of Cambridge; USC: P01CA17054, P30CA14089, R01CA61132, N01PC67010, R03CA113148, R03CA115195, N01CN025403, and California Cancer Research Program (00-01389V-20170, 2II0200); VAN: BC Cancer Foundation, VGH & UBC Hospital Foundation; VTL: NIH K05-CA154337; WMH: National Health and Medical Research Council of Australia, Enabling Grants ID 310670 & ID 628903. Cancer Institute NSW Grants 12/RIG/1-17 & 15/RIG/1-16; WOC: National Science Centren (N N301 5645 40). The Maria Sklodowska-Curie Memorial Cancer Center and Institute of Oncology, Warsaw, Poland. The University of Cambridge has received salary support for PDPP from the NHS in the East of England through the Clinical Academia Reserve. The prostate cancer genome-wide association analyses: we pay tribute to Brian Henderson, who was a driving force behind the OncoArray project, for his vision and leadership, and who sadly passed away before seeing its fruition. We also thank the individuals who participated in these studies enabling this work. The ELLIPSE/PRACTICAL (http//:practical.icr.ac.uk) prostate cancer consortium and his collaborating partners were supported by multiple funding mechanisms enabling this current work. ELLIPSE/PRACTICAL Genotyping of the OncoArray was funded by the US National Institutes of Health (NIH) (U19 CA148537 for ELucidating Loci Involved in Prostate Cancer SuscEptibility (ELLIPSE) project and X01HG007492 to the Center for Inherited Disease Research (CIDR) under contract number HHSN268201200008I). Additional analytical support was provided by NIH NCI U01 CA188392 (F.R.S.). Funding for the iCOGS infrastructure came from the European Community's Seventh Framework Programme under grant agreement n° 223175 (HEALTH-F2-2009-223175) (COGS), Cancer Research UK (C1287/A10118, C1287/A 10710, C12292/A11174, C1281/A12014, C5047/A8384, C5047/A15007, C5047/A10692, and C8197/A16565), the National Institutes of Health (CA128978) and Post-Cancer GWAS initiative (1U19 CA148537, 1U19 CA148065, and 1U19 CA148112; the GAME-ON initiative), the Department of Defense (W81XWH-10-1-0341), the Canadian Institutes of Health Research (CIHR) for the CIHR Team in Familial Risks of Breast Cancer, Komen Foundation for the Cure, the Breast Cancer Research Foundation, and the Ovarian Cancer Research Fund. This work was supported by the Canadian Institutes of Health Research, European Commission's Seventh Framework Programme grant agreement n° 223175 (HEALTH-F2-2009-223175), Cancer Research UK Grants C5047/A7357, C1287/A10118, C1287/A16563, C5047/A3354, C5047/A10692, C16913/A6135, C5047/A21332 and The National Institute of Health (NIH) Cancer Post-Cancer GWAS initiative grant: No. 1 U19 CA148537-01 (the GAME-ON initiative). We also thank the following for funding support: The Institute of Cancer Research and The Everyman Campaign, The Prostate Cancer Research Foundation, Prostate Research Campaign UK (now Prostate Action), The Orchid Cancer Appeal, The National Cancer Research Network UK, and The National Cancer Research Institute (NCRI) UK. We are grateful for support of NIHR funding to the NIHR Biomedical Research Centre at The Institute of Cancer Research and The Royal Marsden NHS Foundation Trust. The Prostate Cancer Program of Cancer Council Victoria also acknowledge grant support from The National Health and Medical Research Council, Australia (126402, 209057, 251533, 396414, 450104, 504700, 504702, 504715, 623204, 940394, and 614296), VicHealth, Cancer Council Victoria, The Prostate Cancer Foundation of Australia, The Whitten Foundation, PricewaterhouseCoopers, and Tattersall's. E.A.O., D.M.K., and E.M.K. acknowledge the Intramural Program of the National Human Genome Research Institute for their support. The BPC3 was supported by the U.S. National Institutes of Health, National Cancer Institute (cooperative agreements U01-CA98233 to D.J.H., U01-CA98710 to S.M.G., U01-CA98216 to E.R., and U01-CA98758 to B.E.H., and Intramural Research Program of NIH/National Cancer Institute, Division of Cancer Epidemiology and Genetics). CAPS GWAS study was supported by the Swedish Cancer Foundation (grant no 09-0677, 11-484, 12-823), the Cancer Risk Prediction Center (CRisP; www.crispcenter.org), a Linneus Centre (Contract ID 70867902) financed by the Swedish Research Council, Swedish Research Council (grant no K2010-70 × -20430-04-3, 2014-2269). The Hannover Prostate Cancer Study was supported by the Lower Saxonian Cancer Society. PEGASUS was supported by the Intramural Research Program, Division of Cancer Epidemiology and Genetics, National Cancer Institute, National Institutes of Health. RAPPER was supported by the NIHR Manchester Biomedical Research Center, Cancer Research UK (C147/A25254, C1094/A18504) and the EU's 7th Framework Programme Grant/Agreement no 60186. Overall: this research has been conducted using the UK Biobank Resource (application number 16549). NHS is supported by UM1 CA186107 (NHS cohort infrastructure grant), P01 CA87969, and R01 CA49449. NHSII is supported by UM1 CA176726 (NHSII cohort infrastructure grant), and R01-CA67262. A.L.K. is supported by R01 MH107649. We would like to thank the participants and staff of the NHS and NHSII for their valuable contributions as well as the following state cancer registries for their help: AL, AZ, AR, CA, CO, CT, DE, FL, GA, ID, IL, IN, IA, KY, LA, ME, MD, MA, MI, NE, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, TX, VA, WA, WY. The authors assume full responsibility for analyses and interpretation of these data. ; Peer Reviewed
Issue 30.1 of the Review for Religious, 1971. ; EDITOR R. F. Smith, S.J. ASSOCIATE EDITOR Everett A. Diederich, S.J. ASSISTANT EDITOR John L. Treloar, S.J. QUESTIONS AND ANSWERS EDITOR Joseph F. Gailen, S.J. Correspondence with the editor, the associate editors, and the assistant editor, as well as books for review, should be sent to REVIEW FOR RELIGIOUS; 6X2 Humboldt Building; 539 North Grand Boulevard; Saint Louis, Missouri 63to3. Questions for answering should be sent to Joseph F. Gallen, S.J.; St.- Joseph's Church; 321 Willings Alley; Philadelphia, Pennsylvania 19m6. + + + REVIEW FOR RELIGIOUS Edited with ecclesiastical approval by faculty members of the School of Divinity of Saint Lonis University, the editorial offices being located at 612 Humboldt Bnildlng; 539 North Grand Boulevard; Saint Louis, Missouri 63103. Owned by the Missouri Province Edu-cational Institute. Published bimonthly and copyright ~) 1971 by REVIEW FOR RELIGIOUS. Printed in U.S.A. Second class postage paid at Baltimore, Maryland and at additional mailing offices. Single copies: $1.25. Sub-scription U.S.A. and Canada: $6.00 a year, $11.00 for two years; other countries: $7.00 a year, $13.00 for two years. Orders should indicate whether they are for new or renewal subscriptions and should be accompanied by check or money order paya-ble to REVIEW vor¢ RELtOtOUS in U.S.A. currency only. Pay no money to persons claiming to represent REVIEW FOP. RELIGIOUS. Change of address requests should include former address. Renewals and new subscriptions should be sent to REVIEW FOR RELIOIOUS; P. O. Box 1110; Duluth, Minnesota 55802. Manuscripts, editorial correspondence, and books for re-view should be sent to REVIEW FOR RELIGIOUS; 612 Humboldt Building; 539 North Grand Bonlevard; Saint Louis, Missouri 63103. Questions for answering should be sent to the address of the Questions and Answers editor. JANUARY 1971 VOLUME 30 NUN, I BER I REVIEW FOR Volume 30 1971 EDITORIAL OFFICE 539 North Grand Boulevard St. Louis, Missouri 63103 BUSINESS OFFICE P.O. Box 1110 Duluth, Minnesota 55802 EDITOR R. F. Smith, S.J. ASSOCIATE EDITOR Everett A. Diederich, 8.J. ASSISTANT EDITOR John L. Treloar, S.J. QUESTIONS AND ANSWERS EDITOR Joseph F. Gallen, S.J. Published in January, March, May, July, September, Novem-ber on the fifteenth of the month. REVIEW FOR RELI - GIOUS is indexed in the Catho-lic Periodical Index and in Book Review Index. Microfilm edi-tion of REVIEW FOR RELIGIOUS is available from University Microfilms; Ann Arbor, Michi-gan 48106, RICHARD P. VAUGHAN, s.J. The Experience of Crisis Since the conclusion of Vatican II a state of crisis in the Church and the religious life has produced a similar state in the lives of many religious. Values and goals, formerly held "as sacrosanct and essential, have been called into question and, in some cases, abandoned. Ways of living, traditional to an order or congregation for centuries, have been replaced. Members, once thought to be as settled in their vocations as the proverbial Rock of Gibraltar, have departed. Changes requested by the Vatican Council as necessary for renewal have sometimes failed to come about or have taken place with soul-jarring suddenness. There exists a seeming incompatibility between the old and the new, the young and the old. As a consequence, it is not surprising that a number of priests and nuns find themselves unable to face squarely what is taking place and then to make the necessary adjustments in their own way of thinking and acting to allow them to live com-fortably and productively in the religious life as it exists today. They have reached a point in their lives that can best be described as a crisis. The state of crisis is an immediate but transitory life episode in which the individual is taxed beyond his adaptive powers, resulting in an intense, distressing psy-chological experience.1 It is a period when a person is exposed to threats and demands at or near the limits of his coping resources? In his own mind, he frequently feels that he is asked to do the impossible. Under normal conditions, he would make use of his usual repertoire of coping devices; in the crisis situation, these prove ineffec-tive. 3 He sees no solution; he begins to panic and soon finds himself experiencing such psychiatric symptoms as severe anxiety, depression, and mental confusion. He feels 1 R. S. Lazarus, Psychological Stress and the Coping Process (New York: McGraw-Hill, 1966), p. 2. -" K. S. Miller and I. Iscoe, "The Concept of Crisis: Current Status and Mental Health Implications," Human Organization, v. 22 (1963), pp. 195-201. s Gerald Caplan, Principles o[ Preventive Psychiatry (New York: Basic Books, 1964). 4- 4- 4- Richard P. Vaughan, S.J., is the provincial for education of the California Prov-ince; P.O. Box 519; Los Gatos, Califor-nia 95030. VOLUME :}0, 1971 helpless in the face of what appears to be an insoluble problem.4 Reacting to Stressful Situations No two people respond to an anxiety-provoking situa-tion in exactly the same way. One religious accepts drastic changes in his rule and way of living with apparent equanimity; a second is obviously shaken but collects his resources and copes with the situation while a third lapses into a state of incapacitating panic. The factors account-ing for this difference are threefold: (1) the structure of personality; (2) the nature of the environmental stress or stresses; and (3) the state of one's faith. The proportion that each of these factors contributes to the experience of crisis varies from individual to individual. As a consequence of inherited endowment, the ef-ficacy with which the developmental tasks of the various stages of life were accomplished, environmental circum-stances, and one's own deliberate choices, each one of us develops a unique personality. Some have strong per-sonalities; others, weak; most of us fall at one of the innumerable gradations between these two poles. The well-balanced religious is the one who is usually happy, contented, and able to meet at least adequately, if not well, most of the demands placed upon him. The neurotic religious is the one who lacks contentment, is dissatisfied, and unable to withstand the usual stresses of religious life. When he is confronted with the unrest and uncer-tainty ,so prevalent in communities today, he literally " "falls apart." He does not have the inner strength to face issues vitally affecting his life. We all have neurotic traits or tendencies. Some have more than others. The more of these traits, the more difficult it is to cope with stressful situations. The nature of a particular neurotic mechanism also limits adaptabil-ity. It should be noted that one need not be severely neurotic to undergo a crisis. The seemingly healthy reli-gious with several neurotic tendencies can also reach such a state. 4- 4- 4- R. P. Vaughan, S.]. REVIEW FOR RELIGIOUS 4 Meaning of Environmental Stresses Environmental stresses precipitating a crisis are mani-fold. Needless to say, some situations by their very nature are more disturbing than others. For many, initiating a new form of authority in a community or abandoning the traditional horarium will be more anxiety-provoking than a modificatiofi, of the habit.or mode of dress. Of greater importance, however, is the meaning the stressful situation has for the individual. The same situation can 4 Miller and Iscoc, Concept of Crisis, pp. 195-6. affect two people in quite different ways.~ For one it can be a motivating factor to participate in bringing about renewal whereas for the other it becomes a debilitating crisis. In the latter case, the individual is overcome by feelings of frustration and helplessness. The failure of his congregation to realize the ideal attacks his own ide-alism, something close to the core of his personality.6 Often such a person is lacking sufficient, security to allow him to live patiently under existing conditions, trusting in the benevolence and wisdom of the Holy Spirit. A feeling of hopelessness coupled with depression takes over and he sees no alternative but to abandon his commit-ment. The perception of these two individuals (lifter radically. The security and inner strength of the one per-mits him to see the congregation's assets as well as its limitations while the insecurity and weakness of the other causes him to look at only the natural limitations. It should be noted, however, that not all deciding to withdraw from the religious life are doing so because of insecurity and personality weakness. Reasons for such a decision are numerous and complex. Each case should be evaluated on an individual basis. Unfortunately some studies on departures from the priesthood and religious life tend to overgeneralize, thus producing dubious re-suhs. Faith Faith is a third factor influencing one's reaction to a stressful situation. If what a person believes has deep per-sonal meaning and has been integrated into his personal-ity, anything considered an attack on this belief will often be looked upon as an attack on himself. It is for this reason that some react with violent opposition when traditional doctrines and practices .are called into ques-tion. An inability to settle such questioning in a per-sonally satisfying way can result in a crisis. On the other hand, if an individual's faith in God and the Church is weak, he finds it relatively easy to abandon it. Recent events in the Church and in religious life are not likely to precipitate a crisis, since he has few emotional attach-ments to either. Cons'equences of Crisis The experience of crisis affects many areas of function-ing, the most pressing of which deal with emotional well-being. A common reaction, as we have stated, is a feeling of helplessness and hopelessness leading to depression,z + 4- Lazarus, Psychological Stress, p. 56. Ibid., p. 6. Miller and Iscoe, Concept o] Crisis, p. 196. VOLUME 30, 1971 5 ÷ ÷ I{. P. Vaughan, S.]. REVIEW FOR RELIGIOUS 6 As the crisis . h~ightens, anxiety increases, producing greater inactivity.8 An inability to meet the demands of a situation and to arrive at needed decisions results in a desire to escape. Many under severe stress experience an urge to run away; where makes no difference just as long as they can distance themselves from the threatening en-vironment. The major drawback of giving way to such an urge is that the crisis is internal and often continues in the new environment. The person in crisis also finds that he becomes disor-ganized in his work.'a Whereas previously he was able to handle his assignments with proficiency and competence, he now discovers that he is unable to concentrate and that he makes numerous mistakes. He can no longer force himself to prepare his classes or sometimes even to enter the classroom. His inability to take hold of himself and regain his former efficiency only increases his sense of hopelessness. Under severe stress an individual's perception of a situation and its ramifications is limited.10 He tends to concentrate on a small, sometimes unimportant portion of a situation and overlook many significant aspects. He is unable to see the true problem confronting him. For example, the religious in crisis often finds himself unable to place in proper perspective the Church and the reli-gious life as they exist today; he concentrates on one or two shortcomings appearing to him as insurmountable barriers to happiness, such as the failure of some superiors to treat subjects as persons or bishops governing from a stance of excessive legalism. He then calls into question the validity of the whole life. He lacks a balanced view and therefore is in no position to make a decision and then act on the basis of this decision. Unfortunately, a number of priests and sisters decide to abandon their commitment during a period when they are no longer open to all possible options and when they are incapable of seeing all the implications of their deci-sion. They simply feel trapped i.n a life presenting many frustrations and obstacles. They take the only apparent course open to them, when they should have been en-couraged to forego any far-reaching decisions and to wait until they can evaluate fully all the factors involved in their distressing situation. For this reason, a change in status or a leave of absence is much preferred to the finalized dispensation from the vows. It can be hoped ~ Sheldon J. Lorchin in The Encyclopedia o/Mental Health, v. 6 (New York: Franklin Watts, 1963), pp. 1975-82. "Jack R. Ewalt in Man under Stress ed. Seymour Farber (Berkeley: University o~ California, 1964), p. 39. ~0 Richard P. Vaughan, An Introduction to Religious Counseling (Englewood Cliffs, N.J.: Prentice-Hall, 1969), p. 93. that once they have distanced themselves from the stress-provoking environment and become engrossed in a differ-ent setting, emotional equilibrium will return and even-tually a decision based on reason can be reached. Helping the Religious in Crisis What can be done to help the religious in crisis? The first thing needed is an understanding listener to counter-act the feeling of isolation and helplessness. The priest or sister should be encouraged to express how he or she feels as well as some of the despondent thoughts accom-panying these feelings. Spontaneous expression estab-lishes the listener as an interested, and, hopefully, a help-ful person.11 It allows the religious to become consciously aware of his emotional state and eventually to appraise" the reasons for his anxiety, fear, and depression. Initially, there will probably be an outpouring of negativism, an-ger, and despondency. As the emotional turmoil begins to subside, a more realistic evaluation occurs. Since in the eyes of the disturbed religious everything looks so hope-less, the listener is often tempted to feel the same way. He is apt to think: "Things have gone too far, there is nothing I can do," whereas a little patience and time plus a manifestation of genuine concern can produce re-markable results. Until relative calm is reestablished, few, it any, rational decisions can be reached; hence pushing a discussion in the direction of reasons for and against taking a position is apt to be fruitless. What the religious needs most is support and reassur-ance that eventually he will return to his former state of mind.1-0 In the meantime the fact that he has someone he can trust and on whom he can lean means a great deal. Occasionally a situation demands some lesser decisions and action, something the individual is incapable of doing without reassurance and direct guidance. In gen-eral, however, the best principle is to make no far-reach-ing decisions during a period of crisis. Perhaps the greatest assistance that can be given is the advice not to decide or act until he can make a valid, reasonable deci-sion. Inactivity and withdrawing are two common symptoms accompanying a period of crisis. To counteract these, some definite form of activity commensurate with his psychological state shonld be encouraged. XYalking with another, playing a game of tennis or golf, or assisting an-other in some relatively simple office chore can all be 4- + 4- Crisis ~: Leopold Bcllak and Leonard Small, Emergency Psychotherapy and Brie] Psychotherapy (New York: Gruenc and Stratton, 1965), p. v0t.ut~E 101. a~ Ibid. 7 beneficial. Time to ruminate and brood should be elim-inated insofar as possibIe. If a religious manifests the symptoms of crisis for sev-eral months and appears unable to regain his former self, then professional assistance should be sought. It is quite probable that a neurotic condition is blocking the abil-ity to cope with the environmental situation provoking the state of crisis. + + R. P. Vaughan, S.]. REVIEW FOR RELIGIOUS 8 GEORGE L. COULON, C.S.C., AND ROBERT J. NOGOSEK, C.S.C; Religious Vows as Commitment In this day when so many religious are leaving their communities, a question presses on the minds of both young and old: What is the value today of perpetual vows? For religious professed already ten or twenty years this question can be very disturbing during this period of dramatic change in the life of the Church. For young religious, as they approach final vows, the problem some-times takes the form of another question: How can I make a lifelong commitment to religious life? How can I pos-sibly anticipate today what I will think and feel ten, twenty, thirty years from now, when the world, the Church, religious life, and I myself may change almost beyond recognition? Three Interpretations To enter upon this question, it should be noted that religious live the commitment of their vows in various ways, not so much perhaps from what they were taught explicitly in formation, as from what they were seeking in entering the community, and also from the types of loyalty and idealism elicited through their subsequent experiences in the community. It would seem that three distinct interpretations of this commitment are typically the following: 1. Some live out their religious life as basically a devo-tion to their institute. They identify themselves with the structures and traditions of the community and with the institutions it has built up. They take a basic pride in belonging to this particular religious institute and have devoted their energies to improving its function, prestige, and influence in society. 2. Other religious see their commitment as centered on people rather than on what is institutional. They will say they entered the religious life to find Christian George L. Cou- Ion and Robert J. Nogosek teach the-ology at the Uni-versity of Notre Dame; Notre Dame, Indiana 46556. VOLUME 30, 1971 9 ÷ G.L. Coulon and R. 1. Nogosek REVIEW FOR RELIGIOUS community. Their interpretation accentuates the idea of primary, face-to-face relationships. It puts its finger on an aspect of religious life that is very reall human, and true. It recognizes that the community is the soul of the institute and is what most really makes the insti-tute a coherent and stable historical reality. Despite the most radical institutional changes, it is really made up of its personnel. It sees that the community is a more important human reality than the institute with all its organized apostolates which identify the members with the institutions. 3. A third way of looking at the commitment of the religious life is that of a quest for salvation, or an at-taining of Christian perfection. In this interpretation, one entered the religious life because of the ideal of the Christian life it represented. Tbe vows were seen as a commitment to become a good religious and. to realize in oneself a deep life of prayer and a fruitful service to God's People. These, then, are three interpretations which we feel are rather frequent among religious concerning the commitment they are living out by their vows. They can be designated as (1) the institutional, (2) the communi-tarian (or personalistic), and (3) the'specifically religious interpretations of the religious vows. It is our thesis that much difficulty comes to religious because of ihese in-terpretions, for we maintain that they are all defective theologically, whether taken singly or even all together. In our opinion they simply do not express adequately what the commitment of the religious vows is supposed to be according to the gospel and the tradition of the Church. Temptations to Leave As evidence of their inadequacy, we see in each inter-pretation definite occasions leading one to abandon the vows. These interpretations of the commitment made by the vows really will not hold up satisfactorily to some rather ordinary temptations to get a canonical dispensa-tion from final vows and view the commitment as termi-nated. 1. In the case of the institutional commitment, what happens to that commitment if the religious institute changes radically in its structures and institutions? Can this any longer be called the same community we en-tered? One could then question the continuance of the commitment of the vows by arguing that their object hardly exists any longer. Everything has changed--the dress, the rule, the customs, the works. So then how can one be held in God's sight to vows made to something which has changed so much as no longer to be the same? 2. Other kinds of temptations to leave are likely to come to those committed to personal community. What if our friends have left, or we simply fail to find the warmth and virtue of true Christian community in the congregation? What if we find much truer community with friends outside? If our commitment of the vows is basically motivated by the quest for community, then if we come to feel that community is very inadequate in our own institute, we will be strongly inclined to leave and to seek fellowship where it is experienced as much more alive. 3. Even the specifically religious interpretation con-tains occasions for the temptation to leave. What if we find that we have not become good religious, that the religious form of life has not led us to an intense prayer life or a successful apostolate? What if we feel ourselves dying on the vine, where the test of years shows we have not realized in our lives the ideal we were seeking by taking vows? If this way of life has not brought us to the deep union with God we were expecting, we may be tempted to leave. A More Adequate Theology As remedy for such reasonings against perseverance, there is needed a much more adequate theological in-terpretation of the commitment of the religious vows. Such an interpretation should attempt to express as clearly and coherently as possible a Christian reflection upon religious life as it is experienced and interpreted thematically in the Church's tradition. In that tradition, at least from medieval times on, reoligious life has been considered as a special way of living the gospel. And this special way has been expressed most characteristically in the evangelical themes of poverty, celibacy, and obedi-ence. Religious profession of the three vows represented very basically a public confession of the power of the gospel at work existentially in one's life. It was also the recognition that in this special and chosen way of life there was present an effective way of growing in the perfection of charity. In terms of the human experience of this way of life, each of the vows can be seen as standing for both a nega-tive and a positive element. The negative element in-volves the renunciation of genuine human values. The positive element involves the affirmation of the trans-cendent power of the gospel and of divine love over even the highest human values. If a theology of the religious.vows is to approach ade-quacy, it must be able somehow to integrate the insights of the three common interpretations we have cited and at the same time all.eviate what might.be called their in- 4. 4- + Religious ¥ows as Commitment VOLUME 30, 1971 11 ÷ 4. 4. G, L. Coulon and R. J. Nogo~e~ REVIffW FOR RELIGIOUS herent temptations to non-perseverance. What we pro-pose is a dynamic interplay of the institutional, com-munitarian, and religious aspects under the dem~inds of God's grace. In this dynamic, poverty represents the re-nunciation of the institutional element as an ultimate demand and affirms the supremacy of the community element over it; celibacy represents the renunciation of the ultimate supremacy of the communitarian element and affirms the supremacy of the religious over the com-munitarian; and obedience represents the renunciation of the religious element as ultimate and affirms the abso-lute supremacy of grace and God's reign. It is the last element which completes the dynamic and is to be recog-nized as the Christian basis for religious profession along with a Christian reaffirmation of the institutional, com-munitarian, and religious quest. The Commitment of Poverty The first of the evangelical themes to consider is pov-erty. it would seem that the most obvious meaning of religious poverty is the renunciation of wealth, power, and prestige. This is not to affirm the intrinsic value of destitution or lack of material goods, but rather ex-presses a preference for the simple hnman life o~ the little people of this world over the riches, affluence, and sophistication of those considered socially important. But by religious profession we enter into a religious institute; and it should be recognized that there is built into every institution, even those professing poverty, a strong tend-ency toward the acquisition of the precise human values renounced by poverty, namely, of wealth, power, and prestige. Consequently, in the spirit of evangelical pov-erty, there is frequent need for the religious institute to be pruned of its power, wealth, and prestige. Sometimes this pruning is actively undertaken by reforming and zealous leadership from within the institute. But more often it is done by forces from without, whether they be persecuting enemies or simply the changing situa-tion which undercuts the prestige and influence that an institute and its members previously had. In other words, the attitude of religious poverty involves not only the personal striving for a simple and humble life because it is evangelical, but also the willingness o~ the institute and its members to accept radical changes in the institute itself. This is probably the most deeply purifying aspect of religious poverty today, for even institutes which ap-pear to be affluent may actually be in serious jeopardy regarding their very existence. If the readiness to renounce the institutional fixity and security of religious life is the negative aspect of poverty, its positive aspect is the affirmation of community and of the supremacy of community over institute. Stated sim-ply, this means that people and human relations are more important than efficiency and order. It is the recog-nition that the friendship and love of its members are a deeper and more stabilizing reality than the institute's more public, organizational strength and cohesiveness. The spirit of poverty recognizes that human beings, feelings, and personal relationships are very often more important than reason and structural orderliness. This positive aspect of poverty is merely a specialized mode of Christian charity and an effective way of growing in it. It might be summed up in Paul's admonition: "Bear one another's burdens and thus fulfill the law of Christ" (Gal 6:2). The sharing of common life is not just a sharing of board and material goods. It is more deeply a sharing of humanness, of cares and ~anxieties, joys and sorrows, hopes and fears, actuated through love. Such is the very deep human reality affirmed by evangeli-cal poverty. When poverty is interpreted in the Biblical sense of God's special love for the little people who are often crushed by oppressive power structures, then it becomes a theme readily understood and appreciated by many of the rising generation today. Furthermore, the sharing of both material possessions and personal burdens as cor-porate affirmations of evangelical poverty responds to ideals meaningful and attractive today, even though ad-mittedly very difficuh to realize in actual practice. In any case, looking at poverty in this way does provide a remedy to the temptation of leaving the religious life ¯ because of radical institutional changes. Actually, the insecurity occasioned by such changes give the religious an opportunity to live out his profession of poverty more deeply in its renouncement of worldly security and .prestige, and also in its affirmation that people are more ~mportant than structures and things. According to the spirit of the poor Christ, the future is made secure not by possessions or good administration, but directly by reliance on the love and care of divine providence. Moreover, all laws and organizations are to be judged not on their merits as customs and tradition, but rather as service to real needs of real people. There were hardly any religious traditions as sacred to Israel as those regu-lating the Sabbath, yet Jesus pointedly declared: "The Sabbath was made for man, not man for the Sabbath" (Mk 2:27). The Commitment of Celibacy Celibacy is the renunciation of the intimacy of mar-riage and married love. It is the giving up of the kind of companionship and fulfilhnent specifically found in 4- 4- 4- Reli~iou~ as Commitment VOLUME 30, 1971 ]3 + + + G. L. Coulon and R. J. Nogosek REVIEW FOR RELIGIOUS 14 marriage and family life. Certainly this is the sacrifice of very great human values, and snch a renunciation is bound to leave a certain hole or void in our lives and be very keenly felt in hours of loneliness and frustration. Coukl it not be that in the intense desire for "com-mnnity" spoken of so much today among religious there is something of the yearning for the kind of personal shar-ing normally found in marriage and blood relationships? This would not mean to condemn such a normal and instinctive yearning, and community life should strive as best it can to create an atmosphere of home. But never-theless celibacy does renounce family and marriage. The readiness to leave father, mother, husband, wife, sister, brother for the sake of following Christ is the affirma-tion of the relative value even of these most wonderfnl human realities of intimacy and fellowship in marriage and family life. This means that ~ust as poverty is the rennnciation and relativization of the institutional to affirm the su-premacy of the community, so in turn celibacy is tl~e renunciation and relativization of the community ele-ment to affirm the supremacy of the strictly religious. Now of all the features of religious life today, perhaps celibacy is the hardest for Western secularized man to appreciate, since in modern philosophies the sharing of persons characteristic of marriage has become a strong contender for the place of absolute value in human life. To renounce this particular value out of love for the un-seen Lord readily appears to many of our age as dehu-manizing folly. Of course, the argument that celibacy makes one more available for service to people contin-ues to give it some humanistic value; but in accordance with the gospel its motivation is supposed to be a direct, loving companionship with Christ. What is affirmed is love of Christ, direct union with Him in friendship; and the service of His people is to be an overflow and witness of this love, wherein we share in His own mission and love those (lear to Him with His own love. Celibacy thus affirms that personal union with Christ is a religions value so great and appealing to the hnman heart that we will sacrifice for it even the great human values of conjugal and family intimacy. That such re-nouncement of human community con/d result in full-ness rather than emptiness of heart will always remain a paradox and mystery. Bnt to know the risen Lord in friendship is already a beginning of His final Appeariug and thus represents a concrete anticipation already in this life of the riches of the eschatological kingdom of God. It implies a divine gift of living out an eschatologi-cal love where fellowship with others is based on sharing in the direct and intimate fellowship with the Lord, such that one finds union with the hearts of one's fellow hu-man beings fundamentally through one's personal union with God. This should mean, then, that the absence of human community should be no argument to abandon the vows to seek it elsewhere, for one's religious calling is to share Christ's mission of bringing the dead to life and building up the kingdom of love. The calling to renunciation of marriage is in the very confirming of a union with Christ and His own mission of redeeming man through reconciliation and building fellowship. The vocation is to love with Christ's freedom, to decide to be available as a grace to others for their sake, and the source of tiffs is the direct; personal friehdship with Christ. The mission is to bring about the fellowship of Christ-in-us, and the grace to do this comes through the religious union with Christ as beloved. Those who seek only the achieved fel-lowship want the kingdom without sharing Christ's effort to build the kingdom. They want the risen glory without sharing the way of suffering and self-crucifixion, which ac-cording to God's mysterious plan is necessary to its full realization. The Commitment of Obedience Often religious obedience has been presented as an attitnde of snbmission to legitimate superiors. Certainly obedience as compliance with authority is a necessary part of any ordered society; without it chaos is just around the corner. Obedience in this very human sense is one aspect of religious obedience. But the Biblical theme of obedience to God's reign is much more com-prehensive than simply submission to religious author-ity. It is not first of all a passive submission, but rather an active acceptance and a willing of the will of God, somehow found in every person we meet, in every place we live, and in every decision we and others have made that has affected our lives. Even in every failure to at-tain our aspirations the reign of God somehow triumphs. In other words, when we speak of religious obedience in the spirit of Jesus, we refer to the attitude of full ac-ceptance of God calling us to a personal destiny in and through the very stuff of our lives, including the people, events, failings, and attainments that make up our his-tory and our very self. The theme of evangelical obedi-ence is intimately tied np with the divine mystery of vocation and the human mystery of self-acceptance. It recognizes that in Christ the reign of God is present and at hand over our lives. In our acceptance that God's will is being revealed in and through our lives, we are also being led to that full and active self-acceptance which somehow enables us to come to grips with our-÷ ÷ ÷ Religious Vows as Commitment 4. 4. 4. G. L. Coulon and R. ~. REVIEW FOR RELIGIOUS 16 selves anti find a deep, inner peace throngh accepting and loving ourselves just as we are. Evangelical obedience is evidenced by tl~e saying of lesus that His food is to do the will of the Father (see ~n 4:34). He is sent fromthe Father to fulfill a destiny pre-establisbed by God's choice. As sons in the Son, we too are to acknowledge that we are chosen in Christ, that from all eternity our lives have been uniquely pre-ordained in terms of following Christ and sharing in His destiny (see Eph 1:3-7). We are called into His Church to bear fruit through living by His word and building up the kingdom of God on pathways .already prepared for us by providence (see Eph 2:10; Pb 2:13). We are to live in response to the calling and destiny chosen by the Father. Tiffs means living out of a fundamental decision of submitting to God's will over onr lives, whatever it is, even if it means accepting a chalice of suffering. The vow of obedience concretizes this fundamental submission to God's reign over us by our acknowledging a calling to the religious life as God's will for our life. Taken publicly and accepted by Christ's Church in an official capacity, the vow by its very nature implicitly includes the other two vows as a covenant of religious life. The obedience vowed is a faithfulness to the reli-gious life in this community made out of response to the will of God over onr life. Once made and accepted in Christ's Chnrch, the pnblic vows remain as a perma-nent sign of divine vocation and our human acceptance. Such a recognition of God's reign signifies that it is not we who have first loved God, but God who has first loved us. It is not we who are to determine what is to be our fnlfilhnent, but God's will determines what we are to be. We enter the religious life not because it is our own best way to God as attainment of deep prayerful-ness and the fullness of Christian virtue, but rather simply because the religious life is God's will for us. To put this in the terminology we have used for the other vows, religious obedience is the renunciation and rela-tivization of the highest religious values and the affirma-tion of the supremacy of God's reign of love over every-thing else. It affirms that God's choice over us is the su-preme valne. We have become vowed to the religious life nltimately not because it is our best way to be saved, or even to exercise Christian service, but rather because God has chosen us thus to bear witness in the Body of Christ. Its basis is not that religions life is best for ns, or most appealing, but rather that we are meant to be reli-gious. This we bare affirmed by public vows in the Church, and made a personal covenant with God calling upon Him to accept this kind of offering of our whole life given as response to His will for us. This, then, provides a thorough r~medy to the tempta-tion of relinquishing the religious life should it seem that we are not being thereby fulfilled as Christians. The event of our public covenant of vows remains a perma-nent indication of our vocation and our self-acceptance under God's plan. Should this be doubted as a sign of God's will, where are we to find a surer sign? What cri-terion could be presented by providence as dissolving the terms of the covenant already made and accepted through Christ's Church? That we are not good religious is no argument for leaving, since this points out our own un-faithfulness to the covenant and its recogriition is a sign that grace would lead us to repentance. That our prayer life be dried up or our apostolic efforts unfruitful and frustrated is no sign against continuing our covenant, for we have already acknowledged that the supreme value is not our own will or our own way to God, but rather that God wills us to be religious. His love is to be su-preme, even over the highest values of what we consider our own religious fulfillment. The aspect of obeying religious authority readily fits into this framework of obedience to God's will as destin-ing us to the religious life. Included in our response to that will is faithfulness to the duties of being a religious called along with others to form an evangelical and apo-stolic community. The obedience committed means a dedication to the common good of the community, re-sponsible for serving God's people. This common good is spelled out in many details by the legislation and govern-ing officials of the community. Thus, a docility and re-sponsibility to the assignments and direction of superiors fits into the context of obeying God's will that we be dedicated to our calling as religious. Even the absence of such leadership and management leaves us with our basic responsibility to the common good of community and apostolate. Conclusion We have tried to demonstrate theologically that mak-ing final vows is of its very nature an irrevocable event in our lives. It is a life decision involving a commitment until death, because through this particular institute, through this particular community of persons, and through this acknowledgement of God's reign over our destiny, we have made a covenant with God concerning what we are called to be in Christ's Body. Our perse-verance in the vows comes down to faithfulness and trust. The faitlffulness acknowledges the self-perception of the basic meaning of our life, of what onr life calling is ac-cording to God's design. The trust acknowledges that God has accepted our life-offering under the terms of the + ÷ ÷ Religious Vows as Commitment VOLUME 30, 1971 vows. Our fundamental Christian witness will always re-main not our own virtue, but rather the acceptance of the Father's will, even should this mean our own weak-ness rather than strength, loneliness rather than human fellowship, and agony rather than the joy of success in our aspirations. + + + G. L. Coulon and R. ]. Nogosek REVIEW FOR RELIGIOUS 18 SISTER JUDITH ANN WICK Identity and Commitment of Youn9 Sisters in a Religious Community Abstract: Weak ego identity and hesitancy of commitment are characteristics of contemporary society which are manifest in all institutions, including the religious institution. This study of young sisters with temporary commitments to a re-ligious community of women investigates the function of role models in the attainment of religious role identity, as well as the goal and duration of commitment. The data indicate that role models are influential in the identity formation of these young sisters, that the goal of commitment is ideological rather than organizational, and that opinion is evenly divided on the issue of permanent versus temporary commitment. The past ten years, characterized by rapid social change, have demanded from individuals and institutions a degree of self-examination and adaptation not called for in previous decades. To survive in contemporary so-ciety, institutions and individuals must search for and question their purpose and identity. This climate is per-vasive; it has penetrated what were formerly regarded as the "secnre" places in society where one was assured o[ identity and purpose. This paper illustrates the perva-siveness of social change, showing how change in secular society, coupled with change in the Catholic Church has converged to create problems of identity and institutional loyalty for young members in a religious com~nunity of women. Change in Secular Society Contemporary America's society makes it difficult for an individual to achieve a strong ego identity. Erikson defines ego identity as a unity of personality, felt by the individual and recognized by others, having consistency in time, and being an "irreversible historical fact" (1960: 11). Several factors in a technological society mili- Sister Judith Ann is a member o[ the sociology depart-ment o[ Briar Cliff College; ~03 Re-becca Street; Sioux City, Iowa ~1104. VOLUME 30, 1971 19 + 4. + Sister Judith Ann REVIEW FOR RELIGIOUS 2O tate against this unity, consistency, and historical conti-nuity. Keniston enumerates these factors in the following manner: "Rapid and chronic social change, fragmenta-tion and specialization of tasks, decline of traditional 'gemeinschaft' communities, discontinuity between a warm, dependent childhood and a cold, independent adult world, theabsence of a utopian, positive myth for society, and the predominance of the rational in a 'tech-nological ego' " (1960). Ego identity is achieved by a complex interaction of factors, one of the most important being the observation of others acting out the role one hopes to fulfill himself someday. Observation of role models is difficult also. Age and sex roles are less clearly defined today than they were formerly, in part because the adult models which young persons have to follow are often inadequate for one who mnst find his place in a technological society: The young, who have outlived the social definitions of child-hood and are not yet fully located in the world of adult com-mitments and roles, are most immediately torn between the pulls of the past and the future. Reared by elders who were formed in a previous version of the society, and anticipating a life in a still different society, they must somehow choose be-tween competing versions of the past and future (Erikson, 1963: 169). As adult models become less influential in establishing norms for the decisions of the young, the range of choices involved in the decision-making process expands. Para-doxically, as the chances for a secure ego identity have decreased, the freedom [or independent decision-making has increased. Other factors in addition to the disappear-ance of adult role models have contributed to this free-dom. Career opportunities have multiplied with advanc-ing technology, and the number of careers open to women has increased. These factors have combined to create a situation in which the young person searching for his basic ego identity is confronted with a wide range of possibilities and practically unlimited freedom to choose. The decreasing influence of role models and the in-crease in freedom of choice are accompanied by a reluct-ance on the part of young people to ratify adult values. This expresses itself in a detachment and lack of enthusi-asm which restrains them from "going overboard" and so helps to avoid a damaging commitment to a false life style or goal (Erikson, 196~; 169). Erikson calls this hesi-tancy and period of delay in commitment "role morato-rium." One delays accepting certain values and in the intervening time "tests the rock-bottom" of these values (1963: 11). Change in the Catholic Church Weak ego identity and the accompanying independ-ence of choice and hesitancy of commitment are results of changes which have ramifications in the sacred as well as the secular realm. The religious realm formerly was the haven of security where an individual could be certain of finding out who he was and where he was going. The Catholic Church, characterized by an unchangeableness which held it aloof from the turmoil of secular society, was the prime example of an institution that still pro-vided the perplexed individual with answers to his ques-tions. The religious subculture was well-defined, stable, confidence-inspiring, and secure (Emery, 1969: 41). However, the technological changes which brought about rapid social change in secular society also affected the sacred element in society. Within the Catholic Church, the Second Vatican Council which met from 1962 until 1965 was a response to the changing secular society. The Council was an attempt to reform practi.ces within the Church to make them more meaningful to contemporary man. In order to do this the strong link which the Church had. with the past was broken. The continuity of external practices which had been mistak-enly identified as essential to faith was gone, and the same insecurity and lack of identity experienced in the secular world was present in the religious realm. With its emphasis on collegiality rather than concen-tration of all authority in one individual, the Council expanded the decision-making power of individuals within the Church. Not only, then, did the individual find external, non-essential practices changed, but he found himself confronted with a range of choices and freedom in decision-making in the sacred realm of his life. What had once been stable and unchanging took on the same changeable, impermanent characteristics of the rest of society, and what had once been an unquestioning commitment to an unchangeable institution became a less certain and hesitant identification with a set of be-liefs and practices which had been accepted without test-ing their value. Change in Religious Communities The changes in secular society and in the Catholic Church have radically affected religious communities of women. Once considered the most "total" of institutions, communities have been undergoing a "de-totalization" process, brought about by the Second Vatican Council and the rapid rate of social change in the secular world. The most visible changes have been in the area of clothing and rules regarding relationships and activities ÷ + ÷ ~dentity and Commitment VOLUME 30, 1971 21 ÷ Sister Judith A nn 22 outside of what were formerly considered the "bounda-ries" of the religious community. These changes in exter-nal characteristics, like similar changes in the Church, have broken a visible link with the past and made the identity of a religious sister less dependent upon external symbols and behavior patterns. With these changes has come an emphasis on individual responsibility and free-dom of choice, thereby altering the relationship between the individual sister and the institution of the religious community. Loyalty to the institution no lo/iger means responding to directives from those in authority since collegiality gives authority to all. Changes in the institu-tion make the permanent commitment required by the religious community appear less desirable. The hesitancy manifested in the secular world in regard to assuming a value or life style that might not be functional in the [t~ture has its counterpart in religious communities. It is not coincidental that the theology of a temporary reli-gious vocation appeared for the first time less than five years ago (Murphy, 1967; Orsy, 1969; Schleck, 1968; Smith, 1964). It is obvious that the identity of a religious sister and her commitment to the religious community are not measured by the same criteria as they were in the past. The new definitions of identity and commitment are not yet clear and are dependent upon individual characteris-tics. Given these changes within religious communities, the recruit to religious life no longer enters a stable and permanent organization with older members serving as role models. The new identity she is to assume and the institution to which she is to commit herself are as ambig-uous as her previous experiences in the secular world. Young members of a religious community still involved in the socialization process of their "formation" years have come from a secular situation in which ambiguity of identity and lack of permanence are dominant character-istics. It is to be expected that their prior experiences in this type of secular society, coupled with the changes in religious organizations, will influence their identity as religious sisters and their commitment to the organiza-tion in which they are being socialized. It is the purpose of this study to investigate the identity and commitment of this group of sisters. Ti~e strength of identity as a religious sister is measured by the influence of role mod-els, with more influence indicative of stronger identity. Commitment refers to consistent lines of activity which persist over a period of time, serve in the pursuit of a goal, and imply the rejection of certain alternative cri-teria (Becket, 1960; 33). Two of these aspects of commit-ment-- the time element and the goal pursued~are con-sidered in this study. Methodology To investigate the identit-y and commitment of young sisters, a pretest using a structured interview schedule was conducted. Twenty-five sisters, all with one-year "tempo-rary" commitments to their religious community were interviewed.1 On the basis of these responses, a question-naire was constructed which included twelve questions with alternative responses listed and one open-ended question. Five of the twelve closed-ended questions dealt with basic demographic information--age, length of time in religious life, size of home town, size of town in which presently working, and type of work engaged in. Four dealt with the decision to enter religious life--time of the decision, influential factors, and permanency of the deci-sion as viewed at the time of entrance. The other three closed-ended questions were designed to secure informa-tion about the sister's present understanding of religious life, influential factors in arriving at this understanding, and factors keeping the sister in religious life. The open-ended question dealt with the sister's attitude toward permanent commitment to religious life. The questionnaire was sent to all temporarily comnait-ted sisters who were members of a single Midwestern religious community.'-' Eighty-eight questionnaires were distributed; eighty-one were returned. Five of these were eliminated because responses were incomplete or ambigu-ous. This left seventy-six questionnaires for analysis. Description oI the Sample The mean age of the sisters responding was 23.88 years. They had been members of the religious community from four to seven years, with 5.99 years being the mean number of years as a member. Forty-four (58 per cent) of the respondents decided to join the religious community during their senior year in high school. Fifteen sisters (20 per cent) decided earlier than their senior year, and sev-enteen (22 per cent) decided later. Thirty-eight sisters (50 per cent) identified their home towns as farms; another twelve (16 per cent) indicated that the size of their home town was less than 2500. Fourteen sisters (19 per cent) joined the religious com-munity from cities with a population of greater than x After a period of eight years during which a sister makes ooe- )'ear commitments to the religious community, she is eligible to make a permanent commitment. If she does not choose to do this, she leaves the religious community. She is also fi'ee to leave at the expiration of any of the one-year commitments. ~ Selecting the sample from the same religious community allows for control of the rate of change occurring within the religious com-munity and the type of formation program used in the socialization process of the young sisters. ÷ ÷ 4- Identity and Commitment VOLUME 30, 1971 23 TABLE 1 Occupations of Young Sisters Occupation No. of Sisters % of Sisters Primary grade teacher Middle grade teacher High school teacher Student Upper grade teacher Homemaker Religious education Nurse Other Total 16 14 12 12 9 4216 76 21% 19 15 15 11 6 19 100 + 4- 4- Sister Judith Ann REVIEW FOR RELIGIOUS 50,000. The remaining eleven (15 per cent) came from towns ranging in size from 2500 to 50,000. When asked to indicate the size of the town in which they were presently working, twenty-three sisters (30 per cent) indicated towns of less than 2500; thirty-one sisters (44 per cent) indicated cities with populations of 50,000 or greater. The remaining twenty-one sisters (26 per cent) worked in towns ranging in size from 2500 to 50,000. From this data it can be said that while 66 per cent of the respondents have non-urban (population less than 2500) origins, only 30 per cent are presently working in non-urban situations. On the other hand, while only 18 per cent of the sisters have large city (greater than 50,000) origins 44 per cent work in large city situations. Table 1 shows the types of work in which the subjects were involved. Fifty-one sisters (66 per cent) were engaged in teaching, with the greatest number of these being pri-mary teachers. Identity as a Religious Sister The respondents' role identity as a religious sister was determined by measuring the inltuence of role models. In this situation role models were defined as older sisters in the same religious community as the young sisters. Two questions were included in the questionnaire to deter-mine the strength of role model influence. One question asked: "What factor would you say influenced you most in deciding to enter religious life?" The second question was: "What would you say helped you the most to arrive at your present understanding of religious life?" Alterna-tives were provided for each of the questions, with space provided for other alternatives to be added. Respondents were instructed to choose only one alternative; those re-sponses including more than one alternative were consid-ered invalid. Response to the question concerning factors influenc- TABLE 2 Factors Influencing Decision to Join Rellg[ous Life Factor % of Sisters The idea that this was something God wanted me to do The conviction that this was the best way to serve Christ A sister in a religious community My family Other Invalid Total No. oI Sisters 47 11 8 2 44 76 61O/o 14 10 36 6 I00 ing the decision to join the religious community is shown in Table 2. From these data it is evident that role models ("a sister in a religious community") were not as influen-tial as other factors, accounting for only ten per cent of the responses. Forty-seven sisters (61 per cent) indicated that joining the religious community was influenced by motivation that could be classified as "supernatural." ("This was something that God wanted me to do.") Obviously, role models were not influential in the ini-tial step of assuming identity as a religious sister. How-ever, we cannot conclude from this that they were not influential at a later time in the young sister's life. Re-sponse to the question: "What would you say helped you most to arrive at your present understanding of religious life?" indicates that role models assume a new importance after a girl has joined the religious community. Table 3 indicates that thirty-nine sisters (51 per cent) indicated that role models ("living with and observing other sis-ters") were the most influential" factor in their present understanding of religious life. From the response to these two questions, it is evident that role models are more influential in the process of TABLE 3 Factor Most Influential in Present Understanding of Religious Life Factor No. of % of Sisters Sisters Living with and observing other sisters Personal reading and reflection Religious life classes Discussions with sisters my own age Other Invalid Total 39 9553 15 76 51% 11 77 5 19 100 4- 4- 4- Identity and Commitment VOLUME 30, 1971 identity formation after the sister joins the community than they are in the process of deciding to join. If the strength of role identity as a religious sister is estimated by the influence of role models, then it can be concluded from these data that, despite changes in the definition of the role, the majority of young sisters do have strong role identity as a religious sister and that this is developed by observation of role models. Goal of Commitmen~ Becker's definition cited earlier speaks of commitment in terms of activity in pursuit of a goal. Members of a religious community agree by their act of joining that community to pursue the goal of the community within guidelines for activity established by the organization. In a sense, then, commitment to a religious community is two-fold: commitment to the goals of the community (usually ideological goals such as living the Gospel in the "spirit of the founder") and commitment to the specific means of living these goals as defined by the organization of the community (e.g., manner of living together, specific rules regarding dress and behavior). The respondents were given two opportunities on the questionnaire to indicate the object or goal of their com-mitment. One question asked: "Which factor listed below woukl you say most clearly differentiates religious life from other forms of Christian living?" Eight alternatives were given, with space to provide others. Table 4 shows the response to this question and indicates that the model response is "community living" which coukl be classified as the organizational aspect of the two-fold goal. "Service to others" could also be classified as [urthering the con-crete organizational goals and non-ideological in charac-ter. Five of the other responses--"celibacy," "visible sign," TABLE 4 Factors Differentiating Religious Life frotn Other Forms of Christian Living 4- 4- 4- Sister Judith Ann REVIEW FOR RELIGIOUS 26 Community living Intensity of Christian living Celibacy Visible sign; public witness Emphasis on prayer and spiritual life Service to others The three vows No distinguishing feature Other Invalid Total No. of Sisters % of Sisters ~8% 12 12 11 75 29 10 10 95 3 3l2 4 51 3 6 76 100 "prayer, . Christian living," and "tile three vows"--are more ideological in emphasis and removed from the prac-tical, organizational aspect of the goal. If the responses are classified in terms of organizational or ideological e~nphasis, thirty-two sisters (43 per cent) indicated commitment to an organizational goal, while thirty-seven sisters (48 per cent) indicated commitment to ideological goals. This difference is too small to make a statement about the goal of the commitment of the re-spondents. The other qnestion which provided data concerning the goal of co~nmitment was: "What do you see as the most important factor keeping yon in relig!ous life today?" Six alternatives were given for this question with space provided to write in others. Table 5 gives the re-sponse to this question. If the responses are considered as emphasizing either the organizational or ideological as-pect of the goal, it is clear that the majority of respond-ents view the ideological goal as more important than the organizational one in keeping them in the religious com-lnunity. Forty-three (57 per cent) of the responses indicated that the force keeping the sister in religious life is the sense of commitment to a value or an ideal: "It's the right thing for me to do"; "The love of Christ"; "To prove this life has meaning." Twenty-one responses (27 per cent) indicated that tile "holding force" or goal of commitment is identified with the organization: "Faith and hope in our congregation"; "To serve others better." From the response to these two questions, it can be concluded that young sisters view the goal of commit-ment as equally ideological and organizational when they are asked to identify it in an objective type of qnestion. When the qnestion is asked in a more personally oriented manner (e.g., "What are you committed to that keeps you in religious life?"), more sisters identify the goal in ideo-logical terms than in organizational terms. With empha- TABLE 5 Factors Keeping Sisters in Religious Life Today Factor No. of Sisters % of Sisters It's the right thing for me to do The love of Christ To serve others better Faith and hope in our congregation To prove this life has meaning I don't know Other Invalid Total 19 19 14 7 57 41 76 ~5% 25 18 97 9 61 100 ÷ ÷ ÷ Identity and Commitment VOLUME 30, 1971 27 sis on personal decision-making and collegiality the or-ganizational aspects of the religious community are viewed as less important. Length of Commitment Formerly, commitment to a religious community was viewed as a permarient one, preceded by several years of temporary commitment. Changes in secular society have made permanency and stability almost non-existent, and changes in the Chnrch and in religious communities have reflected this trend. If the commitment of religious per-sons was to unchanging, spiritual values, the factors mili-tating against permanent commitment would not influ-ence religious commitment. However, it has been shown that the object of commitment is twofold: ideological and organizational. Ak the defects of an imperfect, changing, and nnpredictable organization loom large, a sister soon realizes tbat to be committed to the ideological goals of tbe commnnity, she may not need to be permanently committed to its organization. Many temporary organiza-tional and public service alternatives such as Peace Corps are available (Murphy, 1967: 1083). The young sister respondents were asked abont their initial ideas of the stability of commitment to religious life. The qnestion was stated in this way: "Think back to the (lay you came to religious life. Which of the three statements listed below would you say best describes your feelings at that time?" The alternatives ranged from "giv-ing it a try" to "very sure that I'd stay forever." The response to each alternative is given in Table 6. It is evident from these data that 20 per cent of the young sisters viewed commitment to religious life as per-manent tbe (lay they joined the community. However, most of the respondents (80 per cent) indicated that at the time they joined the community there was hesitancy regarding the permanency of their commitment to the group they were joining. + + + Sister Judith Ann REVIEW FOR RELIGIOUS 28 TABLE 6 Attitude Toward Permanency of Commitment of Young Sisters before Joining the Religious Community Attitude I was going to give it a try and see if it worked I was quite sure--not positive though-- that I'd stay I was very sure that I'd stay forever Total Sisters ~7 33 16 76 % of Sisters 36% 44 20 100 The final question was an open-ended one which al-lowed the respondents to express their views on the issue of permanent versus temporary commitment to the reli-gious community. The qnestion was stated: "Some people have suggested that because of all the rapid social change occurring today that commitment to religious life should be a temporary one. How do you feel about this?" The respondents were given ample room to reply, and their opinions ranged in length from one sentence to several paragraphs. The responses to this questi6n were ranked according to agreement with permanent commitment, with four cat-egories resulting: (1) strong agreement with permanent commitment, (2) moderate agreement with permanent commitment, (3) moderate agreement with temporary commitment, and (4) strong agreement with temporary commitment. Thirty-nine of the respondents (51 per cent) strongly agreed that commitment to religious life should be per-manent. Their agreement was categorized as strong be-cause they felt that not only their own commitment, but all commitment to religious life should be permanent. These responses emphasized the necessity of permanency in order to bring security and stability to the individual and to "give witness" to the value of permanency in a world characterized by much impermanency. Typical of these responses are the following: . the rapid social change and the fact that there is so much "un-permanence" in the world today makes a permanent com-mitment all the more meaningful . It seems as though in many instances in life faithfulness is becoming less important and maybe even harder to practice. I think one of the things we religious should show others is fi-delity, keeping one's word with the Lord, as he has done for US . ¯. I feel it should be a life-long commitment. I think there's time for growth in this life that many are not allowing for in the temporary living. Especially today it takes more time to get rooted in a way of life and become persistent in our con-viction and values in that way of life . To really live religious life I think we must have a perma-nent commitment. I think it is only after we have lived a life as deeply as we can and for a length of time that we will blos-som as really selfless people (if we have taken the opportunities all around us to do this). Even though the world is rapidly changing, I think we need to show people it is possible to stick to a life decision . . I feel it is also necessary for one to make a decision and live by it. Those in other walks of life must do it. I think it makes one work harder for the final goal and makes one face up to her real purpose in this vocation . Sixteen of the respondents' opinions (20 per cent) were categorized as "moderate agreement with permanent com-mitment" since they indicate that, while the sister pre- 4- 4- Identity and Commitment VOLUME 30, 1971 29 + ÷ ÷ Si~ter $udith Ann REVIEW FOR R£LIGIOUS 30 {erred a permanent commitment for herself, she agreed that others in the religious community could make a temporary commitment. However, allowing this tempo-rary commitment was viewed as an exceptional measure, outside of the regular structure of the community, but somehow arranged so that those who made this type of commitment would be affiliated with the community. The argutnents in favor of permanent commitment are similar to those given by the respondents who strongly agreed with permanent commitment, as the examples below indicate: I think that for some people a temporary commitment is the best way for them to serve, and opportunity for this should be provided, rather than lose their valuable potential. For myself, a permanent commitment has more value. I want to give myself to something--someone--completely. A temporary commitment would just be putting off this giving of myself. I also think it is psychologically reassuring tbat a decision has been made, and now my whole effort can be put into living out that decision. I also think that people today need and want to see that Christ is important enough that someone will give his or her life to him.This is where a community of permanently com-mitted people has valne. I've thought of a temporary commitment many times. I can see some set-up like the Mormons have--giving two years of service to the church. But I can see that something more perma-nent and stable is needed. I think we have to think of more than ourselves . I think if young people want to serve the church temporarily, there are many other organizations for them. We need something more permanent and definite in this world and I think it should be religious life. I feel that if a person is truly committed to the religious life, her commitment will be a permanent one. However, because of contemporary insecurity and confusion, perhaps persons should be allowed to commit themselves for limited periods of time. I view this as a short-term measure. I feel this option should be given to some people. At the same time, I feel that for those who are able to make a perma-nent commitment this should be allowed because this is very much needed in today's society, too, as people need to witness a sign of permanency someplace. I think there is room for such a thing as a temporary com-mitment to a kind of religious living in our present, changing society. However, I do not think the place for such a commit-ment is within religious communities such as ours. It seems to me that religious life as we know it and are connnitted to is of its essence a lifetime proposition . I woukl favor the idea of something like a "sister-community" for those who wish temporary commitment, and we wonld work closely with and possibly live with these people. Eleven o¢ the sister-respondents (15 per cent) indicatetl "moderate agreement with temporary commitment." That is, while their response indicated agreement with temporary commitment, they indicated that those who desired permanent commitment ghonld be able to live in this way. This category was distinguished from the pre-vious one by its more positive view of temporary commit-ment. These respondents indicated that it should not be consklered exceptional and saw a place for it within the regular structure of the community. A strong emphasis on the individual's freedom to decide on the type of commitment was evident in these responses. In contrast to the other two categories of responses, arguments in favor of permanent commitment were not evident in this category. Typical of the responses are those listed below: I would tend to agree in part to the above statement. ! think a person can or could be committed to religious life for a number of years and then discover it wasn't for them. I also feel that there are people, many of them, who probably could and would be able to commit themselves to religious life for-ever. What I would like to see set up would be a plan whereby a person could dedicate a numher of years to the service of the church in religious life. I believe in a temporary calling or commitment to this life style--not that everyone should enter it on a temporary basis --but the option should be possible. Those that want the sta-bility of life commitment should have it; those that want this life-style for a temporary time of giving, living, growing, searching--it should be so. My first reaction to this idea was negative because it con-tradicted all that I was taught about vocation, but now I think it is a good idea. Mainly because I think this way of life gives each person who is in the least way sincere a very close and special relationship with God the Father. The op-portunities to know and to live God are very uniqne and centered. I just don't think that we can deny this relationship to anyone who desires it. Many times I think this is the reason a person enters religious life, and then maybe later they see that this type of life-style is not for them for various reasons. I believe that people should have the option of a temporary commitment. For some, this may better suit their character and personality, or their goals in life. It allows for changing in-terpretations of values. People enter religious life for different reasons, and for some, their understanding and purpose in re-ligious life might be served by a temporary commitment to it. Ten of the sisters (14 per cent) responded to the ques-tion with strong agreement toward temporary commit-merit. Like the responses in the previous category, these emphasized individual freedom of decision. In addition, they gave positive argmnents for temporary commitment. The tone of these argnments was that commitment to a changing institution cannot be permanent. This is ex-pressed clearly in the examples given below: It is most difficult for one to commit oneself to a certain institution with a permanent commitment to live out the 4- 4- 4- Identity and Commitment VOLUME ~0, 1971 31 4. + + Sister Judith Ann REVIEW FOR RELIGIOUS religious life in a particular way through this institution. Most people today find themselves changing jobs as they themselves change, due to the needs around them, through conditions or events and people they have interacted with . I feel that the commitment to religious life will always be a permanent one as God speaks to the individual, but the commitment to the institution through which the individual witnesses should be a temporary one. I'm beginning to think this is a good idea. I don't think people can take the intense living that community demands for a whole lifetime. Plus today society almost demands people move about and take on new ways of serving and giving. One single endeavor no longer seems adequate. There is a great instability about living which makes any permanent commit-ment an impossible demand. Yes, I think it shonld be temporary because the way religious life is changing now you might not be able to live happily and peacefully in the new conditions. Also, in living out one's commitment in religious life, a person may come to realize that she can commit herself in a fuller way in some other walk of life. I agree with the above statement. I too feel that because of the ever-changing demands and opportunities afforded by so-ciety that one should be flexible enough to r.espond to them as one sees fit which may not necessarily he within the establish-ment or structure of .religious life. I think that commitment to Christ as manifested in a really Christian way of living is the most important factor in one's dedication. The particular life style in which this is manifested may or may not be considered essential by the sister. I think that, in one sense, a real Christian has to "hang loose" with regard to any established institutions of the world. The Christian lives in the midst of many institutions, but must re-member, as Christ did, that institutions arc made for man, not man for institutions. Then the important thing is that a person make every effort to understand reality and develop a deep, honest 3ire attitude. From here on out, the formed Christian's inspiration and intuition is more important than membership in institutions. If this means there should be no permanent commitment to religious life, then there should be none. In snmmary, these responses to the qnestion concerning the permanency of commitment indicate that young sis-ters are evenly divided on the question, with 51 per cent favoring permanent commitment for all, and 48 per cent not favoring this position, although their disagreement with it is in varying degrees. Argnments in favor of per-manent commitment point out the "witness value" of permanency in a world characterized by impermanency, indicating emphasis on the ideological aspect of the two-fold goal of a religious community. Arguments support-ing temporary commitment emphasize the organizational aspect of the goal by stressing the difficulty of permanent commitment to an organization. These same argnments TABLE 7 Lambda Values of Predictor Variables Variable Value of Lambda Attitude of sister before she joined religious commu- .19 nity toward permanency of commitment Type of work Factor keeping sister in religious community Number of years in religious community Factor differentiating religious life from other forms of Christian living Factor leading to present understanding of religious life Factor influencing decision to join the religious com-munity Time when decision to join was made Size of town in which working Size of home town Age of sister ,16 .15 .14 .12 .11 .11 .11 .11 .11 .11 indicate the desirability of maintaining religiotts belie[s otttside of an organizational situation. Predictor Variables of Attitude toward Commitment. In order to investigate the possibility of predicting atti-tude toward commitment from other variables, further ;malysis was done using the responses to the open-ended qnestion regarding perm~ment or temporary commitment as the dependent variable. These responses were dichot-omized (those favoring permanent commitment for all members and those not favoring permanent commitment for all), and contingency tables were constructed using tbe data from eleven of the questions,s On the basis of these tables, the lambda statistic (X) was c;tlculated. Lambda is designed to estimate the percent-age of reduction of error gained by predicting the de-pendent v;triable from knowledge of the independent var-iable. Table 7 lists tbe content of tbe eleven qttestions used as independent v;triables and the corresponding val-ues of lambda. From these statistics it is evident that none of the varia-bles included in the questionnaire nsed for this study could be considered strong predictor variables. The strongest variable--the attitude of ;t sister before she joined the religious cuommunity toward the permanency of her commitment--reduces the error of prediction by a The question concerning the sister's decision to join the religious community: "When would you say you first started thinking about entering religious life?" was inchtdcd in the questionnaire only to clarify the question which followed it concerning the time when the actual decision to join was made, and was not intended for analysis. ÷ ÷ + Identity and Commitment VOLUME 30, 1971 33 only 19 per cent. In other words, knowledge of a sister's attitude on this topic wonld reduce the "chance" of erro-neously designating her as agreeing or disagreeing with permanent commitment for all members of the commu-nity. Without knowledge of this independent variable, a 51 per cent chance exists of correctly identifying a sister as agreeing with permanent commitment. With knowl-edge of this independent variable, the chance of correct identification increases to 70 per cent. Similar interpreta-tion holds for the other values of lambda, all of which, however, are smaller. + Sister Judith Ann REVIEW FOR RELIGIOUS 34 Conclusion From the data gathered in this study, the following conchlsions can be drawn: (1) role models are influential in this group of young sisters; (2) more young sisters view the goal of commitment to the religious commnnity in ideological rather than organizational terms; (3) opinion is evenly divided on the issue of permanent versns tempo-rary commitment; and (4) none of the variables tested are outstanding in their predictive vahle regarding attitude toward commitment. While these findings do not appear to snpport tbe observations regarding cbange in secular society, the Chnrch, ~md religious commnnities, they nev-ertheless provide some basic information useful for fi~r-ther stndy in this area. For example, if none of the varia-bles tested here discriminate in regard to the attitude toward commitment, what variable is a discriminating one? Apparently neither demographic variables--size of a sister's home town, size of town in which a sister is work-ing, her age, or her type of work--nor variables concern-ing a sister's views of religious life and the factors in-fluencing these views can be considered meaningful predictor variables. Even role models, considered as fac-tors influential in the sister's present understanding of re-ligious life, and a sister's goal of commitment (ideological or organizational) do not discriminate in regard to perma-nent or temporary commitment. An area not investigated in this stndy was the family background of the sister, and previous work by Keniston (1960) indicates that certain factors in this area might provide discriminating varia-bles. REFERENCES Abrahamson, E., et al. 1958 "Social Power and Commitment: A Theoretical Statement." American Sociological Review 23 (February): 15-22. Becker, Howard S. 1960 "Notes on the Concept of Commitment." American Journal of Sociology 66 (July): 32-40. Becker, Howard and Carper, James. 1956 "The Elements of Identification with an Occupation." American Sociological Review 21 (June): 341-48. DeMilan, Sister Jean. 1965 "The Insecure Junior Sister." R~.zvIEw fOR RrZLICIOUS 24 (March): 208-220. Dignan, Sister M. Howard. 1966 "Identity and Change in Religious Life." REvi~w fOR R~LIC~OUS 23 (July): 669-77. Emery, Andree. 1969 "Experiment in Counseling Religious." REvizw vo~ RELIGIOUS 28 (January): 35-47. Erikson, Erik H. 1963 Youth: Challenge and Change. New York: Basic Books, Inc. Keniston, Kenneth. 1960 The Uncommitted: Alienated Youth in American So-ciety. New York: Dell Publishing Co. Murphy, Sister M. Cordula. 1967 "Religious Vocation: A Decision." RrwEw voa Rz- ~Ic~ous 26 (November): 1081-89. Orsy, Ladislas. 1969 "Religious Vocation: Permanent or Temporary?" Sisters Today 40 (February): 347-49. Schleck, Charles A. 1968 "Departures from Religion." R~vi~w ro~ R~o~s 27 (July): 682-715. Smith, Herbert F. 1964 "Temporary Religious Vocation." Rrvlrw voa Rr:- ~o~oos 23 (July): 433-54. ÷ ÷ ÷ ldentity and Commitment VOLUME ~0, 1971 WILLIAM RIBANDO, C.S.C. The Religious Community at the Catholic College William Ri-bando, C.S.C., is a faculty member of King's College; Wilkes-Barre, Penn-sylvania 18702. REVIEW FOR RELIGIOUS 36 Like his brothers and sisters engaged in other aposto-lates, the religious who is employed in higher education in colleges or universities originally founded by members of his order faces serious problems. Drastic changes have occurred since that (lay in the distant past when fathers, sisters, or brothers were sent from the motherhouse to fonnd a Catholic college for the benefit of young men or women who would otherwise not enjoy the benefits bf a Catholic college education. Since then, many such col-leges bave experienced periods of growth which have in most cases led to a notable educational maturity as well as to certain repercussions for the religious and his com-munity. Both in fact and in law many Catholic colleges bave become alienated from the religious communities which originally founded them. This process of alienation of the religious community from the college or university has in many cases come about at the direct volition of the community which planned and implemented the legal and administrative processes necessary. In other cases an alienation in law aml in fact has come about by force of a variety of complex circumstances not necessarily under the control or to the liking of the religious community. Whatever the instigating causes, this process of alienation has brought with it many repercussions in the lives of the individual religious involved in such circumstances. This, taken with the increasing secularization in almost all areas of the life of the Catholic college, has left the reli-gious in a situation which is drastically different from that first experienced by the founders of his college. In the light of the present crisis of the Church and of the concurrent scarcity of religious vocations, it is impera- tive that religious as individuals and as communities rec-ognize the peculiar problems posed by the apostolate of religious in colleges which are in fact no longer run by their communities. This article will attempt to highlight some of these problems as they have become apparent in recent years. Viable solutions to these problems (if there be such) will come only as the result of much community soul searching and frank discussion. Recent conflicts and confrontations on the nations' campuses point to an area of possible conflict between the college or university as institution and the religious com-munity. Younger religious and priests imbued with the Vatican Council's concept of a prophetic Church are anx-ious to speak out on what they consider the grave evils affecting today's society. To remain silent in the [ace of apparent insensitivity towards the evils of war, racism, and poverty would seem an inexcusable betrayal of one's Christian conscience. For a Catholiccollege to acquiesce by its silence to these or other: "crimes against humanity" would seem in the eyes of many religious to be the height of hypocrisy. Yet often college administrators, lay or religious, find themselves by instinct or force of circumstance on the side of the "law and orddr" forces represented by the alumni or local community. The sign-carrying sister or bearded priest picketing the dean's office stands as a threat to the Catholic education past and future which the more conservative laymen or religious has known. One can easily im.agine the tensions created in a reli-gious community where both such concepts of the role of the religious are incarnated in various members. Because they operate from different concepts of what the Church is and does, the two types of religious find it difficult, if not impossible, to accept even the basic honesty and sin-cerity of the other. The religious community must play an important me-diating role in such situations or see itself split into schis-matic factions each claiming to be the one true realiza-tion of what the religions life should be. Open dialogue beginning in the religious community and branching out to all areas and aspects of the campus could go far toward fostering the creative peace necessary in a Christian col-lege community. The bells of the college chapel once loudly proclaimed to the religious that the will of God meant hastening toward the chapel for the morning or evening "exer-cises." Now the religious on campus often wishes that the will of God were spelled out for him in so clear and unambiguous a manner. Although he still has a superior, the religious finds that person or his office no longer playing the role they once did in his life. On most cam- + + ÷ Catholic College Community VOLUME 30, 1971 4. 4. 4. William Ribando REVIEW FOR RELIGIOUS puses the offices of president and religious superior have been divided and given to two different persons. The religious, may well find himself consulting his reli-gious superior only on matters which are somewhat pe-ripheral to his professional life. With this fact comes the realization that most of what one is doing is not being done in direct obedience to the religious superior. No vow of obedience has been made to follow the directives of the college president, the (lean or department chair-man, the registrar or the business manager, all of whom may be laymen. Can the will of God be found in the xeroxed memos of all such campus heroes? One hesitates to answer too quickly lest officialdom's latest pronounce-ment be considered binding de fide definita. Yet if the religious is sincerely trying to find the will of God in the demands of his everyday life, he cannot too easily dismiss the directives of such persons as irrelevant to the fulfill-ment of his religious vocation. Here too the members of the religious community have something valuable to contribute to each other. A process of joint discernment and dialogue among people with like goals and aspirations can do much toward discover-ing the will of God in complex and confusing circum-stances. For example, a community discussion may enable a religious to decide whether a particular moderatorship or activity which he has been requested to take charge of will be belpfnl or detrimental to the fulfillment of his overall vocation as a Christian scholar and teacher. Too often in the past when almost every aspect of one's life was under the direct control of the president-snpe-riot, one was made to feel obliged to accept almost any assignment offered lest he be found lacking in the virtue of obedience. An institution which can now insist on the highest professional standards for all its professors and administrators, can no longer expect religious to fill in all the gaps in extracurricular activities at the expense of their own academic and professional development. Many times the religious on the contemporary campus may think of his classmates in various far off missions and wonder who is more the missionary. Altlaougb living con-ditions are no doubt better this side of the. Atlantic or Pacific, the distinction between working with "pagan" and "christian" peoples often seems quite blurred. A highly secularistic and often very hedonistic culture has had its effect on college youth to the point that one can no longer presnppose the real nnderstanding or accept-ance of traditional Christian teachings especially in the areas of personal religious observances, doctrinal beliefs, and sexual condnct. The religious who has done "dorm duty" can be hard put to discern how his students are in any way different in their mores from their counterparts on secular campuses. The creeping suspicion may nag him that he is indeed in a nonchristian missionary terri-tory minus the lions and tigers but replete with other formidable threats to life and sanity. The reactions to such a discovery can be manifold. The individual religiqus or the community as a whole can rend their garments, cry "blasphemy," and withdraw to the cloister emerging only for minimal skirmishes at class time and at graduation. This is roughly comparable to the foreign missionary who waits for the natives to come to the compound. Other religious may elect to recognize the missionary aspect of contemporary college work even if this means a good deal of pre-evangelization of the most basic type. This for many religious will entail considerable readjust- ~nent of methods in educational and pastoral approaches. Obviously no easy solution will be found to a situation so different from that prevailing even ten years ago. Yet the religious commnnity which refuses to examine itself, its methods, and its attitudes toward a changing campus scene would seem to rule itself into irrelevancy. Here too, open and frank dialogue between various segments of the religious community and between the religious commu-nity and students and lay faculty would seem an important means toward establishing the identity and role of the religious community in a campus community grown much larger than the founding congregation or order. One of the more striking differences between the Cath-olic college old and new is symbolized by the contract for religious as well as for laymen. Said document or the lack thereof serves notice to the religious that he is no longer working for the family store but rather for the large chain market which employs him simply on the basis of the contributions he can render to a particular aspect of the institution. The judgment is made on coldly objec-tive evidence with the emphasis on professional qualifica-tions. What degrees has he earned? How many articles and books has he written and how did he fare in the recent teacher evaluations? Is he accepted by his peer group of professors or administrators? This increased stress on professional standards in the Catholic college or university is no doubt yielding a nota-ble development in academic standards at the institutions involved. However, in many cases it also brings with it some less desirable effects. If a contract is to be denied, such an action may have serious repercussions on the community involved. If the administrators involved are religious, they may be accused of allowing a cold-hearted professionalism to supersede the charity owed one's fel-÷ ÷ ÷ Catholic College Community VOLUME 30, 1971 39 4. 4. 4. William Ribando REVIEW FOR RELIGIOUS 40 low religious. Rightly or wrongly, suspicions may arise that old grievances are being revenged via a politely pol-ished letter from the front office. Needless to say, such a situation can have enormous effects on the life, spii'itual and otherwise, of any reli-gious community. Factions can quickly form within the community depending on how individuals evaluate the evidence and the persons involved. ShOck at news of a dismissal can lead to a bitterness which may mar the effect of the community long after the departure of the religious involved. Superior and community wonder what their duty toward such a religious might be while the powers of the "institution" move on to the search [or a replacement more in line with the current needs of the college or university. Sholdd a religious community act as mediator or advo-cate for a religious who is being dismissed for whatever reasons? In some cases, the dismissal may indeed be well merited. In other cases, the very fact that a person is a religious may be used to perpetrate a great injustice. A quiet call to a provincial may result in the eviction of a religious who has served an institution well for many years. Under the guise of "obedience" a person m.ay be forced to take up a new occupation [or which he is both unprepared and uninterested. Certainly the least a community owes its members in such a situation is frank and open discussion and investi-gation of the factors involved. If an injustice has been done the collective voice of the community should be heard in the proper places; and, if need be, the contribu-tions and merits of the religious involved should be stressed to the interested administrators. If the dismissal is justified, the community's collective concern might well be demonstrated in assisting the person in finding a suita-ble position either within the same institution or else-where. In any case, a passive noninvolvement of the com-munity in the case of a religious facing such a situation could well lead to grave problems both within and out-side the religious community. These are but a few of the difficulties faced by the religious engaged in the apostolate of higher education. While they probably pale in comparison to the obstacles faced by the founders of most Catholic colleges, they are nonetheless not insignificant because they deeply effect the lives of the religious involved. Only by raising and discussing questions such as those presented can religious communities hope to preserve the unity of life and sense of Christian mission necessary to make a valuable contri-bution to the colleges and universities which they and their predecessors sacrificed so much to establish. THEODORE VITALI, C.P. A Qyestion of Life or Death: Is "Temporary Vocation" a Valid Concept? Among the many questions being discussed today among religious is the question of perseverance. Put in other words, is there such a thing as a temporary voca-tion? This paper is directed to the problem of perseverance in religious life. It is a theological investigation and thus is concerned formally with the theological validity of the concept "temporary" as modifying "vocation." By voca-tion is meant here a life consecrated to God by vows within the visible Church. This paper is not concerned with the problems encoun-tered in religious life, nor with the reasons given by peo-ple leaving religious life. There is a wealth of written material on this subject. The paper is concerned solely with the theological validity of the concept "temporary vocation." Thus there is no moral judgment intended on persons leaving. Christianity is the Paschal mystery of Christ. In Christ's death, humanity was handed over to the Father in perfect worship and fidelity. Through tlie absoluteness of His death, Christ offered the Father perfect worship. St. Paul in the Letter to the Pbilippians spoke of it in terms of obediential self-surrender. Flesh, the antithesis of spirit in the Pauline sense, is rendered spiritual by obediential self-sacrifice. The Father thus raised the Son, because the Son was obedient unto death. In His human-ity, Christ proclaimed through death that His father was worthy of total obedience, worship, and praise. ÷ Theodore Vitali is a retreat master at St. Joseph Spirit-ual Center; 3800 Frederick Avenue; Baltimore, Mary-land 21229. VOLUME 30, 1971 41 + 4. 4. Theodore Vitali REVIEW FOR RELIGIOUS 42 Baptism is the sacramental means by which men enter into this worshipful act of Christ. Through it, the bap-tized descends with Christ sacramentally into sacrificial death and rises with Him through the possession of the Spirit. The Christian life consists in living out this exo-dus, sacrificial self-surrender, (lying to oneself, and living for God. ~a the history of Christianity, many expressions of this baptismal consecration have occurred. In the early years of the Chnrch two modes appear: martyrdom and a life consecrated to the living ont of the evangelical counsels. The fathers of the Chnrch point out throughout their writings the importance and significance of martyrdom. To be martyred was the greatest act a Christian could perform. It was to enter into the baptismal mystery to its most profound depths. With Christ, the martyr obedien-tially handed his life over to the Father in praise and worship. By it, he symbolized and witnessed to the world that God is the supreme value of all human existence, to be worshiped and served. He points out equally well that all finite reality is of value only in relationship to the absolnte valne, God Himself. He points out finally that in death with Christ, one receives life transcending all human aspirations. St. Panl expresses this quite clearly in Philippians 3:8-11. Indeed I count everything as loss because of the surpassing worth of knowing Christ Jesus my Lord. For His sake I have suffered the loss of all things and count them as refuse, in order that I may gain Christ and be found in Him. that I may know Him and the power of His resurrection, and may share His sufferings, becoming like Him in death, that if possible I may attain the resurrection from the dead. In a word, by his death, the martyr points out to the world that God is the sole absolute in life, the sole and absolute good, infinitely transcending all finite good, even hnman life itself. Martyrdom is the Christian's es-chatological witness to the infinite worth of possessing God in Christ. There are indications in the Scriptures, too, of a way of life, not of martyrdom, bnt containing its essential char-acteristics. We read of widows following the Lord, of the eschatological dimension of virginity in Panl, of single-mindedness in following Christ. While no one would say this is religious life as we know it today, nevertheless there is present, at least inchoately, the basis from which religions life would emerge. Religions life as we know it becomes apparent during the 4th Century. After 313 martyrdom became less likely for the Christian. It was at this time that men went out into the desert. That same mystiqne which drove men to martyrdom now drove them into the desert. Origen spoke of "martyrdom of the spirit." Some spoke of "dry or bloodless martyrdom.'" There existed the strong desire, charism, to live out to the fullest the baptismal consecra-tion. They wished to die with Christ and live for God, but to do it in snch wise as to witness to the world the absoh=teness of God over man and the world. The vows became the means by which this was accomplished. By them, one handed himself over to God irrevocably, re-nouncing the world for the sake of God Himself. At first, this might see~ like the old fashioned notion that the world is bad and must be fled from. It cannot be denied that this element might have been present and might in fact still be present in the thoughts of those who enter this way of life. However, this is not the significant element in rennnciation; in fact, it is antithetical to it. Karl Rahner, S.J. in his essay "Toward a Theology of Renunciation," appearing in the Sister's Formation Bul-letin, Winter 1966, establishes the natnre of this renun-ciation. The rennnciation is eschatological. Rahner looks to the specific nature of the evangelical connsels as the soul of religions life: Renunciation is constituted by the Evangelical Counsels as a continuing way of life . The theology of renunciation be-longs within the framework of a theology of the Evangelical Counsels, inasmuch as we wish to see renunciation as their com-mon element (p. 1). The religious shows the world the possibility of holi-ness. This holiness is union with Christ, now through the theological virtues, and in eternity through beatific vi-sion: Christian perfection consists solely and exclusively in the per-fection of love, given in Christ .Jesus through the Spirit of God, affecting our justification and sanctification. This love encom-passes God and His spiritual creatures in the unity of His King-dora. Hence it is theological and because of its source, Christ in the Church, and its goal, the union of the redeemed in God, is ecclesial as well. Since it is supernatural, this love severs the human being from the world and his imprisonment in self, and draws him up into the already present but still buried-in-faith life of God Himself (p. 1). It is in these two notions that we have the basis of our theology of religious life and the answer to the questiou of "temporary vocations." Through the evangelical counsels the religious bears witness to the eschatological Christ, the eschatological nature of the Church. This is the important difference between religious life and other forms of Christian life: eschatological witness. This witness consists in the rennnciation of the world as good, not as evil, pointing out the absolnteness and ÷ ÷ + l", "T oecnaat~oo~na~ ry VOLUME 30, 1971 + 4. 4. Theodore Vitali REVIEW FOR RELIGIOUS infinitely transcendent value of the love of God above all earthly, finite values. The monk in the desert as well as the religious today witness by their lives the "surpassing worth of knowing Christ Jesus." The martyr did the same by dying for Christ. They performed an absolute, irrevo-cable act of worship, handing themselves, over to the Father. By his vows the religious does the same. He re-nounced all finite values, precisely as good and valuable, because of and precisely for the infinite value of God. Contrasting the form of witness of the non-religious with the religious, Rahner states: The love of Christ, terrestrially orientated, that is, a love which focuses itself upon terrestrial values and acts out of a moti-vation of supernaturalized terrestrial wdues, precisely as it is earthly, has no clear function of showing forth or witnessing to this world the reality of eschatological love . It conceals rather than reveals that character (p. 2). Such life styles point as well to terrestrial values as motiwttions for activity as well as to supernatural wtlues. In fact, as a sign, it reflects primarily the visible terrestrial value not the eschatological. If we are to ask how this eschatological dimension is to be witnessed to, the answer can only be by the renunciation of the earthly values. It is either meaningless or it is the expression and realiza-tion of faith, hope, and charity reaching toward God, God who in Himself without reference to the world, is the goal of human beings in the supernatural order (p. 2). This, then, is the essential difference. For the non-reli-gious, their lives witness primarily the sanctification of the terrestrial order. By that very fact, they point to the goodness of finite reality, created and redeemed by God. Religious, on the other hand, by renotmcing the finite goods of this world, point to the infinite value of God. They remind the world that God is the absolnte wdue, giving meaning to all finite reality. Only God is the abso-lute motive for existence. Given the premises: (1) the Paschal mystery is the cen-tral mystery of Christianity, (2) martyrdom is the fullest expression of the baptismal consecration into that Pas-chal mystery, (3) religious life is a continuation of the charism of martyrdom, and (4) religious life hits as its essential characteristic the eschatological witness to the infinite wdue of God and the supernatural love of God, then it follows that lifetime perseverance is essential to that witness and is essential therefore to the concept of "vocation" as predicated of religious life. Because the witness is to the absolute goodness of God, apart from the world, an act or life consecrated as such, must of itself be absolute. As with the martyr, the values of the life or act lie in the irrevocableness of the act. There is no halfway measure to death; either one dies or he does not. If the martyr backs down at the last moment, there is no escbatological witness. In fact, the finite is witnessed to instead of the infinite in that it was chosen in preference to the infinite. From tiffs it can be concluded that there cannot be a valid theological reality called temporary religious voca-tion. For a valid witness there must be the irrevocability of the act or life. So long as one can validly opt for the finite within the religious life vocation, the religious life as snch bears no eschatological witness. It contains that terrestrial element which nullifies the premise, namely, that God is of infinite value and meaning apart from the world. To witness the infinite, the finite must be irrevoca-bly renounced. It takes an absolute act to sign an abso-lute reality. By its very name, temporary, the concept of "temporary religious vocation" is invalid. Temporary of its very natnre signifies relativity. Relativity and tempo-rary are opposite to absolute and eternal. It may be objected that this is totally a priori and unsympathetic to present problems in religious life. To say it is a priori is not to judge it false. The position is deduced, but from premises established from revelation, tradition, and history. The theologian has the right to make sncb deductions. To say that it is unsympathetic is to render it an inius-rice. The question set before us was concerned with "tem-porary vocation" theologically viewed. The dynamics of religious life and the problems encountered by members of a given community are integral to the question in general, but are not essential to tiffs question taken spe-cifically. In the early Church many people found martyrdom too difficuh to take. This is understandable. Martyrdom is a great grace, perhaps the greatest. Religious life as the continuance of the spirit of martyrdom in the worhl is also a great grace, perhaps the greatest today. As with the martyr, so perhaps with the religious, the martyrdom is complete only with the irrevocability of death. The vows are sealed nltimately with the death in faith of the reli-gious. Perhaps it can be said that religious life is actually constituted for the individual only at the moment of death when the exodus is complete. Only then is the renunciation complete. Only then is the eschatological witness of one's life trnly established. Anything shy of this final and absolute renunciation may be termed Christian, purposeful, necessary perhaps for the individual, and so forth, but it is not a "religious vocation" as sncb. The only person capable of claiming ÷ ÷ ÷ "Temporary Vocation" VOLUME 30, 1971 45 to be a religious is one who accepts the grace of persever-ance to the end, that is, those who die in their vows. Thus, the constitution of the vocation, religious life, is an ongoing process, constantly affirming itself, but never confirmed until death hassealed it. It seems to me, then, that religious life is a question of life or death. ÷ ÷ ÷ Theodore Vitall REVIEW FOR RELIGIOUS 46 SISTER MARY GARASCIA, C.PP.S. Second Thoughts on Pluralism and Religious Life "New breed" anti "old breed" may have been first but othet;s tried harder; and those early, simple labels were quickly upstaged by their more sophisticgted cous-ins in the name game. Transcendentalists and incarna-tionalists, moderates, traditionalists, liberals, radicals, secularists (with sub-species pluralists and urbanists, per-sore/ lists, authoritarians and their opposing numbers)-- all crowtled into the limelight.1 But while the labels may be disputed and ridiculed or accepted and praised, virtn-ally no one dispntes the nnderlying reality: Polarities exist in many religious communities today. Before discussing the main subject of this essay, plu-ralism as a sohttion to polarity, some further description of the problem is necessary. It seems that the tension of polarization is not felt during the first phase of renewal when attention is ab-sorbed by the enthnsiastic and optimistic shedding of restrictions and group practices. With the passage of time and the deepening of the qommunity's dialog with itself, however, a mood of pessimism and tension follows the discovery that changes which were supposed to bring great and true spiritual unity have resulted in many other things indeed: "Many members of Religious Orders who managed to live with each otlter successfully under a rnle and a tradition now seem to find this same bar- * For some of the more recent discussions of groups in religious life today, see the following series of articles: George B. Murray, "The Secular Religious," REVIEW FOR RELIGIOUS, V. 26 (1967), pp. 1047--55; Andrew J. Weigert, "A Sociological Perspective on the Secular Religious," REWEW rO~ REL~eIOUS, V. 27 (1968), pp. 871-9; and Placide Gaboury, "The Secular Religious and Pluralism," RE-viEw vo~ R~L~C.~OUS, v. 28 (1969), pp. 604-15. 4- Sister Mary Ga-rascia teaches at San Luis Rey Acad-emy; 4070 Mission Avenue; San Luis Rey, California 92068. VOLUME 30, 1971 47 ÷ ÷ ÷ Sister Mary Garascia REVIEW FOR RELIGIOUS 48 mony impossible on the basis solely of 'love' or 'com-munity.' "'-' As symbolic actions, objects, or idea-con-structs which formerly signified the community's unity become instead points of divergence, and as self-ap-pointed analysts proliferate, confusion and disappoint-ment and fear lead. to the alienation, in greater or less degree, of many members.:~ The phenomenon of anomy (confusion leading to alienation) in religious life has not been adequately studied, but Lachner, drawing upon the work of so-ciologists Durkheim and Merton, gives four effects of anomy on a group: innovation: new means are sought for achieving old goals with the hope that the means can unite where goals fail; ritualism: secure holding on "to patterns of means with little thought about achieving goals; dropping out: this can be done literally or by being uninvolved, indifferent, or unaware; rebellion: active rejection of old goals and means and an attempt to replace them with new ones.4 It should be easy to observe all these behaviors in religious community life today. In recent months the thesis that "honest pluralism must be introduced into the religious life for this time of transition" ~ has been heard with favor by many re-ligious. Is pluralism a legitimate solntion to the polari-zation and anomy described above? Or is the appeal of pluralism actually another effect of anomy by which the commtmity attempts to restore peace through some kind of compromise or coexistence? Religious women who are already prone to sloganism and oversimplifica-tion need to be doubly cautious in this time of insecurity of any euphorions solution to their problems. Pluralism is a complex reality; but it is by no means a new word, coming as it does from the well-established field of ec~menical stt~dies. An tmderstanding of pluralism as it exists "in its native environment" may lead to a more critical application of that concept to religions life. Pluralism: Its Meaning In German, pluralismus (pluralism) has a pejorative meaning; it is an ism and as such it is absolute so that w/file it glorifies multiplicity and diversity, it is also -"James Hitchcock, "Here Lies Community: R.I.P.," America, May 30 1970, pp. 578-82. a Joseph Lachner, S.M., "Anomie and Religious Life," .ro~ R~w,~oos, v. 28 (1969), pp. 628-36; and Reginald Masterson, O.P., "Religious Life in a Secular Age," Cross and Crown, June 1970, p. 142. ~ Lachner, "'Anomie," p. 629. My listing of his effects is slightly modified. ~Thomas O'Meara, O.P., Holiness and Radicalism in Religious Life (New York: Herder and Herder, 1970), p. 16 (italics omitted). intolerant of any worldview or metaphysic that tries to synthesize or establish relationships; hence it leads to subjectivism and individualism. German prefers plu-ralith't (plurality) which means that not only nnitariness and unity but multiplicity and diversity pervade reality and human experience.6 English uses the two words more or less interchangeably, but to Americans pluralism con-notes the variegated religious scene: "By plurfilism. I mean the coexistence within the one political commu-nity of gronps who hold divergent and incompatible views with regard to religious questions . Pluralism therefore implies disagreements and dissensions within the community. But it also implies a community within which there must be agreement and consensus.''7 In its fundamental sense, pluralism is a condition flowing from inan's mtture and the variety of human experience, from tlte nnique spiritual and intellectual histories of indi-viduals and groups, from urban specialization, the knowledge explosion, and Realpolitik: "The transparent, concrete unity of all things exists for man as a meta-physical postulate and an eschatological hope but not as something available for his manipulation. This plu-ralism is the hallmark of man's creatnreliness: only in God is there perfect unity; in the finite world the an-tagonisms within reality are invincible.''8 Pluralism is a condition of the Church which from the beginning welded opposing factions into a commt, nity of faith and love." There is no expression of Christian belief that can exhaust the message of Christ; there have always been plural (but complementary) theologies beginning with the Evangelists?o Pluralism is not merely to be tolerated but cherished by the Church who sees diversity as an effect of the outpouring of the Spirit. Pluralism helps to impede the growth of the wrong kind of collectivism in Church and society and prevents the establishment of privileged groups within the Church--or the establish-ment of the Church as a privileged group in society, for that matter: All modern pluralisms which move man into the center of things, which make him the subject and concern of the world °Heinrich Fries, "Theological Reflections on the Problem of Pluralism," Theological Studies, v. 28 (1967), p. 3. *John Courtney Murray, S.J., We Hold These Truths (New York: Sheed and Ward, 1960), p. x. s Karl Rahner and Herbert Vorgrimler, Theological Dictionary (New York: Herder and Herder, 1965), p. 359. "Avery Dulles, s.J., "Loyalty and Dissent: After Vatican II," America, June 27 1970, p. 673. ~o Chenu and Heer, "Is the Modern World Atheist?" Cross Cur-rents, v. 11 (1961), p. 15; and John T. Ford, "Ecumenical Conver-gence and Theological Pluralism," Thought, Winter 1969, pp. 540-1. 4- Pluralism VOLUME 30, 1971 49 ÷ ÷ ,4. Sister Mary Garascia REVIEW FOR RELIGIOUS 50 . which speak of freedom and of the unmanipulatible, in-violable Imman person, of the human dignity and human rights and conscience.which then are realized in the form of tolerance and humanitarianism and institutionally in the form of democracy--all these are original and legitimate fruits from the tree of Christian faith and of the effects which it envokes?' .4berrations o[ Pluralism Pluralism stands Janus-like, its second face something of a grotesque caricature of its first. Analysts of religion in America warn of possible disastrous results of an over-zealous espousal of pluralism. One attthor tohl the anec-dote of the donkey who starved between two bales of hay because be could not decide which to eat. On his death certificate was inscribed: Death due to acute, prolonged open-mindedness. In making the same point about 'plu-ralism, another author stated that "ahhougb it purports to be a total open-mindedness transcending sectarian lim-its, this attitude is really tire familiar Anglo-Saxon fallacy that if one pretends not to-have a metaphysic, then in fact be does not bave one." v, Radical Christians, he con-tinues, tend to embrace a dogmatic optimism which may lead to nihilism. From the. vacuum created by the at-tempt to buihl a cuhure without a consensus based on a belief system can come the substitution of a monolith like the "scientific world view" or "work"; or it can lead instead to a kind of pantheism: "The secularization of the West has not left a vacnum but a terrain filled with images and idols and ideologies." aa One of these idols may be an over-romantic and diffused notion of love inflated to fill the gap and be a Linus-blanket to hippie youth, splinter groups, and middle America alike.~ Or America itself may assume the Supreme Importance with the various religions being merely ahernate and variant forms of being religious in the American ¼Zay.~ In short, what passes for a uniqne unity of diverse religious naen-talities in America may be in fact indifferentism, a syn-cretic pseudo-religion, or a facade with the wars still go-ing on beneath a fragile surface of urbanity.~ Phtralism and the Religious Community I suggest that an urban religious community., would lean toward pluralism: all the members having a common ground, n Fries, "Theological Reflections," p. 15. ~-"James Hitchcock, "Christian Values and a Secular Society," A merica, September 13 1969, p. 159. ~ZMartin E. Marty, Varieties of Unbelief (Garden City: Double-day, 1964), p. 58. "Ibid., p. 77. ~nWillia~n Herberg, Protestant, Catholic Jew (Gardeq City: Dou-bleday, 1960), p. 262; and Marty, Varieties, pp. 148-51. ~ Murray, We Hold These Truths, p. 19. ,; minimal basis of understanding, but each having his own freedom, being his own self, following his own trend, "doing his own thing." Here the role of the "shared common core" would be to protect and stimulate the individuality of each member, to foster diversity and not simply tolerate it.'7 How should a remark like tiffs one be interpreted in light of a mature understanding of the nature of plu-ralism?. Pluralism can be welcomed by the religious com-munity as a legitimate insight and a partial solution to polarization only if it is ~i pluralism which is authenti-cally evangelical. Following from what has been said above, it would seem that at least four statements can be made about pluralism in the religious community. Pluralism and Tolerance There must he an atmosphere of tolerance in the com-munity if diversity is not to result in hostility. Tolerance is born of reverence for the conscience of persons and of the realization that faith is a free thing. Tolerance must be more than polite civility. A person is not "tolerant who is naively unaware of the basic differences that exist be-tween members of his community or who tries to cover over these differences with an imposed unity of his own such as "love" or "personalism." 18 Neither is the one tolerant who believes that everyone should simply "do his own thing." Nor is the tolerant person the one who figures that eventually everyone will come around to his own view or that sooner or later "our day will come." Definitely the tolerant person is not the one who ap-proves any diversity--as long as it is one of the approved deviations permitted by the majority consensus. The tol-erant person has a high "tolerance" for the ambiguons, the imperfect, and the complex. Tolerance is akin to pa-tience. Pluralism and Conflict There will be tension and conflict in the ph~ralistic community and it is unrealistic to expect these to disap-pear in the foreseeable ft|ture. Tile community mn~t be constantly on gnard lest it react to conflict by reverting to a rigid structure, by attempting to stifle criticism, by silencing or ridding itself of individuals or groups who differ with the prevailing consensus, or in any other way hehaving defensively. Genuine pluralism requires ". that we resist policies destined to neutralize specific .and az Gaboury, "The Secular Religious," p. 612. ~sSee the analysis of the shortcomings of the personalist world-view in Gaboury, "The Secular Religious," p. 613. ÷ 4- + Pluralism VOLUME .30, 1971 51 Sister Mary Garascla REVIEW FOR RELIGIOUS definite convictions and establish a uniform lowest com-mon denominator . ,, ~9 Pluralism and Diversity Individuality and diversity must be encouraged in a way that is more than a concession to the times. Laws have not yet structured diversity in religious practice into such key areas as spirituality, the vows, communal life, apostolic life; until diversity is sanctioned by law, it must exist surreptitiously and imperfectly. Groups should be able to exist within a community without be-ing made to feel that they are harmful or at least suspect. Rahner points out that groups in the Church are not dangerous in themselves as long as they are not merely representing particular interests, using unchristian means to make their will effective, working as pressure groups using the threat of schism, or confusing human or secular imperatives with gospel exigency.'-'0 Groups in a religious community need to discover their own limits and possibilities. No group should have special privileges; there must be equality of opportunity for the expression of spiritualities and philosophies and personalities. Phtralism and Unity A pluralistic society is one relentlessly searching for unity. Dialog is the process of this search, a dialog charac-terized by openmindedness but also by strong convictions and dedication to the truth, a debate conducted with the spiritual weapons of humility, persuasion, and wisdom. "There is in the Church a singnlar which may never be dissolved into a plural but always remains unique, definitive, unsurpassable, exclusive. . the once-for-all character of Christ, of his person, his history and his achievement." 21 In what shall the unity of the religions community consist? This is the question of the hour. Probably there will not be too many bonds, but they will be profound ones close to the sources of the Christian mystery. Perhaps a deepened appreciation of redemption and mission will hold together a community pluralized by diverse works. There must be a renewal of spirituality in the community, possibly in the direction of a sacra-mental spirituality. The.dialogic search for identity in Christ and the ever continuing effort to renew and purify the community--with the attendant insecurity and tur-moil- can give a sense of tmity to a community which comprehends the ways of the Spirit. Certainly the in- ~°William A. Visscr't Hooft, "A Universal Religion?" Catholic World, v. 206 (1967), p. 34. ~ Karl Rahner, "'Schism in the Church," Month, November 1969, pp. 252-6. '-'r Fries, "Theological Reflections," p. 20. sight into the inviolable dignity of the person, the main contribution of American pluralism, is already acting as a motivating and unifying factor to some degree. Eventu-ally the search for unity must lead to the rediscovery of meaningfid symbols--actions and words which express and point to the reality which is the religious commu-nity. The unity of a community is not real unless it can be expressed in concrete symbolic form. The great task of plnralism is to turn our attention away from pragmatic and structural renewal toward a dialogic search by all diverse elements of a commnnity for the sources of its unity. Tim purpose of this essay has been to reflect on the reality of pluralism as it is understood in ecumenical studies in order to understand what its application might be in the American religious community of today. Taking its cue from the Church, the religious community em-braces its own variety, conscious that through plurality o[ personalities, mentalities, and spiritualities, it can be truly experienced in good deeds and service, a sign of wisdom, and a radiant bride made beautifid for her spouse.'-"-' Vatican Council II, Decree on Renewal oI Religious Lile, n. 1. 4- + + Pluralism VOLUME 30, 1971 53 SISTER MARY FINN Woman Who Is She? Sister Mary Finn is a Hotne Visitor of Mary and lives at 356 Arden Park; Detroit, Michigan 48202. REVIEW FOR RELIGIOUS 54 The gospel of Mary is the good news of woman. Woman is the one who sets out, goes forth, quickly--to the city. town., street; into the hill country., house of Zach-ary; greeting Elizabeth. proclaiming., magnifying. Woman is the one who magnifies--the one the Lord God magnifies. The Lord proclaims His greatness in her; over-flows with love and delight; praises her; rejoices in her. He sets His eyes upon her; blesses her for all generations. Woman goes to a town . to Jesus. Jesus is the town. Jesus is where she lives, pours out her love, receives full-ness and riches of earth. She comes to hill country., to home of all the Zacharys there are. Woman is honse of Zachary, house of birth, house of brothering, sistering; house of new life; place of communion, so
Pädagogische Fachkräfte nutzen Social Media-Plattformen als professionelle Handlungsräume. Diese Nutzung umfasst die Grundformen pädagogischen Handelns, wie Arrangieren, Animieren und Informieren/Beraten. "Wenn ich als Pädagogikprofessor in einer Straßenbahn Eltern Ratschläge gebe, wie sie mit einem offensichtlich übermüdeten Kind umgehen sollen, dann handele ich vermutlich anmaßend, aber nicht professionell, denn die Tram ist nicht der Ort meiner Profession." (Giesecke 1997: 47) Wie sieht es aus, wenn die Orte pädagogischer Profession nun aber gezielt ausgedehnt werden, indem pädagogische Fachkräfte in Sozialen Onlinenetzwerken (SONW) pädagogisch agieren? SONW werden somit zu neuen pädagogischen Handlungsräumen. Der Beitrag zeigt anhand ausgewählter Fallbeispiele, wie SONW von pädagogischen Fachkräften der Offenen Kinder- und Jugendarbeit (OKJA) als pädagogische Handlungsräume genutzt werden. Noch nie zuvor haben so viele junge Menschen und Erwachsene das Internet täglich genutzt (mpfs 2017; Projektgruppe ARD/ZDF–Multimedia 2017). Angesichts dieser hohen Bedeutung stellt sich die Frage, inwiefern auch die Soziale Arbeit die Potenziale des Internets und besonders die Potenziale von SONW für sich nutzen kann. Eine Vorreiterrolle bezüglich der Nutzung von SONW als pädagogische Handlungsräume nehmen die pädagogischen Fachkräfte der OKJA ein (JFF 2011). Zunächst wird in diesem Beitrag anhand einiger Situationen aus der OKJA verdeutlicht, wie SONW als pädagogische Handlungsräume genutzt werden. Die verwendeten Beispiele entstammen qualitativen Interviews mit Fachkräften, die im Rahmen des Dissertationsprojekts der Autorin geführt wurden. Der anschließende Abschnitt beschäftigt sich mit der Frage nach der Wahrnehmung und Artikulation von SONW als pädagogische Handlungsräume durch die Fachkräfte. In einer Zusammenfassung werden die geschilderten Situationen hinsichtlich der Grundformen pädagogischen Handelns nach Giesecke kategorisiert. Der Artikel schließt mit einer Positionierung zu den Herausforderungen durch SONW und einem Ausblick. Exemplarische Situationen der Nutzung von SONW Im Folgenden werden ausgewählte Situationen der alltäglichen Nutzung von SONW und deren pädagogische Implikationen vorgestellt. Der erste Beispielkomplex zeigt dies am Beispiel der Postings von Jugendlichen. Dadurch, dass die Jugendarbeiterin Clara auf Facebook mit den Jugendlichen befreundet ist, erfährt sie von Beleidigungen und Streits und hat die Möglichkeit Einfluss zu nehmen: "Dann hab ich gemerkt, die fängt dann an mit der zu chatten und auf die Startseite: 'Und du bist so doof' und haste nicht gesehen [zu schreiben]. Und dann konnte ich natürlich im Vorfeld schon eingreifen. Und wenn sie dann kamen, dann hatte ich eine Information, die ich sonst nicht gehabt hätte und hab sie mir dann alle ins Büro geholt und hab das ganz offen angesprochen." Bei Streits zu intervenieren ist für die pädagogischen Fachkräfte in der OKJA alltägliche pädagogische Arbeit. In einem ersten Schritt wird die Situation beruhigt und in einem anschließenden Schritt mit den Beteiligten in einem pädagogischen Rahmen bearbeitet. Clara kann situativ entweder mittels Kommentar direkt in die Interaktion im SONW einsteigen oder zu einem späteren Zeitpunkt ein Gespräch in der Einrichtung forcieren. Sie bewertet es als sehr hilfreich, Dinge indirekt zu erfahren, da sich das o.g. Mädchen vielleicht nicht von sich aus an sie gewandt hätte. Clara erhält durch ihre Facebook-Freundschaft auch Informationen, die nicht explizit an sie adressiert wurden, somit obliegt es ihrer pädagogischen Kompetenz, sensibel mit diesen Informationen umzugehen und zu entscheiden, ob sie sie aktiv nutzt oder die Situation passiv beobachtet. Der Jugendarbeiter Felix hat ein Bild kommentiert, das zwei Mädchen gepostet hatten. Auf diesem Bild inszenieren sich die Mädchen auf Straßenbahnschienen sitzend. Felix schien es erforderlich dies zu hinterfragen: "'Okay, das ist nicht so ganz eindeutig, was wollt ihr mit diesem Foto sagen? Wollt ihr sagen, dass euch das Leben nicht mehr gefällt und ihr wartet darauf, dass die nächste Straßenbahn kommt und euch überfährt?'" Die Mädchen erfahren Selbstwirksamkeit, da der Jugendarbeiter auf das Foto reagiert. Durch das offene Thematisieren der Bildbotschaften werden sie zum Reflektieren ihres Handelns angehalten und somit Bildungsprozesse angeregt. Felix ist zudem sensibilisiert und kann zu einem späteren Zeitpunkt ggf. eine Beratungs- oder Informationssituation initiieren. Informationen, die Clara aus den Postings der Jugendlichen über diese erhält, nutzt sie, um in der Anschlusskommunikation ein Gefühl emotionaler Verbundenheit hervorzurufen: "Und wenn du dann zum Beispiel bei Facebook schon gesagt hast: 'Finde ich toll, du hast ein neues Kleid'. Dann kommen sie an: 'Mensch Clara, wirklich? Ist das ein schönes Kleid? Sag mal ehrlich.'" Die Jugendarbeiterin reagiert hier wertschätzend auf Dinge, die für die Jugendlichen aktuell von Belang sind und zwar im Einzelfall, aber ebenso auch bereits durch die Tatsache, dass sie sich auf die Kommunikationsweise der Jugendlichen einlässt. Sie erzeugt dadurch ein positives Klima und ruft ein Gefühl emotionaler Verbundenheit hervor. Clara selbst beschreibt dies als Intensivierung der Kontakte. Oder anders gesagt: Sie nutzt die SONW unterstützend, um die Beziehung zu den Jugendlichen kontinuierlich weiterzuentwickeln. Diese Grundlagen für den Aufbau einer vertrauensvollen Arbeitsbeziehung werden von der Jugendarbeiterin arrangiert. Im zweiten Beispielkomplex werden die pädagogischen Implikationen und Intentionen anhand der Postings der pädagogischen Fachkräfte vorgestellt. Felix verfolgt sowohl pädagogische als auch administrative Absichten, wenn er Aktionen der Einrichtung mittels Bildpostings in SONW dokumentiert. Die Postings haben zum einen den Zweck ein Zugehörigkeitsgefühl zur Einrichtung zu fördern, indem gemeinsame Erlebnisse positiv erinnert werden und die Jugendlichen animiert werden, diese Emotionen zu reflektieren und zu verbalisieren. "Also wenn ein schönes Foto natürlich da ist und dann die Reaktion drauf kommen würde: 'Ja, ich war dabei. Das war total geil.' Dann wäre damit schon sehr viel erreicht." Außerdem möchte Felix einen Dialog über diese spezifische Aktion unter den Jugendlichen anregen. Er eröffnet mit der Kommentarfunktion eine niedrigschwellige Möglichkeit und motiviert die Jugendlichen damit, sich zu artikulieren. En passant erhält er durch die Kommentare Feedback und kann weitere entsprechende Angebote arrangieren. Zugleich hat sowohl die Dokumentation als auch der Anschlussdialog der Jugendlichen Signalcharakter nach außen: Außenstehende erhalten einen Eindruck von Angeboten und Zielgruppe sowie einen Eindruck davon, wie die pädagogischen Fachkräfte arbeiten; Lebendigkeit und Offenheit wird signalisiert. Sowohl Clara als auch Felix nutzen die SONW, um alltägliche pädagogische Angebote oder besondere Erlebnisse zu arrangieren und initiieren. Einen Vorteil sehen sie vor allem darin, dass sie mittels Postings in kurzer Zeit eine große Zielgruppe, nämlich alle mit der Einrichtung verbundenen Jugendlichen, erreichen können. Deutlich wird dies in Felix' Einrichtung, in der täglich das aktuelle pädagogische Angebot gepostet wird. Dadurch erreicht er auch eine Zielgruppe, die sonst nicht die Einrichtung besucht, sondern lediglich punktuell zu Außenveranstaltungen kommt. "Wie zum Beispiel jetzt im Sommer, wenn wir irgendwo Baden fahren dann wird das gepostet." Das Werben für den Badeausflug mittels Postings in SONW ermöglicht den o.g. Jugendlichen einen Zugang zur Einrichtung bzw. zu dem pädagogischen Personal und die Teilnahme an den pädagogischen Aktionen. Felix kann dies wiederum nutzen, um mit den Jugendlichen in Kontakt zu treten und Vertrauen aufzubauen. Außerdem kann eine andere Umgebung einen guten Rahmen bieten, um Barrieren zwischen den unterschiedlichen Besucher_innengruppen abzubauen und neue gruppendynamische Prozesse anzustoßen. Clara hatte beispielsweise Karten für die Castings von X Factor und Supertalent und postete: "Ich hab Karten. Wer will […] mitkommen?" bzw. "Ich hab keine Karten mehr." Sie ermöglicht den Jugendlichen damit, etwas Besonderes, nicht Alltägliches, zu erleben und schafft Möglichkeiten für Bildungsprozesse. Das Arrangieren der Teilnahme an besonderen Erlebnissen und pädagogischen Angeboten impliziert dementsprechend auch pädagogisches Handeln und ist über ein massenmediales Werben hinausgehend. Das pädagogische Handeln in SONW und SONW als pädagogische Handlungsräume Die vorherigen Explikationen haben den pädagogischen Gehalt im Umgang mit beiderseitigen Postings aufgezeigt. In einigen Beispielen wurde direkt im SONW interveniert, womit deutlich wurde, wie dieses als zusätzlicher, pädagogischer Handlungsraum der OKJA genutzt wird. Weiterführend stellt sich nun aber die Frage, inwiefern die beiden pädagogischen Fachkräfte die SONW als pädagogische Handlungsräume wahrnehmen und in dieser Deutlichkeit als solche bezeichnen. Nach ihrem Begriffsverständnis befragt, definiert Clara pädagogisches Handeln als "alles Handeln, was du in Bezug auf Jugendliche erzieherisch ausübst". Als Beispiel benennt sie das Eingehen auf Konflikte auf Basis von pädagogischen und entwicklungspsychologischen Fachkenntnissen, also "zu wissen, was damit gemeint sein kann und das dann eben ansprechen". Dabei verwendet sie einen aufrüttelnd-provokanten Sprachstil, sog. Modulationen (vgl. Cloos et al. 2009), um den Jugendlichen ihr Verhalten und dessen Konsequenzen bewusst zu machen. Für Clara findet sich diese Art pädagogischen Handelns fraglos auch in den SONW wieder. Sie verdeutlicht dies am weiteren Beispiel eines männlichen Jugendlichen, der sich in Bodybuilder-Pose fotografiert hat: "Und ich sage, 'Meine Güte, jetzt machste aber einen auf Muskelprotz!' und mach das mit so'nem Smiley hinten dran, so dass der eigentlich weiß, was ich damit meine." Auch hier verwendet sie Modulationen, um den Jugendlichen zur Reflexion seines Verhaltens anzuregen und ihm die Wirkungen des geposteten Bildes vor Augen zu führen. Zusätzlich hätte Clara die Möglichkeit die Interaktion auf Facebook für spätere Anschlusskommunikation innerhalb der Einrichtung zu verwenden. Auffällig an Claras Verständnis von pädagogischem Handeln ist vor allem, dass sie den Fokus im Schwerpunkt auf konflikthafte oder problematische Situationen richtet. Pädagogisches Handeln umfasst für sie somit korrigierendes Handeln. Darin unterscheidet sich ihre Definition von der Gieseckes. Dieser definiert pädagogisches Handeln als positive Beeinflussung des Menschen hin zu einer mündigen Persönlichkeit, indem man Gelegenheiten zu Bildungsprozessen bietet (vgl. 1997: 22ff.). Felix definiert pädagogisches Handeln als das Arrangieren von Workshops, das Animieren oder das Vermitteln von Toleranz in der Gruppe. Damit bezieht er sich allerdings lediglich auf die Face-to-Face-Arbeit innerhalb der Einrichtung, denn Felix bezweifelt, dass pädagogisches Handeln auf SONW übertragen werden kann: "Und bezogen auf Netzwerke lässt sich wirklich die Frage stellen, ist das eine Form von pädagogischem Handeln wenn ich das veröffentliche, die Angebote? Weil das ist ja wirklich eigentlich nur Öffentlichkeitsarbeit, Informationsarbeit". Obwohl er also durchaus in SONW pädagogisch agiert, reflektiert und artikuliert er dies nicht dementsprechend. Für ihn sind SONW weniger zusätzliche pädagogische Handlungsräume als vielmehr Werkzeuge, die administrative Aufgaben erleichtern. Auch Giesecke grenzt den Informationsoutput von Massenmedien von pädagogischem Handeln ab und hält fest, dieses finde immer von Angesicht zu Angesicht statt. Lediglich in den ggf. daran anschließend hergestellten, interaktiven Situationen könne pädagogisch gehandelt werden (1997: 47f.). Wie die Explikationen aber deutlich gemacht haben, ist dies auf Grund der Interaktivität von SONW heute keine grundlegende Bedingung für pädagogisches Handeln mehr. Felix nutz zwar in der Handlungspraxis diese Interaktivität, in der Reflexion und Artikulation spielt die Interaktivität jedoch keine Rolle. Anhand der beiden Fallbeispiele wird deutlich, dass die Reflexion pädagogischer Implikationen in der Nutzung von SONW nicht unbedingt die Praxis abbildet. Laut Giesecke ist der Gegenpol zum Handeln stets die Reflexion (1997: 45). Sein Konzept der Grundformen pädagogischen Handelns sieht er als Instrument, das Handeln zu reflektieren (1997: 17). Diese Grundformen (1997: 76ff.)1 dienen nun als Struktur, um das pädagogische Handeln der Explikationen reflektierend zu verdeutlichen. Arrangieren (1): Indem die pädagogischen Fachkräfte die vielfältigen Kommunikationskanäle von SONW nutzen, arrangieren sie die Voraussetzungen für vertrauensvolle Arbeitsbeziehungen oder arrangieren Situationen, die Bildungsprozesse ermöglichen. Animieren: Die pädagogischen Fachkräfte animieren die Jugendlichen zur Teilnahme an pädagogischen Arrangements wie Ausflügen und weiteren pädagogischen Situationen. Ebenso animieren sie die Jugendlichen sich in SONW zu artikulieren. Informieren/Beraten: Das Informieren und Beraten kann sich einerseits in den SONW abspielen, andererseits aber auch lediglich inhaltlich auf die SONW bezogen sein und offline/face-to-face stattfinden. Beide pädagogische Fachkräfte merken an, dass aus ihrer Sicht ein Face-to-Face-Gespräch aufgrund der Kanalreduktion nicht durch Nachrichten über SONW zu ersetzen und es daher wichtig sei, stets "zweigleisig" (Clara) zu arbeiten. Im Folgenden werden Herausforderungen und Reflexionsbedarfe, die sich aus den obigen Beispielen ergeben, erörtert. Herausforderungen und Ausblick SONW sind keine Jugendräume. Firmen sind dort ebenso präsent wie Erwachsene, die dort beruflich und privat netzwerken. Dementsprechend ist die Frage, ob sich pädagogische Fachkräfte in SONW aufhalten sollten, hinfällig (vgl. Stix 2014). Wichtiger ist es, einen Umgang miteinander zu entwickeln, der weder den pädagogischen Fachkräften noch den Jugendlichen zum Nachteil wird. Um die Jugendlichen zu erreichen, nutzen die pädagogischen Fachkräfte die bei jungen Menschen angesagten SONW-Angebote. Diese sind in der Regel kommerziell und wenig transparent oder reguliert, was den Umgang mit Nutzer_innendaten betrifft. Dies erfordert aus pädagogischer Sicht das Prüfen und Abwägen von Vor- und Nachteilen. Dementsprechend kann es nicht nur aufgrund der Kanalreduktion wichtig sein, ein Gespräch über ein sensibles Thema face-to-face zu führen und dies den Jugendlichen zu vermitteln. Ein reflektierter und sensibler Umgang mit Daten gilt auch für die Dokumentation von Aktionen, wie Felix ihn schildert. Beim Posten von Bildern muss er das Persönlichkeitsrecht der Jugendlichen beachten und prüfen, ob und ggf. welche Informationen möglicherweise unbeabsichtigt preisgegeben werden. Des Weiteren stellt sich die ethische Frage, inwiefern sich pädagogische Fachkräfte Informationen aktiv aus SONW besorgen und nutzen dürfen (vgl. Kutscher 2015). Eine weitere Herausforderung ergibt sich aus der Frage, ob nicht Jugendliche, die keinen Zugang zu SONW haben, ausgegrenzt oder benachteiligt werden. Dies zu reflektieren ist eine Aufgabe pädagogischer Professionalität. Die Nutzung von SONW birgt pädagogische Chancen. Zugleich ergeben sich daraus auch neue Verantwortungsdimensionen für das professionelle Handeln pädagogischer Fachkräfte. Das Handeln in SONW muss hinsichtlich möglicher negativer Konsequenzen für die Jugendlichen reflektiert werden. Die Entwicklung einer eigenen (medien-) pädagogischen Haltung sowie eine Rahmung durch Träger und kollegialer Austausch können dabei helfen. Pädagogisch professionell zu sein bedeutet auch, die Trends der jungen Menschen zu kennen und pädagogisch darauf zu reagieren. Im Falle von Social Media bewegt sich die Masse seit 2015 zu Angeboten wie WhatsApp und Instagram (mpfs 2016: 32f.). Es bleibt spannend, ob sich auch WhatsApp mit seinen anderen Strukturen mittelfristig als pädagogischer Handlungsraum etablieren und wie das pädagogische Handeln dort konkret aussehen wird – und welche Konflikte dies zu fachlichen Logiken und Standards mit sich bringt (vgl. Deutscher Bundestag 2013, S. 394), die zu reflektieren und in die Gestaltung pädagogischen Handelns einzubeziehen sind. (1) Ausgenommen das Unterrichten, von Giesecke verstanden als das Erklären von relativ komplexen Sachzusammenhängen in einem längeren Argumentationsprozess (1997: 79). ; Pedagogical professionals use social media platforms as professional spaces for action. This use includes the basic forms of pedagogical action, such as arranging, animating and informing/advising. "If I, as a professor of education, give advice to parents in a tram on how to deal with an obviously overtired child, then I am probably acting presumptuously, but not professionally, because the tram is not the place of my profession." (Giesecke 1997: 47) But how does it look when the places of pedagogical profession are now deliberately extended by pedagogical professionals acting pedagogically in online social networks (SONW)? SONW thus become new spaces for pedagogical action. The article uses selected case studies to show how SONW are used as pedagogical spaces of action by pedagogical professionals in open child and youth work (OKJA). Never before have so many young people and adults used the internet on a daily basis (mpfs 2017; Projektgruppe ARD/ZDF-Multimedia 2017). In view of this high importance, the question arises to what extent social work can also use the potentials of the internet and especially the potentials of SONW for itself. A pioneering role with regard to the use of SONW as pedagogical spaces for action is played by the pedagogical professionals of OKJA (JFF 2011). First of all, this article will illustrate how SONW are used as pedagogical spaces of action by means of some situations from OKJA. The examples used are taken from qualitative interviews with professionals conducted as part of the author's dissertation project. The following section deals with the question of how professionals perceive and articulate SONW as pedagogical spaces for action. In a summary, the situations described are categorised with regard to the basic forms of pedagogical action according to Giesecke. The article concludes with a position on the challenges posed by SONW and an outlook. Exemplary situations of SONW useIn the following, selected situations of everyday SONW use and their pedagogical implications are presented. The first set of examples shows this with the example of postings by young people. Because the youth worker Clara is friends with the young people on Facebook, she learns about insults and arguments and has the opportunity to influence them: "Then I noticed that she starts chatting with them and writes on the homepage: 'And you are so stupid' and hasn't seen it [to write]. And then of course I could intervene in advance. And then when they came, then I had information that I wouldn't have had otherwise and then I got them all into the office and addressed it quite openly." Intervening in disputes is everyday pedagogical work for the educational professionals in OKJA. In a first step, the situation is calmed down and then dealt with in a pedagogical framework with the parties involved. Clara can either directly enter into the interaction in the SONW by means of comments or force a conversation in the facility at a later time. She finds it very helpful to learn things indirectly, as the girl mentioned above might not have approached her on her own. Through her Facebook friendship, Clara also receives information that was not explicitly addressed to her, so it is up to her pedagogical competence to deal sensitively with this information and to decide whether she uses it actively or observes the situation passively. The youth worker Felix commented on a picture that two girls had posted. In this picture, the girls are staging themselves sitting on tram tracks. Felix seemed to need to question this: ''Okay, that's not so clear, what are you trying to say with this photo? Are you saying you don't like life anymore and you're waiting for the next tram to come and run you over?'" The girls experience self-efficacy as the youth worker responds to the photo. By openly thematising the picture messages, they are encouraged to reflect on their actions and thus educational processes are stimulated. Felix is also sensitised and can initiate a counselling or information situation at a later stage if necessary. Clara uses information that she receives about the young people from their postings to evoke a feeling of emotional connection in the follow-up communication: "And if, for example, you have already said on Facebook: 'I think it's great, you have a new dress'. Then they arrive: 'Gee Clara, really? Is that a nice dress? Tell me honestly.'" Here, the youth worker responds appreciatively to things that are of current concern to the young people, in individual cases, but also by the very fact that she engages with the young people's way of communicating. She thus creates a positive climate and evokes a feeling of emotional connection. Clara herself describes this as an intensification of contacts. Or in other words, she uses the SONW in a supportive way to continuously develop the relationship with the young people. These foundations for building a trusting working relationship are arranged by the youth worker. In the second set of examples, the pedagogical implications and intentions are presented based on the postings of the pedagogical professionals. Felix pursues both pedagogical and administrative intentions when he documents actions of the institution by means of picture postings in SONW. On the one hand, the postings have the purpose of promoting a sense of belonging to the institution by positively remembering shared experiences and encouraging the young people to reflect on and verbalise these emotions. "So if a nice photo is there, of course, and then the reaction to it would be: 'Yes, I was there. That was totally cool. Then that would already achieve a lot." Felix also wants to stimulate a dialogue about this specific action among the young people. With the comment function, he opens up a low-threshold possibility and thus motivates the young people to articulate themselves. En passant, he receives feedback through the comments and can arrange further corresponding offers. At the same time, both the documentation and the follow-up dialogue of the young people have a signal character to the outside: outsiders get an impression of the offers and the target group as well as an impression of how the educational professionals work; liveliness and openness are signalled. Both Clara and Felix use the SONW to arrange and initiate everyday educational offers or special experiences. They see an advantage above all in the fact that they can reach a large target group, namely all the young people associated with the institution, in a short time by means of postings. This becomes clear in Felix's facility, where the current educational offer is posted daily. In this way, he also reaches a target group that otherwise does not visit the facility, but only comes to outside events selectively. "Like now, for example, in the summer, when we go swimming somewhere then it is posted." Advertising the swimming trip by means of postings in SONW enables the above-mentioned young people to gain access to the facility or to the educational staff and to participate in the educational activities. Felix can in turn use this to get in touch with the young people and build trust. In addition, a different environment can provide a good framework to break down barriers between the different groups of visitors and to initiate new group dynamic processes. For example, Clara had tickets for the X Factor and Supertalent auditions and posted: "I got tickets. Who wants to come [.]?" or "I don't have tickets anymore." It thus enables young people to experience something special, not ordinary, and creates opportunities for educational processes. Arranging participation in special experiences and educational offers accordingly implies pedagogical action and goes beyond mass media advertising. The pedagogical action in SONW and SONW as pedagogical action spacesThe previous explications have shown the pedagogical content in dealing with mutual postings. In some examples, interventions were made directly in the SONW, making it clear how this is used as an additional, pedagogical space for action by the OKJA. However, the question now arises as to what extent the two pedagogical professionals perceive the SONW as a pedagogical space for action and describe it as such. When asked about her understanding of the term, Clara defines pedagogical action as "all actions that you carry out educationally in relation to young people". As an example, she mentions addressing conflicts on the basis of pedagogical and developmental psychological expertise, i.e. "knowing what can be meant by this and then addressing it". In doing so, she uses an evocative-provocative style of language, so-called modulations (cf. Cloos et al. 2009), to make the young people aware of their behaviour and its consequences. For Clara, this kind of pedagogical action is unquestionably also found in the SONW. She illustrates this with another example of a male adolescent who has photographed himself in a bodybuilder's pose: "And I say, 'My goodness, now you're being a muscleman!' and do it with a smiley face on the back, so that he actually knows what I mean." Again, she uses modulations to encourage the young person to reflect on their behaviour and to make them aware of the effects of the posted image. In addition, Clara would have the opportunity to use the interaction on Facebook for later follow-up communication within the institution. What is striking about Clara's understanding of pedagogical action is that she focuses on conflictual or problematic situations. For her, pedagogical action thus includes corrective action. In this, her definition differs from that of Giesecke. The latter defines pedagogical action as positively influencing people towards a mature personality by providing opportunities for educational processes (cf. 1997: 22ff.). Felix defines pedagogical action as arranging workshops, animating or teaching tolerance in the group. However, he only refers to face-to-face work within the institution, because Felix doubts that pedagogical action can be transferred to SONW: "And in relation to networks, the question can really be asked, is this a form of pedagogical action when I publish the offers? Because that is really only public relations work, information work. Although he does act pedagogically in SONW, he does not reflect and articulate this accordingly. For him, SONW are less additional pedagogical spaces for action than tools that facilitate administrative tasks. Giesecke also distinguishes the information output of mass media from pedagogical action and states that this always takes place face to face. Pedagogical action can only take place in the interactive situations that may subsequently be created (1997: 47f.). However, as the explications have made clear, this is no longer a fundamental condition for pedagogical action due to the interactivity of SONW today. Felix does use this interactivity in the practice of action, but interactivity does not play a role in reflection and articulation. Based on the two case studies, it becomes clear that the reflection of pedagogical implications in the use of SONW does not necessarily reflect practice. According to Giesecke, the antithesis of action is always reflection (1997: 45). He sees his concept of basic forms of pedagogical action as an instrument to reflect action (1997: 17). These basic forms (1997: 76ff.)1 now serve as a structure to reflectively clarify the pedagogical action of the explications. Arranging (1): By using SONW's multiple channels of communication, the pedagogical professionals arrange the conditions for trusting working relationships or arrange situations that make educational processes possible. Animate: The educational professionals encourage the young people to participate in educational arrangements such as excursions and other educational situations. They also encourage the young people to articulate themselves in SONW. Informing/advising: On the one hand, information and counselling can take place in the SONW, but on the other hand, it can also be related to the content of the SONW and take place offline/face-to-face. Both pedagogical professionals note that from their point of view, a face-to-face conversation cannot be replaced by messages via SONW due to the reduction of channels and that it is therefore important to always work "on two tracks" (Clara). Challenges and needs for reflection arising from the above examples are discussed below. Challenges and outlookSONW are not youth spaces. Companies are present there as well as adults who network there professionally and privately. Accordingly, the question of whether educational professionals should be in SONW is moot (cf. Stix 2014). It is more important to develop a way of dealing with each other that is not detrimental to either the pedagogical professionals or the young people. In order to reach the young people, the educational professionals use the SONW offers that are popular among young people. These are usually commercial and not very transparent or regulated when it comes to handling user data. From a pedagogical point of view, this requires checking and weighing the advantages and disadvantages. Accordingly, it can be important to have a conversation about a sensitive topic face-to-face and to communicate this to the young people, not only because of the channel reduction. A reflective and sensitive handling of data also applies to the documentation of actions, as Felix describes. When posting pictures, he has to consider the young people's right to privacy and check whether and which information might be revealed unintentionally. Furthermore, the ethical question arises to what extent educational professionals may actively obtain and use information from SONW (cf. Kutscher 2015). Another challenge arises from the question of whether young people who do not have access to SONW are excluded or disadvantaged. Reflecting on this is a task of pedagogical professionalism. The use of SONW offers pedagogical opportunities. At the same time, it also gives rise to new dimensions of responsibility for the professional action of educational specialists. The actions in SONW must be reflected on with regard to possible negative consequences for the young people. The development of one's own (media) pedagogical attitude as well as framing by the responsible body and collegial exchange can help here. Being pedagogically professional also means being aware of young people's trends and reacting to them pedagogically. In the case of social media, the masses have been moving towards offers such as WhatsApp and Instagram since 2015 (mpfs 2016: 32f.). It remains exciting to see whether WhatsApp with its other structures will also establish itself as a pedagogical space of action in the medium term and what pedagogical action there will look like in concrete terms - and what conflicts this will entail with professional logics and standards (cf. Deutscher Bundestag 2013, p. 394), which need to be reflected and included in the design of pedagogical action. (1) Except for teaching, understood by Giesecke as explaining relatively complex factual contexts in a longer process of argumentation (1997: 79).
Part one of an interview with Matilda Koeller. Topics include: Why her parents left Germany and came to the U.S. Her father's work as a barber. How her parents met and were married. Her parents had 13 children, only ten survived to adulthood. Her ear troubles as a result from having scarlet fever as a child. When her parents got a house with a bathroom for the first time. Her work making coffee for teachers at school. ; 1 MATILDA KOELLER: Parents made children go to work and help support the family. My mother, uh, after she was born, her dad – DONALD KOELLER: Before you come back to your mother, let's. why did, why did, uh, your father. that was the [Sigwart] family. MATILDA KOELLER: Uh, no. My father was the Sigwart family. DONALD KOELLER: Why did they leave Germany? Why did they come to America and to Fitchburg? Do you know? MATILDA KOELLER: Well, I never found, really found out why my father's, uh, parents moved to Germany, except I suppose to make a better living. DONALD KOELLER: And in Fitchburg he then was a shoemaker? MATILDA KOELLER: Uh, yes. He had his own, uh, establishment or [unintelligible - 00:00:48]. We don't know much about Dad except that, uh, he had to help, uh, with the shoemaking business. DONALD KOELLER: Is that a shoemaking or shoe repair? MATILDA KOELLER: No, the shoemaking. DONALD KOELLER: And did. that would be your grandfather, did he die in Fitchburg or did he move.? MATILDA KOELLER: No. Grandpa Sigwart was buried and, um, um. I can't remember any Catholic cemetery in Chicago. But his mother was buried in Concordia, uh, Cemetery in River Park, a suburb of Chicago. DONALD KOELLER: What was her maiden name? MATILDA KOELLER: Her name. well, really her name is on the recording in paper that I sent each of the boys. DONALD KOELLER: You can't remember it now? MATILDA KOELLER: I can't remember her name, no. DONALD KOELLER: What was. your dad's name was Jacob. MATILDA KOELLER: Jacob. Yeah. DONALD KOELLER: His father's name was? 2 MATILDA KOELLER: Um. now, that's another thing I can't remember. But there. his, his mother. there was some. uh, or somebody was made a-a widow or a widower and his, um, mother remarried or it must have been his father because they all carried the name of Sigwart because Louis and [Pink] were his stepsister and brother. DONALD KOELLER: Did this whole family live in Fitchburg and then moved west? MATILDA KOELLER: Well, they were. the whole family moved to Chicago. DONALD KOELLER: Do you know. when was that? Do you know? MATILDA KOELLER: Well, it must have been when Dad was 20 years old because that's when he met my mother and [unintelligible - 00:03:16]. DONALD KOELLER: And they courted here in Chicago? MATILDA KOELLER: And they courted here in Chicago and were married. DONALD KOELLER: Tell me about. you said your grandfather. I mean, your father, Jacob Sigwart, he did not have much of an education. MATILDA KOELLER: He had no education. In fact, when his oldest daughter was going to school, which was Lily Anne, they wanted him to study along with his oldest daughter but he was ashamed to know that he couldn't read or write. DONALD KOELLER: What did he do for a living? MATILDA KOELLER: He became a barber. DONALD KOELLER: Did he have any – I mean, was he a barber all his life? MATILDA KOELLER: Yeah, he was a barber. When he came to Chicago, he evidently went to barber school and learned the trade of being barber because that way he didn't have to have any kind of an education. And I know that I asked my mother, "Mother, how come that you married Dad when he couldn't read or write? You know, after all, you had a great education." And she said he used to take the newspaper and he would look and like probably pretend he could read but must have looked at just a picture and got an idea what was going on through the 3 conversations of the customers that came in to have their hair cut. And at those days, the barbers had a bathtub so that the men come in and took a bath because those days they didn't have no bathtubs. DONALD KOELLER: At home? MATILDA KOELLER: At home. And they would come in for a shave and a haircut and a bath. DONALD KOELLER: Did he speak German? MATILDA KOELLER: Yeah. Mother and Dad didn't. they always knew how to talk German but they never talked German at home because my mother worked for a wealthy family when she came to Chicago when she was 14 years old. And he came to work for some wealthy family which I. if I remember correctly was the [unintelligible - 00:05:51] family. And they would not let her talk German. They said, "You come to America. Now, talk English." DONALD KOELLER: You say your mother came to Chicago when she was 14? MATILDA KOELLER: Fourteen, after she graduated and was confirmed because there was no work for a farmer's daughter in a small town. DONALD KOELLER: [Unintelligible - 00:06:15]. MATILDA KOELLER: No, they had moved them. By that time, they had moved to Loganville, Wisconsin, and they got this farm, 160 acres, from the government if they would work it. So the farm was theirs after a certain amount of years. DONALD KOELLER: How many brothers and sisters did you have? MATILDA KOELLER: Anna. there were 12 in the family, and mother. Anna was the second from the oldest. DONALD KOELLER: So the homestead then was Loganville. MATILDA KOELLER: Was Loganville. DONALD KOELLER: [Unintelligible - 00:06:57]. 4 MATILDA KOELLER: Yeah. It's still [unintelligible - 00:06:59] when they. when he gave up farming. When he was I think 72 years old, they sold the farm. DONALD KOELLER: But the family is still in the Loganville area? MATILDA KOELLER: But the family. yeah, the family all dispersed, you know, close by except the oldest son who went to Fargo, North Dakota. DONALD KOELLER: Anna came to Chicago. MATILDA KOELLER: To Chicago. And then when. DONALD KOELLER: She went to the [Fitchburg] home as a live-in maid. MATILDA KOELLER: Yeah, as a live-in – I'm almost sure as a live-in maid. That I cannot say for sure. DONALD KOELLER: Is that where she learned to be a seamstress? MATILDA KOELLER: Well, she must have learned it at home, because being the oldest daughter in the family and so many children that followed, they choose to make their underwear like bloomers and they wore what they called garter belt. It was just a form over their top and then the garters were fastened to hold up their stockings. In those days, they wore nothing but black stockings. So she used to send made clothes and send home money. And then when Bertha, who was the second oldest daughter, when she graduated and was confirmed, she came to Chicago also. And now, I don't know just what Anne's purpose is, but they were both good teachers. DONALD KOELLER: Let's see. When she was 14, I would have been about a year. MATILDA KOELLER: Well, the dates are all on there. DONALD KOELLER: You have that on there. MATILDA KOELLER: Yeah. Well, I've got their dates of birth and the date of their deaths, but when they moved to Chicago, you would have to figure that out, 14 years. Because they went to a one-room 5 schoolhouse, which was connected with the church, the minister was the teacher and their minister. DONALD KOELLER: This is in Loganville? MATILDA KOELLER: This is in Loganville. DONALD KOELLER: Tell me a little bit about the Sigwart and [Forrest] family relationship with the church? MATILDA KOELLER: Well, Dad Sigwart was originally a Catholic but when he married my mother, Anna, Dad said, "You're with the children all the time. You bring them up Lutheran." And that's how we all became Lutherans. And then when Dad was about 50 years old, he got blood poisoning in a finger and I guess in order to save his arm, they amputated his finger. And I remember him walking, pacing the floor and crying, just thinking he could not earn a living anymore because he's losing his main finger that he would use with the scissors. But eventually, he practiced so much that he went back into the barber business and opened his own shop because he was past 45 and they wouldn't hire anymore old men. And that's how Dad opened his own business. And when he made it good at the barber shop, then always somebody else would come along and make a barber shop which may be a block or block and a half away and, of course, then the people would go there and there was not enough trade for two barbers, so he would move to find another good spot. And that happened to him twice that I remember. DONALD KOELLER: Did the family move then also? MATILDA KOELLER: No, the family. he had a business a half a block away from where we lived. So he could come home for dinner. And then I remember one place that he had opened that was just maybe around the corner, a block, you know, maybe a block and a half. 6 DONALD KOELLER: Let's go back then. let's talk about when Jacob Sigwart and Anna [Forrest] met. How did they meet and how did their courtship go? MATILDA KOELLER: Well, I don't know where they met but I suppose, you know. I don't know how they met but I often asked. you know, I said to Dad one time, "Why did you marry mother?" And he said, "Because she was so beautiful." She was a beautiful person and had lovely hair and rosy cheeks. DONALD KOELLER: Did they court long or. do you know anything about their courtship? MATILDA KOELLER: I really don't know how long they courted. DONALD KOELLER: And they were married in a Lutheran church in Chicago. MATILDA KOELLER: Yeah. They were married. at that time, all the Germans flocked in this one neighborhood. DONALD KOELLER: Where was that? MATILDA KOELLER: And that was what they called. Goose Island is where Mother and Dad must have met. Of course now, Goose Island is all factories, all of it. DONALD KOELLER: Except for along the eastern part of the river. [Unintelligible - 00:13:30] MATILDA KOELLER: Yeah. Yeah. And then they were. the church was First Bethlehem which was located on Paulina and Hoyne, which was not too far from Goose Island. And all the German people flocked in that neighborhood and went to church there and were married. DONALD KOELLER: The First Bethlehem couldn't have been Paulina and Hoyne. MATILDA KOELLER: Paulina and. well, it's on Paulina. DONALD KOELLER: Farther north, somewhere there. MATILDA KOELLER: Let's see now. Paulina is one way. LeMoyne maybe – DONALD KOELLER: Lemoyne. That must've been the one. MATILDA KOELLER: Yeah, LeMoyne. 7 DONALD KOELLER: LeMoyne and Paulina run parallel. MATILDA KOELLER: Yeah. There is where the Koellers were married. The Koellers, the Walters, you know. My husband. well, let's see what I think. Grandpa, Frederick Koeller, and Clara were married in the same church because they came over. DONALD KOELLER: We'll get that side of the family a little later. Do you remember your mother and father ever talking about the wedding in the church or the reception or what kind of wedding they had? MATILDA KOELLER: No, they. my mother was married in brown. I don't know whether she made her own dress which I imagine she did. She had a white veil and you have a picture of that, too. I sent that to you. DONALD KOELLER: Well, that's going to be fun, to put pictures and your records thing together with this. MATILDA KOELLER: Yeah. Oh, they were married. Now, whether they had any kind. I don't imagine they had any kind of a reception because those days they probably just went to church because most everybody's gotten married in church in those days. DONALD KOELLER: But at the time, was Anna living. where was Anna living prior to when she was married to your father? MATILDA KOELLER: You know, I never. you know, that part I never asked Mother, only that she worked with these wealthy people and every Friday was silver day. They spent all day Friday cleaning silverware so you know they were wealthy people. But I suppose they didn't get much pay either. DONALD KOELLER: Do you know where they lived or what their circumstances once they got married? MATILDA KOELLER: Well, once they got married, I really don't know where they lived but I knew that when I was 4 or 5 years old, we lived close to First Bethlehem and the street names are all changed. 8 But Aunt Lil knows the address of the house and it's still standing, 800 or something. DONALD KOELLER: So they got married. How long was it before they started a family? MATILDA KOELLER: Within a year. DONALD KOELLER: And that was Lily Anne. MATILDA KOELLER: That was Lily Anne. Lily Anne was the oldest, yeah. DONALD KOELLER: And then altogether there were 10? MATILDA KOELLER: Ten living children, three died before they were married. So mother had 13 children altogether. DONALD KOELLER: And you were number.? MATILDA KOELLER: I think I was number six or seven. I was in the middle. DONALD KOELLER: Tell me now what you can remember about a couple of things about your childhood? MATILDA KOELLER: Well, when I was two and a half, Grandma Forrest came to Chicago because there was an outbreak of hysteria or scarlet fever and oranges were very, very scarce. And mother always talked about Ruth being delirious and crawling under the bed looking for an orange because that seems to be one of the remedies. or not remedy but was something new. Oranges were something new at that time. And I was two and a half years old and I had it so bad that they carried me around in a pillow and I didn't eat for a whole month. And from the medicine, I got scars on my lips and Grandma Forrest prayed that I would die because I was so sick that there was nothing to me. I lost all my hair but some of my. DONALD KOELLER: The doctors couldn't do anything? MATILDA KOELLER: Well. DONALD KOELLER: What kind of doctoring was there? That would have been 1923, 1924? 9 MATILDA KOELLER: Well, there wasn't enough doctoring. They quarantined you. They couldn't even get a nurse and people wouldn't go near. DONALD KOELLER: Your Dad couldn't come home? [Unintelligible - 00:19:32] MATILDA KOELLER: No. And I think that Dad probably stayed home and took care or helped take care of us because there were five of us, I think. There was little Henry, and Ruth was very bad, and I was bad as well, and Margaret. So evidently, dad must have stayed home, had to stay home to take care because we were quarantined. You couldn't get anybody to come near us. DONALD KOELLER: Grandma Forrest came down to Loganville to help out. MATILDA KOELLER: Yeah. She came down to help us. DONALD KOELLER: That must have been very difficult. MATILDA KOELLER: Yeah. It was. and there were a lot of people that died because they didn't have no antibiotics then. DONALD KOELLER: Do you ever remember going to the doctor's office? [Unintelligible - 00:20:33] MATILDA KOELLER: Oh, yes, plenty, [laughs] plenty for my ear. From the scarlet fever, I got trouble with my ear. DONALD KOELLER: Do you want some coffee? MATILDA KOELLER: Yeah, we might just as well have the rest of the coffee. DONALD KOELLER: Go ahead. MATILDA KOELLER: Well, I had a running ear from the scarlet fever and of course the parents being poor, Dad only making $7 a week. well, I got coffee in there… yeah, just the water. The doctors would…so I went to a clinic, to an eye, ear, nose, and throat clinic. On Wednesday, Dad didn't work. That was his day off, and he would take me to this clinic. The clinic didn't seem – I don't remember too much about it, except squirting a lot of water in my ear to clear out the decaying bone that was forming. But when I was 23 years old, I got hold of an ear specialist and he said, "Absolutely no water," and he used this 10 x-ray in my ear for less than a minute to see, I think only two times. And with the medicine that he had, cleared up this running ear, which in my whole 20… in my years, I had syringed it and I was doing more harm to it than good. And, of course, time came in with medicine and dried out the decayed bone that was pretty well gone. DONALD KOELLER: The doctor just kept draining and. MATILDA KOELLER: Draining and. DONALD KOELLER: In all your teenage years. MATILDA KOELLER: And it had a terrible odor that before I had a date with a fellow, that was the very last thing I would do, was syringe it to clear it out, but before the evening [was], it was drippy, draining on me. It was terrible. DONALD KOELLER: [Unintelligible - 00:23:46]. MATILDA KOELLER: Yeah. It was really something, you know. DONALD KOELLER: Where did you go to school? MATILDA KOELLER: I went to. first, I went to [Perse] School near the church, near Paulina and I went. I was in first grade. I was only five years old. And one week or day, some boy rolled a snowball, rolled it in water, in melted snow and threw it and it landed right on my ear and I fainted. So they carried me in my sister's room and her girlfriend carried me into the room and there I had my head on the desk, I guess, half of the day. But I was plagued with earaches and headaches up until I was about. Well, every week, I had either a headache or an earache. DONALD KOELLER: Let's go back and talk more about the home and marriage of Jacob and Anna. MATILDA KOELLER: Well, when we lived around [Perse] School, nobody had bathrooms. You had your toilet in the hallway. And I still. DONALD KOELLER: This was a multifamily house. 11 MATILDA KOELLER: Yeah. Yeah. There were either two or four in the – I think in this place, it was four. DONALD KOELLER: Front and back and one upper story? MATILDA KOELLER: Yeah. Yeah. And we had a [unintelligible - 00:25:45], the toilets were, and there was no bath. But when. Dad, being a barber and seeing all these men coming home, you know, coming into the barber shop and needed a bath, so when he moved from around Paulina, he insisted about having a bathroom because then they were building the bathrooms in the house. DONALD KOELLER: This would be, say, 1910 or so? MATILDA KOELLER: This is. no, when I was 6 years old, in 1907. And we did. It must have been a bedroom because it was a big bathroom and a big tub. And from then on, we always had a bathroom, a bathtub and a toilet. Not a washstand, but just a bathtub and a toilet. That's one thing my father insisted upon, whenever we moved, was the bathroom. DONALD KOELLER: At that point in that house, there was electric light? MATILDA KOELLER: No. There was kerosene lamps then. We had kerosene lamps then. DONALD KOELLER: On the wall of the room? MATILDA KOELLER: Well, all I can remember is carrying the kerosene lamp, especially going to the bedroom. When we moved from there, we moved about two blocks away, above a grocery store, and then we had kerosene lamps. DONALD KOELLER: Do you remember getting electricity when you were still there? MATILDA KOELLER: Well, I think the first electricity was on Salem because I don't remember cleaning lamps there. DONALD KOELLER: How old were you when you moved to Salem? MATILDA KOELLER: I was about 13, 12 or 13 years old, when I moved to Salem because I went out of the district, the school. In those days, 12 you had to go to a school in your neighborhood. That was the law. But because my sister, Margaret, made coffee for the teachers and she had graduated in February, they asked me to take over the job of making coffee, and so I got a special permit to go out of the district to [drive] to school, you know, for the last year and a half of my schooling. And I made 10 cents a day. I think about a dollar a week they gave me for the. I used to get out of school at lunchtime, a half hour early, and made coffee for the school teachers. I carried my lunch because I was out of the district. I couldn't go home to eat. It's a little bit too far to walk. That was a. you had to go in your district. For instance, my brother, Ed, who was the next youngest, next to me, he only had a half a year of schooling to graduate and they wouldn't let him finish there. He had to go to the school in his district where Mother and Dad moved. But then he would have to start the whole eighth grade over and then he thought he wouldn't go to school anymore. So he. DONALD KOELLER: He never finished the eighth grade? MATILDA KOELLER: He never finished, never graduated because he wasn't going to take that half a year over again. DONALD KOELLER: But of the 10 children, brothers and sisters, almost all of your brothers and sisters finished? MATILDA KOELLER: No. Henry didn't, the second from the oldest. He did not finish. And then Ed did not finish./AT/mb/ee
A través de la realización de este trabajo, pretendo poner en perspectiva el derecho de acceso a la información pública en relación con el derecho a la intimidad y otros derechos con los cuales coexiste en la actualidad; partiendo de la tesis que en éste momento la tendencia en América - contraria a la Europea - es la primacía del derecho de acceso a la información pública, como una consecuencia lógica derivada del Derecho General de Libertades que toda persona debe tener, bajo la premisa de que nadie está obligada a hacer o no hacer, lo que la ley expresamente no manda o prohíbe, principio recogido en muchas constituciones y particularmente en la salvadoreña. En el desarrollo del mismo, tomo también en cuenta la relación que este nuevo derecho fundamental, que ha sido reconocido como tal por la Corte Interamericana de Derechos Humanos, tiene con otros derechos como el de la intimidad, plasmado en muchas legislaciones sobre todo Europeas y desarrollado a través de sendas Leyes de Regulación de Datos Personales; puesto que la Libertad es un derecho indudablemente mucho más general, el cual debe prevalecer sobre otros derechos asimiles o consecuentes, con los cuales por supuesto debe interrelacionarse, pues ningún derecho es totalmente absoluto, estando de acuerdo en que debe tener algunas limitantes, pero en todo caso la regla general debe ser la publicidad y no la intimidad, pues estos tiempos de pujanza de las tecnologías de la información, el Internet y la globalización de las actividades de toda naturaleza, nos obligan a legislar tomando en consideración las nuevas realidades, recordemos que el derecho es cambiante, nunca estático, y precisamente hemos visto como el mundo se debatió (y aún quedan graves secuelas), en una crisis económica generada por los grandes conglomerados financieros, lo cual ha traído como consecuencia no solo cuantiosas pérdidas de dinero, sino la pérdida de confianza en la Banca internacional, que vendió y repartió por todo el mundo paquetes de acciones, bonos, títulos valores y carteras de créditos sin ningún respaldo, basados en la confianza, lo cual desde mi perspectiva personal se debió en parte a que no se analizó o divulgó adecuadamente y en forma oportuna la información sensible al respecto que estaba a disposición, se prestó dinero para generación de hipotecas, bajo una ficción legal producida por el sector Inmobiliario-Bancario, a personas que no tenían capacidad de pago, ya que en forma irresponsable no se analizó la información crediticia bajo criterios técnicos reales. Vemos también como se desquebraja y se pone en peligro la Unión Europea, por la poca transparencia sobre el manejo de la información de las finanzas por parte de algunos gobiernos de la Zona Euro. Durante mis veinticinco años de ejercicio profesional de la Abogacía y el Notariado en mi querido país El Salvador, siempre tuve la aspiración de especializarme en la rama del Derecho Constitucional, no solo por ser la Constitución la ley primaria y fundamental de la cual derivan todas las leyes de un país, sino por su esencial naturaleza cambiante en aras de adecuarse permanentemente a las continuas e incesantes transformaciones sociales, sobre todo en estos tiempos de avances tecnológicos y de información vertiginosa que transita por la intranet. Ello ha producido cambios substanciales en el espectro tradicional de derechos fundamentales, hasta dar cabida a nuevos derechos y garantías que paulatinamente fueron adquiriendo más protagonismo y rango constitucional. Acorde con lo anterior, pretendo también brindar un aporte a mi país, sobre las nuevas realidades y tendencias de ese derecho fundamental de acceso a la información pública, para que se vea reflejado en la ley o sus posibles reformas futuras; tomando en cuenta que la mayoría de países de Latinoamérica y particularmente de Centroamérica, ya aprobaron una Ley de Acceso a la Información Pública; que estamos en un proceso, aunque lento, de integración económica en la región; que no tenemos prácticamente Banca nacional, sino que estamos sujetos a las regulaciones y convenios de la Banca internacional; que somos un Estado dolarizado, siendo nuestro referente los Estados Unidos con su "freedom information Act"; por lo que mal haríamos en no regular este derecho fundamental y desarrollarlo en una normativa secundaria, en forma clara y armónica con otros derechos que deban respetarse, acorde obviamente con nuestra realidad y cosmovisión nacional, pero por sobre todo poniendo nuestra mirada en el futuro, con la visión de legislar ante un nuevo panorama mundial, un nuevo derecho emergente, que no dudo que prevalecerá ante otros ya conocidos, que deberán sucumbir o ceder ante la preeminencia de éste. En la sinergia social actual, la publicidad debe ser la regla general y la intimidad la excepción, ya que el interés público, colectivo y del pueblo debe prevalecer sobre el interés individual o particular. Eso es lo que pretendo transmitir, y ojala que este modesto esfuerzo investigativo pueda contribuir a ello, en aras que los Diputados de la Asamblea Legislativa, que son los que finalmente aprueban las leyes de conformidad con la Constitución salvadoreña, puedan tener un referente, y ya sea que compartan o no mi posición, puedan tomar una mejor decisión a la hora de aprobar el contenido de la Ley o sus reformas futuras, tomando en cuenta toda la información necesaria para beneficio de los que los eligieron, a los que finalmente se deben, ese pueblo que voto por ellos y que confía en que tomarán las mejores decisiones para bien de las futuras generaciones. Asimismo, espero que también pueda servir a otros colegas estudiosos del derecho en otros países que aún no han aprobado una Ley similar o que se encuentren en la fase de discusión y análisis de su respectivo Anteproyecto. A mi juicio, no debemos cometer el mismo error que han cometido otros países de incorporar en una misma ley o en un mismo texto, el derecho de acceso a la información pública y el derecho a la intimidad junto con el consecuente habeas data, sino que deben ser regulados separadamente, en cuerpos normativos diferentes, pero en una forma armónica y clara; de ser posible en forma paralela y con vigencia simultánea, a fin de evitar contradicciones, pero como dije antes, tomando en cuenta la nueva realidad mundial y regional, partiendo de la idea que la información pública es un bien público, propiedad de todos, lo cual implica que el secreto sólo será aplicado a lo estrictamente necesario, estableciéndose de forma previa y clara cuál es la información reservada, cuales son los criterios para esa clasificación, así como los procedimientos y autoridades ante quienes se pueda impugnar la decisión de calificar la información como reservada, en otras palabras, aplicando el principio de favorecimiento a una actividad de interés público, y desarrollando como lo ha sido en el caso de El Salvador, el Art.246 de la Constitución que establece precisamente en su Título IX, Alcances y Aplicación, que la Constitución prevalecerá sobre todas las leyes y reglamentos y que "el interés público tiene primacía sobre el interés privado". Desde mi visión, cualquier Ley de regulación de datos debe de ser pensada y redactada en armonía con el derecho a la libertad, anteponiendo el interés público y el principio de máxima publicidad en materia de acceso a la información; es decir, partiendo de la base que la regla general debe ser la publicidad y no la reserva indiscriminada o difusamente delineada. La Carta Magna de El Salvador al igual que la mayoría de constituciones, reconoce el derecho a la Libertad como uno de los derechos primordiales y fundamentales de la persona en su Art.2 Cn ESA, y lo ubica en el tercer lugar, después del derecho a la vida y a la integridad física y moral; y, muy por delante del derecho a la seguridad, al trabajo, a la propiedad y posesión, al derecho al honor y la intimidad personal. Por su parte, la jurisprudencia del máximo Tribunal de Justicia de El Salvador, emitida a través de la Sala de lo Constitucional reconoce y ha dejado claramente sentado ese principio general del derecho a las libertades, como un derecho general, que no debe tener más limitaciones aparte de buscar la armonía con otros derechos, y que debe ampliamente protegerse y manifestarse a través del derecho de libertad de acceso a la información, de libertad de expresión y divulgación, de libertad empresarial, de libertad de credo o religión, etc.; pues el contenido de la Libertad, es para el máximo tribunal salvadoreño, la posibilidad de actuar conforme a lo permisible por las normas jurídicas. El ejercicio del derecho a la Libertad, debe por tanto ser entendido como una condición para que el individuo pueda desarrollar libremente sus facultades propias; y la mejor manera de hacerlo es asegurando este desenvolvimiento, a través de permitirle que se dirija espontáneamente y a su manera, afrontando las consecuencias y riesgos, en tanto no afecte el derecho legal de otro. CONTENIDO. Planteamientos Jurídicos. Mi primer planteamiento se resume en una sola pregunta: ¿Qué derecho debe prevalecer: El de libertad de acceso a la información pública, o el de la intimidad a través de la protección de datos personales?". A mi juicio es el primero, por derivar del derecho general de Libertad, y por las razones que más adelante expondré, el cual ha emergido con toda su fuerza ante la nueva realidad económica y social que vive el mundo. La clave está en qué entendemos por información personal o confidencial y como la hemos regulado en nuestras legislaciones, si lo hemos hecho conociendo sus límites y con base al principio de máxima publicidad o no. El segundo planteamiento: ¿Es la libertad de acceso a la información pública, un derecho fundamental o es un valor superior? Sostengo que ambos, depende si está regulado en cada país y de cómo esté regulado, si es derecho positivo y vigente, si está referido a tratados internacionales que generalmente están por encima de las normas, también conocidas como Supra constitucionales; pero en todo caso, el valor superior libertad es raíz y base de los derechos humanos, que constitucionalizados se vuelven fundamentales. Encontrándose este nuevo derecho humano concretamente anclado en el derecho de Libertad de Expresión, por cuanto siendo su raíz y comprendiendo las facultades de: pedir, investigar, recibir y transmitir, o sea, dar o divulgar informaciones de toda índole, por cualquier medio o procedimiento de su elección, sin limitación de fronteras y sin injerencia de las autoridades, éste ha dado origen a nuevos derechos en el espectro internacional, entre ellos, el derecho a saber, a saber la verdad, y el derecho a acceder al Internet. Este último, fue precisamente reconocido en Mayo de 2011 como derecho humano fundamental por Frank La Rue, relator especial de la Organización de las Naciones Unidas para la protección de la Libertad de Expresión e Información. Lo cual genera una nueva polémica, sobre cómo regular el mismo, por tratarse el Internet de un mundo virtual, sin territorios, ni fronteras, marcado por la abundancia de informaciones, en vez de limitaciones y "sin materialidad", lo cual no se puede regular eficazmente con nuestros principios jurídicos y filosóficos naturales o usuales. Obviamente la Tesis aborda otros cuestionamientos y temas de interés relacionados con el derecho de libertad de acceso a la información, entre ellos, si es un derecho de libertad Opcional o Autónomo, si es un derecho de libertad como tal o de prestación, etcétera; igualmente abordamos la realidad que se vive en los países que ya han implementado una ley de la materia para analizar y compartir sus experiencias; si prevalece el principio de máxima publicidad o divulgación de la información pública o si por el contrario sigue prevaleciendo la protección de datos personales; la cultura de la transparencia y del acceso a la información o la cultura del secreto, lo privado o lo prohibido. Metodología Utilizada. La metodología utilizada es la Analítica Comparativa, analizando el contexto mundial, contraponiendo el viejo mundo con el nuevo mundo, es decir la realidad Europea que es muy diferente a la Americana; la "freedom information act", es decir la libertad de información en manos del Estado por pertenecer al pueblo, versus la regulación y protección de datos personales que constan en archivos públicos; en otras palabras, el derecho de acceso a la información pública en contraste con el derecho a la intimidad. Para ello, me he apoyado en el análisis del espectro económico, social y jurídico mundial, y en el proceso acelerado y vertiginoso de promulgación de leyes de acceso a la información pública y de transparencia del Estado, suscitado en el mundo entero y particularmente en toda Latinoamérica, de la cual hacemos un pequeño recorrido; para luego pasar al contexto centroamericano en proceso de integración económica, siendo las últimas leyes de acceso a la información pública aprobadas, la de nuestra vecina República de Guatemala y la de El Salvador, promulgada en el año 2011 y que entró en vigor a partir de Mayo de 2012, cuya ley era necesaria y conveniente, siendo que la misma surgió a través de un proceso de discusión y cabildeo con los diferentes actores, sectores involucrados, fuerzas vivas, sociales, económicas y políticas del país, incluyendo el análisis de dos borradores de proyectos de ley que fueron discutidos por los diferentes partidos políticos en la Asamblea Legislativa juntamente con el Reglamento respectivo; por lo que es muy oportuno hablar de este tema; esperando que esta modesta investigación académica pueda servir de algún aporte no solo en mi patria, el pulgarcito de América, El Salvador; sino a otros países que aún no regulan este derecho, que lo han hecho recientemente, o que incluso han promulgado ya leyes cuya vacatio legis está pendiente o que han sido promulgadas pero aún no han entrado en vigencia plena, como es el caso de España, a la cual también obviamente nos referiremos, que ya cuenta con una Ley de acceso a la información pública, denominada en sentido amplio: Ley 19/2013, de 9 de diciembre, de transparencia, acceso a la información pública y buen gobierno. LOS OBJETIVOS PRINCIPALES DE LA TESIS SON. 1. Poner en perspectiva ambos derechos: el de libertad de acceso a la información pública y el de la intimidad; pues los dos deben ser objeto de regulaciones específicas en todos los países del hemisferio. Pero de conformidad con mi tesis cualquier ley de regulación de datos personales o reforma, debe ser pensada y adecuada al principio de máxima publicidad en materia de información. 2. Promover que la regla general en materia de información en poder del Estado, debe ser la publicidad, y la excepción, lo reservado, lo clasificado, lo secreto. 3. Esta tesis pretende exhortar a los países que no cuentan con una legislación al respecto, o que solo cuentan con leyes de regulación de datos, que legislen sobre el tema en forma armónica y consecuente con la nueva realidad económica mundial, tomando en consideración las experiencias vividas por otros países que han avanzado más sobre este derecho fundamental. 4. Señalar con claridad que todo Estado está en la obligación de transparentar la actuación de sus gobiernos y de sus funcionarios, poniendo a la disposición de los ciudadanos que los eligieron, toda la información relativa a su gestión, pues un pueblo que no tiene acceso a la información, no puede considerarse verdaderamente democrático. 5. Impulsar una cultura de transparencia, combate a la corrupción e impunidad que conlleve la creación o reforma de leyes de acceso a la información pública eficaces y positivas, que permitan cambiar el entorno y realidad actual de muchos países en la búsqueda de una verdadera democracia, dejando atrás la cultura de la opacidad y el secretismo de la cosa pública. 6. Finalmente, exhortar que de una forma u otra, según la realidad jurídica y cosmovisión de cada país, se considere a la libertad de acceso a la información pública, como un derecho humano fundamental, positivo y vigente; se modernicen y sometan a la nueva tendencia y realidad mundial de transparencia en la gestión pública y de acceso a la información; o en todo caso, reconozcan la prevalencia de los tratados internacionales que regulan la materia; y, consideren a este nuevo derecho como un valor superior, necesario e imprescindible para el desarrollo democrático, económico, social y de cambio generacional. PRINCIPALES APORTACIONES DE ESTA TESIS A LA CIENCIA JURÍDICA: NOVEDADES, AVANCES. El objetivo principal de mi investigación y análisis, es provocar una reflexión objetiva y sosegada en torno a qué derecho debe tener primacía en la actualidad: el de libertad de acceso a la información pública o el derecho a la intimidad, a través de la protección de datos. Lo novedoso es que la gente en la actualidad quiere estar más informada, difunde, transmite por medios tecnológicos, aparatos electrónicos con mayor capacidad de almacenamiento, obviamente también comparte y busca más información, para crearse opinión y tomar mejores decisiones en todos los aspectos de su vida, por lo que se trata de un cambio de mentalidad, un cambio generacional, pasar de la cultura del secreto y la opacidad a la cultura de la información y la transparencia, en donde la regla general debe ser el libre acceso a la información y la excepción lo confidencial o prohibido, y todo ello representa un verdadero desafío para el legislador y sobre todo para los aplicadores de las leyes y los juzgadores, quienes deben adaptarse a esa nueva realidad social mundial. Si bien ningún derecho es absoluto y debe tener límites, en mi opinión debe prevalecer el derecho de libertad o en todo caso el valor superior Libertad, origen y fin de toda sociedad democrática y propia de la naturaleza del hombre que desea vivir en desarrollo. Sin información no hay democracia ni desarrollo de los pueblos; en los países en los que sus ciudadanos no tienen acceso a la información, prevale la ignorancia, la corrupción, la impunidad y la falta de transparencia, en otras palabras no hay desarrollo. Pienso que cualquier ley o reforma de ley, que verse sobre tales materias, debe ser pensada en base al principio fundamental y rector, que debe ser el principio de máxima publicidad o de máxima divulgación de la información. Por ello, es importante establecer mediante conceptos claramente definidos, qué debemos entender y cómo debemos aplicar esos conceptos y principios que rigen el acceso a la información pública; qué debemos considerar como información de carácter personal, confidencial o reservada, para no dejarlo al arbitrio interpretativo del funcionario; igualmente, qué tipo de información requiere el consentimiento previo y expreso de su titular, y cual no requiere tal consentimiento, tal como ya lo han hecho otros países como Argentina y Uruguay, que incluso lo tienen claro y plenamente definido, paradójicamente en leyes de protección de datos personales. Se dice que una fe sin hechos no transforma, igualmente una ley sin los recursos necesarios para su implementación no funciona, es ineficaz, por ello para que el derecho sea objetivo se deben de otorgar los recursos económicos, técnicos, humanos y de cualquier otra índole, suficientes para su cumplimiento, adoptando toda una plataforma tecnológica que permita que el Estado cumpla con su obligación prestacional de dar la información; aparte de implementar las medidas y mecanismos de control ciudadano, capaces de garantizar la participación exclusiva de funcionarios probos, que rindan cuentas de su gestión de los bienes públicos, en especial permitiendo a los ciudadanos que ejerciten su derecho de pedir la información, sin necesidad de legitimar un interés particular, simplemente por tener el derecho a saber. Hay que tener en cuenta que las legislaciones sobre la materia deben adaptarse, adecuarse reformarse o implementarse, en perfecta sintonía con los Convenios Internacionales de Derechos Humanos, que forman parte de la legislación internacional, los cuales han ido cambiando o se han ido ampliando, y que, al haber sido aprobados y/o ratificados por los países miembros, entran a formar parte del ordenamiento jurídico de los países, por lo que están obligados a su implementación a través de leyes o reformas, a fin de que se tornen en derecho positivo y a la vez vigente; y no tener que esperar que se haga forzosamente a través de sentencias de tribunales internacionales, como sucedió con el caso de Chile. Esa es la disyuntiva y preeminencia de derechos que pongo en perspectiva (el acceso a la información o la intimidad), en el entendido que es mejor haber tomado una decisión errónea después de haber analizado y accedido a toda la información posible, disponible y permisible al alcance de nuestras manos, que no haber tomado ninguna, por falta de Libertad de acceso a la información, en un mundo que se caracteriza por ser generador por excelencia de cada vez más novedosas tecnologías de la Información. Otra aportación importante, está en destacar que esta clase de regulación debe abarcar no solo a instituciones del Estado, ya sea de gobierno, autónomas, de capital mixto, concesionarios de servicios públicos o subsidiadas por el Estado, sino también a las empresas privadas o particulares que estén prestando o en el futuro se dedicarán a prestar servicios de información en general. A manera de ejemplo, ya existe información estadística recopilada en redes sociales como Facebook y twiter, sobre servicios, quejas ciudadanas, etc, que son de interés de las Municipalidades para conocer el grado de satisfacción de los habitantes y del trabajo del ayuntamiento, que posteriormente se traducirán en votos favorables o desfavorables, de aprobación o desaprobación de su gestión y de su posible reelección o no. Me declaro abiertamente PRO acceso a la información, pues creo que a pesar de todo, y de cualquier crítica que pueda existir, válida o no, tener acceso a la información pública tiene y traerá más beneficios que perjuicios a los pueblos democráticos. Otro aporte importante del trabajo, es el análisis y resumen que hago del derecho comparado sobre libertad de acceso a la información pública, tanto de legislaciones como de jurisprudencia, contraponiendo a Europa con América, y haciendo un recorrido sucinto por los países más representativos de Latinoamérica, que incluye el área centroamericana y por su supuesto mi propio país, El Salvador, sin dejar de abordar a la madre patria España. Al respecto de América, es pertinente destacar la reciente implementación de una nueva generación de leyes de avanzada, como el caso de México, donde se aprobó el 4 de Mayo de 2015, la Ley General de Transparencia y Acceso a la Información Pública, una ley de orden público y de observancia general en toda la República, que crea toda una política, un sistema y una plataforma nacional de transparencia. El derecho es cambiante y debe adaptarse a las nuevas realidades, por lo que el derecho a la libertad de acceso a la información pública ha generado a su vez el nacimiento de nuevos derechos, como el derecho al internet, el derecho a saber, a saber la verdad, etc, siendo para mí lo más importante para asegurar el éxito de cualquier Ley, crear una verdadera cultura de transparencia y de acceso a la información, tanto de carácter pública como privada, lo cual garantiza todo un sistema democrático de control ciudadano, de pesos y contrapesos, fomenta la rendición de cuentas de los funcionarios públicos, la libertad de expresión y de información, es decir, la transparencia como medio eficaz de combatir la corrupción y la impunidad en cualquier sociedad o Estado, que realmente busque el desarrollo de su pueblo y consolidación de su democracia. CONCLUSIONES. a) Estimo, que no podemos tomar buenas decisiones, ya sea como personas, empresas, conglomerados, instituciones internacionales, Estados o Unión de Estados, si no tenemos acceso a la información pública necesaria, adecuada, conveniente y oportuna, incluyendo aquella información personal que no requiere el consentimiento previo y expreso de su titular o que se ha vuelto pública a través de medios masivos de comunicación. b) Las leyes de datos personales deben estar enfocadas y tener como finalidad la regulación y control de la información personal, pero no deben limitar el derecho de acceso a esa información, excepto cuando se traten de datos sensibles, protegidos por ley expresa y clara, pues se tiende a confundir a priori, de que toda esa información es prohibida. c) Ambos derechos: el de Libertad de Acceso a la Información y a la Intimidad, son derechos fundamentales de la persona humana, pero no son derechos absolutos, sino relativos en cuanto no riñan entre sí, por lo que deben legislarse en forma positiva, sistemática y armónica. d) Considero, según ésta propuesta, que no deben utilizarse normativas que quieran proteger la intimidad o imagen de las personas para limitar el derecho de acceso de información, sino que la regulación de ambas materias deben de pensarse de manera conjunta, coordinada y plenamente consensuada, partiendo del hecho de que la publicidad debe ser la regla general y no la excepción. e) Es conveniente legislar qué tipo de información no requiere el consentimiento expreso de su titular, como sería el caso de datos provenientes de fuentes públicas de información, tales como: registros, archivos o publicaciones en medios masivos de comunicación, información periodística o referencias de prensa; o de listados cuyos datos se limiten a: nombres y apellidos, documento de identidad o registro único de contribuyente, nacionalidad, estado familiar, nombre del cónyuge, régimen matrimonial, fecha de nacimiento, domicilio y teléfono, ocupación o profesión, etc.; o se trate de datos recabados para el ejercicio de funciones o deberes, constitucional o legalmente regulados; o que se deriven de una relación contractual del titular de los datos y sean necesarios para su desarrollo y cumplimiento; o, finalmente, hayan sido recabados por personas físicas o jurídicas, privadas o públicas, para su uso exclusivo o de sus asociados o usuarios y por supuesto, para fines lícitos. f) El derecho de libre acceso a la información pública, es un derecho humano fundamental, vital para el ejercicio de la libertad de expresión y pensamiento, es un instrumento en el combate de la corrupción, indispensable para fortalecer la democracia y fomentar la participación y control ciudadano, además de ser una herramienta para sostener el principio de legalidad de la actuación de los funcionarios públicos. g) Es conveniente que esta legislación especial sobre acceso a la información pública, este confiada, en cuando a su implementación y fiscalización, a un ente regulador independiente, autónomo y apolítico, incluso en lo económico. h) En el ámbito del derecho mercantil y como parte del Derecho a la Libertad Empresarial, existen datos de relevancia pública, que permiten la formación crítica de las personas a las que van destinadas y que son considerados como asuntos de interés general, entre ellos, el análisis del riesgo, de suma importancia en el comercio moderno, que requiere conocer aquella información judicial, crediticia o de prensa, que asegure una adecuada decisión financiera o mercantil y, sobre todo, una inversión razonablemente confiable. i) En lo relativo a excepciones al acceso a la información, acceso parcial, deber de motivación y control de las resoluciones denegatorias, la regla general en un Estado democrático ha de ser el de respetar el principio de máxima publicidad o sea, la del mayor acceso posible a la información pública, de manera que cualquier posible denegación de acceso debe interpretarse siempre de forma restrictiva, y sobre la base de excepciones legalmente estipuladas claramente en la Ley. j) De acuerdo a esta Tesis, el Estado tiene la obligación de elaborar versiones públicas de los documentos confidenciales o restringidos a su cargo, pues a la luz del principio de máxima publicidad, la declaratoria de reserva, secreto o confidencialidad debe reducirse a su mínima expresión; debiendo tomar las medidas adecuada para prevenir y sancionar las conductas deliberadas o negligentes, que favorezcan la obstrucción injustificada al derecho de acceso a la información en manos gubernamentales. k) Las empresas que prestan servicios de información, también conocidas como burós, deben estar protegidas por ese derecho de libertad de acceso a la información, pues ellas nacieron como una necesidad del sistema financiero para reducir costos de la evaluación del riesgo. La apertura y modernización de los sistemas financieros y la baja en los costos de informática y comunicaciones, permite la existencia de estos burós, los cuales deben ser incorporados y estar claramente regulados en la Ley. l) Los burós o empresas de servicios de información o analizadoras de riesgo, no solamente propician el desarrollo y agilidad en las transacciones financieras y bursátiles, sino que indirectamente coadyuvan a detectar lavado de dinero y activos, actividades de narcotráfico, trata de personas, contrabando de mercaderías y otras actividades ilícitas, minimizando riesgos consecuentes. m) La falta de acceso a la información, trae consigo la mala toma de decisiones, pues a mayor y mejor información, mejores decisiones. La falta de acceso a la información limita las posibilidades de negocios, pues no permite evaluar correctamente el riesgo. Consecuentemente, la falta de acceso a la información, también restringe el crédito interno de un país. n) Los países cuyos ciudadanos todavía no cuentan con libre acceso a la información pública, en realidad no son enteramente democráticos y, consecuentemente, estimo que no podrán alcanzar un verdadero desarrollo socio económico. o) El derecho a la información es indispensable para fomentar la cultura de transparencia, y debe aplicar tanto a instituciones públicas como privadas con base al principio de máxima divulgación o publicidad. Todo ello, en defensa del valor superior libertad y de la primacía de este nuevo derecho humano fundamental de acceso a la información pública. Finalmente, no puedo dejar de mencionar que al participar del Programa de Doctorado en Derecho Constitucional, de la Universidad de Castilla La Mancha, he tenido la oportunidad de ampliar mis conocimientos con catedráticos y maestros de gran trayectoria y reconocimiento en España, no solo por su labor docente, sino también académica y científica en el desarrollo de temas de gran trascendencia en el conglomerado de profesionales, especialistas y verdaderos maestros de derecho Constitucional Español, que están sentando jurisprudencia en los Tribunales Constitucionales de la Unión Europea, lo cual me ha abierto una ventana de conocimientos que me permiten no solo comparar la legislación constitucional salvadoreña con la Española, que por cierto está ejerciendo mucha influencia en la Sala de lo Constitucional de la Corte Suprema de Justicia de El Salvador, sino ir más allá, para entender adecuadamente que se está haciendo en el continente Europeo, sobre temas tan trascendentales como los Derechos Humanos, que han sido plasmados y reconocidos en Tratados y Convenios Internacionales; particularmente en torno a este nuevo derecho fundamental, que tiene sus raíces en la libertad de expresión. Así como las nuevas tendencias y jurisprudencia, que ha surgido del Tribunal Europeo de Derechos Humanos y de la Corte Interamericana de Derechos Humanos; lo cual me permite tener una visión más amplia y aplicar lo que pueda ser útil a nuestra realidad e idiosincrasia, transmitiendo las vivencias y experiencias a otros que aún no han regulado este derecho, están en el camino de implementación de una Ley o están aún pensando en hacerlo, para que no cometan los mismos errores o hagan las rectificaciones o reformas pertinentes.
Nel 1990 il Mediterraneo aveva una popolazione costiera pari a 146 milioni e alcuni studiosi, nel 1998, avevano stimato che la popolazione urbana costiera avrebbe potuto aumentare di almeno altri 30 milioni di abitanti entro il 2025 con ulteriori 350 milioni di turisti all'anno (Hinrichsen, 1998). Nel 2005 il dossier redatto dall'UEP/MAP (Plan Bleu, 2005) ha ridimensionato tali valori, dimostrando che entro la stessa data saranno 20 milioni le persone che andranno ad aggiungersi alla popolazione residente, così come ulteriori 137 milioni di turisti si uniranno ai 175 milioni già presenti, e particolarmente i litorali. L'analisi di questi dati mostra inoltre che il 75% degli abitanti dei paesi prospicienti il Mediterraneo vive in aree costiere (in Italia il valore è compreso tra il 60 e il 70%). La fascia costiera italiana, che si sviluppa per oltre 7500 km, oltre ad essere caratterizzata da paesaggi di eccezionale valore naturalistico, ospita quindi anche una consistente parte delle risorse economiche nazionali, con importanti centri urbani e industriali, infrastrutture e attività turistiche. Gli scenari descritti, specie dopo i recenti report inerenti ai cambiamenti climatici in atto sull'intero globo (IPCC, 2007), hanno posto serie problematiche nella gestione della risorsa costiera e nella valutazione dei possibili rischi associati. Comprendere come la costa è destinata ad evolvere ha assunto perciò un'importanza strategica. Le ricerche interdisciplinari sviluppatesi nell'ultimo ventennio hanno messo in evidenza come gran parte delle pianure costiere mondiali (e quindi anche italiane) sono soggette al rischio erosione e allagamento per ingressione marina dovuta a fattori naturali (globali e locali) e antropici. Tra questi studi si porta l'attenzione del lettore al progetto VECTOR (Vulnerabilità delle coste e degli ecosistemi marini italiani ai cambiamenti climatici e loro ruolo nei cicli del carbonio mediterraneo), dal quale è nato l'argomento di questa tesi di dottorato. In questo lavoro è stato analizzato in dettaglio il litorale della Piana del F. Sele (Campania, Italia), contesto estremamente interessante al fine di comprendere l'evoluzione di una costa bassa e sabbiosa con concentrazione di importanti centri abitati (Salerno), aree turistiche imponenti (sito archeologico di Paestum, litorale di Capaccio-Paestum, litorale di Eboli) e condizioni morfologiche tali da rendere l'area suscettibile ai cambiamenti del sistema costiero. La piana in questione, così come le altre piane campane, ha sperimentato negli ultimi 6 millenni un prevalente trend progradazionale ben documentato da più sistemi di cordoni dunali (ad esempio i cordoni di Laura e Sterpina descritti da Brancaccio et al., 1995 in Piana Sele). Le più interne datano circa 6000 anni e marcano la massima ingressione del mare durante l'Olocene. A partire dal XX secolo questo trend si è interrotto e molti tratti di costa risultano affetti da un'erosione anche molto marcata. Le cause vanno essenzialmente ricercate nel ridotto apporto sedimentario legato alle sistemazioni idraulico-forestali, ma soprattutto alla realizzazione di numerosi invasi artificiali lungo i principali fiumi alimentatori. La prova di ciò è ben evidenziata dalla trasformazione delle foci fluviali dei principali corsi d'acqua, le quali si sono rapidamente modificate da fluvial dominated a wave dominated. A questo va aggiunta la forte antropizzazione dei litorali che si è avuta in particolare dopo la seconda guerra mondiale a seguito sia dello sviluppo turistico che di quello urbanistico. Partendo da tali presupposti l'obiettivo principale del presente lavoro è la determinazione delle caratteristiche morfologiche, sedimentologiche e delle dinamiche evolutive del tratto di costa sabbioso compreso tra le foci dei fiumi Solofrone e Picentino al fine di valutarne lo stato di vulnerabilità costiera. Una prima fase dello studio è stata dedicata ad un'approfondita ricerca dei dati bibliografici, cartografici e aero-fotogrammetrici inerenti l'area. L'analisi bibliografica ha permesso di individuare i tratti salienti dell'evoluzione geomorfologica, che appare requisito essenziale per la comprensione degli eventi morfogenetici e delle dinamiche recenti della costa. L'analisi cartografica e aero-fotogrammetrica, basata essenzialmente sul reperimento di documenti inerenti l'ultimo secolo, ha consentito di delineare l'evoluzione storica della linea di riva. In particolare sono state adoperate carte storiche dell'IGMI (Istituto Geografico Militare Italiano) del 1870, 1908, e 1954, la cartografia CasMez (Cassa del Mezzogiorno) del 1975, la CTR (Carta Tecnica Regionale) della Regione Campania del 2004, le foto aeree del 1944, 1954, 1984, 1998 e 2004. I documenti raccolti sono stati organizzati, corretti e adattati mediante l'uso di un software GIS (ArcGis ver. 9.2). In particolare è stato indispensabile l'orto-rettifica mediante un programma preposto (Erdas ver. 9.1) precedentemente l'utilizzo delle foto aeree. La seconda fase è consistita nella raccolta di dati originali mediante un lavoro di campagna, durante il quale, con l'utilizzo di un sistema di posizionamento DGPS (GNSS R6), si è rilevata la linea di riva al 2009 e la topografia di vari profili longitudinali di spiaggia. E' stato inoltre fatto uno studio con lo scopo di definire gli aspetti sedimentologici caratterizzanti i differenti contesti geomorfologici riconosciuti per i profili esaminati: sono stati prelevati 48 campioni lungo il litorale del Golfo di Salerno, su ognuno dei quali è stata eseguita un'analisi granulometrica, con relativa interpretazione statistica. I rilievi topografici sono stati successivamente correlati alle caratteristiche tessiturali dei sedimenti essendo questo passaggio fondamentale e propedeutico alla comprensione dei fenomeni morfo-evolutivi della costa: i sedimenti che costituiscono la spiaggia sono condizionati dalla dinamica litoranea in quanto, lungo gli assi di transito longitudinali e trasversali, le componenti granulometriche tendono a convergere verso il fondale in cui si trovano mediamente in equilibrio sotto l'azione del moto ondoso. Una fase fondamentale del lavoro è stata la valutazione del clima marittimo (wave climate) sia al largo che lungo costa, mediante l'applicazione di modelli fisici. Si è risaliti al tipo di ondazione incidente sulla Piana del Sele, così come si è giunti alla valutazione degli effetti di essa sulle spiagge con il calcolo di parametri specifici, quali il run-up e il set-up. Le informazioni raccolte hanno dato una chiara lettura e una dettagliata caratterizzazione dell'intera fascia rivierasca compresa tra Salerno e Agropoli (SA) e soprattutto sono state la base per l'implementazione di una nuova metodologia di analisi per la valutazione della vulnerabilità costiera. Il metodo ha permesso di realizzare una carta della vulnerabilità costiera potenziale, così come di effettuare valutazione e cartografie su range temporali più ampi: infatti, considerando gli scenari previsti dall'IPCC (2007) su 25 e 50 anni, è stato possibile introdurre tali parametri e costruire carte della vulnerabilità costiera proiettata su tali anni. Di seguito si da una panoramica sulle operazioni e i risultati ottenuti mediante l'esecuzione delle singole fasi di lavoro. L'analisi comparata delle linee di costa ricavate dall'indagine aereo fotogrammetrica e cartografica ha messo in chiara evidenza che, durante il XX secolo, è possibile individuare almeno 3 fasi evolutive. La prima, che va dal 1870 al 1908, mostra una costa in progradazione, in modo particolare alle foci dei fiumi Sele, Tusciano e Picentino, con trend che raggiungono i 5,50 m/a. Tale fase s'inverte completamente durante il lasso cronologico compreso tra il 1908 e il 1984, con valori di arretramento che tendono ad accentuarsi tra il 1975 e il 1985 (si nota che la foce del F. Sele arretrava con un tasso di 7,7 m/a). L'ultima fase va dal 1984 al 2009 (e con ogni probabilità continua ancora oggi), con la costa che tende all'equilibrio: infatti è possibile rilevare diverse aree in leggera progradazione e solo poche in arretramento (si tratta di quelle poste nelle vicinanze delle foce del F. Sele). Quest'analisi mostra in maniera decisiva che l'evoluzione della fascia costiera della Piana del F. Sele è strettamente legata agli apporti fluviali, basti notare che le aree fortemente influenzate dall'erosione sono proprio quelle prospicienti le aree di foce. Questo è certamente da mettere in correlazione alla drastica diminuzione degli apporti sedimentari causata dalla presa in alveo di materiale e alla costruzione di traverse e dighe. L'analisi effettuata sull'intero arco dei 140 anni ha mostrato che sulla zona costiera della Piana del F. Sele insiste una tendenza erosiva molto marcata, localizzata in modo particolare nei pressi delle foci del F. Picentino e del F. Sele, con valori di arretramento rispettivamente di 0,4 m/a e di 1,3 m/a. Per caratterizzare la morfologia e la morfometria della spiaggia emersa e sommersa, nonché gli aspetti sedimentologici sono stati effettuati 12 profili trasversali alla linea di costa in tratti rilevati del litorale. L'analisi morfo-sedimentaria della spiaggia ha messo in luce che l'intero settore è morfologicamente caratterizzato da spiagge ampie da un minimo di 20 m fino a un massimo di 80 m. Il settore sommerso della spiaggia è caratterizzato dall'esistenza di una grossa barra con relativo truogolo, mentre la pendenza della zona intertidale risulta marcata lungo la foce del F. Sele, attestandosi in media intorno al 13%, fino a digradare ad una pendenza vicina al 10% sul resto del litorale. Per le zone poste a S della foce del F. Sele, la pendenza della battigia è costante lungo l'intero tratto, attestandosi in media intorno all'11%. Nel settore di spiaggia indagato è presente un solco di battigia posizionato in media tra - 0,5 m e – 0,4 m. Lungo l'intero litorale la berma ordinaria è ben evidente, raggiungendo in alcuni tratti l'altezza di 0,6 m con stacchi di pendenza tra battigia e berma molto evidenti. Questo non vale per le berme di tempesta, che sono spesso cancellate dall'azione antropica e dove visibili, lo sono in maniera non sempre marcata. Il sistema dunale è in gran parte conservato, ma non sempre è in buone condizioni. Infatti in taluni casi (concentrati nella porzione meridionale del sistema e nella parte centrale) è possibile constatare che esistono almeno due a più ordini di dune, molto estesi a S e molto reincisi nei pressi della foce del F. Sele, mentre nella zona compresa tra la foce del F. Tusciano e Salerno la duna è quasi completamente scomparsa e/o estremamente antropizzata. Le analisi granulometriche effettuate sui campioni prelevati sulla spiaggia intertidale mostrano che le taglie dei granuli comprese tra 0,39 mm e 0,45 mm (sabbia media) sono prevalenti nei settori più vicini alla foce del F. Sele, mentre verso N si rivela la presenza di materiale ciottoloso: infatti si raggiungono valori compresi tra 0,69 mm e 0,97 mm (sabbia grossolana) nel tratto di costa centrale da Campolongo alla foce del torrente Asa. La parte più prossima a Salerno è invece caratterizzata da un tipo di sedimento estremamente ciottoloso. Nei settori meridionali e centrali arriva a valori di 0,55 mm (sabbia grossolana). Un dato anomalo, che mostra come questo litorale possa essere localmente condizionato dall'apporto di sedimento alloctono è il dato massimo del coefficiente di appuntimento che raggiunge il valore di 10,63 (valore molto alto se si tiene conto che Folk & Ward, 1957 propongono come limite massimo per questo indice il valore 3). Mediante gli studi effettuati sulla condizione del clima marittimo è stato possibile valutare l'ondazione prevalente con le relative altezze d'onda e periodo medio. Analizzando le serie ricavate alla boa di Ponza è stato possibile rilevare che l'altezza d'onda significativa media è pari a 4,34 m, con un periodo di 7,76 s. È stato valutato anche l'effetto della massima mareggiata della serie analizzata corrispondente a quella del 26\12\1999, con valori di altezza d'onda pari a 6,90 m e periodo di 11,94 s. La direzione prevalente è invece SSW-NNW. Tali valori hanno permesso di giungere al calcolo di parametri a loro strettamente legati, come la profondità di chiusura, pari a 7,714 m (11,191 m per la massima mareggiata registrata). Inoltre è stato valutato anche il set-up e il run-up d'onda incidenti per ogni profilo indagato con una media lungo tutta la costa della Piana del Sele pari a 0,05 m per il primo e 1,65 m per il secondo. C'è da dire che anche in questo caso possiamo notare settori con caratteristiche d'energia molto differenti: il run-up infatti varia da un massimo di 2,07 m a un minimo di 0,91 m, che vuol dire un'ondazione che può arrivare ad invadere la spiaggia emersa per valori compresi tra il 24% e il 101%. Sui profili di spiaggia analizzati è stato possibile realizzare anche opportune valutazioni previsionali sul trend evolutivo della costa in seguito al previsto innalzamento del livello marino (IPCC, 2007), applicando modelli matematici e morfologici capaci di valutare l'arretramento atteso. Per il caso preso in considerazione sono stati ricavati i diversi parametri utili a questo calcolo analizzando il regime meteo marino per il periodo compreso tra gli anni 1989 e il 2008 e i singoli profili topografici della spiaggia agganciati ai rilievi batimetrici eseguiti con rilievo single-beam. In particolare si è giunti a valutare l'arretramento da Sea Level Rise applicando due metodologie morfologiche e adottando il dato d'innalzamento del livello marino calcolato dal Antonioli & Leoni (2007) sulla base dei dati pubblicati dall'IPCC (2007). L' arretramento medio atteso è stato stimato pari a 0,16 m/a (utilizzando Bruun, 1964) o a 0,23 m/a (Davidson-Arnott, 2005). L'insieme dei dati e delle informazioni ricavare sono state la base per la realizzazione di un modello in grado di valutare la vulnerabilità costiera lungo il settore di costa preso in esame. La vulnerabilità costiera, intesa come suscettibilità di un dato tratto litoraneo ad essere inondato o eroso, è legata a numerose variabili che possono essere riassunte in tre blocchi principali: erosione, inondazione permanente e inondazione episodica. Esistono vari modelli per la valutazione e il confronto della vulnerabilità costiera in diversi contesti, metodi che vanno dal quantitativo al qualitativo. La metodologia proposta da Gornitz et al., 1997, per esempio, suggerisce il calcolo di un indice di vulnerabilità (CVI – Coastal vulnerabilità index) attraverso la parametrizzazione di elementi caratterizzanti un dato tratto litoraneo relazionati tra loro attraverso una regressione lineare multipla. Questa metodica, nonostante sia largamente utilizzata, ha il difetto di essere valida e sensata solo per ambiti territoriali e geografici molto vasti. Nel nostro caso, dunque, si è cercato di adottare la "filosofia" di questo metodo, apportando però sostanziali modifiche che lo rendessero idoneo alla caratterizzazione di sistemi costieri di piccola estensione, incrementando e perfezionando sensibilmente le variabili da analizzare e avvalendoci dell'uso di un sistema GIS (ArcGis 9.2 della ESRI). Si è giunti alla proposta di un nuovo indice di vulnerabilità (IVC) basato sulla valutazione dell'Erosione Potenziale e dell'Inondazione Potenziale e di due indici di vulnerabilità costiera (IVC25 e IVC50) che tengono in considerazione l'effetto del Sea Level Rise (S.L.R.) su 25 e 50 anni. Come per la metodologia dell'USGS la correlazione finale dei singoli indici avviene utilizzando la regressione lineare multipla, e il valore finale dell'indice utilizzando la relazione , già identificata e sperimentalmente provata da Gornitz et al., 1994. Il tratto maggiormente vulnerabile alle forzanti costiere studiate sono le aree comprese tra l'ospedale di Campolongo fino all'area in cui sorge il Molo Sirena, comprendendo interamente la foce del F. Sele. Quasi il 44% delle spiagge appaiono contraddistinte da una vulnerabilità costiera da alta a molto alta. L'applicazione di un nuovo modello regionalizzato e studiato per aree ristrette ha dato la possibilità di identificare e parametrizzare le caratteristiche principali del tratto litoraneo dell'unità fisiografica delle Piana del Sele, in modo particolare in merito alla sua erodibilità potenziale, al suo grado di suscettibilità all'inondazione e quindi alla sua vulnerabilità costiera. Appare un metodo molto semplice e dettagliato, adatto all'applicazione preliminare su qualsiasi contesto costiero e per questo un utile strumento di pianificazione territoriale. ; In 1990 in the Mediterranean zone there was a coastal population of 146 million; some authors, in 1998, estimated the urban coastal population growth at least of further 30 million by 2025 with 350 million of tourists (Hinrichsen, 1998). In 2005 the dossier edited by UEP/MAP (Plan Bleu, 2005) rescaled these values: by 2025 population will increase of 20 million people, and the tourists will be 137 million more compared to the 176 million already present mainly on littorals. The analysis of data shows, moreover, that 75% of mediterranean population lives in coastal zones (in Italy the value varies from 60% to 70%). Italian coastal zone, more of 7500 km long, in addition to the several beauties of landscape, has a substantial part of the national economic resources, with important urban and industrial centers, infrastructures and touristic activities. These circumstances, especially after the recent reports about climate change (IPCC, 2007), cause heavy problems in coastal resource handling and in connected risk assessing. It's therefore of primary importance to realize how the coast will develop. Interdisciplinary researches of the last 20 years highlight how many world coastal plains (Italian too) are subject to erosion and flooding risk by sea ingression due to natural (global and local) and anthropic elements. Among these studies we point out to the readers VECTOR project (Vulnerability of the Italian coastal area and marine ecosystems to climatic changes and their role in the Mediterranean carbon cycles) from which the subject of this PhD thesis originates. In this work has been analyzed in detail the littoral Sele river Plain (Campania, Italy) extremely interesting zone in order to realize the evolution of a low and sandy coast with concentration important built-up area (Salerno), great touristic places (archeological site of Paestum, Capaccio-Paestum littoral, Eboli beaches) and morphological conditions which make the area open to developments of coastal system. In the last six millennia this plain and all plains in the southern Italian region of Campania have experienced coastal progradation amply documented by several dune systems. Since the 20th century this trend has been interrupted and many stretches of the coastline are now affected by erosion, at times severe. This has serious implications both for public safety and of a socio-economic nature. The causes are essentially to be sought in the decrease in sedimentary discharge due to forest hydraulic engineering works but especially to the construction of many artificial lakes along the main water courses. Clear evidence of this is the transformation of the mouths of the main water courses from fluvial-dominated to wave-dominated. A further factor is intense urbanization, which took place especially after World War II in the wake of tourist development. Starting from these assumptions the aim of this work is the determination of the morphological and sedimentological characterizations and the evolution dynamics of sandy coastal sector between the Solofrone and Picentino mouths in order to estimate the state of coastal vulnerability. The first stage of the study provides an in-depth search of bibliographic, cartographic and photogrammetric data concerning the study area. Bibliographic analysis specifies the salient points of geomorphological evolution, that is essential requirement to realize the morphogenetic events and recent coast dynamics. Cartographic and photogrammetric analysis, essentially founded on finding documents about the last century, outlines the historical evolution of shoreline. In particular have been used historical maps by IGMI (Istituto Geografico Militare Italiano) on 1870, 1908 and 1954, the cartography CasMez (Cassa del Mezzogiorno) on 1975, the CTR (Carta Tecnica Regionale) by Campania Region on 2004, the aerial-photos on 1944, 1954, 1984, 1998 and 2004. The documents collected have been organized, rectified and adapted by a GIS software (ArcGis rel. 9.2). In particular, for the aerial-photos has been used a software (Erdas rel. 9.1) to orthorectify them before the employment. The second phase consisted in collecting original data through a campaign work, during which, with the use of a DGPS positioning system (GNSS R6) has identified the shoreline in 2009 and the topography of various longitudinal profiles of beach. It was also made a study in order to define the sedimentological aspects characterizing the different geomorphological contexts recognized for the profiles examined: 48 samples were collected along the coast of the Salerno Gulf, on each of whom is performed a particle size analysis, with relative statistical interpretation. The topographical surveys were then linked to the textural characteristics of sediments as this critical step and preparatory to the understanding of geo-morphological phenomena of the coast: sediments that form the beach are affected by coastal dynamics because, along the transit longitudinal and transversal axes, granulometric tend to converge towards the bottom where they are on average in equilibrium under the action of waves. An important stage of work was the evaluation of wave climate both off and along the coast, through the application of physical models. It was back to the type of wave climate on the Sele Plain, as well as the assessment of the effects of it on the beaches with the calculation of specific parameters, such as the run-up and set-up. The information collected gave a clear reading and a detailed characterization of the entire coastal strip between Salerno and Agropoli (SA) and especially were the basis for implementing a new method of analysis for the assessment of coastal vulnerability. The method gave the possibility to create a map of potential coastal vulnerability, as well as to carry out evaluation and maps on wider range of time: in fact, considering the scenarios predicted by the IPCC (2007) on 25 and 50 years, it was possible to introduce these parameters and construct maps of coastal vulnerability projected onto these years. The following is an overview of operations and the results obtained by running the individual phases of work. The comparative analysis of coastlines taken from cartographic and photogrammetric survey showed clear evidence that during the 20th century, it's possible to identify at least three evolutionary phases. The first, from 1870 to 1908, shows a progradational phase, especially at the mouths of Sele, Tusciano and Picentino rivers with trend reaching 5.50 m/y. This phase is reversed completely during the chronological period between 1908 and 1984, with values of backing down that tend to increase between 1975 and 1985 (notice that the mouth of river Sele retreated at a rate of 7.7 m /y). The last phase goes from 1984 to 2009 (and likely continues today). In fact the littoral is in equilibrium: there are areas that show little progradation, while not much beaches are in retreat (near the mouth of Sele river). This analysis shows that the evolution of the coastal strip of the Piana del Sele is closely linked to the river inputs, just note that areas strongly influenced by erosion are exactly the ones facing areas of mouth. This is certainly to correlate to the drastic reduction of contributions sedimentary caused by removing sediment on the river bed and construction of crosspieces and dams. The analysis conducted in 140 years showed that on the coastal area of Sele Plain insists a trend erosive very marked, localized especially near the mouth of Picentino river and Sele river, with values of retreat respectively 0,4 m/y and 1,3 m/y. To characterize the morphology and the morphometry of backshore and nearshore, and the sedimentological aspects, 12 profiles have been traced, transversal to the coast line on prominent parts of the waterside. Morpho-sedimentary analysis of the shore has shown that the entire sector is morphologically characterized by shores whose extent goes from 20 m to a maximum of 80 m. The nearshore sector is characterized by the existence of a big bar with its trough, while the slope of the intertidal zone is considerable along the mouth of the Sele river, with a mean of 13%, and it reduces to a slope of about 10% on the rest of the coast. Regarding the zones on the southern side of the mouth of the Sele river, the foreshore slope is constant along the whole line, with a mean of about 11%. On the inspected sector of the shore there is a foreshore step located in the range -0.5 m to -0,4 m. Along the whole coast the berm is very evident, reaching the height of 0.6 m with very evident slope contrasts between the beach-face and the berm. This is not the case of the storm berm, which are often erased by the anthropic action and, where visible, they are not always definite. The dunal system is preserved in the most part, but it is not always in good condition. In fact, in some cases (concentrated in the southern portion of the system and in its central part) it is possible to notice the existence of at least, very wide at South and very cut near the mouth of the Sele river, while in the region between the mouth of the Tusciano river and Salerno the dune has almost completely disappeared and/or is extremely urbanized. Granulometric analysis carried out on the samples collected on the foreshore show that the grain sizes between 0.39 mm and 0.45 mm (medium sand) are predominant in the sectors nearer to the mouth of the Sele river, while towards North gravel sediment has been revealed: in fact the sizes go from 0.69 mm and 0.97 mm (coarse sand) in the stretch of central shore from Campolongo to the mouth of Asa stream. The part nearer to Salerno is instead characterized by a type of gravel sediment. In the southern and central sectors it reaches values of 0.55 mm (coarse sand). An anomalous datum, which shows how this coast can be locally influenced by the contribution of external sediment, is the maximum of the Kurtosis index which reaches the value of 10.63 (a really high value, considering that Folk & Ward, 1957 suggest a maximum limit of 3 for this index). With the studies carried out on the condition of the wave climate it has been possible to evaluate the prevalent wave climate with the relative wave heights and average period. Analyzing the series obtained at the Ponza buoy it has been possible to notice that the significant wave height average is 4.34 m, with a period of 7.76 s. In addition, it has been evaluated the effected of the maximum sea storm from the analyzed series, dating to 26/12/1999, with wave height of 6.9 m and a period of 11.94 s. The prevalent direction is SSW-NNW. Such values have been used to evaluate some parameters strictly related to them, like the closure depth, equal to 7.714 m (11.191 m for the maximum sea storm detected). Furthermore the set-up and the run-up of the incident waves have been evaluated for every investigated profile, with a mean value along the entire coast of the Sele Plain of 0.05 m for the former and 1.65 m for the latter. In this case as well we can notice the presence of sectors with energy characteristics very different: in fact, the run-up goes from a minimum of 0.91 m to a maximum of 2.07 m, which means that an wave climate can flood the emerged shore for values between 24% and 101%. On the analyzed shore profiles it has been possible to estimate the evolution trend of the coast, as a consequence of the expected increase in sea level (IPCC, 2007), using mathematical and morphological models capable to evaluate the expected retreat. For the examined case the parameters needed for this evaluation have been measured analyzing the wave climate for the period between the years 1989 and 2008, and the individual topographic profiles of the shore. In particular, the SLR retreat has been evaluated using two morphologic methods and using the sea level increment calculated by Antonioli & Leoni (2007) on the basis of data published by IPCC (2007). The retreat for this has been estimated to a value of 0,16 m/y (using Bruun, 1964) or a value of 0,23 m/y (Davidson-Arnot, 2005). The data obtained with this study have been used to derive a model addressed to the coastal vulnerability determination along the coastal areas that have been analyzed. The coastal vulnerability, which is intended as the susceptibility of a determined coastal area to be affected either by flooding or erosion, is linked to several parameters that can be grouped into three main categories: erosion, permanent inundation and episodic inundation. There are several models for the vulnerability evaluation and comparison among different coastal areas, models that are both qualitative and quantitative. The model proposed by Gornitz et al. (1997), suggest the determination of a coastal vulnerability index (CVI) through the determination of several parameters which can be considered representative of the considered coastal area, and by applying a linear regression to these parameters. This method, which has been largely applied, has the limit that it can be just used for large areas. In my case, I have tried to use this method by applying some modifications that could make it useful also for the study of small coastal environment by improving the number of parameters to calculate and by using a GIS software (ArcGis 9.2). I was so able to propose a new index of vulnerability (IVC) which is based on the evaluation of the Potential Erosion and the Potential Flooding and two more index of coastal vulnerability, (IVC25 e IVC50), which consider the Sea Level Rise (SLR) at 25 and 50 years. The final correlation of the described indexes is obtained trough a multiple linear regression, and the final index value is derived by the expression , which was already used by Goritz et al. (1994). In Fig. 1 it is reported the case study of the coastal areas of the Sele Plain, with the individuation and the representation of the different classes. The areas with the highest values in the IVC are comprised between the Campolongo Hospital and Molo Sirena, an area which include the Sele river mouth. The use of a new model addressed to small areas has allowed to the determination of the main features of the littoral portion of the Sele plain system, with a particular attention to the potential erodibility and to the susceptibility to the flooding and so the determination of the coastal vulnerability. It seems to be a simple a detailed method, which can be used for preliminary studies of all the coastal systems and it is so an instrument useful to the coastal planning. ; Dottorato di ricerca in Ambiente e Territorio (XXIII ciclo)
El género ensayístico, cultivado como vehículo exclusivo de expresión literaria, tiene larga tradición en nuestro continente. El Uruguay ha dado a las letras nada menos que un maestro del estilo como es sin duda alguna José Enrique Rodó, y más contemporáneamente al ensayista por excelencia —estudioso de Rodó y del propio ensayo en cuanto estructura de expresión literaria— que se llamó Carlos Real de Azúa.En el concierto de su promoción, la conocida como "del 45", Real fue el ensayista puro y casi único, sin olvidarnos del estimable caso de Washington Lockhart (con intereses y alcances más acotados). Bordeó la crítica literaria, pero trascendiéndola por la brillantez de estilo y la amplitud de miras conceptuales que nunca descuidaron lo sociológico, lo filosófico y lo ético. Se internó en la historiografía, sin dejarse atrapar por el canto de sirenas de tan estimulante especialidad. Recaló por fin en la ciencia política, pero la aridez de la misma no pudo aminorar la vitalidad tan personal de su estructura textual.La cabal condición "ensayística" de la escritura de Real de Azúa es de unánime consenso crítico. Ángel Rama sintetiza esto cuando afirma, a propósito de su muerte —ocurrida en l977, en medio del vergonzante silencio que impuso la Dictadura en torno a su nombre— que: ". fue uno de los ensayistas claves de América Latina, a pesar de que su nombre trascendió poco las fronteras de su país y de que sólo mediada su carrera extendió a otras áreas del continente la investigación histórica y estética que había concentrado sobre la región platense a la que perteneció raigalmente". Podríamos afirmar, sin desmesura, que encontró en este género un modo de expresión único, al punto que son ensayo en sentido estricto hasta sus larguísimas cartas en tantas polémicas en las cuales participara con apasionamiento, y hasta su hablar —matizado por un tartamudeo peculiar— tenía la respiración estilística, el regodeo, la morosa delectación propia de esa forma literaria.Real, dotado como bien se ha dicho para ser un cultor eficaz de otras direcciones de las letras, y sin duda probablemente en más de una especialidad, encontró sin embargo en el ensayo mucho más que un mero vehículo de expresión: la cabal tonalidad para la manifestación de su espíritu rico y complejo. Por eso pudo llegar a desarrollarlo con una libertad y rigor infrecuentes. De "arborescente" calificó a su estilo Rodríguez Monegal; en él la digresión y el "entre paréntesis" son elementos usuales y hasta a veces esenciales. Muchos han marcado la condición difícil y hasta laberíntica de su decir, en el cual las extensas notas al pie de página son una recurrencia. Preocupado por el matiz y por la variedad, Real es sin embargo minucioso en la precisión de conceptos o ideas. Esto establece una curiosa dialéctica: como una oscilación se podría decir, que nos lleva siempre en sus reflexiones de lo delineado con preocupación científica a la ambigüedad lúdica, o viceversa.Para quien no lo ha leído, vale advertir que esta condición proteica, múltiple, nada convencional de la escritura de Real, no la vuelve en absoluto críptica como algunos han considerado, sino que comprendiendo y aceptando su lógica peculiar —que prefiere rodear los asuntos que trata, y llegar hasta ellos por vías originales— comienza el libre disfrute de esa "alegría de ser inteligente" (que con acierto atribuyera a su persona la profesora Mercedes Ramírez). Detrás de las adensadas y multiplicadas referencias, hijas de una amplísima y universal cultura, se esconde en sus escritos algo no común en la ensayística: la posibilidad del estricto goce, aún para lectores no particularmente interesados en el tema; aunque sí requieren de una cierta formación en quien los lee, para saber apreciar las a veces demasiado sutiles alusiones, los deliberados sobreentendidos, la multiplicidad de analogías en diferentes planos.Los variados caminos "reales"El primero de sus libros data de l943 y se titula España de cerca y de lejos. Obra de juventud, significó más que nada un balance personal y cierre de cuentas crítico con su precoz fervor falangista en tiempos de la Guerra Civil Española, a propósito de un viaje a la España de Franco y a un riguroso cotejo de las idealidades con los crudos hechos. Lo más interesante en él es que —en perspectiva de tiempo— se trata de un texto en el cual ya estaban germinando aquellas ideas e inquietudes que luego iría desarrollando a lo largo de su vida, sobre todo en lo que tiene que ver con su peculiar perspectiva sobre el Nacionalismo, las relaciones entre lo político-social y lo ético, así como también la vinculación entre la praxis concreta y ciertos arquetipos ideales a los que será —soterrada pero decididamente— fiel, más allá de las contingencias y avatares de su propia personal y zigzagueante peripecia en el campo político (que pasó por cierta zona del coloradismo, se volcó luego a la experiencia ruralista de Benito Nardone, y derivó por fin en cierta izquierda nacionalista y en el Frente Amplio). En puridad, nunca dejó de ser un conservador atípico, transitando caminos no usuales y problemáticos, desmoronando con agudo sentido crítico lo aceptado, lo institucionalizado por rutina o pereza. Su óptica tangencial, marginal en el más fecundo de los sentidos, acompañará su quehacer en todos los campos que con inusual intensidad va a transitar.El minucioso análisis literarioSu reflexión en materia literaria y estética —paralela a la docencia, desde muy joven llevada a cabo en la primera disciplina y luego a nivel de formación de profesores en la segunda— se encuentra desperdigada en revistas y periódicos, en prólogos y hasta en noticias acerca de autores (en un destino que ha sido similar en toda la ensayística Latinoamericana, gran parte de la cual se pierde en la precariedad e inmediatez del soporte periodístico). Sobre todo va a ser a través del semanario Marcha, de tanta importancia intelectual en el Río de la Plata y también en todo el Continente, que logrará su expansión adecuada la pluma de Real de Azúa; aún a costa de "huelgas" de tipógrafos en relación concretamente a sus colaboraciones, las que solían crecer a más del doble en el proceso de corrección, con el agregado de profusas notas al pie, todo esto realizado a último momento y en las propias pruebas de galera. En Marcha quedó plasmada, casi siempre en dos o más páginas bien colmadas, su voraz y multiplicada inquietud literaria, asentada sobre todo en Iberoamérica y más que nada en la zona platense.Dentro de sus proteicos intereses en tal sentido, la presencia de Rodó fue una constante: desde un juvenil trabajo de l936 a su último prólogo a los Motivos de Proteo (1), ya avanzados los setenta. Entre tanto, hay otro prólogo a la misma obra —de l953— para una edición del Ministerio de Instrucción Pública; está el prólogo a El mirador de Próspero, de l965 y en la misma colección estatal; tenemos el trabajo titulado El problema de la valoración de Rodó (2) y otros como Rodó en sus papeles: a propósito de la exposición (3), Rodó y Zorrilla de San Martín (4), José Enrique Rodó (5), Rodó y su pensamiento (6). Real explicitó muchas veces que no le entusiasmaba especialmente el autor de Ariel, pero este volver durante años a su obra —más allá de casuales circunstancias de compromiso que no todo lo explican— tiene seguramente su razón profunda. Rodó fue nuestro ensayista más puro en el inmediato pasado, y Real de Azúa no sólo un brillante cultor del género sino y a la postre su teórico más lúcido por aquí. Rodó encarnaba a su vez lo sacralizado culturalmente —"hay que dinamitar, o por lo menos dinamizar los monolitos literarios", declaraba nuestro autor—, y a su vez y por eso mismo resultaba en el fondo un estereotipo que encerraba un enigma para la mayoría, y que requería como tarea cultural impostergable una relectura crítica, un rescate de sus vigencias y un desglose de todo aquello ya periclitado en sus páginas. A través de Rodó y de lo que éste simbolizaba, Real desmenuzó importantes rasgos de la misma estructura cultural oficial uruguaya posterior al Novecientos.Pero la inquietud en cuanto al análisis literario ha sido en él —dada su universal, múltiple avidez intelectual— amplísima. En lo nacional, en rápida mirada a sus textos principales, comprobamos que se ha interesado por Gustavo Gallinal, por Raúl Montero Bustamante (a propósito de su muerte), por Zorrilla, por el Mario Benedetti de los comienzos, y por el ensayo en su conjunto siempre, y por la relación entre pensamiento y literatura en el siglo XIX particularmente, y la eclosión cultural de comienzos de éste lo tuvo —con su imprescindible Ambiente espiritual del Novecientos (7)— entre sus más lúcidos y penetrantes intérpretes. En lo que hace a Latinoamérica en las letras, le interesaron desde Ezequiel Martínez Estrada hasta Eduardo Mallea, de Beatriz Guido a José Vasconcelos, de Manuel Gálvez a Ricardo Latchman, y como temas generales el Modernismo y sus vértices ideológicos, y también los perfiles básicos de la novela del continente.No sería gratuito, para redondear el bosquejo del extenso mapa abarcado en su reflexión sobre el tópico literario, apuntar su acercamiento al poeta anglo-norteamericano T. S. Eliot —sobre quien escribiera en Marcha y Tribuna Católica, en el año l949— , además de una sostenida atención en torno a los aspectos críticos de la literatura anglosajona. También, su preocupación en torno a los autores que tocaron el tema de la Iglesia Católica y su crítica, como es el caso de Peyrefitte (al que dedicó dos entregas en Marcha, en l956).La vocación historiográficaSi la producción de Real hubiera quedado en este inteligente, original, personalísimo encare del hecho literario, ocuparía sin duda y de todos modos un lugar destacado en la ensayística de su generación. Sin embargo, cuando se manifestaba ya plenamente en él ese intelectual dotado de amplísima cultura, interesado y al día sin descuidar lo permanente, capaz —por su visión penetrante de los contextos históricos, sociológicos y culturales— de trascender la crítica literaria y pasar a la teoría (a la cual se acercó en cuanto docente, y sobre la que dejaría mucho texto inédito), el centro de sus preocupaciones se derivó decididamente hacia la historia, o "historia de las ideas" siendo más estrictos. No fue algo sorpresivo, sino que ya cohabitaban distintos intereses en sus escritos, como se puede bien corroborar chequeando sus diversas colaboraciones. Lo nuevo fue su entusiasta, definido pasarse al campo historiográfico desde fines de los años cincuenta.En esta área, donde desplegó tan profusa como variada y lúcida tarea —extendida además en polémicas diversas que se proyectaron incluso a la década del setenta (como la sostenida, impublicable en ese año 75, con José Pedro Barrán, a través de sendas cartas públicas expuestas en la cartelera de la Editorial Banda Oriental) — resultan decisivos sus libros El patriciado uruguayo (8), y El impulso y su freno: tres décadas de Batllismo y las raíces de la crisis uruguaya (9). En el primero Real vivisecciona la clase alta más tradicional en el país casi desde dentro —ya que provenía de una familia de tales características— pero logrando en la demanda la adecuada distancia para el análisis comprensivo pero no menos riguroso. Ello no le impide momentos, muy bien logrados, donde no oculta sino que devela su complicidad personal con ese sector, cuando recuerda por ejemplo que: "En el Montevideo de los diez, de los veinte, de los treinta, en sus casas de la Ciudad Vieja cada vez más amenazadas por la piqueta y la oficina pública, en sus quintas del Prado, en sus decrecientes estancias, todavía la vieja clase siguió marcando un melancólico magisterio de modales, un invisible canon del gusto". Su acercamiento al tema es estricto en los datos históricos, fundamentado en lo sociológico, pero centrado más en las personalidades decisivas, en sus realizaciones y errores, que en los aconteceres corporativos o en los avatares de conjunto. Culmina este ensayo, recordando el origen patricio de los dos grandes conductores cívicos de raigambre popular en los partidos tradicionales durante la primera mitad del siglo pasado: José Batlle y Ordóñez y Luis Alberto de Herrera.Al peculiar país que logró plasmar el primero está dedicado El impulso y su freno. En síntesis, es el más logrado diagnóstico acerca de las potencialidades y carencias del fenómeno social y político que colmó las primeras décadas del siglo XX; a pesar de su perspectiva de base anti-batllista —por su catolicismo, Real de Azúa simpatizaba en forma más natural con el coloradismo independiente, al que había apoyado incluso años antes en la figura de Pablo Blanco Acevedo— mantiene una saludable distancia de ese lugar común de la diatriba, mostrando comprensión y penetración en el balance que ya era posible en los sesenta en cuanto a lo que había sido el país batllista.Con estas obras, Real se afilia a la corriente historiográfica revisionista, entonces en auge en ambas márgenes del Plata, aunque lo hace de un modo matizado, con su habitual sutileza, sin los extremos a veces caricaturescos y maniqueos de otros autores. Por cierto que su pensar histórico no queda aquí, sino que se extenderá hacia otros horizontes: el Federalismo artiguista; la figura paradojal y atractiva de Bernardo Berro, a quien calificara de manera certera como "el puritano en la tormenta"; el período Militarista en el siglo XIX; la Defensa de Paysandú; la polémica figura de Herrera. También le despertaron interés reiterado los escritos de viajeros que recalaban en el Montevideo del 800, y aún los de esta centuria.La política como objeto de estudioY otra vez, cuando ahora —cerca del año 70— la nutrida y valiosa pléyade de los nuevos historiadores veía en Real de Azúa a uno de los suyos, tal vez el que estaba destinado a profundizar la invalorable obra muchas veces de equipo que se estaba concretando entonces, nuevamente el ensayista hace lo que en forma gráfica calificaríamos de "mutis por el foro". Su inquietud, su casi nerviosismo cultural, le conducen a precipitarse en una línea de trabajo que ya venía abriéndose paso en su producción: la Ciencia Política y aledaños, en la que se embarcaría de modo constante hasta su muerte.Ese ámbito, que sugestivamente había inaugurado su primigenio España de cerca y de lejos, se desarrolló luego a partir de su libro Tercera posición, Nacionalismo revolucionario y Tercer Mundo (10), pasando por trabajos tales como Elites y desarrollo en América Latina (11), o El poder de la cúspide: élites, sectores dirigentes, clase dominante (de l970), encontrando su definido tono en Política, poder y partidos en el Uruguay de hoy (12). Luego vino la etapa de su obra más especializada en el tema —la que no obstante, a pesar de las referencias, apoyaturas y términos técnicos, no por ello pierde su raigal "vis" ensayística— integrada por títulos como La teoría política latinoamericana: una actividad cuestionada (13), Una sociedad amortiguadora (de l973), y El clivaje mundial euro- centro periferia (14).Por supuesto que en su obra de Ciencia Política, la preocupación por un destino más amplio que el de la comarca se vuelve más recurrente y explícita. Aparece cuando se refiere a las élites en América Latina, de la teoría política tal como se la encara en esta zona del mundo, y en sus agudas observaciones acerca de la relación entre el Sur periférico y la zona eurocéntrica desarrollada. Más allá de todo esto, es interesante comprobar cómo su inquietud por el destino común —histórico y futuro— de estos pueblos, se filtra en tantas páginas, acotaciones, trabajos, referidos en su temática central al Uruguay.Leyéndolo con cuidado, comprenderemos que fue un pragmático, sí, pero que nunca dejó de lado la entonación moral —en el mejor de los sentidos— para "iluminar" los múltiples asuntos que le ocuparon intelectualmente. Le interesó más, en ciencia política por ejemplo, el análisis del poder y de los grupos vinculados a él —la anatomía de los mismos— que el conflicto y la dinámica de las clases sociales, el que por otra parte no negaba.En este importante y definitivo sector de su producción, es donde podemos seguir el proceso —ya marcado en la dimensión histórica de su tarea— de su reflexión latinoamericanista, la cual no es posible disociar de su concepción del Nacionalismo y de su idea en cuanto a la Tercera Posición (tan en boga en el universo intelectual de los años cincuenta y sesenta). Es también en esta zona de su escritura, aunque la posibilidad es grande en lo historiográfico, donde sí es factible rastrear sus basamentos filosófico-ideológicos. Se ha apuntado bien que para este autor personalidades claves del pensar contemporáneo, fundantes diríamos, como Freud y Marx, no solamente no influyeron en él sino que tampoco le interesaron especialmente como tópico. Si bien al último le dedicó un trabajo donde dice que: "Si bien Marx y sus seguidores no realizaron ninguna aportación deliberada al tema de las élites o de la clase gobernante o dirigente, no existe un sólo planteo de estas categorías que no haya estado imantado por las posiciones marxistas; que no las tenga en cuenta, polémicamente —aún en forma tácita, oculta— en cada uno de los pasos de su argumentación". Una de las influencias decisivas en el estudio de los temas sociales la tuvo en mitad de la década del cuarenta, a partir de la lectura de Max Weber, con el cual es filiable directamente, aunque mantuvo un constante arraigo a sus orígenes, ese cristianismo peculiar que aunaba en confesión explícita la línea aristotélico-tomista (valorando en ella su condición de antídoto contra el peligro de "idealismo") pero además cierto existencialismo.El estudioso de la Estética, el teórico del ensayo, el original antólogoSin duda, el Real de Azúa más conocido es el vinculado a la historiografía, y en segundo lugar el de los últimos años dedicados casi a pleno a las cuestiones de la ciencia política (área dentro de la cual habría podido llegar a completar una obra única en este medio —por sus características: cabalgando entre el estilo depurado y el rigor científico— , que lo hubiera llevado incluso a bordear la "filosofía de la historia" como bien se ha sostenido, a no ser porque la muerte vino a clausurar un proceso productivo que estaba lejos de agotarse). Pero existe otro Real, menos público, más especializado, del que disfrutaron por ejemplo sus alumnos del IPA.Hay un texto titulado Conocimiento y goce, de larga ineditez como tantos otros suyos, cuya datación es ubicable en los primeros años sesenta. En él aprovecha a establecer la crítica "historicismo y estética", o "conceptualismo e inefabilidad". Se basa en el uso adecuado de un concierto de citas que apuntalan su propio discurso, algo que logra hacer como pocos, con esa limpidez y buen criterio propios que dejan entrever vastas pero bien asimiladas lecturas. De entrada, se acerca a la antinomia más frecuente en los estudios literarios: la de crítica y creación, que es nada menos la que hace a la viabilidad de la misma crítica. "Se enfrentan así por un lado" -dice- "un tipo de experiencia intelectualmente borrosa, hedonística, radicalmente sensorial, gozosamente y confesadamente irracional. Por el otro reclaman sus fueros la lucidez, la inteligencia, la aspiración a un pleno calibrar lo que gustamos". Y avala su propia opinión al respecto de un modo indirecto, apelando a una cita de T. S. Eliot, que en su parte final establece: "Es cierto que no gozamos completamente de un poema a menos que lo entendamos y, por otro lado, es igualmente cierto que no lo entendemos completamente si no gozamos de él".Luego, avanzando el trabajo concluirá en la proposición primaria y básica: para que haya pleno goce debe haber como condición previa conocimiento, lo que después va reafirmando y especificando. Por fin concluye en que: "El conocimiento literario en todo lo que implica de abstracción de lo individual, generalización de experiencias singulares es la única vía de enseñanza, el único medio con que es posible poner al sujeto no entrenado en el camino de realizar por sí mismo una serie ilimitada de informadas experiencias literarias. En suma: que el enseñar es en cierto modo poner al enseñado en unos andadores que son la formación de criterios de dilucidación y valoración". "Que esos andadores deban después abandonarse es tan cierto como que, prologalmente, son imprescindibles".Es lástima que Real no haya dedicado a esta vertiente de sus inquietudes un mayor, más extenso y profundo desarrollo, pero, contemporáneamente a la escritura de estas páginas ya había prendido en él la pasión historiográfica, impulsándolo a dejar por el camino —no en sus clases, pero sí en el texto— el tópico literario.Junto al germinal teórico de la estética que recién procuramos mostrar, vale destacar al teórico del ensayo, rol en el cual es único entre nosotros. Todo surgió al encomendársele por parte de la Universidad de la República, en l964, la concreción de la Antología del Ensayo Uruguayo Contemporáneo; como era su característica más acentuada, el prólogo fue un torrencial, brillante, disfrutable ensayo acerca del ensayo, donde tienta incluso una teoría sobre el género.Su tarea de antólogo en este caso interesa de por sí, desde el momento que las notas informativas en relación a los autores incluidos —a veces largas— son una de las partes más disfrutables de esos dos tomos (sin desmerecer muchos de los bien elegidos fragmentos de la mayoría de los antologados). Incluye en la selección a gente que comenzó a publicar a partir del año l9l5, extendiéndola hasta casi el momento de la edición, logrando agrupar cuarenta y un ensayistas de un período de cincuenta años. Siendo estrictos, debemos admitir que el prólogo de Real de Azúa y muchas de sus notas son lo mejor de estos dos volúmenes, dejando algo que desear quizá algunas de las inclusiones, así como también unas —pocas— ausencias. No se puede negar la originalidad del antólogo, riguroso por un lado al tomar como punto de partida una delimitación estricta de los márgenes de su labor, pero a la vez capaz de mezclar armoniosamente autores en sí disímiles.Hace suyo en este caso el feliz hallazgo de Alfonso Reyes, cuando define al ensayo como "agencia verbal del espíritu", destacando su vocación de estilo definida (sin la cual un texto no es tal), su alejamiento de las especializaciones (filosóficas, científicas, históricas, de crítica artística en el sentido más convencional). Pone el énfasis en el carácter no sistemático y libre del ensayo, que muchas veces roza la divagación para acercarse así desde un ángulo inédito al tema que trata. Lo vislumbra tan equidistante del especialista intelectual en cualquier rama como así del periodismo en lo que éste tiene de bien característico, es decir su caducidad rápida e irremediable. Recién a partir de un bosquejo claro, inconfundible, de lo que es realmente lo ensayístico, es que Real pasa a justificar su concreta selección.Latinoamérica en el pensamiento de Real de AzúaEntre uno de sus posibles tópicos constantes estuvo la reflexión sobre el país —la patria chica uruguaya— y también América Latina, a la cual sentía auténticamente como Patria Grande. Esta le preocupó, en Literatura, en sendos trabajos acerca de la novelística continental, en cuanto al Modernismo (como es sabido, nuestra "vanguardia" más genuina). Con perspectiva cultural más amplia, en José Vasconcelos: la revolución y sus bemoles (15), y sobre todo en Historia invisible e historia esotérica: personajes y claves del debate latinoamericano (16).En Ambiente espiritual del 900, Real apunta con su acostumbrada lucidez:"Diversos libros —algunos de ellos ejemplares, como la Historia de la Cultura en la América Hispánica de Pedro Henríquez Ureña— nos han mostrado el proceso cultural americano en una organización formal que, si no es falsa, resulta, por lo menos, una sola de las dos caras o planos de la rica evolución de nuestro espíritu. Se ha dado, y se da, en estos países, el proceso cultural como lógica secuencia personal, y grupal de creaciones, de empresas y de actitudes. Neoclasicismo, tiene, según esta perspectiva (que es también un método) su etapa de lucha, sus hombres y obras representativas, sus planos de pasaje y agotamiento. Pero en Hispanoamérica, mucho más acendradamente que en Europa, tales procesos no agotan la realidad de la cultura como vigencia objetiva de cada medio y época, como sistema actuante de convicciones de vastos sectores letrados y semiletrados, verdaderos protagonistas de la vida del continente".Con similar precisión, en un tema ya socio-económico y político —al delinear las clases altas en Latinoamérica, tierra de oligarquía — dice: "Inmensurable es el impacto del fenómeno imperialista en el proceso social latinoamericano pero sobre todo lo es en el de la conformación, cambio y robustecimiento de sus sectores superiores. Si el hecho general de éste, características específicas adquirió en los casos nacionales en que una economía de enclave —esto es, sin conexiones sustanciales con el ámbito circundante y sí, en cambio, con el centro de la economía dominante—, cobró vuelo hasta significar lo que alguien ha llamado un poder externo, fuera de los alcances del sistema político nacional e incluso más fuerte que él". En este trabajo Real de Azúa analiza, de manera impecable y sintética, el acontecer histórico que llevó a gran parte de las élites de poder del continente a oficiar como sector gerencial de los intereses imperiales, desmitificando en la demanda el concepto recurrido de "burguesía nacional".En relación a la perspectiva uruguaya, y a la contraposición de la misma con la posible en otros puntos de América Latina, observa, en Uruguay: el ensayo y las ideas en l957 que fuera publicado en la revista argentina Ficción: "El tema del país, la toma de conciencia de la circunstancia, es la gran piedra de toque de la ensayística americana. Es también la gran pobreza de la nuestra". Y más adelante: "Aquí, como en otras claves, nuestra condición periférica en América, nuestra situación distante de los más típicos desniveles y dramatismos del continente, ha determinado que el tema americano sea —más quietamente, más puramente— una inquietud, una nostalgia, un remordimiento sin formas operantes". Y en otra parte del mismo texto, bosquejando lo que entendía como una fidelidad a lo nacional, vivenciado auténticamente, lo definía —en casi ars vitae de su propio camino— así: "aceptar la circunstancia (mundial, sudamericana, uruguaya y hasta montevideana). Asumir, sufriéndola, la fealdad, el desorden, la injusticia del mundo que nos rodea. Buscar, desde ellas, las maneras de una actitud: el sereno deber, a la manera clásica, o el asco patético, o la furia desmelenada (que todas caben). En suma: los caminos de acción o de contemplación, de descripción o de ventura, que Dios nos señale".En este hurgar al vuelo en la múltiple obra de Real de Azúa, es interesante detenerse también, siempre en lo que hace al tema latinoamericanista, en la síntesis que realiza en relación a las equívocas influencias del pensamiento rodoniano en el continente: "El discurso de Rodó promovió, al margen y a contrapelo del propio autor, demasiado equilibrado para recargar las tintas de su cuadro, cierto vacuo orgullo, cierta engolada presunción de lo hispanoamericano. Ese orgullo descansó invariablemente en la grosera antítesis del norte y el sur, de lo sajón y lo latino, como oposición de materia y espíritu, de Calibán y Ariel.No tengo espacio ahora para destacar que esta posición significó siempre una irresponsable caricatura, que no apoyó casi nunca la crítica solvente y ello desde el más inmediato l900 hasta casi nuestros días. Ni entonces la suscribieron Pedro Henríquez Ureña, Francisco García Calderón, Juan Carlos Blanco, José de la Riva Agüero o Juan Valera, ni lo hicieron después Ramiro de Maeztu, Zaldumbide, Alfredo Colmo o Juan Larrea" (17).El latinoamericanismo de Real, a su vez, se corresponde armónicamente a la riqueza, profundidad, e incluso vastedad de su cultura: por ende no es dicotómico, ni telurista, sino bien uruguayo en su impronta; no comulga, no obstante, con ninguna de las rémoras de la visión insular del país que el Batllismo dejó entre los ingredientes de su difusa ideología (en esto fue más atípico que la mayoría de sus pares intelectuales, no negando en la instancia su raíz patricia, su arraigo en la más genuina tradición nacionalista, su cristianismo incluso que lo vacunaba de esos extremos esterilizados y tartufescos del laicismo vernáculo). Hay en este autor una compleja dialéctica entre la fidelidad a algunas ideas entrañables y fundantes de su pensamiento, y su permanente actualización, pesquisable para quien siga su producción cronológicamente; también, una ambivalencia que no deja de ser equilibrada, que hace a la complejidad de su pensar, entre el cosmopolitismo y el localismo. En suma: es la suya una interpretación de lo latinoamericano, que sin eludir la problematicidad y dramatismo coyuntural de los momentos de su mayor creatividad —años cincuenta, sesenta y setenta— proyecta hacia un futuro (que es hoy) puntas fermentales, líneas que algún día deberán continuarse. Por la cuidada mesura en sus esbozos de teoría, lejos está de lo postulado apenas una generación atrás. Lo de Real es, en este tema como en tantos otros que desarrolló, parafraseando a Umberto Eco una "obra abierta", que incita, que invita, que permite pensar a partir de una lectura que abre puertas a lo que vendrá.A modo de culminaciónSe apuntó con acierto alguna vez la paradojal situación de este escritor: tan leído y valorado —porque lo era, a pesar de las múltiples quejas ante la supuesta dificultad de su estilo— en aquellos años de plenitud de trabajo que van desde mediados de los cincuenta hasta pasado el setenta, y tan soterradamente dejado de lado —más allá de citas y referencias— luego de su muerte. Si bien el tiempo oscuro de los años setenta colaboró a echar sobre su obra un grueso manto de silenciamiento, eso no explica del todo las causas de la extensión de tal anomalía mucho después, con la excepción del momento del décimo aniversario de su desaparición. Estamos ante un autor que las nuevas generaciones tienen dificultad en ubicar, o directamente desconocen, y que otros mayores han cuasi olvidado. El desafío tal vez radique en revalorar en su totalidad este corpus textual vasto y complejo, variado y atractivo, dentro del cual hay tanto para ayudarnos a pensar este presente problemático y el confuso futuro que se avecina, así como para mejorar en mucho nuestra vida cultural y nuestra vida a secas. Hay aquí intensa labor para editores, críticos, investigadores, estudiosos, y sobretodo nuevos ensayistas. *Poeta, narrador, ensayista, periodista cultural, investigador y autor de numerosas obras de crítica literaria,docente de Facultad de Comunicación, Universidad ORT. REFERENCIAS1- Ediciones Biblioteca Ayacucho, de Venezuela.2- Cuadernos de Marcha, l967.3- Escritura, l947.4- Tribuna Católica, l950.5- Almanaque del Banco de Seguros, l952.6- Marcha, l954.7- Publicado originalmente por la revista Número en l950, y reeditado en l984 por Arca.8- Publicado por Asir, en l96l.9- Bajo el sello de EBO, en l964.10- Escrito en l963, e inédito por décadas.11- En La sociología subdesarrollante, volumen colectivo de l969 publicado por Aportes.12- Siglo XXI, Buenos Aires, l97l.13- Columbia University, Nueva York, l973.14- Cuadernos del Ciesu, l976.15- Publicado por el Departamento de Literatura Hispanoamericana de Facultad de Humanidades, en l966.16- Arca-Calicanto, l975, donde se reúnen varios de sus ensayos.17- Es fragmento de Rodó y Zorrilla de San Martín: tres momentos de un diálogo intelectual, publicado en agosto de l950 en la revista montevideana Tribuna Católica.
Issue 10.1 of the Review for Religious, 1951. ; JANUARY 15, 1951 o Schools of Spiri÷ualify .o . ° . oG. Augustine Ellard 0BenedictineS. prifid a li÷y ' Bernard A. Sause '~ . .; 2 °,Behol~l This Heart ° ' ' C.-,A. Herbs÷ Quinqubnnial Repor÷ .~.° ." . . . . . . . AdamC. Ellis Minis÷er of ~'he Sacramen÷s . ClarenCe McAullffe How Are Your Eyes? . M. Raymond C!,~sic on HigherPraye~ . ~,. JeromeBreunlcj Destiny" o{ ReligioUS Women . william B. Faher~ Questions and Answers Book Reviews R Vli::::W FOR Ri::LI IO.US VOLUME X JANUARY, 1951 NUMBER CONTENTS SCHOOLS OF SPIRITUALITY~G. Augustine Ellard, S.J .3 ON ACTUAL GRACE . 6 BENEDICTINE SPIRITUALITYmBernard A. Sause, O.S.B . 7 BEHOLD THIS HEART---C. A. Herbst, S.,I .1.6. OUR CONTRIBUTORS . 19 QUINQUENNIAL REPORT, 1951--Adam C Ellis, S.J .2.0. UNWORTHY MINISTERS OF THE SACRAMENTSm Clarence McAuliffe, S.J .25 NEW APOSTOLIC CONSTITUTION . 32 HOW ARE YOUR EYES?--M. Raymond, O.C.S.O .3.3. HOME FOR TUBERCULOUS SISTERS . ' 38 CLASSIC ON HIGHER PRAYER--Jerome Breunig, 8.J .3.9. REPRINT SERIES . " . , ¯ 46 THE DESTINY OF RELIGIOUS WOMEN~WilIiam B Faherty, S.J.47 BOOK REVIEWS-- Meaning of Fatima; Vocation to Love; Graces of Interior Prayer 51 BOOK NOTICES . 52 BOOK ANNOUNCEMENTS . 54 QUESTIONS AND ANSWERS 1. Voting in Local Chapter . 54 2. Pastor as Confessor for Religious . 55 3. Admittance of Ex-Novice . 55 4 Proper.ty Acquired after Profession . . .55 5. Meaning of "Religious" . . 56 6. Adding to Holy Father's Blessing . 56 REVIEW FOR RELIGIOUS. January, 1951, Vol. X, No. 1. Published bi-monthly : January, March, May, July, September, and November at the College Press, 606 Harrison Street, Topeka, Kansas, by St. Marys College, St. Marys, Kansas, with ecclesiastical approbation. Entered as second class matter January 15, 1942, at the Post Office, Topeka, Kansas, under the act of March 3, 1879. Editorial Board: Adam C. Ellis, S.J., G. Augustine Ellard, S.J., Gerald Kelly, S.J. Editorial Secretary: Jerome Breunig, S.J. Copyright, 1951, By Adam C. Ellis, S.J. Permission is hereby granted for quota-tions of reasonable length, provided due credit be given this review and the author. Subscription price: 2 dollars a year. Printed in U. S. A. Before writing to us, please consult notice on Inside back cover. Review ~or Religious Volume X January--December, 1951 Published at THE COLLEGE PRESS Topeka, Kansas Edited by THE JESUIT FATHERS SAINT MARY'S COLLEGE St. Marys, Kansas REVIEW FOR RELIGIOUS is indexed in the CATHOLIC PERIODICAL INDEX Schools ot: Spiri!:u li :y G. Augustine Ellard,'S.J. IT IS A SIGN of the richness of the Church's spiritual life" that in it there should be "schoolsof spiritu.ality.'" Not even a gre~t saint could well represent that life in all it phases; to illustrate its we~ilth and depth and variety all the saints together would have to be called forth. No individual person nor indeed, any association of them, no matter" how holy and perfect they might be, could ade-quately e:~emplify all the different aspects and facets of the interior life. On the one hand thefecundity of Catholic doctrine is inex-haustible, and on the other the variations among men and women; their needs, providenti~al destinies, potentialities, and sb on, are innumerable. Given these two sources, namely, the fertility of what the "Church offers and the endless dissimilarities among men, it is inevitable that there should be within the Church groups having somewhat diverse conceptions of what pertains. to the spiritual life and then actually carrying them out in corresl~ondingly various ways. As in nature, so aiso in the supernatural order of grace the gifts of God are.most highly variegated. ~'There are ,~arieties of gifts, but the same Spirit. And there are varieties of ministrations, and the same Lord. And there are varieties of workings, but the same God,. who worketh all things in all. But to each is given the manifesta-tion of the Spirit for the general profit." (I Cor. 12:4-7--West-minster Version.) To make up the whole Mystical Body of Christ and keep it functioning in accordance with the divine design.it is necessary th'at there should be different systems of members occupying different places in that great mysterious organism and discharging different forms of activity, even in the cultivation of the interior life and of the love of God. "For as the body is one.and hath many~members~ and all the members of the body, many as they are, form. one bogy; so also it is with Christ. Now ye are the .body of Christ, and.sey-erally his members: - And God bath appointed sundry inthe Church, first apostles, secondly.prophets, thirdly teachers.': (I C0.r. 12: 12, 27-.28-:-'Westminster Version.) As the various.organs Of the body, the heart for instance and the brain, posses~ at the sa~me.time a certain unity and a certain diversity of life, so also the .Mystical.Body of. G. AUGUS~FINE ELLARD Reoieto for Religious Christ must have among its numerous members, all sharing in one life, some who specialize, say, in contemplation and others in action, some who emphasize this virtue and others who excel in that. The revelation vouchsafed to us by God in the New Testament is a complete whole, made up of parts, however, which taken by themselves are unmistakably different. Nobody could fail to dis-tinguish the phases of it presented by the Synoptic Evangelists, by St. John, and by St. Paul. Abstractly, a school of spirituality is a distinctive system of doc-trines, theoretical and practical (principles and practices), pertaining ¯ to the pursuit of Christian perfection. Concretely, it is the group of persons who propose or use that system. These schools differ from one another in much the same way, and for much the same reasons, as the saints who typify them differ from one another. The limits of these schools are somewhat indefinite, and not everybody would enumerate them in just the same way. Tanquerey, in The Spirit'uat Life, distinguishes these eight schools in the modern Church: Benedictine, Dominican, Franciscan, Jesuit, Carmelite, the School of St. Francis de Sales, the French School of the Seventeenth Century, and the School of St. Alphonsus Liguori (xxxii-xlvi). Influence of Religious Orders From this enumeration one might feel tempted to conclude that the schools of spirituality are about the same as the great religious orders after which most of them are named. 'As a matter of fact the respective orders do occupy a leading position in them. However, the schools themselves are much more extensive and less closely bound together. Thus, for example, presumably most people who are in Franciscan.or Dominican parishes would follow their pastors in their spiritual systems. But also sometimes one who belongs, say to a Redemptorlst parish would be a member of the Third Order of Mt. Carmel, and then very probably his sanctification would for the most part follow the Carmelite pattern. Moreover, all those who read Franciscan or Dominican authors and mold their interior devel-opment predominantljr in accordance with the ideals which they find therein would pertain to these same schools. Being Catholic and orthodox, all schools of spirituality have very much in common. Their essential cores are identical. They all have the same dogmatic basis, the same moral principles, the same general ideal of perfection, namely, total love of God, the same prin-cipal means to realize friar objective, and in general whatever is char- danuarg, 1951 SCHOOLS OF SPIRITUALITY acteristic of the Catholic spirit. Over and above these common and fundamental elements each school has its own distinctive notes. One prefers to seek light and inspiration from certain dogmas and another from others. Thus the French School of the Seventeenth Century shows a very special pre-occupation with the doctrine of the Incarnation. There may be different conceptions of God in the sense that different divine attri-butes or aspects are emphasized: think of .Dominican spirituality and God as Prime Mover in contrast .to the Carmelite and God as the All. The various virtues get various treatments: of all the schools the Franciican gives most attention to poverty. With regard to action and contemplation there are conspicuously different orienta-tions; this divergence is well exemplified by the Carmelites and the Jesuits. In Benedictine asceticism the liturgy plays a most prom-inent role; in that of St. Alphonsus and his sons its place is at least less. Somewhat contrastive attitudes are cultivated toward the sacred humanity of Christ: notice the Franciscan tender devotion to the crib and cross as opposed to Jesuit energetic imitation of Christ in His apostolic activity. In some spiritual groups and their doctrines there has been much of the speculative, element; in others, a mini-mum. A historical example of this opposition in tendency is the Rhenish School of the fourteenth century (Eckhart, Tauler, Suso, Ruysbroeck) and the reaction it provoked in such writers as Thomas ~ Kempis. Tendencies to be Avoided With respect to the divergence between schools of spirituality there are two exaggerated and contrary tendencies that are bad and ought to be avoided. One is to minimize or slur over the differences that really do exist and divide them. A narrow and unintelligent 'zeal for the un, ity of Catholicism leads some people more or less to overlook or deny the variations of form and doctrine that are dis-cernible in the rich interior life of the whole Church.~ There is indeed unity in essentials, but the accidentals are far from uniform-ity. One would as reasonably attempt to cover over the differences that exist between the religious orders and their diversified spirits. Real divergences between systems of spiritual doctrine and practice ought to be acknowledged. Oftentimes they offer new light and stimulation to one's personal religious life. In any case they are part of the yariety and beauty that pertain to the Church as the spouse of Christ. 5 G. AUGUSTINE ELLARD The opposite fault is to magnify or overemphasize the distinc-tions and diversities between schools. After a11, these differences, though they are important in certain ways, belong to the accidentals, and leave the essentials unchanged throughout the whole Catholic body. Various phases of dogma are accentuated, but the general dog-matic background is identical. The ideals pursued by all are sub-stantially the same, that is, total love of find collaboration with God, with minor variations to suit special purposes or characters. Some stress this virtue and some that, or they blend them together in differ-ent proportions, but ultimately the great Christian virtues are the same for all. In each of the schools one may recognize the essential family likeness that demonstrates their Catholic origin and nature. Finally, it would be fallacious and unjust to rate one school above another. Human insight is not keen enough to gauge pre-cisely the merits and deficiencies of the various schools as they exist objectively and in the sight of God. But relatively, and as far as we can judge, each one of these schools is best suited and adapted to cer-tain groups of persons within the Church. In most cases Divine Providence gently and naturally and imperceptibly makes us pupils in this or that school. That there may be unity, harmgny, and organic development in one's interior life, it is as a rule advisable to keep fairly well within the limits of some one system. This prin-ciple will not prevent those who are more or less mature in their spiritual growth from availing themselves of whatever is best in all of them. Thus the supernatural life and beauty of the Church will ever become richer and richer. ON ACTUAL GRACE The excellent book, With the Help of Thy Grace, by John V. Matthews, S.J. (REVIEW, Vol. IV, pp. 66-67), is now being published in a revised and enlarged edition under the title, Actual Grace and the Spiritual Life. We are willing to underwrite the comment on the inside jacket: "The lucid appealing style of the author has turned what could be a difficult treatise into a simple, attractive and very helpful exposition of a mighty su.bject." The book is being published in the "Recall to the Spiritual Life Series" by the Mercier Press, Cork and Liverpool, 7/6. 6 Benedic!:ine Spirit:uali!:y Bernard A. Sause, O.S.B. MOST persons likely to be consulted about vocation to monas-ticism would probably consider it wise and discreet to emphasize its gratifying features: the beauty of the monastic home, the traditional love of the liturgy, the dignity and consolation of the work usually assigned to the monks, and especially the guar-antee of peace, security, and tranquility. Although he is often commended for his breadth of vision and prudence in governing,. St. Bene~lict does not belong to this school of,thought. It would be difficult to imagine a more forbidding and chal-lenging reception of an aspirant to the religious life than that which he prescribes in his Rule. "The newcomer is not to be granted easy admittance to the enclosure; he must be tested for four or five days to see whether he bears patiently the harsh treatment offered him and the difficulties of admission; he is placed in the novitiate under a mas-ter skilled in the art of winning souls, but who is made to sound most unpleasantly so;'the poor novice is tried repeatedly in all patience--a phrase that is quite meaningless unless one has lived its interpretation at the hands of an experienced master; the year of trial is devoted to showing him all the hard and rugged things through which we pass on to God; the Rule is read and explain.ed to him under the harsh term of "the law." (See Holy Rule of St. Benedict, Ch. 58.) There is more in the same vein. As one reads this chapter of the. Rule, this thought courses throughthe mind: St. Benedict begins with the assumption that a vocation is the consecration of a life to God's service; and while he willed it to be viewed with all the calmness and imperturbability of a life-long perspective, and was willing to make reasonable allowances, he knew that not a moment was to be wasted. Mortification, sup-pression of sinful man's inclination to evil, and the supreme impor-tance of the sacred obedience which with a distinctive forc.e dominates all monastic effort, are all integral parts of fashioning a character according to "his Rule. In harmony with that plan, which has stood the test of more than fourteen centuries, they can be begun, and con-tinued, only in high seriousness. A Spiritual Famit~l St. Benedict did not found an order in the legal, sense of the word. ¯ He wrote his Rule for an ideal monastery, for one moderately-sized BERNARD A. SAUSE Review for Religious family, governed by an Abbot who is believed to hold the place of Christ. (Ch. 2) Even to this day there is among all the followers of Benedict no more deeply cherished religious principle than the autonomy of the individual abbey. Those who lack more extensive acquaintance with the history of Benedictine effort may think of a number of isolated, relatively small and independent houses as an anachronism in today's widespread tendency toward centralization, but Benedictines know the Rule's provision as the spiritual force that has enabled them to make their worthiest contributions to the spir-itual life of the Church. As a youth the Patriarch of Western Monasticism.had lived for three years in the cave above Subiaco. In the op.ening paragraph of Chapter 1 of the Rule, which was written years Iater, he makes it clear that every trace of the eremitical life has been abandoned: his monastery is a group of sons under the intimate leadership of a father who in all matters pertaining to this distinctive way of life is' believed to hold the place of Christ. Together with the eremitical form of religion, St. Benedict discarded numerous monastic observ-ances and traditions that had been generally kept in the Church until his day (he died March 21, 547). A study of the elements that Benedict rejected is interesting for establishing the positive concept of his way of life. For the excessive bodily severity of the Orientals was substituted a round of carefully regulated practices and ideals that could be adopted by all who were admitted to the monastic family. The individualis~tic and subjective piety that so often had prompted excesses and rigorism was simply prohibited: works of supererogation and mortifications which were not made known to the Abbot and which were undergone without his approval and blessing were imputed to presumption an~d vai~glory. (Ch. 49) Prolonged psalmody and arbitrary additions to the Divine Office were excluded. Prayer was regulated'~ the effort of the entire com-m'unity united under the spiritual leadership of the Abbot. It was thought of as the sanctification of the day's work, and the consecra-tion of the night. The meticulous selection of the Psalms for the different hours, which no one has dared to change in the intervening fourteen centuries, despite numerous changes in the arrangement of the Psalter for all other groups in the Church; the comparatively long night Office; the relatively short day Hours, .emphasize this idea. The centralized organization in the Church, especially in the Pachomian monasteries, was done away with, and the individual danuar~t, 1951 BENEDICTINE SPIRITUALITY monastic family became the self-sustaining, self-governing unit of monasticism. These instances are not to be thought of as exhaustive but are merely of a general pattern that bore the stamp of guidance by the Holy Spirit? and, humanly speaking, the experience of almost a half century of actual observance, most of it*with~the responsibility of guiding others as their Abbot. They result in a balance and har~ mony that is of the essence of the monastic character, and invariably one of its most discernible notes. All this is made to fit into the setting of the ~mall monastic fam-ily. Under the leadership-6f their father, in Christ, the brethren pray together all the hours of the Church's official worship. Together they offer as a body the Sacrifice of the Mass. The consideration of private prayer, recognized by all serious religious as most Valuable, nay indispensable, is limited to one sentence: "If another desireth to pray alone in private, l~t him enter [the oratory of the monastery] with simplicity and pray, not with a loud voice, but with tears and fervor of heart." (Ch. 52) One must be careful not to draw false conclusions from so brief a statement. The importance of private. prayer is in no way .minimized. Quite the contrary is "true, as is exemlSlified in the whole history of monastic endeavor. But it was not the concern of St. Benedict's legislation, which was the life of the monastic family. The bretl, lren work together; they eat in a common refectory. They sleep under one roof. Their whole life centers about the or,a-tory. Ideally the sphere of the activity in which "the Lord's work-man," as Benedict calls the monk in the Prologue to his Rule, is to fulfil the promises he makes to God on profession morning, is small. Before the altar for several hours each day he devotes his efforts to the sacred liturgy, that all-important work of God's glorification and the soul's sanctification to which, in Benedict's plan, nothing is ever to be preferred. The refectory, where he reminds the brethren they are to serve one another in charity, the recreation hall, the infirmary, and, generally speaking, the whole enclosure of the monastery, become the scene of the works of charity, brotherly love, co-opera-tion, and good zeal.2 aSee Pope Pius XI. Apostolic Letter, Unigenitus Dei Filius, March 19, 1924. Acta Apostolicae 8edis, 16 : 133. 2The nature of mofiastic autonomy is dealt with expertly and at length by Butler, Benedictine Monachism. London, Longmans, Green, 1919. Especially p. 200 f. BERNARD A, SAUSE Reoie~ for Religious The Opus Dei ' The constitution of the monastic family has its definite purpose and method of operation. The Master of Montecas~ino calls it a School of the Lord's Service. His followers read into the phrase an objectivity that distinguishes it from other schools of asceticism and striving for personal perfection. Fraternally united in common desires, intentions, efforts directed by; the Abbot, whose outstanding qualification for his office must be a knowledge and love of God's law and zeal and ability in imparting it, the brethren devote themselves to the service of the Lord, Creator and Heavenly Father.The visible expression of their objective is in their social prayer and offering of the Sacrifice, which is the official worship of the Church itself, com-monly designated by St. Benedict with the attractive term, Opus Dei, the Work of God. In this matter the Rule mirrors the Golden Age of the Fathers in their love of the praises ceaselessly offered to the Father in spirit and truth by the Spouse of Christ, the Church. Although this praising of God constitutes neither the purpose of the monk's existence,3 nor his exclusive task, it is certainly his most important, holiest, and noblest of works, as well as the most efficacious in serving the Church and drawing Heaven's blessings upon the faithful. Whatever the pressure of activity, all other efforts remain secondary to this conse-cration to God's glorification; nothing is to be preferred to the Work of God. (Ch. 43) Many factors enter into tl~e complexity of monastic liturgical life, but in all its detail there is no confusion: it is all to be reduced to the simplicity of seeking God's glory in all things.4 It is based on the intelligent creature's conscious dwelling in the divine presence which strives to pour itself out in the humblest praises of the Eternal Goodness. It realizes that whatever perfection is achieved in the ascetical order is the work of God in the human soul. True monks eagerly praise the Lord working in them.~ It is a lifelong giving of aThis question is treated most attractively by one of the Order's outstanding asceti-cal leaders, Dom Germain Morin. Morin, The Ideal of the Monastic Life Found in the Apostolic Age. London, R. ~ T. Washbourne, 1914. Ch. 7, "Liturgical Praqer." 4The Benedictine motto, Ur in omnibus gloriIicetur Deus (usually abbreviated U.I.O.G.D.), That in all things God may be glorified, was early chosen by the saint's followers. While it occurs in the Rule (Ch. 57) in an isolated question dealing with material goods and their disposal, it perfectly expresses the general purpose of the monastic vocation. ~This phrase, taken from the Prologue to the Rule, is a favorite of all the classic commentators, and is accepted as a workable definition of grace. 10 danuar~/, 1951 BENEDICTINE SPIRITUALITY thanks to the Father of Mercies, an unceasing acknowledgment and atonement of imperfection and fault, an ever-renewed plea to be worthy to perform those works which are pleasing in God's sight. The whole effort is carefully regulated, for the liturgy is the solemn, official, public worship of the Church. Whoever would participate in the glorification of God by a monastic choir, or even study its execution of the sacred liturgy, must set aside all concepts of prayer that admit of mediocrity and external-ism. Here the goal is perfection, the absolute best of which men are capable through correspondence with the grace of vocation. Natu-rally, many allowances must be made. All the days of his life the monk will be humiliated in his attempt to offer a worthy praise of God, or, in St. Benedict's favorite phrase, to perform God's work. Although he knows that his effort is unfailingly acceptable .before the Divine Majesty, and that scrupulosity must be avoided at all costs, the religious realizes full well that he will never attain the goal of his desires: as a special gift, importing a most privileged union with God, prayerful love far exceeds all of man~s other abilities. More realistically, the monk knows that he can never wholly set aside the dread of praying unworthily, an offense that would pro-voke the Divine anger. "Cursed be he that doth the work of the Lord deceitfully." (Jeremias, 48:10) By his calling the monk is a professional in the worship of the Church: all his distinctive duties must be thorougMy colored, and even, to an extent, absorbed, by prayer's domination of his life. He devotes several carefully chosen hours each day and night to the chanting of the sacred psalmody--ideally, hours around which all other occupations are made to center, not hours inserted into a crowded schedule after other duties have been granted first considera-tion. He dwells in the monastery (repeatedly St. Benedict calls it the house of God), whose site is carefully chosen to help keep him at a distance from the world's distractions. He is freed from secular concerns in order to be intent solely on giving glory to God and achieving his own spiritual welfare. All the necessities of life are provided for him, so that care for material things may present no problem: in harmony with the whole plan, the virtue of detachment (St. Benedict does not use the word poverty in the sense now uni-versally adopted by religious) is interpreted as implying not so much self-denial as the consecration to God's glory of all they possess by a family of property owners. The works of obedience assigned to 11 BERNARD A. SAUSE Revleu~ [or Religious him are a studied part of the program, not vice versa. The Individual's Progress Understandably, the Rule, composed in the second quarter of the sixth century reflects and interprets the worthiest thought of the Golden Age that had preceded it. Its concept of the Universal Church and of the individual autonomous unit of Christ's Mystical Body, under the headship of him who is firmly believed to hold the place of Christ, is singularly free from the influences of individualism and subjectivism that have so often plagued the Church in subsequent eras. In its unpretentious way--for it deals always with the family, a small unit~it accentuates man's social nature to a degree that may not readily be appreciated today. The choir's prayerfulness; the good zeal exercised within the monastic family (Ch. 72), and by the family in its external works; the spirit of obedience as the pres-ence of Christ in the midst of the brethren rather than a legalistic treatment of the superior's rank and authority; corporateness of vir-tue; love of local tradition--a family trait, certainly; concentration on being rather than the more modern exhortation to action, are trends, attitudes, and ideals which will want long and careful study from today's novice before he can successfully translate them into action. But however helpful attention to his social nature may be in aiding him to be a worthy religious and man of the Church, and however deeply he may have drunk of the doctrine that all good comes to him through his monastic family, whereas all evil befalls him only through separation from the sa.me,6 the monk is soon brought to the realization that he remains an individual. He must also care intensely for this phase of his spiritual formation. The force of the good example of those about him, the spiritual assistance of his companions in religion, the,brotherly word of encouragement, the exhortations, private and public correction of faults, the infinite variety that "the aid of many brethren" (Ch. 1) may assume, are perceived by the individual, primarily. They wield a great force in his moral life. Humilitg St. Benedict has been called, with excellent right, the Church's 6This question is proposed at length in the meditations on stability, the vow of attachment to one's monastic family in: Sause, Bernard A., O.S.B., The School of the Ldrd's 8ert~ice. St. Meinrad, Indiana, Grail Press, 1948. vol. 2, p. 57 f. 12 January, 1951 BENEDICTINE SPIRITUALITY Doctor of Humility. St. Bernard, St. Thomas, and other ascetical masters, quote his exposition of the virtue at length and without modification. Chapter 7 of St. Benedict's Rule is a spiritual master-piece and commands the attention of any person who would learn humility profoundly. It applies the virtue to every phase of relig!ous striving to serve God--from fearful, conscious dwelling in the Divine presence, to control of laughter and the manner of walking. Obedience The distinctive feature of Benedictine asceticism has always been recognized as the spirit of obedience--which in most of its mani-festations is scarcely distinguishable from Benedict's presentation of humility. Obedience harmonizes and makes powerful the spiritual forces in the life of every follower of Christ. Created to be balanced and mutually helpful in man's nature, in a limited likeness to the per-fect harmony in Jesus Christ, the, mutual aid between intellect and will was destroyed by sin. Even in the new order, under the Second Adam, with the light of faith and the sacramental aids for the will, the struggle continues all the days of man's life on earth. Obedience restores the harmony, and in a vivid sense makes the monk like his Divine Model. In the opening sentence of the Prologue to his Rule, Benedict" calls monasticism "a return to God through the labor of obedience." In a broad sense one may say t.hat every chapter that follows is an unfolding of that statement. Commentators on the Rule delight in referring to St. Bernard's emphasis on the love motive necessary for ideal obedience: "Perfect obedience knows no law. It is bound by no restrictions. It is not content with the limitations of profession, but is drawn by the most powerful impulse of the will, under the influence of grace, into the realms of love. It submits unhesitatingly to all thai is enjoined, with the vigor of a generous and cheerful spirit , . , and heedless of ways and means, is infinite in its liberty. It is willing to embrace even impossible things, and confident of God's help, obeys from love even in such extremes.''7 Ideal Approach St. Benedict's treatment of obedience may serve to focus the attention on a point that may not sufficiently be appreciated in reading any one of the four accepted Rules by the great founders of religious bodies. The Rule stresses ideal obedience. For Benedict Bernard, Liber de pcaeeepto et dispensationeo c. 6. P.L. 182:868. 13 BERNARD A. SAUSE Review for Religious there is no such thing as mediocrity, or mere extern'alsubmission. For him an act of obedience must be "acceptable to God and agree-able to men." (Ch. 5) The virtue permits of "no delay in execu-tion, as if the matter had been commanded by God Himself." (Ibid) The same zealous imitation of Christ out of love of God (Ch. 7, third degree of humility) expresses itself in phrases denoting the quality of the monk's submission, like: "the ready step of obedience," "without hesitation, delay, lukewarmness, murmuring, or com-plaint." (Ch. 5) It is to be performed cheerfully. Benedict never descends from his ideal. In his P~ule he treats only of perfect obedience; other than that he mentions only the punish-ments for disobedience. With him the emphasis is not on what must ' be done to fulfil the law: he takes that for granted. On that assumption he builds. Positive human law is generally concerned with the minimum necessary to preserve an ideal. St. Benedict is intent on the maximum that man can offer his Creator. The thought may be viewed from another angle: the more uni-versal a society, the broader the concessions and the more numerous the provisions of tolerance that must be made for the weaknesses of human nature, the more general and sweeping, and easy-of-acceptance the norms which must be shared by everyone. By contrast, the smaller and more unified the group, the more sharply defined and intensified its ideal. The monastic family for which th~ t~ule is designed is large enough to embody and give expression to the social principles of religious life in common. It is compact and unified enough to preserve the most distinctive features that mark a group of men devotedly seeking God. Tile Lectio Divina An ideal of this kind must constantly be fostered by every means possible: in this case obviously by study, instruction, exhortation, good example. St. Benedict, who drew no distinctions among those who gave acceptable proof of sincerely seeking God, realized the importance of what is today commonly called spiritual reading for monastic formation. He demands several hours a day of this pious exercise which was more a leisurely study and mastering of revealed doctrine than the fretful flitting from page to page that moderns call reading, more an approach to God than an-ostentatious acquaintance with titles, authors' li~¢es and styl~s of writing, rather for spiritual upbuilding (aedi[icatio) than faithfulness in fulfilling a half-hour of the day's horarium. 14 Januarg, 195, I BENEDICTINE SPIRITUALITY Nothing Is to Be Preferred to the Love of Christ If the spirituality of the sons of St. Benedict has a distinguishing mark, it is that it is eminently Christocentric. The Master of Monte-cassinb employs an identical expression three times: Nothing is to be preferred to the love of Christ. Every line o~ the Rule seeks to induce the monks to translate that love into action. In the fourteen and a half centuries of their existence, the reli-gious who have borne the name of the Patriarch of Western Monks have contributed only two insertions into the Roman Ritual: the Sign of St. Maur, imparted ycith a relic of the True Cross and desig-nated with the name of St. Benedict's first disciple only because he first imparted it, and because his name is invoked in the ceremony; ¯ and the blessing of the medal-cross of St. Benedict, which is likewise a manifestation of complete confidence in the Sign of Salvation. Love of Christ underlies Benedict's every appeal. The perfection of obedience is that "for the love of God a man subject himself to a superior in all obedience, imitating the Lord, of whom the Apostle saith, 'He became obedient unto death.' " The love motive for other works, which presupposes the ascent of all the degrees of humility, guarantees the perfect fulfilment of every virtue. As nothing else ever can do, love of Christ leads to the worthiest prayer, the most acceptable offering of the Sacrifice, to intimacy of union with God. Contemplative Nature or: Monasticism As the monk continues to live under the grace-filled inspirations of his professed way of life, and is careful to hold himself ever free from distracting attachments (however good they may be), he dis-covers something of the powerful attraction of recollectedness (he has outgrown insistence on rules of silence--Benedict speaks much more often of judicious and charitable speech than of £ilence), the way of humility, the filial fear, the spirit of compunction that leads to inti-mate union with God. His whole carefully-regulated life, the daily liturgy's richness of thought, the environment of the enclosure, his private prayer, separation from the world, the humble works of obe-dience, the consecration of his whole being to God at the altar, will not allow him to remain silent. Now he must speak to God--no longer only in the prescribed and official prayers, but freely, gener-ously, in his own words unhesitatingly addressed to his FatheL pouring out the protestations of his love. Correspondence with the graces of monasticism bege'ts a love so intense that it informs one's every action: it seeks every possible means to prove itself. When the 15 C. A. HERBST Review for Religfous professed person begins to live on this plane, he realizes that the Father of Mercies, who is never outdone in generosity, has fulfilled all the hopes of profession morning. He has learned the spirituality of Benedict.of Montecassino, Patriarch of the Monks of the West. That, in fact, is the promise of the Master to his every follower. In the concluding paragraph of the Prologue to his Rule, he states: "As we advance in the religious life and faith, we shall run the way of God's commandments with expanded hearts [that is, with an ever increasing generosity] and unspeakable sweetness of love; so that never departing from His guidance, and persevering in the monastery in His doctrine until death, we may by patience share in the sufferings of Christ, and be. found worthy to be coheirs with Him of His kingdom." "Behold This Head:. ." C. A. Herbst, S.J. THERE is a copybook seven by nine inches containing sixty-four pages treasured at Paray-le-Monial in France. It is the life of St. Margaret Mary written in her own hand, an account of her spiritual life and of the dealings of the Sacred Heart with her. Under obedience, with great pain, she wrote this Autobiographg. (Auto-biography: Life of Saint Margaret Marg Alacoque Written bg Her-self, Visitation Library, Roselands, Walmer, Kent, 1930.) From that little book, it seems to me, one can best learn to know, under-stand, and practice devotion to the Sacred Heart of Jesus. We learn there from her whose heart Christ found ready and so like His own, and from Our Lord Himself, the nature and practice of this world devotion which is everybody's devotion. One finds there a statement, a complaint, a request, and a promise. "Behold this Heart, Which has loved men so much, that It has spared nothing, even to exhausting and consuming Itself, in order to testify to them Its love" (.Autobiograpbg, No. 92). This is the " statement. "So much." How much? Love is proved by deeds rather than by words. "He loved me and delivered himself for me" (Gal. 2:20). "He humbled himself, becoming obedient unto death, even to the death of the cross" (Phil. 2:8). Our Lord, our Creator, 16 Januar~/, 1951 BEHOLD TH~S HEART came from eternal life to temporal death for love of us. "Who for us men, and for our salvation, came down from heaven; and was in-carnate by the Holy Ghost, of the Virgin Mary; and was made man. He was crucified also for us, suffered under Pontius Pilate, and was buried." All these wonderful feats of love our beloved Champion has done for us to win our love. And yet, in the very same breath with this statement of His love for us must come The complaint. ". and in return I receive from the greater number nothing but ingratitude by reason of their irreverence and sacrileges, and by the coldness and contempt which they show Me in this Sacrament of Love. But what I feel the most keenly is that it is hearts which are consecrated to Me that treat Me thus." (Ibid.) Iwonder who could count the insults and outrages committed against Our Lord in the Holy Eucharist these nineteen hundred years! I wonder who could calculate the amount of ingratitude and irreverence and sacrilege and coldness and contempt shown the Sacred Heart of Jesus in the Blessed Sacrament by religious, for these are the "hearts which are consecrated to Me." The deepest wounds and the ones slowest to heal are inflicted by rejected love. Men and women are driven to desperation and to self-destruction by this. Sins against Jesus Christ in the sacrament of His love wound His Sacred Heart very deeply. Sins committed by religious against the Sacred Heart whom they have chosen as their B~loved for life are especially hateft~l to Him. ~ Our Lord's Requests The request Our Lord made is manifold. "In the first place thou shalt receive Me in Holy Communion as often as obedience will per-mit thee, whatever mortification or humiliation it may cause thee, which thou must take as pledges of My love" (ibid.). Love longs for union with the beloved. Our Lord wants us to take His sacred Body and precious Blood in Holy Communion as food because food is most intimately united with us. He wants us to be united with ~he soul as frequently and continuously as possible, too. The mortifi-cation or humiliation frequent Communion might bring St. Mar-garet Mary in 1675, when it could easily be considered the mark of a presumptuous or proud soul is, of course, absent n6w. "Thou shalt, moreover, communicate on the First Friday of each month" (ibid.). The fact gives the clear, strong response to this request. One has but to enter a church on the First Friday and see a whole congregation rise as one man and go to Holy Commun- 17 C. A. HERBST Review [or Religious ion in Order to realize what.a revolution this desire of Our Lord has wrought. One readily notices that this request is more general than the nine consecutive First Fridays in reward fo~ which Christ made the "Great Promise." "Every night between Thursday and Friday I will make thee share in the mortal sadness which I was pleased to feel in the Garden of Olives, and this sadness, without thy being able to understand it, shall reduce thee to a kind of agony harder to endure than death it-self. And in order to bear Me company in the humble prayer that I then offered to My Father, in the midst of My anguish, thou shalt rise between eleven o'clock and midnight, and remain prostrate with Me for an hour, not only to appease the divine anger by begging mercy for sinners, but also which I felt at that time apostles~ which obliged me watch one hour with Me. shall teach thee." (Ibid.) to mitigate in some way thebitterness on finding Myself abandoned by My to repr.oach them for not being able to During that hour thou shalt do what I Each Thursday night Christ invites us to share in the sadness and agony of death He underwent during His Passion. He asks comp'hssion with Him, companionship, prayer for sinners, rep.aration for desertion by His apostles.These things are very consoling to the. Sacred Heart. Feast of the Sacred Heart "Therefore, I ask of thee that the Friday after the Octave of Corpus Christi be set apart for a special Feast to honour My Heart, by communicating on that day and making reparation to It by a solemn act, in order to make amends, for the indignities which It has received during the time it has been exposed on the altars" (ibid., No. 92). This was the climax of the desires of the Sacred . Heart. St. Margaret Mary celebrated this feast in a little way with her novices on St. Margaret's day, July 20, 1685. "This drew upon me, 'and also upon them, many humiliations and mqrtific.ations, for I was accused of wishing to introduce a. new devotion" (ibid., No. 95). It is a long and painful task to bring.into the liturgy the Church a feast founded on a private revelation, and its advocates also trod the way of humiliations and mortifications. But in 1765 the Holy Father Clement XIII approved the Mass and Office of the Sacred Heart. Plus IX extended it to th~ universal Church in 1856. It was raised to the rank of a feast .of the fir.st class with an octave by Plus XI in 1929. The same Sovereign Pontiff ordered that every year on the feast a solemn and specially formuiated act of reparation 18 danuar~, 1951 BEHOLD THIS HEART to the Sacred Heart of ,Jesus be made in all the churches of the world. And since, as the twentieth century dawned; Pope Leo XIII had con-secrated the whole human race to the Sacred Heart, this request of Our Lord was solemnly fulfilled by His spouse, the Church. The promise, too, is manifoldand, as is the way with Christ, the reward far outweighs in richness the required work. "I prom!se thee that My Heart shall expand Itself to shed in abundance the ih-fluence of Its divine love upon tfiose who shall thus honour It, and cause.It to be honoured" (ibid., No. 92). We have to go to St. Mar-garet Mary's letters for more details." "He promises that all those devoted to this Sacred Heart shall never perish and that, as It is the source of all blessings, He will shower them in abundance upon every place where a picture of this Sacred Heart is exposed to be loved and honored. By this means He will restore broken homes. He will help and protect those who are in any necessity. He will spread the sweet unction of His ardent charity upon all religious communities in which a picture of. this Sacred Heart shall be honored. He will turn aside the just anger of God. He will restore souls to His grace when they shall have, fallen from it by sin." (Letter to Mother de Saumaise, August 24, 1685.) . With regard to the,"Great Promise" that the Sacred Heart "will grant to all those who communicate on the first Friday in nine consecutive months, the grace of final perseyerance" let Father Bainvel's remark suffice: "If I am not mistaken, the con-clusion will always be that the 'Great Promise' is something unique." Our Lord told "the beloved disciple .of His Sacred Heart" that He would fulfill these promises in return for the love and repar.at.ion shown Him in the practices He recommended. The ,substance of devotion to the Sacred Heart is love and reparation. His manifold request and .repeated statements and complaints show this clearly. OUR CONTRIBUTORS BERNARD A. SAUSE, the author of The School of the Lord's Service, a three volume set of meditations on the Rule of St. Benedict, is dean df St. Benedict's theological seminary at Atchison, Kansas. CLARENCE MCAULIFFE and C. A. HERBST are members of the' faculty of St. Mary's College, St~ 'Marys, Kansas. M. RAYMOND is a monk at the Abbey of Gethsemani, Trappist, Kentucky. ADAM C. ELLIS, G. AUGUSTINE.ELLARD, and ,JEROME BREUNIG are members'of, the editorial board of the REVIEW FOR RELIGIOUS. 19. Quinquennial Report:, 1951 Adam C. Ellis, S.3. THE Sacred Co,n, gregation of Religious issued a new decree on 2uly 9, 1947 regarding the quinquennial report to be made by religious orders and congregations, by societies living in com-fiaon, and by kecular institutes." In this decree the obligation was extended to all superiors general ofthe three groups mentioned; and a new questionnaire to be followed in making the report was announced as in preparation. Finally, a new annual report was made obligatory on all the superiors mentioned above. The text of this new decree was printed in the REVIEW for September, 1949, pp. 234- 240, with introduction and comment. When the forms for the new annual report were ready for distri-bution and the.new questionnai.re was available, the late Cardinal Lavitrano (d. August 2, 1950), then Cardinal Prefect of the Sacred Congregation of Religious, addressed a circular letter to all superiors general in which he gave some practical instructions for making out both the quinquennial and annual reports. The official English ver-sion of the new questionnaire for the quinquennial report was pub-lished in the REVIEW, 2anuary to September inclusive, 1950. And in the November number, pp. 309-316, under the title "First An-nual Repoort," some practical suggestions for making out this report contained in Cardinal Lavitrano's letter were given, together with some others, in order to help our readers fill out these forms for the annual report for the first lime. The purpose of this final article is to offer helpful directives for drawing up the quinquennial report, and to indicate some practical conclusions to be drawn from the questionnaire itself. General Directives 1) Who must make this report in 19517 (a) All lay congre-gations ofreligious men (Brothers). (b) Likewise'the superiors general of all religious institutes of women in all the countries of America (North, Central, and South America). 2) In what language should the report be whiten? Clerical in-stitutes must answer the questions in Latin; lay institutes, Brothers and Sisters, may use the vernacular, that is, either English or French, 20 QUINQUENN!AL REPORT German, Italian, Portuguese, or Spanish.1 3) May the quinquennial report be t~/ped? It not only may, but should be typed if this can be done. Otherwise, if written by hand, the handwriting must be clear and good ink .used. The report should be typed or written on good bond paper, not too heavy, and not translucent. ' " 4) Must the question be stated before each answer? No, it is not necessary to include the question with the answer, but it suffices to put the number of the question before the answer. 5) What method should be followed in answering the questions? Always answer the question with a complete sentence, never with a mere "yes" or "no." Give briefly and clearly all the information pertinent to the subject. An example or two may help. Question 24 a) reads: "Is the general council at present up to its full member-ship?" The answer might be: "Yes, the generaI council is up to fulI membership at present. One of the councilors died during the year 1950, but another councilor was elected in conformity with the pre-scriptions of our constitutions." Again, question. 190 states: "Was the delivery of the dowry made according to law?" The answer might be simply: "We have no dowry." 6) When must the report be handed in? Any time durin.g the year 1951. But it should cover the five-year period from 1946-1950 inclusive. 7) Must all the councilors sign the report? Yes, all the coun-cilors and the superior general must sign the report. Hence the report, when completed, should be given for a private reading to each of the persons who are obliged to sign it; after they have done so, it should be discussed in a common meeting and corrected or improved, according to circumstances, if that be considered necessary by the majority, before it is signed by all. ~-There are three official Latin texts of the new questionnaire or Elenchus Quaes-tionum: (1) 342 questions for pontifical institutes; (2) 322 questions for diocesan institutes; (3) 171 questions for independent monasteries and houses. However, bnly the first, that for pontifical institutes, has been translated into Eng-lish. Furthermore, in the questionnaire for diocesan religious, there are three ques-tions which do not appear in that for p6ntifical institutes, and in the questionnaire for independent monasteries and religious houses there are fifteen such questions. ThoSe using text two or three, for diocesan institutes and independent monasteries respectively, will have to find their questions in the larger text for pontifical insti-tutes. To facilitate this task, a chart has been drawn up giving the correlation of numbers for the three texts, and on the back of this chart have been printed the additional questions just referred to. A copy of this chart may be had free of charge by" sending a self-addressed, stamped (three cents) envelope, to the author of this article at St. Mary's College, St. Marys, Kansas. 21 ADAM C. ELLIS Reoieto for Religious 8) What should a councilor do after he has voiced his objections to the superior and to the o[her coimcilors in cbunc[l meeting, but to n6 avail? First of all, he must sign the report along with the others. Then he may, if he wishes to do so, submit his owh judgment to that of the unanimous contrary opinion, and rest satisfied. Finally, if he feels bound in conscience to report the matter to the. Holy See, he may do so in a private letter, being careful to state only objective facts in his minority report. 9) To whom is the report to be sent? Orders, congregations with simple vows, societies living, in common, and secular institutes approved by the Hotel See must send their reports directly to the Sacred Congregation of Religious; address to. Very Rev. Secretary, Congregation of Religious, Pallazzo delle Congregazioni, Piazza S. Callisto, Rome, Italy. All diocesan institutes, independent mon-asteries ~nd houses are to send their report to the local ordinary of their mother house. When he has read it, he will add his comments to the report and then send it on to the Sacre~l Congregation of Reli-gious. If the diocesan congregation, society, or secular institute has houses in other dioceses, the local ordinary of the mother house must send copies of the report to all those local ordinaries as well, and'after receiving their comments, add them to his own before sending the report to the Holy See. 10) In the case of a ponti£cal institute of religious women, who sends the report to the Hol~ See? Is it the local ordinary of the mother house, or the superior general? The decree of the Sacred Congregation of Religious (No. VII) states explicitly that the supe- .riot general is tO send in the report after she has obtained the signa-ture of the local ordinary in conformity with canon 510. 1 1) What is the import of the signature of the local ordinary? Must he read the report?' The local ordinary has no obligation to read the quinquennial report of a pontifical institute. He merely signs it in order to authenticate (subsignare) the signatures of the superior general and her council members. Practical Hints from the New Questionnaire 1) From question 4 for diocesan institutes one draws the con- ¯ clusion that it is the mind of the Holy See that diocesan congrega-tions should apply to the Holy See for the status of a pontifical con-gregation (iuris pontitfcii) when they have developed sufficiently to meet the requirements. 2) Similarly, from question 9 for diocesan congregations it may 22 danttarv, 1951 QUINQUENNIAL REPORT be inferred that they are not to be divided iiato provinces. 3) Religious are not to undertake new works, whether spiritual or temporal, which are beyond the scope of the special end of their. constitutions. Question 5 asks whether this has been done, and by what authority. 4) For the establishment of a new religious house, a written contract should be drawn up in accordance with canon law and with due regard to civil law (question 21). 5) The superior general has the obligation of promulgating decrees and decisions of the general chapter, and of enforcing them (questions 35- 37). 6) The councilors of religious superiors~--gener.al, provincial and local--are to be given due freedom of speech: and the common law as well as the particular law must always be observed in the decisions, appointments, and voting of whatever kind (question 53). 7) Matters in which the common or particular law grants to councilors a deliberative or a consultive vote must be submitted to them for their consideration in common; hence meetings of superiors and their councilors must be held regularly (questions 49-51). 8) Superiors are expected to observe the provisions of .canon law and of the constitutions regarding both the comm6n obligations of religious, and the special obligations of their own office (question 62). 9) It is the desire of the Sacred Congregation of Religious that, where it can be done conveniently, a confessor should be available in the chapel before the reception of Holy Communion (question 85). 10) Superiors are to see to it that religious are allowed a suitable time for preparation for and thanksgiving after Holy Communion (question 85). 11) The administration of the property of a religious institute must be carried on not arbitrarily, but according to the common law and to the constitutions (question 109). 12) When for just reasons the permission of the Holy See is obtained tO engage in business, every semblance bf fraud as well as of avarice is to be diligently avoided, and care must be taken to see that the religious occupied in these business dealings may not suffer spir, itual harm (question 130). '13) The Sacred C~?ngregation of Religious considers it a grave abuse to delay the profession of a novice because the expenses of the postulancy or. novitiate had not been paid (question 164). 23 January, 1951 QUINQUENNIAL REPORT 14) No religious once professed of temporary vows should ever be without vows because of a failure to renew them at the proper time (question 200). 15) The Sacred Congregation of Religious wishes that the use of the telephone and of the radio be regulated by superiors and chap-ters, and that radio programs be censored (questions 214, 215). 16) Religious superiors are to watch over and assist those of their subjects who are pastors (canon 631, §§1-2) and, in case of need, admonish and correct them (question 292). 17) Superiors (a) are strictly obliged to give their subjects ade-quate preparation for their work, whether it be teaching, nursing, or other corporal or spiritual ministry, and (b) they should see to it that their subjects get suitable food and sleep; and (c) that in the exercise of external works the religious life be'fostered, and all moral dangers avoided (questions 301-311). Conclusion We have given a considerable amount of space in the REVIEW to Reports to Rome, both to the new questionnaire for the quinquennial report as well as to the new annual report. At first sight one might conclude that these reports are of interest only to the superiors who have the obligation of making them. But if we examine the ques-tionnaire we shall find "that it contains a very practical and fairly complete statement of the law of the Church regarding religious, with continual references to the canons of the Code of Canon Law which are generally cited,' and with frequent allusions to the decrees, instructions, and jurisprudence of the Holy See. Hence all religious can read the questionnaire with profit. The questionnaire likewise affords a safe norm of action for superiors, consultors, treasurers, and masters of novices since it provides them with a valuable reminder of their duties. Hi~her superiors can find in it direction for govern-ment, and a stimulus to action, since it provides for them matter for the study and examination of their duties and obligations. Finally it provides a safe guide for the visitation of houses inasmuch as it gives the principal points upon which action is to be taken during the visitation. May all religious derive profit from it, and find in it the ideals and standards of the Holy See in their regard, as well as a norm for the solution of many poi.nts which may appear to be obscure or controverted. 24 Unworl:hy h inist:ers ot: !:he Sacramen!:s Clarence McAuliffe, S.3. THE attitude of Catholics towards their priests differs radically from that of Protestants towards their clergymen. The Protestant pastor is expected to possess the social graces. He must keep in good contact with his flock. He should be a good story teller, a hearty hand-shaker, a sinceie sympathizer. He should have a pleasing voice since one of his principal functions is to lead congregational prayers and songs. He must have some preaching ability, but he must be careful on what subjects he exercises it. He is not likely to" be criticized i£ he speaks on government planning or child welfare or home economics even though he forges no link between such subjects and man's salvation. If he deals with reli-gious topics, he must confine himself to a limited number of moral questions or to a few hazy dogmatic generalities. He ought to be an adept organizer, and the more dances, bazaars, dubs, social gatherings he organizes, the more satisfied will his people be. If he is found wanting in too many of these endowments, he is likely to find him-self a pastor with a much diminished congregation, or on pastor besieged by an indignant congregation which will have him ousted from his post. This may not be true of all Protestant denomination~ and parishes, but it certainly holds for many of them. Catholics, too, would like to see their priests gifted with many of the aptitudes demanded of the Protestant clergyman, but they con-sider them as secondary. They expect their priests to be men of God (Protestants also expect good example and a certain righteousness in their spiritual leaders), but even moral deviations do not make the priest unbearable. Catholics realize that the priest, whatever his lack of talent or his delinquen.cies, holds a sacred office. He has been con-secrated eternally to God to do, not his own, but God's work. He may be morose, anti-social. His sermons may have the effect of a mother's lullaby. His singing may be a series of auditory shocks. But the principal work he has to do does not depend on his personal capabilities. He says Mass. He confers the sacraments. 'These are his prime duties. Everything else is secondary. And it is a marvel of God's operation in the faithful that most of them realize that their 25 CLARENCE MCAULIFFE Review for Reiigious prie.sts., can administer-beneficial sacraments and celebrate effiicacious Masses even though they are '.'bad priests." Our people are aware that the !~/Iass and the sacraments have a God-given eff~cacy that can-not be frustrated by unworthy ministers. The subjective spiritual condition of the priest cannot impede the divine effects of those reli-gious rites which were instituted by Christ Himself, because they operate automatically. What Are the Reasons? It might be profitable, however, for us to examine the reasons for this. Why is it that a callous sinner can confer a sacrament which will bestow its spiritual effects on a recipient who is properly dis-posed? Why is is that sacramental ministers who do not have even the Catholic faith, such as apostates, rationalists, heretics, schismatics, Jews, pagans, can nevertheless, confer a sacrament or sacraments without interfering with their power to sanctify those who receive them? The facts are certain. Unl~oly ministers and faithless min-isters can do so. But how do we know that Christ Himself wanted His sacraments to operate independently of the holiness and faith of their ministers? Before answering this question, it might be well to insist that in all cases the minister must place the external rite of the sacrament correctly. He must properly unite what we call the "matter" and the "form" of the sacrament. Take the example of Baptism. The minister must always use true natural water. He must so apply this water to the recipient that it touches the skin and flows. He must at the same time pronounce the prescribed formula of words with his lips. Since baptism can be validly administered by any sane adult whatever, no special power deriving from orders is required in its minister. Essentials for Validity/ In all the sacraments except baptism and matrimony, however, the extraordinary spiritual power bestowed by ordination is essential for validity. No matter how holy a minister may be, therefore, his efforts to produce sacramental graces are in vain unless he administers conectly the basic external elements of a sacrament. Even should this be done, no sacramental graces are communicated unless the min-ister is endowed with the unique spiritual power conferred by ordi-nation. Once so much is assumed, we now ask why 'it is that a def~tive spiritual condition of the minister, such as the state of mot- 26 Januarg, 1951 UNWORTHY MINISTERS tal sin or lack of faith, cannot prevent a sacrament from imparting its graces automatically to a person who is sufficiently disposed to receive it fruitfully. It should be observed that reason alone, independent of God's revelation, could not have decided the correct answer to this ques-tion. God surely could have, had He so willed, made the validity of all th~ sacraments contingent on the faith and holiness of their minister. Had He done so, ministers would have had an additional incentix;e to foster their faith and to preserve the state of grace. Fur-thermore, reason left to itself might argue that a ministbr bereft of faith and holiness could not be an active agent in the administration of sacramentsl since these.by their very nature infuse grace and aug-ment the v.irtue of faith. How can one who does not possess the Holy Spirit confer the" Holy Spirit on another? These and other rational considerations cotild be advanced to prove that ministers of sacraments must have faith and at least the state of grace. But although our faith is always reasonable, we hever learn it by having recourse to reason as its main conduit. The object of faith is God's revelation which is proposed to us proximately by the Church. Hence faced by the present problem, we seek the Church's teaching and tra-ditions. But we shall show later on that, even from the rational side, we can advance excellent reason why God made His sacraments independent of the faith and holiness of their ministers. No Rebaptisms It had been the custom in the Church from her earliest days, just as it is a.t p[esent, not to rebaptize heretics when they were converted to the Catholic church. Such heretics had already 'been baptized in their own sects and so by heretical ministers. But if the rite had been properly administered, the Church simply took for granted that such baptisms were valid even though conferred by ministers who rejected, either culpably or inculpably, part of the true faith. Such converts from heresey were obliged merely t6 make a profession of faith and to go to the sacrament of penance. About 220 A.D., Agrippinus, Bishop of Carthage in Africa, began to inveigh against this custom. He declared that such converts should also be rebaptized because their previous baptism was invalid by the very fact that its minister had not possessed the full Catholic faith. The illustrious St. Cyprian, successor to Agrippinus in the See of Carthage, sanctioned the same opinion and insisted on its observance in the dioceses of Africa. When, however, he consulted 27 CLARENCE MCAULIFFE Review [or Religious (about 254 A.D.) Pope St. Stephen about the ma~ter, he receipted the following reply: "If, therefore, heretics of any sect whatever come to you, add nothing to the traditional practice of granting them absolution." This decision of St. Stephen's, based as it was on the ancient custom, came to prevail despite temporary opposit'ion in Africa and Asia Mi.nor. Thus we find St. Augustine, looking back on the dis-pute a hundred and some odd years later, declaring: "According to o Blessed Cyprian, his predecessor Agrippinus had been the first to "amend" this most wholesome custom (of not rebaptizing heretics) ; rather should we believe that Agrippinus was the first to corrupt, not to correct it." So, too, St. Vincent of Lerins some years later pro-nounces this judgment .on the dispute: "The antiquity (the custom of not rebaptizing heretics) was retained, the novelty was exploded.'~ Finally the Council of Trent expressly defined the matter as an article of faith against the Protestant innovators of the sixteenth century: "If anyone says that baptism which is conferred in the name of the Father and of the Son and of the Holy Ghost, with the ifitention of doing what the Church does, is not a true baptism, let him be anathema." It should be noted that this definition is concerned directly with baptism alone. Nevertheless .it is certain that heretical ministers, provided they possess the power and place the matter and form cor-rectly with the intention of doing what the Church does, can ~¢alidly confer any sacrament whatever. All the sacraments are la~ien with. the merits of Christ. That is why they confer grace automatically. If, then, heresy in the minister cannot prevent the spontaneous infu-sion of grace by baptism, neither can it prevent this infusion of grace by the other sacraments. So, a true bishop, even a heretic, can val-idly confirm or ordain. Heretical priests, if validly ordained, can say Mass and administer Extreme Unction. The only ex~ception is the sacrament of penance. For this sacrament not only priestly power. but also ecclesiastical jurisdiction is necessary .for validity. If this jurisdiction is wanting, absolution becomes invalid, but it does not become invalid because the minister is a heretic or an apostate. The invalidity proceeds solely from lack of jurisdiction. It is, therefore, universally true that heresy in the minister does not make any sacra-ment invalid. Moreover, although the controversy of the third century was concerned v~ith heretical ministers only, we know for certain from 28 danuary, 1951 UNWORTHY MINISTERS other sources.that ministers who possess no trace whatever of divine faith, such as rationalists, apostates, pagans, can validly administer baptism. Hence the practice of urging even pagan doctors or nurses to baptize infants, when they are in danger of death and no one else is available should be retained and even spread. The Council of Florence declares, though it does not define as of faith, the following: "In case of necessity not only a priest or deacon, but even a layman or laywoman, yes, even a pagan and a heretic is able to baptize, pro-vided he observes the rites of the Church and intends to do what the Church does." Can Sinners Act Validly? But these arguments do not answer the question whether a sinner also can confer a sacrament validly: Lack of faith is often incul-pable. ¯ A sincere Protestant, for example, even though he does not have the true faith in its fullness, may be in the state of grace. No sin attaches to his incorrect belief because he honestly believes it is correct. Hence a minister deprived of the true faith may be free from sin. On the other hand, a minister may retain the Catholic faith and yet be in the state of mortal sin. Thus a priest might be a sinner because he deliberately violated a grave precept and yet the faith of the priest remains intact. Hence it does not follow as a logical con-clusion that since an unbeliever can validly confer a sacrament, there-fore a sinner can do the same. Nevertheless, if we revert to the third century dispute previously outlined, we shall find that from it we can deduce that sinful min-isters cannot impede the efficacy of baptism. Some, at least, of the heretical ministers who had baptized converts who later were admitted into the Church without a second baptismal ceremony, were not only heretical, but were also formally heretical. They knew they were in error and yet they obstinately persisted in their error. To do this is to sin very seriously. Hence some of these ministers were at the same time heretics and sinners. Yet the validity of their baptisms was never questioned on this second score. St. Cyprian was worried about their unbelief, not about the culpability of that unbelief. Therefore the ability of a sinner to administer baptism validly was not even challenged. It is clear, then, that everybody admitted implicitly that sinners could validly baptize. " Should there be some doubt whether any of these heretical min-isters were culpable of their heresy, we should have to prove our point from a slightly different angle. Even though their heresy may 29 CLARENCE MCAULIFFE Reoiew for Religious not have been sinful, this much at least is morally certain: some of those heretical ministers who had performed the baptism of later converts, were guilty of mortal sin of some kind. It would have been a .miracle if none of them during a period of two centuries had been in the state of sin when baptism was administered. Yet the fact remains that when their converts joined the Church, no one even dreamed of investigating the moral state of the heretical ministers who had baptized, them. Everybody, even St. Cyprian and his fol-lowers, realized that the results of such an investigation would have been irrelevant and could have had nothing to do with the validity of the baptisms conferred. Thus even those who denied the validity of baptism when performed by a heretic, implicitly conceded along with the whole Church that the sinfulness of the minister could not affect the sacrament's value. The Council of Trent When heretics such as the Donatists and later on the Waldensians and Albigensians (13th century) and still later the followers of Wycliffe and Huss (15th century)asserted that sinful ministers could not validly confer the sacraments, they were condemned by the Church officially. Finally in the sixteenth century when the leaders of the Protestant Revolt repeated the same falsehood, the Council of Trent proscribed the error as heretical when it declared: "If anyone says tl~at a minister in the state of mortal sin, provided he observes all the essentials which belong to the effecting or conferring of a sac-rament, neither effects or confers the sacrament, let him be anathema." Thus confirmation, extreme unction, confession and the other four sacraments lose none of their power to produce grace in their recipi-ents just because their miniiter happens to be a sinner Sacraments, therefore, truly produce their grace "'ex opere operato,'" not only independently of the merits of the subject, but also independently of the merits of the minister. The latter's deficiency in faith or his moral degradation cannot destroy or even weaken their efficacy. Fittingness of Doctrine Once we know that God has revealed this doctrine, we can find good reasons for His making the essential rites of His Church superior to the weakness of their ministers. In the first place, the minister of a sacrament is in the strictest sense, only a minister. He is not acting in his own name, but in that of Christ. He places rites that were instituted by Christ, not by himself. He places rites that bear within 30 d'anuary, 1951 UNWORTHY MINISTERS themselves the me~its oF Chris't, not his own merits. He is merely an official. Now we all know that officials can act just as efficaciously in performing their official functions regardless of their personal beliefs or delinquencies. A judge may not beIieve in the law he officially upholds, he may be a disgrace to his fellow citizens in his moral conduct, but his decisions do not lose any of their binding force because of them. He acts in the name of the State in rendering judgments, his verdicts are just as binding as those of a judge who believes in the laws and whose private life is blameless. Similarly, the.subjective beliefs and moral vagaries of the minister of sacraments cannot obstruct their grace-producing power as long as the rites are properly placed and conferred. Again, if the sanctifying activity of the sacraments were depend-ent on the faith or holiness of their ministers, the faithful would be beset by endless mental anxiety about their own spiritual welfare. They would wonder if the priest who says Mass is in the state of graceand a true believer. If not, they would get no grace from Holy Communion when he would distribute the Sacrament. Again, a dying sinner wants to confess his sins. His salvation depends on a good confession. But suppose the priest who hears his confession is himself a great sinner and, as a result, his absolution would be invalid? The penit.ent would lose his soul because he did not make an act of perfect .contrition. Anxietq Removed Moreover, the anxiety would be increased by the fact that we cannot know whether a 19erson has faith and is in the state of grace. Faith and holiness are primarily internal qualities. We cannot be certain that the minister of a sacrament has them. Our judgments about the holiness of others are necessarily superficial, since we can-not glimpse the inner workings,of any human soul. As a result of this principIe, we would never know for sure whether any sacrament was fruitful for us, and the entire Church, both clerical and lay, would be in a continual ferment. Such a spiritual condition would hardly be compatible with the reiterated promise of Christ that His followers would enjoy peace of soul. Finally, if the efficacy of the sacraments were contingent on the faith and sanctity of their ministers, certain lines of conduct incom-patible with the teaching of Christ would be almost necessarily engendered. The laity would be suspicious of their priests. They would pry into their private lives. They would be on the watch for 31 danuar~, 1951 UNWORTHY MINISTERS scandalous reports about them. They would misinterpret many of the actions of their priests. They would falsely conclude that a priest was a sinner when he was not. Priests would be reported some-times rightly, oftentimes wrongly, to their bishops. Bitterness, detraction, calumny, suspicion, rash judgments would tear apart the Mystical Body of Christ which on the Word of God Himself should be permeated with that harmony that flourishes between the different organs of a healthy human body. The doctrine, therefore, that the value of the sacraments does not depend on the faith or holiness of their ministers, a doctrine so for-eign to the Protestant mind, is part of our Catholic faith. It is a most consoling doctrine. Ou~ sanctity depends upon ourselves. This is true not only of our meritorious works, but even of that sanctity which results from reception of the sacrameni:s. Sacraments work ex opere operato. They produce their grace independently of the spiritual condition of their ministers. These ministers are expected to keep in the state of grace. They are obliged under pain of mortal sin not to administer a sacrament unless they are in this stale. But if they fail to observe this precept, they harm only themselves. They cannot harm thos~ who receive the sacraments from their hands. The recipient need worry only about himself and his own preparation. If .this preparation is substantially suff~dent, he himself will receive grace ex oiotre optrato and no human being cart prevent this Qod-given' effect. NEW APOSTOLIC CONSTITUTION Pope Plus XII has recefitly issued a new Apostolic Constitution Sponsa Christi. This document regulates the cloister or enclosure of nuns in such a way as to make it 15ossible for the nuns in postwar Europe and elsewhere tosupport themselves since r~any contemplative monasteries have lost all their endowments and are receiving relatively few vocations. The strictly papal cloister of canons 600-604 is limited to that part of the house in which the nuns habitually dwell (cells, dor-mitories, refectory, community room, private garden, and the like) under the title of major papal ~loister, while the rest of tl~e house and grounds within the monas-tic compound where the labors for the support of the community are carried on are called minor papal enclosure. The Apostolic Constitution also treats of Federations of Independent Monasteries and recommends them by pointing out their advantages without, however, making them of obligation. We hope to give our readers more information on this Apostolic Indult and on the subsequent Instruction of the Sacred Congregation ,of Religious. 32 I-low Are Your I::yes? M. Raymond, O.C.S.O. CARYLL HOUSELANDER claims that are like clouds of wind-blown seed," that within them lies the mysterious secret power that seeds have to brit~g forth life.'" I turned from her article to my mail. Three letters, so brief they are more fittingly called "notes," showed me that Caryll had been most conservative. She could have claimed more than seminal pow-ers for words. She could have said that there are occasions when they have all the might we now know lies in certain atoms. I was living one of those occasions. Let me tell you about it. The first letter I lifted told how an Archbishop, in a public address, had infqrmed his audience that the Trappistines in Wrent-ham, Massachusetts, had received more than four hundred applica-tions this past year. "Half of them," he added, "were from dissatis-fied religious.'" That word "dissatisfied" set me thinking. After a little while I wanted to write to the Archbishop and tell him the longer we live in religion, the more dissatisfied we grow. Not with our vocations. No! Not with our rules and constitutions. Indeed no! Not with our work or our fellow-workers. Daily our love for these grows. But we know a gnawing dissatisfaction which is nothing but a loneliness for heaven and a longing for the face of God. I could have given His Excellency example after example not only of middle-aged religious, but of diocesan priests, who have come to me thi~ past year with eyes turned avidly toward Gethsemani. Why? Because of that divin.e restlessness so aptly described by Augustine when he exclaimed: "Our hearts were made for Thee, O God, and they shall never know rest until . . ." Yes, the longer we live, the lonelier we grow for the sight of God and the sharper becomes our dissatisfaction with life on earth. I did not write that letter. For the longer I pondered the matter, the clearer I saw that there is another kind of dissatisfaction in the lives of some religious and I feared the Archbishop might have been referring to that. I know it should never be there. Occasionally I am puzzled beyond the telling to find it deeply ingrainedin indi-viduals, who have greyed in religion. I meditated and mused on this matter for days, not only because of what' the Archbishop had said, 33 M.~RAYMOND Reoieto ~:or Religions but because of two other letters in the same mail. A mother general had written: "The appointments were placed in the mail last evening, and I am glad to know they are accompanied by your prayers." A sister superior had written: "The Annual Thin Letters just came in, so pray . . ." You can see how those two sentences kept me thinking along the lines in which the Archbishop's remark had set my mind. I believe they will have the same effect on all who entered religion before we begin to ~peak and spell the way they print the Ordo, that is, before any woman was known as a ~4"AC, any girl as a ~VAVE, or any boy as just another GI 3oe. For the most part the thoughts conjured up are pleasant. For it is always refreshing to find real religion in religious, .Christ in Christians, and self-forgetfulness in selfish human beings. But as we go on thinking, it will be clear to all that both Mother General and Sister Superior had only one prayer in mind. They wanted me to pray: "'ut videant--that they might see.'" For while anyone who has celebrated a silver jubilee in reli-gion can tell tale after tale of actual heroism brought forth by.the few words these "annual thin letters~" or their equivalents Carr~ , they will also have memories of a few human tragedies brought on-- not by the "letters" mind you, but by the eyes that read them. There's the point: it is the eyes that read them. This fact that not only our happiness here on earth, the proper development of our characters and personalities as religious, and our genuine progress in the spiritual life, but in very truth our ultimate sanctity and consequently our eternity in heaven or hell depends entirely on our vision has been so deeply impressed on me by a series of happenings which began with what I have already narrated, that I feel I would be untrue to God and His grace did I not ask you: "How are youc eyes?" First, there was the nun who had just received her "thin letter" and was starry-eyed. I had to think that I was looking on one who was radiating the same wonder, awe, and joy that must have rippled out from Bernardette after a vision of "the Lady" and from Mar-garet Mary after a session with the Sacred Heart. Her letter told her she was to spend the next few years, and perhaps the rest of her life, in India. She was tremulous with happiness, for she realized she had been specially chosen for a special task, that a high commission had come from the High Command. And while she was not blind to the trials that lay ahead for her as a human, she was wihe enough 34 ¯ Januar~j, 1951 How ARE YOUR EYES ? to focus her gaze on the trust that had been placed in her by the Divine. Her only request was: "Pray that my family see it as I do." Then there was an older nun whose ~yes held a different light, whose tongue told a different tale. She had not been changed. No "thin letter" or its equivalent had come to liberate her, as she said, from her "misery." I spoke to her as earnestly as I could about Divine Providence and the wisdom of God, insisting that He gives us the one environ-ment in which we can best grow. It did not take. I spoke of supe-riors as representatives of Christ, striving with all my might to stir up faith and have her thrill to the truth that in hearing them, we hear Him. She did not respond. I appealed then to what has always appealed most to me, showing how obedience is the touchstone Of our loyalty to God and the grandest tribute of our love. I made very little impression. She lifted eyes that were lusterless and dull, eyes that seemed to hold in their deeper depths some slowly pulsing pain, and said: "Oh, if I could only see it that way!" The contrast struck me forcibly. All too vividly did it make me realize that there is such a thing as .spiritual myopia and very real astigmatism of the inner eye, the eye of the soul. I tried hard to excogitate some corrective for this faulty vision and some sure cure for an eye-ailment so serious that it can ruin a life. Recently, when I was in the hospital for a check-up of my "wild cells," the supervisor of surgery invited me to a tour of her depart-ment. I went. I had heard exceptionally high praise of the arrange-ments in this particular hospital. I soon saw that there was firm foundation for that praise. Sister showed me through sixteen or eighteen splendidly-equipped operating rooms, opened glass cases that held so many skillfully-shaped instruments that I was open-mouthed in marvel at the ingenuity of man and the thqroughness of the sci-ence of surgery. Then she had a nurse show me what a specialist would use in a lobotomy and explain the entire technique. I was speechless in admiration of the daring of these modern doctors. But it was not until Sister had led me into the smallest room on the whole floor that I saw why God had planned this particular visit at this particular time. "This is where they do the eyes," she said, as she opened a case and dazzled me with a display of shining steel scalpels more delicate than any I could have dreamed existed. Then she told me of the "eye-bank," revealing one of the greatest marvels of modern surgery. .35 M. RAYMOND Review for Religious It seems that specialists can take the cornea from the eye of a dead man, stretch it over the blind eye of one who is alive, and have him see. You can readily understand ,why my meditations and musings for the next few days were on the possibilities of some similar sur-gery for the eyes of the soul. If we priests, I thought, who so often have to use what we may well call spiritual scalpels, could only take the cornea from the eye of Calvary's dead Christ and stretch it across the blinded eyes of. Then it burst on me! What I had been dreaming of as a possi-bility, what I had been turning in my mind as a bit of fond fancy and a fetching analogy, I suddenly realized was actual fact. Baptism has done for the eyes of our spirits what these master surgeons are now doing for the bodily eye~ of the blind. Has it not, by subtlest sacramental surgery, inserted us into the Mystical Body of Christ? Has it not made us His members? Of course. But where are the eyes in any body? Are they not in the head? Does it not follow then, that so long as we act as His members, we will see things through His eyes? The musings and meditations of these few days had led me where meditations and musings of the past ten or twelve years have almost invariably led me--to the doctrine of the Mystical Body of, Christ. Think along with me now and see whether this doctrine, properly understood and rightly applied, does not allow us to diag-nose the diseases we have mentioned, isolate the very germs that cause them, ~nd proffer the infallible cure. That sounds hopeful, doesn't it? Almost too hopeful. But let us see. At baptism we were made Christ, but we did not cease to be ourselves. Hence, while the sacrament effected much ex opere opecato, it left almost as much to be accomplished ex opere operantis. For while those waters and words, plus the proper intention on the part of the minister, sufficed to incorporate us into the God-Man; to transform us into Him not only our own 'intention will be required, but along with it what may. well be water--our sweat and tears-- and what most certainly will be works. Limiting ourselves to this matter of vision, can it not be said in all sincerity that in baptism we received a sort of supernatural trans-plant, giving us a second lens, so that now we can look on all things either through the lenses that are human, or the stronger ones that are divine? Is it not true that we Christians, and especially we reli- 36 ~anuaql, 1951 How ARE You~ EYES gious, have double-vision ? that we are able to view things either with the eyes of man or with the eyes of the God-Man? that on every-thing which impinges in any way on our consciousness we can foolishly limit our sight at secondary causes or have it pierce through to see Him who is the First and" the only Uncause'd Cause? Is there, anything in our days or nights, .anything in the entire sweep of our lives, that cannot be looked upon in practically the same way we look upon a consecrated Host? The "species" are there. The "thin letters" of which I spoke came from a definite address, passed through the ordinary channels of the mails, bore the signature of a human being. But to the Christian conscious of his or her Christhood, to the religious fully aware of his or her dignity as His member, to the soul sensitive to reality, these things are but "species," mere accidents: the substance lies beneath. Why is it, then, that we do not always see things this way? Simply because we do not look through the divine lens. The trouble is not in our minds; it is in our wills. Our eyes must be directed. If we set them looking through the cornea we received from the First Adam, we shail see as human beings. That is what happened to Felicit~ Lamennais, once his writings had been condemned by Rome. His friend and fellow-worker, Lacordaire, was wiser. He looked through the cornea given by the Second .Adam, and saw truth. The deathbeds of these two men might well haunt all of us, for they con-- tain the greatest lesson for anyone's life. One used the eyes given him at birth and died a reprobate. The other employed the vision given at rebirth and died as we all want to live and die--in the arms of Mother Church, which are also the arms of Him who is our Head. But I don't have to go to that extreme to show you the practi-cality of looking at things as members of His Body. I can limit my-self to the question of temporal happiness, that quiet of mind and peace of soul we all crage, and prove that this doctrine is the panacea. Oculists will tell you that many a headache comes from using improper lenses. I will tell you that in the spiritual order many a heartache comes from the same cause. If we want happiness every hour of the day, if we want an easy pillow at night, if we want a conscience that will approve us and.our actions at every examen, one thing alone is necessary, to direct the gaze of our minds through the . lenses given us by the God-Man and see always and in everything exactly what He saw, the Will of the Father. Simple, isn't it? But let me tell you it will make life sublime. 37 M. RAYMOND Review for Religious L~t me say that I can safely paraphrase St. Alphonstis Liguori and claim that "what distinguishes perfect from imperfect religious is the' use of the divine lens." Or I can borrow from St. Teresa of Avila and say that you can be assured that the devil has no better device to keep us from the heights than to have us look through the cornea we had when we came from our mother's womb, neglecting the one, gained by being born again of water and the Holy Ghost. What an example Peter Claver gives us of all this. He had de-voted himself to the slaves at Cartagena. Alr'eady he had baptized more than a quarter of a million when word came from his superior: "Stop baptizing." I think most of us would have answered that command the way Peter answered the command of the high priest: "We must obey God rather than man." But Peter Claver stopped baptizing. The saint had been holding public devotions to the pal-pable spiritual profit of the poor benighted slaves. His rector told him to put an end to them. Claver could have looked, as many of us would have looked, and seen the hand of the calumnious and the enviou~ in this mandate. He didn't. He put an, end to the devo-tions immediately. But the campaign of hostility went on. Small-souled criticism won from superiors the injunction that Claver change his whole manner of instructing. Now remember this man had been as effective in his milieu as Xavier had been in the Indies. What would you have done in the circumstances? What would I have done? Claver changed his entire manner of instructing. But still: the opposition was not satisfied. It did not rest until it had obtained from higher authority the complete removal of this man from this glorious work. Claver went to his new assignment with all the cheer with which a newly ordained priest goes to the altar. How could he do it? By using the divine lens, acting as a member of the Mystical Body of Cl~rist and seeing superiors through the eyes of the Head°of that Body and hearing in their voice the voice of God the Father. Now who w~uldn't thrill to hear His voice? Who would not leap to obey His command with a happiness--but I had better stop there, lest what,seems lyrical prove a humiliating expos~ of our own short-sightedness. HOME FOR TUBERCULOUS SISTERS An entire wing of private rooms (twenty-eight) in Sa~,ta Teresita Sanatoriuin is being reserved for tuberculous Sisters. The Sanatorium is cared for by Carmelite Sisters of the Third Order. Address Santa Teresita Sanatorium, 819 S. Buena Vista Road, Duarte, California. 38 Classic on I-ligh'er Prayer Jerome Breunig, S.J. [The book reviewed in this article was not controversial in purpose though the theoretical position of Poulain is now controverted. Thus he holds that mysticism in his' special sense is outside the normal development of the Christian life. The book is reviewed independently of its controversial stand because of its unique value for spiritual direction and for its descriptions of mystical experiences.--ED.] AUGUSTIN POULAIN'S The Graces of Interior Prau. er1 is a ¯ great book. It is unquestionably one of the most important and influential books ever written on the science of prayer. It is not new, but it has been out-of-print for so long that it may be new to many of our readers. Because of this and of its importance for many religious as well as of its special timeliness today, it seems necessary to review at greater length this reprint of the classic work. Poulain's book was first published fifty years ago. Ten years later the first English edition appeared. The present volume from Herder is all the more valuable because it includes an introduction by J. V. Bainvel. This introduction gives a thorough, competent review of the book, adds an occasional needed qualification and clarification, and presents a brief picture of the impact .the book ha~t on mystical studies. As far as the present reviewer knows, Bainvel's introduc-tion, a book in itself, is here appearing for the first time in English. Written primarily for spiritual directors and then for mystics and budding mystics, Poulain's book will also be helpful for anyone interested in God's extraordinary communing with souls." The secondary title of the book is "A Treatise on Mystical The-ology." It is necessary to note from the beginning and to remember that Poulain, unlike most spiritual writers of the present day, uses the term mystical in a very restricted sense. Today there is much evidence of interest in mystical theology and in the supernatural phenomena which are its object bf study. Numerous Manresa and otl~er study clubs are investigating ascetical and mystical problems. .N~ew periodicals devoted to spiritual sub-jedts have appeared in recen~t years. Thomas Merton's books have found a wide reading public~. The number of vocations to the con-templative life has increasedI Another example of and a contribution to the g~owing interest is E. Allison Peers' standard edition of the 1See the "Book Review" section, ~. 52 for details on publisher, price, etc. 39 JEROME BREUNIG Religious works of St. Teresa of.Avila and St. John of the Cross. In fact, books on 'the theory, of mysticism, biographies of mystics, anthologies of such writings,' books of private revelations have multiplied in the past few years. But interest and concern is by no means limited to the academic realm of books. The press has given extensive pub-licity to some of the stigmatics of the present day. Keports of appari-tions have become well known throughout the world. While remaining deeply respectful before God's special dealing with chosen souls and deriving spiritual benefit from them, there is always need for caution and guidance in order not to espouse every claim of super-natural "intervention. Helpfulness of Book In this milieu Poulain's work has a special timeliness. For people who would like to evaluate private revelations, cases of visions, stigmata, etc., this is the book. The book is helpful on the level of practical judgment of publicized supernatural phenomena and on the level of theoretical study of mystical theology. In Graces of Interior Prager the interested priest, religious, or lay Catholic, as well as the non-Catholic, the scientist and the non-scientist can find a rather complete, systematic, and factual study of extraordinary supernatural phenomena. The book should help clarify an outlook, perhaps modify misguided enthusiasm. At any rate, it will foster a more reserved and prudent, point of view. For instance, Poulain showsA that even among the saints there were false visions and even in true visions false human alloy sometimes became mingled with the divine. Those interested in the problems of mystical theology should welcome this volume because it is a good counterbalance to the the-oretical ~pproach that is now being emphasized. Poulain follc;ws the descriptive rather than the speculative school which endeavors, as he described in his pre.face, "to systematize' all facts theologically by connecting them with the study of grace, of man's faculties, of the gifts of the Holy Spirit, etc." R. Garrigou-Lagrange's The Three Ages of the Spiritual Life is a good example of the speculative school. From the Author's Preface Poulain clarifies his purpose at the outset. "I wishec~ as far as possible to give very clear and accurate descriptions as well as v~ry plain rules of conduct." His purpose, then, is descriptive and pre-scriptive. He continues: "If I do not associate myself with the specu-lative school it is not from contempt. It deals .with many high and interesting questions. But the readers I have in view do not desire 4O January, 19~ 1 CLASSIC ON these things.(I am writing especially for those souls who are beginning to receive the mystic gr.aces and who do not know how to find their way in this new world. And I address myself to those also who are drawing near and who have entered into the adjacent states. Now such persons requir.e,something really practical. They wish for exact pictures--I was about to say photographs--in which they can recognize themselves immediately. They also require rules of conduct reduced to a few striking formulae, easy to ~emember and to apply.i~ He fbresees an objection. "Certain theologians would require more than this. They will perhaps see in this little book a mere manual, resembling those treatises on practical medicine which do not lose themselves in high biological theory~ but merely teach us how to make a rapid diagnosis of each disease and lay down the proper treatment. But I confess that I should think myself very happy to have attained such a difficult end." ~. The author's precautions which seem applicable to most works by mystics or on mysticism are the following. They are also in his preface. "The mystic" graces do not h"f t t:he soul out of the or"dmary.~b~¢~t~ conditions of,Christian life, or free it from the necessity of aiming perfection." ~,~Mystical graces are not sanctity but merely powerful~ means of sanctification; they mu,~st be received with humility and co~. responded-to with generosity."~ To pass our time in dreaming of the mystic ways is a dangero~uus error." Finally, "for all spiritualc~a~.~ ~ questions it is necessary to have a director. The more extraordinary)~I/~e~ the ways by which the soul is led the greater, as a rule is the Unlike most writers on the subject of prayer, Poulain's purpose is not primarily inspirational but rather Scientifically descriptive and prescriptive. The object of .the study, of course, of its very nature . has inspirational value. Nor does Poulain exclude this for he ends his preface: "I pray God that this book may accomplish the only end that I bad in view: the good of souls. (May" it awaken within them-~ {an attraction for prayeO'and the need f'o unite themselves with the divine Maste~.). ~May the souls raised to the fruitful joys of the mystic life become more and more numerous in the Church, especially amongst those who have been consecrated to God.:~ Send forth spirit., and Thou shalt renew the face of the earth.'~ Teacher and Scientist Poulain was a teacher and a scientist. As a good teacher he took 4i JEROME BREUNIG Review for Religious pains to be clear. He had been a p~ofessor of mathematics for many years, and the reader suspects that he was adept at the use of the bl_ackboard. In hi.s early years be wrote a book which he playfully called the"Poor Man's Ge,ometry." In this book he used all his inven-tive genius to simplify the theorems for the slowest boy in the class. In Graces ot: Interior Prancer, "with its short phrases, its explana-tions simple sometimes almost to the point of na~vet~, its clear divl-siofis, its many paragraphs, its clever typographical devices" (Bain-vel's description of Poulain's style, page xxxvi), we find the same gracious teacher eager to bring the difficult subject matter within his pupil's wave length. As a scientist in the best modern traditions Poulaln endeavors to support his statements by factual data. He has so arranged the book that after each chapter he gives evidence to support the previous dex~el-opment. The basis for his treatment of interior experience is the writing of the mystics. In many instances he has also drawn from his own experience with mystics of his own time. Poulain himself said: "In thirty years I have come to know thirty-three persons who seem to have real supernatural graces, and nine who have false visions" (p. xxxv). The scientific treatment should commend the book to all. Incidentally, the book should help non-Catholic doc-tors, psychiatrists, and others who wish an introduction to mystical phenomena but would find a purely speculative treatment based on the unseen realities held by faith alone relatively unintelligible. The Table ot: Contents Poulain has divided his treatise into six parts: (1) Preliminary questions which give principal definitions and explain ordinary prayer; (2) General ideas about the mystic unlon;(3) A study of the degrees'separately; (4) Revelations and visions; (5) Trials of contemplatives; and (6) Supplementary questions. Herder's present volume adds to the appendices of' the original work an appendix on the question of acquired and infused contemplation and another on the discernment of spirits. The latter includes the Rules of St. Igna-tius, Counsels of St. Teresa on Temptations, ~ind Illusions and Marks to Discern the Si3irit of God, according to St. Margaret Mary. The author begins his work by making a clear-cut distinction between ordinary prayer and extraordinary or mystical prayer. To clear the ground for the distinction he first points out four degrees of ordinary prayer, namely, vocal, meditative, affective, and simplified prayer; next he notes the progression and describes at some length 42 January, 1951 CLASSIC ON PRAYER affective praye.r and especially the prayer of simplicity. According'to Poulain, the prayer of simplicity, though close to mystical prayer, does not" contain a,ny mystical element. The prayer of simplicity is still the result of human~efforts. All kinds of prayer, of course, require grace. He confines the hse of the word mystic to "supernatural acts or states which our own industry is powerless to produce, even in a low degree, even momentarily" (p. 1). The author then points out four degrees of the mystical union: 1) incomplete union (prayer of quiet) ; 2) full union (prayer of union) ; 3) ecstatic union (ecstasy) : 4) transforming union (spiritual marriage). Always the teacher and scientist, he distinguishes each successive degree by a new discernible fact. In the prayer of quiet the union between God and the soul is incomplete, for the imagination is free and distractions are possible. In the prayer of union the imagination is no longer free, but the action of the senses is not suspended, com-munication with others and withdrawal from prayer are possible. In ecstasy all sensation and voluntary movement are suspended. In turn, spiritual marriage is distinguished as a stable and constant state. "'To explain mysticism in an hour's time" After this general division of the higher supernatural states, the author attempts to describe what constitutes this higher state. He realizes the ground is holy and the task is difficult, but hear the ear-nest. sympathetic teacher: "The ordinary man prefers speed to every-thing else. Details do not usually interest him, but only the main lines . . . He seems to say: Try in an hour to make me understand exactly what mysticism is. This can be done" (p. 64). The fun-damental nature of the mystic union Poulain describes as God's presence felt. He states this in two propositions which he calls theses, The first thesis affirms the fact, the second uses the analogue of sensa-tions to enlarge on the experiential presence. After this he gives ten secondary characteristics of the mystic, union. Because of the special importance, the two theses describing the fundamental nature of the higher state will be given in the author's own words. The first thesis: "The mystic states which have God for their object attract attention at the outset by the impression of recollection and union which they cause us to experience. Hence the name of mystic union. Their real point of difference from the recollection of 43 JEROME BREUNIG Rew'e~v [or Religious ordinary prayer is this: that in the mystic state, God is not satisfied merely to help us to think of Him and to remind us of His presence: He gives us an experimental, intellectual knowledge of this presence. In a word, He makes us feel that we really enter into communication with Him. In the lower degrees, however (prayer of quiet), God only does this in a somewhat obscure manner. The manifestation increases in distinctness as the union becomes of a higher order" (pp. '64-65). In the explan'ation that follows immediately Poulain says: "There is a profound difference between thinking of a person and feeling him near us. And so when we feel that someone is near us, we say that we have an experimental knowledge of his presence. In ordinary prayer we have only an abstract knowledge of God's presence" (Ibid.). This %xperience of God" is obtained through quasi-se.nses in the spiritual order. His second thesis brings this out. "In ~he states inferior to ecstasy we cannot say that God is seen save in exceptional cases. We are not instinctively led to translate our experiences by the word sight. On the other hand, that which constitutes the com-q~ X.mon basis of all the various degrees of the mystic union is that~he. spiritual impression by which God makes known His presence, mam-fests Him in the manner, as it were, of something interior which penetrates the soul; it is a sensation of saturation, of fusion, of im-mersion. For the sake of greater clearness, we can depict what is felt by describing the sensation by the name Of interior touch" (pp.90- 91).) Poulain that mark 2) 3) 4) 6) 7) The Secondarg Characteristics of Mgstic Union gives (p. 114) the following ten secondary characteristics the mystic union: The mystic union does not depend upon our own will; The knowledge of God accompanying it is obscure and confhsed; The mode of communication is partially incomprehensible; The union is produced neither by reasonings, nor by the consideration of creatures, nor by sensible images; It varies incessantly in intensity; It demands less effort than meditation; It is accompanied ~by sentiments of love,' of repose, of .pleasure, and often of suffering; 44 danuar~], 1951 CLASSIC ON PRAYER /) "~_ 8) It inclines the soul o,f, itself and very eflicach3usly, to the~ " 9) It acts upon the body and is a" cted ~ I0) " " It ~mpedes to a greater or less extent the production of cer-tain interior acts; this is what is called the l,igature. In the third part of I~is book, Poulain studies each of the degrees of the mystic union s~parately. His explanation of the Two Nights of the Soul pointed out by St. John of the Cross is enlightening. TheNight of the Senses is a preliminary state, "the borderland of the mystic state," while the Night of the Soul, which precedes the trans-forming union, comprises the three lower states of mystic union u~ader their fiegative aspect. In his treatment of revelations and visions Poulain continues .the descriptive-prescriptive method, especially noting the possibility of false visions and of the false mingling with the true. He also gives rules-of-thumb for directors and for recipients of the heavenly favors. The section on trials.to contemplatives is brief, but brings out ¯ that contemplatives must be cut in the heroic mold of the Crucified. In his final section on supplementary questions of mysticism, the author treats in the same.scientific manner of topics such as the desire for mystic union, quietism, and frequency of the mystic states. Concluding Tribute What Cardinal Steinhuber wrote of the first edition forty-five years ago still stands. "It is with real satisfaction that I have read your Reverence's book on The Graces of Interior Prager. I cannot resist the desire to congratulate you with all my heart upon this fine and useful work. Directors of souls and the masters of the spiritual life will draw from it abundant supplies of enlightenment and the counsels necessary to enable them to solve the many complicated questions that they will encounter. What pleases me is the sim-plicity, the clearness, and the precision of your exposition, and still more, the solidity of the teaching. I can say the same for the care that you have taken to rely upon the old and approved masters who have written on the subject of mysticism. You dispel their obscuri-ties, you reconcile their apparent contradictions, and you .give their language the turn that the spirit of modern times demand." 45 Reprint Series The following groups of articles are now available in 50-page booklets, with paper cover: NUMBER 1: Father Eltard "On Difficulties in Meditation--I"--Vol. VI, p. 5. "On Difficulties in Meditation--II"--Vol. VI, p. 98. "Affective Prayer"--Vol. VII, p. 113. "Contemplation, the Terminus of Mental Prayer"--Vol. p. 225. VII, NUMBER 2: Father Ellis The "Gifts to Religious" series: "The Simple Vow of Poverty,"-~Vol. VI, p. 65. "Common Life and Peculium"~Vol. VII, p. 33. "Personal Versus Community Property"~Vol. VII, p. 79. "Some Practical Cases"~Vol. VII, p. 195. NUMBER 3: Father Kelly "The Particular Friendship"--Vol. V, p. 93. "Remedies for the Particular Friendship"~Vol. V, p. 179. "Emotional Maturity"--Vol. VII, p. 3. "More About Maturity"--Vol. VII, p. 63. "Vocational Counseling"--Vol. VII, p. 145. Prices Please note that we cannot accept orders for less than ten copies of any of these booklets. The following scale of prices applies to each of the booklets: 10 to 49 copies . 30 cents each. 50 or more copies . 25 cents each. Instructions for Orderlncj 1. Order according to the Number printed above: e.g., 10 copies of Number 1 ; 10 copies of Number 2; and so forth. 2. Send payment with order; calculating the price for each order according to the scale of prices printed ,above. 3. Make checks or money orders payable to Review for Religious. 4. Address your order to: The I:dltors, Review for Religious, St. Mary's College, SL Marys, Kansas. 46 The Des :iny of Religious Women William B. Faherty, S.J.1 ACURSORY PERUSAL of Our HolyFather Pius XII's speeches on woman's role in modern life might well lead one to the hasty conclusion that they contained little direction for reli-gious women. He spoke of motherhood as "the sphere of woman." He set down a great challenge for women today--to rebuild family life,--and as the first means towards this objective he wanted them to restore the aura of honor and dignity that should surround a mother's place there. The Religious Sisters, on the other hand, have renounced the pos-sibilities of motherhood in the home to consecrate their lives to Christ's service. Are they therefore on the periphery of the great so-cial reform work to which Pope Plus XII called modern women? The only answer that can justly be given after a careful study of the papal teaching is a round "No." Some readers have drawn too many hasty and unfounded conclusions from the Pope's words. They have not read all his speeches on the general subject. (He has addressed groups of women nine distinct times on various aspects of their lives and work.) They have accorded too much attention to the Pope's more novel and sensational statements, such as his pro-claiming the unmarried lay state a "vocation," and his urging women to vote and seek public office. When the full picture of the Holy Father's teaching is seen, the important place of religious women comes sharply into focus. In his most publicized speech of October 21, 1945, Pope Plus XII did state: "The sphere of woman, her manner of life, her native bent is motherhood. Every woman is made to be a mother . . . For this purpose the Creator organized the whole characteristic makeup of woman." Immediately, however, he clarified the issue that he was speaking of motherhood "not only in the physical sense," but also in the "spiritual and more exalted, but no less real" sense. This was consistent with the general tenor of his teaching. In a speech2 g!ven four years previously, entitled, "Guiding Christ's Little 1Father Faherty of Regis College, Denver, is the author of The Desting of Modern Woman in the Light of Papal Teaching, which is reviewed in this issue. (See page 52). The present article is based on a section of the book. ~Copies of this inspiring address can be obtained at a very low cost from the Nat. Council of Catholic Women, 1312 Massachusetts Ave., N. W., Washington 5,D.C. 47 WILLIAM B. FAHERTY Review for Religious Ones," the Pope had spoken more explicitly on this two-fold motherhood. Addressing the mothers in his audience, the Holy Father remarked: "Our words have been addressed principally to you, Christian mothers. But with you we see around us today a .gathering of nuns, teachers and others engaged in the work of Chris-tian education. They are mothers, too, not by nature or by blood but by the love they bear the young." Then turning directly to this latter group, he continued: "Yes, you too are mothers; you work side by side with Christian mothers in the work of education; for you have a mother's heart, burning with charity . . . You are truly a sisterhood of spiritual mothers whose offspring is the pure flower of youth." Such were the Holy Father's beautiful words on "spiritual motherhood." Praise of the Religious Life Pope Pius XII's remarks on religious life came not as a separate statement but as part of the full teaching on woman's role in the modern world. In his address of October 21, 1945, he discussed all three "vocations" open to young women today: marriage, the un-married lay state, and the life of the' consecrated religious. About the religious life, he stated: "For nigh onto twenty cen-turies, in every generation, thousands and thousands of men and women from among the best in order to follow the counsels of Christ" have left the "world" to devote their lives to His service. "Look at these men and women," he continued, "See them dedicated to prayer and penance, intent on the iiastruction and education of the young and ignorant, leaning over the pillow of the sick and dying, ope~l-hearted for all their miseries and all their weakness, in order to relieve them, ease theml lighten them and sanctify thm." "When one thinks of young girls and women," he concluded, "who willingly renounce matrimony in order to consecrate them-selves to a higher life of contemplation, sacrifice, and charity, there comes at once to the lips the word that explains it: vocation. It is the only word that describe so lofty a sentiment." The Pope finished this passage with ~he explanation that the call of God may come either as an overpowering summons or as a gentle impulse, sd diverse are the modulations of His voice. Addressing the representatives of Italian Youth Organizations in 1943, he spoke at length on the great need 0f vocations in these times, especially in the fields of education, organized charity, and danuar~, 1951 DESTINY OF RELIGIOUS WOMEN foreign missions. After extolling the value of religious life in fos-tering the Church's mission and mentioning the great solicitude of the Church today for the life of consecrated service--a solicitude rarely equalled, he insisted, in the long annals of Christian history-- the Holy Father concluded, "Let her accept it who can, taking Christ's words in "the sense of an invitation and encouragement." As a fitting crown to this speech, he made the memorable statement, "Christian virginity is the triumph of civilization." The Challenge to Modern Woman When the Pope challenged modern woman to work for the restoration of family llfe, he realized that many would very justly wonder why the Church continued to encourage the call to the reli-gious Sisterhoods. Why not lay less emphasis on this vocation for a decade or so? After all, where Catholic family life is strong, reli-gious vocations abound. Anticipating this reasonable objection, the Pope forestalled it by an immediate and thorough answer. "Is the common good of the people and the Church perhaps jeopardized by this (the encourage-ment of the religious vocation) ?" he asked. "On the contrary, these generous souls recognize the union of the two sexes in matrimony as a good of high order. But if they abandon the ordinary way and leave the beaten track, they do not desert it, but rather consecrate themselves to the service of mankind with a complete disregard for themselves and thei~ own interests by an act incomparably broader in its scope, more all-embracing and universal." They have given up the possibility of children of their own, yet they" teach the children of others the way to Christ. They help mothers in the care of their youngsters by establishing day nurseries. They substitute for the mother in conducting orphanages. They care for the sick members of all families. They protect the unity and sanctity of the family, furthermore, in a hidden but very influential way. While those intent on de.stroying the foundations of Christian civilization advise infidelity within the marriage bond and "free love" outside, the Church points with paternal pride to thousands upon thousands who have gone beyond the command of God and have accepted His free call to do something even greater. Because of this sacrifice, hundreds and hun-dreds of married people can ask themselves in the midst of ditficulties: "Can I not live up to the high requirements of my state of life, when 49 WILLIAM B. F!KI~ERTY so many of my fellow human beings live up to the more exacting demands of a higher state?" Renewal of Familg When the Pope suggests means to effect the renewal of the mod-ern family, the great part religious Sisters can play becomes even more evident. The foundation of all work for the restoration of the fam-ily, the Holy Father remarked, is a solid personal spiritual life. The first goal is to be the restoration of the honor and dignity that should be the Mother's in the home. Who are in a more strategic position to build a solid spirituality and proper attitudes toward home life in the mothers of tomorrow than the Religious Sisters who teach them in the schools and colleges today? Nor are Sisters engaged in other apostolic activities on the periphery of this great work. Those who conduct hospitals, retreat houses, and the like, have a part that is perhaps less obvious but equally important in thi~ work of family restoration to which their Holy Father challenges them. Conclusions Certain profitable conclusions for the individual lives of the Sis-ters suggest themselves from the words of Pius XII which have been briefly considered here. If religious Sisters are to look on their'life as a spiritual motherhood, the qualities that mark a true. Christian mother's relationship with her children--the qualities that marked Our Lady's relationship with her Divine Son--will be the aim of the religious Sister. This will counteract any influences which in these days of standardizing agencies and statistical social service might lead an occasional individual toward a depersonalized goal of expertness in nursing, teaching, or other profession. Secondly, the v6cation of most young women to be the mother of a family in the home could receive much more stress in high school and college instruction, equal in quantity even to the attention most Sisters very justly bestow on their own high type of vocation. Above all, the Holy Father's words should be an encouragement and an inspiration in these apocalyptic times which he himself has called "perhaps the greatest religious crisis humanity has gone through since the origin of Christianity." 50 Book Reviews THE MEANING OF FATIMA. By C. C. Marfindale, S.J. Pp. 183. P. J. Kened¥ and Sons, New York, 1950. This is not just another book about Fatima. It gives a brief, dear description of the Blessed Virgin's appearances; but tO that it adds a frank appraisal of the difficulties and inconsistencies in the account of the Fatima happenings, and a sensible, penetrating expla-nation of these problems. Fr. Martindale's treatment is marked by a fine balance. He is objective, almost scientific in his approach; yet sympathetic and sensi-tive to the human dements involved. He is very, discerning in his evaluations of the testimony given by the witnesses, parti.cularly the three children; yet there is never a ting~of debunking. Add to this reverent, straightforward attitude the fact that the author is inti-mately acquainted with Fatima and with the previous writings about the subject, and it is hard not to accept his judgment on the appari-tions. Special attention should be drawn tothe introduction, which is the key to Ft. Martindale's treatment of the Fatima narrative. In a few pages, the author gives a brief but dear explanation of the Cath-olic Church's attitude towards private revelations. His analysis of the psychology of the "visionary" is particularly valuable. This in-troductory section alone would be enough to make the book worth reading, and the remainder of the book fulfills the promise of the troduction.--BERNARD COOKE, S.J. VOCATION TO LOVE. By Dorfhy Dohen. Pp. ;x-k 169. Sheed and Ward, New York, 19S0. $2.50. Aiming at high ideals, the lay apostle is often handicapped by all-too reaIistic obstacIes. Writing from a layman's viewpoint, Miss Doben gives the reader a deep insight into some practical ways of ~etaining spiritual idealism. Religious will find in Vocation to Lo~e a refreshing newness clothing old principles, and may blush at the evident bigb aspirations of "people in the world." After a comparatively long and somewhat disconnected intro-ductory chapter, the author develops ten unified chapters on pene-trating studies of important consequences of tooe. The reader ad-vances through increasingly more interesting and satisfying topics. Outstanding for their simplicity and depth are four chapters on 51 BOOK ANNOUCEMENTS Reoietu for Religious detachment, prayer, loneliness, and f~ustration. The clear and descr.iigtive style throughout is captivating. Religious and laity alike, who ambition great deeds for Christ, should profit from these fifteen-minute excursions into refreshingly modern answers to the old problems f.acing the zealous apostle in making reality approach the ideal.---ROBERT P. NEENAN, S.J. THE GRACES OF INTERIOR PRAYER (Les Graces D'Oralson): A Treatise on Mystical Theology. By A. Poulain, S.J. Translated from the sixth edition by Leonora L. Yorke Smith and corrected to accord with the tenth French edition with an introduction by J. V. Balnvel and an appendix on the discernment of spirits. Pp. cxli q- 665. B. Herder Book Co., St. Louis, Mo., 1950. $6.50. For the review of this book see Father Breunig's article, "Classic on Higher Prayer;" pp. 39-45. BOOK NOTICES Another tribute to. the present Age of Mary is F. J. Sheed's THE MARY BOOK which gives a biography-anthology of the best Marian. literature published by Sheed and Ward during the past quarter- ~ century. The reader will find a vast variety of subject matter plus diversity of presentation by great-name authors--Chesterton, House-lander, Claudel, Von Hildebrand, Martindale, Lund, to name only a few. Those eager to read more exhaustively on the subjects will find the sources of the selections listed in the back of the book. Besides the prose, beautiful poems on Mary, these not limited to the last twenty-five years, enrich the collection. Thirteen illustrations, four of them in color, of famous statues and paintings, contribute the final artistic touch to this little library on things Marian. (New York: Sheed and Ward, 1950. Pp. xii -f- 411. $4.00.) THE DESTINY OF MODE