In the past decade, Latin America and the Caribbean has achieved impressive social and economic successes. For the first time in history, more people are in the middle class than in poverty. Inequality, although still high, declined markedly. Growth, jobs and effective social programs have transformed the lives of millions. In a striking departure from the crisis-prone Latin America of the past, the region has shown it is better prepared to weather the brunt of the global economic slowdown. Now, the region faces the challenge of maintaining and expanding its hard won gains in an adverse context of low growth. This is caused in part by a decrease in commodity prices and reduced economic activity in major commercial partners such as China. In such a scenario, achieving development results - and learning from them - becomes more important. This publication showcases stories about people and how their lives have been improved through better health and education, youth employment, disaster recovery and preparedness, infrastructure, and more.
A low-income country, Ethiopia has made impressive progress in improving health outcomes. The Inter-agency Group for Child Mortality Estimation reported that Ethiopia has achieved Millennium Development Goal (MDG) 4, three years ahead of target, with under-5 mortality at 68 per 1,000 live births in 2012. Significant challenges remain, however, with the maternal mortality ratio at 420 out of 100,000 live births. The government has introduced a three-tier public health care delivery system to deliver essential health services and ensure referral linkages, with level three as specialized hospitals (one per 3.5 million 5 million population), level two as general hospitals (one per 1 million 1.5 million), level one as primary hospitals (one per 60,000 100,000) with satellite health centers (one per 15,000 25,000) and health posts (one per 3,000 5,000). One initiative contributing greatly toward universal health coverage (UHC) is the Health Extension Program (HEP) that provides free primary care services at health posts and communities. The country is at its early stage initiating insurance schemes to provide financial protection for its citizens: Social Health Insurance (SHI) for formal sector employees and Community-Based Health Insurance (CBHI) for rural residents and informal sector employees. Public facilities are expected to provide exempted services for free, and there is a fee-waiver system for the poor.
Backed by sound economic policies and until the global crisis, a buoyant global economy, many developing countries made significant movement toward achieving the 2015millennium Development Goals (MDGs), particularly those for poverty reduction, gender parity in education, and reliable access to safe water. But even before the global economic crisis, progress in achieving some MDGs, especially those on child and maternal mortality, primary school completion, hunger, and sanitation, was lagging. The global food, fuel and economic crises have set back progress to the MDGs. An estimated 64 million more people are living on less than $1.25/day than there would have been without the crisis. The challenges ahead are achieving the MDGs requires a vibrant global economy, powered by strong, sustainable, multi-polar growth, underpinned by sound policies and reform at the country level; improving access for the poor to health, education, affordable food, trade, finance, and basic infrastructure is key to accelerating progress to the MDGs; developing countries need to continue to strengthen resilience to global volatility in order to protect gains and sustain progress toward the MDGs; the international community must renew its commitment to reach the 'bottom billion', particularly those in fragile and conflict-affected countries; and global support for a comprehensive development agenda including through the G20 process is critical. In the wake of recent global crises, and with the 2015 deadline approaching, business as usual is not enough to meet the MDGs.
Health is a direct source of human welfare and also an instrument for raising income levels. The authors discuss a number of mechanisms through which health can affect income, focusing on worker productivity, children's education, savings and investment, and demographic structure. As well as the impact of current illness, health may have large effects on prospective life spans and life cycle behavior. Studies suggest there may be a large effect of health and nutrition in uteri, and in the first few years of life, on physical and cognitive development and economic success as an adult. Macroeconomic evidence for an effect on growth is mixed, with evidence of a large effect in some studies. However, there is a possibility that gains from health may be outweighed by the effect of increased survival on population growth, until a fertility transition occurs. The low cost of some health interventions that have large-scale effects on population health makes health investments a promising policy tool for growth in developing countries. In addition, higher priority could be given to tackling widespread 'neglected' diseases that is, diseases with low mortality burdens that are not priorities from a pure health perspective, but that do have substantial effects on productivity.
Für die Wirtschaft von Vietnam ist die Ausfuhr von Holzprodukten mit 3,8% des Bruttosozialprodukts ein wichtiger Bestandteil (Nguyen, 2011). Im Jahr 2010 benötigte die holzverarbeitende Industrie von Vietnam 6,4 Mio. m³ Rundholzäquivalente, von denen nur 1,6 Mio. m³ (25%) aus heimischen Wäldern stammte (To and Canby, 2011). Die restlichen 4,8 Mio. m³ (75%) wurden aus anderen Ländern eingeführt (Nguyen, 2009). Es ist Ziel der vietnamesischen Regierung, dass in Zukunft 80% des Rohholzverbrauchs der heimischen Holzindustrie aus den Wäldern (Naturwäldern und Plantagen) des Landes geliefert werden. Bis heute sind lediglich 1% der vietnamesischen für die Holzproduktion bestimmten Wälder (insgesamt mehr als 2,4 Mio. ha) in Bezug auf ihre Nachhaltigkeit zertifiziert, dieser Anteil soll bis 2020 auf 30% ansteigen. Um die genannten Ziele zu erreichen, ist es entscheidend, die Holzbereitstellungsketten in Vietnam weiterzuentwickeln. Die angestrebte Erhöhung der nationalen Holzversorgung wird dabei auch deutliche Änderungen im Bereich der Holzbereitstellung nach sich ziehen, und zwar sowohl bei der Nutzung von Naturwäldern als auch bei der Bewirtschaftung von Plantagenwäldern. Es ist sowohl aus nationaler Sicht wie auch im Hinblick auf die internationale Konkurrenzfähigkeit des Forst-Holz-Sektors von Vietnam entscheidend, dass diese Veränderungen so gestaltet werden, dass auch zukünftig eine nachhaltige Holzbereitstellung gewährleistet ist. Aus verschiedenen Gründen, wie z.B. niedrige Arbeitskosten, großes Angebot von Arbeitskräften gerade im ländlichen Raum, geringe Verfügbarkeit von Investitionskapital und auch wegen der kleinen und zerstreut liegenden Nutzungsflächen, bedient sich die Holzernte und –bereitstellung in Vietnam heute weit überwiegend traditioneller und handarbeits-intensiver Methoden. Parallel mit der geplanten höheren Nutzung werden zwangsläufig auch höher mechanisierte Systeme eingesetzt werden. Diesen Übergang zu begleiten und seine Konsequenzen für die Nachhaltigkeit abzuschätzen ist Oberziel der vorliegenden Arbeit. Unter Anwendung des Konzepts des Sustainability Impact Assessment (SIA), welches die drei Aspekte der Nachhaltigkeit (Wirtschaft, Ökologie, Gesellschaft) umfasst, soll das Nachhaltigkeitsprofil verschiedener Holzbereitstellungsketten in einem Fallstudien-basierten Ansatz dargestellt und analysiert werden. Dabei werden exemplarisch die folgenden Nachhaltigkeitsindikatoren herangezogen: Ausnutzungsgrad des Rundholzes, Arbeitsproduktivität, Bereitstellungskosten, Beschäftigungseffekte, Lohnhöhe, Unfallhäufigkeit, Emission von klimaschädlichen Gasen, Entstehung von gesundheitsschädlichem und nicht-gesundheitsschädlichem Abfall, sowie Schäden am Waldboden. Vier Fallstudien wurden dabei ausgewählt, um die Verhältnisse für typische Nutzungsverhältnisse in Vietnam exemplarisch darzustellen: Selektive Nutzung von natürlichen (Regen-) Wäldern in eher flachem und in steilem Gelände sowie Eukalyptusplantagen, die im Kurzumtrieb und mit Kahlschlagmethoden geerntet werden, ebenfalls in gemäßigtem und imsteilem Gelände. Die analysierten Bereitstellungsketten begannen im Wald mit der Vorbereitung der jeweiligen Nutzungsbestände und umfassten alle folgenden Schritte und Prozesse der Holzbereitstellung und des Holztransports bis hin zur Holzindustrie. In den verschiedenen Fallstudien kamen sowohl traditionelle Technologien (Handarbeit, Zugtiere) wie auch teilmechanisierte Systeme (Motorsäge, Traktoren, Forwarder, Lastwagen) zum Einsatz. Die Datenermittlung erfolgte durch ausgedehnte eigene Zeitstudien aller Prozesse vor Ort, ergänzt durch Befragungen von Führungskräften und Mitarbeitern und unter Verwendung einschlägiger Statistiken, Literaturangaben und Datenbanken. Die beiden Fallstudien zur selektiven Nutzung von Naturwäldern im steilen Gelände (FWSC1) sowie im gemäßigten Gelände (FWSC2) zeigen, dass es deutliche Unterschiede hinsichtlich der Nachhaltigkeitswirkungen zwischen den beiden Bereitstellungsketten gibt, die durch die unterschiedlichen angewendeten Holzernte- und –bereitstellungsmethoden verursacht werden. In FWSC1 werden direkt nach der Fällung die Stämme vor Ort im Wald mit der Motorsäge in Bohlen (Volumen 0,20 – 0,35 m³) zerlegt, um diese danach mit Hilfe von Büffeln aus dem Wald heraus zu transportieren. In FWSC2 wurde nach dem Fällen mit der Motorsäge mit einem Kettenfahrzeug mit Seilwinde das Rundholz zur Fahrstraße geschleift. Nach dem Transport mit Lastwagen wurden die Sägeholzblöcke dann im Sägewerk zu Brettern verarbeitet. Die Rundholzausnutzung war bei diesem zweiten Prozess dabei mit 66,6% des Volumens des geernteten Baumes um 27,2%-Punkte höher als bei der ersten Methode, wo die Bohlen bereits im Wald mit Motorsägen zugerichtet wurden. Bei beiden Holzernteverfahren blieb eine relativ große Menge an Gipfelholz, Ästen und (bei FWSC1) Sägeresten ungenutzt im Bestand liegen. In Bezug auf die Produktivität wurden in FWSC1 88,6% des Zeitverbrauchs für Motorsägen-Arbeit auf das Zuschneiden von Bohlen im Wald verwendet, so dass sich insgesamt eine sehr niedrige Produktivität für die Motorsägen-Arbeit von 0,25m³ je Stunden ergab. Auch die Produktivität beim Herausziehen des Holzes mit Büffeln war mit 0,12m³ je Stunde gering. Im Gegensatz dazu war bei dem höhermechanisierten Verfahren sowohl die Motorsägen-Produktivität mit 11m³ je Stunde wie auch die Produktivität der Traktor-Rückung mit 6,7m³ je Stunde deutlich höher. Dies wirkt sich auch auf die Bereitstellungskosten aus: Während diese im FWSC1 bei 50,40 € je m³ Sägeholz lagen, betrug der Kostensatz einschließlich der Sägeholzherstellung im Sägewerk bei FWSC2 nur 34,90 € je m³. In Bezug auf die Umweltaspekte zeigt sich, dass das geringer mechanisierte Verfahren niedrigere Mengen an klimaschädlichen Gasen (7,83 kg CO2-Äquivalente je m³ Sägeholz) frei werden, während bei FWSC2 22,68 kg CO2-Äquivalente je m³ freigesetzt werden. Auch der Waldboden war bei der mechanisierten Methode mit 12,8% etwas stärker in Anspruch genommen als bei der Holzbereitstellung mit Büffeln (10,7%). Insbesondere ist aber ein starker Schädigungsgrad des Bodens mit 6,2% bei mechanisierten Verfahren fast doppelt so hoch wie bei dem Einsatz von Büffeln (3,45%). Diese Ergebnisse decken sich mit Werten aus der Literatur, die allerdings auch darauf hinweisen, dass eine sorgfältig geplante Holzerntemaßnahme (Reduced Impact Logging – RIL) ebenfalls zu niedrigeren Schadwerten zwischen 4 und 5% der Fläche führen kann. Für die Holzbereitstellungsketten in Eukalyptus-Kurzumtriebs-Plantagen (FWSC3 – Steilgelände und FWSC 4 – mäßig geneigtes Gelände) sind die Voraussetzungen für die Holzbereitstellung und den Holztransport günstiger als in den beiden untersuchten Fällen der Naturwaldnutzung. Die Ergebnisse zeigen, dass die Rundholzausnutzungsrate mit 79,8% in FWSC3 bzw. 68,9% in FWSC4 relativ hoch ist. Die meisten bei der Aufarbeitung zurückbleibenden Stammteile und Äste wurden im Nachgang von den Waldarbeitern als Feuerholz gesammelt trotz des geringen Durchmessers der gefällten Bäume. Die Geländeneigung hatte nur einen geringen Effekt auf die Produktivität der Motorsägen. Sie betrug 1,95 m³ je Stunde für Fällen und Ablängen in FWSC3 während die Produktivität im gemäßigten Gelände mit 2,11 m³ je Stunde etwas höher lag. Hier wurde das Einschneiden der Stämme nach Langholzrückung erst am Wegrand vorgenommen. Erstaunlicherweise waren die Unterschiede in der Produktivität beim Vorliefern und Rücken des Holzes an die Waldstraße in beiden Fällen nur gering: Sie betrug 0,26 m³ je Stunde in FWSC3, wo im steilen Gelände die bereits zugeschnittenen Rundholzstücke per Hand zum Wegrand gerollt wurden; und 0,33 m³ je Stunde in FWSC4, wo im flachen Gelände Büffel für das Holzrücken eingesetzt wurden. Entsprechend zeigen die Bereitstellungskosten in beiden Holzbereitstellungsketten relativ geringe Unterschiede: Bis zum Verbraucher (Papierfabrik) betrugen die Kosten in FWSC3 10,36 € je m³, während sie in FWSC4 mit 11,7 € je m³ nur wenig höher lagen. Deutliche Unterschiede gab es indessen bei den frei werdenden klimaschädlichen Gasen: In FWSC3 betrug dieser Wert 7,35 kg CO2-Äquivalente je m³ Rundholz, während er in FWSC4 beim Einsatz von Tieren bei nur 2,94 kg CO2-Äquivalente je m³ lag. Entscheidend war hierbei, dass bei FWSC3 das Laden und Entladen des Holzes mit Kran bzw. Lader mechanisiert erfolgte, während das Be- und Entladen in FWSC4 von Hand bewältigt wurde. Die Bodenschäden lagen bei der Plantagennutzung im Kahlschlagbetrieb deutlich höher als zuvor bei der selektiven Nutzung im Naturwald: Beim Fällen und Vorliefern von Hand (FWSC3) war die beschädigte Bodenfläche mit 34,7% nochmals höher als beim Einsatz von Büffeln in FWSC4 mit 22,7% der Fläche. Die Ergebnisse der Untersuchung zeigen, dass ein möglicherweise zukünftig höherer Grad der (Teil-) Mechanisierung mit positiven Nachhaltigkeitseffekten in Hinblick auf Rohholzausnutzung, Produktivität und Bereitstellungskosten einhergehen dürfte. In Hinblick auf die sozialen Aspekte sind die Ergebnisse weniger eindeutig: Einerseits ist eine deutlich verminderte Schwere der körperlichen Arbeit und auch eine geringere Unfallneigung zu erwarten. Zum anderen gehen jedoch auch Arbeitsplätze durch Mechanisierung verloren. Wie die Literaturangaben zeigen, könnte dieser Effekt jedoch zum Teil kompensiert werden durch die geplante Erhöhung der Nutzung einerseits und durch Arbeitsplätze, die im nachgelagerten Bereich z.B. bei der Wartung und Instandhaltung von Maschinen entstehen werden. In Bezug auf die Umweltwirkungen Emission klimaschädlicher Gase sowie Störungen des Waldbodens werden höhermechanisierte Methoden in der Tendenz ebenfalls zu höheren Belastungen führen. Diese können z.T. durch bessere Planung und Überwachung (RIL) begrenzt oder sogar kompensiert werden, wie entsprechende Literaturangaben zeigen. Die Möglichkeiten und Effekte einer höheren Mechanisierung wurden am Beispiel der Holzbereitstellungskette von Zellstoffholz aus Plantagen unter günstigen Geländebedingungen (FWSC4) im Sinne einer Variantenstudie detailliert analysiert: Das Ergebnis zeigt, dass unter den gegebenen Geländeverhältnissen das Vorliefern und Rücken von Holz mit Büffeln so wie das besonders anstrengende händische Beladen und Entladen von Holz auf die Transportfahrzeuge durch eine einfache "Traktor-Trailer-Kran" Kombination mechanisiert werden könnte. Ein landwirtschaftlicher Traktor der Stärkeklasse 60 kp mit einem Rundholzanhänger, auf dem ein hydraulischer Kran montiert ist, könnte auch unter den gegebenen für eine Nutzung ungünstigen strukturellen Bedingungen der Eukalyptusplantagen (geringe Stückmasse des Plantagenholzes und kleine Schlagflächen) eingesetzt werden. Die Investitionssumme würde für Vietnam 34.100,-- € betragen. Dies würde zu Bereitstellungskosten von 14,81 € je m³ Rundholz frei Werk führen (wobei die LKW nicht wie derzeit überladen sind). Dieser Kostensatz wäre 15,3 niedriger als die hier untersuchte Methode unter Einsatz von Handarbeit und Zugtieren. In Bezug auf die sozialen Aspekte würde die Einführung eines entsprechend mechanisierten Traktor-Trailer-Kran-Systems den Beschäftigungseffekt von 13,9 Stunden je m³ auf 4,26 Stunden je m³ mehr als halbieren, während andererseits die Löhne von derzeit 3,37 bis 4,29 € je Schicht auf 7,14 bis 17,85 € je Schicht erhöht wurden. Die höhere Mechanisierung würde ein besseres Training der Mitarbeiter erfordern, aber gleichzeitig geringere Risiken für Unfälle und eine verbesserte Ergonomie bedeuten. In Bezug auf die Umweltwirkung würde der Übergang auf das höher mechanisierte System zu einem etwas höheren Ausstoß von klimaschädlichen Gasen (10,18 kg CO2-Äquivalente je m³ Rundholz gegenüber 7,2 kg CO2-Äquivalente je m³ Rundholz in der derzeitigen Arbeitsweise führen. Der durch den Traktoreinsatz beeinträchtigte Anteil des Waldbodens würde sich je nach Arbeitsorganisation ggf. noch erhöhen. Er könnte aber auch abgesenkt werden, auch wenn eine klare Arbeitsorganisation und Überwachung der Maschinenbewegungen auf der Fläche als Standard eingeführt würde. Um den für Vietnam zu erwartenden Übergang auf eine höhere Mechanisierungsstufe auf breiter Fläche zu begleiten, sollte ein nationales Projekt angestoßen werden, zu dem auch systematische Aus- und Fortbildung der im Wald tätigen Arbeiter sowohl im Hinblick auf Arbeitsverfahren wie auch auf Sicherheit und Ergonomie gehören sollte. Auch wäre es günstig, größere Nutzungseinheiten festzulegen, um die Vorteile einer höheren Mechanisierung voll nutzen zu können. Schließlich wäre die Vergabe von Investitionshilfen und Steuer- sowie Importzollsenkungen zu erwägen, um den Akteuren die Anschaffung leistungsfähiger und zugleich schonender Forsttechnik zu erleichtern. Insgesamt zeigen die Ergebnisse Wege und Möglichkeiten auf, wie in Vietnam dem laufenden Trend zu mehr Nachhaltigkeit im Forstsektor entsprochen werden kann. Dies ist auch eine notwendige Vorbereitung zu der angestrebten Ausweitung der Nachhaltikeitszertifizierung nach den verschiedenen Konzepten (FSC, PEFC usw.). Auch zur Erfüllung der Erwartung von Importländern, dass die eingeführten Holzprodukte hohen sozialen und Umweltstandards genügen, ist es notwendig, dass die Wälder in Vietnam nachhaltiger als bisher bewirtschaftet und entsprechend zertifiziert werden. Hierbei ist insbesondere die Art und Weise der Holzbereitstellung und der Gestaltung der Holzernteketten zwischen Forst- und Holzindustrie entscheidend. Die Durchführung von systematischen Sustainability Impact Assessments (SIA) ist wie in dieser Arbeit gezeigt, ein geeigneter und strukturierter quantitativerAnsatz, um das Nachhaltigkeitsprofil und insbesondere die Schwachstellen der derzeitigen Praktiken aufzuzeigen und Hinweise in Richtung auf eine verbesserte Nachhaltigkeit zu geben. ; Timber related export revenues are an important component in GDP of Vietnam with 3.8% in 2010 (Nguyen, 2011). In 2010, a total of 13.1 million m3 roundwood equivalent was needed for Vietnam's wood processing industry of which only 6.48 million m3 (49.5%) was supplied by domestic forests, the remaining 6.62 million m3 (50.5%) was imported from other countries (Nguyen, 2009; To and Canby, 2011). The target of Vietnamese government by 2020 is that 80% of raw wood material that is processed domestically will be harvested from the country's plantations and natural forests and 30% of production forests (more than 2.4 million ha) will be certified from less than 1% at present. In order to reach these goals, the sector of the domestic forest wood supply chain in Vietnam will play an increasingly important role and will be paid more attention. The envisaged growth of the national wood supply will lead to substantial and significant changes in the forest-wood supply chain (FWSC) in terms of the utilization of natural forests and of plantation forest management. To monitor and shape these changes in a way that supports the sustainability of wood supply is crucial both from the national perspective and for the international competitiveness of the forest wood sector of Vietnam. At present, due to reasons such as low labour costs, employees availability, low available investment capital as well as small areas and the scattered distribution of single harvesting units, the current wood supply in Vietnam is mainly carried out by labour-intensive methods, but parallel to the planned increase in the utilization rate, more mechanized supply chain systems are likely to be introduced. To monitor and assess the options and consequences of this change is the underlying objective of this study. Using the concept of a sustainability impact assessment, taking into account the three aspects of sustainability (economy, ecology and society) the sustainability profile of different forest wood supply chains was analyzed on a case study basis. The following sustainability indicators were addressed: wood utilization rate, labor productivity, production cost, employment, wage level, rate of accidents, green house gas emissions, hazardous and non-hazardous waste and disturbed forest floor area disturbed. Four case studies were selected to represent and assess typical forest wood supply chains in Vietnam: Selective harvesting of natural (rain) forests on moderate and on steep terrain, Eucalyptus plantation forests harvested in a clear-cut method after short rotation, also on moderate and on steep terrain. The analyzed production chains started in the forest with preparing the stand and included all subsequent steps of wood procurement and transport, ending at the mill gate the of wood industries. Traditional technologies (manual labor, buffaloes) as well as partly mechanized systems (chainsaws, tractors, forwarders, trucks) were employed. Data collection was carried out in the field by extensive time studies of all processes, inquiries to managers and workers, and the use of statistics, literature and data banks. The two cases of selective harvesting of natural forests FWSC1 (steep terrain) and FWSC2 (moderate terrain) show that there was a significant difference of sustainability impacts between the two chains mainly due to the various operation methods applied in the logging and transport processes for each chain. In FWSC1 after felling, the logs were sawn into sawnwood by chainsaws directly in the forest at stump side with only 35.6% of the standing tree volume utilized. The boards 0.20-0.35 m3sw per board were extracted by buffaloes from the forest. In FWSC2, a tractor was used for roundwood skidding and following truck transport, the logs were sawn into boards at a local sawmill. The sawlog utilization rate was 66.6% of the standing tree volume of which 45.3% was utilized as sawnwood (27.2% higher than FWSC1) and 21.3% were sawing residues produced at the sawmill. A large amount of the whole tops and branches from logging were left in forests in the both chains. In FWSC1, up to 88.6% of the time consumption of the chainsaws was spent on board sawing, which resulted in a relatively low productivity of chainsaws with only 0.25 m3sw/PMacH for the activities from felling to the board sawing while a productivity of 0.12 m3sw/PAniH was measured for buffalo skidding. On the contrary, in FWSC2 the productivity of felling and delimbing at stump areas by chainsaw was rather high with 11.0 m3sw/PMacH, and a productivity of 6.7 m3rw/PMacH for the roundwood skidding by tractor TDT55 was measured. The resulting, production costs calculated for all the processes in FWSC1 were 50.40 €/m3sw, which was 44.4% higher than in FWSC2 with only 34.90 €/m3sw calculated for the processes until sawing board at the sawmill. However, regarding environmental aspects, FWSC1 with lower mechanization emitted lower GHG with 7.83 kgCO2eq/m3sw calculated to the sawmill, while in FWSC2, GHG emissions were much higher with 22.68 kgCO2eq/m3sw calculated including the board sawing operation at the sawmill. Also, the total disturbed area caused by the logging operations was almost the same in the two chains with 10.7% in FWSC1 and 12.8%. FWSC2 with a higher logging intensity and a higher level of mechanization caused 6.21% of heavy disturbed area while this was only 3.45% in FWSC1. The disturbed area of forest soil in FWSC2 is in the range of 10-25%, which is also reported for other conventional selective logging cases (FAO, 1989; Hendrison, 1989; Verissimo et al., 1992) but much larger than the disturbed area of only 3.8% and 4.5% caused by cases where the Reduced Impact Logging method (RIL) applied (FAO, 1997; Marsh et al., 1996). For the plantation chains FWSC3 (steep terrain) and FWSC4 (moderate terrain), which both applied th clear-cut method, the conditions for log skidding and transport were more favorable than in the two natural forest cases. The study results show that the roundwood utilization rate in plantations was relatively high with 79.8% in FWSC3 and 68.9% in FWSC4. Most of the tops and branches from logging were collected for firewood use although the DBH of the felled trees was much smaller than in the natural forest cases. The terrain slope had only a small effect on chainsaw productivity. The productivity in felling and bucking in FWSC3 with the steep terrain was 1.95 m3rw/PMacH while it was somewhat higher with 2.11 m3rw/PMacH in FWSC4 with the moderate terrain. Similarly, there were also small difference in skidding productivity between the two study cases with 0.26 m3rw/PManH in FWSC3 using manpower to roll logs on the steep terrain and 0.33 m3rw/PAniH in FWSC4, where buffaloes were used for skidding. The production costs of the two plantation chains varied with 10.36 €/m3rw calculated to the paper mill in FWSC3, where loading and unloading were mechanized by forwarder, while it was higher in FWSC4 with 11.70 €/m3rw at the paper mill. Due to the partly mechanized loading method applied, the total GHG emissions in FWSC3 calculated to the paper mill were 7.25 kgCO2eq/m3rw, while by using a manual loading method, FWSC4 emitted only 2.94 kgCO2eq/m3rw calculated to the paper mill from the chainsaws and trucks. On forest soil, where the clear felling method was used, the plantation chains caused a larger disturbed area with 34.7% of the total logging area in FWSC3 and 22.7% in FWSC4 compared to the selective felling in the natural FWSC1 and FWSC2. The results of the study show that in order to improve FWSCs towards more sustainability, a higher level of mechanization with more suitable machines is the first and key proposal, while training in occupational safety, closer supervision and inspection of logging activities, as well as the improvement of operational harvesting planning are needed for all four case studies. In addition, the utilization of branches, tops and other residues is also strongly recommended in natural forest cases. An example of the potentials of higher mechanization was further analyzed in more detail for the pulpwood supply in FWSC4. The results of the analysis show that under the current conditions in Vietnam, buffalo skidding and manual loading and unloading in FWSC4 could be replaced by a tractor-trailer crane system. A tractor of 60 hp plus a trailer equipped with a grapple is recommended for unfavourable forest conditions, such as the small DBH of trees and the small area of the harvesting unit in FWSC4. The total investment for the tractor and trailer crane would be less than 34,100 €, which would result in a total cost of the FWSC to the paper mill of about 14.81 €/m3rw without overloading in transport, which is 15.3% lower than with the current method. Considering social aspects, the introduction of a tractor-trailer system would reduce the employment rate from 13.90 hours/m3rw to 4.26 hours/m3rw, while increasing the wage of employees in extraction, loading and unloading from 3.37-4.29 €/shift to 7.14-17.85 €/shift in current FWSC4. There are a number of studies such as Ahmedabad (1975) and Sindhu and Grewal (1991) that have reported mechanization did not lead to a reduction in human employment rate due to an expansion in production and demand for manufacturing, servicing, distribution, repair and maintenance as well as other complementary jobs which substantially increased due to mechanization. The actual policy of the Vietnamese government aims at increasing the plantation area substantially, and by this, new jobs could compensate the negative employment effects of mechanization. Higher mechanization would require better training in occupational accidents and ergonomics, and better protection for workers by the use of necessary safety protection equipment and improved working conditions. This would improve the current situation of occupational accidents and other health risks for the employees. With regard to environmental issues, the use of the tractor-trailer system would emit 10.18 kgCO2eq/m3rw of GHG instead of 7.25 kgCO2eq/m3rw in the current chain. On the other hand, there are a number of studies such as FAO (1998); Malmer and Grip (1989); Wang (2000) concluding that using tractors for log extraction causes a more heavily disturbed area compared to manual and animal skidding. However, a number of studies reported that the negative impacts of mechanization in logging and transport on the environment could be minimized to an acceptable level if the operational harvesting is fully and carefully planned and supervised Becker (1987) and Lewark (1990). In order to achieve a higher level of mechanization, a project of mechanization in timber harvesting and transport as well as training programs in occupational safety and ergonomics should be considered. Harvesting units with a large area should be created to be suitable for mechanization. In addition, suitable policies supporting financial investments in the mechanization of the logging and transport sector should be promulgated, including reduced import taxes for appropriate forest and agricultural machines. The results of the study show ways and means to address the current international trend in the forest-wood sector towards sustainable management through the grant of forest certificates (such as FSC, PEFC, etc). To fulfill the environmental and social responsibility requirements of exported wood products, domestic forests must be managed and utilized in a sustainable way and thus be certified with special attention to the wood supply chains from forest to wood industry (To and Canby, 2011). The comprehensive assessment and understanding of the sustainability impacts of forest-wood supply chains is necessary and can be considered as the first and basic step towards providing solutions to improve current forest-wood supply practices in Vietnam towards more sustainability.
Social Class in Arundhati Roy's The God of Small Things TomyPriyoUtomo English Literature Faculty of Languages and Arts State University of Surabaya tomy.priyo@gmail.com Prof.Dr. FabiolaDharmawatiKurnia, M.Pd. English Department Faculty of Languages and Arts State University of Surabaya fabkurnia@gmail.com Abstrak Karyasastraadalahrepresentasikehidupansosial.Di dalamkehidupanmasyarakattertentu, seperti India, adasebuah system yang dinamakankelassosial.Kelassosialmembawamasalahsebagaidampak yang tereflekisdalam novel The God of Small Things karyaArundhati Roy.Tujuandaripenelitianiniadalahuntukmengungkappenggambarankelassosialpadatokoh-tokohdandampaknya.Dalamskripsiini, data yang digunakanadalah novel The God of Small Things karyaArundhati Roy yang diterbitkanpenerbit Flamingo.Dalammenyelesaikanmasalah yang sudahdipaparkan, penggunaanteorikelassosialmilik Karl Marx akandiaplikasikan. Penggambarantokoh-tokohkelassosialdianalisadenganmenggunakandefinisikelas yang didukungolehpelbagaiaspeknya.Sedangkandampakdarikelassosialdianalisadenganmenggunkankonsekuensidarikonsepkelassosial.Tokoh-tokohsosialkelasdigambarkanmelaluibeberapapoin yang mencangkupkekayaan, pekerjaan, danpendidikan.KelassosialatastergambarpadasosokPappachi,Mammachi, Baby Kochama, danChacko.SedangkanKelassosialbawahtergambarpadasosokAmmu, Velutha, Rahel, danEstha. Olehkarenaitu, kelassosialpadatokoh-tokohtersebutmemeberidampakpadakesehatanfisik, kesehatanjiwa, kehidupankeluarga, pendidikan, agama, dansistemkeadilanpadakasuskriminal.Jadi, halinisepertiduridalamdaging yang sudahmengakarpada system kehidupansosial di India. Hal ininampakpadakasusAmmu yang haruskehilangan status sosialnya, hargadiriPappachiterhadapMammachi, dantokoh-tokohlainnya yang meenghadapimasalahkelassosial. Kata Kunci: India, masyarakat, kelassosial. Abstract Literary work is the representation of social life. In a particular social life, such as India, there is social class. The social class dribbles the ball of problems as the impact in Arundhati Roy's The God of Small Things is one of the representation of it. This thesis is aimed to reveal depiction of character's social class and impact of their social class. In this thesis, Arundhati Roy's The God of Small Things published by Flamingo is used as the main data source. In answering the statement of the problems, theory of social class based on Karl Marx's view is applied. The depiction of the characters' social class is analyzed using definition of social class and supported by aspects of social class. The impact of the characters' social class is analyzed using the consequences concept of social class. The main characters' social class is portrayed through several points. They are wealth, occupation, and education. The Upper social class is portrayed on Pappachi, Mamachi, Baby Kochama, and Chacko. Then, The Lower Social class is portrayed on Ammu, Velutha, Rahel and Estha. Therefore, social class on the characters gives impact on Physical health, mental health, family life, education, religion and the criminal system justice. So, this thesis portrays the intimate enemy of the system that has been rooting in India that always brings problems caused by it, the social class. It can be looked at the fall of social status of Ammu, the dignity of Pappachi toward Mammachi, and other characters who face the same problem of social class. Keywords: India, society, social class. INTRODUCTION In social life, people are demanded to live in integrated individuals where each individual delivers different characteristics. These differences finally construct a problem within the social life, especially economic problems. Economic problem has been classic problem that cannot be avoided in modern life, thus people are categorized by their capability in economic status or class. This categorizing unconsciously creates a phenomenon where society is sorted. The sort of society based on the economic capability seems to have been articulated by Karl Marx, where society with low capability to product will be dominated by the society with high capability to product. Marx exclusively distinguishes three major classes, each of which is characterized in its role in the productive system by 'the factor of production' it controlled –the land-owners, obviously, by their ownership of land; the capitalists ('bourgeoisie') by their ownership of capital; and the proletariat (working class) by their 'ownership' of their labor-power (Worsley, et al., 1970: 302). Finally, social class turns to be tight and the distance among classes go further. In modernism, construction of society is shaped by the demands to live better. This way indirectly emerges competition that a one should defeat the other one just to earn the economic status. This also becomes the base of Western to colonize and dig the domination to Eastern and African. Indeed, colonization has been passed, and all people has freed, but it has not been clear at all. Behind this fact, colonization has leaved behind the effects toward the people who have been colonized. Sometimes, this fact slaughters keenly the problem of the post-colonized people, for instance in India. In India, there is known system of caste, Brahman, Kshatriyas, Vaishyas, and Sudras. Some 3500 years ago invaders from the north, known as Aryans, imposed the caste system; there is no conclusive evidence that they originated the idea of caste in India, but it seems to be the most likely explanation. The Hindu religion divides the population into five basic groups. The highest groups are known as Varnas (colors) and beneath them come a group without caste, the Untouchables. The four Varnas consist of: Brahmans (a priest caste), Kshatriyas (a military caste), Vaishyas (a merchant or agricultural caste), Sudras (a laboring caste). These caste has been like a stamp to people's destiny and it impacts to their statues in society. These statues are not decided by what they have economically but from what caste they are. Then, it turns to be interesting thing when this system is faced with the problem of economic in modern life (Nobs, 1980: 30—31). As modern people, ability of delivering feeling is not only through direct utterance. The freedom to think, to articulate what they feel finally reach the world of literacy based on the experiences. In the literacy, meanings are accommodated with the beauty of words. Hence, in literary work, especially novel, the view of society including the problem of class can be mediated. It is added by Richard Taylor's Understanding the Elements of Literature, he says that literature is art that essentially created by imagination of the author's experiences (Taylor, 1981: 1). Wellek and Warren even assert that literature can be treated as a document that contains of historical idea and philosophy (Wellek& Warren, 1984: 111). Subsequently, literature work can be something important, crucial, and even interesting thing to dig up with interpretation. The crucial things can be seen in Arundhati Roy's The God of Small Things. TheGod of Small Things depicted the life Indian society. The setting of the story takes place in Kerala. The story tells us that comunism or even religion which teach us about equality in human rights in the reality it can not change discrimination and patriarchy in society. The main characters in this novel are Estha and Rahel. They are twins. Their grandfather is the owner of a company from Christian which is very high class (touchable). But their mother has marry with the Hindust man, it means she must change become lower class (untouchable). Max Weber stated that the social class is divided into trhree layers- the upper class, the midle class and the lower class. The higest level is held by educated and wealthy family. This includes Pappachi family. Their social classes are in the high social classwhich gives the member of this class has different life styles,attitudes, educations, and opportunities in the society. The next class is lower class (untouchable), untouchable person can not touch high class. They are uneducated person. They are not allowed to work in high position. In this novel untochable personis Velutha. Velutha is a paravan. Paravan is the lowest caste in Indian. Furthermore, the richness of this novel has glimpsed on the awards that attaches on Arundhati Roy herself and hers. It needs to know that The God of Small Things has won The Man Booker Prize for fiction in 1997. Arundhati Roy herself is a famous Indian novelist and social activist. In 2002, she won the Lannan Foundation's Cultural Freedom Award for her work "about civil societies that are adversely affected by the world's most powerful governments and corporations," in order "to celebrate her life and her ongoing work in the struggle for freedom, justice and cultural diversity". In 2003, she was awarded 'special recognition' as a Woman of Peace at the Global Exchange Human Rights Awards in San Francisco with Bianca Jagger, Barbara Lee and Kathy Kelly. Roy also was awarded the Sydney Peace Prize in May 2004 for her work in social campaigns and her advocacy of non-violence. In January 2006, she was awarded the Sahitya Academy Award, a national award from India's Academy of Letters, for her collection of essays on contemporary issues, The Algebra of Infinite Justice, but she declined to accept it "in protest against the Indian Government toeing the US line by 'violently and ruthlessly pursuing policies of brutalization of industrial workers, increasing militarization and economic neo-liberalization". In November 2011, she was awarded the Norman Mailer Prize for Distinguished Writing. It shows that she is one of important writer in India. Her literary works always tell about social and tradition also symbols to be analyzed. In the instance Roy shows Indian culture as the identity in her literary work. Most of her master piece is showed about social class, tradition in Indian culture. She wrote many books such as an ordinary person's Guide to Empire, War talk, Public Power in the Age of Empire, Power Politics, The Checkbook and the Cruise Missile and The Cost of Living. After all, it is unarguable to be questioned that Arundhati Roy's The God of Small Things is full of crucial issues. Based on those facts, the crucial issue that emphasizes on this thesis is in the social classes, thus the potential title that can be put on it is "The Intimate Enemy of Social Class in Arundhati Roy's The God of Small Things". RESEARCH METHOD The used method is descriptive quality; it means that the essence or the quality of the data becomes the reference to work rather than the quantity of the data. With interpretation toward the data, the analysis can be worked. Interpretation becomes crucial step because with regardless this, the analysis cannot be maximally operated. It is also as the technique of the study. Then, the approach of the analysis sharpens to mimesis where the universe is used as comparative literature toward the result of the analysis. Indirectly, it includes in extrinsic approach where the sociality is referred as the universe. SOCIAL STRATIFICATION In social life, they always have something that is appreciated. That can be wealth, knowledge, education or economic. In Narwoko&Bagong'sSosiologi: TeksPengantardanTerapan, SoerjonoSoekanto states that in rural society, land and livestock are often considered more valuable than education. On the contrary, it does not happen in modern society. In society, people who have valuable goods in large quantities will be more appreciated rather than people who have a small amount. Thus, they will be considered as low class (Narwoko&Bagong, 2004: 152). This low class construction, because there is characteristic of "not" low class. This construction finally creates categorizing that can be called as stratification. Sorokin states that 'Stratification' is a term used to characterize a structure of inequality where individuals occupy differentiated structural positions and the positions are situated in layers (or strata) that are ranked hierarchically according to broadly recognized standards. The implied reference to sedimentary layers from geology reflects the relative permanence of the posited structure and the long history that is assumed to have generated it. Stratification researchers focus primarily on the empirical study of the sources of the rankings that generate the hierarchy of strata, the mobility of individuals between strata, and the mechanisms of integration that allow societies to cope with the existence of persistent inequalities between strata (Narwoko&Bagong, 2004: 153). Aristotle observed two millennia ago thatpopulations tended to be divided into three groups: the very rich, the very poor and those between. It shows that in ancient times people have come to know and recognize the hierarchy system in society. Social stratification can basically be distinguished into three kinds. They are Class, Status and Power (Worsley, 1970: 288). SOCIAL CLASS According to Karl Marx's Theory of Class, as quoted by Chris Livesey, it is stated that class is the motor of social development. Marx argues that society has developed through four main epochs ("period time"). They are Primitive Communism, Ancient Society, feudal Society, and Capitalist Society. For him, only the first epoch (the "primitive communism") is free from some form of social stratification on the basis of class. This is because, for Marx, class forms of social stratifications only come into existence once people start producing more goods than they require fulfill their everyday needs and gatherer society are basically subsistence societies; that is people can only manage to hunt/ gather enough food for their everyday needs (sociology.org.uk). To describe in detail this theory, it needs to be classified based on the definition, aspect, and consequences of social class. Karl Marx is one of the first writers who analyzes class differences. He sees class as a phenomenon of any society where the ownership of wealth and the means of production, factories or land, gives an economic basis for stratification. Marx also outlines different stages in history in which the ownership of property gives one group control over others. The group, which controls and owns the means of producing food and goods, is the dominant class. Furthermore, Marx argues that there is a constant struggle, a class struggle, and this conflict between the different classes brought about changes in society (Nobs, et al., 1980: 28). Therefore, the conflict among classes are grounded by the domination of a high class over the low class. Class itself, as Lenin says, is large groups of people differing from each other by the place they occupy in a historically determined system of social production, by their relation (in most cases fixed and formulated by law) to the means of production, by their role in the social organization of labor and consequently, and by the dimensions of the share of social wealth of which they dispose and the mode of acquiring it (Collected Works, Vol. 29: 421). Furthermore, Karl Marx divides social class into two classes. They are Capitalist class (or "bourgeoisie") and Working class (or "proletariat"). Capitalist class is those who own and control the means of production (which involves ownership of such things as land, factories, financial institutions and the like). And working class is those who own nothing but their ability to sell their labor power (that is, their ability to work) in return for wages (Henslin. 2003: 284). Similar to Karl Marx in discussing about social class, Max Weber tries to generate it with defining social class as a large group of people who rank close to another in wealth, power, and prestige. These three elements separate people into different lifestyles, give them different chances in life, and provide them with distinct ways of looking at the self and the world (Henslin, 2012: 276). Aspects of socials class are classified referred by wealth, by occupation and by educational level. Each can be used for different purposes or they can be combined (Worsley, 1970: 292). According to Henslin, the primary dimension of social class is wealth. Wealthconsists of property and income. Propertycomes in many forms, such as buildings, land, animals, machinery,cars, stocks, bonds, businesses, and bank accounts. Incomeis money received as wages, rents, interest, royalties, or the proceeds from a business (Henslin, 2003: 276). Furthermore, the spread of material resources among the population is an important indicator of social inequality, while changes in this distribution over time indicate whether society is becoming more or less equal. The investigation of the spread of personal income and wealth, however, is fraught with difficulty because of inaccuracies in the data, the problem of deciding the relevant unit of analysis (whether to use individuals, families or households), how to assess the non-monetary benefits derived from government expenditure, and the way individuals' positions may change over the life-cycle (Abrecombie, 1994: 120). Occupation is another aspect of class that definitely can be included as the ground of belonging to a class.People give less prestige to jobs that are lowpaying, require less preparation or education, involve more physical labor, and areclosely supervised. For example, people in every country rank collegeprofessors higher than nurses, nurses higher than social workers, and social workershigher than janitors. As soon as people develop of being specialized kinds of work, they also get the idea that some kinds of work are more prestige than others. The high prestige occupations generally receive the higherincomes; yet there are many exceptions. The next is factor is education. According to Lindemann, as quoted by Sharon Link & Alexandra Howson in Sociology Reference Guide: Defining Class, it is stated thateducation plays a significant role in one's social position, that is, to aperson's place in the social hierarchy and ultimatelyin stratification. Education also can provide equalityof opportunity and contributes directly to social mobility (that is, to one'sability to move upwardly from one's social class of origin). Social and economic indicators such as income and occupation are typically used to measure social class, and education plays a significant role in determining one's employability, employment, and income (Danziger& Reed, 1999). Education therefore plays a crucial role in the likelihood of people being able to improve their social class location by moving into higher occupational classes. Education is seen as having different functions. Within a consensus or functionalist perspective, associated with the work of Talcott Parsons, education is seen to have a role in socialization; it contributes to ensuring that children are 'trained' to comply with the demands of the social system. Indeed, for many people, education exists to ensure that individuals learn how to be good citizens and thereby maintain an efficient, stable social order. Consequently this view of education emphasizes merit, ability and effort and the needs of society or the economy. Such a view also expresses in the idea that education is about individual opportunity (Raines & McAdams, 2006). When social class exists in society, there will be many impacts given. According to Henslin (2003: 288), consequences of class are divided into six categories. It is very good to be applied as the impact of the social class in The God of Small Things. They are: (1) physical health (2) mental health (3) family life (4) education (5) religion and (6) criminal justice system. SYSTEM OF CASTES IN INDIA India is a country where system of caste grows basically. There were four original castes, separately created by Brahma: Brahmans, Kshatriyas, Vaishyas and Shudras. This fourfold division has its origin in the Vedas, the sacred books of the Hindus, and one of the 'most ancient books in the library of mankind'. They are admitted by all the adherents of the Hindu system to be the primary and infallible authority on the origin of the castes (Keanne, 1978: 24). Senart defines a caste as a close corporation, in theory at any rate rigorously hereditary : equipped with a certain traditional and independent organization, including a chief and a council, meeting on occasion in assemblies of more or less plenary authority and joining together at certain festivals : bound together by common occupations, which relate more particularly to marriage and to food and to questions of ceremonial pollution, and ruling its members by the exercise of jurisdiction, the extent of which varies, but which succeeds in making the authority of the community more felt by the sanction of certain penalties and, above all, by final irrevocable exclusion from the group. While, according to Sir. H. Risley, a caste may be defined as a collection of families or groups of families bearing a common name which usually denotes or is associated with specific occupation, claiming common descent from a mythical ancestor, human or divine, professing to follow the same professional, callings and are regarded by those who are competent to give an opinion as forming a single homogeneous community (Ambedkar, 1916: 3—5). In India, there is known system of class based on the caste. Thus the caste is having seemed to a thing that is flown in people's blood. Hindu religion divides the population into five basic groups. The four highest groups are known as Varnas (color) and beneath them come a group without caste, the Untouchables. The four Varnas consist of Brahmans (a priest caste), Ksathriyas (a military caste), Vaishyas (a merchant or agricultural caste) and Sudras (a laboring caste). Within these groups there are thousands of subdivision; among the Brahmans there are more than 500 subdivisions and there are over 200 divisions of people without caste (Nobs, et al., 1980: 31). India's majority population is Hindu (although it is worth noting that Hinduism is highly variable). Caste is often regarded as a social structure arising from Hindu practices and ideas. But, other religious groups in India also make caste distinctions. Muslims, Christians, Sikhs, Buddhists, and Jains have historically recognized and reinforced caste and/or varnadistinctions (Mines, 2009: 67). SYRIAN CHRISTIAN AND KERALA HISTORY Kerala provides a particularly interesting case study on race because religions are divided from each other based on caste. That is, not only do Hindus follow the caste system, but Christians as well (Sonja, 2001: 129).The Syrian Christians pride themselves on being one of the earliest Christians in the world and trace their conversion to the year 52 AD, when the Apostle of Jesus, St. Thomas arrived on the Kerala port city of Malankara near the bustling trade hub, Muziris.19 According to Syrian Christian communal history, after the death of Christ, the apostles went to different lands to spread the Word of God. St. Thomas went east through Babylon, present day Iraq and onto India. On arriving at the Kerala coast in 52AD, St. Thomas reportedly performed a miracle in front of Brahmins taking a ritual bath. He threw the water in which the Brahmins were bathing into air and it stayed there (Chittilaphilly, 2000:14). Then, The Brahmins impressed by this miracle, immediately asked to be baptized. St. Thomas established churches at Kottaickal, Kokamangalam, Paruetta, Chayel, Kurukkanikulam, and Palloor. He also established chapels and erected crosses at Niranam, Pallipooran, Vattamarry, Cranganore, Palloor and Kuthamana before he was martyred outside Chennai. During St. Thomas's tenure in Kerala, he performed miracles and acts of penance that draw pilgrims to St. Thomas sites to this day (Sonja, 2011: 31). "When I was young, low-castes had to get out of the way of an upper-caste. They would know to get out of the way because the upper-caste would travel with a servant. Every now and again, the servant would call out "hoi". When I was a young girl, I would hear that. "Hoi…" and then a little while later, "hoi". If the low-caste was on the path, he would hide off the path until the upper-caste passed. They used to get out of our way too. My mother told me that us Christians would have servants to sweep the ground before us as we walked so we would not step on any bugs. We were just like upper-caste Hindus" (Sonja, 2011: 36). Restrictions were also placed on worship—lower castes were not permitted to worship the 'high' Hindu Gods (Shiva, Vishnu, and Krishna) but were relegated to demon worship. Temple entry for low-castes was denied. Low-caste Hindus and Christians were prevented from obtaining and education and excluded from public service and government positions (Sonja, 2011: 36). Namboodiriswere exempted from land taxes while low-castes had to pay taxes and fees for even the right to use an umbrella or a palanquin. Namboodirisalso controlled the informal judicial system. While they were exempted from the death penalty, low-castes could receive the death penalty for ordinary offenses such as theft. The sentences of low-caste criminals were brutal: death by elephant trampling, blown from mouth of cannon, hung for 3 days, and mutilations (Sonja, 2011: 36). Historians have conjectured that regulating the oldest son to marry within the caste ensured that the illam(Brahmin property/residence) was kept caste pure (Sonja, 2011: 38). Only converted upper-caste Hindus would be accepted as part of the Syrian Christian fold (Palakunnel, 1999: 221). THE UPPER CLASS Characters who are Upper Class in the God of Small Things are: Pappachi, Mammachi, Chacko, BabbyKochama, Estha and Rahel. The novel tells us about social life in Ayemenem, a rural area in Kerala, India. Pappachi is one of the richest people in the area. He lives in a good wealth. Every single thing that he does shows that he is a rich person. Thus, Pappachi belongs to the upper social class. The higher class people, such as working class women or women who has rich husband usually have a higher life-style. It can be seen from the way of their life. Appearance becomes the most important thing for upper class women. They usually wear expensive clothes or expensive stuff to show off to other people that they are upper class. Mammachi here, in the novel, in the reality of the novel, is told as the wife of Pappachi, a Syrian Christian with high social class. Becoming a wife of the man from high class, indirectly, will lift up her status in front of the society's eyes. With that fact, Mammachi "should" have a life as upper class, with glamour life style, exclusive life, and everything with highest quality. Expensive, that is the proper word for her jewelries, as been exposed to this statement, "Margaret Kochamma took Mammachi's hand. The fingers were soft, the ruby rings were hard" (Roy, 1997: 83). There, the fact is barely exposed, how Mammachi's passions and desires toward jewelries, especially for the expensive ones. Wherever her body exists, wherever her feet step up, wherever her life strolls up to her social life, the jewelries never go to waste to be leaved, it is always following to decorate herself to become "like" upper or high class as usual. Probably, it can be related to the characteristics of women universally, that they likely to show off their jewelries to appear the impression of their status, class, and wealth. Chacko is the first child of Pappachi. As the oldest child, plus a fact of his sex is men, Chacko has privilege. Furthermore, in India, men are having high position especially in social life. It can be understood that India is Patriarch Country where men must have privilege to control everything including women. Going back to Chacko's fact, in the family system, Cahcko can claim to own all properties in the family. As Mamachi's Pickles company, the controller, the manager, the one who has major right is the oldest men child, and he is Chacko, it can be read on this statement, "Legally this was the case, because Ammu, as a daughter, had no claim to the property" (Roy, 1997: 28). Based on that fact, it can be supposed officially that Pappachi's and Mammachi's wealth will be inherited on Chacko, while Ammu, as the women child, has no right on that privilege above those wealth or properties. It presents that Chacko has a govern of Pickles Factory. It is strengthened with the statement of Chacko confesses that the factory is his own. That is clear factually that Chacko has good wealth that means he is a high-class man. Actually, it is important to add that Chacko also has a potential to manage the factory because Chacko has been educated, he has good level of education. Thus, it drives his brain being clear of thinking cleverly, managing something in a god way, and giving good profit. For additional information that supports it, "Chacko had been a Rhodes Scholar at Oxford and was permitted excesses and eccentricities nobody else was (Roy, 1997: 19). Baby Kochama is the sister of Pappachi, John Ipe. She is the most famous person in Kerala. "He was a priest of the Mar Thoma church. Reverend Ipe was well known in the Christian community as the man who had been blessed personally by the Patriarch of Antioch, the sovereign head of the Syrian Christian Church—an episode that had become a part of Ayemenem's folklore" (Roy, 1997: 12).John Ipe is not common priest, she becomes famous because she has been blessed personally by Patriarch of Antioch. Patriarch of Antioch is the Head of Christian Syrian Church. Because of that, after John Ipe has been blessed by the the Head of Christian Syrian Church, John Ipe is respected by the people around her. It means that John Ipe has high social class, especially for people in Ayemenem. Ammu is the last child from Pappachi's family. As the child of high-class family, Ammu automatically belongs to be high-class one. Her life, lifestyle, and education have shown that Ammu is high-class one. Education is something important for a one with high social class. It is usually considered as he step of a one to be high-class one. It is also a factor that can support a one to be high-class one because it can influence the sight and the view of people around him or her to consider as high-class one. Ammu is drawn as a woman that has good education, this educated woman continuously affects her status. It is seen by this statement, "Ammu finished her schooling the same year that her father retired from his job in Delhi and moved to Ayemenem." (Roy, 1997: 19). After finishing her education, Ammu marries to someone. Ammu marries to someone with good wealth. Ammu meets with her husband in a party, the party where rich men jostle and show their wealth off. It is accepted when it is called as a party where rich men assemble, because the irrational thing must be happening when the party is for poor men or low class because the Touchable and the Untouchable must not be touched each other. While Ammu is high-class one, and she comes to a party. The party logically must be a party for high class, and the man that marries to Ammu must be a man from high class. Several weeks pass, Ammu marries with him. "He was on vacation from his job in Assam, where he worked as an assistant manager of a tea estate. His family was once-wealthy zamindars who had migrated to Calcutta from East Bengal after Partition." (Roy, 1997: 19). THE LOWER CLASS Characters who are Lower Class in the God of Small Things are: Velutha, Ammu, Estha and Rahel. Lower social class in this novel is strongly drawn in Velutha's character. Velutha is black but he is so smart. Social class rises strongly through his life. He lives in poverty. As the main character, Velutha belongs to the lower social class. Life background has significance role and it makes his having lower class level as poor people. "He was called Velutha-which means White in Malayalam-because he was do black. His father, Vellya Paapen, was a Paravan. A today tapper (Roy. 1997: 35).The quotation shows Velutha's life background. Velutha is a son of Vellyan Paapen whom a Paravan. So, it automatically makes Velutha become a Paravan too. Paravan is the lowest caste in India. It is also called Untouchable. A Paravan contains of poor people because usually Paravan only work as a lower labor. Velyan Paapen works as a maid in Pappachi family, it means that he cannot deserve his son to get a good financial condition. It brings Velutha living under poverty. Social class rises through his poor condition, because the economic condition he has, indicates that Velutha belongs to lower class people. Ammu is a Christian Syrian from upper class. However, after she gets a divorce with her husband, her status also changes. From being a high class, he turns it in to lower class. After divorcing, Ammu comes back to Pappachi's home in Ayemenem, Pappachi welcomes it because of his compassion toward Ammu, his daughter. But, it does not take to many time for Ammu to decide to get off of the home. Because Ammu "secret" love with Veluthe has been revealed up, thus it drives Pappachi angry and Ammu gets off. Ammu has to fulfill all necessity for her life, she has to work to earn money. Before that, she works at the Pickle factory of her family, but when she has been dropped out of her home by Pappachi, Ammu search for other job in other place. Job is the important factor in dragging the strata in front of the eyes of society socially. People from high class usually have prestige job with good salary. Because it can influence to what life they choose, by buying everything, shopping everything, and establishing their arrogance of the wealth. Following that, the impression of being an upper class can be sought and decided. However, behind that fact, the lower class only has lower jobs, those lower jobs jail their economy. The limited economical conditions will never change their status and strata in front of the society's eyes, thus, their status will keep being lower and never being changed. Ammu, then decides to work at a hotel as a receptionist, and working as a receptionist is not a prestige one. Additionally, the hotel is not five stars hotel, it is only a small hotel with low standard, as has been quoted on this statement, "Ammu had lost the latest of her succession of jobs—as a receptionist in a cheap hotel—because she had been ill and had missed too many days of work." (Roy, 1997: 76). Nevertheless, working here has dropped the health of Ammu down. Probably, it is caused by her changing life, from living in good house with good treatment to living in a low life. His illness finally sharpens to the way she works, she often gets the absences on working, and it makes her getting the fire as a receptionist in that small hotel. Furthermore, working at a small hotel will not give gret significance of changing for a woman like Ammu, particularly for what she gets on his salaray. This quotation can be regarded, "On that last visit, Ammu spent the morning with Rahel in her room. With the last of her meager salary she had bought her daughter small presents wrapped in brown paper with colored paper hearts pasted on." (Roy, 1997: 77). 'Meager salary' explains clearly how small the salary that ammu gets, and it must not fulfill enough for her necessity. The work of Ammu like this is not the prestige one and the salary is too small. That is the main point of this talk, it is concluded that Ammu becomes a lowe class after facing divorcing. The divorcing is added by her love with a low class, Velutha, that facts slap her status in front of the society. Socially, her status collides and becomes one of low class masses. Estha and Rahel are the twin of Ammu with Baba. Estha and Rahel have unique life in this novel. When they are still child, Estha and Rahel are treated by Ammu in her family life that is from upper class. However, although they are live there, there is an unsaid rule that sets Ammu and her children have no right anymore to live in Pappachi's house. But, Pappachi's commission breaks that rule, so that is why they can still enjoy to live in Pappachi's house. It is clear to be understood that Estha and Rahel can be put in to a detail that they are children from upper class. Estha and Rahel can enjoy a trip with family private car that for low class that is the most greatful trip. The trip that they will ever enjoy. The trip they never imagine. The trip they never fantasize because they have been adapted to jostle in the public transportation with the bad smell and disgusting sweat of poor people. Their life is painted in that public transportation and tripping with privacy car is only a part of their fantasy. Estha and Rahel also often go to cinema, it is even told that they have watched film entitled "The Sound of Music" three times. After watching it, they go home to Ayemenem, with one night over sleep in a great hotel. Plus, the smell of food, their trip becomes perfect. The fact like that, is something that is only for upper class, it is important for low class of having it. This lifestyle, indeed, need much money, thus it belongs to upper class with good condition economically, besides that, it is also becomes the viewpoint of valuing the strata of a class. Rahel is a daughter of Ammu. After being left by her brother, Estha, who is sent back to his father, Rahel becomes sad, the sadness grows peaking up when she has to be leaved by Ammu. Rahel, then is treated by Mammachi. All the need of Rahel is fulfilled by Mammachi. As the grand daughter who grows in upper class family, Rahel gets good education. "She spent eight years in college without finishing the five-year undergraduate course and taking her degree. The fees were low and it wasn't hard to scratch out a living." (Roy, 1997: 9). Rahel then continuous her school to a university, and it is not a big problem for Mammachi to pay all the charge of the school. Rahel spends eight years in that university and ends it with no graduation, or it means that Rahel drops out. She even decides to marry to a man from America and go with him to America. Actually, that is not good marriage for Rahel. She is too hurry up to marry. "Rahel drifted into marriage like a passenger drifts towards an unoccupied chair in an airport lounge. With a Sitting Down sense." (Roy, 1997: 10). After deciding to marry and move to America, Rahel does not enjoy her life, because she is not treated as an upper class. Because Rahel has married, her life burden goes to her husband's own. Thus, Mammachi does not pay anything of Rahel's life anymore. However, the age of the marriage is too short, not long after that, the marriage is broken down. Rahel divorces with her husband, and it insists Rahel to work to stay alive and fulfill all necessity for her life in America. It is clear to see that Rahel live in the circle of low class life. She works as a waiter in an Indian restaurant in New York. It is easy to be classified that working as a waiter is one of low class job, it has no any prestige. That job just give little earn for her life daily. Life he has to pass is different with the life he gets in Ayemenem. Rahel also ever works as an employee in a gas station. This job is not a job that can give her good earn in salary. This fact, one day, makes a procure offers Rahel to become a sexual worker where she can get more money. This is simply clear to understand, how low Rahel life in America, and she can be put in to one of low class people. THE IMPACT OF THE SOCIAL CLASS In this section, the impact of social class will be explained. The impact of the social class will be revealed through several characters that have connection each other. The consequences of social class by Henslin (2003) will be used to analyze the impact of the class. The consequences of class that will be used to explain are family life, education, religion, and criminal justice system. Pappachi, the character who is drawn as Upper Class has some impact in his social life. Those are family life and mental health. Papachi has good education, he has prestigious job, besides that, he also has good wealth. It makes him becomes a character or a one who is upper class. The wealth and the prestigious job he has makes him always looks prefect. He desires to be looked as the perfect one around the people. As a man with upper class, Pappachi becomes very famous in Ayemenem. It can be seen to the quotation above, when Pappachi passes away, Indian Express, a newspaper with English letters, writes the news about the death and the funeral of Pappachi. It means that, Pappachi is not only an upper class one, he is more than that. However, the important part that can be informed in this fact is, the class of Pappachi. It is not easy for low class to be put on the newsletter, only important information that can be considered as the important news to be informed, and low class does not belong to. Mammachi is an Indian woman character. As an Indian woman, Mammachi receives all things happen to her. Mammachi marries to Pappachi who is an upper class. Thus, it can be seen that it is not easy to have a couple from different class, especially upper class. However, Mammachi has been ready of facing all the risks, the risks that bring the consequences of social class.Mammachi is accustomed to get hit from Pappachi. Mammachi does not do anything because for Indian women, women, as a wife,have to serve their husband. So whatever her husband does to his wife then his wife must accept it. "He never touched Mammachi again. But he never spoke to her either as long as he lived' (Roy, 1997: 23). So, Mammachi is never really touched or talked at all to Pappachi until Pappachi died. Besides family life, Consequence of social class also influences to the religion. People who are Christian Syrian, are supposed to be upper class than Hindus. In an intriguing chapter of Modernization and Effeminization in India, Anna Lindberg discusses how jobs within cashew factories in Kerala are dependent on one's caste. The dirtiest job, shelling the cashews, is done by the lowest castes of the factories. Shelling is the most unhealthy job as it involves removing the roasted nuts from the corrosive black oily shells. The next step up is peeling, or removing the brown skin from the cashews and is performed by both the scheduled castes and the Ezhavas caste (Linberg, 2005: 55). That quotation explains indirectly how caste affects the job of people in India. People with upper caste will throw the obligation and duty of the job to the lower caste, and people with upper caste prefer choosing clean and light works. Thus, the lower caste, people with the lower caste always works with dirtiness job, and low class job. Chacko is the first son of Pappachi and Mammachi. He was born from upper class family, and it makes the life of Chacko is surrounded by the wealth that can sink himself in the sea of this life. Upper class is portrayed clearly in this novel and it is reflected by Chacko's character. It can be looked at the background of education and of lifestyle of Chacko. The background of education of Chacko that is laid on Oxford and marries-divorces-re-marries, and gets back to Ayemenem, and ends it with heading the Pickle factory, have proven that it is the interesting life to have. However, this social class, finally affects his mental health. As the head of the Pickle factory, Chacko actually can do everything he wants, he has that chance. As has been exposed on this follows statement, "He would call pretty women who worked in the factory to his room, and on the pretext of lecturing them on labor rights and trade union law, flirt with them outrageously." (Roy, 1997: 31). Chacko has a habit of calling all beautiful women who work at the Pickle factor. He invites them with reason to teach them about the rights they have to have. However, Chacko does not do that, it is just a reason. Chacko tries to sleep those women with giving them money. For Chacko, spending much money for sleeping with women, is not a great problem. The condition of his economy, especially money, can guarantee it. Baby kochama is a character who has upper social class in the novel. Her social class then gives impact toward criminal justice system. One with upper social class is usually respected. Once, when Baby Kochama arrives at a police station, she is treated as if a queen. The police treat her very well, with great attitude, and so much respect that is never hidden in the police's mouth. She ever sells a lie to the police, and the police trust it by taking it for granted. Based on that fact, it can be articulated that the impact of Baby Kochama as the upper class is really affecting to her life, her life that is full of respect by the people or the society around her. For the support to proof it, this statement can be supposed to, "Baby Kochamma misrepresented the relationship between Ammu and Velutha, not for Ammu's sake, but to contain the scandal and salvage the family reputation in Inspector Thomas Mathew's eyes." (Roy, 1997: 122). It is clear when it is known that Baby Kochama sells the lie to the police just because she does not want her family gets down of reputation. The way Baby Kochama utilizes her status in the society is very tricky. She reconstructs the story of Ammu and Velutha because the relation between the two is such a shame thing for the family, especially for Baby Kochama's family that is from upper class. With no having any choices to save the reputation, Baby Kochama finally does the lie, with regardless the value of lying is lower than lower class status. Impact of Ammu as lower social class is drawn in physical health and criminal justice system. Ammu suffer from many diseases after he gets out of Ayemenem's house. As has been exposed on this follows statement, "Who came back to Ayemenem with asthma and a rattle in her chest that sounded like a faraway man shouting" (Roy,1997: 76). Her weak economical condition grave illnesses suffered by Ammu. There is not much that can be done by Ammu. Eventhought she is sick, she still has to work to meet all her needs. Living in poverty make Ammu can not treat her disease. Her physical changes occur from groomed Ammu and beautiful become Ammu who has disease and ugly. Ammu physical changes that profoundly changed drastically make her looks very different. When Baba, who is a Hindus, marriage with Ammu that makes the church doesn not want to bury Ammu. because for the church Ammu has different class from them. So, Chacko dicides to bring Ammu's bodies to the electric crematorium. Ammu's bodies are treated very badly, they wrap the body of Ammu on a dirty mattress. How Ammu's bodies are treated very clearly illustrates how Ammu's social class. Her marriage that is considered wrong, living in poverty and disease she has, it all led to Ammu suffer until she dies. Cremation place that is used to burry Ammu's bodies is very dirty. From the above quotation clearly seen what people is burned in that place. Only the bodies of beggars, criminals and police custody are burned on the ground. It is impossible for bodies of people wiyh high social class and have good econmomic condition is buried in that ground. Unfortunately again, no more families are present in addition to the ground except Chacko and Rahel. Impact on the character Velutha great looks of the criminal justice system. Velutha as a lower social class is treated badly in the criminal system. When velutha is accused of making a mistake then the police catch him in a bad way. They do the violence which is not a procedure of arrest. They woke Velutha with their boots (Roy, 1997: 144). The police wake Velutha who is asleep with their hard shoes. The police do not want to touch velutha because he is a lower class. Velutha gets injustice. The police directly commit violence on Velutha without asking first what happen actually. On Estha's character, social class gives impact on his mental health. Estha who is accustomed to luxury living in Ayemenem's house. One day he has to move because his mother send him bank to his father. Where the condition of his father is different with condition in Ayemenem's house. Estha finished school with mediocre results, but refused to go to college. Instead, much to the initial embarrassment of his father and stepmother, he began to do the housework. As though in his own way he was trying to earn his keep. He did the sweeping, swabbing and all the laundry. He learned to cook and shop for vegetables (Roy, 1997: 6). His mental health is disturbed after he decides not to continue his education into college. Estha starts doing what he should not do. He does all the homework that should be done by women. And since then Estha starts rarely speak until one day he really stop talking altogether. Estha performs regular activities without spending a single word. He does not care what the people around him are doing. He will still silent. Although his twin sister, Rahel, is next door and talk, then Estha still keep silent. This condition sometimes makes Rahel think whether Estha become mad, as has been exposed on this follows statement, "Had be seen her? Was be really mad? Did be know that she was there? They had never been shy of each other's bodies, but they had never been old enough (together) to know what shyness was" (Roy, 1997: 44).EStha's mental condition shows that social class can also give impact on mental health. Rahel is raised by mammachi after Ammu die. Of course being raised by mammachi will make life in very good socio economic condition. Raised by Upper class lifestyle makes an impact on family life of rahel. Rahel who has been abandoned by both parents become a very naughty girl. Because she never get a good attention from all her family. Uncle Chacko and Mammachi just give her all the material only. Rahel gets all the facilities that she need so she can reach high education. it is clearly explained how Rahel who are not given attention by all her families. They are just busy with their own affairs without considering the love that needed by Rahel. She is just given all the material she needs such as clothes, food, and money. That all makes Rahel become a naughty girl. Rahel is actually a beautifull smart kid, but she often makes the act that make her eventually are punished and expelled from the school. In the above quotation illustrated how Rahel delinquency in schools. Rahel is first convicted when she is at the Convent of Nazareth. She is caught decorate dorm room door with a flower head. And the next day she is tried and given punishment by the head monastery. Six months after, Rahel is expelled from school because she is already given many punishments and she still keeps naughty. It is all because of Rahel ever caught smoking, she also ever steal and burn bun of Houseministers. Rahel becomes naughty because of she never gets a good attention. Here, it clearly shows that social class olaso give impact to family life. Rahel eventually grows into adulthood without attention and affection of a family. As an Indian women, Rahel's future is determined also by her marriage. CONCLUSION Based on the recent analysis of the data, the result can be concluded that all the issues that have been revealed by statement of the problem can be drawn. There are two conclusions which can be concluded. The first is about the depiction of the social class, the second is about the impact of the social class on the character. The first conclusion is about the existence of social class experienced by the character in the novel. Karl Marx divides social class into two classes. They are Capitalist class (Upper Class) and Working Class (Lower Class). The existence of social class can be seen by wealth, occupation and educational level. As Worsley says that each of the aspects can be used for different purposes or they can be combined. So the character in the novel is divided into two classes. Upper class's characters are Pappachi, Mammachi, Chacko, BabyKochama. And the lower class's characters are Ammu, Velutha, rahel and Estha. The social class can be identified by their economic background, their way of life, their way of dressing, and the standard of living. The second conclusion is about the impact of social class on the character. The impacts of social class are divided into six categories. They are: physical health, mental health, family life, education, religion, criminal justice system. Every character has different social class impact. Furthemore, the writer also find some characters who have different social class. Here, Ammu, Rahel and Estha are Upper social class. Because of some problems, their social class is changed from Upper social class to Lower social class. And it also makes different impact for them. REFERENCES Abrecombie, Nicholas. et al,. 1994. The penguin dictionary of sociology (3rd edition). New York: Penguin Books Ltd. Al-Qudaeri, Golam Gaus & Muhammad Syaiful Islam. 2011. "Complicity and Resistance: Women in Arundhati Roy's The God of Small Things". ISSN No. 1948-1845 (Print); 1948-1853 (Electronic). Ambedkar, BR. 1916. Caste in India: their mechanism, genesis, and development. Julundur City: The Awami Press. Chittilapilly, Paul. 2000 The Life and Nature of the St. Thomas Christian Church in the Pre-Diamper Period. Kochi: LRC Publications. Chu, Yu Ru.2006. Recasting India: Caste, Trauma, and the Politics of Transgression in Arundhati Roy's The God of Small Things. Hegel, Georg Wilhelm Friederich. 2001. The Philoshopy of History. Ontario: Batoche Books. Henslin, James. 2003. Sociology. Boston: Pearson. Hornick, Barbara. 2011. Sociology Reference Guide: Defining Class. New Jersey: Salem Press. Keane, David. 1978. Caste-based Discrimination in International Human Rights Law. Hampshire: Ashgate Publishing Limited. Khori, Moh. 2010.Social Class and Political Satire in Mark Twain's The Prince and The Pauper. Lawrence, Wishart London. 1965. V. I. Lenin: Collected Works Vol. 29. Moscow: Progress Publisher. Mines, Diane P. 2009. Caste in India. Michigan: Association for Asian Studies, Inc. Narwoko, Dwi., Bagong Suyanto ed,. 2007. Sosiologi: Teks Pengantar & Terapan. Jakarta: Kencana Prenada Media Group. Nanda, Silima. 2012. "Women as the Oppressed in The God of Small Thing". ISSN 0976-8165. Neil, Stephen. 1984. A History of Christianity in India. Cambridge: Cambridge University Press. Nobs, Jack. Et al,. 1980. Sociology. London: Macmillan Education Ltd. Palakunnel, John. 2003. Christianity is Truly Indigenous inSt. Thomas Christians. Kochi: LRC Publications. Rao, Anupama. 2003. Introduction in Gender and Caste. New Delhi. Kali for Women. Renou, Louis. 1961. Hinduism. New York: George Braziller, Inc. Richards, WJ. 1908. The Indian Christian of St Thomas. London. Bemrose& Son Limited. Roy, Arundhati. 1997. The God of Small Things. London: Flamingo Taylor, Richard.1981. Understanding the Elements of Literature. New York: Palgrave Macmillan. Thomas, Sonja. 2011. From Chattas to Churindas: Syrian Christian Religious Minorities in a Secular Indian. New Jersey: The State University of New Jersey Wellek, Rene., Austin Warren.1984. Theory of Literature. New York: Mariner Books Worsley, Peter. 1970. Introducing Sociology. Baltimore: Cox & Wyman Ltd.
Issue 48.5 of the Review for Religious, September/October 1989. ; R~:.vn~w voa R~:.t.~c,~ous (ISSN 0034-639X) is published bi-monthly at St. Louis University by the Mis-souri Province Educational Institute of the Society of Jesus: Editorial Office: 3601 Lindcll Blvd. Rm. 428; St. Louis, MO 63108-3393. Second-class postage paid at St. Louis MO. Single copies $3.00. Subscriptions: $12.00 per year; $22.00 for two years. Other countries: for surface mail, add U.S. $5.00 per year; for airmail, add U.S. $20.00 per year. For subscription orders or change of address, write: Rl~v~'0,, ~:o~ Rl-:t.~c;ous; P.O. Box 6070: Duluth, MN 55806. POSTMASTER: Send address changes to Rt:v~t:w roa RELIGIOUS; P.O. Box 6070; Duluth, MN 55806. David L. Fleming, S.J. Iris Ann Ledden, S.S.N.D. Richard A. Hill, S.J. Jean Read Mary Ann Foppe Editor Associate Editor Contributing Editor Assistant Editors September/October 1989 Volume 48 Number 5 Manuscripts, books for review and correspondence with the editor should be sent to Rv:vt~w you R~:~.~;~otJs; 3601 Lindell Blvd.; St. Louis, MO 63108-3393. Correspondence about the department "Canonical Counsel" should be addressed to Rich-ard A. Hill, S.J.; J.S.T.B.; 1735 LeRoy Ave.; Berkeley, CA 94709-1193. Back issues and reprints should be ordered from Rv:\'~v:w voa Rr:~.~;~o~JS; 3601 Lindell Blvd.; St. Louis, MO 63108-3393. "Out of print" issues are available from University Microfilms International; 300 N. Zeeb Rd.; Ann Arbor, MI 48106. A major portion of each issue is also available on cassette recordings as a service for the visually impaired. Write to the Xavier Society for the Blind; 154 East 23rd Street; New York, NY I0010. PRISMS . We Christians come to know our calling to a certain kind of minis-try in the Church through our fidelity to prayer--a continuing dialogue in our relationship with God. By way of analogy, those in the vocation of married life know that the sacramental celebration of matrimony rep-resents only the start of a new relationship together with God. It will take a married lifetime of dialogue with each other and with God and of so living to make the reality of the sacrament come true. Similarly, those in the vocation of religious life signify in some way (commonly through some kind of vow-taking) that they are professing and aiming at a spe-cial relationship with God with the wholeness of their lives. Again re-ligious are well aware that vow or profession day is only the beginning of the dialoguing and of the living out of this "aimed-at" relationship. In these vocations of married and religious life, the Christian prayer of both the individual and the community (marital or religious) is a neces-sary part of the continuing dialogue which keeps alive and nourishes the particular vocation undertaken by our first responding to God's initia-tive. The call to minister in the name of Christ and officially authorized in the service of the Church also remains grounded in the prayer-dialogue. Ministry, not rooted in prayer, is no ministry at all. Good deeds done may represent admirable humanitarianism which we honor and appreciate, but we do not grace it with the identity of ministry. Min-istry flows from a consciousness of God and God's ways of acting and from a sense of responsibility in acting in the name of Christ's Body, the Church. The pervading consciousness of God and the connatural way of acting as God acts are the fruit of a prayer life, which is consistently fostered "for better, for worse, for richer, for poorer, in sickness and in health." This dialogue pei'meates and empowers our Christian life as well as our ministry whatever it may be. In this issue, we highlight two aspects of this continuing dialogue so necessary for our vocation and for ourmin!stry. The passion or fire in our Christian way of praying is reflected in the articles "The God of the Scriptures: An Invitation to Passionate Prayer" .by Anthony Wieczorek, O. Praem., "Romantic Relations with the Sacred" by Richard J. De- Maria, C.F.C., and "A Joyful Supp!ication for Justice" by A. Paul 641 642 Review for Religious, September-October 1989 Dominic, S.J. The passion--meaning self-emptying and often a sense of dying--is also a part of our Christian experience of growth in prayer; the articles "Negative Floating" by Barbara Dent and "Spiritual Dryness: Some Practical Guidelines" by Eamon Tobin give some insight into these always difficult moments. Three articles, viewing various aspects of our religious life vocation, are written within the specific prayer context of our lives. "Religious Formation: A Contemplative Realignment" by Jane Ferdon, O.P., con-siders the formation task. "Discernment and Elections in Religious In-stitutes" by Marcello De Carvalho Azevedo, S.J., focuses the very spe-cial moments of leadership choice and policy-making in religious in-stitutes. Finally, "Rituals of Death, Denial, and Refounding" by Ger-ald A. Arbuckle, S.M., reflects on the importance of religious celebrat-ing in a truly Christian manner the dying and death moments in their con-gregational life if revitalization or refounding is to occur today. In the northern hemisphere, the summer months are coming, to an end, with the traditional vacation time behind us for another year. We move on to another "work" year and whatever our ministry may be. With the help of God's grace, .we find ourselves at an opportune time to assess again how our lives, our ministries, and our prayer truly form one healthy and supportive ecological system. May our various authors in this issue contribute to our insight and give us perspective in our quest. David L. Fleming, S.J. The God of the Scriptures: An Invitation to Passionate Prayer Anthony Wieczorek, O.Praem. Father Anthony Wieczorek, O.Praem., is currently chaplain of the Sign of God Deaf Ministry office which serves the Deaf and Hearing Impaired community of the Green Bay diocese. He also directs the Theological Institute, a summer program at St. Norbert College in De Pere, Wisconsin. He continues to write a weekly article for the local diocesan newspaper. His address is St. Norbert Abbey; De Pere, Wiscon-sin 54115-2697. We all have them. Most of us have learned to control, even ignore them. But for some, they appear unasked for and when they do they are toler-ated with all the patience we have for a head cold. They are our emo-tions, our deep seated emotions, the dark and passionate side of our hu-man nature. We enjoy them when, at sports activities, we give ourselves permis-sion to act outraged or triumphant and they suit our moods. We like it when they sneak out quietly in the form of tears at the end of a touching movie. They may also try to make their presence known during prayer, but here they are often considered most distracting and least desired. And yet, if there is a time for emotion, if there is a time for passion at all, it is during prayer. Prayer is a naturally revealing activity. Ii is natural that passionate emotions should arise within us during.prayer. They are conduits to the parts of ourselves God wishes most to go. It is little wonder we should find them straining to emerge. Could it be that they are even called forth by a God eager to touch this part of ourselves so seldom shared? Unfortunately, they are the parts of ourselves we least of all like. Most often, they are corridors to the side of ourgelves we fear. They lead 643 60,4 / Review for Religious, September-October 1989 into the cauldron of emotion we have not yet learned to control. We may not be really sure what lurks there but we are fairly confident that God has no part of it, that it is best shielded from God,-that what surges there is best atoned for in secret, not something to be proud of and shared openly with God. But are passionate emotions like anger and jealousy and lust called forth during times of prayer so that we can "confess" to them? Or are they summoned at God's own invitation? Can it be, might it be, that God can desire a passionate prayer as well and as much as a prayer that is con-templative, tranquil, and serene? Might it be that the God who appears ¯ throughout the pages of the Bible speaks to us best and can identify with us most through the part of ourselves we keep most hidden? The God of the Scriptures is indeed a passionate God. This article is an exploration of that theme and of the constructive relationship that exists between passion and prayer. The Passionate Nature of God Pascal was right when he said that there seemed to be two Gods: the God discussed by philosophers and the God of Abraham, Isaac, and Jacob, the God of the Scriptures. Most people prefer the philosophers' God. That Being is reasonable, controlled, logical. The God of the phi-losophers thinks, plans, orders, foresees. There is, of course, a "feel-ing" side to this God too. God does, after all, feel compassion and love for creation. But those "feelings" are held well in check and are dis-pensed cooly and properly. This God seems to resemble a fine Victorian gentleman/scholar. And, very often, especially here in the Western world, that is the image we would like to have of ourselves. That is the standard and goal we set for ourselves. The point is not that this image of God is false. But is it all there is? Is it only one side of a much more complex personality? Do we, with a too exclusively philosophical model of God, lose some of God's mys-tery because we fail to pay proper attention to God's emotion and pas-sionate nature? Perhaps such a theology is no more complete than an anthropology that deliberately ignores the emotional and passionate side of human be-ing? The point of human growth is to integrate and harmonize the parts of our nature i'nto one. To ignore our emotions is to ignore half of our selves. In addition to being rational, thinking creatures, human beings also love, feel anger, jealousy, crave revenge, desire, and feel pity. We are indeed complex beings. Can we dare imagine a God who is any less? Moreover, if we are so thoroughly emotional and if we were made in The God of the Scriptures / 6t15 God's own image and likeness, what can we conclude about God? Scripture tells us that "God is love." Love is, to be sure, more than an intellectual attitude or disposition toward life. Love is an emotion. Peo-ple in love are known sometimes to do strange things, spontaneous things, unpredictable things. Or so they seem to us. But to them, fol-lowing the "logic of love," their actions have a rationality, a purpose, an order. Finding it, though, and seeing the reasoning behind such ac-tions can be almost as hard as finding the sense and reason behind some of God's actions in our lives. God is not illogical nor is God emotion-ally unstable. God is simply love. God is simply in love with us "and with ¯ all of creation. God is a Being of great and passionate emotion. That, at least, is what the Scriptures tell us. Perhaps, to beg the question a bit, that is why God chose the Jews in the first place as recorders of divine revelation. The Jews, and all Near Eastern people for that matter, were extremely emotional and passionate people. Check the papers--they still are. But if you were God, would you have chosen them to write the record of your revelation? Many people would probably have preferred the Greeks. Their philo-sophical bent would more likely have appealed to us. And indeed, they would probably have done an admirable job at revealing God's mind. But could they have matched the Jewish brilliance for revealing God's heart? The Jewish passion for life was a most fitting medium for the man-ner of God's message. For the Scriptures reveal in emotional and pas-sionate imagery and terms the heart as well as the mind of God. Maybe, we argue, the Jewish people were simply transferring their own emotional nature onto God and that God no more has passionate feel-ings than God has legs withwhich to walk around in the garden of Eden. Yet, even though they were not meant to be read literally, all the images and words do reveal and communicate something about God. To glean this, though, the Scriptures must be read with an open mind and heart. God's Emotional Involvement in Life What do the Scriptures tell us about God? The Bible reveals a God who is very much alive and near. The biblical God does not observe the glories and follies of creation from afar. This is not a God who aloofly administri~tes creation and human history. Rather, this is a God who min-isters, to it and within it. The God of the Bible is pastorally involved in human life. We know that because the Scriptures reveal a God who is emotionally involved in human life. There are levels and degrees of involvement in community, in fam-ily, in politics, in everything regarding life. One criterion for measuring 646 / Review for Religious, September-October 1989 or determining the depth of involvement is the amount of emotional in-vestment shown. In community living, for example, it is easy enough to state one's involvement in community affairs. One may even show up at community meetings and functions. But does that person's words and presence communicate an active involvement or a benign disinterest? Does body language alone, for instance, tell the others present that, "I am here to observe. Really, I couldn't care less what happens. It is some-what interesting, even humorous though. Just continue and pretend I'm not here." No words may communicate that. But the message is made, communicated through posture, through sleepy eyes and flacid facial e~- pression. On the other hand is the person very much involved in the pro-ceedings. Like the other, thi~ person says not a word. Yet through all the same means the message communicated is much different. This per-son exhibits interest through a tense body, through a face that while si-lent is red with anger or aglow with satisfaction. The eyes hold an inter-est, the palms sweat, a leg fidgets nervously. This person is truly and pastorally present and alive. Why? Because the person is visibly emo-tionally involved. And that is what we want from each other and from God. Similarly, why do we become upset with the "professional" pastor who runs the office well and administrates the parish efficiently but who cannot feel his people's pain, who cannot rejoice at someone's birth or mourn at another's death? Why do we feel cheated? Why does the per-son seem pastorally out of touch and somehow less a priest than the pas-tor who is able and willing to be emotionally present to the people? Why does the emotionally uninvested pastor seem to communicate less God's presence? Why do we feel disappointed? For what reason do we feel we should be able to expect and receive more? All of this speaks to an image or a set of expectations we have about God. Because God cares, God's ministers should also care. Because God is able to and does feel with the people, so should God's priests and pas-toral workers. We want and need to feel God present in our lives and feel cheated by those who serve in God's name if somehow we cannot sense from them a deeper presence of God than the merely physical. We want and feel a right to expect an emotional presence and involvement. We want our pastoral workers to be passionately present and active. We want and expect that because we feel God is passionately present and ac-tive. But why? Does that expectation and feeling originate within us alone? Or is that the image Of God that is mysteriously and boldly com- The God of the Scriptures /647 municated through almost every page of the Bible? Indeed, God is most emotionally present and involved in the lives of the Jewish people. That is true from exodus to exile, from restoration through resurrection. God communicates through the Scriptures a presence and involvement that is intensely passionate. The Passionate God of the Prophets Nowhere is this more evident than in the writings of the prophets. Within the prophetic books we see a picture of a God at wits' end. The people had rebelled from God's love and were running headlong toward destruction. We hear a response from God that is the emotional equal of what is politically, socially, and spiritually at stake. Read with the emotion befitting the texts Amos 8:4-8 or 4:!-3 or Hosea'l !:1-11 or Jeremiah 7:i-20 or Isaiah 54:78 or any of the other prophets, and you find the words of a person on the edge, the words of a person who is not at all detached or even mildly interested. In those words and so many others we receive a message of a God filled with pas-sion for the welfare of his people, a God who is truly emotionally in-volved in the life, past and future, of his people. If there is anger in God's words, it is the anger of a parent or lover, the passion of someone who cares tremendously about another. It is an anger born of frustration and love. Who has been in love without feel-ing anger? Love is a powerful emotion that opens us up to other equally powerful feelings. And what of the energy invested in both love and an-ger? Passion has a high price in emotional energy that is paid only by those truly sincere about what they feel. The quality and quantity of God's emotion so naked and strong throughout the prophets is testimony to the sincerity of God's passionate love. Moreover, it is a passion and sincerity that God expects in return. Love that is deep and intense expects a return in kind. One of our ways of showing love is through our prayer, both private and liturgical. Note, then, in Isaiah I:11-16 and Amos 5:21-25 and Jeremiah 7:21-28, the re-action of God to worship that is liturgically correct but void of sincerity and feeling. God expects a worship from the heart, a worship that is a reflection of our love. To be proper and true to the rubrics is not enough, not even the most important thing. What God seeks is what God gives, a prayer that is emotionally sincere. What God "hates" and "detests," what is "loathsome" to God is prayer empty of affect. That does not mean that worship must be a wild and ecstatic affair. However, it must be sincere; it must reveal an authentic human warmth. Worship, prayer, is more than so many words or lack of them. We can 648 / Review for Religious, September-October 1989 meditate quite correctly and all without opening our hearts in love. A prayer that is emotionally fl~t.and cold is the sacrifice displeasing to God. Perhaps that is why Paul tells.us that because "we-do, not know how to pray as we ought, the Spirit makes intercession f~or us with groanings that cannot be-expressed in speech" (Rm 8:26). That is an invitation to pray our feelings, to pray from and with our emotions. That is what God asks for and longs to share, for it is that which is most truly in our hearts. The Spirit helps us to raise what we are feeling in prayer, even if it can be expressed in no other way than by a groan. Since we are to live as we pray, God expects from us a life that is emotionally honest and open. How often we repress our feelings and hold in check our passion. We refuse to allow ourselves to feel and that pre-vents us from being as effective and compassionate as Jesus was and calls us to be. The "cry of the poor" is too painful to hear so we learn to close to the poor not only our ears but also our hearts. We dull our abil-ity and willingness to feel and so lose a major motivating force behind Christian action. Pity is not the issue here, rather compassion and jus-tice. Perhaps it was because Jesus was a man of such strong emotions that he was as compassionate and sensitive as the Scriptures say. Yet not only did Jesus have strong feelings, he was willing to live with them and feel them. Because he did not repress what he felt but lived what he felt he could be moved enough to touch and heal the leper (Mk 1:41) and raise the widow's son (Lk 7:11-17). If Jesus was the troublemaker and law-breaker the Pharisees claimed, it was because he allowed his emotions to so move his charity and inspire his faith that he saw not simply the law but the people the law did not and could not serve. God's Call for a Passionate Faith Jesus' emotion is most manifest in his faith. Many people were raised to believe that faith is something we do with our minds, that faith is an intellectual act of agreement or obedience to a tradition or set of beliefs. While it may be that, it is not only that. This is clear from the way Jesus lived and how he believed. For Jesus, faith was an emotion that gripped not only his mind, but his heart and body as well. Oftentimes one emotion is held in check by another. A boy, for in-stance, may want to introduce himself to a girl. The "love" he feels for her is held in check, though, by his "fear" of being rejected. He de-cides to say nothing. Fear has overruled his young love. Similarly, a per-son may feel inclined to speak out on a justice issue. That person too feels fear. But this time the person's convictions on the matter, the per- The God of the Scriptures / 649 son's belief, is the stronger of the two and bids the person to speak out. Here faith overruled fear. All of us know what fear is, all of us have felt it. Reflect for a mo-ment what happens when you feel fear. The mind freezes, it becomes difficult or even impossible to think. The entire body is also affected. Knees shake, palms sweat, the mouth runs dry. If the fear is sharp enough we may even close our eyes and prefer to block out the cause of our fear. Fear, to be sure, is a powerful emotion. It would require, then, an equally powerful emotion to counter it. Only two emotions give us the courage to overcome fear: love and faith--although the two are intimately related. A mother stands terrified at the sight of her burning home when she hears the cry of her child from within. Her fear of the flames and smoke cause her to stand for a mo-ment paralyzed until love for her child overpowers the fear and forces her in to rescue him. Jeremiah the prophet stands equally terrified be-fore the people gathered at the Temple. He too, however, hears--or rather feels--an inner voice, the call of God bidding him to speak in God's name. For a moment his fear prevails before the faith within his heart overwhelms it and causes him to cry out. . How many of us have had our faith compromised by fear? By clos-ing ourselves to our feelings, by repressing our emotions, we have been eliminating a source of strength that could well empower our faith to ri-val that of tl~e prophets. If our faith is solely intellectual it is but half, at best, of what it could be. Faith is authentic when it flows from our hearts, when it flows from our love for God. Jeremiah, for example, and Jesus after him, may have seemed like people without faith because they spoke against the traditions and cus-toms of the people. They could rightly be asked, "Have you no faith, Jeremiah, in the Temple and the promise God made to dwell in it always? Why is it so hard for you to have faith in what our traditions teach.? Why can't you agree with them?" Faith in this sense is an act of the intellect. But for Jeremiah, for the other prophets, and for Jesus, faith was an act of love; its motive force was an intuition of God's abiding presence within. They felt God's love and returned it as they could (that is, they believed) and it was that faith in God's love that enabled them to stand up and say what their hearts could not deny. The love they felt empowered them, gave their faith the spirit of cour-age. All of us are given the gift of that love. All of us have within our-selves the courage to truly use our faith. But so often in closing ourselves to our emotions, in denying them, we deny ourselves the grace, the love, Review for Religious, September-October 1989 that gives us the courage to truly believe. Jesus and the prophets before him were not ashamed of their emotions. Indeed, they prayed with them (Jeremiah's lamentations, for example) by bringing them before God in-stead of hiding them in the dark recesses of their spirits. By so doing, they provide an example for all us of authentic living and prayer. Praying with our Emotions Oddly enough, it is the emotion of fear that most inhibits us from bringing our.other emotions to prayer. As mentioned earlier, prayer is a naturally revealing activity. In prayer, the love and union we share with God is revealed and made known to us. We may receive the revelation of truths and intuitions about questions and problems we may have, as well as insights into God and ourselves. It is this that often scares us into emotional and spiritual repression. In the quiet, centering communion of prayer with God, we forget to maintain many of the blocks and barriers we place between our conscious selves and our more disquieting emotions. Suddenly and quite unexpect-edly we can find the composure of our prayer compromised by unwel-comed feelings. The person whose thoughts continue to center upon feel-ings of passion for a lover, the religious whose heart is suddenly filled with anger and resentment toward a superior, the person who becomes aware of his or her jealousy and envy--all of these people find the re-warding calm of prayer ruined by the onslaught of emotions. In each of these cases, whether or not prayer has been ruined de-pends upon whose agenda is being followed. Prayer is a dialogue. How-ever, especially with meditation, prayer can become a monologue of si-lence. Our meditation can be but another way of saying, "Listen God, there are just some things I'd sooner not think about. Why don't we just sit here quietly and ignore them together." Our prayer agenda calls for some peace and quiet, a bit of reprieve, a break in the action of confron-tation. Yet we find ourselves continually pestered by thoughts and feel-ings we've decided not to share. Might it be, however, that their contin-ual interruption is an effort on God's part to make it part of our prayer? Might God have an agenda too? And might that agenda include the very feelings we are so desperate to ignore? It might do well, then, since prayer is a dialogue, to "ask" God about what should be shared. One way of doing so is by beginning our prayer with a bit of soul searching journaling. We might record what and how we are feeling, any significant encounters we have had with peo-ple, good and bad. The point is not to dwell on any of them. Rather we acknowledge what is already inside of us. We acknowledge it to God and The God of the Scriptures / 651 to ourselves. Then, having done that, we set it aside and open ourselves to God. Yet, the very action of having been honest with ourselves about what we arefeeling has already opened the doors to our deepest selves to God. We have laid everything bare and have effectively told God, "Well, now that you know, what do you say?" Then if our prayer is quiet, perhaps God is saying, "Let it rest for now," and so we should. If, however, we find the emotions returning, perhaps we should pay them some prayerful attention. It is one matter to continually harp on a feeling and another tO at-tend to one that finds its way to the surface. Yet it is here that fear can overcome all else and totally inhibit our communion with God, not to mention any communion with ourselves. We are afraid of what may come if we allow our emotions to flow. We are afraid of what God may think if we stood before God with emotions bare. Perhaps most of all, we are afraid of what we would have to admit about ourselves if we al-lowed our spiritual vision to focus upon our feelings. Especially in times of stress, when we need prayer most, we are most reluctant, most afraid to pray because the emotions we so fear are so close to surface, so hard to dispel. In such cases the fear and shame we so strongly feel should be the opening movement of our prayer. But here is the test. Have we the faith to share what we fear? Here we become the shy person struggling to talk to a friend. Here we become the mother rooted in fear or stirred by love into action. Here we find the revelation, not of God but of ourselves, that prayer so powerfully conveys. Here we find a truth about ourselves. Prayer is a dialogue. Has God been speaking, shouting through hands pressed tight against our ears, trying to get through? Summary We can repress our prayer and weaken our faith because we are un-willing to face the passion of our own emotions. Why? Is it God's rejec-tion or wrath that we fear or is it facing the truth about ourselves? Some people are simply ashamed that they are emotional people at all. Some-where many of us have learned that we should be rational at the expense of being emotional. Emotions are something to master, signs of weak-ness, occasions for sin. To be holy is to be emotionally controlled. Pei-haps. To be sure, some emotions need to be held in check. Some need to be confessed. But not all. Our emotions are occasions for grace, provided we let our God work through them. They can be conduits leading to deeper prayer. They can be the means for facing and overcoming our fear of living. For indeed, 652 / Review for Religious, September-October 1989 without emotions we are less than human. We were made in the image and likeness of a living, feeling God who is revealed in the pages of Scrip-ture as a truly passionate lover, a God who, for example, is quite honest about being "jealous." We were made to have feelings and to use our emotions to feel and act alive. If Jesus was not ashamed of the force of his emotions, why should we? As Christians we are called to become fully alive. That means learn-ing to live with and harness our emotions. Truly, our emotions are gifts from God, gifts to be enjoyed, gifts for which we can be grateful. But before any of that can happen, our emotions must first be accepted. The Dancer Is falling in love with you autumn leaves swirling in the wind, fish swimming in the flooded ,,;hallows after a heavy rainfall? Is this love a meditative symphony, where the listener is impelled to pause, be attentive to the secret voice talking with his heart? Is this love a walk without fear into the forest of Solitude, where I go to plant my tree of hope? Is this love an ancient la Jota, sometimes graceful and slow, at other moments fast and exciting? How do I overcome my reluctance? Become like David, who danced before the Lord because it was pleasing to him? Brother Richard Heatley, F.S.C. De La Salle Centre 45 Oaklands Avenue Toronoto, Ontario M4V 2E4, Canada Romantic Relations with the Sacred Richard J. DeMaria, C.F.C. Brother Richard DeMaria, C.F.C., currently serves as Executive Vice President and the Vice President for Academic Affairs at lona College. His address is lona Col-lege; New Rochelle, New York 10801. In the recent, surprisingly successful film, Th~rOse, based on the life of St. Th6r~se of Lisieux, there is a scene that has remained with me for months. Th6r~se's sister visits her during what was to be a terminal ill-ness, and noticing that Th6r~se has pinned a small crucifix to her pil-low, observes: "So you two are back together again." To which, as I recall it, Th6r~se blushes and nods in agreement. The audience--a New York City audience--to my amazement did not laugh here or at any time during a movie which portrayed Th6r~se as a woman engaged in a ro-mantic relationship with Jesus, a relationship characterized by falling outs, jealousies, reunions, disagreements, and coquetry. And by love. And by passion. The film places Th6r~se in a very old tradition of spirituality, a tra-dition which uses the language and ways of romantic love to describe a person's interaction with the sacred. The romantic poem "The Song of Songs" comes immediately to mind: the longing of a bride for her bride-groom is used as an image of the human experience with the sacred. Ap-parently that image was found sufficiently apt among the Hebrew peo-ple for the poem to be included and preserved in its canon of sacred litera-ture. We find in other religions similar spiritualities linking sexual im-agery and prayer, the link sometimes explicitly recognized and cele-brated, at other times, we assume, camouflaged and unrecognized but fairly apparent to those who read between lines. As R. Zaehner, the Oxford authority on mysticism, observes: 653 654 / Review for Religious, September-October 1989 There is no point at all blinking at the fact that the raptures of the theis-tic mystic are closely akin to the transports of sexual union, the soul play-ing the part of the female and (~od appearing as the male. ~ In the history of religion, one finds many spiritualities that approach life as if there were two lovers involved. In Hinduism, one finds among the different paths by which one can yoke himself or herself to God, the path of bhakti in which one takes on the Lord as lover. Kabir, the fif-teenth- century Indian mystic, as translated by Bly, uses the term "the Guest" to name the inner lover: My body and my mind are in depression because you are not with me. How much I love you and want you in. my house! When 1 hear people describe me as your bride I look sideways ashamed, Because I know that far inside us we have never met. Then what is this love of mine? I don't really care about food, I don't really care about sleep, I am restless indoors and outdoors. The bride wants her lover as much as a thirsty man wants water. And how will I find someone who will take a message to the Guest from me? How restless Kabir is all the time! How much he wants to see the Guest!z The existence of a relationship between mysticism and sexuality is clear and widespread in the historical record. The question is: how shall we interpret and understand the presence of romaritic and sexual lan-guage in religious writing? More to the point are the following questions: Is it possible to carry on a love relationship with an invisible, non-human lover? Does this spirituality find any basis in the way things are? Is there someone there to love? Is this use of romantic language healthy? Unless we at least advert to these questions from the outset, they stand as obstacles to our ability to approach this tradition with openness. There are many analysts who interpret experiences of romantic spiri-tuality as situations in which sexual energy, having been denied its usual outlet, finds a (distorted) outlet in the religious arena. Accordingly, mys-ticism is in reality sexual energy that is misdirected. Although this sub-limation is usually unrecognized by the person involved, its true nature can be readily recognized by the perceptive observer. In sum, people in-volved in religious romanticism are victims of misplaced energy; their lives are based upon an unreal perception of the way things are. Other analysts suggest that the situation is quite the opposite: a ba-sic drive, a basic need within humans, is for union with the transcendent. Romantic Relations with the Sacred / 655 According to this theory, the mystic is a person who is responding quite directly to this basic drive. Other humans respond to this drive by en-gaging themselves in sexual, romantic relationships with other humans. This is a valid way of fulfilling this need. The power of human, inter-personal sexuality, and the way that relationship is experienced and de-scribed, derive from the more basic desire of the human to interact with the sacred. Because the inter-human sexual experience is one form of the more general mystical experience, it should not surprise us that the lan-guage of human love and the language of mystical 10ve are quite simi-lar. Alan W. Watts, in Myth and Ritual in Christianity makes the fol-lowing observation: But a sexually self-conscious culture such as our own must beware of its natural tendency to see religion as a symbolizing of sex, for to sexu-ally uncomplicated people it has always been obvious that sex is a sym-bol of religion. That is to say, the ecstatic self-abandonment of nuptial love is the average man's nearest approach to the selfless state of mys-tical and metaphysical experience. For this reason the act of love is the easiest and most readily intelligible illustration of what it is like to be in "union with God," to live the eternal life, free from self and time.3 Perhaps it will never be possible to prove convincingly which of these two theories is true. Some look to an epistemology which concen-trates its attention not on questions about the way things are but rather on questions about what ways work. Such an approach considers a the-ory to be true, or a path to be true, when it works. Pragmatic approaches to understanding our lives can reflect a careless and shallow attitude about truth, but not necessarily so. The form of pragmatism discussed here, recognizing the complexity of the human psyche and the mystery of the sacred, and recognizing the inability of the human mind to under-stand these with any clarity, reasons that if a particular construct or the-ory works, it works because it approximates the way things are. This is an epistemology often used in the physical sciences. Consider, for ex-ample, the solar system model of the atom. No one has seen an atom. Serious scientists do not think that the atom is composed of electrons, circling a nucleus of neutrons and protons, like a solar system. Scien-tists, however, have used the construct of a solar system when thinking about the atom, because when they have followed out the implications of that model, they have been able to explain many past experiences (ex-periments). And, even more importantly, when they devised new experi-ments and applications suggested by the model, these led to important new discoveries. Science has done well, then, to think of the atom as if 656 / Review for Religious, September-October 1989 it were a solar system. Even if the atom is not a solar system, the solar system picture predicts how the atom will work. And it is not unreason-able to conclude from this that in many ways the solar system model ap-proximates the reality of the atom. In sum, while recognizing that a con-struct is an imagined picture, a person follows it because she believes that it will lead her close to the way things are. Against the background of this epistemology, we can now turn our attention to those paths in which a person is involved in a relationship with a person who is not physically present but who is perceived to be real, important, and worthy of ~ittention; a relationship which according to the person herself and according to observers, gives direction and strength. Whether the other is perceived as guru, teacher, patron, guide, angel, patron saint, or--as in the particular spirituality we are discuss-ing-- as the romantically loved one, the relationship has a real effect upon the growth and behavior of the participant. In his play Big Shot, Jack Gelber portrays the positive, powerful influence which two "imagi-nary" persons--a wise, aged prophetic man, and a seductive woman-- have upon a young man's ability to make decisions about his life and to move toward maturity. (Interestingly, these two visitors never appear to-gether in the boy's thoughts; the appearance of one signals the exit of the other. At the play's end, however, they interact with one another and exit together, perhaps symbolizing something of an integration of the re-ligious and the sexual in his consciousness.) According to what was said above, one should evaluate the tradition of romantic spirituality by asking: What happens to persons when they act as if there were an inner sacred person there? Does it lead to desir-able ends? In this approach one judges a religious path worth consider-ing if it has "worked" for many people, in many religions, in many dif-ferent ages. What is meant by "worked"? The validity of this or any path is established by its ability to lead practitioners into that special con-sciousness which is called "religious." In the Christian faith, people in that consciousness are said to be in the state of sanctifying grace and ex-hibit characteristics such as love, peace, patience, kindness, goodness, trustfulness, gentleness, and self-control (Ga 5:22). History attests that the path of devotion, of romantic love, is a path that has led many to that consciousness; the way works. The seeker of God who utilizes the con-struct of romantic love does not need to know for certain whether there is a real person with whom she can interact in love. She does know that when she acts as if there were such a person, wonderful things do hap-pen. In Bhakti Yoga, the author writes: Romantic Relations with the Sacred / 657 All our attitudes, moral or emotional, as well as religious are due to the objects of our consciousness: the things which we believe to exist whether really or ideally along with ourselves. Such objects may be pre-sent to our senses or they may be present to our thought; in either case they elicit from us a reaction and the reaction due to things of thought is notoriously in many cases as strong as that due to sensible presences. It may even be stronger . 4 How does one follow this path? By undertaking the same practices which a man or woman utilizes in establishing a love relationship with a human being. By conversing. By sharing feelings. By trying to please. By actions of union. By admiration. By efforts to merge into one an-other. By writing poems of love. By singing songs of love. By making sacrifices. By exchanging gifts. By establishing rituals, special places, and special times. By secrets shared. By anger expressed. And by hurts told. By arguing. By compromising. How does one advise or counsel a person on this path? As one would advise or counsel a person struggling with any experience of love. The spiritual director will help him to recognize the stages of love. The di-rector will lead her to expect periods of doubt, of loneliness, of seeming neglect, of loss of attraction--the dark nights of the soul. He must be assisted in learning the art of conversation, and especially the art of lis-tening. (For let there be no doubt about it: the person does experience conversation, responses and answers that surprise by their unexpected-ness. Where do these answers come from? Suffice it to say that when questions are asked of this inner lover, this inner guest,' one "hears" answers.) The director will need to counsel the practitioner about the im-portance of fidelity, to help recall the good times in moments of dark-ness, and to point her to better times ahead. The person engaged in this path does experience another actor in his life. Outside observers may wish to interpret this experience as the ef-fects of the "alter ego," or the "subconscious," or the "repressed self." These interpretations should not be allowed to discourage the lover, if forhim the experience of this other is real, and if the effects of carrying out a relationship of love with that "person" are beneficial and if they are leading her into grace. This path does not work for everyone. In New Wineskins,5 Sandra Schneiders observes that in earlier times it was assumed that all women entering into the religious life would find in this romantic spirituality a comfortable and effective path. Women religious, on their day of pro-fession, came to the altar dressed as brides, as the choir sang "Veni Review for Religious, September-October 1989 Sponsa Christi," in a ceremony that was designed to imitate in many ways that of a marriage. Schneiders suggests that in fact many Sisters did not find this path to be effective for them. For many, it was a kind of play.acting, which in later years---especially if they were influenced by Freudian thinking--they came to regard as a childish effort to subli-mate energies better redirected in other ways. Today, almost all traces of this bridal spirituality have been removed from the rituals and from the language of contemporary religious women. Women who have en-tered religious life in recent years may not even be aware of this spiritu-ality. By way of conclusion, two questions about this path of spirituality suggest themselves. First, in this relationship, does the soul always take the role of the feminine to the masculine God, a role in which the hu-man seeks to be filled, empowered, or taken over by the other? The male poet, Kabir, cited before, who wrote in a culture which knew of both male and female gods, always--at least in translation--describes him-self as feminine in relationship to the sacred. Listen to the following poem: I played for ten years with the girls of my own age, but now I am sud-denly in fehr. I am on the way up some stairs--they are high. Yet I have to give up my fears if I want to take part in this love. I have to let go of the protective clothes and meet him with the whole length of my body. My eyes will have to be the love candles this time. Kabir says: Men and women in love will understand this poem. If what you feel for the holy one is not desire, then what's the use of dressing with such care, and spending so much time making your eyelids dark.6 Can one approach the sacred as masculine? Or must one utilize the feminine side (the anima) in one's relationship with the sacred (assum-ing of course that every person, regardless of gender, is both animus and anima)? And if this is true, will this path of spirituality come more natu-rally to women than to men? Or, again if it is true, would the fact that a person has a gay or lesbian orientation affect the attractiveness and ef-fectiveness of this spirituality? A second questign.: what (if any) is the connection between this spousal spirituality and celibacy? Clearly, spousal spirituality does ap-peal and does work for non-celibates as well as celibates. Does celibacy enable one to pursue this path more quickly or more deeply? Does the fact that one is not pursuing the path of romantic human love dispose one Romantic Relations with the Sacred / 659 toward this path more urgently? Or, to take the quite opposite position, would familiarity and experience with human romantic love give one the lexicon and the understandings that enable one to move more quickly into this more interior love? To conclude: the spiritual path of romantic relationships with the sa-cred has been neglected in recent years, perhaps because twentieth-century psychology has called into question so many of the foundations upon which it was based. There is, however, a way of understanding our ways of knowing, consonant with contemporary science, which gives 'permission' to those so attracted to follow this path, to see whether it leads them into grace. While the path will not attract, nor work for, eve-ryone, a knowledge of its history and dynamics should be made avail-able to those who are searching for ways into the world of the sacred. NOTES ~ R.C. Zaehner, Mysticism, Sacred and Profane, (New York, 1961), p. 151. 2 Robert Bly, trans., The Kabir Book, (Boston, 1977), p. 20. 3 Alan W. Watts, Myth and Ritual in Christianity, (Boston, 1968), p. 104. 4 "Bhikshu," Bhakti Yoga, (Chicago, 1930), p. 19. 5 Sandra Schneiders, New Wineskins, Re-imagining Religious Life Today, (New York, !986), p. 116. 6 Bly, p. 42. Negative Floating Barbara Dent Barbara Dent, mother and grandmother, has been for eigthteen years a Secular Carme-lite. She published "The Floating Prayer" in our issue of March/April 1988. The current article is a part of a book-in-process called Floating in Endless Love. She may be addressed at Poustinia; 7A Cromwell Place; Pukekohe, New Zealand. In this article I use the word "floating" to indicate the kind of detach-ment and freedom that is attained once we have ascended a certain dis-tance up the nada path. When I write of "floating in endless love," 1 mean the traditional self-abandonment to divine providence as exemplified by holy people of any age, and written about by such recognized saints as Teresa, John of the Cross, Francis de Sales, Jane Frances de Chantal, Caussade, Th~r~se. Our Lady is, of course, the supreme exemplar, and her "Be it done unto me according to your word," a succinct summary of the doc-trine. Divine providence is God's endless love. It had no beginning and will never have an end. It is conterminous with his Being and expresses itself throughout his creation. When he made us in his own image, he gave us the ability to be ef-fortlessly immersed in this love, borne along in the currents and eddies of its movement in time and space, as it ordained and controlled the cir-cumstances of our lives, and we rejoiced in its faultless wisdom and ten-derness. At that beginning-time we had our Creator's discerning Spirit within us, and joyfully cooperated with the process of floating in the divine will, for through it the perfection of his love for us expressed itself, and we were fully open and receptive to it. We were in the state of innocence, which means single-mindedness and wholeness of heart. 660 Negative Floating / 66"1 Then came the "aboriginal catastrophe"--in one, or many, of a num-ber of possible forms. Its basic effect was to confuse, divide, and mis-lead us about the nature of our relationship with our Master. We were, and are, no longer in that original state of love-union's positive, effort-less floating. Instead, we are too often thrashing about in protest at being in the water at all. We persist in struggling to reach some imaginary shore, strik-ing out against the current, gulping water, feeling terrified that we are drowning, pushing away Love's hand held out to draw us to safety, and generally being at odds with our spiritual environment. Our innocence lost, we have become acquainted with sin--actual or potential, deliberate or involuntary. Floating in endless love does not any longer seem to be the obvious, healthy, joyous thing for us to do. We have lost the art, and have to be taught all over again by grace. And because we no longer learn the mys-teries of God effortlessly through direct infusion, the Spirit's modes of teaching us often register on us as nay-saying, destructive, painful, and incomprehensible. This is because God's endless love flowing into us is constantly encountering obstacles of self-love and self-will within us. These cause the flow to be interrupted, dammed up, diverted, and im-peded in numberless ways. We now have to re-learn what we were fashioned to know without even thinking about it. This learning is painful and arduous, and regis-ters on us as a state of negative floating. It entails erasure of all those obstacles against floating--whether personally manufactured, handed on to us by our families and social milieu, or inherited and buried so deeply in our mysterious inner being that we shall never even catch sight of them, let alone drag them up and free ourselves from them, unless the Spirit helps us in a very special way. We are weighted down so that we are more likely to sink to the ocean bed than to float in delight in the surface currents of God's purpose, rev-elling in their effortless, exact progress towards our ultimate fulfillment in him. Positive and negative floating are part of the normal cycle of conso-lation and desolation in the spiritual life. If we persevere in floating in God's loving purpose for us, there comes a time when, just as his crea- ¯ tive energy evolved birds out of fish, he somehow dispenses altogether with the metaphorical liquid element in order to lift us up so high in the Spirit that we are suspended in midair. We usually think of such suspension as bodily levitation and miracu- 662 / Review for Religious, September-October 1989 IOUS. But the essence of free-floating in the atmosphere, metaphorically speaking, is entirely spiritual and interior, a flight of the spirit that usu-ally has no physical, exterior signs at all. It is the result of an opening up to God's love that on our part includes the complete abandonment of our whole selves to his usage, and on his part such lavish infusion of his grace that its energy elevates us temporarily into his own Being. This is the ultimate in positive floating. It mysteriously and paradoxi-cally also includes the ultimate in negative floating, for in order to give ourselves up to it, we need to have renounced all the not-God elements so that there is now nothing at all in us or our lives opposing his desire to take full possession of us. God is non-corporeal. When this moment of total possession takes place, he draws up our non-corporeal spirit to merge with his own. This merging, can be accomplished in both, or either, of the positive and nega-tive floating states. After about six months of intensely positive floating immediately af-ter my reception into the Church in 1956, I was gradually translated into the negative floating state and remained there without any remission for nearly twelve years. During my conversion year, 1955, I had already learnt to enter Christ's passion with him by uniting my personal suffering with his in Gethsemane and throughout the various aspects of his passion, especially his cross-carrying and crucifixion. At one particular time in 1958 when I vividly experienced what I came to call the crucifixion of my heart, something extra happened within me that I could at the time define only as "entombment." Yet the crucifixion did not cease. I was somehow still on the cross with Christ even while I was lying dead with him in the cave tomb's cold darkness. I cannot explain how this was. I only know it happened, and was spiritually and interiorily real in an agonizing way. I think I was able to endure these years of intensely negative float-ing only because, during most of them, I was fully occupied being a daily Mass-goer, solo mother, housekeeper, teacher, breadwinner, writer, and student. There was not much opportunity for what my mother disparag-ingly used to call "navel-gazing"--adding, in exasperation, "Why don't you go out and have a good game of tennis!" In spite of immersion in an undoubtedly and unavoidably active life (my form of a good game of tennis!), I yet received insights from time to time that infused some sense into the non-sense of my relationship Negative Floating / 663 with God. For this was where the nonsense, the absurdity, occurred. My rela-tionship with Jesus in his incarnational work of suffering redeemer and crucified Lord made very good sense to me, and gave me the courage to go on enduring. It was from God and his ways that the conundrum originated. Once more he had become for me the "cruel, sadistic mon-ster" who, during the early war years, had caused my rejection of my personal and inadequate version of the Christian religion. One of the key insights I received in the earlier of these negative float-ing years of the 1960s came about as follows. I can visualize clearly where it happened, just as I can vividly recall .where other significant, instant comprehensions occurred, for example, those about "the abyss of corruption" and the self-love involved in my mechanism of setting out to "fascinate" certain people. Such instant dis-cernments come to me like a crystal globe enclosing the truth, and put whole and clear in my mind all at once. The experience is completely different from arriving at a similar conclusion by the laborious process - of ratiocination. It is a matier of immediate comprehension received as a whole and in passivity. In fact, in a floating state, as it were. On this particular occasion I was sitting one morning at the desk in the home of my eldest daughter and her husband, alone in the house ex-cept for a sleeping child. Then in one instant the insight came whole-- just like a very bright light being turned on in my mind, then extin-guished almost immediately, yet leaving behind it the vivid impression of a particular mystery made plain in its illumination. In this case, I "understood" what caused Jesus to cry out, "My God, my God, why have you rejected me?" Just as I had become one with him in other aspects of his passion at various times, now I had become one with him in his cry of derelic-tion. His cry was one with the cry of my own heart to an alien, absentee God, whose face was turned away from me in contempt. Jesus' despair-ing question was to do with his having consented to be "made sin" for us. This was the central point-of the illumination given me. I had bought my Knox bible in 1956 and used it until I obtained the Jerusalem version in 1969. The texts I have marked in the Knox were the ones that had very special meaning for me personally during these darkest years of the cry of dereliction. I have underlined, "Christ never knew sin, and God made him into sin for us, so that in him we might be turned into the holiness of God" (2 Co 5:21). I "saw" that sin was absolutely abhorrent to and automatically re- 664 / Review for Religious, September-October 1989 pudiated by God because it was the antithesis of his own unblemished holiness and purity. "God was in Christ, reconciling the world to him-self, establishing in our hearts his message of reconciliation, instead of holding men to account for their sins" (2 Co 5: 19), and "In Christ the whole plenitude of Deity is embodied." Hanging on the cross, dying for us, "made sin," Jesus, though God himself, consented to be relegated in his manhood to the furthest possi-ble distance from God--as f~ir as pure sin must be, of its nature, dis-tanced from pure holiness. It must have been the most elemental, cata-clysmic, schizoid split of all time. In and through this alienation Jesus endured, "the world"--all of us sinners of all time--could be "reconciled" to God instead of being eternally severed from him in self-induced banishment. In effect, Jesus willed to go through the experience of damnation as our proxy, as vic-tim instead of us. This meant knowing God only through the aching void of his ab-sence; submitting to the punitive action of the total recoil of pure holi-ness from pure unholiness; being invaded by a sense of rejection so ab-solute as to know what the hell-state meant, and to be engulfed in it. There is impenetrable mystery here, a paradox so extreme that the human mind cannot encompass it. How could Christ, in whom "the whole plenitude of Deity" remained unimpaired, yet experience himself as "the totality of sin" rejected by that Deity? The how, the mystery, is beyond our human comprehension. The paradox is mind-blowing. I cannot explain fully what I "saw" in the illumination. At the time, I knew it without intellectual explication. This came later, as I meditated upon what I had received, and thought more about what Paul said, out of what was obviously his own personal experience and given insight. Enli/~htenments about this mystery hidden within Christ's dereliction cry have continued to come spasmodically to me up to this present time. "All alike have sinned, all alike are unworthy of God's praise. And justification comes to us as a free gift from his grace, through our re-demption in Christ Jesus. God has offered him to us as a means of rec-onciliation, in virtue of faith, ransoming us with his blood" (Rm 3:23- 25). I had already understood how the solidarity of the human race was such that the salvation or damnation of any one of us must involve and concern all of us. In pouring out in his shed blood his "free gift of grace" for us, Jesus excluded no one, for none of us is sinless. We are all inevitably born programmed for possible disaster by the racial accu- Negative Floating mulation of wrong turnings made while trying to reach a destination whose nature and location we are confused about. Our tendency to get lost is in our genes. ~ "In sin my mother conceived me," is not a reference to the sexual act as such, but to the fact that the whole of humanity is in a state of at least partial alienation from God and can be reconciled only through Christ. Jesus entered the furthest reaches of this alienation when, as the vic-tim for our sins, he uttered his cry of dereliction on the cross. I saw in my moment of illumination that, once I had in 1957 told God he could have me as a victim for the salvation of souls (if he wanted me), I had implicitly consented to enter in some way into this dereliction of Jesus, and keep him company. At the same time, I was not certain God had accepted my offer, for no one had yet confirmed that I was indeed a victim, and I was not to have that assurance for several years yet. It was only then that everything fitted together coherently. But I did see in that moment of revelation that here was the meaning and purpose of the annihilating experience of my-self as spurned and rejected by God, even while at the same time, in my will, I refused to let go of him, and clung on with all my strength. Much later, I realized that even while God "rejected" me, he gave me that very grace I needed to cling tenaciously to him. At the same time, the illumination did not bring me any comforting reassurance, for I could not really believe it applied to me. This may seem a contradiction, but the grace of comfort is an extra grace, and for those years of torment God chose to withhold it from me, no matter what insights he gave my intellect. That I already had a well-established, deep-seated rejection syn-drome as part of my emotional makeup made it simpler and easier for all of this to happen. Grace had only to activate and utilize what was al-ready there, so deeply rooted in my inner being. I believe that God did this in order to use me for others as I had pleaded with him to do. In the terms I have since evolved for myself, I was "floating". in the negative way with Jesus on the cross, as part of "the Dali image." I was there tb help my neighbor, any neighbor--it was for God to choose whom, I never asked to be shown who, how, or where. "Enemies of God, we were reconciled to him through his Son's death; reconciled to him, we are surer than ever of finding salvation in his Son's life. And, what is more, we can boast of God's protection; al-ways through our Lord Jesus Christ, since it is through him that we have 666 / Review for Religious, September-October 1989 attained our reconciliation"(Rm 5:10-1 I). "We who were taken up into Christ by baptism have been taken up, all of us, into his death . We have to be closely fitted into the pat-tern of his resurrection, as we have been into the pattern of his death" (Rm 6:3, 5). Sin and salvation, death and life, crucifixion and resurrection, Jesus and all of us--inseparable. It is all mingled together like the confluence of two mighty rivers flowing as one towards the ocean of eternity and infinity. We have to "share his sufferings if we are to share his glory" (Rm 8:17). Some refuse the suffering and do not believe in the glory. Proxies must, in their stead, agree to be immersed in the passion with Jesus, so that the glory will permeate them, too. He came to save all. His will to redeem the whole of humanity can-not and will not be thwarted, but we are all one with him, and so those who are willing must help him save those who are unwilling. He expects and requires this of his lovers, though not necessarily as explicit victims, for this must be a given vocation. "For thy sake, we face death at every moment, reckoned no better than sheep marked down for slaughter. Yet in all this we are conquer-ors, through him who has granted us his love" (Rm 8:36-37). In the "inscrutable judgments" and "undiscoverable ways" of God is hidden the mystery of the redemption of the human race, in which all participate, consciously or unconsciously. The willing "offer up their bodies as a living sacrifice" because "though we are many in number" (trillions and trillions of us back to the beginning and on to the end of time), we yet "form one body in Christ and each acts as the counter-part of the other" (see Rm 12). Paul insists we are "Christ's body, organs of it depending upon each other" (1 Co 12:27), and therefore "the sufferings of Christ overflow into our lives"--together with divine comfort (2 Co 1:5). For Paul, shar-ing in the sufferings of Christ in order to bring forth spiritual children for him, is a fundamental Christian vocation. He writes, "It makes me happy to suffer for you, as I am sufferi.ng now, and in my own body to do what I can to make up all that has still to be undergone by Christ for the sake of his body, the Church. I became the servant of the Church" (Col 1:24-25). All these teachings of St. Paul, marked in my Knox bible, had had dynamic personal meaning for me ever since 1956, the year of my re-ception into the Church. They had been fortified and elucidated by stud-ies of such theological works as The Whole Christ by E. Mersch, S.J. Negative Floating / 66"/ (Dobson, London, 1956). They were in the very fiber of my interior life, yet, though I knew, believed, and lived what Jesus exemplified and Paul taught and lived, no felt comfort and consolation resulted. I was given strength to endure (while experiencing myself as weak and destitute) and that was all. But to endure and to persevere is at the very basis of the nada path journey, and the grace given me to do this was among the supreme ones of my life. Father Basil had now become my director, though, as he had been transferred, we seldom had the chance to meet. What he wrote to me in a letter of July, 1963, is relevant to the above. I quote: God does love you very dearly. Think of the tremendous graces that you have received from him. Your desire to give him everything in return is all that matters. You give, generously, only to the One whom you love . I am not so much concerned about the aridity and difficulty that you are experiencing at your prayers and the seeming loss of God. What I am concerned about is your loss of peace and near panic, because of the difficulties. The temptation to discouragement is one of the most insidious and dangerous for an interior soul. If you are patient and do not allow this temptation to dictate any change in your program of the day, you have nothing to fear. In his own good time he will give you the light and the warmth that seem to have disappeared. There is noth-ing in your day that is not worthy of being offered to him. This means that you are every hour united more intimately with him. You are grow-ing in charity and all the virtues, without being conscious of the growth. The increase in charity is all that matters. His reassurance was a blessing, calming me until the next spasm of self-doubt and apparent rejection by God afflicted me. Then I would re-read what he said, and be comforted again. In a queer way it was as if God himself was telling me, "Don't worry. Everything's all right-- even though it seems to be all wrong." Again he was loving me through "a soul in which he had established himself," just as he had promised as I lay so ill and weak in the hospital. One or two entries in my journals record various aspects of my nega-tive floating at this time. In the following, I think my way through to a grace-enlightened conclusion in faith, hope, and trust. It was not given to me in~stantaneously as a crystal globe. I quote from a 1963 rare entry: It is the risen Lord who permeates the whole of creation. 1 have been experiencing the suffering Christ. The climax came in the crucifixion of my heart. Then entombment and silence. Only the dead Christ there, un- 668 / Review for Religious, September-October 1989 stirring~ and myself numb and seemingly dead with him year after year, waiting and praying and longing for the resurrection. Now I see the the Lord is risen. He fills my soul and the whole of his Mystical Body. He has risen as he said he would, even while I mourned him dead in me, and I dead with him. He is risen. How can this become more real to me, so that I too rise with him? Let me think . It is the risen Lord who permeates the whole of creation. Therefore he is not dead in me~ for his resurrection truly hap-pened. But something did die in me and was entombed. What was it? The overwhelming sense of entombment. Christ dead and in the tomb. And it was a significant turning point. What died? My attachment to and need of natural love? But the process of purgation through hu-man relationships still continues. Yet it is different. How? What died and was buried? "You have undergone death, and your life is buried and hidden away with Christ." I made a heartbreaking renunciation of my own free will, and I gave up--what? What died? My heart died. Yet I found other loves. "Christ, having undergone death, cannot die any more . He is not here; he has risen as he told you . We have to be closely fitted into the pattern of his resurrection, as we have been into the pattern of his death . We'know that Christ, now he has risen from the dead, cannot die any more. Death has no more power over him . " It was not Christ who died in me, for he cannot die any more. It was something in myself that died. And all the while I have been entombed, he has been living in my soul the life of the risen Lord. His resurrection is continuous just as much as his passion is. Somehow I have to become united with this.risen Christ. Like La-zarus called forth from the tomb, I have to shed my grave clothes and answer the call of the Lord, but "how? How? I don't know how. He has to say, "Come forth," and then I shall be able to move. Yet he eternally says, "Come forth," inviting me to share his life of glory in the Trinity, the life he is already living in my soul all the time I am in a state of grace. Only somehow I cannot unite myself with it, because the tomb wall seems in the way. What is the tomb wall? My compulsion to suffer psychologically in a certain way? Perhaps. Lord, give me light. Holy Spirit, whom he sends, lead me forth. Pray in and for me. I have been in a state of inertia, feeling I could do nothing till Christ rose in me--but he has never been dead in me. It was a part of myself that died, not he. All the time he has been waiting for me to come to him. Perhaps he has already said, "Come forth," only I have been so busy with my self-inflicted mourning, that l haven't heard him. My anguish was the death of some form of self-love, the crucifix- Negative Floating / 669 ion of some kind of seif-will, some aspect of the "world" that I clung to. "The people that lived in darkness have seen a great light . And he shall reign forever and ever . Come and bring forth from the dungeon the prisoner sitting in darkness and the shadow of death . " The shadow of my death. Just one of the excruciatihg deaths one must die before one can mount to a higher level on the nada path. Death and renewal. Part of his passion, but the passion is always inseparable from the resurrection, and the resurrection is. I don't have to wait for it--it is. 1 am already in it by the power of g~:ace and the presence of God in my soul. How then do I.realize and live consciously this risen life? That is the question. The "how" was to remain unrealized by me for some years yet. In the meantime I had to live in pure faith the reality of the crucified, en-tombed, but already risen Lord in me and in the whole of creation. 1 had to stay on the cross and in the tomb till God himself chose the time and way for my personal resurrection. I could not raise up myself. It had to be a work of pure grace. The words I use in another brief entry near the end of 1964 all re-veal a state of unalleviated negative floating. They are: Emptiness. Noth-ing. Waiting. Search. No finding. Grief. No.comfort. Dryness. Frigid-i'ty. Impotence. Waiting. Alone. Loneliness. Wa, iting--on and on. Dead-ness. ~umbness. Insensibility. No tears . . . too dry . . . But I believe. I hope. I suffer. I love. I wait. He loves. 1 know he loves. I believe he loves. Amen. In her Life Teresa of Avila tells of a spiritual state that reminds me of what I call "negative floating." First she mentions how St. Paul wrote about "being crucified to the world." Then she comments on how this reminds her of the soul that is receiving comfort from neither heaven nor earth, nor from any other source either. She says that in such a/ state of suspension and denial the soul is "crucified between heaven and earth; and it suffers greatly, for no help comes to it either from the one or from the other." It is "sus-pended by (its) distress, just as in union and rapture (it is) suspended by joy . It is a martyrdom." She records that when she is not physically occupied so that her mind is on something else, she is "plunged into these death-like yearnings." The "pain is so excessive that (she) can scarcely bear it"; she feels as though she has "a rope around (her) neck, is being strangled, is trying 670 / Review for Religious, September-October 1989 to breathe . . . and crying out for help to breathe." She longs and longs to be able to talk to someone "who has passed through the same torment, for she finds that, despite her complaints of it, no one seems to believe her." (See Life, Ch. XX.) It was not till my own darkest years were past that I came across the above and was forcibly struck by its similarity to what I myself had ex-perienced. When actually immersed in that suffering, I remember having read that one of the worst sufferings of Jesus on the cross must have been be-ing stifled by his inability to breathe. This was caused by the constric-tion of lungs, heart, and ribs in his hanging posture. To ease it he must have had to heave himself up repeatedly on his nailed feet--an extra ag-ony. I think Teresa is describing the spiritual equivalent of this condition for those in the negative floating state of union with Jesus hanging on the cross. John of the Cross, using different metaphors, writes of what I take to be a similar state. He says it is caused by "purgative contemplation" during which the inflowing of God's presence into the soul "in order to renew it" reaches down into its depths, into its very "spiritual substance." The soul seems to itself to be "drowned in darkness," to be "melting away" and to be enveloped by "a cruel spiritual death." Metaphorically it is like Jonah in the whale's belly. (In relation to this present article, it is worth recalling that Jonah's ordeal has been accepted as a scriptural symbol for Jesus' entombment.) John writes that "in this sepulcher of dark death (the soul) must needs abide until the spiritual resurrection which it hopes for." It is consumed by "the lamentations of death., the pains of hell ¯ . . the clear perception that God has abandoned it, in his abhorrence of it, and has flung it into darkness." It feels "itself to be without God, and chastised and cast out, and unworthy of him; and it feels he is wrathful With it." John also speaks of spiritual stifling and "afflictive suffering" that consists of the soul's feeling as though it "were suspended or held in the air so that it could not breathe." The state is intensified by the fact that the sufferer cannot find help or understanding from any human be-ing. He concludes by writing, "Of such are they that in truth go down alive into hell" (purgatory). (See Dark Night H, Ch. VI.) Negative Floating / 671 I do not know whether what I experienced during these years was the same as what is described by Teresa and John. I only know that when I read them now, as in the above passages, I feel I understand exactly what is being reported, because I myself have been through it. Shall it be N or N plus I lamN. I accepted that. I buried deep in my mind My mathematical knowledge Of what N could really be. Not satisfied with status quo But dreading the pain That moving might mean, I embraced N-fixed, safe and therefore undemanding. Memory would not be stifled. Knowledge that N can be expanded Would twist and turn and peek out Coming to the surface unexpectedly And at times unwanted. There is more. Why not N plus one? Expanding toward potential Could hurt, could be dearly bought. Surely, only here is progress, Expansion toward great goals. Why else do I exist? Except to know N is not complete Without Him as plus One. Sister Marjorie Sweeney, S.S.J. St. Joseph Convent 734 Willow Street Lebanon, PA 17042 Spiritual Dryness: Some Practical Guidelines Eamon Tobin Father Eamon Tobin, having completed the Master's degree in Formative Spiritual-ity at Duquesne University in Pittsburgh, is currently pastor of a parish in Cocoa Beach, Florida. His address is Church of Our Savior; 5301 North Atlantic Avenue; Cocoa Beach, Florida 32931. The Lord, your God, will circumcise your hearts., that you may love the Lord, your God, with all your heart and all your soul, and so may live (Dt 30:6). Blessed. is the person who can call the darkness holy, who can desire its purification, who can rest in its presence. Such a person will grow rapidly because the process of purification is facilitated by generosity (Source Unknown). [~'very praying person sooner or later experiences what is called dryness in prayer. In spiritual dryness we have no felt sense of God's presence. We may,even think we have lost our Beloved or feel abandoned by him. In the sch~)ol, of prayer, few things are more important to understand than the nature and role of spiritual dryness, I intend to deal with this impor-tant dimension of the spiritual life by responding to five important ques-tions that one can ask about prayer in the desert. Question 1: What is it that praying people experience during the desert periods of the spiritual"jou~rney? The actual desert experience of praying persons will vary depending on the level of faith and spiritual maturity. For example, for the beginner in prayer spiritual dryness fre-quently means not just the absence of a felt sense of the presence of God 672 Spiritual Dryness / 67'3 but also feelings of what Saint Ignatius calls desolation--that is, feel-ings of anxiousness, sadness, or lo.ss of peace flowing from the thought, "I have lost God," or "God has abandoned me." On the other hand, for the person who is more mature in faith and advanced in the ways of prayer, spiritual dryness may not be an experience of desolation. The ex-perience will be one which lacks a felt sense of God's presence but may be accompanied by the conviction: "Even though I can't feel his pres-ence (at least on the external level), I do believe he is close and active in my life. Even though I cannot feel his presence (that is, spiritual dry-ness), I don't feel anxious, sad, or abandoned (that is, desolation). In fact, I feel peaceful." ~ To believe that God is present and active despite his apparent absence can be considered one of the greatest blessings of the spiritual life. For most of us, particularly in the early years of prayer, spiritual dryness usually includes the experience of desolation ("I have lost God; God has abandoned me"). Usually it is a time of spiritual suf-fering. We think we are getting the "silent treatment" from God. We "call out to him all day long, but he never answers" (Ps 22:3).2 Spiri-tual dryness is like journeying in the desert with no water in sight. Prayer is no longer exciting; rather, it is a weary struggle. Spiritual exercises that once nourished us now are empty, and we have little or no desire .to do them. Another dimension of the desert experience may be a feeling of dis-couragement as we become keenly aware of our own sinfulness. (We may not yet know that one of the surest signs of growth in the interior life is a growing awareness of our own sinfulness.) We may begin to think we are regressing rather than progressing. We may begin to expe-rience one of the great paradoxes of the spiritual life: the closer we come to God the further it seems to us that we are away from him. As we get closer to the all-piercing Light of God, the more our own darkness will show itself. Our lives will appear to be hollow and mediocre. The Scot-tish priest, the late Father John Dalrymple, writes: "It is as if I were to bring the sleeve of my coat toward the window of the room, and as I move into the light, the dust and dandruff on the sleeve become more obvious. It is not that as I moved the coat got dirtier, but that the light got brighter.''3 All in all, the thing that scares us most and even hurts us is the thought, "I have lost my Beloved; he has abandoned me" (See Song of Songs, Chapter 3). This thought or feeling is the experience of desolation described above. To sum up, we can say that while the actual experience of the desert will be different for different people, for all of us it will mean a felt sense 6"/4 / Review for Religious, September-October 1989 of the absence of God. And for those of us whose faith in God is still fragile, it will frequently involve the experience of desolation (the "I have lost God" feeling). In reading the above description of spiritual dryness, one may think that it is something only experienced by monks, religious, and the ex-ceptional lay person~ Yet spiritual directors tell us that this experience is quite .common in the lives of many average, prayerful people who dis-cover somewhere in the midst of their spiritual journeys that spiritual ex-ercises that once nourished them spiritually now do nothing for them. Question 2: Why is an understanding of this dimension of prayer so important? There are at least three reasons why some understanding of spiritual dryness is important. First, if we do not know the role of the times of dryness, we may think that we have "lost God" and that our prior, positive feelings in prayer were not a gift from God but the crea-tion of our own imaginations. This frequently happens. Many people who have a genuine conversion and get all excited about prayer quit when the well runs dry. This is sad because it is now that God wants to do his real work in such persons. Second, lack of knowledge about the purpose of spiritual dryness may cause us to continue praying in a way that, at this particular stage in our spiritual journey, may be more of an obstacle than a help to our spiritual growth. Many people are unaware that at some stage in the spiritual journey God calls us to become less active in prayer so that he can be more active in our spiritual transfor-mation. Third, the experience of spiritual dryness may be something caused by ourselves or something permitted by God. When it is permit-ted by God, it is meant to purify us and bring us closer to him. Such dry-ness is a gift to be accepted and embraced. When spiritual dryness is our doing, we need to work at removing the causes of such dryness. Lack of knowledge about the nature and role of spiritual dryness may lead us to believe that a particular experience of dryness in prayer is authentic and God-given when in fact it is something brought on by our own infi-delities. So the time of spiritual dryness is a critical time in the spiritual jour-ney. How we respond to it will determine whether we move forward spiri-tually or stagnate. Question 3: Why does God permit us to experience desert peri-ods in the spiritual journey? So I will allure her 1 will lead her into the desert and speak to her heart (Ho 2:16). Spiritual Dryness / 675 God permits us to experience spiritual desert periods in order to pu-rify us of those things that hinder our spiritual transformation and to teach us some important lessons about the spiritual life and how it works. In our answer to this question we will look at some specific purifications that God works in us and lessons that he teaches us in the desert. Purifications of the Desert In the desert God will want to purify us of any excessive attachment we may have to consolation in prayer. If in prayer God blesses us with a lot of consolations (or "spiritual highs" as we often say today), there is a danger that we may seek and love "the consolations of our God more than the God of our consolations" (Saint Teresa of Avila). In time of spiritual consolation it is easy to pray. The challenge is to remain faith-ful to prayer when we experience little or no felt sense of God's pres-ence or action in our lives. During such dry periods God is asking us to love him for himself and not just for the spiritual highs or consolations he offers us in prayer. He is asking us to show that we are not just fair-weather friends but all-weather friends. And he is teaching us the im-portant lesson that he is to be found more deeply in the desert than in the garden of superficial delights. Secondly, in the desert God purifies us of spiritual vanity. John Dal-rymple explains sp!ritual vanity in this way: Someone taking to religion in all zeal, becoming caught upI in a cam-paign of prayer, fasting, spiritual reading, liturgical practice, and retreat weekends might be indulging unawares in one big ego-trip. Conversion of the soul from a worldly life to a spiritual life is at first s, uperficial only. The convert has been given new, spiritual goals; but the conver~- sion is only external. In itself the sofil is as full as it ever was of unre-generate tendencies to vanity, arrogance, acquisitiveness, the only dif-ference being that after conversion these tendencies are now attached to spiritual instead of worldly objects . The zeal of such a person is infectious, but it is, as yet, chiefly the expression of the person's vanity or self-centeredness, dressed up in Christian clothes.4 For God to do his work of spiritual transformation in us, he must pu-rify us of such spiritual vanity. God often brings about this purification in us by bringing to naught our best efforts to change ourselves and eve-rything and everyone around us. As we sit on the ruins of our self-made temples and projects, we are purified of spiritual vanity and arrogance, and we learn the meaning of spiritual poverty, which is realizing our com-plete dependence and need for God to bring about any spiritual growth 676 / Review for Religious, September-October 1989 in others or in ourselves. In the desert, God's intention is not to punish us but to purify us. In the journey of life we consciously or unconsciously become overly-attached to persons or things--so much so that they become idols (that is, more important to us than God). This happened to Israel after she lived in the Promised Land for some time. She became so enamored with the blessings of the land that she forgot the One who gave her the land. To purify her of this idolatry God led Israel into the desert for a second time where she would be free of all her attachments and free to listen anew to the Word of God (See Hosea, Chapter 2). Lessons to Be Learned in the Desert Now let us briefly look at some of the lessons that God wishes to teach us in the desert. When God takes away consolation in prayer (that is, the felt sense of his presence), he wants to teach us the important lesson that he can be encountered at a deeper level than our emotions. He wants to teach us that we are no longer dependent on emotional returns to know we have encountered him. As we grow in our relationship with God, the more we will "learn to be at home in the dark because we are sure, in faith, that the potter is truly shaping the clay, even though the clay sees nothing of what is happening."5 An example about eating food might help to illustrate this point more clearly. Sometimes we may immensely enjoy eating a delicious meal. We may savor every morsel of the food. All in all, it is a delightful ex-perience. On another occasion we may not enjoy at all another type of delicious meal. We may not be feeling well, or the food may not appeal to us. Yet from a nutritious point of view, both meals are equally good. Our lack of enjoyment of the second meal in no way diminishes its nu-tritious value. The same principle is at work when it comes to prayer. Sometimes when we pray we really feel and savor God's presence and love. At other times the prayer is empty and dull. Who are we, though, to say that the latter time is of no benefit to our spiritual growth or is less pleasing in God's sight? A second lesson God teaches us in the desert is that spiritual conso-lation is his p.ure gift to us and not something we can earn by being good or by praying :in a particular way. In prayer God teaches us this impor-tant lesson by "dropping in" on us when we least expect him and by "failing to show" when we very much want to experience his presence. A third lesson that God wishes to teach us in the desert is that spiri- Spiritual Dryness / 677 tual growth is totally dependent on his work in us and not on anything we do. Our task is simply to be flexible and cooperative with the move-ment of his Spirit. In the spiritual life, "working at it" often means "be-ing still," "just being there" and exercising discipline over our doing and achieving self which so often wants to run the show. This is a diffi-cult lesson for us because so much of our training for the outer journey of life has told us to be "take-charge" and self-sufficient persons. It is not easy for us to switch gears in the inner journey. In the spiritual life God is the Chief Actor; we are the acted-upon. Mary, at the Annunciation (Lk 1:26-38), is our perfect model. When God mysteriously breaks into Mary's life and invites her to become the mother of Jesus, she doesn't respond, "Sure, Lord, I'll do it!" Rather, she says, "I am your maidservant; work in and through me as you want." Mary's response was, "Fiat, be it done unto me," not, "I'11 do it." This attitude is one of active receptivity, and it is the secret of Christian spirituality and spiritual growth. Active receptivity is charac-terized by the effort to place our energy, will, and freedom at the dis-posal of God so that he can do with us and in us what he wills, Finally, when God our Father allows our prayer to run dry, he is in-viting us to participate in the cross of Jesus. In times of dryness we are experiencing the thirst of Jesus on the cross. If the cross was Jesus' way to the Father, then surely we, the disciples of Jesus, cannot expect to travel the scenic route free of all pain and hardship. When we experi-ence darkness in prayer or in the marketplace, we are being invited to identify with Jesus in his suffering, in his experience of feeling aban-doned by the Father. Also in the desert we are being invited and chal-lenged to trust that our God will not abandon us but will come to rescue us and redeem us (See Exodus, Chapter 16). Question 4: How can I tell when a particular desert experience is caused by my own infidelity or is something permitted by God to help me to grow in my relationship with him? When dryness occurs in prayer, particularly in the early stages when God is giving alternating periods of dryness and consolation, wemay tend to blame ourselves for dryness. We may wonder what latest infidelity we committed to bring about this dryness. The fact may be that we have done nothing wrong . to occasion the dryness. God may be allowing us to experience the dry-ness bechuse he wants to teach us some lesson and/or purify some as-pect of our relationship with him. On the other hand, we may think the dryness is from God when in fact it is caused by our own laxity and sin-fulness. Therefore, it is important that we be able to discern the true 6711 / Review for Religious, September-October 1989 cause of the dryness because our response to it will differ, depending on whether the dryness is permitted by God or is something brought on by ourselves. Let us now identify several ways that we can bring about our own spiritual desert. ( 1 ) Indifference to a Sinful Pattern of Behavior: If we are indifferent to some sinful pattern of behavior in our lives, then we can expect diffi-culty in prayer. In a human friendship a negative pattern of behavior (for example, a critical or lying spirit), which we make no effort to ,change, will have a destructive effect on the whole relationship. Likewise, if in our relationship with God, we are deliberately ignoring a sinful pattern of behavior (for example, involvement in an illicit relationship, unfor-giveness, unethical business practices), then we can rightfully expect ten-sion in our relationship with God. When we do the above, we are delib-erately excluding the Lord and his influence from some area of our lives. In such a situation we should not be surprised that we do not feel God's presence very much in prayer. Here it is important to note that I am not referring to a sinful pattern of behavior that we are trying to change and that we are bringing before the Lord in prayer. In this case we are rec-ognizing sin and struggling with it. Instead of keeping us from God, our struggle with a particular sin or weakness may be the very means that God will use to allow us to experience his love, mercy and power. (See 2 Co 12:7-10 for Paul's famous example of how his thorn in the flesh became the very means of God's power.) In the former case, we are not even confronting our sin or seeking God's help with it. Instead we are deliberately ignoring its existence or trying to rationalize its O.K. 'hess. In the latter case, our sin grieves us and we are doing what we can to remove it from our lives. (2) Repressed Anger at God: Two highly-respected spiritual direc-tors, Fathers William Connoily and William Barry, write in a co-authored book: "When prayer flattens out, or appears tO be facing an iron wall, the director must always suspect the presence of unexpressed anger."6 To add to this problem, many of us were raised in a culture where appropriate expression of anger was socially unacceptable. "Hence resentments, holding a grudge or subdued rage, when they are present, are all likely to be given other names like indifference and ra-tional analysis."7 When someone hurts us, our relationship with that per-son will diminish, even if we decide to present an affable, friendly front; but in reality we will distance Ourselves emotionally from the person. In a similar way, if we become angry with God about something, we may Spiritual Dryness / 679 continue to be faithful to our prayer time, but on an emotional level we can be fairly sure we have distanced ourselves from him. (It is impor-tant for us to be aware that if life is handing us a raw deal, we may well be unconsciously blaming God, the Source of all things, for our lousy situation.) (3) Separation of Prayer and Life: The spiritual life is all of life and not just one segment of it. The Lord refuses to be a compartmentalized God; he wants to be a part and parcel of our whole life. When we try to keep God in church or in our prayer closet and not allow him to guide all the activities of our day, we can be sure that we are setting ourselves up for dryness in prayer. If we exclude God from the activities of our day, then we should not be surprised if he is missing from our prayer time. Even on a human level, no one likes to be a "tag-along" in some-one else's life. (4) Overwork: When our prayer life dries up, it is good for us to ask if we are pushing ourselves too much on the vital and functional dimen-sions of life. "Am I overworked? Am I over-tired? Am I coming down with the flu? Am I neglecting physical exercise? Do I have a tendency to make leisure time work? Or do I have leisure time--period?" These are important questions to ask. These things affect our prayer life. If we fail to care properly for our bodies, then we are neglecting a dimension of ourselves that we depend on to help us to pray. When we are very tired and overworked, prayer may well be seen as just another duty or thing to do. (5) Lack of Honesty in Prayer: Just as shallow or dishonest sharing dulls human relationships, it also dulls the Divine-human relationship. If our prayer is no more than "sweet talk" to "sweet Jesus," we should not expect Jesu~ to be too interested in our conversation. We must learn to talk to the Lord about the real stuff in our lives. (6) Halfhearted Efforts at Prayer: On a human level two friends may fail to really connect with each other because their conversations are "just words," words that fail to express what they are truly thinking and feeling. The problem may be that deep down they don't want to or are scared to encounter each other in a deep way. When a relationship is char-acterized by this type of communication, then we should expect it to be empty and unfulfiiling. In a similar vein, when our prayer time mainly consists of the rote recitation of certain prayers or of inattentive spiritual reading--if beneath the "saying of prayers" and the acts of piety there is no real desire to encounter God and grow in relationship with him-- then we should expect little or no satisfaction in prayer. In fact, our spiri- Review for Religious, September-October 1989 tual exercises may become a substitute for a real relationship with God. If we discern that we are the cause of our spiritual dryness, we should do all we can to remove the particular obstacle. For example, if the problem or obstacle is that we are holding onto a grudge and doing nothingto let it go, then we may need to pray for forgiveness for that person and/or we may need to have an open chat with the person with whom we are having a problem. If we discern that our experience of spiri-tual dryness is due to our tendency to separate prayer and life (see ob-stacle number three above), then our solution will be to work at allow-ing the Lord to walk with us in all the activities of our day. In short, when we discern that we are the cause of the spiritual dryness, then we ought to do something to remove the obstacle. It is the experience of most, if not all, disciples of the Lord that once they begin to struggle with an obstacle, prayer again becomes alive and they experience a new closeness to God. Finally, it should be noted that in trying to discern the cause of our spiritual dryness we would be well advised to seek the coun- ¯ sel of a good spiritual director. When we experience spiritual dryness most of us have a tendency to think that it is due to some infidelity on our part. The truth may be that God is permitting us to experience the desert so that he can continue his purifying work in us. This brings us to the second part of our response to Question 4: "How might we know that it is God and not us who is calling us into a spiritual desert?" While we can never be absolutely sure--since we live by faith and not by clear vision--when spiritual dryness is being per-mitted by God, we can say that the following are good indicators that the dryness is the purifying work of God: --If during the time of dryness we remain faithful to prayer. --If our prayer is honest and flowing from the real stuff of our lives. --If we are trying to integrate prayer and life. --If we are trying to live a life of charity; if our prayer is helping us to be more loving. --If we are genuinely trying to avoid sin and live our lives accord-ing to God's Word. --If we thirst for God as we walk in the desert. (It is crucial that we, remember that our desire for God is in itself a tangible sign of his pres-ence in our lives. We couldn't even desire God if he didn't place that desire in our hearts.) You will notice that the above signs are pretty much the opposite of the ways that we ourselves bring about our own spiritual desert. Prayer, like so many other things in life, is a series of "arrivals" Spiritual Dryness and "starting points." We arrive at a point where we feel good. We ex-perience the grace of consolation. But that only lasts a little while and then a certain discontent (a kind of desert) sets in--a discontent that may be caused by ourselves or permitted by God. Then we are faced with the challenge of discerning who is causing the discontent: "Is it God or me?" The purpose of the discontent caused by him is to create in us a longing for more, to create in us a desire to move closer to God. In the spiritual journey God brings us to a particular point or state; he lets us rest there and enjoy that plateau for a little while, and then he says, "O.K. Let's move ahead and seek for more" (see Ex 40:36-37). Of course, it is not easy to move when we are not sure where he is leading us. All he says is, "Move and trust that I'll take you to a new and bet-ter place." Finally, if we are in doubt about the cause ofour discontent or dry-ness, then we should talk to a spiritual guide or, if that is not possible, simply say a prayer like this: "Lord, if this dryness I am experiencing is due to some failing of mine, please reveal it to me. Until you do I am going to assume that I am not the cause of the dryness." Question 5: What are some resources available to us to sustain us in the desert? Four resources that will sustain us in the desert are: --a wise spiritual director; --a strong faith; --fidelity to prayer; --the support of fellow pilgrims. Our first help is a wise spiritual director. By wise I mean one who understands the role of the desert in the spiritual life and hopefully one who has experienced and grown through the desert in his or her own spiri-tual journey. Many people whom God led into the desert for purifica-tion have suffered much at the hands of well-intentioned but misinformed spiritual guides. Saint John of the Cross reserves some of his harshest words for such misinformed guides.8 For example, a misinformed guide may insist that a directee continue to meditate and do a lot of spiritual reading when God is calling her to the prayer of contemplation. In the desert a good spiritual director will be a source of guidance, encourage-ment and inspiration. When we are in a spiritual desert, it is important that we learn to place our trust in a good spiritual director. But, as most of us know, wise spiritual directors are nearly as scarce as palm trees in the northern states of America. The truth is that the road to authenticity is dangerous, hard, and narrow, and few decide to travel it. In the ab-sence of a wise spiritual director (and there is really no substitute for such Review for Religious, .September-October 1989 a person), one may receive some guidance from books that are written or recommended by people who are recognized guides of the inner jour-ney. A second important resource is a strong faith--a faith that enables US" --to believe that God knows what he is doing when he allows us to ex-perience the desert (Rm 11:33-36); --to believe that in the desert God is not punishing us but is purifying us (Dt 30:6); --to believe that God grows his best flowers (virtues) in the desert (Ho 2); --to believe that God works in us while we rest in him (Mk 4:26-29); --to believe that in the struggles of life God is on our side fighting our battles (Ex 14:13-14 and Dt 1:30-33); --to believe that in the desert God's seeming absence is just a different type of presence, one that we may not as yet have recognized (Ex 16); --to be secure with insecurity (Rm 8:28); --above all, to generously abandon ourselves to the purifying work of God (Lk 23:46). A third important resource as we struggle in the desert is fidelity to prayer. In the desert, prayer is usually dry and therefore all the more dif-ficult to remain faithful to. When it comes to praying in the desert, spiri-tual guides counsel us to avoid two extremes or temptations. The first temptation is to quit prayer, thinking that our best efforts are leading us nowhere. The second temptation is to "junk up" our prayer time with extra prayers, rosaries, Scripture reading, and so forth, thinking that if we only try harder maybe we will feel the presence of God. This second temptation needs to be resisted not only because it blocks what God is about in the desert but also because it is (usually unconsciously) our at-tempt to stay in or get back into the driver's seat. In general, prayer in the desert will become much less active, more passive--less us, more God. The challenge will be to learn to sit quietly in the presence of God, trusting that he is at work in us while we rest in him. Le~.rning to "waste time doi.ng nothing" in prayer is, without a doubt, one of the most difficult lessons we have to learn in the school of prayer. Unfortunately, most of us never learn to waste time gracefully in the presence of God. Such a practice goes completely against our west-ern, work-ethic nature that is usually driven to do, to achieve, and to pro-duce-- that likes to see tangible results for its efforts. Because of this need in us, most of us fill the vacuum that we feel in the desert with read- Spiritual Dryness ing or prayers of some sort. For those of us who are willing to try and do less (that is, to be less active) in prayer so that God may do more in us, the following suggestions might be helpful. -Spend some time just "being there" with the Lord, aware that as "we rest in him he is at work in us." We put aside all effort to achieve because now we are learning that achievement (growth) is God's work. By periodically spending some time "doing nothing" in the presence of the Lord, we are expressing our faith in an important spiritual dictum: "God's activity in prayer is more important than my activity." -Spend some time slowly repeating prayers like: "Incline my heart to your will, O Lord." "Make me want you, O Lord, more than anyone/ thing in my life." -Take a phrase of Scripture like "You are my beloved Son" and dwell on it. -Simply take one word like "Jesus" or "love" and repeat it gent-ly and slowly, letting God work in us, leading us beyond conceptual thoughts, images, or feelings to wordless depths. -Image and be present to Mary in the Temple after she lost Jesus (Lk 2:41-50) and at the foot of the cross (Jn 19:25-27) which must have been a real dark night of the spirit for her. Ask Mary to intercede for you so that you may have something of the faith which she had when she thought she had lost Jesus. -Finally, you may want to read something on spiritual dryness. By simply reading and rereading portions of a book like When the Well Runs Dry, I am encouraged to persevere in the desert. Personally, I need to hear over and over again the teaching and encouragement that a book like Father Green's offers. In prayer our role is to be faithful in coming aside, to be at God's disposal. What actually happens in prayer is God's business. For me this piece of wisdom has always been very consoling. It helped to free me from thinking that it was up to me to make things happen in prayer. Now I am more relaxed, knowing that my role is to be faithful in coming aside, to do what I can to eliminate distractions from within and with-out, and to pray as I feel led. ("Pray as you can, not as you can't.") The rest is in God's hands. If he chooses to bless me with a deep sense of his presence, I am indeed very grateful. If he chooses to bless me with his seeming absence (God is always only seemingly absent), then I try to be grateful for that, also believing that God knows what will best help me to grow. "Our prayer is good when our hearts are fixed on God, even if it is filled with boring aridity or passionate turmoil.' ,9 Review for Religious, September-October 1989 A fourth resource in the desert is the prayer and personal support of fellow pilgrims. While each person's inner journey is very personal and unique, still we can learn much from the journeys of co-pilgrims. Only the foolish try to travel the inner jou~rney alone. In the desert we are all beggars sharing morsels of bread with each other. Also, if we are blessed enough to be a part of a small, faith---sharing group, then we have avail-able to us an excellent resourc_~e for the dry times. In the dry times the prayers of'fellow pilgrims are usually a big help. I wbuld like to conclude our discussion on spiritual dryness with a prayer that I have found to be a source of great encouragement during times of spiritual desolation. Dear Lord, in the midst of much inner turmoil and restlessness, there is a consoling thought: maybe you are working in me in a way I cannot yet feel, experience, or understand. My mind is not able to concentrate on you, my heart is not able to remain centered, and it seems as if you are absent and have left me alone. But in faith I cling to you. I believe that your Spirit reaches deeper and further than my mind or heart, and that profound movements are not the first to be noticed. Therefore, Lord, I promise I will not run away, not give up, not stop praying, even when it all seems useless, pointless, and a waste of time and effort. I want to let you know that I love you even though | do not feel loved by you, and that I hope in you even though I often experi-ence despair. Let this be a little dying I can do with you and for you as a way of experiencing some solidarity with the millions in this world who suffer far more than I do. Amen.~° NOTES ~ See Thomas H. Green, S. J., Weeds Among the Wheat (Notre Dame, Indiana, 1984), Chapters 6 and 7. Also see Thomas H. Green, S.J., When the Well Runs Dry (Notre Dame, Indiana, 1979), p. 92. 2 Some other Psalms that reflect darkness in the prayer of the psalmist are Psalms 60, 69, 74, and 88. 3 Father John Dalrymple, Simple Prayer (Wilmington, Delaware, 1984), p. 69. '~ lbid, p. 93. 5 Thomas H. Green, S.J., When the Well Runs Dry (Notre Dame, Indiana, 1979), p. 119. 6 Fathers William Barry. and William Connolly, The Practice of Spiritual Direction (New York, 1982), p. 73. 7 Ibid. 8 Saint John of the Cross, The Collected Works of John of the Cross, translated by Kieran Kavanaugh, O.C.D. and Otilio Rodriguez, O.C.D. (Washington, D.C., 1979), pp. 620-634. 9 Father John Dalrymple, Simple Prayer, (Wilmington, Delaware, 1984), p. 66. ~0 Henri J. M. Nouwen, A Cry for Mercy: Prayers from the Genesee (Garden City, New York, 1983), p. 102. That God Might Be Father .Laurel M. O'Neal Sister Laurel O'Neal, a solitary (hermit), is familiar to our readers. Her address is Stillsong Hermitage; 80 Lafayette Circle; Lafayette, California 94549. Perhaps the only question more problematic than that of the possibility of prayer is the question of its, genuine significance and necessity. Sur-prisingly, however, this is also a question we generally fail to consider explicitly or face squarely. More typically, the meaningfulness and re-quisiteness of our prayer are matters we tend to take for granted, even though the notion of prayer may lie at the heart of important or even fun-damental expressi6ns of self-understanding and definition. But the ques-tion is an important one, and one we cannot easily afford to avoid or care-lessly dismiss, if we intend to take prayer seriously or maintain a proper sense of its place and role in our daily lives. After all, why really are we called to pray? What, if anything, is truly and uniquely at stake in our prayer? Is there any reason to regard our own personal prayer as a matter of compelling urgency and real ne-cessity, or is the matter really more nugatory? Clearly, as Christians we are called to believe that our prayer is a meaningful, even indispensable activity, vital to the transformation and healing of all we know, and the realization of all we are made and hope for. But how do we justify such a belief? What is it about prayer that makes such claims credible? The answers to all of these questions are based in our recognition that in prayer something deeper and even more fundamental is at stake, some-thing in which all healing and human growth in wisdom and sanctity are rooted, and upon which all our hope depends. Like Christianity in general, and like God himself, prayer is pro-foundly paradoxical, and this is particularly true of the question at hand. 685 Review for Religious, September-October 1989 Although we must acknowledge that prayer is the gift and activity of God attended to by sinners (that is, by persons whose lives are fundamentally marked and marred by fragmentation and alienation), we must also af-firm that the deeper truth is the paradox that prayer is primarily some-thing we undertake on God's own behalf, insofar as prayer is the experi-ence of God as the One he wishes to be for us. Quite simply, what is truly and uniquely at stake in our prayer, at each and every moment we pray, is nothing less than the life and destiny of God himself. As Chris-tians, as persons who pray--that is, as persons who share as heirs of God in the obedient Sonship of Jesus Christ, we do so primarily that God might truly be the Father he has willed to be from the beginning. This insight is easy to lose sight of, something that occurs particu-larly whenever God's paradoxical nature is obscured or forgotten, and an immutable or even (as commonly misunderstood) "triune" God is substituted for a Living One. Most of us are well aware that on the one hand, our God is the "High and Holy One," the one who reveals him-self in sovereignty and self-sufficiency. Indeed he is Yahweh, "the one who will be who (he) will be," ~ in absolute authority and awesome auton-omy. But this dominant Old Testament image is just one side of the para-dox whom we Christians know as God; and if on the one hand he is the High and Holy One who is absolutely self-sufficient, he is also the one who has determined not to remain so, but rather has resolved to make his own destiny subject to the responsiveness of his creation. Our God is on the one hand without beginning or end, absolutely self-sufficient, in need of no one and no thing. Yet on the other hand he has willed from all eternity not to remain alone but to turn to another--a person who will be his counterpart. He is the eternal decision to speak to this other and to hearken to the word which this other speaks. He is the eternal deci-sion to love this other and to accept this other's love. [The God of the New Testament] who is eternally self-sufficient wills not to be; God who is eternally of and for himself wills to be for another.2 This means quite simply that God has determined to be for us as well as dependent upon us. We must allow this determination to be realized, and let God be who he wills to be for us. This is indeed the most human thing we can do, just as it is the most loving. Those who truly appreci-ate that our own destiny is dependent upon the proper exercise of human freedom should not be surprised that God too is dependent upon it. In fact, we should be aware that the Christ event reveals that it is human freedom which is the true counterpart to divine omnipotence. For many, this will be an astounding assertion. However, if we reflect on precisely That God Might Be Father / 687 what occurred in the Christ event, perhaps this critical point will become more acceptable to most people. Certainly such reflection is necessary if we are to truly appreciate the importance and urgency of our prayer. It is true that in the Christ event--in the life, death, resurrection, and ascension of Jesus--God drew near to every moment and mood of his creation. This is truth but the truth cuts far more deeply than even this awesome reality. In the Christ event something absolutely s'ingular and unsurpassable occurred. For the first time in human history someone, in this case Jesus of Nazareth, in living a life wholly responsive to the God who would be Father, accomplished two things. In the first place, he lived the first genuinely human existence ever known in the history of humankind, and secondly, in his proper exercise of true human freedom he allowed God to become the Father he had willed to be from the be-ginhing. In the dialogue which existed between Father and Son, both hu-man and divine life reached a fullness for which they had yearned and groaned through time and eternity, the realization of human and divine destinies were forever linked, and divine omnipotence and human free-dom were inextricably wed as counterparts of one another. Nor is this all. In Jesus' resurrection from the dead, this abundant life was made a continuing and unconquerable reality in our world. It is in prayer that we enter most deeply into participation into this abundant life, and in prayer that Jesus' Sonship becomes our own and the Fatherhood of God is further realize~t. Through our participation in the Sonship of Jesus, we come to know genuine human life, and we become aware that it is a life characterized and constituted by an ongoing and all-consuming dialogue with the Fa-ther, who is in turn constituted as Father in this dialogue. In the Christ event Jesus responded to God as Son. He allowed God to be the author of his life, and he allowed God to be authored as Father in the process. Truly human existence is nothing less and nothing other than daughter-ship or sonship to the Living God whose own inner truth and dynamism is realized in Fatherhood. Prayer is simply and always the mutual out-working of these inextricably linked divine and human destinies. God is Father neither before, nor apart from, the response of Jesus as Son; neither is he our Father apart from our participation in that de-finitive Sonship which we call prayer. (Note well, in all of this it is im-portant that, according to the prologue to John's gospel, we are very clear that it is not the Logos that is Son; rather it is Jesus as Son in whom the Logos is incarnate. The two realities are quite different, and are often tragically confused. As the term is commonly but perhaps naively used, Review for Religious, September-October 1989 the Logos is "preexistent"; the Son is not, and whenever this confu-sion occurs, it becomes impossible to appreciate the true significance of the obedient Sonship of Jesus or of our own prayer.) Although he is the one "who will be who (he) will be," the God of the New Testament turns to the world as the one who would be Father, that is, as one who would find his counterpart and true completion in those who would turn in response as daughters and sons (that is, as those who are of him and from him) and, as one whose deepest identity would remain unrealized and unrealizable apart from this response. What are the implications of all this for our prayer? In the first place, we must concede that our prayer has real meaning and urgency, not only and not even primarily because we are saved through God's activity in our lives, but because in our prayer we concern ourselves with the very life of God. Whether or not prayer is a profound experience for Is, it is a significant experience for God since it is in prayer that he is allowed to achieve Fatherhood and truly realize himself. Whatever we perceive happening or not happening in our prayer, we must not lose sight of the fact of what does occur there. In prayer God is given the chance to love fully, and thus to fully be. It is not simply the'case that God is love; it is also true that in loving, God is (and it is this fact which allows us to speak of prayer in terms of the glorification or magnification of God). Prayer is possible only to the extent that our God has willed not to remain remote, that is, only to the extent that he has drawn near. But prayer is meaningful and necessary for the most part because the God who has refused to remain remote has also willed not to remain self-sufficient and has, in a very real way put his own destinyinto the hand of those to whom he would be Father, and whom he has thus willed re-spond to him as daughters and sons. Without our prayer, God remains the High and Holy One who has drawn near to us in all of life's moments and moods, but who remains deprived of real presence, and thus whose deepest will and identity remains unrealized and frustrated in our regard. It is particularly telling that the first word and entire Lord's Prayer is contained in the invocation "Father." Jesus' whole life and prayer, which were essentially synonymous, were devoted to allowing God's will to Fatherhood to be accomplished. Claiming this realization of the Fatherhood of God is the heart of all prayer. Allowing him to love us in the way he wills is the heart of all truly human activity. It is impor-tant that our prayer remain the God-centered activity it is meant to be. This is the reason Jesus gave his life and his way of praying as a "para-digm of perspective," and in fact, in what is most essentially and pro- That God Might Be Father 689 foundly the lesson of the New Testament, taught his followers to pray. We lose proper perspective if we forget that God has drawn near, but it is at least as tragic to forget that prayer is the way nearness is transformed into real presence. We said in an earlier essay3 that prayer begins, ends, and is sustained by our concern for and commitment to the life of God. Let us remember why we are present to him and what our appreciation of his nearness means for him, and may this knowledge sustain us in even the driest of moments. NOTES t The usual translation of "Yahweh" in Exodus 3:14 as "I am who am," or even the more cryptic "'I am" is inadequate insofar as it disregards the dynamic element, and promise of active and effective presence also contained in the Hebrew (see Ex 3:12). A better translation is "I will be who I will be". 2 Dwyer, John C., Son of Man attd Son of God, A New Language For Faith, (New York: Paulist Press, 1983). 3 O'Neal, Laurel M., "Prayer, Maintaining a Human Experience": R~.vl~.w R~.~.~¢~ous; Nov/Dec 1987, p. 883. Musing Fragile as a crisp autumn leaf, Hard as flint on flint, Soft as nestling down, Resilient as blue tempered steel-- You and I--this planet ours-- Cradled in God's tender arms Of Grace. Walter Bunofsky, S.V.D. 1446 E. Warne Avenue St. Louis, Missouri 63107 Mary of Bethany-- The Silent Contemplative Carlos M. de Melo, S.J. Father Carlos de Melo, S.J. is professor emeritus of Canon Law and Spiritual The-ology at the Pontfical Athenaeum of Pune, India. His address is Papal Seminary; Nagar Road; Ramwadi; Pune 411 014 India. Teresa of Avila, that incomparable mistress of the spiritual life--"Mater spiritualium" as she is called in the inscription at the foot of her statue at St. Peter's, Rome--was never tired of repeating to her daughters of the Reformed Carmel that prayer is not so much a matter of much think-ing as of loving much.~ The soul of prayer is faith and love. Going through the gospels ! found this basic truth or principle beautifully illus-trated in the attitudes of Mary, the sister of Martha and Lazarus, vis-~t-vis our Lord. Bethany is a small hamlet about three kilometers southeast of Jerusa-lem, separated from the capital by the Mount of Olives. Mary of Bethany appears in five places in the gospel narratives: I) Luke 10:38-42; 2) John 11 : 1-53; 3) John ! 2: i - l l ; 4) Mark 14:3-9; and 5) Matthew 26:6-13. The last three references cover one and the same episode, that of the supper at Bethany, in the house of Simon, the "leper." True, the material is not over abundant, yet it is sufficient enough to give us a fair idea of the personality, the mind and heart, the ways and attitudes, the character of this well-known biblical figure. However, I wish to bring out in this es-say one particular trait that distinguishes her, and that is her contempla-tive attitude of life, as it comes across to us in a striking manner in two of those passages--Luke i0 and Matthew 26 (see Jn 12; Mk 14). Symbol of Contemplative . Indeed, in these passages, Mary stands out before us as a symbol and 690 Mary of Bethany / 69"1 teacher of the contemplative life particularly inspiring and helpful to per-sons "consecrated to God," whether they live in convents and monas-teries or elsewhere in the world. She thus becomes our guide, silent yet sure, to a simple, intimate relationship with our divine Master, such as will not only bring us true fulfillment but can even radically transform our life. For, as the saying goes, tell me with whom you walk and I shall tell you what sort of a person you are. When did Mary first meet Jesus? In Luke 10 the new Rabbi figures as an already familiar guest in the house of Martha, Mary, and Lazarus, one whom they all highly esteemed, loved and revered, a dear friend whose visits were eagerly looked forward to and whom they welcomed with undisguised joy and profound satisfaction, as though they could never have enough of him. From him they held no secrets; they could share with him their every thought or sentiment, every joy or sorrow, and in him they were always sure to meet, in any life situation, under-standing, sympathy, guidance. First Meeting Decisive True, the gospels do not tell us when it was that Mary first met Je-sus. One thing, however, seems to be certain. Whatever might have been the time, place or occasion, that first meeiing was decisive in Mary's life; it made a lasting and ineffaceable impression on her youthful, sensitive nature. It reminds us of another such decisive encounter narrated in an-other gospel--that of the Master with the beloved disciple (Jn 1:35-39)-- one of those unforgettable events that make an impact for good and give a new turn to life. Like that of John, Mary's life, too, was deeply touched by her meeting with Jesus, for, from then on, that mysterious guest became as it were everything for her, the center of her thoughts, sentiments, deeds. It was as though interiorly taught from on high, Mary sensed in Jesus of Nazareth not only a new rabbi, or a great religious leader who taught as one having authority (Mt 7:29), who spoke as no man ever did (Jn 7:4-6), or even a worthy prophet like Moses, Isaias or Jeremias of old, but--in a way she herself was not able fully to under-stand or explain--the very incarnation of the Father of Israel, of Yah-weh himself, and at the same time, her own personal friend and guide-- her 'guruji' we might say, with all this term, and the reality it represents, means in Indian life and tradition. This explains Mary's unconditional surrender to him, her loving contemplation of him, her total openness and docility to his word, her silent "adoration"--attitudes proper to a creature before its God, its divine Lover. 692 / Review for Religious, September-October 1989 Lovable Character Mary is a lovable character--lovable because she is so