Interview with Elsie Puputti of Fitchburg, Massachusetts. Topics include: Elsie Puputti was born in Finland, June 26, 1932. He father died when she was very young and her mother struggled to raise her and her siblings on their small farm. Memories of how poor the conditions were in Finland and what it was like during the war. Mrs Puputti's mother had been born in Fitchburg, Massachusetts and eventually was able to return with three of her daughters January 6, 1949. Arriving in New York harbor and her first memories of the U.S., how things compared to Finland. The help her aunt was to her family when they first arrived. She worked as a maid until she was married in 1951. She went to night school to learn more English. Going to church, social activities, and how she met her husband. Customs she missed from Finland and traditions she kept. How Mrs. Puputti started her store. Her children and their interests. How her life in the U.S. compares to what it would have been like in ; 1 INTERVIEWER: Mrs. Puputti, where were you born? MRS. PUPUTTI: I was born in Finland. INTERVIEWER: In what? MRS. PUPUTTI: [Unintelligible - 00:00:06]. INTERVIEWER: And when was that? MRS. PUPUTTI: 1932. INTERVIEWER: What month? MRS. PUPUTTI: June 26. INTERVIEWER: Okay. Could you briefly describe what your earlier years were like there, like what was your family like? MRS. PUPUTTI: Uh, well, we had a very small home. We were -- my father died when I was very young. I was only three years old. My mother took care of us, six of us. And everything was quite poor, I think. Very much, we didn't have very much of anything, you know? My mother was born here in Fitchburg. And after my father had died, she tried to struggle on. We had a little piece of land. And, and she wanted to -- she figured when we get a little bit older she wants to come back to Fitchburg, try to see if she can make a little better life for us here. INTERVIEWER: Did she, did you live on a farm, like? MRS. PUPUTTI: Yeah. INTERVIEWER: Yeah? So she had to the farm work and all of you helped? MRS. PUPUTTI: Yeah. INTERVIEWER: Small farm? MRS. PUPUTTI: Very small, yeah. INTERVIEWER: Uh, what kind of uh education did you or your brothers and sisters have? MRS. PUPUTTI: Well, we all went to like a grammar school or like [unintelligible - 00:01:22] that type of a school. INTERVIEWER: Mm-hmm. MRS. PUPUTTI: Then two years after that, that's how extensive my education.2 INTERVIEWER: Because after that you usually have to pay for your education, and a lot of people couldn't go then. So you can remember times were sort of poor or anything like that? MRS. PUPUTTI: Yeah. We had sometimes very rough times. Most of the time we always had food, except right after my father died. That was the hardest time. But then after that we always managed to have food. And then we had relatives here. My aunts, they used to send us packages. In the wartime we could get clothes and things like that. To me, a lot of times we were almost better off than some of the other families [unintelligible - 00:02:12] they had bigger houses and more land. INTERVIEWER: You were happy as a child, I think? MRS. PUPUTTI: Yes. I can't remember being really miserable. INTERVIEWER: Do you remember any important events that happened? Like you said you were there during the war. Can you remember anything about the occupation and the revolutions? MRS. PUPUTTI: Well, where we lived, we weren't really touched that much, except that I remember when we did receive lot of… what do you call [unintelligible - 00:02:43] other people that move to our…? INTERVIEWER: Refugees? MRS. PUPUTTI: Refugees. Yeah. We took care of some of them and tried to get them housing and helping like that. I was… I can't remember. I must have been about -- I don't even know how old I was, maybe 12 years old. Could be that I'm wrong with my… INTERVIEWER: Yeah. Do you remember any bombings or anything like that? MRS. PUPUTTI: No, we didn't have bombings in where we lived. Not even close. We saw the planes go over, but that's all. INTERVIEWER: Why did you decide to come to this country? Or your mother made the decision, right? MRS. PUPUTTI: Yes. I was young. I was 16, 15, 16 years old. She just wanted to come here. We were young. Three girls, my oldest sister and my 3 younger sister. And she just decided to take us with her because we weren't married or anything. She wanted to, you know, keep us together. INTERVIEWER: So she left some of the children in Finland? MRS. PUPUTTI: She left two of the older girls. My brother died in the war. That was the one of the hardest part for me. He was my only brother. He died. But there was five girls, and two of them were married, so they stayed. INTERVIEWER: So this was something that your mother had planned for quite a while, right? She had always hoped that when she figured you were older to come over here? MRS. PUPUTTI: Yeah. INTERVIEWER: How did the others feel about the choice to come over here? Did your relatives say they thought it was a good idea, or did they tell you not to? MRS. PUPUTTI: Yeah. Those days it was very hard to get here. That was 1949. Very few people got in. And I remember my mother got in the US because she was born here and she got her citizen papers back. And that was the only reason we were able to make it here. And like I said, we had waited for I think it was about two years for our papers to come through. So it is something that she -- remember, see, she was 13 years old when she left, so she remembers what it was like here. Because we were very, very excited. I was. My older sister wasn't. She had boyfriends, so I guess she wanted to stay. But I was very excited, and my younger sister was very excited. INTERVIEWER: When did you leave? Do you know what date it was? MRS. PUPUTTI: Yeah. We came here January 6, 1949. So it took us about 11 days to… INTERVIEWER: Eleven days to -- and did you come over by boat? MRS. PUPUTTI: By boat, yeah. 4 INTERVIEWER: What was that like? MRS. PUPUTTI: Well, I was very sick. INTERVIEWER: Were most of the family sick? MRS. PUPUTTI: Yes. INTERVIEWER: Yeah. MRS. PUPUTTI: Very sick. But it was very exciting because I had never been in a huge ship. INTERVIEWER: Was it a nice boat? MRS. PUPUTTI: Yeah. INTERVIEWER: Were you all crowded, or…? MRS. PUPUTTI: No, we had a nice room. We had… the name of the boat was Stockholm. That's a Swedish line. It's one of those big ocean liners. There isn't too many left like that. INTERVIEWER: So aside from being sick, it was a comfortable, pleasant ride. MRS. PUPUTTI: Oh, yes. It was very nice. INTERVIEWER: Do you remember if it cost very much? MRS. PUPUTTI: Yeah, I think my ticket was $120, because I remember my aunt had paid for it and, you know, here. And after I started working, that was the first thing I did was to pay my ticket. INTERVIEWER: So your relatives here in Fitchburg helped pay for all of you to come over [unintelligible - 00:06:26] because that would be difficult for your mother to raise that much money for all of you. Once you were on the way, did you have any second thoughts about coming, or were you just -- like you said, you were excited, really? MRS. PUPUTTI: No, we were very apprehensive. Very, very -- you know, looking forward and thinking about what it's gonna be like. INTERVIEWER: What place did you enter this country? Do you remember? MRS. PUPUTTI: New York. INTERVIEWER: Was it Ellis Island, or… MRS. PUPUTTI: No, not anymore.5 INTERVIEWER: Just New York harbor? MRS. PUPUTTI: Just like any other tourist. INTERVIEWER: Do you remember what the first thing was that you saw in this country? MRS. PUPUTTI: Yeah. To me, the most striking thing was when I saw the Black people the first time. Then I see some nuns, and I had never seen that. That to me was -- you know, I keep my eye on them quite a while. Then I had picture of the city much different. I had thought it was so beautiful, but there's nothing that can describe. But then it was quite dirty, and I was disappointed, actually. But then… INTERVIEWER: The buildings were tall though. MRS. PUPUTTI: Yeah. That was something exciting, but… INTERVIEWER: And the Statue of Liberty, things like that. MRS. PUPUTTI: Yeah. But still, it was so different that it always stays in my mind. INTERVIEWER: So you felt a little disappointed but still happy? MRS. PUPUTTI: Yeah, still very excited. INTERVIEWER: Was there any type of welcome for you? MRS. PUPUTTI: Nothing big. My aunt came to pick us up. We came from New York to Fitchburg in a bus. INTERVIEWER: Was that the first time you've ever been in a bus? MRS. PUPUTTI: No. INTERVIEWER: No. MRS. PUPUTTI: We had buses in Finland. INTERVIEWER: Yeah. Was there any kind of confusion, like did you have a communication problem finding your aunt? MRS. PUPUTTI: No. INTERVIEWER: No, she was right there. MRS. PUPUTTI: Yes. INTERVIEWER: Okay. Did you speak any English at all? MRS. PUPUTTI: No.6 INTERVIEWER: Or any of your family? MRS. PUPUTTI: No. My mother did, few words. She had… INTERVIEWER: She had spoken… MRS. PUPUTTI: But she had forgotten. INTERVIEWER: Forgotten? Yeah. Did you have to go through any formalities here, or were they in Finland that you had to…? MRS. PUPUTTI: Yeah. Only that they'd check your papers. INTERVIEWER: No physicals? MRS. PUPUTTI: No. INTERVIEWER: At least in Finland you probably had to. MRS. PUPUTTI: Yeah, we had to go through all the -- we had to get the shots and everything. It was very, very strict. You had to get all kinds of papers. But here they just checked them and… INTERVIEWER: Did you notice any differences when you were traveling from New York to Fitchburg? Did you notice any differences compared to Finland? Like was the land flatter? MRS. PUPUTTI: Yeah. Actually, the roads first, that was something that I had never seen, huge roads. INTERVIEWER: Yeah. MRS. PUPUTTI: Highways. And then the scenery, everything was so much cleaner. The woods are so thick with the underbrush. Things like that. We had clean woods. I mean, you can see. INTERVIEWER: Oh yeah, clear. MRS. PUPUTTI: And then the hills, we had no flat. INTERVIEWER: How about the climate? Did you notice any difference in the temperature? MRS. PUPUTTI: Yeah, it's… INTERVIEWER: Well, you came in January, so it was pretty… MRS. PUPUTTI: Yeah, it was about the same. It was cold here as well. INTERVIEWER: Did you find any differences between like the winters in Finland and how it is around here? Some people say they're more 7 unpredictable. Like in Finland, you get constant snow, whereas here you can get a blizzard. MRS. PUPUTTI: Yeah, in Finland you never get two feet at one time. No. INTERVIEWER: Yeah. MRS. PUPUTTI: So that is different, and the air is dryer. INTERVIEWER: Yeah. Did you meet any American people along the way, or mostly you were just traveling with your aunt? MRS. PUPUTTI: Yeah. I can't remember. No. INTERVIEWER: Were you pretty much excited still, or were you disappointed at the changes in scenery? Was it still exciting? MRS. PUPUTTI: When we got here, it was very nice. Houses were so big, but not to me, because we're used to it now. But going along the Mechanic Street, and all that Elm Street, High Street apartments, there were these [unintelligible - 00:10:37] and things that look so, so different. I had never pictured nothing like that. INTERVIEWER: Were you disappointed, or you liked it? MRS. PUPUTTI: No, I think it was very unusual. Something about it, I can't put it into words, but it was exciting, somehow so different. INTERVIEWER: Did you and your mother and the other girls, did they stay with your aunt then? MRS. PUPUTTI: No, she had gotten us apartment already. We were our own family right away. INTERVIEWER: And did she get a job somewhere? MRS. PUPUTTI: Yeah. We got jobs, all of us. My youngest sister, Lisa, went to school, but the others, we had to go to work. INTERVIEWER: What did your mother get for a job? MRS. PUPUTTI: We mostly did the housework [unintelligible - 00:11:18] but you have to do [unintelligible - 00:11:21] so did I. INTERVIEWER: Did you do housework for other people? MRS. PUPUTTI: Yes. INTERVIEWER: And your other sister too?8 MRS. PUPUTTI: Yeah. I was like a maid for [unintelligible - 00:11:30] different things until I got married and I quit. INTERVIEWER: When did you get married? MRS. PUPUTTI: Two years later, '51. I met my husband here. He had come from Finland too. INTERVIEWER: Did you ever get a chance to go back to school or to learn English in school? MRS. PUPUTTI: Yeah, I did go to night school. That's how we [unintelligible - 00:11:50] learn to speak clearly. INTERVIEWER: Otherwise you picked it up? MRS. PUPUTTI: But then you just picked it up on the way. INTERVIEWER: I'm surprised how well the people do that I interviewed when they say they just had like a short time in night school and they just picked it up. It's hard to believe you can do so well. Did you look for a neighborhood that had mostly people of your own nationality, like Finnish people? MRS. PUPUTTI: Yeah. That's not so much that we looked for it, just that… INTERVIEWER: They were all there. MRS. PUPUTTI: … they were right there. INTERVIEWER: Were they friendly? Were the neighbors friendly? MRS. PUPUTTI: Oh, yes. We never had any problems with them. INTERVIEWER: Did it take much time for you to become involved in the church or social activities in this area? MRS. PUPUTTI: Not in the church. We were not immediately, because my mother is very religious and we all are. So we naturally started with the church that -- it was right in the neighborhood, too, the Messiah Lutheran Church. It's just been with us ever since. INTERVIEWER: So you got into church activities and events like that? How about social activities, like dances or picnics?9 MRS. PUPUTTI: A little bit. They used to have like a [unintelligible - 00:12:58] society. They used to have dances those days, but they don't have that much anymore, like [unintelligible - 00:13:02]. INTERVIEWER: Right. Did you use to go? MRS. PUPUTTI: It used to be a little bit [unintelligible - 00:13:08] like they had shows, we used to act and things like that. INTERVIEWER: Yeah. You took part in it? MRS. PUPUTTI: Yeah, a little bit, but nothing too much. That was one thing that I was -- we were very, very lonesome Christian girls. Very lonesome. We missed our old friends and… INTERVIEWER: Boyfriends and things? Is that how you met your husband, through one of these? MRS. PUPUTTI: No. It was quite interesting. I had met one older gentleman here in evening classes in high school, and he used to tell me about this very interesting boy he used to know and he used to live with in Sweden. And he says if he ever gets here, I would very much like you two to meet. So when my husband came here, first time this gentleman introduced us. And actually, he brought him to my home. That's where I met him very first time, in my own home. So somehow I just end up right away. He was so different, so refreshing coming from [unintelligible - 00:14:12]. INTERVIEWER: Must have been nice he could tell you about [unintelligible - 00:14:15]. What were some of the things that you missed most about Finland, like food or any customs? Did your mother still cook Finnish food? MRS. PUPUTTI: Oh, yeah. Yes. It's not so much that I -- I don't know if I missed anything like that so much, any of the foods or customs or anything like that, just that there's a certain kind of atmosphere, a certain kind of feeling for everybody where they have been or something long years, but not any particular thing.10 INTERVIEWER: Just miss the whole thing. Yeah. Did you keep up any customs? Did your mother practice customs? MRS. PUPUTTI: I suppose so, if you really start to think about it. Like Christmastime, we always had the kinkkus. INTERVIEWER: What's that? MRS. PUPUTTI: That's pork. Fresh pork we cook, [unintelligible - 00:15:14] fish and things like that. INTERVIEWER: You still kept that? MRS. PUPUTTI: Yeah, we still keep that up. Easter time we used to have special foods we're used to making. Not so much anymore. INTERVIEWER: How about holidays? Did you still have any? [Unintelligible - 00:15:26] maybe all the Finnish people practiced holidays? Could you ever get hold of anything like Finnish books, things like that? MRS. PUPUTTI: Yes, we did. Let's see. Oh, I suppose [unintelligible - 00:15:43] well, I have to think of it. I can't remember. INTERVIEWER: You could still read Finnish books? MRS. PUPUTTI: Yes. But I can't remember how we got them, but I know there was some. INTERVIEWER: Okay. What were some of things you enjoyed most about your new life? Anything special? Any more conveniences or better pay? MRS. PUPUTTI: Well, yeah. The food was so nice. That was one thing that was very good. And then the cars, you know, started coming out that we had never had a chance to drive like we did here. Well, everything was faster and a bigger scale than what I was used to. INTERVIEWER: Did you like that? MRS. PUPUTTI: Yes. Yes, it's something that we'd pursue. Let me think. What would be some other things that would be nice? INTERVIEWER: Would you have had a chance to have your own shop? How did you get involved in this?11 MRS. PUPUTTI: Oh, I know I wouldn't have had the chance to have this own shop like this that I have here. Well, see, one thing though Finland's been always very up to date on fashion, and the quality is superb. My brother-in-law in Finland has a big clothing store, and we used to get these for Christmas and we used to visit them. Like in 1969, the whole family, we went over, and just to see that store. It just inspired me to think that, "Why couldn't we have something like that in Fitchburg with all the Finnish people here?" So it would really be something special for them. So I had dreamed about it, but I didn't really think that I'll ever do it. But then one time a couple years ago, after I was talking with my sister, she got so excited that, "Go ahead, do it," that I go to my brother-in-law and see what he thinks if he could give me the factories and people to send me some things, you know. It's hard for you to get started and then you still have some factories send you some things and they don't know anything about you. But he was good help with me that way that he got them to send me some things, and then that's how it started. It's two years now and they keep sending us. And it's so nice because it's so different. Everything is so well-made. People seem to like -- like I said, steady customers. INTERVIEWER: Yeah. MRS. PUPUTTI: Continual. INTERVIEWER: Yeah. I meant to ask you, did you ever have any children after you got married? MRS. PUPUTTI: Oh, yeah. I have a daughter and a son. Daughter is 20 and my son is 18. INTERVIEWER: What do they do? MRS. PUPUTTI: She sells right here. She is going to Graham Junior College for this retailing and merchandising, and the boy is going to Worcester Tech. My husband has a small machine shop, so we have two small businesses in Fitchburg.12 INTERVIEWER: Cool. MRS. PUPUTTI: Our son is interested in that life. He wants to be engineer. INTERVIEWER: Keep in the family. MRS. PUPUTTI: It's not that we push him, but it's what he enjoys. INTERVIEWER: No, it's his choice. Were you able to understand the local newspapers and magazines and radio and things like that? MRS. PUPUTTI: First, right away when we came, there was a Finnish program on the air that time. And actually, we were interviewed. INTERVIEWER: Oh, yeah? MRS. PUPUTTI: Yeah. Because it was so unusual for new people to come, immigrants to come from Finland at that time. And there was [unintelligible - 00:19:48] the Finnish newspaper we used to read… INTERVIEWER: So you could keep up with the news? MRS. PUPUTTI: [Unintelligible - 00:19:52] anymore after you get used to the English one. And things like that. And we used to -- like in the church we could hear Finnish language all these years. INTERVIEWER: Yeah. MRS. PUPUTTI: We still have Finnish services. INTERVIEWER: So do you speak at home? MRS. PUPUTTI: Not anymore. INTERVIEWER: Do you speak it with your husband, possibly? MRS. PUPUTTI: No. INTERVIEWER: No. MRS. PUPUTTI: Very seldom anymore. It's not that we don't want to. It's just INTERVIEWER: It's that you're so used to… MRS. PUPUTTI: … that we're so used to. And I remember first we wanted to learn English, so we purposely said that we're not going to speak in Finnish so we could learn it, and then it became a habit. INTERVIEWER: So the children never picked up Finnish? MRS. PUPUTTI: Oh, they did.13 INTERVIEWER: Oh, they did? MRS. PUPUTTI: They did. And they still understand almost all of it. And they can even speak quite a bit. INTERVIEWER: That's good. I think it's good to keep it in the family if you can. How about political preference? Do you have any, and how'd you choose? MRS. PUPUTTI: I'm strictly independent. I used to vote when I feel the man deserves it. INTERVIEWER: Yeah. Okay. Did you ever take any active parts? Did you ever campaign for anybody? MRS. PUPUTTI: No, not really. INTERVIEWER: After you had lived here for a while, do you ever write back to people in Finland and tell them to come over, encourage them? MRS. PUPUTTI: Yes. As a matter of fact, I did. Nine years ago I got my sister's family here. I was responsible for it. It was eight people. That was one of the biggest families that had come from all time. And they were interviewed on the boat, and they was taking pictures and everything because it was unusual. Large families like that doesn't usually get up all and just leave. INTERVIEWER: Did they stay in Fitchburg? MRS. PUPUTTI: Yes, they're still here. INTERVIEWER: They enjoyed it? MRS. PUPUTTI: Yeah. The oldest boy went through air course, and he's living in Alaska now. INTERVIEWER: Oh. So they're happy that you gave them that advice? Would you ever consider going back to Finland to live? MRS. PUPUTTI: No, I don't think so. I love to go there, you know, and stay for a while. Unless when I'm really old, I don't know. INTERVIEWER: After you retire or something?14 MRS. PUPUTTI: See, we feel it's home here in Fitchburg. We have a home in Rindge Road, and we've been there for 15 years. The children were born there. It would be too hard now to… INTERVIEWER: This is where your roots are now. Yeah. MRS. PUPUTTI: … cut everything and… INTERVIEWER: You have gone back to Finland though? MRS. PUPUTTI: We have, yes. INTERVIEWER: How many times? MRS. PUPUTTI: Quite a few times. First time we went 1969, then I've gone twice after that. INTERVIEWER: Did you notice the changes that are happening over there? MRS. PUPUTTI: Oh, yes. And we do have to say that Finland goes much faster than we do here in Fitchburg, much faster. INTERVIEWER: They caught up to United States standards and all. MRS. PUPUTTI: Oh yes. And the housing and everything is -- they are building much more than we are here, much more. INTERVIEWER: Do you feel that generally life has worked out better for you here than it would have in Finland? MRS. PUPUTTI: Yes, I really think so. I feel maybe -- like I said, my husband and I, we took the chances on business here. I feel a lot American people, they probably wouldn't have dared to try to do what we do. But because we came here, we didn't have anything… INTERVIEWER: You couldn't lose anything. MRS. PUPUTTI: So we feel that even if we have something little bit now, we came with nothing. That's what my husband says, he came with $20, and if he leaves with $20 that's fine. INTERVIEWER: Wow. Do you feel your children have a better chance in this country than they would've in Finland? Or do you think now it's different, maybe?15 MRS. PUPUTTI: Well, they probably do. But right now over there if you're ambitious you can go almost as far over there as you can here. I feel that in our case it was better here. INTERVIEWER: Of any plans that you made when you came here, is there any you haven't achieved yet that you regret? Or have you really accomplished more than you probably ever expected? MRS. PUPUTTI: Well, see, I never thought of going into business while I was at home and taking care of the children when they were smaller. So to me, this is something that I didn't even think of doing until the last minute. I think I've done better than I've really expected. INTERVIEWER: That's good. What is the most important advantage you feel that you have as a citizen of this country? MRS. PUPUTTI: Well, even things are much rougher now here than they were when I first came. I remember how we used to keep the doors open, now we have to lock everything up. All that was much nicer then, but I still think that Americans have more freedom than any other country in the whole world. Even if Finland is free, but there's still some certain logical things about -- well, I suppose from Russia because they're so close. I feel that people don't appreciate that feeling; they abuse it. That makes me awful upset sometimes, you know. They should go someplace to live where, really, you can't speak that clear. Yeah, you cannot blast the president in any place. You can't really do that. INTERVIEWER: Yeah, that's true. Many times you hear people say they long for the good old days. When you think back at what the good old days was supposed to be for you, which would you rather have, the good old days or now? MRS. PUPUTTI: I think I'd rather have now. I think it's a saying, "the good old days." I can't say that I have anything in -- my life was anything so terrible that I want to take back. But I still like the present. I still feel that we're going ahead. It doesn't mean that I value the 16 money or want to be something rich or something like that so much. It's just that unless you can pay your bills and be comfortable and happy in your everyday life, that's the [unintelligible - 00:26:02]. INTERVIEWER: So you feel you've lived a good life? MRS. PUPUTTI: I think so. INTERVIEWER: Okay. Thank you./AT/jf/ah/es
Why did Wilsonian ideals influence AEF actions in the First World War, and how did that affect the United States' involvement in the nation's first large-scale coalition operation? Wilsonian ideals influenced the AEF's actions in the First World War because most American leaders and soldiers shared Wilson's concepts of Progressivism and believed that the United States should play a role in saving Europe. Even if some did not agree with Wilson's politics, most doughboys shared his ideas of American Exceptionalism, and these views affected United States involvement in the nation's first large-scale coalition operation. In merging the two topic areas of Wilson's ideologies and AEF involvement in the war, this essay will attempt to answer how the American doughboy found motivation in the same principles that guided President Wilson. ; Master of Arts in Military History ; Week 11 Final Paper Wilsonianism in the First World War: Progressivism, American Exceptionalism, and the AEF Doughboy Brian P. Bailes A paper submitted in partial fulfillment of the requirements for the Master of Arts in Military History Norwich University MH 562B Dr. John Broom August 16, 2020 Bailes 2 While the duration of American Expeditionary Forces (AEF) involvement in First World War combat operations remained short compared to the armies of the European powers, the experience had a lasting impact on the United States' status as a global power. President Woodrow Wilson's mediation in the European affair throughout American neutrality, his integration of the AEF into Allied operations, and his contribution to the post-war peace process cast him as a central figure of the conflict as well as a harbinger of United States interventionist foreign policy. Through the more than a century since the end of the war, historians have analyzed and debated various facets of United States belligerency. Historians have explored President Wilson's ideologies and the decision making that ultimately led to him making his April 1917 appeal to Congress for American belligerency. Additionally, historians have expanded on AEF actions in Europe and argued how General Pershing's adamancy on maintaining an independent American command created tension with the Allied leaders. Historians have not connected these two topics to analyze how a reader can conceptually link Wilson's ideas and doughboy exploits in Europe. Why did Wilsonian ideals influence AEF actions in the First World War, and how did that affect the United States' involvement in the nation's first large-scale coalition operation? Throughout the historiography of United States involvement in the First World War, specific themes reoccur as significant areas of consensus. The historiography presents two primary arguments in which historians agree. Historians agree that Wilson's peace objectives drastically differed from those of the Allies, and historians agree that these differences motivated Wilson's decisions regarding how the United States would enter the war. Historians also agree that friction existed between General Pershing and the Allied Commanders once the AEF arrived in Europe and began combat operations. These two commonalities in the historiography remain Bailes 3 relatively constant throughout the past 50 years of historical research, and even when portraying more positive sentiments expressed between AEF and Allied soldiers, historians still note some tension between Pershing and the Allied commanders. Historians agree that Wilson's peace objectives differed significantly from those of the Allies. David Woodford argues that the gap between British imperial interests and Wilson's peace objectives affected the alliance between the United States and England throughout the war.1 William Widenor argues that Wilson failed in achieving his goals during the Versailles Peace Settlement because he attempted to make too many concessions for enduring peace, and he claims that Wilson grew at odds with the Allied leaders at the peace conference.2 George Egerton argues that British policymakers were closely monitoring the dispute within the United States Senate during the Treaty of Versailles conference, and he suggests that British leadership remained skeptical of Wilson's League of Nations.3 Historians capture Wilson's opposing peace aims throughout the European conflict, and they seemingly agree on how these aims influenced Wilson's policies and actions. Some historians cite the most significant gap in peace aims as existing between the United States and France. David Stevenson argues that French leaders were continually at odds with Wilson throughout the war as the French war aims focused much more on their national security, which they saw as requiring the destruction of Imperial Germany.4 Stevenson points out that while Wilson's peace aims differed from England as well as France, many French objectives 1 David R. Woodward, Trial by Friendship: Anglo-American Relations, 1917-1918 (Lexington: The University Press of Kentucky, 1993), 7-25, 35-43, 77-80, 125-9, 208-20. 2 William C. Widenor, "The United States and the Versailles Peace Settlement," Modern American Diplomacy, eds. John M. Carroll and George C. Herring (Lanham: SR Books, 1996), 46-59. 3 George W. Egerton, "Britain and the 'Great Betrayal': Anglo-American Relations and the Struggle for United States Ratification of the Treaty of Versailles, 1919-1920," The Historical Journal 21, no. 4 (December 1978): 885-911, https://www.jstor.org/stable/2638973. 4 David Stevenson, "French War Aims and the American Challenge, 1914-1918," The Historical Journal 22, no. 4 (December 1979): 877-894, https://www.jstor.org/stable/2638691. Bailes 4 were more aggressive against Germany as they involved reclaiming land lost to Germany in previous wars, specifically the 1870 Franco-Prussian War.5 Stevenson highlights the fact that Wilson could not get French officials to see the "two Germanys" concept that prevailed in American thinking at the time. While the American public generally saw two Germanys – the autocratic ruling party dominated by the Prussian elite and the German people living under that oppressive regime – Stevenson argues that France only saw Imperial Germany as a total enemy.6 Robert Bruce explains that during the post-war occupation period, the American doughboys perceived Frenchmen as distrustful and hateful toward German soldiers, and this sullied the alliance between France and the United States.7 In line with Wilson's ideology, historians cite Wilson's desire for Europe to achieve a "peace without victory" as he attempted to serve as a mediator during the United States period of neutrality. These historians ultimately conclude that Wilson believed any of the European powers achieving their aims through victory would lead to a continuation of balance of power politics in Europe. They argue that Wilson thought merely putting an end to the fighting would be the only way to achieve lasting peace. Ross Gregory argues that Wilson acted as a persistent mediator throughout the war as he strove for a "peace without victory."8 Arthur Link explains that Wilson believed a "peace without victory" and a "draw in Europe" proved the best solution for establishing a new system to replace the broken power structure in Europe.9 Ross Kennedy portrays Wilson as advocating the United States as a neutral mediator striving for a "peace 5 Stevenson, 884, 892-4. 6 Stevenson, 885. 7 Robert B. Bruce, A Fraternity of Arms: America & France in the Great War (Lawrence: The University Press of Kansas, 2003), 286-95. 8 Ross Gregory, The Origins of American Intervention in the First World War (New York: W.W. Norton & Company, Inc., 1971), 115-6. 9 Arthur Link, "Entry into World War I," Progress, War, and Reaction: 1900-1933, eds. Davis R.B. Ross, Alden T. Vaughan, and John B. Duff (New York: Thomas Y. Crowell Company, Inc., 1970), 141. Bailes 5 without victory" before the U.S. entered the war, then as an advocate of "just peace" after they entered the war.10 Kennedy argues that Wilson blamed the international system that led to power politics and wanted to have a separate voice in the peace process to shape a new diplomatic and global political order.11 Historians point to Wilson's ideology as a reason for his differing peace objectives, and historians point to Wilson's Christian faith as a significant motivation for his progressive philosophy. Lloyd Ambrosius highlights Wilson's four tenets of national self-determination, open-door economic globalization, collective security, and progressive history as the framework in which he envisioned a global order shaped by American democratic ideals that would bring the world to peace.12 Ambrosius examines Wilson's embrace of "American Exceptionalism" and looks at how his Anglo-American bias clouded his vision and prevented him from seeing the various cultural factors throughout the world.13 Ronald Pestritto examines Wilson's progressive form of history while arguing that Wilson saw democracy emerging within society as a phenomenon only natural to specific groups of people, and he only saw a few civilizations as "progressed."14 Pestritto notes Wilson's Christian inspiration, referencing early manuscripts written by Wilson titled "Christ's Army" and "Christian Progress."15 William Appleman Williams argues that Wilson maintained a Calvinist idealism that intensified the existing doctrine 10 Ross A. Kennedy, "Woodrow Wilson, World War I, and American National Security," Diplomatic History 25, no. 1 (Winter 2001): 15, 29, https://doi.org/10.1111/0145-2096.00247. 11 Kennedy, "Woodrow Wilson, World War I, and American National Security," 2-3. 12 Lloyd E. Ambrosius, Wilsonianism: Woodrow Wilson and His Legacy in American Foreign Relations (New York: Palgrave Macmillan, 2002), 2-47. 13 Ambrosius, Wilsonianism, 125-34; Lloyd E. Ambrosius, Woodrow Wilson and American Internationalism (New York: Cambridge University Press, 2017), 33-49; Lloyd E. Ambrosius, "World War I and the Paradox of Wilsonianism," The Journal of the Gilded Age and Progressive Era 17 (2018): 5-22, https://doi.org/10.1017/S1537781417000548. 14 Ronald J. Pestritto, Woodrow Wilson and the Roots of Modern Liberalism (Lanham: Rowman & Littlefield Publishers, Inc., 2005), 6-61. 15 Pestritto, Woodrow Wilson and the Roots of Modern Liberalism, 23, 40. Bailes 6 based on God's supposed ordination of American influence and expansion in the world.16 Richard Gamble explains that Wilson's vision and rhetoric nested with many of the Christian messages of progressive religious leaders in the United States during the First World War who saw the war as a Christian crusade to spread American ideals.17 Historians seem in unanimous agreement that Wilson's separate peace aims formed the primary impetus for him seeking an independent American presence in the war effort. David Esposito argues that Wilson wanted to have an American presence in the war because he realized that to establish a dominant American voice in the post-war peace talks, the United States needed to make a significant contribution to Allied victory.18 Edward Coffman details the United States' experiences in the First World War by explaining Wilson's desire to gain an independent voice in the peace process.19 David Trask maintains that Wilson wanted to "remain somewhat detached from the Allies" in defeating Imperial Germany to provide Wilson leverage so that he could directly influence the post-war peace process.20 Arthur Link explains that Wilson did see the benefit of not joining the Entente but keeping the United States independent of "any political commitments" with the Allies as providing a chance to ensure an American presence at the peace conference.21 Thomas Knock argues that Wilson faulted the "balance of power" politics of Europe and saw the United States as the actor to save Europe and create a new system of 16 William Appleman Williams, The Tragedy of American Diplomacy (New York: W.W. Norton & Company, 1959; New York: W.W. Norton & Company, 2009), 67-112. Page references are to the 2009 edition. 17 Richard M. Gamble, The War for Righteousness: Progressive Christianity, the Great War, and the Rise of the Messianic Nation (Wilmington: ISI Books, 2003), 22-3, 86-208, 254-5. 18 David M. Esposito, "Woodrow Wilson and the Origins of the AEF," Presidential Studies Quarterly 19 no. 1 (Winter 1989): 127-38, https://www.jstor.org/stable/40574570. 19 Edward M. Coffman, The War to End All Wars: The American Military Experience in World War I (Lexington: The University Press of Kentucky, 1968), 5-8. 20 David F. Trask, The AEF & Coalition Warmaking, 1917-1918 (Lawrence: The University Press of Kansas, 1993), 2-6. 21 Link, "Entry into World War I," 141. Bailes 7 diplomacy.22 Overall, historians agree that President Wilson desired very different peace outcomes for a post-war Europe, and this influenced him as he made decisions regarding United States actions throughout the war. In addition to the agreement that Wilson's peace aims differed from the Allies, historians also agree that once the United States did enter the war and the AEF arrived in Europe, friction quickly developed between General Pershing and the Allied commanders. David Trask argues many instances of "increasing friction" existed between Pershing and the French and British command. Trask includes a case where the Allies "attempted to bypass Pershing" by working directly with Wilson even though Wilson had appointed Pershing as Commander in Chief of the AEF.23 Trask argues that Pershing believed that the preceding few years of trench warfare had "deprived the French and even the British of offensive spirit," and he maintains that with Pershing's "open warfare" tactics, his methods of training drastically differed from the Allies.24 Michael Adas cites disagreement between Pershing and the Allied commanders immediately after Pershing arrived in France due to Pershing's unwillingness to listen to the experienced French and British leaders as they tried to suggest ways to employ the AEF.25 Adas argues that Pershing's desire to pursue "open warfare" did not take into account the realities of trench warfare and resulted in costly casualties.26 Russell Weigley cites frequent tensions between Pershing and the Allied commanders, including an example in September of 1918 in which AEF 22 Thomas J. Knock, To End All Wars: Woodrow Wilson and the Quest For a New World Order (New York: Oxford University Press, 1992; Princeton: Princeton University Press, 2019), 30-69. 23 Trask, AEF & Coalition Warmaking, 38-9. 24 Trask, AEF & Coalition Warmaking, 19. 25 Michael Adas, "Ambivalent Ally: American Military Intervention and the Endgame and Legacy of World War I," Diplomatic History 38 no. 4 (September 2014): 705-7, http://doi.org/10.1093/dh.dhu032. 26 Adas, "Ambivalent Ally," 710. Bailes 8 "traffic congestion" caused a significant disturbance in a visit from Georges Clemenceau.27 Weigley explains that Pershing's belief in "open warfare" would not work due to the enormous American divisions built for the trenches, arguing that Pershing would need "smaller, maneuverable divisions" if he wanted his open warfare to work.28 All historians agree that the issue of AEF amalgamation with the French and British forces served as the primary reason for the friction between the military leaders. David Woodford cites the notion that AEF amalgamation would "undermin[e] the significance of the American military role." Hence, Pershing remained adamant in his stance not to let the Allies use American soldiers to fight under French or British flags.29 Woodward notes that Pershing felt his AEF superior to the Allies as he "believed that the Americans had almost nothing to learn from French and British officers."30 Woodford explains that war aims and peace objectives formed the basis of a fractured Anglo-American relationship that finally crumbled during the peace conference.31 Mitchell Yockelson argues that despite tension between Pershing and the Allied leaders regarding the question of amalgamation, the 27th and 30th Divisions contributed significantly to the Allied effort under British command. Yockelson highlights a fascinating illustration of Pershing's stubbornness in noting that Pershing did not follow the exploits of these divisions even though they proved instrumental in the offensive against the Hindenburg Line.32 As an enduring theme throughout the amalgamation debate, historians point to Pershing's desire for the United States to deliver the decisive blow against Germany with an independent 27 Russell F. Weigley, "Strategy and Total War in the United States: Pershing and the American Military Tradition," Great War, Total War: Combat and Mobilization on the Western Front, 1914-1918, eds. Roger Chickering and Stig Förster (New York: Cambridge University Press, 2000), 333. 28 Weigley, "Pershing and the American Military Tradition," 341-2. 29 Woodward, Trial by Friendship, 57-8. 30 Woodward, 88. 31 Woodward, 7-80, 112-220. 32 Mitchell A. Yockelson, Borrowed Soldiers: Americans Under British Command, 1918 (Norman: University of Oklahoma Press, 2008), 92-228. Bailes 9 American army. Allan Millett argues that Wilson gave Pershing the explicit directive to keep the AEF separate from the Allies and allowed Pershing the freedom to make decisions on how to integrate the AEF.33 Millett cites Pershing's initial plan to use an AEF offensive on Metz as the critical blow that would decide the war and establish an American contribution to defeating Imperial Germany. Pershing would not have his AEF ready to carry out this offensive until 1919, and his stubbornness in dealing with the requests for amalgamation in the interim "frustrated the Allies."34 Bullitt Lowry narrates Pershing's attempt to shape the post-war peace terms by arguing that Pershing wanted to force Germany into an "unconditional surrender." While Lowry concludes that Pershing's effort to influence the political realm failed, he believed that the only way to "guarantee victory" would be to crush Germany in battle.35 David Woodward argues that Pershing believed that the AEF would decide the war by becoming "the dominant role in the war against Germany."36 Woodward cites Pershing's ideas regarding "the aggressive American rifleman, whose tradition of marksmanship and frontier warfare" could rid the Western Front of trench warfare and execute a great offensive against Germany.37 Historians cite the notion throughout the ranks of the AEF that the United States should remain independent from the Allies, and historians point to the fact that many doughboys saw themselves as superior soldiers to the Allies. Robert H. Zieger argues that "virtually the entire military establishment" agreed with Pershing's desire to have an independent American 33 Allan R. Millett, "Over Where? The AEF and the American Strategy for Victory, 1917-1918," Against All Enemies: Interpretations of American Military History from Colonial Times to the Present, eds. Kenneth J. Hagan and William R. Roberts (Westport: Greenwood Press, Inc., 1986), 237. 34 Millett, "Over Where?," 239. 35 Bullitt Lowry, "Pershing and the Armistice," The Journal of American History 55 no. 2, (September 1968): 281-291, https://www.jstor.org/stable/1899558. 36 Woodward, Trial by Friendship, 81. 37 Woodward, 89, 207. Bailes 10 command.38 Still, Zieger does note that this separate American command relied heavily on the Allies for logistics support, and the AEF "misunderstood the military dynamics of the Western Front."39 Richard Faulkner argues that Pershing's doctrine rested on his belief that the "superior American rifle marksmanship, aggressiveness, and skilled maneuvering" could win the fight for the Allies.40 Faulkner argues that American soldiers saw themselves as intervening in the war effort to help the failing French and British, taunting their British partners by claiming AEF stands for "After England Failed." He devotes a chapter named as such to explain the AEF belief in the superiority of the American fighting man.41 Harold Winton argues that Pershing believed that the United States soldier was superior to his European counterpart.42 Jennifer Keene argues that issues such as the treatment of African-American soldiers and disagreements about which nation contributed the most to the Allied victory created rifts between the two allies.43 In her full text, Keene narrates AEF interactions with their French Allies, and she claims that doughboys saw themselves as superior fighters who could help turn the tide of war.44 Michael Neiberg explains that United States citizens and soldiers came away from the conflict with the belief in the "inherent superiority" of the American system over that of Europe.45 38 Robert H. Zieger, America's Great War: World War I and the American Experience (Oxford: Rowman & Littlefield Publishers, Inc., 2000), 92-102. 39 Zieger, America's Great War, 96. 40 Faulkner, Pershing's Crusaders: The American Soldier in World War I (Lawrence: University Press of Kansas, 2017), 285. 41 Faulkner, 281-304. 42 Harold Winton, "Toward an American Philosophy of Command," The Journal of Military History 64, no. 4 (October 2000): 1059, https://www.jstor.org/stable/2677266. 43 Jennifer D. Keene, "Uneasy Alliances: French Military Intelligence and the American Army During the First World War," Intelligence and National Security 13, no. 1 (January 2008): 18-36, https://doi.org/10.1080/02684529808432461. 44 Jennifer D. Keene, Doughboys, the Great War, and the Remaking of America (Baltimore: The Johns Hopkins University Press, 2001), 105-11. 45 Michael S. Neiberg, The Path to War: How The First World War Created Modern America (New York: Oxford University Press, 2016), 23. Bailes 11 Even when historians convey a more positive relationship between the AEF and their Allied counterparts, they still address the tension between Pershing and Allied leadership. Robert Bruce portrays a much more positive partnership between the doughboy and his French ally. Bruce documents Marshal Joseph Joffre's visit to the United States after Congress declared war against Germany to muster American support for the French. By comparing France's visit to Britain's, Bruce argues that Joffre established the framework for an intimate Franco-American partnership.46 Bruce maintains that the French respected the American soldier and viewed the entry of the AEF into the war as the saving grace of the Allies. Bruce narrates a bond between doughboys and French troops that increased as they trained and fought together.47 Despite this positive portrayal by Bruce of the French and AEF bond, Bruce still highlights the tension in Pershing's interactions with French commanders as well as noting the general perception amongst French commanders that Pershing thought "he knew everything there was to know about modern warfare."48 Bruce adds that different peace aims and post-war sentiments towards Germany created disagreements amongst American and French soldiers that fractured the relationship built during the war.49 Of note, Bruce suggests that the doughboys harbored what they saw as a "perceived lack of aggressiveness in the French."50 After synthesizing the historiography, the question remains regarding how these two arguments can be linked. Why did Wilsonian ideals influence AEF actions in the First World War, and how did that affect the United States' involvement in the nation's first large-scale 46 Robert B. Bruce, "America Embraces France: Marshal Joseph Joffre and the French Mission to the United States, April-May 1917," Journal of Military History 66 no. 2 (April 2002): 407-441, http://doi.org/10.2307/3093066; Bruce, A Fraternity of Arms, 32-59. 47 Bruce, A Fraternity of Arms, 86-121. 48 Bruce, A Fraternity of Arms, 128, 143. 49 Bruce, A Fraternity of Arms, 286-95. 50 Bruce, A Fraternity of Arms, 122. Bailes 12 coalition operation? Wilsonian ideals influenced the AEF's actions in the First World War because most American leaders and soldiers shared Wilson's concepts of Progressivism and believed that the United States should play a role in saving Europe. Even if some did not agree with Wilson's politics, most doughboys shared his ideas of American Exceptionalism, and these views affected United States involvement in the nation's first large-scale coalition operation. In merging the two topic areas of Wilson's ideologies and AEF involvement in the war, this essay will attempt to answer how the American doughboy found motivation in the same principles that guided President Wilson. Perhaps a reader will identify that the AEF demonstrated trends in Europe that highlight an "American way of war" that still resonates in United States coalition operations today. When President Wilson brought the United States into the First World War in April of 1917, he sold it as an effort to make the world safe for democracy. In Wilson's war address to Congress, Wilson called Imperial Germany's resumption of their unrestricted submarine campaign "warfare against mankind."51 Wilson maintained that Imperial Germany had given the United States no other choice but to declare war when they resumed their submarine attacks on merchant ships in the early spring of 1917. Still, Wilson furthered his justification for war by appealing to the broader ideal of fighting to defeat the Imperial German autocracy. Wilson described the "selfish and autocratic power" against which a free people needed to wage war.52 Later in his address, Wilson stated that he found hope in what he saw as the restoration of power to the people demonstrated in the Russian Revolution. Wilson saw a pre-Lenin revolution as 51 Woodrow Wilson, "Address to a Joint Session of Congress Calling for a Declaration of War" in "President Wilson," Essential Writings and Speeches of the Scholar-President, ed. Mario R. DiNunzio (New York: NYU Press, 2006): 399, https://www.jstor.org/stable/j.ctt9qfgbg.15. 52 Wilson, "Declaration of War," 400. Bailes 13 bringing democracy to the people of Russia, and it opened the door for the realization that the Allies fought because "the world must be made safe for democracy."53 Arthur Link comments on Wilson's initial optimism on hearing of the Russian Revolution overthrowing Czar rule.54 While the Russian Revolution took a different turn in the following years, the initial news of the Russian people revolting against the Czar gave Wilson confidence that democracy could spread in Europe since now the Allies truly represented a democratic system. Wilson had spent the first years of the war trying to mediate peace in Europe through United States neutrality, and he tried to negotiate an end to the fighting without a victory for any of the imperial belligerents. Wilson did not see a lasting peace coming to Europe if any of the imperial powers achieved their peace objectives, so he attempted to mediate a truce. Kendrick Clements narrates how Wilson's desire to keep the United States neutral grew at odds with his economic support for the Allies. War for the United States rose to be more likely as Imperial Germany became increasingly aggravated with the United States for supplying aid to France and Britain while professing neutrality.55 Fraser Harbutt argues that at the initial outbreak of war in Europe, leaders as well as citizens of the United States concerned themselves with the economic impacts of the war primarily, and the United States benefited economically by supporting the Allies, specifically in the steel trade.56 Imperial Germany's resumption of unrestricted submarine warfare, as well as the capture of Germany's Zimmerman Telegram in January 1917, soliciting an alliance with Mexico, prompted Wilson to support waging war on Imperial Germany. Now American entry into the conflict presented Wilson with some new options for shaping the post- 53 Wilson, "Declaration of War," 401-2. 54 Link, "Entry into World War I," 122-3. 55 Kendrick A. Clements, "Woodrow Wilson and World War I," Presidential Studies Quarterly 34, no. 1 (March 2004: 62-82, https://www.jstor.org/stable/27552564. 56 Fraser J. Harbutt, "War, Peace, and Commerce: The American Reaction to the Outbreak of World War I in Europe 1914," An Improbable War? The Outbreak of World War I and European Political Culture Before 1914, eds. Holger Afflerbach and David Stevenson (New York: Berghahn Books, 2007), 320-1. Bailes 14 war world. Thomas Knock describes how even though the United States entry into the war meant the essential failure of Wilson's "Peace Without Victory," the international community had seemingly bought into Wilson's concept of "collective security."57 In the previous few years of American neutrality, Wilson had advocated for creating a collection of democratic nation-states to band together to prevent war, and by 1917 the international community seemed interested. Wilson would use American belligerency to shape his new world order for peace. Russia's withdrawal from the war in March of 1918 made the need for a United States presence all the more significant for the Allies. The American soldier would be a crusader of sorts, attempting to cure Europe of the diplomacy of old that had brought her to destruction. The European July crisis of 1914 that erupted in a full-scale war the following month proved to be the culmination of decades of the European balance of power diplomacy that led to rival alliances and an armament race between the feuding dynasties.58 European power politics had dominated the continent for centuries, which inevitably escalated into a world war, and the United States soldier would have the opportunity to save the nations from which most of their ancestors had descended. Michael Neiberg argues that by 1917, the American people felt an obligation to enter the war to save Europe. While the people of the United States supported neutrality initially, Neiberg explains that public opinion swayed over time toward a desire to save Europe from the terror of Imperial Germany.59 The United States Secretary of War from 1916-1921, Newton Baker, published a text almost two decades after the armistice in which he maintained that the United States went to war to stop Imperial Germany and make the world safe for democracy. Baker took issue with the 57 Knock, To End All Wars, 115. 58 James Joll and Gordon Martel, The Origins of the First World War, 3rd ed. (New York: Routledge, 2013), 9-291. 59 Neiberg, The Path to War, 7-8, 31-3, 235. Bailes 15 historians of the 20s and 30s who claimed that economic interest influenced the United States entry into the war, and he argued they ignored the necessity of U.S. involvement to stop Germany. Baker explained that the American public remained overwhelmingly critical of the German autocracy and desired to intervene to save the European people.60 Private Alexander Clay of the AEF's 33rd Division demonstrated this sense of duty as he wrote regarding his 1918 deployment to France. As Clay's ship passed the Statue of Liberty while leaving the New York harbor, he thought to himself of the French leader Lafayette's role in securing United States victory during the American Revolution. He wrote that the AEF went to France to "repay the debt of our gratitude to your country for your country's alliance with our country in obtaining liberty from an oppressor England."61 For the United States to effectively reshape the world, there needed to be an independent American command that would ensure the United States contributed to the victory over Imperial Germany, which would give Wilson his seat at the post-war peace talks. In a January 22, 1917 address to the Senate in which he articulated his vision for peace in Europe, Wilson claimed that the warring European nations could not shape a lasting peace. While Wilson still did not advocate for United States intervention at this point, he did state that to achieve peace "[i]t will be absolutely necessary that a force be created as a guarantor of the permanency of the settlement so much greater than the force of any nation now engaged or any alliance hitherto formed or projected that no nation, no probable combination of nations could face or withstand it."62 In this speech, Wilson advocated for a "peace without victory" because he did not envision a peaceful 60 Newton D. Baker, Why We Went to War (New York: Harper & Brothers, 1936), 4-10, 20, 160-3. 61 Private Alexander Clay in American Voices of World War I: Primary Source Documents, 1917-1920, ed. Martic Marix Evans (Chicago: Fitzroy Dearborn Publishers, 2001; New York: Routledge, 2013), 19, Kindle. 62 Woodrow Wilson, "Essential Terms for Peace in Europe" in "President Wilson," Essential Writings and Speeches of the Scholar-President, 393. Bailes 16 outcome if any of the imperial powers achieved victorious peace terms.63 Wilson reiterated his stance that the United States should play a decisive role in shaping post-war Europe and ensuring that "American principles" guided the rest of the world.64 When the United States declared war against Imperial Germany a few months after this speech, it essentially put Wilson's vision into motion. Diplomatic historian William Widenor argues that Wilson realized that the United States needed to participate in the war "rather than as an onlooker" to achieve his visions for peace.65 Widenor notes Wilson's desire for the United States to enter the war as an "associate" to the Entente as opposed to an "ally," and Widenor maintains that Wilson desired to change the world and "democratize and also, unfortunately, to Americanize it."66 The late international historian Elisabeth Glaser captures the Wilson administration's balancing between maintaining an economic relationship with the Entente powers while attempting to remain "an independent arbiter in the conflict."67 Wilson appointed General Pershing to lead the American effort, and Wilson gave him the simple instruction to keep the American Expeditionary Forces as a command separate from the Allies. In 1928, the Army War College published The Genesis of the American First Army, which documented the details surrounding how the War Department created an independent army of the United States. The text includes a caption from Secretary of War Baker's memorandum to Pershing. Baker informed Pershing of Wilson's order to "cooperate with the forces of the other countries employed against the enemy; but in so doing the underlying idea must be kept in view that the forces of the United States are a separate and distinct component of 63 Wilson, "Essential Terms for Peace in Europe," 394. 64 Wilson, 396-7. 65 William C. Widenor, "The United States and the Versailles Peace Settlement," 42. 66 Widenor, 42-3. 67 Elisabeth Glaser, "Better Late than Never: The American Economic War Effort, 1917-1918," Great War, Total War: Combat and Mobilization on the Western Front, 1914-1918, eds. Roger Chickering and Stig Förster (New York: Cambridge University Press, 2000), 390. Bailes 17 the combined forces, the identity of which must be preserved."68 The President did give Pershing the authority to decide how the AEF would integrate into Allied operations. Upon Pershing's June 13, 1917 arrival in Paris, he began making decisions regarding AEF employment as it pertained to logistics, training, and an initial American area of operations on the Western Front. With a plan of achieving a force of 1,328,448 men in France by the end of 1918, Pershing needed to ensure his troops were able to build combat power and prepare for war while simultaneously ensuring that he maintained a distinct American command.69 The following 17 months of conflict with American boots on the ground in Europe saw significant political and diplomatic friction between Pershing and the Allied commanders. Pershing attempted to keep his AEF intact while satisfying Allied requests for American soldiers to replace French and British casualties, especially when Germany launched their Spring 1918 offensives. Pershing described in his memoirs that the French and British requested American soldiers to fill their gaps on the front lines when they had each sent diplomatic missions to America shortly after the United States entered the war. Pershing maintained his adamancy against the United States "becoming a recruiting agency for either the French or British," and he recounted that the War Department retained his position as well.70 While Allied leaders ostensibly supported having an independent American army participate in the war effort, the need to replace casualties in the trenches proved to be their immediate concern. Russia withdrawing from the conflict allowed Germany to reinforce their strength on the Western Front and mount a series of offensives. Germany knew they had a limited window of time for victory 68 Army War College (U.S.) Historical Section, The Genesis of the American First Army (Army War College, 1928), Reprints from the collection of the University of Michigan Library (Coppell, TX, 2020), 2. 69 The Genesis of the American First Army, 2-9. 70 John J. Pershing, My Experiences in the World War, vol. 1 (New York: Frederick A. Stokes Company, 1931), 30-3. Bailes 18 with the United States continuing to build combat power, so they surged in the early months of 1918. Pershing faced a strategic dilemma of trying to support the Allies and get his troops in the fight while simultaneously attempting to build an independent American army. Ultimately, Pershing gave the Allies some of his army divisions as much needed replacements, and he made an effort to ensure that these divisions remained as intact as possible. Pershing endeavored to organize these divisions under a U.S. corps level command, but this corps command proved mostly administrative rather than tactical.71 By the time Pershing activated his independent American First Army, it only spent a few months in combat. The temporarily amalgamated doughboys Pershing gave to the Allies to meet their requests had contributed more to the defeat of Imperial Germany than Pershing's independent army. Mostly because Pershing had interspersed his divisions throughout the French and British fronts to meet the Allied requests for replacements, the American First Army did not activate until August of 1918. The September 20-25 Meuse-Argonne offensive would be the first significant operation for Pershing's independent army.72 David Trask concludes his critique of Pershing by recognizing the contribution that the American soldier played in providing manpower to the Allies. Trask commends the bravery of the American doughboy, but he argues that the amalgamated U.S. divisions contributed more to victory than the American First Army.73 In a similar vein, Mitchell Yockelson contends that the 27th and 30th Divisions who remained under British command throughout the war benefited over the rest of the AEF from extensive training led by the experienced British troops, and they contributed significantly to the Allied 71 The Genesis of the American First Army, 9-46. 72 John J. Pershing, Final Report of Gen. John J. Pershing: Commander-in-Chief American Expeditionary Forces. (Washington: Government Printing Office, 1919), 37-8; The Genesis of the American First Army, 45-58. 73 Trask, The AEF & Coalition Warmaking, 174-7. Bailes 19 victory.74 Pershing detailed his plans to capitalize on the initiative gained with his Meuse-Argonne offensive to deliver his decisive blow against Germany. The November 11 armistice came before he could achieve his grand vision.75 While the American doughboy played a critical role in providing an Allied victory over Imperial Germany, Pershing never realized his concept of an independent American command autonomously crushing the German army. The American soldier contributed most significantly to the Allied victory by taking part in offensives planned and conducted under the control of French and British Generals. Understanding American motivation during the war effort requires understanding the Progressive Movement taking place in the early-twentieth-century United States. Michael McGerr writes a detailed account of the cause and effect of the Progressive Movement. McGerr describes the wealth disparity brought about by Victorian society and the Gilded Age, and the class conflict emerging from this gave birth to a social and political movement that attempted to enact massive change in the American system.76 McGerr claims that the Progressive Movement attempted such major reform that no social or political action since has tried "anything as ambitious" due to the adverse reactions of such massive change.77 The Progressive Movement engulfed American society and brought about changes in family structures, race relations, and governmental powers. Herbert Croly illustrated the drive for monumental change rooted in the Progressive Movement with his text Progressive Democracy. In his narrative, Croly advocated for a complete overhaul of the American system to achieve freedom and alleviate wealth disparity. Croly saw governmental reform as the method for spreading democracy to all 74 Yockelson, Borrowed Soldiers, 213-23. 75 Pershing, My Experiences in the World War, vol. 2, 355-87. 76 McGerr, A Fierce Discontent, 3-146. 77 McGerr, 315-9. Bailes 20 citizens.78 In describing American public opinion during the time of United States entry into World War I, David Kennedy argues that for those Americans who championed progressive ideals, "the war's opportunities were not to be pursued in the kingdom of commerce but in the realm of the spirit."79 While the United States maintained a formidable economic link with the Allies throughout American neutrality, Wilson appealed to American ideals to garner public support for the war. United States entry into the war did not come as the natural development of the Progressive Movement. Still, the American public's reason for supporting the war certainly borrowed progressive sentiments. Wilson championed progressive initiatives that had ingrained themselves in the national mood of early-twentieth-century America. Wilson ran for President in 1912 on the principles he codified the following year in his text The New Freedom. Wilson argued that the Jefferson era of United States democracy had long ended. Wilson maintained that because of the new complexities found in American society, a "reconstruction in the United States" needed to occur to achieve real economic and social freedom.80 Ronald Pestritto articulates Wilson's vision for a governmental system as it relates to a society's history and progress. According to Wilson, the method of government that works for people depends on how far that population has progressed. In that manner, the government should always change to reflect the progression of its people best.81 Pestritto argues that a major theme found in Wilson's 1908 text Constitutional Government in the United States rests in the idea that: [T]here are four stages through which all governments pass: (1) government is the master and people are its subjects; (2) government remains the master, not through 78 Herbert Croly, Progressive Democracy (New York: Macmillan, 1914; New Brunswick: Transaction Publishers; Second printing 2006), 25, 103-18. 79 David M. Kennedy, Over Here: The First World War and American Society (New York: Oxford University Press, 1980; New York: Oxford University Press, 2004), 39. 80 Woodrow Wilson, The New Freedom: A Call for the Emancipation of the Generous Energies of a People (New York and Garden City: Doubleday, Page & Company, 1913), www.philosophical.space/303/Wilson.pdf. 81 Pestritto, Woodrow Wilson and the Roots of Modern Liberalism, 34-42. Bailes 21 force but by its fitness to lead; (3) a stage of agitation, when leaders of the people rise up to challenge the government for power; and (4) the final stage, where the people become fully self-conscious and have leaders of their own choosing.82 Wilson epitomized the Progressive Movement's ideals regarding the government adapting to the changes of the people to create a more representative system of government. He would appeal to these principles in advocating for United States intervention in Europe. An underlying sentiment existed within the Progressive Movement that sought to bring about massive change, and this energy extended into the war effort. Lloyd Ambrosius explains the rise of the United States as an imperial power during the Gilded Age and Progressive Era. The outcome of the American Civil War created a more powerful central government, and economic growth during the following decades allowed more opportunity for global expansion.83 As the United States extended its global presence, the ideals that formed the nation began to influence foreign policy. David Kennedy writes about the shift in prominent progressives toward support of the war effort. Kennedy references John Dewey as a significant advocate for utilizing the war to satisfy progressive initiatives. According to Kennedy, progressives found appeal in Wilson's reasons for American belligerency in Europe as "a war for democracy, a war to end war, a war to protect liberalism, a war against militarism, a war to redeem barbarous Europe, a crusade."84 Michael McGerr states that the First World War "brought the extraordinary culmination of the Progressive Movement."85 Regardless of the typical progressive view of war, progressives could find merit in Wilson's justification for United States involvement. 82 Pestritto, 37. 83 Ambrosius, Woodrow Wilson and American Internationalism, 26-32. 84 Kennedy, Over Here: The First World War and American Society, 50-3. 85 McGerr, A Fierce Discontent, 280. Bailes 22 Even though a vast segment of the United States population did not support going to war in Europe, the notion of saving Europe still permeated throughout American society. In a series of essays published in the July 1917 edition of The Annals of the American Academy of Political and Social Science, multiple thinkers of the time expressed the necessity of the United States entering the war to save Europe. Miles Dawson argued the importance of the United States' mission in the war by documenting the five "fundamentals" that made the United States unique, and he explained the importance of spreading those principles globally. Dawson advocated for the spreading of American ideals throughout the rest of the world.86 George Kirchwey argued that the United States must go to war to defeat Imperial Germany and secure peace. Kirchwey suggested that the war was a fight against an autocratic empire and a crusade to make the world safe for democracy. Kirchwey maintained that the United States needed to lead the effort in creating a world order for peace.87 Samuel Dutton saw the purpose of the United States as transcending party lines. Dutton suggested that the aim of defeating autocratic Imperial Germany needed to be a united American mission.88 Emily Greene Balch wrote that the United States "enters the war on grounds of the highest idealism, as the champion of democracy and world order."89 Walter Lippman argued that once the United States entered the war, they were obligated to fight to make the world safe for democracy. Lippman placed the blame for the war squarely on Germany and their aggression in Belgium and unrestricted submarine warfare. Similar to Wilson in his war address, Lippman drew parallels to the Russian Revolution and the 86 Miles M. Dawson, "The Significance of Our Mission in This War," The Annals of the American Academy of Political and Social Science 72 (July 1917): 10-13, http://www.jstor.com/stable/1013639. 87 George W. Kirchwey, "Pax Americana," Annals, 40-48, http://www.jstor.com/stable/1013645. 88 Samuel Dutton, "The United States and the War," Annals, 13-19, http://www.jstor.com/stable/1013640. 89 Emily Greene Balch, "The War in Its Relation to Democracy and World Order," Annals, 28-31, https://www.jstor.org/stable/1013643 Bailes 23 importance of it signaling that the Allies truly represented democracy.90 Wilson's reasons for war had found a voice in the academic circles of the United States, and they nested well with the progressive message. Wilson's goals for peace illustrate how Progressive initiatives manifested into the global sphere. In his August 18, 1914 address advocating for the American population to remain neutral during the European conflict, Wilson maintained that the United States held a responsibility "to play a part of impartial mediation and speak the counsels of peace and accommodation, not as a partisan, but as a friend."91 Similarly, when addressing the Senate over two years later communicating his persistent intent of mediating peace in Europe through American neutrality, Wilson criticized the demands for peace submitted by the Entente that sought revenge over Imperial Germany rather than a lasting peace. Wilson instructed that "peace must be followed by some definite concert of power which will make it virtually impossible that any such catastrophe should ever overwhelm us again."92 In line with his progressive ideology, Wilson believed in United States intervention in the European conflict that would fundamentally improve their diplomatic system entirely. The United States would intervene in Europe to not only end the conflict but restructure the political climate in a more peaceful, progressive manner. Kendrick Clements argues that Wilson's economic and diplomatic decisions throughout United States neutrality drew him into the war gradually as he continued to side with the Allies. Wilson attempted to maintain his ideals for peace as the United States continued to get closer to belligerency.93 When the United States entry into the war proved virtually inevitable, Wilson 90 Walter Lippman, "The World Conflict in Its Relation to American Democracy," Annals, 1-10, https://www.jstor.org/stable/1013638. 91 Woodrow Wilson, "An Appeal for Neutrality in World War I," 390. 92 Woodrow Wilson, "Essential Terms for Peace in Europe," 392. 93 Clements, "Woodrow Wilson and World War I," 63-81. Bailes 24 ensured that the reasons for fighting aligned with the progressive energy that moved within American society. A religious vigor inspired military action that can be seen as a product of the Progressive Movement as well. Richard Gamble narrates the origin of the opinion that the United States represented a light for the rest of the world, and he describes how this concept brought the nation into the war. Gamble argues that these Christian ideals drove the political climate as Wilson's vision echoed the religious sentiment, and they prompted men to fight.94 Gamble describes the "social gospel" movement that had energized progressive Christians in the United States as extending into the international realm. The same energy that had influenced Christians to enact domestic change had transcended into a desire to improve the world, and Wilson ensured these sentiments carried over into United States foreign policy.95 Ronald Pestritto argues Wilson's religious conviction and explains that Wilson linked his faith with his duty to help shape the rest of the world. Pestritto explains the belief that "America was a key battleground in the victory of good over evil."96 Richard Gamble's mention of literature such as Washington Gladden's 1886 "Applied Christianity" highlights the popular message of progressive faith that nests with Pestritto's argument.97 Wilson illustrated the linkage of religion and progressive reform when he spoke in Denver, Colorado, in a 1911 build-up to his run for the Presidency. Wilson commented that "liberty is a spiritual conception, and when men take up arms to set other men free, there is something sacred and holy in the warfare."98 Wilson went on to champion the necessity of finding truth in the Bible's message, and he concluded by warning against believing "that 94 Gamble, The War for Righteousness, 5-87. 95 Gamble, 69-87. 96 Pestritto, Woodrow Wilson and the Roots of Modern Liberalism, 40-3. 97 Gamble, The War for Righteousness, 49-67. 98 Woodrow Wilson, "The Bible and Progress" in "On Religion," Essential Writings and Speeches of the Scholar-President, https://www.jstor.org/stable/j.ctt9qfgbg.7, 54. Bailes 25 progress can be divorced from religion."99 To Wilson, Christianity taught the spiritual duty of working toward social progress, and most progressive men of faith believed in these same sentiments which carried over toward United States actions in France. At the core of this Progressive energy and Wilson's peace aims were the sentiments surrounding an idea of American Exceptionalism. Many of the same ideas found in the religious aspect of the need to work for social progression catered to a sense of American Exceptionalism. In the same May 7, 1911 address in Denver, Colorado, Wilson spoke of the greatness of the United States as a direct correlation to the religious zeal and Biblical principles with which the founders had established the nation. According to Wilson, "America has all along claimed the distinction of setting this example to the civilized world."100 Wilson believed that the United States should serve as the model of Christian values for the rest of the world as "America was born to exemplify that devotion to the elements of righteousness which are derived from the revelations of Holy Scripture."101 In his text In Search of the City on a Hill, Richard Gamble describes how the United States narrative utilized an interpretation of divine providence to create an image of a nation built on religious principles that should serve as an example for the rest of the world.102 Lloyd Ambrosius describes the prevalent belief in the early twentieth-century United States that considered the United States a "providential nation" as citizens attempted to justify global expansion.103 If the United States existed as a providential manifestation of God's will, then that could rationalize the spread of the American system into the international realm. 99 Wilson, "The Bible and Progress," 53-9. 100 Wilson, 56. 101 Wilson, 59. 102 Richard M. Gamble, In Search of the City on a Hill: The Making and Unmakng of an American Myth (London: Continuum International Publishng Group, 2012), 6-119. 103 Ambrosius, Woodrow Wilson and Ameriam Internationalism, 33. Bailes 26 Men of faith found a divine message in the need for the United States to intercede in the global sphere to mold the world in her image. Wilson's brand of progressive history nested well with his idea of American Exceptionalism. Lloyd Ambrosius explains Wilson's fundamental belief that "primitive peoples moved toward greater maturity over the generations."104 Wilson applied this to the history of the United States. As Ronald Perstritto describes, Wilson believed that "the history of human progress is the history of the progress of freedom."105 As people progressed, they, in turn, developed a governmental system that allowed for more representation for its citizens. According to Ambrosius, Wilson believed that "the United States represented the culmination of progressive historical development."106 The American people had achieved real progression in Wilson's historical model, and democracy achieved through the American Revolution solidified his theory. Wilson certainly made this point evident in his writings regarding history. Wilson suggests that "the history of the United States demonstrates the spiritual aspects of political development."107 The United States embodied the ideal form of Wilson's progressive history. Wilson saw it as the responsibility of the United States to spread its exceptional personification of progressive history with the rest of the world. Wilson acknowledged his views on the uniqueness of the United States in his New Freedom. While arguing for progressive reform in the states, Wilson stated that "[t]he reason that America was set up was that she might be different from all the nations of the world."108 Indeed, Wilson believed in the providential nature of the United States, and he desired to shape the rest of the world. 104 Ambrosius, Woodrow Wilson and American Internationalism, 236. 105 Pestritto, Woodrow Wilson and the Roots of Modern Liberalism, 37. 106 Ambrosius, Woodrow Wilson and American Internationalism, 236. 107 Woodrow Wilson, "The Historian," Essential Writings and Speeches of the Scholar-President, 216, https://www.jstor.org/stable/j.ctt9qfgbg.10. 108 Wilson, The New Freedom, 16. Bailes 27 Early in the war during the period of United States neutrality, Wilson's reasons for remaining neutral stemmed from his belief in the exceptional nature of the American system and his desire for the United States to stay clear of European affairs. Even in American neutrality, Wilson still sought to mediate a peace in Europe because he perceived a chance to spread the democracy of the United States to Europe. Wilson believed that he needed to mediate in the European conflict because "mere terms of peace between the belligerents will not satisfy even the belligerents themselves," and he questioned whether the Entente and Central powers fought "for a just and secure peace, or only for a new balance of power."109 Wilson's peace aims were in sharp contrast to the Allied leaders, which illustrated his emphasis that the United States should mold a post-war Europe, and this tied directly to American Exceptionalism. While the British leadership concerned themselves with imperial interests, the French sought revenge on Germany from the 1870 Franco-Prussian War. Wilson made it clear in his war address that the United States had "no quarrel with the German people."110 Wilson's vision for a post-war world remained focused on a lasting peace rather than what he perceived as selfish imperial gains or senseless revenge. American Exceptionalism formed the foundation for the interventionist foreign policy of the Progressive Era, and it profoundly motivated Wilson as well as the bulk of American society. Diplomatic historian William Appleman Williams details the rise of the United States as a global power. Williams argues that most Americans in the early twentieth-century United States agreed not only with "Wilson's nationalistic outlook," but they also agreed that the nation should serve as an example for the rest of the world.111 As mentioned previously, Miles Dawson contributed 109 Woodrow Wilson, "Essential Terms for Peace in Europe," 393. 110 Woodrow Wilson, "Declaration of War," 401. 111 Williams, The Tragedy of American Diplomacy, 86. Bailes 28 to the July 1917 The Annals of the American Academy of Political and Social Science to voice the justification of United States intervention in France. In his text, Dawson defined the five uniquely American fundamentals as: 1. The inalienable right of every man to life, liberty and the pursuit of happiness – not as a mere dead saying, but as a living reality. 2. The right of local self-government, within territories possessing or entitled to claim such right, embracing every power of government not expressly granted to the union. 3. The guaranty to each state of a forum for the redress of grievances of one state against another with full power to enforce the verdict of that forum. 4. The guaranty of a republican form of government to each constituent state. 5. The right and duty to maintain the union.112 To thinkers like Dawson, this unique set of traits not only provided United States citizens with a system of government that separated them from the rest of the world, but it inherently gave them a duty to spread the American ideology to the rest of the world. Fundamentally, the idea that the world should take the lead from the United States exemplified the broad theme of American Exceptionalism inspiring AEF actions in the war. With Progressivism and American Exceptionalism at the root of the war effort, the citizen-soldier of the AEF found inspiration in the same rhetoric. Nelson Lloyd described the "melting-pots" of the army cantonment areas in which soldiers who were born outside of the United States "have become true Americans. They have learned the language of America and the ideals of America and have turned willing soldiers in her cause."113 Michael Neiberg argues that a lasting legacy of United States involvement in the war became a unified American mission superseding any cultural allegiance, and "disagreements would no longer be based on ethnicity 112 Dawson, "The Significance of Our Mission in This War," 11. 113 Newson Lloyd, How We Went to War (New York: Charles Scribner's Sons, 1922), 58, https://archive.org/details/howwewenttowar00lloyrich/page/n7/mode/2up. Bailes 29 or religion."114 United States entry into the war gave the American citizen-soldier a reason for fighting to preserve a democratic system in Europe, and Wilson's belief that the United States would play a central role became widespread amongst the ranks of the AEF. Lieutenant Willard Hill of the Transport Division and 94th Aero Pursuit Squadron claimed when hearing of the United States entry into the war "that this war is not over yet and that the U.S. troops will play a very decisive factor."115 The purpose of United States entry into the war inspired an idealism that would unify soldiers and champion a belief that the AEF would save Europe from the autocracy of Imperial Germany. Private Willard Newton of the 105th Engineers, 30th Division, exclaimed his joy during the September offensives by stating, "[a]t last we are at the beginning of a real battle between Prussianism and Democracy! And we are to fight on the side of Democracy that the world may forever be free from the Prussian peril!"116 The sentiments of these soldiers expressed a voice that echoed Wilson's desire to utilize an American army to bring peace to Europe, and Pershing dutifully followed his instructions. Pershing's stubbornness in not giving in to the Allies' request to amalgamate troops remained the most significant source of friction between him and the Allied military leaders. Still, Pershing's belief that the doughboy remained a superior warrior to the French and British soldier intensified Pershing's negative feelings toward his Allied counterparts. Pershing did not hide his views regarding coalitions when he wrote early in his memoirs that "[h]istory is replete with the failures of coalitions and seemed to be repeating itself in the World War."117 Russell Weigley argues that Pershing believed "that only by fighting under American command would 114 Michael S. Neiberg, "Blinking Eyes Began to Open: Legacies from America's Road to the Great War, 1914-1917," Diplomatic History 38, no. 4 (2014): 812, https://doi:10.1093/dh/dhu023. 115 Lieutenant Willard D. Hill (Cleburne, Texas) in American Voices of World War I, 47. 116 Private Willard Newton (Gibson, North Carolina) in American Voices of World War I, 140. 117 Pershing, My Experiences in the World War, vol. 1, 34. Bailes 30 American soldiers retain the morale they needed to fight well."118 This assertion proved incorrect as those American doughboys who fought under French and British command performed extraordinarily.119 David Trask maintains that Pershing's "presumption that the American troops were superior to others in the war helps explain his stubborn insistence on an independent army even during the greatest crisis of the war."120 Although the German Spring Offensives of 1918 put the Allies in desperate need of replacements, Pershing held his ground in resisting amalgamation. He only agreed to temporary amalgamation after much deliberation. Pershing's plan required maintaining a separate and distinct American force if the United States was to play a critical role in defeating Imperial Germany. This plan did not always synchronize with General Foch's overall plan for the Allied strategy for defeating Imperial Germany. Mitchell Yockelson describes an instance in late September 1918 in which a newly established AEF officers' school near Pershing's headquarters pulled a bulk of American officers from the front lines, which "affected the AEF First Army divisions that were about to attack in the Meuse-Argonne operation."121 United States political leadership back home undoubtedly noticed the friction between Pershing and the Allied leaders. David Woodward mentioned that at one point, Wilson and Secretary Baker intervened to plead with Pershing to be more accommodating to the Allies. According to Woodward, "Pershing proved as immovable as ever when it came to wholesale amalgamation and introducing Americans to trench warfare before he deemed them ready for combat."122 118 Weigley, "Pershing and the U.S. Military Tradition," 335. 119 Weigley, 335. 120 Trask, The AEF & Coalition Warmaking, 61. 121 Yockelson, Borrowed Soldiers, 127. 122 Woodward, Trial by Friendship, 168-9. Bailes 31 Pershing's doctrine of "open warfare" proved predicated on a firm belief in the exceptional quality of the American fighting man. In his memoirs, Pershing documented his view that the results of the Battle of the Marne had placed the opposing forces in a trench defensive that had taken away their aggression and ability to fight an offensive battle. Pershing maintained that "victory could not be won by the costly process of attrition, but it must be won by driving the enemy out into the open and engaging him in a war of movement."123 Sergeant-major James Block of the 59th Infantry, 4th Division, wrote after an offensive near Belleau Wood that his troops "had proven to ourselves that we were the Hun's master, even in our present untrained condition. The Hun could not stand before us and battle man to man."124 David Trask argues that Pershing's reliance on the rifle and bayonet under his open warfare doctrine limited the AEF's ability to adapt to the combined arms fight as quickly as did the French and British.125 In his Final Report, Pershing praised the Allied training system that prepared his inexperienced troops for combat on the Western Front. Although he admitted that his soldiers needed to learn from the experiences of the combat tested French and British, he stated that "[t]he long period of trench warfare had so impressed itself upon the French and British that they had almost entirely dispensed with training for open warfare."126 Pershing relied heavily on his infantrymen, and he saw the rifle and the bayonet as the superior weapon. He did not factor advances in the machine gun, tanks, and artillery to integrate all lethal assets onto the battlefield. According to Richard Faulkner, Pershing planned on using his troops – who he believed were 123 Pershing, 151-4. 124 Sergeant-major James W. Block (Marquette, Michigan) in American Voices of World War I, 108. 125 Trask, The AEF & Coalition Warmaking, 19. 126 Pershing, Final Report, 13-5. Bailes 32 better suited for offensive warfare – to "force the Germans from their trenches into open terrain where the Allies' greater resources would then destroy the unprotected enemy army."127 Perhaps nothing exhibited Pershing's obtuse attitude toward his Allied counterparts more than his desire to beat the French in seizing Sedan from the Germans. Pershing outlined his wishes that his "troops should capture Sedan, which the French had lost in a decisive battle in 1870."128 Russell Weigley comments on Pershing's intent "to try to snatch from the French army the honor of recapturing the historic fortress city of Sedan, where the Emperor Napoleon III had surrendered to the Prussians on September 1-2, 1870."129 Sergeant-major Block described the fierce German resistance during the late September Allied offensives. Still, he claimed that "[o]nce the Americans penetrated that line, their advance northward would be comparatively easy. Sedan would fall next."130 The AEF performed well during the offensives in early November, and the crumbling Imperial German army made Sedan easily attainable for either Pershing's Second Army or the Franco-American armies.131 David Trask points out the diplomatic issue that would ensue if Pershing were to "deprive the French army of this honor."132 The new commander of the American First Army, General Liggett, ultimately did not carry out the attack, which undoubtably prevented a political and diplomatic disaster.133 Russell Weigley maintains that Liggett changed plans after "the offended French" updated him of Pershing's plans on November 7.134 The idea that Pershing wished to take away French retribution by giving 127 Faulkner, Pershing's Crusaders, 285. 128 Pershing, My Experiences in the World War, vol. 2, 381. 129 Weigley, "Pershing and the U.S. Military Tradition," 342. 130 Sergeant-major Block in American Voices of World War I, 135. 131 Bruce, A Fraternity of Arms, 282-3. 132 Trask, The AEF & Coalition Warmaking, 174. 133 Trask, 174, 134 Weigley, 343. Bailes 33 his troops a decisive victory and morale boost demonstrated his disconnect from the sentiments of his Allied counterparts. Pershing's belief in the superiority of the American soldier to his French and British counterpart extended to the lower ranks of the AEF. While perhaps sensationalizing his account, Scout Corporal Edward Radcliffe of the 109th Infantry, 28th Division wrote regarding actions around St Agnon "that the French of the 10th or 6th army had fallen back, their officers being shot by our men when they ordered them to retreat."135 In a post-World War I survey, Sergeant Donald Drake Kyler of the 16th Infantry, 1st Division answered a question about what he learned about America and Americans from the war. Sergeant Kyler stated that "Americans are inclined to brag about their systems and accomplishments which may or not be superior to those of other peoples or cultures."136 In many of the accounts of AEF actions in Europe, General Pershing and his doughboys showcased American Exceptionalism. Richard Faulkner devotes a chapter of his text to argue that most of the AEF doughboys perceived inferiority in the French way of life compared to the United States. The majority of white AEF soldiers came away from the war, believing that, in terms of technology as well as general health and welfare, American society remained superior to that of France and England.137 Faulkner makes note that "with the notable exception of the African Americans, the soldiers generally believed that their society was markedly superior to anything they encountered in Europe."138 Sergeant-major Block wrote a letter home to his parents during the post-war occupation period. He wrote of the perception that "Paris makes up for the backwardness of the rest of France."139 135 Corporal Edward Radcliffe in American Voices of World War I, 94. 136 Sergeant Donald Drake Kyler (Fort Thomas, Kentucky) in American Voices of World War I, 196. 137 Faulkner, Pershing's Crusaders, 188-93. 138 Faulkner, 189. 139 Sergeant-major Block in American Voices of World War I, 191. Bailes 34 While the bond formed between the French and British soldiers and the AEF doughboy proved strong, there still seemed to be a sentiment of American superiority amongst the AEF ranks. Tasker H. Bliss, who served as Army Chief of Staff from September 1917 to May 1918, documented the challenge of absent unified Allied command in a 1922 essay. Bliss wrote a detailed piece in which he criticized the lack of a unified Allied mission while praising General Foch and championing his eventual selection as "Allied Commander-in-Chief."140 Bliss condemned the Allied leaders for waiting so long before establishing any sort of unified command, and he argued that for the first years of the war, they fought for their national goals only. Bliss maintained that this hindered United States integration into the war effort as well.141 Charles Pettit wrote an account of his time on the Western Front. Initially serving in the British army, Pettit joined the AEF once they arrived and concluded his 42 months of combat with the Rainbow Division. Pettit commented that "[w]e know why the French and English didn't win the War. They was waiting for us."142 Robert Bruce expands on the relationship between the American and French soldiers during the post-war occupation period. The doughboys believed that the Allied victory had eliminated the threat of autocratic Imperial Germany. At the same time, the French soldiers still demonstrated distrust of the German for fear of a future war. According to Bruce, "Americans did not want to hear about the need to prepare for a future war with Germany. They believed that victory in the Great War and the conversion of Germany to a democracy was enough to end the menace; Americans were unwilling to do more."143 For the AEF doughboy, the United States' actions in the war had saved Europe from the threat of the 140 Tasker H. Bliss, "The Evolution of the Unified Command," Foreign Affairs 1, no. 2 (December 1922): 1-30, https://www.jstor.org/stable/20028211. 141 Bliss, 7-30. 142 Charles A. Pettit in Echoes From Over There: By the Men of the Army and Marine Corps who Fought in France, eds. Craig Hamilton and Louise Corbin (New York City: The Soldiers' Publishing Company, 1919), 107-9. 143 Bruce, A Fraternity of Arms, 289. Bailes 35 Imperial German autocracy. United States' involvement in its first large-scale coalition operation had solidified the dominance of the American soldier and the system for which he fought. The American doughboy contributed significantly to the Allied victory over Imperial Germany. Without American boots on the ground in France, Imperial Germany may have defeated the Allies. Allan Millett argues that Pershing's independent army did not achieve all that Pershing had hoped. Still, Millett maintains that an accurate assessment of the war would be that the "Allies might have lost the war without the American Expeditionary Forces."144 With the Russian withdrawal from the war and Germany's surge in the Western Front in the Spring of 1918, the Allies desperately needed more boots on the ground. AEF actions in Cantigny, Belleau Wood, and the attack on the Hindenburg line proved the value of the doughboys to the Allied victory over Imperial Germany and the Central Powers. Acknowledging the contribution of the American soldier to the Allied victory should remain a critical focus of any study of United States involvement in the war. While the presence of American troops on the ground benefited the Allies and did give Wilson his seat at the post-war peace talks, Pershing did not realize his grand vision of an independent American army crushing Imperial Germany. Bullitt Lowry documents Pershing's desire to capitalize on increasing the United States combat power to continue pressing a weakening German army and deliver a crushing blow.145 The Germans signed the armistice before Pershing could make this happen. While Wilson gained his seat at the peace conference and Pershing did not get his chance to win a tactical victory, the French and British still received their original desires and delivered Germany "harsh armistice terms."146 144 Millett, "Over Where?," 251. 145 Lowry, "Pershing and the Armistice," 286-91. 146 Lowry, 291. Bailes 36 With the eventual collapse of the League of Nations, Wilson never achieved his vision of a new world order for peace. Still, the United States government had established its importance and commenced its entry into the realm of global powers. United States involvement in the First World War helped solidify a national identity as well as establish an American presence on the international stage. Theodore Roosevelt Jr. wrote a letter on May 15, 1919, in which he documented the benefit of the war and what he saw as "Americanizing and democratizing" the soldiers through military service.147 Roosevelt commented that through service in support of the war effort, "love of the men for their country has been deepened, that their sense of real democracy has been sharpened and steadied and that insofar as any possible bad effect goes, the men are more than ever ready and determined to see order and fair play for all."148 In a similar vein, Italian born AEF Sergeant Morini wrote that the war provided him a chance "to make good on my Americanism."149 To Morini, fighting in the war provided him with "the right to the name Yankee all right."150 While the United States' efforts in the war were in support of the Allies, the war became a chance for the nation to claim its identity. A country that had been torn apart by civil war half a century before utilized the war effort to continue to unify and recover its self-proclaimed providence. The war ostensibly became an effort to Americanize its own citizens. The historiography of United States involvement in the First World War presents various arguments. Some historians such as David Trask and Russell Weigley remain critical of General Pershing and his decision making. While some scholarly history shows a narrative less scathing of Pershing, most of the description found in popular history showcases valiant actions of 147 Theodore Roosevelt in Echoes From Over There, 95. 148 Roosevelt, 95. 149 Sergeant Morini in Echoes From Over There, 115. 150 Morini, 115. Bailes 37 Pershing and his efforts in maneuvering the American Expeditionary Forces to achieve victory for the Allies against Imperial Germany. The fact remains that while the doughboys contributed significantly to the Allied victory, they helped the most when they were not fighting Pershing's fight. In his Final Report, Pershing highlights the benefit that the Allies provided to the American forces. In terms of training as well as logistics, the Allies provided the doughboys with the resources they needed to defeat Imperial Germany and the Central Powers effectively.151 Pershing recognized what the Allies had supplied him and his men, but his stubbornness and arrogance still clouded his vision to a degree. While Pershing did build a trusting relationship with the Allied commanders, and his troops were efficient, he did not always operate per their same vision. At times, Pershing's desire to maintain an independent American army superseded his desire to enable the Allied strategy. Pershing strived to meet Wilson's intent of keeping a distinct American command. The question remains if, in carrying out his President's instructions, Pershing prolonged the war and delayed the defeat of the Central Powers. Secondary and primary source literature from the First World War showcases both Wilson's peace aims – which were shaped by his ideology – as well as General Pershing and AEF actions while attempting to remain an independent command in the war. When war broke out in August 1914 in Europe, Wilson tried to mediate a peace while maintaining United States neutrality. When continued trade with the Allies brought the United States into the war in April of 1917, he seized the chance to shape a new world order by establishing an independent American command to defeat Imperial Germany. Primarily because of the Progressive Movement in the United States and the concepts surrounding American Exceptionalism, the American soldier embraced Wilson's ideologies for fighting and fought valiantly to defeat the 151 Pershing, Final Report, 90. Bailes 38 Imperial German autocracy. The Progressive Movement had established itself in American society by the time the citizen-soldier went to war in France, and the principles of American Exceptionalism permeated in virtually every facet of American culture. The American doughboy carried both of these concepts with him to France. Despite Pershing not attaining his decisive blow against the German army, and Wilson not achieving his vision for a new world order, the United States still met a significant amount of Wilson's original intent for entering the war. Wilson's ideologies influenced how the AEF fought in France. As the First World War shaped the United States standing as a global power, it also demonstrated the critical nature of maintaining relationships with coalition partners. Hew Strachan begins the conclusion to his history of the war by stating that "[t]he First World War was a coalition war."152 The American doughboy established a positive relationship with his French and British counterparts. The ability of the American soldier to learn from the experiences of the combat tested Allies, to adapt to the rigors of trench warfare, and to perform well in battle fighting beside his international partners shows the success of the AEF's performance in the nation's first large-scale coalition operation. Despite these successes, the AEF doughboy exhibited American Exceptionalism in the First World War. As the United States built its presence in the international realm over the following century, and the need for maintaining partnerships with allied nations continued to increase, the precedent set by the AEF in the nation's first large-scale coalition operation would be essential. 152 Hew Strachan, The First World War (New York: Viking Penguin, a member of Penguin Group, 2004; New York: Penguin Group, 2013), 303. Bailes 39 Bibliography Secondary Sources Adas, Michael. "Ambivalent Ally: American Military Intervention and the Endgame and Legacy of World War I." Diplomatic History 38 no. 4 (September 2014): 700-712, http://doi.org/10.1093/dh.dhu032. Ambrosius, Lloyd E. Wilsonianism: Woodrow Wilson and His Legacy in American Foreign Relations. New York: Palgrave Macmillan, 2002. Ambrosius, Lloyd E. Woodrow Wilson and American Internationalism. New York: Cambridge University Press, 2017. Ambrosius, Lloyd E. "World War I and the Paradox of Wilsonianism." The Journal of the Gilded Age and Progressive Era 17 (2018): 5-22, https://doi.org/10.1017/S1537781417000548. Bruce, Robert B. A Fraternity of Arms: America and France in the Great War. Lawrence: The University Press of Kansas, 2003. Bruce, Robert B. "America Embraces France: Marshal Joseph Joffre and the French Mission to the United States, April-May 1917." Journal of Military History 66 no. 2 (April 2002): 407-441, http://doi.org/10.2307/3093066. Clements, Kendrick A. "Woodrow Wilson and World War I." Presidential Studies Quarterly 34, no. 1 (March 2004): 62-82. https://www.jstor.org/stable/27552564. Coffman, Edward M. The War to End All Wars: The American Military Experience in World War I. Lexington: The University Press of Kentucky, 1968. Egerton, George W. "Britain and the 'Great Betrayal': Anglo-American Relations and the Struggle for United States Ratification of the Treaty of Versailles, 1919-1920." The Historical Journal 21, no. 4 (December 1978): 885-911. https://www.jstor.org/stable/2638973. Esposito, David M. "Woodrow Wilson and the Origins of the AEF." Presidential Studies Quarterly 19 no. 1 (Winter 1989): 127-140, https://www.jstor.org/stable/40574570. Faulkner, Richard S. Pershing's Crusaders: The American Soldier in World War I. Lawrence: University Press of Kansas, 2017. Gamble, Richard M. In Search of the City on a Hill: The Making and Unmaking of an American Myth. London: Continuum International Publishing Group, 2012. ———. The War for Righteousness: Progressive Christianity, the Great War, and the Rise of the Messianic Nation. Wilmington: ISI Books, 2003. Bailes 40 Glaser, Elisabeth. "Better Late than Never: The American Economic War Effort, 1917-1918." Great War, Total War: Combat and Mobilization on the Western Front, 1914-1918, edited by Roger Chickering and Stig Förster. New York: Cambridge University Press, 2000: 389-407. Gregory, Ross. The Origins of American Intervention in the First World War. New York: W.W. Norton & Company, Inc., 1971. Harbutt, Fraser J. "War, Peace, and Commerce: The American Reaction to the Outbreak of World War I in Europe 1914." An Improbable War? The Outbreak of World War I and European Political Culture Before 1914, edited by Holger Afflerbach and David Stevenson. New York: Berghahn Books, 2007: 320-334. Joll, James and Martel, Gordon. The Origins of the First World War. 3rd ed. New York: Routledge, 2013. Keene, Jennifer D. Doughboys, the Great War, and the Remaking of America. Baltimore: The Johns Hopkins University Press, 2001. Keene, Jennifer D. "Uneasy Alliances: French Military Intelligence and the American Army During the First World War." Intelligence and National Security 13, no. 1 (January 2008): 18-36. https://doi.org/10.1080/02684529808432461. Kennedy, David M. Over Here: The First World War and American Society. New York: Oxford University Press, 2004. First published 1980 by Oxford University Press (New York). Kennedy, Ross A. "Woodrow Wilson, World War I, and American National Security." Diplomatic History 25, no. 1 (Winter 2001): 1-31. https://doi.org/10.1111/0145-2096.00247. Knock, Thomas J. To End All Wars: Woodrow Wilson and the Quest For a New World Order. Princeton: Princeton University Press, 2019. First published 1992 by Oxford University Press (Oxford). Link, Arthur S. "Entry into World War I." Progress, War, and Reaction: 1900-1933, edited by Davis R.B. Ross, Alden T. Vaughan, and John B. Duff. New York: Thomas Y. Crowell Company, Inc., 1970: 108-148. Lowry, Bullitt. "Pershing and the Armistice." The Journal of American History 55 no. 2, (September 1968): 281-291. https://www.jstor.org/stable/1899558. McGerr, Michael. A Fierce Discontent: The Rise and Fall of the Progressive Movement in America. New York: Oxford University Press, 2003. Millett, Allan R. "Over Where? The AEF and the American Strategy for Victory, 1917-1918." Against All Enemies: Interpretations of American Military History from Colonial Times to the Present, edited by Kenneth J. Hagan and William R. Roberts. Westport: Greenwood Press, Inc., 1986: 235-256. Bailes 41 Neiberg, Michael S. "Blinking Eyes Began to Open: Legacies from America's Road to the Great War, 1914-1917." Diplomatic History 38, no. 4 (2014): 801-812. https://doi:10.1093/dh/dhu023. ———. The Path to War: How the First World War Created Modern America. New York: Oxford University Press, 2016. Pestritto, Ronald J. Woodrow Wilson and the Roots of Modern Liberalism. Lanham: Rowman & Littlefield Publishers, Inc., 2005. Stevenson, David. "French War Aims and the American Challenge, 1914-1918." The Historical Journal 22, no. 4 (December 1979): 877-894. https://www.jstor.org/stable/2638691. Strachan, Hew. The First World War. New York: Viking Penguin, a member of Penguin Group, 2004. Reprinted with a new introduction. New York: Penguin Group, 2013. Page references are to the 2013 edition. Trask, David F. The AEF & Coalition Warmaking, 1917-1918. Lawrence: The University Press of Kansas, 1993. Weigley, Russell F. "Strategy and Total War in the United States: Pershing and the American Military Tradition." Great War, Total War: Combat and Mobilization on the Western Front, 1914-1918, edited by Roger Chickering and Stig Förster. New York: Cambridge University Press, 2000: 327-345. Widenor, William C. "The United States and the Versailles Peace Settlement." Modern American Diplomacy, edited by John M. Carroll and George C. Herring. Lanham: SR Books, 1996: 41-60. Williams, William Appleman. The Tragedy of American Diplomacy. New York: W.W. Norton & Company, 1959. Reprinted for Fiftieth Anniversary with a foreword by Lloyd C. Gardner and afterword by Andrew J. Bacevich. New York: W.W. Norton & Company, 2009. Page references are to the 2009 edition. Winton, Harold R. "Toward an American Philosophy of Command." The Journal of Military History 64, no. 4 (October 2000): 1035-1060. https://www.jstor.org/stable/2677266. Woodford, David R. Trial by Friendship: Anglo-American Relations, 1917-1918. Lexington: The University Press of Kentucky, 1993. Yockelson, Mitchell A. Borrowed Soldiers: Americans Under British Command, 1918. Norman: University of Oklahoma Press, 2008. Zieger, Robert H. America's Great War: World War I and the American Experience. Oxford: Rowman & Littlefield Publishers, Inc., 2000. Bailes 42 Primary Sources Army War College (U.S.) Historical Section. The Genesis of the American First Army. Army War College, 1928. Reprints from the collection of the University of Michigan Library Coppell, TX, 2020. Baker, Newton D. Why We Went to War. New York: Harper & Brothers for Council on Foreign Relations, 1936. Balch, Emily Greene. "The War in Its Relation to Democracy and World Order." The Annals of the American Academy of Political and Social Science 72 (July 1917): 28-31. https://www.jstor.org/stable/1013643. Bliss, Tasker H. "The Evolution of the Unified Command." Foreign Affairs 1, no. 2 (December 1922): 1-30. https://www.jstor.org/stable/20028211. Croly, Herbert. Progressive Democracy. New York: Macmillan, 1914. Second printing in 2006 of new material edition with an introduction by Sidney A. Pearson, Jr. New Brunswick: Transaction Publishers, 1998. Page references are to the 2006 edition. Dawson, Miles M. "The Significance of Our Mission in This War." The Annals of the American Academy of Political and Social Science 72 (July 1917): 10-13. http://www.jstor.com/stable/1013639. Dutton, Samuel T. "The United States and the War." The Annals of the American Academy of Political and Social Science 72 (July 1917): 13-19. http://www.jstor.com/stable/1013640. Echoes From Over There: By the Men of the Army and Marine Corps Who Fought in France. Edited by Craig Hamilton and Louise Corbin. New York City: The Soldiers' Publishing Company, 1919. Evans, Martin Marix, ed. American Voices of World War I: Primary Source Documents 1917-1920. New York: Routledge, 2013. Kindle. Kirchwey, George W. "Pax Americana." The Annals of the American Academy for Political and Social Science 72 (July 1917): 40-48. http://www.jstor.com/stable/1013645. Lippmann, Walter. "The World Conflict in Its Relation to American Democracy." The Annals of the American Academy of Political and Social Science 72 (July 1917): 1-10. https://www.jstor.org/stable/1013638. Lloyd, Newson. How We Went to War. New York: Charles Scribner's Sons, 1922. https://archive.org/details/howwewenttowar00lloyrich/page/n7/mode/2up. Pershing, John J. Final Report of Gen. John J. Pershing: Commander-in-Chief American Expeditionary Forces.Washington: Government Printing Office, 1919. ———. My Experiences in the World War. 2 vols. New York: Frederick A. Stokes Company, 1931. Bailes 43 Wilson, Woodrow. Essential Writings and Speeches of the Scholar-President. Edited by Mario R. DiNunzio. New York: NYU Press, 2006. https://www.jstor.org/stable/j.ctt9qfgbg.1-18. ———. The New Freedom: A Call For the Emancipation of the Generous Energies of a People. New York and Garden City: Doubleday, Page & Company, 1913. www.philosophical.space/303/Wilson.pdf.
This paper will present our explorative work in software reusability and concurrent programming. This work was divided into two parts. First, in order to abstract the reusable components, three application problems were tried to be solved by means of object-oriented programming using Ada. Second, in order to address how Ada provides an environment for concurrent programming, several concurrent programming concepts were described using Ada. ; Technical Report 2018-07-ECE-005 Technical Report 87-CSE-11 Reusability and Concurrency Issues in the Real-time Use of Ada* W. P. Yin P. H. Liou Murat M. Tanik This technical report is a reissue of a technical report issued May 1987 Department of Electrical and Computer Engineering University of Alabama at Birn1ingham July 2018 Technical Report 87-CSE-11 REUSABILITY ABD COBCURREIICY ISSUES IB THE REAL-TIME USE OF Ada• V. P. I:in P. B. Liou H. H. Tanik Department of Computer Science and Engineering Southern Methodist University Dallas, Texas 75275 May 1987 *Ada is a registered trade mark of the U.S. government, Ada Joint Program Office. Abstract REUSABILITY AND CONCURRENCY ISSUES IN THE REAL-TIME USE OF Ada* W. P. Yin P. H. Liou M. M. Tanik Department of Computer Science and Engineering Southern Methodist University Dallas, 'IX 75275 This paper will present our explorative work in software reusability and concurrent programming. This work was divided into two parts. First, in order to abstract the reusable components, three application problems were tried to be solved by means of object-oriented programming using A da. Second, in order to address how Ada provides an environment for concurrent programming, several concurrent programming concepts were described using Ada. 1. Introduction Reusability is a general engineering principle . It derives from the desire to avoid duplication and to capture commonality in undertaking classes of inherently similar works[ 1]. When software engineers try to apply this principle to software production, it brings many research questions into the open. The arguments focus on the question that what are the candidates for software reuse, how reusable software components should be stored, how we can locate reusable software components, and how we can incorporate reusable software components into our own software system. Concurrent Programming is the name given to programming notations and techniques for expressing paten tial parallelism and for solving the resulting synchronization and communication problems. Traditionally, the programs that run asynchronously were written in assembly language for the reasons : • High-level languages did not provide the appropriate tools for writing concurrent programs. • High-level languages for concurrent programming were not efficient. However, high-level language programs are easier to test, verify, and modify. Due to the progress on compiler techniques, we can obtain efficient object code for concurrent programs written in a high-level language. Concurrent programming is important because it provides an abstract setting in which studying parallelism becomes possible . The basic problem in writing a concurrent program is to identify the activities which are concurrent. It is also difficult to ensure the correctness of concurrent programs. In addition, concurrent programs are much more difficult to debug than sequential programs. * Ada is a registered trade mark of the U .8. government, Ada Joint Program Offi ce. - 2- Occasionally, asynchronous processes must interact with one another and these interactions can be complex. The following sections constitute a brief presentation of our explorative work for software reusability and concurrent programming using Ada. 2. Reusability Issue 2.1 Software Components and Their Reusability The term "; Computer Software" is used very often by most professionals and many members of the public at large . They feel they understand it. Most professionals have an intuitive feeling of it, but there is no complete and formal definition . Informally, computer software can be regarded as information having two basic formats: non-machine-executable and machine-executable[2]. Any information unit created by a software engineer during software development, such as specification, design, code, data and so on , is a software component. More abstractly, the problem solving knowledge, programming knowledge, problem domain knowledge and other knowledge which are used by software engineers in order to solve a problem by computer software are also software components. These knowledge assume specification, design, code and data as their external formats . Therefore, software reusability manifests itself in many forms . It can roughly be classified into reuse of data, reuse of code including programs, systems and libraries, reuse of programming knowledge including system architecture and detail design , reuse of domain knowledge including specification and reuse of abstract modules[3 ,4] . With respect to the time the reusable components are used , software reusability can be divided into two groups-reusability of components in building a variety of structures and reusability of components in performing a variety of tasks . Figure 1 depicts this idea. 2.2 Software Reusability Problems As a general engineering principle, reusability implies the obvious system benefits of lower cost, increased reliability and easier maintenance. It appears that the reusability principle should be used widely in software engineering. Unfortunately this is not true . According to some statistics, in commercial banking and insurance applications, about 75% of the functions were common ones that occurred in more than one program. There is also statistical data indicating that less than 15% of the code written in 1983 was unique, novel and specific to individual applications while the remaining 85% was more or less generic[3]. The main reason for the above situation is that regardless of the particular programming technique , design methodology or developing environment, software engineering is divided into individual creative processes. The exact nature of those individual process, such as problem identification, conceptual solution , design of implementation, testing of solution and so on , is poorly understood. Hence, reusing the software designed by other people is in general not a simple matter. Besides this , there are other reasons. First, some software is ";malevolent" because it is strongly self-centered and highly proprietary. That means it cannot be reused by organizations other than the developer. Second, even with "; benevolent" software, there are software engineers who may feel that they could produce a "; better" solution anyway. Third, some software may have to be modified excessively to fit the new application precisely. Fourth , some software may require a great effort to be understood in order to be reused. In the last two situations, software engineers would rather rewrite .[ 5] . - 3 - Figure 2 shows reusable component characteristics m terms of their functionality and scope. 2.3. Explorative Work in Software Reusability 2.3.1. The Problems In the following sections three problems are investigated. The problems are the environmental monitor problem[6], the cruise-control problem[7] and the message switching problem [8]. Those three are real-time problems. All of them require parallel processing, realtime control, exception handling and unique input/ output control. 2.3.2. The Method The ";object-oriented methodology" is chosen for solving the problems . Object-oriented methodology is a software approach in which the decomposition of a system is based upon the concept of objects. In real-time systems, often the problem is given by the description of entities, their behaviors and relations among the entities . In addition, object abstraction is a promising avenue for reusability. The object-oriented design methodology has the following steps [6, 7]: • Identify the objects and their attributes. • identify the operations. • Establish the visibility of each object in relation to other objects. • Establish the interface of each object. • Implement each object. 2.3.3. The Language Ada was chosen as the design language. Ada was chosen as a design language because of its rich variety of program units such as subprograms, packages and tasks . It is convenient for software engineers to choose one of the most suitable program units to represent classes of objects, instances of objects and primitive operations of each object. More importantly, the capabilities of Ada make it possible for us to break from the traditional flat, sequential design style into the object-centered design style. In particular, using Ada as a design language can improve the quality of the design by highlighting interfaces and formally capturing many important design decisions. 2.3.4. The Case Studies The case studies are concerned with the use of object-oriented design method for software reusability. The goal of the case-study was to explore how well the object-oriented method can apply the reusability principle. More specifically, how well the object-oriented method can recognize and abstract reusable software components for a specific class of problems (the real-time systems) . In this paper, the detailed case explanations will not be presented. Only are the observations and experiences listed. For each problem, first, a problem definition in problem space is given , then an informal system architecture design in conceptual solution space is presented . In the solution space , the details will be ignored; only objects and their operations are indicated. - 4- 2.3.4.1. Ca.se-1: Environmental Monitor Problem The environmental monitor problem is explained in detail in [6]. The figure 3 is the problem definition abstracted from [ 6] . And the figure 4 is the partial formalization of the system architecture design. Problem~ Objects and their Operations: ( 1) A user interacts with the system by setting the sensor limits, reading the status of all sensors , or q.u.it the system . ( 2) A printer Jlli,n.ts. the current reading of each sensor or s.h.u.t. rl.mYn. by the user. (3) Sensor r.e.ads. temperature or setting limit or s.h.u.t. d.mm. or initialized by user. ( 4) Monitor responds to out-of-limits sensor reading or detects the printer failure by setting an alarm. Also the alarm can be sh.n.t ~ Keeping the object-oriented methodology in mind, the transformation from the figure 3 to figure 4 is straightforward. In the step of identifying the objects and their attributes, the decision for specific representation of objects is delayed . We only take into account what objects in the problem space we are interested in . In general, the nouns denote the objects and the adjectives represent the attributes of each object. After identifying objects, extracting operations appropriate to each object is straightforward . The verbs attached to each object can be abstracted as corresponding operations . Those operations are visible outside. The object together with its operation forms one unit which can be defined by one program unit. The arrows are used to indicate the operation application direction . If there is one arrow from object A to object B, it indicates that the object A does one operation requiring something from B, or triggering B's operation . In this situation , the object A is an active object. If A is a passive object which does not have operations, all the arrows connected to A must point to A. System Specification in A.d.a package PRINTER is task THEYRINTER is entry PRINT_READING (THE_ITEM: in STRING); entry SHUT_DOWN; end THEYRINTER; end PRINTER; package ALARM is task THE_ALARM is entry REPOR T_OF LIMIT; entry REPORTYRINTER_ERROR; entry SHUT_DOWN; end THE_alarm; end ALARM; generic type NAME is ( ); type VALUE is range ; SENSE_RATE: in DURATION; - 5 - with function VALUE_OF (THE_NAME m NAME) return VALUE; with procedure SOUND_ALARM; package SENSORS is task type SENSOR is entry START (THE_NAME : in NAME) ; entry SET_LIMIT (THE_VALUE : in VALUE) ; entry GET_8TATUS (THE_VALUE : out VALUE; OUT_OF LIMITS : out BOOLEAN); entry SHUT_D OWN; end SENSOR; end SENSORS; type COMMAND is (SET_LIMIT, GET_8TATUS, SHUT_DOWN); procedure MONITOR is -- local type declarations -- ALARM task specification -- PRINTER task specification -- SENSOR task specification -- USER_COMMAND declaration -- task bodies begin -- manipulation of USER_COMMAND end MONITOR; Abstractions from ease-l: 1 Object-oriented design methodology is fundamentally different from traditional functional methods. Traditional functional methods factor system in problem space into operational modules in solution space , in which each operation module represents a major step in the overall transformation process. The object-oriented design method decomposes problem around objects that exist in the real world. 2 The object-oriented design method needs different requirement analysis to support. During the problem definition step, the requirement analyst must keep object orientedness in mind, because different analysis will get different problem decompositions. During the problem analysis , a good domain knowledge certainly helps a lot. 3 4 - 6 - It is necessary to use object-oriented system specification methodology during the system specification step. The specification is the result of a process of requirements analysis, and represents the first complete description of the conceptual solution. It contains clear descriptions of the external view of the system the user required along with any related or implied system constraints. The object-oriented system specification ideally closely matches the user's problem. It is desirable to make system specification consistent, completely, comprehensible and traceable to the requirement. Also , the object-oriented s specification will make the transaction between system specification and system design smooth, and easy. It is desirable to keep the system specification to be independent from the implementation . That means the transaction from problem space to conceptual solution space should not be restricted by implementations, especially not limited by the capability of implementation tools. Ada has the design description capability, but there is no direct notations for objects. 2.3.4.2. Ca.se-2: Cruise-Control System The Cruise-Control system problem is given in [7]. A data flow diagram (figure 5) is used to express the problem. This problem is more complicated than the environmental monitor system problem. The data flow diagram gives a clear view of each main step of the system transaction . Using object-oriented method the problem space is abstracted as in figure 6. From problem space the system architecture was abstracted using the object-oriented method (figure 7) . First, the objects and their operations are identified . Especially, the passive objects (no operations) and active objects (having operations) are distinguished; the required operations (triggered externally) and suffered operations (not triggered by outside world) are distinguished. For example, brake and accelerator are passive objects, others are active objects. Throttle has two v visible operations which are triggered by other objects and one invisible operation which is hiding in throttle's body. That invisible operation can only be seen by throttle itself. Problem~ Objects and their Operations: ( 1) Pulse from wheels: A pulse is. 5.f.D.t for every revolution of the wheel (2) Clock: Timing~ every milli-second. ( 3) Driver: If the driver s.fls. system on, it denotes that the cruise-control system should maintain the car speed. Also , the driver may require increasing or decreasing maintained speed when cruise-control on . Or, the driver requires resuming the last maintained speed. ( 4) Brake: If brake is. pressed, then cruise-control temporarily reverts to the manual control. ( 5) Brake state: Cruise-control requires the current brake state . ( 6) Engine state: If engine-on, the cruise-control may be active. (7) Accelerator: Accelerator state is. required by the cruise-control system. (8) Throttle: Setting the throttle value . Abstraction from case-2: - 7 - 1 An object is an entity that exists in time and space . An obje ct also has state . The operations indicate the object's state. Each object will be in one state at one time . The object state may change by the activity of other objects or as the time changes. We can trace the system activity in the state space . 2 We need facilities to indicate the time constraints of the system . For example, the clock's and wheel's operations must be synchronized. and the throttle has one operation-desired speed which can be visible by all the three operations of control increase, decrease and resume . 3 The ease-l and case-2 deal with different problems. The objects abstracted from these two problems are different, except one situation that the control object in cruise-control system is interacting with driver's requirement, the monitor object in environmental monitor system is interacting with user's command. Both system needs an interface with the user who will dynamically input his requirements / commands. This interface can be a reusable component. 2.3.4.3. Ca.se-3: Message Switching System The message switching problem is addressed in [8] . Figure 8 is the problem abstraction . The message switching system consists of a network of switching nodes connected via trunk lines. Each switching node is locally attached to subscribers , an operator, archive tape , and auxiliary memory. The operator can send and receive messages like any subscriber. In addition , the operator monitors and controls the node activity. The function of each node is to route input messages to one or more output destinations . Three successive phases are involved in processing each message: input, switch and output. inputReading input from a local subscriber or trunk link and storing the message on both auxiliary memory and an archive tape . switch Each input message contains a header, body and end marker. The header is examined to determine the output destination. For each destination , a directory is consulted to determine the appropriate output line to use and a copy of the message is queued for output on each distinct line. output A message is retrieved from auxiliary memory and written on the appropriate output line . Each message contains a priority as part of its header so that, at all times, the highest priority message for an output line is transmitted . If preempted, a message is later transmitted in its entirety. Having the experience of solving previous two problems, abstract objects and their operations can be obtained by repeatedly using the object-abstraction. Thus, we get the problem definition in object space (figure 9) and the concept solution (figure 10~. Pro b 1e m 8.p.a.c.e. Objects and their Operations: (1) Switches i.n.p.u.t message head and control signal. (2) Switches s.tu.r.e. the message on the auxiliary memory. (3) Switches archive message on the tape. . 8 . ( 4) Switches consult the cross-reference table to determine the appropriate output port. (5) Switches handle th e output message priority and preemption-output queue. (5) Switches output the message head and control signal to the output port. (7) Operator monitors the switch system . (8) Output ports retrieve the message body. This problem solution must solve the following four problems: • maximize I/ 0 parallelism , • control different I/0 devices, • coordinate mode activity, • handle output message preemptions. System Specification in A.d.a type MSG_A.DDR is STRING(l.20); type MSG is record HEAD : STRING(l.20); BODY: STRING(l.lOO); end record; task type ARCHIVE_TAPE is entry ARCHIVE (THE_NISG: in MSG); end ARCHIVE_TAPE; task type AUX_MEM is entry OUTPUT_NISG (THE_NISG_A.DDR in MSG_A.DDR); entry INPUT . MSG (THE_NISG_A.DDR : in MSG_A.DDR); end AUX_MEM; task type OUTPUT_CONTROL IS entry OUTPUT. . Jv1SG ( OUTPUT_pORT THE_NISG_A.DDR : in end OUTPUT_CONTROL; task type SWITCH is in STRING(1.20); MSG_A.DDR); entry INPUT_CONTROL (THE_NISG in MSG); end SWITCH; task type OPERA TORS is entry INPUT_MSG (THE_MSG m MSG); end OPERA TORS; task type SUBSCRIBER is entry INPUT.Jv1SG (THE_NISG in MSG); end SUBSCRIBER; OPERA TOR : OPERATORS; task body OPERA TOR is -- local type declarations -- ARCHIVE TAPE task declaration - g - -- AUXILIARY MEMORY task declaration -- OUTPUT CONTROL task declaration -- REFERENCE TABLE data structure declaration -- OUTPUT QUEUE data structure declaration THE.BUBSCRIBER : array ( 1.100) of SUBSCRIBER; task body THE.BUBSCRIBER is task OUTPUT_MSG; • • • end THE.BUBSCRIBER; THE.BWITCH : SWITCH; task body THE.BWITCH is procedure STORE_MSG (THE_MSG in MSG); procedure ARCHIVE_MSG (THE_MSG : in MSG); procedure CONSULT_TABLE (OUTPUT _FORT : out STRING( 1.10); THE_MSG : in MSG) ; procedure PREEMPTION (THE_MSG : in MSG; -- subprogram body • • • end THE.BWITCH ; -- other task bodies begin loop PRIORITY : out INTEGER); accept INPUT_MSG ( THE_MSG in MSG) do • • • end INPUT_MSG; end loop; end OPERATOR; - 10- Abstractions from case-3: 1 2 Using the object-oriented method to do system design really requires a great deal of real world knowledge and intuitive understanding of the problem, especially for abstracting operations. Listing the goal of the system requirements helps to decide which object should do which operation . For example, for this specific problem, the solution must solve the maximizing I / 0 parallelism and control different I/0 devices, it had better make auxiliary memory and archive-tape become active objects. The control issue and time constraint are important. It definitely needs some facilities to specify them . For example, the input-control for switch needs to specify its input trigger is exclusive OR, its output is sequential. In system architecture design using Ada, it seems that Ada's program units are not sufficient for this specification. 3 The three case studies come from different application fields. The software systems are required for different purposes. They deal with totally different objects. From the domain object level, it is not clear what is the reusable component. 2.3.5. Summary of Reusability Concepts 1 2 3 Software reusability is an attribute of software relative to its applicability in different computational contexts as well as different application areas. The object-oriented methodology is a better fit for real applications than other traditional methodologies. It is at least useful to apply reusability principle in the same application domain. Reusable software components tend to be objects or classes of objects. Given a rich set of reusable software components, the implementation would proceed via composition of these parts, rather than further decomposition. The greater abstraction of object models provides greater potential reusability. The level of abstraction has a great effect on reusability. Higher the abstraction, the greater overhead it may require for interpretation and it provides less intuitive understanding. Lower the abstraction, the chance of recognizing reusable components become less. 3. Concurrency Issues 3.1. Synchronization In a real time system, several processes may access the same data at the same time . This situation may result in inconsistent data. A language dealing with concurrent programming must guard against this possibility. That is, the language must provide the means to guard against time-dependent errors. When a process is accessing shared data, the process is said to be in its critical section ( or critical region). The concept of allowing only one process into its critical region at a time is known as mutual exclusion. An elegant software implementation of mutual exclusion was presented by Dekker. Dijkstra also abstracted the key notation of mutual exclusion in his concept of semaphores [10] . 3.1.1. Semaphores A semaphores is a protected integer variable which can take on only non-zero values and whose value can be accessed and altered only by the operations P(s), stands for wait, and V(s), stands for signal, and an initialization operation. Binary semaphores can accept only the - 11 - values 0 or 1. General semaphores can accept non-negative integer values . The definition of P and S is as follows : P(s): If s > 0 then s :=s- 1 else the execution of the process that called P(s) is suspended. V(s) :If some process P has been suspended by a previous P(s) on the semaphores then wake up P else s := s + 1 3.1.2. Monitors The above methods are so primitive that it is difficult to express solutions for more complex concurrency problems, and their presence in concurrent programs increases the existing difficulty of proving program correctness [ 12]. Another drawback of the above methods was that every procedure had to provide its own synchronization explicitly. A desire to provide the appropriate synchronization automatically led to the development of a new construct, a monitor [10]. A monitor is a concurrency construct that contains both the data and the procedures needed to perform allocation of a shared resource or group of shared resources. The monitor enforces information hiding - processes calling the monitor have no idea of, nor access to, data inside the monitor. Mutual exclusion is rigidly enforced at the monitor boundary- only one process at a time is allowed to enter. If a process inside the monitor cannot proceed until a certain condition becomes true, the process calls wait (variables name) and waits outside the monitor on a queue for ";variables name" to be signaled by another process. To ensure that a process already waiting for a resource eventually does get it, the monitor gives higher priority to a waiting process relative to a new requesting process attempting to enter the monitor. A process calling wait is threaded into the queue; a process calling signal causes a waiting process to be removed from the queue. 3.2. Ada Rendezvous Ada is a higher-level program mg language which can be used for conventional programming. In this section, we are concerned with the features of Ada related to concurrent programming. Central to these features is the concept of the task which is a program module that is executed asynchronously. Tasks may communicate and synchronize their actions through : 1 accept statement: It is a combination of procedure calls and message transfer. 2 select statement : It is a non-deterministic control structure based on guarded command construct. The BNF of them are : accept statement has the form : accept entry~imple_name [( entry_index)] [formal_part] do sequence_of~tatemen ts end [ entry~imple_name]; select statement has the form : select [when boolean_expression =>] - 12- acce p L.s tate men t seq ue n ce_of .s tatements {or [when boolean_expression =>] acce pt.s tatemen t} se qu ence_of.s tatemen ts [else se quence _of.s tatemen ts] end select; Following sections are Ada programs that implement the above mentioned concurrent problems. 3.2.1. Dekker's Algorithm procedure DEKKER is FAVOREDPROCESS : INTEGER; Pl WANTSTOENTER, P2WANTSTOENTER : BOOLEAN; procedure TWOYROC (PlWANTSTOENTER, P2WANTSTOENTER : in out BOOLEAN; FAVORED PROCESS : in out INTEGER) is task Pl; task body Pl is begin loop Pl WANTSTOENTER :=TRUE; while P2WANTSTOENTER loop if FAVOREDPROCESS = 2 then Pl W ANTSTOENTER := FALSE; while FAVOREDPROCESS = 2 loop null; busy waiting end loop; PlWANTSTOENTER :=TRUE; end if; -- you can enter critical region for Pl from here FAVOREDPROCESS := 2; PlWANTSTOENTER :=FALSE; -- you may put other s tuff here end loop; end loop; endPl; task P2; task body P2 is begin P2WANTSTOENTER :=TRUE; while Pl WANTS TO ENTER loop - 13 - ifF A VORED PROCESS = 1 then P2WANTSTOENTER := FALSE; while FAVORED PROCESS = 1 loop null; busy waiting end loop; P2WANTSTOENTER :=TRUE; end if; -- you may enter critical region for P2 form here FAVOREDPROCESS := 1; P2WANTSTOENTER :=FALSE; --you may put other stuff here end loop; end loop; endP2; begin null; -- main program for TWO_pROC end TWO_pROC; begin P1 W ANTSTOENTER := FALSE; P2WANTSTOENTER :=FALSE; FAVORED PROCESS := 1; TWO_pROC (P1wantstoenter, P2wantstoenter, favoredprocess) ; end DEKKER; 3.2.2. Semaphore (Binary) The following are two approaches of Binary Semaphore . The first one is described in [10] and the second one exactly follows the original definition of sem aphore. 3.2.2.1. procedure BINARY ,SEMAPHORE is ta.sk SEMAPHORE is entry P; entryV; end SEMAPHORE; ta.sk body SEMAPHORE is begin loop accept P; only after P has been called that V accept V; can be accepted and vice versa end loop; end SEMAPHORE; task Pl; task body P 1 is begin loop - 14- -- you may put the remainde r of the program one here SEMAPHORE.P; -- call the P entry -- now you can go ahe ad to access the critical region SEMAPHORE.V; -- call the V entry end loop; end Pl; task P2; task body P2 is begin loop -- you may put the remainder of the program one here SEMAPHORE.P; -- call the Pen try -- now you can go ahead to access the critical region SEMAPHORE.V; -- call the V entry end loop; end P2; begin -- main program for BINARY_8EMAPHORE null; end BINARY_8EMAPHORE; 3.2.2.2. According to the definition, semaphore is a protected variable whose value can be accessed and altered by operations P and V and initial operation. So, we declare semaphore as private type and only those subroutines inside this package can access its value package BIN_8EMAPHORE is type SEMAPHORE is private; procedure P (S: in out SEMAPHORE); procedure V (S: in out SEMAPHORE); procedure INITIAL_8EMAPHORE(S: in out SEMAPHORE; VALUE : in INTEGER); private type SEMAPHORE is record VAL : INTEGER; end record; end; package body BIN.SEMAPH ORE is NO_ WAITING :INTEGER := 0; - 15 - -- Il:um her of processes that have been suspended task CONTROL is entry SUSPEND ; entry W AKE_UP; end; task body CONTROL is begin loop accept WAKE_UP do accept SUSPEND; end; end loop; end CONTROL; procedure P (S : in out SEMAPHORE) is begin if S.VAL > 0 then S.VAL := S.VAL - 1; else NO_ WAITING := NO_WAITING + 1; CONTROL.SUSPEND; -- suspend the process end if; endP; procedure V (S : in out SEMAPHORE) is begin if NO_ WAITING > 0 then CONTROL.WAKE_UP; -- wakeup one of the suspended processes NO_WAITING := NO_WAITING- 1; else S.VAL := S.VAL + 1; end if; end V; procedure INITIAL.SEMAPHORE (S: in out SEMAPHORE; VALUE : in INTEGER) is begin S.V AL :=VALUE; end INITIAL_sEMAPH ORE; end BIN_sEMAPH ORE; - 16 - with BIN_sEMAPHORE; use BIN_sEMAPHORE; procedure SEMAPH ORE_EXAMPLE is S: SEMAPHORE; procedure TWOYROC is task PROCESSONE; task body PROCESSONE is begin loop -- put some stuff here P(S); -- now you are inside the critical region one V(S); -- put some other stuff here end loop; end PROCESSONE; task PROCESSTWO; task body PROCESSTWO is begin loop -- put some stuff here P(S); -- now you are inside the critical region two V(S); end loop; end PROCESSTWO; begin null; -- main program for two_proc end TWOYROC; begin -- main program for semaphore example INITIAL_sEMAPHORE(S, 1); TWOYROC; -- now, two processes are executing concurrently - 17 - end SEMAPH ORE_EXAMPLE; 3.2.3. Binary Semaphore Using Monitor Concept In the following example we describe the implementation of a binary semaphore by a monitor written in Ada. generic package GENERIC_MONITOR is task type COND PTR is entry WAIT; entry SIGNAL; end COND PTR; type CONDITION is access COND PTR; -- This condition type of variab le provides a queue for wait entry, also for the signal entry. end GENERIC_MONITOR; package body GENERIC_MONITOR is task body COND PTR is begin loop accept SIGNAL do accept WAIT; end; end loop; end CONDPTR; end GENERIC_MONITOR; with GENERIC_MONITOR; procedure SEMAPHORE_USE_MONITOR is This package(monitor) performs information hiding. Procedures calling the monitor have no idea of, nor access to, data inside the monitor. package MONITOR is procedure P; procedure V; end MONITOR; package body MONITOR is - 18- package TEMP is new GENERIC_MONITOR; use TEMP; NOT_BUSY : CONDITION; BUSY: BOOLEAN := FALSE; procedure P is begin if BUSY then NOT_BUSY.WAIT; -- wait entry provides a queue for the -- procedures waiting to be accepted end if; BUSY :=TRUE; endP; procedure V is begin BUSY := FALSE; NOT_BUSY.SIGNAL; -- wake up the procedure at the first -- on the queue of wait entry endV; end MONITOR; use MONITOR; procedure TWOYROC is task P1 ; task body P1 is begin loop P; -- you can enter the critical region 1 now V ; -- you may put the rest of the stuff here end loop; endP1; task P2; task body P2 is begin loop P; -- you can enter the critical region 2 now V; -- you may put the rest of the stuff here end loop; end P2 ; - 1 g - begin -- main program of two_proc null; now Pl and P2 are executing concurrently end TWOYROC; begin -- main program of SEMAPHORE_USE_MONITOR TWO_?ROC; end SEMAPHORE_USE_MONITOR; 3.3. Real-Time Interrupt Handling Efficient interrupt handling is critical in real-time environments. Interrupts are used to control the transfer of data to and from external devices, which often generate interrupts at high frequencies. If the interrupt is not handled quickly, external data can be lost or overall efficiency of the system can be severely degraded . Real-time performance requirements are determined by the minimum time between arrival of interrupts and the maximum time that can elapse while an interrupt is pending before data are lost or a hardware time-out occurs. When an interrupt occurs, a processor must begin executing code in another environment. Context switching is machine dependent, and in most modern computers it is supported by special privileged instructions. Interrupt handling takes at least two context switches, one from the program currently running to the interrupt handler and one at the completion of the interrupt handler. However, neither of these need to be full context switches, nor do interrupts need to be disabled for long. 3.3.1. Language Mechanisms for Interrupt Handlers in Ada Most real-time software for embedded systems use interrupt handlers to control and communicate with external devices . Interrupt handlers are usually responsible for initializing devices, initiating physical I/0 operations and responding to both anticipated and unanticipated interrupts. Ideally, interrupts would arrive only as a direct consequence of a previously issued software command. However, in practice, interrupts can arrive unexpectedly or fail to arrive when expected. Interrupt handlers have traditionally been written in assembly language because few high-level languages provide support for interrupts and because interrupt handlers must often meet severe real-time constraints [15] . Mechanisms for implementing interrupt handlers provided by systems programming languages such as Concurrent Pascal and Modubv-2 are usually not optimized for real-time applications. Since Ada was intended for embedded applications, interrupt-handling mechanisms were integrated into Ada. The Ada Language Reference Manual (LRM) [18] briefly describes interrupt handlers and their semantics (in sec. 13.7) . The following example from the LRM illustrates the specification of an interrupt handler: t.a.sk INTERRUPT_HAND LER is entry DONE; for DONE use at 16#40#; end INTERRUPT_HANDLER; - 20- The task specification n, or interface, de fines each externally visible task operation , referred to as an entry. The semantics of an interrupt is defined in terms of the rendezvous which was dis- [ cussed in previous sections. Each Ada process, or task, declares a list of entry procedures that can be called by other tasks. A rendezvous occurs between a calling task and the serving task when the caller is waiting to execute an entry call, and the server is waiting to accept the en try call. Each task specification must have a corresponding body that contains the executable code of the task. The following is a more realistic example of an interrupt handler for a printer device [ which illustrates some of the hardware and software run-time support actions that must be considered when programming interrupt handlers. task PRINTER_8ERVER is entry OUTPUT__LINE (ST : in STRING); entry IO_INTERRUPT; for IO_INrERRUPT use at 16#1234#; end PRINTER_8ERVER; task body PRINTER_8ERVER is HARDWAREYORT : CHARACTER; for HARDWAREYORT use at 16#1234#; begin loop accept OUTPUT__LINE (ST : in STRING) do for INDEX in ST'RANGE loop HARDWAREYORT := ST(INDEX); accept IO_INTERRUPT; end loop end OUTPUT__LINE; HARDWAREYORT := ASCII.CR; accept IO_INTERRUPT do HARDWAREYORT := ASCII.LF; end IO_lNTERRUPT; accept IO_INTERRUPT; end loop; end PRINTER_8ERVER; The above example illustrates how it is possible in Ada to serve the same interrupt entry point with different accept bodies. 3.3.2. Interrupt Handling Model in Ada Hardware interrupts generated by a device or its controller are usually described informally by means of flowcharts and timing diagrams, in contrast to software whose behaviour is defined by a program . A uniform description of both the hardware and software makes it possible to define a model for a general-purpose , interrupt-handling mechanism [17]. The complete chain of control from the hardware to the server can be modeled by three Ada tasks , where the first two are asynchronous tasks external to the server. The first task - 21 - represents a hardware device, which is a producer of interrupts and a producer or consumer of data. The second task represents the hardware /software interface , and performs interrupt enabling , disabling and context switching outside the normal Ada rendezvous mechanisms. The task specifications are as follows: HARDWARE_DATA : DEVICE_DEPENDENT; task ASYNCHRONOUS_HARDWARE; task INTERFACE is entry D ISPA TCHJNTERRUPT; end INTERFACE; task SERVER is entry OUTPUT_LINE (ST: in STRING) ; entry IOJNTERRUPT; for IOJNTERRUPT use at 16#1234#; end SERVER; The advantage of adopting an Ada model for devices and their run-time support is that the semantics of interrupt handling can be defined entirely in Ada. This model can be used conveniently to illustrate some of the problems an effective implementation must be able to handle : 1. hardware that generates interrupts at power-up and in error situations where there is no Ada program or handler ready to serve interrupts 2. hardware that generates spurious interrupts when the interrupt handlers are not ready to serve interrupts 3. hardware that requires immediate action on the interrupt to prevent the loss of data 4. a hardware interrupt that demands a specific program action to mask it out so that it is not constantly pending. 3.3.2.1. The Hardware/Software Interface The interface is modeled by a task representing the connection between the hardware and server tasks that are running concurrently on two conceptually different processors with a need to communicate. The hardware task has no knowledge of the state of the software and can try to interact with it at unexpected times. Some hardware tasks must be serviced immediately, even if the server is not ready, and can therefore generate unexpected interrupts (and race conditions in the server) when interrupt handlers are too slow to handle successive interrupts. A model for robust and usable interrupt support environment must provide services for situations in which either software or hardware is malfunctioning. This kind of failure handling can be represented by the following body of the interface task . task body INTERFACE is begin loop - 22- accept DISPATCHJNTERRUPT do select-- conditional en try call SERVER.IOJNTERRUPT; else FAIL URE_8ERVER.SERVER_NOT_READ Y; end select; end DISPATCHJNTERRUPT; end loop; end INTERFACE; 3.3.2.2. The Hardware Task The Ada hardware task example below models many of the problems caused by actual hardware . In the ex ample , the server and interface tasks communicate with the hardware task v1a a global HARDWARE_DATA variable, which includes the fields INTERRUPT_ENABLED , STARTJO and IO_DA TA. task body ASYNCHRONOUS_HARD WARE is -- lo cal declarations procedure GENERATEJNTERRUPT(TIMEOUT NATURAL) is begin PENDING JNTERR UPT: for I in O . TIMEOUT loop if HARDWARE_DATA.INTERRUPT_ENABLED then select -- conditional en try call INTERF A CE.D ISPA TCHJNTERRUPT; ifDATA_UNSTABLE then HARDWARE_DATA.IO_DATA := IND ETERMINANT; end if; exit PENDINGJNTERRUPT; else if DATA_UNSTABLE then HARDWARE_DATA.IO_DATA end if; end select; end if; end loop PENDINGJNTERRUPT; end GENERA TEJNTERRUPT; begin loop IND ETERMINANT; SERVICEJNTERVAL := SERVICEJNTERV AL + 1; if SERVICEJNTERVAL > SERVICE_TIMEOUT then GENERATEJNTERRUPT (INTERRUPT_TIMEOUT) ; SERVICEJNTERVAL := 0; end if; if HARDWARE_DATA.STARTJO then - 23- for I in O . DO_IO_TIME loop null; end loop; HARD WARE.J) ATA.IO_DA TA :=VALID _DATA; GENERA TE_INTERRUPT ( IO_D ONE_TIMEOUT); end if; end loop; end ASYNCHRONOUS.JIARD WARE; The hardware and interface model is sufficiently general to cover a wide range of hardware devices and enables a specification of requirements for designing a system hardware support package. Without such a formal definition, it is difficult to verify the correctness of the interrupt run-time support package. In addition, the model permits a software task to simulate a hardware device and test the interrupt run-time support package. 3.4. Conclusion The traditional approach to implementing interrupt handlers using assembly language le ads to systems that are difficult to develop, maintain or adapt to new hardware and software requirements. By providing a high-level interface, Ada simplifies the design and maintenance of interrupt handlers . And Ada defines the semantics of tasking mechanism, making it possible to construct asynchronous and synchronous programming models. Ada not only provides a powerful tool from software resuability point of view but also provides a powerful tools for concurrent programming. It really is "; The Language for the 1980s ";(May be 1990s). References [1] P.Wegner ";Capital-Intensive Software Technology,"; IEEE Software, Vol. 1, No.3, July, 1984, p. 3-45. [2] R. S. Pressman, Software Engineering, McGRAW-HILL, Inc. 1987, p. 5-8. [3] T . C. Jones , ";Reusability In Programming: A Survey of the State of the Art,"; IEEE Trans. Software Eng., Vol. SE-10, No.5, sept. 1984, p. 488-497. [ 4] G. Jones, ";Software Reusability: Approaches and Issues,"; Pro c. of IEEE computer Software f3 Applications Gonf., Nov. 1984, p. 476-477 . [ 5] M. D . Lubars, ";Code Reusability in the Large vs . in the Small,"; AG!vf SIGSOFT Software Engineering Notes, Vol. 11, No.1, Jan. 1986, p. 21-27. [6] G . Booch, Software Engineering With Ada, The Benjamin/Cummings Publishing Company, Inc., 1987, p. 334-354. [7] G. Booch, "; Object-Oriented Development,"; IEEE Trans. software Eng., Vol. SE-12, No. 2, Feb. 1986, p. 211-221. [8] G . R. Andrews, ";The Design of a Message Switching System : An Application and Evaluation of Modula,"; IEEE Trans. Software Eng., Vol. SE-5, No.2, Mar. 1979, p. 138- 147. [9] J. G . P. Barnes, Programming in Ada, Addison-Wesley, 1984. - 24- [10] M. Ben-Ari, Principles of Concurrent Programming, Prentice-Hall International, 1983. [11] G. Booch , Software Engineering with Ada, Benhamin/Cummings, 1983. [ 12] H. M. D eitel, An Introduction to Operating System, Addison-Wesley, 1983. r [13] J. Peterson and A. Silberschatz, Operating System Concepts, Addison-Wesley, 1983 . [ 14] M. M. Tanik, ";A Comparative Study of Synchronization Models Exploitable for Real [ Time Software Development Environment Design and Testing", SMU Technical Report 87-CSE-1, 1987. M. M. Tanik, ";Message Based Kernel in Communications", AACI Tech . Report, 1984. ( [ 16] ";Analyzing Ada Concurrent Programming", ACM Ada LETTERS, March-April, 1987. [ 17] J. B. Rasmussen and B. Appelbe, ";Real-time Interrupt Handling in Ada", Software Practice and Experience, Vol. 17, No. 3, Mar. 1987, p.197-213. [18] United States Department of Defense, Reference Manual for the Ada Programming Language, ANSI/MIL-STD 1815A, Feb. 1983.
Issue 4.3 of the Review for Religious, 1945. ; MAy !'5, 1945"' ' ",, ris in rl÷|ncjs~ ampere " ~ ~v~ ~ '~ f~ -";~ ,~ ¯ 7ESUS CHEST IN ~THE WRITINGS OF R~MI~RE--.~" ~,7- '-~ "~ Dominic U~ger,.6.F.M~Cap: . ~. sMEDITATION, . BOOK~ , FOR MINOR~. ~S~MINAKIES Vo1. IV, No~ .3~ ~'/Publish~d 3~onthl¢; Jan~arg, Mar~h,'Mag July'September~and No~ember a~ ~h~ Cdlieg~iPres~ 606 H~ms~n Street, T~peka K~ns~s ~b~ St. Mar7 s College St. M~gs w~th ecclesiastical approbatton. Entered as~second class matter-Januar~ 15 1942 . at thvPost O~ce Topeka Kansas underthe act of ~arch 3+ 1879~' ~'~ *~ . ?"Edit0rih1.Board: Adam C. Ellis, S.J., G. Au~usfifie Ellaid,. S.J., Getaid"Kelly, S J.~: Editorial-Secretary. Alfred F. Scfine~der S J ~ . : Coplright 19~ b7 Adam,C. Ellis: permission is hereb7 grantld for quotations 3"~" of reasonableTl¢ngth,, provided due credit, ,be given this review" and the' author. -("Subscription price: 2 'dollars a,year . ,? . . ~ " ~ ~rmte~ m.U.S;t~; .- ~ . . J' / 89)~.~, ~' Our deification is as certain ds the dogma of the divinity ~;, . bf Christ/of which it is the complement. oit is novmereiy "for itself-that ~l~e:'holy Hiamanity of Jesu.s" has ~e~ei~;ed, tfie ,,_ ~f-ul:nessof the di~Jinity through the personal union with the °~.~ -Wbrd,, bu~ als0.to make all humanity divine b~ granting'a :ihareiof Hii plenitude to all whowish to receige, His ~' ~ 'muni~tion. ~ Wh.en God ~redestined His own Son to be the :i'~7 ._ ¯ S0~a 0[ l~a~ry, "He p~e ~destined us t,o become His ~ad0pfed:sons ,b~y' union~with His onb/-begotten Son. (Ephes!gns~l:5). In becoming incarnate the" W;~d "of Gbd communk~(ed ¯ ~H.is di~iinity inca very personal manner to one soul and one ~ ,body in Christ. But his limitless love, embracing th~ whol~ _ world, mad~ it poss!ble for all,o .men toshare in-tha.tpartici- , . patton of the divine¯life. "His (Christ's) InCarnation ~a~ , -- no other end or aim, than to c6mmunicate His divine" life. ~ - to us: , ,~ . - But if-the'fulness 6f the diyinity!belongs.~shbstantially to.Jesus .- ~ Christ gl0ne (C01. 2:9), all who are united to Him by holy ba'ptis~rri .~'becoNe parta~kers in this fulness each according to his measure (John- ~ ~1:16),.: .-.,Ali o~iaer individual -natures belonging, to o~hd ia~e ~.~ Adaha shall be called, to unite themselve~ to-tBi~ privilqged nature, and to recei~'e by t'his union a very real communication,of its divine~iife. ¯ There shall be but one only, Go~d-Man: but" all men who. shal1~ be ~DOMINIC- UNGER~ Son of the~Heayenly :~E~th~r; but~all those.,who shall be willing-t~ receive~ thii~only Son shall becomethereby thd adopted sons of His Ffither add shall adqfiire - ,g s~rjct, right to share in H)s heavenly inhe/i(affce. "-(Tbe" Ap6stlesbip oLPr~g~r,,~p. 138: and The Laws o~ Prodidence, p. 90.)- ~ . ,"L It is possible for Christ to b~ the Head ~f all men and to i m~ke'~hem divine becahse.He is personally' unit~d"with Go~ ahd because He possesses the fulness of divine life. which He " fofcef~!y stated b~.Father Ram~{rd:- ~ . ~ Jesfis Christ is, therefore,.3n a ver~ real sense, the Head of huma~ ity ~nd of tile w~ole spiritual creation: .for from Him alone~do~s thd 'divine li~e ~our itself forth on angels and men, as really as animal lif~? ~s~reags' fr6m'the h~ad into every ~a[t pf our body." From Himhnd ~'flom Him alon~ proceed all supernatural acts which are d~ne 'io-heaven arid earth. We capnot acquire the least ;merit, do the least ~c~i'on,.conceive the least" thought,pronounce the least w~rd. in the supernatural order, if these different ~mov¢ments are not in-~ur hearts. *~througb~ an ~mpul~e'of His Divine~ Heart. This adorable ~art is 'for: all h~manity, in the order of grace, what ~he sun,.in ~fie physical okder, is for the earth and th~ 6ther planets which'gravitate~around it. - ~- The fact that Christ h~s, made it possibld --;_re~el~eHls o~n Bo'dyafid Blood in~the Eucfiari~t is ~an?- argument that He ifitend~d usto be divine. This union of -man~ith
Issue 8.3 of the Review for Religious, 1949. ; Review for Religious MAY 15, 1949 Mary's Place in Our Life T.~: Jorgensen Mystical Life--Mystical Prayer . M. R~ymond Reception of Profession . Joseph F. Gallen In Praise of Prayer--II . Augustine Kla~s (.~onformlty to the Will of God . CL A. Herbsf Books Reviewed Questions Answered VOLUME VIII NUMBER 3 REVIEW FOR RELIGIOUS VOLUME VIII MAY, 1949 NUMBER 3 CONTENTS MARY'S PLACE IN OUR LIFE 'T. N. Jorgensen, S.J . 113 MYSTICAL LIFE--MYSTICAL PRAYER-~M. Raymond, O.C.S,O. . 121 " RECEPTION. OF PROFESSION--Joseph F.~ Gallen, S.J . 130 IN PRAISE OF PRAYER--II--Augustine Klaas, S.J . 139 CONFORMITY TO THE WILL OF GOD--C. A. Herbst, S.J. 150 QUESTIONS AND ANSWERS-- 18. Postulants Begin Novitiate on Last Day of Retreat . ¯ . 157 19. Sign of the Cross at Benediction . . . . 157 20. Delegate to General Chapter in Place of Superior; General Coun-cilor as Local Superior . 157 21. Interruption of Canonical Year of Novitiate . 158 22. Use of Cuttings from Altar Breads . 159 23. Religious Communities Accepting Widows .~ 159 24. Votes to Be Announced after Each Scrutiny . 159 25. Filling Unexpired Term of Local Superior . 160 BOOKS . 161 OUR CONTRIBUTORS . 165 FOR YOUR INFORMATION-- Summer Sessions . 166 Gethsemani Centennial . 168 Catholic Action Booklet . 168 REVIEW FOR RELIGIOUS, May~ 1949. Volume VIII, No. 3. Published bi-monthly: January, March, May, July, September~and November at the College Press, 606 Harrison Street, Topeka, Kansas, by St. Mary's College, St. Mary's, Kansas, with ecclesiastical approbation. Entered as second class matter Jafluary 15, 1942, at the Post Office, Topek, Kansas, under the act of March 3, 1879. Editorial Board: Adam C. Ellis, S.J., G. Augustine Ellard, S.J., Gerald Kelly, S.J. Editorial Secretary: Alfred F. Schneider, S.J. Copyright, 1949, by Adam C. Ellis. Permission is hereby granted for quotations of reasonable length, provided due credit be given this review and the author. Subscription price: 2 dollars a year. Printed in U. S. A. Before writing to us, please consult notice on inside back cover. / ary s Place in Our Life T. N. Jorge,nsen, S.J. NAS Mary the prominent place in our life th.at God wishes her to have? What He thinks of her imp6rtance to us is revealed by the following points: I. The Proto-Evangel "I will put enmities between thee and the woman, and, thy seed and her seed. She shall crush thy head, and thou shalt lie in wait for her heel." (Gen. 3:15.) This potent prophecy summarizing the history of our race is spoken by God Himself. At the dramatic moment of our exile from Eden, it foretells Mary's part in God's victory over hell. Each of us throughout life necessarily shares in this world-wide struggle, for all of us are children of Adam and Eve. By ourselves we are no match. for Satan. But under Mary's banner, fighting with Mary's Son, we are sure of winning. Though Christ Himself is our sole Redeemer, we emphasize Mary's union with Him in this struggle because God emphasizes it. What He has joined so dearly, solemnly, even dramatically, we must not separate. Whatever His reasons may be, it is God's idea, not yours or mine or Mary's, that He make her His mother and give her an out-standing place in this fundamental struggle between good and evil. That Mary and her seed will crush the head of the s~rpent is our ¯ pledge of glorious victory if we seek it through Jesus and Mary. This vigorous, unqualified prophecy, given at the time of the Fall, is God's wayof urging us to remember Mary when we search "for Christ. 2. The Types, Symbols. Figures, and Other Prophecies of the Old Law The Old Testament reveals God's preparation for the coming of Christ and His mother. Some of its Marian references are prophe-cies, such as Isaias' "A virgin shall conceive and bring forth a son." Some are things, such as the ark of incorruptible wood, which held the manna in the Temple as Mary Was to hold Christ. Some are per-sons, such as Judith, .who cut off the head of the hostile Holofetne's as Mary was to crush the head of Satan. Many such references, writ-ten by God's inspiration for our instruction, show His interest in 113 T. N. JORGENSEN Review for Religious Mary through the centuries before her birth. 3. The Immaculate Conception Since sin is our greatest evil and grace our greatest good, the Immaculate Conception is a most desirable gift. Of all the billions born of Adam, Mary alone was conceived without sin. This gift manifests her complete victory over Satan and her leadership of the rest of the redeemed by her more perfect redemption. Through this fullness of grace she stiares generously in God's own life. And all thi) was given to her not only for. her own sake but also for the sake of us, .her children. 4. Mary's Presentation in the Temple Mary as queen of all saints is an inspiration to all. She is a shining model not only for those who live in the.world but also for those called to the cloister. She lives in God's world; selfish wbrldli-heSS and the world which Satan sways she conquered from the begin-ning. The Temple in Jerusalem was God's dwelling place, the place for prayer, the home of the manna foret~lling the Eucharist. Through the centuries God calls I-1]s favorite children to the cloistered life, calls all to conquer worldliness, calls all to prayer and devotion to the Eucharist. Mary leads us on this wonderful way by giving herself to the Temple, to praye~, to God. 5. The Incarnation This is the most important point of all. God chooses Mary for His mother from among all women, actual or possible. He honors her by sending one of the sacred seven who stand before His throne to deal with her. Gabriel, his message and explanation given, awaits Mary's consent. No one but God could choose hi~ own mother; mother but Mary accepted a definite, well-known Person to be her Son. This mutual acceptance of each other in a relationship more complete and eternal than even the bride-groom compact means that Mary shares willingly in Christ's work and sufferings. It leads neces-sarily, as she knew and accepted, to her sorrow on Calvary and her glory in heaven. Christ is eternally Mary's Son, His Body (though glorified now) is still the one He received from her, His love for her is still a filial love. We know that the mother of a great hero rbceives more praise ~han the mother of a lesser hero. We know that as a man advances from mayor to governor to president, the honor and influence of his mother increases proportionately. What limits, then, can be assigned 114 May, 1949 MARY'S PLACE IN OUR LIFE to the power, dignity, and glory due to the beloved mother of Oni~ who is Infinit!! The Incarnation is God's chosen way of uniting us to Himself. The manner of the Incarnation shows Mary's share in His plans. Cardinal Newman writes (Discourses to Mixed Congregations. p. 348) : "She, as others, came into the world to do a work, she had a mis-sion to fulfill; her grace and her glory are not for her own sake, but for her Maker's; and to her is committed the custody of the Incarna.- tion; this is her appoqnted office . Asshe was once on earth, and was personally the guardian of her Divine Child . . . so now, and to the latest hour of the Church, do her glories and the devotion paid ber proclaim and define the right faith concerning Him as God and man." The Church is an extension of the Holy Family and needs Mary as Nazareth needed bet. St. Augustine reminds us that Mary is the mother of the Mystical Body, bearing the whole Christ, the Head and the members. Her divinely appointed task is not finished until all the members are fully formed. 6. The Manner of Christ's Birth By the miraculous virginal delivery God preserves Mary's physi-cal integrity that it may be in harmony with her spiritual perfection. The other circumstance~ of His birth--the angelic songs calling the shepherds, the star guiding the Magi, the words of Simeon and Anna, the murder of th~ Innocents-~-all seem to attract premature attention to One who wished to stay hidden for another thirty years. But these manifestations during Christ's infancy serve to give the mother prom-inence. By bringing Christ to 3ohn the Baptist, to the shepherds and the Magi and ~-imeon and Anna, and soon to Egypt, Mary is the first Christopher, the first to offer Christ to ignorant and learned, to rich and poor, to Jew and Gentile, in Jerusalem and in pagan lands. God, who plans all ~t-hings carefully and lovingly, planned it thus. 7. "He went down to Nazareth and was subject to them" (Luke2:51) Gbd spends thirty-three years on earth t~eaching by word and example; thirty of these are spent leading Mary to higher sanctity. He serves her lovingly day after day and year after year, and inspires Luke to write of it that we may follow Him in this service and love. 115 T. N. JORGENSEN Ret~ieto for Religious ,~. Cana and Calvary Although Mary naturally stayed in the background during Christ's public life, God did arrange that its miraculous phase be-gin at Cana at her request and that it be finished on Calvary as she stood beneath the cross. On Calvary Mary, who had accepted Christ at the Annunciation on His own terms as tI~e Lamb to be slain, sur-renders her mother's rights lovingly, willingly though heart-bro-kenly, that her Lamb may die to remove the sins of the world. We are grateful to priests for their share in bringing us the Eucharist with Christ's real presence and His symbolic death. We must not be unmindful of Mary's great part in the first coming and the actual death of this same Christ. .9. Pentecost This is the birthday of the Church. As the Holy Spirit comes to abide with us permanently upon earth, Mary is present to welcome Him (Acts 1:14 and 2:1). Her presence when Christ sends His Spirit of Love to dwell with us is as necessary for the full harmony and development of God's plans as. her presence on Calvary had been. She is the first and perfect member of the Church, its most glorious jewel on its birthday and throug, h all of its days. She is so much at one with the Chtirch that both are described simultaneously by ,John's "a womati clothed with the sun"; both are the beautiful Spouse of ChriSt admired in Solomon's Son9 of Sonqs. I0. Mary's Assumption and Coronation : If we love a person greatly, we wish to be as r~uch like him as possible, to share our possessions and honors generously with him. Christ's Ascension into heaven as King of angels and men is paralIeled by his gift 'to Mary of her Assumption and Coronation as heaven's Queen. The mother of the Creator is made queen mother of creation. This reveals God's love for Mary and His wish that we acclaim her glory and power. Naturally He wishes us to honor her whom He honors, to love her whom He loves, to know and praise this master-piece of His creation and redemption and exaltation. God's judgments are true; one worthy of His honor and trust and love is worthy of ours. Mary is Christ's gift to us; to slight her is to wound Him. I I. The Church's Devotion to Mary The Church honors Mary greatly. The Mass, for instance, be-sides other prayers to Mary, starts with th~ Confiteor's ".I confess to 116 Ma~, 1949 MARY'S PLACE IN OUR LIFE Almighty God, to the Blessed Mary ever Virgin," continues with the Communicantes' "honoring in the first place the memory of the glo-rious and ever Virgin Mary, Mother of God," and closes with the Salve Regina's "our life, our sweetness, and our hope." Besides the many Marian feasts spread through the year, the Church dedicates to Mary the months of May and October. It urges . ¯ the wearing of the scapular, the saying of the Rosary, the making of Marian novenas. Think of the variety of religious orders dedicated to Mary, the number who have taken her name, the host of books written about her, the many hymns sung to her, the countless altars bearing her statue. All this devotion is a true manifestation of God's love for Mary, for the Church is guided by His Spirit of love. 12. Her Mediatrixsbip of All Grace Tbig gift means that God grants no grace to 'us except through Mary's mediation. All of' our supernatural activity depends upon grace. At every moment we have power to do good, to avoid evil, to increase our glory for eternity, to help save other soulS. At every moment, therefore, Mary must be interceding for each of us with all of her great love and prudence. Since God orders all things harmoni-ously and justly, the lower for the higher, the temporal for the eternal, the physical an~t mental for the spiritual, Mary's charge of the spiritual life of all on earth means that this is Mary's world in a won-derful way. To her more than to any other creature is addressed that promise of Christ, "Well done, good and faithful servant, because thou hast been faithful over a few things, I will place theeover many things; enter thou into the joy of tby lord" (Mr. 25:21). This position of Mary's means as much to us who need the grace as' to her who gains it for us. Our superiors and teachers and parents and closest friends all taken together do not enter into our life as intimately, deeply, fully, endlessly as Mary does by her universal mediatrixship. The twelve points just enumerated show that God loves and favors Mary exceedingly and wishes us to give her a prominent place in our search for Him. The often repeated statements ."God wants us to go to Him as He comes to us--through Mary" and "To God through Christ, to Christ through Mary".are true and impqrtant guides for us. As Father Faber writes: "Devotion to Mary is not an ornament in the Catholic cult, 117 T. N. JORGENSEN Reoieu~ lot Religious something superfluous or a means among many others that we may use or not as we choose. It is an essential part of Christianity . a definite arrangement of God . Devotion to Mary is not half 'enough preached, not the prominent characteristic of our religion which it ought to be. Hence it is that Jesus is not lo~'ed . He is obscured because Mary is kept in the background. Thousands of souls perish because Mary is withheld from them.", A deeper knowl-edge of Mary brings the Incarnation into clearer focus. For one who wishes to understand Christ more fully, reading about Mary is not a waste of time or a roundabout way any more than putting on glasses is a waste of time or a hindrance to a nearsighted person. It is a direct and effective means. Father Leen writes: "Without Jesus no salvation, without Mary no Jesus. And as without Mary it is impossible to have Jesus, so too without~a knowledge of Mary it is impossible to have a knowl: edge of Jesus . The cause of all the heresies that have ravaged the Church, the explanation of all failures in the spiritual life, can be traced to a lack of recognition of the spiritual maternity of Mary." (Our Blessed Mother, p. 103.) This is strong and sweeping language, but the spiritual maternity of Mary is a broad and vital gift deeply affecting the spiritual endeavork of all who seek to find God through the Incarnation, our God-given way of finding Him. God desires that we love Mary. Knowledge of her does much to foster this love. Therefore we should study Mariology. Su.rely that is a logical conclusion. We cannot love one deeply whom we know but vaguely, and even educated Catholics often know but little of Mary's greatest gifts. Devotion to Mary is great and growing, but its very growth increases the need to protect it from all super-stition and error. The widespread study of Mariology will bring many more to Mary, and at the same time it will place their devotion firmly on a Correct intellectual and a safe emotional basis. We are creatures of both head and heart, and God wishes us to serve Him according to our full nature. Too much emotion and too little dogma is ineffective and dangerous. Emotional religion, a transient turning to prayer in time of stress and a multiplication of novenas or other prayers for the novelty, fosters superstition and selfishness. On the other hand, too much intellect, a dry and imper-sonal study of theology, fails to warm the will. Advance in theo-logical knowle~tge, if it overemphasizes the head approach, may make us proud instead of holy. The gre~it heresiarcbs often knew much 118 May, 1949 MARY'S PLACE IN OUR LIFE the'ology. Many Christians know enough about their faith to be ~aints, but they still live in sin because they know these truths only in a cold, detached, theoretical manner. The will needs a nice balance of the two win~s of knowledge and love to carry it safely to God. The study of Mariology brings us a devotion with the perfect head-heart combination, the correct union Of thought and emotion. It is firmly based on fundamental dogma, for Mariology leads us .to study the mysteries of the Trinity, the Incarnation and Redemption, the horror of sin, the glory of grace, and so forth. Think of how much dogma is needed, for instance, for an understanding of the mysteries of the Rosary. True Marian devotion also offers a strong heart appeal. What is more moving than the sight of the Virgin Mother in quiet adora-tion beside the crib or in ,courageous adoration-beneath the cross? The theme most popular in world literature is the Cinderella plot. No variation of it cari be more moving or amazing than the story of the little girl of Galilee become God's mother and queen of.heaven. And it increases in appeal when we realize more deeply our own part in her story. This great queen who charms the angels serves us lovingly every moment of our lives! Truly Mariology offers us a devotion in which both head and heart work energetically yet har-moniously and safely together to carry .us to God. Studying Mariology gives help to all of our prayers, but espe-cially to our Rosary and Eucharistic devotions. When meditation on the mysteries of the Rosary is successful, it reveals G~d's love for us, teaches us ~ working answer to the problem of pain, keeps our eternal reward vividly in front of us, and leads us to meet the joys and sor-rows of life.wlth a deeply supernatural viewpoint. A Mariology course aids greatly in gaining this success. The Eucharist is the center of our spiritual life. A devout under- .standing of it depends mainly upon grace. Union with Mary secures this grace. We seek Mary because sl~e is Christ's mother; we fi~ad her to find Him. He is distant to those who slight her but gives Himself lovingly to those who seek her. This is true for all devotions to Christ but most of all for our Eucharistic devotion, for "the flesh of Christ is the flesh of Mary." She gave of her flesh that God might become man and dwell among us. The study of Mariology will enable us to please Christ by defending the honor of His mother and by bringing her love to others who need her. "Why did Christ seem to snub Mary? Why T.N. JORGENSEN does Scripture seem to say so little of her?. How can one who is free from concupiscence fully understand our trials, or one who is free from sin understand our weakness? How can we find Christ more quickly and fully by studying Mary and Jesus together than by studying Christ alone?"--if such questions are asked of us, can we give good answers? In the day-after-day study of the classroom, the answers to all such questions can be so throughly learned that they will always be remembered. One who has studied Mariology will gladly and effectively speak about Mary, encouraging her friends, converting her enemies. We all need Mary's strong help in our hourly struggle against the world, the flesh, and the devil. She is truly our spiritual mother and wishes to enter fully into our spiritual lives. Because of.her position, her virtues, and her sufferings for us, she has a right as well as a duty to aid us. We have the right and duty to discover her for ourselves and for others. These are some of the reasons why Mariology courses should be available to all students, strongly urged upon all. Our work for the introduction and success of these courses will delight God and bring ¯ His blessings to us, to the students, and to the school. If we cannot work directly for this, we still have a vital part to perform--we can pray for the success of such courses. These prayers will be our share in fulfilling Mary's Fatima desires and will bring great help to count-less souls. The generals of religious orders, the bishops, and the Pope strongly urge all to be devout to Mary. If many thousands of our Catholic students took Mariology courses each year, think of the help Jesuits would have in running sodalities, Dominicans in spreading the daily and meditative saying of the Rosary, Carmelites in moving all to a persevering and devout wearing of the scapular, the Marian-ists and Montfort Fathers in leading all to make and keep an act of full consecration to Mary, pastors in fostering May and October devotions and membership in the Legion of Mary, those interested in Fatima in securing great numbers for the First Saturday Com-munions, and the Pope in sharing with all his great devotion t6 Mary. What virtue and wi?dom and power this would bring to the Church on earth, what joy and peace to the world. Considering God's great love for Mary, we can have all this and heaven too-- if we praise her tO please Him. 120 °/V yst:ical Life .-tV ys!:ical Prayer M. Raymond, O.C.S.O. [There are three theories concerning the normal development of the Christian life. According to one theory, the normal culmination is mystical prancer; according to another, it is a mystical h'fe,'but not necessarily mystical prayer: and according to a third, mysticism is outside the normal development. It may well be that the differ-ences represented by these theories are more verbal than actual. But it seems advisable to note that, even though the differences be real, each theory is tenabl~ within the scope of sound Catholic spirituality, and none of them is certain. In the present article, Father Raymond strikes a vigorous blow for the second theory, the mystical llfe. W'e believe that his article should produce the effect he desires: namely, afford consolation to religious engaged in the active life who may wonder how theg also, without enjoying infused contemplation, can become mystlcs.--ED.] THIS little effort was almost titled "Thanks to Carcinoma," for it was one carcinoma that took me from Gethsemani to St. Jo-seph's Infirmary, Louisville, and another that brought Father Carl Miller, S.,I., all the way froha India to the same hallowed spot. So in very truth it ~vas thanks to carcinoma that I saw theory borne out in practice and have been urged to tell you the consoling truth that the distinction between, mystical life and mystical prayer tells of a very real differenc!! As [ have watched my monastery these late years become over-crowded and have seen foundation after foundation made from this Ladybouse, I knew there was a definite drift toward the contempla-tive life. As I .read letter after letter from earnest souls in almost every stratum of society, however, I began to suspect that too many were confusing contemplative prager with the contemplative life. But it took a carcinoma to show me that my suspicions were very well grounded and that the world of religious needed to know the distinc-tion made by Dora Lehodey, O.C.S.O., and Jacques Maritain. It is unquestionable that every Christian is a potential mystic; but it is not true to say that all baptized persons are destined to develop into mystics of prayer, are to know the heights of infused contempla-tion, and are to have an experimental knowledge of the Triune God dwelling and working within them if they will but live the ascetical life to the hilt and nurture the growth of the "seeds" planted in their souls when they were reborn from the womb of the water and the Holy Ghost. 121 M. RAYMOND Review/:or Religious I had read much about the "'normal development of the spiritual life" in books, brochures, and articles that have enjoyed wide popu-larity. I had seen the possibility of too many becoming confused and thinking that be or she alone had developed properly who had reached the state of mystic prayer, or infused contemplation. But it was St. Joseph's Infirmary tbat convinced me that it is not enough to point out to people that when John of the Cross and the three great Western Doctors, Augustine, Gregory, and Bernard, say that "con-templation is the normal and natural issue of the spiritual life" they may be talking of "acquired contemplation" and not of that highest limit of contemplation which involves an experimental perception of God's Being and Presence. No, one must go further and state clearly that there are three distinct mysticisms. -- But don't let me run ahead of my story. Father Carl Miller, S.J., was only skin and bones when I was called to his bedside. Cancer of the pancreas had eaten away all his flesh, but had left his mind as alert as flame. God graced me with four days filled with short visits to the side of this man who had spent twenty-four years of his life amongst the aborigines of the Patna Missions in India, and who was still burning to go back there in order to bring God to these benighted peoples and these benighted peoples to God. Secretly I wondered if the great St. Paul, with his longing to be "an anathema" for his brethren, excelled the zeal and love that fired this skin-covered skeleton called "Father Carl.". And yet our conversations seldom touched India, for once be learned that I was a cloistered contemplative he had but one topic for discussion. One morning he brok~ out with an exclamation that can be described on.ly as hungry. "Oh, father," be cried, "if I had my life to live over again I would go to India, of course, but I would devote ever so much more time to contemplation!" I chuckled softly, and even more softly quoted: "Our hearts were made for Thee, O Lord, and they will never know rest until they rest in Thee." A wondrous smile flamed in those luminous eyes that looked at me from a skull that had but a transparent skin tightly drawn over it. Then a voice that was colored fire said: "Exactly! Exactly! Won't you tell me now how to become a contemplative; how to be a mystic!" That last word made me laugh aloud. How often had I heard it since leaving my monastery just a few days before! And didn't its 122 May, 1949 MYSTICAL LIFE--MYSTICAL PRAYER every use connote a confusion! Weren't all these earnest souls--the nursing nuns," the teachers from our best academies, the priests from the neighboring parishes, and even some of the more advanced lay-men- weren't they all thinking of infused contemplation when they used that word? Weren't they all unacquainted with, or forgetful of, the distinction between the mystical life and mystical pra{ter, properly so called? Naturally I was thrilled to find so many souls athirst for God, for I am in hearty agreement with the man who had written "the. strength of Religion at any period of history is to be measured by the number and quality of its mystics, of its 'God-intoxicated' men and women." But I was both amtised and a bit alarmed to find so many of them thinking of only~ one kind of mysticism, one kind of "God-intoxication"-- that found in infused contemplation strictly so called. There is real danger in that delusion, for discouragement is still the devil's most pot~iit weapon in his campaign against religious. Had I not spent so much time at St. Joseph's Infirmary, I might not now feel the urge ~o tell the truth about the three mysticisms so pressing, nor know the truth itself to be so pulsingly practical. I believe that God allowed me to see each of the mysticisms in action; I know he allowed me to see that there are quite a few souls'who will know no peace until they have been persuaded that infused ~ontem-plation is not for each of us, nor is it the normal, natural, inevitable outcome of an ascetical life lived with utmost generosity. I understand the longing in these souls. I exult in its genuine-ness; for I know that Augustine of Hippo struck off a universal truth when he said that we shall "never know rest until . "' Yes, I re-joice in the strong drift toward .mysticism so manifest in our day'. ,But I would like to keep some from drifting too far, and others from wrongly resisting the drift. So, in the wake of the authorities men-tioned above I first give a word of encouragement. I say: Fathers, Sisters, Brothers, don't be disheartened if you have never known anything like infused contemplation. Don't be deluded into thinking you have not lived the religious life properly just because you cannot now call yourself, or be called by competent authority, a mystic in the sense that your prayer has been or is manifestly passive. And, above aI1, do not for a single moment consider yourself abnormal or subnormal because you have not reached that develop-ment which some b'ooks on prayer, or perfection, or contemplation say is the normal development of the spiritual life, namely, infused 123 M. RAYMOND Ret~iew for Religious contemplation. For it simply is not true that the ascetical life, lived to the utmost, inevitably leads to mystical prayer in this sense of word. Normally, you cannot be a mystic Without first having been an ascetic; but you may well be a true mystic without ever having known infused contemplation. The question which has caused more than one controversy in the past--"To what does the spiritual life normally lead ?"--seems to me to have received its final answer in the reply: "Not into mystical pr~tyer, but into the mystical life.'" This is the reply I found in the appendix to the French version "of Dom Lehodey's Wags of Mental Prayer. He felt forced to add this explanation because his name had been used to support both sides of the controversy ~eferred to above. He very carefully, and even somewhat laboriously, moves from premise to premise until he is finally able to say we must distinguish between mystical life and. mystical prayer if we are to avoid serious error. Having reached this conclusion he supports himself by numer-ous quotes from Jacques Maritain and Father Garrigou-Lagrange.* Briefly the thesis resolves itself to the .old dictum that "Practice makes perfect." Their teaching is one that leaves little room for doubt or questions. They see grace, the virtues, and the gifts. They watch them in action. In the beginning of the spiritual life they see that grace remains bidden--though operative; and we, it seems, have to take the initiative. Grace here seems to adapt itself to our "hun~an mode" of acting in prayer and in all other things. We are now definite!y i6 the ascetical lif~. But as the spiritual life deepens and develops, the gifts take the ascendancy over the virtues. When this happens one is in the mysti-cal way. When the gifts dominate habitually and in a manifest man-ner, then, unquestionabiy, one is in the mystical life. Hence, Dom Lehodey defines this life as "a life lived under the habitual direction of the gifts of the Holy Ghost in what St. Thomas calls their 'super-human mode.' " And for the consolation of all let me cite Maritain to'the effect that "the precise moment at which the mystical life begins cannot be ascertained in practice, but every Christian who makes progress in grace and tends toward perfection will, if he or she lives long enough, enter the mystical life." XTo avoid misunderstanding, it should be added here that Garrigou-Lagrange, while admitting this mysticism in action, would hold that normally the mystics in action should also be mystics in contemplation. 124 May, lP49 MYSTICAL LIFE--MYSTICAL PRAYER That would sound not only like a large statement but like an erroneous one if we looked at history and believed that the mystical life was synonymous with mystical prayer. The list of mystics who enjoyed infused contemplation is not so long! What does Marltain mean then? He means that there are three mysticisms, each of which constitutes a separate vocation. There is the mysticism of prayer, the mysticism of action, and the mysticism of suffering. On what do these men base their thesis, you may ask. It is on the unshakable fact that there are seven gifts of the Holy Ghost, only two of which are pre-eminent in the lives of the mystics of prayer. They very wisely point out that most of us have not been cast in the mold of the contemplative mystics. Our native endowments run cgunter to the requisites of temperament, disposition, and a multi-tude of circumstances independent of our own wills which must be had befbre one is an apt subject for the special infusion. Dom Lehodey clinches this point by telling how he has seen souls of equal good will and generosity, in the same environment and under the same director, develop differently. One is seen to reach contempla-tion very rapidly, another very slowly, another not at all. He says the ultimate explanation lies in the fact that God wishes to remain Mas-ter of His gifts, and distributes them according to the design He has on each soul. That truth coming from such a master should stop each of us ¯ from thinking the "grass is so much greener in our neighbor's yard!" Those in the "mixed life" should not "envy" cloistered contempla-tives; nor should cloistered contemplatives "begrudge" the active ones their work with and for and on souls! His further remark should come as silver waters to slake our God-thirst. He rather forcefully states that prayer and perfection are not synonymous, and that con-templation is not the prayer of the perfect alone. Many who are very imperfect have been graced by God with infused contemplation, while many truly perfect souls have never known that boon. Any experi-enced director, he says, will tell you that he has met souls further ad-vanced in virtue than in prayer and others that are much further ad-vanced in prayer than in virtue. The practical conclusion seems to be, then, to rest satisfied with the native endowment that is ours, to rejoice that God has given us so much, and to concentrate on our efforts rather than to be studying their effects. It will do us little good to be continually taking our spiritual temperature, feeling the pulse of our souls and counting our 125 M. RAYMOND Review for Religious mystical respirations. The truths to remember are: we are called to be rngstics (but not.necessarily'mystics of prayer); and secondly, that if we advance in grace and tend toward perfection we shall inevitably enter the mystidal life. Variety is the spice of life, and God the Holy Ghost likes the mys-tical life spicy. Granted that this life is fundamentally one, it re-mains patently true that it can'assume the most varied forms, not only because there are seven gifts, but also because the Holy Ghost, their lnltiateur babituel, can set them in motion according to His good pleasure and have the same gift shine out differently in different souls. Who cannot distinguish Catherine of Sienna from Teresa of Avila; Teresa of Avila from John of the Cross; John of the Cross from Paul of the Cross; Paul of the Cross from Ignatius of Loyola; Igna-tius of Loyola from Francis Xavier; Francis Xavier from Francis of Assisi: Francis of Assisi from Francis Borgia, etc., etc.?--all mystics of mystical prayer, but each as different from the other as star from star and individual from individual. If the Holy Ghost should wish your sanctification to assume a distinctly contemplative character, He will make use principally of the gifts of wisdom and understanding; but should He desire your life to be less contemplative and express itself in a mysticism that is pre-dominantly actlve--e.g., in the perfection of humility, or obedience, or some other religious virtue; or in the suffering of trials along with holy abandonment; or in zeal for souls along with an intense interior life--He will call upon the active gifts rather than the contemplative, and you will be a mystic truly, though not one of mystical prayer. Now don't mistake me. These active mystics will be prayerful souls; 'their prayer will be simple, tender, and childlike. But, re-markable though they be as pray-ers, the m6re remarkable trait about them will.be their mysticism of action. Wisdom and understanding will not be as manifest in their lives as will be counsel, knowledge. piety, fortitude, or fear of the Lord. Would you not tl~ink that you had seen this thesis verified in fact had you stood beside Father Miller and heard him ask everyone who came to his bedside to pray that he "might give God cheerfully, promptly, and without reserve whatever God asked of him"? Is not that fortitude that is extraordinary, that works effortlessly, that dominates a life? Would you not recognize real knowledge in the man when he joyfully cried: "My best work for the Patna Missions began when I arrived at St. Joseph's Infirmary." And what would 126 Ma~l, 1949 MYSTICAL LIFE--MYSTICAL PRAYER you have thought of his mystical life if you had heard him. say: "Father, I want everyone who meets me to meet Christ desus"? Do you see now why I laughed aloud when he asked me to teach him how to become a m~jstfc? Is it not obvious that he had lived the mys-tical tffe of action in Patna Mission and was crowning i~ by a mysti-cal life of sufferfhg in Louisville? The moment I saw the light in this man's eyes I knew I was viewing something that had not been kindled on this earth; and now that he has gone to God, I know I spent four days with a real mystic who had never known mystical prayer. As I watched the nursing nuns in that medical center I shook my head and said: "Indeed you are right, Dora Lehodey: Mystical prayer is not for all, though the mystical life is!" How could I refrain from such a statement when I saw these women pui in day after day of a service that could be motivated only by extraordinary lo~)e? .They were up at ten minutes to five every morning, and I know some of them seldom retired before ten minutes to eleven. They gave eighteen hours, crowded with service, to Christ in His mystical members. And they did it with an ease and effortlessness that made me conclude that the lnftfateur babftuel was working in their souls every moment with His gifts. The tho.ught of these nuns suggests the insertion here of a very true paragraph from the brochure What Is Contemplation? written by my confrere, Frater Louis, known to you as Thomas Merton. He rightly remarks: "The great majority of Christians will never become pure con-templatives on earth. But that does not mean that those whose vocation is essentially active, must resign themselves to being excluded from all the graces of a deep interior life and all infused prayer. There are many Christians who serve God with great purity of soul and perfect self-sacrifice in the active life. Their vocation does not allow them to find the solitude and silence and leisure in which to empty their minds entirely of created things and lose themselves in God alone. They are too busy serving Him fn His children on earth. At the same time their minds and temperaments do not fit them for a p'urel~j contemplative life. Complete isolation from all temporal activity would upset their souls. They would not know what to do with themselves. They would vegetate and their interior life would grow cold. Nevertheless theft hnoto how' to find God by devoting themselves to Him in self-sacrificing labors in which they are able to 127 M. RAYMOND Review [or Religious remain in His presence all the day tong. They live and work in His company. They realize that He is within them and they taste deep, peaceful joy in being with Him . Without realizing it, their humble prayer is, for them, so deep and interior that it brings them to the threshold of contemplation." (Italics mine.) My confrere uses the word contemplation in the restricted sense of infused prayer throughout his work. But you can see how neatly his theory fails in with the correct thesis of the authorities I have quoted throughout. You can see that those whom he calls "quasi-contem-platives" would be called by Lehodey and Maritain "mystics (or con-templatives) of action." I cited the passage because it fits my nursing nuns so perfectly. I had seen much of the mystical life in action and in suffering on St. Joseph's "First East" and "First West," but it waited for my re-turn trip home to show me the mystical life in prayer. It was in, one of the large motherhouses of our nuns where I was asked to bless the sick in the infirmary. I gladly acceded, but soon saw that God was blessing me through the sick Sisters much more than He was blessing the sick Sisters through me. I was ushered into a tiny room where an old, old Sister lay awaiting death. The atmosphere of that little cubicle struck me like a blow. What I have said about the light in Father Miller's eyes, I say about the atmosphere surrounding this aged, prayer-filled nun: It was not of this earth! If you had heard her cry of joy when I softly said: "You know God loves you, Sister," you would have realized that you were listening to a soul, who knows God intimately, become articulate. If you had seen the light that suffused her coun-tenance when I added: "And you love God dearly, don't you?" you would understand why I wanted to kneel and receive her blessing rather than raise my hand to trace over her the sign of the cross. My escort did not need to whisper: "This is our saint. She never stops praying." I knew! As I said in the beginning, I belieoe that God allowed me to see the three mysticisms in actuality. You do not have to agree with me on that point. But I beg you to agree wholeheartedly with the truth of the thesis I have been propounding: We are all called to be mystics; but not all to be mystics of prayer. There is a mysticism of action and a mysticism of suffering. Each of us is to fit into some one of those mysticisms; some of us perhaps in all three. But do not grow disheartened just because your temperament, disposition, and present 128 Ma~l, 1949 MYSTICAL LIFE--MYSTICAL PRAYER occupation militate against anything like the mysticism of prayer. And now I know you have only one question: "How can we in the active life become more contemplative or mystic?" Well, Dom Lehodey ended his appendix with the advice that we "examine ourselves, in a peaceful and childlike manner, to ascertain Whether or not we are doing what is necessary to keep our souls free for the divine action." He then urges us to obedience and humility, saying, "It is by obedience and humility that the soul enters spiritual childhood." You can guess the rest. "He who humbles himself shall be exalted" (Mt. 23:12). Or, as Divine Wisdom had said long before: "Si quis est parvulus, veniat ad me" (Prov. 9:4). Dora Lehodey concludes: "To make ourselves little, and to let ourselves be made little, is the means par excellence of keeping our souls open for God's action. If He finds us little, He can lead us, according to Hid choice, either by the mysticism of action, the mysticism of suffering, or the mysticism of prayer; or, if He prefers it, by all .three together.'" If that does not appeal to you might I dare the.suggestion that you remember but one thing? Just remember: We are His members! That's all. For it is by living the doctrine of the Mystical Body that we become true mystics; since the best description of a mystic I have ever read runs: "A mystic is a Christian fully cbr~scious of himself,'" That means to be conscious of our dignity as members of Christ Jesus; conscious of our supernatural endowment of grace, virtues, gift~, divine indwelling, adoption, elevation,, etc., etc., etc.; very con-scious of our duty to "fill up what is wanting to His Passion"; and conscious of the destiny of all men to be members of that Body of which Christ is the Head; conscious of our own destiny. Let me conclude with a few words from Father Walter Far-rell, O.P. In his Companion to the Summa he says: "The first con, dition of contemplation is love.'" The contemplative is to be visua-lized as "a gallant lover reckless of the cost of his love.'" "Contem-plation begins in love, endures by love, and results in love . This love of a contemplative is a holy, clean, beautiful love; for holiness, cleanliness, beauty are conditions for contemplation." So if you would become a mystic--fall ir~ lover. But remember that love not only adores--love serves; love Suffers; love sacfi£ces! Now don't ask me if it is legitimate to desire mystical pr~yer; for the answer is that it is inevitablet. We all want to see God. That urge is as deep as our instinct for self-preservation, if not deeper. But let us remember that the "face to face" vision is for the other 129. JOSEPH F. GALLEN Religious life, and that we who are not cast in the moId of Teresa of Avila or John of the Cross can say with the Founder of the Sanguinists, "If it is so sweet to tire ourselves for God, what will it be to enjoq Him?" and go along in our active mystic lives as happy as angels. Reception Prot:ession Joseph F. Gallen, S.J. THE receiving of the vows is subject to misunderstanding in itself, and its importance can be overlooked by the priest pre-siding at the profession and by religious superiors. Any priest knows the necessity of delegation for a marriage at which he assists: he may not be as keenly aware of the equal necessity of delegation for the vows that he receives. The principles governing the recep-tion of the vows are applicable to both clerical and lay institutes. The following discussion is explicitly concerned with lay religious congregations of Brothers and Sisters. The subject is treated directly as it exists in congregations of Sisters, since these are the more numerous. Distinction between Admission and Reception Reception of the vows is often confused with admission to the vows. These are two distinct ideas and acts, but both are required for the validity of the profession. Admission is the juridical act by which the competent superioress decides that a person may and should be allowed to make a religious profession. The act of admis-sion appertains to the higher superioress designated in 'the constitu-tions and bet council. The Code of Canon Law permits that the vote be of either the chapter or the council, but this power will not be given to the chapter except in institutes that have the govern-mental structure of an independent monastery. Admission to the vows, therefore, is an act that precedes profession, an act in which the future professed has no personal part. By admission the subject does not become a professed but is only rendered apt for making a future profession. Reception of profession is the act by which the legitimate supe-rior, in the name of the Church and of the particular institute, ,130 May, 1949 RECEPTION OF PROFESSION accepts the profession. Reception appertains solely to the superior designated for this act in the particular constitutions. The Code gives the council or chapter no part in this act. R~ception is thus concomitant with profession. At the same time that the subject makes profession, the competent superior accepts the profession. Canon 572, § I, 6° clearly states that the vows are invalid if not received by the competent superior personally or thr6ugh a delegate. There are two reasons for this law: (I) religious vows are public vows, and canon 1308, § I defines a public vow as one that is received in the name of the Church by a legitimate ecclesiastical supe-rior; (2) religious profession is also a quasi-contract between the professed and the particular institute. A contract demands the con-sent of both parties, and thus the institute also must consent. Practical applications.--It is possible that the distinction between ~dmission and reception is not universally realized. This case can occur not only from a misunderstanding of the constitutions but also I~ecause of omissions in the constitutions. There are three articles of the constitutions that are at least helpful in emphasizing reception and in ascertaining the person competent to receive the vows: (1) the general requisites for the validity of every juridical profession; (2) the formula of the vows; (3) the article on signing the declaration of the profession. There are a few constitutions that omit the first and third articles and that mention neither a superioress of the institute nor the local ordinary in the formula of the vows. It is not of obligation that either of these be mentioned in the formula. Another difficulty that can occur under this heading is the con-fusing of a juridical renewal of vows with a devotional renewal. All religious realize that the first temporary profession and the perpetual profession are not the same as a devotional renewal. However, if we take the example of an an institute that has three professions of temporary vows for one year instead of one profession for three years, it is possible to find religious who do not distinguish, at least adequately, either these annual juridical professions or the profession consequent upon a prolongation of temporary vows from a devo-tional renewal of vows. This is a serious error. All of these annual professions, as also the profession in a prolongation of temporary vows, are as strictly juridical professions as the first temporary and perpetual professions. A juridical renewal is a new profession of vows that have already expired or will soon expire. A devotional renewal may be made at any time, whether the vows are temporary 131 ¯ JosEPH F. GALLEN for Religious or perpetual. No new obligations are assumed in a devotional renewal, whether it is made individually or in common. The sole purpose of a devotional renewal is to reinvigorate fidelity and fervor in fulfilling obligations assumed in the past. A devotional renewal, inasmuch as it is not a strict emission of vows, does not have to be received. Any juridical renewal is a real religious profession and must be received. A moment's thought shows us that the second annual profession.of temporary vows is as strictly a religious profes-sion as the first annual profession. All of the general requisites demanded by canon 572 for a valid religious profession must be observed also in the juridical renewals and in the profession of a Sis-ter whose temporary vows have been prolonged. Who Is Competent to Receioe the Vou)s? Canon 572, § 1, 6° states: "That it be received by the legitimate superior according to the constitutions, either personally or by dele-gate." The constitutions, therefore, are to determine the sfiperior who is to receive the vows. The Code of Canon Law leaves this superior undetermined. In pontifical institutes that are not divided into provinces the constitutions almost universally prescribe that the vows are to be received by the mother general or her delegate. This is also the prevailing practice in pontifical institutes that are divided into provinces, but in these the legitimate superior is also frequently prescribed as the higher superioress or her delegate, the mother pro-vindial or her delegate. Different superiors may be assigned for the various professions, for example, the mother general for the perpetual profession and the mother provincial for all professions and renewals of temporary vows. The constitutions could also assign the recep-tion of profession to local superioresses. Constitutions that contain determinations such as those listed above cause no difficulty. They clearly and accurately determine the legitimate superior. This determination should be made in the article that lists the general requisites for a valid profession and that reproduces'canon 572. The part of this canon, given above, that treats of reception should read, for example: "That it be received by the mother general either per-sonally or by delegate." In diocesan institutes also it appears to be the prevailing practice for the vows to be received by th~ mother gen-eral or her delegate. It is most unusual for these institutes to be divided into provinces. The constitutions that cause practical difficulties are those that 132 Ma~l, 1949 RECEPTION O,F PROFESSION fail to determine the superior for reception Under the general requisites for a valid profession. This is an inaccuracy; in the compiling of the constitutions, since the Code of Canon Law clearly presupposes that the constitutions determine this Superior. The usual case of this lack of determination is found in constitutions that merely repeat the words of canon 572, § 1, 6°. Thus one set of constitutions reads: "that it be received by the lawful superior either personally or by delegate according to the constitutions." The article of the constitu-tions that primarily should determine the superior competent for reception has failed to do so, and the problem now is: Who is the legitimate superior? The Code Commission has given a reply on such cases and stated implicitly that the secondary source of deter-mination of the competent, superior is in the formula of the vows. According to this reply, the local ordinary is the one competent to receive the vows, if he alone is mentioned in the formula of the vows. The reply did not go beyond this case, but if we apply logically the principle that is implicit in the reply, a superioress of the institute who is the only one mentioned in the formula will be the person competent to receive the vows. The case becomes more complicated " when both the local ordinary and a superioress of the institute are mentioned in the formula. The reception in this case appertains to the superioress of the institute mentioned in the formula, since the receiving of the vows is the act by which the subject is incorporated into the institute and thus by its nature appertains to the superiors of the institute. We cannot say that this last rule is universally true. It is not impossible to find such an institute in which the local ordinary has always received the vows, and it can be held that he was the one intended in the expression "legitimate superior" of the constitutions. Finally, there are constitutions of this type that mention neither the local ordinary nor a superioress of the institute in the formula of the vows. In this case it seems that we shoul(i resort to the article of the constitutions on signing the declaration of the profession. Canon 576, § 2 commands that the declaration of the profession be signed by the professed and by the one receiving the vows. Therefore, this article also should specify the one competent to receive the vows. If this article reads: "and the mother general or her delegate and the professed Sister herself shall sign it," we may hold that the mother general is the superior competent to receive the vows. However, in actual practice this article is often ambiguous. In the absence of any other determination, the superioress of the institute who has the right 133 JOSEPH F. GALLEN Review for Religious to admit to the particular profession is also the competent superior for the reception of that profession, since reception is the complement and execution of admission. The principles given above apply equally to pontifical and diocesan institutes, since reception of the vows is by its nature and by the laws of the Church a matter of internal government. The practical conclusion of this discussion is that no institute should tolerate obscurity in its laws concerning the person competent to receive the vows. The Local Ordinartj as Recipient of the Vows There are a few pontifical and a greater number of diocesan con-gregations whose constitutions prescribe that the professions are to be received by the local ordinary or his delegate. The reply of the Code Commission, mentioned above, makes it evident that the ordinary in such cases receives the vows only in virtue of a general mandate or commission given to him in the constitutions of the institute. The facuity to receive the vows in either a pontifical or diocesan congre-gation does not appertain to him in virtue of the fact that he is local ordinary. In these institutes the local ordinary either personally receives the vows or delegates another to do so. It is the common practice for him to delegate a priest. Therefore, a priest who is invited to preside at a profession is to be vigilant when the constitutions prescribe that the vows are to be received by the local ordinary or his delegate. He will receive the vows; and he is to make sure, before the professions, that the superioresses of the institute have secured delegation for him to do so. He will not be overcautious but only prudent if he asks to see the letter in which the delegation is given. He may find that the local ordinary was asked merely for the faculties for the retreat before professiori, or for faculties to preach, and that the letter contains nothing about delegation to receive the professions. It is the practice for the local ordinary to delegate a priest to receive the vows, but the Code of Canon Law does not oblige him to do so. He could delegate a superioress of the institute, since the reception of the vows is an act of dominative power, not of jurisdic-tion, and thus does not presuppose the clerical state. The constitu. tions would oblige him to delegate a priest if they prescribed that the vows were to be received, "by the local Ordinary personally or by a priest delegated by tiim." This is rarely found in constitutions. Even in such a case a priest would not be required for the validity1 of 134 May, 1949 RECEPTION OF PROFESSION the reception, unless the constitutions clearly and certainly demanded a priest for validity. It is very unusual in the constitutions of lay institutes to find anything purely of their own law prescribed for validity, with the exception of matters that demand the deliberative vote of a council. When the institute has houses in several dioceses, it is the local ordinary of each diocese or his delegate, and not the local ordinary of the mother house, who receives the professions in his diocese. The local ordinary receives the vows only in virtue of a general commission given to him by the constitutions of the institute. The question can thus arise: Have the superioresses of the institute, by granting such a commission, completely abdicated their native right to receive the professions? At least four authors (Coronata, Schaefer, Vidal, Muzzarelli) deny such a complete abdication and hold that the religious superioresses could validly receive the vows. It is not the practice of religious superioresses to do this, but the doctrine of these authors ~annot be said to be improbable. None of these authors specifies the superioress who would have the right to receive the pro-fessions. This would be the superioress that is mentioned in the formula of the vows or, in the absence of such mention, the superior-ess who has l~fie right to admit to the particular profession, since reception is the complement and execution of admission. Religious Superioress as Recipient of the Professions When the constitutions prescribe that the vows are to be received by a superioress of the institute or her delegate, it is the universal practice for the superioress to receive the vows personally or to dele-gate another Sister of the same institute for the reception. In such a case the officiating priest says the Mass and presides over the cere-monies, but he does not receive the vows. The Code of Canon Law permits the competent superioress to delegate either the local ordinary or a priest for the reception. Such a delegation could be forbidden by the particuIar constitutions. For example, one set of constitutions reads, "that it be received by the Superior General either in person or through a delegated Sister." To delegate anyone except a Sister in this institute would be illicit but not invalid. The original approved text of the constitutions is to be examined closely wih regard to the delegation of the local ordinary or a priest. In at least one set of constitutions, the "'per alium" of canon 572, § 1, 6° was changed by the Holy See in ;the aigproved text to "'per aliam.'" The general 135 JOSEPH F. GALLEN Review/:or Religious norm of canon 490 states that in matters concerning religious the masculine gender applies also to women, but the feminine gender does not apply to men. Therefore, the correction in this set of constitu-tions would exclude a licit delegation of men. Delegation of Faculty to Receioe the Vows The Code gives to the legitimate superior, whether the local ordi-nary or a member of the institute, the power of granting to another the faculty of receiving the vows. Therefore, this power of delega-tion is possessed, even if the particular constitutions do not explicitly grant it. Habitual delegation may be given.--Tfie legitimate superior has what may be called ordinary power of receiving the professions. Such,a power may be delegated in whole or in part. For example, if the mother general is the legitimate superior, she may delegate the mothers provincial to receive all professions in their provinces, the local superioresses to receive all professions in their houses, the mis-tress of novices to receive all professions in the novitiate. The local ordinary, if he is the legitimate superior, could delegate his vicar for religious to receive all professions within his diocese of institutes that prescribe that the vows are to be received by the local ordinary or his delegate. He could likewise delegate the chaplain to receive all pro-fessions in the convent to which he is attached. He could also dele-gate for all professions of an institute the priest designated by the superioresses of the institute to say the Mass or to preside at the cere-. monies of profession. A few institutes grant habitual delegation in the constitutions. Tl~e following articles are taken from constitu-tions approved by the Holy See: "The vows shall be received by the Superioress General or her delegate. Regional Superioresses in their region, and the local Supe-rioresses of the house where the vows are made, are habitually dele-gated." "that it be received by the Superior General either in person or through a delegated Sister. In virtue of these Constitutions, the Superior of the house where the profession is made is considered delegated unless the Superior General has stated otherwise." Delegation and subdelegation may be git)en for particular cases.- One who has either ordinary power or habitual delegation may dele-gate others to receive the vows in particular cases. Delegation for a particular case is that given for a determined case or for several deter- 136 May, 1949 RECEPTION OF PROFESSION mined cases. Thus a delegation to receive all the professions at a determined ceremony is a delegation in a particular case. If we sup-pose that a local superi0ress has been habitually delegated to receive the professions in her house, she can subdelegate another to receive all the vows at a determined ceremony, e. g., that of August 15, 1949. If the chaplain has been habitually delegated by the local ordinary to receive all the professions in a novitiate house, he can subdelegate another to receive all the professions at a determined ceremony. However, one who is subdelegated to receive the vows cannot again subdelegate his power unless he has expressly received the faculty to do so from one with ordinary power (canon 199, §5). Person delegated.--As explained above, unless the particular con-stitutions declare otherwise, the person delegated may be amember of the institute or one who is not a member of the institute. The legitimate superioress may deleg~ite the local ordinary, a priest, or a Sister of her own institute. The local ordinary, if he is the legi-timate superior, may delegate a priest or a Sister of the institute to receive the vows. Manner of delegation.--The delegation may be given orally or in writing, but the latter is much preferable. The letter of delegation should be retained in the files of the institute. When the vows are received by a delegate, it is advisable to note that fact in the register of professions together with the date of the letter of delegation and the name of the one who gave the delegation. Manner of Receitaing the Vows The act of receiving the vows does not have to be expressed in words but is understood to be sufficiently externally expressed by the physical presence of the one receiving the vows. Reception and pubticit~l of the vows.--The vows of religion are public solely by the fact that they are received by the legitimate supe-rior in the name of the Church. The Code does not demand other witnesses nor that the profession at least ordinarily be made in the presence of the community. These are frequently prescribed by the particular constitutions. Rite of profession.--The rites and ceremonies of profession are foreign to the present subject. One point of the rite, however, may be noted. It is more suitable that the formula of any juridical pro-fession should be pronounced separately by each Sister. This is not 137 JOSEPH F. GALLEN Reuieu~ for Religious required for the validity of the profession but is of obligation when prescribed by the particular constitutions. The reason for the above doctrine is that the decree of the Sacred Congregation of Rites on the rite of profession during Mass stated that the juridical profession was to be pronounced individually. Some constitutions approved by the Holy See. explicitly command that the formula be pronounced individually. Signing the declaration of profession.--Canon 576, § 2 reads in the Vatican translation: "A written declaration of the profession, signed by the person professed and at least by him in.whose presence the profession Was made, must be preserved in the archives of the institute." The clause, "at least by him in whose presence the pro-fession was made," is a literal translation of the Latin, "'saltern ab eo corarn quo professio ernissa est.'" This clause can have but one meaning, that is, "at least by the one receiving the vows." This sense is evident from the fact that the Code is here speaking of a witness to the profession, but in the canons on profession that pre-cede canon 576 the Code has prescribed only one witness to the pro-fession, namely, the one receiving the profession. Therefore, the one who receives the vows must always sign the declaration of the pro-fession, whether this is commanded by the particular constitutions or not, since it is an obligation of the Code. If the local ordinary personally receives the vows, he must sign the declaration, and not any other priest who, may have been present at the ceremony. It is evident that this article should be of help in ascertaining the person competent to receive the vows. It is of such' help when it specifies properly the person who is to sign, for example, "by the Mother General or her delegate." It is oftentimes of no .help, since the article merely repeats the unspecified language of the Code, enumerates with-out distinction many witnesses who are to sign, or omits entirely any indication that the declaration must be signed by the One receiving the vows. This same clause is sometimes mistranslated in constitu-tions, for example, "by the person who presided at the profession." It is licit to prescribe, and some constitutions actually prescribe, addi-tional witnesses who must sign the declaration, such as the officiating priest, the local superioress or her delegate, or two Sisters who were witnesses to the profession; but the constitutions should not omit the prescription of the Code that the declaration must be signed by the one who received the profession. The Code does not demand that either the professed or the one 138 May, 1949 IN PRAISE OF PRAYER receiving the profession sign the declaration immediately after each profession. 'This may be done for all the professions after the cere-mony is finished. This does not exclude the custom, which exists in some institutes, of having each professed sign the document of profession immediately after her profession. In Praise ot: Prayer--II Augustine Klaas, S.J. m~HE Fathers and ecclesiastical writers of the first seven centuries | have already told us of the nature, excellence, e~cacy, and r~ecesslty of prayer. (Cf. REVIEW FOR RELIGIOUS, Vol. VI, No. 6, pp. 363-371.) Pursuing further our study of these early Christian writers we flote that they held that the amount of formal prayer for each will yary with his peculiar circumstances of life and work, of nature and grace. Thus the his(orian Palladius (d. circa 425 A.D.) tells of a certain monk, Paul, who came to Abbot Saint Macarius for some pertinent advice on this point. "Uninterrupted prayer was his work and his asceticism. He said daily three hundred formulated prayers. Collecting as many pebbles, he kept themin the bosom-pocket of his garments and then threw away one at each prayer recited. Coming to Saint Macarius, called the Statesman, to speak with him, he said: 'Abbo~ Macarius, I am despondent.' Urged to give the reason, he replied: 'In a certain town there lives a virgin thirty years old, given to the ascetic life. Many have told me that she eats nothing except on Saturday and Sundays . She does seven hundred prayers a day. When I learned this, I chided myself that I couldn't do more than three hundred.' Saint Macarius answered: 'For sixty years I have been doing one hundred set prayers a day, but also working for my food and holding confer-ences with the brethren. My conscience does not accuse me of being negligent. However, if you, who do three hundred prayers a day, " are reproved by your conscience, you clearly show that you either do not pray perfectly or can do more than you are doing now.' " (PG 34, 1070B.) 139 AUGUSTINE KLAAS " Ret~ietu for Religious VI Time of Pra~ler The best times for prayer are indicated by Tertullian (d. circa 222 A.D.) in this striking passage which reveals the prayer customs of the primitive Church. "As for times of prayer nothing at all is prescribed unless, of course, it be to pray always and in every place. But how in ever.q place (1 Tim. 2:8), since we are forbidden to do so in public? Every place, he is saying, where opportunity or even necessity demands prayer . As regards the time, it will not be fruitless to observe certain hours, those common hours, I mean, which mark off the peri-ods of the day--terce, sext, and none, and which are found in Holy Scripture to be more solemn. The Holy Spirit was first infused into the assembled disciples at the third hour. Peter, on the day he saw the vision of the whole community of Christians in that small con-tainer, had gone upstairs at the sixth hour to pray. At the ninth hour he with John went up to the temple where he restored health to the paralytic . In addition to those appropriate prayers which without admonition are required at dawn and at evening, not le~s than three times at least do we pray every day, since we are debtors to the Trinity, Father, Son, and Holy Spirit. Nor should the faithful take food or bathe without a prayer. Refreshment and food for the spirit take precedence over those of the body, and heavenly things over earthly." (PL 1, 1192 A.) Saint Ambrose (d. 397 A.D.) recommends prayer at night and confirms it from Holy Scripture. "If students of secular subjects indulge in very little sleep, how much more musi those who desire to know God not be hindered by bodily sleep, except what is needful for nature. David washed his bed with his tears every night; he arose in the middle of the night to confess his sins to God; and do you judge that the whole night should be given to sleep? Then is God the more to be prayed to, then is help to be asked for and sin avoided, when one seems to be alone. Then, especially, when darkness and walls encompass me on all sides, must I consider that God beholds all hidden things. Do not say: 'I am surrounded with darkness; who sees me or whom do I fear, enclosed and hemmed in as I am with walls? For perilous is his frown for the wrong-doers (Psalms 33.17).' And so, if you do not see a judge present, do you not see yourself? Are you not afraid of the testimony of conscience? Do you not know that the darkness of 140 ~ May, 1949 IN PRAISE OF PRAYER night is not a cover but an enticement to sin? Night it was when Judas betrayed and Peter denied. Above all, at that very time must the judgments of God be revolved in the mind and the exhorting commandments be gone over again. Let not those precepts of chas-tity be absent, in order that, concerned with them, the soul may extinguish the fires of concupiscence and the lust of the flesh. Take this to heart: euer{j night tears bedew m{j bed and drench roy pil-low (Psalms 6:7)." (PL 15, 1291 C.) We must likewise pray in the hour of tribulation and tempta-tion, as Saint Augustine (d. 430 A.D.) advises. "We are taught, brethren, that we belong to the body of Christ, that we are members of Christ. We are admonished in all our trials not to think how we should answer back our enemies, but rather how we may propitiate God by prayer, especially that we may hot be vanquished by temptation, and also that those who persecute us may be returned to reasonable justice. There is no greater, no better thing to do when in trouble than to withdraw from all outward distraction and enter into the inner sanctum of the soul. To invoke God there where no one sees the beggar and the Donor, to close one's door against all exterior disturbance, to humiliate oneself in the con-fession of sin, to glorify and praise God both when He .corrects and when He consoles: surely this is what must b~ done." (PL 36, 884.) Saint Antony, in his quest for the more perfect way, withdrew from the world and prayed continually, as his illustrious biographer, Saint Athanasius (d. 373 A.D.) relates. "Monasteries were not yet so numerous in Egypt, neither was any monk familiar with the vast desert, but if any one wanted to be free to work at his perfection, he did it in solitude not far from his own village. There was at that time in a nearby village an old man who from his youth had led the life of a monk. When Antony had seen him he was on fire with holy zeal to imitate him and soon he began to dwell in various places near the village. If he heard of any one elsewhere living a life of strenuous virtue, he sought him out like a wise bee, nor did he come back again to his own dwelling until he had seen him and thus, after receiving as it were an alms for making this journey for virtue, he came back home again. While dwelling there, he first strengthened his determination not to return to his father's possessions, nor to be mindful of his relatives, but rather to tend to the perfection of the ascetical life with all his will and effort. Hence, he worked with his hands, for he had heard the words: 'If 141 AUGUSTINE KLAAS Ret,~ew ~or Religious any man work noL neither let him eat'; in this way he bought bread, some for himself, some for distribution to the poor. He prayed often, for he had learned well that one must pray without ceasing. So attentive was be to spiritual reading that nothing of the authors escaped him, but .he retained it all, so that for him his memory finally served him in place of books." (PG 26, 844 A.) Later the Apothegms of the Fathers of the Desert (6th century) quaintly recounts how the Abbott Lucius prayed without ceasing. "Some monks once came to Abbot Lucius . The old man asked them: 'What manual work do you do?' They answered: 'We do not touch manual work, but, as the apostle commands, we pray without ceasing.' The old man: 'Don't you eat?' They: 'Yes, we eat.' Old man: 'When you are eating, who prays in your place?'-- Again he said to them: 'Don't you sleep?' They shot back: 'Cer-tainly, we sleep.' Old man: 'When you are sleeping, who prays in your place?' And they didn't know what to answer to all this. Then he said to them: 'Pardon me, but your actions are not in accord with your speech. I will show you how I pray without ceasing while I do my mariual work. When I sit dipping my twigs into water for God and then weaving them into mats, I say: "Hat2e mercg on me, 0 God, according to thg great mercg. And acco. rding to the multi-tude ot: thg tender mercies blot out mg iniquitq." That's a prayer isn't it?' They answered: 'It is.' Again the old man: 'When I thus work and pray all day, I earn sixteen coins, more or less: of these I bring two to the door, the others I spend for food. Whoever receives the two coins prays for me while I eat or sleep; and so by the grace. of God I put into practice that "pray without ceasing.' . (PG 65, 253 B.) But Saint A.gustine objects and then tells of a practical way to pray always. "And whose tongue can stand praising God allday long? Isn't it true that when conversation becomes a little lengthy you get tired? Who can endure praising God the whole.day ? I suggest a method by which you can praise God all day, if you so wish. Whatever you do, do it well, and you have praised God. When you sing a hymn, you are praising God; what are your tongue and conscience doing if they are not praising God? Have you stopped singing the hymn and are going out for refreshment? Don't drink to excess and you have praised God. Are you doing business? Don't cheat and you have praised God. Are you tilling a field? Don't get into a quarrel and .142 May, 1949 IN PRAISE OF PRAYER you have praised God. By the blamelessness of your works prepare yourself to praise God all the day long." (PL 36, 341.) VII Place of Prayer Prayer need not be restricted to any particular place, but rather, as Saint Ambrose says, should be made everywhere. "The Savior teaches also that you should pray everywhere when be says: 'Enter into yqur room" (Matt. 6:6). Understand by room, not a room circumscribed by walls, by which the members of your body are enclosed, but rather the room that is within you, in which your thoughts are enclosed, in which your senses dwell. This prayer room of yours is with you everywhere a6d everywhere it is secret; its judge is none other than God alone." (PL 14, 335 D.) Saint Athanasius wants virgins who 'are following the more per-feet life to pray in a certain way at mealtime and gives incidentally some rules of religious etiquette. "After None eat your bread thanking God at table with these words: 'Blessed be God Who has mercy on us and nourishes us from our youth, Who gives food to ever~ living creature. Fill our hearts with joy and gladness, that having a sufficiency in all things, we may abound in every good work, in Christ 3esus our Lord, with whom glory, power, honor, and adoration are due to Thee, together with the Holy Ghost, for ever and ever. Amen.' . . . "Now, when you are about to sit down to table and begin to break bread, having thrice made the sign of the cross, thus give thanks: 'We thank You, Father, for the holy resurrection which you revealed to us through Jesus Christ: and just as this bread, which is on the table, once was scattered far and wide, but by baking has been made one. so may Your church be gathered from the ends of. the earth into Your kingdom, because Yours is the power and glory for ever and ever. Amen.' This prayer you must say when you break bread at the beginning of the meal. When you put it back again on the table and are about to sit down, recite the whole of the Out Father. The above:mentioned prayer Blessed be God we also recite rising after the meal. If there are with you~two or three other vir-gins, let them give thanks over bread and pray along with you. If a catechumen is present at table, let her not pray with the faithful and do not sit with her when. you dine. Likewise you must not sit down to eat your food with women who are somewhat careless and 143 AUGUSTINE KLAAS Review for Religious facetious, unless it be necessary. For you are consecrated to the Lord your God and your food and drink are sanctified, sanctified indeed by prayers and holy words." (PG 28, 264 D, 265 C.) VIII Manner of Pra!cer How should we pray? What bodily posture should we adopt when we pray? Listen to Origen (d. circa 255 A.D.) "I think that he who is about to pray becomes more alert and attentive throughout his prayer, if for a moment beforehand he stand still and recollect himself. Likewise when he has cast off all worries of s6ul and distracting thoughts; when he has called to mind as best he can the majesty of Him whom he is approaching, and how irrev erent it .is to offer Him oneself so lax, so remiss, and almost con-temptuous; when finally he has laid aside all else, thus let him come to pray, his soul straining as it were beyond his hands, his mind visibly intent on God. Before he stand in prayer, let him raise up the superior part of his soul from the earth and place it before the Lord of all; let him so far forget the insults he thinks he has suffered from another as any one might wish God to be unmindful of his own evil deeds . "Since there are many bodily postures, that one in which the hands are extended and the eyes raised to heaven, is surely to be pre-ferred above all the others by him who also bears in his l~ody the image as it were of those things which suit the soul in prayer. This we say should be especially observed when no circumstance interferes, for in a particula.r circumstance it is sometimes permitted to pray seated, for instance, on account of considerable pain in the feet; and even lying down, because of fever or such like illnesses. For the same reason we may pray doing neither of these things, for example, when we are traveling, or when business does not allow us to withdraw for prayer." (PG 11, 549 B.) Saint Augustine observes carefully the posture of those praying in the Holy Scriptures. "We are informed.by examples that there is no prescription as to how the body should be composed for prayer, as long as the soul in God's presence carries out its intention. For we also pray standing, as it is written: 'And the publican stood far off' (Luke 18:13) ; and on our knees, as we read in the Acts of the Apostles(20:36) ; and sitting, as did David and Elias (II Kings 7:18; III Kings 18:42). 144 May, 1949 IN PRAISE OF PRAYER Unless we could also pray lying down, this would not have been written in the Psalms: "Ever~ night tears bedew my bed and drench roy pillow' (Psalms 6:7). When any one seeks to pray, let him take that bodily posture which at the time he considers suitable to assist the soul." (PL 40: 144.) Prayer demands that the soul be purged of its faults and detached from earthly things: so Saint Gregory the Great (d. 604 A.D.) and Abbot Cassian (d. circa 435) teach. "The interior face of man is his soul, in which we recognize that we are loved by our Creator. Wherefore, to raise this face up means to lift the soul to God by devoted prayer. But a stain soils a face that is lifted up if conscience accuses the contemplating soul of its guilt, because the soul is completely deprived of the confidence of hope, if intent on prayer it is stung by the memory of an unmastered fault. For it despairs of being able to receive what it wants, since it remembers that it will not do as yet what it has heard God wants of it . Wherefore this is a wholesome remedy: when the soul reproaches itself for a remembered fault, let it first in prayer deplore its mistake; insofar as the stain of error is wiped away with tears is its face seen to be clean by its Creator when it prays from the heart." (PL 75, 936 B.) "God's servants, when cut off from earthly activities, know not how to speak idly, avoid scattering and soiling the mind with words, and so obtain a hearing from their Creator before all others. By purity and simplicity of thought they are in a certain way already like Him, as far as that is possible. But we in the midst of noisy crowds, while we often speak idle and sometimes even gravely harm-ful words, our lips are as far from the omnipotent God as they are close to this world. We are drawn from on high while we are immersed in worldly things by endless talking." (PL 77, 256A.) Abbot Cassian compares the soul to a feather. "The soul can be aptly compared to the finest down or lightest feather. If the feather is neither ruined nor moistened by water externally applied, at the slightest breeze it is quite naturally carried up high in(o the heavens by reason of the mobility of its substance. But, if it is weighted down by the sprinkling or pouring of water, not only will it not be caught up to any aerial flights on account of its natural mobility, on the contrary it will be pressed down to the lowest earth by the weight of the water it carries. Thus our soul also,,if it is not burdened down with earthly vices and cares, or 145 AUGUSTINE KLAAS Review for Religious spoiled by the water of culpable lust, raised aloft as it were by its natural quality of purity, it will be carried up to the heavens by the lightest breeze of spiritual prayer, and leaving behind the lowly things of earth, will be wafted on high to things celestial and invis-ible . And therefore if we wish our prayers to penetrate not only the heavens but even what is above the heavens, let us take care, after we have purged it of all earthly vices and cleansed it from the dregs of the passions, to bring the soul to its natural condition of subtility, so that its prayer may ascend to God free from the burden of sins." (PL 49, 774 B.) Saint C!tprian (d. 258 A.D.) and Saint Basil (d. 379 A.D.) demand attention and concentration of mind for effective prayer. "When we are at prayer, my dear brethren, we must be alert and give ourselves to it with our whole heart. Let all fleshly and worldly thought be cut short and let the soul think of naught but its prayer alone. Thus also the priest before the prayer of the Preface prepares the minds of the brethren by saying "Sursum Corda" ('Lift up your hearts'), so that when the people answer "Habemus ad Do-minum' ('We have them lifted up to Lord') they may be admon-ished that they ought to think of nothing else but the Lord . How can you ask to be heard by God, when you do not even hear yourself? Do you wish God to be mindful of you in prayer, when you are not mindful of yourself?" (PL 4, 533 B.) "How shall one achieve concentration in prayer? If he is con-vinced that God is present before his very eyes. For if one who looks upon and converses with a prince or other person of authority fixes his eyes on him, how much more he who prays to God will keep his mind focussed on Him who searches hearts and reins . Can this attention be had always and in all things? How can one arrive at it? That it is possible is shown by him who said: "My eyes are eoer towards the Lord' (Psalms 24: 15), and "I set the Lord always in my sight: for he is at m!j right hand; that I be not mooed' (Psalms 15: 8). How it can be done has been told above, namely, if the soul is not allowed for any space of time to interrupt its thinking on God, on His works, and on His gifts, acknowledging them arid giving thanks for all." (PG 31, 1216 C ~4 D.) In an exceptionally vivid passage Saint John Chrysostom (d. 407 A.D.) urges recollection and perseverance in prayer. "Let them give ear who are somewhat inexperienced in prayer. When I say to some one: 'Ask God, beseech Him, supplicate Him,' 146 May, 1949 IN PRAISE OF PRAYER he answers: 'I have asked once, twice, three times, ten times, twenty times, and I have never received anything.' Do not stop, brother, until you receive something: the objective of petition is the gift received. Then only stop when you receive: rather do not stop even then, but still continue on. If you do not receive anything, ask that you may receive; but when you have received, give thanks for the gift. "Many enter into the church and having said a thousand lines of prayer, they leave; they do not know what they said; their lips move but they themselves do not hear anything. You yourself do not hear your own prayer, and do you wish God. to answer it? I made genu-flections, you say,--but your mind was flitting about outside; your body was in church, but your thoughts were wandering around out-doors; your lips were reciting your prayers, but your mind was com-puting interest, calculating business deals, contracts, fields, posses-sions, thinking of parties with friends. For the d~vil, evil as he is, since he knows that we make so much progress in time of prayer, then especially does he attack. Often we lie stretched out on our beds thinking of nothing in particular: but only let us start to pray and he will inject six hundred thoughts to make us quit, empty of fruit. "Even when you are outside the church, cry out "Miserere mei" ('Have mercy on me'), not with your lips but with your mind, for God hears even the silent. No special place is required, but at least a minimum of moral living . If you are in your bath, pray; if on the street or in be~t, do likewise: wherever you may be, pray. You are a temple of God; you have no need to look for a place; only the affections of the will are required. If you stand befor~ a judge, pray; when the judge gets angry, pray on." (PG 52, 457.) We read in the Apothegms that Abbot Silvanus of Mount Sinai taught a certain monk of the desert a salutary lesson on joining work to prayer. "A certain brother came to Abbot Silvanus on Mount Sinai, and seeing the brethren working, said to the old man: "Be not occupied about the l:ood which perishes. For Marq has chosen the better part.' The old man said to a disciple: 'Zachary, give this brother a book and take him to an empty cell.' Now when the ninth hour came, he kept looking out of the doorway wondering whether they would send some one to call him to dine. When no one summoned him, he arose and went to the old man whom he .thus questioned: 'Father, didn't the brethren eat today?' 'Certainly they ate.' 'And why 147 AUGUSTINE KLAAS Review for Religious didn't you call me?' 'Because you are a spiritual man and have no need of this sort of food. We on the other hand, since we are quite carnal, want to eat and that's why we work, but you have chosen the best part, prayerfully reading the whole day, and of course you do not wish to eat carnal food.' Hearing this, the brother made a penitential bow and said: 'Forgive me, Father!' The old man cut in: 'Mary surely needs Martha too. Let Mary also t~ike a lesson from Martha.'" (PG 65, 409 C.) IX Obstacles to Prayer Almost every ancient writer who treats of prayer mentions dis-tractions as the chief obstacle and suggests some remedies. Thus Saint Basil. "Surely it must be understood that we cannot observe any com-mandment, nor love God or neighbor, if we mentally wander hither and yon. Neither can he really acquire a mastery of science who flits from one to another, nor can he who does not know what pertains to its proper object, master even one. For it is necessary to adapt one's actions tO one's end and objective, and nothing right is done in an inept and unsuitable way. The blacksmith's art is ordinarlly not acquired by doing pottery work; nor does one prepare to win athletic prizes by diligently tootling on the flute, since every objective is achieved by appropriate and suitable action. Wherefore, that exer-cise which is done to please God according to Christ's Gospel, con-sists in banishing the cares of the world and 'casting out every other distraction of the mind . "The mind wanders when it is idle and not occupied in necessary thoughts. It becomes slothful and quite careless, because it does not believe that God is present searching the heart and the reins. For if it really believed that, it would certainly do what has been said: I set the Lord aludays in m~ sight: for he is at my ~igbt hand, that I be not mooed (Psalms 15:8). Whoever does this or the like will never dare or permit himself to think of anything which is not con-cerned with the building up of faith, although it seem to be good. nor of what is forbidden and not pleasing to God." (PG 31, 920 B, 1097 B.) Cass;.an points out a frequent cause of distraction in prayer: "Whatever our mind has thought of immediately before the hour of prayer, that necessarily comes back to us while we pray by 148 Ma~l, 1949 IN PRAISE OF PRAYER reason of the activity of our memory. Therefore What we wish to be in prayer that we must prepare ourselves for before prayer . And so whatever we do not wish to creep into our minds while we are praying, we must hasten to exclude from the portals of our soul out-side of prayer." (PL 49, 773 C.) We are urged by Saint Gregory/ the Great to imitate Abraham offering sacrifice. He drove those annoying birds away. "Often into the vFry sacrifice of prayer itself importunate thoughts inject themselves and try to snatch away or soil what we are immolating to God with tears. Hence Abraham, when he would offer sacrifice at sunset, struck out at those persistent birds and dili-gently drove them away, lest they carry off the sacrifice he was offering (Gem 15 : 11 ). Thus when we offer to God a holocaust on the altar of our hearts, let us ward off unclean birds of prey, lest evil spirits and perverse thoughts rob us of what our soul hopes to offer to God with spiritual profit." (PL 75, 1146 C.) And fight the good fight in this matter, says Origen. "You will scarcely find any one who when he prays is not bothered by some useless and distracting thought, which deflects and breaks off the intention by which the mind is directed towards God . And therefore it is the great struggle of prayer, that amid untoward obstacles and distractions the mind continues ever fixed on God with a firm purpose, so that it too can rightly say: 'I haue [ought the good fight, I have finished the course" (II Tim. 4:7)." (PG 14, 1277 A.) X Effects o[ Prayer Prayer achieves two main effects. First, it detaches us from all things, as Saint Max[mus the Con[essor (d. 662 A.D.) teaches. "I am asking you to tell me this about prayer: Why is it that prayer withdraws the mind from all other, thoughts? The old man answered: Thoughts are thoughts of things, some of things perceived by the senses, others of things understood by the mind. The mind, dwelling on these, carries about the thoughts of them; but the grace of prayer unites the mind to God and by the very fact that it unites the mind to God, it withdraws it from all other thoughts. Then the liberated mind, occupied with God, becomes like to God. Now, such a mind, asking Godfor what is becoming, never fails to receive what it asks in prayer. That is why the apostle bids us pray with- 149 C. A. HERBST Redlew /:or Religious out ceasing, namely, that diligently uniting our minds to God, we may gradually break away from the seduction of ear.thly things." (PG 90, 929 C.) Secondly, prayer unites us to God, and then leads to all virtues, according to Saint Basil. "That prayer is excellent which impresses on the soul a clear notion of God, and God's indwelling is nothing else than embracing by recollection God residing within. Thus we are made temples of God when the constant flow of memory is not interrupted by earthly cares, and the intellect is not disturbed by sudden mental tempests. Fleeing all things the worshipper withdraws to God, repels affections that arouse desire, and busies himself with the means that lead to virtue." (PG 32, 229 B.) And so we accept the concluding advice of a fifth century reli-gious whose name was Hesychius: "Let the name of Jesus cling to your breath and to your whole life and you will taste the fruits of peace." (PG 98, 1512 A.) Conformit:y t:o I:he Will of God C. A. Herbst, S.J. 44~HY will be done!" These words the Son of God Himself | put into the perfect prayer as the climax of our well-wishing to God. Love is the union of two wills. Perfect love is the perfect union of two wills. It is nothing less than this perfect love that we together with Our Lord ask for here, for it must be "on earth as it is in heaven." It is the fulfillment of the law and the prophets. Christ came to earth for this. "I came down from heaven, not to do my own will, but the will of him that sent me" (John 6:38). The signified will of God indicates to us what we must do. Every Catholic must observe the Ten Commandments and the precepts of the Church and fulfill the duties ~f his state in life. Religious must keep their vows and rules. This is the will of God clearly signified tO US. But the will of God properly so called, the internal will of God, is the will of God's good pleasure. From our point of view it is the Mag, 1949 CONFORMITY TO THE WILL OF GOD "submission, whereby our will is united to God's good pleasure," as St. Francis de Sales says. There must be "in everything great con-formity of our will with the divine will so that we do not p~esume nor wish to increase either in ourselves or through ourselves His glory except in so far as He Himself wills it, by that degree of glory which He asks from us, content with the dignity of those actions and'occu-pations which He demands of us. We know for certain that, no matter how lowly and humble they may be, as long as they are done according to His most holy will, they serve no less to promote and ¯ increase His glory than other works however sublime." (Le Gaudier, De Perfectione Vitae Spirtualis, Pars IV, caput i.) This is the patient, willing, joyous, ardent acceptance from God's hand of whatever it may please Him to send us~ willing or not willing what He does, not only habitually but actually, in every action of our life. This will touch temporal goods, honor, health, intellectual gifts, means to sanctification, its degree, the amount of glory we render to God, our liberty, trials, sorrow and sufferings of body and soul. God foresees, watches over, and provides for fill things most lovingly. This is His providence. "God by His providence watches over and rules everything He has made," says the Vatican Council (Denzinger, 1784), "reacheth from end to end mightily, and order-eth all things sweetly" (Wis. 8:1). "He made the little and the great, and He hath equally care of all" (Wis. 6:8) ; "Good things and evil, life and death, poverty and riches, are from God" (Ecclus. I 1:14). Our.Blessed Saviour says: "Be not solicitous for your life, what you shall eat, nor for your body, what you shall put on. Is not the life more than the meat: and the body more than the raiment? Behold the birds of the air, for they neither sow, nor do they reap, nor gather into barns: and your heavenly Father feedeth them. Are not you of much more value than th.ey? . And for your raiment why are you solicitous? Con-sider the lilies of the field, how they grow: they labour not, neither do they spin. But I say to you, that not even Solomofl in all his glory was arrayed as one of these. And if the grass of the field, which is today and tomorrow is cast into the oven, God doth so clothe: how much more you, O ye of little faith? Be not solicitous therefore, saying: What shall we eat: or what shall we drink, or wherewith shall we be clothed? For after all these things do the heathens seek. For your Father knoweth that you have need of all these things." 151 C. A. HERBST Reuiew for Religious (Matt. 6:25-32.) "Are not two sparrows sold for a farthing? and not one of them shall fall on the ground without your Father. But the very hairs of your head are all numbered." (Matt. 10: 29, 30.) These tender reassurances ought to inspire in us the greatest con-fidence. "The Lord ruletb me: and I shall want nothing. He hath set me in a place of pasture. He hath brought me up, on the water of refreshment . For though I should walk in the midst of the ¯ shadow of death, I will fear no evils, for thou are with me." (Ps. 22: 1, 2, 4.) "Blessed be the man that trusteth in the Lord, and the Lord shall be his confidence. And he shall be as a tree that is planted by the waters, that spreadeth out its roots towards mois-ture: and it shall not fear when the heat cometh. And the leaf thereof shall be green, and in the time of drought it shall not be solicitous, neither shall it cease at any time to bring forth fruit." (Jer. 17: 7, 8.) "Can a woman forget her infant, so as not to have pity on the son Of her v~omb? and if she should forget, yet will not I forget thee" (Is. 49: 15). St. Augustine says: "God will no: let us be lost for whom He sent His Son to be tempted, to be cruci-fied, to die, to rise again from the dead. God surely will not look with disfavour upon us for whom He did not spare His own Son but delivered Him up for us all" (In Psalroum LX, 4). This con-fidence is based on hope which, after charity, is the greatest of all the virtues. "Without faith it is impossible to please God" (Heb. 11:6). How vivifying and fruitful it is, is emphasized over and over again by Our Lord in the gospel. "Be of good heart, daughter, thy faith hath made thee whole. And the woman was made whole from that hour" (Matt. 9:22). "And Jesus said to him: Go thy way, thy faith hath made thee whole. And immediately he saw, and followed him in the way" (Mark 10:52). "Whose faith when he saw, he said: Man, thy sins are forgiven thee" (Luke 5:20). "Amen I say to you, if you have faith as a grain of mustard seed, you shall say to this mountain: Remove from hence hither, and it shall remove; and nothing shall be impossible to you" (Matt. 17: 19). This living faith is indispensable to the practice of conformity to the divine will. We must see God's hand in everything, great and small, consoling or distressing. In fact, the less we see and understand, the stronger our faith mus~ become. This is the way it was with Mary. "The life of faith is nothing less than the continued pursuit of 152 May, 1949 CONFORMITY TO THE WILL OF GOD God through all that disguises, disfigures, destroys and, so to say, annihilates Him. It is in very truth a reproduction of the life of Mary who, from the Stable to the Cross, remained unalterably united to that God whom all the world misunderstood, abandoned, and persecuted. "Mary, when the Apostles fled, remained steadfast at the foot of the Cross. She owned Jesus as her Son when He was disfigured with wounds, and covered with mud and spittle. The wounds that dis-figured Him made Hiria only more lovable and adorable in the eyes of this tender Mother. The more awful were the blasphemies uttered against Him, so much the deeper became her veneration and respect." (Caussade, Abandonment to Divine Providence, I, ii, 2.) St. Bernard says: "We may consider three classes of people: beginners, those who have progressed, the perfect. 'The fear of the Lord is the beginning of wisdom' (Ecclus. 1:16). In the middle stands hope. Charity is the consummation. Hear the Apostle: 'Love is the fulfilling of the law' (Rom. 13:10). The beginner, starting from fear, carries the cross of Christ patiently. He who has made progress carries it willingly, in hope. He who is aflame with love carries it ardently. Only he it is who can say: 'You have always been my love and I have desired thee.' " (I Sermo S. Andreae, 5.) When we speak of conformity to the will of God we usually have in mind the difficult things of life since the easy things hardly present a problem. In the beginning patient endurance is about all one can offer. We would prefer the opposite, we would cast off the cross if we could. But moved by reverence, by filial fear, which has in it great respect and affection and dread of offending God, we are resigned to whatever God sends or allows to happen to us in the ordinary course of natural events. This resignation comes with a certain amount of effort. "If we have received good things at'the hand of God, why should we not receive evil?" (Job 2:10); "As it bath pleased the Lord so is it done: blessed be the name of the Lord" (Job 1:21). Indifference is an advance on resignation. "Resigna-tion prefers God's will before all things, yet it loves many other things besides the will of God. Indifference goes beyond resignation: for it loves nothing except for the love of God's will: insomuch that nothing can stir the indifferent heart, in the presence of the will of God" (St. Francis de Sales, Treatise on the Love of God, Book IX, chapter iv). But this indifference is not a negative thing, not a lackadaisical or I-don't-care attitude of mind. It is a positive act. 153 C. A. HERBST Review [or Religious I must make myself indifferent. Then I will be spiritually receptive and accessible to the divine influence, recognize and submit to God'a action, rest in God, accept providential events peacefully. When light and strength from God descend upon this holy indifference, straightway the will of God is done perfectly, likes and dislikes aside. "I am straitened between two: having a desire to be dissolved and to be with Christ, a thing by far the better. But to abide still in the flesh is needful for you. And having this confidence, I know that I shall abide, and continue with you all, for your furtherance and joy of faith." (Phil. 1:23-25.) "He who has made progress carries it willingly, in hope." Hope sustains us amidst the obstacles encountered in the attainment of sal-vation and perfection, in attaining eternal life, and in getting the means necessary to attain it. By it we love God in.terestedly, for our own sakes, but supernaturally. Because of difficulties there is fear; but there is also a well-founded expectation of success, based on God's all-powerful assistance and His goodness, if we make an effort and co-operate. We are spurred on by the desire of heavenly things. We do not seek the cross but we carry it with good grace. We would not be rid of it if we could because we know it is good for us, that it is a great blessing in disguise, that,going the way with Christ to Calvary we shall have with Him our Easter glory, We know it will make us ricb in merit for Heaven, "The second degree is when, though the man does not desire the evils that befalI him nor choose them, stilI, when they come, he accepts them and suffers with a good grace because such is thewill and good pleasure of God. What this degree adds to the first is a certain good will and a certain love of the pain for God's sake and a desire to suffer it, not only so long as there is an obligation under precept to suffer it, but further so 19ng as the suffering of it will b~ agreeable to God. The first degree takes things with patience; the second, beyond that, takes them with promptitude and readiness." (Rodriguez, Practice of Perfection, I, viii, 12.) "God forbid that I should glory, save in the cross of our Lord Jesus Christ" (Gal. 6:14) is the cry of the perfect. They love the cross, they embrace it. "Looking on Jesus, the author and fihisher of faith, who having joy set before him, endured the cross" (Heb. 12:2), they want what He had. Like the apostles who "wentfrom the presence of the council, rejoicing that they were accounted worthy to suffer reproach for the name of Jesus". (Acts 5:41), theybear 154 May, 1949 CONFORMITY TO THE WILL OF (~OD their tribulations with joy. With the writer of the Imitation they realize that "in the Cross is salvation: in the Cross is life; in the Cross is protection from enemies. In the Cross is infusion of heav-enly sweetness; in the Cross is strength of mind; in the Cross is joy of spirit. In the Cross is height of virtue: in the Cross is perfection of sanctity." (Book II, chapter 12.) They would not cast off the cross of Christ if they could. They cling to it. Each one says: "In order to imitate and be more actually like Christ our Lord, I want and choose poverty with Christ poor rather than riches, opprobrium with Christ replete with it rather than honors: and to desire to be rated as worthless and a.fool for Christ, Who first was held as such, rather than wise or prudent in this world" (Spiritual Exercises, Three Modes of Humility). With St. Paul they cry defiance for the love of Christ to the things that strike terro?'into those who are of this world. "Who then shall separate us from the love of Christ? Shall tribulation? or distress? or famine? or nakedness? or danger? or persecution? or the sword? (As it is written: For thy sake we are put to death all the day long. We are accounted as sheep for the slaughter.) But in all these things we overcome, because of him that hath loved us. For I am sure that neither death, nor life, nor angels, nor principalities, nor powers, nor things present, nor things to come, nor might, nor height, nor depth, nor any other creature shall be able to ~eparate us from the love of ~God, which is in Christ Jesus Our Lord." (Rom. 8: 35-39.) Abandonment to Divine Providence is a special kind of con-formity to the divine will. It consists in giving oneself .up com-pletely to the will of God in the duty of the present moment. The divine will "nourishes the soul and continually enlarges it by giving it what is best for it at every moment" (Caussade, Abandonment, I, i, 5). This is the hidden operation of God working in us unceasingly for our sanctification. Through it holiness is made easy. "The presentmoment is the ambassador of God to declare His mandates. The heart listens and pronounces its 'fiat.' Thus the soul advances by all these things and flows out from its centre to its goal. It never stops but sails with every wind. Any and every direction leads equally to the shore of infinity. Everything is a help to it, and is, without exception, an instrument of sanctity. The one thing necessary can always be found for it in the present moment. It is no longer a choice beween prayer and silence, seclusion and society, 155 C. A. HERBST reading and writing, meditation and cessation of thought; flight from and seeking after spiritual consolations, abundance and dearth, feebleness and health, life and death, but all that each moment pre. sents by the will of God. In this is despoilment, abnegation, renunciation of all things created, either in reality or affectively, in order to retain nothing of self, or for self, to be in all things submis-sive to the will of God and to please Him, making it our sole satis-faction to sustain the.present moment as though there were nothing else to hope for in the world." (Caussade, Abandonment, I, ii, 10.) Men of weak faith criticize this high activity of God as they would not.presume to criticize the skill of the lowliest workman. But "if that which God Himself chooses for you does not content you, from whom do you expect to obtain what you desire? If you are disgusted with "the meat prepared for you by the divine will itself, what food would not be insipid to so depraved a taste? No soul can be really nourished, fortified, purified, enriched, and sancti-fied except in fulfillin~ ~he duties of the present moment. What more would you have? as in this you can find all good, why seek it elsewhere? Do you know better than G6d? As He ordains it thus why do you desire it differently? Can. His wisdom and goodness be deceived? When you find something to be in accordance with this divine wisdom and goodness ought you not to conclude that it must needs be excellent?" (Caussade, Abandonment, I, i, vii.) Truly did Isaias the prophet say: "My thoughts are not your thoughts: nor your ways my ways, saith the Lord" (Is. 55:8). "The foolishness of God is wiser than men; and the weakness of God is stronger than men" (I Cot. 1:25). It is in this holy aban-donment that the soul must give itself up to God when plunged into the troubled .waters of the dark night of the senses. It is in this holy abandonment that the soul in the transforming union, the highest form of infused prayer and love for God in this life, com-pletely forgets self. "All her thoughts are bent on how to please Him better, and when and how she can show the love she bears Him" (Saint Theresa of desus, The Interior Castle, Seventh Man-sion, IV). 156 .uesffons and Answers. --18- Our postulants and novices make the same retreat, and we prefer that the retreat end on the day the novices take their vows rather than the day before on which the postulants receive the habit and begin the novitiate. Would it be according to canon law to allow the postulants fo receive the habit on the morning of the elg.h~h day of the retreat, provided they remain in retreat and complete the prescribed eight days7 Since canon 541 states that "'before beginning their novitiate" the postulants must make a s~piritual retreat of eight entire days, it seems that the eight days must be completed before the novitiate is begun. This is ceriainly the spirit of the law; but a novitiate which was begun on the last day of the retreat would not be invalid. Many authors suggest that after the retreat has been finished a day or several days may elapse before the novitiate is begun or before first profession is made. ml9~ If the sign of the cross is to be made at the .blessing glv~;n at benedic-tion of the Blessed Sacrament, should it be made before, during, or after the blesslng7 The Church does not prescribe any formalities to be observed by the faithful at benediction of the Blessed Sacrament. Hence it is left to the devotion of the individual to look at the Blessed Sacrament, to bow his head, to make the si.gn of the cross, to strike his breast, or to do anything else his devotion may suggest. Since the Church has no prescriptions in this matter, it seems advisable to allow religious to act as .their devotion may prompt them, rather than to introduce cus-toms binding on all. The logical time for making the sign of the cross (if one uses this method) seems to be at the time when the blessing is given. 10 For the past six years a general councilor has been local superior in~ one of our houses. In July we shall have general elections. Since local superior already has a right to cjo to the general chapter because of his office of general councilor, may the community elect a second dele-gate in place of the local superior? Is it according to canon law for a general councilor to be a local superior at the same time? 157 QUESTIONS AND ANSWERS Reoiew [or Religious According to many constitutions of religious congregations, the local superior of a community of twelve or more professed religious is entitled by reason of his office to membership in the general chap-ter of the congregation. The members of the community likewis~ elect one of their number to represent them at the chapter. .The general councilors also have a right to membership in the general chapter by reason of their office. Although the local superior who is also a gbneral councilor has a twofold right to membership in the general chapter, this does not give him more than one vote in chapter since canon 164 expressly states that "even though a member may have a right to cast a vote in his own name by reason of several titles, he can cast btlt one vote." Since the community had nothing to do with the membership in the chapter of the local superior, they have no right to elect a second delegate in his place. Article 276 of the Normae of 1901 required that the general councilors reside with the superior general, though they allowed two of them to reside elsewhere in case of need, provided that they could easily be present at council meetings (Art. 276). Furthermore, councilors were forbidden to hold any office which might impede their principal duty of assisting the superior general with their advice and counsel (Art. 279). Neither the Normae nor the Code of Canon Law forbid a councilor to hold the office of local superior. m2 I-- We have one year of novitiate. A novice who becjan his novitiate on Aucjust 14, 1947, was obliged to go to the hospital on August 8, 1948, and remained there until September 14th when.he returned home. He was allowed to take his first temporary, vows on September IS. Now one of the older members is worried lest the vows are invalid because the novice was away'from the novitiate for more than thirty days and thus interrupted the canonical year. Please give us your opinion on the case. Canon 34, § 3, 3° of the Code of Canon Law prescribes that the canonical year of novitiate be measured from midnight of the day on which it is begun to midnight of that same date one year later. The novice who began his novitiate on August 14, 1947, completed his canonical year at midnight between August 14 and 15, 1948. Hence if he went to the hospital on August 8th, he was absent only six days, of the canonical year. Therefore his canonical year was not interrupted by his absence of thirty-five days from the novitiate house. According to canon 556, § 2 an absence of fifteen 158 May, 1949 QUESTIONS AND ANSWERS days or less from the novitiate quarters during the canonical year need not be made up unless the major superior requires it: and even in that case it is not necessary for the validity but only for the licit-heSS of the novitiate and of the subsequent profession of vows. --22- Can you suggest any way in which the cuttings or tr;mmlncjs from hosts or altar breads could be used? In response to our appeal under question 13 in the March num-ber of the REVIEW for solutions to the problem outlined above, we have, received the following from different sources: (1) Place the pieces in an open pan in a heated oven to dry them. After they are crisp., grind them and use the crumbs as cracker dust. (2) Cuttings and trimmings can be put in soup and cooked up with it. Also may be u~ed with flour for baking. (3) We take the cuttings and trimmings from the altar bread room to the general bakery where they are mixed into the bread dough. The bakery Sister puts them into the liquid in the mixing bowl after the yeast, sugar, and short-ening have been added, allows them to soak for a few minutes, gives the mixer several turns, and then adds the proper amount of flour and completes the mixing. The altar bread cuttings blend perfectly with the other ingredients in this process. Are there any rellcfious communities ~n the United States that accept as aspirants oJder women who are widows? The Visitation Nuns and the Sisters of Saint 3oseph admit widows under certain conditions. Usually there is an age limit. m24~ Would the {allure to announce after each scrutiny the number o{ votes cast for the various candidates ~nvaJldate the ejection? Canon 507, § 1 states that in elections held in chapter the com-mon law in this subject (as expressed in canons 160 to 182) aid any provisions contained in the constitutions should be observed provided they are not contrary to the canons of the Church law on elections. Canon 171, § 2 prescribes that after the ballots have been counted to see that they conform to the, number of voters, "they shall be inspected and it shall be made known how many votes each can-didate has received." The wording of the law is clear, and it would be 159 QUESTIONS' AND ANSWERS Review for Religious gravely illicit to omit this announcement after each scrutiny. Whether the failure to do so would invalidate the election is disputed among canonists both before and after the Code, hence the invalidity is not certain, and all past elections are to be considered valid. m25-- In our congregation it is usual to change superiors so that their period of three years begins on a definite day in summer. To make a change during the year would be very inconvenient and would mean upsetting class arrangements in other houses and creating other difficulties; e.g., future changes in that house would have to be in the middle of the year. Hence the following questions: I. In the event that a local superior dies during the year, would it be lawful for the mother general, with or without the decisive vote of her consultors,to appoint a Sister to act as superior till the end of the year? 2. Would it be lawful to appoint a Sister to act as superior for an unexpired term of a year or more? 3. Would such time spent as acting superior have to be counted as part of the three year term in the event that the acting superior is appointed superior of the same community when the usual day of nomina-tion arrives? The law of the Church requires that a local.superior may not govern one and the same religious community for more than six continuous years (canon 505). The normal term prescribed is three years, with one immediate reappointment. Hence it is not contrary to the law of the Church for the constitutions or custom to prescribe that all local superiors should be appointed on the same fixed day. I. If a local superior dies within the third year of her office, the simplest solution would be to allow the assistant superior to carry on until the end of the year. Strictly speaking, any other Sister could be appointed to act as temporary superior for the rest of the year. 2. In this case, where more than a year of the three year term remains to be filled after the death of a local superior, another Sister should be appointed to fill out the unexpired term. While it is true that the usual term ofthe local superior is three years according to canon 505, still this is the exception which proves the rule, and may be allowed in order to avoid the difficulties involved in changing superiors in midyear. 3. The time passed as acting superior is to be counted in the period of six years, beyond which the Church law does not wish an'.¢ 160 Mag, 1949 BOOKS local superior to govern one and the same community without an interval of time elapsing. In conclusion it may be stated that the consent or counsel of bet councilors will be needed by the higher superior according as the constitutions require one or the other for the ordinary appointment of local superiors. ooks Dr. Pascal P. Parente's THE WI~LL OF LIVING WATERS is a sort of anthology of very brief excerpts (sentences or paragraphs) on topics of the spiritual life. Under six principal headings and twenty-three subdivisions select utterances of Scripture, the Fathers, and "the masters of the spirit," are collected and presented. It is designed "to place the primary sources of the doctrine of the spiritual life within easy reach of any reader, and to encourage a more frequent and intelligent use 0f these sources in pre.ference to secondary ones." It is suggested that the closer one gets to the original springs, the purer and more highly invigorating the waters are apt to be. The work should be very useful and welcome to those who would like to see in a moment or so and without any difficialty what these primary sources have to say on any of the topics covered. (St. Louis: B. Herder Book Co., 1948. Pp. viii ~ 336. $3.50.) The Foreword of THY LIGHT AND THY TRUTH, by Robert Nash, S.J., gives the author's purpose: "To stimulate thoughts that will afford subject matter for conversation with God in prayer." The Foreword also presents a brief exposition of prayer, its disposi-tions and development. The meditations are developed in the following way: Prepara-tory Prayer, Setting, Fruit, Points, Summary, and Tessera. In all there are 22 chapters, each chapter making up a complete medita-tion; but, as the author mentions, there is sufficient matter in each chapter and even in each point to make several meditations. The manual is a pleasant and inspiring meditation companion and should find acceptance among clerics, religious, and lay people as did its companion volume, "Send Forth Thy Light." (Westmin-ster, Maryland: The Newman Press, 1948. Pp. 197. $2.50.) LORD, TEACH US TO PRAY, by the eminent French dramatist, 161 BOOKS Review [or Religious . Paul CIaudel, has for its purpose the expression of the necessity, the value, and the beauty of prayer. The exposition, however, is so obliquely stated, so freighted with symbolism and literary allusions, that it will not be of mucb use to many religious. Those, however, who have had special training in modern French Catholic literature will find in the book much that is good, for CIaudel writes from a heart that is deeply spiritual and Catholic. The translation is by Ruth Betbell. (New York: Longmans, Green ~ Co., Inc., 1948. Pp. 95. $2.00.) CHRIST IS ALL, by John Carr, C.SS.R., is a work" originally printed in Great Britain. The author presents Christ as: Our God, Teacher, Physician, Model, Food, Friend, Victim, and King. Our Lord is shown playing these roles in His own daily life as recorded in the Scriptures and now once again in the daily life of a Christian. In clear, impelling style this work prescribes the personal influence of Christ in everyday living, as the remedy of the ills of our times. (Westminster, Maryland: The Newman Bookshop, 1948. Pp. 143. $2.25.) FATHER DAMIEN, APOSTLE OF THE LEPERS, is a short booklet by the Most Reverend Amleto Giovanni Cicognani, Apostolic Dele-gate 'to the Ufiited States, relating in a summary yet inspiring fashion the life, work, and virtues of God's unselfish worker. The booklet can be obtained from the Fathers of the Sacred Hearts, 4930 South Dakota Ave., N.E., Washington 17, D.C. Price: 50 cents (paper). Sister Ma~y Philip has prepared a TEACHER'S MANUAL FOR. SISTER ANNUNZIATA'S FIRST COMMUNION CATECHISM. After a worth-while introduction rich in practical suggestions for the teacher the manual gives a rather thorough treatment of each lesson under these headings: purpose, preparation, approach, picture study, activi-. ties, bibliography. Busy Sisters hard pressed for methods and material will discover in this fine little guidebook a storehouse of helpful ideas which do not merel~ point out the way but make the going easy. (New York: Benziger Brothers, Inc., 1947. Pp. 79. 25 cents.) In LUMII~RE ET SAGESSE Father Lucien Roy, S.J., gives us the fruits of a thoroughgoing effort to work out and set f
Issue 49.5 of the Review for Religious, September/October 1990. ; R[ vl~ w ~-OR R~-t ~G~OUS (ISSN 0034-639X) ~,, pubhshed b~-monthly at St Louis Unlver,,~ty by the M~s-soun Prov~nce Educational Institute ol the Society of Jesus: Editorial Office; 3601 Lmdell Blvd. Rm. 428; St. Louis, MO 63108-3393. Second-class postage paid at St. Louis MO. Single copies $3.50. Subscriptions: United States $15.00 for one year; $28.00 for two years. Other countries: US $20.00 for one year: if airmail. US $35.00 per year. For subscription orders or change of address. write: R~vtEw FOR R~-:~.w, ous: P.O. Box 6070: Duluth. MN 55806. POSTMASTER: Send address changes tu R~:vw~:w vor Rv:~.~aot~s; P.O. Box 6070; Duluth, MN 55806. ~1990 Rv:vt~.:w vor Rl.:Li~;~ot~s. David L. Fleming, S.J. Philip C. Fischer, S.J. Elizabeth McDonough, O.P. Jean Read Mary Ann Foppe Editor Associate Editor Canonical Counsel Editor Assistant Editors Advisory Board David J. Hassel, S.J. Mary Margaret Johanning, S.S.N.D. Iris Ann Ledden, S.S.N.D. Sean Sammon, F.M.S. Wendy Wright, Ph.D. Suzanne Zuercher, O.S.B. September/October 1990 Volume 49 Number 5 Manuscripts, books for review and correspondence with the editor should be sent to Rv:\'~:w v'o~ Rv:w.uaot~s; 3601 Lindell Blvd.; St. I~mis, MO 63108-3393. Correspondence about the department "Canonical Counsel" should be addressed to Eliza-beth McDonough, O.P.; 5001 Eastern Avenue; P.O. Box 29260; Washington, D.C. 20017. Back issues and reprints should be urdered from Rr:\'~:w roa Rr:~.~;m~s; 3601 Lindell Blvd.; St. IA~uis, MO 63108-3393. "Out of print" issues are available from University Microfilms International; 300 N. Zeeb Rd.; Ann Arbor, MI 48106. A major portion uf each issue is also available on cassette recordings as a service for the visually impaired. Write to the Xavier Suciety for the Blind; 154 East 23rd Street; New York. NY 10010. PRISMS. At the May meeting of the Advisory Board for REvIEw FOR RELIGtOUS, the members became engrossed in a discussion of the heritages-- Benedictine, Dominican, Salesian, and many others--that consecrated life fosters and should foster in the Church. Sometimes women and men religious forget their special call to be channels of their own spiritual tra-dition and practice. Religious life, signalized in Vatican II documents as belonging to the charismatic structure of the Church, continues to give birth anew to its members by the overshadowing of the Spirit. The particular spiritual in-sights and practices which establish each religious community become permanent gifts not only to the vowed members but also to the whole Church. The Church's recognition and approval is based on this prem-ise. Religious life plays a critical role in carrying forward the Christian spiritual-life traditions in the Church community. The Church expects in-dividual religious and religious families to give witness to their spiritual traditions. It is no surprise, then, that books and journals dealing with the spiritual life (such as REv=Ew FOR REUCtOUS) are so often the product of people living in this consecrated lifeform. In our times we are being made far more aware of the tradition of the Pauline Body of Christ, with the differing gifts of its members. One of the gifts specially present in religious life is its responsibility to hand on the spiritual-life traditions within the Christian community. Obviously God's gifts are never merely self-enhancing, and so religious life was never meant to be a caste apart or its own separate church. The gift of religious life within the Church only heightens the ways that Christians feel called to live out their following of Jesus in their own day--not only the members with a particular religious calling,.but also friends, cowork-ers, students, parishioners---in a word, all who are touched in some way by members of a religious community. This journal's very title could seem to restrict its reading audience to people following a certain consecrated lifeform recognized in the Church. But, as a matter of fact, from its beginnings almost fifty years ago, REvmw FOR REL~CIOUS has invited diocesan priests, bishops, and lay people to find in its pages the roots of our Christian spiritual heritage which nourish us all. The number of subscribers other than religious was small in the beginning, but has grown steadily, especially with the bur- 641 642 / Review for Religious, September-October 1990 geoning of ministries and prayer groups in the Church after Vatican II. Articles in REvmw FOR RELm~OtJS will continue to focus on various Christian heritages which religious life helps keep alive in the Church. We hope thereby to provide for all our readers access to roots as well as to budding developments in the living of the Christ-life. The authors in this issue again are representative of our reading audi-ence. For example, Barbara Dent, well-known for her spiritual writings, continues her own experiential reflections on a prayer tradition deep in the Carmelite religious family. Father Richard Lamoureux, a.a., takes an "American" approach to an age-old Augustinian tradition of prayer. The diocesan priest Father Clyde Bonar uses the experiences of St. Fran-cis of Assisi to suffuse with faith the human experience of shame. Dr. James Magee, professor of gerontology, in his article "Planning an In-tercommunity Skilled Nursing Facility," tries to facilitate the working together of religious groups coming from various religious traditions. Perhaps at this time in history we especially need to grow in our ap-preciation of religious life as the purveyor of the Christian spirituality heritage. If we do grow in this way, the Church worldwide will become all the richer in its own life and mission. David L. Fleming, S.J. Moral Issues in Spiritual Direction Shaun McCarty, S.T. Father Shaun McCarty, S.T., teaches in the Washington Theological Union and is a staff member of the Shalem Institute for Spiritual Formation. His address is Holy Trinity Mission Seminary; 9001 New Hampshire Avenue; Silver Spring, Maryland 20903. My gracefully aging mother has acquired a certain Wisdom from the ex-perience of her years, yet she still seeks confirmation from her clerical eldest in matters of faith and morals! Vatican II suited her just fine be-cause, she says, "It said a lot of things I always thought!" On my weekly visits, she will often begin with, "Now tell me if I'm to think this way, but . " And then she will go on to comment on some issue she has been thinking about in the quiet of her "digs" in a condomin-ium for the elderly (which she sometimes thinks may be the only heaven she will get to!). On the issue of Church: "I go to church because I like to, not because I have to. But I can't see running in and out all the time. Especially when people need you. What good is it to go to church if it does not help you be a better person outside?" On prayer: "God's not just in church. He is (she is not fully feminist yet!) in my apartment too. And I do not think ! have to say a lot of prayers; God and I just have these talks when I say what is on my mind and he talks to me." On sev-eral occasions she has raised this moral issue: "Now tell me if I am wrong to think this way, but I think a lot of these rules that come from the Church are not God's. Most are man-made. Now I think God gave us heads to think ourselves. Not just run off and ask the priest what is right or wrong or wait for the Pope to tell us what to do or not do. If you ask me, I just think the reason people do that is because they are too damn lazy to think for themselves! Now is it wrong for me to be think-ing this way?" I ask her: "Now, Morn, don't you think the Church has 643 644 / Review for Religious, September-October 1990 anything to say about what is right or wrong?" She answers: "Of course, but I'm choosy about whom I listen to!" I just smile, shake my head and assure her that she will probably escape ecclesiastical censure! Actually, she gives new meaning, life, and hope for the terms spiritual and moral life! 'Moral is one of those words laden for many with negative undertones ~uch as repressive, punishing, puritan, pharisaical, and the like. Spiri-tual often connotes an a_nemic and pious evasion of down,t0-earth~ d~ ~o-day living. Until we encounter both embodi_e_d_and~i0tegr_~t_ed_i_n~--~l ,rpeople like Mom ,hose lives and choices validate t~]~ch~i'~hg0i~nd prayer! rYOften, too, moral life and spiritual life are separated: the former re- .ferring to what is right and wrong; the latter, to what is good and beetler. 19 the ministry of spiritual direction, which aims primarily-at-'spiri~ual ~rowth, moral issues frequently arise and discrepancies become appa~ ~.nt either within the value system of the dii'ectee, between the dire~tee an~ Church teaching, or between the value systems of the d~rector and the~ dtrectee. What follows wall be an attempt to provide a frame.w~o_rk m which spiritual gu~des~can-tleal'w~th~moral-~ssues'and'grapple with such ~liscrepancies. ~I will first explore the meaning and relationships of some key terms ip.cluding moral and spiritual life, conscience and discernment. Then, I will consider the role of Church as teacher and the role of the spiritual director as guide in the formation of conscience, including some specific ~reas in which the director can be helpful. Finally, I will raise some dif-ficulties that can occur in dealing with moral issues in the ministry of s~iritual direction. ~Moral and Spiritual Life I.n the context of this article, spiritual life means graced growth in the~spirit, that is, in that dimension of human existence by which we are ~.open t~___.transcendent_ rove and drawn by the Spirit into intimate union ~.with God and communion with each other through, with, and in Christ. ~lokalli~ refers t0-th-~t ~i~e~ct of life that has to~do with. human C~h~0~ic~-s ~fi~eely~made~and~lowngl6ehav~ors~freely:embraced~that;-:under:grace, en- ~able one to pursue good, avoid evil, and~ herice, grow hurria-~ly. ,~ As moral theologians point out, unfortunately in the past, there tii~S ~.been and continues to be a split between moral and spiritual theology. Respected Redemptorist theologian, Bernard Haring says: Moral theology for the use of confessors and penitents was almost un- Moral Issues / 645 avoidably guided by the knowledge of dominion and control. Since such a theology, written mostly for controllers, could threaten the freedom of believers in the realm of things solicited by grace, it seemed best to leave out or bypass spirituality . ~ This resulted in a dual track for Christians: one for an elite who wanted to strive for maximum ideals in "seeking perfection" and the other for those who were satisfied to meet minimum expectations in "sav-ing their souls." Beatitudes were for the former; commandments for the latter. Not only was there a split between classes of Christians, but indi-vidual conscience also was divided into two compartments: one for moral norms, the other for "works of supererogation" (those above and be-yond the call of duty!). ~e dichotomies_are unfortunate. Moral and spiritual life are warp and w~i'~?oi;~ameTf:~l~i-U.~'~'~]i~fiaor~a~:~on focuses on an~ai-ea key to human, and therefore, spiritual growth--namely, that of choices that define a person more-thah anything else and behaviors that promot~ ~0~ih~. ;there is a universal call to holiness. To love God with all our hearts and to love others as Christ loves us is a normative ideal for every Christian. The choice is not between a "spiritual" life or a "moral" life. Whether intentional or not, every Christian is on a spiritual journey and summoned to be challenged by the beatitudes as well as by the com-mandments. Again, B. Haring: It is detrimental to the very fundamental norms of Christian ethics, but especially to the formation of a distinctively Christian consciousness, if the law of growth and the criteria for a deeper understanding of Chris-tian love are relegated to another discipline . But it should be equally clear that a distinctively Christian formation of conscience does not belong to those who specialize in "knowledge of control"! For it is at the very heart of salvation.2 The bottom line is that love is the highest common denominator of every moral act as well as the source and goal of all spiritual growth. ~Con~_s_cience ~I~n general, as a faculty of moral lif~-,-~ohscience is concerned with .~ ~ . ~.-:~ ~. . - ~ . .~- ,h~urfian cbOic6s of good or ewl. An ~nformed conscience is the final ar-biter of moral choice. It refers to that element in the experience of free-dom that makes one aware of responsibility and accountability for one's decisions and actions. The biblical term for conscience is "heart" in which God's will is written (Rm 2:15). Theologically speaking, it is "self-consciousness passing moral judgment.' ,3 In speaking of the dig- 646 / Review for Religious, September-October 1990 nity of moral conscience, the Fathers of Vatican II described conscience as ". the most secret core and sanctuary of a man (sic). There he is alone with God, whose voice echoes in his depths."4 Conscience may be said to operate at three levels: ~(1) Fundamental level: This refers to th~ hiJFria--ff-~apacity freely t6 ~hoose a life-orientation towards God (the Choi~ce); _tp. p~_rsue .good(the Wight) and to avoid evil (the Darkness) with an awareness of respp.n__s_i~ ~ility and accountabilii'~At this level, one may be said to have a ge~n- ~ral sense of value.' A fundamental choice for the Light assumes that to be human is to have basic freedom and to have a radical openness to the mystery of God which, again, defines a person more than anything else. To take this option is to experience metanoia (change of heart) which af-fects the whole person (body, mind, and spirit). It is an invitation to turn over all of one's energies to God, to put one's life at the disposal of God, to be a disciple in loving service of others as Christ did and to live under the guidance of the Spirit in subsequent day-to-day decisions. It is in the light of this fundamental level of conscience that important life-decisions such as marriage, priesthood, and vowed life should be made. (2) Reflection/assessment level (individual choices): This level con-cerns day-to-_day choices of varying degrees of importance requiring a process of moral reasoning related to concrete situations.~It calls for re-flection, discussion, and analysis. I think it is what my mother means I~y "using the head that God gave us." Here one is concerned with spe-cific perception of value. At this level, there is room for difference, dis-agreement, error, blindness, distortion, rationalization, confusion, and cultural blindness. Consequently, it is primarily at this level that a per-son needs assistance from more objective sources including Sacred Scrip-ture, one's faith community, friends, confessor, and spiritual director. It is precisely at this level that conscience needs continually to be formed and informed. For that to happen effectively, a person needs humility so that conscience can "kneel at the altar of truth" to which conscience is always subject. It is at this level that the teaching Church as reposi-tory of the values of a faith-community, has an important but limited role as moral teacher and one distinct from that of spiritual director. More about this later. ~,~.(3)~Action level: This refers.to.the_moral judgment or choice of wh~t one believes to be right that brings with it a moral imperative to act. At C~his lev~e_l, a person exercises responsibility and accountability for actions ~and for the consequences of actions that conscience commands. A sign of responsible moral choice is growth in willing, compassionate concern/ Moral Issues / 647 action as opposed to willful, selfish action/inaction. In other words, genu-ine moral judgments and decisions find their completion and become enfleshed in moral deeds. pis:ernn~en~t i Discernment refers to the prayerful sorting out of interior movements ~expenenCe~d ~n-theprocess of tnakmg judgments and deos~ons to deter-m~ ne'wh~ch are of the Spent consequently resonant w~th the fundamen-taVl level-of c-~fiscie0.~e.-It presupposes a quest Of interior freedom as w~ll ~.ffs-careful attent~0n to the concrete particulars of a situation taking into i~onsideration subjective feelings as well as objective facts. It is possible to speak also of levels of discernment that bear some correlation with the levels of conscience occurring at: (1) the fundamen-tal (or core) level of faith, where a person becomes aware of God-experience in light of which one perceives that way of life where she or he can best express and pursue a fundamental choice of God and the good; (2) the reflection/assessment level of day-to-day choices of vary-ing degrees of significance and permanence made with a sufficient de-gree of interior freedom and in resonance with one's fundamental expe-rience of God; (3) the action level whereby a discerned judgment or de-cision is brought to completion by translating it into a concrete behavior that, if it is truly discerned, will bear the fruits of the Spirit. Relationship of DiScernment and Conscience Discernment is critical in the process of what lawyer-priest, R.P. Stake, calls the "evangelization of conscience" which entails the power of the Gospel to reveal to an individual the fact and the seriousness of one's sins.5 What discernment brings to the evangelization of conscience in:~ cludes: (l) a sharper focus on the subjective and unique factors at work,] for this person in this .situation (especially important at a time of accel-erating moral complexity and waning adequacy of objective moral norms and extrinsic moral authority); (2) a situating of decision-making within ff ~?a biblical tradition of both Old and New Testaments, especially in the letters of John and Paul;~(3) a rooting and contextualizing of the decision-r~ aklng process in a person's prayer and experience of Go~l; (4) a more ihtentional attempt to examine motivations to see from where they are ~commg and to where they are 'l~ading so as to create the conditions for greater interior freedom in making choices;~(-5) a nuancing of choicest-- not just of the good over the bad, the genuinely good over the supposed good, but also choices among goods; ~(6) in contrast to an excessive de- 6411 / Review for Religious, September-October 1990 pendence on laws and authority as sources of moral judgment, discern-ment is conducive to ~clearEr focusing of responsibility four,the decision ~. 3. -- a~nd its cons~equ_e_n-ces on_ the pers_on making the de_.c~!s~on; (~7) ~n contrast to an individualistic and isolated process, a situating of the decision~ making process within the context of a person's faith commUfiity; (,8)~ contrast to a more exclusively rational and deductive approach (~s is often the case in the exercise of prudence ), ] serious~consideration of human affectivit~ as an important locus of grace~in human choice. , In testing the spirits oy measunng them against one s tunoamen-tal God-experience, moral judgments are more likely to be integrated with conscience as well as reinforcing of conscience at the level of one's fundamental choice¯ In short, discernment makes for a more prayerful, thorough, personalized, interiorized, and human process of conscience formation¯ Hopefully the discussion thus far makes clear that discernment is not dispensation from moral law, but rather an invaluable help in observing it. Rather than an "occasional exercise," discernment presupposes the cultivation of a "prayerful mode" and commitment to contemplative practice that can clarify one's vision and solidify one's dedication to truth¯ It is interesting to note that moral theologians today are showing a marked interest in a discernment approach to moral choice.6 ~,Role of the Church in Formation of Conscience ~The Church (understood as the e~n~ir'~Z~P~'o~le~f~G~d)~ qt preserves and hands down a faith-community's values, is an impor-tant, but limited agent in the evangelization of conscience¯ The teaching ~'Church is not a substitute for conscience; nor is its proper role one o~ ~Grand Inquisitor"; nor yet is it the ultimate arbiter of morality¯ Con-science is. But the Church is a privileged moral teacher and recognized ~leader that plays a significant role in thg~ilJp_mination of conscience. It d~es not create morality. Rather it helps people to discover God's de-sires for humankind which are written on the "fleshy tablets" of the hu- ~man heart¯ Not only does the Church embrace historically and cross-culturally an experience far wider than that of a single individual or cul-ture, but believers hold that the Church has special guidance from the Holy Spirit. Though the Church cannot be expected to address all the val-ues in every moral situation, it can provide norms against which people can measure their own moral judgment. Such norms protect values. Val-ues may be protected in different ways in different eras and/or cultures. Above all, the Church is eminently equipped to help form mature Chris-tian consciences that will enable people to accept responsibility for "us- Moral Issues / 6t19 ing the heads God gave them" in arriving at sound moral decisions. ~Role of-Sp~tual Director in Formation of Conscience ¯ ,Since:mOraVand~spiritual~life:should not'be d~vided~ the~d~rector ob7- ~o~s.~y ~ concerned w~th the moral choices of the directee. In the pro-cess of disce~ment, choices should be consonant with a fundamental choice of the Light and with the person's value system. Though neithe~ ~a represeatative 6fthe-teaching Church as such nor a moral judge of oth- .ers -Consc~ence~ ~n the role of spiritual dire&or, nevertheless ihe-dir~' t~r dbe~ have a responsibility to assist in the ongoing evangelization of conscience by way of enabling individuals to find their own way.- The director also needs to pay attention to his or her own blocks, biases, and unfreedoms that can arise from conflicts between the director's value sys-tem and that of the directee. The director's moral code is not normative ,for the directee. ~ spiritual director acts best as moral guide by being a witness to ~,(trut~hd pers0ndleXample Of integrity~- In addition, the director can help form consciences by appropriate interventions, pat~'e nt wa~t~ng," " compas-sionate understanding, and by maintaining a non-judgmental attitude, -~hde at the same t~me offering honest challenge. The most helpful in-tervention is attentive listening. All spiritual growth, including the evangelization of conscience, happens incrementally. This calls for pa-tience and attentiveness to the readiness of the directee in a~iving at her or his own judgments. It should be noted that self-denigration is one of the most basic moral issues with which many in direction need to deal~ Real or supposed moral lapse especially can deepen it, and this calls for compassionate understanding. Yet, good people are prone to subtle ways of rationalizing and, at times, need honest challenge. It is one thing to experience ambiguity in moral issues; it is another to refuse to wrestle with it] It is comfo~ing to remember that when difficulties arise, the same Holy Spirit who illumines discerning hea~s is also leading persons to moral integrity~ What specifically can a spiritual guide do to enable the formation of conscience? At the fundamental level of conscience, it can be assumed that the person coming for direction has made a fundamental choice of God and the pursuit of good. It would be important in making discerned moral choices that persons continue to refer back to the deepest level of their God-experience. In reference to a major life-decision affecting a per-son's deepest commitments (for example, to enter or to leave marriage, priesthood, vowed life), a director might ask: Has the directee spent shf-ficient time in serious prayer? Made a careful examen of motives? Asked 650 / Review for Religious, September-October 1990 others for feedback? It is at the reflection/assessment level of conscience that most guid-ance is sought. :S~6'~ " a "ec o be ~i~fulz ~ (1 ) In assessing moral maturity: What is the quality of the moral rea-soning process of the directee in reference to this choice? Does the per-son have a sufficiently informed conscience? Where are the blind spots? To what extent is the directee open to outside input? Is she or he making efforts to inform conscience by some reference to moral norms? (for ex-ample, Scripture, norms of his or her faith community?) Has the directee already made up his or her mind and now is unwilling to be "confused with the facts"? Does the directee rely on authority and law for some directives she or he likes, but on a subjective process of "discernment" for others she or he does not? Who will be affected and how by this moral choice? (2) In clarifying values: What values seem important to the directee (as they become visible in choices acted upon as well as spoken of!) and in what priority are they held? Does the person have sufficient clarity con-cerning these priorities? What values does the directee perceive in refer-ence to the specific moral issue with which she or he is now struggling? Is there any struggle? In "grey" areas is the directee willing to strug-gle? Has the director grappled with the same issue and know where she or he stands at present? Is the director clear about his or her own value system? What unfreedoms in the director might significantly hinder fa-cilitating the directee's discernment? (3) In establishing a prayerful mode: Is the directee bringing the is-sue to prayer/discernment: sufficiently in touch with her or his experi-ence of God? seeking inner freedom? gathering sufficient data? attentive to affective responses as options are explored and data gathered? In re-flecting on and in assessing options, does the directee feel any incongru-ence or resistance within towards one or the other option? In deciding on the action level of conscience: Does the directee trans-late moral judgments into deeds? Is she or he open to accountability? Will-ing to take responsibility for his or her actions? What are the conse-quences of the directee's moral decision for others? For self? ~Difficulties Facing Directors in Dealing with Conscience ,Since consciences differ as people do, it .is tO be expe~.cot_eod_~that diffi- ~'ulties can arise indealing with moral issues. These include: ~(1) Difference in moral conviction: When there is a difference of moral conviction on an issue with a directee (for example, divorce, Moral Issues / 651 greed, tax fraud, contraception, sexual activity, and so forth), what is the moral responsibility of the spiritual director? Although a guide in the process of moral choice rather than a teacher of morality, a spiritual di-rector must make a judgment as to whether she or he feels so strongly about an issue as to be unable to help the person deal with it. The direc-tor might pose the question: Will my own strong conviction constitute a major interference in the direction process? What would be appropri-ate to share with the directees at this time concerning my difference of conviction? (For example, a director might be absolutely unwilling to help a person "discern" an abortion.) ~(2) Inadequate social moral consciousness of the directee: What can a director do to help a person broaden the horizons of a conscience lack-ing in social consciousness or with little sense of social sin? On the one hand, the director needs to respect the value system of the directee and to respect readiness for change. On the other hand, the working alliance between the two should also have provided for appropriate challenge as a help to growth. If social consciousness seems to need broadening, a director might: (a) suggest readings to provoke thought; (b) be attentive to possible points of entry for discussion arising from life experience re-ported by a directee that can be occasions of broadening social aware-ness-- for example, a chance brush with a beggar or a personal experi-ence of discrimination; (c) suggest firsthand exposure to situations of so-cial concern--for example, volunteering time at a shelter for the home-less; (d) at times of periodic assessment (for which a good working alli-ance will also make provision), an honest and direct, yet gentle challenge may be in order. ~)(3) Distress after moral lapse: Without unduly mitigating a healthy sense of guilt that helps a person to recognize culpability and move to repentance, a compassionate director can help minimize the debilitating preoccupation that often accompanies guilt. If a person is overly dis-traught over a moral lapse, a director can help by getting the directee to contextualize it, that is, to see it in relationship to his other fundamental option and to the rest of his or her moral life. Does it reverse the funda-mental optioh? Erode it? Not substantially affect it? In addition to sin, where has grace been experienced? How might the experience of moral lapse and its aftermath (for example, a lessening of spiritual pride) been an occasion of grace? Conclusion In dealing with moral issues in spiritual direction, we have explored the meaning and relationship of moral and spiritual life and seen that the 652 / Review for Religious, September-October 1990 two should not be divided. Moral life has as one of its concerns a key aspect of spiritual life--namely, decision-making and its relationship to character formation. Discernment is not an alternative to, but an enrich-ment of moral decision-making. Both Church as moral teacher and spiri-tual director as moral guide play significant, but different and limited roles in the formation of conscience--the final arbiter of moral judgment which, in turn, must always remain open to ongoing formation. Finally, we considered some ways for a spiritual director to deal with difficulties that arise in dealing with moral issues. Hvopefully, both Church and spiritual director will provide teachi~g~ find guidance that will enable folks, as-Mom says, "to use the heads God !~ga,~ethem to think for themselves!" That might give both the terms moral and spiritual life better press! You know, as I think of it, my mother was and continues to be my first (and probably my best!) profes-sor of moral and spiritual theology! Exercise Can you think of a situation in which your moral judgment differed from that of a directee? One in which the directee's was in conflict with Church teaching? What did you judge as your own moral responsibility towards the di-rectee? How did this affect your ability to discern as spiritual director? How did you try to discern what you should share with the directee? What aided your discernment? NOTES ~ See B. Haring, Free and Faithful in Christ, Vol. I (New York: Seabury, 1978), pp. 2-3. 2 Ibid, p. 253. 3 K. Rahner & H. Vorgrimler, Theological Dictionary (Herder & Herder, 1968), p. 95. 4 "Gaudium et spes," (n. 16) The Documents of Vatican II, W.M. Abbott, ed. (New York: Guild Press), p. 213. 5 R.P. Stake, "Grounding the 'Priest-Penitent Privilege' in American Law," Con-fidentiality in the United States (Washington, D.C.: CLSA, 1988), p. 151. 6 For example, see Tracing the Spirit, J.E. Hug, ed. (New York: Paul ist, 1983), pp. 379ff. Should Spiritual Directors Be Licensed? Timothy Brown, S.J. and Harriet A. Learson Father Timothy Brown, S.J., is assistant professor of law in the Sellinger School of Business and Management, Loyola College in Baltimore, Maryland. Harriet Lear-son, M.B.A., M.A., is a senior management consultant, Right Associates, in Phila-delphia, Pennsylvania, and is a practicing spiritual director. Correspondence may be addressed to Loyola College; 4501 North Charles Street; Baltimore, Maryland 21210- 2699. In today's service-oriented society, one can hardly avoid the media's al-most daily reports about the issue of malpractice. Doctors, lawyers, psy-chologists, psychiatrists, and human service professionals are becoming increasingly liable and vulnerable to public scrutiny regarding their prac-tices, philosophies, and ethics. In an editorial in the Jesuit publication Human Development Father James Gill, S.J., a Jesuit psychiatrist, raised the question of licensing spiritual directors. He comments: Haven't we reached a point in the Church's history when a group of well-trained and experienced spiritual directors can come together and deter-mine what type and amount of preparation would entitle a candidate to be licensed as a spiritual director? For the self-confidence of the direc-tors, no less than the well-being of their directees, a board of examiners and a certifying process comparable to those maintained by clinical psy-chologists, nurses, and physicians should be created. These profession-als have, in conscience, set high standards for their performance for the sake of their clients. We who are given access to the deepest recesses of souls should hardly be less conscientious. I There has been an outpouring of lawsuits against Churches and clergy as a result of alleged malpractice in recent years. The term that 653 654 / Review for Religious, September-October 1990 has been coined is clergy malpractice which covers a wide variety of torts and crimes including child abuse, paternity suits, and intentional inflic-tion of emotional distress. The constitutional questions, under both state and federal Constitutions, oftentimes deny a cause of action because of the First Amendment issue of separation of Church and State. A number of cases have come to the attention of the media in the area of clergy mal-practice. One of the most noteworthy comes from California, Nally vs. Grace Community Church.2 In this case, parents whose son committed suicide brought an action against a church and church-related counselors, alleging negligent coun-seling and outrageous conduct which ultimately led to the death of their son.3 I. Constitutional Issues in Nally Vs. Grace Community Church Kenneth Nally committed suicide after having become part of a re-ligious organization that his parents alleged suggested to his son that, if you kill yourself, you will go to heaven. His parents brought suit against the Grace Community Church of the Valley, a fundamentalist sect, lo-cated in Southern California. The parents sued the church and four pas-tors for malpractice, negligence, and outrageous conduct. They con-tended that the church's evangelical fundamentalist teachings "in-culcated in their son the belief that he had betrayed Christ's love and trust, and otherwise exacerbated Ken's preexisting feelings of guilt, anxi-ety, and deep depression with the knowledge that these acts would in~ crease the tendencies of Ken to attempt to take his own life."4 The church countered that the young man had been examined by five physi-cians and a psychiatrist after an earlier suicide attempt and that the coun-selors had arranged or encouraged many of these visits. A trial judge dis-missed the case after the close of the plaintiff's case, 5 and the case was appealed. The appellate court reversed the trial court's nonsuit of the negli-gence and outrageous conduct allegations against the Grace Community Church and several of its pastoral counselors. They held that the Church's counselors negligently failed to refer this suicidal youth to those authorized and best suited to prevent his death.6 Associate Justice Johnson writing for the majority began the opinion by clearing up the confusion regarding the issue of clergy malpractice: The court., does not view the causes of action discussed in our opin-ion to involve 'clergy malpractice.' Instead, we see them more accu-rately characterized as 'negligent failure to prevent suicide,' and 'inten- Should Spiritual Directors Be Licensed? tional or reckless infliction of emotional injury causing suicide'- which negligence and intentional or reckless acts happens to have been committed by church-affiliated counselors. In our view this case has lit-tle or nothing to say about the liability of clergymen for the negligent performance of their ordinary ministerial duties or even their counsel-ing duties except when they enter into a counseling relationship with sui-cidal individuals.7 The church appealed the ruling by the California Court of Appeals for the Second District. After eight years of litigation after the suicide of Kenneth Nally, the Supreme Court of California in a 5-2 opinion held that the "legal duty of care" imposed by the State on licensed praction-ers did not apply to the clergy.8 Chief Justice Lucas writes: "Neither the legislature nor the courts have ever imposed a legal ob-ligation on persons to take affirmative steps to prevent the suicide of one who is not under the care of a physician in a hospital. Imposing such a duty on nontherapist counselors could have a deleterious effect on coun-seling in general and deter those most in need of help from seeking treat-ment out of fear that the private disclosures could subject them to invol-untary commitment to psychiatric facilities."9 The California court notes the California legislature's recognition that "access to the clergy for coun-seling should be free from state imposed counseling standards." to Two other Justices agreed that the case should be dismissed but said the defendants did have a legal duty of care but that the evidence showed the pastors never breached it or contributed to the man's death. The Court unanimously dismissed the case. II. Spiritual DirectionmA Definition Whether spiritual directors should be licensed to prevent the kind of tragedy described in the Nally case is a question that is presently being debated by many in the field. Spiritual direction has a very broad con-notation. It can be defined as an interpersonal situation in which one per-son assists another person to growth in the spirit, in the life of faith (prayer), hope (difficulties), sufferings (trials), and love (the person's life in the Christian community). 1~ Spiritual direction may better be defined by what it is not, rather than by what it is. Spiritual direction is not pri-marily information even though it may be the occasion for sharing ideas. It is not primarily therapeutic even though there are times when issues of mental and psychological need get discussed. It is not seen as primar-ily advisory although in many situations good advice is imparted. Spiri-tual direction is viewed as primarily the opportunity to get clarification and discernment. How this gets accomplished is by discussing the prayer 656 / Review for Religious, September-October 1990 life and spiritual life of the directee so as to shed some light on what is happening in the life of faith, hope, and love in relation to God. In spiritual direction, the directee tries to describe to a spiritual di-rector his or her prayer experiences. The subject matter of that discus-sion constitutes such areas as when prayer happens, how often, how, what actually happens in the prayer period, other daily life issues such as anxiety over family, job, day-to-day depressions, joys, consolations and desolations, issues of tolerance, patience, and possible manipulation of others. The director's role is to help the person to objectify those per-sonal experiences, to assist by asking appropriate questions in order to gain some clarity on the directee's personal issues. The spiritual direc-tor is interested in helping the directee in the life of prayer so that the relationship with God and the men and women with whom they live and work can become strengthened and enhanced. III. Basic Skills Required of a Spiritual Director At the Jesuit Spiritual Center in Wernersville, Pennsylvania a com-petency profile was developed in an effort at concretizing and articulat-ing the requisite personal qualities, knowledge, skills, and graces to do spiritual direction. Here are some of the standards that were established in that study: 1. Personal Characteristics/Qualities A. Living a vital spiritual life B. Being a recipient oneself of spiritual direction C. Docility to the Spirit D. Kindness E. Gentleness F. Psychological Maturity G. Initiative H. Having a broadly lived human experience J. Stability K. Respect for confidentiality L. Sociability M. Detachment N. Productivity 2. Knowledge A. Lived experience in the Christian tradition B. Christian Doctrine/tradition C. Sacred Scripture D. Christian mystical/ascetical traditions E. The Spiritual Exercises Should Spiritual Directors Be Licensed? / 657 F. Ecclesiology G. Grace H. Christology J. Vatican II K. Justice L. A psychological matrix (theory & language) M. Jungian Psychology 3. Skills/Abilities A. Intrapersonal (affective awareness) B. Discernment C. Listening D. Clarifying E. Diagnosing F. Prescribing G. Judgment H. Common sense J. Interpersonal Skills K. One-on-one L. Group M. Trustworthiness 4. Graces A. Spiritual freedom B. An ongoing call to this work by others C. Called by grace to this work D. Seeing the Gospel happening~2 IV. Ministerial Malpractice Malpractice refers to professional misconduct or the failure of one rendering services in the practice of a profession to exercise the degree of skill and learning normally applied by members of that profession in similar circumstances.~3 The traditional elements necessary to state a cause of action in negligence have beenstated by Prosser as: 1) a duty, or obligation, recognized by the law, requir-ing the actor to conform to a certain standard of conduct for the protection of others against unreasonable risks; 2) a failure on his part to conform to the standard re-quired; 3) a reasonably close causal connection between the con-duct and the resulting injury; and 4) actual loss or damages resulting to the interests of an-other. 14 Review for Religious, September-October 1990 The problem that the courts would face in trying to construe a duty, and then defining that duty in the area of spiritual direction, is in attempt-ing to define what falls within the parameters of the spiritual as opposed to psychological counseling. How would a court make some kind of de-termination as to whether a directee's problem is, in fact, a spiritual or psychological one. The reason that distinction is so necessary is to safe-guard and protect members of the clergy involved in spiritual direction. Father John English, S.J. has written that the distinction between spiri: tual and psychological counseling is oftentimes a fine one. He comments that "although it may be helpful for the director to distinguish between psychological and spiritual counseling, these realities are not distinct within the person being counseled. And the concern is always with the total person." ~5 There are occasions when a director can see that the real need in direction is no longer to facilitate growth in relationship with God but instead to move the person into a psychological counseling setting so that other issues in the directee's life can better be addressed. What are some of the occasions when someone should be referred to therapy? One spiritual director, Mercy Sister Maureen Conroy, R.S.M. regards three situations as clearly signals to refer. They are: 1) when a person experiences serious psychological and emotional disorders, including depression, severe neuro-sis, suicidal tendencies, psychosis; 2) when more time needs to be spent exploring a present life issue, such as a marital problem; and 3) when specific therapeutic skills are needed to explore the conscious and unconscious effects of past life expe-riences, such as sexual abuse or emotional neglect in child-hood. 16 The Supreme Court of California in the Nally case addressed the is-sue of referral of seriously ill directees. Regarding the duty as to "whether the court should impose a duty on defendant and other 'nonth-erapist counselors' (that is, persons other than licensed psychotherapists who counsel others concerning their emotional and spiritual problems) to refer to licensed mental health professionals once suicide becomes a foreseeable risk," the court said no.~7 In determining the existence of a duty of care in any given case, a number of factors were considered, including: "the foreseeability of harm to the injured party, the degree of certainty that he suffered injury, the closeness of the connection be-tween defendants' conduct and the injury suffered, the moral blame at-tached to (defendants), the policy of preventing future harm, the extent Should Spiritual Directors Be Licensed? / 659 of the burden to the defendants and consequences to the community of imposing a duty to exercise care with resulting liability for breach, and the availability, cost, and prevalence of insurance for the risk in-volved. ' ' 18 The court cautiously noted the inappropriateness of imposing a duty to refer in areas involving spiritual counseling because of the very na-ture of the relationship. So many times those relationships are informal, spur of the moment, and gratuitous. The foreseeability of harm may not always be recognized in a one hour session with a disturbed directee. The court concluded by saying that "imposing a duty on defendants or other nontherapist counselors to. insure their counselees [are also] under the care of psychotherapists, psychiatric facilities, or others authorized and equipped to forestall imminent suicide could have a deleterious ef-fect on counseling in general." 19 The California legislature has exempted the clergy from any kind of licensing requirement applicable to "mar-riage, family, child and domestic counselors, and from the operation of statutes regulating psychologists.' ,20 The court took note that the reason why the legislature has exempted clergy from licensing is in order to ex-plicitly "recognize that access to the clergy for counseling should be free from state imposed counseling standards, and that the secular state is not equipped to ascertain the competence of counseling when performed by those affiliated with religious organizations.''2~ V. The Difficulty of Devising Workable Standards For Determining Negligence Along with the difficulty the court recognized with arriving at some kind of workable standard of competency to be established in religious counseling situations, the Nally court also noted the added problem of identifying to whom the duty of duc care should be applied. It would be an immense task to define what exactly constitutes a spiritual direction relationship. Who qualifies as aspiritual director (only the ordained? mem-bers of religious orders?) as well as trying to resolve the issue of relig-ious diversity demonstrates difficulty in determining in what context the interaction is framed. There are all kinds of First Amendment issues in-volved as well. The court expressed the dilemma writing: "Because of the differing theological views espoused by the myriad of religions in our state, and practiced by Church members, it would certainly be impracti-cal and quite possibly unconstitutional to impose a duty of care on pas-toral counselors. Such a duty would necessarily be intertwined with the religious philosophy of the particular denomination or ecclesiastical teach-ings of the religious entity.' ,22 66{I / Review for Religious, September-October 1990 Establishing some kind of criteria of competency that a court could apply would always involve a state intrusion into the realm of religious doctrine and practice. The state would be put in the position of asking whether a particular religious practice was indeed being employed, a par-ticular teachin~g applied correctly, a particular style of spirituality or dis-cernment used properly. All these determinations entail a great deal of state entanglement in sectarian matters. In 1971 the Supreme Court in Lemon vs. Kurtzman,23 adopted a three prong test to decide whether a government activity violates the Estab-lishment Clause of the First Amendment. The test requires that: 1) The purpose of the action be clearly secular; 2) The primary effect of the action must neither advance nor inhibit religion; and 3) the activity may not result in excessive government en-tanglement with the religion.2a Any kind of judicial enforcement of some kind of standard of com-petency for spiritual directors would fail the Lemon vs. Kurtzman test on all three points. The effect of the government overseeing the practices of spiritual directors would more than likely inhibit some of the freedom required to explore, discern, and clarify issues in spiritual direction. The potential for excessive church-state entanglement in the area of enforce-ment of guidelines for direction is limitless. Any standard of care applied in determining qualified licensed prac-tioners in the field of spiritual direction would involve some sort of check as to whether the practice was in step with the religious criteria set forth in the religious teachings of the sect. At best it could be argued that some minimum standard of.training and competence to protect the public from religious fanatics, charlatans, or frauds might be established, but any full-fledged licensing would stifle First Amendment freedom and inhibit re-ligious practice. VI. Difficulties in Establishing a Standard of Care for Spiritual Di-rectors Looking at the Competency Profile of the Jesuit Spiritual Center, one wonders how a court would be able to determine what constitutes com-petency when the spiritual qualification requirements of directors include such characteristics as: 1) Living a vital spiritual life--a life of charity; 2) Habitual experience of individual prayer; 3) A life of Charity .toward all peop!e coupled with an awareness of the w~der needs of the human family; Should Spiritual Directors Be Licensed? / 661 4) An evermore intense interior experience; 5) An ever-growing delicacy of conscience; 6) Kindness--having and showing a benevolent readi-ness to intend the good of others; 7) Giftedness--honoring another's perceptions, judg-ments, and person; a non-defensiveness of spirit, pa-tience, and sympathy; 8) Psychological maturity--free from crippling emo-tional, mental, or volitional habits of a neurotic nature; 9) Sociability--the ability to interact with a variety of per-sonalities; 10) Knowledge--lived experience in the Christian tradi-tion; 1 1) Skills and abilities--interpersonal awareness of one's interior mental and emotional states; 12) Discernment--the experiential knowledge of self in the congruence of the object of choice with one's funda-mental religious orientation; 13) Judgment--the ability to form wise opinions, esti-mates, and conclusions from circumstances presented to the director; 14) Graces-spiritual freedom --without undue influence of disordered affections and attachments; 15) An inner suppleness of character.25 Looking over this list of characteristics needed to be a competent spiri-tual director one could see the difficulty that a court of law would have in trying to render a determination of standards which would meet licens-ing requirements. Courts are not in any position to evaluate the content of the prescribed qualifications. Aside from the obvious First Amend-ment problems found in making judgments on what grace, kindness, char-ity, and other criteria operative within the practice of spiritual direction are, licensing could discourage and diminish the gifts of both the direc-tor and directee. It is the view of the authors that licensing, evolving in the current secula¢ context, goes against the very grain of what spiritual direction is all about and could do a real disservice to those who enter into a direction relationship fearing lawsuits. It could also have a chill-ing effect on directees as well. There is something unique, healing, and very human about spiritual direction as a growth process if we view it as art, science, and discipline. 662 / Review for Religious, September-October 1990 VII. Some Final Observations In reviewing the current legal opinions regarding malpractice in the area of spiritual and pastoral counseling, the authors present several ob-servations. --Licensing spiritual directors is clearly a prophetic question as pro-posed by Gill and is coming increasingly into its own time. The issues surrounding licensing are complex, profound in their implications, dis-turbing, and hopeful as we look at the work of defining the criteria for training, developing, and evaluating competent directors. --Defining what competencies are needed in a spiritual director in different schools of spirituality, religious groups and sects, and what con-tent needs to be included in their training programs producing such pro-fessionals is a challenge that is only beginning to be publicly addressed, discussed, or attempted. --In light of the current legal findings and opinions, spiritual direc-tors need to demand and seek training that is concerned with addressing issues of competency as defined by the required knowledges, skills/ abilities, and personal characteristics/qualities reflecting their spiritual tra-dition towards achieving competency in the training of spiritual direc-tors. --First steps would be for practitioners in the field to come together in a spirit of open inquiry, genuine unselfish concern, and humble aware-ness of the enormity of the task to be accomplished. Developing semi-nars and forming associations or professional forums could provide prac-titioners the milieu to discuss, study, and outline priorities and action steps towards the establishment of professional criteria and guidelines for training, developing, and evaluating spiritual directors. NOTES Gill, "License Spiritual Directors?" 6 Human Development 2 (Summer, 1985). Nally vs. Grace Community Church, 204 Cal. Rptr. 303 (Cal. App. 3 Dist. 1984). Ibid, at p. 303. 4 Ibid, at p. 303. 5 Ibid, at p. 303. Nally vs. Grace Community Church, 253 Cal. Rptr. 97, 1988. lbid, at p. 219. 8 lbid, at p. 105. 9 Ibid, at p. 105. ¯~o Ibid, at p. 105. Jesuit Center for Spiritual Growth, Competency Profile. ~2 Restatement (Second) of Torts 299A (1977). t3 Ibid. ~4 W. Prosser, Law of Torts (1966). 15 j. English, Spiritual Freedom (1975). 16 M. Conroy, Growth in Love and Freedom (1987). 17 Nally vs. Grace Community Church, 253 Cal. Rptr. 97 at p. 106. Should Spiritual Directors Be Licensed? / 663 18 Ibid, at p. 106. 19 Ibid, at p. 103. 20 Ibid, at p. 108. 21 Ibid, at p. 108. 22 Ibid, at p. 109. 23 Lemon vs. Kurtzman, 403 U.S. 602. 24Ibid, at p. 60. 25Jesuit Center for Spiritual Growth, Competency. The Risk You take a risk when you invite the Lord Whether to dine or talk the afternoon Away, for always the unexpected soon Turns up: a woman breaks her precious nard, A sinner does the task you should assume, A leper who is cleansed must show his proof: Suddenly you see a hole in your roof And a cripple clutters up your living room. There's no telling what to expect when He Walks in your door. The table set for tea Must often be enlarged and decorum Thrown to the wind. It's His voice that calls them And it's no use to bolt and bar the door: His kingdom knows no bounds-~of roof, or wall, or floor. Marcella M. Holloway, C.S.J. 6321 Clemens Avenue St. Louis, Missouri 63130 Prayer as Desire: An American ViewI Richard E. Lamoureux, a.a. Father Richard E. Lamoureux, a.a., has been provincial for the Augustinians of the Assumption. His address is Assumptionist Center; 330 Market Street; Brighton, Mas-sachusetts 02135. The contemporary American artist Andrew Wyeth teaches us a good deal about prayer. Many of his paintings, depicting everyday objects--a bowl of fruit, a cookie jar, a cooling blueberry pie--invite a quiet, simple gaze. But it is not just Wyeth's spare, silent scenes that lead us in the direction of prayer. So many of his portraits are unconventional inas-much as they present the subject turning away from the viewer, appar-ently looking for something in the distance. Forrest Wall, shown in the Man from Maine (1951), turns his back to us and peers out a window partially visible on the right. Elizabeth James, in Chambered Nautilus (1956), does the same from her sick bed. What may be Wyeth's most famous painting depicts Christina Olsen (Christina's WorM, 1948) sit-ting in the field below her home, straining with all her might in the di-rection of the house as if she might return there on the strength of her desire despite the palsied legs that restrict her to the ground. Two of his most beautiful paintings are portraits of Jimmy Lynch. One (The Swinger, 1969) shows him on a porch swing looking off into the dis-tance; the other (Afternoon Flight, 1970) catches him similarly absorbed. What is it on the horizon that draws his gaze?2 This most American artist explores a dimension of our existence that I would consider to be a central ingredient in prayer. In what follows, I want to explain how longing or desire is at the heart of prayer and how desire has fared in our recent American experience. Finally, I will sug-gest a way to address the particular challenge that faces us as American 664 Prayer as Desire / 665 women and men of prayer. No one has explained better than Saint Augustine how desire is re-lated to prayer. Sometime at the beginning of the fifth century, Augustine received a letter from Proba, a Roman woman whose husband had just died.3 Her purpose in writing was to ask a simple question: can you tell me something about prayer that would be helpful? In his response, Augustine writes unexpectedly at great length about widowhood and then tries to explain how it relates to prayer. For example, he says to Proba: What characteristic of widows is singled out if not their poverty and deso-lation? Therefore, insofar as every soul understands that it is poor and desolate in this world, as long as it is absent from the Lord, it surely commends its widowhood, so to speak, to God its defender, with con-tinual and most earnest prayer (p. 400). Augustine very simply reminds Proba that her widowhood, that is, her experience of loss and especially her desire for presence once again, is a precious opportunity to learn about prayer. If you would want to pray, Augustine seems to be saying, begin with the experience of desire or longing. Augustine, then, defines prayer primarily as desire. Words and pi-ous activities, which we normally think of as prayer, are useful only to the extent that they intensify our desire for God. They are necessary, he writes, so that we may be roused and may take note of what we are asking, but we are not to believe that the Lord has need of them . Therefore, when we say "Hallowed be thy name," we rouse ourselves to desire that his name, which is always holy, should be held holy among men and women also . . . (p. 391). Desire then is synonymous with prayer. In relating the two in that way, Augustine teaches us three very important lessons about prayer. First, prayer is really very simple. It is as natural for human beings as desire is. And desire, as we all know, is a universal human experience. It is as natural for a person to pray as it is for a person to desire. And a person who desires is a person who can pray. Second, by defining prayer in terms of desire rather than in terms of methods or formulas or actions, Augustine more clearly situates it as a function of the human heart. There is little that is more personal to us or that we are more hesitant to divulge than our desires. And Augustine would have us understand that it is precisely in that most intimate and personal place that prayer is born and grows. 666 / Review for Religious, September-October 1990 Finally, by relating prayer to desire, Augustine helps us to under-stand that we can grow in prayer, for taking our desires seriously is a stimulus to such growth. He develops this idea in his letter to Proba and most especially in the Confessions. To Proba he writes: God wishes our desire to be exercised in prayer that we may be able to receive what he is preparing to give (1 Co 2:9) . Therefore, it is said to us: "Be enlarged, bear not the yoke with unbelievers" (2Co 6:13, 14), (p. 389). Desire helps to enlarge the heart. Augustine would claim that by fan-ning the flame of desire, we will become more able to recognize God's gift when it is offered and to appreciate it to the extent that it deserves. In the Confessions Augustine explains even more clearly how tak-ing our desires seriously is a stimulus to growth in prayer and can lead to deeper faith and intimacy with God. These desires are a complex re-ality ["Who can unravel that complex twistedness?" (II, 10)4] But rather than shy away from the complexity, Augustine sets out on a long journey precisely to get to the bottom of those desires. He goes all the way back to his earliest desire for the milk from his mother's breast, then recalls the games of his youth, and also the longing for wisdom when he read Cicero. With anguish, he remembers the burning desires that char-acterized his early relations and the resistance he put up to other desires lurking in his heart. "My soul turned and turned again, on back and sides and belly, and the bed was always hard" (VI,16). Augustine's long journey through the labyrinth of his soul was marked by a painful experience of desires at war with each other, but even more so by a confidence that the battle waged in all honesty and with his friends would lead to a liberation of his deepest desire, one that he came to understand could only be satisfied by God. "Behold thou art close at hand to deliver us from the wretchedness, of error and estab-lish us in thy way, and console us with thy word: 'Run, I shall bear you up and bring you and carry you to the end' " (VI, 16). Augustine took all of his desires seriously, even those that troubled him and brought him to tears, because he believed that all of them were in some way, at times in some distorted ways, a path to the deepest craving of the human heart. He seemed sure of God's love and also confident that deep within his own heart was an enormous love for God: "Thou hast made us for thy-self." (Confessions I, 1). Those are convictions we all find hard to come by, but they are crucial for growth along the way of prayer. To summarize then and to make the point clearly: for Augustine prayer is not more complicated than giving free rein and full expression Prayer as Desire / 66"/ to the sometimes confused desire for God that God has placed in our hearts. As he writes in his commentary' on the first letter of St. John: "Love and do what you will." Or perhaps I can say: "Desire and do what you will." Now, that may sound simple, but there are a few complicating fac-tors, some of which Augustine was aware of. Many of the complicating factors, however, are particular to our own time and culture; they are the shadow side of the cultural qualities we cultivate in the United States. One of the recent most popular movies, Dead Poets Society, is a se-rious indictment of American culture. It tells the story of a private pre-paratory school in the United States in 1959, where faculty and student body alike hold in highest esteem the pursuit of successful careers and high social status. Along comes an eccentric poetry teacher, effectively portrayed by Robin Williams. He succeeds in opening a few sleepy, even blind eyes, urges his students to ("carpe diem") "seize the moment," and awakens them to the excitement of poetry. Dull, distracted boys be-come spirited young men full of powerful desires. They found their own secret society where dead poets--and dead students-~come back to life. The movie was successful, I suppose, because it touched a sensitive chord in our American hearts. Though we are reluctant to admit this, the movie helped us see that we might be dull people, men and women with-out longing, without desire. But you might object: "Doesn't every human being desire some-thing?" As I reflected on the movie, I came to understand that for a va-riety of reasons and in different ways desire has been drained from our hearts. I could see it happening in four or five different ways. At other times and in other contexts, I might present the following items in a much more positive vein, as qualities that are proper to us as Americans. But in the context of this discussion on desire, what might be consid-ered the merits of our particular American way of living and looking at things becomes a liability. 1) In our day, in this country, by hard work, ingenuity, abundant natu-ral resources and a little bit of luck, we have attained a level of material satisfaction that enables us to meet most of our needs. We acknowledge that there are unsatisfied needs in us, but we are also confident that the only kinds of needs we have are needs that we can eventually satisfy our-selves. And if it takes too long to satisfy them, we energetically look for and usually find other remedies; there are many "quick fixes" we can turn to. But then if all the needs are satisfied, what is there left to de-sire? I am not simply condemning American materialism, nor am I re- Review for Religious, September-October 1990 ferring here to the unrestrained pursuit of pleasure and sensual satisfac-tion. Instead, I am suggesting 'that the level of material security we en-joy may be having a subtle, debilitating effect on our capacity to long for less material goods. When the Israelites complained to Jeremiah that it would be preferable to return to Egypt rather than remain in exile, he urged them to stay where they were for Yahweh was with them. Instead, however, they returned to Egypt "where at least they would not hun-ger" (Jr 42:1~4). It is not pleasant to be hungry, but can we live without desire? We can call this sort of person "the comfortable self," and the "comfortable sell'' has few desires. 2) Today especially we seek to be creative and responsible members of the human race. We are inclined to set aside as somewhat irrelevant and escapist distractions those vague interior Iongings that apparently can never be satisfied: there is too much in the world to do and no time to lose. We tend to set aside the simple and less gifted i~mong us and have little patience for wasted time and effort. In Bonfire of the Vanities, Tom Wolfe would say that our ambition is to be a "Master of the Universe," and we are convinced we just might succeed. The "creative, functional sell''has little time or. need for vague longings and can realize his desires by rolling up his sleeves. 3) Psychology has helped us uncover, identify, and explain many of our desires. But Freud would also have us demystify these desires, re-duce them to understandable drives, and either "manage" them so they do not interfere or banish them completely. The "psychological sell" runs the risk of reducing desires to insignificance by denying them the possibility of any transcendent origin, significance, or purpose. 4) Dead Poets Society points an accusing finger at a society drained of desire and life. But I think the movie suffers from the sickness it is trying to identify. Note the poets that are quoted in the movie: they are almost exclusively what we call the romantic poets. Other sections of the poetry anthology used by the students are ripped out. No mention of Shakespeare or Homer, Milton or Hopkins. Why should we read poetry, according to this movie? For the excitement of it, I gather. The movie seems to say: it does not really matter what you give your life to as long as you feel passionately enough to give your life. I admire the passion, but it is a self-destructive passion, self-preoccupied, narcissistic. Really, in the end, no passion at all. The desires of the "romantic sell'' self-destruct in a beautiful, but tragically brief burst of flame. 5) Finally, a word about the "tolerant sell'' and what that, in its most recent form, has done to desire. In many ways I consider this to Prayer as Desire / 669 be the most serious attack on desire in our day, and I will discuss it at greater length.5 The founders of our country, acutely aware of the reasons for which Europeans came to these shores and the political struggle that led to in-dependence, enshrined the principles of freedom and equality at the heart of our Constitution. They did so in revolt against oppression in the coun-tries they came from, to assure that in this new regime each person would be free to profess and practice the religion of one's choosing or none at all. In order to assure that no one religion would be given ascendancy and that all religions would be considered equally valid. Such liberty and equality imply a prior commitment to tolerance. As Locke had earlier suggested,6 not only does tolerance forestall religious wars and oppression, it would seem to be synonymous with Christian char-ity. We should hesitate to tamper with a doctrine such as that of toler-ance, which has brought us many blessings, but there may be some side effects that need to be taken into account. If tolerance leads us to assert that all religions are equally valid, then it seems inevitable that at some point one will begin to wonder whether it is worth embracing this par-ticular religion rather than another., or any at all. Tolerance as the paradigmatic American virtue in religious matters erodes conviction and desire; it all too often leads to indifference and loss of confidence.7 Let me explain with a non-religious example. For one person, work-ing hard to provide housing for the homeless is an important "value"-- to use that word as we are accustomed to using it today. For another per-son, earning a million dollars a year and dining at a 4-star restaurant five nights a week is a "value" she or he would hold to with as much, per-haps even more vigor. In a society where tolerance is the paramount vir-tue and where there can be no criteria for ranking so-called "values," our social worker has no right to consider his "value" more important than that of the millionaire. I think that is the conclusion we have to draw, and my guess is that our "tolerant" selves would be reluctant to draw any other. In that case, I could easily imagine the social worker, returning home after a frustrating fifteen-hour day, and exclaiming in quiet desperation: "why bother?" If all "values" are equal, our social worker will begin to doubt the real worth of what she or he is doing and be drained of passion or desire for the cause being promoted. Tolerance is a great American virtue. It protects us from oppression and even allows us to be critical of the regime. But the brand of toler-ance practiced today also exacts a high price. It can drain our soul of all 670 / Review for Religious, September-October 1990 passion. Without passion or desire, the "tolerant self' will find it very difficult to pray. The comfortable self, the creative self, the psychological self, the ro-mantic self, the tolerant self--so many ways in which desire has been disarmed. It has been disarmed or short-circuited. What keeps desire alive has been eliminated. Etymologically, the word "desire" with its reference to "sidera," the stars, suggests that without an object that tran-scends the self, desire that is not created by the self, or under its con-trol, or in any way dependent upon the self, desire quickly evaporates. I think the social and political consequences of diluted or disarmed de-sire have been considerable, but in the context of this discussion I want to draw attention to the consequences for our faith and our prayer as well. So, how do we recover desire? The question is an old one. It already appears in the Gospel. But, as I have tried to explain above, our American context leads us to pose it in a particularly acute way. It should not come as a surprise that since we Americans are closest to the problem that it is we Americans who have also hit upon a solution. I think that Alcoholics Anonymous and its 12-step program, begun in this country some fifty years ago, may be helping us rediscover desire and could be more helpful to those wanting to pray than any crash course on meditation.8 This may come as a surprising suggestion. But consider some of the more traditional methods used to foster growth in prayer. Among the early desert fathers and mothers, one popular and effective method (known in the Russian Orthodox tradition today as "starchestvo") is a practice whereby the novice reveals to his spiritual master all of his in-terior thoughts and feelings and humbly seeks help in discerning what God calls him to through these apparently confused experiences.9 Augustine himself sought to grow in prayer by telling story after story of how he pursued one way then another in search of happiness and peace. Ignatius of Loyola in the sixteenth century devised a system of spiritual exercises, whereby the one seeking to grow spiritually reveals the promptings of his heart to a spiritual guide who helps him interpret and discern the desires that will lead to growth. Ignatius even urged that his followers, members of his Society, regularly "manifest their con-science" to their superiors, much like the monks in the desert, in order to gain enlightenment. Those are the traditional methods of spiritual growth, but for some reason today for many they are not working, or we are not inclined to take them seriously. But many are taking the 12 steps seriously. One of Prayer as Desire / 671 the insights on which the 12-step method is based is the importance of recounting, at a meeting or to a sponsor, the story of one's desires-- desires for alcohol, for sex, for food, desires that have run out of con-trol, but also a desire, perhaps only a small spark at the outset, but a de-sire for sobriety. It is in the telling and the retelling of the story that the desires are sorted out, that the healthiest sparks are fanned into stronger flames, and that one begins to come to deeper serenity and happiness. Why does the 12-step program work? Because I begin to name desires rather than blindly accede to them, proudly condemn them, or run from them in fear. Because I acknowl-edge that a power greater than I alone guides human affairs, inspires hu-man desires, and fulfills the deepest among these: the desires I can sat-isfy will not bring peace to a restless heart. Because I acknowledge that in addition to that power other people are necessary to test my desires and help me keep the best alive. Because I know that helping others will intensify my own desire at the same time as it helps another. I cannot explain adequately in this context the effectiveness of the 12-step program. I am grateful to those friends and confreres who have given me some understanding of the 12 steps and for their own witness to the program's power. They could better make the point I want to make. Beneath the program is an understanding of life deeply consonant with the Gospel and, I would maintain, profoundly nourishing for one's life of prayer. Remember Augustine's words to Proba: Insofar as every soul understands that it is poor and desolate in this world as long as it is absent from the Lord, it surely commends its wid-owhood, so to speak, to God its defender, with continual and most ear-nest prayer (p. 400). Prayer is impossible if you start from a distorted understanding of the Gospel. As Americans, our comfortable self may be too sated to seek a Savior, our creative self may lead us to think we can save ourselves, our psychological self may convince us that the desire for a Savior is escapism, our romantic self may consider the desire an end in itself, our tolerant self may think open-ness and tolerance are identical with love. The Gospel, the writings of Augustine, and the 12-step program re-flect both more skepticism and more confidence about human nature than any of these false selves. They are not so afraid or angry with their hu-manness that they deny or disregard their desires, but they do not accept 672 / Review for Religious, September-October 1990 that responding to the most pressing desires will necessarily lead to the greatest happiness. They are deeply confident that their deepest desires can be satisfied, but have surrendered the illusion that they can or must explain or satisfy those desires on their own. They, like St. Paul, refuse to judge and condemn themselves, and certainly not others, but they cou-rageously and unambiguously name the desire that has led them to dis-aster and they can say: "My name is Richard or John or Dorothy, and I am an alcoholic!" Many are seeking new ways to pray, and a 12-step meeting is hardly an ancient method. But if I were to suggest the practices of sacramental confession or spiritual direction as ways to grow in prayer, many would not take note. Something has happened to our traditional practices or our use of them that has made them seemingly ineffective. What I am sug-gesting is that the 12-step program with its emphasis on confession/ story telling, community, and commitment to service--is a contempo-rary method that I feel convinced can teach us how to pray. I cannot help but believe that God is attentive to the simple prayer of a recovering al-coholic, a wounded person full of desire, who speaks with the words of the psalmist: God, you are my God, for you I long. For you my soul is thirsting. My body pines for you like a dry, weary land without water. So I gaze on you in the sanctuary to see your strength and your glory, for your love is better than life. My lips will speak your praise, so I will bless you all my life. NOTES ~ A first version of this paper was presented as the keynote address for a Conference at Assumption College, Worcester, Massachusetts, entitled "Prayer--A Psychologi-cal Perspective." I am grateful to the organizers of the Conference, Dr. George Scar-lett and Rev. Edgar Bourque, A.A., for their invitation to address the Conference. 2 These paintings are reproduced in Davis McCord and Frederick A. Sweet, Andrew Wyeth (Boston: Museum of Fine Arts, 1970). 3 Quotations from Augustine's letter are taken from The Fathers of the Church-- Saint Augustine: Letters Vol. II (New York: Fathers of the Church, Inc. 1953). 4 Quotations from the Confessions are taken from the translation by Frank J. Sheed in The Confessions of St. Augustine (London: Sheed & Ward, 1984, original edition 1944). 5 Although many have discussed this notion, the most thorough and cogent discus-sion recently is in the book by Allen Bloom, The Closing of the American Mind (New York: Simon and Schuster, 1987). 6 See John Locke, A Letter Concerning Toleration, ed, by James H. Tully (Indian- Prayer as Desire / 1573 apolis: Hackett Publishing Co., 1983). 7 In J. Hector St. John Crevecoeur, Letters from an American Farmer, (New York: Fox, Duffiealad and Company, 1904, reprinted from the original 1782 edition), pp. 64-65, we read an eighteenth-century account of religion in America. After describ-ing in letter no. 3 the variety of creeds cultivated in the country, the author contin-ues: "Each of these people instruct their children as well as they can, but these in-structions are feeble compared to those which are given to the youth of the poorest class in Europe. Their children will therefore grow up less zealous and more indif-ferent in matters of religion than their parents. The foolish vanity, or rather the fury of making Proselytes, is unknown here; they have no time, the seasons call for all their attention, and thus in a few years, this mixed neighborhood will exhibit a strange religious medley, that will be neither pure Catholicism nor pure Calvinism. A very perceptible indifference even in the first generation will become apparent." 8 A good deal of Alcoholics Anonymous literature deals with prayer and spiritual-ity. The eleventh step explicitly encourages the practice of prayer and meditation ("We sought through prayer and meditation to improve our conscious contact with God as we understood him, praying only for knowledge of God's will for us, and the power to carry that out.") But the program can have even broader implications for the spiritual life. See "Origins of A.A. Spirituality" by Dr. Ernie Kurtz, The Blue Book, Vol. XXXVIII, Proceedings from the 38th Annual Symposium-June 16- 20, 1986 (January, 1987). Catholic writers and lecturers are beginning to discuss the spiritual potential of the program. See, for example, the recently released confer-ences of Father Richard Rohr, "Breathing under Water: Spirituality and the 12 Steps" (Saint Anthony Messenger Press Audiocassettes, 1989). 9 See B, Pennington, O.C.S.O., O Holy Mountain.t (Wilmington: Michael Glazier, 1984), p. 92. The Emptiness Within Barbara Dent Barbara Dent, mother and grandmother, has been for eighteen years a Secular Carmelite. One of her most recent books has been The Gifts of Lay Ministry (Ave Maria Press, 1989). Her address is Postinia: 7A Cromwell Place; Pukekohe, New Zealand. Ours is an age of space-consciousness and space exploration. These have induced an awareness of a limitless beyond that can be terrifying. We know that in space universe extends beyond universe in an infinitude of expanding galaxies. The immensity is beyond our comprehension. Ours is also an age of inner exploration of our own human psyche. Depth psychology probes level on level of inner awareness, submerged awareness, and non-awareness. These probings link up with that aspect of spirituality which mystically intuits the indwelling of the Trinity, the homeliness of God in us that Jesus spoke of and promised to his faithful followers the night before he died. Just as there is endless mystery in the outer universe, so there is also in the inner one. God dwells in us--if we long for him and prepare our spiritual house to receive him. Not only that, but he permeates our inner being further and further as we open ourselves to receive him. "How rich are the depths of God!" exclaimed St. Paul. And it is these very depths that merge with our own through the divine penetra-tion and the graces it brings. This is by no means always a consoling experience. On the contrary it can seem to hurl us into an abyss of unmeaning which is caused by our incapacity to understand divine meaning and purpose in all their in-finite inclusiveness. Only faith can cope with the apparent absurdity, and too often in this state we experience ourselves as lamentably lacking in faith. 674 The Emptiness Within / 675 In this article I examine and comment on this negative aspect of di-vine and human intermingling by using the concept of "the inner Void." Normally, we human beings fill our days and nights with the busi-ness of living, working, playing, and social interchange. This is the way it has to be if society is to continue and be dynamic. For committed Chris-tians this day-to-day living and doing is permeated with another dimen-sion- that of being-in-Christ. The more fully they relate mundane ac-tivities to loving and serving the Lord, the more Christocentric their lives become. The more they cleave to him, the more the Trinity enters into their inner selves through the purity of their intentions, so that they truly become temples of the Holy Spirit. A pure intention is one that is centered on what Jesus stressed must be our fundamental option--"God's will, not mine, because I love him with my whole being." Strangely, the intensity of such a single-minded love can lead not to a blissful sense of fulfillment, but to its opposite-- an experience of crucifying inner emptiness, a void of unappeasable long-ing crying out for a God who appears not to care or even answer. How much longer will you forget me, Yahweh? Forever? How much longer will you hide your face from me? How much longer must I en-dure grief in my soul, and sorrow in my heart by day and by night? (Ps 13:1-2). The ache for God, disguised as it may be in a multitude of ways, yet seems to be endemic to the human heart. In Christ's followers it can be-come so insistent that it rules their lives. After many years of loving, faith-ful service to this object of their desire, a paradoxical inner state is likely to develop. The searcher for the pearl of great price and the glorious lib-erty of the sons and daughters of God, though consumed with an intol-erable yearning for God, now experiences him as absent just when he is loved and longed for most. This is usually a sign of the call to a much deeper relationship with him, one that has a different quality from any that preceded it. We are drawn by the Spirit into this state of being when all created things have lost their power to compel or fulfill us. We have learned, often in bitterness and pain, that none of them can supply anything but a temporary and partial satisfaction. Behind and through them we have kept glimpsing their Creator, and now he fills our vision and summons us to come closer. We have begun floating in our inner Void, sure at last that only his love can fill it. 676 / Review for Religious, September-October 1990 Aware that he is calling and drawing us, we want with all our will to respond, yet we remain thwarted. Yearn and strive as we may, we can neither reach nor receive him. Empty and grieving, we experience him as the absentee God, yet we have never in our lives been more free of sin and fuller of love than we now are. Why has this Void opened at the very time when we are possessed by love-longing for God? To anyone familiar with the inner depth reality of the subconscious and unconscious, the answer will make sense. The roots of our attachments to what God has created, and the causes of our persistence in letting them come between us and him, are still bur-ied deep within us. They fasten us down to where we are so that we are unable to soar in freedom to him. Though we have done all in our power, with the help of grace, to love and serve him, and though deliberate sin of any kind has long been eliminated from our living, the roots of sinful tendencies remain there hidden away, so that we are not even conscious of them. We cannot locate or name them, let alone wrench them out or dissolve them away. In our impotence and humiliation we gradually re-alize only God can do this through his own mighty love and the grace he pours into us through his Spirit. Only his action can gradually dilate our hearts so that they are able to receive more and more of what he offers. Only his grace can pene-trate into our subconscious to reveal what is concealed there. Only it can in various ways impel upwards into consciousness what is hidden. Only his Spirit of Wisdom knows and can reveal to us in ways we can accept what must be made conscious and purified if we are to enter into full un-ion with the Trinity. By invading our depths, the Spirit is not violating our free will, for God knows our longing for him is such that at last we are prepared to let him have his way with us, no matter how much it hurts. "Oh God, my God, for you my heart yearns, like a dry, weary land without water" (Ps 63:1 ). God's answer to our yearnings is to fill our Void with himself. This process is purgatorial. After death we pass outside time and space into eternity and infinity. If at this transition we are not already filled with God, our Void goes with us. No one has returned to tell us how God deals with it then, but traditionally the Church has taught the doctrines of purgatory (a cleansing process through which grace fits us to receive and behold God), and hell, where our Void remains just that forever. All those, known and unknown, who have become saints before they died, The Emptiness Within / 677 have had their Voids filled with God in this life. Some have left records of what their experience was like, and these indicate something at least of what they endured under the Spirit's ruthless but perfectly loving ac-tion. St. John of the Cross's testimony is probably the most authoritative, instructive, and detailed, After stressing that this state of purification is one of darkness and pure faith, he elaborates as below. "The Divine assails the soul in order to renew it and thus to make it Divine; and, stripping it of the habitual affections and attachments of the old man, to which it is very closely united, knit together and con-formed, destroys and consumes its spiritual substance, and absorbs it in deep and profound darkness. As a result of this, the soul feels itself to be perishing and melting away, in the presence and sight of its miseries, in a cruel spiritual death, even as if it had been swallowed by a beast (as Jonas was). (and) in this sepulcher of dark death it must needs abide until the spiritual resurrection which it hopes for. ". But what the sorrowful soul feels most in this condition is its clear perception, as it thinks, that God has abandoned it, and, in his ab-horrence of it, has flung it into darkness. It is a grave and piteous grief for it to believe that God has forsaken it . For indeed when this pur-gative contemplation is most severe, the soul feels very keenly the shadow of death and the lamentations of death and the pains of hell, which consist in its feeling itself to be without God, and chastised and cast out, and unworthy of him; and it feels that he is wroth with it" (Dark Night II, Ch. VI, 1 & 2). The intensity and pain of this inner experience of the Void will vary according to the strength and depths of our sin-roots, the greatness of our love and longing for God, our perseverance and abandonment during the process, the degree of holiness (or wedding garment splendor and soar-ing freedom) God intends for each sufferer. This purpose of his is, of course, hidden in the mystery of his endless love, of which the Void it-self is but one aspect. If the Void is endured until the process of cleansing and freeing is completed, we have been through and emerged from our own personal purgatory. We are united with the Trinity in what has been called "trans-forming union" ("I live, now not I, but Christ lives in me") or "the spiritual marriage." "Alleluia! The reign of the Lord our God the Almighty has begun. Let us be glad and joyful and give praise to God, because this is the time for the marriage of the Lamb. His bride is ready, and she has been able Review for Religious, September-October 1990 to dress herself in dazzling white linen, because her linen is made of the good deeds of the saints" (Rv 19:7-8). Our Void has been emptied of self and filled with Christ. What are some of the hallmarks of this emptying and filling of the Void, in the here and now? Here is a commentary on a few of the main ones. 1. Helpless Waiting In the Void we have no alternative but to wait. I think of Mary be-tween the annunciation and the birth of Jesus. She knew she had con-ceived and that the Christ of God was growing and developing within her, but the process was and had to remain hidden and secret. What she did not know was exactly what and who the child would prove to be. God was at work in her, and she was co-operating pas-sively, through her fiat, by letting it happen and trusting him about the outcome of his labors. She was "full of grace" and so the whole pro-cess was under the Spirit's complete control. Her personal contribution was to stay still and see what eventuated. Once the Void opens in us, we too, must wait while Christ is formed in us in his fullness. We continue to live and love as Christians, to serve God and neighbor in our work, personal relationships, duties and offer-ings, all aimed at renewing the temporal order and purifying our lives from self-love and self-seeking. We have been doing these things for a long time and had assumed we would be persevering in them in much the same way till death. We do persevere, but not "in the same way." For now the Void is there, and we begin to enter a new dimension and level of being. Gradually grace enlightens us so that we understand something of what still needs to be done in our inner depths to open us to God so he can penetrate further. At the same time we are shown how it is beyond our own capacity and resources to bring about such a self-exposure. A chasm of helplessness and poverty gapes within us. We realize that in our frozen immobility we are still able to act in one specific way. We can let God act, and stay passive ourselves. We can let him do the un-veiling and the choosing, for us and in us in his own way and time. Our role is to surrender and wait. And wait. And wait . Waiting is a difficult art to learn and practice in our frenetically ac-tive and materialistic age. Neither our environment, education nor life aims and circumstances have prepared us for it. Though we try, we go The Emptiness Within on failing, because we cannot help interfering with God in spite of our best intentions. Humbled, we learn that only grace can enable us to learn this painful art. Under its influence, we slowly begin to relax and be still, and our Void gently opens wider in faith, trust, and hope. We realize how im-portant patience is, how lost we are if God does not help us, how he does not and cannot do so unless we deliberately exercise our free will and let him. Here the active and the passive merge. As we go on waiting, our helplessness deepens into a sense of im-potence. We are rather like quadriplegics who must depend on others for most of their needs. If they are not to be consumed with self-pity and rage, they must turn the necessary waiting that forms an indelible part of their lives into an art. We ourselves are not waiting for other people to help us, but for God. "I waited and waited for Yahweh. Now at last he has stooped to me and heard my cry for help" (Ps 40:1). 2. Longing for God Thirst for God consumes us in this state. "As a doe longs for run-ning streams, so longs my soul for you, my God. My soul thirsts for God, the God of my life" (Ps 42:1-2). We are like "a dry, weary land without water" (Ps 63:1). When two lovers are parted, they long ardently and painfully for each other's presence. In the Void we experience God as an absentee God, even as one who spurns us. We are hopelessly in love with him-- we would not have been invited by the Spirit into this level of being were it not so--yet he seems to be denying himself to us, to be teasing us cru-elly on purpose. We know he is there, believethis is so, and in some indescribable, formless way even experience him as indeed with us, enfolding us, and yet we never seem to reach or catch sight of him. In his absence we have faith he is present, but this is no comfort. It is like being alone in a completely dark room, yet having an intui-tive awareness of another Presence with us in the same enclosed space. We cannot see or touch him or even hear his breathing. Yet, shiveringly, we are completely certain Someone is with us. Perhaps because of this strange certainty, our longing that is never appeased intensifies until it possesses us. This absentee yet ever-present God and Lover we experience as capricious, so that our longing is a form of bitter suffering, and often we have to struggle against feelings of re- Review for Religious, September-October 1990 sentment and hopelessness. We challenge him, "It is you, God, who are my shelter. Why do you abandon me?" (Ps 43:2). There is no answer, no comfort. The silence is absolute, our hunger unappeased. In the end, we become dumb. Our patience in waiting has deepened as our longing intensified. We understand the time for consum-mation is not. yet, for we are not ready. We see that our longing is a grace, given to us so we will more readily submit to an even more radi-cal emptying out. We have not yet reached that total nakedness o.f un-selfed love which will indicate our readiness to be clothed in Christ. We have yet to long for this for his sake, his honor and glory, the fulfilling of his incarnational aims, instead of for our own self-gratifica-tion, and our pleasure in our own "holiness." At last we understand that our motives need radical purification, for they are laced together every-where by tenuous, yet tough strands of self-love and self-will. All holiness is God's. Of ourselves we have none until we have put on Christ and can glory in his glory, and love with his love. Our longing is being purified till this is what we truly want above all else. 3. Loss of Meaning and Purpose Whether it is a cause or a result of the Void is hard to say, but one of the hallmarks of this state is loss of meaning and purpose on one level, and final regaining of it on another. The loss shows itself in our life situ-ation in doubts and disillusionments about our personal relationships, and our aims, activities, and ambitions to do with worldly matters. What preoccupied us and fed our drive in our work now seems taw-dry and not worth all this effort. We question its reality and its right to absorb so much of our energy, to demand and receive our concentrated attention. Has it the right to fasten us so securely to the daily grind when God's insistent call to another level of being is there in the background all the time, distracting us? Of what use is "getting to the top"? Winning that big increase in salary? Being treated with respect and deference as the one who "has it all at her fingertips," the indispensable manager and organizer? There are times when we ardently want to "throw it all away" be-cause it seems so fatuous. Yet we know we cannot opt out, for we have a spouse to be faithful to, offspring to put through university, the mort-gage to pay off, obligations to associates to fulfill, our own lifelong am-bition to bring to its triumphant peak, a whole life pattern to round off harmoniously. Somehow we have to learn to live with our growing awareness of it all as a mindless treadmill "full of sound and fury, signifying nothing." The Emptiness Within In the face of the Void, it lacks reality, but, nonetheless, must be at-tended to. The true reality is an indefinable something located in our inner emp-tiness. It is drawing us till we want to let go of everything else and reck-lessly jump into that abyss to meet its embrace. At this point some people have a breakdown so that circumstances force them to take a long rest from their life-in-the world obligations and ambitions. Others keep on mechanically, but their heart is no longer in it, and they feel nothing but relief when someone else replaces them or the time comes for them to retire. This disillusionment and lack of drive registers as a humiliating disaster, yet it may well be a special grace open-ing the way for us to concentrate on "the one thing necessary." Alarmingly, the problem increases, rather than diminishes, once we free ourselves enough for such concentration. It is like a slap in the face to discover that we cannot find "mean-ing" in the things of God either, though we dumbly and idiotically know the meaning is there somewhere, expressed in ancient Babylonian hiero-glyphics no doubt! (And no one taught us at school or in the boardroom how to interpret these!) Faced with the Void and its implications, we find ourselves unable to understand God's meaning and purpose in our own lives or those of others. His actions seem arbitrary and often absurd. In fact, a general senselessness defying the rational mind pervades the whole Void. We slither aimlessly about, till we remember the lesson about staying still and waiting. When we apply this perseveringly, we are able to accept that it is no wonder we cannot understand the divine meaning and purpose when it is infinite and eternal while we ourselves remain time and space im-prisoned. It is also perfect love and omniscient wisdom, while we are full of "lacklove" and distorted vision. During the years spent in the Void we slowly learn to rest in peace in God's incomprehensible will, to trust its apparent irrationality, to have faith in its aim to express his beneficent care of us in and through our life circumstances even when they appear to be nothing but "a tale told by an idiot," to hope doggedly in a future blessed by fulfillment in bliss-ful union with him. Our concept of life's meaning and purpose has changed radically as grace permeated those levels where our basic semi- and unconscious re-bellion and misapplied self-will lay hidden but potent. 4. The Darkness of Entombment Review for Religious, September-October 1990 In the Void we are in the process of dying with Christ and being bur-ied with him so that our life may be his life and we be hidden with him in God, our glory part of his (see Col 2:12, 3:2-4). When Jesus hung upon the cross, he was in a kind of void between earth and heaven: the vacant space left by total immolation for the sake of others; the blank of utmost loneliness and dereliction expressed through his cry of abandonment and desolation; the kenosis of the God- Man brought about by the complete surrender of his awareness of his God-ness, coupled with his immersion in his representative Man-ness--his slav-ery as sin-taker for us when he himself was sinless. In various degrees and ways we, his lovers and beloveds, are invited by him to enter into his crucifixion and kenosis with him so we may even-tually share his resurrection glory. We have to die to self by hanging there with and in him through the sufferings--physical, mental, psycho-logical, emotional, and spiritual that God permits to come to us, and that our own and others' sins and sinfulness bring upon us. After the crucifixion comes the interlude of the entombment before the resurrection can occur. The sense of entombment is an essential as-pect of the Void. If we think of Jesus' corpse lying still,, cold, and alone on the stone slab, we shall understand some of the basic elements of the spiritual state of those called to die with him in order to rise with him. There is the darkness of this stone cavern behind its stone door. No chink of light anywhere. It makes us feel our intellect has been blinded and we shall never understand anything about God again. Though we carry on with our daily lives more or less satisfactorily, we suffer a kind of sense-deprivation of the spirit, (Only those who have experienced this state of being will find meaning in this paradox.) One form of torture of prisoners is to lock them into a pitch dark cell where there is complete sense deprivation so that time ceases to have meaning, as does everything else. Entombed with Jesus, we are in a similar state because all the satis-factions and enjoyments that come to a human being through his senses of hearing, sight, smell, touch, and taste no longer have power either to distract or fulfill us. We have become one-purposed in our longing for God, and the senses cannot tempt us away from it with their promise of surface, ephemeral delights. Since we have renounced the lesser good for the greater, the Spirit obliges by paradoxically taking away their irrelevant enticements--in a spiritual sense. To express it otherwise, our senses and our bodies and The Emptiness Within/ all our material being continue to function adequately for the purposes of everyday life. However, in relation to the spiritual life, we have be-come numb and dumb to their joys, attractions and any urge to seek deep meaning and fulfillment through them. We have been brought to that State where we float in the Void of blind faith that none of our senses can affirm as a reality. We gaze upon God without seeing him. We hear his Word without understanding it. We taste his supportive love without any sweetness or consolation--as if our taste buds had been anesthetized. He is weaning us from all such reassurances by imprisoning us in this Void of sense deprivation. He means us to learn how to enter, unencum-bered, into the central mystery of his Being, spirit to Spirit. He has led us into the depths of the Night of Faith. In it, usually for years after painful years, we learn to lie down with the dead Jesus in the tomb. We learn to lie there patiently and wait in our nakedness. We learn what being still really means as we contemplate the Savior's unbreathing body--not with bodily eyes, but with spiritual ones of unquestioning faith and a love stripped of self-seeking. We are seeds fallen into the ground and undergoing the hidden meta-morphosis from which we shall at last emerge, essentially changed per-sons, into spiritual resurrection. 5. Loneliness The inner Void is a crucifyingly lonely space of nothingness. We shall probably find there is no one who can understand our state, except one who is also in it, or one who has endured it and emerged. The one in it may be able to offer sympathy and sharing. The one emerged can give reassurance, understanding, encouragement, guidance, support, and hope for the future. This is so only if she or he has some understanding of what the lonely one is passing through or has emerged from. Such un-derstanding is rare. The Void can have many guises, including those of mental, emo-tional, or physical breakdown. It is often mingled with factors associ-ated with these. It adapts itself to whatever needs to be purified in the particular sufferer, since it is always under the control of the Spirit. It is not easy, and almost impossible, to discover a fellow sufferer who is enduring the same searching trial in the same ways. A qualified, learned, compassionate spiritual guide who has had both personal experience of the Void and of supporting others immersed in it is a very special blessing from God--one that is seldom given. An es-sential part of learning to live at peace in the Void's faith dimension is Review for Religious, September-October 1990 that of being able to trust oneself blindly to the hidden guidance and con-trol of the Spirit coming directly instead of through an intermediary. The purification process includes enduring it alone with God--and an absen-tee God at that. The only sure and never-failing companion is Jesus in his passion, especially in Gethsemane and in his cry of dereliction on the cross. We can find here, in union with him, the strength and purpose to endure, to hang helpless and in agony in absurdity, giving oneself up out of love for his redemptive work, staying with, and in him gladly, for love of him, sharing his loneliness and comforting his desolation. This is anything but mere sentimentality, as anyone who has really done it knows. It is a genuine, self-obliterating response of "Yes" to his questions, "Will you drink of the cup I must drink of? . . . Will you watch one hour with me? . . . Will you take up your cross and follow ¯ me? . . . Will you give yourself with me for others? . . . Will you love my Father's will wholeheartedly as I do to the end? . . . Will you fol-low me wherever I lead? . . . Will you go down into the darkness and die with me and then wait with me in my tomb till resurrection morning comes? . . . Will you dare Sheol with me? o . ." If we agree to share his loneliness, we shall indeed be lonely, and in that desolation share the essential loneliness of all abandoned, help-less, despised, outcast, comfortless human beings whom he represented on the cross, as well as those lost in the black loneliness of habitual, sev-ering sin, or those immured in purgatory in this life or the next. We may have friends who love and try to comfort us, but this will do little to ease what is a loneliness of our very essence crying out for God. Only if they have been through it themselves will they be able to apply balm. In the ultimate there is only one who can fill the Void of loneliness with genuine fulfillment and it is God himself. He is busy preparing in us a place fit to receive him. All we can do is wait in faith, hope, and love that feel like unbelief, despair, and a numb indifference that will never be able to love again. "Out of the depths have I cried unto thee, O Lord. Lord, hear my voice!" 6. Awareness of Sin The Void strips away inessentials, leaving the emptiness of nothing to cling to but God--and in.bare, stubborn faith. Because the motes in our own eyes (our absorption in the secondar-ies of created things instead of the one primary necessity of God) have The Emptiness Within now been removed, at least partly, by grace, we see much better. One of the things we see with our new sight and in startling clarity is the re-ality of sin. Not so much actual sins--these are fairly obvious to discern and we have long ago trained ourselves to watch and guard against them in our own lives. No--what we now see with the eyes of our spirit enlightened by the Spirit is innate sinfulness. We become aware of its substratum in ourselves (those tangled "roots" I mentioned earlier), and in other hu-man beings we have to do with. We helplessly observe it issuing from us and them in all kinds of meannesses, envies, prevarications, self-delusions, self-loves, rationalizations. Squirming and humiliated, we face, with the help of grace, that, "This is me . . . that is the person I loved and revered so much . " If we do not take care, this pitiless insight will cause discouragement and fear in ourselves, and a judg-mental, condemnatory, disillusioned attitude towards others--even cyni-cism. The taste of this racial and personal basic sinfulness is bitter indeed. We want to spit it out and rush to grab something, sweet to gourmandize on and hide that vile flavor. We have been living all the time with a des-picable traitor within us, and till now we have never even glimpsed him. His cronies are present in all other members of the human race, and from them emanate the sorrows, sins, evils and disasters of living on this planet that has been tipped off its axis. Some of the penitential psalms now have for us as never before a co-gent, humbling, and intensely personal message. Paraphrasing a little, we cry with St. Paul, "Who will rescue me from this enemy within?" and reply with him, "Nothing else but the grace of God, through Jesus Christ, our Lord." We know now that we really do need a personal Savior, that we would be lost without Jesus, that an essential part of our Void experi-ence is acknowledging our personal, basic sinfulness for which the only cure is the grace that Jesus gives. We cry, "Lord, you came to save me-- because I needed you so much. I need you even more now you have shown me the truth about myself. Only show me what you want of me, and I will do it. I will do anything at all for you, my Lord and my Sav-ior, because you have rescued me in my great need." This time we really mean it, because we are so much closer to Truth itself. We have been given the grace of a genuine horror of sin because of what it did to Jesus, and still does to him suffering in his members. We long to help heal the wound of sin in his Body. We offer our per- Review for Religious, September-October 1990 sonal wound of sin to him, humbly pleading for the grace of healing. As never before we understand the cleansing power and action of grace, sac-ramentally and otherwise. We hunger for it, seek it, open ourselves wide to receive it. We become beggars for it. We learn what spiritual poverty really means, and again lie down with Jesus in the tomb, content to be naked, trusting in his Body and Blood to heal us of our grievous wound. We are learning what it means to be dead to self and alive to Christ and his members. In the inner Void the self becomes so tiny in the Allness of God. We do not lose our individuality, but we long for it to be absorbed in Christ, so that we become exactly that aspect of his extended incarnation and continuous passion destined for us by the Father. We pray for deliverance from all evil--for ourselves, and for every other human being. We pray fervently, for at last we have "seen" what naked sin and evil are, and what they bring about--the death of the Loved One. 7. We enter a state of Heroic Abandonment and Endurance. Our Void has opened up enough for us to receive the grace we must have to enable us to lie down in the Lord in a state of advanced inner stillness, trust, and hope. The Void's darkness begins to take on the faint glow of incipient dawn, the intense silence is broken by the first tenta-tive twitterings of birds as something soundlessly rolls away our tomb's stone door. The sense of being stifled eases and we draw deep breaths of sweet, cold, dew-drenched air. There is deep within us an awareness of wounds having been healed, of a terrifying emptiness having been filled with Someone, of Love himself annihilating loneliness forever, of a still, si-lent, crystalline joy, and blessedness welling up from deep, deep down, crying in exultation, "Abba! Alleluia! Amen!" Then we see a Person is walking like a king towards the light grow-ing and glowing every second in the tomb's open doorway. It is as if the light emanates from him, as if he is The Light. Wondering and worship-ping, we rise from our stone slab, gather about us the new white gar-ment we find there and follow the Light into the new day. There is no void of inner emptiness anymore. Christ risen and triumphant fills it with himself. Shame: A Barometer of Faith Clyde A. Bonar Father Clyde A. Bonar is a priest of the diocese of Orlando, Florida. He holds ad-vanced degrees in formative spirituality from Duquesne University and in political science from George Washington University. He has served as parochial vicar and administrator of various parishes. His address is St. Joseph of the Forest Catholic Church; 1764 S.E. 169th Avenue Road; Silver Springs, Florida 32688. Aristotle called shame "a feeling or emotion . a kind of fear of dis-grace."~ Interestingly, what one values and what one distains can pro-vide a source for these feelings of disgrace. This allows shame to become a barometer of faith. For the faithfilled person, lapses in living one's faith, for example, can be causes for shame. Conversely, one who scorns religion may find shameful any personal exhibition of faith in an Eter-nal Being. In this paper I shall examine the generic core of "shame" and re-late the experiences of shame in the life of Francis of Assisi (ca. 1182- 1226). Francis' well-known incidents with the lepers caused that saint feelings of shame. Notably, why Francis felt shame about the lepers dif-fered in the earlier and the later parts of his life. Because of that, Fran-cis becomes illustrative of how shame can be a barometer of one's faith. On Shame The Generic Core The core of the shame experience is a sense of exposure and visibil-ity. 2 First, shame is intimately linked to the need to cover that which might unwantedly be exposed. Experiences of shame involve the expo-sure of the peculiarly sensitive, intimate, and vulnerable aspects of the self.3 Something is to be hidden, dodged, or covered up; even, or per- 687 61~1~ / Review for Religious, September-October 1990 haps especially, from oneself. Feelings of shame included "I am weak" and "I am inadequate." The particularities of what must be covered to prevent exposure may vary widely and are individually determinate. For example, while a physical deformity caused Philip in Of Human Bondage4 to feel shame when his clubfoot was exposed, a deeper shame burned "in secret" as Dimmes-dale in Scarlet Letter saw Hester Prynne bear in public the blame for their joint carnal indiscretion .5 Socrates warns of the disgraceful shame of ap-pearing inept in the presence "of some really wise man.' ,6 Personally, for example, I have felt shame for the way I treated a traveling compan-ion during a three-day trip. Second, there is an intimate connection between shame and visibil-ity. 7 When Yahweh called to Adam after he and Eve had eaten the for-bidden fruit, Adam said: "Because I was naked . . . I hid" (Gn 3:11). In his phenomenology of shame, Jean-Paul Sartre claims that shame arises from the look of the Other. "Shame. is the recognition of the fact that I am indeed that object which the Other is looking at and judg-ing." 8 When another looks at him, Sartre comments: What I apprehend immediately., is that I am vulnerable, that I have a body which can be hurt, that I occupy a place and that I cannot in any case escape from the space in which I am without defense--in short, that I am seen.9 Everyday expressions repeat this connection between visibility and shame. We speak of being "shamefaced" or "hiding my face in shame" when others know our failures, inadequacies, or losses of con-trol. A Happy Blush Two other aspects of shame need to be kept in mind as we proceed: that the feeling of shame comes unexpected. That first and physiologi-cal manifestation of shame, the blush, highlights the involuntary and sud-den characteristic of shame. Helen Lynd is perceptive on this aspect of shame: Shame interrupts any unquestioning, unaware sense of oneself . More than other emotions, shame involves a quality of the unexpected: if in any way we feel it coming we are powerless to avert it . What-ever part voluntary action may have in the experience of shame is swal-lowed up in the sense of something that overwhelms us . We are taken by surprise, caught off guard, or off base, caught unawares, made a fool of. ~0 Shame / 689 In his illustration of the voyeur at the keyhole, Jean-Paul Sartre confirms the "immediate shudder" of being unexpectedly caught: "All of a sud-den I hear footsteps in the hall. Someone is looking at me!''~ Importantly, this self-consciousness contains a revealing capacity. Again, it is Sartre who captures this: "Shame is by nature recognition. I recognize that I am as the Other sees me." ~2 Shame carries the weight of "I cannot have done this. But I have done it and cannot undo it, be-cause this is 1.''13 The thing that is exposed is what I am. To "recognize" one's self is to be open to reformation, and there is the delight. Adrian van Kaam writes that "reformation implies a re-appraisal of formative and deformative dispositions, judgments, memo-ries, imaginations, and anticipations." ~4 If experiences of shame can be fully faced, if we allow ourselves to realize their import, they can inform the self and become a revelation of one's self. The question is exactly what personal disposition is revealed by the quick reddening of the blush, the sudden feeling of shame, this which involuntarily and unexpectedly just happens. Writing back in 1839 on The Physiology or Mechanism of Blushing, Thomas Burgess reported that the blush reflects "the various internal emotions of the moral feel-ings [so that one could] know whenever we transgressed or violated those rules which should be held sacred." He continued to point out that, given this "spiritual" nature of the "blush," it is "solely a moral stimulus that will excite a true blush.''15 That is~ it is our value system that is re-vealed by shame. For example, if I hold dispositions mostly congenial with the particular individual God designed me to be, a blush will reveal that there are also some uncongenial and not-reformed dispositions. Or, by contrast, if my fundamental orientation is that talk of God is mean-ingless I may blush at some scruples within my disposition constellation that would be more in agreement with faith in an Eternal Being. Among The Lepers The immediate question is what should not be exposed, what should be covered from visibility. Francis' experience with the lepers proves in-structive. In his "Testament" he wrote: The Lord granted to me, Brother Francis, to begin to do penance in this way: While I was in sin, it seemed very bitter to me to see lepers. And the Lord Himself led me among them and I had mercy upon them. And when I left them that which seemed bitter to me was changed into sweet-ness of soul and body.~6 This too brief statement includes all the elements of experiences of 690 / Review for Religious, September-October 1990 shame. Fallen Nature of Humanity By his words "While I was in sin" Francis refers to his youthful years. In his parents' home he enjoyed the easy life his successful father could provide. He was a most likable lad, clever, charming, smooth-talking, and insanely generous. Francis had a gift for business and seemed born to be a merchant like his father. The son enjoyed dressing with a studied elegance and entertaining at a good inn with the best of everything. Friends flocked around Francis when he appeared and played the troubadour with his Provencal songs. 17 One would say that Francis was reflecting the fallen nature of hu-manity common since the first sin of Adam, living in ignorance of the true transcendent nature of humanity. ~8 Caught in the competitive trade of the cloth merchant, his father taught Francis to live by that competi-tion. Escape in the exigencies and the excitement of being the business-man became a way of life, with questions of transcendence relegated to minor, occasional thoughts. Responsibility for being a faithfilled Chris-tian example for others was evaded, for the other was also typically the customer, who was to be sold something even if that meant a little de-ception and an excess of charm. Immersion in the sensual joys of life was a natural corollary in a society of, according to Pope Innocent III, "obscene songs, dances, and fornications." 19 Still, why was Francis affected by the lepers as he was? Other youths, his peers in cultural refinement and the easy life, would merely hold their noses when they smelled the horrible stench of the lazaretto where the lepers were confined, and unashamedly turn their horses a dif-ferent direction. But for Francis the human misery breathing death right into his face was incredibly disagreeable. And, the young clothier would experience shame when a wretched beggar would intrude.2° A clue to Francis at this early point in his life, while he was still "in sin," lies, I opine, in the phenomenology of shame. As we saw above, shame is an experience of the whole self: in moments of shameful expo-sure it is the self that stands revealed.2~ Existentialists state this force-fully: in the consciousness of shame, there is "a shameful apprehension of something and this something is me. I am ashamed of what I am . Through shame I have discovered an aspect of my being."22 The self that was standing revealed for Francis'was, in the terms of Adrian van Kaam, his foundational life form. The image of God deep within Francis was being exposed. Thomas Burgess, cited above, might say it was the internal moral feelings of Francis which were being ex- posed. As early as twelve years old Francis was struck in some special way by the elevation of the consecrated host during Mass. In the mud-dle of being dominated by his sensual and functional dimensions and his sociohistorical situations, the inchoate thunderbolt of the transcendent was there. But within the flamboyance and egotism of the sensuous and romantic party giver he appeared to be, Francis would feel shame when his more basic faith in God would protrude. His lifestyle hid from visi-bility the transcendent, as he took greater pleasure in identifying him-self as a prince of the world and knight of Assisi. As God's chosen who would become God's anointed, the young Francis would feel shame where others had no such self-consciousness. According to our paradigm of shame, what Francis's apparent life form, or way of being in his environment, sought to cover during these early years of his life was his foundational life form. When his "vul-nerability" or "inadequacy" was exposed, that is, his sensitivity to the sufferings of lepers and beggars, he felt shame at the "flaw," which was his deeper felt love of God, becoming visible through the cover of how he presented himself to others. Attuned to His God Francis was twenty-four when he stood in front of the episcopal pal-ace at Santa Maria Maggiore and stripped off his clothes in hot haste and threw them at his father's feet. God had seized him: the sinner faded to give way to the saint. But watching his second naked birth, the crowd fell silent, for this "erstwhile dandy" was seen to be wearing a hair shirt. "It was a hideous penitential device of horsehair for killing the instinct of sensuality and chastising the flesh day and night."23 The peni-tential hair shirt was a symbol for what had been happening for some time in Francis--the transformation from dissonance to consonance with the Eternal, a change from running away from God to running toward God. For our present emphasis, we might remember the words of Francis: "Bernardone is no longer my father," but Our Father who art in heaven. The words indicated his change. For Francis, shame is no longer from having love of God exposed within a life lived as a merchant, but henceforth the shame was in having any failure to love God exposed within a life of excited faith. Now, when Francis embraced the leper, as we quoted above in the words of Francis, "that which seemed bitter to me was changed into sweetness of soul." The contrast is sharp between the experiences of shame for Francis before and after his transformation. Upon encountering the so distaste- Review for Religious, September-October 1990 ful leper, "He slipped off his horse and ran to kiss the man . Filled with wonder and joy, he began devoutly to sing God's praises." He be-gan to render humble service to the lepers and "with great compassion kissed their hands and their mouths." Further, the lover of complete humility went to the lepers and lived with them. He washed their feet, bandaged their ulcers, drew the pus from their wounds and washed out the diseased matter; he even kissed their ulcer-ous wounds out of his remarkable devotion.24 Francis took the bold step of overcoming the conventional perception of what is attractive and what is repulsive by reaching out to love what re-pelled him. And the change in the source of shame was seen in other aspects of his life. When his pre-transformation apparent life form had dominated, Francis's selfish pride would tell him to feel deep humiliat
IEn vísperas de cumplirse una década de los atentados del 11 de Septiembre de 2001 (11-S), los tiempos agitados no se detienen. Por simplemente señalar un corte, en el último lustro la atención mundial ha discurrido desde los fracasos militares de Estados Unidos en Iraq y Afganistán, pasando por una enorme crisis económica originada en los países más desarrollados, el recambio político en Washington con la llegada del primer presidente afroamericano de la historia de este país, un nuevo y cruento bloqueo a Gaza por parte de Israel, una brevísima guerra en el Cáucaso con Rusia como protagonista, los gestos cada vez más manifiestos del ascenso de China a la condición de super-potencia, el estallido del carrusel de rebeliones en el Mundo Islámico a comienzos de este año, la actual y ambigua intervención militar bajo rótulo humanitario en Libia, hasta llegar recientemente a la muerte de Osama Bin Laden días atrás, siendo éstos sólo algunos de los sucesos más importantes a señalar. Si algo queda claro es que hay demasiado para analizar.En tal sentido, artículos como Imperial by design de John J. Mearsheimer (2011), dondees abordado el rumbo estratégico reciente, actual y futuro de la primera potencia mundial, constituyen una interesante oportunidad para alentar y actualizar el debate sobre las características emergentes en el sistema internacional y sobre el status de sus principales actores. En él, Mearsheimer monta una crítica abierta a la grand strategy que a su criterio ha imperado en la conducción de los asuntos externos de Estados Unidos desde la finalización de la Guerra Fría y cuyoleit motif ha consistido en garantizar por distintos medios —más multilaterales en ciertos momentos, más unilaterales en otros— la dominación global del país, su primacía absoluta. El artículo de alguna manera viene a cristalizar el disgusto de los más renombrados académicos realistas respecto al desempeño en política exterior de la administración Obama, con un llamamiento para una reorientación del timón en la línea del off-shore balance,que aleje al país del espiral de problemas que lo acechan.En el número 117 de Letras Internacionales, el Profesor Nicolás Terradas efectuó lo que a nuestro criterio es una afortunada reseña de Imperial by design donde identifica con lucidez una contradicción central en la lógica del académico de la Universidad de Chicago: su propuesta "alternativa" a la postre peca del mismo ambicioso objetivo que ha perseguido Washington desde 1989, esto es, "permanecer en la cumbre". Desde una más pertinente perspectiva realista, lo atinado sería administrar su declive y no negarlo, siguiendo el ejemplo histórico de Gran Bretaña a fines del siglo XIX y comienzos del XX. La presente contribución tiene como objeto retomar estos aspectos y complementar estas visiones en juego a partir de la consideración de ciertos elementos que entendemos necesarios. Retomaremos de manera puntual dos líneas interpretativas provenientes de la Economía Política Internacional (EPI) y necesarias para re-enmarcar la dinámica política actual, así como la prospectiva que enfrenta Estados Unidos. La primera es la lógica del mecanismo de cambio y redistribución de poder a nivel mundial identificado en su momento por Robert Gilpin y la segunda es la propuesta interpretativa de Immanuel Wallerstein sobre la relocalización de la estructura productiva global.IIPreocupado precisamente por el estudio del cambio a nivel internacional, Gilpin escribe a comienzos de los '80 su célebre War and Change in World Politics(1981). Allí explica que la principal constante histórica en la política mundial es su dinámica de cambio, la cual se haya determinada por la generación de incongruencias o disyunciones entre la distribución de poder político, militar, económico y tecnológico y la estructura del sistema internacional (hegemónica, bipolar o multipolar). Las incongruencias son inevitables a causa del constante crecimiento desigual de poder entre las potencias en ascenso y las potencias en declive. Esto conduce a un desequilibrio sistémico que, si se conjuga con ciertas percepciones y un cálculo costo-beneficio que empuje a una o varias potencias desafiantes hacia la opción del cambio, tarde o temprano dará paso a una fase de resolución crítica de la incongruencia. Allí, ya sea de manera pacífica —como en el ejemplo transitorio del Pacto de Münich— o bien a través de la guerra hegemónica, se alumbrará una nueva distribución de poder que por un tiempo reflejará un incipiente equilibrio en relación a una nueva estructura de Estados dominantes.La inclusión de una aproximación histórica a esta lógica lleva a Gilpin a reconocer una fase contemporánea en la política internacional signada por a) el triunfo del Estado-Nación como la principal unidad, b) el advenimiento de un crecimiento económico relativamente continuo basado en la ciencia moderna y la tecnología, y c) la emergencia de una economía mundial de mercado (1981: 116). Tales factores explican que "the champions of an interdependent world market economy have been politically the most powerful and economically the most efficient nations. Both elements, hegemony and efficiency, are necessary preconditions for a society to champion the creation of an interdependent market economy. Hegemony without efficiency tends to move toward imperial-type economies, as is the case in the Soviet bloc. National economic efficiency without a corresponding political-military strength may not be able to induce other powerful societies to assume the costs of a market system" (129). Por tanto, en el marco de la dinámica de cambio descrita y de las particularidades de la época, poderío militar y eficiencia económica son las claves que una potencia debe asegurar ya sea para aspirar con éxito a mantener el status quo o bien buscar su revisión. A ello debe sumarse la voluntad política de la acción y el liderazgo. Ahora bien, en un trabajo más reciente este mismo académico llama sin embargo la atención que el liderazgo estadounidense en la economía mundial se ha debilitado notoriamente en el nuevo siglo. Identifica las causas de ello en el flaqueante consenso doméstico sobre el rumbo de los asuntos económicos y en la erosión de los lazos de cooperación con los principales aliados que condujeron a que la política exterior y la política económica sea más unilateral y autocentrada (Gilpin, 2000: 10-11). Pero en breve retomaremos el status actual de la gran potencia, volvamos antes al otro complemento de análisis que estimamos necesario también traer a colación. Se trata como anticipáramos de la interpretación clásica de Wallerstein sobre elsistema-mundo. Partiendo tanto de la tradición marxista como de la Escuela de los Annales, este sociólogo estadounidense entiende que en la historia de la Humanidad se han manifestado tres grandes clases de sistemas sociales: a) los mini-sistemas, pequeñas sociedades homogéneas y relativamente autónomas, como por ejemplo las organizaciones tribales; b) los imperios-mundo, basados en una economía de extracción de recursos y beneficios desde las periferias y semiperiferias hacia el centro político, extracción garantizada por un dominio político directo y con una autoridad político-administrativa única; y c) las economías-mundo, donde la economía extractiva persiste pero sin un sistema político unificado y sin la necesidad de una dominación directa. Ahora bien, para Wallerstein los últimos cinco siglos se han caracterizado por la expansión global de la economía-mundo capitalista europea, proceso en el que fue desarrollando sus propias reglas, estructuras, normas y funcionamiento en virtud de su lógica interna. Dentro de ella, el vínculo básico entre las partes del sistema es económico, aunque reforzado en cierta medida por vínculos culturales y eventualmente por arreglos políticos e incluso estructuras confederales. Las realidades geopolíticas de su sistema interestatal no se basan exclusivamente en larapport de forces militares entre las grandes potencias sino también y fundamentalmente en la división axial internacional del trabajo. En efecto,"[l]a economía-mundo capitalista es un sistema que incluye un desigualdad jerárquica de distribución basada en la concentración de ciertos tipos de producción (producción relativamente monopolizada, y por lo tanto de alta rentabilidad) en ciertas zonas limitadas, que por eso mismo pasan inmediatamente a ser sedes de la mayor acumulación de capital. Esa concentración permite el reforzamiento de las estructuras estatales, que a su vez buscan garantizar la supervivencia de los monopolios correspondientes. Pero como los monopolios son intrínsecamente frágiles, a lo largo de toda la historia del sistema mundial moderno esos centros de concentración han ido reubicándose en forma constante, discontinua y limitada, pero significativa" (Wallerstein, 1998: 29).Por tanto, lo que Wallerstein observa es que la concentración y relocalización de las industrias o actividades económicas más dinámicas a nivel mundial, proceso intrínseco al capitalismo y particularmente visible a través de las fases cíclicas de éste último, es la variable fundamental a observar en cuanto a la redistribución internacional de poder. Ciertamente este fenómeno no es caótico pues puede presentarse el caso de una potencia que sea hegemónica, es decir, con capacidad de imponer por cierto tiempo de un orden estable de poder y que será reconocido como "legítimo" por los principales actores políticos. En tal caso, señala, estaremos en una etapa de relativa "paz" interestatal. De esta forma, tenemos aquí dos importantes aspectos tomados de la EPI para terminar de evaluar la propuesta del off-shore balance de Mearsheimer en particular, y los rumbos actuales y futuros de Estados Unidos en general: por parte de Gilpin, el reconocimiento de la inevitabilidad del cambio internacional en virtud del desigual crecimiento en atributos de poder entre las potencias, y por parte de Wallerstein, la atención sobre el fenómeno de la relocalización mundial de las fuerzas productivas.IIICon estos insumos, obtenemos una imagen más dinámica en la que Estados Unidos se inserta como actual hegemón, condición heredada de la finalización de la Guerra Fría, pero respecto del cual se vienen ya advirtiendo claras señales de declive, en conjunción con fuertes síntomas de ascenso de nuevas potencias, muy en especial China. En otro reciente artículo, Paul Kennedy (2010) una vez más ha vuelto a insistir con su tesis sobre la declinación de la gran potencia, identificando debilidades tanto en la capacidad de proyección de su soft power como en el desempeño económico, fuertemente golpeado por la última crisis económica. En su conclusión señala con inevitabilidad que:"the ebb and tides of history will take away [the american] hegemony, as surely as autumn replaces the high summer months with fruit rather than flower. America's global position is at present strong, serious, and very large. But it is still, frankly, abnormal. It will come down a ratchet or two more. It will return from being an oversized world power to being a big nation, but one which needs to be listened to, and one which, for the next stretch, is the only country that can supply powerful heft to places in trouble. It will still be really important, but less so than it was".Un proceso central en esta tendencia, siguiendo a Wallerstein, es la transferencia de capacidad productiva desde Norteamérica (y Europa) hacia China y el sudeste asiático. Grandes corporaciones como General Electrics, Emerson, Honeywell y Rockwell han movido buena parte de sus plantas fabriles hacia allí. Incluso, parte de la base industrial de defensa ha sido relocalizada en el extranjero o depende de insumos provenientes de aquel país y aquella región, lo que para un informe reciente de AFL-CIO constituye una seria amenaza para la seguridad nacional. Asimismo, el rezago productivo de Norteamérica también se observa al revisar por ejemplo el último ranking Fortune 500 donde se encuentran sólo dos compañías estadounidenses entre las 10 principales a nivel mundial, WalMart (1°) y Exxon Mobile (3°), mientras que ya hay tres chinas en el top ten, Sinopec (7°), State Grid (8°) y China National Petroleum (10°). De continuar estas tendencias,estimaciones recientes indican que alrededor del año 2019 —o bien en el primer lustro de la década siguiente— el Producto Bruto Interno chino superará por primera vez en la historia al estadounidense. A estas consideraciones debe sumarse que Estados Unidos está financiando su supremacía militar y la onerosa guerra en Afganistán mediante su déficit fiscal y gracias en especial a la chequera china. Beijing es hoy el principal acreedor en el mundo y el primer acreedor de Estados Unidos con 800 mil millones de dólares en bonos del Tesoro, mientras que Washington ostenta la seria condición de primer deudor mundial con 14 billones de deuda pública. La relación se complejiza además por el sostenido desbalance en cuenta corriente entre ambos países y en particular en la balanza comercial (273 mil millones de dólares en 2010 a favor del país asiático). Si bien en contrapartida China todavía queda por detrás de Estados Unidos en diversos indicadores de poder, razón que vuelve arriesgado dar por segura una transferencia fundamental de poder entre ambas naciones (Walt, 2011), no debe perderse tampoco de vista que, como indica Gideon Rachman: "China's spending on its military continues to grow rapidly. The country will soon announce the construction of its first aircraft carrier and is aiming to build five or six in total. Perhaps more seriously, China's development of new missile and anti-satellite technology threatens the command of the sea and skies on which the United States bases its Pacific supremacy. In a nuclear age, the U.S. and Chinese militaries are unlikely to clash. A common Chinese view is that the United States will instead eventually find it can no longer afford its military position in the Pacific. U.S. allies in the region —Japan, South Korea, and increasingly India— may partner more with Washington to try to counter rising Chinese power. But if the United States has to scale back its presence in the Pacific for budgetary reasons, its allies will start to accommodate themselves to a rising China. Beijing's influence will expand, and the Asia-Pacific region —the emerging center of the global economy— will become China's backyard".Esto es parte de lo que el ascenso chino puede generar en términos geopolíticos en relación a Estados Unidos. Y es en este escenario, es en esta dirección del análisis que piensa Mearsheimer (2011) cuando propone que "the United States should concentrate on making sure that no state dominates Northeast Asia, Europe or the Persian Gulf, and that it remains the world's only regional hegemon. […] We should build a robust military to intervene in those areas, but it should be stationed offshore or back in the United States". Sin embargo, tal lógica parece no abarcar la complejidad mayor del desafío que enfrenta la gran potencia. Por caso, los aspectos anteriormente señalados, tomados de la EPI, resultan materia que la estrategia del off-shore balance no resuelve. ¿Qué hacer frente a la aparentemente irrefrenable transferencia de capacidad productiva hacia el Sudeste Asiático? ¿Cómo acomodar el rumbo estratégico de un país que pretende conservar su supremacía frente a la ley de crecimiento diferencial de poder, frente al inevitable proceso histórico de ascenso y descenso de potencias? Ahora bien, estos dilemas tampoco están pasando desatendidos —sería iluso creerlo—, a tal punto que en abril pasado el Pentágono autorizó la publicación de un ensayo elaborado por dos oficiales del Estado Mayor Conjunto, bajo el pseudónimo "Mr. Y", en el que articulan una narrativa sobre el rumbo actual y futuro del país. Se trata de A National Strategic Narrative, donde buscan corregir un cúmulo de políticas públicas relativas a inversiones, seguridad, desarrollo económico, ambiente e inserción internacional en el siglo XXI, dejando atrás el obsoleto interés nacional de la contención en pos de la sustentabilidad en materia de prosperidad y seguridad, y respondiendo a un cambiante mundo signado por la complejidad, la multimodalidad e interconexión de los desafíos. Intentando emular el impacto político de George Kennan y su The Sources of Soviet Conduct(1947), los autores sintetizan una visión guía en la que Estados Unidos debe convertirse en "the strongest competitor and most influential player in a deeply inter-connected global system, which requires that we invest less in defense and more in sustainable prosperity and the tools of effective global engagement". Para ello, es necesario el equivalente moderno del NSC 68, unaNational Prosperity and Security Act cuyo fin sea apuntalar la capacidad innovadora y emprendedora del país, verdaderas fuentes —a su entender— del crecimiento cualitativo y del poder con que cuenta Estados Unidos.En tal sentido, nos parece aquí que este tipo de propuesta, más allá de las valoraciones subjetivas a favor o en contra que despierten sobre la gran potencia, más allá de los disensos u errores que puedan señalarse sobre sus postulados o afirmaciones, es la clase de análisis y pensamiento estratégico-prescriptivo que más atinadamente da cuenta de las nuevas realidades internacionales. *Candidato doctoral, Universidad Nacional de General San Martín (UNSAM, Argentina). Investigador del Centro de Estudios Interdisciplinarios en Problemáticas Internacionales y Locales (CEIPIL-UNCPBA).Referencias bibliográficasGilpin, Robert: War and Change in World Politics (New York: Cambridge University Press, 1981). Gilpin, Robert: The Challenge of Global Capitalism (Princeton: Princeton University Press, 2000).Kennedy, Paul: "Back to Normalcy. Is America really in decline?", The New Republic(December 30, 2010), pp. 10-11.Mearsheimer, John J.: "Imperial by Design", The National Interest, No. 111 (Jan/Feb 2011), pp. 16-34.Rachman, Gideon: "Think Again: American Decline", Foreign Policy (Jan/Feb 2011). Disponible enhttp://www.foreignpolicy.com/articles/2011/01/02/think_again_american_decline