Part one of an interview with Aldo and Anna Mazzaferro. Topics include: Family history. How his parents came to the United States from Italy. How his parents were married and moved to Leominster, MA. Aldo's education and memories from Leominster High School and Holy Cross. Aldo's work at the DuPont company. What life was like during World War II. Aldo's work history. How Aldo and Anna were married. In 1953, Aldo started his CPA business in Leominster and Fitchburg. The different clients he had. His work at Art Plastics and the plastics business in general. His sons joined the plastics business. ; 1 INTERVIEWER: October 4, 2011. This is Linda [Rosenwan], with the Center for Italian Culture at Fitchburg State College with Aldo and Anna Mazzaferro's house, 575 West Street in Leominster. So maybe we should begin, Aldo, if you could just give me some personal information regarding when you were born and where. SPEAKER 1: Very definitely. But I must say that October 4th, 1955, our second son was born. Today is his birthday. SPEAKER 2: That's right. SPEAKER 1: But getting back to me, I was born on November 11th, 1921, in Leominster, Massachusetts. And I went to the public schools here, graduated from Leominster High School 1939. And I went on to Holy Cross College after graduation from Leominster High School. INTERVIEWER: Okay. Were your parents both born in Leominster? SPEAKER 1: No, they were not. They were both born in Italy. My dad was born in the province of Abruzzo in a town called [Scafa]. And my mother was born in Abruzzo on the Adriatic Sea in a town called Pescara. And my dad was born in 1880, and my mother was born in 1882. INTERVIEWER: And when did your father come to this country? SPEAKER 1: My father came to this country, I would say, around 1900. In the winter, they lived in the Bronx within New York. [Unintelligible - 00:01:52] Ellis Island. He lived in the Bronx. INTERVIEWER: And your mother? SPEAKER 1: And my mother arrived, I would say, probably 1902, 1903. And she also went to live in the Bronx, New York with her sister. And her sister was married, had a family, and so my mother came over. And prior to my mother's coming over here in the Bronx, my dad and my mother conducted a romance by way of correspondence through letters. They didn't know each other. So he paid for -- my dad paid for my mother's passage here.2 SPEAKER 2: Your dad boarding at… SPEAKER 1: Yeah. My dad was a boarder. In those days it was frequent -- frequently, the immigrants would come over and they would go to places where they have some relatives or friends. And they were taken in as boarders. My dad was a boarder at my mother's sister's house or apartment in New York City. It is how my dad saw pictures of my mother and how it all started. SPEAKER 2: Sent for her to come from Italy to America. SPEAKER 1: Yeah, he paid for her passage. INTERVIEWER: So they followed. SPEAKER 1: So they courted, married a couple of days later. SPEAKER 2: It was all done that way, the parents would pick a mate for their son or their daughter. In fact, I think it was done on the next generation, too. I have a cousin that was married that way. She lived in Italy, and her husband lived in New York. And they sent for one another and met through pictures and photographs. INTERVIEWER: And did the female part of this arrangement, did she have much to say about it? SPEAKER 1: I'm sure she did. I'm sure that -- my mother is a very strong-willed person, and she did what -- she preferred -- to do it, apparently, it was a great attraction between my parents, and -- it wasn't pre-arranged. It was sustained correspondent with each other and having interests, and it materialized when they met it New York. INTERVIEWER: Interesting. So what brought them to Leominster? SPEAKER 1: Well, they had their children in New York. They're nine -- they had nine children. I believe -- let's see, four or five were born in the Bronx, New York. And my dad wound up in a basement apartment in New York and ran the apartment building for the landlord. And as part of the rent, he lives rent-free with his family. And it came about that my mother's brother, Horrace, came to Leominster and found that there was work here at the DuPont 3 Company. And so he sent news back to the Bronx, and so my dad came along. He got a job at the DuPont Company in Leominster, and he came here with all his family. He works here I don't know for how long a period of time. Let's say around 1950 or 1970, and he brought his family to New York and settled down in Leominster. And they settled at 53 [unintelligible - 00:06:00], and that particular house was owned by one of the mayors of Leominster, Mayor Burdett, and they rented that house. It was a cottage with three bedrooms upstairs and with some land [unintelligible - 00:06:17]. But they eventually purchased that property after a few years. INTERVIEWER: So what kind of work did he do at DuPont? SPEAKER 1: Well he was a -- not a laborer. A benchman, I would believe, at the DuPont Company. But it wasn't to his liking, so he left DuPont Company and went to work for the Leominster Fuel Company and became the delivery person, delivered coal. The Leominster Fuel Company, in those days had the [unintelligible - 00:07:00], and they were always delivered. Those were the days they really have oil burners. And so frankly, our homes, all the boilers used coal. INTERVIEWER: Did you ever go with him to make a delivery? SPEAKER 1: No, no. No, I never did. I was not quite three years old when my dad died. INTERVIEWER: That must have been tremendous hardship for your mother. So your family decided to stay in Leominster? SPEAKER 1: Oh, yes. Yeah. Yes. After my father died, the ninth child was born a couple of months later. Well, the family stayed in Leominster. My oldest brother was probably 16 or 17. He left high school and went to work to support the family. And then each brother, you know, took his turn and went to work and supported the family. And one of my brothers -- I have five brothers ahead 4 of me, and only one was able to complete high school. And I was the sixth brother, and I was able to complete high school. INTERVIEWER: And are you the only one that attended college? SPEAKER 1: Yes, I'm the only one who attended college. INTERVIEWER: Would you like to stop for a minute? SPEAKER 1: Okay. All right. Well as I grew up, without my dad, my mother always impressed upon me the fact that my dad long ago wanted his children to go to college, to get a good education. She was quite disappointed that it wasn't happening. So I guess I was determined to do that, go to college, so that my mother would be happy. So when I was in junior high school I took the classical course, and in most days, junior high school went through the ninth grade. So when I was in ninth grade I questioned whether or not I had the financial resources to go to college. So I determined that there was no way that I could go to college. We don't have enough funds. So when I went to Leominster high school in my sophomore year, I switched from the classical course to college course to the commercial course. And then during my sophomore year at Leominster high school, I trained my mind [unintelligible - 00:10:07] determination that I wanted to go to college bad enough that I would find some way to go. And so my junior/senior year, I switched back to the college course in Leominster High School, and in those days it was a three-year high school, you had to have a minimum of 40 credits a year to pass. We have to have 120 credits to graduate, but because of the fact that I had to cram two college preparation years in my junior/senior year, I was required to take extra courses. So I had hardly any -- I don't think I had any study periods in my senior year. I recall only having one [unintelligible - 00:10:54] period and some semester not having [unintelligible - 00:10:59]. So as a result of that I took a great deal of courses at 5 Leominster High School. I had one year of business courses in commercial, which helped me later on in college. In my junior/senior year I had the college courses. So I was graduated with 151 credits from Leominster High School. We were only required 120, 125. The average credits that they got when we graduate, probably 125. I had 151, and a lot of course were behind me. INTERVIEWER: Did you have to work while you were in high school? SPEAKER 1: Yes, while I was in junior high school, actually junior high school, I got a job working at a Chinese laundry. I learned how to man load shirts, [unintelligible - 00:11:51] the collar, the collar, [unintelligible - 00:11:54] the cuffs, and to iron the shirts. So I learned -- I did very well. I worked at various Chinese laundries in Leominster, Fitchburg on Saturdays, especially. Also my high school years, I started to work at a Chinese laundry while I was in junior high school. And before the Chinese laundry career, I shined shoes at Monument Square in Leominster on Fridays and Saturdays. In most days everyone went downtown. On Saturdays, it's quite crowded downtown, and I did okay shining shoes. INTERVIEWER: I bet you could bank quite a bit of money doing that. SPEAKER 1: I don't have a bank. INTERVIEWER: You don't have a bank. You gave it to your mother? SPEAKER 1: There wasn't enough to go around. I can remember one time when I was in junior high school, I believe, it was during the Depression days in 1930s, and corduroy breeches were very popular in those days. They are the corduroy trousers that went down just below your knees, just below your knees, they had a little [unintelligible - 00:13:12], and they would walk, and they would try to meet that. Everybody at school would have a pair of corduroy breeches. I never had any. INTERVIEWER: Did you wish you did?6 SPEAKER 1: Well, I pushed my older brother Tony, who worked at the DuPont Company—he used to work four to twelve—and you know, just begged him to buy me a pair. He did finally buy me a pair, but I don't know what it costs. It costs less than a dollar, I think, in those days. And I was very proud that I had it. INTERVIEWER: And when you went to Holy Cross, what year was that? SPEAKER 1: Well, in 1939, I graduated -- I graduated in Leominster High School in 1939 in June. I went to Holy Cross in September 1943. And I was admitted to Holy Cross on a scholarship work program, and I was required to pay about one-third of the tuition. In those days, tuition was $280, and I was required to pay $100 of that tuition. And the balance I was required to earn at a rate of approximately 35 cents an hour credit working in the college library. INTERVIEWER: Thirty five cents… SPEAKER 1: … an hour would be credited towards… INTERVIEWER: To the $100 or the $200? SPEAKER 1: … to the 180 balance. That's what I was required to do. So I worked in my freshman year at the college library, normally evenings from about six o'clock to nine o'clock five and six evenings a week, unless there was some college event that I couldn't do it. Basically I did that all during my freshmen year, I worked at the college library, even some Saturdays and Sundays. In those days we went to college, we had classes on Saturday mornings until noontime. So, college was six days a week way back in the '30s and '40s. INTERVIEWER: So you lived on campus then? SPEAKER 1: No, I did not. I lived -- in my freshman year, I lived in Worcester with my older sister. She was married and lived in Worcester, and I stayed with her and I took the bus. And in my freshman year, I commuted, went to Holy Cross. And I lived with her in my 7 freshman year. And then from my sophomore year on, I stayed in Leominster. I lived in Leominster and I commuted daily to Holy Cross. In those days class started at nine o'clock in the morning and ran until 3:30. And then lab would be in the afternoon until 5:30, six o'clock. INTERVIEWER: And then you worked. SPEAKER 1: [Unintelligible - 00:16:20]? INTERVIEWER: No, that's fine. We're going to edit this anyway. Then you would work until nine o'clock at night? SPEAKER 1: No. Well, yes, in the college library. So I'd get home at -- in my freshman year I'd probably get back at 9:30, 10:00 to my sister's house. That was during my freshmen year. That was quite a program. I was gone all the time. But I didn't look upon it -- I shifted to something that had to be done. So I might say that during my freshman year, that the library, right after the football season was over, that one of the -- my good friend in class that played in the college band showed up at the library to work and told me that he was on the same scholarship work program that I was on, and that he had to play in the band and then work at the library to earn his credits. And he told me that next year, because he was in the college band, it would not be necessary for him to work at the library, just be in the college band he would get enough credits so he wouldn't have to work in the library. Just play in the college band. So I didn't know one note of music, and I heard about this. So in those days, they have the WTA Recreation Week, and they [unintelligible - 00:18:04]. They were offering the class on how to play musical instrument at the [unintelligible - 00:18:10] in Worcester. And this was during my freshman year. And so there was a Professor Castana who taught music, and I decided that I wanted to learn to play the cornet so that I could fit into the college 8 band in my sophomore year. So I approached him and told him that I had not -- I'm not looking to be a music major. I just wanna know enough music so that I could play well enough to play the Star-Spangled Banner and probably the football march and some things like that, and national anthem so that I could be admitted into the college band. So I took music lessons in the spring of my freshman year from about, I'd say from January to May in Worcester while I lived with my sister. So I used to go down there, so I'm busy weekends, and whenever I could fit it in, sometimes during the afternoon. INTERVIEWER: So was that a success? Did you get admitted? SPEAKER 1: Yes, yes. I came back after my freshman year was over in the summer of 1940, there was a Professor [unintelligible - 00:19:40] that taught music, and I finished my musical education with him. And I got to play the cornet, and I told him the same thing. I just want him to know that I wasn't gonna do a major in music. So then in my freshmen year, I was admitted to the college band. And I played the second cornet, second trumpet. So I knew all the [unintelligible - 00:20:18]. In a couple of weeks, I learned all the songs that have to be played, probably 12 or 15. And I played in the second cornet. I didn't require the music sheet on the lyre. And so because I could play by heart all the numbers, they placed me outside of the band. When you go on the outside so that you could [unintelligible - 00:20:49] the person on the outside will all be going [unintelligible - 00:20:54]. So that's where I wound up with the college band. INTERVIEWER: Do you still play? SPEAKER 1: No, I don't. I quitted after my junior year, and I haven't played. I'm not a musician.9 SPEAKER 2: Wasn't there a story where you started to usher because you found you got more credits being in the usher than you were playing in a band? SPEAKER 1: Well, what happened was half of my freshmen year, I was able to find a job with the DuPont Company. And in the summer after my freshman year, I worked on the 12-8 shift at the DuPont Company. Then when school started in the fall in my sophomore year, I was able to continue working at the DuPont Company. In order to keep my job with them, I was required to work 82 hours a week, and I would be considered a permanent employee. And if I put in 32 hours or more per week, I would be entitled to a two-week vacation period and paid holidays. So that's what I did in my sophomore, junior, and senior years. While I was at Holy Cross I had a full-time job working at the DuPont Company. My normal schedule after the football season was over, that I had to work on a Saturday from 4-12. I would get 8 hours. Then on a Sunday I would go to mass at 7 o'clock, and I would be at the DuPont Company from 8 o'clock, and I would work 8-4. So on a Saturday and Sunday, I got 16 hours, and I have the rest of the week to get in another 16 or more hours. So the way the classes were at Holy Cross on a Tuesday and a Thursday, the class schedule was light. I would have I think two classes at night on Tuesdays and Thursdays. I was normally to class about 1:30 to two o'clock and it was all done class on two o'clock. So I would get back to Leominster at three o'clock, four o'clock, usually five or six o'clock, and I would work from 6-9 and 7-10, something like that. Or even sometimes 7-12. And once in a while, if I was up to it, I would even go beyond 12 o'clock at work. If I have an exam the next day I would probably work until… INTERVIEWER: I guess I'm wondering when did you study? I think…10 SPEAKER 1: Going to see if I'm coming too strong enough [unintelligible - 00:24:06]. Ah, let's see. When did I study? I didn't study as much as I would've wanted to. In order to make up for the fact that I couldn't study as much as I wanted to, when I was in class I really focused on what the professor was talking about. I would not permit myself to be distracted by what was going on in class. I just focused right on that professor and tried to understand what they were trying to put across. And I think that saved me a lot of -- I did my homework, less consuming. But I studied between classes, and I actually used to study on the job at the DuPont Company. I had a job running an automatic comb-polishing machine, was about 40 or 50 feet long. And I sat at the beginning of the machine, and said comb fell into a belt. And after a while you'll get so used to it you didn't have to look at what you're doing. You just grab a handful of combs, and one by one you would put those combs down the belt about a half an inch a pack. And you didn't have to watch it too carefully. So I used to set up the machine with a book in my lap if I have some studying to do. So I used to get some studying done that way. And the… INTERVIEWER: And what was your major? SPEAKER 1: My major at Holy Cross was economics, Bachelor of Science in Economics. But that's when I enrolled there. But then in the senior year, they changed the name of the degree to Business Administration. Actually, my concentration there was in Economics, actually. I took the accounting -- the accounting program was required for the first two years. And then after the junior and senior year, then you decide whether or not to continue on the accounting later on. I decided to get into economics, applied economics. INTERVIEWER: What was it like going to school during the war?11 SPEAKER 1: Well, it wasn't really until December 7, 1941, the day of Pearl Harbor, that I think that the [unintelligible - 00:26:52] heavily involved in. There was a -- I don't exactly know when. I don't think that the interest in following through -- there would seem to be a "Let's get it over with. I'm gonna be in the service anyway. Let's get education over with," and everything was accelerated. After 1942, they dispensed with the summer vacation from college. Normally you would get out of college in first week of June. We went right through, started our senior year in June of 1942. We finished our -- we finished our junior year in May of 1942. It took just a few weeks, two days before we started the senior year, went right through the summer. [Unintelligible - 00:28:17] a week down to July 4th, holiday. It was like that right through the summer of 1942. And with the accelerated program, we graduated February 1943 where we should have been graduated in June of 1943. And there was gas rationing in those days, and travel was my priority. So it was difficult to travel. INTERVIEWER: At that time you were traveling back and forth at Leominster? SPEAKER 1: I was commuting back and forth. INTERVIEWER: So how did you do that? SPEAKER 1: We have enough gas. It was rationed. We have enough gas to go to school. But because of the travel restriction, they cancelled our graduation exercises. So we had no graduation exercises in 1943, and we received our diplomas through the mail. I might say that about traveling, it wasn't commuting back and forth that was the worst to Holy Cross from Leominster that my brother and myself, in my sophomore year, bought a 1929 Packard that I could use and was gonna use later on in this business. So when I went back to school in September of my sophomore year with the Packard, I had about four, five other students as passengers, and that helped to defer the cost of traveling gas and oil back and forth to Worcester. 12 And this Packard broke down after the second week that I was in college. I had to tow it back to Leominster. So over the weekend there was an old 1934 Packard that was for sale, so my brother purchased this 1934 Packard for $50. And I used that, but it consumed a lot of gasoline. I probably got six or seven or eight miles a gallon at the most. But gasoline was not expensive in those days. You can probably get -- I think we were paying 12 to 15 cents a gallon of gasoline in 1940, 1941. So… INTERVIEWER: So it sounds as if your brothers gave out a lot for the family. SPEAKER 1: Well, I always -- they helped, definitely. When I need a couple of dollars here and there, and usually they would let me have a dollar or two if I need it. But then as I worked at the DuPont Company and got in, got my time, especially in the summer, I worked full time. I worked 40 hours a week and probably even 48 or 50. I put in plenty of time. And then the two-week vacation period that I got paid for, I actually worked at the DuPont Company, so I developed this sufficient income stream to carry, to support myself. INTERVIEWER: Did anyone else go to college from your family? SPEAKER 1: No. Not anyone. No. INTERVIEWER: Again, going back to the war. Did you have to serve? SPEAKER 1: No, I didn't. I was eligible for limited service. So I wasn't eligible for the draft until I was graduated from college. In those days I believe all the college students were permitted to finish their college career as long as they are in good standing. And so I was eligible for limited service. First time that the draft board called upon me, I went down and they didn't need anyone for limited service. And at that time I was working for Peat Marwick Mitchell Company. This was in 1943, and I was involved in auditing in the British West Indies, Central America, Northern South America. There was security involved in auditing, and I was doing it, and it 13 involved auditing for the United States government. And so I never got into the service. INTERVIEWER: Is this company in Leominster? SPEAKER 1: No. Peat Marwick Mitchell is one of the big three accounting firms in those days. There were Peat Marwick Mitchell, Price Waterhouse, [unintelligible - 00:33:52], companies like that. And today, Peat Marwick Mitchell is now known as KPGM, one of the big, large international firms. So I went to work for them in November of 1943. INTERVIEWER: And where was it located? SPEAKER 1: They have -- well, they have had their worldwide headquarters in London, in Scotland, in New York, throughout the United States, and I worked at the Boston office in the Worcester branch. I had assignments. I went to work with them in November. We audited companies like Melville Shoe, which became the Thom McAn shoe stores, the General Electric company, American Optical, [unintelligible - 00:34:50] Electronics… INTERVIEWER: Did you stay in Leominster and commute? SPEAKER 1: Yes. I probably -- much of the time I was with Peat Marwick Mitchell, I was traveling. And for instance, we would go to Southbridge and audit the books of American Optical; that would take about six weeks, seven weeks. And we would stay at the Columbia Hotel in Southbridge, Massachusetts all week long. So I would come home on weekends. It was like that. We audited the General Electric Company in Pittsville, Massachusetts with the same arrangement. We would stay at the hotel. There was lot of traveling away from -- in fact, in 1944, I was on assignment to Central America from Labor Day to Thanksgiving. So I was away and conducting audits for the United States Commercial Company, that supplies corporation that was part of the security that Peat Marwick Mitchell was involved in during the war. There was also, 14 in Panama, there was a tropical radio and telegraph company, which was very important for communication. That was part of the auditing contract that Peat Marwick Mitchell had with the United States government. But the big account that was prevalent throughout those areas was United Food Company, which was like a government unto itself. It had schools. It supported the schools. It had its own schools, education, railroads throughout the Central America. INTERVIEWER: And how long did you go with that company? SPEAKER 1: I was with Peat Marwick Mitchell until November of 1947. No, December, end of December, until January 1948 I was with Peat Marwick Mitchell. I left Peat Marwick Mitchell and went to work with Baker and Baker. It was another CPA firm out of [Worcester in] New York. And one of the assignments I had with them, the longest, was down in New York City working at 90 Broad Street, and we conducted investigation of the New York Waterworks. Investigation involves contracts and transactions that dated back to the early 1900s when they installed the water supply from New York City in Long Island. So I worked in the fraud investigation regarding a case that was going on. And as I lived in New York from -- I think I was assigned there from the end of July of 1948, July or August of 1948, and I was there until November of '48. We stayed at the St. George Hotel or St. Charles Hotel in Long Island. I would take the subway to Wall Street to 90 Broad Street where we were working on the audit. INTERVIEWER: Okay, and how long were you with that company? SPEAKER 1: I was with them I would say until 1950. And then I went to work -- one of the accounts that Baker and Baker had was the Dollar Greeting Cards, which was located in Fitchburg, Massachusetts. And I had conducted the audit of Dollar Greeting Cards for Baker and Baker Company. And then you recall there was a recession in 15 1949, and so Baker and Baker had to let much of its staff go. And I was one of the staff that was let go in probably August or September of 1949. SPEAKER 2: In May. SPEAKER 1: Well, they told me they were gonna let me go in May, but then after our wedding we came back, and they told me they're gonna keep me on. So that's an interesting story if you want me to tell you a little bit about it. INTERVIEWER: I was just about to ask you when you got married. 1949? SPEAKER 2: May 1949. He was unemployed. SPEAKER 1: Well, let me tell you the story is that that we had our wedding date set up May 7, 1949. It was two or three weeks before the wedding, Baker and Baker notified me that they're gonna have to let me go during my vacation, because of the, you know, the recession. So I didn't mention that to her. And so we were married. I think we were honeymooning in Canada, we went up to Canada, I said, well this is a safe place to tell her. So I let her know that she had married an unemployed person but not to worry about it because things will work out okay. And so we got back, and Baker and Baker kept me on for another two months, and I land the Dollar Greeting Cards audit after that. And then when they had to leave Baker and Baker, and so they came about the Dollar Greeting Card. Dollar Greeting Card needed assistants in the accounting department, the special projects that they had going on. So I was hired. So I left them. I was hired by Dollar Greeting cards. So I left Baker and Baker on a Friday, and on Monday I showed up at the Dollar Greeting Cards Company. And I worked there on special projects, and probably important projects. I worked onwards on assignments that determine the tax advantages and disadvantages of transferring Dollar Greeting Cards from being a Massachusetts corporation to a 16 North Hampshire corporation. That was one of the assignments I had, and I made the recommendation that it would be a great tax saving by relocating to North Hampshire. And so shortly after I made that report, I left. I left Dollar Greeting cards. I passed the CPA exam in November of 1949. Yes. And so it's 1950, I left Dollar Greeting Cards, and I went to work for Colorado Fuel and Iron Corporation that had the large steel manufacturing company. They had headquarters in Buffalo, Colorado. The eastern division was headquarters and offices at 585 Madison Avenue, and I worked out of the New York office. And my position with them is -- I was named assistant to the chief plant department for the Eastern division for of Colorado Fuel and Iron. And it had various divisions, it had the [unintelligible - 00:44:06] Iron and Steel division, which was located in New England. And while I was an auditor with Peat Marwick Mitchell, I ran -- Colorado Fuel was one of the clients of Peat Marwick Mitchell. So I ran the audit of the [unintelligible - 00:44:24] Steel division in Worcester, Clinton, and [unintelligible - 00:44:27], Massachusetts. And over this part there was a problem. There was an accounting problem regarding the inventory problem, which was quite serious, that I was involved in. And as a result of the examinations that I had to make, I got to meet the treasurer of the Colorado Fuel, [unintelligible - 00:44:54] from New York City during the course of this audit, which sort of took place in 1947, when I was auditing the [unintelligible - 00:45:07] Steel division. So we finally settled our differences and we certified the statements for Colorado Fuel and Iron. And at the end of the meetings that we had, the treasurer mentioned to me that most fellas in public accounting where I was, after four, five years, they tire up. They wanna find a place where they can have a career with a great company. And he said to me, think of Colorado Fuel 17 and Iron when you're ready to leave public accounting. So when I was with Dollar Greeting Cards in 1949 or 1950, I didn't see that I had a future there. And so I contacted the treasurer of Colorado Fuel and Iron and went down for an interview in New York City. I was hired immediately, and I went to work for them in 1950. INTERVIEWER: And after that you stayed behind? SPEAKER 2: We stayed in Leominster. SPEAKER 1: Yeah, they lived in Leominster. SPEAKER 2: He'd worked -- he'd come home weekends. And then we'll drive him to the Union Station in Worcester for him to take the midnight train, the sleeper, to go to work maybe Chicago, Buffalo, New York… SPEAKER 1: Not only Buffalo. They had a big -- so in Buffalo, in [unintelligible - 00:46:32] New York, the big steel facility requires [unintelligible - 00:46:36] Steel division. SPEAKER 2: It was -- Sunday night I would drive to Worcester for the midnight train. SPEAKER 1: So I would spend time away. INTERVIEWER: And how long did you stay with them? SPEAKER 1: I was with them -- I can remember the day exactly, April Fools' Day, April 1, 1953, I left. And I was traveling all the time. I was hardly ever home. Closest I ever worked was Clinton. They had a [unintelligible - 00:47:10] Steel, and then in Worcester. But they were all very small in comparison to the other facilities that Colorado Fuel had. In Buffalo there are probably 5,000 or 6,000 workers. And then in Trenton, New Jersey, we acquired the [unintelligible - 00:47:32] division, probably 5,000 or 6,000 people at work there. The nearest facility [unintelligible - 00:47:39] Pennsylvania, New Jersey, Claymont, Delaware, all these facilities that they have, I worked there. INTERVIEWER: So what happened in 1953?18 SPEAKER 1: Well, in 1953, I decided to come back to Leominster and establish my CPA practice. I always wanted to have a CPA practice to public accounting. And I had, I was certified. And so while I was head, all these employments out of town, I developed an accounting practice in Leominster and Fitchburg. And so what was important in getting back to Leominster is I had one account. And I had many, but one of the accounts I had was the Art Plastics Company, and it was a very successful plastics company. And it did the greatest volume of [unintelligible - 00:48:48] would be SS Kresge Company, which today is known as the Kmart. And so in 1951 or 1952, they started to lose their bargain in business that was the Kresge Company, and it got to the point where in late 1952, early 1953, they lost money, the volume of their business with the Kresge Company. And so they became insolvent. And they had -- they owed money to the major chemical manufacturer in those days. Dall Chemical, [unintelligible - 00:49:43] and so, the credit offices of these companies were located in the New York City area. And while I was with Colorado Fuel working down in Madison Avenue in New York, I contacted the credit department of the Dall Chemical, [unintelligible - 00:50:00], and was able to affect the settlement for Art Plastics of 10 to 25 cents on a dollar, they would settle for it, because I was able to show that without some compromise, the Art Plastics was gonna go out of business. They were insolvent, they were heading to bankruptcy. And so as a result of these accommodations I made for the Art Plastics Company, it was able to exist in not just to keep it running from day to day. And they had one account, a custom molding account, which was enough to keep it alive. So they wanted me to see what I could do, improve the facility and join the company and make it viable. And so I accepted an arrangement after great discussion to go to work with them on April 1 and leave Colorado Fuel. And19 my salary was $100 a week, which was less than what I was earning with Colorado Fuel. But the arrangement that I would stay long enough to either make a [unintelligible - 00:51:36] company or not, and that I would put all the time that I could, especially every morning, but then afternoons I would be free if I had to take care of my accounting practice, which I was going to build up. So I used Art Plastics as a steppingstone to develop my public accounting practice. And so I joined Art Plastics, and simultaneously, when I joined, there were three main stockholders, three partners at Art Plastics. One of them left abruptly as I joined the company, and so I joined the company and made all kinds of drastic cuts, like slashed salaries of the remaining partners, almost 50 percent, and you know, in [unintelligible - 00:52:40] warehouse based at [unintelligible - 00:52:44]. I made a lot of cost-cutting procedures. INTERVIEWER: So you were a very popular guy? SPEAKER 1: I was not popular at all. And so at the end of the first month, six to seven weeks that I was there, the second partner approached and said I can't get along on my meager income now, and what I'd like to do is leave the company but I'd like to take the machine shop as a swap for my share in the company. So I okayed it, and I checked with the other partner, the other remaining partner, who was elderly and who was not that active in the plastics business but who was the investment person, the person who put up the fund at the start the company. And so it was fine with him. So at the end of two months, I was -- I found myself there with just one partner. Then he suddenly developed an ulcer and was hospitalized, and he was told to stay away from the plastics company. So in the short space of time, I found myself running the plastic company that I didn't completely understand, and I was learning. And so that went on. I managed to keep running, and…20 INTERVIEWER: Doing all of these for a $100 a week? SPEAKER 1: Well, yes. But I had my accounting practice, and I was earning about as much in my accounting practice on a part-time basis, because I was working for the Art Plastics Company. And the practice was that I would hold my payroll checks for perhaps two or three weeks, whatever I had to, when there was not enough money in Art Plastics to cover the payroll checks. So we managed to stay alive and keep Art Plastics running. We get down to the point where we -- normally, Art Plastics had 60, 70 employees when it was running. But they kept down to the point where we only had five or six employees when there was hardly any business. But we managed to hang in there by cost cutting and settling with creditors in giving us time to pay. We managed to stay alive. And I stayed in the plastics business longer than what I had planned. So I was busy running the plastics business, running my public accounting practice, time goes by. And the plastics business was seasonal, and it worked out that public accounting in those days was seasonal. You were busy from about December until about April, and that's about when the plastics company was not that busy. So I was able to balance the two and keep the plastics company alive. And after three, four, five years, we developed new customers in the plastics, with Art Plastics. I made a decision around 1960 after just being so busy running the plastics business during the day and running my public accounting practice in the evening and weekends, and taking time away from the plastics business during the week, I made the decision to stay in the plastics business. And I thought that I might take my public accounting practice alive by bringing somebody in. And so it was 1959 or 1958, one of those years, that I brought in one of my colleagues that I work with at Peat Marwick Mitchell Company, 21 and he came to work with me, and I was passing on -- he handled all the public accounts. We set up an office, and the [unintelligible - 00:57:31] building downtown, I remember. And that went on for a year or a year and a half, maybe two years, and he abruptly passed away. And right in the middle of taxing, probably February or March. And so all these taxes returns we were working on, I had to get extensions. And so that's when I decided that I wouldn't be able to keep up my public accounting practice, so that's when I divested my accounts and made arrangements for other CPAs in the area to take over some of my accounts. But I wasn't able to give them all up. I kept a couple. Not that I wanted to, but because they wanted to. There was some loyalty there. And so I [unintelligible - 00:58:39] that I kept maybe for another 10, 15 years. It was not a very… INTERVIEWER: What made you stay in the Art Plastics Company? Sounds like an incredible amount of work. SPEAKER 1: Well, there is a lot of work. But we have 30, 40, 50 people there. You can delegate a lot. I think in public accounting, it was -- for me, it was more time-consuming to get the work done, whereas in manufacturing you delegate and you're more of a manager and you have time. And I can recall a conversation that I had with two of my colleagues when I was working in Southbridge at the American Optical, and we were talking one evening, the three of us, as to what we wanted to after we get out of public accounting. And one of them said, "Well, I wanna become the comptroller of a large gold chip firm." And he did, he became comptroller and assistant treasurer of the Pittston Company. And the other fellow wanted to stay in public accounting and be partner, and he did that. He stayed. I remember saying I wanna be a manufacturer. I just think that the opportunity in manufacturing, owning your own business. 22 I remember saying that maybe if turned up that I had that opportunity to work on… INTERVIEWER: So tell me, what did Art Plastics make? SPEAKER 1: Art Plastics had their line of horticultural flower pot ornaments, that was its line. It made these trellises for flower pots, it made the ornaments that you would stick in the flower pots, like the flamingoes, [unintelligible - 01:00:45] watering flowers, those palm trees, a frog on the… INTERVIEWER: And this was very popular in the '60s? SPEAKER 1: Well, it was -- yes, it had a line. But we developed a -- we got into custom molding products. Custom molding is more than we did, the proprietary line. So we became custom molders, basically. That's when we would -- people would come to us with molds of their own, and we would mold their products. And we used to -- one of our big accounts had a big line of toy dolls. And you know that Barbie doll that was popular? We used to mold that. We used to mold it in acetate. That was our main account. We mold it for the company that put the [unintelligible - 01:01:45] sprayed the eyes on it, the eye lashes. INTERVIEWER: The Barbie doll, the Mattel Company? SPEAKER 1: No, they were competitors. Got to be competitors. This was back in the late 1950s, '60s. Yeah. So we were custom molders. We used to mold for other big companies, like [unintelligible - 01:02:16]. They manufacture beautiful knives, forks, and spoons, and we used to mold those. And companies like Tupperware. Have you heard of Tupperware? They would get extremely busy, and they would approach molders like Art Plastics. And we would mold their basins and dish bowls and things like that on a seasonal basis. SPEAKER 2: Clothes hangers?23 SPEAKER 1: Clothes hangers. That was one big account. But we made all their hangers that they made—not for the consumer market but for the display of hangers in stores and department stores like Saks, and… [Lauren] Taylor, companies like that. They have a very expensive line of plastic hangers, and we were their molders. So we were -- we get a great deal of custom molding with Art Plastics. SPEAKER 2: May I insert a story? We were on the trip, and Aldo's looking at the store with fur coats in the windows. And our friends said, "Oh Aldo's looking to buy you a fur coat." I says, "No, he wants to see if that was one of the hangers molded at Art Plastics." SPEAKER 1: I want to see it that was one of our hangers. SPEAKER 2: So I had many stories little stories like that. He'd be looking to see if it was done at Art Plastics Company or some other place. INTERVIEWER: Now, what would happen if you saw that it was done at another? SPEAKER 1: Well, if it was a competitor's, I would report it back to our customers; say you got to get your salesman out there. So that's what Art Plastics did. And so it leads to some [unintelligible - 01:04:15]. INTERVIEWER: But I'm not sure I fully understand Art Plastics, meaning after the partners that you had suddenly died. You decided no longer… SPEAKER 1: No, he developed an ulcer, and he was advised not to return to work for a few months. INTERVIEWER: Oh yeah, not him, but during your public accounting. SPEAKER 1: Oh. Well, I liquidated my company, public accounting practice, and couple of other CPAs in the area took the accounts over. INTERVIEWER: And then you continued with… SPEAKER 1: Then I stayed in plastics; I stayed in plastics and developed Art Plastics. And in 1960, we were paying rent in what they called in those days the old DuPont building. So we had an opportunity to buy a piece of real estate owned by the Borden Chemical Company at 75 Water Street in Leominster. And so we acquired that 24 property I believe in 1960. And so Art Plastics relocated and moved up to this new facility, and that's when I made all my decision that I'm gonna stay in the plastics business, liquidate my public accounting. It was around 1960 when we purchased the Art Plastics building on the Walter Street from the Borden Chemical Company. INTERVIEWER: Now 40 years later, are you in the same location? SPEAKER 1: Comes about it, I'm going back. That's a long circle around. So… SPEAKER 2: That building has always been Art Plastics and Cardinal Co. Then we have another building. But now, Art Plastics is back on 75 Water Street. Lots of stories in between. SPEAKER 1: Lots of stories in between. INTERVIEWER: Do you want to say all of them? Because we're up to 1960, so we might as well go on. SPEAKER 1: All right. So in the '60s we developed Art Plastics in custom molding. And I decided that, that we had culturally floral [unintelligible - 01:06:55] that we had, the trellises and things like that, were not developing the way I thought. And I was looking for a proprietary line to get into. So we had a lot of experience molding combs for the DuPont Company, the Tupperware Company, hangers and things like that, and also standard home products that we used to custom mold. So we had a background in molding combs. And Leominster is known as the combing city that it always had. They manufacture combs here. So I had an opportunity to employ somebody who was knowledgeable in comb business, so I decided to be in the comb business, and that was in 1969, that the first thing we did was we had a pocket comb mold built. That caught, let's say, 36-cavity 5-inch pocket comb, heavy-duty pocket comb that cost us $7,200. That was our first mold to go into the comb business. INTERVIEWER: And that cost you $7,200 for the mold?25 SPEAKER 1: For that one mold to introduce us. That was a very pro -- and that was a man's pocket comb. Every man has a pocket comb, a black pocket comb in those days, and it was a bread and butter entry to the business. So we started Cardinal Comb in 1969. Around 1970, there was a -- another company in Leominster that was involved in the comb business, and they have been in business two or three or four years. And they were faltering, and they were going out of business. So we acquired their machinery, molds and machinery. INTERVIEWER: Which business was that? Which company? What was the name of it? Can you remember? SPEAKER 1: They call it Rafaeli Plastics. Cardinal Comb acquired all the assets, the machinery, the equipment, the inventory, and the customer list… whom I was already doing business with. But that doesn't matter. So that was in 1999, we acquire Rafaeli Plastics. And after that, going through our line. INTERVIEWER: Were you the only company in the area producing combs? SPEAKER 1: No, we were not. We were a late entry. Probably a half a dozen other people making combs in Leominster, or at least I knew about. So we entered the comb business. INTERVIEWER: And what gave you the courage for that? SPEAKER 1: Well, I hired this person who had experience in sales in combs. I was -- I felt he could do well in the comb business. So during the '70s and '80s, our comb business grew. We had a machine shop, and we built our own molds. In those days it had the black and the [unintelligible - 01:10:52] movement. And so they were the new styles of combs coming in to the market, and molds have to be built. We had the facility, machine shop facility. We built many of our own molds, and it saved us considerable… INTERVIEWER: Who would make a decision like that? Is it something that you read about, knowing what kinds of combs are coming into style?26 SPEAKER 1: Well, we would go to trade shows. We would go to trade shows in New York, Chicago. And you could -- the trend was out there, there was a trend, and you could detect it. And what other people, what other competitors would do, they have a pulse for what the market wanted. And after that was happening in the '70s or '80s, comb business was changing. And people change styles along. They became sharp. For a while they have all these apple comb, shampoo comb, the big 9-inch comb with a handle on it. Normally they have a regular 9-inch dresser comb which was all comb. Half of the comb was fine teeth; the other half was coarse teeth. So the apple comb with the shampoo comb with coarse teeth with a handle on it. So we were probably one of the first to get in on that trend. And they have this list; they give you the afro look. And we were very involved with that. And at the same time, with the change in the style of combs, there was also a change in the color of combs. Because the comb industry, basically, that we started with, we only had about three colors of comb. You'll have black, baby pink, and baby blue. Those were the colors. So if we went to trade shows, and plastics, the new plastics resins coming in to the market where you could color, add all kinds of color very easily. So color became very important in the comb business. So we got in on that trend and started to make a lot of colors, and it's one of the ways I think that we expanded and kept up with the competition. INTERVIEWER: Is Art Plastics and Cardinal Combs two separate companies? SPEAKER 1: Yes. SPEAKER 2: Two separate corporations. Same people. SPEAKER 1: Yes. Two separate corporations. Common ownership. The family owns -- I actually took the beginning. The family, to mention, our family, owned Art Plastics and Cardinal Comb. My son didn't join me in the plastics business until probably 1980 or so. 27 SPEAKER 2: Because of college. INTERVIEWER: Two sons, or… SPEAKER 2: Two sons in the plastics business now. INTERVIEWER: But did they originally all work in the plastics? SPEAKER 1: No. I'll tell you a little story. But the important and interesting is -- so we started to develop these colors like yellow and fuchsia, strawberry and lime, all the different colors of a comb. So it was probably my son Edward -- when did get he out of college? SPEAKER 2: '82. SPEAKER 1: '82. Edward, the youngest of my three sons, joined me at Cardinal Comb, and he was in charge of production, scheduling. And he and I went to trade shows. And then my second son Anthony was working in Boston in public accounting. So at one point my son Anthony said, "Dad I'm gonna be joining Cardinal Comb," and I said, "Are you?" "Yes. Edward wants me to join the company. He said that we need some help." I said that's fine. Glad to hear it. And so Anthony joined the company around 1983, something like that. So then I decided, this is not all the heads that we're gonna have, so we really have to expand to cover Anthony's salary. And so we concentrated more on marketing. So I put Anthony in charge of sales and marketing. And so Anthony would go to the trade shows. And so he came back from one trade show after he's been with the company for a year or so, he said, "Dad, we have to have more colors. We just can't get by with just three or four. We have to have eight or nine different colors. And we can get more of the shares of the market." And so I called Edward in, I said "Edward, we're gonna increase the inventory line of combs from about four colors to about eight or nine." Edward said, "Over my dead body, Dad. I'm not ready to have any more different colors." So I had these two very strong individuals, strong personality, and I could say from my experience from public accounting, I had seen 28 collisions or difficulty come in to certain partnerships and family arrangements. And I sat back and said no, these two [unintelligible - 01:17:11] want to run the show. It can only have one person running an operation; I got to find another way. I got to separate these companies. So that's when I made the decision to purchase another company called St. John, which we renamed First Plastics. And then I put Edward in charge of that. And so each -- it is my decision or purpose or call, really, to have each one of my eldest boys run their own company, which they would run it completely and be responsible. And that would give them the incentive, too. If they did well, they'd be rewarded. So it worked out very well, I think. INTERVIEWER: So is Art Plastics also making combs? SPEAKER 2: No. Just molding. SPEAKER 1: No. First Plastics was strictly a custom molding operation. That had some customers. So we acquired First Plastics in 1987, '88. 1988. We actually acquired it. And we had a relationship of molding with them. When we purchased -- when we set up First Plastics, the name of the company was St. John, and that was owned by the [unintelligible - 01:18:48] family from [unintelligible - 01:18:55] Massachusetts. So we get custom molding for them, and they own it solely because they have to go into plastics to make their plastics and things like that. But after they go on a few years, it didn't work out well for them and they decided that they were going to get out of the plastics business, and that's when St. John was up for sale. And that's when we purchased the company. And they had some custom molding and customer list, small customer list that went a long way. So we set up First Plastics in a separate location down the [unintelligible - 01:19:36], and Edward became the president of First Plastics, and Anthony became the president of Cardinal Comb./AT/jf/kb/es
THE « GETTYSBURG JBERGUHY The Literary Journal of Gettysburg College Vol. XII. GETTYSBURG, PA., NOVEMBER, 1903 No. 6 CONTENTS THE EVOLUTION OF OUR NATION'S PRINCIPLES . 174 JOSEPH E. ROWK, '04. ROOSEVELT AND MALTHUS 180 W. W. BARKLEY, '04. "THE RAVIN' " SCHOOLMASTER 1S4 B. A. STROHMEIER, '06. POLITICAL INDIFFERENCE 185 THE ANALYSIS OF A NURSERY RHYME . 188 JAMES G. DILLER, '04. A VISIT TO McKINLEY'S TOMB 191 BRUCE COBAUGH, '05. THE HOUSE WE BUILD i93 EDITORIALS . 196 EXCHANGES 199 174 'J'HE GETTYSBURG MEKCURV. THE EVOLUTION OF OUR NATION'S PRINCI-PLES. JOSEPH E. ROWE, '04. TIME continues to roll on in its eternal course. Nations are only born under the doom of decay. Men rise to heights of greatness, are cut off in the twinkling of an eye, and pass forever from this earthly habitation. But there is one principle whose evolution the vicissitudes of fortune have failed to arrest. It is the development and growth of government. From time immemorial men have lived under some sort o f government; its genesis antedates all history. As far back as the great Aryan migrations there existed established laws, but even these were not the first in the history of the world. Many centuries had passed away since the mighty Nimrod or the queenly Semiramis held sway in Babylon; the Israelites had al-ready grown into a great nation, and the valley of the Nile had become both the "cradle and the tomb" of kings. Even the most primitive and most degraded peoples recog-nize some sort of leadership or control. From the Bushman of Australia, and the Hottentot, down to the American Indian, there is the same idea, though vastly different in degree, of rul-ing and of being ruled. Slowly has the evolution of government progressed, but, as surely as there is a God from whom it flows, no obstacle has impeded its steady advance. It has grown under the law of "the survival of the fittest," and its triumphs are but the re-sults of natural law. The civil ideas which have been evolved from a less complete to a more perfect and more practical sys-tem were as irresistible in their course as decrees of fate. There seems to have been that same great but awful force at work for the development of the ideal nation which, to a great extent, "shapes our ends, rough hew them as we will." When con-ditions favored the established principles, epochs of peace and prosperity ensued; when circumstances were adverse, wars and revolutions necessarily arose to restore the equilibrium. THE GETTYSBURG MERCURY. 175 The path of their triumphal march down through the ages reeks with blood; where they have been opposed desolation reigns. The once glorious empires of the East are only dis-covered in their buried ruins; the pyramids are monuments of the dynasties which built them ; the crumbled statuary and art of Greece are but symbolic of her decay; and the ruins of Pompeii are the only vestiges of glorious Rome. Every at-tempt and apparent success to crush out the idea of further de-velopment in the governmental realm has virtually been a throwing of oil upon the fire glowing in the hearts of patriotic people. The pious Aeneas, exiled by fate, founded a nation greater than the victor of his fatherland. Carthage tried to crush aspiring Rome and only brought about her development. Pilgrims, deprived of liberty and exiled from the Old World, founded a mightier and freer commonwealth in the New. In this governmental evolution there have been two distinctly opposite principles warring against each other—Liberty and Unity. The spirit which has animated the heroes of liberty is active in its plans, uncontrollable in its measures and irresistible in reaching its goal; its doctrine is Radicalism. On the other hand, unity has been developed under the stern but careful plan of deliberation and statesmanship; its doctrine is Conservatism. Liberty is the harder to repress and was first evolved ; unity is the more difficult to maintain and its completion was last. The Goddess of Justice, determining the destiny of nations, holds in her hands a huge balance; on the one side is liberty, on the other unity. An uneven amount of either disturbs the equilibrium in the affairs of a nation; only a complete balanc-ing and blending of both can assure stability. The struggle which has shaken the world for so many centuries arose, first, from an excess of one and, then, of the other; the great beam rose and fell, and in turn the glory of nations grew resplendent or faded away. Every nation has been founded upon the plan of remedying one defect or the other. The people, furious at the remembrance of former injustice, drove Tarquin from the streets of Rome simply because he had been called king, but their freedom soon led to anarchy. Rulers of the Middle 1' 176 THE GETTYSBURG MERCURY. Ages, fearing such outbreaks, kept the people in virtual servi-tude, and the French Revolution was the inevitable reaction. The momentum of hatred for tyranny had so accumulated that no earthly force could withstand it. The equilibrium of the French nation was disturbed and it did not regain itself until Napoleon arose, who tried to force the great beam to the oppo-site extreme of one-man power. But France was not the only country in the world to groan beneath the horrors of revolution. In England there had been an almost continual contest between the King and Commons. The Magna Charta and the Declaration of Rights were both proclamations of liberty. James I brought about the "blood-less revolution of 1688," and later, George III forced the American Colonies into rebellion. But our forefathers felt the great importance of freedom. They fought with an invincible determination for liberty. For-mer examples of oppressed liberties made them desperate, and they sallied forth to meet the foe with the battle cry, "Give me liberty or give me death !" Thus, the seed, implanted in the heart of man from the be-ginning of the world, blossomed forth into newness of life. It had at last fallen upon good ground, taken deep root, and brought forth the blessings of liberty to all succeeding genera-tions. The United Colonies of America became free and inde-pendent states—the goal of liberty's evolution was reached. But unity was lacking. So long as there was a common foe, the States were as impenetrable as a Macedonian phalanx. But now there was no longer a common cause, and it looked as if there would be many little nations, each trying to main-tain its own place in the great struggle for existence. The States were jealous of one another, and bitter quarrels soon arose. Under the Articles of Confederation, the nation had no head. Congress could indeed pass laws, but could in no way enforce them. Conventions were called, but the States even refused to send representatives. Conditions grew worse and worse; so much so that the historian declares, "Instead of be-ing a united and friendly people, the States were fast growing THE GETTYSBURG MERCURY. 177 to be thirteen hostile nations, each ready to draw the sword upon its neighbor." Finally, in 1787 a convention was held in Philadelphia, the object of which was to form "a more perfect union." But the difficulties to be surmounted were indeed perplexing. The populous States insisted that representation in Congress should be apportioned according to population; the smaller States were equally emphatic in maintaining that each State, large or small, should have equal power. They finally compromised. There were to be two houses embodied in Congress: the one, whose representatives were to be apportioned according to pop-ulation ; the other, whose delegates were to be two from each State, vested with equal power. Thus, it is a blending of prin-ciples which lies at the foundation of our government. Accordingly, under the new Constitution, our nation entered upon a career of great success and national development. Dur-ing this period the Louisiana Purchase more than doubled our area. The pirates of Tripoli were disposed of with impunity. The war of 1812 proved beyond doubt the great power of American arms, whilst not one battle was lost by us in the war with Mexico. There had come into the heart of every true American a common national pride and devotion to country. So long as the foe was external the States fought together like brothers. But, in the near future, there were times to come when the foe would not be common. From the very foundation of our republic an awful tempest had been gathering its threatening clouds. Eminent men no longer .feared destruction or dismem-berment by any European power, but looked forward with great anxiety at the inevitable causes of internal disorder. Even in Jefferson's time the storm was already so menacing that he said: "In contemplating the future welfare of my country, there are troubles which startle me as a fire-bell in the night." It broke forth in its fury in the year 1861. The South claimed the right to secede. She looked upon the election of Abraham Lincoln as-a great step toward the abolition of slav-ery which, as she thought, meant her ruination. Eleven States f 178 THE GETTYSBURG MERCURY. seceded and set up a government of their own under the title of "The Confederate States of America." But the integrity of the country had to be maintained. War was declared; not to abolish slavery, but to prevent the disasters of permanent sepa-ration. The first gun was fired from Fort Sumter on April 12th. It is said to have been heard around the world, for it heralded a conflict which concerned not only our nation but the world. Men on both sides were inspired, not only by the prestige of the principles which they upheld, but by the love of home, country and family. The one represented freedom in the ex-treme, the other unity or common welfare. Both realized the vast importance of victory; each knew that defeat meant utter failure. They fought with the desperate valor of a wounded wild hart, which turns once more to make a final and supreme effort against its foe. Four long years of war left the country in desolation and ruin, which before had been the peaceful habitation of ttscbild-ren. For a long time the destiny of our beloved republic hung in the balance. Bull Run raised the fervor of the combatants to a white heat. Antietam favored the non Unionists. But, led on under the heat of passion and by the glory of victory, their "vaulting ambition o'erleaped itself." The Mason and Dixon line was crossed and the cause of secession was fighting against fate. But the valor of her constituents was mighty, and their spirit invincible. The crisis came. Something had to be immediately done or all would be lost. Fifteen thousand men rushed forth on open ground to dislodge the Unionists. Cannon after cannon ploughed through their gallant ranks, but on they came unfaltering. Even the cannon's mouth—the High Water Mark was reached, but their ranks had been mowed down and the cause of secession forever lost. The evolution of the ideal governmental principles was com-pleted, and the stability of our nation proven by test. She had long since shown her shores impregnable to a foreign foe, but now it was proven to the world that America, unlike the na-tions of the past, was not to be rent or overthrown by internal THE GETTYSBURG MERCURY. 179 disorder. The civil world was at last given a breathing spell, for the combating forces seemed glad to discontinue the con-flict and forget their quarrels. And now there is no longer a North, South, East or West, but all are blended into one in-separable compact—the United States of America. Her principles have spread throughout the world. They have leaped across the Atlantic and modified, if not completely changed, the spirit of the mother country; they have given new life to the sturdy mountaineer of 'Switzerland ; they have brought peace into Italy's sunny climes, and have made Greece long for a second "Golden Age." And it is only a matter of time, of progress, and of civilization until the world will recog-nize the efficiency of America's governmental principles, which are, in the words of her greatest statesman: "Liberty and Union now and forever, one and inseparable!" • Ever judge of men by their professions. For though the bright moment of promising is but a moment, and cannot be prolonged, yet if sincere in its moment's extravagant good-ness, why, trust it, and know the man by it, I say,—-not by his performance; which is half the world's work, interfere as • the world needs must with its accidents and circumstances: the profession was purely the man's own. 1 judge people by what they might be,-—not are, nor will be.—BROWNING. "Sow a thought and you reap an act, Sow an act and you reap a habit, Sow a habit and you reap a character, Sow a character and you reap a destiny." 180 THE GETTYSBURG MERCURY. ROOSEVELT AND MALTHUS. \V. W. BARKLEY, '04. The attitude which President Roosevelt has recently taken toward 'the increase of population in the United States, apparently challenging the theories of certain political econo-mists, particularly Mr. T. R. Malthus and his followers in Eng-land and America, puts before us a question worthy of our earnest consideration. Is it wise or unwise to advocate a con-tinuous increase in the population of our country ? In order to determine the wisdom of Mr. Roosevelt's position regarding this matter, we must go to our authorities, viz: Mr. Malthus and certain other political economists—to obtain a basis for our decision. The object of Mr. Malthus' investigations (1798-1803) were to find means for the improvement of society and to deliver it from its wretchedness and .poverty. He inquired into "the causes that had impeded the progress of mankind toward hap-piness," and offered a corrective for the same. Mr. Malthus advanced a theory (which is popularly known as the Malthusian Doctrine) in which he tried to prove that society could not hope to provide enough food to sustain all its members and that poverty, therefore, must be the inevitable outcome of a persistenee in increasing population, and that no blame could reasonably be attributed to society for its poverty. The Malthusians hold that population has a tendency to in-crease faster than subsistence, and that under such conditions some people, in the course of time, will not have sufficient food to maintain themselves, and poverty must be the inevitable re-sult, irremediable, unless the race in question adopts some means to prevent the possible increase of population. If the race fails to provide the necessary restriction, nature will step in and provide it for the race. Vice, disease, war, pestilence and famine—all these and more means may be adopted by na-ture to do her work of reducing numbers. In such a sifting process as this nature will make her selection and the fittest must ultimately survive. The above is a brief statement of the Malthusian Doctrine ^ THE GETTYSBURG MERCURY. l8l It has been substantially adopted and supported by many mod-ern political economists whose opinions we have consulted. The Malthusians show that the birth-rate among any people, when procreation is allowed to run free and unrestricted, will always be in advance of the death-rate, hence, there will be a continual rise in population. The possibilities of this increase are very large, according to the law of geometrical progression. The probabilities are considerable. The facts of history indi-cate that the birth-rate is almost always in the advance, in a higher or lower degree, in an undisturbed state of society. Population then increases steadily. We said that it increases or has a tendency to increase faster than subsistence. This conclusion is based upon the great law of Diminishing Returns in Agriculture. This law needs no proof or explanation. Walker proves it conclusively in his Economy. Briefly it is this: "There is a limit to the amount of labor and capital which can be advantageously employed or expended upon a given area of land." Subsistence increases according to the law of arithmetical progression in contradistinction to the law of geo-metrical progression, according to which population increases. It is easily seen, therefore, that, as population increases, subsist-ence pet capita decreases. If population be carried beyond the limit of sufficient production lor the maintenance of the whole bod)' of society, poverty will ensue among a people. In a crowded community, such as the above continued in-crease in population will lead to, the pressure will come first upon the man with the large family and will force him to struggle hard against the scarcity of food and comforts; dis-ease and starvation must finally come. We have illustrations of this among barbarians and some modern Oriental nations, such as India and China, where they experience frequent fam-ines. Improvements in the arts of agriculture, domestic man-agement and government may withstand this pressure for a time, but, no matter in what direction, or how great the im-provement may be, population will ultimately, under the above circumstances, reach the point where the products of the soil will not support it adequately. So, the only sure and reason-able remedy for such a condition of scarcity, according to Mai- 182 THE GETTYSBURG MERCURY. thus, is prevention of reproduction to an extent sufficient to insureamplesubsistence/ifrcapita forall. Malthus wouldemploy rnan's reason and prudence and make it a moral restraint in-stead of reducing numbers by means of vice and misery, which, as we have seen, become inevitable results unless the former method is adopted. Evidently, France has adopted this Mal-thusian theory and practices it. The population of France is decreasing, and there is a growing sufficiency of subsistence and comfort for the whole nation. However, it is a question among many whether France is not doing this at the expense of her moral and physical well-being. It seems to be leading her into gradual degeneration. After all, France is hardly a good illustration of the practicability and good common sense of what Malthus taught regarding prudence and moral restraint as a means of checking the too rapid increase of population. Now returning to the question asked at the start, we may inquire again whether President Roosevelt is right in encour-aging the enlargement of families and the consequent growth of the total population of our country. What reasons can he produce? Has America yet reached the point in her econ-omic development where the Malthusian precaution is needed to check population ? If she has, how can we account for President Roosevelt's attitude ? There are reasons, perhaps, outside of the field of political economy that prompt Mr. Roosevelt to take the position he holds, but, assuming that he accepts the doctrine of the Malthusians, there is, nevertheless, sufficient ground to justify his attitude. He certainly would not advocate recklessness and imprudence in a matter of so great importance to the welfare of his country. In the first place, I do not believe that the United States has yet reached the point of Diminishing Returns in Agricul-ture, taking the country as a whole. That it is rapidly ap-proaching that point is not to be doubted. As it is, however, the prevention under consideration is uncalled for. With our present population, we have hardly reached the limit of our highest economic usefulness and the greatest returns per capita, with our vast areas of farm land under cultivation and still capable of much greater returns by the addition of more la- THE GETTYSBURG MERCURY. 183 borers. I refer particularly to the broad expanse of arable land in our Great West. Undoubtedly, we have not yet reached the limit where we cannot advantageously add more laborers in agriculture. Surely there is no room for apprehension and fear. What poverty there is now in our country is largely due to shiftlessness, ignorance, laziness and vice. There is still a splendid chance for all who will take advantage of our educa-tional system and then go to work. Mr. Roosevelt is right from a moral standpoint also. The increase of population ought to be encouraged in our country. There are those among the wealthy and educated classes in the United States, holding erroneous ideas about "Social Standing," who deprecate large families and who consciously avoid them. This ought not to be true. It would be a blessing for our country if more children were born to the wealthy and cul-tured and fewer to the poorer classes, the ignorant and vicious. We need more citizens reared in the upper strata of society among our best people and fewer in the lower strata. Mr. Roosevelt is right and has given his country a splendid ex-ample in the honest pride he takes in his own large family. France is wrong. Without doubt she is carrying the Malthu-sian Doctrine to wicked extremes. We need to rid ourselves of the sinful tendencies abroad in France which are wasting her morals and reducing her national strength. We need to exercise prudence and reasonable restraint at all times and shun conscious and wicked checks to the increase of our population. The honor, hope and pride of a mother are her children. This is Mr. Roosevelt's opinion and he would have no father and mother consider them a disgrace, a dishonor or a burden. f» 184 THE GETTYSBURG MERCURY. "THE RAVIN'" SCHOOLMASTER. B. A. STROHMKIKR, '06. ONCE upon a school-day dreary, As I waited weak and "skeary," 'Waited nervously the verdict from the teacher's judgment seat; While my eyes were nearly sapping, Suddenly there came a tapping As of something loudly rapping, Rapping on my breeches' seat. 'Twas the music of the raw-hide as it mercilessly beat Tunes upon my breeches' seat. How the dust flew out those patches, As I felt the raw-hide's scratches ! Yet I didn't necessarily have to skirmish or to dance. Strange the sound those whacks were making As the Prof, great paiiis was taking To appear to have me aching ; But he didn't have a chance, For the force of all the muscle he could use could not advance Past my armor-plated pants. Suddenly there came a silence, And I stood in grim defiance, While the goggle-eyed Professor squinted at me long and hard. He was tired out and panting. And I thought I heard him chanting Words that told that he was granting I his record sad had marred. Then he started, paused, and said these words which cut me like a sword, "Hand me out that weather-board !" Robbed of all my former po.wer, Like a nation's final hour— Like a Sampson with his hair off—I grew weak and weaker still. Then a bright thought struck me : "Mister, I know that you court my sister, And I'll tell Pa that you kissed her, Hit me even with a quill!" Fire flashed his eyes ; but that was all—he dared not do his will. Glory hallelujah Bill! W THE GETTYSBURG MERCURY. I85 POLITICAL INDIFFERENCE. SECOND only to the claims of religion are the claims of country. This does not mean that the Christian should desecrate holy places with political harangue, or that he should become the willing servant of a political boss, but that he should discharge his political duties to free government in a manner befitting a noble, religious life and consistent with the patriotic ideals of our forefathers. The government that maintains liberty of thought, word and deed as a fundamental principle, and recognizes education and Christianity as the only safeguards of public liberty, has a just claim upon every citizen for patriotic vigilance of all political rights. If it is true, as has been said, that "the standard of personal morality in America is higher than in England, that of com-mercial morality probably a little lower, and that of political morality quite distinctly lower," let it not be said that it is a defect in our system of government, or that it is wholly a fault of those who are faithless and incompetent in office, for, here, every citizen, no difference what his race or creed, has equal power with his voice and vote, and can claim no exemption from the just responsibilities for the evils of the body politic. Ours is, in fact as well as in theory, a government of the peo-ple, and its administration is neither better nor worse than the people themselves. It was devised by patriotic men who faith-fully gave it their wisest thought, and so perfectly is its frame-work fashioned that an accidental mistake of the people, or the perfidy of an official, or the enactment of profligate laws are all held in such wholesome check by coordinate powers as to enable the chief executive to restrain or suppress almost every conceivable evil for the welfare of the nation. To achieve the highest results in our system of government, it is necessary that the citizens throw aside the theories and idealities of the philosophers for the practical guidance of the ship of state. But alas! he who is best fitted for governing f» 186 THE GETTYSBURG MERCURY. men too often loves it least, and he who is least fitted for teach-ing men moral and political truths too often turns his back upon his duty for the sake of more pleasurable occupations of litera-ture, art or science. If the reputable citizen refrains from bearing a just responsi-bility in our political conflicts, and thereby voluntarily surren-ders the safety of his person and things, as well as the good order and well-being-of society, into the hands of those who are least fitted for governing men, turn and place the responsi-bility where it belongs and do not blame the thief and adven-turer, for they are but plying their trade, and rob public rather than private treasure because men guard the one and do not guard the other. How often have we not seen good men swiftly invoking the avenging arm of Justice for an injury done to private property, but who are criminally indifferent to the public wrongs done by those who, in the enactment and exe-cution of the laws, directly affect their happiness and pros-perity? Do not excuse the indifference of the good citizen by saying that politics have become polluted. Such a declaration would be a confession of guilt, and he who utters it becomes his own accuser. If it be true that the politics of a state or municipality bave become degraded, who is to blame for it ? Surely not the country or ward politician, for they are a small minority in every community and in every party. If they have gained control of the political organizations, and thereby have secured their election to offices of high trust, it must have been with either the passive or the active assent of the good citizens who hold the actual control of the government in their own hands. Does not the official, who shames his constituents with disgraceful acts, owe his election to the silent assent or positive support of those who claim to be patriotic and intelli-gent citizens, but who lay aside their political duties because of some private interest ? If incompetent appointments have been made through the influence of some political boss, it is due to the fact that honest and good citizens have not protested with a manliness that would point to a sure and swift retribution for such wrongs and, at the same time, have not demanded a per- THE GETTVSBURG MERCURY. 187 manent and practical civil service whereby all dishonor, dis-honesty and incompetency in office would end. Can our presi-dents and governors be wholly responsible for the low standard of our officials? No; for if good men concede primary polit-ical control to those who wield it for sdftsh ends, and thereby make the appointing powers depend tit i-ir both counsel and support upon the worst political eU iiient, u ho is to blame when public sentiment is outraged by the selection of unworthy men to important offices ? The fruits are but the natural, logical results of good citizens refusing to accept their political re-sponsibilities. There is not a blot in our body politic to-day that the better element of the people cannot remove whenever they resolve to do so. There is not a defect nor a deformity in our political administration that they cannot correct in the legitimate way pointed out by our free institutions. If our country is to reach the ideal pictured for it by the framers of the Constitution, it must have the active support of those upon whom the burden of government should rest. It must have behind it more men like Nathan Hale, who was sorry that he had only one life to give his country. It must have the influence and best thought of every American scholar and not the scheme of the demagogue or the trickery of the partisan politician. Three millions of men lie buried beneath American battle-fields to give us that which we seem to prize so lightly : Politi-cal Freedom. But "that these dead shall not have died in vain," that the Utopia of Thomas More's imagination may become a realization, and "that this Republic, under the guidance of A1T mighty God, will live and prosper through the ages," we must bear our burdens patiently, accept our responsibilities courage-ously, and discharge our duties intelligently and with fidelity. "NASHY." 188 THE GETTYSBURG MERCURY. H THE ANALYSIS OF A NURSERY RHYME. JAMES G. DIJ.LER, '04. OVV often, in the care-free hours of childhood, have we repeated that alliterative verse of linen-book poetry,. with its halting meter and quaint simplicity of language: "Hickory, dickerv, dock. The mouse ran up the clock. The clock struck one, The mouse ran clown. Hickory, rlickery. dock.'' And yet, how many of us have ever discovered in this bit of seemingly senseless doggerel the hidden story of an appar-ently triffling incident, with all its philosophical suggestiveness and condensed moralizing upon the great truths of life? Lest the casual reader should condemn this writing as non-sensical at the very outset, let us begin at once to interpret the jingling and apparently meaningless and disconnected lines. Have you not always considered the first line, "hickory, dick-ery, dock," as merely a mechanical contrivance of words to-rhyme with the word "clock" in the line immediately follow-ing? Doubtless you have, and have regarded it as a useless corruption of our language made to subserve a trivial end. Hut stop to think, and to your surprise you realize that that very mechanical meter, with its abrupt ending, is a most accurate adaptation of words to imitate the ticking of a clock. This ticking of the tireless time-piece attracted the attention of a diminutive rodent, and gives us material for a bit of mor-alizing upon the next line, "the mouse ran up the clock."' Frightened, no doubt, at first, he overcomes his trepidation and hesitatingly approaches in the direction of the monotonous sound. Alas ! how many of us yield, as did the little mouse, to misdirected curiosity and flee, as he did, affrighted from that which was not meant for us to know! Incidentally, we call at-tention here to another concealed bit of information. The clock must have been one of the old-fashioned variety, with long, pendant weights exposed to the open air, else our little THE GETTYSBURG MERCURY. 189 friend could not have reached it in the course of his investiga-tions. The next line is of special value in our analysis, inasmuch as it gives us the time of this historic occurrence, the narration of which has doubtless entertained the younger generation since the days of the horn-book A, B, C. It may have been either broad-daylight in the early afternoon when, we are told, "the clock struck one;" or it may have been the hour immediately succeeding that— "—very witching time of night. When churchyards yawn." Hut our insight has already become sufficiently keen by our experience of the first two lines, so that we readily conclude it must have been one o'clock at night when his mouseship pur-sued his nocturnal meanderings. Had it been one o'clock in the afternoon, the bustle of the kitchen in clearing away the remnants of the mid-day meal, together with the presence and wide-awake activity of the dog or cat, would have entirely pre-cluded the possibility of the mouse performing his perpendicu-lar tight-rope-walk on the rope or chain of the hanging clock weights. And, now, the last line of pure English in this classic bit of nursery lore gives, perhaps,a larger scope of meaning than any of those preceding. Having accomplished his perilous ascent, and explored the intricate labyrinth of wheels, pinions and oscillating pendulum, he hesitates whether to retrace his steps or to delve still far-ther into the unexplored mysteries of this queer contrivance. But suddenly, close to his velvety ear, there breaks upon the silence of the night a loud, jarring sound, half stunning him by its proximity, and throwing him into a state, of quivering terror as he crouches behind the farthest clock wheel and lis-tens to the ebbing, throbbing waves of sound vibrating with the detonation of the stroke through the metallic fabric of the works. Then, the innate instinct of self-preservation asserting itself, he makes a dash for safety, half sliding, half tumbling down 190 THE GETTYSBURG MERCURY. the clock-weights' chain and scurries away to his dark abode. Does he not typify all too well that over-ambitious spirit which strives to attain impossible ends, and to climb to heights where the atmosphere is too rare when the summit is finally reached, and the baffled, disappointed and heart-sick seeker is glad to return to his allotted place in the universe, just as the frightened mouse besought his subterranean retreat ? The last line, a repetition of the first, is intended to show how the clock went on ticking, in its accustomed manner, after the mouse had fled. Even so the great world goes on. Man is born—a diminutive mouse in the vast mansion of creation— he explores for a brief time, as the mouse did, mysteries too great for his feeble comprehension, and then returns to that place whence he came. And now, dear reader, have you not formed a better opinion of this doggerel rhyme which haunted your childish memory; and have you not conceived for it that appreciation which it so richly deserves ? 1 "A soul to fear its maker and to feel The finer things of life in their full measure ; A soul to hear God in the twilight calm And see him in the varied hues of dawn. A heart to hold some loves that closer lie Than aught of earth comparable ; a heart That spells its charity in words of deeds, A mind to commonsense, and those high acts That, welded, shape great Labor in its glory ; An arm to wield and mould all that these three Design, contrive—this constitutes a man.-' - ** # THE GETTYSBURG MERCURY. 191 ■*• A VISIT TO McKINLEYS TOMB. BRUCE COBAUGH, '05. AT the end of a short avenue which leads from the main wes-tern street of Canton, Ohio, lies the beautiful West-lawn Cemetery. To the many visitors it is of special interest as being the burial place of our late President McKinley, and it is for the purpose of visiting his tomb that we pass through the large gate at the entrance on a Sunday afternoon in July. On entering we are greeted by a pleasant surprise as we note the natural beauty of the place, for it is a veritable park. We cannot help but contrast it with other burial grounds we have known, many of whose chief characteristics are the long rows of cold marble and granite with their intermittent spaces laid out with mathematical precision, as if old Mother Earth were jealous of giving one man more than an alotted resting place in her spacious bosom. Nor do we experience that cold un-comfortable feeling that often passes over one on entering a cemetery. On the contrary, as we stroll along the winding avenue which leads through the cemetery, we pause as our attention is attracted to some new beauty of the place. To our left rises a ridge covered with trees. Here the stately oaks are sighing softly in the summer breeze. From their branches comes the songs of their feathered tenants in joyful melody as if inviting all to rejoice. We pause in the shade of a large oak and listen while nature speaks with an eloquence that can never be surpassed. Descending below, to the right, is a slope whose gently un-dulating surface is covered with green. It is bounded below by a brook whose clear waters sparkle in the sunlight The bank is covered with willows which dip their overshadowing branches into the stream. Here and there along its course are ponds in which swim the little sunfish among the floating lilies. We follow a short path from the main avenue and this brings us to the object of our visit. On the eastern slope of the wooded ridge is the exterior of the ** 192 THE GETTYSBURG MERCURY. large vault. In the .stone front with its solid arch and massive pillars, hangs the heavy iron gate that guards the entrance. It gives one an impression of stability and its general appearance is plain. We can approach no nearer than a distance of about fifty feet for it is guarded day and night by armed sentries who are pacing to and fro about the tomb. As we gaze on the walls which enclose his mortal remains, our thoughts turn back on McKinley's life. Thoughts of his public career come to our mind. We think of how he rose step by step from one position to a higher by proving himself worthy of promotion. His ability as a statesman, his election to the office of chief ruler of our nation and the integrity with which he served his country are among our thoughts. He seems to us a true American in the highest sense of the word. No less than these, however, is his great example of charac-ter. Again, we think of his death, his patience in suffering and the spirit of forgiveness which he showed for the man who gave him a mortal wound. And his calm resignation in the dying hour along with his trust in God make him a worthy example of a true Christian spirit. The sun is sinking behind the treetops and we have time to stay no longer. We return with thoughts of our visit that will ever be pleasant in our memory. THE GETTYSBURG MERCURY. 193 THE HOUSE WE BUILD. IN the land of the East there once lived a king who gave to twelve of his subjects a sum of money with the command that each should build him a house. Each man took the allot-ted sum and set out to obey the command. Eleven bought the cheapest materials in the market and constructed their buildings on the simplest plan, so that they might save some money for their own use and complete their tasks; but the twelfth secured the most durable materials he could find and with painstaking care built his house as nearly perfect as pos-sible. When the buildings were finished, the king issued a de-cree that each subject, for the rest of his life, should live in the house which he himself had constructed. Imagine the chagrin of the eleven when they found that they must dwell in such unstable structures. Repairs soon became necessary as part after part gave way, and in a short time the buildings, too weak to stand the wear of time, collapsed. But the twelfth subject dwelt in his substantial home until the end of his days. Although this is only a legend, there is hidden vVithin it a truth which is applicable to mankind. Each individual must rear a building for himself—that unseen and uncomprehensible being or spirit—to dwell in. Perhaps we are carrying this on unconsciously, nevertheless, each day has its effect upon these structures. Either we are fashioning pillars and supports which will make our house a strong and beautiful one—fit to contain the noblest aims and purposes—or we are, by living lives of in-difference and ease, rearing such a structure as one finds on a neglected farm, which can contain nothing securely and which every adverse wind threatens to destroy. And there is no ex-change of property, no rental, sale or giving away. Each man must keep his own building and live in it as he himself has built it. Our acts, our thoughts, our feelings, our resolves, our aims and the influences which we receive from associates, books and surroundings are as really the material for our buildings as the t 194 THE GETTYSBURG MERCURY. lumber and nails for the carpenter. And just as essential for us is a plan. Each one should have a definite ideal as he takes up his work of art. For such an ideal, observe nature in her perfection as she manifests herself in the snowflake with its per-fect arrangement and whiteness, the globe of dew in its round-edness and purity, the new blown rose in its fresh beauty, the magnificent forests in their strength and grandeur,and the lofty mountains in their towering might. And the human body in itself, in its harmonious structure and workings, is a model for perfect symmetry and order. One of our writers speaks of it thus:— Not in the world of light alone, Where God hath built his blazing throne, Nor yet alone in earth below, With belted seas that come and go And endless isles of sunlit green, Is all thy maker's glory seen. Look in upon thy wondrous frame, Eternal wisdom still the same. One should carefully consider both the exterior and interior of the building which he erects. The exterior, while not most important, should receive some care. Have a good strong frame secured by temperate living and proper exercise, an erect form. A clear interior structure, with its furnishings, is import-ant, not only because it is the character, or at least what makes the character of the individual, but because it affects the exterior and makes it what it is to a very great extent. Our houses are more or less transparent, and one without can tell the nature of the man who lives within. On the outside we post the signs which describe the resident. Ruskin says on this subject: "There is no virtue, the exercise of which, even momentarily, will not impress a new fairness upon the features, neither on them only, but on the whole body." In the furnishings let a good strong individuality form the centre piece and let it secure for itself an appropriate setting; let it secure those qualities which make us noble and images of the divine. Let earnestness, enthusiasm, tenderness, a love for THE GETTYSBURG MERCURY. 195 beauty and harmony, observation, unselfishness and determina-tion be essentials in the equipments. If a man wished to build a perfect house, he would give his attention to every detail and try to make it complete. So in rearing our house, let us not polish and adorn one part to the neglect of another. The young girl who strives only for grace in a ball room and popularity in the social world, and the young man who develops only his muscles in athletics, are building very deficient houses. Symmetry and proportion are two qualities necessary to a beautiful building. In this work of building, we may often improve our own structures by helping our companions as they toil. While we are supporting a pillar or repairing a broken part for them, what is our surprise to find a new beauty in our own, while rough edges have become beautifully rounded curves. How delightful it is to live in a country that is adorned with beautiful and well constructed buildings ! In us lies the ability to adorn or mar the world by the structures which we rear in it. In addition to their improving our surroundings, they serve as incentives to others in perfecting their own buildings. The poet Holmes gives us an inspiration in the words: "Build ye more stately mansions, O my Soul, While the swift seasons roll. Leave thy low vaulted past, Let each new temple nobler than the last Shut thee from Heaven with a dome more vast, Till thou at length art free, Leaving thine outgrown shell, By life's unresting sea." "ORLANDO." THE GETTYSBURG MERCURY Entered at the Postoffi.ee at Gettysburg as second-class matter VOL. XII GETTYSBURG, PA., OCTOBER, 1903 No. 5 Editor-in-chief LYMAN A. GUSS, '04 Exchange Editor M. ROY HAMSHER, '04 Business Manager F. GARMAN MASTERS, '04 Asst. Business Manager A. TY. DTT.LENBECK, '05 Associate Editors M. ADA MCLINN, '04 BRUCE P. COBADGH, '05 C. EDWIN BUTLER, '05 Advisory Board PROF. J. A. HIMES, L-ITT. D. PROF. G. D. STAHI.EY, M.D. PROF. J. W. RICHARD, D.D. Published each month, from October to June inclusive, by the joint literary societies of Pennsylvania (Gettysburg) College. Subscription price, one dollar a year in advance; single copies 15 cents. Notice to discontinue sending the MERCURY to any address must be accompanied by all arrearages. Students, Professors and Alumni are cordially invited to contribute. All subscriptions and business matter should be addressed to the Busi-ness Manager. Articles for publication should be addressed to the Editor. Address THE GETTYSBURG MERCURY, GETTYSBURG, PA. EDITORIALS. What a great thing it is ! What a commendable TRUTH trait of character! What a power in everything! And yet how often debased, how often contaminated, how often distorted! It is our purpose to briefly set forth herein a few facts bear-ing directly on the welfare of this college; to reconstruct cer-tain distortions of the truth, which have been circulated by yel-low journalism to our detriment; and to assure our friends and supporters that Gettysburg is a college of gentlemen and not of "hoodlooms," as certain press manipulators, with clouded vision, would make us. During the past two months, there have been evil and ma-licious reports scattered broadcast, within no small radius of THE GETTYSBURG MERCURY. I97 our college community, in which the boys of Gettysburg have been deprecated as a gang of rowdies, rogues and general roustabouts ; have been designated in all sorts of terms, border-ing on the villiainous; have had epithets, becoming anything but gentlemen heaped upon them in profusion; and have been characterized as an aggregation of degenerates. If these things were true, ours it would be to "grin and bear," but no individual, without a word of protest, much less a body of loyal college students, can see such maledictions afloat and such slander indulged in with impunity. We labor with righteous indignation under the knowledge that the good name of our college, undefiled for decades, is being vitiated without provocation. Therefore, we refute with vigor these monstrous prevarications. To the friends of Gettysburg we would say that the reports referred to above are not true, are utter falsehoods, and are not warranted. Instead of all kinds of devilment, which these vile, disgraceful recitals portray, such a state of affairs is non-exist-ent almost in totality. Class spirit, college spirit—all kinds of spirit, we are loath to confess, is at a lower ebb than it has been for a number of years, and, consequently, the real and only ex-cess, conducted by the student body, is thereby removed; for, be it known, that there by no means exists an organized quota of students in the college whose aim and object is the destruc-tion of property, and the debasement of their fellow-students. Such personalities Gettysburg does not support. To be sure, occasionally, a sudden outburst of college en-thusiasm does impel prudence a little beyond the limit, but never, within the time during which we have been flailed with the confounded misstatements of a debauched press, has it been carried to an end approaching that which these enlarged, in-flated, falsified and perverse specimens of a journal of the "yellow" type would have you believe. To the source of this polluted literature we consider it be-neath our dignity to directly refer. It suffices to state the facts connected with its origin and promulgation. These we offer to you as explanatory of these disseminated articles so liberally 198 THE GETTYSBURG MERCURY. savored with prevarication. We trust they may serve to right your estimate of our college; to reinstate you in your former attitude of good will toward us, if you have fallen therefrom by the great injustice done, and being done, us without cause, real or sham; to lead you "to believe that we are not "hood-looms," but men, such as Gettysburg has merited and owned in the past, and yet finds perpetuated in our persons. We ask you to discount these reports, which appear at our expense, with a reduction of one-half or three-fourths, which they will readily bear, and then the residue may, perhaps, be taken at par. These remarks may seem somewhat eulogistic, but we are given to self-laudation only in case of stringent necessity. This is one such case. What we want you to believe, alumni and friends, is that Gettysburg is a college, not composed of men of ideal character,but equally on a level basis with our contemporary institutions. We are not tainted and debased in character, in a class of our own, but whole and sound as any. The Pennypacker press muzzle was met with derision and denunciation when it became law. It was fairly paralyzed with a storm of opposition. And yet there is quality in that piece of legislation. While its operation, for the most part, is out of harmony with American principle, it could be made to operate with admirable results in specific cases. It is not our intention to justify the "muzzier," but would it not justify itself in our instance ? It would purge e\^il from the local press, perchance. Shall we try it? DIALECT 1'ne fed °f writing stories in various dialects, STORIES. particularly that of the Negro, the Irishman, the Westerner or Backwoodsman, is becoming very contagious. These stories, while they are comical and interesting and serve the purpose intended perhaps well enough, may become very detrimental to our language and especially so if they continue to multiply. The colloquial form of the English language is now ungram- THE GETTYSBURG MERCURY. 199 matical enough, as every one will acknowledge, but what it might become if these corruptions are acquired, I should fear to state. For example the colloquy of the Westerner put into the speech of our fairly educated men of today would be unbecom-ing and distasteful, to say nothing of its effect. While this illustration may be an absurd one, yet it is not far in advance of the result of dialect writing. If we are given this species of literature we are going to acquire more and more of this kind of language. Another example only too realistic is that of the college student whose corrupt terms and phrases are understood only by himself and those associated with him. How often when speaking to an outside man does he find himself uttering these corruptions, which are, it may be, Hebrew to his hearer. This is an example of how easily we may acquire the lore of the different dialects if they are thrust upon us for our constant amusement or edification. Our tongues would be confused far more than the tongues of historic Babel. To the student of English, dialect stories, when they exceed the limit in number and quality, should be especially repulsive and, by heeding them with little or no regard, the student will be justified, the'offender punished, and the dignity of our English preserved. EXCHANGES. The most delightful bit of optimism, for it does seem to savor of the optimist, that we have noticed in our last month's reading, has been penned with regard to the college publica-tions. Hear some of the soul-cheering words of the Georgetown College Journal's ex-man, who has been so highly esteemed as to be re-elected to office: "They bring to us a message of the thousands of college men and women of this country who are giving their time to the study of letters and are becoming writ-ers of good English. We do most emphatically believe in col-lege journalism; and it is our firm conviction that out of the 200 THE GETTYSBURG MERCURY. humble efforts that the college editor is to-day making will come the great American novel, and the great American epic, and the great American essay; in short, will come the great American literature, a golden age, that will outshine all that have gone before it." May college journalism result in a de-velopment of our literature equal to the expectations of our sanguine friend. There is much in the college magazine that does not warrant such expectations. But there are some col-lege men who, although their literary efforts are now making but a feeble light, are, nevertheless, blazing a pathway for grander and nobler things in literature. The Carthage Collegia?i has this interesting preface to its last number, which is intended, no doubt, for critics who become cynical in their observations:— "Kind reader, ere you turn away From viewing this small booklet's pages, And judge, perchance, correctly too, That they who wrote it are not sages, Think well, before you place it on the shelf, You might have written it yourself. Forget the weak, the poor, and of the rest, Though it be poor, remember thou the best." If there were made a classification of the college magazines into those seemingly making a special effort to present college news, with one or more literary articles to fill up the space, and those devoted principally to literary work, we would, no doubt, place such magazines as Tlie Monthly Maroon and University of Virginia Magazine in the second class. They belong to the part of college journalism that will result in the "Great Ameri-can Literature." The Ursinus Weekly has just come out with its first Literary Supplement of the year. The essay on "Seventeenth Century Lyric Poetry" shows a knowledge of the spirit of that time. The writer compares the songs of the "light-hearted" Robert Herrick with the "deep, sonorous" notes of Tennyson in an in-teresting manner. The exchange editor seems to have a good word for every one.
Issue 16.2 of the Review for Religious, 1957. ; A.M.D.G. Review for. Reh ious MARCH 15, 1957 Psychological Screening . Richard P. Vaughan The Religious Teacher . Sister M. Aurella Background of the Supernatural Life. Da.iel J. Formation o1: Religious Priesks . Pope Plus XII Roman Documents . R. F. Smith Book Reviews (~uestions and Answers Summer Institutes VOLUME 16 NUMBER 2 REVIEW FOR RI LIGIOUS VOLUME 16 MARCH,.1957 NUMBER 2 CONTI::NTS MORAL ISSUES IN PSYCHOLOGICAL SCREENING-- Richard P. Vaughan, S.J . 65 SUMMER INSTITUTES FOR RELIGIOUS .78 THE RELIGIOUS TEACHER AND VOCATIONS~ Sister M. Aurelia, O.S.F . 79 - OUR CONTRIBUTORS . '. 81 THE BACKGROUND OF THE SUPERNATURAL LIFE-- Daniel J. M. Callahan, s.J . 82 SOME BOOKS RECEIVED . 87 THE EDUCATION AND FORMATION OF RELIGIOUS PRIESTS Pope Plus XII . 88 SURVEY OF ROMAN DOCUMENTS~R. F. Smith, S.J . 102 QUESTIONS AND ANSWERS--- 3. Varying Interpretations of Local Superiors . 112 4. Reappointment of Master and Assistant Master of Novices . 112. 5. Sisters Driving Cars . 113 6. Reception of Renewals of Vows . " . 113 7. Procurator General and Manner of Recurring to the Holy See 114 8. Unequal Suffrages . 116 9. Obligation of Weekly Confession . 116 10. Special Jurisdiction Not Required for Postulants . 117 11. Obligation to Receive Blessing of Extraordinary Confessor . 118 12. A Religious as Executor of the Will of Lay People . 118 BOOK REVIEWS AND ANNOUNCEMENTS-- Editor: Bernard A. Hausmann, West Baden College West Baden Springs, Indiana . 119 REVIEW FOR RELIGIOUS, March, 1957. Vol. 16, No. 2. Published bi-monthly by The Queen's Work, 3115 South Grand Blvd., St. Louis 18, Mo. Edited by the Jesuit Fathers of St. Mary's College, St. Marys, Kansas, with ecclesi-astical approval. Second class mail privilege authorized at St. Louis, Mo. Editorial Board: Augustine G. Ellard, S.J.; Gerald Kelly, S.J.; "Henry "vVillmering, S.J. Liteiary Editor: Robert F. Weiss, S.J. Copyright, 1957, by The Queen's Work. Subscription price in U.S.A. and Canada: 3 dollars a year; 50 cents a copy. Printed in U.S.A. Please send all renewals and new subscriptions to: Review for Religious, 3!15 South Grand Boulevard, St. Louis 18, Missouri. Moral Issues in Psychological Screening Richard P. Vaughan, S.J. AS THE use of psychological testing for' candidates to the religious life has become more. widely known and ~ac-cepted, certain moral questions have presented themselve~ to the minds of the superiors who have considered the possio sibility of adopting some kind of a screening program. It is the aim of the present article to consider some of these questions and to offer a solution for each. Purpose of Psychological Testing Psychological testing is a means of evaluating an individ-ual's personality and ability. Its purpose is to predict the suit-ability and fitness of an individual for a position, course of studies, or state of life. When testing is applied to candidates for the religious life, the aim of the program is to determine whether the candidate has the necessary qualifications to lead the life of a religious in some particular institute, such as the Franciscans or Carmelites. These quahficattons are primarily limited to factors of personality affecting mental health. However, when there is a need to know about the intellectual capacity of an individual, psychological testing may also be used. Psychological testing, as presently used by religious for their candidates, does not offer any direct information about what one may call the internal workings of a vocation. Needless to say, it does not measure the influence of grace upon the soul. It does not in any way pretend to fathom the extent to which the soul has been moved by the Holy Spirit. Nevertheless, such testing does in a number of instances give some indication of what might be called natural motivating forces behind a desire for the religious life. In addition to the Workings of grace, the average, candidate usually has a number 65 I~ICHARD P. VAUGHAN Review for Religious of subs~idiary reasons which are instrumental in his choice of the religious state. He might be attracted by the companionship of community life or by' the opportunity to devote his life to study and teaching. Such inclinations frequently manifest themselves in a testing situation. Moreover, sometimes natural motives, which should be secondary, assume primary importance:. In these in-stances, the superior who has received a psychological evaluation of the candidate is in a better position to make a decision as to the candidate's suitability. .Finally, there are cases where the candidate may desire the religious life for purely natural reasons. An example of such a candidate would be the young woman who wishes to enter the convent because conditions at home are intolerable. Psychological testing can give indications of such motivation. It frequently "happens that the candidate is not aware of the influence of such a motive upon her final decision to enter the religious state. Through the medium 0f testing followed by interviews this influence can be brought to light, and thus the possibility of a costly mistake is lessened. The function of testing is very similar to that of the physical examination which is demanded of every candidate before he or she is accepted into the religious life. Both examinations are looking for signs of illness which will render the candidate un-suited for the religious life in a definite order or congregation. The one seeks indications of physical illness; the other, indica-tions of psychological illness. Unfortunately, the psychological aspects of the human being are not as readily discernible as the purely physical. There is much in the psychological life of an indi~vidual which lies beneath the surface and thus passes un-noticed, but .which offers definite indications of-future emotional upheaval. In some cases, the individual consciously defends against revealing this hidden "matter, lest it be detrimental to him. In other cases, the unconscious processes completely hide the matter from the individual himself. Mental fitness for the religious life often depends upon the content of this hidden 66 Ma~'ch, 1957 PSYCHOLOGICAL SCREENING matter. To uncover such material, a c6mbination of psychologi-cal testing and interviews is often needed. Although the untrained person is certainly qualified to make some evaluation of the can-didate's personality, he will usually miss most of this hidden matter which gives a deeper clue to the workings of an indi-vidual's personality. The fundamental goal of any screening program is the detection of the grossly abnormal applicant. By this latter phrase is meant the applicant who gives definite signs of debili-tating psychosis or neurosis. He is the candidate who is mentally ill, although his illness may not yet be recognizable to the untrained religious examiner. In its initial stages, mental ill-ness may easily be passed over unnoticed, unless a concerted effort is made to investigate its possible existence. A testing pro-gram that is well conducted can give some indication that suffi-cient mental .and emotional health for leading a normal re-ligious life is wanting in the candidate. Subsequent interviews by trained personnel can put a'finger on the candidate whose mental illness is serious or gives evidence of becoming serious. Such a candidate is as.unfit for the religious life as the candidate who has tuberculosis or amalignant cancer. In considering the possibility of mental illness occurring after the individual has been received into the religious li~e, it should be called .to mind that the religious life, especially in its earliest phases, is such as to be considerably more taxing on psychological strength than the average life outside the cloister or the convent. It can reasonably be presumed that the seriously disturbed person will become pro-gressively worse under the strain of religious life, since he is usually unable to benefit from the many spiritual and natural helps of this life. The Problem of Personal Data Assessing the mental health of a candidate frequently de-mands a very comprehensive and revealing evaluation of his per-sonality. As a result of this need, religious superiors sometimes 67 RICHARD P. VAUGHAN Review for Religious are in doubt as to their right to investigate such highly personal data. Typical examples of traits that'might be discovered through a psychological screening program are as follows: emotional instability, lack of self-control, paranoid-suspiciousness, and deviant sexual tendencies. It is 'obvious that were such personality charac-teristics widely known, they would seriously handicap the future of the candidate, regardless of what state of life he might eventually choose. In considering this problem it is necessary tO understand fully what are the duties" and obligations of the religious superior who has the task of accepting or rejecting candidates. Upon his deci-" sion re~ts the welfare of the Church, as Well as that of the particular order or congregation to which" he belongs. Many of the faithful look upon religious as the personifica-tions of the spirit and teaching of the Church. When they come in contact with or hear about emotionally disturbed religious, their esteem of the Church as an instrument of personal sanctity is con-siderably lessened. For in the minds .of many of these people, mental illness and sanctity are incompatible. The afflicted person would not be in his present state if he had led a holy-life. Unfor-tunafely, some go so far as. to link mental illness with sin. The psychosis or neurosis is simply the result of past wrong-doing. Although the above-mentioned opinions have no scientific basis, still their prevalence makes the. emotionally disturbed religious a source of scandal for these uninformed laymen and laywomen. A further, danger of scandal arises when the faithful have per-sonal dealings with the mentally ill religious. Psychotic a.nd neurotic symptoms frequently manifest themselves in behavior which in the normal person could only be interpreted as sinful. The outbursts of anger seen in a paranoid are but one example of such behavior. Thus, the superior has the obligation, in so far as he is able, to see that he does not admit candidates who are likely to fall prey to mental disease and thus become a source of scandal to the laity. 68 March, 1957 PSYCHOLOGICAL SCREENING If the 'candidate. is'~ulfim~ately destined for holy orders, the duty of the superior to protect the welfare of the Church is even greater, in as much as the Church relies upon the priesthood for her very life. The menially disturbed, priest c~in be a source of great scandal and actually hinder the apostolic work of the Church. Obligations of Superioks A further consideration is ~he ol~ligation a superior has to his own order or congregation and to the individual members of that order or congregation. Every supekior who receives candidates has a definite obligation to his or her institute to accept only those can-didates who will be able tolead the religious life according to the rule of the particular order or congregation the candidate ~.lans to join. It is, moreover, the duty of the superior to see that the rights of the other members of the.community are" protected. Community life is an essential part of the religious lif~ in most orders' and con-gregations. Experience" snows that the mentally ill can do'much to disrupt community life. Finally, it is the "obligation of the superior to see that only those subjects be ~icceptdd who Wil! be able to further the work of the particular order or congregation. In general, it may be said that the seribusly disturbed neurotic or psychotic contributes very little in his lifetime to the specific works of the order, and often actually hinders that wo'rk. Therefore, since the superior has the obligation to look after the welfare of his order or congregation and its members, he or she has the right to use every legitimate means to accomplish this end, A well-conducted psychological screening program would seem to be a legitimate means of' eliminating those who are incapable of leading the relig-ious life and of fostering the specific works of a given order or congregation because bf poor mental health. Thus, it seems clear that the superior has the right to inves-tigate such highly personal data' as one would obtain from a screening program, if he thinks that such information is neces-sary to determine the mental and emotional health of the candi-date. This right stems from the obligation of the superior to 69 RICHARD P. VAUGHAN Review for Religious protect the welfare of the Church and his order. To accomplish this end, it may happen that the superior will have to investigate matter pertaining to the conscience of the candidate. Ii: this investigation is thought necessary, the superior has not only the right but also the duty to ask about such matters, and the candidate has an equal duty to reveal whatever information the superior thinks necessary to arrive at a correct decision with reference to the existence of a true vocation. It should be noted that all information derived from a screening program is received in the strictest confidence. Thus, it can be revealed only to the superior who must decide upon the suitability of the candidates and, if needed, his or her consultors. Under these circumstances, the fear of any damage that might occur to the reputation o~ the candidate would seem to be minimized. I~ the candidate is rejected, in the minds of his friends and associates he could have been rejected for any o~: a dozen or more reasons. His rejection because oI: poor mental health need never be known. Refusal To Cooperate Before beg!nning a screening program, it would probably be well to inform the candidate by letter of the general aim, nature, and need of such a program. The purpose of the letter is to acquaint the candidate with some of the notions involved in screen-ing and to dispose him or her more favorably towards the pro-gram. The emphasis is placed on the personal advantage of the program for the candidate. A mistake about one's vocation is usually costly in time and money, not to mention the emo-tional upheaval that frequently results when a.religious leaves after several years in the life. Immediately preceding the administration of a series of psychological tests, the psychologist again explains the purpose and need of the program. The candidates are then urged to be frank and honest in answering the items. Most candidates 70 March, 1957 PSYCHOLOGICAL SCREENING will acquiesce in thi~ request, since by this time they realize that the program is devised imt only for the good of the order or congregation that they plan to join, but also for their own good. However, it is not beyond the realm of possibility that a candi-date will absolutely refuse to submit to the testing progr~im. This situation would then ~resent a further moral issue. Has the superior the right to reject" any candidate who refuses to take the psychological te~ts Or who gives every indication that he did not cooperate in taking the tests, thus nullifying the test results? In answering this question, it should be noted that each order or congregation with the approbation of the Holy See has the right to establish the qualifications that it desires among its members. The superior who accepts the candidates acts in the name of the. order or congregation. Thus, he has the duty to see that these qualifications are met. Among the many qualifications for any type of religious life, mental health is a primary requisite. It therefore follows that the. superior can use every legitimate means at his disposal to guarantee that only the fit and suitable candidates are accepted. Psychological screening has come to be an acceptable instrument for determining the suit-ability of candidates as far as their mental health is concerned. Hence, it follows that the superior has the right to refuse admittance to those candidates who reject the testing program or give clear evidence that they did not cooperate, since these candidates have failed to give sufficient indication that they meet one of the essential requirements of the religious life, at least as far as the superior is able to determine. In passing, it might l~e noted that those who refuse to take the test must have a reason for their refusal; and most probably this refusal is con-nected with some kind of psychological inadequacy. Omission of Items Some personality tests demand the affirmation or denial of a number of statements. A certain small percentage of these items ask the testee to affirm or deny past moral faults. When 71 RICHARD P. VAUGHAN Review for Religious the candidate is faced with such items, he is not obliged to answer them, unless such information is necessary to determine the presence or absence of a vocation. It should be noted that these items usually inquire about specific incidents and not about habits of. sin which could interfere with a vocation. The superior has the right to ask about habits of sin when this information affects his judgment as to the existence of a true vocation. How-ever, isolated incidents of moral iapses usually do not stand in the way of a vocation; hence, if the candidate omitted these items, it Would not substantially affect the purpose for which these tests are given. A ready solution to the problem might be the omission of such items from the tests. However, since a number of the personality tests used in psychological screening have been stan-dardized for a .given population and appear in a printed form, it is very difficult to omit the items. An effort'is currently being made to adapt these standardized-personality tests for the ex-clusive use of religious and their candidates and to establish stan-dards of judgment for this particular segment of the popula-tion. These new standardizations will eliminate undesirable items. In the meantime, the psychologist should choose those tests which are least likely to be affected by this difficulty; where this is not possible, he should make allowances in his interpretation of the test results for a few unanswered items. How Much Confidence in the Testing Program? A further question arises: How much confidence can a superior place in a psychological testing program for candi-dates? The superior not only has an obligation to his own par-ticular order or congregation, but he also has an equal, obligation to the candidate who feels that he has a vocation. Psychological testing for candidates has been used by a number of orders and Congregations of both religious men and women. For the most part, these various religious groups have expressed their satis-faction with the results. However, it should be borne in mind 72 Ma~'ch, 1957 PSYCHOLOGICAL ~CREENING that the whdle program is a" relatively new movement in the Church and that more time is needed before one can reach a certain judgment as to the value of such a program. The tests which are commonly used for ~andidates to the religious life have proved themselves in other areas. Some have and are being used in psychiatric .and psychologial clinics to determine path-ology. It should also be noted tha~ some of the tests used with rdligious candidates have been adapted for this specific, purpose and thus should be even more valuable when used with these populations. Nonetheless, until more data have been gathered and scientifically evaluated, it would s.eem that tl~e most prudent course of action for any superiok who is initiating a testing pro-gram would demand, a cautious and at times skeptical 'acceptance of data received from the testing program. In the beginning, some kind of an interview by trained personnel for those candi-dates who scored poorly on the tests would seem to be almost imperative. In those relatively few instances where test and in-terview results show gross deviation from the normal, rejection of the candidates would seem to be in order. In those cases where the diagnosis from the test results is in doubt, it would seem that the more prudent course in initiating the program would usually be to accept the candidate and observe the nature of hi~ progress ~during the early years of the religious life. ¯ Professional Secrecy A screening program can be administered either by a mem-ber of the religious community who has received adequate train-ing'in psychology or by a lay psychologist who has had experi-ence in clinical testing. Since there are many aspects of the religious life which a layman cannot fully understand, the pro-gram conducted by trained religious personnel is highly desir-able. Once the test results have been interpreted and necessary interviews held, all the information derived from these sources is gathered together and an evaluation of the personality of the candidate is drawn up by, the psychologist. The information 73 RICHARD P.' VAUGHAN Review for Religious contained in these reports has been obtained through the medium of~ professional confidence since the psychologist' is bound by the same type of secrecy as the physician or lawyer who obtain confideniial matter.from their clients. The.candidate, therefore~ has every right to expect that this confidence will b~ safeguarded. Hence, the psychologist can submit the information obtained through testing only to the. religious superior or som~eone ap-pointed by the superior to make the decision as, to the acceptance or rejectiori of the candidate. To reveal the results to any other member of the community or to anyone else, such as a pros-pective ~employer once the application' has been rejected, would involve a violation of professional secrecy. The superior who receives the information from the psy-chologist is not free to speak of it to other members of the com-munity, unless he thinks that he needs to" seek advice from one of his consultors before ~arrivi~ng at a decision, for he is ~bound by the same obligation of secrecy as the psychologist. More-over, if the superior can obtain the advice of the consultors without revealing the identity of the candidate, he should do so. Among certain communities, there is the practice of allowing the master of novices to read the personality evaluations 0f can-didates. Such a procedure would seem to prejudice unduly the master's opinion of the candidates before they are received into the religious life. The doubtful cases especially suffer from this practice. Furthermore, since the novice, while still a candidate, consented to take the psychological examination for the sole pur-pose of determining his suitability, it would seem morally wrong t6 reveal the contents of these tests to the magter for the added purpose of future guidance and direction, unless the novice gives his consent. Rejection of the Candidate /~ When a candidate has been refused admittance into an order or congregation because ot~ poor mental health as indicated by testing and interviews, further moral problems present them- 74 March, 1957 PSYCHOLOGICAL SCREENING selves. The first question that arise~ in such ~in event is whether the candidate should be informed of the specific reason why he has been rejected. In view of the fact that there are several possible reasons besides lack of mental health or psychological fitness that can determine the decision of a superior in accepting or rejecting a candidate, many religious communities prefer simply to inform the applicant that he or she does not appear suited for the religious life. The exact reasons for the rejection are not given; or if they are given, they are stated in such general terms that the candidate does not fully comprehend their import. Hbwever, the outcome of such a procedure sometimes results in a cdrtain amount of discontent on the part of the rejected can-didate. Often this discontent is also manifested by the religious who is sponsoring the candidate. On the other hand, it would seem that the superior has only the obligation to see that the qualifications set down in his institute are fulfilled. If the can-didate does not meet these qualifications, then, in justice to his order, he must reject the candidate; but this rejection does not necessitate his telling the applicant why he has been refused. The decision to reject a candidate poses a further problem, namely, does the superior have any obligation to advise the applicant who is mentally and emotionally disturbed to seek some type of treatment? If such an obligation does exist, it certainly is not one Of justice. Out of justice the superior is simply obliged to inform the candidate that he is not suited for the life. It may then be asked whether out of charity he should give the rejected candidate some advice as to his need of treatment and offer suggestions as to how he might obtain this treatment. If the rejected candidates are not too numerous and there are local facilities which are in a position to offer therapeutic time, it would then seem likely that the superior should out of charity offer some help in this regard. For if nothing is said, there is a great likelihood that'~the illness will become progressively worse until it reaches that state where treatment will be extremely diff'- 75 RICHARD P. ~AUGHAN . Review for Religious cult, if not impossible. Mental illness ;s much more susceptible to treatment in the young than in the old. If hn emotional dis-turbance exists which is not too deep-seated, it is not beyond the realm of possibility that the applicant can be treated and reapply for admittance after a couple of years. In.this manner, a voca-tion can be saved. All the above-mentioned~suggestions imply that the candidate will be informed of the exact nature of his illness, so that he can take some action to rid himself of the affliction. However, if the superior does not see his way clear to offer some suggestion as to possible means of alleviating the difficulty, it would-seem more prudent not to inform the candidate of his condition. Such information without any. hope of doing something about the situation can only lead toga state of frustra-tion and consequently agitate the illness of the rejected candidate. Use of Test Results After Entrance A final aspect pertains to the use of testing results after the candidate has been received into the religious ,life. In any group, of candidates entering the religious life, "there will most probably be some who have been accepted even though their psychological fitness for the life is still in doubt. A number of these doubtful cases will give some indication during their postu-lancy that they ma)) not be completely suited,for the .life. .When the decision must. be made as to Whether they should receive the habit, some superiors will include the psychological evaluation at the .time of entrance as a factor in turning their judgment one way or the other. Since the postulancy is a time of trial, in which both the order or congregation and the individual postulant are trying to determine whether a true vocation is present, it would seem that the superior, who represents the o~der, is justified in using every legitimate means at his disposal so as to arrive at a correct decision. The results of the testing program can be a very valuable aid in reaching this decision. Since the time of postulancy is relatively short, the original test results w0uld prob-ably still- apply to the postulant in doubt. However, if changes 76 March, 1957 PSYCHOLOGICAL SCREENING in personality have become conspicuous during this period, it would be wise to ~e-evaluate the individual through testing and, if necessary, through interviewing. If the postulant has been allowed to take the habit; but, at the end of .the novitiate, there is still some doubt ~asto the psychological fitness, then retesting wouldseem to be in order since the element of more than one and a half years in the religio~us life will significantly influence the personalitypattern of thee novice. This retesting will also give an indication as towhether, during the course of the novitiate, the individual has become more or less psychologically fit for the religious life. Retest results will, thus, furnish helpful supplementary material for the superior who is faced with the difficult~ decision of allowing or refusing permission to take the first vows. If the tests can be evaluated by the same psychologist who had previously conducted the testing program, the results should reveal acciirate and valu-able material. However, it should be noted that neither novices nor reli-gious with their vows can be forced to submit to psychological testing. Such a program of testing is equivalent to a manifesta-tion of conscience, which according to canon law no superior can demand of his subject. The superior, therefore, may not threaten the religious with dismissal if he refuses to take the tests. He should feel free to point out to the subject whose vocation is in dbubt the. advantages of a psychological program. He may not, however, word his advice in ~uch a fashion as to exert pressure upon the religious to submit to the testing. Moreover, the religious who has undergone the psychological investigation must either explicitly 0r implicitly give permission to the superior to obtain the results from the psychologist, It may well be that the religious insists upon dealing directly with the psychiatrist or psychologist in arriving at'a final decision as to whether he or she has a vocation to the religious life. In this case, the superior 77 I~ICHARD P. VAUGHAN ~ould ~ave no fi~t to t~e ~ghly personal data derived from t~e tests and subsequent ~nterv~e~s. Conclusion Psychological screening is a relatively .new approach to the problem of determining 'mental and emotional fitness for the re-ligious life. As in any new movement, questions and doubts are bound to arise. In the case of screening, not the least of these questions and doubts are of a moral nature. However, if the purpose of screening is fully comprehended and the basic principles of moral theology are correctly applied, satisfactory solutions can be found. In the light of these solutions, a cau-tious and prudent use of a well conducted screening program can be extremely valuable and morally justifiable in deciding whether the candidate has the requisite psychological fitness for the religious life. SUMMER INSTITUTES FOR RELIGIOUS The Institute for Religious at College Misericordia, Dallas, Penn-sylvania (a three-year summer course of twelve days in canon law and ascetical theology for sisters), will be held this year August 20-31. This is the second year in the triennial course. The course in canon law is given by the Reverend Joseph F. Gallen~ S.J., that in ascetical theology is given by the Reverend Daniel J. M. Callahan, s.J., both of Wood-stock College. The registration is restricted to higher superiors, their councilors and officials, mistresses of no~ices, and those in similar positions. Applications are to be addressed to the Rev. Joseph F. Gallen, S.J., Woodstock College, Woodstock, Maryland. The Reverend Owen M. Cloran, S.J., will direct an Institute in Canon Law for Religious Women at St. Louis University, June 10-14. During the summer session from June 18 to July 26, the religion department will include courses on the sacramental life, Sacred Scrip-ture, moral guidance of adolescent girls, and God the author of the supernatural life. Inquiries concerning the Institute or the courses should be directed to the Department of Religion, St. Louis University, St. Louis 3, Missouri. 78 The Religious Teacher and Vocal:ions Sister M. Aurelia, O.S.F. NO ASPECT of the life of a priest or of a religious brother o~ sister is so mysterious as the manner in which the individual received the call to this special form of life. Every religious vocation has a divine origin; God is its first cause. Seemingly, there are many secondary causes; but, in the last analysis, a religious vocation comes from.God Himself. God does, however, make use of various agencies and circumstances to accomplish His purpose. The home, the Church, and the school often serve indirdctly as God's instruments in the develop-ment of vocations. A good Catholic home is the nursery for religious vocations. Statistics prove that a home in which the parents are leading truly Christian lives produces more vocations to th.e priesthood or the religious life than homes where the parents are careless and indifferent Catholics. Zealous priests, by their counsel .and friendly interest, direct many chosen souls to the service of God as priests, brothers~ or sisters. Many a religious vdcation has been brought to life by a prudent director. The Catholic school, however, is predominantly the source of religious vocations. Whil~ it is true that some earnest young people who have not had the opportunity of attending a Catholic school have become good priests, brothers, or sisters, the greater number of vocations are found among young people who are the product of Catholic schools. Therefore, religious teachers play an important part in God's plan for vocations. The manner in which God calls individuals is as varied as the characters of the individuals themselves. Some are called 79 SISTER M AURELIA directly; for example, John and Andrew, the first disciples of Our Loid, were called directly by Christ when He said to them, "Come and see." Peter was brought to our Lord by his brother Andrew. Even today some souls' receive a direct call from our Lord when He says to their wavering hearts, "Come and see." Probably most calls today are indirect, coming to souls through the instrumentality of others. It may be through a kind word, a tactful suggestion,., or the personal example of a priest or a religious brother or sister. It is, then, one of the most sacred duties of the religious teacher to develop a real understanding and appreciation of the religious life, to explain its concepts and ideals, and to create in the minds of the young a willingness and an ability to assume a life of prayer and sacrifice. This means to make young people vocation-minded, to make them reflect that perhaps God has chosen them to be among His select ones. " The personality of the teacher plays an important role in this respect. Some one has aptly said, "Though we soon forget what our teachers taught us, we readily remember the teachers themselves, their personality, their whims and humors, their ideals and enthusiasm, the ~ltmosphere they created and the spirit in which they worked.~ Names, dates, details of events fade away; but the personalities of the teachers have left lasting impressions." 'The personal example of a brother or sister is more potent than words. What we are is of greater importance than what we say. Nothing we say influences as much as what we how we acl. Our pupils see us as we really ar~', not as we think we are. We cannot hide our faults and defects, for our lives are as mirrors reflecting our inner selves. Our actions will show more plainly than words that we love our way of life, that we are happy, that we are glad to serve God as religious teachers, that our whole aim in life is to save our souls by drawing others to the knowledge and love of God. Let us examine ourselves. Do our words and actions reveal th~ v~rtues expected of a good religious? Are we friendly, 80 March, 1957 RELIGIOUS VOCATIONS patient, courteous, sympathetic? Do we exhibit self-control at all times, show practical piety--not the mushy, sentimental kind, but sincere humble devotion? Have we a prudent zeal'for the honor and glory of God and the salvation of souls? Kindness, charity, and consideration for others are the most attractive virtdes in a religious teacher. A teacher who is just and square, who is honest and sincere will attract more young people to the religious life than another who speaks piously of virtue and love of God, but who may be unjust, insincere, un-sympathetic, and unforgiving. A teacher who holds a grudge or indulges in spiteful remarks will never instill a love for the religious life. Many a vocation has been nipped in the bud or given up entirely because of a sarcastic, unjust, or disagreeable teacher. Remember that a holy and happy religious is the best advertisement for his or her community.': What kind of advertisement am I for my community? Do I repel others by my brusque, sharp, and domineering manners? Am I kind and considerate in my dealings with my pupils?" with my fellow teachers? Do I always remember that I represent the meek and gentle Jesus? Our love, our enthtisiasm and devotion to our work, tour sincere appreciation of our holy vocation will act as a powerful magnet, drawing others to follow more intimately the loving Christ as a priest, brother, or sister. Good example, prayer, sacrifice, and a holy life are the best means by which we may hope to influence others and make them vocation-minded. OUR CONTRIBUTORS RICHARD P. VAUGHAN is an instructor in psychology at the University of San Francisco and clinica! psychologist for the Mc- Auley Clinic, St. Mary's Hospital, 'San Francisco. SISTER M. AURELIA is co-author of Practical Aids for Catholic Teachers and, after teaching school for fifty-four years, is now retired at the Mother House, Millvale, Pennsylvania. DANIEL J. M. CALLAHAN, pro-fessor of dogmatic theology for thirty years, is now engaged in coun-selling and retreat work for priests and religious at Woodstock College, Woodstock, Maryland. R. F. SMITH is a member of the faculty of St. Mary's College, St. Marys, Kansas. 81 The Background :he. ¯ Superna!:ural Lit:e Daniel J. M. Callahan, S.J. m~mO STRIVE for the perfection of the supernatural life is mandatory for us as religious. ~ Obviously then, our asceti-cism must be founded on the truths of faith, and a thorough appreciation of them will be the strongest incentive to the cor-rection of our faults and to the practice of virtue. In con. sequence,, a clear understanding of the supernatural is of primary importance first for our personal sanctity and then for the success of our apostolate, which is, like that of St. Paul, "To announce among the Gentiles the good tidings of the unfathomable riches of Christ, and to enlighten all men as to what is the dispensation of the mystery which has been hidden from eternity in God, who created all things" (Eph. 3:8-9). The present paper aims at the exposition of the background oi: the supernaturalas it appears in divine revelation. Though grafted on the natural, the supernatural life abso-lutely transcends the natural, but the better we comprehend the latter, the more readily shall we apprehend the fo~mer. What then is the implication of a state of nature and of a.completely natural life? Though such a condition never existed for human beings, God could have established 'it and been satisfied with it. It would mean that we w.ould be made up of body and soul, of matter and spirit, together with all the capabi!ities requisite for the discharge of human activity and for the attainment of the purpose of our creation. We would have our present composite nature resulting from the components just mentigned, a human personali~ty equipped for the functions of vegetative, sentient, .rational life and requiring due subordination and coordination to our intellect and will for the perfection of the whole. For a composite entity could subsist and evolve only on the supposi-tion of harmonizing its constituents and bringing them under 82 THE SUPERNATURAL LIFE the confrol of the highest of them. Lack of such subordination would cause life to languish, to disintegrate, and ultimately to cease. In consequence, even a purely natural life would involve struggle because of the two levels in our nature, each of which would be drawn to its own gratification, the merely pleasurable and the morally good. There could be a conflict of passion against will, an experience that could be arduous and distressing, although these unruly impulses would not be irresistible. The free will could and should restrain them through inhibition, modera~ tion, and the stimulation of opposing urges to good. In like manner, through self-love and pride, the free will could rebel against the Creator recognized as Supreme Lord, and sin. Man could arrive at the basic principles of mori~l conduct and realize his obligation to shape his life in harmony with them. He would thus be in possession of natural religion, embracing a body of truths .to be accepted, o~ duties to be fulfilled, and the cor-responding sanctions, full natural happiness or proportionate punishment in a future life, for the observance or violation of such fundamental duties. The creation of the universe, and of man in particular, was utterly gratuitous, the outcome of ineffable love. It was ef-fected, not that God might acquire something hitherto wanting, but in order to share the divine treasures with His creatures. Such is the way of true love: it purposes, not the enrichment of the lover, but that of the beloved. Infinite in every manner, God cannot increase His possessions, but He can and does apportion them among His creatures. To this love we all owe our origin; and, having lavished on man all that is inherent to his nature, the Almighty might have been content with His majestic universe and prescribed for us that we employ our native powers for the acquirement of our perfection and ulti-mate destiny, which would consist in a knowledge and love of God derived from the world around us and in a proportionate 83 DANIEL J. M. CALLAHAN Review fo~" Religious happiness here and in the world to come. The creature man could lay claim to nothing more: But God was motivated by love, and true love never says enough, for its measure is to love Without measure. God could and would do for man something more wonderful. Leaving intact his human nature, God engrafted on it another nature, a reality absolutely transcending the re-quirements and exigencies of his nature, a finite participation in the divine nature, constituting him His child and ordaining him to partake of His life through grace here and through the light of glory in the world to come. In a very summary style, such is the content of the revealed truth of our elevation to the super-natural order. A brief clarification may be desirable. God has made known to us the eternal generation of His divine Son, who while differing in person from the Father, shares in one and the same nature with Him. The Second Person is the natural Son of God, consubstantial with the Father, and with the latter the divine principle from which proceeds the Holy Spirit. This is the adorable mystery of the H01y Trinity. Analogically, in a finite manner, at the moment of man's creation God adopted him, extending to him the divine filiation. Rema!ning a creature, man was elevated to the dignity of son of God, enabled to live on a level exceeding all man's natural powers, and to enjoy forever the immediate vision of God in heaven. We are in the presence of a divine marvel, conferred on our first parents, and sincerely proffered to their offspring. Thrbugh the most disinterested and inexpressible goodness and love, G~d implanted in their souls what, not inappropriately we trust, may be termed a supernatural organism, closely paralleling their natural organism and admirably fitting them i~or their adopted life. This included sanctifying grace, corresponding to the human soul, the infused virtues and gifts of the Holy Spirit, analogous to human faculties, and actual grace to supplement God's natural cooperation in created activities. In virtue of habitual grace we 84 March, 1957 THE SUPERNATURAL LIFE share, in a finite degree, in the divine nature; we are God's'chil-dren and heirs of heaven. The infused virtues and gifts of the Holy Spirit perfect our faculties, and actual grace sets the organ-ism in action, enabling us to perform supernatural, meritorious deeds that confer on us a title to the vision of God and life e~ernal with Him. In addition to this supernatural organism the Creator bestowed on our first parents the prerogative of integrity, a preternatural gift excelling their natural constituents and implying the absence of concupiscence and the control of the passions, which, with-out rendering them impeccable, greatly facilitated the practice of virtue. By nature, too, man is incident to sickness and death, but a specific disposition of divine providence gave assur-ance to him of the immortality of his body. Finally, in order to ready Adam for his role as head of humanity, he was granted infused knowledge of the truths needful for the discharge of his unique responsibility. Such privileges implemented human nature with moral rectitude, adjusted it to the life of gr.ace, and, with the exception of infused knowledge, were not a pdrsonal endowment, but a family patrimony to be transmitted to us, conditioned on Adam's fidelity to God. To enable"them to .merit heaven, our first parents~ retained their freedom, the power of turning from real good to that which is btit apparent good. A divine precept was imposed on them. Satan tempted them to disobedience and because of pride and sensuality they succumbed. With the knowledge of God's liberality to them, His inalienable rights to their compliance, the gravity of the mandate, and the severity of the sanction, their willfulness implied a negation of the Creator's dominion and wisdom, and was a grievous sin. What were the consequences? God might have put them to death immediately, b'ut His goodness and mercy are in the fore. He forebore, and though they had forfeited sanctifying grace God condescended to retain in them the virtues of faith and hope. 85 DANIEL J. M. CALLAHAN Review for Religious Through actual grace He induced them to repent, forgave the .sin, and gave them the assurance of a redeemer who would vanquish the evil spirit and reinstate fallen humanity. Nor was their nature impaired, and though weaker in comparison with the energy it enjoyed through the prerogative of integrity, there~ is no conclusive evidence that it was more feeble than it would have been in a purely natural order. In lieu of inheriting their original patrimony, because of the sin of our first parents, we enter the world destitute of sanctifying grace, the infused virtues, the gifts of the Holy Spirit, integrity and immunity from sickness and death. Our situation is similar to that of a child born after the loss of the father's wealth through fault or financial failure: we have suffered a mo-mentous deprivation, but no injustice. The resultant struggle against our lower nature may be arduous and protracted, .but God will never be wanting with His grace and we can achieve victory. Having vividly depicted this inner conflict, St. Paul poses the question: "Unhappy man that I am, who will deliver me from the body of this death?" And he replies at once: "The grace of God through Jesus Christ." Salvation is attainable only through the grace merited ~or us by Christ. Impelled by purest love and measureless kindness, through the mystery of the Incarnation the Second Divine Person became one of us that through our incorporation in Him we may be one with Him. Through a life of obedience and self-abnegation, of adequate and even super-abundant reparation, our Blessed Lord compensated the divine majesty outraged by sin, rendered to God perfect praise, glory, service, and thus reinstated us in the supernatural life. Such is the Catholic dogma of the redemption, operative through the foreseen merits of Jesus from the Fall and effective for all time. Through the infusion of sanctifying grace original sir/ is remitted, and our natural faculties are properly orientated 86 March, 1957 THE SUPERNATURAL LIFE a.nd fortified by means of the infused virtues, .~the,gift~. of the Holy Spirit and actual graces. Christ established the Church,in which and through which He perpetuates His religion, a~suring to God perfect worship, and to us divine truth, wise guidance, and transcendent sanctity. The universal Mediator, the magnetic Ideal for all, through His transforming, divinizirig grace, remedies ~he disasters of sin, and through His sacraments and constant inspirations enables us to approximate the blessed statue of integ-rity forfeited through sin, thus restoring peace, s.ecurity, unioii here, and effortless beatitude in the life beyond. In conclusion, it may be well to assess our practical appr~ci.a-tion of the supernatural and of our superhuman dignity as chil-dren 6f God, brothers and sisters of Jesus. As religious we have superior advantages and we are circumscribed with every safe-guard. Profound faith, constant vigilance tempered with con-fidence, recollection, prayer, self-abnegation are the most appro-priate expression of our gratitude and the efficient means of expanding our new life in Christ, SOME BOOKS RECEIVED [Only books sent directly to the Book Review Editor, West Biaden College, West Baden Springs, Indiana, are included in our Reviews and Announcements. The following books were sent to St. Marys.] Nature: The Mirror of God. Report of the Thirty-Sixth Annual Meeting of the Franciscan Educational Conference, St. Anthony" on-the-Hudson, Rensselaer, N. Y., Aug. 16-19, 1955. By the Fran-ciscan Educational Conference, D.C. $3.50 (paper ~over). Hacia el origen del hombre. Pontificia, Comillas (Santender). The Bible and the Liturgy. Capuchin College, Washington 17, By V. Anderez, S.J. Universidad 120 pesetas (paper cover). By .Jean Danielou, S.J. University of Notre Dame Press, Notre Dame, Indiana. $5.25. The New Ritual: Liturgy and Social O~der. Proceedings of the National Liturgical Week, Worcester, Mass., 1955. By the Liturgical Conference, Elsberry, Mo. $2.00 plus 8c postage (paper cover). The Family Rosary Novena. By Leo M. Shea, O.P., and William Sylvester. Catholic Art Services, Inc., 500 South 4th St. Minneapolis, Minn." $1.00 (paper cover). 87 The I:: lucat:ion and Format:ion ot:: Religious Priest:s Pope Pius XII [EDITORS' No'i~E: This apostolic constitution was issued May 31, 1956, under the title Sedes Sa~ientiae. It states the general principles which are to govern the formation of religious destined for the priesthood. Many of these principles, we think, will be of interest to all religious. The original Latin text appeared in the ilcta/l~ostolicae Sedis, 1956, pp. 354-65.] sEAT OF WISDOM, Mother of God Who is the Lord of all k~owledge, and Queen of the Apostlesmsuch is the Most Blessed Virgin Mary, to whose honor We dedicated an entire holy year. With special reason, then, is she considered the Mother and Teacher of all those who embrace a state devoted to. the acquiring of perfection and at the same time st'~ivd to carry on the apostolic warfare of Christ the Highpriest. The pursuit of so excellent a vocation--religious, and at the same kime priestly and apostolic--urgently demands for its effective realization the leadership and assistance of her who has been appointed the~ Mediatrix of all graces pertaining to sancti-fication and who is rightly called the Mother and Queen of the Catholic priesthood and apostolate. We earnestly implore her favor, therefore, that just as she has procured for Us light from above in framing these regulations, so she may by her. protection assist those whose duty it will be to put them into effect. In the gracious kindness of God's providence it has hap-pened that, throughout the centuries, Christ the Redeeemer has breathed into souls of His predilection in an interior and, as it were, mysti~ conversation that invitation once offered in His living voice to the young man who asked Him about eternal life: "Come, follow Me" (Mt. 19:21). Some of those who by the grace of" God heard that call and like the holy apostles pro-claimed, "We have left everything and followed Thee" (Mt. 88 RELIGIOUS FORMATION 19:27), were also made by our Lord "fishers of men" (Mt. 4:19) and "laborers" chosen by Him to be sent "into His vinyard" (Mt. 9:38). This double vocation occurs today just as in former times, since the union of the states of religious perfection with the priestly dignity and apostolic ministry has become daily more frequent and intimate. For, generally speaking, the monks of antiquity wer.e not priests. The few among them who were forced almost of necessity tb accept the prie.sth.ood in order to convert men to Christianity were somewhat drawn away from their own Rule. In later times the mendicants, although imbued~ with an admirable apostolic zeal, were not all required by their Rule to be priests. Even the holy Father of Assisi himself was not a priest. The canons regular on the contrary, and especially the clerks regular, by a special divine vocation received and exer-cised sacred orders. Finally, innumerable congregations and so-cieties of common life imitated them as clerical institutes. To these are added in our own day (fo~ ~God always provides for the needs of each age) some secular clerical institutes. Besides, at the present time, even in the older orders of the Latin Church which are not formally lay orders, all the mem-bers, with the'exception of those who ard called coadjutors or conversi, are destined for the priesthood, which is, in fact, a strict requirement for those who govern these orders. Consequently, in our time the Church has the benefit of a great host of ministers who devote themselves both to the acquisi-tion of. perfection by the practice of the evangelical counsels and to the fulfillment of the priestly office. This multitude of men constitutes what is called the religious clergy, side by side with those who are called the secular or diocesan clergy. Both are vigorous and flourish in the spirit of fraternal emulation and fruitfully assist one ariother under one and ihe same supreme authority of the Roman Pontiff, with due respect, of course, to the power of the bishops. 89 P~us XII Review for Religious In'order to attain properly 'and surely their double end, it ~must be evident to all that the religious clergy need wise norms by which to guide and promote their education and formation, whether it be religious or clerical and apostolic. Hitherto this need has been satisfied chiefly by the stitutions and' statutes ~of each group by which the training of the young men and their course of studies are regulated; and, of course, prescriptions and regulations of the Holy. See are' not completely lacking. Still, a set of general, coordinated, and more complete, norms which would be supported by the apostolic authority and which would be universally obseived has long been desired in order that this important work, which is of the highes.t moment for the good of souls, may be placed on a sedure foundation .and with continuous and fitting effort~ may be fruit-fully developed and perfected. So excellent a work requires the constant vigilance of the Apostolic~ See itself. Indeed, the diocesan seminaries, which are institutions for the common good in the Church, are under the active care and perpetual control of the Sacred Congregation of Seminaries and Universities. By the same token schools which are recognized and sanctioned by the Church as proper to those who are tending to perfection are likewise institutions for the common good and are subject to the authority of the Sacred Congregation for Religious. It was for these many reasons that, by Our apostolic author-ity, we ratified in 1944 within the Sacred Congregation for Religious, "the erection and establishment of a special committee or commission of qualified men who are to investigate all the questions and matters in any way" pertaining to the religious and clerical education of aspirants, novices, and junior members of any religious order or.society of men living the common .life without vows and also their instruction in letters, the sciences, 'and the ministry" (AAS 36 (1944), 213). 90 March, 1957 RELIGIOUS FORMATION This committee was ~made up of experienced men from different religious bodies and different nations. When the gen-eral congress of the states of perfection was called in 1950, all the existing documents which were relevant had been examined, details of information had been gathered from all parts of the world in accordance with the circular letters sent to all general superiors, and an immense file had been accumulated. After-wards, using various appropriate proposals suggested during the congress, the commission reconsidered and revised the schemata already prepared and finally submitted them for Our approval. Now, therefore, We are issuing a number of statutes, with a preamble containing certain fundamental principles and norms concerning the education and formation--religious as well as priestly and apostolic--of candidates. These principles and norms are to be kept in mind at all times by everyone concerned. II. In the "first place, We wish it to be clear to all th~it the foundation of this entire life, which is called the divine vocation, whether it be religious or priestly and apostolic, consists of two essential elements, one divine and the other ecclesiastical. In regard to the first, the vocation from God to enter the religious or priestly state is so necessary that, without it, the very founda-tion on which the whole edifice rests must be said to be wanting. If God does not call a candidate, His .grace does not move 'nor help him. Indeed, a true vocation to any state must be regarded as, in a measure, divine, in the sense that God Hims.elf is the principal author of all states and all dispositions and. gifts, whether natural or st~pernatural. Bu~ this is especially true of a religious and priestly vocation which is resplendent with so sublime a title and which abounds with so many natural and supernatural endowments that it cannot but "descend from the Father of lights from whom every best and perfect gift comes" (James 1:17). 91 PIUS XII Review for Religious The second element of oa religious and sacerdotal vocation, as the~ Roman Catechism teaches, is this: "Those are said to be called by God who are called by the lawful ministers of the Church." This by no means contradicts the things We have said about the divine vocation; rather it is most closely associated with them. The divine vocation to the religious and clerical itate means that one is destined to lead publicly'a life of self-sanctifiCation and to exercise a hierarchical ministry in the Church which is a visible and hierarchical society. Consequently, this vocation must be authoritatively approved, accepted, and controlled by the hier-archical superiors to .whom the government of the Church has been divinely committed. All who are charged with the task of bringing to light and testing such vocations must be alert to these truths. They must never in any way force a person to embrace the priestly or religious state, nor may they persuade or accept anyone who does not clearly show the true signs of a divine vocation. Similarly, no one must be urged to the clerical ministry who indicates that he has received from God a vocation only to the religious life. Moreover, those who have° been given the gift of a religious vocation must not be pressed or drawn into the secular, clergy. Finally, let no one be turned from the priestly state who is known by definite signs to be divinely called to it. Evidently, then, those who aspire to do service as clerics in the state of perfection and for whom these norms are estab-lished must have at the same time all those qualities which are required to constitute a multiple vocatibn of this kind, religious as well as sacerdotal and apostolic. Consequently, all the gifts and qualities which are considered n~c'essary for the fulfillment 6f divine offices so sublime ought to be found in them. III. Moreover, the ~eeds of the divine vocation and the qualities required for it, even when present, obviously need education and 92 March, 1957 RELIGIOUS FORMATION formation to develop and mature. Nothing is immediately perfect at birth, but attains perfection by degrees. In regulating this development all the circumstances both of the person who has been divinely called and of place and time must be taken into account in order that the desirdd end may be effectively reached. The education and formation of the junior members, therefore, should be thoroughly sound, enlightened, solid, and complete. It should be wisely and courageously adapted to present-day needs whether internal or external. It ought to be assiduously developed and watchfully tested with regard to the perfection both. of the religious and of the priestly and apos-tolic life. We know from experience that only proven and well-chosen teachers can do'.all this. These men.mult not only be eminent in learning, prudence, and the discernment of spikits and well-equipped by their varied experience of men and affairs and by their other human gifts; but they must also be filled with the Holy Spirit and that sanctity which will make them an example of virtue before the eyes of the young men. In the whold matter of education, certainly, men are more atkracted by virtue and a good life than by words. In the accomplishment o~ this important task, ~:he first rule for the educator should be that which our Lord proclaimed in the Gospel: '!I am the good shepherd, the good shepherd gives his life for his sheep , . . I am the good shepherd, and I 'know Mine. and Mine know Me" (Jn. 10:11, 12, 14). St. Bernard expressed the same rule in these words: "Learn that you must be mothers of your subjects and not lords: strive rather to be loved than to be feared'~ (Sermon 23, On the Canticles). The Council of Trent likewise frequently exhorts that ecclesiastical superiors "must first be admonished to remember that they are shepherds and not tyrants and that they must so rule their subjects as not to domineer over them but to :love them as sons and younger brothers. They ought to endeavor by exhortation and admonition 93 PIUS XII Review for Religious to deter them from what is unlawful lest they be compelled to administer due punishment after faults have been committed. Yet if, through human frailty, their subjects have done wrong, t.hey must observe the precept of-the Apostle, and reprove, entreat, rebuke them in all kindness and patience. Benevolence towards those who need correction is certainly more efficacious than severity, exhortation is better than threats, and charity accomplishes more than force. If on account of the gravity of the offense, there is need of the rod, then rigor must be tem-pered with gentleness, justice with mercy, severity with clemency. Thus, without harshness, the discipline so salutary and necessary for public order may be maintained; those corrected may amend their ways; or, if they are unwilling to repent, others may be deterred from wrongdoing by the wholesome example of their punishment" (C.I.C.c. 2214, § 2; Conc. Trid. sess. XIII de ref. cap. 1). :~ Moreover, let all those who in any way are charged with the instruction of candidates remember that this kind of education and formation demands an organic progression in which all suitable resources and methods are used according to circum-stances. The whole ~nan must be considered under every aspect of his vocation so that he may be molded in every part into "a perfect man in Christ Jesus" (Col. 1:28). As to the means and techniques of training, manifestly those based on nature itself and those which are supplied by the human research of our day, if they are good, are not to be despised. In fact, they should be highly esteemed and wisely used. Nevertheless, no error could be worse, in the formation of such select subjects, than to rely solely or too much on natural means of this kind, and to esteem of less importance or to neglect in any waylthe instruments and resources of the supernatural order. Indeed, to attain religious and clerical perfection and an abundance of apostolic fruit, the supernatural means, such as the sacraments, prayer, mortification, and others of this kind ~ire not merely neces-sary but primary and altogether essential. 94 March, 1957 RELIGIOUS FORMATION While keeping this proper order of procedures and means, however, nothing should be neglected that conduces in any way to the perfection of body and mind, to the: cultivation .of all the natural virtues and to the vigorous formation of the whole man. Thus, the supernatural formation, whether religious or priestly,' will adhere to a very solid foundation of natural goodness and cultivated humanity. Surely, the way to Christ becomes easier and more secure for men, io the extent that there appears in the person of the priest "the goodness and kindness of God our Savior" (Tit. 3:4). Although the human and natural formation of.the religious clergy is to be highly esteemed by all, there must be no doubt that supernatural sanctification of the soul holds the first place in the total course of training. For if the admonition of the Apostle pertains to every-Christian: "This is the will of God, your sanctification" (I Thess. 4:3), how much more does it apply to a man who has not on!y been enriched by the priegt-hood but who has p-ublicly professed his intention of striving for evangelical perfection itself? Indeed, by his office he becomes an instrument for the sanctification of others. Upon his own sanctity, therefore, depend in no small measure the salvation of souls and the spread,of the kingdomof God. Let everyone, then, in those states devoted to the acquisition of evangelical perfection remember and frequently consider be-fore God that they do not sufficiently fulfill the duties of their profession if they avoid grave sins or, with God's help, even venial sins. It is not sufficient to carry out only materially the precepts of superiors nor even to observe the vows or the obligations by which one is bound in conscience. It is not sufficient, finally, to obey one's own constitutions, according, to which, as the Church commands in her sacred canons, "each and every religious, superior as well as subject, is bound to order his life . . . and thus tend to the perfection of his state" (C.I.C. c. 95.3). All this they must do with full spirit and a burning 95 Review fo~¯ Religious love, not just from necessity, but also "for conscience's sake" (Rom. 13:5). Assuredly, if they are to ascend the heights of sanctity and to show themselves living fountains of Christian charity to all, they must be on fire with unbounded love towards God and neighbor and be adorned with every virtue. IV. When provision has been made for the sanctification of ,the soul, care must also be given to the most exact intellectual and pastoral education of the religious clergy. In view of its importance and aware of Our supreme duty, We desire to set forth and to recommend somewhat more fully the principles concerning this education. Both solid instruction, 'which is complete in every respect, and intellectual formation are most necessary for such religious. This need is clearly and fully deduced from the threefold dignity, religious, priestly, and apostolic, which they assume in the Church of God. The principal duty of religious men is to seek God alone and, adhering to Him, to contemplate divine things and transmit them to others. ' They must remember, however, that they can in no wise rightly and fruitfully fulfill this holy duty and attain to sublime union with Christ, if they lack that copious, profound, and ever more perfect knowledge of God and His mysteries which is derived from sacred learning. It is the priestly dignity of one who is distinguished as an ambassador of the Lord of all knowledge that causes him with special appropriateness to be called "the salt of the earth" and "the lightof .the world" (Mt. 5:13i 14). This dignity demands a full and solid training especially in ecclesiastical subjects, those, namely, which can nourish and strengthen the spiritual life of the priest himself and keep him free from every error and unsound novelty. This learning, besides, will make him a faith-ful "steward of God's mysteries" (I Cor. 4:1, 2) and a perfect 96 March, 1957 RELIGIOUS FORMATION" man of God, "fully equipped for every good deed" (II Tim. 3:17). Each member of the states of perfection fulfills his apostolic office in the Church according to his own vocation--by pious sermons to the people, the Christian education of boys and young men, the administration of the sacraments and especially penance, missions to unbelievers, the direction of souls in the spiritual life, or by his very manner of daily living with the people. Such works, however, will not be able to bring forth rich and long-lasting fruit~ unless the ,religious themselves have thoroughly learned the sacred teaching and deeply penetrated it by continual study. In order to achieve this solid and complete intellectual education and formation, in accordance with the natural progress of the .young men and the orderly distribution of studies, the superiors should diligently see to it that, with respect to the knowledge of letters and other subjects, religious students "be at least equal to the lay students who are following the same courses. If this is secured, the minds of the students will b'e more exactly developed anda selection can be made mbre easily at the proper time" (Plus XII, iVlenti noslrae, 23 Sept. 1950). Likewise, the young men will have been prepared for a more profound understanding of their ecclesiastical studies and equip-ped with suitable aids. Only qualified and carefully selected teachers should in-struct in the fields of philosophy and theology, and everything enjoined by the sacred canons and the prescriptions of Our predecessors as well as Our own must be religiously observed: Due reverence for and absolute fidelity to the ecclesiastical magis-terium especially should be professed always and everywhere and should be instilled into the minds and hearts of the "students. They should learn that prudence and caution must always ac-company the diligent and commendable investigation of' new questions which arise with the progress of the times. The method; 97 P~us XII Review fo~" Religious teachings, and principles of the Angelic Doctor are to be retained and universally followed in the philosophic and theological edu-cation of the students. With Aquinas as guide and teacher, all ought to teach theology according tO a method at once positive and what is called scholastic. In the light of the authentic magisterium, the sources of divir~e tevelati, ot~ 'should be accurately scrutinized' with the help of all suitable aids. Then let the treasures of truth thus obtained be clearly developed and effectively defended. Since the dep'osit of revelation his been entrusted solely 'to the magisterium of the Church' for authentic interpretation, it must be faithfully ex-plained not in a merely human way, by private jhdgment, but according to the sense and mind of the Church. Let the teachers of Christian philosophy and theology know, therefore, that they do not teach in their own right and name but only in the name and by the authority of the Church and hence under her watch-ful direction. From her they have received the canonical mission to exercise their ministry. Wherefore, while due liberty of opin-ion is preserved in matters which are still disputed "they must remember well that the faculty to teach has not been given them in order that they may communicate to the students their own conjectures and opinions of their subject, but that they may im-part to them the approved doctrines of the Church (St. Pius X, Motu proprio Doctoris Angelici, 29 June, 1914). Moreover, let all, both teachers and students, keep in mind that ecclesiastical studies do not aim merely at intellectual train-ing but strive for an integral, solid formation, whether religious or priestly and apostolic. Hence, they are not to be directed simply to the passing of examinations but to the impressing of a form, so tospeak, on the minds of the students, a form which will never" slip away, and from which, when the occasion arises, the student can always draw light and strength for his own needs and the needs of others (Cf. Plus XII, Address to Students, 24 June, 1939). 98 March, 1957 RELIGIOUS FORMATION To this end, intellectual instruction must first of all be closely joined with zeal for prayer and the contemplation of divine things. It must be so complete that no part of the pre-scribed subjects is omitted. It must be coherent and in every respect so compact and sound that all the subjects harmonize and form one solid and properly ordered system. It must also be wisely adapted to refuting the errors and meeting the needs of our day. It should include modern findings and at the same time be very much in harmony with venerable tradition. Finally, it should be effectively directed to carrying out fruitfully pastoral duties of all kinds. As a result, future priests who are so in-structed will be able to set forth and defend sound doctrine easily and accurately in sermons and catechetical instructions to learned and unlearned "alike, to administer the sacraments pro-perly, to promote actively the good of souls, and to be useful to all in word and deed. Assuredly, all that We have thus far said about the spiritual and intellectual formation of students especially tends towards and is clearly necessary for the molding of truly apostolic men. In fact, if due sanctity, and learning are wanting in a priest, obviously everything is wanting. Nevertheless, in order to satisfy Our most serious duty, we must add here that, besides sanctity and adequate knowledge, the priest certainly needs a careful and thorough pastoral preparation to fulfill his apostolic min-istry properly. In this way true skill and readiness in under-taking the multiple works of the~ Christian apostolate will be pro-duced and developed. It is clear that, if diligent preparation in theory, in technique, and in the skill acquired by long practice is an ordinary pre-requisite for the exercise of any art, then the formation required for that which is deservedly called the art of arts must be equally diligent or rather more exacting and profound. 99 PIus XII Review fo~" Religious This pastoral formation of the students is to begin as they enter upon the course of studies; it is to be gradually perfected in the course of time; and the final consummation is to be achieved, when the theological course is completed, through a special period of probation. According to its special end, each institute ought to strive, in the first place, ,that those who are to. be the future ministers and apostles of Christ should be solidly and deeply imbued with and practiced in the apostolic spirit and virtues, according to the mind of Chriit Himself. They' should have an ardent and most ptire desire to promote the glory of God; an active and burning love for the Church, both in protecting her rights and in preserving and spreading her doctrine; an inflamed zeal for the salvation of souls; a supernatural prudence in word and deed united with evangel-ical simplicity; a humble abnegation of self and complete submis-sion to superiors; a firm confidence in God and an acute aware-ness of their own duties; manly ingenuity in undertaking works and constancy in pursuing them once begun; a great soul pre-pared to do and suffer anythingf even the hardest; finally a Christian amiability and human kindness which will draw all men. There is, besides, another end to be sought in imparting pastoral training, According to the level of progress in studies, the students should be instructed in all those subjects Which are especially conducive to forming in. every way the "good soldier of Christ Jesus" (II Tim. 2:3) and to equipping him with proper apostolic weapons. Hence, in addition to the philo-sophic and theological studies, which, should also be suitably ordered to pastoral activity, as We have said, it is very necessary that instruction be given to the future shepherds of the Lord's flock in psychology ,,and pedagogy, in didactic and catechetical methods, and in other social and pastoral matters, under experi-enced teachers and accor~ling to the norms of this Aposto!ic. See. This training should correspond to modern advances in these subjects and make the young men fit and ready for the mani-fold needs of the preserit-day apostolate. 100 March, 1957 RELIGIOUS FORMATION In order that this doctrinal education and formation in apostolic matters may be confirmed by use and practice it should be accompanied by exercises which are wisely adapted to the level of development and prudently regulated. We desire that these exercises be carried on, perfected, and continually strength-ened, after the promotion to the priesthood, in a special pro-bation under experienced men who will direct by their teaching, advice, and example while at .the same time the sacred studies are continued without interruption. Now that We have stated these general principles by which the work of education of the teachers and students are to be molded and directed, We decree and declare, after mature and thorough deliberation, with certain knowledge and with the fullness of. apostolic authority, that the general norms under each heading of serious import are~ to be observed by all to whom they pertain. We also grant to the Sacred Congregation for Religious the power to implement under Our authority .and by means of ordinances,, instructions, declarations, interpreta-tions, and other such documents the General Statutes already approved by Us. The same Sacred Congregation is authorized to take all the steps that will tend to the faithful observance of this constitution, the statutes, and their ordinances. Everything to the contrary notwithstanding, even though worthy of special mention. Given at Rome, from St. Peter's, the thirty-first day of the month of May, feast of the Blessed Virgin Mary, Queen of the World, in the year of Our L~rd one thousand nine hundred and fifty-six, the eighteenth of Our pontificate. PIUS XII POPE 101 Survey oJ: Roman Document:s THE PRESENT ARTICLE will survey the principal Roman documents which appeared in the ~!cla/l/~osto!;cae Se~/is (AAS) during the period June 1, 1956, to September 30, 1956, inclusive. It should be noted that in the course of the article all page references to AAS, unless otherwise noted, are to the 1956 AAS (volume 48). During the four month period of this survey, only one document was published in AAS that directly referred to religious life. This document was an instruction of the Sacred Congrega-tion of Religious, issued on March 25, 1956 (AAS, pp. 512- 526). The instruction deals with.the cloister of those religious women who in strict canonical .terminology are called nuns. Henceforth, the document states, all nuns, even those who, by temporary exception, pronounce only simple vows, must accept and retain either major or minor papal cloister if they wish to retain the name and canonical status of nuns. Since Father Gallen in the January, 1957, issue of I~EVlI~W FOI~ RELIGIOUS (pp. 36-56) has adequately covered the detailed legislation on major and minor cloister that is contained in the instruction, there is no need to include a summary of the document in the present article. The Church and the Life of Worship Since religious by vow and by name have a special relation' to that virtue of religion which is concerned with the worship due the Divine Majesty, it is fitting that the next documents to be considered should be those which deal with public or pri-vate worship and with the Church in which the life of worship should be exercised. 102 ROMAN DOCUMENTS On September 2, 1956 (AAS, pp. 622-627), the Holy Father delivered a radio message to the city of Cologne, Germany, where German Catholics had gathered to attend the Eighty-seventh Congress. of German Catholics. Taking as his own the general theme of the Congress "A sign to the nations," the Pontiff proceeded to outline three ways in which the Church today is clearly and truly a sign to the nations of the world. The first way in which the Church is such a sign derives from the consid-eration that, ~although erroneous ideologies of the last century have attempted to introduce themselves into the Church, still she has always kept safe and intact all the dogmatic truths confided to her by her divine Founder, Christ our Lord. The Church's social teaching, both" in the past and in the present, is the second reason why the Church today continues tO be a sign to the nations. The third reason why today's Church continues to fulfill the prophecy of Isaias is to be found in the persecutions which the Church has undergone in recent years, for these persecutions show clearly that the Mystical Body which is the Church i~ even now participating in the wounds of Christ her Spouse. The public worship of the Church is in some way touched upon by the Holy Father in two documents from the period surveyed in this article. The first of these documents gives the text of the radio address delivered by Pius XII on May 6, 1956 (AAS, pp. 475-480), to the Fifteenth National Eucharistic Con-gress of Italy. The speech, though brief, gives a moving descrip-tion of the need that the modern world, splintered and divided by hatreds, has for the Eucharist which is the sacrament of unity and the bond of charity. The second document which is concerned with the life of worship also concerns the sacrament of the Eucharist, being a message sent on June 25, 1956 (AAS, p.p. 578-579), by the Holy Father to the. Sixteentl~ National Eucharistic Congress of France. The Vicar of Christ has only piaise for the priests and 103 Review for Religious faithful of France because of their desire for a living celebration of the liturgy of the Church; but he also reminds them that to this must be joined an intelligent and fervent devotion to Christ present in the tabernacles of their churches. In the life of the priest especially, continues the Pontiff, nothing can replace long and quiet prayer before the Blessed Sacrament. During the four months surveyed in this article the Holy Father has also contributed to the private worship and devotions of Catholics by personally composing and publishing three prayers enriched with partial indulgences (AAS, pp. 592-59J; 641-642). The first prayer is a prayer to be said l~y priests for the sanc-tification of priests. The second prayer is for the same inten-tion but to be recited, by the faithful. The third prayer is one composed in honor of our Lady, the Mother of Orphans. A partial indulgence of a thousand days is granted each time any of these prayers is recited; as is clear fi'om the nature of the first prayer, the indulgence attached to it can be gained only by priests. Medicine and Morality On May 8, 1956 (AAS, pp. 454-459), the Holy. Father addressed a group of coronary specialists. The body of the Pope's allocution consisted of a remarkable survey of the'history of recent heart research and manifests a surprising grasp of contemporary problems and difficulties in the treatment of heart diseases. The introductory and concluding "paragraphs of the allocution are also noteworthy for the Christian conception of care for the sick which they suppose and imply. At the beginning of his allocution the Holy Father recalls that bodily pain affects the entire man even to the deepest recesses of his moral being; for it compels a man to. reconsider his pur-pose in life, his attitude .towards God and neighbor, and the meaning of his existence on thik earth. Hence medical science, if it wishes to be truly humane, should also treat the entire man. It is here, continues the Pontiff, that medicine 'experiences its 104 March, 1957 ROMAN DOCUMENTS own weakness, for it has .neither the authority nor the power to enter the realm of the human conscience. Medical science then must seek elsewhere that further aid which will extend and com-plete the work of medicine itself. At the conclusion of this same allocution Plus XII has oc-casion to mention the necessity of stressing the prevention of heart disease by the observance of those laws of hygiene which are dictated by the very structure and functioning of the human body.~ These laws of hygiene, he adds, should occasion the re-membrance of a higher disciplinemthat of the human spirit-- which consists in large part in a humble submission to the world as God has created it and to human society with the laws that govern it. Moreover, the recognition of God's sovereignty and of His merciful interventions in the history of mankind will lead to the acceptance" of pain and even of death; death, indeed, will lead man to the presence of God and it is this ultimate conclu-sion of the drama of human life that enables the sick to accept pain and that gives to those who care for the sick a real understanding and an efficacious program of aid. A few days after the preceding address, the Holy Father spoke to another group of medical men, this time eye specialists (AAS, pp. 459-467). The main topic of the allocution centered around the moral issues involved in the transplantation of a cornea "from a dead human body to a living person. Before considering this matter, however, the Holy Father took time to clarify certain other points which deserve mention here. The first point is concerned with the morality of hetero-grafts, that is, with the transfer of tissue or organs from animals to men. The morality of such transplants, says the Pope, must be determined by considering what tissue or organ is involved in the transfer. To transfer animal sex glands to a human body is immoral while the transfer of an animal cornea to a human eye causes no moral difficulty, providing the transfer is bio-logically possible and warranted. 105 R. ~F. SMITH Review for Religious The Pontiff then considers an argument sometimes used to justify the removal of the organs required in transplantations from one human person to another. The .argument, remarks the Holy Father, states that just as in the case of a single human being it is permissible in cases of necessity to sacrifice a particular organ for the good of that individual's organism considered as a whole, io also it should be equally permissible to sacrifice a member or an organ of an individual for the sake of that other organism or totality, "humanity," which is present in the person of a suffering patient. Pius XII, however, is quick to point out that this argument neglects the essential difference that exists between a physical organism and a moral one.1 In the physical organism of an indi-vidual human being, the members or-parts are so absorbed into that organism that they possess no independent existence and have no end other than that of the total organism. On the con-trary, in a moral organism such as humanity individual human beings are but ~unctional parts of that organism, which, there-fore, can make demands of them only on the level o~ action. As far as physical existence is concerned, individual human beings are in no way dependent on each other or on humanity. Humanity then has no right to make demands on individuals in the realm of physical existence. Hence, concludes the Holy Father, "humanity" can not demand the excision of an organ of an individual human, being, for such a demand moves principally in the realm of physical existence. The Vicar of Christ turns now to a consideration of the main theme of the allocution: the morality of the transfer of a cornea from a dead human body to the eye of a living person. Morally speaking, states the Holy Father, there is no objection 1The matter of physical and moral organisms has been considered by the Holy Father previously. Not all theologians have agreed in the interpretation of the Pope's teaching; for an introduction to the entire question, see Gerald Kel|y, S.J,, ~'Pope Pius XII and the Principle of Totality," T/~eological Studies, 16 (1955) 373-96, and "The Morality olc Mutilation: Towards a Revision of the Treatise," Theological Studie~, 17 (1956) 322-44. 106 March, 2957 ROMAN DOCUMENTS to such operations considered in themselves. On the one hand, such operations correct a defect in the patient; on the other hand, such operations do not violate any property riglits of the dead body, for a corpse is not the subject of rights. This last statement does not mean, he continues, that there are no obligations whatsoever with regard to the corpses of human beings. On the contrary, it is morally erroneous to regard a human corpse as on exactly the same level as the dead body of an animal. There remains in a human corpse, something of the dignity that belonged to it as an essential part of a human person; it was made to the "image and likeness of God"; to it in a cer-tain sense can be applied the words of the Apostle (I Cor. 6: 19) : "Know you not that your members are the temples of the Holy Ghost, who is in you?"; and finally this dead body is destined for resurrection and eternal life. None of this, adds the Holy Father, prevents the use of human corpses for legitimate medical study and research. The removal of the cornea from a human corpse, the Roman Pontiff goes on to say, can become illicit if it involves a violation of the. rights and feelings of the parties who are re-sponsible for the body. Neither would it be equitable that only the bodies of poor patients in public clinics and hospitals should be destined for such medical and surgical use. The Pope concludes by pointing out that public authority must likewise show respect and ~onsideratidn for human corpses. Moreover, the rights of the next of kin should be honored by public authority, though in cases where there is suspicion of death from criminal cause or where danger to public health is involved it may be necessary to give human corpses into the charge of public authority. Membdrs of the Second World Congress on Fertility and Sterility were addressed by the Holy Father on May 19, 1956 (AAS, pp. 467-474). His Holiness points out that the work of the Congress with regard to the causes and cure of involuntary 107 R. F. SMITH Review for Religious conjugal sterility is most important. Such sterility, he says, is a matter not only of social and economic concern, but it also in-volves s1~ritual and ethical values. It is eminently human that man and wife should see in their child a full and complete expres-sion of their mutual love and surrender. For this reason invol-untary sterility can be a serious danger to the stabil!ty of their union. Moreover, marriage unites two persons in a common march to.wards an ideal: the achievement of those transcendent values which the Christian revelation proposes in all their gran-deur. The married couple pursue this ideal by. consecrating themselves to the attainment of the primary end of marriage, the generation and education .oi: children. Fatherhood and motherhood, then, constitute the end to which all other aspects of n~arried life are subordinate. As the Church has always taught, the common, external life of man and wife, their personal enrichment eve~ intellectually and spiritually, and the spiritual profundities of their married love have all been placed by the Creator at the service of posterity. The Church, moreover, has steadfastly avoided the mentality which separates in the act of generation the biological activity from the personal relationship of the married couple. On the contrary, the biological conditions of generation must be placed in the unity of the human act of conjugal union which involves organic functions, sensible emotions, and the animating spiritual and disinterested love. These difl:erent aspects, says the Holy Father, may never be separated to the point of positively excluding either the pro. creative intention or the conjugal relationship. The relation-ship which unites the parents to their child°is rooted, it is true, on the organic level; but its deepest roots are to be found in the deliberate choice of the parents whose will to give themselves to each other finds its true flowering in the being which they bring into .the world. Only such a consecration could guarantee that the education of the children would be carefully, courageously, 108 March, 1957 ROMAN DOCUMENTS and patiently provided for. Human fecundity, then, over and beyond the physical level, reveals essential moral aspects which it is necessary to consider even when treating that fecundity from a medical viewpoint. These moral aspects, the .Holy Father warns, must always be kept in view when methods of artificial insemination are con-sidered. Indeed, if by artificial insemination is meant fecunda-tion that is achieved entirely apart from that human act that is naturally the cause of human conception, then such artificial insemination must be completely avoided. Such insemination exceeds the limits of the marriage contract which gives the couple the right to exercise their sexual powers only through the natural accomplishment of the marriage act. Nor can such artificial fecundation be justified by reason of the intended offspring; for the matrimonial contract is not concerned with such intended off-spring, but with the natural acts which are destined for the engendering of new life. Moreover, the Holy Father's audience was reminded, any method of procuring human semen by direct, voluntary, and solitary exercise of the procreative faculty is like-wise forbidden; such actions, being of their very nature illicit, may never be permitted in any circumstances. The Vicar of Christ concludes his a11ocution with words that will have special meaning for all religious. He recalls to his listeners' minds a fecundity far higher than that of natural human fecundity. This higher fecundiCy is that of lives entirely consecrated to God and to neighbor; this fecundity involves the entire renouncement of family life, not indeed from a fear of life and its struggles, but from a realization of the destiny of man and of that universal love which no carnal affection is able to ¯ restrict. This, says the Holy Father, is the most sublime and the most enviable fecundity possible to a human being, for it transcends the bio.logical level to enter that of the spirit. As a conclusion to this sect.ion, it may be noted that on June 3, 1956 (AAS, pp. 498-499), the Holy Father gave a short 109 R. F. SMITH Review for Religious address on the nature and purpose of Canon Law in the life of the Church. Finally, the decisions of the Rota for the year 1955 may be found in AAS, pages 375-436. Miscellaneous Topics Several Roman documents between June 1 and September 30 were concerned with the saints of the Church. In two radio addresses, one to Rouen, France, the other to Loyola, Spain, the Holy Father gave clear proof that his oratorical powers are unabated. In the address to Rouen, the Pope, after giving a remarkable analysis of the Christian ideas and spirituality that shine forth in the very structure of cathedrals like that of Rouen, delivered an inspiring panegyric of St. Joan of Arc, praising her fidelity to her vocation, her consecration to an ideal, and the generosity of her total sacrifice. In the address to Loyola, the Holy Father (AAS, pp. 617-622) gave a spiritual profile of St. Ignatius Loyola, saying that the saint was characterized by the purest love of God which flowed over into an unconditional service of Christ manifested by intense love of the Church, the Spouse of Christ, and by total obedience to the Roman Pontiff, the Vicar of Christ on earth. The Sacred Congregation of Rites published several docu-ments dealing with one or other phase of the process that leads to the canonization of saints. On May 22, ~956, the Congrega-tion ?fficially acknowledged the two miracles necessary for the beatification of Pope Innocent XI (AAS, pp. 531-533). The same congregation also approved on February 19, 1956, and May 22, 1956 (AAS, pp. 584-586; 634-637), the introductioa of the causes of the following servants of God; Joseph Mary Cassant (1879-1903); Theodora Guerin (1798-1856); and Vic-toria Rasoamana?ivo ( 1848-1894). Next to be noted are documents that pertain to the intel-lectual life of the Church. By, an apostolic letter dated June 5, 1956 (AAS, pp. 493-496), the Holy Father established new 110 March, 1957 ROMAN DOCUMENTS statutes for the Pontifical Roman Academy of Theology; the most important change is that the Academy besides its forty constitutive members may now have corresponding members throughout the world, the number of which is not limited. The Sacred Congregation of Seminaries and Universities (AAS~ 589- 590; 637-638) gave to the Institute of Social' Sciences of the Gregorian Univ~ersity, Rome, and to the similar institute of the Angelicum, also in Rome, the perpetual r!ght~ to grant academic degrees. The same Congregation, (AAS, pp. 638-639) gave the theological fa~.ulty of the Marianum the perpetual right to grant academic degrees up to and including the doctorate in sacred theology. One epistle and three addresses of the Holy Father deserve at least a passing word. On June 29, 1956 (AAS, pp. 549-554), His Holiness sent an apostolic epistle to Cardinals Mindszenty, Stepinac, and Wyszynski. This poignant epistle encourages the three cardinals and the faithful entrusted to them to show cour-age in the face of their difficulties and to exercise their zeal by letting the light of Christ shine before men. On May 6, 1956 ('AAS, pp. 449-453), Pius XII addressed the members ot: the Swiss guard on the occasion of the four hundred and fiftieth anniversary of their being founded; the Pope took the occasion to praise their loyalty to the Holy See. On June 3, 1956 (AAS, pp. 499-503), the Pontiff addressed an audience composed of women, engaged in domestic service "in Rome, urging them to rejoice in the silent martyrdom of their daily life and to take a holy pride in their life of service and obedience, since their obedience is not to men but to God who commands in all legitimate authority. On July 1, 1956 (AAS, pp. 573-577), the Vicar of Christ spoke to Italian members of the third order of St. Francis, reminding them .that they should be a school of genuine Franciscan spiritua.lity with a Franciscan doctrine of God, a Franciscan way of contemplating Christ, and a Franciscan way of imitating Christ. 111 QUESTIONS AND .ANSWERS Review for Religious Finally, it should be noted that on June 27; 1956 (AAS, p. 508), the Holy Office placed on the Index of Forbidden Books the two following titles by Simone de Beauvoir: Le deux-ieme sexe (2 vol.) and Les manJarins. (Both works have been translated into English under the titles: The Second Sex and The Mandarins.) This concludes the present survey of Roman documents which appeared in AAS between June 1, 1956, and September 30, 1956. The following article will summarize the documents which have appeared in the remaining iisues of the 1956 AAS. ( ues!: ons and Answers [The following answers are given by Father Joseph F. Gallen, S.J., professor of canon law at Woodstock College, Woodstock, Maryland.] --3-- What can be done to avoid the highly varying practices and in-terpretations of local superiors? It is not reasonable to expect all local superiors to be perfectly the same in these matters. The higher superior can avoid excessive variation by his directions, especially on the occasion of.the canonical visitation, and by organizing regular meetings of local superiors. Such meetings can produce many other profitable effects, for example, the assistance of inexperienced superiors, the imparting of new ideas, energy, and vitality, and the avoidance of the perpetuation of the same problems. Our constitutions state simply: ~The master of novices and his assistant are appointed for three years.'~ May they be reappointed repeatedl)~ and without limit? Both may be reappointed immediately and without any limit in the number of reappointments, since the constitutions do not forbid their immediate and indefinite reappointment. 112 March, 1957 QUESTIONS AND fl~NSWERS --5m May sisters drive cars? Canon law does not forbid sisters to drive cars. His Holiness, Pope Pius XII, has given the answer with regard to the constitutions: "The constitutions also, taken in both their letter and spirit, facilitate and procure for the sister everything that she needs and should do in ourday to be a good teacher and educator. That is evident in the purely mechanical aspect. For example, today in several countries sistdrs also, ih a becoming manner, ride bicycles when this is demanded by their work. In the beginning this was something completely new, but it was not contrary to the Rule." (REVIEW FOR RELIGIOUS, Janu-ary, 1955, 10.) If riding a bicycle, a common method of transporta-tion in Europe, is not incompatible with the constitutions, neither is driving a car. It is presumed that the sister is a competent driver and that, her headdress permits unrestricted lateral vision. A sister driver would often avoid waste of time by the community, prevent externs from learning private community matters, and would likewise exclude what is now a quite frequent imposition on seculars. Do renewals of temporary vows have to be received? Reception is the act by which the legitimate superior according to the constitutions, either personally or through a delegate, accepts the religious profession in the name of the Church and of the particular institute. In virtue of c. 572, §~ 1, 6°, reception is required for the validity of any religious profession, solemn or simple, whether the simple profession is first temporary, a renewal, prolongation, or final perpetual. A juridical renewal is a new profession of vows that have already expired or are soon to expire. It is to be most carefully distinguished from a mere devotional renewal, whose purpose is merely to renew one's fidelity and fervor in the observance of the vows. The confusing of the two can cause an invalid profession, especially by the lack ~f legitimate reception. A juridical renewal is a new religious profession and demands all the requisites of a religious profession. If the first profession was made for a year on August 15, 1956, it is evident that the renewal On August 15, 1957, is just as much a religious profession as the first profession. Therefore, juridical renewals must be legitimately received; if not so received, they are clearly invalid. REVIEW FOR RELIGIOUS, May 1949, 131-32. 113 QUESTIONS AND ANSWERS Review fo~ Religious I am a secretary general. Will. you please explain the office of procurator general and the approved manner of recurring to the Holy See? Individual religious men and women have the right of' uncensored correspondenc.e with the Holy See (c.611) and may therefore write dffectly and in the vernacular to the Roman congregations, tribunals, and offices to communicate information, accusations, and petitions. This right follows also from the immediate jurisdiction of the Roman Pontiff over all the faithful (c. 218) a~d. from the fact that he is the supreme superior of all religious (c. 499, § 1). The counsel of prudence previously given in the REVIEW FOR RELIGIOUS iS also ap-plicable here: "Religious should be instructed not to be quick to write to the Holy See, the cardinal protector, the apostolic delegate, or the local ordinary, or his delegate. Such letters demand a serious matter that cannot be resolved by recourse to one's owfi religious superiors. External authorities and dignitaries should not be annoyed by needless and extraneous correspondence; and domestic grievances, especially if purely personal or subjective, are to be confined by the family walls." (March, 1956, 100-101.) Matters appertaining to the forum of conscience and especially to the sacramental forum are sent directly to the Sacred Penitentiary; if forwarded through a procurator general or other agent, they should be enclosed in a sealed envelope. The preceding principle in practice will apply almost solely t,o priests. Outside of the cases given above, the manner of recurring to the Holy See is as follows: 1. In pontifical institutes of men. Every pontifical institute of men, whether clerical or lay, is obliged to ha've a procurator general (c. 517), who handles the affairs of his own institute, its provinces, houses, and individual members with the Holy See. The procurator general is obliged to reside in Rome; but when the institute i~ small and has little business with the Holy See, the Sacred Congregation of Religious will permit the procurator to reside elsewhere or that the affairs be fiandled by the procurator of another institute or by another agent,, even secular, residing in Rome. 2. Monasteries of nuns subject to regulars. The business of these monasteries with the Holy See is ordinarily handled by the procurator general of the same order of men. This is also done with sufficient frequency by monasteries that are not in fact subject to regulars and 114 March, 1957 QUESTIONS AND ANSWERS sometimes also by third orders of men and women, e. g., by Fran-ciscan congregations of brothers or sisters. 3. Other religious institutes, e. g., diocesan congregations of men and pontifical or diocesan congregations of women. These generally recur to the Holy See through their local ordinary. Such petitions will practically always be first submitted to the superior general, and the particular ordinary will therefore be of the diocese of the resi-dence of the superior, general. Occasionally petitions are forwarded through the local ordinary of a pro'vincial or of a particular house. Pontifical institutes may recur through their cardinal protector. All of these institutes are also permitted to recur through an approved agent in Rome or through an ecclesiastic in Rome known to the Roman Curia. It is not completely unknown for a religious institute of women having a house in Rome to expedite at least some of its affairs with the Holy See through one of its own sisters. Furthermore, religious superioresses may send petitions directly and in the ver-nacular to the Holy See when this is required by secrecy or other circumstances of the particular case. The preferred language in communications to the Holy See is Latin, but Italian or French may be employed. Other languages, especially German, English, Spanish, and Portuguese, are tolerated; but their use, unless the communication is brief and of little im-portance, can readily cause delay. The communication should state the facts of the case and the petition briefly and clearly. All reasons for the petition are to be given with equal clarity and brevity. The same principle is to be followed in a petition to a local ordinary or a diocesan chancery. The reply of the Holy See is called a rescript. It will ordinarily b~ in Latin. A lay institute should secure an accurate and complete translation and should also strive to obtain at least a copy of the original. Questions may later arise as to the wording or sense of the rescript, and it is always unsatisfactory in such circumstances to work with anything but the original. It is evident that both the original and the translation should be carefull~ preserved in the files of a higher superior. The manner of designation of the procurator general is left to the constitutions. He is more frequently elected in the general chapter, but in some institutes he is appointed by the superior general. If the procurator general is given a determined duration of office by the constitutions, .he may not be licitly removed before the expiration 115 ~UESTIONS AND ~NSWE~S Review for Religious of that time without consulting the Holy See. If he is removable at any time, such consultation is not prescribed. The precedence and ex officio membership of the procurator general in the general chapter. depend on the particular constitutions. Is it permissible to give more suffrages to some deceased religious? The prescribed suffrages must be equal for all professed and novices, whether the professed are of solemn or simple vows, per-. petual or temporary (cc. 567, § 1; 578, 1°). Postulants are not included in the prescribed suffrages unless this is expressly stated in the constitutions. Such a statement is not found in the constitutions of lay institutes. The higher superior may command or exhort the members of the institute to give some suffrages to a deceased postu-lant. Canon law forbids that less suffrages be given to a professed of temporary vows or a novice precisely because one is such a pro-fessed or a novice. The wording of the canons does not forbid the giving of less suffrages to a lay brother than to a priest or teaching brother, to a lay sister than to a choir sister. However, this is opposed . to the spirit of the canons and is not likely to be approved by the Holy See. It is also not" found in the practice of the Holy See in th~ approval of constitutions. Neither the letter nor the spirit of the canons forbids the granting of greater suffrages to present or past superiors, and this is often found in constitutions of lay institutes approved by the Holy See. Additional suffrages are frequently given in the whole institute to the superior general, but in some constitutions only when he dies in office. This is also true of the general officials, but rarely when they die out of office. The same norm is also verified in the case of a provincial in his own province, particularly if he dies in office. This norm is extended only very infrequently to provincial officials, and only most rarely when they die out of office. A local superior is very frequently given added suffrages in his own house, but very rarely when he dies out of office. --9-- What is the obligation df religious to go to confession weekly? Can. 595, § 1, 3° reads: "Superiors must take care that all religious approach the sacrament of penance at least o~ce a week." I16 March, 1957 QUESTIONS AND ANSWERS The canon places no obligation on religious to confess at least once a week. The obligation of the canon extends on!y to superiors, who must make it possible for their subjects to confess at least once a week and exercise prudent vigilance that they do so. The canon also gives superiors the right of inquiring wheth'er their subj~ects so fre-quent the sacrament of penance, and the subjects are Obliged to answer truthfully. The superior has the right likewise of inquiring whether the subject, goes to the designated confessors but may not inquire about either the fact of approach to or the person of the occasional confessor. It is evident that this right of vigilance and inquiry is to be used prudently in such a delicate matter. When the constitutions merely repeat the code in this matter, there is no obligation of weekly confession even from the constitutions. However, the code presupposes that such an obligation exists at least from custom. 'Almost universally the constitutions oblige religious to confess at least once a week. Since the constitutions and customs do not oblige under sin, the omission of the weekly confession will not be a sin in itself and a reasonable cause will justify its omission. The omission of confession for a pr01onged period of time, except in special cases (e.g., scrupulosity), is not in accord with the supposition of the canon or the sanctity of the religious state. Is special jurisdiction postu.lants? required for the confessions of female The necess.ity of special jurisdiction extends only to professed religious women and novices, not to postulants, who are absolved in virtue of the same jurisdiction as secular women (c. 876, § 1). Furthermore, the canons on the confessors of religious women (520- 527) apply to all religious women, professed or novices, of all religious institutes, whether orders or congregations, as also to all societies of women living in common without public vows. They do not apply to postulants. There are no special laws in the code on the confes-sions of postulants. In practice the postulants go to the confessors of the novices. A confessor of a group of professed religious women or novices and postulants must possess special jurisdict!on for religious women and the usual jurisdiction for the confessions of women. 117 QUESTIONS AND ANSWERS Why are religious obliged to go to the extraordinary confessor at least to receive his blessing? Religious are not obliged to go to confession to the extraordinary but they are obliged to go to him at least to receive his blessing. This obligation extends to professed religious women and novices (cc. 521, § 1; 566, § 1) and to novices in any institute of men, (c. 566, § 2, 4°) but not to professed religious men (c. 528) nor to any postulants. The obligation of receiving at least the blessing of the extraordinary is imposed lest any who should go to him be deterred from doing so by human respect. May a religious be the executor of the will of a parent? In virtue of c. 592, all professed religious, clerical or lay, men or women, are held to the obligations imposed on clerics in cc. 124-142, except when the nature of the matter or the context manifests that the particular canon applies only to clerics. Can. 679, § .1, applies exactly the same principle to the members of societies living in com-mon without public vows. Novices and postulants, unless they have already received first tonsure, are not subject to these obligations. Can. 139, § 3, forbids clerics, without the permission of their own ordinary, to undertake the administration of property that belongs to lay persons. Therefore, clerics and consequently professed religious also are forbidden to be guardians of orphans or widows or to be the administrators of executors of wills of lay people. To do so, religious must have the permission of their higher superior if their institute is clerical and exempt, or of the local ordinary in the case of all other religious. 118 ook Reviews [Material for this department should be sent to Book Review Editor, REVIEW FOR RELIGIOUS, West Baden College, West. Baden Springs, Indiana.] THE TWO-EDGED SWORD. An interpretation of the Old Testa. ment. By John L. McKenzie, S.J. Pp. 317. The Bruce Publishing Company, Milwaukee 1. 1956. $4.50. We agree absolutely with. the opening words of the Catholic Biblical Quarterly review of The Two-Edged Sword: "This is. a suprendely important book.". Reading The Two-Edged .Sword is an experience ,which no priest nor religious should deny himself. In recent' years study of the Bible has become an exact science, one in which linguistic, archaeological, and historical discoveries in the Near East have illuminated nearly every portion of the Old Testa-ment. This modern acquaintance with the past has led to intensely specialized work on the Bible, work that is usually highly technical. And it has been said that this. vast new area of study has been scien-tifically profitable but spiritually barren. The latter charge cannot be made by anyone who reads The Two-Edged Sword. It is true that isolated problems and individual sections of the Old Testament do not lack plentiful technical discussions. Yet the scholar '~lone is able to assemble the dissected parts. While such dismantling is necessary, the Old Testament is a literary whole and should be er~countered as such. Father McKenzie arranges for just such an encounter in presenting the significance of the Old Testament viewed in the light of the new learning. Few authors in any language have ventured so comprehensive an interpretation of the Old Testa-merit. Both simple and profound, The Two-Edged Sword is the work of an artist with literary, linguistic, scientific, and, above all, deep psychological and spiritual insight, generated, no doubt, by years.of contact with God's word. Father McKenzie's method is orderly with-out being cramped or overly schematic. Beginning with the concept of sacred books, the author points out the significance of the fact that God could and 'did speak to man. Such revelation, in its con-crete historical setting, formed the Hebrew idea of Yahweh,. of the history and origin of the world, of man, and of the nations. The 119 Book REVIEWS Review for Religious hope of the future, the mystery of iniquity, life, death, prayermthese are some of the topics of the one scientifically conceived and artistically developed whole. And this whole is concluded with a chapter pointing out that while the Old Te.stament is significant in itself, it is vital in understanding the New Testament and its central figure, the In-carnate Word. Father McKenzie has written The Two-Edged Sword for the general reader, the man to whom God speaks through the inspired authors and who needs a guide through Hebrew thought patterns, Hebrew beliefs, and Hebrew history. Since God "wrote through the ancient Hebrew," the author suggests, "the more we know of their habits of mind and speech, the better we shall apprehend the full meaning of the word of God." And the word of God, today, yester-day, and tomorrow, cannot be neglected without peril. The Two-Edged Sword is a positive contribution to solid devotion, devotion based on the word of God in all its implications. The book is as modern as the recent Suez crisis, the problems of Hungarian revolt and Red terror. The reader will find nothing of the fustian and antiquated, but will sense an approach which is modern and which is anchored to the world of the past ~in which men' felt they could reach out and touch God." The author shows a deep reverence for the Bible, a reverence which the reader himself will experience because Father 'McKenzie articulates in precise and delicate language his own feelings. While the book is devotional, modern, and reverently done, Father McKenzie skillfully turns science to the cause of spiritual significance without in any way demeaning science. Father McKenzie's style, the reader will observe, is characterized by economy, elegance, and exactness--qualities which seem to flow from his intense personal experience of life as seen in the light of the Old Testament, from years of careful study, and from the discipline of scholarly writi'ng. There is a large enlightenment, a broadness of outlook present on every page of The Two-Edged Sword. For these reasons, The Two-Edged Sword, the only work of its kind in English, meets the test of a great book: it yields new insights with each reading. The only. satisfying and logical reaction to a supremely important work is to read it.--P. JOSEPH CAHILL, S.J. 120 1957 BOOK REVIEWS STEPHEN T. BADIN, PRIEST IN THE WILDERNESS. By J. Herman Schauinger. Pp. 317. The Bruce Publishing Company, Milwaukee 1. -1956. $7.50. Historian Schauinger, whose two previous volumes were note-worthy for their diligent, constructive scholarship, has performed a ¯ genuine service for American Catholics in the work here under con-sideration. His well-documented study of the forthright Badin is a distinct step toward the proper appreciation of a character already held in high esteem though not as thoroughly understood as he deserves. A certain amount of studious (if not studied) controversy sur-rounds Father Badin, as is always the case with strong, virile char-acters. It is the happy task of the author to champion the priestly pioneer by bringing to light the very sources of misunderstanding. Badin emerges from the investigation convincingly unscathed, a man of gigantic but not overdrawn proportions facing very real problems. In a word, Badin is depicted as truly worthy of the honor that was 'his, both as the first priest ordained in the United States and as a venerated missionary still marvelously active in his declining years. Tracing the early development of American Catholicism through the eyes of the sacerdotal frontiersman, the writer enables his audience keenly to perceive numerous pastoral problems and the way in which the missionary must face them. Native ingenuity, a priestly educa-tion continued through life under tremendous handicaps, advice from far distant theologians--all play a part in the picture. The connec-tion between such problems and controversy surrounding Badin is obvious enough to the student of American history. But the religious reader cannot avoid the reflection that Badin could not have faced the challenge so well and for so l~ng a time unless he drew down tremendous graces by a sincerely zealous life and by continual prayer. If Badin faced problems, social, moral, canonical, and civil in character, he also faced the prejudice, intolerance, and bigotry of the incredibly misinformed and the violently emotional irreligionists of his day. H~ faced this latter group quite' positively by making the Catholic position clear in sermons, in conversation, in letters, and in the press. He sustained, moreover, those disagreements which unfortunately arise between people who are. trying to work for a common cause when the proper course of action is not clear. And the import of 121 BOOK REVIEWS Review for Religious the present .volume is that he faced such conflicts reasonably, if firmly. There is no wonder that some little traces of misunderstanding still surround him in death. It is, however, a praiseworthy thing that his modern apologist has seen fit to put these elements into proper perspective. It must be noted, nonetheless, that historical research regarding Badin, so remarkably and painstakingly furthered by the. au.thor, has not completely solved certain mysteries. Among these are the reason for Badin's sojourn in Europe and an ad.equate explanation of his temporary life as a Dominican novice. The author's conjectures on these two points seem possibly to go beyond the bounds of scholarly limitations superbly maintained in the work as a whole. The book will unquestionably repay the careful study of the serious historian as well as the more cursory reading of the mature religious. Its narrative for the most part flows smoothly and its message is pertinent not only as satisfying an historial need but also as an incentive to the apostolic spirit of the discerning reader. --MATTHEW E. CREIGHTON, S.J. CONTEMPORARY CHURCH ART. Text by Anton Henze and Theodor Filthaut. Translated from the German by Cecily Hastings. Edited with a preface by Maurice Lavanoux. 64 pages of text, 125 full page photographs of American and European churches, statues, vestments, etc. Sheed and Ward, New York. 1956. $7.50. "Art reflects the thinking of the times," so the age-old adage aptly describes the historical development and progress of man's theoretical and practical application toward intellectual and structural beauty, form, and function. But there are two trends stemming from this adage that indicate different directions of analysis. The one considers the general crass materialism of today's thought materialized in the plain, low, sprawling, accent-on-the-materials-used type of art and architecture; the second is a sincere and earnest effort to unite and utilize man's noblest religious aspirations in an entirely new approach (as opposed to historicism), seeking worshipful entrance and devotional proximity via the liturgy to the altar of God: Introibo ad altare Dei. It is this "renewal of the creative manifestations of our time for the greater glory of God" that typifies Contemporary Church Art and recommends itself warmly to the layman as well as the priest, religious, artist, and teacher in the matter of church art. 122 March, 1~57 ~00K ANNOUI~CEMENT~ In "The Potentialities 6f Modern Church Art and Its Position in History" and "Church Art and the Liturgy" (two essays comprising the major part of the text), the authors, Anton Henze and Theodor Filthaut respectively, elaborate this theme. They define the nature and purpose of church art, sketch its history, analyze its anomalies in present times, and discuss the relationship between society and the Church and its imagery in the twentieth century. Using as their points of reference the ll~lediator Dei of Pope Pius XII and the Instructio de arte sacra of the Supreme Congregation of the Holy Office, the authors set out intelligently by positive instruction to check and correct the sterile sway of pure design and sentimental trash ("the enemy of faith") and encourage action to work for a renewal of "that artistic climate which must be a prelude to a sane outlook in matters of religious art." Particularly recommended are the brilliant, lucid plates which make up the greater part of the book, though it is a shade ~hy this side of fulfillment in that there are no plates in color. But there is an element of freshness in the variety of the selections of type and top-ography, including an ample representation .of American examples that is almost electrifying. These pictures truly speak a thousand words, at once removing stubborn obstacles of ignorance and prejudice and creating an eager desire for a v.igorous renewal of the creative manifestations of our time--"to make that renewal possible for the greater glory of God." Contemporary Church Art discloses the locus of contemporary church art.--l'~o\\',-~.RD .l.X'IAND
Issue 33.1 of the Review for Religious, 1974. ; Review ]or Religious is edited by faculty members of the School of Divinity of St. Louis University, the editorial offices being located at 612 Humboldt Building; 539 North Grand Boulevard; St. Louis, Missouri 63103. It is owned by the Missouri Province Educational Institute; St. Louis, Missouri. Published bimonthly and copy-right (~) 1974 by Review ]or Religious. Composed, printed, and manufactured in U.S.A. Second class postage paid at St. Louis, Missouri. Single copies: $1.75. Sub-scription U.S.A. and Canada: $6.00 a year; $11.00 for two years; other countries, $7.00 a year, $13.00 for two years. Orders should indicate whether they are for new or renewal subscriptions and should be .accompanied by check or money order payable to Review ]or Religious in U.S.A. currency only. Pay no money to persons claiming to represent Review ]or Religious. Change of address requests should include former address. R. F. Smith, S.J. Everett A. Diederich, S.J. Joseph F. Gallen, S.J. Editor Associate Editor Questions and Answers Editor January 1974 Volume 33 Number 1 Renewals, new subscriptions, and changes of address should be sent to Review for Religious; P.O. Box 6070; Duluth, Minnesota 55802. Correspondence with the editor and the associate editor together with manuscripts, books for review, and materials for "Subject Bibliography for Religious" should be sent to Review for Religious; 612 Humboldt Building; 539 North Grand Boulevard; St. Louis, Missouri 63103. Questions for answering should be sent to Joseph F. Gallen, S.J.; St. Joseph's Church; 321 Willings Alley; Philadelphia, Pennsylvania 19106. Review for Religious Volume 33, 1974 Editorial Offices 539 North Grand Boulevard Saint Louis, Missouri 63103 R. F. Smith, S.J. Everett A. Diederich, S.J. Joseph F. Gallen, S.J. Editor " Associate Editor Questions and Answers Editor Review ]or Religious is published in January, March, May, July, September, and November on the fifteenth of the month. It is indexed in the Catholic Periodical and Literature Index and in Book Review Index. A microfilm edi-tion of Review ]or Religious is available from University Microfilm; Ann Arbor, Michigan 48106. Copyright (~ 1974 by Review for Religious. Documents concerning Religious The following are seven recent documents concerning religious given here in chronologi-cal order and in the English translation provided by the weekly English edition of L' osservatore romano. LETTER TO THE GENERAL OF THE JESUITS To Our Beloved Son PETER ARRUPE Superior General of the Society of Jesus On the solemn occasion of Easter last year you intimated to Us that you were thinking of calling a general congregation of your Society in the year 1974, whose task it would be to explore the most apt ways for the Society to per-form its work in the Church and in the world of today. Importance of the Congregation Our Venerable Brother, the Cardinal Secretary of State, replying in Our behalf,~sent you Our best wishes. Now that you have publicly annoUnced the general congregation, and the provincial congregations are soon to be held for the election of delega.tes and for the preparation of postulata to be proposed to the general congregation, We Ourselves because of the love We bear the Society wish to address Ourselves through this letter to you and your companions to encourage you and to send you Our best wishes for a happy outcome of the congrega.tion. For we are well aware of the great im-portance of convoking it at this time, which could be an hour of decision, so to speak, for the Society of Jesus, for its future destiny and for its task in Church, as it is also for other religious families. 4 / Review for Religious, Volume 33, 1974/1 This meeting is a sign--and We are happy to say so--that the Society of Jesus is making a great effort, in accordance with the aims of its institute, to adapt its life and its apostolate to the needs of today's world, which is so constantly and rapidly changing. The Mind ot Vatican II Your desire, in fact, corresponds with the norms of the Second Vatican Council, the proper and careful implementation of which We Ourselves are strenuously trying to attain. Indeed, the congregation is in accord with the opinion of the Council fathers who said: "Effective renewal and proper adap-tation cannot be achieved except with the cooperation of all the members of the institute" (Decr. Perfectae caritatis, 4). However, if that universal Synod was looking for renewal fitting the needs of the present, it did not want this to be brought about through a hazardous experimentation that might be alien to the very character of the religious family, or lead to an abandonment of the primary values of a life consecrated to God. No, it was the mind of that Synod that the common elements of religious life should be confirmed and that they should be allowed to grow and develop. These are: a following and imitation of Christ, "as proposed in the Gospel" (ibid., 2); a renuncia-tion of worldly things so that the religious might live for God alone and for the building up of the Church; a practice of all the human and Christian vir-tues, best achieved by a joyful and constant observance of the vows (cf. ibid., 5), which should lead to the heights of the spiritual life where sublime contemplation is joined with magnanimous action. In Our apostolic exhorta-tion "Evangelica testificatio," which We published later, We explained all this in more detail and dealt with it more fully, using it as a paternal invita-tion to all religious that "they might shed light among men, so that, when they see the good you do, they might give praise to the Father in heaven" (cf. Mt 5:16). The Society of Jesus, especially called to walk in the path of the follow-ing of Christ, should feel itself particularly impelled to review its style of life, testing it constantly in the light of the Gospel, according to the exhortations contained in the words and example of St. Ignatius. Let this be undertaken with a view to actually effecting the renewal begun at the instance of the Council, taking into account new circumstances and needs. This should be done, however, in accordance with the spirit of the Society of Jesus, that is, in fidelity to its tradition which is based on .Christ, on the Church, on St. Ignatius. Hence, that the preparation for the coming General Congregation may not be limited to organizational matters, but give to all the members of the Society of Jesus a proper orientation and win their full commitment to it, they will have to rehearse with penetrating insight, a clear grasp of reality, and a profound sense of duty those principles of the spiritual and apostolic life which for centuries formed, as it were, the very structure that held the Documents concerning Religious / 5 Society together, and which made it a most serviceable instrument for a pastoral, missionary, and educational apostolate involving cultural forma-tion of" the highest excellence. Those responsible for this accomplishment were a large group of men distinguished for holiness of life and love of neighbor. Sources of Strength The foundations of religious formation which were laid in the past should today, even under changed conditions, still be the source of strength of the Society of Jesus. They are: a diligent dedication to prayer, which "has its origin in the authentic sources of Christian spirituality" (cf. Decr. Per- [ectae caritatis, 6); an austerity of life, preventing a person from easily adopting that frame of mind which, casting aside that which is sacred, pre-vails in so many forms of contemporary life and practice; supernatural strength by which apostolic effectiveness is increased, and in the absence of which no action, no matter how excellent on the surface, can yield lasting fruit for the transformation of the human conscience; complete observance of the vows, especially obedience, which is peculiar to the Society and a condi-tion of its religious discipline by which its vigor was always preserved. Hence, there must be no attempt to introduce new methods of deliberation and deci-. sion-making that not only undermine the very notion of obedience, but alter the nature itself of the Society of Jesus. Finally, the ascetical value of com-munity life and the advantages it offers for the formation of character should be kept in mind. To these weighty principles We would also add in a very special manner the fidelity to the Apostolic See, whether in the area of studies and education of young scholastics, who are the hope of your order, or of the students at-tending the great number of schools and universities entrusted to the Society, or in the production and publication of writings aimed at a wide circle of readers, or in the exercise of the direct apostolate. Dangers to Essential Structure of the Order Nor are We ignorant of the fact that over the past few years in several parts of the Society--and it is by no means absent either from the life of the Church in general--certain tendencies have arisen of an intellectual and dis-ciplinary nature which, if fostered and given support, could lead to serious and possibly irreparable changes in the essential structure itself of your So-ciety. As you know, Beloved Son, we have through Our closest collaborators called your attention more than once to these matters, while expressing the hope that the expected renewal will be brought about securely and smoothly. Therefore, on the occasion of the announcement of the gen-eral congregation We express once again Our desire, indeed Our demand, that the Society of Jesus should adapt its life and apostolate to today's con-ditions and needs in such a way that confirmation be given to its characteris- 6 / Review ]or Religious, Volume 33, 1974/1 tics as a religious, apostolic, priestly Order, linked to the Roman Pontiff by a special bond of love and service, as ratified in the "Formula of the Institute" or fundamental rule of this same Society, approved and repeatedly confirmed by Our predecessors. In the adaptation of which We .speak, experience will be your teacher. It will show what concrete forms of life and action have now become irrelevant and outdated, and what new needs and opportunities pre-sent themselves of work to be undertaken or directed according to the mind of Christ and the nature of the apostolate. We also hope that in the preparation for the general congregation, and later when it is in session, all the religious will be intent on the good of the Society, united in that charity required by your Founder, whose voice can still somehow be heard, in your Constitutions: "Union and agreement among all ought to be sought with great care, and the opposite ought not to be per-mitted; in order that, being united among themselves by the bond of fraternal charity, they may be able better and more efficaciously to apply themselves in the service of God and the aid of their fellowmen" (P.III, c.l, n.18). Final Thoughts~ and Suggestions These,, then, are Our wishes; that they may be heeded we pray to ,the Virgin Mother of God, Queen and Mother of the Society of Jesus; may she support it with counsel, strengthening goodwill, stirring up hearts, and in-spiring all the religious to ever more zealously imitate the Divine Savior in their task of constantly and courageously establishing His reign. What we have written should show you and your companions what is ex-pected of you by Us, who know well what influence the Society of Jesus has, what the task is that it has to fulfill, what confidence it enjoys; all this must be carefully considered, both with respect to the Society itself and with respect to the Church. We wish you to inform your collaborators and all the members of the Society of Jesus of this message, so that each one may see the witness of Our paternal benevolence and of the concern We have for the future destiny of the same Society. For We are convinced that the more faithfully the sons of St. ignatius conserve the Ignatian charism as it appears in the principle docu-ments of the institute, the more effectively will they pursue the glorious work of evangelizing today's world according to their God-given vocation, emulat-ing the example of so many Jesuits who consistently tried-~--and We use the words of St. Ignatius--"to distinguish themselves in the total service of their eternal King and universal Lord" (Spit. Ex., II week). Having made known in writing what is in Our heart, We gladly impart to you and to the whole Society of Jesus the Apostolic Blessing as an'augury of the divine assistance. ~ " From the Vatican, the fifteenth of September, 1973, the eleventh year of Our Pontificate. PAUL VI Documents concerning Religious "/ 7 LETTER ON ST. BRIDGET OF SWEDEN To Our Venerable Brother JOHN E. TAYLOR Bishop of Stockholm In this year marking the sixth centenary of her death, honor is rightly paid to St: Bridget, Flowei" of the North, and rightly are the faithful exhorted to direct their thoughts, with fresh° enthusiasm, so to speak, to the spiritual beauty of this heavenly one, as her memory is being solemnly recalled to mind. This chosen woman had a double fatherland: Sweden, where she was born at the beginning of the 14th century and Rome, where she spent nearly 20 years, and where after her return from a pilgrimage to Jerusalem, she de-parted ripe for heaven, to the eternal Jerusalem, on the 23rd day of July, in the year 1373. ~ In that northern region to which the devout mind turns with heightened eagerness on this occasion, the ecclesiastical life was at that time in a fluorishing state, particularly because the Cistercian monks and after them the mendicant orders had introduced a piety that was well adapted to the people. For nurturing this piety, devout pilgrimages, to which Christians were much given, proved very effective. And' when the Scandinavians ad-venturously and with devotion and enthusiasm betook themselves to the holy places:in distant parts of the world, they, as it were,°exchanged spiritual riches with other brethren in Christ whom they met and also experienced in a vital way the unity.of the body of the Church. Wife and Mother Such were the times in which Bridget grew to womanhood. Although she desired to consecrate her virginity to God, she was thwarted in her desire of a Divine Spouse. In,submission to the will of her father, she married Ulf Gudmarsson, an excellent man. As wife and mother she was a shining ex-ample; she lived united to her husband by the bond of Christian love andsh~ reared her' eight 6hildren with discerning wisdom; that is to say, she wished them to grow up to be not only good citizens of their fatherland, but also servants and children of God. And so it came about that the seeds of religious vocation came?to flower among her offspring. Indeed, her second daughter, Catherine, with the aid ofdivine grace reached the heights of sancity. Nor may ewe neglect to mention the charity of St. Bridget lavished on the mem-bers of Christ suffering from poverty or other distress. Following a pious pilgrimage they had made together to the Shrine of St. James at Compostella, Bridget's husband entered a Cistercian monas-tery and soon after he died there. Whereupon Bridget, having set her domes-tic affairs in order, devoted herself entirely to the ascetical life and prepared for her own flights to God, by whom she wa~ richly favored with mystical 8 / Review for Religious, Volume 33, 1974/1 gifts. During the two years in which she lived in a retired place near the monastery where her husband Ulf had withdrawn from the world, she was inspired by Christ with the resolve to found a new Order to be named for our Divine Savior, in honor of Mary the Virgin Mother of God. There would be double monasteries housing in separate buildings men and women who had,freed themselves for divine pursuits, but they would constitute onecom-munity, as it were, gathered together in God's name. This order, whose rule Our Predecessor Urban V approved in 1370, began with the foundation called Vadstena. Spiritual Writings There is cause for rejoicing indeed in the fact that this religious family, which almost disappeared at the time when the seamless garment of the Church was pitiably rent, began to flourish again at the beginning of this present century, insofar as its branch of consecrated women is concerned; and a house was established at the Campo dei Fiori, where the mother foundress had formerly lived. That this institute may prosper with a happy increase in this anniversary celebration honoring St. Bridget is the object of our earnest desire. Deservedly extolled also are those works which are entitled "Revela-tions," and which set forth the mystical graces bestowed on St. Bridget. They are records valued besides for their wealth of sacred doctrine, treating of her cult of our Savior's humanity, of His sacred passion, of the Blessed Virgin, St. Joseph, and the angels. The spiritual writings and religious art of the 15th and 16th centuries reflect the strong impact of these works. Solicitude for the Church Broadening the range of her concern, however, St. Bridget, like another Catherine of Siena, extended her great and zealous solicitude to the Church and the Apostolic See in that troubled period. As a devoted daughter she sought the reformation of the Church, ihe Mother of all, which, as Vatican Council II says, "is summoned by Christ, as she goes her pilgrim way, to that continual reformation, of which she always has need, insofar as she is an institution of men here on earth" (Decree on Ecumenism, Unitat& redinte-gratio, 6). Like the "valiant woman" she was, Bridget entreated Clement VI, lingering in Avignon, to return to Rome and urged the proclamation of the jubilee year of 1350. This woman, then, who by her life and work united so admirably and beneficially in the one Church her illustrious native land of the North and the See of Peter, corroborates, so to speak, as a citizen of heaven, the gener-ous efforts of those who after a prolonged and lamentable severance are now striving to restore Christian unity. Indeed, Our predecessor Boniface IX ap-pears in some way to have foretold this when in an apostolic letter dated under his seal, 7 October 1391 he said that he declared Blessed Bridget of Documents concerning Religious / 9 happy memory to be a saint "for the unity of the faith and of the Ch'urch" (Bullarium Priv. ac Dipl. Pont., III, Rome, 1741, p. 391 ). Tolally Dedicated Again, we rightly commemorate this singular and exemplary woman be-cause, although she was totally dedicated to God, she was not estranged from her own people. More than this, animated by a Christian love of her native land, she labored for its true progress. Her own family gave 'to Sweden for almost a hundred years kings, among them St. Eric, who were intent upon the good of their people and social justice. And although occupied with household cares, St. Bridget often served as an instructress in royal duties at court and was like a watchful mother to King Eric the Great (or Erikson) and his wife. She gave them a Swedish translation of the Holy Bible, and for this and for her writings mentioned above, she obtained a place in the literary history of her country. May her light shine radiantly, therefore, a light recognized also by those who are not of the Catholic communion. May this extraordinary woman in-tercede with God that He may graciously bestow on the Church the gifts of peace and unity. These obtained, may the faithful of Christ in Sweden and the adjoining northern regions come to recognize that he who is placed over the Catholic Church and exercises the highest apostolic ministry testifies to a singular esteem and brotherly love for them. May the example of this devout pilgrimage ot~ olden days kindle the hearts of those who come to this City in the forthcoming Holy Year, so that sincere repentance and desire for the interior life may bring about a spiritual renewal that will benefit not only in-dividuals but the Church also and civil society. This then is Our message to you in observance of the sixth centenary of th~ death of St. Bridget. In conclusion, We affectionately impart to you and to the faithful under your care the Apostolic Blessing as a token of spiritual strength and joy. This Blessing we desire to extend also to the Abbess Gen-eral and the Sisters of St. Bridget, the Order of our Divine Savior. From the Vatican Palace, on the 19th day of September, in the year 1973, the eleventh of our Pontificate. PAUL VI ADDRESS TO BENEDICTINE ABBOTS The following address was given October 1, 1973, to 270 abbots and con-ventual priors of the Benedictine Confederation led by the Abbot Primate, Dom Rembert Weakland. Also present for the audience were three Orthodox monks and three Protestant monks. From the heart we greet you, representatives of the whole Order of St. Benedict, who, in St. Cyprian's words, have come "to the Chair of Peter and the primatial church, the source of priestly unity" (Ep. 12, 14; PL 3,844-5). You have desired also to pay a visit to us, the successor in the apostolic min- Review for Religious,. Volume 33, 1974/1 istry to that same blessed Peter, in the long intervening line of Pontiffs. We greet also the Priors here present ot~ monasteries located for the most partin Africa and in Latin America, in which areas, with laudable spontaneity you devote your energies to missionary work; that is to say, "you are diligently engaged in implanting there the very rich tradition of your Order" (see Conc. Vat. II, Decr. Ad gentes divinitus, 18). Experiencing God We welcome in addition, recognizing at the same time the high prestige they enjoy, the observers, who, though not full participants in the Catholic communion, are yet striving to follow in the footsteps of St. Benedict. Fi-nally, we receive paternally the abbesses of monasteries and th~ mothers general here present of congregations that adhere to the spirit of this Patri-arch and are called by his name. We know that you are now holding a meeting on a subject of no small consequence; namely, on the mode of experiencing God in monastic life. This topic has various facets, as it were, whether it is considered according to Biblical doctrine, to sacred liturgy, to history, to the conditions and exigen-cies of the present day. We regard this subject as serviceable indeed, if this troubled age of ours is really to return to the great and fundamental reflec-tions that concern human existence itself. For there is danger today that men may banish the sacred from their minds and from their condu& and even presume they can do without God, at least in the use they make'of thoii" lives. Sometimes even those who have given themselves to the divine service and are dedicated to the pastoral ministry can be infected with this secular view. You, however, as monks in appearance, dress, and way of life affirm or should affirm that you belong to the number of those who do not rely upon the vain and passing things of this world, but seek wholeheartedly Him who is the Absolute: whom alone we ca.ll God, God our Highest Good, God Eternal. Here there shines before the eyes of the mind the true concept of religion, whereby man becomes intimately aware that he is ordered to God, Creator, Ruler, Last End, and Author of Salvation, to whom he owes in-terior and exterior worship. Such religion, therefore, encompasses the entire man and obliges him to devote himself to God in wholehearted service. Hence, you who "have chosen the best part" (see Luke 10:42), inasmuch as "your main task is to render the Divine majesty a service at once sim-ple and noble within the monastic confines" (see Conc. Vat. II, Decr. Perfectae caritatis, 9), dembnstrate the excelling power of the interior life for opposing that secular propensity whereby men are induced to abandon their own true center, as it were, and surrender themselves to exterior things. Liturgy of the Hours It should be your concern, then, to be religious who are truly, called so, Documents concerning Religious under a unique title, since you strive to ascend to God, to whom you have been consecrated by the profession of the evangelical counsels, through liv-ing the contemplative life, which you nourish by daily effort. Merely in doing this you express your protest against the neglect of God and against the profane way of life which pervades the world in these times. From our brief exposition, the excellence of prayer to be directed to God is already manifest. Indeed, all the sons of the Church, as you well know, are to adore the Father "in spirit and in truth" (see John 4:23). But since in the world of today prayer is beset by so many snares and threatened by so many perils, to you, who enjoy a more fortunate position, is entrusted the special task of directing your study and efforts to the end that the Church may really appear as the Ecclesia Orans. We are cognizant of the zeal with which you have studied the liturgical aspect in this meeting. We rejoice greatly in your diligence and your ardent desire to make that venerable tradition of yours flourish among you and to preserve that which constitutes the essential part of your spiritual life and which in the course of the centuries has ever enhanced the life of the Church itself. We know also of your solicitude for the vital force, the profound sig-nificance and the benefits which have been derived from the renewal of the liturgy that you brought to pass. Joined to this solicitude of y_ours is appre-hension lest these same benefits be not rightly and duly recognized, the more so because differing inclinations of soul in the great family of- St. Benedict have become evident with regard to the order to be observed in the Liturgy of the Hours; that is, whether this order should be uniform in the various monasteries or particular to each one. Need to Study and Weigh This is a very important question, whether as pertaining to your con-sistent historical and spiritual tradition or to your monastic cohesion which is no longer supported by only one form of sacred liturgy, but is expressed through several different voices, so that in celebrating the praise of God you are no longer "speaking with one voice." Consequently, this question should be studied in such a way as to embrace all its aspects in accordance with the vows made by you, before appropriate norms with the force of precept are laid down. Nevertheless, we wish to state that the difficulties which have arisen should be so weighed, and due account taken of the benefits already ac-cruing, while with joint effort you strive to offer a testimony of fervent and ardent prayer to the world of today with its secular outlook. Assuring you therefore of our fatherly concern for the welfare of your monastic communities, we strongly affirm that we shall take under our eager and careful consideration the outcome and result of the work you have begun on this question, and already at this stage we acknowledge our Review [or Religious, Volume 33, 1974/1 high esteem for the manner in which, with your wonted wisdom, you are addressing yourselves to this task. However, you are obliged to fulfill not only the duty of liturgical prayer, immensely important as this is, but also that of private prayer. On this sub-ject the Second Vatican Council has given a wise reminder (see Const. Sacrosanctum Concilium, 12), and St. Benedict himself is considered to treat of this point in his Rule, in the section headed. "De reverentia ora-tionis": "Supplication should be made to the Lord God of the universe with all humility and pure devotion" (cap. 20; see P. Delatte, Commentaire sur le R~gle de Saint Beno~t, Paris, p. 217). The exhortations of your founder are by no means inappropriate to this age, in which things progress and change with such rapidity. Just as in former times, so also now, you are to establish "a school of the Lord's ser-vice" (Reg. prol.); in other words, your monasteries should be so struc-tured that those who enter therein learn how to serve God and how to be continuously employed in His service. Such service, however, chiefly com-prises divine worship, by which the virtue of religion is exercised, as we have indicated above, and also holiness. With reference to worship we should like to bring out a special point: in celebrating the sacred liturgy with diligence and piety, as it behooves you to do, let. the sweet voice of the singing Church sound forth and never cease to sound forth in your churches. For men of today also feel the in-effable power of song that uplifts the soul and with gentle modulation gives expression to feelings of adoration, praise, penitence, and petition. Specially Chosen As regards holiness, this thought of St. Augustine should be deeply meditated: "Let not your voice only sound forth the praises of God, but let your deeds be in harmony with your voice" (Enarr. in Ps. 166, 2; PL 37, 1899). Although you have withdrawn from the world, to be occupied with the Lord, you have nonetheless "been specially chosen to preach the good news" (Rom l:l). May that hidden apostolic fruitfulness of which the Council speaks (see Decr. Perfectae caritatis, 7) flow out therefore from your mon-asteries upon the Church and society. May the yeast be prepared in them whereby, through the operation of divine power, the world may be renewed. This holiness, moreover, pertains not only to the life of the soul, but also to what you are doing for the cultivation of natural gifts, inasmuch as, to mention some examples, you devote yourselves to liturgical, Biblical, and historical studies for the common benefit, or, you engage in work, especially manual labor. Indeed, this last, may I add, enables you to go to the assist-ance of those who are suffering from poverty and other hardships, in keep-ing, of course, with the practices of the monastic life. This is in accord with the mind of the Council fathers who exhorted religious "to contribute to the Documents concerning Religious / 13 support of the poor, whom all should love with the tenderness of Christ" (see Decr. Per[ectae caritatis, 13; Const. Gaudium et spes, 42). Finally, not only your own individual life, but the life of the community as a whole, whereby you are joined one to another with the sweet bond of charity, should be adorned by this mark of holiness: that through the fel-lowship of community life directed to God, each individual is assisted in carrying out his service to the Lord, is incited to work for his brethren, is protected from dangers. Thus you will truly bear witness before the world to the holiness of the Church. In short, a community such as this, like a kind of novitiate, prepares religious during their lifetime for the everlasting day. Not without reason did St. Bernard reckon among the aids to good works: "to desire eternal life with all spiritual avidity" (Reg. cap. 4). ~ Example and Exhortation Of all these practices let the abbot give the example and exhort thereto the brethren entrusted to his care. Although the office of governing is ren-dered more difficult at the present time, yet he who "is believed to hold the place of Christ in the monastery" (Reg. cap. 2) should make the utmost effort that the vigor of spiritual life and of monastic discipline be strength-ened, increased, and, if need be, restored. To this end the abbot should en-deavor to maintain an unimpaired union with the magisterium of the Church, like a channel through which living water is drawn off for himself and for the brethren placed in his charge. The foregoing is what we have had affectionately in mind to say to you, and we do not doubt you will strive that your Order may aid the building up of the Church with spiritual forces, also in these times, to the needs of which it should prudently adapt itself. The announced Holy Year should offer you further incentive, since as you know we wish it to be a time of interior renewal. Lastly, as a pledge of heavenly gifts and as testimony of our assured affection, we impart the Apostolic Blessing to you who are here present and to all the members of your families in the Lord. ADDRESS TO THE LITTLE SISTERS OF JESUS The following address was given to the Little Sisters of Jesus at an audience of October 3, 1973. Dear Little Sisters of Jesus, last Friday we had the very sweet joy of meeting you at Tre Fontane, in the eloquent simplicity of your houses and in an impressive atmosphere of evangelical serenity and happiness. Your participation in this audience is like a return feast, for you and for us like-wise. To the thirty-seven Little Sisters who have just made their vows of per- 14 / Review ]or Religious, Volume 33, 1974/1 petual consecration at St. Peter's tomb, we address our best wishes for fervent faithfulness. But our brief words are also addressed to their families, who have in many cases come from very far away to be present at their de-finitive commitment "because of Jesus and the Gospel." They are addressed likewise to the two hundred Little Sisters at present attending a session of spiritual formation under the direction of dear Father Voillaume. We entrust to you our heart's most ardent desire. We would like you to take all over the world the conviction that a religious profession com-mits at such a profound level that changes of structures and activities have only a relative importance, even if one suffers from them. The essential thing is to keep a very keen awareness of the call of Christ who chooses His friends Himself (see Jn 15:15.) Is not Fr~re Charles de J6sus an example of this faithfulness deepened through different, if not contradictory, situ-ations? It is clear, however, that his mysterious route finds its coherence and its unity in passionate imitation of Jesus Christ, the One Model. Fr~re Charles de J6sus appears as one of the most perfect types of this deep faith-fulness of a human freedom to the freedom and faithfulness of God, who took him far beyond his expectations and hopes. Dear Little Sisters of Jesus, be confiden!! To be faithful does not con-sist in becoming tense over one's promises, but in relying on the Lord to ensure our ~faithfulness. That is why the long hours spent~with Christ in the Holy Eucharist will always be the primary and indispensable source of the friendship, the evangelical testimony you have promised to give in the Church and in the world today. It is with these sentiments that we renew our affectionate Apostolic Blessing to you and to your relatives and to your whole religious family. ADDRESS TO REDEMPTORISTS On October 6, 1973, the Pope gave the following talk to the members of the general chapter of the Redemptorists. Beloved Sons, To you assembled in the General Chapter of your Congre-gation of the Most Holy Redeemer and engaged in deliberations of great importance to the life of your religious family, We extend our affectionate greeting. We desire, moreover, to welcome expressly the new superior gen-eral, who is charged with the office and the burden of guiding your congre-gation through the difficulties of our times--neither few nor inconsiderable --and of conducting it to "green pastures" (see Ps 22:2). Purpose of Chapters A general chapter provides an excellent opportunity--offered to every institute--to 'reflect once more upon the true nature and end set for the institute and to hold discussions that will have a salutary effect on the life of the members. For the responsibility of a general chapter is not discharged Documents concerning Religious / 15 by holding elections and. legislating; .the chapter must also promote the spiritual and apostolic vitality of the whole body (see Litterae Ap. Ecclesiae sanctae, motu proprio, I, 2). Therefore, in a meeting of this kind, the entire family is gathered together in the presence of God to hear His voice and take counsel with regard to its renewal which, as also for the whole Church, "essentially consists in an increase of fidelity to its own calling" (see Conc. Vat. II Decr. Unitatis redintegratio, 6). Your congregation was founded by that most devout Doctor of the Church, St. Alphonsus, in order that its members might sanctify them-selves by an assiduous and faithful imitation of Christ and also engage in apostolic works, above all that special care of souls involving salutary con-tact with the most abandoned. Servants of God Beloved Sons, you are servants of God in the true and primary sense of the word; for "by your vows you are totally dedicated to God through an act of supreme Love" (see Const. Lumen gentium, 44). To be dedi-cated means to be given over to another as his property and possession. You should be followers of Christ as the Universal Synod advised all re-ligious (see Decr. Perfectae caritatis, 2a), corroborating, as it were, and realizing more completely the desire of your Father Founder. Hence each of you must endeavor to order his life to a certain unity and seek Christ daily with a sincere and generous heart. Daily you should put on Christ, an effort which is the beginning and the end and the whole of your life, whether as individual religious or as communities. Thus you truly make Christ present in the world, which is in many instances utterly alienated from Him, its Redeemer. Then those who see you, who speak to you or liave dealings with you may experience a certain mysterious power emanating from our Savior. Thus also you manifest the holiness of the Church, to the world which especially demands holiness in her sons. Life of Charity This daily effort to put on the likeness of Christ constitutes, however, a life lived in charity and motivated by charity. For religious thus "impelled ¯ . . live ever increasingly for Christ and for His body the Church" (Decr. Perfectae caritatis, 1 ). But love truly and properly so called is not for a limited time, is not hedged by conditions, is not rendered less ardent by difficulties, and knows no end. Justly did the Second Vatican Council address to every religious the following exhortation to fidelity: "Let all who have been called to the profession of the vows take painstaking care to persevere and excel increasingly in the vocation to which God has summoned them" (Const. Lumen gentium, 47). The life in which one dedicates himself to God with an undivided heart 16 / Review Jor Religious, Volume 33, 1974/1 becomes a means to show forth the love of God for men. Just as God "loved the world so much that he gave his only son" (Jn 3:16), so too a religious who strives to attain the fullness of his vocation is a kind of gift bestowed upon the world. For an apostolate that is enlivened by continual prayer, liturgical and private, by ascetical zeal and the practice of the vir-tues, transfuses the divine life into men and constitutes in its truest sense the service of one's brothers in Christ. Beloved members of the Congregation of the Most Holy Redeemer, you have illumined the Church by the sanctity of certain of your brethren, of whom We are pleased to recall to mind the Saints, Alphonsus Mary de'Liguorl, your founder, Clement Hofbauer, Gerard Majella, Blessed John Nepomucene Neumann. By your apostolic labors you have brought the light of divine grace to so many souls. On the occasion of this general chapter, persevere with renewed alacrity in your noble purpose, and if need be give fresh impetus to your zeal and redouble your efforts that the Church of God may reap benefit from you now and in the future as in times past. In fatherly encouragement to you in all these efforts, we lovingly im-part the.Apostolic Blessing .~o you who are present here and to all your members. ADDRESS TO MISSIONARIES OF THE SACRED HEART At the general audience of October 10, 1973, the Holy Father gave the follow-ing talk to jubilarian Missionaries of the Sacred Heart who were present at the audience. Venerable Brothers and Dear Sons in Christ, It is a joy for us to receive you on this occasion which marks the anniversary of your sacerdotal ordi-nation. For forty years you have exercised the ministry of the priesthood, having been called by the Lord Himself and sent out by the Church to preach "Christ crucified" (1 Cor 1:23) and to assist in giving witness to His Resurrection (see Acts 4:33). We can well imagine how many graces the Lord has offered you over the years and how many helps your ministry has brought to those whom you have served with fidelity and sacrifice. On this happy occasion we are glad to offer you our blessing, our felicitations, and our encouragement. We see you as part of a vast number of our brother priests who have been conscious of their responsibility and calling and who have endeavored with God's grace to perform their ministry, in the spirit of St. Paul, as one "worthy of God's approval, a workman who has no cause to be ashamed" (2 Tim 2:15). Today we wish, at this point in your lives, to confirm you in the faith, which you have received and preached, and in the priestly vo-cation that has been your precious gift, high dignity, and important obliga-tion. We urge you at this time to keep alive your hope and to maintain to the end that confidence with which you began (see Heb 3:6,14). To each Documents concerning Religious / 17 of you we say with the Apostle: "God . . . will not forget your work and the .love you have shown him by your service, past and present, to his holy people" (Heb 6:,10). May Christ fill all of you with joy and keep you in his love. On our part we cordially give your our special Apostolic Blessing. Our special greeting of grace and peace in the Lord go to the members of the General Conference of the Congregation of the Missionaries of the Sacred Heart, gathered together to consider questions of religious life and missionary activity. As we assure you of our paternal affection and en-couragement, we pray that Christ Jesus will make you apt instruments of preaching His gospel with ever greater effectiveness. We pray that you may indeed draw copiously from the riches of His love so as to be able to com-municate this same love in all its fullness "to the praise of his glori6hs grace" (Eph 1:6). Our Apostolic Blessing accompanies you in your im-portant responsibilities. ADDRESS TO THE CLARETIAN CHAPTER On October 25, 1973, Paul VI gave an audience to the members of the Claretian general chapter during which he delivered the following address. Beloved Missionary Sons of the Immaculate Heart of Mary! We express to you our deep pleasure at th!s vi.s.!t you pay us at the con-clusion of the meetings of your general chfi~ter. We hope that the work you have carried out these days will be fruitful. We hope that the dedicated service of the superior general and of the other members elected to form part of his council, will be effective and helpful for the purposes of your religious family. ~ We cannot overlook a particularly, iIluhainating circumstance, ,.which makes this joyful meeting more attractive: yesterday we celebrated the liturgical feast of St. Antonio Maria Claret. You yourselves made known for this reason your desire to visit Peter's Successor. We thank you for this gesture of support, in which we see a testimony of ekquisite spiritual affinity with your founder. How could we fail to recall before his sons the deep de-votion' he felt for the Vicar of Christ? And how could we fail to,venerate his memory in view of his eloquent and moving 'profession of faith in papal infallibility at the I Vatican Council? All that obliges us gratefully to open our mind to you in confidence, so that. you know that it is in perfect har-mony of religious sentiments with your own. THE CLARETIAN IMAGE We are sure that, during these days of your chapter, the protecting and guiding presence of St. Antonio Maria became more intense and exacting among you. And we like to think too that, when tracing the lines of re-newal, you took as your fixed point of reference the most genuine faithful- 18 / Review for Religious, Volume 33, 1974/1 ness to the origins of your institute and to the teachings on the consecrated life that the II Vatican Council proposed .and we ourself have repeatedly in-culcated. Allow us to savour with what purity of characteristic features the image of the Claretian presented itself to the contemplation of St. Antonio Maria. We read it yesterday during the lesson: "I tell myself: a Son of the Immaculate .Heart~ of Mary is a man burning with charity who sets fire wherever he passes. Nothing disheartens him; he takes pleasure in priva-tions, meets difficulties, delights in slander, and rejoices 0in torments. He thinks of nothing except how to follow and imitate Jesus Christ, in working, suffering and struggling always and only for the greater glory .of God and the salvation of souls" (El celo, c. I, BAC 188 [1959], p. 777). o See here, projected towards you, a whole program of holiness, based on religious renunciation of oneself, the fruit of its fertile evangelical vitality. It points out to you clearly,, with expressions of clear Pauline dynamism the good to which your personal and community life must aspire: the following and imitation of Christ in impulses of a charity that is always operative. BEARERS OF VALUES If to this program of interior life we add the very special cult of the Blessed Virgin h~ inculcated in you together with the~rimary dedication to the ministry of the Word, ,we have the complete picture of the Claretian vocation and spirituality. These and no others were the motives that gave life and ,meaning to the irrepressible zeal of the son of Sallent. And none other was the stamp of religious austerity that he imposed on himself to make his ministry more worthy of credit and more in conformity with the demands of the divine call. To proclaim the Good News to the point of sacrificing oneself for the good of one's brothers, to teach men the ever new languagel of;charity, characterized his overwhelming pastoral,task as Arch-bishop of Santiago in Cuba. Rightly could~we say of him, as of the Apostle of the Gentiles, that his vigor as '.'herald and teacher in faith and truth" (see 1 Tim 2:7) suffered no decrease in the midst of difficulties. On the contrary, his pastoral cares, his missionary anxiety found a way to express themselves continually in new ministerial initiatives, at home and abroad, inspired and nourished by the spirit of faithful service to the Church. Beloved sons, .appreciate this spiritual patrimony of yours;, spare no effort in tending its roots, if you really wish to be a tree always young and flourishing, able to adapt itself to the environment, to the changing require-ments of the times in order to continue to give ripe fruit to the Church, as it did in the past and continues to do at present, through its most illustrious sons. , At the chapter you have just held you have been able to convince your-selves that you are bearers of certain values that do not grow old because they .are a select part of the heritage and the universal vocation of the Documents concerning Religious /o 19 Church. The Christian community itself asks you for faithfulness and dis-cretion, generosity and disinterestedness in order to accept you and recog-nize you as the living and united sign of its human and spiritual aspirations. We do not wish to expatiate at greater length. Entrusting these thoughts to you, we wish to encourage you in your aspirations to holiness with our prayers to the Immaculate Heart of Mary so that, with the help of her motherly intercession, you may be exemplary sons of the Church. As con-firmation of these desires and as a testimony of particular benevolence we warmly impart the Apostolic Blessing to you and to the whole Claretian family. First Penance and First Communion Sacred Congregation [or the Discipline of the Sacraments and Sacred Congregation for the Clergy The Supreme Pontiff Pius X, relying on the prescription of Canon 21 of the Fourth Lateran Council, decided by the Decree "Quam singulari" issued on August 8th 1910 (AAS 1910, pp. 577-583), that children, once they had reached the age of discretion, should receive the sacraments of penance and Eucharist. That decision, having been put into operation throughout the universal Church, has produced and continues to produce very many fruits of Christian life and spiritual perfection. The "Addendum" to the General Catechetical Directory issued on the 1 lth April, 1971, by the Sacred Congregation for the Clergy (AAS 1972 pp. 97-176) confirms the custom of children receiving the sacrament of penance before Communion: "Having weighed all these points, and keeping in mind the common and general practice which per se cannot be derogated without the approval of the Apostolic See, and also having heard the Con-ferences of Bishops, the Holy See judges it fitting that the practice now in force in the Church of putting confession ahead of first Communion should be retained." The same "Addendum" took into consideration the fact that in certain regions in the Church some new practices had been introduced allowing children to be admitted to first Communion without first receiving the sacra-ment of penance. It allowed such practices to be continued for a time, pro-vided there was "prior communication with the Apostolic See and., they [the Conferences of Bishops] are at one mind with it." Having now carefully considered the matter and having taken into con-sideration the wishes of the bishops, the Sacred Congregations for the Dis-cipline of the Sacrament~ and for the Clergy, by virtue of this present docu-ment, and with the approval of the Supreme Pontiff, Paul VI, now that the 2O First Penance a~nd First Communion two years have passed, declare that these experiments should be brought to an end with the conclusion of the school year 1972-73 and that, there-fore, the Decree "Quam singulari" is to be obeyed by all everywhere. Given at Rome 24 May 1973. ANTONIUS Card. SAMORI~ Praef . JOHANNES Card. WRIGHT Praef . A Note on Intercommunion Secretariat [or the Union of Christians The following text is an explanatory note concerning the "Instruction on Intercom-munion" issued by the Secretariat for the Union of Christians on June 1, 1972; the text of the 1972 "Instruction" was given in Review ]or Religious, January 1973, pp. 12-8. 1. After the publication of the "Instruction concerning Particular Cases When Other Christians May Be Admitted to Eucharistic Communion in the Catholic Church," on June 1, 1972, various interpretations of it were given, some of which depart from the letter and the spirit of the document. To pre-vent the spread of such inaccurate interpretations and their consequences, we think it useful to recall to mind a few points. 2. With this instruction, pastoral in character, the Secretariat for Pro-moting Christian Unity had no intention of changing the rules laid down by the Vatican Council's decree on ecumenism and further explained by the Directorium Oecumenicum. The intenti6n was to explain that the existing discipline derives from the requirements of the faith and so retains its full vigour. 3. The basic principles of the instruction are: a) There is an indissoluble link between the mystery of the Church and the mystery of the Eucharist or between ecclesial and Eucharistic com-munion; the celebration of the Eucharist of itself signifies the fullness of pro-fession of faith and ecclesial communion (cf. Instruction, par. 2, a, b, c). b) The Eucharist is for the baptized a spiritual food which enables them to live with Christ's own life, to be incorporated more profoundly in Him, and to share more intensely in the whole economy of the mystery of Christ (cf. Instruction, par. 3). 4. Within the full communion of faith, Eucharistic Communion is the .4 Note on lntercommunion / 23 expression of this full communion and, therefore of the unity of .the faithful; at the same time it is the means of maintaining and reinforcing this unity. But Eucharistic Communion practiced by those ,who are not in full ecclesial communion with each other cannot be the expression of that full unity which the Eucharist of its nature signifies and which in this case does not exist; for this reason such Communion,cannot be regarded as a means to be used to lead to full ecclesial communion. 5. All the same, both the Directorium Oecumenicurn and th~ '~Instruc-tion," on,the,strength of what has already been said in the Vatican Council,s decree on ecumenism, allow the possibility of exceptions insofar as the Eucharist is necessary spiritual nour!shment for the Christian life. 6. It is the local ordinary's responsibility to examine these exceptional cases and make concr&e decisions. The instruction (no. 6.) recalls that the Directorium Oecumenicum gives the episcopal authority power, to decide whether in these r~re cases the required conditions are present or not. The episcopal authority's faculty of examining and deciding is governed by criteria laid down in the Directorium Oecumenicum (no. 55) and further explained in the instruction (no. 4 b),:. ". admission to Carbolic'Eucha-ristic Communion is confined to particular cases of those Christians who have a faith in the sacrament in conformity with that of the-Church, who experience a serious spiritual need for the Eucharistic sustenance, who for a prolonged period are unable to have recourse to a minister of their own community °and who ask for the sacrament of their own accord; all' this provided that they have proper dispositions~ and lead lives worthy of a Christian." ~. This criterion is observed if,,ail the required conditions .are verified. An object.ire, pastorally responsible examination,does not allow any vof,the con-ditions to be ignored. . ~. ~ ~ It must also be noted that the instruction speaks of particular cases, which are to be examined individually. Hence-a general regulation.cannot be~ issued which makes a catego.ry .o.ut of an exce.ptional case, nor is it possibles.to legitimate on the basis:of, epikei.a by turning this latter into a general rule. Nevertheless, the bishops can in tiae various situations decide what are theneeds that make exceptions applicable, that is to say, what constitutes a special case, and they can determine the manner of verifying whether all the required conditions are fulfilled in such a particular case. When par-ticular cases presen.t themselves fairly often in one region, following a re-current pattern, episcopal conferences can issue some guiding principles for ascertaining that al!,the conditions are verified in particular cases. Normally however it will be within the competence of the local ordinary to judge such cases. 7. For other Christians to be admitted to the Eucharist in the Catholic Church the instruction requires that they manifest a faith in the sacrament Review ]or Religious, Volume 33, 1974/1 in conformity with that of the Catholic Church. This faith is not limited to a mere affirmation of the "real presence" in the Eucharist, but implies the doctrine of the Eucharist as taught in the Catholic Church. 8, It is to be noted that the instruction (no. 5) calls to mind the fact that the Directorium Oecumenicum (par. 34-54) provides for the Orientals not in full communion with the Catholic Church rules different from those regarding other Christians (par. 55-63)o For example, (a) Since they belong to a community whose Eucharistic faith is in con-formity with that of the Catholic Church, a personal declaration of faith in the sacrament will not be required of them when they are admitted: in an Orthodox this faith is taken for granted; (b) since the Orthodox Churches have true sacraments and, above all, by virtue of apostolic succession, the priesthood and the Eucharist, conces-sions for sacramental communion must take account of legitimate reciprocity (no. 43); (c) Justifiable reasons for advising sacramental sharing are considerably more extensive. 9. The question of reciprocity arises only with those Churches which have preserved the substance of the Eucharist, the sacrament of orders, and apostolic succession. Hence a Catholic cannot ask for the Eucharist except from a minister who has been validly ordained (Directorium Oecumenicum, no. 55). 10. The desire to share the Eucharist fundamentally expresses the desire of the perfect ecclesial unity of all Christians which Christ willed. Intercon-fessional dialogue on the theology of the Eucharist (as sacrament and sacrifice), on the theology of ministry and of the Church is pursuing its course within the ambit of the ecumenical movement, supported by the promises and prayer of our Lord; it is stimulated and enlivened by the charity, poured into our hearts by the Holy Spirit who has been given to us. We express the hope that the ecumenical movement will lead to a common profession of faith among Christians and so allow us to celebrate the Eucharist in ecclesial unity, giving fulfillment to the words, "Because there is one bread, we who are many are one body" ( 1 Cor 10: 17). This note has been approved by the Holy Father, who has authorized its publication. 17 October 1973 JOHN CardinaF WILLEBRANDS President CHARLES MOELLER Secretary Decree on the Holy Year Indulgence Sacred Apostolic Penitentiary A DECREE WHICH DETERMINES WHAT SPIRITUAL WORKS ARE NECESSARY TO GAIN "THE GIFT OF THE INDULGENCE" IN THE VARIOUS LOCAL CHURCHES ON THE OCCASION OF THE HOLY YEAR The Cardinal President of the Central Committee for the Holy Year has asked this Sacred Apostolic Penitentiary to determine what spiritual works are necessary to gain "the gift of the Indulgence," which the Holy Father has promised to reinforce the spirit of reconciliation and renewal which are the characteristics of this Holy Year. Charged by the Sovereign Pontiff, the Sacred Penitentiary grants that, from the 1st Sunday of Advent of this year, until the day when the Holy Year is solemnly initiated in Rome, the faithful of the individual local Churches can gain: 1. The Plenary Indulgence, in the times to be decided by the Episcopal Conferences, if they go on a. pious pilgrimage to the cathedral church, or also to o~her churches determined by the local Ordinary, in which a solemn community function is held; 2. The Plenary Indulgence, likewise in the times to be decided by the Episcopal Conferences, if gathered in groups (for example, families, school pupils, workers, employees and professional workers, pious associations), they visit the cathedral or other churches designated by the Ordinary, and remain there in pious meditation for a suitable time, concluding the visit with the recitation or singing of the Lord's Prayer and the Creed and with the invocation to the Blessed Virgin; 3. The Plenary Indulgence if, prevented by sickness or any other serious 25 26 / Review fo.r. Religious, Volume 33, 1974/1 cause, they join spiritually in the pious pilgrimage, offering God their prayers and sufferings. As regards the diocese of Rome, which should rightly be in this matter an example and stimulus for other ecclesial communities, the same Sacred Penitentiary decrees that the times and ways to gain the aforesaid Plenary Indulgence shall be determined by the Cardinal Vicar General of Rome. Notwithstanding any provisions to the contrary. Rome, from the Sacred Apostolic Penitentiary, 24 September 1973. G. SESSOLO Regent G. CARD. PAUP1NI Grand Penitentiary COMMENTARY ON THE HOLY YEAR INDULGENCE The following commentary on the preceding document appeared in L'osser-vatore romano, November 29, 1973, page 6. 1. By order ~f the Holy Father, the Sacred Apostolic Penitentiary issued, on 24 September 1973, a decree confirming and clarifying what had already been said with regard to the Jubilee indulgence during this first phase of the Holy Year. It establishes::the so-called "work" or "pious practice" to be carried out by the faithful, at given times and places, to acquire the Jubilee indulgence. ~ .' The "work" prescribed is a "pilgrimage" to a designated church, con-cl'~ ding witl~ barticipation in a solemn community servic~ or at le.ast with the i'ecitatign 'of some prayers. Summarizing the decree of 24 September 1973 and keeping in mind both the norms for indulgences and the Holy Father's Letter of 31 May 1973, to Cardinal Maximilian de Ftirstenberg, President of the Central Committee for the Ho!y Year, the following points.may be r~oted. The faithful who, duly,dispoged, approach the sacraments of confession affd communion and pray acco~:ding to the intentions of the Holy Father and the Episcopal C~ollege, are granted, in conformity with the norms in fbrce, the gift of the i91enary indulgence, at the time~'to be determined by the respective Episcopal Conference, beginning from 2 December 1973: (a) if they'take part in a pilgrimage to the cathedral church or to another church #esignated by the local Bishop and participate in solemn comrriunity serVice there; (b) if they go in groups (for example ram!lies, "sc3ools, professignal @orkers, associations) to one of the afpresaid chur'~hes and devote the, m-s'elves for ~/suitable space bf time to pious considerations, concluding them with the recitation or the singing of the Ou{ Fath~" and the Creed and with an invocation to the Blessed Virgifi; (c) if, being unable to take part in'tli~ pilgrimage of their comn~unity (ecclesial, family, or social), because they are pi'evented by illness or any ~Decree on the Holy Year Indulgence / 27 .o, ther serious cause, they join in it .spiritually by offering their prayers and sufferings. 2. We spoke above of the faithful being ."duly disposed." This is a reminder that the '.'gift of. t, he indulgence" must .be merited by fervent prep-aration; it is bestowed to reward° and "strengthen"--as we readAn the re-cent d.e~cree--the spirit of renewal and reconciliation that must characterize the Hgly Year. , For this reason the simple practices that are required to gain the Jubilee indulgence must not be separated from the work of preparation, on which s9 much stress has rightly been laid. The practices themselves are, as ~it were, the point of arrival°and ,tOe exte_r.na_l sign of deep renewal of the spirit and reinvigorated love for God and one's brethren. . No.w, ,,the work of renewal and fervor is 'the most valuable part of the Holy Year, because, great as is the value of the indulgence that remits the te.mporal pen,alty in the case of, those who are disposed, the value of the works proposed when their fulfillment leads,to an increase of charity is in-comparably greater (St. Thomas, Supplement to the Theological Summa, q. 25~ 2, 2 and q. 27, 2, 2). ,. 3. We mentioned above--in addition to the proper disposition and the "work" prescribed~what are commonly called "conditions" for gaining the Jubilee indulgence, namely:sacramental confession, eucharistic,communion, and prayer for the intentions of the Holy Father and the Episcopal College. The three "conditions" mentioned above are also required for every other plenary indulgence, with the only difference that the prayer, according to the general norms, is said for the intentions of the Holy Father, while in this circumstance the Holy Father himself (cf. Letter to Cardinal de Ftirs-tenberg, quoted above) has wished to associate the intentions of the Bishops with his own. For the fulfillment of the conditions (cf. Norms, nn. 27, 28 and 29), the following should be noted: " (a) Communion and prayer for the intentions of the Holy Father and of the Episcopal College should be on the same day on which the pilgrimage is made, but they may be before or afterwards. (b) To fulfill the condition of prayer for the intentions of the Holy Father and the Bishops, the faithful may recite a prayer of their own choice. (c) As for sacramental confession, in order to be able to make it un-hurriedly, it can be made even twenty days before or after the pilgrimage. It should also be remembered that confession must be made even by those who do not feel any serious guilt on their conscience; that it is required on the occasion of any plenary indulgence, but even more so for the Jubilee indulgence because of the particular commitment of purification and re-newal that the Holy Year entails. The confession, in fact, if the penitent so desires and the confessor con-s~ ders ~t useful, may ~nclude not only the s~ns since the last good confession, Review for Religious, Volume 33, 1974/1 but also the sins of a longer period of time to facilitate a deeper renewal of life. Furtherra~ore, to facilitate the faithful in making their individual con-fession, the recommendation that there should be confessors available "on the days and at the hours established for the convenience of the faithful" (cf. Normae~ pastorales of the S0 Congr. of the Doctrine of the Faith. 16 June 1972, AAS 64, 1972, page 513), is especially applicable for the Holy Year. (d) During .the Holy Year it is also ct~stomary to grant confessors special faculties in order that, if necessary, they"can absolve penitents in some cases, usually "reserved" to higher authority, without the obligation of re-course to the Bishop or to other competent Superior or to the Holy See. During the first phase of the Holy Year, which is celebrated in the vari-ous local Churches, the Bishops can make provision in this regard by grant-ing, at least to the more experienced confessors, the ample faculties at their disposal (cf. M.P. Pastorale munus of 30 November 1963, n. 14: AAS 56, 1964, p. 8). 4. Mention was also made above, in a generic way, of the "norms in force." It will be sufficient to recall here expressly the following two: (a) Every indulgence can" be applied to the dead by way of suffrage (norm 4). (b) The plenary indulgence can be acquired only once a day (norm 24, 1). Religious Life: Style or Culture? Vincent P. Branick, S.M. Father Vincent P. Branick, S.M., teaches Scripture and philosophy at Chaminade College of Honolulu; 3140 Waialae Avenue; Honolulu, Hawaii 96816. Paradoxically, loneliness has appeared most intensely in communities which have accepted in full seriousness the needs of the individual to express and communicate his unique personality. Groups which have sacrificed rich traditions to avoid the suffocation of their members in a mass of impersonal structures, congregations which have radically reformed their rules in quest of a truly personalized life have found their members suffering an over-whelming sense of isolation and lack of social maturity, to the extent of a serious weakening or even destruction of~their religious vocation. The Loss of Religious Culture Obviously, the ideals of personalism governing these reforms are not false. The evident validity of these ideals has led administrators to hold to the reforms in the face of their congregations' equally evident devitaliza-tion and even extinction. The mistake lies not in the ideals but in an un-recognized consequence resulting from an oversimplified pursuit of these ideals, namely, in the loss of religious culture. Many young people who came to religious life with a profound desire to be religious are leaving for the lack of a religious culture in which they could live. Many older religous are retreating into a comfortable bachelorhood for want of a religious cul-ture in which they could grow. What is this missing culture? Culture in General In its fundamental sense, a culture is a milieu or atmosphere in which 29 30 / Review for Religious, Volume 33, 1974/1 the human person can express his heartfelt values and through which he can communicate with others about these values. A culture is a consistent pat-tern of practices and manners which specify a shared approach to life, a familiar environment in which an individual finds himself, in which he can feel "at home." This fundamental sense of culture appears most strikingly in the cele-bration of a folk-festival. A nation celebrating itself gathers up its heritage, dances, and contests as a reminder of all that its members have in common. The songs a people sings are truly its songs. These are the songs which its ancestors sang and which likewise catalyzed its ancestors' sense of identity. Through these traditioned customs a nation can celebrate its solidarity in the present and its link to its past. Thus, a folk-festival is not a celebration separated from daily life, but rather an intensification of elements active in a lesser way throughout the daily life of a people, binding a people together. The stranger can visit and enjoy the celebration, but he can never fully par-ti~ ipate in it. He is not of the same culture. Culture as a Social Reality In its more common meaning as a complex of refinements and sensi-bilities, culture is likewise basically a social concept. The "cultivated" per-son is one whose sensibilities have been refined to perceive the beauty of the art and customs of a nation, to understand and use the language and literature that bind a people together, ultimately to understand the languages and customs that bind all men together. The use of such refinement as a device for. mere self-display produces a grotesque caricature, confusing cul-ture. with snobbery. True culture is essentially a social reality. The cultivated person is one who has mastered.the symbols of a society, the symbols which are the means of communication within that scciety. As a social reality, culture is an extension of the human body's ability to symbolize the soul to others. It is an extension produced by a consistent use of many details of life, perhaps insignificant in themselves but very sig-nificant in the pattern they form together. This extension is accomplished with other persons, who together create a circle of common gestures, lan-guage, dress, and other customs, a circle in which each individual feels at home, in which he can express himself and be confident,of understanding, since he is communicating with others in a familiar medium. The N~ed of Every Man for a Culture Every man needs such a culture in which to grow. The man in society needs to feel a certain rhythm about him which he knows and which he can use as a sounding board for his inner life, allowing him to concretize and control that inner life and, above all, to share it with others. Even the her-mit has taken with him his language and his manners which remain at least an unconscious reminder of the people he knows and which .allow him to Religious Li]e: Style or Culture? / 31 express to himself the life he is leading. The man without a culture is the barbarian, the one incapable of using the symbols of communication, the conventions of sharing; thus he is reduced to grunting his basic needs. Far from suppressing individual persons and ideas, the discipline of a culture provides a man with the means of expressing and developing his individuality. The great poets expressed their genius not by creating new and private languages, but by mastering their mother tongues. Perhaps the great attraction of the "hippy culture" was its success in mediating a solidarity and communication among its members. The pattern of the many external, insignificant details permitted one member to talk to another. The long, slightly matted hair, the beard, the colorful but bleached clothes, necessarily frayed at the edges, the beads, and above all, the vocabulary--these details, insignificant in themselves, formed a culture within which one hippy could understand another. The apparent contradic-tion between the hippy ideal of freedom in personal expression, on the one hand, and the strict conformity in dress and hair, on the other, can be un-derstood in the light of the enormous importance such details have when taken together to form a culture. Religious Culture In the same way the person who enters religious life needs a culture, The person who wishes to live his Christian life in intense simplicity and poverty, the person who seeks a prolonged meditative prayer needs a pat-tern of bodily symbols to concretize his aspirations, a sounding board against which he can objectify his ideals. Furthermore, he needs others who share his spiritual values and with whom he can communicate. He thus needs an atmosphere or pattern in which he can develop this life and communicate with others about this life. He needs a religious culture. It is not surprising to find at the historical origin of religious life the practice of spiritual di-rection, the practice of communicating profound religious insights and val-ues, oa practice which gradually of itself expanded into a pattern of religious customs, into a complete religious culture. Loss ~f Culture by Focus on Style Many communities .today have lost this sense of religious culture 'by focusing rather on the question of style. The emphasis on personal style in religious life has had the value of underlining the individual differences in a community, differences which enrich a.community. Yet, in fact, this same emphasis on personal style has broken down much of the consistent re-ligious patterns and symbols in congregationsland, as a result, much of the communication among the members. Diverse individuals and groups, each absorbed in its preferred style, became isolated from each other. Frequently one religious no longer knew if.another possessed the same spiritual sensi-bilities, the same interests, the same background on which communication Review for Religious, Volume 33, 1974/1 could be based. The least common denominator in a particular community became less and less. As religious life became a "life style," attention shifted from "life" to "style," and individuals charted their courses alone, away from each other. Presupposed in this pluralistic approach was the belief that each mem-ber of a community could work out his style of life by himself. The man who wished austerity could rise early by himself, eat frugally by himself, and by himself develop a contemplative form of prayer. Supposedly, the others in the same community who did not wish to share this desert could avail themselves of more bourgois amusements. This presupposition, however, neglects man's need for a culture. In effect, this emphasis on style has led to the introduction into the con-gregations of diversities normally holding among congregations. A particu-lar community could find itself composed of austere Trappists, Christian hippies, and mere professional bachelors, each with his own spirituality, each with his own style. Sharing the same province or even living under the same roof, members of communities began to look like strangers to each other. The fundamental element of religious life, spiritual direction, be-came impossible. Prayer life broke down, not through laziness, but through loneliness, through the inability to communicate with others about one's prayer. Formation of recruits became an impossible task, often involving a series of contradictory instructions as a young person passed from the recruiting community, to the novice master, and on through the stages of formation. Rebuilding Religious Culture At present most attempts to rebuild the bond among the members of a community tend in two distinct ways.', the one "theoretical," the other "recreational." The first consists of an attempt to find and concentrate on "the essen-tials." In the face of a bewildering variety of life styles, many communities have sought to articulate the essence of their life, the core reality that every-one could accept, on which everyone could concentrate, allowing then the accidentals to vary according to individual preferences. The theologians were asked to present in clear terms the essence of religious life. General chapters met and held their breath, waiting for this description of the essence. They will probably continue to wait for some time, because the task of articulating the essence of such a concrete and mysterious reality as re-ligious life appears as an impossible job. Whatever "essential trait" is sei~ed upon, whether some particular vow, the three vows, or community life, there appears in history or in the present some obviously religious form of life that flourished or is presently flourishing without it. The appeal to ca-nonical definitions likewise fails to point out an essence of the life, since Religious Li]e: Style or Culture? / 33 these definitions appear more as descriptions after the fact, more as arti-ficially clear and distinct deliniations required for the legal functioning of the Church than as theological penetrations into the fundamental structure of the life. Like peeling away the successive skins to find the onion, the-ologians peeled away the "accidents" but found little left to identify as an essence. The second method of rebuilding the bond among the members of a community is far more down to earth and consists on stressing "the com-mon fun." While awaiting the perfect theology of religious life, people can do something practical. They can recreate together and in that recreation seek to build a community. Such suggestions as "Let's fire the cook and make our own meals together!" or "Everybody in the club room tonight for cocktails!" often clothe desperate attempts to build community. Certainly this effort has served well by focusing on the real need for sim-ple friendliness in communities (to say nothing of the marvelous cooks pro-duced). Yet the idea of common life meant more to the ancients than our attempts at common fun. Such a shallow basis of life does not attract dedi-cated young people. If all they see is this recreational aspect of our lives, they will hardly be convinced to sacrifice spouse and children for a con-viviality that can never approximate the intensity and warmth of a natural family. The community recreation is important, but it can never form the basis of religious common life. The Need to Reestablish a Religious Culture The isolation and loneliness vitiating communities can be overcome only by reestablishing a whole religious culture, a consistent and relatively stable milieu in which religious can feel at home as religious, a pattern of con-crete practices through which one religious can express his deep spiritual values to another. The precise culture will vary with each congregation. Any form, how-ever, will demand certain general lines. First, a religious culture demands an attention to a multitude of accidental details, many of which when taken alone may appear insignificant and even superficial. Neither the cut of the clothes, nor the simplicity in a house, nor the hour of rising appears worthy of an intense crusade. It is useless to seek a rationale directly behind such details, and the temptation exists to peel them away one by one, to peel them away as though from some essential core. Yet insofar as it is a cul-ture, the essence of religious life may be inseparable from the sum total of the "accidents." A religious culture does not stand or fall with any particu-lar detail, but the simple removal of each accidental reduces by that much the identifiability of that culture. Second, any religious culture is necessarily built around the form of prayer of the community, more specifically, around the degree of con-templation a community chooses to practice. A particular type of prayer 34 / Review for Religious, l/olume 33, 1974/1 often requires an ambience, a degree of calm, a type of simplicity regulat-ing the details of the whole day. Conversely, a particular form of contempla-tive prayer colors all else: personal service, the celebration of the Eucharist, professional work. The type and degree of mental prayer is thus a key ele-ment in any religious culture. Third, religious culture, like any culture, requires a willingness of the members to sacrifice personal preferences for the consistency of a com-munity atmosphere, to place a social culture before a personal style. This is not to say that the culture must take the form of some immobile mass of customs. Customs must evolve. As practices no longer serve to communicate the spiritual inspiration of a community, as gestures lose their symbolic values, they should disappear. However, a culture must change as a culture. It must evolve on,the basis of other more stable elements, not on the basis of members darting off in their own directions, according to the demands of personal style. ¯ Within the context of such a religious culture, the search for the essence of religious life can continue, guided not simply by an abstract analysis, but, .more importantly, by a lived contact with the reality. Since religious life is received by man as gift, not produced by him as invention, since the life is fundamentally beyond his natural powers, he will probably never attain that clear insight into the nature of the life that results in a precise defini-tion. Our speech about religious life will probably always be dominated more by poetic intuition than by abstract concept, a poetic intuition that feels at home with small details and operates from a position within the object spoken of. Likewise, the efforts to improve community recreation should have an important part in the building of religious culture. The simple kindness and conviviality of a community recreation can be a powerful expression of the fundamental value of fraternal love, if this expression is part of a greater milieu. Culture and Personal Development Where the individual religious finds a living and consistent culture, there he will find the medium in which to express his unique individuality. In the expressed solidarity of a group, a member has the means of developing a truly personalized life. There he has the means of expressing for himself and for others his unique riches. A culture which involves even many small details will not stifle individuality. As the expression of the spirit, a culture will function as a guide and an agent of personal development. Only a vibrant culture in religious life will dispel the present loneliness. Size and the Cohesiveness of Groups of Religious Sister Jane Marie Kerns, S.H.C.J. Sister Jane Marie is a faculty member of West Catholic Girls High School and,lives at the Convent of the Holy Child Jesus; 4724 Cedar Avenue; Philadelphia, Pennsyl-vania 19143. ~ Six years have passed since the CMSW undertook the monumental study known as the Sisters Survey in an attempt to delve into the thinking and feelings of the religious who participated. Prescinding from the reported findings, one can suspect that even the launching of such a study had value simply as a consciousness-raising device. Foremost among the areas of re-ligious life that came under scrutiny was the, dynamics of group living that we call community life. Explosive--because it is inescapably personal-- and sacrosanct--because it is integral to religious traditions and the essence of religious life as we understand it, the whole topic of group living by re-ligious is subject to biased interpretations. Why? Perhaps just because celibates need so much from community life. Perhaps just because we de, pend so much on life in community to underwrite the whole structure of the social apostolates in which we engage. Perhaps just because an ideal form of community life promises to make tangible and present the kingdom of God toward which we daily strive. Size and Cohesiveness Whatever the reason, there can be no doubt that community is a prime concern among religious and that size as related to cohesion is a pivotal area. In order to bring empirical objectivity into an issue clouded with un-conscious and often conflicting biases, the author undertook a research 35 36 / Review ]or Religious, Volume 33, 1974/1 project designed to investigate the effects of size on the cohesiveness of groups of religious living together in local communities. By devising a method to quantify the degree of cohesion exhibited through the affective choices made by members of several large and small communities, it was possible to make a comparison based on evidence more objective than opinion and more concrete than theory. Background The CMSW Survey in 1967 showed that 59.7% of the 125,000 sisters who responded to it felt that there was an optimal size of community groups beyond which it would be impossible for members living together to become a community. (Though the Survey did not define the term com-munity, it is patent from much of the literature of the day that sisters under-stand some special sense of fraternity and solidarity or cohesiveness that should be characteristic of the shared life of religious who live together.) Among the Sisters of the Holy Child Jesus, who were the subjects of the research project on which this article is based, an even greater majority-- 78.2%--concurred in the opinion expressed on the CMSW Survey instru-ment. In subsequent years a plethora of literature praising small group living has led to a general belief among religious in the therapeutic value of the small local community as the preventative for malformation of personality and as a booster shot for personal fulfillment through the healthy human interaction indispensable for strong ego-building? The impetus for the renewal of religious life given by Vatican II in-corporated much that flowed from the best developments of social psy-chology. In this context the drive to revivify the apostolate of the Church required that religious orders of men and women march in tune with the personalism of the culture of which they are a part. Definition of the Problem From this two-pronged incentive of development in the social sciences and updating in the Church, there arose interest in the applicability of many facets of small group research to religious communities. Focusing on the i~ssumptions that in a given group (1) more frequent interaction conse-quent on smaller nfimbers of members tends to produce more cohesive groups and (2) members of a small cohesive group will experience more strong satisfying interpersonal relationships than members of a larger group, the author undertook an empirical study of eleven groups of re-ligious sisters for the purpose of developing an index of cohesiveness that would enable comparisons to be made between larger and smaller groups, 1Gabriel Moran and Maria Harris, Experiences in Community (New York: Herder and Herder, 1968). This is one of many possible examples. Size and the Cohesiveness of Groups of Religious and thus promise an objective test of the hypotheses involved. In brief, those hypotheses state that community size will have a signifi-cant effect both on the number of members with whom one can have good positive relationships and also on the proportionate number of people in community with whom one can have such relationships. Definilion of Key Words Certain key words must be defined in accordance with their use in this ¯ study in order to provide a common working base. The following appear to be most important: 1. cohesion 2. good, positive relationship 3. group--small, large Because of characteristics peculiar to religious orders, the task of defining terms is more complicated than simply borrowing from highly quoted au-thors in the field. A method of definition by distillation was employed in areas where circumstances required. A prime example was the term cohesion. In consulting authors,~ one is confronted with a notion of forces constraining members to remain in the group. But there is nothing in the literature that seems to correspond to the force of perpetual vows which bind the religious to membership in the re-ligious institute and to residence in specific local communities according to the directives from authorities in the order. Two levels of "force" are in-herent in the situation of the religious. One revolves around the strength of his commitment to the religious life itself and the second around the de-gree of commitment with which he engages in the affairs of the local house in which he lives--a commitment arising basically from a sense of duty toward an ideal based outside of the group in which he lives. A third force, distinct from the levels mentioned above, yet probably to some extent conditioned by his whole approach to religious life, is the at-traction that the local community holds for the religious by reason of the rapport he feels with particular members of that given group at any one time. Since all the groups used in this study operate under the same two forces resulting from religious profession in the order, it appears that the third type of force is more germane to our purposes here. Therefore, cohe-sion in this study denoted ". the degree of attachment (involvement, be-longingness, importance) that members have for the group.":' In this con-text then cohesion refers to the obvious capacity of the group to satisfy the ~The writings of men like Cartwright and Zander or Festinger, Schachter, and Back are typical. :~Clovis R. Shepherd, Small Groups: Some Sociological Perspectives (San Francisco: Chandler, 1964), p. 25. 311 / Review [or Religious, Volume 33, 1974/1 personal needs of its members. It is this connotation that is meant by "strong, satisfying, interpersonal relationships" referred to in the second assumption; and this is the definition of good, positive relationships used in this work. (Though use of the word "friendship" might be a more graceful way of ex-pressing these ideas, its use is being purposefully avoided to.allow for a more open-ended definition of friendship to be employed later in the pre-sentation. ) By small groups, we shall mean groups of between 6 and 11 members and the large groups used in the study ranged from 12 to 29. Procedure The procedure used in the research involved a sociogram-like type of questionnaire in which the respondents were asked to list any number of sisters with whom they had lived during the last year and with whom they would enjoy engaging in a series of activities ranging from purely recrea-tional, to work related, to deeper, more intimate sharing on the religious plane. In every situation the emphasis was on the natural affectivity of one sister for her companions and not any exercise of supernatural charity? Approximately 91% of the sisters responded thus providing the researcher with excellent material from which to construct four measures of cohesion. Three of these stemmed from analysis of who chose whom and how often. By diagrammatically presenting the chain of relationships resulting from tracing the choices of the most frequently chosen individuals as they re-lated to the others in. community, a distance factor was developed. Finally, a study was made of the average number of "good friends" that the sisters INDEX OF COHESION AS DEVELOPED THROUGH THIS STUDY Community z-score corrected distance use of per- average size order ranking z-scores factor sonality votes rank " A 1 1 1 1 1 B 3 2 2 2 2 C 8 3 5 6 6 D 2 5 4 4 3 E 4 7 3 5 4 F 5 6 9 9 7 G 6 4 7 3 5 H 9 10 8 8 l0 I ll 11 6 7 8.5 J 7 8 10 10 8.5 K 10 9 11 11 I1 4For a complete exposition of the steps involved in the research readers are referred to the original work by the author, Sister Jane Marie Kerns, A Quantitative Analysis o[ Size and Cohesion (unpublished M.A. thesis, St. Louis University, 1973). Size and the Cohesiveness oI Groups of Religious / 39 in each house claimed. In this phase of the project each respondent was permitted to define the phrase "good friend" in any way that she felt was adequate and then she was asked to tell how many such "good friends" she had in the~ community in which she lived. Analysis of this section revolved around both the absolute number of good friends claimed and the number proportionate to the size of the community. Interpretation of Results A word of caution is in order here. Before any interpretation of the results can be presented, it must be remembered that this study was de-signed to measure relative cohesion only. It cannot be stretched to comment on disunity, on morale, or on working efficiency of the groups involved; and it must be seen as a measure of natural affectivity--a factor which cannot be assumed to be the dominant motive force for most of the group's activity. This caution is necessary both to maintain a scientific discipline and also to prevent our losing sight of the supernatural aspects of community life that cannot have been explored in this kind of work. Be that as it may, it is still remarkable to notice that the study revealed the presence of no isolates--persons not chosen by any other members of a group--in any of the eleven communities totaling 141 religious. Not only are there no iso-lates, but in actual count there is no, member of any community who was not chosen by at /east 21% of the members of the community who re-plied--- by no fewer than 50% of the members in 7 out of the 1! com-munities. Therefore, it can be insisted that we are justified only in conclud-ing to relatively more or less cohesion but not to any implication of disunity or disaffection. Size as a Significant Factor It can be stated unequivocally that the empirical evidence presented points to size as a significant factor in the study of cohesion. There is every reason to conclude that the smaller, the group, the more the members demonstrate stronger natural choices for a wider segment of the group. But hidden within this general overall conclusion are several important considerations that must be brought to light. Whereas the techniques used here demonstrated the validity of the commonly held belief that small groups tend to be more cohesive, the ques-tion dealing with friendship upset the commonly held expectation that more good friendships are found within small groups and that theoexistence of such friendships is the reason for greater cohesion. From our study the results indicated that such a line o[ r~easoning is faulty. In the first place, smaller houses reported neither a greater number of friendships absolutely nor a greater number proportionately speaking. Hence, friendship and co-hesion are not synonymous nor are they positively related. Rather, it might be concluded that they are alternatives within the group process. 40 / Review ]or Religious, Volume 33, 1974/1 Two possible lines of thought might be adduced to explain the seeming contradictions posed by the fifth stage of the investigation. First, by de-veloping and combining some of the thought of Simmel~ and of Mancur Olson'~ with regard to small groups, a synthesis can be arrived at which sheds light on the subject. Simmel's contribution springs from his conten-tions that smaller groups have qualities, including types of interaction among their members, which inevitably disappear when the groups grow larger. Olson points to a major difference between large and small groups when he formulates as a principle: ". the larger the group, the less it will further its common interests." Second, by appropriating some of the insights of Sister Joan Michele Rake7 and blending them with the thought of Simmel and Olson, the contradiction of fewer friendships in more cohesive groups is dissolved. Sister Joan Michele draws the boundaries between "engulf-ment" by the community and self-development of the healthy religious who makes good use of the structures of community. Hers is not so much a study of the effect of size but rather a clarification of issues on some of the dynamics at work in any group. The Specifics of Small Groups Consider the relative investment that members of a small group must make in order to obtain the benefits of membership and conversely the mag-nitude of the slack that must be taken up by the remaining members if one member fails to carry his own weight. More specifically, consider the num-ber of functions that must bc performed smoothly if life in the house is to be mutually beneficial. Since the small group enables not only face-to-face rela-tionships but even more importantly, person-to-person contact and consul-tation, many of the decisions reached and the functions implicit in the religious life lived in community are arrived at and disseminated tacitly. For example, each one knows from personal experience that does not need explicitation that communal worship can only be consummated if the com-munity is present and each one knows that in a small house her absence is both noticed and keenly felt. The differential involved is not merely a quan-titative one, but actually a qualitative one. There is a certain unspecified number below which communal worship declines into merely a collection of individuals attending the same liturgical function. And it is this height-ened sense of awareness of the qualitative contribution made by personal participation of each that typifies the small group. Person-to-person contact makes possible agreement--implicit or ex-plicit-- on common goals of a more specific nature than can be formulated '~Kurt H. Wolff, The Sociology o] Georg Simmel (Glencoe: Free Press, 1950), p. 87. ~;Mancur Olson, The Logic o] Collective Action (New York: Schocken, 1968), p. 36. rSister Joan Michele Rake, Friendship in Religious Li]e (unpublished M.A. thesis, Duquesne University, 1969), Chap. 7. Size and the Cohesiveness of Groups o]. Religious / 41 when a larger number of individuals is involved. And converSely, devia-tion from the commonly accepted ideas is more obvious and therefore re-quires more of an expenditure of psychic energy for continued adherence on the part of the deviant and more of an effort on the part of the group as a whole to combat either by modifying the idea or by converting the deviant member. Whether we speak of positive elements that tend to unite or of negative elements that tend to threaten the group's solidarity, there is more immediate response required, a greater expenditure of personal effort on the part of each member in the small group, and a return in the way of benefits of group membership commensurate with the effort expended. The Specifics of Large Groups In the large group the sahae level of return is expected, but the level of expectation of individual participation is lower. Since person-to-person com-munication on. :every issue and between every set of persons is too time-consuming and too indeterminate in the process of seeking consensus, cer-tain abstractions in the form of community mechanisms, offices, and so forth must be established and these become looked upon as the expression of group cohesion that can no longer be immediately and obviously attained. The areas of shared ideas becom6 somewhat more general and, therefore, more readily acceptable to the total group in spite of the greater variety of opinions. In turn these more abstract expressions of relations and more general types of agreements require less commitment on the part of the individual. Though the ideas themselves may be less "radical," less basically rooted in the peculiar characteristics of the group, more generalized, ad-herence to the ideas becomes more radical, more a bare minimum that can-not be sacrificed if group unity is to be maintaini~d. A full complement of the members is not required to constitute a "com-munity presence." Absenteeism is not as noticeable--certainly not as per-tains to the particular individual who is absent, since her personal contribu-tion has in some ways become distanced or formalized in the large group setting. Differences between Small and Large Groups Wha~t results from the above discussion is an argument to the effect that the demonstrably greater cohesion among the small group members results more from a heightened sense of personal investment and personal con-cern, a greater consciousness of the personal element in the affairs of the house, a greater consonance between the individual's own approach to life since his personality enters more fully into the determination of group atti-tudes, a greater sense of the interdependence of the persons in the com-munity in all its affairs---especially because they answer directly to and for each other. In the larger group some degree of personalism is lost as the sheer force of numbers demands some degree of abstraction and the substi- Review ]or Religious, Volume 33, 1974/1 tution of shared symbols that can be immediately present to all when the person-to-person common search for common understanding is not practi-cal, The sense of interdependence is therefore "once removed" with the result that the individual who has to expend less of herself in contributing to and in conforming to more general ideas is then .freer to develop inde-pendently of the group in more areas. Not only is there in larger groups more room for individualism to fluorish and a greater variety of personality types emerging (assuming of course the absence of any rigorous pressure to conform in all respects), but this sharper differentiation among component personalities enables stronger, more particularized dyadic relationships to de-velop out of the shared responses. Hence, we see the application of Simmel's principle that the quantitative increase in size of a group leads to a qualitative differentiation ~on the part of the individuals.8 Simmel holds that an individual tends to maintain a certain balance between the social and the individual aspects of his life. When he is involvi~d in a small group with a high profile for cohesiveness or for strong identity as a group, he has little opportunity to express his own individuality--and little need to do so since there is satisfaction offered in the group. But when he is involved in a larger group with a less ~iell-defined profile, °one that is less consonant with his unique personality since it is necessarily more generalized, he then finds scope--indeed he must--to express his individuality. As the group gains in individuality ~(a situation that pertains to small groups), the individual loses and vice versa. The Question of Friendship Sister Joan Michele believes that wherever the "corporate mentality" is strong among religious--that is, a tendency to look on the group life as an exercise in efficiency--it will be more difficult for 'real friendships to grow. If friendship is ". an encounter between two persons. [which] results in an enduring nonexclusive relation which is lived as a gift of affinity and affection and occasions the autonomous growth of the persons involved,''~ it can only flourish where there is a real encounter of unique personalities --personalities well-developed, mature, sharing a common ground in .their search for truth, and coming, as it were, by chance upoh an unconscious, mysterious affinity that raises comrades, colleagues, and companions. above those levels of association to a new plane that is by no means the necessary consequence of living in community. Precisely what dynamics are generated by the presence of more or fewer dyadic relationships could not be explored in this project since the identity of "good friends" was not revealed; but it has been necessary to digress into these areas ever so slightly, simply to make the point that the cfn-~ 8Wolff, The Sociology o! Simmel, p. 87. '~Rake, Friendship, p. 52. Size and the Cohesiveness of Groups of Religious / 43 clusions reached in this research are quite validly and integrally consistent with the general direction of small group theory. Yet there is real danger that they may lend themselves to simplistic interpretations that do not con-vey the whole picture. The research has confirmed the theory that (1) community size does have a significant effect on the number of members with whom one can have good, positive relationships---both the absolute number and the proportionate number of members; and that (2) the smaller size communities are the ones that exhibit these good, posi-tive relationships more frequently. Equally important, however, are the findings resulting from the question on friendship; namely, the members living in larger groups tend to report both a greater number of "good friends" and to consider a greater proportion of members of the com-munity in the category of "good friends." The above statement when coupled with the theory of writers like Van Kaam, Sister Joan Michele, and even classical authors such as Simmel indi-cates there are ways in which the more cohesive small groups are at the same time more restricted in opportunities for developing friendship and that friendship might actually exist as an alternative to cohesiveness, not as a concomitant element. Practical Conclusions Taking a step beyond the scientifically validated conclusions of the study itself and addressing the practical value of all this for the present-day religious community, there are perhaps two major points to be considered. The first point of practical concern for religious is the importance of the absence of isolates from the communities studied and the commentary this is on the ability of religious who share the overall goals of the religious institute to assimilate members into a community even when religious have no voice in choosing where or with whom they will live. Though this point cannot be pushed beyond the limits mentioned earlier, it can be cited as evidence that the freedom in assigning personnel that has been a plus factor enabling religious groups to function efficiently in the apostolate is not in and of itself incompatible with the desire to provide living condi-tions that foster good interpersonal relationships. The second point to be made is that decisions regarding community size (where circumstances allow for either possibility) might reasonably be made in favor of smaller community groups at a time when the call to re-newal emphasizes our need to search together for a more radical commit-ment to the essence of religious life. If sociologists and psychologists are correct in their assessment of the differential in ability of various size groups to reach consensus at various levels of abstraction, certainly religious would do well to make use of this knowledge in their efforts to re-create 44 / Review ]or Religious, Volume 33, 1974/1 in the Spirit the shared faith that brought their institutes into being. Further-more, if the members of congregations are appraised of what can and cannot be achieved in groups of various sizes, realistic expectations can constitute solid foundations auguring well for solid progress. Structures of themselves will never cure. But they can facilitate if used wisely, and they can hinder if used poorly or ignored. Size is not of itself a panacea, nor a Pandora's box. Perhaps we have mistakenly held in the past that the same quality of religious life can exist with six or sixty in the community. As we eschew past folly, let us not perpetuate new foolishness by assuming that small size will do more than facilitate the emergence of a faith sharing which will depend for its quality, not on numbers but on the grace of God realized in the lives of those who grow together toward the fulfillment of their covenant with both God and His People. The Liturgy of the Hours in Religious Communities John Allyn Melloh, S.M. Father John Allyn Melloh, S.M., a member of the School of Divinity of St. Louis University, lives at the Marianist Residence; 4528 Maryland Avenue; St. Louis, Missouri 63108. The Liturgy of the Hours should not be looked on as a beautiful monument of a past age, to be preserved almost unchanged in order to excite our admira-tion. On the contrary, it should come to life again with new meaning and grow to become once more the sign of a living community.--The General Instruc-tion on the Liturgy of the Hours, paragraph 273 Reform, renewal, restoration of the liturgy is always one of the paramount concerns of any ecumenical council; Vatican II was no exception. Desirous of "imparting an ever increasing vigor to the Christian life of the faithful" (Constitution on the Sacred Liturgy, paragraph 1), the Council fathers placed liturgical reform top on the list of their priorities. If the liturgical celebrations of the People of God were to be a "foretaste of that heavenly liturgy which is celebrated in the holy city of Jerusalem toward which we journey as pilgrims" (Constitution on the Sacred Liturgy, paragraph 8), then much renewal was needed, lest the pilgrim people of Yahweh seek a new city-~one where celebration was indeed a reality! Restoration of Eucharistic praxis, as well as an updating of other sacra-mental ritual celebrations, was essential for the nourishment of Christian piety and the mediation of the salvific graces to all mankind (Constitution on the Sacred Liturgy, paragraph 1 !). Equally important for the liturgical life of the ekklesia was the restoration of the Divine Office, the Liturgy of the Hours, the "public prayer of the Church" (Constitution on the Sacred Liturgy, paragraph 90). In the age of aggiornamento, this "wonderful song 45 46 / Review for Religious, Volume 33, 1974/1 of praise" (Constitution on the Sacred Liturgy, paragraph 84), which had all but entirely disappeared, had to be revived; and a genuine "revival" was needed for the "voice of the bride addressed to her bridegroom" (Constitu-tion on the Sacred Liturgy, paragraph 83) had become mute. This "very prayer which Christ himself, together with his body, addresses to the Father," had become, over the ages, a prayer which Christ, along with a few isolated members--becoming fewer day by day--of His Church addressed to the Father. The opus Dei had become the onus Dei.t General Instruction on the Liturgy of the Hours Almost ten years later, in February 1971, the Sacred Congregation of Divine Worship issued the General Instruction on the Liturgy of the Hours. In five chapters, full of good solid Christology, ecclesiology, and spirituality, this document speaks of the Liturgy of the Hours as a viable prayer form for the Church--even in 1973! Perhaps one of the most significant Roman documents issued of late, and certainly the longest and most theological document ever issued on the topic of the Divine Office, the General Instruc-tion makes clear that the intent is the restoration and revitalization of the Liturgy of the Hours. The "ptiblic and communal prayer of the people of God is rightly considered among the first duties of the Church" (General Instruction, paragraph 1), for the ekklesia is most itself, achieves its own special identity, and fulfills its mission when the assembly is together at prayer, especially at liturgical prayer. Vatican II has consciously and firmly asked that~the Liturgy of the Hours once again be prayed, that this prayer form once again be given life by the living People of God--that it may become a living prayer and that the entire Church may "offer praise to God . . . in singing that canticle of praise which is sung throughout all ages in the halls of heaven" (General Instruction, paragraph 16). The New Book of the Liturgy of the Hours A day to be hailed in litui'gical circles was 23 June, 1971, for on that day, L'osservatore romano published Laudis canticum, officially promulgat-ing the new book of the Liturgy of the Hours. The work of Vatican II and its liturgical commission had borne fruit. The new edition of that book once called the "Breviary" had been arranged and prepared in such a way as to encourage the faithful to celebrate the hours. Once again, this necessary complement to Eucharistic worship and sacramental practice was restored so that it would become "the prayer of the whole people of God" (Laudis canticum, L'osservatore romano, page 1 ). At least now there was a chance that should one of the faithful stumble across the Prayer of Christians he might recognize it! In the new edition--albeit interim--of the Liturgy of the Hours genuine reforms were made. Structure of the hours was modified, the cycle of Psalmody changed, intercessor3/prayer introduced--all with a view to pub- The Liturgy of the Hours in Religious Communities / 47 lic celebration of the Hours of Prayer. In its restored form, the Divine Office was to be a "font of piety and nourishment for personal prayer" (Laudis canticum, L'osservatore romano, page 1 ). Toward a Revitalized Celebration The documents of Vatican II, the General Instruction on the Liturgy of the Hours, Laudis canticum--all ask that the prayer of Christ be con-tinued by the members of His Body; earnestly they request that this prayer of Jesus be continued in the revitalized celebration of the Liturgy of the Hour's. It is in our spatio-temporal matrix that groups of praying men and women can continue this prayer of the Lord who lives ever making inter-cession for us (Heb 7:25). Communal prayer will once again take root in the Church at large, replacing, in part, private prayer, especially that form of private recitation of the Office which is a liturgical anomaly. Once again the Church-united may celebrate the prayer of the Hours "to give Him glorious praise" (Ps 66:2). The General Instruction on the Litu.rgy of the Hours, despite the wealth of genuine theological principles and very fine material for meditative re-flection, is rather weak in detailing how the Liturgy of the Hours may "be celebrated in communities--"celebrated" as opposed to "recited," "said," or "read." In the following pages, it is my intent to ,describe how the Liturgy of the Hours is celebrated in our Marianist community in St.Louis, Missouri; likewise, since Evensong was celebrated each evening at St. Mary's University in San Antonio, Texas, during the. 1973 summer session, using the same format of celebration, I would like to include comments from those who participated in those liturgical celebrations. Morning Praise Matins consecrates to God the first movements of our minds and hearts; no other care should engage us before we have been moved with the thought of God, as it is written, "I thought of God and sighed" (Ps 76:4), nor should the body undertake any work before we have done what is said, "I say this prayer to you, Lord, for at daybreak you listen for my voice; and at dawn I hold myself in readiness for you, I watch for you" (Ps 5:4-5).--The General Instruction on the Liturgy o] the Hours, paragraph 38; quotation from St. Basil Morning itself conveys the notion of rebirth and renewal; the gift of God--a new day to be lived out in Christ--stirs the soul of the Christian to prais.e and to supplicationl The character of the Morning Office quite naturally becomes an act of dedication, of preparation, of offering the first fruits of the day's labor to the Lord, in the hope that the entire day will be pleasing in His sight. As Morning Praise is celebrated in our community, a vested celebrant enters the chapel and greets the community after reverencing the altar. A Morning Hymn is sung; this hymn thematically recalls the symbol of God who is light (1 Jn 1:5) and of Christ who is the Sun of Justice (Mal 4:2). Review for Religious, I"olume 33, 1974/1 Praise and thanksgiving for light--both natural and supernatural-colors the sung praise of Father, Son, and Holy Spirit. A redeemed people, brought from darkness to the kingdom of God's beloved Son (Col l:13), from darkness of idolatry to the light of the Gospel, we praise our God for crea-tion, for redemption--for the light of day and the light of Christ. A brief penitential rite--an offering of incense--follows the hymn. During the incensation of the standing community, Psalm 51 or 63 is sung. St. Basil explains: "When day is breaking, all together, as from one heart, sing the Psalm of confession [Ps 51] to the Lord, each one making his own these words of repentance." John Chrysostom points out that Psalm 63, an ardent cry of longing for the Lord, is also a Psalm of purification, giving voice to the Christian's awareness of his weakness and need for the loving mercy of the Lord. A collect concludes this brief prayer for purification and readies the community for the celebration of the Word of God. The community is seated during the singing of the morning Psalmody. Psalms of praise, especially the traditional morning Psalms 148 through 150, are used. Ordinarily, only one Psalm is sung and the usual mode of singing is responsorial. Psalms are chosen according to themes well suited for a morning prayer. A significant pause for silent prayer follows the singing of the Psalmody. An appropriate Psalter collect, stressing praise of the beneficent God, concludes the sung Psalmody. An adequate rhythm of community prayer is enhanced through the use of lectio continua in Morning Praise. Especially appropriate are Old Testa-ment selections; since the Epistles and Gospels are proclaimed during the celebration of Evensong or the Eucharist. The choice of readings varies with the Church year. After a period of silence of several minutes, all stand for the singing of the Gospel Canticle of Zachary, which accompanies the offering of incense. As a symbol of intercessory prayer "going up" in the Lord's sight (Rev 8:3-4)--a survival of the Temple usages described in Exodus 29 and 30-- the offering of incense is made at the altar, which is then incensed. Intercessory prayer is generally a brief morning litany which concen-trates on themes of renewal, dedication for the work of the day, prayer for God's continual blessing throughout the day. Usually the prayer is sung; and on penitential days the community kneels for this prayer, which is con-cluded by an appropriate collect. The Lord's Prayer, which Tertullian has called the "epitome of the Gospel itself," that eschatological prayer which stresses the primacy of the kingdom and the life of those living in it, can be considered the climax of the Office. The prayer is always sung and the congregation prays it in the usual orans position. A blessing concludes the Morning Office--the prayer of praise of God, of thanksgiving for creation and redemption, and of ardent desire for the life of the Kingdom. The Liturgy of the Hours in Religious Communities / 49 Evensong Our fathers did not think it right to receive the blessing of evening light in silence. Rather, the moment it appeared, they would praise and thank God for it.--St. Basil, Treatise on the Holy Spirit As day is drawing to a close and the evening is upon us, the Christian community gathers to give thanks "for what has been given us during the day, or for the things we have done well during it" (St. Basil, Regulae fusius tractatae, Resp. 37, 3; PG 31, 1015). With an evening light service, the celebration of Evensong commences. To the proclamation: Jesus Christ is the Light of the world! intoned by a vested deacon, the congregation responds: A Light that no darkness can extinguish! During the ceremonial illumination of the church, the lighting of the candles and the lighting of the chapel lights, an evening hymn is sung. Ordinarily the Phos Hilaron is sung in one of its several settings, or another appropriate evening hymn, stressing the theme of Christ our Light, is sung. A diaconal proclamation, an act of thanksgiving for the blessings of light and an act of praise of God, concludes the light service. An evening act of contrition, an offering of incense, follows; and Psalm 141, "The Psalm at the kindling of lights," accompanies the liberal incensa-tion of the community. This offering of incense, an atonement symbol (Num 17:11-3), is a purificatory action. It should help the Christian com-munity recall the "sweet odor of Jesus Christ" (2 Cor 2:14-6) and be a symbol expressive of that saving blood of the Lamb who ever lives to make intercession for us (Heb 7:25). An appropriate Psalter collect is a conclu-sion to this ritual action. Evening Psalmody is sung responsorially. Ordinarily only one Psalm, in addition to Psalm 141, is sung in the evening. Evening themes of thanks-giving for the blessings of the day and repentance for inevitable daily failings can be found in the Psalter. Such Psalms are appropriate for the evening Office. A period of meditative silence of significant length follows the sing-ing, and this period of prayer is concluded with the praying of a collect. The reading from Scripture is taken from the cycle of readings in the new lectionary. Customarily, Epistle and/or Gospel readings are used in the evening. A homily is preached when Evensong is celebrated immediately preceding the community evening dinner. The period of meditative silence is broken by the singing of the Gospel Canticle of the Virgin Mary which accompanies the offering of incense. In line with the use of incense as a symbol of intercessory prayer, the altar is honored with incense to affirm our belief and real participation in the com-munion of saints (Rev 8:3-4). Gospel Canticles, reverenced as the good news of salvation, are always sung standing. A fundamental part of Christian prayer, intercession for the universal needs of the Church and the world, is offered, following the urgings of Paul (1 Tim 2:1-4). The traditional Byzantine Litany of Peace is often 50 / Review ]or Religious, Volume 33, 1974/1 sung as one form of intercessory prayer. Other litanies are also used. One of the most famous and popular of the Eastern hymns is the Tri-sagion, which came into wide usage after the Council of Chalcedon in the fifth century. A hymn of Trinitarian praise and thanksgiving as used with the doxology, it is a fitting introduction to the prayer given us by Jesus. It is essentially of the same prayer style of praise and thanksgiving as we find in the prayer given by Jesus and as such it is a beautiful sung introduc-tion. Expressing an ardent desire for the coming of the kingdom and a solemn plea for the forgiveness of sin and genuine fraternal reconciliation, the Lord's Prayer is a most fitting conclusion to the Christian Office. A solemn blessing, most often tripartite in form, is the dismissal of the community, an invocation of the power of God upon the assembly and a petition for the mercy and loving kindness of the Almighty Lord in whose name we have gathered. At times, the Kiss of Peace is exchanged at the conclusion of Evensong, as a symbol of the peace of the kingdom, that peace which alone can be given by the Lord of that dominion. ' Resurrection Vigil of the Lord's Day Come,O faithful: let us drink a new drink, produced miraculously not from a barren rock, but springing from the tomb which is a fountain of immortality: the tomb of Christ by which we are strengthened. Glory to your holy resurrection, O Lord! Today the whole creation, he~iven and earth and the deepest abysses of the earth are filled with joy. Let the whole universe celebrate the resurrection by which we are strengthened. Glory to your holy resurrection, O Lord! Yesterday I was buried with You, O Christ! Today I rise with You in your resurrection. Yesterday I was crucified with you: glorify me with you in your kingdom. Glory to your holy resurrection, O Lord! Christ is risen from the dead! He has crushed death by his death and bestowed life upon those who lay in the tomb. Glory to your holy resurrection, O Lord! Jesus is risen indeed, as He had foretold: He has given us eternal life and abundant mercy.--Third Ode, Easter Canon of John of Damascus Byzantine Daily Worship, Easter Sunday, page 849 These words contain the spirit of unrestrained joy of the Christian who encounters the Paschal Mystery of the Lord Jesus. The sense of triumph, of joy, of exultation, and of hope permeate this entire text. While the vigil of the Easter celebration of the resurrection is truly "Mother of all Vigils," nevertheless a weekly commemoration of the Pascha of the Lord is in the mainline tradition of the Church. The celebration of the Resurrection vigil of the Lord's Day, which takes place at eleven o'clock Saturday evening, is a wonderful preparation for the Eucharistic Banquet of the Lord's Day. It is a rich and deep experi-ence of the mystery of the passion, death, and resurrection of our Lord and The Liturgy o] the Hours in Religious Communities / 51 Savior Jesus Christ, celebrated communally with hymnody, Psalmody, and readings. The Night Watch, that time when we gather as a community, to recall the resurrection of Jesus and to pray for His glorious return, is a service of the Word celebrated with grandeur. The chapel is in darkness awaiting the appearance of the New Light. A vested presbyter and vested deacon enter, bearing the lighted Paschal Candle. The diaconal proclamation of Christ as the Light of the World begins the celebration, and the ceremonial illumina-tion of the church is accompanied by the singing of the Phos Hilaron. A Byzantine setting of Radiant Light, arranged for three-part singing, is a magnificent hymn of light praising Father,' Son, and Holy Spirit. The Paschal Candle is honored with incense during the singing. The deacon sings Hip-polytus' Easter Hymn or the Paschal Praeconium, giving voice to the joyful thanksgiving of the Christian assembly. The singing of Psalm 141, with its accompanying offering of incense, is polyphonic. While this ritual action is an evening act of contrition, it is nevertheless a joy-filled, because confident, plea for the loving kindness of the Lord who always awaits with eagerness the return of those who have been unfaithful. Concluding this action of repentance is an appropriate collect. At times the singing of Psalm 141 is omitted in favor of using a differ-ent Psalm, one with Paschal overtones. The second Psalm, sung respon-sorially, takes on a Paschal character through the use of alleluia antiphons. The great cry "Alleluia" re-echoes in the hearts of those who have experi-enced the risen Lord and Psalms of praise express the gratitude of the as-sembly for the Great Passage of the Lord. One of the charismatic speeches recorded in Acts with a sung respon-sorial Psalm or an appropriate patristic reading is the First Lesson, followed by a distinct pause for reflection on and assimilation of the text. The Gospel Alleluia is intoned as the Book of Gbspels is incensed. The account of the Resurrection is sung by the d
Issue 13.6 of the Review for Religious, 1954. ; Review for Religious NOVEMBER 15, 1954 Xaverian Pioneers . Brother Alois Address to Mothers General Arcadio Larraona ' Psychology .and Judging Others . Just November~r Always7 . Sister Mar~ Joseph N. Tylenda News and Views Book Reviews Communications Questions and Answers A Good Superior Index for 19S4 VOLUME XIII NUMBER 6 REVIEW FOR RELIGIO.US VOLUME XlII NOVEMBER, 1954 NUMBER CONTENTS XAVERIAN PIONEERS---Brother Alois, C.F.X .2.81 SOME SPECIAL PUBLICATIONS . 289 A GOOD SUPERIOR . 290 VOCATIONAL LITERATURE REQUESTED . 296 ADDRESS TO MOTHERS GENERAL-- Most Reverend Arcadlo Larraona, C.M.F. 297 OUR CONTRIBUTORS . 305 FATHER LARRAONA'S ADDRESS. . 306 FAMILY DAY . 306 THAT 'JUDGING OTHERS' HABIT IN THE LIGHT OF MODERN PSYCHOLOGY~ister Mary, I.H.M .307 NEWS AND VIEWS-- American Founders' Series; Congress in Canada; Notre Dame, 1953 310 JUST NOVEMBER---OR ALWAYS?~oseph N. Tylenda, S.J. 311 COMMUNICATIONS . ~ . 315 BOOK REVIEWS-- The Promised Woman; Pio Nono; These Came Home; Mediaeval Mystical Tradition and Saint 3ohn of the Cross . 317 BOOK'. ANNOUNCEMENTS . 321 NOTICE FOR PUBLISHERS . 324 QUESTIONS AND ANSWERS-- 31. Establishing Dowry after Solemn Profession . 325 32. Plenary Indulgence "in the form of a Jubilee" . . 325 33. Relatives on General Council . 326 34. Mistress of Novices as General Councilor ." . . . 327 35. Retaining Office because of New Constitutions . 327 36. Books on Obedience . 328 INDEX FOR 1954 . 332 REVIEW FOR R~LIGIOUS, November, 1954. Vol. XIIL No. 6. Published bi-monthly: January, March, May, Ju!y, September, and November at the College Press, 606 Harrison Street, Topeka, Kansas, by St. Mary's College, St. Marys, Kansas, with ecclesiastical approbation. Entered as second class matter January 15, 1942, at the Post Office. Topeka, Kansas, under the act of March 3, 1879. Editorial Board: Augustine G. Ellard, S.J., Adam C. Ellis, S.J. Gerald Kelly, S.J., Francis N. Korth, S.J. Copyright, 1954, by Adam C. Ellis, S.J. Permission is hereby granted for quota-tions of reasonable length, provided due cre~tit be given this review and the author. Subscription price: 3 dollars a year: 50 cents a copy. printed in U. S. A. Before writing to us, please consult notice on Inside beck cover. Xaverian Pioneers Brother A1ois, C.F.X. THE motto ,,o,f the Xaverian Brothers, Concordia res parvae crescunt--by harmony little things grow"--has been so perfectly fulfilled and demonstrated in [the history of the con-gregation that it is difficult to signal out o,ne Brother who was in any large way responsible for the growth ~f the order. It had no Saint Francis or Saint Bernard to attract !followers by the very force of his magnetic sanctity, no counterp.art of Mother Cabrini or Saint Teresa to solve financial difficultie~ with a holy wizardry and bring forth numerous foundations at ithe touch of his wand of faith. Theodore Ryken (Brother Francis Xavier), the founder of the institute, was indeed a man of gr~at holiness and of the deepest faith. To him alone must be the hqnor and glory for hav-ing conceived the idea of the Brotherhood land having brought it into actuality despite difficulties that wer~ unusually great even when compared with the hardships religio~,s founders have gener-ally met. But it cannot be said that he large!y influenced the growth of the congregation. In the plan of God tl~e very existence of the new foundation was insecure as long as Brother Francis Xavier ruled it and it became firmly established onl~r after BroW:her Vincent had succeeded him as superior general. The growth and spirit of the congregation can really be accredited only to a cooperative ef-fort. Down through the years and even n'ow it has been and is difficult to select many Xaverians who stan~d out from the others. Yet the body religious has achieved a certain prominence and has developed a particular spirit of~ Which it can be proud¯ Still it cannot be said that like a spiritual Topsy the Xaverian Brothers just grew. In this centennial year ih America the members of the congregation pay tribute not only to~ the group but also to some specific predecessors¯ And characterlstxcally most of the honor ~ . goes tO tWO heroic souls who were outstanding for neither their learning nor influence nor high positions no~ great achievements but only because they were holy, humble, obedi,ent, and loyal: Brother Francis Dondorf and Brother Stephen ~Sommer. To understand these men we must re)giew the not-too-well-known story of the foundation of the congregation. Theodore James Ryken was born in Elshout, North Brabant, 281 BROTHER ALOIS Review for Religious Holland, in 1797. Left an orphan at an early age he was brought up by a.pious uncle who instilled into theboy's character a great zeal for souls. He seems always to have been drawn to the work of Christian education, for he worked in his native land as a cate-chist and a lay.teacher in an orphanage. In 1828 Mr. Ryken entered th~ Trappist monastery at Stras-bourg, France, but in 1829 the monks there had to disband and abandon their monastery because of the anticlerical laws of the time. He did not choose to return to Holland for a long period, however, fo~ in 1831 he journeyed to America, planning to act as a lay cate-chist in this country. What he did during all of his three-year stay in the United States has not been completely established. We do know from extant letters that he spent at least three months work-ing with the renowned missionary Father Stephen Baden among the Potawatomi in the area around what is now South Bend. In private papers left by Brother Ignatius, th~ founder's first' disciple, we learn that Mr. Ryken supported himself at one time by work-ing as a porter on a lumber barge, carrying planks from dawn until dusk; at another time he sold oil as a street peddler in New York City. At still another time he served as an attendant on a bishop, probably Bishop Edward Fenwick of Cincinnati. In private papers that he left Brother Ignatius sums up this period thus: "Though his vicissitudes were many and great, he still took delight in structing those about him in the truths and practices of our Holy Religion whenever a favorable opportunity presented itself." The Founding Seeing the great need for Catholic teachers, Mr. Ryken con-ceived the idea of a brotherhood devoted to this work. He returned to Belgium and laid his plans before Bishop Boussen of Bruges. The latter favored the idea but seems to have required the founder to get the approval of the American bishops, because in 1837 Mr. Ryken again went to the United States for that purpose. In six months he had obtained letters of. approval from seven members of the American hierarchy and several prominent priests and he re-turned with these to Europe. He journeyed to Rome and from Pope Gregory XVI he obtained a blessing on his p~oposed foun-dation. He then went to Bruges, secured the necessary episcopal approval, and entered the novitiate of the Redemptor!sts at Saint Trond to prepare himself for his work. At the end of his probationary period the Redemptorists re- 282 November, 195~ XAVERIAN PIONEERS ported.favorably on Mr. Ryken's fitness, and on June 5, 1839, he established himself in a house on Ezel Street in Bruges and began to seek disciples. This date is celebrated as Fo'undation Day. But for a year Mr. Ryken was a founder without an order. Then on June 9, 1840, one, Anthony Melis, joined him and, as Brother Ig-natius, was always considered by the founder as his eldest son. But growth continued to be slow; in 1842 there were seven members, in 1846 only ten. In the original plan he drew for the foundation of the order, Mr. Ryken had innocently written: "Ten or twelve months after the foundation of the Congregation in Belgium, one of the Brothers is to proceed to America to prepare the house, buy ground and ar-range everything for the arrival of the first Brothers sent to Amer-ica . " Those "ten or twelve months" were actually to extend to fifteen years before the aim of the order could begin to be realized, but in the long meantime Ryken's faith, courage, and determination wavered not a bit. Brother Ignatius gives us a picture of the destitution the little group endured. "House furniture of any kind and the merest home comfortg were luxuries they enjoyed not. Even the very necessaries of life were sometimes wanting. The floor was for some time their only bed, old clothes their covering; an old deal box, their table; old bed-sheets, their curtains; and an empty, stove their winter's warmth." The founder made shoes to. obtain some income but for the most part they existed entirely on charity. They lived in an unpaid-for house hourly expecting eviction. The free school they opened in 1840 prospered but only added t.o the financial burden. Bitter criticism and strong opposition even from quarters where they had a right to expect encouragement added to the difficulties. Yet the band did grow. Another primary school was opened at Bruges and men were sent to a normal school at Saint Trond for professiohal training. In 1848 a school was opened in Bury, England, not to take the place of the American mission but be-cause Catholic education in England at that time was a true mis-sionary work and because the Brothers could improve their English there before being sent to America. In 1853 the Bishop of Louisville, Kentucky, Martin John Spalding, visited the Bishop of Bruges and through him met Brother Francis Xavier Ryken. Learning of his desire to send men to the United States, the Bishop contracted then and there for six 283 BROTHER ALOIS Reoieto [or Religious Brothers to teach in the parochial schools of Louisville. But when the Brothers reached Louisville they found that all their previous training in enduring hardships, and more, was needed to withstand the difficulties they encountered in the new country. Here they met a new kind of opposition, bigotry. Anti-Catholicism, instigated and spread by the "Know-nothings" and members of kindred organizations, was strong and active. In Louisville the fanatics who a year later, on August 5, 1855, were to instigate the terrible riots that resulted in the butchering of twenty-two Catholics and the burning of numerous Catholic homes, were thoroughly aroused by the coming to the city of these six mysterious-looking foreigners. Reports were circulated and even published in the news-papers that these men had come to train up an army to wage a bloody war on Protestants, that they had ammunition and arms stored in" their school. A thorough search of the place was demanded. After hiding their altar vessels in a cemetery, the Brothers dispersed. and lived a while with private families. Only after their school and living quarters were ransacked and the utter simplicity of their mode of life was proved to even the most fanatic opponent, could they reassemble. In contracting for the Brothers' services, Bishop Spalding had agreed to pay one hundred and thirty dollars a year for each Brother. This proved to be too little and it was impossible to get more; hence after four years the Brothers had to be recalled. But because funds were not available for passage for all and because--so tradi-tion goes--they were the most expendable, Brother Francis Don-doff and Brother Stephen Sommer were left in Louisville. Brother Francis That Brother Francis Dondorf was a Xaverian Brother was a miracle of grace--a flood of grace that attracted him to a very unat-tractive institute when he could have joined many more promising ones, and which maintained and developed that attraction when even the congregation itself misunderstood and rejected him. He was born in 1816 in Aix-la-Chapelle. His family was well off; his home and school training were good. At twenty-six he held a good position in the post office of his native city. But his heart was not at rest and he prayed for light to know what God had in store for him. Always most devoted to the Blessed Sacra-. ment, he was accustomed to make a visit when he passed a church. One day in 1842 on leaving the Cathedral of Aix-la-Chapelle after 284 November, 1954 XAVERIAN PIONEERS one of these visits he struck up .a conversation with another man leaving at the same time. This was Brother Ignatius, Theodore Ryken'g first disciple, sent by him to Catholic- centers to seek re-cruits. As a result of this providential meeting, Francis Dondorf shortly after presented himself to the founder seeking admission to the new congregation. He was accepted and, following a pro-bationary period of a year and a half, received the habit on Easter of 1844. For two years Brother Francis attended the normal school at Saint Trond but was recalled then because of a shortage of teach-ers at Bruges. With Ryken and nine others he pronounced his temporary vows on October 22, 1846, but. when these vows ex-pired he was considered by the founder to be unsuitable for the life and told to leave the congregation. What later proved to be char-acteristic unobtrusiveness in community had been taken as morose-ness; what was only inexperience was judged to be lack of ability in the classroom. Grief-stricken, but with a wonderful courage and an unslackened devotion to and love for the congregatio.n, Fran-cis Dondorf returned home. Resolutely he enrolled at the normal school at Langenhorst in Rhenish Prussia to fit himself for his chosen and determined vocation. Two years later, without previous arrangement, he presented himself again to the founder for readmis-sion. He was accepted and pronounced his perpetual vows on De-cember 3, 1853. The next July he was chosen as one of the pioneer band emigrating to America. Brother Stephen Brother Stephen was born andreared in Attendorn, Westphalia. At fifteen he was apprenticed to a tailor and after four years took up that trade in Muenster. Attracted to youth work, even then, he formed a club for the young men of his area. He interested others in the work and they formed similar groups in other cities. Their achievements came to the attention of a priest, Father Adolph Kolp-ing, who offered to take over the direction of the work. The well-known and widespread Kolping Institute grew from this beginning. A chance reading of a newspaper story of the taking of vows by the founder of a new education society,in Bruges was the instru-ment of grace that awoke in Stephen Sommer a desire to make a like immolation of himself. He pondered the decision prayerfully for a year and at length applied for admission. He was accepted and arrived at Bruges on December 8, 1848, a very significant.date in view of his deep love of and abiding devotion to Our Blessed 285 BROTHER ALOIS Revleu~ for Religious Mother. He received the habit on April 2, 1850, and pronounced his vows on February 2, 18521 A man of great humility, Brother Stephen at first gave no ~n-. dication of the keen mind he possessed and was put to work as a tailor. The discoverer.of his intellectual ability--so the story goes-- was by one of those incidents that seem to be repeated in the histgry of every religious order. He was scrubbing a floor one day when two Brothers who were unable to solve a mathematical problem asked him jokingly whether he could help them. He arose from his knees, quickly and nonchalantly solved the problem, and returned to his menial work. When Brother Francis Xavier was informed of the incident, Brother Stephen was enrolled immediately at the normal school. In 1854 he was not chosen to accompany the band that set out for America but in 1856, when one of the original six died in Louisville, Brother Stephen was sent as a replacement. However, after Brother Stephen had left Bruges, the founder had written to Louisville recalling two of the men. The letter ar-rived before Brother Stephen and when he got there he found only three where he had expected five. Then, in 1858, because of the im-possibility of getting an increase in the annual, salary, two more Brothers were recalled. Brother Stephen and Brother Francis were assigned to Immaculate Conception school. They took up their abode in two small rooms at the rear of the classrooms and settled themselves to carry on in the face of any difficulties that could present themselves and for as long as obedience required them. For two years these valiant souls held the fort alone. Both humble, quiet, prayerful men, they must have been a pleasing sight in the eyes of heaven as they went through.their daily spiritual ex-ercises, did their househoId chores, cooked and ate their meager re-pasts, prepared their lessons and taught their classes. Heroically ig-noring every cause of discouragement; steadfastly resisting those who tried to persuade them to cast themselves off from the European foundation, which was precarious in itself and so very distant, and to join the priesthood or another band of Brothers; humbly living on the charity of a kind curate of the parish, they kept burning the flame of Xaverianism in America. In 1860 the pastor of Immaculate Conception parish visited Bruges to try to obtain an addition to the.community of two which was doing such fine work at his school. Brother Francis Xavier had by this time handed over the reins of government of the congrega- 286 No~embet', 1954 XAVER/)kN PIONEERS tion. By offering a salary of two hundred and fifty dollars a year instead of the one hundred and thirty, the priest won Brother Vin-cent's, promise of eight more Brothers; and soon these set out for the new land. It does not require much power of imagination to picture the joy of Brothers Francis and Stephen when they were again united with their Brothers in Christ. God was good, their faith had been justifie!! As His instruments they had labored as He saw fit, and great things could now come of His work. Of course a great new day did not dawn bright and clear at once. The Brothers still had to undergo numerous hardships. The ten of them, with several additions that came later, lived in ex-tremely cramped and poor quarters for four years. Knowing that financial conditions in Bruges were worse (in twenty years not a cent had been paid on the mother house), they made every sacrifice to save. Their usqal lunch was coffee and bread with molasses. They fasted on non-school days. Ultimately they were able to send to Brother Vincent the money needed to establish the congregation firml~ in its birthplace. On March 19, 1861, Michael Sullivan (later Brother 3oseph) entered the congregation as the first American postu-lant. 3ohn Quill (Brother 3ohn) entered before the year was over and others followed. Never startling, the growth nevertheless con-tinued steady. Brother Francis lived thirty-two years in religion; Brother Ste-phen sixty-six. They both had terms as novice master, but in those days that was hardly more than a side line. Brother Stephen, for instance, besides being novice master, was house tailor and a full-time teacher, too! They were both very successful teachers in class and in community. But it was their example as religious that, as far as we can judge, bad its greatest effect and for which they are held most in esteem in the congregation today. Closing Years Brother Francis was a stern character. One of the Brothers who taught with him as a young man tolff how, as they walked the half mile to school every morning, Brother Francis would ask him how he intended to teach his classes that day, would give him valu-able suggestions on the lessons, and supply him with anecdotes on 'the subjects involved. As a man of prayer and recollection he spoke only when good would be the result. In fact the Brother used to tell how a little, boy who had frequently seen them pass hollered one 287 BROTHER ALOIS Review for Religious day: "Look! that old man and his son never talk!" In class he was a model of efficient activity. Outside of class his only pleasure was in more work. On both Saturdays and Sun-days he gathered his boys for Mass just as he did on school days. The only difference was that Sodality and games rather than classes filled in the remaining time of the week-end days. He possessed a. good voice and delighted in teaching the boys hymns and songs, not.for the music's sake but because he loved the hymns and had a fund of songs that inculcated virtue and lauded goodness. Brother Francis, we are told, grew always in that love and de-votion to the Blessed Sacrament which we saw was the occasion of his first contact with a Xaverian Brother. In chapel he was an inspiration to all; after Holy Communion so rapt in love was he that he almost seemed to be in ecstacy. In. singing hymns the deep devotion of his soul was evident in his sincere voice, his intense expression, in the tears that frequently flowed down his cheeks. The Blessed Sacrament was the core of his existence, and the Brothers spoke often of how their own devotion to the Eucharist increased through just living with him. Like Brother Francis, Brother Stephen had a passion for work. A little man, weighing less than a hundred pounds, he nevertheless was always active. Even at the age of eighty-six he was the treasurer and bookkeeper for the large community in Louisville; he had charge of the bookstore of the high school and was tailor as well--"tailor" meaning not only that he repaired all the Brothers' clothing but made their habits too. This latter duty he had for fifty-one years in Louis-ville, Performing the tasks far into the night after a full day of teach-ing, paper-correcting, and lesson-planning. He was tenderly devoted to our Blessed Mother. One had only to see him recite her rosary or say her office to realize his heart was consumed with love for her. It is said that at the mention of her name such a look suffused his face that one would think he really saw her in glory. Brother Stephen possessed an excellent memory until the time of his death. He was extremely modest, refusing always to acknowl-edge he had done anything great in the obedience he had performed. Above all he was humble. Even as an old man past eighty, when-ever he thought he had been uncharitable to another he would kneel in the dining room before meals and publicly accuse himself and ask pardon of the one he thought he offended. Scrupulously conscious 288 No~ember, 1954 X&VERIAN PIONEERS of his vow of poverty, he opposed any innovation that smacked of luxury or worldliness. Even on his deathbed he was so distressed at the use of an electric fan which the Brothers rented to offset the terrible Louisville heat that it had to be sent back. He. objected, too, to a screenthey put in the window, fearing he would suffer in p,ur-gatory for the softness it indicated. He wanted to die as be had lived, a poor man of prayer. And so he did, breathing his last on September 19, 1911, revered by all as a saint. Brother Julian, the historian of the American Province of the Xaverian Brothers from whose work most of the information here is taken, fittingly sums ~ap the work of these two pioneers: "With the knowledge of saints, Brothers Francis and Stephen knew that God works silently and slowly: that perseverance in a cause, holy in itself, must bring success in time if faith but dominates the works. Today proclaims that they were right; and the present success and standing of the Community in AmeEca may be traced to these two holy men, who had naught but faith to sustain them, but hav-ing that had all that was necessary." (Men arid Deeds, by Brother Julian, C.F.X. [Macmillan, New York, 1930], p. 20.) SOME SPECIAL PUBLICATIONS Some twenty years have n.ow elapsed since Father T. L. Bouscaren, S.J., pub-lished the first volume of Canon Law Digest. The purpose of this work was t~ present the busy priest with all the official decisions on matters pertaining in some way to the canons in the Code of Canon Law and to present these in readable Eng-lish. The material was arranged in the order of the canons, and everything w~is carefully indexed and--wherever useful-~cross-indexed. After the publication of Volume I, supplements were published periodically: and finally, about ten years after the appearance of the first volume, the second ~,ol-ume was published. This second volume contained not only the material of the supplements but other new material as well. It is a pleasure for us to announce that Volume III of this interesting and valu-able collection of documents is now available. (Bruce: Milwaukee, 1954 Pp. xii+ 762. $11.) A special feature of this new volume is that it contains cumulatioo "indices, both chronological and general, of all three volumes. For religious, in par-ticular, we might note that the present volume contains the complete texts of the Allocution of Pope Plus XII on the religious life (Dec. 8, 1950), the quinquen-nial report, and the annual report. It also contains the text, without the foot-notes, of the Apostolic Constitution Sponsa Christi, together with the "General Statutes for Nuns" that were included in the papal document and the Instruction of the Sacred Congregation of Religious "for putting into practice the Constitu-tion Sponsa Christi.'" These are merely indications of the valuable material con-tained in the present volume of Canon Law Digest. (Continued on Page 306) 289. A ood perior ]N our March number (.pp. 61-62) we suggested that superiors and subjects pool their experiences regarding things that they had found to be of genuine help in the proper governing of a religious community. Response to this suggestion was very slow; and even up to this time we have hardly begun to get what we really wanted. Yet we have had some responses: one in the form of actual experiences, and two in the form of suggestions to print por-tions of notes that were found to be particularly helpful. We are publishing these now, with the hope of stimulating further re-sponses. A. Tributes of~ a diocesan communitg to a former superior general: Two years ago death claimed one of our sisters. She had been ~uperior general (for twelve years), mistress of novices, and a local' superior in our young diocesan community. We .asked our sisters to send us tributes to c6mpile a memory book, to be signed or not as preferred. ~ The traits that made this sister a successful superior, to judge by frequent mention in the tributes, were: Her kindness and under-standing, her personal interest in each individual, her respect for con-t~ dences, her punctuality and observance of rule, her sense of humor, her personal neatness. The following are some extracts from the sisters' tributes: "She was always keenly interested in every detail of the mis-sions, and she never forgot to ask about any of our dear ones at home who were iII or unfortunate. How she could remember about such details was amazing when one recalls how busy and overbur-dened with cares she was, and it shows the love and tenderness of her heart. "No matter how busy Mother was she wa~ always ready to listen to any 6f us--at any hour--when we approached her with problems and difficulties. Her words of comfort and encouragement have helped man~ a one over trying times. When an apology was made for taking up her time, she said, 'My time is for my sisters first of all.' " . . . "For various reasons Mother will ever be an inspiration, to me. Her great spirit of self-forgetfulness, her resignation and calm-ness in meeting with trials, and her great courage in facing diffi- 290 November, 1934 A GOOD SUPERIOR culties will be an incentive to all the sisters who wish to imitate her virtues ahd to some extent her great zeal for the honor and glory of God. "Her love and admiration for perfection in church music and singing will also be an inspiration to the sisters who appreciate the privilege and opportunity of practicing or teaching sacred music and liturgical chant. "Mother fully understood the meaning of the words, 'There is a time for work, and a time for play,' for she ever took a keen interest in the sisters' recreations, adding much to them herself. Indeed, her cheerfulness and hearty laughs would help make a sister forget her little trials and helped many a one to go back to her duties with new courage and vigdr." . . . "Nothing was too small for Mother's attention and consider-ation. When a sister had any kind of problem, she could feel that Mother would be sympathetic and would tell her candidly what she thought was best. She always showed the greatest prudence and discretion in each individual case and did not attempt to destroy what God and nature had begun, but tried to build upon it and perfect it." . . : "Mother was a shining example to us. In all her trials she set us an example to smile an'd be cheerful no matter what troubles we had. She practiced a holy resignation and child-like trust in God. It-was when the angel of death visited us and took from us one of our family that she showed her true spirit of charity and sympathy. In her conversation she would talk to you just the same as if they were her own." . . . "What I liked most in Mother was her interest in each siste) and her work. She was always ready and willing to listen to a tale of woe and sometimes made you laugh at. yourself. Her love for Our Lord in the Blessed Sacrament was clearly shown in the manner in which she prayed; and to listen to her read the medi-tation aloud was a real incentive to devotion to all." . . . "Thoughtfulness is a virtue that everyone admires. I think Mother's life Was a shining example of thoughtfulness. She never forgot nor overlooked the simple, little things. She seemed to take a personal interest in even the unimportant things about the sisters' life. She always remembered to ask about loved ones who were. absent or ill. She never gave the impression of being too busy with more important things to bother with a.ny sister's small worries. 291 A GOOD SUPERIOR Rewiew [or Religious "Her meticulous observance of the rule was ever a source of' admiration to me, while her soul-searching gaze filled me with awe and reverence." . . . "Mother had a most profound respect, for the encyclicals of the Holy Father; and her thoughtful treatment of all employees estab-lished good customs in the community. A man who had ~vorked for her years ago made the following statement: 'When I began working for the sisters I came in a borrowed suit; Mother bought me a shirt to go on duty. She had confidence in.me; she taught me to have confidence in myself and made me feel that I could be a success in life if I really wanted to be. I hope I will always feel that she would be proud of me.' " B. From the notes of a priest, experienced as a superior and retreat-director: 1. Obedience:- Superiors interpret the will of God to their subjects: this is a fundamental tenet of the religious life. When speaking to subjects, therefore, we always insist on the necessity of both exterior and interior obedience. But when speaking to su-periors we must insist on this: "Since your subjects must see ir~ you the representative of God, see to it above all tbing~ that you do not make this unreasonably difficult. Your conduct should be always edifying and above reproach, and your orders should be such as you have prayerfully concluded to be the will of God, not an ill-considered whim of your own. Christ said to Pilate: 'Thou wouldst have no authority over me if it had not been given thee from above'--meaning: the authority you have is not to be used independently, at your good pleasure; but it is given to you by God as a sacred trust." 2. Primac~j of the spiritual:--The chief duty of the superior is, in and through his government, to maintain the spirit of the institute, the .faithful observance of the Rule, so that he can hand on to his successor a community which has suffered no diminution of the religious spirit as embodied in this particular institut6. For this reason the superior must know the Rule thoroughly, the written rules, their implications, the tradition of the community; consequently he should fre~quently meditate upon the RuJe in his' mental prayer, endeavor to pentrate the mind of.the founder, whom he should look upon as one inspired by God to lead souls to per-fection along this .particular path. This maintenance'of the religious spirit is particularly difficult 292 Nouember, 1954 A GOOD SUPERIOR in our times. A revolution is going on, not'only in politics, art, and industry, but aIso in the moral outlook of men. There is a revolt against tradition, against submission, a craving for ease and comfort, for independence in judgment. Parental authority is at a low ebb. Men are eager for news, for sights and sounds. Calm of spirit, control of the imagination are diffcult; worldliness is in the air we breathe. Hence mental prayer is extraordinarily diffcult. Self-denial, "a desire to have less rather than more," is ~qually difficult. Even if these thingsare acquired in the novitiate they are apt to be a mere veneer that does not wear well amid the worldli-ness of modern life. Yet it remains true that the two props upon which the spiritual, and therefore the religious, life ,rests are prayer (chiefly mental) and penance (self-denial). Without these there can be no religious spirit. Therefore in his government the superior must see to it above all things that the spiritual life is in a flourishing condition. The spiritual life is not self-sustaining. It is kept alive and vigorous' by the constant, faithful, .daily use of the means, which are the spiritual exerdses prescribed by rule and custom. Therefore, again, every superior, in the interests of his own government, and in the highest interest of the institute, must see to it as a sacred duty that each and every one ot: his subjects is given the full time each day to attend properly to his spiritual exer-cises. No superior may, in conscience, assign such an amount of work, or such hours to a member of the community that the orderly performance of the community spiritual exercises becomes habitually or even frequently impossible. The call to the religious life is a call to religious perfection, first and foremost, and only secondarily to perform a certain kind of work to which this community devotes itself. 3. Interest in ~lounger members:- The training of young re-ligious is not completed when they leave the novitiate. Their ear-liest years in the active labors of the community may make or mar their whole future career as religious. All too often they are left more or less to their own devices, just as long as they do their work well. A good superior should be per,sonally concerned in furthering the development of the religious spirit in these young religious. I. 4. Interest in lagt brothers and s~sters:- Also, of special con-cern to the superior should be the lay brothers or sisters, those who do the housework. They and their bard work are sometimes not 293 A GOOD SUPERIOR Reu2ieu2 For Religious sufficiently appreciated by others. The superior should, try to hav~ first-hand acquaintance, with their peculiar difficulties, "and should see to it that they baye sufficient time for their spiritual exercises, that they get their regular periods of recreation, that they get suf-ficient rest, and that their living and working quarters are ~ade attractive and hygienic. 5. Interest in the whole communit~!:- A superior should not be absent too frequently from the community, and never for long periods. His subjects should know that be is around, keenly" and intelligently interested in all the departments of the house, and, though never snooping, .yet has his eyes open to observe what is going on. The members of the community should know that at certain hours, at least, they can always find him in his room or office, where he is easily approached (without any red tape) and ready to discuss their problems with paternal interest. Very likely there will always be some (especiaIIy in a large com-munity) who find it hard to deal with the superior. He should not be surprised at this or take it amiss; let him r~ther with un-feigned and unfailing kindness try to gain the confidence of such persons. Above all, he should not be swayed by human feelings against them. They are very quick to observe this, and it will ruin his chances of doing them good. 6. Aooid undue influence and imprudent talk:--A superior should keep in mind that he has been appointed superior, and there-fore that he should govern the community, and not another. Hence, be should avoid beifig unduly influenced by anyone--e.g., a former superior, or a flatterer, or one who tries to patronize, or one who "hangs around" his room or office and would like to "discuss" higher superiors or the retiring superior and his regulations or the shortcomings of the other members of the community. Let the superior wisely suspect those who, whether consciously or uncon-sciously, are "feeling him out" and trying to gain influence over him. Let him be very discreet in what he says about others (never gossiping with busybodies, and being cautious and strictly factual in information passed on to other superiors) as be may be quite certain that what he has said will before long reach the ears of the persons spoke'n about. Subjects resent fiercely being thus "discussed" behind their backs by the superior, especially with persons who have no business whatever to be parties to such a discussion. 7. Not too long in office :--The principle, "Once a superior, 294 November, 1954 A GOOD. S.UPERIOR always a superior," is wholly wrong and where followed it does great harm to community life. Being moved around from one house to another as superior is a selfish proceeding, detrimental to the best interests o.f the institute. It forms a sort of nobility, a caste; it k.eeps down excellent talent for governing among the younger gen-eration; it makes subjects lose respe9t for superiors who all too plainly like their position of eminence and will probably manage never to return to the ranks. An unselfish, humble, spiritual-minded religious who has served at most twelve years in office will be eager to go back into the ranks and into active work. If he is too old to do active work, then he is also too old for the exercise of strong, efficient, sympathetic gov-ernment in this modern world of rapidly-changing ideas. ~ A good superior who has deeply at heart the welfare of his in-stitute should esteem it one of his chief privileges to develop govern-ing talent in such of his subjects as he observes give promise of becoming good superiors. ,By judiciously" trying out the younger members in positions of trust and .responsibility, be should pick out those that show good judgment, tact, and resourcefulness: give them helpful, constructive criticism and endeavor to make them solidly-spiritual religious, humble, prayerful, self-sacrificing, de-voted to regular observance. To have been instrumental in develop-ing two or three such sterling characters for posts of authority is perhaps the greatest single.contribution a good superior can make to the welfare of his institute. C. A section from a retreat to superiors. This material "is based upon notes taken during a retreat gfuen b~t a French Jesuit, Father Thibaut. The heading of this particular section is: "He knoa)s not boa) to gouern a)ho ttnoa)s not boa) to love.'" If one does not love he does not know bow to govern others. Our Lord is our model in this kind of love: 1) In dealing with His apostl'es He ~hows us His solicitude for their spiritual life: "Keep them from evil." 2) He defended them against the Pharisees. 3) His love for His ~postles was paternal. 4) He radiated peace. 5) He tried to bring borne to them His iove for them. 6) He corrected them, but was always kind to them. 7) His love was evident in the externals: He fed the apostles: He foresaw their needs in order to care for them. 295. GOOD SUPERIOR 8) He brought out the relationship between governing and love in His thrice-repeated question to St. Peter: "Lovest thou Me?" Our love of our subjects should be paternal-~but, of course, on a spibitual basis. It should not be based on services rendered, but on the fact that they are children of God, consecrated to Him. It should not be partial because of their attractiveness or even because of their cooperation. Then we must give ourselves to them unselfishly. This de-mands great self-sacrifice, dominated by a great love for God. Not a cold love, but also not effusive to such an extent that it would seem to call for sensible return. Our love should be universal. This calls for limitless patience. Our sanctification may lie along these lines. Pray and tr~r to imitate Our Lord's love for them. Look be-yo. nd their defects and see their good qualities and bring them out. Encouragement is more conducive to good than corrections. All this calls for a great ideal. The supernatural must always sustain the ideal and influence others too. More is expected of a superior. "He who loves Me will be loved by My Father." "My little children . . . " etc. Note the warmth in these words. Our duty "is to represent God to the community. Not even infidelity "on the part of the subject is to take that love away. Christ loved often in the face of disloyalty, e.g., Judas. Jesus gained the affection of all the eleven apostles despite their differences. A superior may have to show more love to one than another, e.g., when a subject is in sorrow, or depressed, or in case of death in a family. Do specia! things f~r subjects at such times. This is not contrary to universal love. VOCATIONAL LITERATURE REQUESTED Sisters who have vocational literature in the form of booklets, pamphlets, or leaflets are earnestly requested to send samples of their literature to: The Mother General, Presentation Convent, Clyde Road, Rawaldini, Pakistan. These mission- . ary sisters wish to prepare some literature of their own to try .to attract aspirant~ in their" missionary ~erritory, as well as in Europe. Their work is mainly teaching, with a limited amount of dispensary work and visitation i~a refugee camps. Thiey have a novitiate in Ireland; their missionary work at present is confined to Pakistan and Northern India. 296 Address !:o Mot:hers General Most Reverend Arcadio Larraona, C.M.F. [EDITORS' NOTE: This address was given' by Father Larraona at the conclusion of the meeting of mothers general in Rome, September, 1952. We are publishing it with the permission of Father Larraona. For further information about the ad-drdss and about the proceedings of the meeting, see page 306.] !,~is not without deep emotion that I address you this morning. behold in you the hundreds of thousands of consecrated souls for whom you are responsible before God. Your presence here shows that you feel the full force of this great responsibility. Never-theless the thought of it should not excludi deep and trustful feel-ings of confidence. In your administration strive to imitate those qualities which we find in God's administration of ,the world, if we may so speak, that is, the qualities of understanding, far-sightedness,. kindness, and patience. If you work in this spirit, then have con-fidence that God will work for you and in you. I. REVISION OF CONSTITUTIONS:' In 1922, the S. Congregation of Religious ordered all approved religious communities to send in their constitutions for revision and, if need be, correction in the light of the provisions of the recently published Code of Canon Law. But even after this general obliga-tory revision of some thirty years ago, the S. Congregation does not necessarily feel that all the details of all constitutions must remain forever unchanged. Rome is ready to consider the advisability of, changes on certain points, provided the individual communities show good reasons for the modifications they wish to introduce. Rome wants this" evolution to be without spurts,or shocks--a genuinely vital evolution, imitating the growth and development of a human being[ Hence, the usual procedure is to require that all proposed modifications be first submitted to a general chapter, and that the. changes be approved, not merely by an absolute majority, but even by the moral unanimity of the capitulants. In this connection, the following particular points might be mentioned: Custom-Books The custom-books of religious communities, sometimes called "directories," are not approved by the S. Congregation of Religious except in a negative sense. That is to say the S. Congregation'ex- 297" ARCADIO LARRAONA Reoiew for Religious fimines these books in order to make sure that they contain nothing theologically or canonically erroneous, but does not approve them in the strict sense of the term. In this, the custom-books differ from the constitutions. Notwithstanding all their good qualities, it.is undeniable that custom-books, because of their detailed regulating of many aspects of" daily life, can and do become oppressive, or at least embarrassing. There are superiors of all types and temperaments, and some of them are unduly'a'ttacbed to the letter of the prescription, without con-sidering the spirit, and without thinking sufficiently of the end ar which they aim, an end which frequently can be obtained through the use of different means. Superiors may therefore legitimately make known their wishes to the S. Congregation of Religious. They should not fear to request such changes on the grounds that they will be thought to be unfaith-ful to their community traditions. Change in itself is not heresy, but it goes without saying that no changes should be proposed merely because they fall in line with the caprices or personal likes of an in-dividual superior. All changes submitted to the S. Congregation must usually bare the morally unanimous approval of the general chapter. In case of urgent modifications, the S. Congregation will take action even between general chapters, but with the obligation to submit the matter to the next chapter. The Religious Habit The Holy See leaves to every individual community full freedom of action regarding all the details of its.specific habit. The S. Con-gregation is interested mainly in maintaining the peace of mind of all religious. Peace and charity are of much higher importance than the advantages to be gained through 'improvement in some detail of the habit. Rome's only question in such cases will be: "Are you all agreed?" The modifications will be approved, provided they are supported by the general chapter, and provided the minority, if there be one, is not unduly obstreperous in its opposition. If that should be so, Rome would counsel patient waiting. The Abolition of Class-Distinctions The same principles are followed when there is question of re-moving from the constitutions the articles which set up different classes among the religious of one same community. Peace is the paramount consideration. Rome will approve the elimination of 298 November, 1954 ADDRESS TO MOTHERS GENERAL class-distinction, but only on the three following conditions: (a) that the change insures absolute equality of rights and obligations; (b) that the superiors be fully empowered to appoint any religious to any office, due regard being given to the .individual capacities of each one and the needs of the community; (c) that all the religious, irrespective of the class to which they may have previously belonged, contribute their share of effort in providing for the common needs of the community. Saving these principles, the abolition of the dis-tinction between classes will be approved by Rome, but the S. Con-gregation. will never use any pressure in order to bring this about in any particular institute. II. SUBSTITUTION OF THE DIVINE OFFICE FOR THE LITTLE OFFICE OF THE BLESSED VIRGIN: Through the constantly growing liturgical movement, there is an increasing tendency among religious communities of women to introduce the recitation of the Divine Office in the vernacular instead of the Little Office of the Blessed Virgin. Needless to say, the S. Congregation is favorable in principle to all proposals which' will insure a deeper and richer participation of religious in the sacred liturgy, since such participation brings them into more living contact with the Church. Nevertheless, all innovations must be worked out in a spirit of good balance and discretion. Again, nothing is com-parable to the advantages of peace in a community. The S. Congre-gation does not grant any general permission for substituting' the Divine Office in the vernacular for the Littie Office. Each individual institute must ask for it and submit its own particular reasons for so doing. Proponents of the change oftentimes forget that it is hardly possible that an entire community will react favorably to the innova-tion, and it is the responsibility of the S. Congregation of Religious to forestall discontent and opposition as far as possible. Consequently, the permission for the Divine Office in the vernacu-lar instead of the Little Office will be granted on request, with due regard to the following conditions: (1) that the reqfiest be sup-ported by morhlly unanimous agreement of the general chapter-- what causes trouble is not from God; (2) that the request be not in opposition with either the constitutions or the tradition of the community involved--sometimes the recitation of the Little Office is in conformity with a vow or promise made by the founder or foundresss; (3) that the apostolate of the sisters allow them time 299 ARCADIO LARRAONA Re~ieto [or Religiotts for the recitation of the Divine Office without unduly 6verloading their dhy. This does not mean that the S. Congregation always . drives with its brakes on--but everyone knows that it is dangerous to drive without brakes. III. THE DIFFERENT STAGES OF FORMATION: 1. Apostolic Schools Apostolic schools are of comparatively recent origin, the earliest of them dating from about the middle of the last century. They were first introduced in institutes of men: but they have now become increasingly common in reiigious communities of women. The Holy See has issued practically no legislation on the organization of such apostolic schools. The S. Congregation is patiently awaiting, the guidance of experience. These apostolic schools are not permitted by the S. Congregation for cloistered nuns or for religious whose lives closely approgimate to that of cloistered nuns. This is not a real law of the Holy See, but rather a guiding norm, based on Rome's desire to avoid any sem-blance of pressure ' when there is question of a vocation calling for such special qualities as those required by the contemplative life. The S. Congregation regards apostolic schools as internal schools of a religious community. This point is of canonical importance in determining the degree of freedom to be allowed the community in the organization and administration of these schools: (a) those which do not require any actual, signs of vocation to the religious life; (b) those which demand at least the seeds of vocation to the religious life; (c) those which require signs of a vocation to a speci-fic type of religious life. In any case, the organizati6n and rules of an apostolic school should not lose sight of the fact, that the girls in them are young. The atmosphere as far as possible should be that of a family. The apgstolic school should not be turned into a noviciate in miniature. There should be nothing to interfere with the full freedom' of the candidates in the final determination of their vocation. The pro-gram of studies should not be so highly specialized as to make ad-justment to a different type of life outside difficult. Teach the girls, first of all, to live good Christian lives. No asceticism at the expense of the moral law. Avoid whatever might even remotely result in deformation of the natural qualities and virtues of the candidates. 30O November, 1954 ADDRESS TO MOTHERS GENERAL 2. The Postulate The postulate is obligatory for all women religiousl It must last at least six months. If .the constitutions prescribe a postulate of one year, the six months' prolongation is still permissible. The maxi-mum length of the postulate in any community is eighteen months. Rome does not want the decision as to admission to be delayed too long, and this is why the time limit is imposed. 3. TOe Noviciate Rome will easily grant permission to have two years of noviciate instead of one, if the same conditions are complied with as those pre-viously mentioned in other connections. But if such permission is granted, the chan~e becomes obligatory and superiors have no faculty to dispense from any period of this two-year noviciate. It makes a bad impression on the S. Congregation when a community advances good and cogent reasons for two years in noviciate, and then almosf immediatHy begins to ask for dispensations from the change which the community itself requested'. The S. Cgngregation permit~ the employment of novices in works of the institute during the second year of noviciate. This was a courageous step, which at first seemed to some people to be in 9pen conflict with the fundamental spiritual purpose of the noviciate. The reason is that today no formation can.be regarded as complete with-out some concrete, contact with the apostolate. During such employ-ment the novice remains a novice. She must be given to understand that she is still on probation, even though she be outside the novici-ate. She should be under the supervision and guidance of an ex-perienced sister, since the superior of the house, unless it be a small house, will ordinarily be too absorbed with administrative details to give her tbeOtime and attention required by her special situation. Tbe use of novices during the second year must be motivate~t by the wel-fare of the novice, not by the needs of the community. During this period she is given a chance to prove bet qualities, and to learn un-der supervision how to use the apostolate as a means of personal sanctification. She should be protected and safeguarded without be-ing mollycoddled. Superiors should not forget that when young religious are taken from the hothouse atmosphere of the noviciate and sent out indiscriminatdly into houses where, so to speak, all the windows hnd doors are open, they cannot fail to catch cold. 4. The duniorate In the' noviciate the formation of the religious is begun. In the 301 ARCADIO LARRAONA Review For .Religious juniorate it is continued, though not with the detailed program of the noviciate year. The juniorate is an initiation into the apostolate, while the young nun still remains under the safeguarding influence of supervision and guidance. The juniorate is intended to forestall/ the catastrophes which have sometimes befallen young professed sis-ters who were sent into the active life without any transition period to prepare them for the special problems confronting them in that life. Sisters in the juniorate are in a kind of middle stage of forma-tion, in which they are not subjected to the restrictions of the novici-ate in all their rigor nor yet allowed all the freedom of perpetually-professed religious. At the same time they are provided with an op-portunity to integrate their technical training with the demands of their religious vocation. During the juniorate, whatever may be the special form it may take, the sisters should be under the close-range guidance of experi-enced and capable religious. Unless a house is specifically set up as juniorate, the superior will ordinarily not be in a position to carry out the functions of mistress of juniors. The duration of the juniorate will depend on its intensity, the duration increasing accord-ing as the juniorate is less intense. All communities could at least provide their temporarily-professed sisters with special courses and help during the summer vacation. There is no objection to the juniorate's lasting for the entire period of temporary profession. The ideal is a specifil house, for those communities which can provide one. The threefold aim of the juniorate is: formation, practice, pro-bation. IV. RELIGIOUS PROFESSION: The S. Congregation is ready to allow up to five years of tem-porary profession, ~vith the possibility of an extension of one year. No temporary profession can be extended beyond six years, according to the Code of Canon Law. The reason is that if a sister has not succeeded in satisfying her superiors as to her vocation during the period of postulate, noviciate, and six years of temporary vows, it is hardly probable that she will be able to pro.vide this satisfaction in an extended period of probation. Rome views with favor the so-called "third year of probation," which can be organized either immediately prior to perpetual pro-fession or at some later period after time spent in the apostolate. In whatever form it is organized, the third year of probation has in- 302 ADDRESS TO MOTHERS GENERAL calculable advantages. Nevertheless, although it is highly recom-mended, it is not in any way 'imposed by the S. Congregation. V. THE VOW OF POVERTY: I should like to have time to go over with you each of the vows of religion. Time does not permit, but I cannot resist the desire to say something to you about the vow of "poverty, which is the bul-wark and safeguard of the religious spirit. At the Congress at Notre Dame, after a splendid paper on poverty and the common life in present-day America, a sister asked whether custom could justify the keeping of personal gifts, etc. The speaker, a Dominican Father, replied immediately that neither custom nor any superior could legiti-mately give a permission which might run counter to the demands of the common life. No superior can allow what is against the spirit of poverty. It is important to cultivate disinterested motives for zeal in the apostolate. The ministry, in no matter what form it is ex-ercised, should be emptied completely of all concern over personal gain. It is a fact. of experience that zeal oftentimes diminishes in proportion as interest in personal aggrandizement increases. VI. GOVERNMENT : 1. Elections Sisters often fall into one or the other of two extremes in chap-ters: either they organize a real electoral campaign for or against a religious, or they go around in a state of unconcerned passivity. Canon Law forbids electioneering or anything approximating it. But good sense demands, especially in congregations with worldwide ex-pansion, that the electors take means to assure themselves of the qualities (health, virtue, experience, ete.) bf the candidates for the various offices. The line of demarcation between asking for infor-mation and organizing a campaign is not always too clear, but it can usually be made clear by the good sense and virtue of the religi-ous themselves. It should not be forgotten that a half-vote is sufficient to con-stitute the absolute majority (for instance, 17 votes out of 33 is an al~solute majority). It is not required that the majority be con- 'stituted by one vote more than half. 2. Re-elections Canon Law sets no limit to the' terms of major superiors but leaves this to the constitutions. The S. Congregation is not only ~ 303 ARCADIO LARRAONA Reoiew for Religious not favorable to election beyond the terms provided in the constitu-tions, but it is opposed to it on principle. Superiors and capitulants should remember that they, no less than their subjects, have in ob-ligation to observe the law of the Church. Perpetuation of indi-viduals in office tends to prevent the formation "of capable superiors or makes it necessary for them to be chosen from within a closed circle. Other things being equal, the S. Congregation definitively prefers the election of a new superior rather than the re-election of the one inoffice, when the term fixed by the constitutions l~as ex-pired. In case of a superior general, this re-election is called postulation, and requires a two-thirds majority of the chapter. Some constitu-tions forbid all postulation. The fact of having the two-thirds ma-jority must be accompanied with sufficiently serious reasons to influ-' ence the judgment of the S. Congregation. The reasons will be judged with severity, and the confirmation of re-election after the term fixed by. the constitutions will constitute a rare exception. 3. Admission to Profession The freedom to refrain from perpetual profession is mutual on the part of both the institute and the subject. The sister may leave, and the community may refuse to admit h~r to perpetual profession. Such refusal may not be motivated by ill health, unless there is proof that the illness was fraudulently concealed or d~ssimulated prior to first profession. It is not necessary that this deceit or dissimulation should have come from the religious herself. A religious suffering from some hereditary disease which has been concealed from her by her parents may be refused admission to profession on this score, even though the deceit did ndt come from herself. The language of the Code is purely impersonal. There are difficult cases of ineptitude coupled with ill health. If the ineptitude is in any way connected with the ill health, then the rule is the same as for a religious in poor health; she cannot be dismissed 6r refused admission to final vows. If it be simply inepti-tude for the works of the community, then the community enjoys perfect freedom, since the period 'of temporary profession was in-tended precisely to determine whether or not the subject is able to make a' contribution to the apostolate of the institute. 4. Exclaustration An indult of exclaustration suspends the canonical obligation of 304 November, 1954 ADDRESS TO MOTHERS GENERAL the common life for an individual religious.It entails dispensation from the points of rule incompatible with the new status of the re-ligious, forbids tier to wear the religious habit, and deprives her of active and passive voice for the period of her stay outside the com-munity. If there is no scandal, and especially when the reason un-derlying. the exclaustration is not one for which the religious is re-sponsible, 'Rome may, with the recommendation of the superior, permit the religious to retain the habit. The religious, however, has "no right to demand such peimission. Exclaustration is a favor, not a right, and the religious has the obligation, to return whenever the superiors so wish. Superiors cannot allow subjects to remain outside the com-munity, except for purposes, of study, for more than six months. This residence outside the community is not the equivalentof ex-claustration and thus does not entail a.ny o'f the restrictions men-tioned in the., preceding paragraph. Such residence is not favor~l. Any situation demanding the residence of a religious outside her ~ommunity for more than six months is, generally speaking, a dan-gerous situation. Exclaustration "ad nutum Sanctae Sedis"--at the good pleasure of the Holy See--is a measure adopted to cope With those situations in which a religious shows enough malice to be impossible to live with and yet not canonically sufficient to justify dismissal. Often-times these cases involve a eertain degree of mental weakness: un-balanced enough to be impossible, and not unbalanced enough to be locked up.' In such cases the S. Congregation orders exclaustration, with all the above-mentioned restrictions, and the exclaustration perdures as long as Rome so wishes. The institute is obliged to assist in the maintenance of the religious. The present practice of the S. Congregation demands, under pain of subsequent invalidity of the rescript, that all rescripts for dispen-sation from vows be definitely accepted or rejected within ten days of the date the subject is notified of the granting of the rescript. OUR CONTRIBUTORS BROTHER ALOIS is an instructor in religion and Spanish at Archbishop Stepinac High School, White Plains, New York. SISTER MARY is professor of psychology at Marygrove College, Detroit, Michigan. JOSEPH N. TYLENDA is making his philosophical ~tudi~s at the Jesuit House of Studies, Spring Hill Sta-tion, Mobile, Alabama. 305 SOMI~ SPECIAL PUBLICATIONS ¯SOME-SPECIAL PUBLICATIONS "_. (Continued from Page 289) One further observation about Canon Law Digest. Volume III includes docu-ments published up to December 31, 1952. Hereafter an annual supplement will. be issued in loose-leaf form. The supplement for 1953 is now in the press. An exceptionally useful book for all who catalogue Catholic books is An Al-ternative Classl/ication /:or Carbolic Books. This book, originally prepared by 3eann~tte Murphy Lynn, was first published in 1937. Previous to that, libraries with large collections of Catholic literature had to fit the. books into inadeq;u~a:te' classification schedules. An Alternatit~e Classitication offered a new and satisfa~t.~ry" way of cataloguing Catholic books that could be used with 'the Dewey Decimal or, especially, the Library of Congress classifications. A second, and revised, edition, of this valuable technical work has now been brought out by Father Gilbert C. Peter-son, SJ. A special feature of this new edition is the fact that the index, originally fifteen pages, is now forty-two pages. Also the list of religious orders and coiagre-gations is extensive; in the case of institutes of women, the date and place of founding is given, and, if they came to the United States from another country, the date of the first foundation in this country is given. The price of the book (cloth, 512 pages) is $10.00. It can be,obtained from the Catholic University of America Press, 620 Michigan Avenue, N.E., Washington 17, D.C. FATHER LARRAONA'S ADDRESS Fatfier Larraona's address to the mothers general is one of the clearest and most important statements of the mind of the Church concerning the government of re-ligious. In publishing it we have followed, ~ith some slight changes, the English version that appeared in Acta et Documenta Congressus lnternationalls Superiori.s-saturn Generalium (Rome, 1952). This publication of the Sacred Congregation of Religious is printed and distributed by the Pious Society of St. Paul. which has establishments in many countries. The volume contains the proceedings of the convention of the mothers general in five languages: Italian, French, English, Spanish, and German. In this country it can be obtained from the Society of St. Paul, 2187 Victory Blvd., Staten Island 14, N.Y. For a more complete understanding of the mind of the Church, one should also read three addresses of Pope Plus XII--to religious men (Dec. 8, 1950), to tezch-ingsisters (Sept. 13, 1951), and to the mothers general (Sept. 15, 1952). The last-mentioned address was published in REVIEW FOR RELIGIOUS, XI (Nov. 1952), 305-308., We hope to publish the other papal addresses later. FAMILY DAY The Family Communion Crusade is again sponsoring an international Family Communion Day. The Feast of the Holy Family, ,lanuary 9, 1955, will be ob-served by hundreds of thousands of families in more than forty countries, with family group Communion and family consecration to the Holy Family. The aim this year is particularly to obtain prayers for the persecuted nations behind the Idgn Cuitain. Those who wish to join in promoting the Family Commimion Day can obtain further information, literature, etc., from: Family Communion Crusade, 10 Farm .View" Road, Port Washington, N.Y. 306. . That: ",Judging Ot:hers" Habit: In t:he Light: ot: Modern Psycholog Sister Mary, I.H.M. THE ideal of religious life suffers from many weaknesses in our | human nature, but it" probably suffers from none more than in the ever-present desire to judge the other person. Our Lord l~as warned us against l~his weakness with a threat--Judge not that ~,9u be no~ judged--and yet we persist in doing it. Sometimes it becomes so much a part of the daily fabric of life that we are no longer aware that we do jti~lge other people. Habits of judging are usually formed in childhood, long before what can really be called "social feeling" has debeloped. Only the most careful and spiritually enlightened training offsets the forma-tion of such habits--and even then probably only partially. With the dawn of conscience and still later in adolescence with the de-velopment of social insight and appreciation, charac(~r, training can do much to eradicate or, perhaps better, to supplant the "judging-others" habit. Su?ely, a realization of the doctrine of the Mystical Body and of Our Lord's own commandment which He has made the first law of living together, "that you lox~e one another as I have loved you," should sound the death-knell of unkind judgment for all Christians, and especially for r.eligious._ Yet, as we know so well, it does not. It has always seemed to me that in the pettiness of mind and interest in trivialities which follow the "judging-others" habit the devil gets in his most successful innings. How-ever, this is not the aspect of the problem I am interested in dis-cussing. This aspect is rather, what the "judging-habit" means psychologically. The understanding of. this will, I think, throw light on wbg Our Lord condemned it so rbundly and wb~t, also, He makes our judgment ofothers the norm 5ccording to which He will judge us. ¯ Modern psychiatry has a useful technique which it u~es. ih analysis. This te[chfiiqfie. is from Freud, incidentally, although" the mechanism.itself is part of even Aristotle's psychology. I refer to the mental-mechanism which w~e learned to call .association. in' psy-chology. Freud cMled his tech'nique "tYee association. His theory is that if a person allows his mind to wander freely it will con~i~ct 307 SISTER MARY Revietu for Religious up with past experiences which, though normally forgotten, are still much alive in the unconscious mind. Every religious knows this process well--it seems to be at its best durihg meditation. In setting forih his theory of analysis t'hrough free association Freud liked to start with the material of a dream. Psychiatrists today use many other types of material: daydreams, memories, emotionally toned experiences, etc., as starting points for analysis. Apparently what we start with is not too important. But all who use the tech-nique are agreed with Freud's basic principle: the person who makes the association is the person who is anal~tzed. In this connection, a story once told me by Dr. Thomas Verner Moore (now Dora Pablo Maria) will illustrate the principle. A young doctor, a fallen-away Catholic, read a paper analyzing Charles Darwin at a psychiatric meeting. The young man was well known to Father Moore as one who had repudiated all moral principles both in his professional practice and in his private life. Moreover, lie seemed to take a special delight, whenever Father Moore was present at any rate, in finding some way of ridiculing the Church and Cath-olic. beliefs. However, in his paper on Darwin he limited himself to the subject. He had taken passages from Darwin's writings and, using free association on these, bad built up an astounding picture ot: Darwin as a libertine and even a pervert. (The facts of Darwin's ¯ \ private life actually reveal him a~ a loving father and husband who devoted himself to his family through and outside of his scientific work.) Discussion was limited to remarks expressing surprise and even admiration of psychiatry's revelation of Darwin's inner soul, until the chairman called on Father Moore for his comment. He, too, expressed great surprise at the immorality attributed to Dar-win and then said: "But I must in defense of the absent Darwin call attention to the very important principle at the heart of all analysis by the method of free association which apparently Dr. X has overlooked. It is this: in an analysis the person to be analyzed must make the associations. Since in this analysis, Dr. X made all the associations, the analysis is, by definition, that of Dr. X rather than of Darwin." " Now in our judgments of one another we begin, at least usually, with some action, or look, or statement of our neighbor. Then, as we. say, we "interpret" it. Really this interpretation is.a free asso-ciation of its meaning to us. The material .for it is drawn from our own experiences, our own feelings, attitudes, and ideas, our own 308 November, 1954 JUDGII'~IG OTHERS unconscious mind. And so in the judgment, we have revealed no~ our neighbor but ourselves. The injunction of Our Lord then is intended to protect our neighbor--and He threatens that He will place the judgment back squarely upon our own shoulders. The psychiatrist would say today, "Justly so. For you have judged yourself." How much th~ little-heSS, the jealousy, the short-sightedness, the bitterness, the hostility of human nature can give vent to (and at the same time do the devil's work')" through this simple mechan-ism! It, as we said before, can become so easily a part of our every-day- way-of-doing things. We use it on equals; alas, we use it on superiors, our spiritual fathers or mothers in religious life; and--a ¯ greater alas (because of their greater grace of state), superiors use it on their subjects, their spiritual children. Snap judgments; judging a whole area of life and intention from a single fact or incident; setting in movement a whole set of causes which shape a life and its work for Christ on the personal interpretation of a word, an action, an idea, or even a fault, are ways in which the mechanism works practically. If this one principle of Our Lord's, together with the mechanism of free association whereby.we violate it with such blind security, could be understood, what a difference it could make in social living! The application of that commandment whereby all men are to know that we belong to Christ would be much easier ! Psychology would give us another helpful hint in this matter. Since, when I judge another (let us say Sister Y), I do not really judge Sister Y but rather myself, this judging-others habit becomes an open book in which I can read myself and know 'my weaknesses and strengths. Our Lord is good to let us have so simple a revela-tion' of self always handy. Used aright, that is on one's self instead of on one's neighbors, the motives and the matter for speeding along the road of virtue should be plentiful. Our Lord exhorts us in another place to "judge just judgments." A true'judgment requires not "free association" but objective.truth and sound reasoning on prir;ciples. This is probably why the Holy Spirit in Ecclesiasticus so definitely connects wisdom and justice: He that possesseth justice shall lay hold of her . . . with the bread of life and understanding she shall feed him and give him the water of wholesome Wisdom to drink. "Judging just judgments" will require: (1) that we use all natural sources of knowledge, (2) 309 NEWS. A.ND V~ IE.WS ., t.ha.t we discipline the tendency to use undisciplined association, imagining it to be understanding, and (3) that. we call upofi those g!fts of the Holy Spirit, which we all possess, supernatural knowledge, .u.nderstanding, and wisdom. So often these lie like great untapped r.e.serves of grace and power on the outskirts of an all too busy and natural life. Certainly the first step towards this final goal of "just judgment" is to master completely the "free association-- judging-~babit." News and Views American Founders' Series "Xaverian Pioneers," in our present number, is the first response to our suggestion for an American Founders' Series (cf. REVIEW FOR RELIGIOUS, XIII- [March, 1954], 62). We should like to re-peat the suggestion that good biographies of American founders would make both interesting and profitable reading. But we must also repeat that what we want is the story of American founders: that is, religious who either founded an institute in the United States or Canada or extended an already-existing institute to these coun-tries. For instance, the Xaverian BrotBers were founded in Belgium, but stress is rightly laid in the present article on the brothers who pioneered the establishment of the congregation in this country. Of what should such biographies consist? To answer the ques-tion negatively, let us say that the objective of this series is not to have panegyrics or pious table reading. The biographies should be factual and should bring out the character of the founder and the spirit of the institute, as well as the purpose or purposes that the institute is supposed to serve in the mission of the Church. Length of biographies? For our purpose, about four or five thousand words would be ideal. Nevertheless, we do not wish to confine authors to such a strict limit; after all, the real limit of an article ought to be ~the space required in order to do justice to the subject. Hence, shorter biographies would be acceptable, and so would loffger ones--up to, perhaps, eight thousand words. It seems advisable, also, to repeat here some of our previous sug-gestions regarding the style of the manuscript. 1) Every manuscript should be neatly typed, at least double (Continued on Page 329)" 310 '.Just: November--or Always? Joseph N. Tylenda, S.J. DOWN through the centuries, the Church Militant has pr'ayed for the souls in purgatory; this is evident, above all, from' the history of the Mass. However, it is not our purpose here to discuss the historical aspect of the devotion, but rather to show that this devotion should be an. integral part of the life of every religious. All religious, by profession, strive not only for their own sal-vation and spiritual perfection, but also for that of their neigfibor~ Reality is such a mesh of complex intertwining threads, each strength-ening and supporting the other, that we cannot divorce striving for personal sanctification from working for that of our neighbor. It is not in the tradition of the saints that we should first become per-fect and then work for the neighbor; rather the two should normally proceed simultaneously. Here we wish to stress that it is by work-ing for the sanctification of all souls, not only of those on earth but also of those in purgatory, that we ourselves reach our perfection and attain our salvation. It is by giving that we receive; by leading others to sanctity we can help sanctify ourselves. The need to pray for the Church Militant and those still not members of the Mystical Body is quite apparimt, and no one ~vould deny it. Equally so, no one would deny that the ~ouls in purgatory have need of our prayers; but is the need of the latter as, apparent as that of the former? Because members of the Church Militant still run the risk of losing heaven, some may conclude that they need all our prayerful efforts. As for the members of the Church Suffering, they are assured of beatitude--they have only to wait for it. It would be idle to argue which group needs our prayers more, but we can at least point out that the members of the Church Militant can help themselves, whereas those of the Church Suffering are en-tirely dependent upon the prayers of the living. In this article, then, we are going to consider the reasons why prayer for the souls in pu.rgatory has a place in the spiritual life of a religious and, coupled with this, we shall examine the effects that such a practice has upon the spiritual life of the religious himself. ' Itcan be said that the suffering souls have a claim ~o Our prayers in their behalf. Some of them may found this claim on certain spe- 31i 'JOSEPH N. TYLENDA Review for Religious cial ties; others can appeal o61y to our charity. We are not bound by any special ties to pray for all the dead, but surely we do have such special ties to our dead relatives, fellow religious, extern friends, benefactors, students, and others; and as a consequence, we are under some sort of obligation to pray for souls, their appeal is directed rather to our ~pecifically, to our sense of pity. We offer for them out of mercy and fellow-feeling, whose image we recognize in them. them. As for the other general charity or, more prayers and good works or out of love of God Can gratitude oblige us to pray for the dead? If we are bound to show gratitude and give thanks to the living for their goodness to us, are we any less bound to be grateful to the dead for the good-ness they have shown us while living, and which we, in our pride and envy, have perhaps refused to recognize? The religious order or. congregation to which we belong is a human instrument, and its present progress and perfection is owing in great part to the dead of our order that have gone before us. We, their spiritual children, now enjoy the fruits, without ourselves hav-ing done the sowing. To give but one instance--and this of the more tangible sort--the charity shown to us by our benefactors was enkindled by those now dead; nit is because of them that the living still enjoy many favors first meant for them. Can it be denied, then, that we owe them gratitude, that our fellow religious who have al-ready gone from this life still retain a claim on our prayers? We, as members of a religious community, are supposed to help our fellow re-ligious work out their salvation. Can we say that our task is done when they have died--when as y~t we cannot be sure that their souls are enjoying the blessed vision of God? While alive they gave us generously of their love and friendship, their kindness and help; furthermore, we may reasonably presume that they prayed for us; for our sanctification, our pe.rseverance. Again, these breth-ren of ours were by the good example they set us often our incen-tives to love God and practice virtue; in fact, their very presence ~tcted as a continual reminder of God's goodness and love. Praying for them is now our only way of thanking them. And we do owe' them thanks. In the light of this it is easy to understand why re-ligious institutes require that all their members offer certain definite suffrages for those who have died. Another important reason why we owe certain particular souls prayerful remembiances is that these souls may now be suffering 312 Ploverober, 1954 JUST NOVEMBER-~OR ALWAYS? because of us. Certain actions. ~of ours, either before or after our entrance into religion, may have caused them,, when still alive, to offend the just God, and now in .purgatory they .are .suffering in atonement for those offenses. In such a case, can we derby that we are partially re]ponsible for their sufferings? Are 'we not bound to help such souls? Shouldn't we atone for those faults together? It may be that our parents themselves have already died; there is no question but that for them at least we shall pray much. They gave us our earthly life, our shelter, and our food--gratitude demands that we see to it that they now speedily attain to eternal life, sure refuge and refreshment in their heavenly home. All of us, too, have other relatives and friends for whom we wish to pray and ought to pray. Many there are, therefore, for whom we are obliged in gratitude to pray; ~nd every one of us will, no doubt, be able to think of still other groups or individuals for whom he has some obligation to pray. Besides our duty towards many Holy Souls by reason of these special ties, al! the souls in purgatory excite our charity. Charity is giving of self to others, not because we owe it to them, but simply because they are in need and we can alleviate that need. The Holy Souls cannot leave purgatory until they have been purified and made ready for the beatific vision. This can be effected only through their suffering, or through the prayers and sacrifices offered for them by the living. Not without reason are the Holy Souls often called the "Poor Souls," for they cannot merit anything for themselves. From this' point of view, they are utterly dependent upon the liv-ing. It is charity that incites us to do what we can to lessen their punishments by praying for them and suffering with them. Prayers for the dead are as alms to the poor. Of themselves the dead are helpless to hasten the end of their suffering; but through our passing charitable acts they can come more quickly to the treasure heaped up for them in heaven. The Holy Souls are our 'brethren in distress; we must not close our eyes to their misery. The pre-cept of lovi.ng one'~ neighbor applies to the dead as well as to those that are alive. The mandate is "Love thy neighbor," and, as we know, this is equivalent to "Do good to thy neighbor"; in the present case it means "Pray for thy neighbor," for prayer (with sacrifice) is now the only thing good for them. Charity is also, and primarily, the love of God; but assuredly, to pray for the dead is to love God, for has He Himself not said, "As long as you did it 313 JOSEPH N. TYLENDA ' Reoiew for "Reli~iou's for one of these, the least of my brethren, you did it for hae"? Even from these brief considerations we may come to realize that constant prayer for the Holy Souls has.a necessary place in the life of every religious. However, an obje(tion may be raised that "helping the souls out Of purgatory is a selfish and rather mer-cenarY affair, since we know that they will, both now and upofi their entry into. glory, pray in turn for us." But this objection is wholly unwarranted, for this interchange of prayers between the members of the communion of the saints is not self-seeking in any bad sense of the term;, rather it is a perfect friendship based on a community of grace and charity, and manifesting itself in an ex-change of precious gifts." For doing good there is always a reward; heaven itself is the great and final reward for all our good actions. Can we doubt, then, that there is a special reward for the religious who prays for the dead? There will, surely, be more joy for him hereafter, but is there no more immediate reward which he will receive even while still here below? We believe there is: we be~lieve, for our part, that it consists in an enlivened desire to go to God, a deepened u'ndersta~ad-ing and appreciation of those words of Saint Augustine: "Our hearts were made for Thee alone, O God, and they shall not rest until [hey rest in Thee." Another reward that should come with praying for the dead is a greater de.testation of sin, which, even when forgiven, may still deserve such punishment, and with it a clearer understanding of the sanctity of God, who may not be seen face to face by any soul not wholly pure. Finally, this devotion should inflame us with the desire to have as much as possiblg of our own "purgatory" here on earth so that after death, with little or no delay, we may enter into the joy of Our Lord. Nor is it presumption for a religious to have the desire to avoid purgatory, for it is not in God's primary providence that any soul should go there. Christ would have us be perfect as our heavenly Father is perfect, and the perfect will have no need of the cleansing fires of purgatory. We ought not close this article without recalling the means we have at hand for helping the Holy Souls. These are, to be sure, prayers and indulgences, "works of penance, and, above all, the Holy Sacrifice of the Mass with its unlimited graces. However, these means and their efficacy are so well known to all religious that we do not need to e~plain ther~ here. We conclude in the ~ords of Sacred Scripture that "it is a holy 314 Nou.ernber, 1954 COMMUNICA@IONS and a wholesome thgught to. pray :~or. ~he.de.ad:i' Eve, ry soul out. of purgatory', through:.gur pr~yers,means another saint in heaven~a deeply'consoling thoughl~. Ought we,' then," to remember the souls in. purgatory only at the very end of our almost endless li~t of in~ t~ntions and as a matter of mere routine, or should we not rather .make our petitions f0~ them an integral part of-our prayers for the salvation and sanctification of our neighbor? With all this in mind,. can we maintain that such a devotion ought to receive emphasis ~luring one month only? Can we so confine our charity and our love of God and neighbor? ommun{ca -{ons Reverend Fathers : I have just finished reading Ft. Aumann's excellent article on "Religious and Modern Needs" in the July issue. May I congratu-late him for it? ' Fr. Aumann's article answers a definite need for establishing the correct relationship between contemplation and action. Many of us are unfortunately so engrossed in teaching and the other works of the apostolate that we are fatigued and overworked and cannot give the needed efforts and time to the so necessary life of prayer and meditation. As'a result everything suffers thereby. Thus we cannot insist enough on personal sanctification as the end of religious life. However, I would like to call your attention to another as-pect of the problem which struck me in reading Ft. Aumann's article. Some religious, I am afraid, misunderstanding this primary aim of personal sanctification over the apostolate, go to the other extreme and risk believing themselves good religious if they are materially faithful to their spiritual exercises. In this regard a fellow priest of mine ironically d~fined the good religious as one "who is regularly on time for all his spiritual exercises, punctual at meal time and other community gatherings, and who obeys his superior." But, as my friend pointed out, such a religious may not have begun to under-stand the spirit 'of his vocation. Bishop Ancel, of Lyons, France, pointed out in a conference to religious that the prime purpose of any vocation is to. continue the task that Christ lived while on earth--thus the reason for the 31~5 COMMUNICATIONS oows. We are, in other words, to have at the root of our spiritual lives the building up of "the Mystical Body. We are to have in us "the sentiments that were in Christ Jesus," 'at St. Paul put it. We must eat, drink, and sleep in terms of the growth of the Whole Christ. We must make our own the words of Christ, "I am come tO cast a fire on earth and what will I but that it be enkindled.".Religious must make their own St. Gregory's warning, "Nec castitas ergo magna est sine bono opere, nec opus bonum est aliquod sine castitate." (Cf. the whole homily for Confessors; 3rd Noct.) The reason I am writing this letter is that I believe too many of us do not have the proper sense of responsibility for the Mystical Body of Christ. We are content to let the pope, bishops, and superiors.worry about that. And in the meantime we are not pool-ing our collective heads to anM~rze the current situation, the needs of the Church, whether or not we are getting anywhere with our efforts, etc. A typical example of what I mean is that although classroom teachers are working harder than ever nowadays to do their .work, the pupils seem to be groffcing in secularism, etc, Influ-ences outside the classroom seem often to be gaining the mastery of them. And we are producing practically no apostles from our schools. Thus, I think that something should be done to awaken per-sonal responsibility for the future of the Mystical Body. Each one of us should constantly be saying to himself as the late Cardinal Suhard did, "What can we do, what can we do?" Too many of us, misunderstanding what is meant by the primacy of personal sanctification, are content to do merely what we have been ap-pointed to do, forgetting that we are religious to be other Christs, to "restore all things in Him," and that we must do this. We must be the salt of the earth or we shall be trodden under fo6t. I almost forgot to mention the need of a proper understanding of the relationships between th'e spiritual life and action. All action must come from contemplation--the "contemplata tradere" of St. Dominic. The thing is that contemplation and the primacy of the personal sanctification element properly understood mean that prayer and the Mass must drive us to action, and thought, and a sense of responsibility for the Mystical Body; and that vice versa action must push us constantly to more prayer and contemplation. That has always been the rule of the saints--the more they did the more they prayed, and the more they prayed, the more they did.--A PRIEST. 316 THE PROMISED WOMAN--An Anthology of the Immaculate Concep-tion. Edited by Brother Stanley G. Mathews, S.M. Pp. 3lb. The Grail. St. Meinrad, Indian~. 19S4. $4.00. "From the beginning then and befbre all ages .God selected and set aside a mother for His Only-Begotten Son." As he penned these momentous words one hundred years ago, Pius IX began to list the arguments for Our Lady's Immaculate Conception in the long-awaited Bull Ineffabilis Deus. Not only was this solemn pronounce-ment at once the welcome climax to centuries of belief in the doc-trine and the complete,satisfaction of the ardent desires of the faith-ful and their pastors, but it proved to be the impetus for a new and brilliant age of Marian literature, inspired largely by this definition. In spite of the abundance of books about Mary in the past cen-tury, however, there has been a notable lack of English literature on the Immaculate Conception. The present outstanding work has been designed precisely to fill that need. Acquainted with the best in Mariology in his capacity as li-brarian at the remarkable Marian Library in, Dayton, Brother Mathews has selected thirty-four of the finest tributes to the Im-maculate Conception for his anthology. They are divided into five sections. The eight opening articles stress the dogmatic theology of the doctrine. We, ll-written and short enough for some stimulating per-iods of spiritual reading, they give a good cross-section of contem-porary and recent authors: Vassall-Phillips, Neubert, Sheen, Zundel, Giordani, Bourke, and Feckes. Father Connell gives a short sum-mary of the historical development of the dogma. Part two features six monographs on the inspiration and apostolic influence man has derived from the Immaculate Conception. Espe-cially interesting is Father Ralph J. Ohlman's article on the Im-maculate Conception in the history of the United States. How St.Epiphanius and Bossuet extolled Our Lady is shown in part three, as well as more recent writers like Gueranger, Knox and Leen. A valuable section, part four, gives the answers of Newman, ¯ Ullathorne, Gibbons, and others to Protestant misconceptions about 317 BOOK REVIEWS Revieu; for Religious the Immaculate Conception. ¯ ~ In the final division are included0 six important papal documents from Sixtus IV (in 1476) to Plus XII, as well as two significant Pastoral Letters from the Councils of Baltimore. The scope and worth of this volume can be seen at a glanc'e. Brother Mathews is to be commended for his short introduction to each article--pithy enough not t6 be passed over unread, and yet entirely adequate. His apt section titles, too, are cleverly chosen from among the praises of the Blessed Virgin. It would have been of advantage to the reader to indicate more precisely in the table of contents the type of material in each of the six sections. The index, too, especiaIIy in an anthoIogy which will be used for ready reference, could have been much more complete. A bibliogral~hy of the better works on the Immaculate Conception in French, German, Spanish, and Italian would be of value to the scholarly reader. A final note on typography: Though the type-face for the text is well chosen, the indented quotations would look better in a smalIer case (perhaps itaIicized) than that used. --T. ~,V. "~/'ALTERS, S.J. PIO NONO. A Study in European Politics and Rellcjion in the Nine-teenth Century. By E. E. Y. Hales. Pp. 3S2. P. J. Kenedy and Sons. 1954. $4.00. The scope of this eminently readable account of the ItaIian Risorgimento is indicated in the volume's sub-title: A Study in European Politics and Religion in the Nineteenth Century. The argument the author proposes is that prince and pope in the mind of Plus were not distinct entities. As did his opponents, Mazzini, Cavour, Napolean III, and Bismarck, so too did Pio Nono con-ceive of a close interdependence of politics and religion. Hence his intransigent attitude toward "a free church in a free.state." Mr. Hales has not written "spiritual reading" for his English readers. He is concerned to present "the other side" to his. com-patriots whose views of Pio Nono have been slanted by Dr. Tre-velyan, and who, thanks to Lord Acton and The "-Ffmes. have al-ways looked on the Vatican Council with horror, and its offspring, papal infallibility, with contempt. Gladstone's letters on the Nea-politan prisons and'Palmerston's unabashed references to the Papal Government as the "worst of governments" fanned tempers already b, oiling over the restoration of the English hierarchy in 1850. The author's point is well made: "Has sufficient allowance for English 318 Nooember, 19.54 BOOK REVIEWS' enthusiasm for the risorgimento ever been madein disciassiohs bf.tlse' reactions in this country to the P@e'sSyilabus of Errors. in 1864. or his proclamation of the Dogma of Infallibility in' 18707" Considering the readers Mr. Hales bad in mind, we are npt sur-prised to find some elab6ration of the definition of the Imrfiactilate Conception--the only spiritual accomplishment of Pio Nono treated iridependently of political repercussions. Since the book bears the imprimatur of the Archbishop of New York, the theologian will find nothing censurable here, although he may wince at the,. author's ~eflection that it was. unfortunate that Plus "thre~ his personal 15restige into the scale" at the delicate weighing of papal infallibility. The select bibliography has additional value in that the author has noted the bias of the various authors. --THOMAS N. MuNsON, S.J. THESE CAME HOME. Compiled and edited by Gilbert L. Oddo, Ph.D. The Bruce Publishing Co. Milwaukee. 19S4. Pp. 179. $3.00. The drama of life is played in the concrete struggles of the in-dividual person with the problems which are uniquely his; and the greatest act of this drama is his wrestling with God. Though our faith teaches us that God acts out His part by pouring His grace into the soul, not in many places do we see this grace visibly operating. The fight against sin, which is certainly a work of grace, is not an experience many care to expose to the public. The qdyssey of a convert, however, provides matter which few are ashamed to tell about and is an excellent manifestation of the work of grace. Fifteen university graduate converts narrate their stories in These Came Home, presenting a persistent search for truth away from the shallow and illogical eclecticism in which they were raised. The discovery of a personal .God, the realization that there could be only one true Church established by Christ, the unmasking of the falsehoods and misrepresentations which surrounded their young minds about the Catholic Church, the realization of Our Lord's presence in the Blessed Sacrament are some of the stages on their way home. Some were Protestant ministers and had to abandon their professions; others net obstacles in their families and friends; but all of them endured the mental anguish of realizing that their lives were empty because they had not properly found God. The reader of this book will better appreciate his own faith and under-stand those who do not shar~ it.:~ALBERT J. SMITH, S.J. 319 BOOK REVIEWS MEDIAEVAL MYSTICAL TRADITION AND SAINT JOHN OF THE CROSS. By aBenedic÷ine Of S÷anbrook Abbey. Pp. 161. The New-man Press, Westminster, Maryland. 19S4. $2.75. The author of this l~ook, by defining its scope with precision, has lightened the reviewer's pains. It is a historical study of medieval and sixteenth-century spirituality, culminating in that of the Mysti-cal Doctor, St. John of the Cross. After.h valuable sketch of the early Spanish period, successive chapters present Hugl~ and Richard of St. Victor, St. Bonaventure and his school, the German and Fle-mish mystics. The last chapter, "Spain Again, and Saint John of the Cross," brings the investigation to its goal. Within these bounds, the essayist has traced the theme of mysti-cal prayer. SlOe has read her sources with attentive care, and aligns their'yield with a steady eye to the main object. There is no over-load of learning, no pretentiousness whatever yet anyone, who has handled the tools of literary research will hold this specimen in high respect. The theory of the life of prayer, followed by the author, falls within a general scheme now widely accepted. The indispensable role of asceticism is pr~supposed.~ Vocal prayer, including petition, is taken for gbanted. To liturgical prayer is reserved its unique precedence. The writer's subject is mental prayer, and especially contemplation, acquired and infused. Acquired contemplation is the prayer of simple regard, and may be attained in some degree by a good will with the aid of ordinary grace. The inf.used forms of contemplation depend on God; they may be holily desired, but not counted on, in this world. Purgation, an essential process in the discipline of the senses and of the mind at every stage of pra~er~ takes a higher and severer form, if one is raised to the life of in-fused cgntemplation. What this historical essay has chiefly done for the present reader is tw6fold. It elucidates persuasively the unity of the mystical ex- ¯ perience (to adapt Gilson's phrase) in the Christian tradition, and the continuity, under a bewildering diversity of description, of the teaching of the mystics. Against this background, it sets the doc-trine of St. John of the .Cross in its proper focus as our Summa of mystical theology. In particular, it is he, as the author points out, who has studied with care the nature of acquired contemplation and of the approaches to mystical prayer, as distinguished from the great gift itself. 320 November, 1954 BOOK ANNOUNCEMENTS The Benedictines of Stanbrook are accustomed to give us works of solid worth. The present small volume is an honor to-their tradition.---EDGAR R. SMOTHERS, S.J. BOOK ANNOUNCEMENTS BRUCE PUBLISHING CO., 400 N. Broadway, Milwaukee I, Wis. A Man Born Again. St. Thomas More. By John E. Beahn. Once you begin to read this book, you will find it diffic.ult to lay it aside. It is a fictionalized biography written in the first person: Pp. 208. $3.00. CAPUCHIN FATHERS, 220 37th St., Pittsburgh 1, Penna. The Lagbrother According to the Heart of St. Francis. The Lagbrother Manual. Both books are by Clarence Tscbip-pert, O.F.M.Cap. The first is a translation.and the second an adap-tation from the German, In the German original they have been popular for many years among German-speaking Capuchins and have led many a Capuchin brother along the ways of perfection. The first book is a brief treatise on perfection from the practical point of view. Much of the doctrine is embodied in prayers. The second book is a vade mecum for the brothers. It takes a brother through all the actions of the day. It contains both,instruction and prayers. Both books may well serve as models as to what can be done to h~lp lay brothers in their difficult vocatibn. God's honor and glory would be increased if every brother of whatever order or congregation had similar aids to lead him to perfection. THE GRAIL. St. Meinrad, Indiana. The Jogs, Sorrows, and Glories of the RosarV. By Raphael Grashoff, C.P. This is a small book. It measures only three and a half by five and a quarter inches. In mandscript form it was used for public reading during laymen's week end retreats at Holy Cross Passionist Monastery in Cincinnati. Its purpose is to help indi-viduals to say the rosary as our Lady wants them to say it. Each of the fifteen chapters is preceded by a full page pen-and-ink draw-ing depicting one of the mysteries of the rosary. The excellent drawings are by Sister Augusta Zimmer, S.C. Pp. 173. $1.00. School Teacher and Saint. A Biography of ~Saint Lucy Filippini, By Pascal P. Parente, S.T.D., Ph.D. The foundress of the Re-ligious Teachers Filippini died on March 25th, 1732. It was°not until June 22, 1930, that she was canonized: It was 1910 before 321 BOOK ANNOUNCEMENTS" Reoieto "[or ~ R~ligioug. ttie'first five Religious Teachers Filippini opened their first gchooI in the United States i~t Trenton, New Jersey. It is not remarkable, therefore, that she is little known in this country. The present volume, the first biography in English, should do much to bring her the honor and reco.gnition she so richly deserves. The book is generously illustrated with pen-and-ink drawings by Paul Grout. Pp. 170. $3.00. Teen-Agers' Saint. St. Maria Goretti. By Mgr. James Morelli. Edited by William Peil. The book gives a brief account of the life, martyrdom, and triumph of this "Saint Agnes of the Twen-tieth Century." The illustrations by Gertrud Januszweski add con-siderably to the attractiveness of the book. The work should prove quite appealing to teen-agers, especiall~ grade-school and early-high-school students. Pp. 84. $2.00. B. HERDER BOOK CO., 15 South Broadway, St. Louis 2, Mo. The LitanF o[ Loreto. By Richard KIaver, O.S.C. That the Litany of Loreto is beautiful, and is really a poem in blank verse, all users of this litany will admit. Many, however, may not realize that it is an epitome of MarioIogy. Father Kla~ier proves this point in l~is commentary on the Litany, for to explain the various invo-cations he draws on the whole of Marian theology. The book should contribute much to make the recitation of the Litany more meaningful. Pp. 227. $3.75. Catholic Liturg~t-~Its Fundamental Principles. By the Very Rev. Gaspar Lefebvre,O.S.B. Translated by a Benedictine of Stan-brook. Here is an old classic in a new revised edition, the third in English. It should be on the shelves of the library of every religious community. Pp. 300. $3.50. The Rosary1 in Action. By John S. Johnson. A layman who knows from experience the difficulties that laymen have in the reci-tation of the rosary, soIves those difficulties. There are sections on the history of the rosary and on mental prayer. A very useful book. Pp. 271. $1.75. Neu~ Testament Stories. By Rev. C. C. Marfindale, S. J, It is a child's l{fe of Christ. All who have the care of children will wel-come this well-written book. Pp. 140. $2.25. P. J. KENNEDY AND SONS, 12 Barclay St., New York 8, N. Y. "Marg's Part in Our Redemption. By Msgr. Canon George D. Smith, D.D., Ph.D. This is a revised edition of a book which first 322 November, 1954 BOOK ANNOUNCEMENTS appeared in 1937. Its author is an eminent professor and theologian, who, in this instance, writes not for theologians but for the faithful: Thi~ Rev. Wm. G. Most characterizes the book as one "that co-or-dinates and integrates the dogmatic truths behind devotion to Mary with a solid, unsentimental, and balanced application of these truths to the life of the soul." Pp. 191. $3.00. 'THE LITURGICAL CONFERENCE. Elsberry, Mo. Proceedings of the National Liturgical Conference, 1953. Th£ celebration of a National Liturgical Week, each year in a different place, is one of the most effective means employed by the Liturgical Conference to make both clergy and laity liturgical minded and so to promote a deeper and more solid piety. The present volume re2 ports the National Liturgical Week at Grand Rapids, Michigan. Its central theme was St. Pius X and Sqcial Worship. It contains not only the papers read at the conference but a stenographic report of the discussions whidh followed. Rea~ing the volume one can catch. the enthusiasm which prevailed at the meetings. Pp. 199. $2.00. THE NEWMAN PRESS. Westminster, Maryland. Talks to Teen-Agers. By F. H. Drinkwater. The book is not for teen-agers but for those who are responsible for their spiritual and gemporal welfare. It consists of outlines arranged topically, and should prove very helpful as a rich source of material for talks and discussions. Pp. 110. $2.00. " All Things ir~ Christ. Encyclicals and Selected Documents of St. Plus X. Edited by Vincent A. Yzermans. Thirteen encyclicals and ten other documents are presented in this volume. Each docu-ment is prefaced by an explanatory note which gives the theme ~f the document and its setting: it is followed by a list of pertinent references. Pp. 275. $4.00. J. S. PALUCH CO., INC., 2712 N. Ashland Ave., Chicago 14, Illinois. The Imitation of Christ. The translation' is new and into mod-ern English. The cover is a reproductic;n in color of a portrait painting of Christ by Jerome Gibbons. This is a Lumen book. Pp. 173: $0.50. THE SCAPULAR PRESS, 339 E. 28th St., New York 16, N. Y. Union With Our Lad~ . By Ven. Marie Petyt of St. Teresa. Translated by Rev. Thomas E. McGinnis, O.Carm., S.T.L. That Our Lady has a part to play in the salvation and sanctification of 323 BOOK ANNOUNCEMENTS each individual soul is a truth all religious accept. Some may not be aware how large that part is. The present volume of excerpts of the letters of the Ven. Marie petyt show how very large that part was for her., They show too how a religious may grow in devotion to Our,Lady and so make greater progress toward perfection. The . letters are followed by an excellent one-page outline of the Marian doctrine of Mary Petyt and her spiritual director Fr. Michael of St. Augustine. Twelve one-page meditations on the Blessed Virgin conclude the volume. Pp. 75. Paper $I.00. TEMPLEGATE, Springfield, Illinois. Guide to the Bible. By the monks of Maredsous. Translated from the French by Gerda R. Blumenthal. To read the Bible, par-ticularl~ r the Old Testament, without guidance almost inevitably means to miss the meaning intended by God its author. All that an intelligent reader must know about the Bible will be found in this volume of less than a hundred pages. It should do much to promote the reading of the Sacred Scriptures. Pp. 92. $0.85. All My Life Love. A commentary on St. Th~r~se's poem Vfvre d'Arnour. By Michael Day, Cong. Orat. The translation of the poem is by Ronald Knox. In the poem we 'have a treatise on the love of God as conceived by a saint and poet. Each stanza of the poem, together with the commentary that follows it, can very profitably be used as subject matter for meditation. Pp. 56. $1.25. NOTICE FOR PUBLISHERS Our Book Re~,iew .Editor is Father Bernard A. Hausmann, S.J., of West Baden College. Publishers fire requested to send all books intended.for review in this periodical to: Book Review Editor, Review for Religious, West Baden College, West Baden Sprlncjs, Indiana. 324 Questions and Answers m3 I~ A slsterwith solemn vows in a contemplative order was received without a dowry. It is not clear whether this dispensation was to be con-ditional at that time. The sister wishes now to establish a dowry. Will she need the perm[sslon of the Holy See, or will the superlor's permis-sion suffice? By. taking solemn vows sister gave up her right to ownership of temporal things, hence also the right to acquire anything in the future by way of inheritance, legacy or gift for herself. Here is what canon 582 of the code has to say on the subject: "After solemn profession, likewise without prejudice to any special indults of the Apostolic See, all the property which comes in whatever manner to a regular [that is, to one who takes vows in an order, can. 488, 7°]: "1 ° In an order capable of ow.nership, goes to the order, prov-ince, or house, according to the constitutions; "2° In an order incapable of ownership, it becomes the property of the Holy See." Sister, therefore, must turn over to her monastery whatever money or other temporal goods may come to her from any source whatsoever after she has made her solemn profession. Superiors will then have a free disposition of this money or other goods, since it " now belongs to the monastery. In case the monastery is incapable of ownership, superiors may ask the Holy See for permission to put aside that amount of money required for a dowry by the constitu-tions, and use it for that purpose. According to our constitutions a novice who becoms gravely ill may be admitted to profession . . . and a plenary indulgence in the form of a jubilee is also granted to her mercifully in the Lord. What is % plenary indulgence in the form of a jubilee?" As far back as 1570, Pope Saint Pius V, a member of the Order of Preachers, allowed any novice of the second order of Dominican nuns who was in danger of death to make her religious profession. In the course of time this privilege was extended to other second orders. 325 QUESTIONS AND ANSWERS Reoiew [or Religious In 1912 (September 3) Pope Saint Plus X extended this privi-lege to all novices of. every religious order.or congregation or society, and his grant was published in. a decree of the Sacred Congregation of Religious, dated September 10, 1912 (AAS. IV, [1912], 589- 590) which laid down detailed regulations regarding this profession of a novice at the hour of death (see REVIEW FOR RELIGIOUS, I, [March, 1942], 117-122). In this decree, under number 4, occur the words: "to him is granted mercifully in the Lord a plenary in-dulgence and remission of all his sins in the form of a jubilee." This phrase, "in the form of a jubilee," adds nothing to the plenary in-dulgence granted but is merely gn honorary title, so to speak, which indicates the generosity of the Roman Pohtiff in granting this extra-ordinary indulgence (se~ de Angelis: De Indulgentiis, ed. 2, Rome, 1950, p. 128 n. 176). m33m Our constitutions state: "two members of the same family, for ex-ample, two sisters, two cousins, or an aunt and a niece, may not at the same time be members of the general council." Now the father of our. newly elected mother general is a first cousin of the father of the sister elected to be the fourth general councllor. May this sister act validly and licitly as a member of the general council together with our recently elected mother general? Canori 19 of the Code.of Canon Law tells us that laws which restrict the free exercise of rights are to be interpreted strictly, that is: "the words are taken in their proper meaning, but in a narrower sense than must necessarily be attached to them; an interpretation is broad when the proper meaning of words is retained, but it is taken in a wider sense than the word bears at all times." (Lydon, Read~l Answers in Canon Law, ed. 3, 1948, p. 336.) Webster's New Collegiate Dictionary, 1950, ~lefines "cousin" as: "2. Specif: a son or daughter of one's uncle or aunt; also, a relative descended the same number of steps by a different line from a common ancestor." The first definition is the strict interpretation according to cXnon law, the second a broad interpretation. Ordinarily the term cousin is understood of persons called first cousins. Since the fathers of the recently eldcted mother general and of the newly-elected fourth councilor are first cousins, these religious are really second cousins, and hence do.not come within the strict canonical interpretation of the term "two cousins," as used in ithe 326 Nouember, 1954 QUESTIONS AND ANSWERS constitutions, referred to ifi the question. Hence both sisters may continue in office as members of the general council. We should add that our interpretation is based on the assumption that the examples given in the constitutions limit the meaning of "two members 6f the same f~imily." This interpretation seems reasonable to us. We are a diocesan institute. Our constitutions read as follows: (I} "The sisters elected to the general chapter shall remain, everyone in her own office, up to the ne~t chapter. No one can be deposed,, unless for a grave cause and by the general council alone." (2) "The mistress of novices shall be appointed by the superior general and her council." The general chapter is not a month old, whe~ the second councilor is appointed to the position of mistress of novices. May she be a meml~er of the general council and mistress of novices at the same time? No pro= vision ~s made in our constitutions for an event of this kind. The Normae of 1901, in. article 300, forbade the mistress of novices to hold any other office which might impede the care and direction of the novices and explicitly mentioned the office of general councilor. This article has been written into many constitutions and must be observed in 'such cases. The Code of Canon Law merely laid down a general norm in canon 559, § 3, which says: "Both [the master of novices and his assistant] should be free }rom all other occupations which could hinder them in the care and gov-ernment of the novices." The Code does not determine in par-ticular whicfi offices are incompatible; this judgment is left to the constitutions and to the prudent judgment of superiors. Now since your constitutions have no such prohibition, superiors may determine that the office of mistress of novices is not incompatible with that of general councilor. In that case the second councilor remains a member of the general council and also assumes the office of mistress of novices. --35-- Until recently our congregation has been merely diocesan. Our con-stitutlons permitted the mother gqneral to be elected to two terms of six years each, but not to a third immediate term. Recently we have re-. ceived the Decree of Praise from the Holy See and are now a pontifical congregation. Our new constitutions, like the old, permit a sister to hold two consecutive terms of six years each as mother general, but not a third immediate term. We are to have a general chapter in January, and our 327 QUESTIONS AND ANSWERS Replete for Religious present mother general will have completed twelve consecutive years in office by that time. Some sisters contend that under the new con!stltu-t[ ons she will be eligible for immediate re-dection for two more terms of six years each without any special permNslon from the Holy See. Is this correct? Father Frederic Muzzarelli, S.S.P. in his book De Congregation-ibus Iuris Dioecesani, published in Rome in 1943, holds this opinion, and Father Gallen referred to this interpretation, apparently with ap-proval (REVIEW FOR RELIGIOUS XII [September, 1953], 255). Father Muzzarelli gives the following reason for his opinion: "The time spent in office under the former constitutions is not to be com-puted, since these have nol/¢ lost all force." It seems to us that this in-terpretation is contrary at least to the spirit of the Letter of the Sacred Congregation of Religious dated March 9, 1920 (see Canon Law Digest, I, 276-277, for English text), and sent to all the local ordinaries of the world. The Letter stresses the years spent in of-rice, regardless c;fthe manner of obtaining .it. This likewise seems to be meaning of canon 505 which states that "higher superiors shall be temporary." Father Muzzarelli interprets "temporary" as "not perpetual" but the Letter seems to make it very clear that "tem-porary" is to be taken in the ordinary sense of the term. Twenty-four consecutive years of office certainly seems to us longer than the ordinary meaning of tempora[y. Our interpretation of the canon is confirmed by a recent state-ment of Father Anastasius Gutierrez, C.M.F., an official of the Sacred Congregation of Religious, who published a series of articles regarding the present practiceof the Sacred Congregation in Com-mentarium pro Religiosis during 1953 and is continuing the same during 1954. Here is his statement: "No matter how the mother general may have been promoted to or continued in office (by nom-ination, election, or confirmation), once twelve years of continuous regime have elapsed, she is no longer canonically eligible; she may be postulated, but cannot be re-elected" (page 90)." --36-- . Could you please give us a list of books that treat of obedience? Among rather recently-published books are the following. Valen-tine, O.P., Religious Obedience: A Practical Exposition for Sisters, (London, 1950; also, the Newman Press, Westminster, Md.). Polit, S.J., Perfect. Obedience: A Commentary on the Letter on 328 November, 1594 NEWS .AND VIEWS Obedience, translation by William Young, S.J. (Newman Press, Westminster, Md., 1947) PI~, O.P. (editor), Obedience--Volume III of series on religious .lii:e (Newman Press, Westminster, Md., 1953). Some rather recent books that contain extensive treatment of the subject are the following. Fennelly, C.S.Sp., Follow Me (Burns ~ Oates, London, 1943) ; see Part III, pp. 123-203.Msgr. Gay, Re-ligious Life and the Vows (Newman Press, 1942--reprint of an old book) ; see Part III, pp. 167-264. Brothers of the Sacred Heart, Catechism of Religious Profession (Metuchen, N.J., 1943--new edi-tion in press) ; see Section IV, pp. 159-201. Brothers of ~he Chris-tian Schools, Short Treatise on the Religious State, (Paris, 1950) ; see Chapter VIII, pp. 270-324. And, finally, see the first volume of "the series on the religious life, Religious Sisters (Newman Press, 1950): "The Vow of Obedience," by Marie-Joseph Nicolas, O.P.; and "The Adaptation of Religious Obedience," by Reginald Go-mez, O.P. In listing these, various treatises on obedience we do not neces-sarily recommend them because we have not read all of them suffi-ciently for that. Also, we list these because .we happen to have them at hand. Readers may know other treatises, and their suggestions would be welcomed. NEWS AND VIEWS (Continued from Page 310) spaced (triple is even better), with at least an inch of margin on each side of the page. It is difficult to make editorial notations on a crowded page. 2) Onion-skin paper should not be used. It is frustrating to try to make editorial notations on such paper. 3) For practical purposes, REVIEW FOR RELIGIOUS follows what might be called the "old-fashioned" method of printing quo-tations: that is, we print them just like the rest of the article, except for the fact that they are in quotation marks. This same system should be followed in manuscripts. 4) The use of capital letters should be very reserved. Congress in Canada Our May number (pp. 138-40) contained a great deal of pre-liminary information concerning the national congress of religious institutes to be held" in Montreal, July 26-30. The Acta of the 329 NEWS AND VIEWS Review" for Religious congress will be published: but~-we do not know the precise date of publication. In the meantime, pending the publication of th~ Acta, our readers will no doubt be interested in the following in-formation, which we have received through the kir~dness of Father Edward Sheridan, S.J., one of the Associate Secretaries of the con-gress and First Vice-President of the executive council of religious men. Interesting statistics include the following: At the inaugural general session were three cardinals and some twenty bishops. Also present at the congress were four abbots. In approximate figures, the delegates, representing some 200 religious institutes, with a total of 60,'000 members, were distributed thus: 400, representing 12,500 French-speaking religious men (of whom about 6,000 are teaching brothers); 150, representing 2,500 English-speaking religious men; 600, representing 37,000 French-speaking religious women; 250, representing 8,000 English-speaking religious women. Included among the delegates were 259 major superiors. At the inaugural general assembly Cardinals MacGuigan, of Toronto, and L~ger, of Moni~real, stressed adaptation and moderni-zation in habit and custom book. These points were also much stressed in the sessions of religious women. One fruit of the congress was the establishment of a Canadian Religious Conference--a permanent conference of all major religiou~ superiors resident in Canada, with a permanent secretariate to be established in Ottawa. This was. in resptonse to the express wish of the Sacred Congregation of Religious. Very Reverend Girard- Marie Par~, O.P., was elected the first president of this conference. The closing exercise of the congress was a torch-light procession and outdoor evening Mass, at the famous St. Joseph's Shrine. The Apostolic Delegate, the Most Reverend Giovanni Panico, was the celebrant. The physical plant was ideal for the meetings. This included St. Laurent College, conducted by the French Canadian Holy Cross Fathers; and St. Laurent Convent, of the Holy Cross Sisters--the two together constituting some five solid city blocks of religious and educational buildings, with fine grounds. The Holy Cross Fathers and Sisters were indefatigable in doing everything possible to make the congr.ess a success. The modus agendi of the sectional meetings--which especially impressed Cardinal Valeri, Prefect of the Sacred Congregation of Religious and President of the congres.s--was planned and executed 330 Nooernber, 1594 NEWS AND VIEWS x~ith remarkable ingenuity and efficiency. Before the congress, four books (one for each of the four sections) were printed. These books contained general information, outlines (some rather com-plete) of each of the papers to be given at the sectional meetings, topics for discussion and study, and the full text of the address given by Pope Plus XII to the congress of religious in Rome, December 8, 1950. Every delegate was provided with one of these books. Each of the sections had its own general session in the morning, at which four twenty-minute papers were read Jan the subjects indicated. Then each section broke up into study committees, of from twelve to twenty members, each committee discussing one of the papers read for a period of one hour. After lunch, the committees met again for an hour's discussion, 2:00 to 3:00 p.m. From 3:00 to 3:30 the speaker of the fiaorning conferred with the presidents and sec-retaries of the committee
Ante un contexto de globalización económica como el actual, caracterizado por la libre circulación de bienes y servicios, los empresarios se ven cada vez más forzados a ser competitivos tanto en precio como en calidad, primando el primer factor en el actual modelo económico mundial de escasez de recursos económicos generado por las crisis económicas de orden mundial de diferentes Estados. Por este motivo, los operadores económicos buscan, ante todo, ser más eficientes con sus recursos e inversiones. Así, para la consecución de tal fin, los operadores económicos han procedido, en la práctica, a deslocalizar sus inversiones de sus Estados de origen y localizarlas, no ya donde más renten o logren maximizar sus resultados, sino donde menos tributen. Práctica esta que, en puridad, acaba respondiendo a un indicador de gestión normativo-financiero legal y rehusando la aplicación del indicador empresarial por excelencia: el de gestión económico-financiera, el cual le permite a cada empresario evaluar su real índice de rentabilidad bruta y operativa de su inversión, es decir, la colocación efectiva y eficiente de sus recursos económicos y financieros. Pues bien, del mismo modo, los Estados, autónomos y soberanos en materia tributaria, también han querido ser más competitivos desde un punto de vista tributario en orden a captar inversiones económicas. Para lo cual algunos han realizado ajustes y reformas de sus sistemas tributarios, estableciendo regímenes fiscales privilegiados, mientras que otros han optado por una opacidad de información tributaria que aboque en la localización de rentas en su territorio. De este modo, los Estados pretenden resultar fiscalmente atractivos para la inversión tanto de rentas como de patrimonios en sus respectivas jurisdicciones, habilitando para unas y otros una tributación reducida o, incluso, nula. Su único objetivo es, pues, la materialización de la inversión producto de una deslocalización en otro Estado, sin que ello incentive la generación de nuevas inversiones ni de riqueza. Ello, además, sin medir las consecuencias desfavorables para aquellos Estados que son víctimas de dicha deslocalización, convirtiéndose de esta manera en Estados que ejercen una competencia fiscal perniciosa. No puede desconocerse que tanto la Organización para la Cooperación y el Desarrollo Económico (en adelante OCDE) como la Unión Europea (en adelante UE) han trabajado arduamente para conseguir la neutralización de este tipo de prácticas fiscales, haciéndose especial hincapié en la lucha contra la competencia fiscal perniciosa llevada a cabo a través de los paraísos fiscales u otras jurisdicciones opacas o no transparentes. Así, de un lado, la implementación de un escenario tributario justo y equilibrado (en el que cada Estado pueda ejercer libremente su soberanía tributaria sin acabar acudiendo a prácticas fiscales nocivas para el resto de economías nacionales) y, de otro lado, la consecución de unos estándares mínimos en materia de intercambio de información tributaria (para que cada Estado pueda conocer la localización última de la riqueza de sus residentes y lograr su efectivo gravamen) se han convertido en las principales metas a alcanzar por dichas organizaciones internacionales y supranacionales. Ahora bien, aun cuando no pueden desconocerse los avances realizados en el ámbito del intercambio de información tributaria y los esfuerzos efectuados para el diseño de ese level playing field a efectos fiscales, en la actualidad la realidad formal dista mucho de la estrictamente material. Valga, a título de ejemplo de este extremo, la nimia exigencia de un mínimo de doce acuerdos suscritos sobre intercambio de información tributaria para salir de la lista negra de paraísos fiscales de la OCDE, de manera que la misma se halla vacía en la actualidad. ¿Significa ello que se ha logrado acabar con la lacra que constituyen los paraísos fiscales? Nada más lejos de la realidad, si se tiene en cuenta la erosión que, para las economías de los restantes Estados, siguen representando a día de hoy tales territorios. Asimismo, otro buen botón de muestra de este clima constante de competencia fiscal perniciosa sería la proliferación de regímenes fiscales preferenciales existentes en el momento presente incluso en Estados con niveles estándar de imposición, más preocupados por captar inversiones económicas foráneas y evitar la deslocalización de las propias que de configurar sistemas tributarios coherentes y, sobre todo, justos. De este modo, ante la insuficiencia de las respuestas dadas a nivel internacional contra el fenómeno de la competencia fiscal perniciosa, el presente trabajo de investigación pretende diseñar o rediseñar, en su caso, una batería de instrumentos jurídicos alternativos para hacer frente al mismo, desde una óptica jurídica pero enmarcada en el contexto global económico de hoy, el cual se erige en la causa principal del auge de la competencia fiscal perniciosa. Se trata de mecanismos que, en última instancia, pretenden evitar la no tributación o la doble no tributación de la operación económica ni en fuente ni en residencia, ahondando en la necesidad del intercambio de información, de la estandarización internacional de un tipo nominal de impuestos sobre sociedades y también en el establecimiento de fuertes medidas coactivas e, incluso, resarcitorias, a efectos de disuadir el ejercicio soberano de una competencia fiscal agresiva y, por ende, perjudicial. I. Objeto de la investigación Antes de entrar en las propuestas de corrección de la competencia fiscal perniciosa, es importante señalar que la dinamización y globalización de los mercados, de las telecomunicaciones y, en general, de todo el contexto económico mundial, hace que cada día los contribuyentes estén en permanente búsqueda de jurisdicciones o Estados que ofrezcan una nula o baja tributación y que, además, ofrezcan cierta opacidad informativa respecto de las rentas y/o patrimonios allí localizadas. Como es sabido, existen ya algunos estudios monográficos de importancia en España en materia de competencia fiscal perniciosa, sobre todo referidos al ámbito comunitario, entre ellos tenemos a MARTÍN LÓPEZ, para quien la competencia fiscal interestatal puede definirse como "la utilización por los Estados de sus sistemas fiscales con la finalidad de captar inversiones foráneas"1 y a LAMPREAVE MÁRQUEZ, quien en cuanto a la competencia fiscal entre Estados, da por cierto "que en un entorno globalizado, las Autoridades de cada Estado, al fijar una determinada política fiscal, ya no sólo se plantean la repercusión de las medidas en su propio territorio, sino sobre aquellos factores de mayor movilidad sitos en otros territorios a los que pretenden atraer". Cierto es que cada Estado, en el ejercicio de su potestad tributaria, es soberano e independiente a la hora de diseñar su sistema fiscal, conforme a su Constitución y resto del ordenamiento jurídico. Pero algunos Estados se extralimitan en dicha configuración, estableciendo regímenes tributarios preferenciales no acordes con los estándares impositivos clásicos, llegando en ocasiones a conformarse sistemas auténticamente opacos diseñados para atraer, no tanto inversiones fruto de la planificación fiscal u economía de opción, sino derivadas más bien de prácticas propiamente elusivas o evasoras. Todo ello lleva aparejada la generación de desajustes fiscales y económicos en aquellos Estados que han sufrido la deslocalización de rentas e inversiones de sus residentes como consecuencia de su traslado a aquellas otras jurisdicciones que ofrecen una baja o nula tributación, surgiendo como tal el fenómeno de la competencia fiscal perniciosa. Fenómeno este que, en última instancia, impide que los Estados puedan atender su gasto público y, por ende, cumplir sus fines sociales, ahondándose más aun en la actual crisis económico-financiera de algunos Estados. En este sentido, se han escuchado ya importantes y duros pronunciamientos sobre los paraísos fiscales, los cuales constituyen el exponente por excelencia de la competencia fiscal perniciosa. Nos resulta difícil creer que en un futuro cercano se logrará la eliminación de los paraísos fiscales o siquiera su declive, cuando es evidente la brecha entre el discurso y su ejecución. En la cumbre anual del G20 celebrada en Cannes los días 3 y 4 de noviembre de 2011, el presidente de turno de esta organización, el entonces Presidente de la República Francesa Nicolás Sarkozy, hizo unas duras declaraciones sobre los paraísos fiscales en la rueda de prensa al final de la cumbre: "(n)o queremos más paraísos fiscales. El mensaje es muy claro (.) Los países que sigan siendo paraísos fiscales con el disimulo financiero serán condenados al ostracismo por la comunidad internacional"; anunciando que el G20 realizará una "publicación sistemática" en sus cumbres de la lista de "países que no hacen lo que hay que hacer para acabar con un comportamiento inadmisible"3. Posteriormente en la cumbre G20 de 2013 celebrada en San Petersburgo el 5 y 6 de septiembre de 20134, se dio un total respaldo al plan de acción creado por la OCDE que tiene por objeto abordar la erosión de la base imponible y el traslado de beneficios empresariales (BEPS por sus siglas en inglés Base Erosion Profit Shifting). Plan de acción que como veremos infra, no ha tenido el mejor respaldo de los expertos, ni de la doctrina científica y menos de los contribuyentes, quedando sólo al buen respaldo de los funcionarios de las distintas agencias tributarias y, por supuesto, de la misma Organización. Pues bien, una de las principales causas de esta competencia fiscal perniciosa se puede encontrar en la globalización económica (caracterizada por la apertura de economías y la libre circulación internacional de capital, bienes, servicios), donde la fiscalidad se erige en un factor importante en la localización de las inversiones económicas y de la riqueza. Razón por la cual los Estados utilizan la misma para intentar atraer, hacia sus respectivas jurisdicciones, el mayor número de rentas y patrimonio, sin tener en cuenta las consecuencias adversas que genera la deslocalización de inversiones en los diferentes Estados de origen. Así, pueden citarse, como consecuencias lesivas derivadas del fenómeno de la competencia fiscal perniciosa, entre otras, el reparto desequilibrado de la carga tributaria, ya que los Estados sólo buscan atraer a sus jurisdicciones "bases imponibles móviles" (rentas del capital o de actividades económicas), reduciendo tan sólo la carga impositiva soportada por éstas. Mas ello no parece suponer una racionalización del sector público, puesto que esa menor presión fiscal prevista para las bases móviles no conlleva un gasto público más eficiente, sino que se compensa mediante un endeudamiento superior y una mayor tributación de las bases no móviles (rentas del trabajo o inmobiliarias). De esta forma, la Competencia Fiscal Interestatal adquiere un perfil nocivo, no cuando se traduce en el establecimiento generalizado por los Estados de unos niveles de imposición ajustados, resultando una fiscalidad más racional y, a su vez, atractiva para toda clase de rentas, sino cuando consiste en el establecimiento de ventajas fiscales específicas y desorbitadas cuyo único objeto sea la captación de determinadas rentas. Así, a lo largo de este trabajo de investigación, realizaremos algunas propuestas de lege ferenda en orden a la corrección de la competencia fiscal perniciosa, entre las que destacamos como aporte propio una propuesta en torno al establecimiento de una suerte de responsabilidad patrimonial como última ratio de aquellos Estados o jurisdicciones que ejerzan una competencia fiscal perniciosa obstaculizando, ocultando o denegando el suministro de información financiera-tributaria efectiva a los Estados perjudicados. Dicha responsabilidad patrimonial podría comprender, además de la imposición de sanciones económicas, el pago a tales Estados perjudicados de una cantidad equivalente a la deuda tributaria dejada de ingresar por sus residentes como consecuencia de la deslocalización de sus rentas, patrimonios e inversiones y su ubicación en aquellos otros Estados que ejercen una competencia fiscal perniciosa. Así, nada obsta a que los diferentes Estados modernicen sus sistemas tributarios y sean fiscalmente competitivos a nivel internacional para atraer inversión extranjera. Ahora bien, sus sistemas tributarios deben responder a un esquema, si no igual a los demás Estados, sí similar en lo que respecta a los estándares internacionalmente aceptados. Nada impide que los Estados puedan establecer condiciones fiscales favorables, mas no desleales frente a las condiciones de los otros Estados. Lo ideal es que observen unos patrones internacionales de tributación de los que se derive un terreno de juego justo y equilibrado en el ámbito fiscal, dejando que sean otros factores de competitividad los que acaben decidiendo qué Estados resultan más atractivos internacionalmente. Factores como vías de comunicación, calidad de materias primas, calidad de la mano de obra, reducción de costes de producción, avanzada tecnología y redes de acceso a las misma o seguridad jurídica, entre otros, que son propios de la libre competencia en un mundo globalizado y dinámico como el actual. Es claro que nuestro propósito con este trabajo de investigación es realizar algunas propuestas de lege ferenda que contengan una aproximación a la corrección de la competencia fiscal perniciosa, tanto en el ámbito internacional como de la Unión Europea, pero unificada como una propuesta global de fiscalidad internacional. Y ello sobre la base de medidas de muy distinta índole, entre las que podrían destacarse, de un lado, la ratificación de un acuerdo multilateral de intercambio efectivo de información de forma automática vinculante para los Estados que se adhieran, la fijación de un tipo nominal estándar de impuesto de sociedades del 22,5%. Y, de otro, el establecimiento de medidas defensivas contra los Estados que ejerzan esa competencia fiscal perniciosa, que abarquen desde las propiamente encuadrables en la técnica tributaria hasta otras coactivas, punitivas o resarcitorias. En efecto, sin desconocer la soberanía de cada Estado como límite infranqueable y modulador del Derecho internacional, un problema como el que representa la competencia fiscal perniciosa requiere una estrategia coordinada y decidida que acabe aislando internacionalmente a aquellas jurisdicciones no cooperantes, de modo que ese ejercicio de competencia fiscal nociva termine teniendo un coste, en términos económicos y jurídicos, mayor que el propio beneficio reportado por tales prácticas. Piénsese, en este sentido, en la posibilidad de exigirle una especie de responsabilidad patrimonial, reclamándosele el pago del impuesto que el contribuyente ha dejado de ingresar en su Estado de residencia o de la fuente donde aquél ejerce sustancialmente actividades económicas; responsabilidad ésta que sería exigible con carácter subsidiario y como última ratio, una vez que el Estado perjudicado demuestre que la normativa o la práctica administrativa del otro Estado ha constituido un obstáculo insalvable para lograr la recaudación tributaria que, en atención al juego de los criterios de sujeción tributaria, le correspondía jurídicamente. II. Metodología Con la presente investigación jurídica, encuadrable dentro del ámbito del Derecho Público, pretendemos estudiar el fenómeno de la Competencia Fiscal Interestatal y, propiamente, aquélla que presenta un carácter pernicioso. No obstante, la investigación respecto de esta materia se llevará a cabo, exclusivamente, desde el punto de vista jurídico, prescindiéndose de la óptica económica, (más centrada ésta última en las graves consecuencias de esta índole que dicho fenómeno acarrea). Es claro que, en este tipo de investigación, usaremos, como principales fuentes directas de estudio, entre otras, las normas jurídicas (Tratados, Leyes, Reglamentos, Directivas, etc.), la jurisprudencia de los Tribunales, informes de organismos internacionales (OCDE, UE) y la doctrina científica, acudiendo a las principales monografías y artículos de aquellos autores que han tratado esta materia. De este modo, se pretende realizar un trabajo de investigación que, de alguna manera, resulte interesante y contenga aportaciones de valor, tanto para la comunidad académica, como para los Estados y Organismos internacionales que luchen contra el fenómeno de la competencia fiscal perniciosa. Es importante dejar sentado que cualquier información de fuente externa que se utilice en esta investigación tendrá su respectiva lista de referencia en la parte bibliográfica, preservándose así los derechos de autor. III. Estructura del estudio La presente tesis doctoral se ha estructurado de una manera concordada, en cuatro capítulos, analizando de manera exhaustiva todos los aspectos de nuestro objeto de estudio (éste es, la competencia fiscal perniciosa) y concluyendo con las oportunas propuestas, en tanto aportación científica propia que todo trabajo de investigación debe necesariamente contener. El primer capítulo aborda el fenómeno de la competencia fiscal interestatal desde su génesis hasta la actualidad, donde podremos apreciar como esta figura jurídico- económica (aun cuando sólo realizaremos su análisis desde el punto de vista jurídico), ha tenido una evolución importante, motivado todo ello por la globalización y dinamización de los mercados. Fenómeno este que, sin duda, constituye uno de los principales motivos por los que, en la actualidad, los diferentes Estados, territorios o jurisdicciones establecen, ajustan o reforman sus sistemas fiscales nacionales, si bien en uso de su propia soberanía estatal. En el segundo capítulo se realiza un análisis de lo que se entiende por competencia fiscal perniciosa, la cual se traduce en la pugna de los diferentes Estados por localizar en sus respectivos territorios, mediante la utilización de instrumentos fiscales, el mayor número de inversiones económicas. Lo que, en la práctica, está generando unas gravísimas consecuencias para los propios Estados en su conjunto y, sobre todo, para aquellos cuyos sistemas tributarios responden a los estándares internacionalmente aceptados. Consecuencias nocivas entre las que destaca la pérdida de ingresos fiscales provenientes de las rentas denominadas "móviles", dada la facilidad de deslocalización de éstas últimas. El tercer capítulo tiene por objeto la descripción y examen de las principales acciones llevadas a cabo a nivel internacional (tanto desde la OCDE, como desde la UE) frente a esta competencia fiscal perniciosa que se ha desatado entre los Estados y que tiene su anclaje en las fuerzas del mercado y la globalización. Acciones, valga de paso decir, que con carácter general no son vinculantes per se, sino por la voluntad política de cada Estado, como veremos infra. Por tanto, en él se hará referencia a las principales propuestas de corrección de la competencia fiscal perniciosa desarrolladas en los ámbitos internacional y comunitario, evaluándose instrumentos jurídicos como la aproximación de legislaciones para lograr una coordinación de la fiscalidad, la igualdad de condiciones entre todos los Estados para lograr un intercambio efectivo de información y unos sistemas fiscales transparentes y la armonización de la fiscalidad directa en el ámbito comunitario, entre otros. Finalmente, en el cuarto capítulo se expondrán propuestas propias, de lege ferenda, para la corrección de la competencia fiscal perniciosa. Demostrada a lo largo de la investigación la nocividad de la competencia fiscal perniciosa (y de la utilización de este fenómeno por estructuras agresivas de ingeniería fiscal cuasi elusivas), procede, como leitmotiv último del trabajo, formular nuestras tesis sobre la viabilidad jurídica de determinados mecanismos alternativos de contención de la competencia fiscal perniciosa, ante la inexistencia de normas jurídicas que sancionen a los Estados que ejerzan la misma. Así, creemos firmemente en la necesidad de actuar en un doble plano: primero, el establecimiento e implementación de unos mínimos de convergencia tributaria a nivel internacional que excedan del restringido ámbito del intercambio de información tributaria, delimitando claramente, de una vez por todas, ese denominado escenario fiscal justo; segundo, la fijación de un tipo nominal estándar del impuesto de sociedades del 22,5% permitiéndose los ajustes de doble imposición internacional o por el contrario del ajuste de lo debido y no abanado; y, tercero, alcanzar un establecimiento generalizado del mismo de manera coercitiva, albergando la posibilidad de que, ante la deslealtad en el ámbito fiscal practicada por determinados Estados, quepa la exigencia de la apuntada responsabilidad patrimonial como última ratio. Objetivo difícil, sin duda, en razón a que el Derecho internacional público se encuentra precisamente soportado en la voluntad de los Estados libres y soberanos, sin que pueda exigírseles el cumplimiento de obligaciones a las cuales no se hayan adherido voluntariamente. Por ello, somos conscientes de las limitaciones de nuestra propuesta y de sus consecuencias en el ámbito del Derecho internacional, pero que los Estados miembros de las distintas organizaciones internacionales habrían de comprender y compartir, construyendo un frente común contra los paraísos fiscales y demás jurisdicciones opacas, los cuales son, en definitiva, los verdaderos agujeros negros del sistema fiscal internacional. CONCLUSIONES 1. En el ámbito del Derecho internacional público, encontramos el Derecho tributario internacional, en el que cada Estado libre y soberano ejerce su potestad tributaria para estructurar su respectivo sistema fiscal, existiendo tantos regímenes fiscales como Estados o territorios dependientes existen, deviniendo con ello una cierta competencia fiscal entre los éstos. Competencia que alcanza regímenes fiscales transparentes, unos menos transparentes y otros en puridad, opacos. Siendo estos dos últimos tipos de regímenes, los propicios para que los operadores económicos ejerciten toda su infraestructura financiera, legal y fiscal para aprovecharse de los desajustes de la diversidad de tantos sistemas fiscales. 2. También es cierto, que esa potestad tributaria de los Estados ha ido desencadenando un escenario de lucha entre éstos, con el único fin de atraer hacia sus territorios inversiones y riqueza foránea, en ocasiones sin dimensionar los efectos nocivos que ello genera en el Estado que sufre la deslocalización, la erosión de la base imponible o el traslado de beneficios hacia esas jurisdicciones que ofrecen condiciones fiscales más ventajosas o preferenciales de baja o nula tributación. Ello ha generado que algunos Estados también constituyan regímenes fiscales con ciertos privilegios, de modo que puedan retener al menos, su riqueza nacional dentro de su territorio, alcanzado esto una pugna entre Estados que ejercen una competencia fiscal perniciosa. Creemos, que lo que resulta inadmisible en el plano internacional, es aquel ejercicio sesgado de la potestad tributaria que acabe perjudicando a aquellos otros Estados con niveles impositivos estándares. 3. Así como una sana competencia en la producción y comercialización de bienes y servicios es útil y necesaria para equilibrar las fuerzas del mercado, también lo es la competencia fiscal, pero a través de sistemas tributarios transparentes. Lo cierto es que el carácter pernicioso que ha alcanzado la segunda, es tal, que hasta los mismos Estados y organizaciones internacionales, como la OCDE, G20, G/7/8 y la UE, han tenido que intervenir para hacer frente a tal fenómeno que viene socavando la hacienda pública internacional, principalmente en lo que respecta al impuesto de sociedades, lo que está generando que cada día la brecha fiscal esté siendo más amplia, no permitiendo a los Estados cumplir sus fines. 4. Sin perjuicio de otras opiniones, definimos la competencia fiscal interestatal como el fenómeno por el cual los Estados, en ejercicio de su poder soberano, erigen y estructuran su sistema fiscal con el objetivo de mantener, retener o atraer capitales móviles, actividades empresariales, inversiones, rentas o patrimonios, logrando así un incremento de sus ingresos públicos y, en general, un mayor crecimiento económico. 5. El ejercicio de esa potestad tributaria en el actual contexto de globalización económica, ha abocado en un uso de la misma dirigido, en última instancia, a configurar Estados fiscalmente atractivos para los inversores internacionales, lo que ha generado una contienda de competencia fiscal, beneficiando especialmente a las multinacionales que a través de su planificación fiscal agresiva buscan la optimización en el pago de la factura fiscal, más que la rentabilidad misma de la inversión; quienes aprovechas todos los resquicios fiscales para ello, y de paso, se benefician al igual que los demás ciudadanos de los servicios y condiciones de bienestar que ofrecen los Estados, sin contribuir con las cargas fiscales que justamente les corresponde, convirtiéndose como dicen los hacendistas públicos en verdaderos free-riders. 6. Fenómenos como la globalización económica y la constante interdependencia de las economías, ha provocado la apertura de las fronteras, la eliminación de normas proteccionistas y la libre circulación de personas y capitales. Escenario en el que los propios Estados se ven enfrentados a una competencia fiscal, similar a la competencia de mercado a que se ven enfrentados los operadores económicos. Por tanto, el fenómeno de globalización económica no hace sino desatar las fuerzas del mercado tanto para los Estados como para los operadores económicos, en donde la competitividad no está basada en factores de rentabilidad operativa sino, en gran medida, en factores de rentabilidad fiscal. 7. Esta globalización y la creciente movilidad de personas y capitales, están creando dificultades para los Estados a la hora de evaluar correctamente las bases imponibles, la recaudación fiscal y la tributación efectiva de los operadores económicos donde sustancialmente ejercen las actividades y generan valor. A su vez, estos fenómenos están afectando el funcionamiento de los sistemas fiscales y facilitando las prácticas de elusión y evasión fiscales, toda vez, que algunos se han reputado insuficientes u obsoletos frente al dinamismo económico vigente, lo que pone en peligro el funcionamiento del mercado global. 8. Defendemos el proceso de la competencia fiscal como un fenómeno beneficioso, siempre que la misma se practique de una manera leal y sana, es decir, en la medida que los Estados ejerzan su potestad tributaria, no de manera uniforme, pero sí dentro de unos estándares internacionales (como los referidos por la OCDE y la UE). En este sentido, la propia OCDE no censura la existencia de diferencias objetivas entre los sistemas fiscales de los distintos países, admitiéndose el carácter beneficioso de una cierta competencia derivada de dicha heterogeneidad, pero siempre que aquélla acabe conformándose como simétrica, proporcionada y justificada, mediante la cual exista una adecuada proporción entre los niveles de imposición y prestaciones públicas, que finalmente, desemboque en la eficiencia del gasto público y que por demás, sean sistemas transparentes e inspirados en principios de justicia tributaria. 9. También consideramos el proceso de la competencia fiscal como un fenómeno perjudicial, siempre que se ejerza de manera desleal, a través de la implementación de sistemas tributarios preferenciales de carácter pernicioso, es decir, estructurados estrictamente por motivos fiscales para la captación exclusiva de rentas y capitales foráneos, sin exigir una actividad real y sustantiva; o, mediante jurisdicciones constitutivas de auténticos paraísos fiscales sin un intercambio efectivo de información y con sistemas tributarios poco o nada transparentes. 10. Lo cierto es que principalmente desde los años noventa hasta nuestros días, la competencia fiscal interestatal presenta una naturaleza más perniciosa que sana, puesto que la globalización económica, unida a la falta de instrumentos jurídicos internacionales vinculantes, hace que internacionalmente los Estados compitan, no desde un punto de vista económico, sino desde una óptica estrictamente fiscal. Lo propio sucede incluso, en el seno de la UE, que ha tenido grandes avances en la armonización de fiscalidad indirecta, y en algunas parcelas de la fiscalidad directa, pero la falta de una armonización adecuada del impuesto de sociedades en sus EE MM, ha generado una gran variedad de 28 regímenes societarios, sin que hasta la fecha se haya podido lograr una coordinación para su armonización, convirtiéndose esta competencia fiscal en un fenómeno lesivo para el mercado interior común. 11. En nuestra opinión, son múltiples las incidencias que la globalización ha ejercido y ejerce sobre el Derecho tributario y su sistema de fuentes, transformando casi por completo algunos sistemas fiscales y corrigiendo o provocando ajustes en otros, pero todos centrados en el mismo fin, i. e. la atracción de inversiones de capital extranjero. Cierto es, pues, que la globalización está incidiendo decisivamente en la configuración de la política fiscal llevada a cabo por los diferentes Estados, provocando una internacionalización del Derecho tributario, que a pesar de no ser un Derecho internacionalizado aún, no puede obviarse la considerable influencia que recibe del exterior, tanto en su configuración, como en lo que se refiere a los principios que ordenan la producción legislativa en materia tributaria y en las fuentes que en la actualidad nutren el Derecho tributario. 12. En todo caso, cuando se afronta el debate sobre el carácter sano o pernicioso de la competencia fiscal interestatal, consideramos que los Estados pasan de una "competencia sana" a una "competencia perniciosa" cuando utilizan sistemas fiscales con el fin exclusivo de atraer rentas y capitales foráneas, generalmente carentes de un sustrato económico generador de valor y que se localizan en tales jurisdicciones por motivos no económicos sino fiscales. Dicho de otra manera, la finalidad subyacente de dichos sistemas tributarios, es la atracción de dichas rentas y capitales mediante una menor presión fiscal, a través del otorgamiento de beneficios a inversores extranjeros, creando de alguna forma una brecha fiscal, que termina compensándose a través de la fiscalidad de las rentas menos móviles (principalmente de trabajo, inmobiliarias y de pymes), desequilibrando los principios de justicia e igualdad tributaria. 13. La estructuración de los sistemas fiscales por parte de algunos Estados, exclusivamente para deslocalizar u ocultar las rentas o capitales de otros Estados, supone una carrera hacia el fondo que sólo lleva aparejada pérdida de recaudación fiscal y, en definitiva, erosión económica, lo que para la OCDE en materia fiscal corresponde específicamente a la erosión de la base imponible y el traslado de beneficios empresariales (BEPS) mediante "una planificación fiscal internacional", que mientras existan y persistan sistemas fiscales que lo permitan, difícil será la encomiable tarea de esta Organización para desmantelar tales mecanismos de planificación fiscal agresiva, toda vez que estamos frente a una economía de opción plenamente válida y legal, donde cada Estado erige su propio sistema fiscal y los operadores económicos el lugar donde mejores ventajas fiscales encuentre. 14. Las escalofriantes cifras en pérdida de recaudación fiscal, en evasión y elusión fiscales, expuestas a lo largo de nuestra investigación, dejan entrever los resultados a que aboca la competencia fiscal perniciosa ejercida, sobre todo, por los paraísos fiscales y por los regímenes fiscales preferenciales, establecidos por Estados o territorios dependientes no calificados como paraísos fiscales, cuyo único fin es la creación de sistemas fiscales atractivos a las inversiones foráneas de fácil deslocalización o movimiento, como las rentas de capital y las actividades empresariales. Donde la reducción de ingresos fiscales que se genera de la existencia de estos regímenes preferenciales para estas bases imponibles móviles, no presenta una proporcionada racionalización del sector público de los Estados, pues tal pérdida de recaudación fiscal ha sido compensada con un incremento de la carga fiscal en las bases imponibles menos móviles (especialmente las rentas del trabajo y de los bienes inmuebles). 15. Los Estados que cuentan con sistemas estándares y transparentes, se han visto gravemente afectados por la proliferación de estos regímenes fiscales perniciosos, por lo que han intentado de encontrar una solución a tal fenómeno, sin lograr un resultado contundente hasta ahora. Y ello sin perjuicio de la consecución de algún resultado positivo de carácter parcial, como la adopción en el ámbito comunitario del Código de Conducta de Fiscalidad de las Empresas o los compromisos adquiridos en el ámbito de la OCDE respecto a la lealtad en la configuración de sus políticas fiscales, de cooperación e intercambio de información, o suscripción de CDIs, o la ejecución de su último plan de trabajo de julio de 2013, encaminado a evitar la erosión de la base imponible y el traslado de los beneficios empresariales (BEPS). 16. Entendemos que este fenómeno de competencia fiscal perniciosa se ha abordado desde instancias nacionales como el propio EE. UU. y supranacionales como la OCDE y la UE. En este sentido, destacamos el instrumento vinculante FATCA adelantando por EE. UU.; el instrumento adelantado por la OCDE sobre "Competencia fiscal perjudicial: Una cuestión global emergente", el cual fue reorientado mediante el Plan de Acción BEPS, ambos no vinculantes; los instrumentos establecidos por la UE como el Código de Fiscalidad de las Empresas, no vinculante pero con resultados muy favorables para eliminar las medidas perniciosas de los sistemas fiscales de sus EE MM y la norma del TFUE sobre el control de las ayudas de Estado de tipo fiscal, vinculante y desarrollado a través del TJUE. Medidas todas, que intentan corregir esta gran brecha fiscal de la que aún falta bastante camino para ser efectivamente corregida. 17. En el dinamizador proceso de globalización económica, el comercio electrónico es el que mayor crecimiento ha experimentado, acarreando serias preocupaciones a las Administraciones Tributarias a la hora de gravar la renta y el consumo, por la dificultad actual para controlar tales operaciones e identificar a los contribuyentes, y de forma muy especial, por lo difícil que resulta recaudar los impuestos que se generan cuando el contribuyente reside fuera del territorio del Estado acreedor de la deuda tributaria. En estos términos, en el plano fiscal las consecuencias derivadas de la realización de operaciones de comercio electrónico parecen reconducirse a una sola: la disminución de los ingresos tributarios. 18. El desarrollo de nuevos medios de pago de naturaleza electrónica, ha supuesto la obstaculización del rastreo de las transacciones comerciales realizadas, dificultando la localización de la corriente económica generada por aquellas, muy especialmente en aquellos casos en los que los fondos utilizados procedan de entidades bancarias situadas en paraísos fiscales. Pero a su vez, esta innovación en las TICs, han provocado una extraordinaria facilidad para el intercambio y procesamiento de la información, que deberá ser adecuadamente utilizada en lo mayor posible por todos los Estados mediante la ratificación de instrumentos jurídicos que así lo permitan. 19. Los múltiples atributos que presentan las operaciones de comercio electrónico tienen difícil encaje en las concepciones y criterios utilizados por los sistemas tributarios clásicos; los mismos han supuesto un cambio de paradigma en muchos de los criterios impositivos utilizados como piedras angulares de todo el sistema tributario, provocando con ello que el sistema tributario, uno de los principales fundamentos del Estado moderno, asuma el reto de adaptarse a los cambios tecnológicos, económicos y sociales para cumplir su función recaudatoria. 20. A las singularidades fiscales que generan las transacciones electrónicas, también ha habido un interés latente de enfrentarlas con mecanismos útiles, los cuales han resultado insuficientes, sin que ello implique la renuncia de las OO II para continuar con sus proclives trabajos. Es así como la UE y la OCDE han dedicado especial atención al asunto y, en especial, en relación con la competencia fiscal. En cabeza de la OCDE se presentó el documento The Emergence of Electronic Commerce de 1997, que establece las bases y los fundamentos esenciales que debían estudiarse del comercio electrónico; luego en 1998, el documento Electronic Commerce: Taxation Framework Conditions, en el que se refleja el hincapié de luchar contra la competencia fiscal lesiva en el campo del comercio electrónico y la necesidad de luchar contra ésta a través de acuerdos multilaterales entre Estados. 21. En la actualidad, la OCDE adelanta en el sector de la economía digital el Plan BEPS mediante la acción número uno Address the tax challenges of the digital economy, para hacer frente a los entramados fiscales que están ejecutando las multinacionales para erosionar la base imponible y trasladar los beneficios a paraísos fiscales o regímenes fiscales preferenciales. Mediante esta acción, se trata de identificar a todos los agentes que intervienen en la cadena de valor de la economía digital y desentrañar, si en determinado Estado, podría considerarse la presencia de un establecimiento permanente al que se pudieran atribuir beneficios empresariales, dado que la intermediación a través de las cadenas de participaciones de sociedades dificulta esa posibilidad. 22. La pobreza mundial y la desigualdad, también se constituyen en actores del cercenamiento de la competencia fiscal, específicamente en relación con aquellos países en desarrollo que ven una oportunidad de crecimiento económico a través de la conformación de sistemas fiscales preferenciales, o, mediante una imposición directa baja o nula. Por lo que estarán por fuera de una competencia fiscal transparente y obligados a experimentar una caída de los ingresos fiscales, precisamente porque ejercen una mayor presión fiscal sobre una base reducida de contribuyentes, y es allí donde aparecen sistemas fiscales laxos o flexibles de carácter pernicioso, para intentar atraer inversión extranjera a sus jurisdicciones, donde algunos corren con suerte al abrirse al mundo, convirtiéndose en verdaderas termitas fiscales y provocando efectos nocivos para otros Estados. 23. Uno de los efectos gravísimos de la competencia fiscal perniciosa, es el desajuste de los sistemas tributarios nacionales. Ello en consideración a que, al nivel esperado de los ingresos y gastos públicos como determinantes sustanciales de la política fiscal, se ha adicionado la interacción del entorno tributario internacional con las medidas adoptadas por otros Estados, desencadenando en los últimos años un cambio de los postulados fiscales en los sistemas tributarios internos y, por supuesto, generando una competencia fiscal ente los Estados, ya que cualquier cambio tiene su repercusión directa o indirecta en los sistemas fiscales de otros Estados. Todo ello, trae aparejado el menoscabo de los ingresos tributarios y de la recaudación fiscal, producto de la deslocalización de las inversiones de capital y actividades empresariales que tienen que soportar aquellos Estados víctimas de la competencia fiscal perniciosa. 24. Esta competencia fiscal perniciosa, también representa una clara amenaza a los principios de justicia tributaria, toda vez que el carácter asimétrico de los sistemas fiscales han basado su atracción en el establecimiento de regímenes fiscales favorables para aquellas rentas móviles, generando con ello un desplazamiento de la carga impositiva principalmente hacia las rentas menos móviles, lo que trae unas gravísimas consecuencias fiscales como la afectación directa de los principios clásicos de justicia tributaria como generalidad, igualdad, capacidad contributiva y progresividad, afectando la equidad y la redistribución de la renta que, como regla general, se predican de los sistemas tributarios en su conjunto. En definitiva, la desigualdad de estos sistemas, bien podría afectar la neutralidad fiscal de algunos Estados a la hora de establecer el gravamen de las distintas manifestaciones de riqueza, pues sus déficits fiscales podrían obligarles, de una u otra manera, a establecer un mayor nivel de imposición o una mayor presión fiscal para aquellas rentas no móviles, frente a las móviles que escapan a las altas cargas impositivas por su facilidad de deslocalización. 25. De otra parte, esta contienda de competencia fiscal perniciosa lleva aparejada una localización ineficiente de los recursos económicos, en tanto ésta última acaba guiándose, en gran medida, por factores de índole tributaria. De este modo, la riqueza y los factores de producción terminan ubicándose donde menos tributan, y no donde más producen, como sería lo deseable desde la óptica económica. Proceso de competencia fiscal que es desatado por los Estados y aprovechado en gran medida por los operadores económicos, en particular por las multinacionales, quienes son los agentes principales de este tipo de competencia fiscal perniciosa, en razón a su capacidad y poder de decisión para deslocalizar parte o el conjunto de sus actividades, hacia uno o varios Estados, donde su único objetivo es beneficiarse de todos los instrumentos de planificación fiscal internacional que ofrecen los distintos sistemas tributarios. 26. Los gravísimos efectos y consecuencias provocados por esta clase de competencia fiscal, llevaron tanto a la OCDE como a la UE, a adelantar investigaciones y trabajos para desmantelar las medidas perniciosas, los sistemas fiscales preferenciales y los paraísos fiscales. Para la primera, se constituyó como pionero su informe sobre competencia fiscal perniciosa y sus sucesivos informes de revisión y progreso hasta el año 2012, y, a partir de 2013 con la reorientación de los mismos a través del plan de acción BEPS, donde se inicia un trabajo conjunto de la OCDE/G20. Para la segunda, se convirtió en pionero el Código de Conducta de Fiscalidad sobre las Empresas y la normativa comunitaria sobre ayudas de Estado; quien además de sus propios trabajos, ha integrado sus acciones en el plan de acción BEPS. Los regímenes fiscales preferenciales y los paraísos fiscales, constituyen una forma abierta y directa de permear la competencia fiscal, motivo por el cual, generaron la preocupación de todos los países, principalmente de aquellos más desarrollados, tanto por la disminución de la recaudación fiscal y como por la erosión de la base imponible mundial; lo despertó el interés del G7 y G20 para trabajar de manera mancomunada con la OCDE en la lucha contra éstos, en favor de la protección de las finanzas públicas de los países y principalmente de sus Estados miembros. 27. Observamos un retroceso en los trabajos adelantados para la erradicación de los paraísos fiscales, cuando por sugerencia de los EE. UU. que basó su tesis en el poder soberano de los Estados para establecer su nivel de tributación y su organización fiscal, en el año 2001 la OCDE abandona el criterio de carencia de actividad sustancial para catalogar a una jurisdicción o territorio dependiente como paraíso fiscal. Como creemos, ello implicó un gran retroceso, porque era un excelente indicador de los focos de evasión fiscal. Por fortuna, se verificado lo trascendental de tal criterio, por lo que tanto la OCDE como lo la UE han dado pasos favorables para retomarlo, mediante la acción cinco del plan de acción BEPS y la Propuesta de modificación del Código de Conducta sobre la Fiscalidad de las Empresas, respectivamente. La supresión del criterio de carencia de actividad sustancial fue reemplazado por la creación de sistemas transparentes y por un intercambio efectivo de información, elementos que se consideraban suficientes para catalogar a un Estado como una "jurisdicción cooperante". Transparencia referida no sólo al sistema de información fiscal, sino también a aquellos elementos conducentes a su garantía, como la imposibilidad de negociación entre las administraciones fiscales y los contribuyentes para la determinación de las bases imponibles o los tipos de gravamen y/o la concesión de incentivos fiscales. Así mismo, la existencia efectiva de un intercambio de información debería permitir y facilitar a los demás Estados y a las propias administraciones de estas jurisdicciones el acceso a toda la información fiscalmente relevante y conllevar el establecimiento de dispositivos normativos que propicien el suministro de dicha información. Todo ello con el único fin de gravar aquellas rentas de los contribuyentes que han decido invertir en tales jurisdicciones sólo por fines tributarios. 28. El año 2009 fue clave para que el G20 apoyara decididamente a la OCDE en la apertura de trabajos sobre la transparencia y del intercambio efectivo de información, el desmantelamiento del secreto bancario, advirtiendo incluso de la posible imposición de sanciones para quien no cumpliera con los estándares internacionales de intercambio de información aceptados. Además, se insta al Foro Global a seguir avanzando en el uso de instrumentos multilaterales para contrarrestar la evasión de impuestos, a través de la revisión, aprobación y recomendación para la implementación de las normas internacionales de transparencia e intercambio efectivo de información, con fines a que exista una cooperación fiscal adecuada entre los Estados y el seguimiento a quienes incumplan con dicho compromiso. 29. La baja o nula tributación internacional que soportaban algunas multinacionales, a través de la planificación fiscal agresiva, aprovechándose de las interacciones entre los sistemas fiscales de los Estados para disminuir artificiosamente sus bases imponibles o trasladar los beneficios empresariales a otras jurisdicciones de baja o nula tributación, despertó el interés conjunto de la OCDE/G20 para hacer frente a ello, desplegando el plan de trabajo BEPS en el año 2013 de 15 acciones con el que se pretende lograr un cambio en la normativa fiscal internacional, el cual finalizará en diciembre de 2015. Es un plan de acción en el que convergen dos realidades: la primera, es que las empresas multinacionales intentan disminuir su factura fiscal para optimizar su beneficio tributario, valiéndose de mecanismos de planificación fiscal agresiva; la segunda, los propios Estados ofrecen regímenes fiscales diferentes y competitivos entre sí, para atraer rentas e inversiones extranjeras; ambas realidades, se traducen en la erosión de la base imponible y en el traslado de los beneficios empresariales entre jurisdicciones, lo que propició que la OCDE y el G20 centraran su esfuerzo a través de BEPS para hacer frente a tan colosal dificultad. 30. Estimamos que estas 15 acciones en su conjunto, son retadoras pero su aplicación dependerá también de la mera liberalidad de los Estados, es decir, acciones no vinculantes que hasta ahora han carecido de efectividad para la erradicación de los regímenes fiscales preferenciales y más concretamente de los paraísos fiscales, lo que hará que continúe presentándose el mismo choque de intereses que se ha evidenciado en las iniciativas anteriores entre quienes promueven la eliminación material de la competencia fiscal perniciosa y algunos Estados miembros de la OCDE, que sólo promueven su eliminación formal, porque están claramente vinculados a los paraísos fiscales o centros de servicios financieros offshore, a través de sus territorios dependientes. 31. Consideramos que la dificultad manifiesta del proyecto BEPS, radica en que la OCDE tiene una posición ambivalente. Por un lado, trabaja por extender su poder y su influencia a nivel mundial a través de la promoción de la estandarización y la convergencia, pero, por otro lado, siempre se ha visto a sí misma como representante de los intereses de sus Estados miembros y por consiguiente, con dificultades para representar los intereses de otros países, al menos de aquellos que entran en conflicto con los intereses de sus Estados miembros. Sin embargo, independientemente de este tipo de problemas, creemos que BEPS tiene aspectos positivos. El primero de ellos es el avance en materia de intercambio efectivo de información; el segundo, es el reconocimiento de un fracaso de los sistemas de tributación internacional basados en los acuerdos bilaterales que interactúan con los sistemas tributarios internos, los cuales, difícilmente pueden evitar la doble imposición sin crear de manera simultánea oportunidades de doble no imposición, siendo destacable la nueva estrategia orientada a los acuerdos multilaterales; el tercero, es su retorno al requisito de la actividad sustancial que formaba parte del informe de 1998 y como hemos reiterado su eliminación flexibilizó de manera excesiva el cumplimiento de requisitos para que los paraísos fiscales fueran eliminados de la lista negra. En definitiva, su objetivo principal, es en sí mismo, el aspecto más positivo, el cual es evitar la erosión de la base imponible, el traslado de beneficios y encontrar soluciones a los problemas de la planificación fiscal agresiva. 32. No obstante a lo favorable que hemos advertido sobre BEPS, somos de la opinión, que este proyecto no representa una solución real para enfrentar la planificación fiscal agresiva, entre otras cosas porque ha eludido conscientemente el problema de fondo que es la adecuación de un sistema de tributación internacional en el que se consideren temas centrales como la residencia fiscal y la potestad tributaria para distribuir correctamente la recaudación. Creemos que BEPS representa una valiosa entrada hacia la reforma de la normativa fiscal internacional, pero si pretende lograrla requerirá una aplicación consistente de los propios principios de dicho plan, una mejor definición de lo que es o no aceptable, la definición de jurisdicción en función de la creación de valor y debe dejar de evitar los puntos políticamente difíciles por los intereses de sus Estados miembros, como por ejemplo la residencia fiscal. Y si pretende expandir la normativa adaptada a terceros Estados no miembros de la OCDE, deberá tenerse presente que esto debe alcanzarse de forma participativa, de la manera más inclusiva posible a fin de asegurar la efectividad y ganar la mayor legitimidad posible. 33. En relación con el proyecto BEPS, para nuestra investigación, centramos nuestro interés principal en la acción número 5 (Combatir las prácticas fiscales perniciosas, teniendo en cuenta la transparencia y la sustancia), por lo cual valoramos positivamente que mediante ésta, se haya vuelto a replantear el criterio de actividad sustancial en los regímenes preferenciales, que aunque no todos gozan de ser paraísos fiscales para quienes se ha eliminado tal criterio, algunos si lo son. En principio se ha incluido para los regímenes preferenciales de PI, los cuales deberán demostrar que han incurrido en ciertos gastos asociados a actividades de I+D que generen rentas procedentes de la explotación de la PI. Tal criterio, podrá extenderse a otro tipo de regímenes preferenciales, los cuales deberán demostrar la existencia de actividades sustanciales. Otro de esta Acción, que consideramos uno de los más destacables es su apuesta por la transparencia, a través del intercambio automático y obligatorio de información sobre resoluciones relacionadas con los regímenes preferenciales. Se trata de un nuevo direccionamiento que no centra sus esfuerzos en los regímenes perjudiciales o potencialmente perjudiciales como lo hacía en el pasado sino que, se enfoca en los regímenes preferenciales, sean perjudiciales o no. Lo que se pretende es que el país afectado disponga de información oportuna (en un plazo no superior a tres meses) y relevante sobre acuerdos preferenciales en precios de transferencia o en cualquier otra área. Aunque la guía está en proceso de construcción, ya incorpora los elementos mínimos que debe compartir el país que otorga las exenciones dependiendo del tipo de acuerdo preferencial del que se trate. En esta Acción aún está por terminar la revisión de todos los regímenes actuales, con el ánimo de establecer si éstos son perjudiciales, potencialmente perjudiciales o simplemente preferenciales. En todo caso, en el informe de progreso que debe presentarse en diciembre de 2015 deberá quedar constancia de los hallazgos. 34. Paralelamente a los trabajos de la OCDE/G20 para hacer frente a los regímenes fiscales preferenciales y paraísos fiscales, se ha hecho lo propio la finalización de la era del secreto bancario, concretamente en la Cumbre del G20 celebrada en Londres en el año 2009. Contrario sensu, opinamos que, aunque la voluntad política de las grandes economías y países desarrollados ha sido el desmantelamiento del secreto bancario, permeándose incluso de manera limitada el Estado con mayor índice del secreto financiero (Suiza), la realidad es otra. Harán falta años para hablar de una transparencia financiera total, pues en la lista del índice del secreto financiero del año 2013, aparecen los principales países del G20, de la OCDE y otros Estados como Alemania, Austria, Canadá, Costa Rica, EE. UU., Francia, Holanda, Hong Kong, Hungría, Irlanda, Italia, Japón, Jersey, Luxemburgo, Panamá, Reino Unido, Singapur, Suiza; entre otros; con lo cual se demuestra que el ranking del secreto financiero en vez de disminuir, aumenta, ya que en el informe original de 2009 se incluían 60, en el 2011 que se actualizó para la cumbre de Cannes, se incluían 73; y para el 2013 ya eran 82 jurisdicciones. Lo cierto es que muchos depósitos se mantienen en los paraísos fiscales a través de compañías ficticias, que de alguna manera permiten cubrir el rastro del verdadero propietario de los fondos; y lo que se muestra es que unos paraísos fiscales han visto disminuido el nivel de sus depósitos (por ejemplo Jersey, Luxemburgo, Suiza, etc.) y otros han visto cómo sus depósitos se disparan (por ejemplo Hong Kong, Islas Caimán, Singapur, etc.). 35. Un instrumento jurídico clave en el desmantelamiento del secreto bancario ha sido FATCA, el cual ya ha sido instrumentado por EE. UU. con diversos países e incluso con la misma UE en bloque. Los resultados han sido favorables, al menos ya Suiza número uno del ranking de secreto bancario ya está intercambiando información financiera, y así otros países más. Sin embargo, creemos que éste no soluciona el problema fondo (a menos de que sea reestructurado, que no se ve tal intención), por sus múltiples vacíos en su aplicación efectiva, como por ejemplo, las cuentas sobre las que se van a pedir datos son aquellas con montos importantes, lo que permitiría a los bancos ignorar muchas solicitudes en la mayoría de los casos; los registros se mantienen en papel en lugar de por vía electrónica; también permitiría la apertura de cuentas bancarias a través de sociedades ficticias (Shell entities), como entidades no estadounidenses a pesar de que, su propietario final fuera un contribuyente estadounidense; además, los requisitos de información restantes son fáciles de evadir por parte de las personas estadounidenses que abren cuentas por debajo de los umbrales en más de un banco. 36. En la UE encontramos un instrumento eficaz más para combatir el secreto bancario, lo que constituye un gran avance en esta materia, como lo es la Directiva 2010/24/UE, relativa a la de asistencia mutua en materia de cobro de los créditos correspondientes a determinados impuestos, derechos y otras medidas de asistencia en la en la recaudación tributaria. Es a través del intercambio de información que se desmantela el secreto bancario, y, es que esta Directiva indica expresamente que ningún Estado podrá negarse a suministrar información, amparado en que posee disposiciones legales de protección al secreto bancario, o que dicha información está en manos de las entidades financieras. En este mismo sentido, se enmarca el modelo de acuerdo sobre intercambio de información de la OCDE y la cláusula de intercambio de información de los CDIs en el que no se permite alegar el principio de interés doméstico para abstenerse de proporcionar la información solicitada y debe garantizarse el acceso a la información de bancos, entidades financieras, instituciones fiduciarias, es decir, que no haya leyes de secreto bancario. 37. Nos reafirmamos en que la cooperación internacional a través del mecanismo de intercambio efectivo de información de forma automática, sería el instrumento jurídico por excelencia que podrá hacerle frente a la competencia fiscal perniciosa que encierra fenómenos como los paraísos fiscales, el secreto bancario, la financiación de actividades ilícitas, el blanqueo de capitales, el lavado de activos, la planificación fiscal agresiva, etc. Decimos que sería, porque queremos ser optimistas en que la coordinación sistemática internacional de los diferentes Estados así lo han de entender y de continuar el camino que ya se ha iniciado en este sentido. Un optimismo que pretendemos ver de una manera objetiva y concreta mediante la institucionalización de este instrumento multilateral de manera vinculante, reconociendo la complejidad y dificultad que ello conlleva en el ámbito del Derecho internacional público, más aún, frente a la soberanía fiscal de los Estados. 38. Ante la ausencia en la normativa internacional de una definición del concepto de residencia fiscal, y ante el vacío de BEPS para alcanzarlo, nos atrevemos a dilucidar que un efectivo y eficiente intercambio de información financiera con fines fiscales, sin barreras en el suministro de la misma, sería la regla de oro para alcanzar una recaudación justa y evitar la erosión de la base imponible. Podemos ver como la UE y EE. UU., han logrado un avance importante en lo que respecta al intercambio efectivo de información tributaria; aunque con cierta laxitud o flexibilidad que nos lleva a concluir que ninguna herramienta implementada para combatir paraísos fiscales, secreto bancario e intercambio de información han sido lo suficientemente adecuadas, y, todo por falta de vinculación jurídica de los mismos instrumentos jurídicos desarrollados. 39. Creemos que con instrumentos de intercambio efectivo de información de forma automática (en nuestro caso de carácter vinculante), se lograría no sólo garantizar seguridad y efectividad operativa a los sistemas fiscales estatales, sino en brindar eficacia para combatir la evasión y el fraude fiscales, la corrupción, el lavado de dinero y por supuesto evitar la doble tributación internacional, sin que ello, llegare a significar la doble no imposición internacional a través de convenios para evitar la doble imposición, se trata de buscar la máxima transparencia fiscal internacional, objetivo que compartimos tanto en la apertura y clausura de nuestra investigación como a lo largo de nuestra vida profesional. 40. Vemos como favorables los instrumentos con los que cuenta la UE para hacer frente a los regímenes fiscales preferenciales y al falseamiento de la competencia fiscal en el mercado común interior, como son El Código de Conducta sobre la Fiscalidad de las Empresas y la normativa del TFUE sobre ayudas de Estado respectivamente. Sin embargo, consideremos la utilización que se ha hecho de las normas sobre ayudas de Estado con el fin de neutralizar las medidas tributarias que encierren un carácter pernicioso y, por consiguiente, deriven en una competencia fiscal perniciosa, es inadecuada e inoportuna, a pesar de ser la única norma existente en el TFUE para contrarrestar el falseamiento de la competencia. En nuestra opinión, el camino recorrido ha tenido resultados favorables en la lucha contra esta clase de competencia, convirtiéndose la normativa sobre ayudas estatales en la última ratio o límite de la proliferación de medidas fiscales perniciosas. Pero en cierta medida, se nota un grado de bifurcación del poder soberano de los EE MM, pues con una norma no propia del ámbito fiscal, se está tratando de aproximar, en cierto modo, la fiscalidad directa, a través de la utilización de las normas comunitarias sobre ayudas de Estado. Lo que entraña, de suyo, una huida de los mecanismos clásicos de que se nutre la armonización fiscal, como lo son las Directivas. 41. Al tiempo, valoramos favorablemente los trabajos de la Comisión Europea, respecto a la fiscalidad de las empresas y más aún, aquéllos sobre los cuales se busca hacer frente a la evasión y el fraude fiscales en los que propone esquemas para combatirlos. Su permanente preocupación por ello, la ha llevado también a reflexionar sobre la dificultad cada vez mayor para ejercer un control sobre los ingresos en una economía cada vez más globalizada, movilizada y digitalizada, reconociendo que las normas actuales sobre fiscalidad de las empresas ya no se ajustan al contexto moderno y, es ahí donde los modelos de actividad y las estructuras empresariales se han vuelto más complejos y por consiguiente más fácil de trasladar los beneficios empresariales a otras jurisdicciones de baja o nula tributación, lo que hace más difícil determinar en qué país se debe gravar la renta de una multinacional, que a través de la planificación fiscal agresiva logran artificialmente tributar lo mínimo o cero a escala global, según sus mecanismos fiscales utilizados. 42. Somos del criterio que, actores exclusivos en el cercenamiento de los ingresos fiscales y de la recaudación fiscal de los Estados como la evasión y el fraude fiscales, el blanqueo de capitales, el lavado de activos, la financiación del terrorismo, el secreto bancario, la planificación fiscal agresiva (focos de una competencia fiscal perniciosa), deben ser combatidos de manera cooperada internacionalmente, a través de instrumentos jurídicos vinculantes, y no mediante medidas unilaterales o acuerdos bilaterales, sino de tipo multilateral con carácter obligatorio, como por ejemplo el instrumento FATCA, aunque reorientado hacia un esquema multilateral. Cuando nos referimos a una cooperación internacional, estamos incluyendo la asistencia mutua internacional y la implementación coordinada de la propuesta BEPS pero esta última, pensamos que con una reorientación de su trabajo, en el que se ponga fin a las normas sobre precios de transferencia que son útiles sólo para los grupos multinacionales, al permitir fácilmente el traslado de beneficios empresariales entre jurisdicciones; se dé una regulación adecuada al establecimiento permanente; se defina la residencia fiscal para evitar problemas de doble residencia; y, se reestructure el actual y arcaico sistema fiscal internacional de los CDIs que conllevan a la doble no imposición o la doble deducción de gastos o de pérdidas, o de exenciones y deducciones a la vez, que siendo coherentes con la doctrina internacional, son formas de maximización fiscal dentro del marco de la legalidad en una legítima economía de opción, que no siempre se podrá estigmatizar como planificación fiscal agresiva. 43. El socavamiento de la recaudación fiscal y la base imponible mundial en la casi totalidad de los Estados, desarrollados y en vías de desarrollo, en términos de matrices de riesgos fiscales podríamos calificarlo como un riesgo alto, significando con ello, que la probabilidad de ocurrencia de fenómenos como la evasión y elusión fiscales más la planificación fiscal agresiva, es alta y, la situación actual de control insuficiente, con controles bajos o en algunos casos medios, o bien documentados pero poco efectivos, que terminan siendo inadecuados o insuficientes. Un riesgo fiscal de este tipo lleva aparejado un riesgo residual de desconfianza en el sistema fiscal internacional, y por supuesto, en la política fiscal de los Estados en la que se apoyan los ya fracturados principios de justicia, neutralidad y equidad fiscales. Cuando decimos fracturados, nos referimos a las consecuencias que ello genera tanto para los Estados como para los ciudadanos: mientras los primeros soportan cada vez más una mayor pérdida de la recaudación fiscal, los segundos soportan una mayor presión fiscal debido a la carga tributaria desigual que deben soportar como consecuencia de los ajustes fiscales de los primeros para intentar compensar los déficits fiscales generados por fenómenos antes señalados; siendo los más afectados aquéllos con rentas menos móviles como las de trabajo, inmobiliarias y pymes. 44. La sumatoria del traslado de beneficios a jurisdicciones con sistemas fiscales preferenciales de baja o nula tributación, más las cifras estimadas de los abultados fondos depositados en los paraísos fiscales o que circulan por ellos (expuestas supra), más los flujos de dinero ocultados en jurisdicciones con leyes de protección del secreto bancario (propiciando el blanqueo de capitales, el lavado de activos, el terrorismo), arrojan como resultado un sistema capitalista mundial desarticulado política, económica y normativamente, lo que nos lleva a creer que la rezagada crisis económica-financiera como la llama el FMI es producto del mismo riesgo sistémico financiero y, si no se actúa al menos normativamente para hacer frente a los componentes de esta sumatoria, seguiremos participando de crisis económicas-financieras fragmentadas, es decir, mientras haya una leve recuperación de una u otra economía, dos, tres o más se estarán declarando en crisis. 45. Aunque no somos los llamados a juzgar las actuaciones de los operadores económicos que realizan entramados fiscales mediante esa planificación fiscal agresiva, si nos sentimos obligados a hacer una llamado crítico-constructivo a la reflexión de que exista una tributación justa, que se paguen los tributos donde se obtienen los beneficios y se genere valor, toda vez que en la mayoría de los casos dichos operadores se encuentran en sus Estados de residencia o de la fuente donde ejercen sustancialmente actividades económicas, no tributando o en ocasiones tributando porcentajes mínimos no acordes con la realidad de las cifras o de la normativa de sus Estados. 46. Si la normativa fiscal internacional vigente no responde al sistema económico globalizado dentro de un entorno actual, llamado por unos y por otros crisis económico-financiera, estamos en el tiempo y la época oportunos para realizar un cambio total de dicho sistema fiscal, que ponga fin a prácticas fiscales desleales o perniciosas y evite fenómenos de doble no imposición, de doble deducción o exención y, sobre todo, que la planificación fiscal agresiva deje ser el escenario internacional por el cual se están erosionando las bases imponibles y trasladando los beneficios. Frente al fenómeno de la competencia fiscal perniciosa en todos sus frentes, los Estados y organizaciones internacionales han acudido a todo tipo de medidas, con menor o mayor éxito. Así, las acciones unilaterales o bilaterales que sólo benefician a los Estados que las ejecutan no resultan los instrumentos adecuados para resolver los problemas de la normativa fiscal internacional, por lo que se requiere de instrumentos jurídicos internacionales coordinados, con carácter multilateral y vinculante. 47. Desde el inicio de nuestra investigación nos planteamos estructurar una propuesta de lege ferenda que se constituyera en una herramienta de valor y pudiera ser estudiada, validada y en el mejor de los casos ejecutada por los Estados u OO II, que propendan por la protección de la base imponible mundial, por evitar el traslado de los beneficios y por evitar la minoración de la recaudación fiscal. Así también, quisimos diseñar nuestro propio aporte para lograrlo a través del acuerdo multilateral de intercambio efectivo de información de forma automática, fijación de un impuesto sobre sociedades con tipo nominal estándar, o la temida responsabilidad patrimonial subsidiaria como última ratio de los Estados, sin perjuicio de un mejor criterio. Todo ello, conscientes de las dificultades que ello pueda representar en el ámbito del Derecho internacional público, y más aún en la esfera de la soberanía fiscal de los Estados. 48. Finalmente, después de haber recorrido el estudio de la competencia fiscal perniciosa en todos sus focos, los plausibles trabajos de los Estados u OO II, de los cuales hemos pensado que han sido favorables pero insuficientes, creemos que nuestra propuesta de lege ferenda sería concreta y efectiva, fundamentalmente porque a través de ella podría blindarse la base imponible mundial, mejorarse la recaudación fiscal, evitarse el traslado de beneficios y lograr una imposición real donde sustancialmente se ejerzan actividades económicas y se generen los beneficios de los contribuyentes u obligados tributarios. Nuevamente, advirtiendo de que somos conscientes de las dificultades que ello podría implicar en el ámbito del Derecho internacional público, específicamente en la soberanía fiscal de los Estados.
The Mercury February, 1908 HELP THOSE WHO HELP US. The Intercollegiate Bureau of Academic Costume. Cotrell & Leonard, ALBANY, N. Y. Maker* °f CAPS AND GOWNS To Gettysburg College. Lafayette, Lchigh. Dickinson; State College, Univ. of'Penn-sylviini , Harvard. Tale. Princeton, Wellesley, Bryn Mawr and the others. Class Contrasts a Specialty. Correct Hoods for Degrees. To The Class of '08. We have begun our college campaign for next Spriug and Buuimer. Over, 25.000 employers li-ok to Hapgoods for their men in sales, offices and technical positions in all departments. Must of these firms use college men. They arrange with us to cover the entire college world for them. We have a unique proposition of immediate interest to any college aiau who will be open fora propo-sition. Let us tell you about it. Write to-day. TIIK JVMTMOJYAi, «/.■•.'./.WX./7/O.V Oh' iiit.JM.v itiio1,1:us. Commonwealth Trust Building, Philadelphia, Pa. HOTEL GETTYSBURG, Headquarters for BANQUETS. Klectric Lights, Steam Heat, All Conveniences. Free Bus to and from station. Convenient for (Commencement Visitors. RATES $2.00 PER DAY. .wiver-y G.tio,c"ked. Joliq P. JV[c(^tiri, Proprietor. IF YOU CALL ON C. A. Blocher, Jeweler, CENTER SQUARE, He can serve you with anything you may want in REPAIRING or JEWELRY. WE RECOMMEND THESE FIRMS. Established 1867 by Allen Walton. ALLEN K. WALTON, Pres. and Treas. ROBT. J. WALTON, Supt. Humraelstown Brown Stone Company, QUARRYMEN and Manufacturers of BUILDING STONE. SAWED FLAGGING and TILE, Waliorvvllle, TSo.-u.pK-in, ^c, Pa. CONTRACTORS FOR ALL KINDS OF CUT STONE WORK. Telegraph and Express Address, Brownstone. Pa. Parties visit-ing quarries will leave cars at Brownstone Station on the P. & R. R. R. For Artistic Photographs Go To TTPTON The Leader in PHOTO FASHIONS Frames and Passapartouts Made to Order. PATRONIZE OUR ADVERTISERS Come and Have a Good Shave or Hair Cut —AT— Harry B. 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PLEASE REMEMBER That by sending your orders to us you help build up and develop one of the church in-stitutions with pecuniary ad-vantage to yourself. Address HENRY S. BONER, Sup't. THE MERCURY The Literary Journal of Gettysburg College. VOL. XV GETTYSBURG, PA., FEBRUARY, 1908 No. 8 CONTENTS ALUM X I SPIRIT .*. 2 PROF. is. j). s'i'.uii.i:v, u.n., "tl. THREE GREAT PHILOSOPHERS. Plato—Part II.11 CHARLES W. IIKATHCOTK, '05. WINTER Poem 16 BOWMAN '10. THE PERSONALITY OF THE MUSICIAN" 18 II. KI:Y WOLF, '09. THE EALNBOW HOPE • 21 Q. ARTHUR KliF.Y. SEMINARY., '08 TAX AX ACCEPTABLE SUBSTITUTE FOE PREACH-ING BE DEVISED? : 25 KiiiiiiAirr, '09. IS THE MATERIAL FOE iSTOVELS EXHAUSTLESSF.-.28 VIRGINIA BEARD, '09. EDITORIALS 31 XH E MEPOUEY. ALUMNI SPIRIT. PROF. G. I). ST.AHLKV. VI.IJ., 187T. R. CHAIRMAN, Members of the Pen and Sword So-ciety, and Students: It is pleasant to have■honors thrust upon one. I appreciate the privilege of becoming a member of the Pen and Sword Society. It has occurred to me to utilize the present occasion hy speak-ing on the subject of Alumni Spirit. A proper alumni spirit, and college prosperity go hand in hand. The alumni are ungrateful and despicable, if they do not lovingly hold in remembrance their college days, and contem-plate with gratitude their alma mater—their nourishing mother, who guided their adolescent steps through the preliminary paths of learning, and established their feet on broad and well tested avenues leading to higher culture. And on the oilier hand that college is short-sighted indeed, that does not recognize-the ne-cessity of co-operation with its alumni in carrying on its educa-tional wmk. To lightly esteem or ignore alumni opinion or in-fluence is 3 suicidal policy for any college to adopt. Alumni spirit has its foundation in college spirit «nd class spirit. It is therefore a product of the four years passed in the college community, and is not a I'rame of mind originated on .commencement day. and formally received, with the diploma, from the hands of the president. Those who have been gradu-ated from college and have frequently seen others graduated, know that commencement day is a day of subdued sadness. The emotions may be well mastered, but the undertone of regret at the breaking up of pleasant companionships certainly exisits. and if not realized by the student then, will he realized later [f the alumni spirit is not invisibly conferred with th degree, then the degree will lack a sentiment and a subtle influence, which will greatly mar its effectiveness as a symbol of eminence attained. Let as consider college spirit as a primal factor in the culti-vati I' alumni spirit. The existence of a college spirit invari-ably follows, wherever there is a college having students. It cannot be otherwise, The institution is the center of the college idea and the exponent of college traditions. The students are THE MKRCURY. there for what the college can give them—of training, incentive, •council,—and it is the rallying jjoint for all their scholastic in-terests and activities. It is their educational home, and it wordd he just'as unnatural for them to disregard their college colors, as it would be to hold in contempt their own family honor. There are various influences winch contribute to the building up of a college spirit. In these days there is no lack of college activities which have in view the betterment of the institution, from tlie student view-point. Athletics with its varied and strenuous features, the musical organizations, literary publica-tions, debating and dramatic clubs, the college Y. M. C A., fra-ternity and inter-fraternity fellowships, together with social en-gagements, present a complex of student interests, which from the amount of time and personal attention they require, often causes alarm, when we stop to consider that in addition to all these activities there is such a thing as a curriculum, \vbieh by fight should also claim a certain portion of the student's time and attention. *J?o those unaccustomed to a student's life, and ignorant of the easy adaptations which characterize college men. the problem of student efficiency, under such conditions, becomes a puzzle, and they shake their heads in emphatic disap-proval. But to those of us who are on the inside, the situation is not alarming, and the logic of our thoughts is to the effect that all these activities contribute mightily to.the building up of a vigorous college spirit. They converge and unify the varied energies of the student body, and definitely determine a rallying center about which to engage with inspiring shouts and songs. Of course there are tendencies in these activities which \wd to be regulated. I beard recently of an employer who said that so many of his workmen were only interested in "pay day and quit-ting time" So it sometimes occurs that students become more interested in these self-assumed enterprises, than in the prose-cution of their studies. But this need not be so. More than fifteen years ago one of our students asked me—"Can a man play football and yet continue to be a good student." I replied —"It can be done, but it requires a level-headed man to do it." fie did not tell me what his decision would be, but I noticed that ■he continued to play football, and during an iniporta.it season he was captain of the team and one of its crack players: when lege is not frequently in their thoughts and their interest seems dormant aft9-de'ad. Such an one I met recently, who did not know of the existence of a certain department in our college, although that department was established twelve years ago. However his heart is all right, and he expects to attend our com-mencement exercises this "summer. A genuine alumni spirit, when at its best, will not allow tin cares of this world and the deceitfulness of riches to choke it and to render it unfruitful. Those of us who are officially, or as students connected with the college, and whose interests are therefore at white heat, must not expect the alumni spirit to be always abundant, intense and persistent—but when we do find it characterized by these admirable qualities, we should be willing to accord due credit We have with us to-day an alum-nus, whose spirit of interest in his alma mater'has the qualities T have just mentioned—it is abundant, intense and persistent— I refer of course, to Dr. Gies, the founder of the Pen and Sword Society, the donor of valuable prizes to stimulate literary work in the college, and whose interest in his alma mater has neve] lessened, notwithstanding the multiplied and arduous duties imposed upon him by the professional chair he so ably fills. Alumni interest and college prosperity go hand in hand. The former is i >st valuable asset of the college, and without it. its resources are insignificant indeed. The alumni ptand, as THE MERCURY. did Aaron and Hur, in holding up the anus of Moses,—they assist mightily in securing influence and prevailing power. Many of the best men of the college boards of the land are alumni of the institutions they serve, and some of them are the official rep-resentatives of the alumni associations of their respective col-leges. The alumni on these boards, have, '"both theoretically and as a fact, the best interests of the institution at heart. II' these alumni have been actually engaged in educational work, so much the better,—and for the very forceful reason that familiarity and experience will insure wise opinions and judicious councils. Our own board did a most commendable act, when last commence-ment, they added to their number Dr. Luther P. Eisenhart of the class of '96. Professor Eisenhart secured his doctorate at Johns Eopkins University, and is now a member <.!' tht faculty al Princeton University. His experience and observations at both of these institutions will undoubtedly be of great value to us here. I do-not sympathize with the idea, sometimes express-ed, that a university trained man can be of no service in the coun-cils of a small college. The. objection made is that such an one will endeavor to introduce inapplicable university methods. I belieye this danger to lie imaginary. If Governor Stuart were to be elected Chief Burgess of Gettysburg, 1 do not imagine that he would proceed to establish a State government within the bor-ough limits, but I beli tat his knowledge of what a State government should be, would greatly aid him in building up a good borougli government. His sense of needs, and of adapta-tion, would guide him mosl admirably in giving us a most effi-cient civic administration. At the next meeting of the Board of Trustees, another oppor-tunity will be afforded ih,m. of again adding an educator to their number. As most of you know, at the meeting of our gen-eral Alumni Association during commencement week 'ast sum-mer, when it was announced that the Association had a vacancy to lill in the Board, at once the name of Dr. (lies, of the class of '93, was proposed, The marked enthusiasm which greeted his nomination as the nominee to the Board, and the hearty and unanimous election which immediately followed, was a bigh and merited endorsement by the general alumni body. In addition THE MERCURY. to this, the Pittsburg-Gettysbtfrg Club and the New York-Get-tysburg Club, have, in specific resolutions, unanimously second-ed the request of the general Association. The existence of a provision, which bars from election, an alumnus who is a member of a college faculty cannot consistently be recognized by the Board at its meeting (bis summer, since it has already, and very justly, ignored the propriety of such an objection, by the'elec-tion of Professor. Eisenhart, The qualifications of Doctor Gies ;is a counselor in educational matters are beyond question. He has been a university man for the past fifteen years. He *m.< ■' received his degree of Do-.tor of Philosophy at Yale in 1898, and that fall began to organize a department of Physiological Chemistry in Columbia University. So well did he succeed in this work that in 1904, or in eleven years after his graduation here, he became a full professor in that great university. Our college, needs (he interest of its alumni, and it needs the active counsel and assistance of those of our alumni graduates who have a practical acquaintance with the educational methods of on- dav. Alumni spirit needs the fosteiing care of recogni-tion, in order that it^iecoiiie^a power for good in advancing the interests of our beloved college We have an institution here to be proud of. E desire to utter the it-liberate judgment, based upon history, observation and fact, that Pennsylvania College has always compared favorably with any other American collegiate institution,—in respect to advantages offered, the standing of its alumni in the higher ac-tivities of life, and. in the representative character of its student body. ■ • Through veais of toil, and by reason of the devotion of its ardent trends and the labors of its instructors, Pennsylvania College has secured to itself a rich prestige of scholarly tradi-tions, and a name and fame for honest achievement, which we . -will do well to guard with jealous care. The past is secure. No profane tongue may successfully dis-credit either the work or the workers. The success of the in-stitution has been evolutionary, cumulative, progressive and we of to-day have inherited a privilege and an obligation. The de-cades of the past mark successive periods of continuous growth and development, and the obligation is insistent that future de- 10 THE MERCURY. cades shall come to their proper inheritance. The work of the present is admirably consonant with the achievements of the past. Progress is still the watchword, as is witnessed by the recent additions in instructors, new departments and new courses. All hail, then, to bur college in its continued onward strides, and all hail to thai essential alumni spirit, which if properly recognized and nourished, will do wonders for our alma mater. And all hail to our undergraduate body of students, who are now diligently cultivating college spirit and class spirit, in order that they may become efficiently equipped with an abundant alumni snirit. [Note:—This address was delivered by Dr. Stahley upon his initiation into the Pen and Sword Society at its annual public .neeting February twelfth. The members of the Society, appre-ciating its excellence, unanimously voted after its collation, to have it published in the MERCURY in order that those who were not present at the time it was delivered might have an opportu-nity of reading it.—EDITOR.] THE 3IEKCURY. 11 THREE GREAT PHILOSOPHERS. Plato—Part II. Cir.VHI.ES W. HEATHCOTE, '05. HE underlying principle in Plato's philosophy is his Theory of Ideas. The various philosophers who pre-ceded Plato prepared the way for the development of his Doctrine of Ideas. He takes the golden thread which runs through their philosophical systems and withvhis master mind weaves the network for his own system. In great part he was indebted to the Eleatics, Heracliteans and Pytha-goreans for his Doctrine of Ideas. He took the abstract matter of thought and moulded it into a "concrete form of an ideal vision." . The Idea.- ( iBei ) stand as archetypes of Being. They are the conceived essence of true existence. Plato gave to the Ideas a separate existence. Their home is in the Universal Mind or God. There is a gradual rise from the lower ideas to the high-est. The highest is the idea of the Good which Plato seems to identify with God and which he construes to be the source of knowledge. Plato was in harmony, in part, at least with the current view of his age, in recognizing the existence of certain minor dieties, but he purified this thought with the true spirit of his philoso-phy. He asserts again and again that the Ideas are divine. In recognizing one Supreme Idea, he held that this Idea was the Highest or God: As a manifestation of this goodness, God cre-ated the world. Or as Zeller well says: "In thus determining the highest Being as the Good, and as Season assigning an end, Plato apprehends it as the creative principle, revealing itself in the Phenomenon; because God is good, He formed the world." In forming the world, Plato firmly held in mind that God had created it perfect. It was not controlled and governed by Blind Force. Law and order prevailed everywhere as the rul-ing factors. Thus mind and intelligence formed the basis of all this creative power. As Plato conceived of God's intelligence being so clearly marked in its perfect form of creation, he also developed the idea of the World-soul. .That is Plato believed 12 THE MERCURY. that intelligence could not exist apart from the soul life. Con-sequently, he believed that God placed the world's intelligence into a true soul-life known as the World-soul. Plato divided this World-soul into two parts, known as the outer and inner. These •parts conceived of as being spherical in form make up the world-system. The outer circle is the system of fixed stars and the inner "the seven spheres of the planets." Thus the soul on ac-count of it; very nature is governed by true law and as it moves continuously it gives the proper place, position and motion of all the heavenly orbs. To tine"World-soul, because of its self-mo-tive power, he ascribes it the faculty of generating knowledge. Plato in writing of the power of the World-soul was using figurative language. It is true that he literally ascribed a sou] to the world yet.the meaning of the word as he uses it embraces too much in its broad conception. With respect to the soul of man Plato carefully reasons that God formed it out of the same elements as the World-soul, but less pure. When the Creator made the souls of men, he made as many souls as there were fixed stars and each soul had one of these stars as its true and eternal habitation. When'man was created, one of these souls would be implanted in his body. To-the soul that would be victorious over wickedness and evil it would be released from its bodily home and be restored to the realms of immortality. But the individual who would fail to-conquer the temptations of his lower nature, his soul would be condemned to dwell among the fierce beasts. But since the soul has pre-existed without bodily form, in the end it will be freed from its sinful bodily home and will fly to those realms where it can grow in power and strength and attain perfection. Plato-did not think that any one did wrong willfully, but Virtue and Good were overruled by a weak and disordered body. This was due to the improper use of the body and the lack of careful Ju-dicious exercise. Thus, parents should live nobly in order that their children would be spiritually strong, in order that the soul might be pure and reach that ideal state of perfection. He firmly believed that man was placed at the head of crea-tion and because of this grand heritage he should continually strive to live the Higher Life. Plants and animals were cre-ated for man's use and to serve his purpose. Animals were THE MERCURY. 13 formed not only as food for him, but also as the dwelling place of man's soul that had proved itself unworthy for the realms of immortal life. "Plants too are living beings, but their so\rl is of the lowest kind, capable neither of reason nor opinion, but only of desire and sensation; a soul only moved from without, to which has been denied the motion that proceeds from and re-turns into itself—self-consciousness, therefore, plants can never change their place." (Zeller page 432.) Socrates had taught that the attainment of the Good by each individual should be each one's best and noblest endeavor. Plato imbibed this golden truth from his great master and inculcated the principle that the individual should so live day by day that his soul would attain the Ideal—the Highest Good. This was to be the ultimate aim of each soul, both for the at-tainment of it in the individual life and for the interests of the State. Plato was so deeply impressed with the reality of evil in the world that the soul was never free from it. As long as the soul resided in the body it was fettered there as in a prison or a dungeon. It was unable to flee away to the Higher Life. However the soul, at. the first opportunity, he realizes, must escape from this corporeal existence and seek its home with God in order to be happy. However, true philosophy serves a pur-pose which is helpful in part, at least, that by its very essence, it has the power of purification. The soid, the center of the intelligence' desires'this philosophy not per se as a pleasure re-sulting from contemplation, but as a power and a help to purify it foi* the Higher Life that is to come. On the other hand, Plato well observes that a soul that does not feel the sting of pain, suffering and anguish could not truly appreciate the Higher Life. Though the soul may be surround-ed by wickedness in its darkest form, nevertheless, there are times when the soul is able to be glad and joyful for the rays of goodness that it is able to receive from the Eternal Light. Pleasure in a certain degree may be considered as a part of the Good. The soul in its present prison, Plato rightly believes, is able to enjoy certain pleasures that are in harmony with natural law and careful living. Those joys that require the im-proper use of the faculties are impure and destructive in their participation. The first and supreme pleasure should be the 14 TIIH JIERCUKY. contemplation of the Idea Good in the present soul Kfe and the striving to realize or actualize the Good in the present life as far as possible. This plan will make the soul truly crave Virtue. In this thought Plato truly reiterates the sublime principle of Socrates. For he emphasizes the idea that morality is based'upon a clear conception of virtuous living. The soul fills itself with the Divine Goodness through contemplation. It is the true philoso-phy of life Then the soul becomes strong and even here on earth can treak down many of the bars of evil and wickedness which summoned it. Through this power it can copy more clearly the archetype conception of Goodness, for the very thought becomes indelibly impressed upon the soul. ' It has been shown that Virtue was the great Ideal for the in-dividual to attain, so this same principle was to be the foundation of the State and Platonic Society. The Greeks held the true organization of the State to be of the utmost importance. They were taught to give true allegi-ance to th.T State. Although Plato strongly believed that moral integrity and good government were necessary for the well being of the State, but he looked upon ihe participation in its affairs not as an absolute but only a relative duty. He thinks the life of the philosopher as he contemplates, in a quiet and undisturb-ed way, on the Higher Problems of life is fulfilling the true end of living. Since it is impossible for all men to live thus, philo-sophically speaking, the State is a moral necessity in order by education to inculcate virtue in the minds of its citizens. The philosophers can only give the inhabitants of the community a true conception of Virtue and they should be the ruling class and Philosophy though united with political ideals, should oc-cupy the first place and all trouble and discontent would be avoided. Or as Uberweg says: "The State is the individual on a large scale. The highest mission of the State is the training of the citizens to virtue. In the Ideal State each of the three principal functions and corresponding virtues of the soul is represented by a particular class of citizens. These are (1) the rulers, whose virtue is wisdom; (2) the guardians or warriors, whose virtue is valor; and (3) the manual laborers and trades-men, whose virtue is self-restraint'and willing obedience. The THE MEKCURY. 13 rulers and warriors are to labor only for the realization of the true and the good: all individual interests whatsoever are for-biddui them, and they are all required to form in the strictest sense one family, without marriage and without private prop-erty." It has been observed that Plato believed in the existence of •God. He clearly shows throughout his philosophical system that lie is a Theist. He repudiates all the stories of the various gods ;is myths and false. Plato was unable to describe God fully as one who is Love, although he catches glimpses of this great fact, but it remained for the Gospel to give the conception of God to the world. In his conception, of the State he inculcates the grand truth that God must be sought after in order that virtue mav be the crowning possession of the soul. Plato also ascribes nnchangeableness and perfection to God. According to Plato in the Laws every citizen who holds public office should fear God and remember his duty to God and the soul that God gave him is higher than the body. Thus every citizen should be faithful .and honest in the discharge of his duties. It is true that the philosophical and governmental teachings of Plato were ideal in their conception, but he was nevertheless truly conscious of his surrounding conditions. He tried by his teachings to help the Athenians in a practical way toward attain-ing better governments and living. Plato more than any other philosopher made Athens the philosophical center of the world, that remained years after she lost her political supremacy. A large number of students from all parts of the world were at-tendant upon his lectures at the Academy. The influence of Plato was widely felt and as time has gone on his thought has affected philosophy and theology. After Plato's death his nephew, Spensippus, succeeded to the headship of the Academy. He was followed by Xenocrates a philosopher.of considerable ability and power. Many of the philosophers of the Platonic school departed from the original teachings of their master. They developed a phi-losophy known as Neo-Platonism which was not pure. Greek philosophy hut was a combination of Hellenic, Helraic and other Oriental speculative thought. However, true constructive historical criticism has resulted in 16 THE MERCURY. giving to the philosophical world purer Platonism and his spirit is not lost in the meshes of Neo-Platonic thought. His thought and philosophy have so deeply permeated oiu own language that gain and again in discussing various philosophical problems we will speak of Platonic conceptions unconsciously. Or as Milton n II Peneseroso has said: "Or let my lamp at midnight hour Be seen from some high lonely tower, Where 1 may oft outwatch the Bear With thrice great Hermes, or unsphere The spirit of Plato, to unfold The immortal mind that hath forsook Her mansion in this fleshy nook; And of those/lemons that are found In fire, air, flood, or under ground, Whose power hath a true consent With planet or with element." WINTER. no W.MAX. '10. The cycle of a year is closed. The seasons one by one have passed: Spring's rising beauty, summer's ioy And autumn's gold are gone at last, And now o'er every field and wood, And brook and stream in all the land There sways the scepter, firm and strong. Of old Kino- Winter's icy hand. CHE MEKCURY. 17 That 'monarch rales with will supreme; By his decree' the brooklet's voice, To summer woods, the croaning charm No more shall make the soul rejoice; For fetters, strong as hands of steel And cold as touch of gruesome Death Have bound the stream from shore to shore, Forged by King Winter's icy breath. O'er his domain a curtain white- Is falling thick and fast, The trees are bending with the load The gloomy shy upon them cast, And o'er the hill and meadow cold The icy wind and snowflakes drive, And here and there before the storm In quest of shelter snowbirds dive. Though all without is cruel, cold. Yet by the hearth there's sunshine, love; For by the fire young and old Enjoy the blessings from above; They hear the sire talk of yore, They drink to one another's health. Forgetful of the cold and snow, Enjoying all the farmer's wealth.' Though Winter rules with cruel hand, Ami cold and gloomy seemeth all; Though nature's beauties all seem gone And hopelessly thy spirits fall, Remember Winter has its joys And love and sunshine may reside Within thy heart, if thou but wilt Look on the bright and happy side. IS THE MERCURY. THE PERSONALITY OF THE MUSICIAN. II. RET WOLF.-'09. OMB one has said thai personality is individuality ex-isting in itself, with nature as a ground. Another says thai personality in a broad sense is a silent but powerful coercer of liunian minds.- 1 would not at-tempt to give a definition of it, but it seems to be a vital princi-ple of life. It is a mystery and seems to defy solution. We know to a certain extent from our own experience what perso-nality is. We see its manifestations from day to day in human ■experiences but we can not detect or define it as something thoroughly comprehended. I think we will not be over estimating when we say that one's success in life depends very greatly on one's personality. It seems that in some person; a strong individuality is a natural gift, while in others it must be acquired. A teacher's personality is a very important factor in his work. His influence over the pupil is something marvelous. His movements are watched, bis every action is carefully obseived and even his moral and mental attitude toward va-ious problems is noted. He is taken as an example; hence the importance of a strong personality. The teacher must have personality, the minister, whom we may class also as a teacher, ought to be able to command respect, the orator's influence depends upon it. the business man's success is measured largely by bis individuality and it is only the politician having some such personal magnetism, who can sway the multi-tudes. Lyinan .). Gage, formerly Secretary of the tJ. S. Treas-ury. in speaking' recently of personality, says, that deep within the man often unconscious to himself, lie the forces, the aptitudes, the desires, the anticipations, the tastes, the proclivities, the temperamental qualities which find outward expression indepen-dent of bis will. Further in the article he states that a change in our personality in the direction of improvement, whatever the cause, must come from within. The mental faculties can be strengthened by exercise an*: the emotional nature nourished by pure ideals. It is our duty to develop these useful inward forces and powers which really constitute one's personality. It is this personal factor tbat-lifts one into prominence and power, and- THE JCEItCURY. 19 gives him that strength of leadership which nothing else can do. Thus, we see of what importance individuality is in the different vocations of life. I deem a strong personality in the fine arts to be the highest kind of personality. It is really difficult to find language prop-erly to express just what is meant. While all culture has a re-lining infhiaice, continually nourishing our minds with the very best of noble ideals and aspirations, yet some arts seem to give more culture than others. Among such arts we would place music as one of the first. It would be impossible for one to de-scribe the numerous emotions and sundry expressions of feeling that musi"; reveals. Every selection of music is to represent some emotion or feeling Since we class music as such a distinguished art, the question now arises as to how a musician's personality is shown. We can safely say that this is revealed in his work as a composer or in his interpretation of the thoughts of others, as they are repre-sented in music. Harmony and teehnic must of course be mast-ered, but after a thorough knowledge of teehnic is acquired, there is boundless opportunity for expression and style. Teeh-nic. must always be a mechanical art, and as such, it has no real musical feeling in it. Fere is the opportunity to show indi-viduality. Scarcely two persons will place the same interpreta-tion upon a selection of music, thus showing the difference of human powers in interpretation. There is just as much differ-ence in the merits of musical compositions as there is in the merits of powers. Some are strictly true to nature and to life, while others are of mediocre merit. Of course, this is entirely a matter of individuality again, showing, on the other hand, a keen and perceptive mind, tnd on the other, a lack of keen in-terpretation. What we call genius is really nothing but the highest manifestation of personality. We sometimes speak of persons playing music by eae. This shows musical talent and is nothing but the crude and untrained personality seeking an out-let. It seems that the appreciation of really good music conies only through education, however broadly that term may be appli-ed. By culture we are brought to the appreciation of classical music, just as we are brought to the appreciation and preference of Shakespeare to the common, ordinary literature. 20 THE AU'JHCCJKY. It is only through persistent study that this musical person-ality can be attained. We may read numberless musical maga-zines, we may attend all tha high-grade concerts ttyat it is possi-ble for us to attend, but it is oniy by personal efforts that any-thing in this direction can be accomplished. We must take some selection, study the composer, know his nature, study the title of the composition, find out, if possible, under what circumstances lie composed that special selection, then study the music measure by measure, and endeavor to catch the spirit and feeling of the composer by placing yourself in his mental attitude. This may seem to be a rather crude method of procedure, but personally I have found it of inestimable value in interpreting a composer. Having studied a composition carefully, the next step is its proper execution. Music, if it is worthy to be called music, must appeal to our higher instincts. We must think and follow its meaning just as if we were paying attention to some one talking. This is true art at its greatest. The musician also shows his personality in the selections that he plays. Unfortunately, classical music is rather unpopular. The, popular music is light, catchy and gay and to many means simply to dance or an accompaniment. Harmony is an import-ant element in music and any selection that is harmonious is re-ceived with applause. Classical music may often seem unharmo-nious, especially to the untrained hearer. This is one reason why it is spurned. This idea of harmony in our nature rests on a psychological fact and music only serves as an excellent proof of it. There is nothing more simple and at the same time more beau-tiful than some of Mendelssohn's songs, Schumann's "Frau-merer" or Chopin's nocturnes. Such selections as these are worth mastering. Webber's "Storm" and Gottschalk's "Last Hope" are very popular. A careful study of such selections can not help but create within us noble ideals and wonderfully broaden our ethical natures. Of course we would not entirely ignore the popular music of the day, it .has its qualities and therefore has its place, but it ought to be strictly held to its place. It is well, however, whenever the opportunity comes to dem-onstrate the superior qualities of good music. Thus we can be-come acquainted with a person to a certain extent, by the kind THE MERCURY. 8] of music that he or she plays. We generally play the kind of music that we admire, because it expresses our sentiments- and feelings. We therefore embody in music, and through it, ex-press our ideals. Can there be anv higher manifestation of personality? Tqp RAINBOW HOPE. C. AliTIiri! FliY, SrEMlXARY, '08. EARLY four thousand years ago one of the spiritual giants of antiquity propounded the weighty question: "Ir a man die shall lie live again ?"—a ques-tion which lie himself answered. Probably the most thonght-of, the most talked-about, the most writ-ten- upon subject of all times has been that of immor-tality. Problems in science, art, philosophy, government, etc., all live their little day, in the arena of thought and disappear, but the human race has never outlived this question of Job's. It is still a burning thought in the hearts of the cul-tured, scientific twentieth century as it has been to all the conn-tries since the dawn of time Scholars in all branches of learn-ing are still brooding and writing upon it, and the common peo-ple are asking and re-asking this gVeat question, and will con-tinue to do so until time shall be no more. It is the one great universal problem which has maintained itself in every age and clime and has never lost its interest and power in the thought of mankind. No race or tribe of men have ever been known who were destitute of the thought of immortality. And why is it thus? Surely it must be more than "the riddle of the uni-verse." Men are not haunt.d with riddles. It's an intuition of; the human mind, an appetence of the human heart, wrought into, the whole fibre of the race that cannot be dismissed without1: some sort of solution, any more than the appetence of li.iui.u"<-i - that gnaws in the stomach and demands satisfaction. 22 THE MEHUURY. "It must be so Plato, thou reasoneth well! Else whende this pleasing hope, tbis fond desire. This longing after immortality? Or whence this secret dread and inward horror Of falling into naught? Why shrinks the soul Back on herself, and startles at destruction ? 'Tis the divinity that stirs within us; Tis heaven itself that points out an hereafter, And intimates eternity to man." Listen to the testimony of Eobert G. Ingersoll, the prince of modern agnostics, in the last words he wrote: "Immortality with its countless hopes and fears beating against the shores of time, was not born of any book nor of any creed, nor of any religion. It was born of human affection, and will continue to ebb and pow beneath the mists and clouds of at. doubt and darkness as long as love kisses the lips of death. It is the rainbow of hope, shining on the tears of grief " What strange words from one who shrouded that "rainbow of hope" in wreathing clouds of doubt and fear and darkness, to whose thought "the golden bridge of life from gloom emerges and on shadow rests, and the secret of the future has ne'er been told." However, men may reject God's revelation in His Son, or deny the future life, yet they cannot utterly silence the voice of God speaking in their hearts. Yes, there are some who say,—and their number is so infmi-tessimally small that we may rightfully call them mental curios, yes mental freaks, if you please—that "death ends all." What a horrible thought! The Gnod, the True, the Pure, shall at least become the brother of the Base, the False, the Vile in death. Tendencies and qualities that in life are far.as the poles asunder, and can never be rconciled, shall at least become a unit in deat'i If that be true, then virtue has no lasting rewards, then unde-tected wrong-doing will forever go unpunished, and the wrongs inflicted upon innocence will never be made right. If death ends all then life has no meaning, no purpose, no inspiration., "and the human race with all its grand achievements, with it-continuous onward and upward march will finally reach the THE MERCURY. 23 zenith of perpetual night, beyond which shines no resurrection morn The light in the sun and stars shall be extinguished, the human race with all that it has done and hoped, shall become a nonentity, and the universe will go into everlasting darkness. Standing at the grave of sieve loved one how much comfort does that theory give:" How much light does it throw upon the dark avenues of human life? How much strength does it impart for the bearing of life's burdens? What inspiration to high en-deavor and noble living does it kindle? None! To affirm the negative of being is to rob hope, faith, patience, love, forbear-ance and kindred graces that enrich life and make character beautiful, of their meaning, and make them well nigh valueless. The noblest aspirations of the heart and the loftiest Teasoning of the mind all revolt when confronted with the postulate of eternal non-existence. Not only within ourselves do we find the intimations of a higher life, but all nature round about us seems to voice the truthfulness of our intimations. The natural world teem? with analogies which suggest the eternal life of the spirit. Take for example the migrations of birds, and especially the ndy-thmated humming bird, the only humming bird known around here. When the leaves begin to fall and the flowers fade he wends his way toward the South American home and spends the winter in his warmer native climes beyond the Amazon. But when it's, early spring here, he becomes restless and yields him-self to the migratory instincts working in his being. If you were, to ask him where or how far he is going, he couldn't tell you, for he doesn't know. All he knows is that his instincts tell him to fly and they point out to him The direction in which he shall go. So he starts out for the far north lands thousands of miles away, feeding by day, flying by night over mountains and plains and seas until he arrives here in these temperate zones of the North, where the dimly implanted instinct of migration which he has obeyed, finds its fullest satisfaction: God never cheats the little bird. So every human being is endowed with the instinct of immortality. Constantly within us we feel the movements of the higher life. There's an inward impulse that tells of a higher world order and bids us seek it, and with our superior intelligence and the light of God's Word we follow this dimly-implanted impulse, we too shall be satisfied, for the God 2<± THE MERCURT. who does not deceive the little humming bird will not deceive man. "He who, from zone to zone, (inides through the boundless sky the certain flight, In the long way that I must tread alone Will lead my steps aright." Nature literally abounds witb bints on immortality, and as men of large vision, like Bacon. Newton and Fiske. uncover her secrets they find nothing that would contradict our best hopes, yea. many of these men acquainted with nature's workings have built their arguments for immortality on this very knowledge. For the Christian believer, however, this problem is no longer on debateable ground. His Lord and Master lias spoken the final word and revealed for human life, a destiny so glorious, a purpose so exalted, that it makes life well worth the living, ting-ing it with rainbows of joyous hopes and golden promises, not ending in "zero and a wall of blackness," but sweeping up through the clouds, and beyond the stars, to the walls of jasper, the gates of pearl, the streets of gold, and "the river of the water of life clear as crystal proceeding out of the throne of God." To such the question of immortality is not a nightmare of thought, nor is the future wreathed in mists and fogs so dense that we cannot know what lies beyond, but rather is bright and radiant :as the noonday sun. Jesus Christ is the one all-convincing an-swer to this problem of the ages. He alone is the all-satisfying response to the cry of the human spirit for God and the life be-yond, and in Him the native intuition and longing for immor-tality is transformed into one of the abiding, unshakeable cer-tainties of existence, so that with him who "heard the voice from heaven as the sound of many waters and saw the holy city, the New Jerusalem, coming down from God out of heaven" we can say, "Xow are we the sons of God and it doth not yet appear what we shall be, but we know that when He shall appear, we shall be like Him for we shall see Him as He is." THE MEROBBTSJ 25 CAW AN ACCEPTABLE SUBSTITUTE FOR PREACHING BE DEVISED? f E-IEHAKT '09. X this tiny and generation when men arc prone to look with disdain upon the "Old Things" and are con-tinually striving to produce something now, original, and up-to-date; when men are much inure attracted, by worldly things than their own soul's salvation; when the mere fact that the preaching of the Gospel is able to claim its true origin from Christ and therefore to be classed among the prac-tices of the ancients, we often cast about us and seek a substi-tute for the preaching of the Gospel from the pulpit. Can there ever be found a substitute for the active, earnest, consecrated minister, whom everyone must recognize and to "whom so much of our scanty praise is due? . Without a doubt there would be or perhaps have been suggest-ed ways and means whereby a substitute for preaching could be obtained, but when we get down to the very essence of things it is clearly apparent to a man of ordinary common sense that it would be impossible to do so without very dire results following. • The very nature of man demands it, it seems. .Man must have some ideal, perfect and spotless, kind yet omnipotent, to look to, to worship, and to whom his mind may turn for help in time of trouble,—for to many, trouble alone will cause God to come into their thoughts. The natural mind demands this. We see it among all nations and classes, from our own class of people down to the lowest forms of human kind. If the heathen in his superstition, fol-lowing the inclination of his mind and. fearful of things un-known to him worships so reverently in his blind way. and is so diligent in doing what has been laid down to him as precepts. how much more ought we who are certain and assured in our faith and have reason to believe ours to be a real and ever pres-ent God, one to whom we owe much and to whom our poor thanks and praises are ever due? How much greater should be our reason to guard ourselves and strive to abide by what has so often been impressed upon us both by word and t\w<]! The natural man is open and susceptible to suggestion to a. 26 THE MERCURY. very marked degree, being ever ready to yield to and turn aside whenever am rldly plJ«easun obsta the h "/on,. regardless of the consequences. In his weakness, he must have some outside agent to offset these, evil influences that sur-round him and by counter suggestion or example turn his mind toward the true way to happiness, away from the gaudy "fool's gold" of the world. I hear the question, "Cannot man by studying his Bible thor-oughly, the concordance of the Scriptures, and books of such a nature, if he is earnest so hold, guide and guard himself as to he above and beyond these evil influences as well as he who goes to church front Sunday to Sunday and listens to sermons direct from the same sources?" Ai first thought this would no doubt seem good logic and peiv haps in theory would be beneficial, but let us consider:— Take it for granted,—although we all know such would not be the case,—that each church-goer and church member would study his Bible lesson thoroughly, think it out for himself, weigh it carefully and eventually apply it to himself as it seems best to him. would he derive as much bench! ami see the same pre-cepts embodied in the subject as he who has listened to a well prepared sermon by an eloquent minister, whose business it is to make a careful research along such lines and then goes home to ponder and reflect? As a powerful analogous example take our own colleges: they stand out squarely against any such principle. They recognize that men cannot attain to any degree of perfection of knowledge through dry text books alone. We ourselves know that more real knowledge comes to us through the lectures than any mere study of the text could warrant. The living voice is the prime factor in all education, shown only loo clearly in the Mu<\y of languages, including our own. The Christians as well as the students cannot possibly get in a few hours' study what their ministers or teachers get who have spent many years or even a lifetime doing only such work. Xo matter how diligently and faithfully Christians would work and study their Bibles, ours.would soon be a divided reli-gion, falling far short of its original purpose, a subject for con-troversy, doomed to Sorrow and despair, because of the manv THE MEKCURY. 27 different and even false interpretations which would of neces-sity be put upon the Scriptures, whether through sincerity on the part of the Christians or by the unscrupulous. We need not even take into consideration the natural back-sliders or the lower and less'educated classes of people for their condition speaks out strongly for itself against any course such as would be proposed. They of a certainty cannot do without the willing shepherd's care and attention. In order that the Word of God may become popular and stand out against and hold its own with the other attractive literature of to-day, it must be preached, spoken from the pulpit and its beauty and powerful truths shown as well as to have light thrown upon it. What has made Roosevelt and his policies so popular? The MTV fact that he is able to preach (speak) his theories and then by example prove their value. I dare say his policies are reeog-. nized all over the world and only because he does not hesitate to speak them and then practice what he preaches. The lawless forces in our country attack, and yet fear him and his disciples, striving to bring about their downfall as strongly as does Satan and his mighty host to bring to naught the works of righteous-no.- and God's worshippers throughout the world. Can we see any advantages arising in view of such conditions, if we should substitute? But examine and consider the doctrines and teachings of the great, noble, men in the church of the past and we see that they too. whose authority and precepts we must accept on account of their value alone, have not overlooked this very thing and that they realize fully that the existence or non-existence of our church rests alone in the preaching of God's Word. Paul in 1 Cor. 1:1
The College Mefcuty. VOL. IV. GETTYSBURG, PA., APRIL, 1896. No. 2. THE COLLEGE MERCURY', Published each month -during the college year by the Students of Pennsylvania (Gettysburg) College. STAFF. Editor: D. EDGAR RICE, '96. Associate Editors : EDNA M. LOOMIS, '96. GRAYSON Z. STUP, '96. HENRY W. BIKLE, '97- WEBSTER C. SPAYDE, '96. WILLIAM E. WHEELER, '97. HERBERT D. SHIMER, '96. ROBBIN B. WOLF, '97. Alumni Association Editor: REV. D. TRANK GARLAND, A. M., Baltimore, Md. Business Manager: WILLIAM G. BRUBAKER, '96. Assistant Business Manager: E. A. ARMSTRONG, '97- """. (One volume (ten months). . . . $1.00 iMtMb. jSin.gie copies 15 Payable in advance. All Students are requested to band us matter for publication. The Alumni and ex-members ot the college will favor us by sending Information concerning their whereabouts or any Items hey may think would be Interesting for publication. All subscriptions and business matters should be addressed to the business manager. Matter Intended for publication should be addressed to the I Editor Address, THE COLLEGE MEECUKY, Gettysburg, Pa. CONTENTS. EDITORIALS, 16 THE LOVE OF FAME AMONG COLLEGE STUDENTS, - - IS THE RELATION OF THE STUDENT TO THE PROFESSOR, - 20 OBJECTIONS TO STUDENT GOVERNMENT, 22 "To THAHARCHUS," 23 COLLEGE LOCALS, -"* - - ' - 23 LUMNI NOTES, - ._._-_- 25 ATHLETICS, - 27 RATERNITY NOTES, --- 1 28 TOWN AND SEMINARY NOTES, - - ' - - - - 29 LITERARY SOCIETIES, - - --- 30 EXCHANGES, - - - - - - - - -'--30 EDITORIAL. THE time has almost arrived when the elec-tion will be held for positions on the MERCURY staff. With a 3'ear's experience on the staff we wish to make a few suggestions which we hope will commend themselves to the literary societies as at least worthy of their consider-ation. In looking over our exchanges we find that in a great many of the college journals positions on -the editorial staff are honors worth striving for, and that to be elected to such positions the applicants must have contributed a certain amount of acceptable matter to the paper, or in other cases the3r are-subjected to competi-tive examinations. In Pennsylvania College, on the contrary, work for the MERCURY seems to be considered as a burden, and instead of there being an over-supply of applicants, it is occasionally a difficult matter to get enough students who are willing to devote even a small portion of their time to our monthly: Without making any personal insinuations, the natural result of this arrangement is that oc-casionally some are elected to positions oil the staff who have really no interest in their work, and consequently do not put forth a great amount of effort. Another apparent defect in our arrangement is that positions on the staff do not continue for more than one year, and thus an entirely new board may be elected each year. Of course, where seniors are elected this is neces: sary, but in cases where under-classmen" are chosen, if they show ability in' their work* the)' should not be subject to an annual change. By the time a new staff gets accus-tomed to its duties; and is just in good run-ning order, it is again about time for an elec-tion and its consequent changes. ■mBBBM^^HMI 17 THE COLLEGE MERCURY. 1 We believe these defects mentioned could be remedied by following the example of many other college journals, and making positions on the staff the reward of a little special effort in journalistic work. We feel safe in saying that no outside work in the whole college course is more profitable than work on the col-lege journal can be made, and we are quite sure that there are men of ability among us, who are not thought of as available for jour-nalistic work, who would devote their best efforts to it if some competitive system were used in selecting editors, and who would take so much interest in their work, that the stand-ard of the paper could be decidedly improved. We feely deeply impressed with the neces-sity of adopting some plan by which a greater interest in the paper may be created on the part of the members of the staff, and believing that the competitive system is best calculated to secure that object, we most earnestly com-mend it to the serious consideration of the literary societies at their next joint meeting. *** FROM the reports received concerning the Oratorical Contest at Swarthmore we believe our representative compared very favorably with those from some of the other colleges. Although we did not come in for a share of the honors, we need not feel so badly over it, when we remember that we made as good a showing as Franklin and Marshall, whose lit-erary societies receive such well deserved praise, and which was so confident of winning. The result is indeed encouraging, and snows us that with a little more effort we may hope to be winners. It is a fact that the proper interest was not taken in the preliminaries this year. Those who were willing to go in probably did their best, but the fact that there were only two entries from one of the societies makes us feel that the contest in college might at least have been made much more close. Not one of those who were recognized as the best speak-ers from that society at the Junior Oratorical last year entered the preliminaries, and neither was the Junior Class represented. We would urge on both societies that next year a greater effort be put forth and that preparation begin in good time. If we wish to continue our membership in the Oratorical Union, it is the duty of all those who can speak to take an in-terest in the preliminaries and see to it that all the oratorical ability in the college receives a fair test. If we do this, and yet are not suc-cessful, we can at least have the satisfaction of knowing that we were not defeated on ac-count of our indifference. For fear we may be misunderstood, we wish to explain that no implication is made that we were not sufficiently well represented in the recent contest, but simply that more students should have entered the preliminaries, and es-pecially that there should be more next year. * * * ONCE more vacation is over and work is be-gun. Once more the records of the term's work have been received and commented on. Another term lies before us and its record is to | be made. Although good resolutions are pro-verbially broken, there is much in a good be-ginning. A good term's work must be good ill the beginning, the middle and the end ; good throughout. The duties of every day must be met and fulfilled. It does not pay to depend upon a fine examination to make up deficiencies in recitation. Examinations are uncertain at best ; there is no depending upon them, and the safest way is to let the tens in recitations make up for possible or probable deficiencies in examinations. It is very true that ambition to earn a fine grade is, in itself, a childish and a vain thing ; but, on the other | hand, why do students go to college? Sup-posably, at least, to get an .education. Hon-est work, regularly done, must be shown in I the grade ; the grade is not the measure of the man ; far from it. It is only a measure of one side of the man, but that side is not to be de-| spised. L. THE COLLEGE MERCURY. 18 THERE is something interesting in the study |of class spirit and college spirit. On the one band, no class is so wonderful as our own be-cause we belong to it. No college is quite the Isanie as ours because that is our Alma Mater. |On the other hand, we are important because ve belong to such or such a class, and we [sometimes base our reputation on "Old Penn-sylvania." Yet, what gives a reputation to the class or the college if not its individual I members ? We give a reputation to the col-lege ; the college can not give us ours. Its [diploma may give us a start, but how little the [sheepskin is worth unless there is something jto back it up. If we have a real regard for our college ; if we have real college spirit, we |will take care that when we say "I am from Pennsylvania College" she will not blush to jclaim us. There is college spirit and again, jthere is college spirit. One kind is mere [empty talk and the other is what makes the j institution flourish. L. THE LOVE OF FAME AMONG} COLLEGE STUDENTS. That the desire for recognition exists in our college students, no one who has had even a slight acquaintance with them will deny. To understand fully the reason of this desire, it is lecessary first to consider the ultimate cause jof the love of prominence among men in gen-leral, viz: society. It is impossible to imagine how an individ-ual, alone, without intercourse with his kind, could advance far beyond his pristine condi-tion. To the formation of organized commu-nities, inducing an interchange of ideas, the riction of mental activity, do we owe the first larked advances in intelligence. From these communities have sprung nations, wealth, civ-ilization, learning, sympathy, reverence for the moral law, the spirit of leadership. As a rule, small communities and great cities are extremes which meet and agree in this: there is little incentive to achievement. In the one there is nothing to seek after ; in the other, every place has a host of appli-cants, and one is lost in the multitude. The peculiarity of college society is this: a com-munity not large numerically, but in which each member, since embarked upon the same voyage and stimulated by the same kind of activity, wears an exaggerated importance. Scarcely does a young man arrive at college before inquiry is made concerning him, his ac-quaintance sought, and his measure taken. There springs up immediately the desire to be of some importance, to command the respect of one's fellows, to be the object, at some time, of those exuberant bursts of applause of which the college students are so prodigal, no mat-ter how slight the occasion. The young man who can come to college and not feel well up within him the desire to become known in some sphere of college activity; who can be content to remain uuesteemed, insignificant, must be totally wanting in those qualities which characterize every noble human soul. Such a young man, we may safely predict, can never amount to anything anywhere. Despite the number of colleges which have sprung up over the enlightened world within the last fifty years, a thorough education is by no means a common possession. We have not yet reached that happy period when by an equality of opportunity every one who desires may get an education; later still will be the time when all shall desire it. Therefore, the world bows respectfully to the college student, acknowledging his superiority, and the student has accepted the homage as his due. The student is right; it is remarkable what a change takes place in the earnest student ; his development is not one-sided but complete in body and mind. Even on his return to spend his first vacation, do the parents and friends notice that he has changed; his manners are more polished, his speech can be weighty. It is strange that learning is not more com-mon. True, all have not the opportunity, but the majority do not possess it for mere want of effort. Of all the sins for which we will some day be required to answer, this one sin of lazi-ness is the most heinous. Placed here to de- MHHi^BiM^B 19 THE COLLEGE MERCURY. velop ourselves to the utmost, to enlarge the capacities of the mind and spirit for useful-ness ; how infinitesimal are the attainments of the many, how utterly unworthy of their powers ! It is the line of cleavage which sep-arates the successful and respected man from the worshiping multitude. For this reason is the student regarded with interest and treated with deference. Again, the association with exceptional men tends to develop a love for fame. Before the young man enters college, he bows with the multitude in deference to the learning and wisdom of his elders. At college he meets these men under the intimate relation of teacher and scholar. They slowly instruct him, give him the results of their thought and expe-rience, advise him, and later on acknowledge the value of his opinion. To the well-trained youth this familiarity is productive of the greatest blessings; while still reasonably ac-knowledging their superiority, his indebtedness to them, there has been begotten in him a cer-tain necessary degree of independence of thought and action, which shrinks not to en-ter whatever portal invites entrance into the kingdom of truth. Now will he be seen boldly, yet modestly, seeking the acquaintance of men wiser than himself, not fearing to hear them and ask questions. Familiarity, in its better sense, with learned and prominent men is one of the most useful of attainments, simply be-cause, other things being equal, it fits us for the same station with them, and produces the desire to occupy the position for which we are thus fitted. But while society is the ultimate cause of the love for fame, and the peculiar society found at college "tends to develop it, yet our best students, they who derive the most from their college course, are those who come impelled by a desire to rise into a higher sphere than the one in which they have been bred, and fill the measure of their usefulness in their gener-ation. Many, it is only too well known, are sent to college by parents who desire to get rid of them, or make something of them, whereas the youths themselves are indifferent and sim-ply allow their parents to do with them as I they please. These seldom make the most of their opportunities, but are simply carried along by the urging of others, content if they can secure a few temporary and empty lion-1 ors at college, and an easy means of living | afterwards. These two classes are nearly co-extensive I with two other classes into which students | may be divided, with the love of fame asfund-ameiitum divisionis, viz : Those who aim at I future and permanent distinction, and those| who desire merely present and temporary recognition. It is noteworthy how many of I our students are poor ; their education, ability, and earnestness are the only guaranty they have of future success, and they strain every nerve to attain that position to which these | alone can bring them. James shows that we may divide men into I grades according as they are influenced by considerations near or remote. The higher man ascends in the scale of intellectuality, the more he is guided in his thoughts and conduct by reasons which are more removed from pres-ent gratification. Undoubtedly, he alone is a true • student who looks forward to future achievement. He who is concerned only for his reputation among his fellows now, whether | in scholarship, athletics, or any other sphere, can hardly be said to possess a love for famel in the higher sense. And there is reason for! this difference of inclination ; it is the result of I that difference between men of which we I spoke above. The future recognition held up I as a goal to be attained, is so far distant that it requires perseverance, courage, confidence I in one's ability, in the favor of God and good I judgment of man, to keep a young man fromj fainting. Only a heroic spirit, one ready tol make sacrifices, ready to endure disappoint-ments and buffets, can ever hope to attain the| wished for success. The difference between these two classes | may be easily recognized. Few are the stu-dents who are so wrapped up in the desire tol THE COLLEGE MERCURY. Iknow, that they wear out their lives, dry up [their very heart's blood in the pursuit of [knowledge. This is often decried ; for fear {that a young man may go too far, he is urged too much the other way, and in excessive care-fulness for his physical well-being loses inter-est iu the pursuit of truth. It is an indubit-able mark of a noble spirit to wear away itself nn the thirst for knowledge ; to feel the over- [powering sense of limitation, and in the desire |to get free from restraint to mount on eagle's pings into the blue empyrean. But we do lave many young men who, while taking care lof the body, yet encroach upon their sleep and jburn the midnight oil. Of course, there is |some risk ; it may in a few cases be carried to the extent of bodily debility, but as a rule a lealthy young man seldom suffers from study-ing till midnight. It is still true, as Eongfel- |low said : , The heights by great men reached and kept, Were not attained by sudden flight, But they, while their companions slept, Were toiling upwards in the night. iNever was there a time when success depended [so much upon extra work ; and the disposi-tion to do extra work is a characteristic of the imbitious and successful student. Probably the seekers after present distinc-tion are most easily recognized by their eager-aess for place while at college. It is marvel-lous how eager the least capable ones are to mold offices whether in the class, upon com- [mittees, or upon editorial boards. Athletics are a fruitful source of emulation. So luch is made of athletes, they are petted and courted, that to shine in athletics becomes lany a student's ideal, and the mirage carries aim away from those nobler pursuits and ngher aims which should alone dominate the pfe of a young man, especially of a student. Athletics have their proper place only when ^hey are regarded as of secondary importance. The difference in ideals manifests itself in the manners of their devotees. The earnest student usually is retiring, seldom demands recognition, does not obtrude his acquaintance, 3Ut lets his abilities speak for themselves. On the other hand, his opposite is bolder, more aggressive, more prompt to speak and act, seeking distinction among his fellow-students rather than the commendation of his instruc-tors. Here is one who seeks distinction as a base-ball, player, another seeks to shine as a singer, and so on as low as the aim to be known as a "sport" with a fine head of hair. Since youth, including the years spent at college is the formative period, the instructors may possess almost demiurgic power. This love for fame should be fanned and trained. Nothing makes study so pleasant, makes achievement so desirable, as a word of com-mendation. Our instructors owe a duty not to their scholars alone, but to the nation and world. Men look for great things from col-lege students, and society cannot afford to have those who possess the opportunity to educate themselves waste their abilities. Without the shadow of a doubt, the future of the world, its progress, its condition of freedom or of slavery, is in the hands of .its educated men. By all means then foster this love for fame, turn aside the inclinations from those objects which are not worth}' and enter them upon those paths which lead to greatness and use-fulness. G. F. A., '97. The Eslation of the Student to the Professor. The caption indicates that we have taken only the one part of an important question. The relation of the professor to the student we leave to be discussed by those to whom it be-longs. Therefore, whatever we say is from the student's point of view. When about to decide whether we shall at-tend one of the larger colleges, such as Har-vard or Yale, or some one of our smaller col-leges, such as our own, there is no stronger argument possible in favor of the smaller col-lege than that of the closer contact with the personality of the heads of the various depart-ments, afforded by them for their students. For it is in these institutions that the student may have the advantage of that peculiar trait— THE COLLEGE MERCURY. 1 the individuality of the teacher, whatever it may be, which distinguishes him from his fel-low man. Assuming that these chairs are filled by live and competent men, as there is no reason why they should not be, the student of such a college has at his disposal one of the greatest advantages offered by the best univer-sities of the day. It is the soul of the teacher that kindles the soul of the student ; and the nearer we can approach it the greater its in-fluence over us. The question is a grave one, and we fear that it must be answered negatively, whether the students of the smaller colleges recognize this opportunity. The conduct in our own college and that in others of a similar class seems to bear out the conclusion that they do not. Nor is it our purpose here to assign any reason for it that would take us beyond our subject. But it is only for us to say what, in our opin-ion, would be the proper deportment of the student in this particular relation. Is this ideal possible ? It is not an ideal ; but an actual possibility, a thing already real-ized by some, being realized by others and pos-sible for everyone. However, to accomplish this the student must see in his teacher a true friend, anxious to promote his welfare and better his condi-tion ; he must see in the subject pursued a means to some useful end ; and he must real-ize that his obligations to his teacher cannot be measured by money but are payable only by respect and gratitude, and that the careful and faithful prosecution of any subject will bring a return far greater than the time and energy spent on it. In short, the student must have his heart in his work. It is not so much his ability to learn as his love, which makes his relation to his professor a pleasant and a profit-able one. Let the student then love and re-spect the professor and be interested and de-voted to the subject studied and his deport-ment in this relation will not be far from right. "At the feet of Gamaliel," said Paul, speak-ing of his education, "Twas brought up." The very thought of one like Paul placing himself in such a position to his teacher ought at least arouse in us a profound respect and a | reverence for those who are our instructors. And so we find the best young men in the days I of Socrates willing to humble themselves be-fore him, despised and ridiculed by the leaders| of the city, in order that they might be in-spired by that same powerful influence which I distinguished Socrates from other men. The| objection may be made that we have no Gam-aliel and no Socrates these days ; but we have I those who are their peers ; for when was there ever such wonderful achievements in science as to-day, and when had the world ever a bet-ter knowledge of the classics than at present? The trouble is this : we are not looking for a Gamaliel or a Socrates, nor would they, if it were possible to'find them, be able to influence us even as much as some of our present teach-ers. For, sad as the fact is, a large number of | our students have developed a disposition al-most insensible to the most powerful influence I which the best teacher can exert. And what is this strange influence which deprives us of I our greatest privilege? Is it a thoughtlessj error, is it a legacy bequeathed to us by our predecessors, or is it pure indifference ? May it be hoped that it is one of the former, for the latter is worse than suicide, strange as it mayf seem. . Let it be what it may, it is the deadliest en-emy to the possible and complete efficiency of I our smaller colleges. Its presence in the class- \ room is as destructive as water in a powder I magazine. It forbids the instructor laying! aside the secondary matters in the class-room I and the concentrating of all the power and en-ergy of body and soul on the subject underI consideration. It refracts, distorts and almost! obliterates those rays of genius radiating from! the mature and master mind, which alone are! able to fire the dormant energies of the un-| tutored student. Will the students ot these institutions never | awaken to a proper appreciation of their owr interests and advantages until they are foreverl R0ffi> THE COLLEGE MERCURY. 22 lost ? Can generation after generation be nur-tured and sustained by a delusion? The life of an error may be long, but its death is cer-tain. So in this abuse which means so much to the success and life of the student a reform is inevitable. And may the time not be dis-tant when the students of these institutions shall again assume the proper relation to their instructors, and restore to these colleges in actual fact what is to-day only a cherished tra-dition. Let each student then ask himself these questions: How far have I unconsciously been led by this delusion ? What have I lost myself? What have I robbed others of? What is my duty? And let him be a man, who, when he knows his duty, has moral cour-age enough to do it. L., '98. OBJECTIONS TO STUDENT GOVERNMENT. In a recent number of the MERCURY there appeared quite an extended article on ' 'Stud-ent Government," in which mainly the de-sirable qualities were set forth. It may be of interest to those who are strongly advo-cating the system to give a moment's time to a few of the obstacles which will be in the way of the new system. But it may be added, however, that these hindrances are not of such a nature that they cannot be overcome. The main feature of this system of students' self-government, which had its origin at Am-herst College, is a student senate, the members of which are elected from the four classes by the entire student body. Just here is the first and greatest draw-back to the success of the system, viz., the election of the members of the senate. Among college students espec-ially, there are all classes and every tempera-ment. Among them can be found those who were "born with a silver spoon in their mouth," as also those born of the humblest parentage in the land ; those clothed in "soft clothing," who have all the luxuries and en-joyments that kind parents and wealth can give, and who consider it their great pleasure and privilege to deride and unsympathetically to embarrass their less (?) fortunate fellows, as well as those who wear plain yet neat attire and who, wholly unwilling to offend or dis-obey, put forth an honest endeavor to make the best of their great privilege, which has been bought with many years of hard manual labor. With such a difference the election of the members of the senate will always be one-sided. It will be a source of continual wrang-ling, and instead of uniting the student body it will only increase the ill-feeling among the different classes. Usually in setting forth the advantages and benefits of the system Amherst College is cited as an example to show that the system can be made successful. But here the senate ceased to act more than two years ago. It was not suppressed by action of the Faculty, but by the action of the students themselves it has been given up. And again the decisions of the senate are to be referred to the Faculty for approval or dis-approval. That the decisions of the senate will seldom if ever be reversed by the action of the Faculty is not quite so sure, since stu-dents are too much inclined to make their tasks as light as possible, whether it will be of most advantage to themselves or not. Measures have already been undertaken by the student body to induce the Faculty to yield to their de-sires, but in almost every instance nothing was gained thereby ; and it may be added that in many cases it would have been folly to grant the requests. Often the poor plea is made that under the present system the students' truth and honor receive so little recognition that there is very little occasion, if any, to preserve them. But certainly there is none whatever for breaking them. Can the Faculty be ex-pected to trust the students in the new system if they are unfaithful in the present ? Only he that is faithful in the least will be faithful in that which is greater. Our worthy president has given the students full opportunity to 23 THE COLLEGE MERCURY. prove themselves obedient and trustworthy. Has the recent attitude of the students been such as to warrant his full confidence in them ? If students' truth and honor are sacred enough to be kept in the greater are they any less sacred in the less ? Only he that is faithful in a few things will be made ruler over many. Gold is tried in the fire to test its quality. Only where the students are mature, manly and morally thoughtful, does such a system have any decided advantages. N. "TO THALIARCHUS. Behold the snow-clad mountains, and observe The force of frigid Boreas' driving sleet O'er all the landscape ; then divert Thy gaze into the forest where the trees Labor 'neath the burden of the snows. The river, too, is frozen, and instead Of sparkling liquid surface, which beneath The sun and moon doth oft transparent seem Thou seest a stream congealed, upon which oft The maiden and the youth in pleasure glide Upon the crystal ice. But coldness, too. Within my dismal chamber reigns supreme ; And bids thee, Thaliarchus, forth to bring The wood from its receptacle to feed The dying embers and thaw the nipping cold. Then bring forth,Jrom Sabiuejars, the ruddy Vine-juice, four mellowing summers old, 'twill cheer The dull despondent mind, and cause the soul To live in pleasure To the gods resign Whatever else there be ; for unto them The winds pay tribute ; quick at their command They cease to war on oceans or among The ash and cypress trees. In thought be young ; Nor think of doubtful future ; and when days Are in succession on thy life bestowed. Count them as favors worthy to commend. Despise not youthful loves, nor yet refuse To dance, to court, to love as long as age Withholds its grip from thee. Skip to the park And meet the girls; then through green lanes and pleas-ant walks. Where merry laughs betray them, let thy steps Conduct thee ; nor forget the whispered word Which often in their bosom does inspire Responsive love. Think of how the ring "Upon her dainty finger will attest And prove thy plighted love ; then think of how The bashful maiden will approve and smile, And, by an anxious look, ask for the day J. H. K./99. COLLEGE LOCALS. GKAYSON Z. STUP and ROBBIX B. WOLF, Editors. At last it came—the snow. In spite of all the vain wishes for a good sleighing snow dur-ing the Christmas holidays and the earlier part of last term it came not until all hopes were buried in the final work of the term. But just as the boys were getting ready for base ball and the campus walks fit to be trodden upon, along came the snow and spread a white cover-ing of about eighteen inches over our part of the earth. Then buried hopes revived and merry sleigh bells announced that the boys were making the most of the occasion. Not only sleighing but all the other features of winter sports were seen—snow ball fights, broken windows,' smashed hats and umbrellas. Then ye pestiferous town boys got in their licks. But they were soon careful enough at whom they fired, after one, a Senior, nick-named Eddie, displayed his foot-ball courage and skill. In the language of Eddie, "They were cooled." We all gloried in the lesson thus given. It is a shame that students can-not wear decent hats up town, nor use their umbrellas without some lawless pests pelting them with snowballs. It went too far and the boys can take care of themselves if necessary. With the great fall of snow came the cor-responding amount of mud, and now, though the campus walks are being constantly im-proved, we shall have to tread muddy paths until April showers shall be dispelled by May sunshine. Vacation gave us a chance to prac-tise on country roads and other places. We were peculiarly unfortunate in the latter part of the term in our entertainments. The last of the Y. M. C. A. course was postponed once, because of a failure to get Dr. Willitts, and finally by the sickness of Representative Howard. The lecture will be given this term, and if possible Dr. Willitts will be procured. The Sons of Hercules were equally disap-pointed by the inclement weather. The ex-hibition was postponed twice on account of the drifting snow. They were in good con-dition to give a first-class entertainment. But they have decided to give it early in the term and hope to do better than they would have clone before. There are thirteen in the crowd and every one has some specialties. The work on the mats and in pyramids will be especially good. It is encouraging to find so many tak-ing an interest in these manly contests. What is better than a sound mind in a sound body? In spite of the falling snow on Wednesday, March n, the Senior dinner, given by the President to the class, came off and was a suc-cess in every particular. The boys were afraid a chill would be put upon it by the blizzard, 111 e n 6 .; r( K lii ■1! it] ai ; •s. til 'CM x !ei Jut Kill ■ '' tain Tun tot: wa\ you THE COLLEGE MERCURY. 24 It when iu the genial presence of our host forgot the storm without. The dinner be-lli about 8.30 P. M., and every member of [6 was present. The affair was unique in §tny ways. The class, as a whole, was at- ■red in evening dress, and made a good ap pearance around the convivial board. The dinner was very tastefully served, in six R)iirses. The table was beautifully decorated With roses and evergreens. ■ At each one's place was a white carnation, and a card bear-ing his name, tied with a bow of the class col- H-s. After partaking of the .sumptuous ban-quet, the following toasts were responded to. ■Our Host' and Hostess," Ship ; "Ninety-six in Athletics," Moser ; "Our Sports," Menges ; "The Faculty," Reitzell ; "Our Future," Rice. Then Toastmaster Eisenhart called upon the Doctor to give his impressions of '96. It w:as then that we learned for a cer-tainty of his intention to leave the college in Tune. He spoke very tenderly of his relations to us as a class, and said that he would be al-ways interested in us as his youngest boys and youngest girl. We feel very sorry to know that the Doctor is going to leave. We also feel that we are quite fortunate in being al-lowed to sit at his feet and receive instruction. His generous hospitality to the class endeared us still more to him, and we shall often refer, in talking over reminiscences, to our days spent with Dr. McKnight. The dinner was a very pleasant occasion, and in the future when we shall look back over the dim past it will be an especially bright one among the many happy clays we spent together in '96. I The musical organizations have been doing faithful practice during the past term, and if it is kept up during this one, there is no doubt but that the commencement concert will be Rry good. I Now is the time for out-door sports. Every fellow who can play base ball ought to be out trying for the team. Let us get up an in-vincible one and have some exciting games on our new field. Tennis, too, should be made a great deal of. We want good contests, and, if possible, track athletics at commencement. I The fourth annual contest of the Pennsyl-vania Intercollegiate Oratorical Union was held at Swarthmore on Friday, March 20th, in the presence of a large audience. Swarthmore ffiad spared no efforts to make the contest a Success, and it was undoubtedly the best yet held. - The colleges represented, the contestants and their subjects were as follows: Swarth-more, F. Grant Blair, "The Function of His-tory; " Muhlenberg, John F. Kramlech, "Liberty and Revolution;" Franklin and Marshall, S. H. Stein, "Education Obliga-tory;" Lehigh, Ross N. Hood, "The Pre-server of Religious Liberty;" Lafayette, Ellis H. Custard, "What will Europe Say?" Ursinus, A. C. Thompson, "The Revival of American Patriotism;" Gettysburg, I. O. Moser, "Lafayette, a Champion of Liberty." The judges of the contest were Dr. J. Max Hark, President of the Moravian Seminary, Bethlehem, Pa.; Professor George Bible, Prin-cipal of the State Normal School, Strouds-burg, Pa., and Rev. Luther S. Black, of Get-tysburg, who awarded the first prize of twenty-five dollars to Swarthmore and the second of fifteen dollars to Muhlenberg. Who said that Eddie did not own college on Thursday evening, March 19th? The Fresh-men looked upon him with a holy awe, and wondered if they could acquire such bravery by playing foot-ball. No doubt we shall have a strong team next fall. J. S., '99' has a great desire for ladies' rings. Some time ago he received one, after assurance that he would not lose it or be un-true to the owner. Now he is in quite a pre-dicament, for he has either lost it or given it to another girl. But he has overcome all dif-ficulties by buying another and asking her to keep quiet about it. H., '99—"Do you know what you are? " S., '99—"I am in bed." He must have been in that semi-conscious condition which psychologists say we are when we are enter-ing the realms of sleep. If anybody is looking for trouble he wants to call around to fourth floor. West Div. There he will find F., '98, ready to settle all disputes. All that cannot be amicably settled will be mended as well as possible with the fist. E., '99, has a very flattering opinion of him-self. The other day he said that he would go with whatsoever girl he pleased, and stay as long as he wished. In that case I guess the girl doesn't have much to say. K., '99, said that Mercury's mother was Jupiter. Mythology must be revised. Mr. S., '97, who was playfully invited by a 25 THE COLLEGE MERCURY. lady to take a ride on a child's bicycle, said, in his dignified air: "Indeed, I would, but I'm afraid it would lower my humility." Z. '98, in English Bible, said that they were going to concentrate the spoils of war. F. '98, said that the Caspian Sea is south of Palestine. Mr. A., '97 (returning from a sleigh'ride). "I didn't get to Two Taverns." S. '99. "I suppose one tavern settled you." H., '99. "This Lutheran Quarterly costs pretty much." S.'i '99 (Looking at the price). " 'Tis rather steep." H. "Why, one copy alone costs seventy-five cents." S., '99- "More than that, there are only three quarters in a year." The Phrena reading room is completed and ready for use. It is quite an improvement over the former room. Both the Philo and Phrena reading rooms are now in first-class condition and the boys, whether members or not, should take care of them and keep them in good order. The popular electives for the spring term are Baseballology and Tenni(y)s-on. Never did the boys feel happier over the ap-proach of vacation than last term. The term was a long, dreary one, and the lessons were hard and kept the boys studying hard. There were no out-door sports, and gym. work is not very refreshing to young men accustomed to play foot-ball, base-ball, etc. All however look forward to this term with pleasure. It will be only ten weeks long, and will be at-tended with all the joys of spring and summer. Don't fail to attend the exhibition to be given in the gymnasium by the "Sons of Hercules." Go both for the merits of the ex-hibition and because the proceeds are for the benefit of the Athletic Association. We are sorry to hear that one of Dr. Nixon's brothers died during the vacation. The MERCURY extends heartfelt sympathy to him in his bereavement. The Pennsylvania College Alumni Associa-tion of Western Pennsylvania will hold their annual meeting and banquet at Pittsburg, on May 5th. The annual Pen-Mar Lutheran re-union will be held Thursday, July 23rd. Y. M. C. A. NOTES. At the final business meeting of last teniij March 26th, the following officers were elected! for the ensuing year : President, G. F. Abelf Vice President, R. W. Woods ; Corresponding! Secretary, E. W. Meisenhelder; Recording Secretary, A. M. Stamets ; Treasurer, C. J.l Fite; Reporter, W. R. Stahl ; Organist, W,| C. Spayde. The schedule for the term has been preparedl and can be obtained from members of the De| votional Committee. ALUWINI. H. D. SHIMER AND H. W. BIKLE, Editors. '41. Col. C. H. Buehler died on March 24th! at his home in Gettysburg, Pa. He had beeil for many years a Trustee of Pennsylvania Colj lege. '53. Rev. Peter Begstresser, D. D., has book in press entitled "Baptism and Feet! washing." '57. Rev. H. L. Baugher, D. D., Presideul of the General Synod, will preach the baccaj laureate sermon for Irving College, Mechanics] burg, Pa. '57. Rev. L. A. Gotwald, D. D., of Wit| tenberg Theological Seminary, we are please to learn, has rallied from a recent relapse and] is enjoying about the same degree of strengtt| as before. '57. Rev. D. M. Gilbert, of Harrisburgl Pa., was in Gettysburg on Mar. 26th to atj tend the funeral of Col C. H. Buehler. '62. Rev. M. L. Culler is having success; pastor at Apollo, Pa. During the summd about $1200 are to be expended on the churclj building of his charge. '64. Geo. M. Beltzhoover, whose son wasd member of the class of '97, is very much in| terested in Gettysburg College. He writes tj the MERCURY, and wishes to be' rememberei kindly to all his college friends. '69. Rev. G. F. Behringer, of the class ol '69 till the end of the Junior year, has a verf interesting article in the April Lni/if/ui Quarterly on Luther's pecuniary resources dull ing the Reformation, and the way heexpendef his income. '70. F. J. Kooser, Esq., carried his count!! MMM THK COLLEGE MERCURY. 26 (Somerset) by a majority of 1300 at the Re-publican primary election for Congressman from that district. '73. In looking over the Lutheran Woild for April 2, 1896, we found the portrait of Rev. W. S. Freas, D. D., president of the Board of Church Extension, York, Pa. '73. Rev. L. L- Sieber recently closed a series of meetings in St. John's Church, Steel-ton, Pa., which resulted in the conversion of some seventy persons. '74. Rev. F. W. Staley is a very energetic and successful minister at Middletown, Pa. During his pastorate at that place his good in-fluence ha3 been felt, not only in his congre-gation, but also in the town. '74. Dr. Geo. E. Titus writes to us from his home in Hightstown, N. J., that he is well and prospering, and extends a cordial invita-tion to his classmates and college-mates to visit him whenever convenient. He has not lost interest in them, or in the old college at Gettysburg, and does not wish any one to think that he has. '76. Rev. Geo. C. Henry has not lost inter-est in his class. In his last letter to us he writes: "I am hoping 'only that and nothing more' as yet, for a reunion of '76 at Gettys-burg this summer." '77. Rev. H. B. Wile has been pastor of the First Lutheran church, Carlisle, Pa., for ten years. During that time he has done a very encouraging work. '77. Rev. William M. Bamn, Jr., recently celebrated the thirteenth anniversary of his pastorate at Canajoharie. '78. Rev. A. R. Glaze was recently elected pastor at Maple Hill, Lycoming county, Pa., and has accepted the call to begin work April 5th. '80. Rev. G. W. McSherry, pastor of the Lutheran church atTaneytown, Md., preached his farewell sermon on Sunday, March 22d. '80. David McConaughy, of Madras, India, spent a short time in Gettysburg during last month. '83. Gov. Drake, of Iowa, lately sent to the Senate the appointment of Luther A. Brewer to be State Oil Inspector. The Senate in ex-ecutive session confirmed the appointment. '83. R. M. Linton, editor of the Somerset Democrat, delivered an address before the Pio-neer Lodge, K. of P., at Meyersdale, on the occasion of their fifteenth anniversary, March 25th. '83. Rev. H. L. Yarger, the efficient col-league of Rev. Weber in the Church Exten-sion work is doing excellent service as an evangelist among the western frontier mis-sions. '84. Rev. L. M. Zimmerman is a very en-ergetic minister of Baltimore, Md. He has lately prepared a series of "Stray Arrows," in the form of small cards, attractively printed, in several colors, for use among the discouraged, bereaved, convicted, etc. '86. Rev. W. F. Berger has been called from Camden, N. J., to Fairmount, Ind. '87. James S. Croll was in Gettysburg for a few days in the early part of March. '88. Rev. J. Milton Francis is now in Columbia City, Ind. Rev. Francis thinks that the MERCURY is a good tonic for his "home-sickness" out in that Wittenberg territory. '89. Rev. R. F. Fetterolf was installed as pastor of St. Paul's church of Millersburg, Pa., on Sunday, March 8. '90. We are glad to learn that Rev. L .T Snyder, of Orrstown, Pa., is getting along well, and doing good work. '91. Rev. M. L. Tate was married Thurs-day, March 12, to Miss Florence Heisler, of Harrisburg. Rev. Tate has just accepted a call to Millersville, Pa. '91. Prof. E. J. Wolf is the most popular Principal the schools of his native town ever have had. At the recent election for city councilmen he was elected to that body, re-ceiving the highest vote cast for any one on the ticket. '92. Rev. C. G. Bikle has changed his ad-dress from Hagerstowu, Md., to Glen Gardner, N. J. '92. E. W. Herman writes to the MERCURY from Annapolis, Md. We appreciate the kind interest he still has in our college paper, as well as in the college. '92. Rev. G. A. Getty has changed his ad-dress from Baltimore, Md., to East Schodock, N. Y. '93. Walter S. Oberholtzer has been seri-ously ill for some time. We are glad to re- ■■■■■■ THE COLLEGE MERCURY. port that he is getting very much better, and hopes to be out again in the near future. '93. William J. Gies is co-editor with Prof. Chittenden, of a biological magazine, recently established at Yale University. '93. Rev. Geo. Beiswanger, pastor of Cal-vary church, Baltimore, Md., is doing a noble work. The congregation was organized Sept. 22, 1895, with forty-six members, and one week later the Sunday school was organized with eighty-five scholars and teachers. There are now fifty-nine members of the congrega-tion, with a Sunday school of one hundred and eighty. The congregation recently purchased the lot on which the chapel is located for $4,000. The MERCURY extends to him its best wishes. '93. Rev. F. Hilton has accepted a call to Martin's Creek, Pa. He will begin his work at that place, some time in June. '94. C. F. Kloss is very much interested in Gettysburg College, and has paid us several visits this year. '95. Ivan L. Hoff is pursuing law at West-minster. '95. H. W. Shinier expects to take up a course of study in some western university next fall. '89. The success of Rev. J. F. Seibert in the organization of a church at Sedalia, Mo., is a source of much gratification to his friends. ■ During the recent meeting of the Kansas Synod an impromptu alumni banquet was held after one of the evening sessions. Those par-ticipating were Rev. H. L. Yarger, '83; J. N. Lentz, '84; J. F. Seibert, '89, and R. B. Wolf, '9i. ATHLETICS. WILLIAM E. WHEELER, Editor. The base-ball team and its prospects have been the principal topic of conversation since the opening of the term on April 7th. Some difficulty has been met and overcome, result-ing from the fact that several of the best ap-plicants have not permission to play. At this late date other players have been substituted and at the practice games during the past week, have shown up very well. A little weakness is noticeable in the infield, but this will be remedied by the time for the first game on April 17th, with Washington and Jefferson College. A good game is expected as both teams are about evenly matched, and this be-ing W. and J.'s first game at Gettysburg, each team will put forth every effort to win. Cap-tain Leisenring has the team out on the field each evening for practice and considerable anxiety is manifested as to the showing of the team. The field is being put in fine condition. The fence and backstop are being strengthened and the field rolled. The Athletic Association desired to enter the relay races to be held at Franklin Field,U. of P. on April 25th. A team composed of four of our best runners will represent us, and it is hoped that Gettysburg will make a good show-ing. Teams from the best colleges in the country will compete, and some surprises are looked for. Our team has been running daily, and the men are in fine condition for the race. This part of our athletics has not received the attention it should during the past, and the in-terest now manifested shows that the possibili-ties of a good track team are the very best. Tennis will soon become the leading event along a lighter athletic line. All the courts are being put in good condition, and several new ones are in course of forming and leveling. Manager Lark is now busy securing entries for the tournament, which will be held during the latter part of the term. These tournaments have always been a means of bringing out the best men and, at the same time, developed new ones. On the whole this season's work will without doubt be the best. Owing to a deficiency in the treasury of the association a plan was devised by several of the members by which money can and is be-ing laised. Weekly contributions, no matter how small, are paid by each college man. A man from each class makes these collections, and by the end of the term enough money will have been secured to place the association upon a sound financial basis. A new era is undoubt-edly dawning here along athletic lines, and from the interest taken in all measures to further the athletic spirit, there is no doubt that Gettysburg will be heard from oftener in athletic circles than ever before. "Prep" is filled with the athletic spirit to the extent that a base-ball team has been or-ganized, which promises to be an exception-ally strong one. Dates with other teams will be arranged if permission is obtained. Al-ready the prospects of a Prep track team and THIS COLLEGE MERCURY. 28 foot-ball eleven are being discussed. This is the true athletic spirit and speaks well for the [future college team. The exhibition which was to have been [given by the Sons of Hercules last term was : postponed, on account of the inclement weather, 1 to this term. A definite date has not yet been decided upon, but it will be given within the next few weeks. At a recent indoor contest, Grazier, '98, I broke the college record for the standing broad jump, making 10 feet 3^ inches. The interest manifested in cricket at Haver- I ford is shown by the contemplation of sending a team abroad this summer to compete with [the English public schools. A new feature of Harvard's foot-ball prac-tice will be inaugurated next fall. The eleven will line up for actual play but three times I a week, alternate days being given to some light form of exercise as different from actual [foot-ball as can be devised. Yale will send a crew abroad this summer to I enter in the Henley regatta which will be held |'on July 7, 8 and 9. T. Conneff, the champion mile runner of the world, has entered Holy Cross College. There are 230 men in training for Harvard's I track team. The University of Chicago will send a team feast this spring, and games have been ar-ranged with Yale, Princeton, Harvard, U. of 1. and others. FRATERNITY NOTES. PHI KAPPA PSI. ^ R. M. Culler, '98, visited Carlisle Indian School recently. L. P. Eiseuhart, '96, represents our chapter fat the Grand Arch Council, now in session at Cleveland, Ohio. F. M. KefFer, '95, also ex-pects to be in attendance. L. S. Weaver, '99, spent the vacation very pleasantly at Washington, D. C. E. C. Stiteley, '92, is studying law at the University of Maryland. C. T. Eark, '98, spent a day in Mechanics-burg, Pa., at the close of last term. PHI GAMMA DELTA. Bro. Neudewitz preached in Brooklyn on the morning of March 29th, and in St. John's Church, New York, in the evening of the same day. He also assisted his pastor in commun-ion on April 3rd. Bro. M. E. Young, Ph. D., had an article in the April number of the Reformed Quarteily Review on the subject, "Preaching Christ— the Theme and the Times." Bro. Fite visited Bro. H. L. Stahler at his home, at Norristown, for a few days during vacation, and with him spent a short time in Philadelphia and New York Bro. Baum reports a very pleasant time with friends in Harrisburg on his way back to col-lege. PHI DELTA THETA. W. G. Souders, Pa. Epsilon, Dickinson Col-lege, paid the chapter a visit the beginning of the term. G. W. McSherry has resigned the pastorate of the Lutheran Church, at Taneytown, Md. J. N. Lentz and R. B. WTolf are the Execu-tive Committee of the Luther League, of Kansas. E. J. Wolf is a candidate for Superintendent of the Public Schools of Centre county. Frank Barndt has been compelled to give up his studies at the University of Pennsylvania on account of his health. ALPHA TAU OMEGA. Charles B. Erb, '97, and William E. Wheeler, '97, were initiated into the Frater-nity March 14th. Charles W. Spayde, '99, spent part of his Easter vacation in Philadelphia. TOWN AND SEWJINARY NOTES. WEBSTER C SPAYDE, Editor. TOWN. A bill was introduced in the Maryland Legislature recently for the consolidation of the four electric companies that have secured the privilege of conducting lines between Bal-timore and Washington. The move for con-solidation is said to be part of the scheme for 29 THE COLLEGE MERCURY. the construction of an electric railroad system from Washington through Baltimore to West-minster, over the Blue Ridge, to the Cumber-land Valley and Gettysburg. Widener, El-kins and other capitalists interested in rail-ways are said to be connected with the pro-ject. Paul L. Levin, of Philadelphia, representing the Daughters of the American Revolution, was in Carlisle several weeks ago seeking per-mission to remove the body of Mollie Pitcher, which is buried there, to the Gettysburg battle field, where it is proposed to erect an expen-sive monument to her memory. Senator Cullom, of Illinois, introduced a bill on Friday, March 13th, appropriating $50,000 to the erection of a statue to Abraham Lincoln on the' battlefield at Gettysburg. The Secretary of War is authorized to con-tract for the erection of this statue, after a de-sign for the same and a suitable site on the battlefield have been selected. The selection of the design is entrusted to the Secretary of War, the commander-in-chief of the Army, the commander-in-chiefof the Grand Army of the Republic, and the Governor of Pennsylvania. In speaking of this bill, Senator Cullom stated that he thought there was no spot more suitable for a statue of the martyred President than Gettysburg. Rev. Dr. H. W. McKnight preached in Messiah Lutheran Church, Harrisburg, on Sunday morning, March 29th. It is said that the United States Battlefield Commission has notified the Gettysburg Elec-tric Railway that it holds no title to a part of the land on which its tracks are laid. A new route will have to be constructed, and the road may not be operated this summer. Mrs. Sarah Tawney-Robson will give an en-tertainment in Brua Chapel, "Angels, or the * Actress of Padua," a four-act play, by Hugo, under the auspices of the students of the Semi-nary, on April 16th. SEMINARY. On Thursday evening, April 2d, W. I. Red-cay preached at Watsontown, Pa. Rev. F. Hilton was assisting at the Cold Springs mission on Easter. Rev. J. M. Guss preached at Duncaunon, Pa., on Easter. Rev. H. E. Clare preached for his father, Rev. R. H. Clare, Abbottstowu, Pa., Sunday, March 29th. Rev. A. A. Kelly filled the pulpit of the Trindall Springs church, Mechanicsburg, Pa., on Easter. He confirmed 43 members. Rev. M. G. Richards preached at Round- Top, Sunday, March 29th. The Rev. Dr. Charles William Schaeffer, chairman of the faculty of the Lutheran Theo-logical Seminary at Mt. Airy, Philadelphia, died at his home in Germantown on Sunday, March 15th, from heart disease. He was born in Hagerstown May 5, 1813. He studied theology at the Seminary in this place, gradu-ating in 1835. During his life he was presi-dent of the General Synod and also of the general Council of the Lutheran church. For a number of years he was a trustee of the col-lege. Rev. W. F. Bare, of York, has been elected pastor of St. Mark's Lutheran church, Steel-ton, Pa. A committee of the West Pennsylvania Synod, appointed at its last session, to devise means for the liquidation of indebtedness of the Theological Seminary at Gettysburg, met recently in York. The members of this com-mittee are: Revs. W. S. Freas, D. D.; A. G. Fastuacht, D. D., of York; H. L. Baugher, D. D., of Gettysburg; D. T. Koser, of Arendtsville; Chas. M. Stock, of Hanover; Messrs. J. Burr Reddig, of Shippensburg, and J. L. Shelly, Mechanicsburg. A plan for the procuring of the necessary means was sub-mitted by Dr. W. S. Freas and after some dis-cussion it was adopted. The plan will be put into operation at once and it is believed will be very successful. The four speakers selected by the faculty from the graduating class of Gettysburg Semi-nary for Commencement day exercises to be held June 4, are: Revs. H. B. Stock, Car-lisle; M. J. Kline, Frederick, Md.; C. P. Wiles, Thurmont, Md., and J. T. Huddle, of Virginia. The graduating class consists of 23 members. Rev. A. J. Rudisill assisted Rev. Marion J. Kline in the Easter service at the Tabernacle church, Harrisburg, on Sunday, April 5th. Rev. E. H. Delk, of Hagerstown, will de-liver the annual address to the C. E. Society of Irving College, Mechanicsburg, on Sunday evening, June 7, and make the address before THE COLLEGE MERCURY. 30 fthe students, faculty and friends on Saturday [evening, June 6. [ Rev. A. R. Longanecker supplied the Shen-indoah charge, Virginia, on Easter. We are glad to hear that Rev. W. S. Ober-loltzer is convalescing. LITERARY SOCIETIES. EDNA M. LOOMIS, Editor. PHILO. The following members were initiated into Philo Society on Friday, March 13th : Albers, [99; Beerits, '99; De Yoe/'gg; C. H. Smith, [99; Weaver, '99. The Senior valedictory program will be jiven on Friday evening, April 17th. PHRENA. The reading room is now ready for use. It las been entirely remodeled, and presents a irery beautiful and attractive appearance. The bid carpet has been removed and the floor ptained. Wainscoting several feet in height aas been placed around the whole room. Ar-rangements have been made for better lighting ijy the introduction of Welsbach burners. With |he present system of arranging papers and periodicals, we think the reading room must Irove itself a very desirable and profitable place to the students. Phrena will render a special program in ibout two weeks. EXCHANGES. We are very sorry we have been unable to pay the attention to our exchanges which they deserve. We receive a large number of excel-lent journals, and enjoy reading them very luch, but want of both space and time pre-sents us from giving notices to even a limited lumber. We will try, however, to do so vhenever we are able, assuring all our ex-changes that they are highly appreciated. The Dickinsonian for March contains an _ litorial which strongly advocates the teach-ing of hypnotism in the regular curriculum. Another new exchange of considerable merit Is the Metceisburg Monthly, published at Mer-cersburg College. Among our new exchanges is the Holy Ghost College Bulletin, published by the stud-ents of Holy Ghost College, a Catholic insti-tution, located at Pittsburg. The article on Napoleon Bonaparte, which has been running in the College Student for several issues, strikes one as being just a little "heav5r" for a college paper. We have recently received a copy of the Waste Basket, a paper published monthly at Detroit, Mich. It is made up of contributions from writers who aim at journalistic work, but who do not yet show sufficient literary merit to have their articles accepted by the better mag-zines. The first number of the Orange and White has come to us from York Collegiate Institute. . If it is kept up to the standard of the initial number, the students of the Iustitue may feel well satisfied with their endeavor. The Wittcnberger of March 24th contains an excellent sketch of Pennsylvania College, by Prof. G. D. Stahley. WHAT HAVE I DONE? [Julie M. Lippmann, in The Sunday .School Times of April II, 1896.I Day after da}' Heaven, listening, hears men cry : "What have I done that such a fate as this Should follow me? What have I done amiss That clouds of Care should darken all my sky? That Pain should pierce, and that shrewd Poverty Should pinch me in that grievous grip of his, What time I tremble over the abyss, And long for death, yet, longing, dare not die? But when does Heaven, listening, hear men saj': "What have I done that in the blue-domed skies The evening star should shine, the spring clouds move, The world be white with innocence, that May Has set afield, and God in children's eyes, To win our hearts to wonder at his love?" NEATNESS. Without her leave he stole a kiss ; He did. Oh ! bliss ! A sharp command was promptly his, "Just put that back," I tell you this, "Where it belongs," spoke haughty miss. He did. Oh ! bliss. 3' THE COLLEGE MERCURY. Once a Freshman was wrecked on an African (70LLBGB OF coast, Where a cannibal monarch held sway ; And they served up the Freshman in slices on toast, On the eve of that very same day. But the vengeance of heaven followed swift on the act, And before the next moon was seen, By cholera morbus that tribe was attacked, For that Freshman was dreadfully green. PHYSICIANS i SURGEONS, 'Hast thou a lover," asked he, "Oh maiden of the Rhine?" She blushed in sweet confusion And softly faltered "Nein." He felt rebuffed, and knew not What best to say, and then A sudden thought came to him He pleaded, "Make it ten." THE EDITOR. The editor sat in his sanctum Letting his lessons rip, Racking his brains for an item, And stealing all he could clip. The editor sat in his class room As if he was getting over a drunk, His phiz was clouded with awful gloom For he had made a total flunk. His love, he said, was like the sea ; The maiden answered quick, She thought that he was right in that, Because it made her sick. Parvus Jacobus Horner Sedebat in corner, Edeus Christmas pie. Inserint thumb Extraxit plumb Clamarit, qui puer am I. The College of Physicians and Surgeons of Balti-1 more, Maryland, is a well-equipped school. Four ses-sions are required for graduation. For full informa-tion send for the annual catalogue, or write to THOMAS OPIE, M. D., Bean, Cor. Calvert and Saratoga Sts. c_£=aEstablished l8y6.t^r-^ WATCHMAKER AND JEWELER, Gettysburg Souvenir Spoons, College Souvenir Spoons, | No. 10 Baltimore Street, GETTYSBURG, PENN'A. WEIW 111 riowii& DEALERS IN Fresh Beef, Yeal, Lamb, Pork, Pudding, Sausage, HAMS, LARD, &c-., GETTYSBURG, F>E!MIM'A. ADVERTISEMENTS. YOU CAN EARX 840 TO $100 MONTHLY AND EXPENSES IF YOU WORK FOR THE NURSERY CO. Stock sold with a guarantee and replaced. [DURING VACATION GO TO CHAUTAUQUA F~F? ElE FULL INSTRUCTIONS. NO EXPERIENCE REQUIRED. H. B. WILLIAMS, Secretary, Geneva, N. Y. The Athletic Association of the Univercity of Pennsylvania n. LAU5S.V-- (acram. 'n c OIO. WHARTON PEPPER. ■»; C. JOHH NULL, 'n C PffiLADELrnu Mar* -7th, 189$ Messrs A. G. Spalding & Bi*0* 12IC Chestnut Stre«t Philada. Gentlemen: - I take pleasure in informing you that the Athletle Association of the University of Pennsylvania has again awarded you the contract for furnishing the Uniforms etc., for the base ball team during the coming season of 1896, at the prices and upbft the terms and conditions set forth in your estimate of Feb. 5th. The quality of the goods*furnished the base ball team and the prompt-manner in which you filled our orders wore entirely satisfactory last year and we therefore confidently renew our contract with you this season. Yours truly ^^-—J csh$£zU ~R.$H.$RE1NINGER,~ MERCHANT TAILOR. fIr?g tot Work at % Lowest fWces. Suits from $12,01 to {40,00. Pants from $4,00 to $12,00, Centre tSqixai-e.tiS^D NEXT DOOF{ TO POST OFFICE, UPSTAIRS. J. A. TAWNEY Is ready to furnish clubs and boarding houses BREAD, ROLLS, J) No. 6 S. Baltimore Street, GETTYSBURG, PA^ por all the lalesl styles in Suitings andTrousers, AND FULL LINE OF Gents' Furnishing Coods,| Call or, T). H. WELSH, York, F=a.
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ABSTRACTThis study offers a comprehensive overview of the Norwegian involvement in the Venezuelan peace process as a facilitator of the peace talks between the Venezuelan government and the opposition. It explains what Norway does as a facilitator (the process), as well as how (approach) and why (characteristics of Norway as a suitable mediator, and possible interests), not only in terms of the characteristics making Norway a suitable facilitator, but also its interests and motivations. The main goal is to draw attention to the importance and the usefulness of soft power tools for the achievement of foreign policy objectives and, in particular, peace-making. The study concludes that, for Norway, mediation as foreign policy is, in general but also in the case of Venezuela, the result of a combination of idealist, value-oriented motivations (humanitarian reasons and international stability), and realist, non-altruistic interests (status and access) arising from its constructed national identity and role conception. 1. INTRODUCTIONSince the early 2010s, Venezuela has been embroiled in a grave economic, political, and humanitarian crisis resulting in institutional disarray that reached critical point in 2017. It was in this year that the constitutional order was broken after Decision 156 of the Supreme Tribunal of Justice in Venezuela, whereby this organ attributed to itself the functions of the National Assembly, the country's legislative organ. Deemed unconstitutional by the political parties with a majority in the National Assembly, this move led to mass protests. The government reacted by calling for a new constitution to be drafted by a newly created Constituent National Assembly which, in August 2017, granted itself powers to pass legislation, thus overriding the National Assembly (Bronstein & Cobb, 2017). This was not recognised by the National Assembly but, in 2018, the Constituent National Assembly went ahead and blocked the participation of the main opposition parties in the presidential elections that year. These elections were rejected by a broad sector of the international community, among them the European Union (EU) and the Lima Group.1From 2017, Norway, with a population of just 5.5 million, has been exploring possibilities in Venezuela for political dialogue between the government of Nicolás Maduro and the opposition, first through the Norwegian Centre for Conflict Resolution (NOREF), an independent foundation that receives funding from the Norwegian Ministry of Foreign Affairs (MFA), and later, after 2019, with direct state involvement. Norway has built an image as a peace broker with its success in processes like the Oslo Accords between Israel and the Palestine Liberation Organisation (PLO), and in the talks between the Colombian government and the Revolutionary Armed Forces of Colombia (FARC). But why did Norway decide to facilitate the peace talks in Venezuela? How does Norway approach peacebuilding in this conflict? This article aims to analyse the causes, process, approaches, and motivations for Norwegian mediation in Venezuela, in order to draw attention to the importance and the usefulness of soft power tools for the achievement of foreign policy objectives and, in particular, peace-making. I therefore explore the comprehensive role of Norway in the Venezuelan peace talks, the background, the process, and Norway's possible interests as a facilitator. I argue that,for Norway, mediation as foreign policy is, in general, but also in the case of Venezuela, the result of a combination of idealist, value-oriented motivations (humanitarian reasons and international stability), and realist, non-altruistic interests (status and access) arising from its constructed national identity and the way it perceives its role as a peace-making nation. As mentioned above, the Norwegian state became officially involved in the Venezuelan conflict in 2019. The domestic situation had come to a head on 23rd January when Juan Guaidó, leader of the opposition and president of the National Assembly, rejected the authority of Nicolás Maduro and declared himself acting president of Venezuela. However, the strategy failed when the military remained loyal to Maduro. Negotiation then became a last resort (NUPI 2020) and Norway began to facilitate negotiations between government and opposition, first in Oslo and then in Barbados, in 2019. These efforts led to further discussion between the parties through 2021 and 2022, in Mexico. In 2022, the war in Ukraine prompted changes in the positions regarding Venezuela of certain actors, notable among them the United States (U.S.) and the EU. As the Spanish Institute of Strategic Studies (Remacha, 2023) points out, U.S. concerns about energy security made it necessary to find a way of guaranteeing the international supply, and Venezuela was (and is) considered to be a strategic source. Contacts between the U.S. and Venezuela were made in 2022, and talks began about removing the sanctions imposed on the country. Given its economic situation, and the presidential elections due in 2024, Venezuela welcomed the rapprochement. If the sanctions were to be removed (at least partially), it was necessary to resume dialogue with the opposition, so in November 2022, negotiations recommenced in Mexico with Norway's mediation. Significant progress was made, and the release of previously frozen international funds was agreed upon (up to 3,000 million dollars earmarked mainly for public health, education, and food), as well as the lifting of some sanctions. Maduro's government is also aware that the 2024 elections should be held according to a model that respects democratic safeguards, with unrestricted participation by the opposition, so that results will be internationally recognised. Venezuela would then be able to resume relations with countries and regions like the U.S. and the EU, thus enabling international investment, particularly in the oil industry, and an improved economic situation (NUPI, 2020). Although the presidential crisis formally lasted until 5th January 2023 when Guaidó's acting presidency was abolished by the National Assembly, the political crisis with the opposition continues to the present day, in November 2023. 1.2. Research goals and objectivesThis study aims to explore the role of Norway as a facilitator in the Venezuelan peace talks, focusing on what it does (the process), how (approach), and why (characteristics of Norway as a suitable mediator, and possible interests). It seeks to demonstrate that, given Norway's national conception as a peacemaker, its strategy in Venezuela expresses a broad foreign policy endeavour that has humanitarian but also reputational and political motivations. More broadly, the importance of soft power tools for state actors to achieve their foreign policy objectives is discussed. Constructivism and Holsti's theory of National Role Conceptions (NRC) help to explain Norway's self-image as a peacemaker, while idealism and realism, together with Touval's "mediation as foreign policy" theory shed light on Norway's use of mediation as a foreign policy tool. Qualitative methods based on analysis of primary and secondary sources, complemented with semi-structured interviews with experts and officials of the Norwegian Ministry of Foreign Affairs, have been used. 1.3. Relevance and justificationNorway is a small country in terms of population but one with a notable ability to influence international affairs thanks to soft power. One of ways it exercises its influence is its internationally recognised image as a peacemaker, evidenced through its involvement in several peace processes. Indeed, since 1993, Norway has been engaged in 11 different peace processes (Norwegian Ministry of Foreign Affairs, 2019) with some major successes but also others that were limited. The case of Norwegian facilitation of the Venezuelan peace talks is studied for two main reasons. First, is its relevance in terms of policy significance, as it is an ongoing process, which leads to questions about why Norway acts as a facilitator, and the possible interests it has in doing so, apart from the goal of peace itself. Second, is the practical reason of the author's knowledge of the three languages relevant for this research (English, Spanish, and Norwegian), which is a valuable asset in terms of good understanding of the information from primary and secondary sources written in the three languages. This is an advantage in the research, as it allows cross-checking of information, and offers a broader perspective on the topic. 2. NORWAY AS A PEACEBUILDING NATIONScholars offer several explanations of Norway's involvement in peace processes arising from international conflicts. The result of a pragmatic foreign policy, it combines idealist and realist elements in a seemingly contradictory policy which, in fact, accommodates different domestic interests and maintains inter-party foreign policy consensus (Riste, 2001; Ekengren, 2022).From a constructivist perspective, the notion of Norway as a nation for peace partly comes from its conception of its role as a small, rich, peaceful state, with a clear focus on human rights and humanitarian assistance (Leira et al., 2007). While it is true that the so-called value-oriented (idealist) diplomacy wasstrengthened, above all in the 1990s, with the increased involvement of Norway in several peace processes, its self-image as a peacebuilding nation has always been present (Leira, 2015). The Norwegian peace activist and later Foreign Affairs Minister, Halvdan Koht (1873-1965), argued in 1902 that, although the fact of its being a small state could limit its flexibility in foreign policy actions, Norway could and should secure its status by promoting peace and development. More than 80 years later, in 1989, Jan Egeland, who would become State Secretary in the Norwegian Ministry of Foreign Affairs from 1990 to 1997, argued that a small, rich country like Norway could be more effective in promoting human rights and peace than old colonial powers or superpowers with their historical baggage and policies based on self-interest and dominance (Sørbø, 2018).Moreover, the notion of status, which is closely linked with the concept of identity, has been prominent in Norway since the nation's beginnings. Leira (2015) describes the pursuit of status as a peace-making nation in the 19th and early 20th century as a way of achieving independence (through moral authority), a means of saving money (as the policy for peace was cheaper than power politics), and as sound realpolitik for a small state. He also refers to the words of Ole Jacob Broch in 1864 when he argued that, when small states need to "engage in the strife of other states", they should do it decisively because, "for them, honour and prestige are even more important than for the greater powers" (Broch cited in Leira 2015, p.22).The role performance of Norway, or itsbehaviour with, and approach to foreign policy actions is, according to Gulbrandsen (2022), influenced by the logic of appropriateness (March & Olsen, 1998), dictated by the image the state has of itself, and constituting a basis for adopting a role in any specific context. In Holsti's view (1970), the main explanation for the role performance of a state arises from policy makers' conceptions of the role of the nation in a system (National Role Conception), but adoption of a role is also influenced by what he calls role prescriptions, which come from the external environment. In this case, if the Norwegian government and the Norwegian people have an image of Norway as a nation for peace, and if the external image they project in other countries is also that of a nation for peace, the logic of appropriateness and the role prescription will dictate that Norway will have to behave as a nation for peace, and thus engage in peacebuilding policy.For Skånland (2010) the Norwegian involvement in peace processes is the result of a discursive construction, amplified by the media, above all after 1993. Media coverage of the Norwegian involvement in the Middle East peace process gave a very positive picture of Norway in general, an image that was strengthened thanks to the perceived successes in the peace processes of Sri Lanka, Guatemala, and Mali. All this crystallised into three main discursive constructions: (1) the decisive significance of the Norwegian contribution for the outcome of peace processes, (2) the importance of peace promotion as a foreign policy tool, and (3) Norway's distinctive approach for peace promotion.Other authors emphasise Norway's peace engagement efforts from a more realist perspective and, in particular, as a policy instrument in its own right (Touval, 2003). Some, like Matlary (2002) argue that mediation is used as an institutionalised strategy for dealing with some of the challenges of being a small state, as well as for promoting Norway's interests in the international arena, and having some influence in international relations. As Stokke (2014) notes, although it has a small population, Norway has a disproportionate importance in other areas (fishing, oil and gas, shipping etc.), thus implying interests beyond its borders as well as influence in other domains because of this prominence. According to Matlary (2002), some Norwegian interestsidentified from a realpolitik standpoint are security (addressed through NATO), economic interests vis-à-vis the EU, access to political decision-making power in the EU and, outside the West, considerable economic interests in oil prices and oil export. Matlary, who collected data through a series of anonymous interviews with diplomats and politicians, alludes to the effects of value-oriented diplomacy in matters of matters and concludes that, apart from a good image and profile, what value-oriented diplomacy provides is access to other arenas where one needs the best possible entry. Her interviewees referred, above all, to access to the leaders of the U.S. Department of State through the policy of peace engagement, especially in the Middle East and, to a much lesser extent, to leaders of EU states. However, she says, it was difficult to collect specific insights into the effects of such access, a perspective shared by Stokke (2010, p.166) who argues that "the extent and manner in which recognition is translated into international influence is complex and may vary from one policy field to another and between different arenas of international relations. This means that it is notoriously difficult to detect and measure the direct benefits from peace engagement". Finally, another interesting perspective is that provided by Neumann (2011). For him, the peace and reconciliation efforts of medium and small countries are a means to maintain a system with which they are reasonably satisfied, because they are not as well equipped as bigger powers to deal with other (more violent) types of conflict resolution methods, and he refers specifically to the institutionalisation of peace and reconciliation efforts by Norway.To conclude, Norway's peacebuilding policy may be understood as apparently idealist (value-oriented diplomacy) and based on a self-image as a nation for peace, which includes both idealist (moral responsibility) and realist (influence in the international arena and security) motivations. Until now, there have been no major conflicts between those two angles (Stokke, 2014), but in an increasingly polarised world, it is becoming more and more difficult for Norway to maintain a balanced policy in peacebuilding processes. 3. THEORETICAL FRAMEWORKThis study draws on the theory of constructivism to explain Norway's national role conception and considers the notions of idealism and realism to explain mediation as its foreign policy. A theoretical framework based on such apparently antagonistic ideas is, perhaps, not very common but, as Barkin (2003) puts it, a constructivist epistemology and a classical realist theory are, in fact, compatible and, moreover, this kind of framework can be useful in International Relations (IR) theory, as it can specify the relationship between the study of power in IR and the study of IR as social constructions. Indeed, constructivism and perceptions can—and are—often applied to fulfil or justify realist objectives and policies.For the purposes of this study, I consider that mediation as foreign policy is a result of idealist (value-oriented) and realist (power) motivations arising from a constructed national identity and role conception.3.1. Constructivism and national role conceptionFor Barnett (2018), constructivism as an international relations social theory is "concerned about how to conceptualise the relationship between agents and structures, but it is not a substantive theory" (p.88). The basic premise is that the world is socially constructed, which means that "social reality is a product of human consciousness. Consciousness is created and constituted through knowledge that shapes meaning and categories of understanding and action; such knowledge and meanings can be institutionalised in social life; and this institutionalisation, in turn, shapes the construction of social reality" (p.88). These categories shape not only external reality but also its actors, which is an indicator of the importance of the social construction of interests and identity. For example, Norway's identity may shape its national interests, and one of those interests might be security, but the concept of security and how it can be achieved may be linked to Norway's identity.National Role Conceptions, a concept first developed by Holsti (1970), is defined as "the policymakers' own definitions of the general kinds of decisions, commitments, rules, and actions suitable to their state, and of the functions, if any, their state should perform [...] in the international system" (p. 245-246). These are, as mentioned in section 2, the main explanation for the role performance of a state, understood by Holsti as the "general policy behaviour of governments" (p. 245). Role performance is also influenced by what he calls role prescriptions, which come from the external environment and have, as some of their sources, system-wide values, the structure of the international system, and the traditions, rules and expectations of states expressed through various legal instruments (p. 246).The notion of national role conception is related to that of politics of identity, which, in Aggestam's words (1999), is a set of ideas that policymakers use to create a sense of solidarity and cohesion and thus to legitimise general trust in a nation's foreign policy. She argues that speeches sometimes reveal subjective we-feelings of a cultural community related to territory, myths, rituals, institutions, and customs, and she refers to the "institutionalisation" of national identity, which makes identity constructions relatively resistant to change. Moreover, citing March & Olsen (1998), she indicates that certain practices and rules of behaviour that legitimise and explain specific identity constructions are reinforced by such institutionalisation.The starting point of the present study is, therefore, the idea that Norway's national role conception is that of a small, rich, peaceful, democratic state, whose official discourse in peace engagement, especially since the 1990s, emphasises its altruistic contribution as a "peaceful nation that has the values, competences and economic resources" for such an endeavour, but whose work is also "beneficial for Norway's own interests" (Stokke, 2014, p.8).3.2. Idealism, realism, and mediation as foreign policyThere is no generally accepted definition of idealism because there is no settled ontology of the term but, according to Wilson (2012), it generally refers to any goal, idea, or practice that is considered impractical from a state perspective, for example the prohibition and disarmament of nuclear weapons, or global eradication of poverty. In IR it is normally used in both the broad and narrow senses. Broadly speaking, idealism seeks to transcend anarchy to create a more harmonious world order while, in the narrow sense, it is a doctrine tied to the inter-war period (1919-1939) and seen as emphasising the growing interdependence of mankind. I shall focus on the first meaning, which refers to "an approach to international politics that seeks to advance certain ideals or moral goals, for example, making the world a more peaceful or just place" (Wilson, 2019).Realism is a substantive theory of IR that considers states to be the main actors in the international arena, and mainly concerned with the pursuit of their own national interests, security, and struggle for power. Realists view the international arena as a sphere without justice, and with active or potential conflict among its members. They show scepticism about the relevance of ethical norms (Stanford Encyclopedia of Philosophy, 2017). This theory has a variety of ramifications but in this study I consider, first and foremost, classical realism because, although idealism is usually heavily criticised by realists, according to Barkin (2003), classical realism perceives the art of international politics as "the practical balancing of the demands of power on the one hand and morality on the other—a dialectic between power and morality [...]. Idealism, for the classical realist, is necessary to inform our actions and underlie our interests in the pursuit of international politics, but realism will always remain a necessary part of relations among states" (p.333). Also relevant is the perspective of neoclassical realism because, while classical realism focuses on the system-level factors, neoclassical realism considers domestic-level factors as variables that can shape foreign policy, which is highly pertinent if NRC theory is used to explain Norway's behaviour in the international arena. Neoclassical realism considers that "objective reality exists, but decision making is impaired by uncertainty and the complexity of the environment" (Rathbun, 2008, p.296).According to Touval (2003), mediation as foreign policy needs to be understood as a policy instrument, as distinct from mediation theory. He argues that it derives from the mediator's perception of the international system, its foreign policy objectives and strategies, and domestic needs. I would also argue that it stems from the mediator's own national role conception and self-perception. Touval (2003) considers that ending a conflict is no longer the main concern of the mediating state, but only a part of a broadly conceived foreign policy as the mediation is also shaped by affairs that are external to the conflict. He highlights three issues arising from a state's international and domestic concerns: (1) mediation is perceived by the public and the officials engaged in it as a moral obligation, which is seldom criticised; (2) foreign and domestic motivations, apart from being an incentive for states to engage in mediation, also shape their strategies and tactics of the mediation; (3) the mediation is evaluated not only in terms of settlement of a dispute, but also the primary goals motivating the mediation. Beriker (2017) offers an expanded perspective of Touval's work, arguing that once mediation is proven to be a viable foreign policy tool, engaging in mediation enables medium-sized powers to create a political space that otherwise would not be available. 4. METHODOLOGYThis study is both descriptive and explanatory, as it inquires more deeply into the events as well as exploring why and how Norway became involved in the Venezuela peace process from 2017 to May 2023. In a deductive approach, existing theories —NRC, mediation as foreign policy, idealism, and realism— are drawn on to explain Norway's behaviour in its peacebuilding policy. The epistemology used is empiricism, since the focus is explanation rather than interpretation, and the ontology is pragmatist because, while the world is understood as existing independently from social actors, the influence of these actors to shape social realities should also be taken into account, together with the fact that, in some cases, this may affect realities existing independently of them.The methods are qualitative, as information provided with quantitative methods would be too superficial for a study that seeks to determine the existence and the characteristics of Norway's engagement in the Venezuelan peace process. The analysis is primarily based on a range of online primary and secondary sources, including government reports, memorandums of understanding, recorded interviews, articles, and academic publications. I consulted these sources, first, for better understanding of the issues and to organise this material around the research question, as well as to identify possible gaps of knowledge. I then conducted semi-structured interviews, with an official from the Norwegian MFA (Ministry of Foreign Affairs) and a Norwegian academic, to fill some of the previously identified knowledge gaps, to record their perceptions, and to triangulate the documentary information thus gathered.The first interview, conducted by videoconference on 2 August 2023, was with Professor Benedicte Bull, from the University of Oslo and, inter alia, president of the Nordic Institute for Latin American Studies, whose research has been focused on Venezuela in recent years. The second was with David C. Jourdan, who coordinates the Norwegian MFA's facilitation team in the Venezuelan peace process. This interview was conducted in Oslo on 8 August 2023. Both Bull and Jourdan have given their consent to use their names in the present study. NOREF was also contacted but stated that it could not give interviews on the Venezuelan peace process. 5. ANALYSIS AND DISCUSSION5.1. Norwegian involvement in the Venezuelan peace processNo official documentary information about the specific manner Norway engaged in the Venezuela conflict during 2017 and 2018 has been found, apart from the mere fact stated in the NOREF website that it was engaged in talks on the conflict in those years. According to its strategic plan 2019-2023, NOREF is a "non-state actor that is able to complement formal Norwegian peacemaking efforts [... and] build directly on the Norwegian tradition of informal conflict resolution". This makes it possible "to support formal peace processes (track I), and informal back-channel conflict diplomacy (track 1.5 and 2)" (NOREF, 2019). This institution has a permanent staff of professionals, experts in conflict resolution, and is governed by a board whose director is appointed by the Norwegian MFA, and whose members come, in general, from different areas of the public sector. In the interview with David C. Jourdan of the Norwegian MFA (2023), he confirmed that NOREF's engagement consists of track 2 approaches. Moreover, he stressed that, although NOREF receives public funds and works closely with the Norwegian state, it is a separate, independent institution. Norway's involvement in the peace process after 2019, when it became public, is described in some detail below. 2019: the first official talksAccording to the Norwegian MFA (2023), Norway has been involved in Venezuela since 2018. However, it was only in May 2019 that talks between the Venezuelan parties, facilitated by Norway, first became public. In this early stage, the negotiations between the delegations of Nicolás Maduro and Juan Guaidó lasted until August 2019, and although significant progress was made, no agreements for solving the political conflict were reached. However, the Norwegian MFA (2023) stresses that these negotiations were a stepping-stone for further talks between the parties, which signed a collaboration agreement in June 2020, with the objective of using frozen funds in the U.S. for a joint response to the COVID-19 pandemic, with support from the Pan American Health Organisation. Several newspaper articles describing the negotiations during that year provide additional information that has been used in this study.In May 2019, Juan Guaidó sent a delegation to Oslo to participate in exploratory talks with representatives of Maduro's government to try to find a solution to the political crisis the country had faced since Guaidó declared himself acting president of Venezuela at the beginning of that year (NRK, 2019a), information that was confirmed by Jorge Valero, Venezuela's ambassador to the UN in Geneva, and the UN spokesperson in New York, Stephane Dujarric. The Norwegian Broadcasting Corporation (NRK) reported the talks for the first time on 15 May but, according to an anonymous source, this was the second time that the parties had been in Oslo, and negotiations had previously been taking place in Cuba.Shortly afterwards, on the night between 16 and 17 May, the Norwegian Ministry of Foreign Affairs issued a press release confirming that there had been contacts between key political actors in Venezuela as a part of an exploratory phase aiming to find a solution to the country's situation. The Maduro government representatives present at the talks were Héctor Rodríguez, governor of the province of Miranda, and Jorge Rodríguez, minister of Communication. The opposition representatives were Gerardo Blyde, member of parliament, and Fernando Martínez Mattola, who had been minister during the government of President Carlos Andrés Pérez.In the last week of May 2019, the Norwegian minister of Foreign Affairs confirmed that the parties would travel again to Oslo during the following week to continue with the process (NRK, 2019b). Almost at the same time, Juan Guaidó insisted that the meetings in Oslo were not part of a dialogue or negotiation, but a mediation in Norway (El Nacional, 2019). According to Voice of America/Voz de América (VOA) (2019a), Nicolás Maduro appeared a few days later on the Venezuelan public TV channel after the opposition declared that the conversations in Oslo that week had ended on 29 May without any agreement being reached. Maduro stated that conversations had been taking place in secret during the three previous months, that he was proud of his delegation, and that dialogue with the opposition had been constructive. Moreover, he insisted on his wish to find a peaceful solution for Venezuela. Indeed, VOA pointed out that Dag Nylander, a Norwegian diplomat who would become chief facilitator of the Venezuelan peace process, had been travelling to Caracas and meeting with the political actors involved in the crisis since January 2019.The peace talks resumed one month later in Barbados. On 11 July 2019, after three days of conversations, Norway announced that the negotiations would continue (Reuters, 2019). Yet, only a few weeks later, the Maduro government withdrew from the talks when the U.S. president, Donald Trump, announced his decision to block U.S. citizens from engaging in business in Venezuela and to freeze the country's assets in the U.S. According to the Venezuelan government, this had been instigated by Juan Guaidó, while the opposition accused the government of reneging on its commitment to dialogue. Norway's facilitator, Dag Nylander, took note that the planned meetings would not take place and emphasised Norway's role as a facilitator acting at the request of the parties and planning the meetings according to their availability. He added that the facilitation process would continue as long as the parties wished, and provided that there was a realistic position on a solution in the best interests of the Venezuelan people (VG, 2019).According to Bull (2023), Norway, as the facilitating country, was displeased when the talks went public in May, believing that this was premature and that it would complicate the peace process. She also stresses that the Trump administration had no clear strategy for ending the conflict and that, when the U.S. sanctions were announced, there had not been any proper coordination with Norway. She also notes that mentions of the U.S. seem to refer to a single homogeneous actor, when the reality is that there are many actors involved, among them the Pentagon and the Department of State, and these actors may work in different directions, sometimes disrupting a given policy. The Norwegian MFA (2023) confirms it was not aware of the U.S. sanctions that were announced in early August 2019. Both parties and facilitator were taken by surprise.2021: The signing of a Memorandum of Understanding and negotiation rounds in MexicoA year and a half later, in March 2021, new exploratory talks began after the Biden administration's position on Venezuela allowed the parties to negotiate a Memorandum of Understanding (MoU), which led to the launch of a new negotiation process, starting in August that year. On 5 August, the Mexican President, Manuel López Obrador confirmed that Mexico would host talks between the government of Venezuela and the opposition (Reuters, 2021) and, a few days later, the Norwegian government confirmed its involvement with a tweet (Ministry of Foreign Affairs, 2021a). The new negotiation process was launched in Mexico City on 13 August, with Dag Nylander as chief facilitator, Jorge Rodríguez representing the Venezuelan (Maduro's) government, and Gerardo Blyde representing the Unitary Platform (the opposition). A MoU —which I refer to in more detail in section 5.3— was released, defining the objective, agenda, method, and composition of the negotiation team. The Norwegian minister of Foreign Affairs, Ine Eriksen Søreide, declared in a press note that the parties were ready to negotiate constructively and that, in the process, they would consult members of civil society as well as political actors. She also noted that there was mutual agreement on the sensitive nature of the negotiations, which was necessary for giving the parties space to make progress (Norwegian MFA 2021b).A second round of negotiations took place at the beginning of September 2021. The parties released a joint statement reporting that two agreements had been reached, the first being to act jointly in the claim of Venezuelan sovereignty over Guyana Esequiba, and the second, a "partial agreement on the social protection of the Venezuelan people". The parties conveyed that the points to be addressed in the following round of negotiations would be "respect for the Constitutional Rule of Law", protection of the national economy, and measures for the social protection of the Venezuelan people.Between the second and the third rounds of negotiation, Erna Solberg, the Norwegian Prime Minister, spoke at the UN General Assembly on 21 September, referring to Venezuela as a country where human right violations were occurring. Her comment was criticised by Dag Nylander as it could, he said, damage the credibility of Norway's role. In a tweet on 25 September, the MFA reaffirmed its commitment as an impartial facilitator in the negotiations and declared that the statement in the UN should not be interpreted as being inconsistent with that (NRK, 2021). The Venezuelan government responded to this diplomatic hitch with a slight delay in proceedings when its representatives arrived one day late at the negotiation round scheduled in Mexico from 24 to 27 September, but which finally took place after 25 September (Euronews, 2021).After this third round of negotiations, the parties released a new joint statement, focused this time on the issue of inclusion and, specifically, on the need for a gender focus in the negotiations, identification of inclusive consultation mechanisms for political and social actors, and condemnation of xenophobic attacks on Venezuelan migrants that had recently occurred in Chile. According to an article by Diego Santander in the Spanish newspaper El Mundo (2021), this third round was so fraught with problems that no specific agreements were reached. Maduro's delegation insisted on its plans to include Alex Saab in the negotiation. Saab, a Venezuelan businessman, was accused of being Maduro's front man, and a key figure in the international economic and financial activities to circumvent the U.S. economic sanctions against his government. However, Saab had been arrested for money laundering in June 2020 in Cabo Verde and was extradited to the U.S. on the weekend of October 16.Negotiations, set for 17 October, were suspended on 16 October when the Maduro government decided not to participate in the next round of negotiations, because of Saab's extradition, which Jorge Rodríguez referred to as a "kidnapping" as it had been carried out "without a warrant and without due process" and accused the U.S. of trying to prevent the dialogue (Gilbert, 2021). The Norwegian government then tweeted that it was still convinced that the negotiations were the only solution for Venezuela, and that it would keep working to encourage the parties to continue (Norwegian MFA, 2021c). In Bull's opinion (2023), while the U.S. system may have its faults, the legal proceedings are independent from political powers so, on that occasion, there was little that U.S. politicians could do to stop the extradition.2022 — 2023: talks after the beginning of the war in UkraineIn March 2022, a new chapter of the dialogue began after the Russian invasion of Ukraine. A U.S. delegation formed by members of the Department of State visited Caracas to meet with the Venezuelan government and discuss an eventual isolation of Vladimir Putin. Some analysts also indicated that Venezuela was seen as a possible alternative oil supplier if the U.S. opted to restrict oil exports from Russia, which meant that removal of the sanctions on Venezuela could be considered (VOA, 2022a). Indeed, in May 2022, the U.S. announced that economic sanctions against Venezuela would be eased as a gesture in favour of reactivating the dialogues and also allowing the U.S. company Chevron to negotiate potential future activities with the state-owned oil and natural gas company PDVSA (Agobian, 2022). According to the Norwegian MFA (2023), these actions were a catalyst for the reactivation of the negotiations.Immediately after the announcement, Jorge Rodríguez and Gerardo Blyde met to discuss renewal of the talks (Ocando Alex, 2022a) but, by the end of May, according to Reuters, the Venezuelan government had demanded the withdrawal of Norway as a facilitator, and the presence of Russia (formally an accompanying country in the negotiations after 2021) as conditions for reactivating the negotiations. However, convinced that the Norwegians were their only guarantee for a successful process, the opposition disagreed (Oré, 2022). Bull (2023) specifies that the stance of the Venezuelan government might have been because it saw Norway as taking an excessively "pro-allies" position after the start of the war in Ukraine. She adds that Norway prefers to involve Russia and other big powers in the negotiations rather than excluding them, as they would provide legitimacy to the Mexico talks as the only acceptable platform for solving the Venezuelan political crisis. When interviewed, David C. Jourdan of the Norwegian MFA (2023), made it clear that Norway was never asked to relinquish its role as facilitator. Management of the process resides with the parties, which have remained committed to the MoU that names Norway as the facilitating country.On 21 and 22 June 2022, the Norwegian government held the Oslo Forum, an annual retreat focused on conflict mediation and peace processes. Around 100 conflict mediators, experts, peace process actors, and high-level decision makers from around the world gathered at Losby Gods Manor with the goal of sharing their experience on conflict resolution and peace diplomacy (Norwegian MFA, 2022). Among the peace process actors who attended the Oslo Forum were Jorge Rodríguez and Gerardo Blyde. A Norwegian source told VOA (2022b) that it was "probable" that the conversations would be initiated again, but "not immediately".On 14 September 2022, a group of 18 countries from the Americas and Europe agreed to call upon Maduro and the opposition to urge a resumption of the negotiations in Mexico (Ocando Alex, 2022b).Official negotiations began again on 26 November 2022. This time, a joint statement was issued indicating that the main agenda of the meeting would be social protection of the people. A partial agreement was reached, in which the measures agreed upon were: 1) creation of an organism to implement specific actions and programmes for the social protection of the Venezuelan people (Mesa Nacional de Atención Social, or MNAS); 2) creation of an organism auxiliary to the MNAS to evaluate its processes and the effects of implementation of the measurements adopted; 3) definition of the social areas which, requiring the most urgent attention, needed to be addressed through specific programmes, in particular the public health system, the national electrical system, development of the World Food Programme, educational infrastructure, and rebuilding of the infrastructure damaged as a consequence of the torrential rains in the latter half of 2022; 4) requesting from the UN support for the design and creation of a fund for social support of the Venezuelan people; 5) identification of frozen assets belonging to the Venezuelan state that might be progressively accessed and incorporated into this fund; 6) creation of a commission to assess and verify implementation of the agreement.After this meeting, the negotiations stalled again when the Venezuelan government accused the opposition of not complying with the agreement reached but, mainly and above all, because the frozen US$3,000 million that were to be incorporated into the Fund for the Social Protection of the Venezuelan People had not yet been released (August 2023). According to Maduro, this was a condition sine qua non for resuming the talks. The Colombian president, Gustavo Petro, organised a conference on 25 April 2023 in Bogotá, with representatives from numerous countries to discuss the Venezuelan situation. The shared positions of the Venezuelan government and the opposition were explained to the international community, in particular regarding the removal of sanctions, free elections, and reactivation of the peace talks. One of the shared positions for renewal of the talks was that of establishing the Fund for the Social Protection of the Venezuelan People (Ramírez Vargas & Alcalde, 2023). The message that came out of the Venezuela Conference of Bogotá was very clear: the UN trust fund for Venezuela should be set up as swiftly as possible. According to a Reuters report by Spetalnik, Sequera and Armas (2023), on 19 May the Biden administration notified the UN that the money could operate within the U.S. financial system, and that there would be no risk of creditors seizing it to repay the outstanding Venezuelan debt. Accordingly, the UN-administered fund could have been operative at the end of May 2023. However, the decision to establish the trust fund ultimately lies with the UN Secretariat in New York and some insiders allude to the complexity of the process involved and stress that establishing the fund depends on a number of factors. As of late August 2023, it had not been established by the UN. 5.2. Norway's distinctive approach to peace diplomacyIn an interview for the Centre of Humanitarian Dialogue, when asked about the distinctive approach of Norwegian diplomacy in international conflicts, Dag Nylander (2020) identified four main elements: (a) collaboration with Norwegian and international NGOs, (b) low-key diplomacy, (c) long-term commitment, and (d) the ability to make quick decisions.[5] In this section, these four elements will be briefly discussed.Norway's distinctive approach to its engagement in peace processes and with non-state actors was defined after the decentralisation of its foreign policy in the early 1990s. Humanitarian assistance and development policies called for closer cooperation between the Norwegian MFA and non-governmental actors and, according to Lehti (2014), this approach was extended to the area of peace-making. In the 1990s the Ministry responded positively to proposals and initiatives from various NGOs and well-connected individuals with regard to conflictive areas. The range of actors involved in peace-making was broadened, and Norway was then able to act beyond the bounds of government-centred diplomacy with a distinctive, more informal approach to peace diplomacy. Ann Kelleher and James Taulbe (2006) refer to this approach as "Track I½ Diplomacy", understanding Track I diplomacy as that with official representatives of governments and Track II diplomacy as that involving unofficial representatives and sectors of the civil society. An important feature of the collaboration between the state, NGOs and research institutions is that it is extensively funded by the state (Bandarage, 2011). Indeed, some Norwegian NGOs receive more than 90% of their funding from the state which, in Kelleher's view (2006), almost makes them quasi-governmental organisations.As for low-key diplomacy, Nylander (2020) affirms that activities pertaining to peace diplomacy rarely appear in the news, and that they are discreet and unnoticed, often with the involvement of low-level and mid-level diplomats, an approach that allows flexibility in seeking opportunities and in dealing with problems with relative freedom.Norway's long-term commitment to peace diplomacy is based on a broad political consensus for the promotion of peace and reconciliation. Hence, changes of government will not influence the country's engagement in any given conflict. According to the MFA (2000), the goal is not only ending violence but also support for economic, social, and political processes that lead to durable liberal peace in the country concerned.Finally, the ability of Norwegian diplomats to make quick decisions stems from the smallness of the country, not only in terms of population but also social distance. Dag Nylander (2020) mentions that the distance between a diplomat in the field and the ministry of Foreign Affairs is very short, and that it takes just a quick phone call or a text message, sometimes directly to the Minister, to obtain any clearance that may be needed. 5.3 Norwegian approach to facilitation the Venezuelan peace processNorway's approach to facilitation in Venezuela is consistent with its work in other peace processes. It began with secret talks between the parties (low-key diplomacy) and then, having advanced towards a more public and official format, it was formalised with the MoU signed in Mexico on 13 August 2021. In the MoU, the parties defined the agenda and methods for the talks. David Jourdan of the Norwegian MFA (2023) highlighted the importance of this Memorandum, which contains not only the agenda and format for the negotiations, but also a shared vision of the process and the country.As for the method, it is important to mention that it is based on a "nothing is agreed until everything is agreed" principle (comprehensive approach), although partial agreements can be reached if the parties consider that a subject has been sufficiently discussed and urgent action is required. This was the case with the two partial agreements on the Guyana Esequiba, and Social Protection of the Venezuelan people signed at the end of the talks in Mexico. This approach has its advantages, such as ensuring "big picture" negotiation, but it also comes with the risk the parties can renege anytime on anything they have agreed to. It was first used in other peace processes including Britain-Ireland in 1995, Palestine-Israel, and in Cyprus and Colombia. The Norwegian MFA (2023) emphasises that understanding the needs of the parties and ensuring that they are in charge of the process, has been key to making progress throughout the negotiations. The Venezuelan conflict is political in nature and requires political solutions, and the negotiation process provides a confidential space where the two parties have an opportunity to reconcile their interests. David Jourdan, sharing the MFA's approach to the political process, points out that Norway has probably been a more active facilitator in the Venezuelan negotiations than in other peace processes.An essential point of the MoU is participation, as it establishes mechanisms of consultation for political and social actors. The aim is for the process to be as inclusive and legitimate as possible. However, there is little information available as to whether this is actually the case and David Jourdan (2023) admits that it is not yet possible to speak of results in this area.Moreover, it should be noted that the Norwegian approach to facilitation, based on discretion and confidentiality, is one thing and how the parties actually behave is quite another matter. On more than one occasion, as can be seen in several documents and declarations, the Norwegian government has emphasised the need for the parties to be careful with their public declarations. In an interview with El País in February 2023, Anniken Huitfeldt, Norwegian Minister of Foreign Affairs, wryly acknowledges an anecdote sometimes repeated by high-profile Venezuelan politicians, according to which politicians will normally control themselves in public but, in private, tell someone else what they really think but, in Venezuela, the opposite occurs: what is said in private becomes amplified in front of a microphone (Lafuente 2023). Vicente Díaz, former director of the Venezuelan National Electoral Council, who participated in the talks held in the Dominican Republic, Oslo, and Barbados says that, since the process in Mexico was "very public" (as occurred in the Dominican Republic), it created difficulties for the parties, since national and international expectations were generated, which meant that more attention was given to audiences than to the talks (openDemocracy 2022). 5.4 Norwegian interests in VenezuelaIn this section and in keeping with the theoretical framework described above, I discuss four possible reasons for Norway's mediation in the Venezuelan conflict: (a) peace and stability (value-oriented diplomacy), (b) reputation, (c) political interests, and (d) economic interests.Value-oriented diplomacy focused on peace promotion makes sense for Norway, a country whose identity as a peaceful country and peace broker has existed at least since the late 19th century. Those values are so widely embedded that a broad political consensus exists among the population over a peace promotion policy, supported institutionally and by an extensive network of non-state actors coordinated by the state. Norway's constructed identity as a peace broker (especially intensified since the 1990s) means that the country acts as such. Moreover, promotion of such values makes even more sense when security has become globalised, and when a conflict in a faraway country can have humanitarian, political, economic, and ecological consequences in distant parts of the world. In this sense, value-oriented diplomacy may acquire realist motivations although, according to Bull (2023), this is discourse that appeared, above all from the 1980s, to justify Norway's involvement in peace processes. One of its proponents was the diplomat and former Labour Party politician, Jan Egeland.Ensuring peace and stability in Venezuela could, for example, (1) help to mitigate the external displacement crisis, which mainly affects neighbouring countries like Colombia and Ecuador as well as the U.S. and others in Europe, with all the humanitarian and economic consequences for those receiving refugees; (2) ensure Venezuela's participation, as a democratic state, in international organisations, thus promoting democratic values and human rights; (3) promote social and economic development in the country, which would create value for its nationals as well as attracting international investment and; (4) finally, through social and economic development, reduce the presence of paramilitary organisations in the country, including the Ejército de Liberación Nacional (ELN), which is involved in drug trafficking. During the interview with David Jourdan (2023), we shared these points and he replied that this may well be so, but that such possibilities could also arise as a consequence of a political settlement that includes the removal of the sanctions. He added that the main reasons for Norway's peace diplomacy are the goals of preventing and reducing human suffering, as well as contributing to peaceful societies and stability.Peace diplomacy does not give rapid results (when it actually gives results), but Norway sees it as a policy consistent with its values, and as one whose long-term effects are sufficiently relevant as to justify investment in it.When it comes to image and reputation, Norway's approach on peace has been used as a public diplomacy branding tool, together with the country's natural environment and gender equality, to solve one of the image problems of small countries: invisibility.Indeed, discretion and a low profile do not necessarily mean invisibility, and as long as the right aspects of Norway's peace diplomacy are emphasised in a public diplomacy strategy —for example its role as a facilitator, an engaged partner, and good multilateralist— the discretion that peace diplomacy requires would not be jeopardised (Leonard and Small, 2003). Success in mediation of the Venezuelan conflict would, of course, be positive for Norway's image as a peace broker, although this constructed image is also enhanced through pertinent media coverage mentioning the Norwegian involvement during the Venezuelan peace process. This can be explained by NRC theory since the Norwegian image is constructed not only through success in a certain process but also through the mediating process itself. To give one example, the Google search "peace talks Venezuela Norway" offers almost 4.85 million results, while the Spanish search with "mediación de paz Venezuela Noruega" offers 1.28 million results. Moreover, when Norway uses the word "facilitation"2 it transfers responsibility for the results to the parties, implying that it has the role of supporting and accompanying them, but it will not be responsible if the parties decide that they do not want to continue with the process. This safeguard for Norway's image as a peace broker applies to the Venezuelan case.Political influence has also been identified as one of Norway's possible interests. As Matlary (2003) notes, access to key international actors can result from Norway's engagement in peace processes, including in the case of Venezuela, especially in a context of international energy insecurity, and political tensions due to the high-profile conflict between Russia and Ukraine. In my interview with David Jourdain (2023), "close dialogue with key international stakeholders" together with increased political capital were mentioned as benefits that Norway could reap by engaging in Venezuela. He also pointed out that one of the key features of this conflict is the importance of the U.S. as an actor with the capacity to contribute to the outcome of the peace process.The U.S. is now particularly concerned to find new energy suppliers, and ensuring political stability in Venezuela could provide international legitimacy for oil and gas transactions with its government. Giovanna de Michele, internationalist lecturer at the Central University of Venezuela, told VOA that the best way to extract oil from Venezuela would be through U.S. companies, but the sanctions would have to be eased if this was to happen (Ramírez Vargas & Alcalde 2023). Norway offers an internationally recognised platform for making this possible: the talks in Mexico. It could therefore be a key actor in helping to resolve the political crisis in Venezuela while also supporting an ally, which would contribute to its status as a reliable partner of the U.S. However, as Matlary notes, it is difficult to quantify or define the scope of the access Norway gleans from its peace policy.Finally, with regard to economic interests, there are currently no Norwegian state-owned companies operating in Venezuela, although they can be represented through the investments of the Norwegian National Pension Fund3 in foreign companies that do operate in the country, for example, some Colombian companies, among them Bancolombia, Banco Popular, Banco Davivienda, and Cementos Argos. And, at the beginning of 2023, Ecopetrol, which is financed by Norfund, asked the U.S. for permission to negotiate with the state-owned company PDVSA to explore gas imports from Venezuela to Colombia (Quesada 2023). Among Norwegian investments in the U.S. are Chevron and Occidental Petroleum Corp, and the U.S. has recently given permission to Chevron to negotiate with the PDVSA and, at the end of 2022, a United Nations Commission on International Trade Law (UNCITRAL) court found that Venezuela was liable for discriminatory conduct in its payment of dividends from an oil and gas venture and ordered Venezuela to pay US$105 million to a Barbadian subsidiary of Occidental Petroleum Corp (Ballantyne 2022). If an improved political situation in Venezuela increases the revenues of these companies, it could also be positive for Norwegian investments.It should be added that, until 2021, Statoil (later Equinor), the national oil company of Norway, was present in Venezuela where it invested more than one billion dollars between 1995 and 2013 and participated in the Sincor heavy crude oil project with Total and PDVSA. However, due to concerns about the workforce and practical difficulties, Equinor pulled out of the project and transferred its 9.67% participation to CVP, a subsidiary of PDVSA, although it did keep its 51% stake in the exploration license of block 4 on Plataforma Deltana off Cocuina(Øye Gjerde, n.d.). Accordingly, Equinor participation in Venezuela is currently on hold but a greater presence in Venezuela of Norwegian companies, in particular from the oil and gas sector is possible if the country's situation improves.To sum up, although economic links between Norway and Venezuela do exist, they would seem to be limited and not sufficient to explain Norway's participation as a facilitator in the Venezuelan peace process. 6. CONCLUSIONSThe core question of this study is why and how does Norway facilitate the Venezuela peace talks? The results suggest that, for Norway as a facilitator of the Venezuelan peace process, the main goals of mediation-as-foreign-policy are humanitarian, security (better understood as promoting stability in the region), projection of its image as a peaceful nation and a peacemaker, and of its status vis-à-vis key international actors (especially the U.S.).All these goals can be explained through the Holsti's theory of National Role Conceptions (NRC) and Norway's own role prescription as a small, democratic, and peaceful nation, which means it would promote these values through altruistic (idealist) and non-altruistic (realist) actions and perspectives.Interestingly, economic factors do not seem to play a major role as a mediation-as-foreign-policy objective. The economic ties between Norway and Venezuela are presently not significant and, thanks to the diversification of the investment portfolio of the Norwegian National Pension Fund, Venezuela only represents a very small part of Norwegian economic interests.It is therefore relevant to consider the importance of constructivist aspects such as national values and self-conception in shaping the foreign policy of small countries, despite the apparent predominance of realpolitik aspects in an international context of increasing competition. These constructivist aspects offer key information for understanding and explaining the behaviour of small countries and should not be overlooked.Besides, it is worth reflecting on the definition of a mediation success in real, and in mediation-as-foreign policy terms. In the real sense, mediation is successful when it produces long-term reconciliation between the parties, in the eyes of a domestic audience while, for an audience external to the conflict, mediation may be successful simply when a peace agreement between the parties is signed. Meanwhile, for the mediating country or its allies, a mediation is deemed effective when foreign policy objectives are achieved. The approach used by Norwegian mediators in the Venezuelan process is similar to that of previous peace processes. It starts with the organisation of secret meetings and then advances towards a more public and official format. However, some distinctive traits of this peace process have been (1) a somewhat more active role of Norway as a facilitator when compared to other peace processes, (2) the weighty influence of the U.S. in causing setbacks or advances in the negotiations , and (3) premature publicity of this process, when the parties have been too eager to share their views with the press and the public, which may have been an obstacle for achieving progress. Despite these challenges, as of November 2023, Norway has continued to honour its long-term commitment to achieving a peaceful solution to the Venezuelan conflict.This study has created a first timeline of the Norwegian involvement in the Venezuelan peace process by means of consulting information in primary and secondary sources and, when relevant, adding further details obtained in interviews with two experts. This timeline provides an overview of the main milestones of the peace process while highlighting Norway's role as a facilitating country. Possible reasons for its engagement in the Venezuelan peace process have been identified. At a tactical level, the moral and security elements seem to be a high priority for people working in the field. These actors have considerable expertise in conflict resolution and perform their duties diligently. At a more strategic and state-centred level, besides the moral and security components, attention is given to building political capital by means of offering an attractive image to international stakeholders, especially close allies like the U.S. This is, therefore, an excellent example of the importance of peace diplomacy as a soft power tool for a middle-level country like Norway.The limits of the study arise from the nature of an ongoing mediation process. Since silence sometimes carries more weight than words and as discretion is necessary for the process to move forward, only limited information could be directly obtained from relevant actors in the peace talks. In terms of Norway's interests in certain areas, the limits of qualitative methods have not allowed quantification of the importance of each of these interests. The aim of the interviews was to obtain in-depth information that could confirm that such interests exist, and to provide distinctive details that might enrich knowledge of this peace process, rather than quantifying the results. Finally, now that Norway's possible interests as a facilitator have been identified, future research could be addressed at quantifying the weight of each of them in Norway's peacebuilding policy over the last two decades. 7. ReferencesAggestam, Lisbeth. "Role Conceptions and the Politics of Identity in Foreign Policy". ARENA Center for European Studies Working Paper, vol. 99/8 (1999). 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"Idealism in international relations" in: Dowding, Keith (ed.) Encyclopedia of Power, Thousand Oaks: Sage Publications, p. 332-333.Notes:1- Originally consisting of 12 Latin American nations and formally created on 8 August 2017, the Lima Group is a multilateral body whose goal is to explore mechanisms for a peaceful solution to the political crisis in Venezuela and restoration of a democratic order (Government of Colombia 2017).2- In this study, I use the terms "mediation" and "facilitation" interchangeably. However, mediation normally involves a formal mandate from the parties of a conflict, covering involvement in both the substance and process of the negotiation, while a facilitator is less directive (Greminger 2007).3- The Norwegian National Pension Fund, the world's largest sovereign fund, has investments in over 9,000 companies in 70 countries (Oljefondet n.d.). Key words: Venezuela, Norway, national role conception, mediation, peacebuilding, foreign policy, conflict resolutionDOI: https://doi.org/10.24241/docCIDOB.2024.15/enE-ISSN: 2339-9570
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Documents CIDOB: 15Winner of the Global Talent Award, launched by CIDOB and Banco Sabadell Foundation in the framework of Programa Talent Global.ABSTRACTThis study offers a comprehensive overview of the Norwegian involvement in the Venezuelan peace process as a facilitator of the peace talks between the Venezuelan government and the opposition. It explains what Norway does as a facilitator (the process), as well as how (approach) and why (characteristics of Norway as a suitable mediator, and possible interests), not only in terms of the characteristics making Norway a suitable facilitator, but also its interests and motivations. The main goal is to draw attention to the importance and the usefulness of soft power tools for the achievement of foreign policy objectives and, in particular, peace-making. The study concludes that, for Norway, mediation as foreign policy is, in general but also in the case of Venezuela, the result of a combination of idealist, value-oriented motivations (humanitarian reasons and international stability), and realist, non-altruistic interests (status and access) arising from its constructed national identity and role conception. 1. INTRODUCTIONSince the early 2010s, Venezuela has been embroiled in a grave economic, political, and humanitarian crisis resulting in institutional disarray that reached critical point in 2017. It was in this year that the constitutional order was broken after Decision 156 of the Supreme Tribunal of Justice in Venezuela, whereby this organ attributed to itself the functions of the National Assembly, the country's legislative organ. Deemed unconstitutional by the political parties with a majority in the National Assembly, this move led to mass protests. The government reacted by calling for a new constitution to be drafted by a newly created Constituent National Assembly which, in August 2017, granted itself powers to pass legislation, thus overriding the National Assembly (Bronstein & Cobb, 2017). This was not recognised by the National Assembly but, in 2018, the Constituent National Assembly went ahead and blocked the participation of the main opposition parties in the presidential elections that year. These elections were rejected by a broad sector of the international community, among them the European Union (EU) and the Lima Group.1From 2017, Norway, with a population of just 5.5 million, has been exploring possibilities in Venezuela for political dialogue between the government of Nicolás Maduro and the opposition, first through the Norwegian Centre for Conflict Resolution (NOREF), an independent foundation that receives funding from the Norwegian Ministry of Foreign Affairs (MFA), and later, after 2019, with direct state involvement. Norway has built an image as a peace broker with its success in processes like the Oslo Accords between Israel and the Palestine Liberation Organisation (PLO), and in the talks between the Colombian government and the Revolutionary Armed Forces of Colombia (FARC). But why did Norway decide to facilitate the peace talks in Venezuela? How does Norway approach peacebuilding in this conflict? This article aims to analyse the causes, process, approaches, and motivations for Norwegian mediation in Venezuela, in order to draw attention to the importance and the usefulness of soft power tools for the achievement of foreign policy objectives and, in particular, peace-making. I therefore explore the comprehensive role of Norway in the Venezuelan peace talks, the background, the process, and Norway's possible interests as a facilitator. I argue that,for Norway, mediation as foreign policy is, in general, but also in the case of Venezuela, the result of a combination of idealist, value-oriented motivations (humanitarian reasons and international stability), and realist, non-altruistic interests (status and access) arising from its constructed national identity and the way it perceives its role as a peace-making nation. As mentioned above, the Norwegian state became officially involved in the Venezuelan conflict in 2019. The domestic situation had come to a head on 23rd January when Juan Guaidó, leader of the opposition and president of the National Assembly, rejected the authority of Nicolás Maduro and declared himself acting president of Venezuela. However, the strategy failed when the military remained loyal to Maduro. Negotiation then became a last resort (NUPI 2020) and Norway began to facilitate negotiations between government and opposition, first in Oslo and then in Barbados, in 2019. These efforts led to further discussion between the parties through 2021 and 2022, in Mexico. In 2022, the war in Ukraine prompted changes in the positions regarding Venezuela of certain actors, notable among them the United States (U.S.) and the EU. As the Spanish Institute of Strategic Studies (Remacha, 2023) points out, U.S. concerns about energy security made it necessary to find a way of guaranteeing the international supply, and Venezuela was (and is) considered to be a strategic source. Contacts between the U.S. and Venezuela were made in 2022, and talks began about removing the sanctions imposed on the country. Given its economic situation, and the presidential elections due in 2024, Venezuela welcomed the rapprochement. If the sanctions were to be removed (at least partially), it was necessary to resume dialogue with the opposition, so in November 2022, negotiations recommenced in Mexico with Norway's mediation. Significant progress was made, and the release of previously frozen international funds was agreed upon (up to 3,000 million dollars earmarked mainly for public health, education, and food), as well as the lifting of some sanctions. Maduro's government is also aware that the 2024 elections should be held according to a model that respects democratic safeguards, with unrestricted participation by the opposition, so that results will be internationally recognised. Venezuela would then be able to resume relations with countries and regions like the U.S. and the EU, thus enabling international investment, particularly in the oil industry, and an improved economic situation (NUPI, 2020). Although the presidential crisis formally lasted until 5th January 2023 when Guaidó's acting presidency was abolished by the National Assembly, the political crisis with the opposition continues to the present day, in November 2023. 1.2. Research goals and objectivesThis study aims to explore the role of Norway as a facilitator in the Venezuelan peace talks, focusing on what it does (the process), how (approach), and why (characteristics of Norway as a suitable mediator, and possible interests). It seeks to demonstrate that, given Norway's national conception as a peacemaker, its strategy in Venezuela expresses a broad foreign policy endeavour that has humanitarian but also reputational and political motivations. More broadly, the importance of soft power tools for state actors to achieve their foreign policy objectives is discussed. Constructivism and Holsti's theory of National Role Conceptions (NRC) help to explain Norway's self-image as a peacemaker, while idealism and realism, together with Touval's "mediation as foreign policy" theory shed light on Norway's use of mediation as a foreign policy tool. Qualitative methods based on analysis of primary and secondary sources, complemented with semi-structured interviews with experts and officials of the Norwegian Ministry of Foreign Affairs, have been used. 1.3. Relevance and justificationNorway is a small country in terms of population but one with a notable ability to influence international affairs thanks to soft power. One of ways it exercises its influence is its internationally recognised image as a peacemaker, evidenced through its involvement in several peace processes. Indeed, since 1993, Norway has been engaged in 11 different peace processes (Norwegian Ministry of Foreign Affairs, 2019) with some major successes but also others that were limited. The case of Norwegian facilitation of the Venezuelan peace talks is studied for two main reasons. First, is its relevance in terms of policy significance, as it is an ongoing process, which leads to questions about why Norway acts as a facilitator, and the possible interests it has in doing so, apart from the goal of peace itself. Second, is the practical reason of the author's knowledge of the three languages relevant for this research (English, Spanish, and Norwegian), which is a valuable asset in terms of good understanding of the information from primary and secondary sources written in the three languages. This is an advantage in the research, as it allows cross-checking of information, and offers a broader perspective on the topic. 2. NORWAY AS A PEACEBUILDING NATIONScholars offer several explanations of Norway's involvement in peace processes arising from international conflicts. The result of a pragmatic foreign policy, it combines idealist and realist elements in a seemingly contradictory policy which, in fact, accommodates different domestic interests and maintains inter-party foreign policy consensus (Riste, 2001; Ekengren, 2022).From a constructivist perspective, the notion of Norway as a nation for peace partly comes from its conception of its role as a small, rich, peaceful state, with a clear focus on human rights and humanitarian assistance (Leira et al., 2007). While it is true that the so-called value-oriented (idealist) diplomacy wasstrengthened, above all in the 1990s, with the increased involvement of Norway in several peace processes, its self-image as a peacebuilding nation has always been present (Leira, 2015). The Norwegian peace activist and later Foreign Affairs Minister, Halvdan Koht (1873-1965), argued in 1902 that, although the fact of its being a small state could limit its flexibility in foreign policy actions, Norway could and should secure its status by promoting peace and development. More than 80 years later, in 1989, Jan Egeland, who would become State Secretary in the Norwegian Ministry of Foreign Affairs from 1990 to 1997, argued that a small, rich country like Norway could be more effective in promoting human rights and peace than old colonial powers or superpowers with their historical baggage and policies based on self-interest and dominance (Sørbø, 2018).Moreover, the notion of status, which is closely linked with the concept of identity, has been prominent in Norway since the nation's beginnings. Leira (2015) describes the pursuit of status as a peace-making nation in the 19th and early 20th century as a way of achieving independence (through moral authority), a means of saving money (as the policy for peace was cheaper than power politics), and as sound realpolitik for a small state. He also refers to the words of Ole Jacob Broch in 1864 when he argued that, when small states need to "engage in the strife of other states", they should do it decisively because, "for them, honour and prestige are even more important than for the greater powers" (Broch cited in Leira 2015, p.22).The role performance of Norway, or itsbehaviour with, and approach to foreign policy actions is, according to Gulbrandsen (2022), influenced by the logic of appropriateness (March & Olsen, 1998), dictated by the image the state has of itself, and constituting a basis for adopting a role in any specific context. In Holsti's view (1970), the main explanation for the role performance of a state arises from policy makers' conceptions of the role of the nation in a system (National Role Conception), but adoption of a role is also influenced by what he calls role prescriptions, which come from the external environment. In this case, if the Norwegian government and the Norwegian people have an image of Norway as a nation for peace, and if the external image they project in other countries is also that of a nation for peace, the logic of appropriateness and the role prescription will dictate that Norway will have to behave as a nation for peace, and thus engage in peacebuilding policy.For Skånland (2010) the Norwegian involvement in peace processes is the result of a discursive construction, amplified by the media, above all after 1993. Media coverage of the Norwegian involvement in the Middle East peace process gave a very positive picture of Norway in general, an image that was strengthened thanks to the perceived successes in the peace processes of Sri Lanka, Guatemala, and Mali. All this crystallised into three main discursive constructions: (1) the decisive significance of the Norwegian contribution for the outcome of peace processes, (2) the importance of peace promotion as a foreign policy tool, and (3) Norway's distinctive approach for peace promotion.Other authors emphasise Norway's peace engagement efforts from a more realist perspective and, in particular, as a policy instrument in its own right (Touval, 2003). Some, like Matlary (2002) argue that mediation is used as an institutionalised strategy for dealing with some of the challenges of being a small state, as well as for promoting Norway's interests in the international arena, and having some influence in international relations. As Stokke (2014) notes, although it has a small population, Norway has a disproportionate importance in other areas (fishing, oil and gas, shipping etc.), thus implying interests beyond its borders as well as influence in other domains because of this prominence. According to Matlary (2002), some Norwegian interestsidentified from a realpolitik standpoint are security (addressed through NATO), economic interests vis-à-vis the EU, access to political decision-making power in the EU and, outside the West, considerable economic interests in oil prices and oil export. Matlary, who collected data through a series of anonymous interviews with diplomats and politicians, alludes to the effects of value-oriented diplomacy in matters of matters and concludes that, apart from a good image and profile, what value-oriented diplomacy provides is access to other arenas where one needs the best possible entry. Her interviewees referred, above all, to access to the leaders of the U.S. Department of State through the policy of peace engagement, especially in the Middle East and, to a much lesser extent, to leaders of EU states. However, she says, it was difficult to collect specific insights into the effects of such access, a perspective shared by Stokke (2010, p.166) who argues that "the extent and manner in which recognition is translated into international influence is complex and may vary from one policy field to another and between different arenas of international relations. This means that it is notoriously difficult to detect and measure the direct benefits from peace engagement". Finally, another interesting perspective is that provided by Neumann (2011). For him, the peace and reconciliation efforts of medium and small countries are a means to maintain a system with which they are reasonably satisfied, because they are not as well equipped as bigger powers to deal with other (more violent) types of conflict resolution methods, and he refers specifically to the institutionalisation of peace and reconciliation efforts by Norway.To conclude, Norway's peacebuilding policy may be understood as apparently idealist (value-oriented diplomacy) and based on a self-image as a nation for peace, which includes both idealist (moral responsibility) and realist (influence in the international arena and security) motivations. Until now, there have been no major conflicts between those two angles (Stokke, 2014), but in an increasingly polarised world, it is becoming more and more difficult for Norway to maintain a balanced policy in peacebuilding processes. 3. THEORETICAL FRAMEWORKThis study draws on the theory of constructivism to explain Norway's national role conception and considers the notions of idealism and realism to explain mediation as its foreign policy. A theoretical framework based on such apparently antagonistic ideas is, perhaps, not very common but, as Barkin (2003) puts it, a constructivist epistemology and a classical realist theory are, in fact, compatible and, moreover, this kind of framework can be useful in International Relations (IR) theory, as it can specify the relationship between the study of power in IR and the study of IR as social constructions. Indeed, constructivism and perceptions can—and are—often applied to fulfil or justify realist objectives and policies.For the purposes of this study, I consider that mediation as foreign policy is a result of idealist (value-oriented) and realist (power) motivations arising from a constructed national identity and role conception.3.1. Constructivism and national role conceptionFor Barnett (2018), constructivism as an international relations social theory is "concerned about how to conceptualise the relationship between agents and structures, but it is not a substantive theory" (p.88). The basic premise is that the world is socially constructed, which means that "social reality is a product of human consciousness. Consciousness is created and constituted through knowledge that shapes meaning and categories of understanding and action; such knowledge and meanings can be institutionalised in social life; and this institutionalisation, in turn, shapes the construction of social reality" (p.88). These categories shape not only external reality but also its actors, which is an indicator of the importance of the social construction of interests and identity. For example, Norway's identity may shape its national interests, and one of those interests might be security, but the concept of security and how it can be achieved may be linked to Norway's identity.National Role Conceptions, a concept first developed by Holsti (1970), is defined as "the policymakers' own definitions of the general kinds of decisions, commitments, rules, and actions suitable to their state, and of the functions, if any, their state should perform [...] in the international system" (p. 245-246). These are, as mentioned in section 2, the main explanation for the role performance of a state, understood by Holsti as the "general policy behaviour of governments" (p. 245). Role performance is also influenced by what he calls role prescriptions, which come from the external environment and have, as some of their sources, system-wide values, the structure of the international system, and the traditions, rules and expectations of states expressed through various legal instruments (p. 246).The notion of national role conception is related to that of politics of identity, which, in Aggestam's words (1999), is a set of ideas that policymakers use to create a sense of solidarity and cohesion and thus to legitimise general trust in a nation's foreign policy. She argues that speeches sometimes reveal subjective we-feelings of a cultural community related to territory, myths, rituals, institutions, and customs, and she refers to the "institutionalisation" of national identity, which makes identity constructions relatively resistant to change. Moreover, citing March & Olsen (1998), she indicates that certain practices and rules of behaviour that legitimise and explain specific identity constructions are reinforced by such institutionalisation.The starting point of the present study is, therefore, the idea that Norway's national role conception is that of a small, rich, peaceful, democratic state, whose official discourse in peace engagement, especially since the 1990s, emphasises its altruistic contribution as a "peaceful nation that has the values, competences and economic resources" for such an endeavour, but whose work is also "beneficial for Norway's own interests" (Stokke, 2014, p.8).3.2. Idealism, realism, and mediation as foreign policyThere is no generally accepted definition of idealism because there is no settled ontology of the term but, according to Wilson (2012), it generally refers to any goal, idea, or practice that is considered impractical from a state perspective, for example the prohibition and disarmament of nuclear weapons, or global eradication of poverty. In IR it is normally used in both the broad and narrow senses. Broadly speaking, idealism seeks to transcend anarchy to create a more harmonious world order while, in the narrow sense, it is a doctrine tied to the inter-war period (1919-1939) and seen as emphasising the growing interdependence of mankind. I shall focus on the first meaning, which refers to "an approach to international politics that seeks to advance certain ideals or moral goals, for example, making the world a more peaceful or just place" (Wilson, 2019).Realism is a substantive theory of IR that considers states to be the main actors in the international arena, and mainly concerned with the pursuit of their own national interests, security, and struggle for power. Realists view the international arena as a sphere without justice, and with active or potential conflict among its members. They show scepticism about the relevance of ethical norms (Stanford Encyclopedia of Philosophy, 2017). This theory has a variety of ramifications but in this study I consider, first and foremost, classical realism because, although idealism is usually heavily criticised by realists, according to Barkin (2003), classical realism perceives the art of international politics as "the practical balancing of the demands of power on the one hand and morality on the other—a dialectic between power and morality [...]. Idealism, for the classical realist, is necessary to inform our actions and underlie our interests in the pursuit of international politics, but realism will always remain a necessary part of relations among states" (p.333). Also relevant is the perspective of neoclassical realism because, while classical realism focuses on the system-level factors, neoclassical realism considers domestic-level factors as variables that can shape foreign policy, which is highly pertinent if NRC theory is used to explain Norway's behaviour in the international arena. Neoclassical realism considers that "objective reality exists, but decision making is impaired by uncertainty and the complexity of the environment" (Rathbun, 2008, p.296).According to Touval (2003), mediation as foreign policy needs to be understood as a policy instrument, as distinct from mediation theory. He argues that it derives from the mediator's perception of the international system, its foreign policy objectives and strategies, and domestic needs. I would also argue that it stems from the mediator's own national role conception and self-perception. Touval (2003) considers that ending a conflict is no longer the main concern of the mediating state, but only a part of a broadly conceived foreign policy as the mediation is also shaped by affairs that are external to the conflict. He highlights three issues arising from a state's international and domestic concerns: (1) mediation is perceived by the public and the officials engaged in it as a moral obligation, which is seldom criticised; (2) foreign and domestic motivations, apart from being an incentive for states to engage in mediation, also shape their strategies and tactics of the mediation; (3) the mediation is evaluated not only in terms of settlement of a dispute, but also the primary goals motivating the mediation. Beriker (2017) offers an expanded perspective of Touval's work, arguing that once mediation is proven to be a viable foreign policy tool, engaging in mediation enables medium-sized powers to create a political space that otherwise would not be available. 4. METHODOLOGYThis study is both descriptive and explanatory, as it inquires more deeply into the events as well as exploring why and how Norway became involved in the Venezuela peace process from 2017 to May 2023. In a deductive approach, existing theories —NRC, mediation as foreign policy, idealism, and realism— are drawn on to explain Norway's behaviour in its peacebuilding policy. The epistemology used is empiricism, since the focus is explanation rather than interpretation, and the ontology is pragmatist because, while the world is understood as existing independently from social actors, the influence of these actors to shape social realities should also be taken into account, together with the fact that, in some cases, this may affect realities existing independently of them.The methods are qualitative, as information provided with quantitative methods would be too superficial for a study that seeks to determine the existence and the characteristics of Norway's engagement in the Venezuelan peace process. The analysis is primarily based on a range of online primary and secondary sources, including government reports, memorandums of understanding, recorded interviews, articles, and academic publications. I consulted these sources, first, for better understanding of the issues and to organise this material around the research question, as well as to identify possible gaps of knowledge. I then conducted semi-structured interviews, with an official from the Norwegian MFA (Ministry of Foreign Affairs) and a Norwegian academic, to fill some of the previously identified knowledge gaps, to record their perceptions, and to triangulate the documentary information thus gathered.The first interview, conducted by videoconference on 2 August 2023, was with Professor Benedicte Bull, from the University of Oslo and, inter alia, president of the Nordic Institute for Latin American Studies, whose research has been focused on Venezuela in recent years. The second was with David C. Jourdan, who coordinates the Norwegian MFA's facilitation team in the Venezuelan peace process. This interview was conducted in Oslo on 8 August 2023. Both Bull and Jourdan have given their consent to use their names in the present study. NOREF was also contacted but stated that it could not give interviews on the Venezuelan peace process. 5. ANALYSIS AND DISCUSSION5.1. Norwegian involvement in the Venezuelan peace processNo official documentary information about the specific manner Norway engaged in the Venezuela conflict during 2017 and 2018 has been found, apart from the mere fact stated in the NOREF website that it was engaged in talks on the conflict in those years. According to its strategic plan 2019-2023, NOREF is a "non-state actor that is able to complement formal Norwegian peacemaking efforts [... and] build directly on the Norwegian tradition of informal conflict resolution". This makes it possible "to support formal peace processes (track I), and informal back-channel conflict diplomacy (track 1.5 and 2)" (NOREF, 2019). This institution has a permanent staff of professionals, experts in conflict resolution, and is governed by a board whose director is appointed by the Norwegian MFA, and whose members come, in general, from different areas of the public sector. In the interview with David C. Jourdan of the Norwegian MFA (2023), he confirmed that NOREF's engagement consists of track 2 approaches. Moreover, he stressed that, although NOREF receives public funds and works closely with the Norwegian state, it is a separate, independent institution. Norway's involvement in the peace process after 2019, when it became public, is described in some detail below. 2019: the first official talksAccording to the Norwegian MFA (2023), Norway has been involved in Venezuela since 2018. However, it was only in May 2019 that talks between the Venezuelan parties, facilitated by Norway, first became public. In this early stage, the negotiations between the delegations of Nicolás Maduro and Juan Guaidó lasted until August 2019, and although significant progress was made, no agreements for solving the political conflict were reached. However, the Norwegian MFA (2023) stresses that these negotiations were a stepping-stone for further talks between the parties, which signed a collaboration agreement in June 2020, with the objective of using frozen funds in the U.S. for a joint response to the COVID-19 pandemic, with support from the Pan American Health Organisation. Several newspaper articles describing the negotiations during that year provide additional information that has been used in this study.In May 2019, Juan Guaidó sent a delegation to Oslo to participate in exploratory talks with representatives of Maduro's government to try to find a solution to the political crisis the country had faced since Guaidó declared himself acting president of Venezuela at the beginning of that year (NRK, 2019a), information that was confirmed by Jorge Valero, Venezuela's ambassador to the UN in Geneva, and the UN spokesperson in New York, Stephane Dujarric. The Norwegian Broadcasting Corporation (NRK) reported the talks for the first time on 15 May but, according to an anonymous source, this was the second time that the parties had been in Oslo, and negotiations had previously been taking place in Cuba.Shortly afterwards, on the night between 16 and 17 May, the Norwegian Ministry of Foreign Affairs issued a press release confirming that there had been contacts between key political actors in Venezuela as a part of an exploratory phase aiming to find a solution to the country's situation. The Maduro government representatives present at the talks were Héctor Rodríguez, governor of the province of Miranda, and Jorge Rodríguez, minister of Communication. The opposition representatives were Gerardo Blyde, member of parliament, and Fernando Martínez Mattola, who had been minister during the government of President Carlos Andrés Pérez.In the last week of May 2019, the Norwegian minister of Foreign Affairs confirmed that the parties would travel again to Oslo during the following week to continue with the process (NRK, 2019b). Almost at the same time, Juan Guaidó insisted that the meetings in Oslo were not part of a dialogue or negotiation, but a mediation in Norway (El Nacional, 2019). According to Voice of America/Voz de América (VOA) (2019a), Nicolás Maduro appeared a few days later on the Venezuelan public TV channel after the opposition declared that the conversations in Oslo that week had ended on 29 May without any agreement being reached. Maduro stated that conversations had been taking place in secret during the three previous months, that he was proud of his delegation, and that dialogue with the opposition had been constructive. Moreover, he insisted on his wish to find a peaceful solution for Venezuela. Indeed, VOA pointed out that Dag Nylander, a Norwegian diplomat who would become chief facilitator of the Venezuelan peace process, had been travelling to Caracas and meeting with the political actors involved in the crisis since January 2019.The peace talks resumed one month later in Barbados. On 11 July 2019, after three days of conversations, Norway announced that the negotiations would continue (Reuters, 2019). Yet, only a few weeks later, the Maduro government withdrew from the talks when the U.S. president, Donald Trump, announced his decision to block U.S. citizens from engaging in business in Venezuela and to freeze the country's assets in the U.S. According to the Venezuelan government, this had been instigated by Juan Guaidó, while the opposition accused the government of reneging on its commitment to dialogue. Norway's facilitator, Dag Nylander, took note that the planned meetings would not take place and emphasised Norway's role as a facilitator acting at the request of the parties and planning the meetings according to their availability. He added that the facilitation process would continue as long as the parties wished, and provided that there was a realistic position on a solution in the best interests of the Venezuelan people (VG, 2019).According to Bull (2023), Norway, as the facilitating country, was displeased when the talks went public in May, believing that this was premature and that it would complicate the peace process. She also stresses that the Trump administration had no clear strategy for ending the conflict and that, when the U.S. sanctions were announced, there had not been any proper coordination with Norway. She also notes that mentions of the U.S. seem to refer to a single homogeneous actor, when the reality is that there are many actors involved, among them the Pentagon and the Department of State, and these actors may work in different directions, sometimes disrupting a given policy. The Norwegian MFA (2023) confirms it was not aware of the U.S. sanctions that were announced in early August 2019. Both parties and facilitator were taken by surprise.2021: The signing of a Memorandum of Understanding and negotiation rounds in MexicoA year and a half later, in March 2021, new exploratory talks began after the Biden administration's position on Venezuela allowed the parties to negotiate a Memorandum of Understanding (MoU), which led to the launch of a new negotiation process, starting in August that year. On 5 August, the Mexican President, Manuel López Obrador confirmed that Mexico would host talks between the government of Venezuela and the opposition (Reuters, 2021) and, a few days later, the Norwegian government confirmed its involvement with a tweet (Ministry of Foreign Affairs, 2021a). The new negotiation process was launched in Mexico City on 13 August, with Dag Nylander as chief facilitator, Jorge Rodríguez representing the Venezuelan (Maduro's) government, and Gerardo Blyde representing the Unitary Platform (the opposition). A MoU —which I refer to in more detail in section 5.3— was released, defining the objective, agenda, method, and composition of the negotiation team. The Norwegian minister of Foreign Affairs, Ine Eriksen Søreide, declared in a press note that the parties were ready to negotiate constructively and that, in the process, they would consult members of civil society as well as political actors. She also noted that there was mutual agreement on the sensitive nature of the negotiations, which was necessary for giving the parties space to make progress (Norwegian MFA 2021b).A second round of negotiations took place at the beginning of September 2021. The parties released a joint statement reporting that two agreements had been reached, the first being to act jointly in the claim of Venezuelan sovereignty over Guyana Esequiba, and the second, a "partial agreement on the social protection of the Venezuelan people". The parties conveyed that the points to be addressed in the following round of negotiations would be "respect for the Constitutional Rule of Law", protection of the national economy, and measures for the social protection of the Venezuelan people.Between the second and the third rounds of negotiation, Erna Solberg, the Norwegian Prime Minister, spoke at the UN General Assembly on 21 September, referring to Venezuela as a country where human right violations were occurring. Her comment was criticised by Dag Nylander as it could, he said, damage the credibility of Norway's role. In a tweet on 25 September, the MFA reaffirmed its commitment as an impartial facilitator in the negotiations and declared that the statement in the UN should not be interpreted as being inconsistent with that (NRK, 2021). The Venezuelan government responded to this diplomatic hitch with a slight delay in proceedings when its representatives arrived one day late at the negotiation round scheduled in Mexico from 24 to 27 September, but which finally took place after 25 September (Euronews, 2021).After this third round of negotiations, the parties released a new joint statement, focused this time on the issue of inclusion and, specifically, on the need for a gender focus in the negotiations, identification of inclusive consultation mechanisms for political and social actors, and condemnation of xenophobic attacks on Venezuelan migrants that had recently occurred in Chile. According to an article by Diego Santander in the Spanish newspaper El Mundo (2021), this third round was so fraught with problems that no specific agreements were reached. Maduro's delegation insisted on its plans to include Alex Saab in the negotiation. Saab, a Venezuelan businessman, was accused of being Maduro's front man, and a key figure in the international economic and financial activities to circumvent the U.S. economic sanctions against his government. However, Saab had been arrested for money laundering in June 2020 in Cabo Verde and was extradited to the U.S. on the weekend of October 16.Negotiations, set for 17 October, were suspended on 16 October when the Maduro government decided not to participate in the next round of negotiations, because of Saab's extradition, which Jorge Rodríguez referred to as a "kidnapping" as it had been carried out "without a warrant and without due process" and accused the U.S. of trying to prevent the dialogue (Gilbert, 2021). The Norwegian government then tweeted that it was still convinced that the negotiations were the only solution for Venezuela, and that it would keep working to encourage the parties to continue (Norwegian MFA, 2021c). In Bull's opinion (2023), while the U.S. system may have its faults, the legal proceedings are independent from political powers so, on that occasion, there was little that U.S. politicians could do to stop the extradition.2022 — 2023: talks after the beginning of the war in UkraineIn March 2022, a new chapter of the dialogue began after the Russian invasion of Ukraine. A U.S. delegation formed by members of the Department of State visited Caracas to meet with the Venezuelan government and discuss an eventual isolation of Vladimir Putin. Some analysts also indicated that Venezuela was seen as a possible alternative oil supplier if the U.S. opted to restrict oil exports from Russia, which meant that removal of the sanctions on Venezuela could be considered (VOA, 2022a). Indeed, in May 2022, the U.S. announced that economic sanctions against Venezuela would be eased as a gesture in favour of reactivating the dialogues and also allowing the U.S. company Chevron to negotiate potential future activities with the state-owned oil and natural gas company PDVSA (Agobian, 2022). According to the Norwegian MFA (2023), these actions were a catalyst for the reactivation of the negotiations.Immediately after the announcement, Jorge Rodríguez and Gerardo Blyde met to discuss renewal of the talks (Ocando Alex, 2022a) but, by the end of May, according to Reuters, the Venezuelan government had demanded the withdrawal of Norway as a facilitator, and the presence of Russia (formally an accompanying country in the negotiations after 2021) as conditions for reactivating the negotiations. However, convinced that the Norwegians were their only guarantee for a successful process, the opposition disagreed (Oré, 2022). Bull (2023) specifies that the stance of the Venezuelan government might have been because it saw Norway as taking an excessively "pro-allies" position after the start of the war in Ukraine. She adds that Norway prefers to involve Russia and other big powers in the negotiations rather than excluding them, as they would provide legitimacy to the Mexico talks as the only acceptable platform for solving the Venezuelan political crisis. When interviewed, David C. Jourdan of the Norwegian MFA (2023), made it clear that Norway was never asked to relinquish its role as facilitator. Management of the process resides with the parties, which have remained committed to the MoU that names Norway as the facilitating country.On 21 and 22 June 2022, the Norwegian government held the Oslo Forum, an annual retreat focused on conflict mediation and peace processes. Around 100 conflict mediators, experts, peace process actors, and high-level decision makers from around the world gathered at Losby Gods Manor with the goal of sharing their experience on conflict resolution and peace diplomacy (Norwegian MFA, 2022). Among the peace process actors who attended the Oslo Forum were Jorge Rodríguez and Gerardo Blyde. A Norwegian source told VOA (2022b) that it was "probable" that the conversations would be initiated again, but "not immediately".On 14 September 2022, a group of 18 countries from the Americas and Europe agreed to call upon Maduro and the opposition to urge a resumption of the negotiations in Mexico (Ocando Alex, 2022b).Official negotiations began again on 26 November 2022. This time, a joint statement was issued indicating that the main agenda of the meeting would be social protection of the people. A partial agreement was reached, in which the measures agreed upon were: 1) creation of an organism to implement specific actions and programmes for the social protection of the Venezuelan people (Mesa Nacional de Atención Social, or MNAS); 2) creation of an organism auxiliary to the MNAS to evaluate its processes and the effects of implementation of the measurements adopted; 3) definition of the social areas which, requiring the most urgent attention, needed to be addressed through specific programmes, in particular the public health system, the national electrical system, development of the World Food Programme, educational infrastructure, and rebuilding of the infrastructure damaged as a consequence of the torrential rains in the latter half of 2022; 4) requesting from the UN support for the design and creation of a fund for social support of the Venezuelan people; 5) identification of frozen assets belonging to the Venezuelan state that might be progressively accessed and incorporated into this fund; 6) creation of a commission to assess and verify implementation of the agreement.After this meeting, the negotiations stalled again when the Venezuelan government accused the opposition of not complying with the agreement reached but, mainly and above all, because the frozen US$3,000 million that were to be incorporated into the Fund for the Social Protection of the Venezuelan People had not yet been released (August 2023). According to Maduro, this was a condition sine qua non for resuming the talks. The Colombian president, Gustavo Petro, organised a conference on 25 April 2023 in Bogotá, with representatives from numerous countries to discuss the Venezuelan situation. The shared positions of the Venezuelan government and the opposition were explained to the international community, in particular regarding the removal of sanctions, free elections, and reactivation of the peace talks. One of the shared positions for renewal of the talks was that of establishing the Fund for the Social Protection of the Venezuelan People (Ramírez Vargas & Alcalde, 2023). The message that came out of the Venezuela Conference of Bogotá was very clear: the UN trust fund for Venezuela should be set up as swiftly as possible. According to a Reuters report by Spetalnik, Sequera and Armas (2023), on 19 May the Biden administration notified the UN that the money could operate within the U.S. financial system, and that there would be no risk of creditors seizing it to repay the outstanding Venezuelan debt. Accordingly, the UN-administered fund could have been operative at the end of May 2023. However, the decision to establish the trust fund ultimately lies with the UN Secretariat in New York and some insiders allude to the complexity of the process involved and stress that establishing the fund depends on a number of factors. As of late August 2023, it had not been established by the UN. 5.2. Norway's distinctive approach to peace diplomacyIn an interview for the Centre of Humanitarian Dialogue, when asked about the distinctive approach of Norwegian diplomacy in international conflicts, Dag Nylander (2020) identified four main elements: (a) collaboration with Norwegian and international NGOs, (b) low-key diplomacy, (c) long-term commitment, and (d) the ability to make quick decisions.[5] In this section, these four elements will be briefly discussed.Norway's distinctive approach to its engagement in peace processes and with non-state actors was defined after the decentralisation of its foreign policy in the early 1990s. Humanitarian assistance and development policies called for closer cooperation between the Norwegian MFA and non-governmental actors and, according to Lehti (2014), this approach was extended to the area of peace-making. In the 1990s the Ministry responded positively to proposals and initiatives from various NGOs and well-connected individuals with regard to conflictive areas. The range of actors involved in peace-making was broadened, and Norway was then able to act beyond the bounds of government-centred diplomacy with a distinctive, more informal approach to peace diplomacy. Ann Kelleher and James Taulbe (2006) refer to this approach as "Track I½ Diplomacy", understanding Track I diplomacy as that with official representatives of governments and Track II diplomacy as that involving unofficial representatives and sectors of the civil society. An important feature of the collaboration between the state, NGOs and research institutions is that it is extensively funded by the state (Bandarage, 2011). Indeed, some Norwegian NGOs receive more than 90% of their funding from the state which, in Kelleher's view (2006), almost makes them quasi-governmental organisations.As for low-key diplomacy, Nylander (2020) affirms that activities pertaining to peace diplomacy rarely appear in the news, and that they are discreet and unnoticed, often with the involvement of low-level and mid-level diplomats, an approach that allows flexibility in seeking opportunities and in dealing with problems with relative freedom.Norway's long-term commitment to peace diplomacy is based on a broad political consensus for the promotion of peace and reconciliation. Hence, changes of government will not influence the country's engagement in any given conflict. According to the MFA (2000), the goal is not only ending violence but also support for economic, social, and political processes that lead to durable liberal peace in the country concerned.Finally, the ability of Norwegian diplomats to make quick decisions stems from the smallness of the country, not only in terms of population but also social distance. Dag Nylander (2020) mentions that the distance between a diplomat in the field and the ministry of Foreign Affairs is very short, and that it takes just a quick phone call or a text message, sometimes directly to the Minister, to obtain any clearance that may be needed. 5.3 Norwegian approach to facilitation the Venezuelan peace processNorway's approach to facilitation in Venezuela is consistent with its work in other peace processes. It began with secret talks between the parties (low-key diplomacy) and then, having advanced towards a more public and official format, it was formalised with the MoU signed in Mexico on 13 August 2021. In the MoU, the parties defined the agenda and methods for the talks. David Jourdan of the Norwegian MFA (2023) highlighted the importance of this Memorandum, which contains not only the agenda and format for the negotiations, but also a shared vision of the process and the country.As for the method, it is important to mention that it is based on a "nothing is agreed until everything is agreed" principle (comprehensive approach), although partial agreements can be reached if the parties consider that a subject has been sufficiently discussed and urgent action is required. This was the case with the two partial agreements on the Guyana Esequiba, and Social Protection of the Venezuelan people signed at the end of the talks in Mexico. This approach has its advantages, such as ensuring "big picture" negotiation, but it also comes with the risk the parties can renege anytime on anything they have agreed to. It was first used in other peace processes including Britain-Ireland in 1995, Palestine-Israel, and in Cyprus and Colombia. The Norwegian MFA (2023) emphasises that understanding the needs of the parties and ensuring that they are in charge of the process, has been key to making progress throughout the negotiations. The Venezuelan conflict is political in nature and requires political solutions, and the negotiation process provides a confidential space where the two parties have an opportunity to reconcile their interests. David Jourdan, sharing the MFA's approach to the political process, points out that Norway has probably been a more active facilitator in the Venezuelan negotiations than in other peace processes.An essential point of the MoU is participation, as it establishes mechanisms of consultation for political and social actors. The aim is for the process to be as inclusive and legitimate as possible. However, there is little information available as to whether this is actually the case and David Jourdan (2023) admits that it is not yet possible to speak of results in this area.Moreover, it should be noted that the Norwegian approach to facilitation, based on discretion and confidentiality, is one thing and how the parties actually behave is quite another matter. On more than one occasion, as can be seen in several documents and declarations, the Norwegian government has emphasised the need for the parties to be careful with their public declarations. In an interview with El País in February 2023, Anniken Huitfeldt, Norwegian Minister of Foreign Affairs, wryly acknowledges an anecdote sometimes repeated by high-profile Venezuelan politicians, according to which politicians will normally control themselves in public but, in private, tell someone else what they really think but, in Venezuela, the opposite occurs: what is said in private becomes amplified in front of a microphone (Lafuente 2023). Vicente Díaz, former director of the Venezuelan National Electoral Council, who participated in the talks held in the Dominican Republic, Oslo, and Barbados says that, since the process in Mexico was "very public" (as occurred in the Dominican Republic), it created difficulties for the parties, since national and international expectations were generated, which meant that more attention was given to audiences than to the talks (openDemocracy 2022). 5.4 Norwegian interests in VenezuelaIn this section and in keeping with the theoretical framework described above, I discuss four possible reasons for Norway's mediation in the Venezuelan conflict: (a) peace and stability (value-oriented diplomacy), (b) reputation, (c) political interests, and (d) economic interests.Value-oriented diplomacy focused on peace promotion makes sense for Norway, a country whose identity as a peaceful country and peace broker has existed at least since the late 19th century. Those values are so widely embedded that a broad political consensus exists among the population over a peace promotion policy, supported institutionally and by an extensive network of non-state actors coordinated by the state. Norway's constructed identity as a peace broker (especially intensified since the 1990s) means that the country acts as such. Moreover, promotion of such values makes even more sense when security has become globalised, and when a conflict in a faraway country can have humanitarian, political, economic, and ecological consequences in distant parts of the world. In this sense, value-oriented diplomacy may acquire realist motivations although, according to Bull (2023), this is discourse that appeared, above all from the 1980s, to justify Norway's involvement in peace processes. One of its proponents was the diplomat and former Labour Party politician, Jan Egeland.Ensuring peace and stability in Venezuela could, for example, (1) help to mitigate the external displacement crisis, which mainly affects neighbouring countries like Colombia and Ecuador as well as the U.S. and others in Europe, with all the humanitarian and economic consequences for those receiving refugees; (2) ensure Venezuela's participation, as a democratic state, in international organisations, thus promoting democratic values and human rights; (3) promote social and economic development in the country, which would create value for its nationals as well as attracting international investment and; (4) finally, through social and economic development, reduce the presence of paramilitary organisations in the country, including the Ejército de Liberación Nacional (ELN), which is involved in drug trafficking. During the interview with David Jourdan (2023), we shared these points and he replied that this may well be so, but that such possibilities could also arise as a consequence of a political settlement that includes the removal of the sanctions. He added that the main reasons for Norway's peace diplomacy are the goals of preventing and reducing human suffering, as well as contributing to peaceful societies and stability.Peace diplomacy does not give rapid results (when it actually gives results), but Norway sees it as a policy consistent with its values, and as one whose long-term effects are sufficiently relevant as to justify investment in it.When it comes to image and reputation, Norway's approach on peace has been used as a public diplomacy branding tool, together with the country's natural environment and gender equality, to solve one of the image problems of small countries: invisibility.Indeed, discretion and a low profile do not necessarily mean invisibility, and as long as the right aspects of Norway's peace diplomacy are emphasised in a public diplomacy strategy —for example its role as a facilitator, an engaged partner, and good multilateralist— the discretion that peace diplomacy requires would not be jeopardised (Leonard and Small, 2003). Success in mediation of the Venezuelan conflict would, of course, be positive for Norway's image as a peace broker, although this constructed image is also enhanced through pertinent media coverage mentioning the Norwegian involvement during the Venezuelan peace process. This can be explained by NRC theory since the Norwegian image is constructed not only through success in a certain process but also through the mediating process itself. To give one example, the Google search "peace talks Venezuela Norway" offers almost 4.85 million results, while the Spanish search with "mediación de paz Venezuela Noruega" offers 1.28 million results. Moreover, when Norway uses the word "facilitation"2 it transfers responsibility for the results to the parties, implying that it has the role of supporting and accompanying them, but it will not be responsible if the parties decide that they do not want to continue with the process. This safeguard for Norway's image as a peace broker applies to the Venezuelan case.Political influence has also been identified as one of Norway's possible interests. As Matlary (2003) notes, access to key international actors can result from Norway's engagement in peace processes, including in the case of Venezuela, especially in a context of international energy insecurity, and political tensions due to the high-profile conflict between Russia and Ukraine. In my interview with David Jourdain (2023), "close dialogue with key international stakeholders" together with increased political capital were mentioned as benefits that Norway could reap by engaging in Venezuela. He also pointed out that one of the key features of this conflict is the importance of the U.S. as an actor with the capacity to contribute to the outcome of the peace process.The U.S. is now particularly concerned to find new energy suppliers, and ensuring political stability in Venezuela could provide international legitimacy for oil and gas transactions with its government. Giovanna de Michele, internationalist lecturer at the Central University of Venezuela, told VOA that the best way to extract oil from Venezuela would be through U.S. companies, but the sanctions would have to be eased if this was to happen (Ramírez Vargas & Alcalde 2023). Norway offers an internationally recognised platform for making this possible: the talks in Mexico. It could therefore be a key actor in helping to resolve the political crisis in Venezuela while also supporting an ally, which would contribute to its status as a reliable partner of the U.S. However, as Matlary notes, it is difficult to quantify or define the scope of the access Norway gleans from its peace policy.Finally, with regard to economic interests, there are currently no Norwegian state-owned companies operating in Venezuela, although they can be represented through the investments of the Norwegian National Pension Fund3 in foreign companies that do operate in the country, for example, some Colombian companies, among them Bancolombia, Banco Popular, Banco Davivienda, and Cementos Argos. And, at the beginning of 2023, Ecopetrol, which is financed by Norfund, asked the U.S. for permission to negotiate with the state-owned company PDVSA to explore gas imports from Venezuela to Colombia (Quesada 2023). Among Norwegian investments in the U.S. are Chevron and Occidental Petroleum Corp, and the U.S. has recently given permission to Chevron to negotiate with the PDVSA and, at the end of 2022, a United Nations Commission on International Trade Law (UNCITRAL) court found that Venezuela was liable for discriminatory conduct in its payment of dividends from an oil and gas venture and ordered Venezuela to pay US$105 million to a Barbadian subsidiary of Occidental Petroleum Corp (Ballantyne 2022). If an improved political situation in Venezuela increases the revenues of these companies, it could also be positive for Norwegian investments.It should be added that, until 2021, Statoil (later Equinor), the national oil company of Norway, was present in Venezuela where it invested more than one billion dollars between 1995 and 2013 and participated in the Sincor heavy crude oil project with Total and PDVSA. However, due to concerns about the workforce and practical difficulties, Equinor pulled out of the project and transferred its 9.67% participation to CVP, a subsidiary of PDVSA, although it did keep its 51% stake in the exploration license of block 4 on Plataforma Deltana off Cocuina(Øye Gjerde, n.d.). Accordingly, Equinor participation in Venezuela is currently on hold but a greater presence in Venezuela of Norwegian companies, in particular from the oil and gas sector is possible if the country's situation improves.To sum up, although economic links between Norway and Venezuela do exist, they would seem to be limited and not sufficient to explain Norway's participation as a facilitator in the Venezuelan peace process. 6. CONCLUSIONSThe core question of this study is why and how does Norway facilitate the Venezuela peace talks? The results suggest that, for Norway as a facilitator of the Venezuelan peace process, the main goals of mediation-as-foreign-policy are humanitarian, security (better understood as promoting stability in the region), projection of its image as a peaceful nation and a peacemaker, and of its status vis-à-vis key international actors (especially the U.S.).All these goals can be explained through the Holsti's theory of National Role Conceptions (NRC) and Norway's own role prescription as a small, democratic, and peaceful nation, which means it would promote these values through altruistic (idealist) and non-altruistic (realist) actions and perspectives.Interestingly, economic factors do not seem to play a major role as a mediation-as-foreign-policy objective. The economic ties between Norway and Venezuela are presently not significant and, thanks to the diversification of the investment portfolio of the Norwegian National Pension Fund, Venezuela only represents a very small part of Norwegian economic interests.It is therefore relevant to consider the importance of constructivist aspects such as national values and self-conception in shaping the foreign policy of small countries, despite the apparent predominance of realpolitik aspects in an international context of increasing competition. These constructivist aspects offer key information for understanding and explaining the behaviour of small countries and should not be overlooked.Besides, it is worth reflecting on the definition of a mediation success in real, and in mediation-as-foreign policy terms. In the real sense, mediation is successful when it produces long-term reconciliation between the parties, in the eyes of a domestic audience while, for an audience external to the conflict, mediation may be successful simply when a peace agreement between the parties is signed. Meanwhile, for the mediating country or its allies, a mediation is deemed effective when foreign policy objectives are achieved. The approach used by Norwegian mediators in the Venezuelan process is similar to that of previous peace processes. It starts with the organisation of secret meetings and then advances towards a more public and official format. However, some distinctive traits of this peace process have been (1) a somewhat more active role of Norway as a facilitator when compared to other peace processes, (2) the weighty influence of the U.S. in causing setbacks or advances in the negotiations , and (3) premature publicity of this process, when the parties have been too eager to share their views with the press and the public, which may have been an obstacle for achieving progress. Despite these challenges, as of November 2023, Norway has continued to honour its long-term commitment to achieving a peaceful solution to the Venezuelan conflict.This study has created a first timeline of the Norwegian involvement in the Venezuelan peace process by means of consulting information in primary and secondary sources and, when relevant, adding further details obtained in interviews with two experts. This timeline provides an overview of the main milestones of the peace process while highlighting Norway's role as a facilitating country. Possible reasons for its engagement in the Venezuelan peace process have been identified. At a tactical level, the moral and security elements seem to be a high priority for people working in the field. These actors have considerable expertise in conflict resolution and perform their duties diligently. At a more strategic and state-centred level, besides the moral and security components, attention is given to building political capital by means of offering an attractive image to international stakeholders, especially close allies like the U.S. This is, therefore, an excellent example of the importance of peace diplomacy as a soft power tool for a middle-level country like Norway.The limits of the study arise from the nature of an ongoing mediation process. Since silence sometimes carries more weight than words and as discretion is necessary for the process to move forward, only limited information could be directly obtained from relevant actors in the peace talks. In terms of Norway's interests in certain areas, the limits of qualitative methods have not allowed quantification of the importance of each of these interests. The aim of the interviews was to obtain in-depth information that could confirm that such interests exist, and to provide distinctive details that might enrich knowledge of this peace process, rather than quantifying the results. Finally, now that Norway's possible interests as a facilitator have been identified, future research could be addressed at quantifying the weight of each of them in Norway's peacebuilding policy over the last two decades. 7. ReferencesAggestam, Lisbeth. "Role Conceptions and the Politics of Identity in Foreign Policy". ARENA Center for European Studies Working Paper, vol. 99/8 (1999). 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Voz de América, (30 May 2019), (on-line), [Date accessed 12.05.2023]: https://www.vozdeamerica.com/a/venezuela-noruega-negociaciones-para-poner-fin-a-la-crisis-/4936901.html Voz de América. "Tras fracaso en Barbados, Venezuela sigue esperando una solución". Voz de América, (11 August 2019), (on-line) [Date accessed 14.05.2023]: https://www.vozdeamerica.com/a/tras-fracaso-en-barbados-venezuela-sigue-esperando-una-solucion/5037644.html Voz de América. "Funcionarios de EE.UU. viajan a Venezuela y se reúnen con oficiales del gobierno: según medios". Voz de América, (6 March 2022), (on-line) [Date accessed 18.05.2023]: https://www.vozdeamerica.com/a/funcionarios-eeuu-viajaran-venezeula-reunen-oficiales-gobierno-/6472694.html Voz de América. "Gobierno y oposición de Venezuela coinciden en Noruega". Voz de América, (20 June 2022), (on-line) [Date accessed 18.05.2023]: https://www.vozdeamerica.com/a/delegaciones-maduro-dialogo-noruega-/6625220.html Wilson, Peter. "Idealism in international relations" in: Dowding, Keith (ed.) Encyclopedia of Power, Thousand Oaks: Sage Publications, p. 332-333.Notes:1- Originally consisting of 12 Latin American nations and formally created on 8 August 2017, the Lima Group is a multilateral body whose goal is to explore mechanisms for a peaceful solution to the political crisis in Venezuela and restoration of a democratic order (Government of Colombia 2017).2- In this study, I use the terms "mediation" and "facilitation" interchangeably. However, mediation normally involves a formal mandate from the parties of a conflict, covering involvement in both the substance and process of the negotiation, while a facilitator is less directive (Greminger 2007).3- The Norwegian National Pension Fund, the world's largest sovereign fund, has investments in over 9,000 companies in 70 countries (Oljefondet n.d.).Key words: Venezuela, Norway, national role conception, mediation, peacebuilding, foreign policy, conflict resolution
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Daniel Deudney on Mixed Ontology, Planetary Geopolitics, and Republican Greenpeace
This is the second in a series of Talks dedicated to the technopolitics of International Relations, linked to the forthcoming double volume 'The Global Politics of Science and Technology' edited by Maximilian Mayer, Mariana Carpes, and Ruth Knoblich
World politics increasingly abrasions with the limits of state-centric thinking, faced as the world is with a set of issues that affect not only us collectively as mankind, but also the planet itself. While much of IR theorizing seems to shirk such realizations, the work of Daniel Deudney has consistently engaged with the complex problems engendered by the entanglements of nuclear weapons, the planetary environment, space exploration, and the kind of political associations that might help us to grapple with our fragile condition as humanity-in-the world. In this elaborate Talk, Deudney—amongst others—lays out his understanding of the fundamental forces that drive both planetary political progress and problems; discusses the kind of ontological position needed to appreciate these problems; and argues for the merits of a republican greenpeace model to political organization.
Print version of this Talk (pdf)
What is, according to you, the biggest challenge / principal debate in current IR? What is your position or answer to this challenge / in this debate?
The study of politics is the study of human politics and the human situation has been—and is being—radically altered by changes in the human relationships with the natural and material worlds. In my view, this means IR and related intellectual disciplines should focus on better understanding the emergence of the 'global' and the 'planetary,' their implications for the overall human world and its innumerable sub-worlds, and their relations with the realization of basic human needs. The global and the planetary certainly don't comprise all of the human situation, but the fact that the human situation has become global and planetary touches every other facet of the human situation, sometimes in fundamental ways. The simple story is that the human world is now 'global and planetary' due to the explosive transformation over the last several centuries of science-based technology occurring within the geophysical and biophysical features of planet Earth. The natural Earth and its relationship with humans have been massively altered by the vast amplifications in dispersed human agency produced by the emergence and spread of machine-based civilization. The overall result of these changes has been the emergence of a global- and planetary-scale material and social reality that is in some ways similar, but in other important ways radically different, from earlier times. Practices and structures inherited from the pre-global human worlds have not adequately been adjusted to take the new human planetary situation into account and their persistence casts a long and partially dark shadow over the human prospect.
A global and planetary focus is also justified—urgently—by the fact that the overall human prospect on this planet, and the fate of much additional life on this planet, is increasingly dependent on the development and employment of new social arrangements for interacting with these novel configurations of material and natural possibilities and limits. Human agency is now situated, and is making vastly fateful choices—for better or worse—in a sprawling, vastly complex aggregation of human-machine-nature assemblies which is our world. The 'fate of the earth' now partly hinges on human choices, and helping to make sure these choices are appropriate ones should be the paramount objective of political scientific and theoretical efforts. However, no one discipline or approach is sufficient to grapple successfully with this topic. All disciplines are necessary. But there are good reasons to believe that 'IR' and related disciplines have a particularly important possible practical role to play. (I am also among those who prefer 'global studies' as a label for the enterprise of answering questions that cut across and significantly subsume both the 'international' and the 'domestic.')
My approach to grappling with this topic is situated—like the work of now vast numbers of other IR theorists and researchers of many disciplines—in the study of 'globalization.' The now widely held starting point for this intellectual effort is the realization that globalization has been the dominant pattern or phenomenon, the story of stories, over at least the last five centuries. Globalization has been occurring in military, ecological, cultural, and economic affairs. And I emphasize—like many, but not all, analysts of globalization—that the processes of globalization are essentially dependent on new machines, apparatuses, and technologies which humans have fabricated and deployed. Our world is global because of the astounding capabilities of machine civilization. This startling transformation of human choice by technological advance is centrally about politics because it is centrally about changes in power. Part of this power story has been about changes in the scope and forms of domination. Globalization has been, to state the point mildly, 'uneven,' marked by amplifications of violence and domination and predation on larger and wider scales. Another part of the story of the power transformation has been the creation of a world marked by high degrees of interdependence, interaction, speed, and complexity. These processes of globalization and the transformation of machine capabilities are not stopping or slowing down but are accelerating. Thus, I argue that 'bounding power'—the growth, at times by breathtaking leaps, of human capabilities to do things—is now a fundamental feature of the human world, and understanding its implications should, in my view, be a central activity for IR scholars.
In addressing the topic of machine civilization and its globalization on Earth, my thinking has been centered first around the developing of 'geopolitical' lines argument to construct a theory of 'planetary geopolitics'. 'Geopolitics' is the study of geography, ecology, technology, and the earth, and space and place, and their interaction with politics. The starting point for geopolitical analysis is accurate mapping. Not too many IR scholars think of themselves as doing 'geography' in any form. In part this results from of the unfortunate segregation of 'geography' into a separate academic discipline, very little of which is concerned with politics. Many also mistake the overall project of 'geopolitics' with the ideas, and egregious mistakes and political limitations, of many self-described 'geopoliticans' who are typically arch-realists, strong nationalists, and imperialists. Everyone pays general lip service to the importance of technology, but little interaction occurs between IR and 'technology studies' and most IR scholars are happy to treat such matters as 'technical' or non-political in character. Despite this general theoretical neglect, many geographic and technological factors routinely pop into arguments in political science and political theory, and play important roles in them.
Thinking about the global and planetary through the lens of a fuller geopolitics is appealing to me because it is the human relationship with the material world and the Earth that has been changed with the human world's globalization. Furthermore, much of the actual agendas of movements for peace, arms control, and sustainability are essentially about alternative ways of ordering the material world and our relations with it. Given this, I find an approach that thinks systematically about the relations between patterns of materiality and different political forms is particularly well-suited to provide insights of practical value for these efforts.
The other key focus of my research has been around extending a variety of broadly 'republican' political insights for a cluster of contemporary practical projects for peace, arms control, and environmental stewardship ('greenpeace'). Even more than 'geopolitics,' 'republicanism' is a term with too many associations and meanings. By republics I mean political associations based on popular sovereignty and marked by mutual limitations, that is, by 'bounding power'—the restraint of power, particularly violent power—in the interests of the people generally. Assuming that security from the application of violence to bodies is a primary (but not sole) task of political association, how do republican political arrangements achieve this end? I argue that the character and scope of power restraint arrangements that actually serve the fundamental security interests of its popular sovereign varies in significant ways in different material contexts.
Republicanism is first and foremost a domestic form, centered upon the successive spatial expansion of domestic-like realms, and the pursuit of a constant political project of maximally feasible ordered freedom in changed spatial and material circumstances. I find thinking about our global and planetary human situation from the perspective of republicanism appealing because the human global and planetary situation has traits—most notably high levels of interdependence, interaction, practical speed, and complexity—that make it resemble our historical experience of 'domestic' and 'municipal' realms. Thinking with a geopolitically grounded republicanism offers insights about global governance very different from the insights generated within the political conceptual universe of hierarchical, imperial, and state-centered political forms. Thus planetary geopolitics and republicanism offers a perspective on what it means to 'Think Globally and Act Locally.' If we think of, or rather recognize, the planet as our locality, and then act as if the Earth is our locality, then we are likely to end up doing various approximations of the best-practice republican forms that we have successfully developed in our historically smaller domestic localities.
How did you arrive at where you currently are in IR?
Like anybody else, the formative events in my intellectual development have been shaped by the thick particularities of time and place. 'The boy is the father of the man,' as it is said. The first and most direction-setting stage in the formation of my 'green peace' research interests was when I was in 'grade school,' roughly the years from age 6-13. During these years my family lived in an extraordinary place, St Simons Island, a largely undeveloped barrier island off the coast of southern Georgia. This was an extremely cool place to be a kid. It had extensive beaches, and marshes, as well as amazing trees of gargantuan proportions. My friends and I spent much time exploring, fishing, camping out, climbing trees, and building tree houses. Many of these nature-immersion activities were spontaneous, others were in Boy Scouts. This extraordinary natural environment and the attachments I formed to it, shaped my strong tendency to see the fates of humans and nature as inescapably intertwined. But the Boy Scouts also instilled me with a sense of 'virtue ethics'. A line from the Boy Scout Handbook captures this well: 'Take a walk around your neighborhood. Make a list of what is right and wrong about it. Make a plan to fix what is not right.' This is a demotic version of Weber's political 'ethic of responsibility.' This is very different from the ethics of self-realization and self-expression that have recently gained such ground in America and elsewhere. It is now very 'politically incorrect' to think favorably of the Boy Scouts, but I believe that if the Scouting experience was universally accessible, the world would be a much improved place.
My kid-in-nature life may sound very Tom Sawyer, but it was also very Tom Swift. My friends and I spent much of our waking time reading about the technological future, and imaginatively play-acting in future worlds. This imaginative world was richly fertilized by science fiction comic books, television shows, movies, and books. Me and my friends—juvenile technological futurists and techno-nerds in a decidedly anti-intellectual culture—were avid readers of Isaac Asimov, Arthur C. Clarke, Ray Bradbury, and Robert Heinlein, and each new issue of Analog was eagerly awaited. While we knew we were Americans, my friends and I had strong inclinations to think of ourselves most essentially as 'earthlings.' We fervently discussed extraterrestrial life and UFOs, and we eagerly awaited the day, soon to occur, we were sure, in which we made 'first contact.' We wanted to become, if not astronauts, then designers and builders of spaceships. We built tree houses, but we filled them with discarded electronics and they became starships. We rode bicycles, but we lugged about attaché cases filled with toy ray guns, transistor radios, firecrackers, and homemade incendiary devices. We built and fired off rockets, painstaking assembled plastic kit models of famous airplanes and ships, and then we would blow them apart with our explosives. The future belonged to technology, and we fancied ourselves its avant garde.
Yet the prospect of nuclear Armageddon seemed very real. We did 'duck and cover' drills at school, and sat for two terrifying weeks through the Cuban Missile Crisis. My friends and I had copies of the Atomic Energy Commission manuals on 'nuclear effects,' complete with a slide-rule like gadget that enabled us to calculate just what would happen if near-by military bases were obliterated by nuclear explosions. Few doubted that we were, in the words of a pop song, 'on the eve of destruction.' These years were also the dawning of 'the space age' in which humans were finally leaving the Earth and starting what promised to be an epic trek, utterly transformative in its effects, to the stars. My father worked for a number of these years for a large aerospace military-industrial firm, then working for NASA to build the very large rockets needed to launch men and machines to the moon and back. My friends and I debated fantastical topics, such as the pros and cons of emigrating to Mars, and how rapidly a crisis-driven exodus from the earth could be organized.
Two events that later occurred in the area where I spent my childhood served as culminating catalytic events for my greenpeace thinking. First, some years after my family moved away, the industrial facility to mix rocket fuel that had been built by the company my father worked for, and that he had helped put into operation, was struck by an extremely violent 'industrial accident,' which reduced, in one titanic flash, multi-story concrete and steel buildings filled with specialized heavy industrial machinery (and everyone in them) into a grey powdery gravel ash, no piece of which was larger than a fist. Second, during the late 1970s, the US Navy acquired a large tract of largely undeveloped marsh and land behind another barrier island (Cumberland), an area 10-15 miles from where I had lived, a place where I had camped, fished, and hunted deer. The Navy dredged and filled what was one of the most biologically fertile temperate zone estuaries on the planet. There they built the east coast base for the new fleet of Trident nuclear ballistic missile submarines, the single most potent violence machine ever built, thus turning what was for me the wildest part of my wild-encircled childhood home into one of the largest nuclear weapons complexes on earth. These events catalyzed for me the realization that there was a great struggle going on, for the Earth and for the future, and I knew firmly which side I was on.
My approach to thinking about problems was also strongly shaped by high school debate, where I learned the importance of 'looking at questions from both sides,' and from this stems my tendency to look at questions as debates between competing answers, and to focus on decisively engaging, defeating, and replacing the strongest and most influential opposing positions. As an undergraduate at Yale College, I started doing Political Theory. I am sure that I was a very vexing student in some ways, because (the debater again) I asked Marxist questions to my liberal and conservative professors, and liberal and conservative ones to my Marxist professors. Late in my sophomore year, I had my epiphany, my direction-defining moment, that my vocation would be an attempt to do the political theory of the global and the technological. Since then, the only decisions have been ones of priority and execution within this project.
Wanting to learn something about cutting-edge global and technological and issues, I next went to Washington D.C. for seven years. I worked on Capitol Hill for three and a half years as a policy aide, working on energy and conservation and renewable energy and nuclear power. I spent the other three and a half years as a Senior Researcher at the Worldwatch Institute, a small environmental and global issues think tank that was founded and headed by Lester Brown, a well-known and far-sighted globalist. I co-authored a book about renewable energy and transitions to global sustainability and wrote a study on space and space weapons. At the time I published Whole Earth Security: a Geopolitics of Peace (1983), in which my basic notions of planetary geopolitics and republicanism were first laid out. During these seven years in Washington, I also was a part-time student, earning a Master's degree in Science, Technology and Public Policy at George Washington University.
In all, these Washington experiences have been extremely valuable for my thinking. Many political scientists view public service as a low or corrupting activity, but this is, I think, very wrong-headed. The reason that the democratic world works as well as it does is because of the distributive social intelligence. But social intelligence is neither as distributed nor as intelligent as it needs to be to deal with many pressing problems. My experience as a Congressional aide taught me that most of the problems that confront my democracy are rooted in various limits and corruptions of the people. I have come to have little patience with those who say, for example, rising inequality is inherent in capital C capitalism, when the more proximate explanation is that the Reagan Republican Party was so successful in gutting the progressive tax system previously in place in the United States. Similarly, I see little value in claims, to take a very contemporary example, that 'the NSA is out of control' when this agency is doing more or less what the elected officials, responding to public pressures to provide 'national security' loudly demanded. In democracies, the people are ultimately responsible.
As I was immersed in the world of arms control and environmental activism I was impressed by the truth of Keynes's oft quoted line, about the great practical influence of the ideas of some long-dead 'academic scribbler.' This is true in varying degrees in every issue area, but in some much more than others. This reinforced my sense that great potential practical consequence of successfully innovating in the various conceptual frameworks that underpinned so many important activities. For nuclear weapons, it became clear to me that the problem was rooted in the statist and realist frames that people so automatically brought to a security question of this magnitude.
Despite the many appeals of a career in DC politics and policy, this was all for me an extended research field-trip, and so I left Washington to do a PhD—a move that mystified many of my NGO and activist friends, and seemed like utter folly to my political friends. At Princeton University, I concentrated on IR, Political Theory, and Military History and Politics, taking courses with Robert Gilpin, Richard Falk, Barry Posen, Sheldon Wolin and others. In my dissertation—entitled Global Orders: Geopolitical and Materialist Theories of the Global-Industrial Era, 1890-1945—I explored IR and related thinking about the impacts of the industrial revolution as a debate between different world order alternatives, and made arguments about the superiority of liberalist, internationalist, and globalist arguments—most notably from H.G. Wells and John Dewey—to the strong realist and imperialist ideas most commonly associated with the geopolitical writers of this period.
I also continued engaging in activist policy affiliated to the Program on Nuclear Policy Alternatives at the Center for Energy andEnvironmental Studies (CEES), which was then headed by Frank von Hippel, a physicist turned 'public interest scientist', and a towering figure in the global nuclear arms control movement. I was a Post Doc at CEES during the Gorbachev era and I went on several amazing and eye-opening trips to the Soviet Union. Continuing my space activism, I was able to organize workshops in Moscow and Washington on large-scale space cooperation, gathering together many of the key space players on both sides. While Princeton was fabulously stimulating intellectually, it was also a stressful pressure-cooker, and I maintained my sanity by making short trips, two of three weekends, over six years, to Manhattan, where I spent the days working in the main reading room of the New York Public Library and the nights partying and relaxing in a world completely detached from academic life.
When it comes to my intellectual development in terms of reading theory, the positive project I wanted to pursue was partially defined by approaches I came to reject. Perhaps most centrally, I came to reject an approach that was very intellectually powerful, even intoxicating, and which retains great sway over many, that of metaphysical politics. The politics of the metaphysicians played a central role in my coming to reject the politics of metaphysics. The fact that some metaphysical ideas and the some of the deep thinkers who advanced them, such as Heidegger, and many Marxists, were so intimately connected with really disastrous politics seemed a really damning fact for me, particularly given that these thinkers insisted so strongly on the link between their metaphysics and their politics. I was initially drawn to Nietzsche's writing (what twenty-year old isn't) but his model of the philosopher founder or law-giver—that is, of a spiritually gifted but alienated guy (and it always is a guy) with a particularly strong but frustrated 'will to power' going into the wilderness, having a deep spiritual revelation, and then returning to the mundane corrupt world with new 'tablets of value,' along with a plan to take over and run things right—seemed more comic than politically relevant, unless the prophet is armed, in which case it becomes a frightful menace. The concluding scene in Herman Hesse's Magister Ludi (sometimes translated as The Glass Bead Game) summarized by overall view of the 'high theory' project. After years of intense training by the greatest teachers the most spiritually and intellectually gifted youths finally graduate. To celebrate, they go to lake, dive in, and, having not learned how to swim, drown.
I was more attracted to Aristotle, Hume, Montesquieu, Dewey and other political theorists with less lofty and comprehensive views of what theory might accomplish; weary of actions; based on dogmatic or totalistic thinking; an eye to the messy and compromised world; with a political commitment to liberty and the interests of the many; a preference for peace over war; an aversion to despotism and empire; and an affinity for tolerance and plurality. I also liked some of those thinkers because of their emphasis on material contexts. Montesquieu seeks to analyze the interaction of material contexts and republican political forms; Madison and his contemporaries attempt to extend the spatial scope of republican political association by recombining in novel ways various earlier power restraint arrangements. I was tremendously influenced by Dewey, studying intensively his slender volume The Public and its Problems (1927)—which I think is the most important book in twentieth century political thought. By the 'public' Dewey means essentially a stakeholder group, and his main point is that the material transformations produced by the industrial revolution has created new publics, and that the political task is to conceptualize and realize forms of community and government appropriate to solving the problems that confront these new publics.
One can say my overall project became to apply and extend their concepts to the contemporary planetary situation. Concomitantly reading IR literature on nuclear weapons, I was struck by fact that the central role that material realities played in these arguments was very ad hoc, and that many of the leading arguments on nuclear politics were very unconvincing. It was clear that while Waltz (Theory Talk #40) had brilliantly developed some key ideas about anarchy made by Hobbes and Rousseau, he had also left something really important out. These sorts of deficiencies led me to develop the arguments contained in Bounding Power. I think it is highly unlikely that I would have had these doubts, or come to make the arguments I made without having worked in political theory and in policy.
I read many works that greatly influenced my thinking in this area, among them works by Lewis Mumford, Langdon Winner's Autonomous Technology, James Lovelock's Gaia, Charles Perrow's Normal Accidents (read a related article here, pdf), Jonathan Schell's Fate of the Earth and The Abolition, William Ophul's Ecology and the Politics of Scarcity... I was particularly stuck by a line in Buckminster Fuller's Operating Manual for Spaceship Earth (pdf), that we live in a 'spaceship' like closed highly interconnected system, but lack an 'operating manual' to guide intelligently our actions. It was also during this period that I read key works by H.G. Wells, most notably his book, Anticipations, and his essay The Idea of a League of Nations, both of which greatly influenced my thinking.
This aside, the greatest contribution to my thinking has come from conversations sustained over many years with some really extraordinary individuals. To mention those that I have been arguing with, and learning from, for at least ten years, there is John O'Looney, Wesley Warren, Bob Gooding-Williams, Alyn McAuly, Henry Nau, Richard Falk, Michael Doyle (Theory Talk #1), Richard Mathew, Paul Wapner, Bron Taylor, Ron Deibert, John Ikenberry, Bill Wohlforth, Frank von Hippel, Ethan Nadelmann, Fritz Kratochwil, Barry Buzan (Theory Talk #35), Ole Waever, John Agnew (Theory Talk #4), Barry Posen, Alex Wendt (Theory Talk #3), James der Derian, David Hendrickson, Nadivah Greenberg, Tim Luke, Campbell Craig, Bill Connolly, Steven David, Jane Bennett, Daniel Levine (TheoryTalk #58), and Jairus Grove. My only regret is that I have not spoken even more with them, and with the much larger number of people I have learned from on a less sustained basis along the way.
What would a student need to become a specialist in IR or understand the world in a global way?
I have thought a great deal about what sort of answers to this question can be generally valuable. For me, the most important insight is that success in intellectual life and academia is determined by more or less the same combination of factors that determines success more generally. This list is obvious: character, talent, perseverance and hard work, good judgment, good 'people skills,' and luck. Not everyone has a talent to do this kind of work, but the number of people who do have the talent to do this kind of work is much larger than the number of people who are successful in doing it. I think in academia as elsewhere, the people most likely to really succeed are those whose attitude toward the activity is vocational. A vocation is something one is called to do by an inner voice that one cannot resist. People with vocations never really work in one sense, because they are doing something that they would be doing even if they were not paid or required. Of course, in another sense people with vocations never stop working, being so consumed with their path that everything else matters very little. People with jobs and professions largely stop working when they when the lottery, but people with vocations are empowered to work more and better. When your vocation overlaps with your job, you should wake up and say 'wow, I cannot believe I am being paid to do this!' Rather obviously, the great danger in the life paths of people with vocations is imbalance and burn-out. To avoid these perils it is beneficial to sustain strong personal relationships, know when and how to 'take off' effectively, and sustain the ability to see things as an unfolding comedy and to laugh.
Academic life also involves living and working in a profession. Compared to the oppressions that so many thinkers and researchers have historically suffered from, contemporary professional academic life is a utopia. But academic life has several aspects unfortunate aspects, and coping successfully with them is vital. Academic life is full of 'odd balls' and the loose structure of universities and organization, combined with the tenure system, licenses an often florid display of dubious behavior. A fair number of academics have really primitive and incompetent social skills. Others are thin skinned-ego maniacs. Some are pompous hypocrites. Some are ruthlessly self-aggrandizing and underhanded. Some are relentless shirkers and free-riders. Also, academic life is, particularly relative to the costs of obtaining the years of education necessary to obtain it, not very well paid. Corruptions of clique, ideological factionalism, and nepotism occur. If not kept in proper perspective, and approached in appropriate ways, academic department life can become stupidly consuming of time, energy, and most dangerously, intellectual attention. The basic step for healthy departmental life is to approach it as a professional role.
The other big dimension of academic life is teaching. Teaching is one of the two 'deliverables' that academic organizations provide in return for the vast resources they consume. Shirking on teaching is a dereliction of responsibility, but also is the foregoing of a great opportunity. Teaching is actually one of the most assuredly consequential things academics do. The key to great teaching is, I think, very simple: inspire and convey enthusiasm. Once inspired, students learn. Once students take questions as their own, they become avid seekers of answers. Teachers of things political also have a responsibility to remain even-handed in what they teach, to make sure that they do not teach just or mainly their views, to make sure that the best and strongest versions of opposing sides are heard. Teaching seeks to produce informed and critically thinking students, not converts. Beyond the key roles of inspiration and even-handedness, the rest is the standard package of tasks relevant in any professional role: good preparation, good organization, hard work, and clarity of presentation.
Your main book, Bounding Power: Republican Security Theory from the Polis to the Global Village (2007), is a mix of intellectual history, political theory and IR theory, and is targeted largely at realism. How does a reading and interpretation of a large number of old books tell us something new about realism, and the contemporary global?
Bounding Power attempts to dispel some very large claims made by realists about their self-proclaimed 'tradition,' a lineage of thought in which they place many of the leading Western thinkers about political order, such as Thucydides, Machiavelli, Hobbes, Rousseau, and the 'global geopoliticans' from the years around the beginning of the twentieth century. In the book I argue that the actual main axis of western thinking about political order (and its absence) is largely the work of 'republican' thinkers from the small number of 'republics', and that many of the key ideas that realists call realist and liberals call liberal are actually fragments of a larger, more encompassing set of arguments that were primarily in the idioms of republicanism. This entails dispelling the widely held view that the liberal and proto-liberal republican thought and practice are marked by 'idealism'—and therefore both inferior in their grasp of the problem of security-from violence and valuable only when confined to the 'domestic.' I demonstrate that this line of republican security thinkers had a robust set of claims both about material contextual factors, about the 'geopolitics of freedom', and a fuller understanding of security-from-violence. The book shows how perhaps the most important insights of this earlier cluster of arguments has oddly been dropped by both realists (particularly neorealists) and liberal international theorists. And, finally, it is an attempt to provide an understanding that posits the project of exiting anarchy on a global scale as something essentially unprecedented, and as something that the best of our inherited theory leaves us unable to say much about.
The main argument is contained in my formulation of what I think are the actual the two main sets of issues of Western structural-materialist security theory, two problematiques formulated in republican and naturalist-materialist conceptual vocabularies. The first problematique concerns the relationship between material context, the scope of tolerable anarchy, and necessary-for-security government. The second problematic concerns the relative security-viability of two main different forms of government—hierarchical and republican.
This formulation of the first problematic concerning anarchy differs from the main line of contemporary Realist argument in that it poses the question as one about the spatial scope of tolerable anarchy. The primary variable in my reconstruction of the material-contextual component of these arguments is what I term violence interdependence (absent, weak, strong, and intense). The main substantive claim of Western structural-materialist security theory is that situations of anarchy combined with intense violence interdependence are incompatible with security and require substantive government. Situations of strong and weak violence interdependence constitute a tolerable (if at times 'nasty and brutish') second ('state-of-war') anarchy not requiring substantive government. Early formulations of 'state of nature' arguments, explicitly or implicitly hinge upon this material contextual variable, and the overall narrative structure of the development of republican security theory and practice has concerned natural geographic variations and technologically caused changes in the material context, and thus the scope of security tolerable/intolerable anarchy and needed substantive government. This argument was present in early realist versions of anarchy arguments, but has been dropped by neorealists. Conversely, contemporary liberal international theorists analyze interdependence, but have little to say about violence. The result is that the realists talk about violence and security, and the liberals talk about interdependence not relating to violence, producing the great lacuna of contemporary theory: analysis of violence interdependence.
The second main problematique, concerning the relative security viability of hierarchical and republican forms, has also largely been lost sight of, in large measure by the realist insistence that governments are by definition hierarchical, and the liberal avoidance of system structural theory in favor of process, ideational, and economic variables. (For neoliberals, cooperation is seen as (possibly) occurring in anarchy, without altering or replacing anarchy.) The main claim here is that republican and proto-liberal theorists have a more complete grasp of the security political problem than realists because of their realization that both the extremes of hierarchy and anarchy are incompatible with security. In order to register this lost component of structural theory I refer to republican forms at both the unit and the system-level as being characterized by an ordering principle which I refer to as negarchy. Such political arrangements are characterized by the simultaneous negation of both hierarchy and anarchy. The vocabulary of political structures should thus be conceived as a triad-triangle of anarchy, hierarchy, and negarchy, rather than a spectrum stretching from pure anarchy to pure hierarchy. Using this framework, Bounding Power traces various formulations of the key arguments of security republicans from the Greeks through the nuclear era as arguments about the simultaneous avoidance of hierarchy and anarchy on expanding spatial scales driven by variations and changes in the material context. If we recognize the main axis of our thinking in this way, we can stand on a view of our past that is remarkable in its potential relevance to thinking and dealing with the contemporary 'global village' like a human situation.
Nuclear weapons play a key role in the argument of Bounding Power about the present, as well as elsewhere in your work. But are nuclear weapons are still important as hey were during the Cold War to understand global politics?
Since their arrival on the world scene in the middle years of the twentieth century, there has been pretty much universal agreement that nuclear weapons are in some fundamental way 'revolutionary' in their implications for security-from-violence and world politics. The fact that the Cold War is over does not alter, and even stems from, this fact. Despite this wide agreement on the importance of nuclear weapons, theorists, policy makers, and popular arms control/disarmament movements have fundamental disagreements about which political forms are compatible with the avoidance of nuclear war. I have attempted to provide a somewhat new answer to this 'nuclear-political question', and to explain why strong forms of interstate arms control are necessary for security in the nuclear age. I argue that achieving the necessary levels of arms control entails somehow exiting interstate anarchy—not toward a world government as a world state, but toward a world order that is a type of compound republican union (marked by, to put it in terms of above discussion, a nearly completely negarchical structure).
This argument attempts to close what I term the 'arms control gap', the discrepancy between the value arms control is assigned by academic theorists of nuclear weapons and their importance in the actual provision of security in the nuclear era. During the Cold War, thinking among IR theorists about nuclear weapons tended to fall into three broad schools—war strategists, deterrence statists, and arms controllers. Where the first two only seem to differ about the amount of nuclear weapons necessary for states seeking security (the first think many, the second less), the third advocates that states do what they have very rarely done before the nuclear age, reciprocal restraints on arms.
But this Cold War triad of arguments is significantly incomplete as a list of the important schools of thought about the nuclear-political question. There are four additional schools, and a combination of their arguments constitutes, I argue, a superior answer to the nuclear-political question. First are the nuclear one worlders, a view that flourished during the late 1940s and early 1950s, and held that the simple answer to the nuclear political question is to establish a world government, as some sort of state. Second are the populist anti-nuclearists, who indict state apparatuses of acting contrary to the global public's security interests. Third are the deep arms controllers, such as Jonathan Schell, who argue that nuclear weapons need to be abolished. Fourth are the theorists of omniviolence, who theorize situations produced by the leakage of nuclear weapons into the hands of non-state actors who cannot be readily deterred from using nuclear weapons. What all of these schools have in common is that they open up the state and make arguments about how various forms of political freedom—and the institutions that make it possible—are at issue in answering the nuclear-political question.
Yet one key feature all seven schools share is that they all make arguments about how particular combinations and configurations of material realities provide the basis for thinking that their answer to the nuclear-political question is correct. Unfortunately, their understandings of how material factors shape, or should shape, actual political arrangements is very ad hoc. Yet the material factors—starting with sheer physical destructiveness—are so pivotal that they merit a more central role in theories of nuclear power. I think we need to have a model that allows us to grasp how variations in material contexts condition the functionality of 'modes of protection', that is, distinct and recurring security practices (and their attendant political structures).
For instance, one mode of protection—what I term the real-state mode of protection—attempts to achieve security through the concentration, mobilization, and employment of violence capability. This is the overall, universal, context-independent strategy of realists. Bringing into view material factors, I argue, shows that this mode of protection is functional not universally but specifically—and only—in material contexts that are marked by violence-poverty and slowness. This mode of protection is dysfunctional in nuclear material contexts marked by violence abundance and high violence velocities. In contrast, a republican federal mode of protection is a bundle of practices that aim for the demobilization and deceleration of violence capacity, and that the practices associated with this mode of protection are security functional in the nuclear material context.
What emerges from such an approach to ideas about the relation between nuclear power and security from violence is that the epistemological foundations for any of the major positions about nuclear weapons are actually much weaker than we should be comfortable with. People often say the two most important questions about the nuclear age are: what is the probability that nuclear weapons will be used? And then, what will happen when they are used? The sobering truth is that we really do not have good grounds for confidently answering either of those two questions. But every choice made about nuclear weapons depends on risk calculations that depend on how we answer these questions.
You have also written extensively on space, a topic that has not recently attracted much attention from many IR scholars. How does your thinking on this relate to your overall thinking about the global and planetary situation?
The first human steps into outer space during the middle years of the twentieth century have been among the most spectacular and potentially consequential events in the globalization of machine civilization on Earth. Over the course of what many call 'the space age,' thinking about space activities, space futures, and the consequences of space activities has been dominated by an elaborately developed body of 'space expansionist' thought that makes ambitious and captivating claims about both the feasibility and the desirability of human expansion into outer space. Such views of space permeate popular culture, and at times appear to be quite influential in actual space policy. Space expansionists hold that outer space is a limitless frontier and that humans should make concerted efforts to explore and colonize and extend their military activities into space. They claim the pursuit of their ambitious projects will have many positive, even transformative, effects upon the human situation on Earth, by escaping global closure, protecting the earth's habitability, preserving political plurality, and enhancing species survival. Claims about the Earth, its historical patterns and its contemporary problems, permeate space expansionist thinking.
While the feasibility, both technological and economic, of space expansionist projects has been extensively assessed, arguments for their desirability have not been accorded anything approaching a systematic assessment. In part, such arguments about the desirability of space expansion are difficult to assess because they incorporate claims that are very diverse in character, including claims about the Earth (past, present, and future), about the ways in which material contexts made up of space 'geography' and technologies produce or heavily favor particular political outcomes, and about basic worldview assumptions regarding nature, science, technology, and life.
By breaking these space expansionist arguments down into their parts, and systematically assessing their plausibility, a very different picture of the space prospect emerges. I think there are strong reasons to think that the consequences of the human pursuit of space expansion have been, and could be, very undesirable, even catastrophic. The actual militarization of that core space technology ('the rocket') and the construction of a planetary-scope 'delivery' and support system for nuclear war-fighting has been the most important consequence of actual space activities, but these developments have been curiously been left out of accounts of the space age and assessments of its impacts. Similarly, much of actually existing 'nuclear arms control' has centered on restraining and dismantling space weapons, not nuclear weapons. Thus the most consequential space activity—the acceleration of nuclear delivery capabilities—has been curiously rendered almost invisible in accounts of space and assessments of its impacts. This is an 'unknown known' of the 'space age'. Looking ahead, the creation of large orbital infrastructures will either presuppose or produce world government, potentially of a very hierarchical sort. There are also good reasons to think that space colonies are more likely to be micro-totalitarian than free. And extensive human movement off the planet could in a variety of ways increase the vulnerability of life on Earth, and even jeopardize the survival of the human species.
Finally, I think much of space expansionist (and popular) thinking about space and the consequences of humans space activities has been marked by basic errors in practical geography. Most notably, there is the widespread failure to realize that the expansion of human activities into Earth's orbital space has enhanced global closure, because the effective distances in Earth's space make it very small. And because of the formidable natural barriers to human space activity, space is a planetary 'lid, not a 'frontier'. So one can say that the most important practical discovery of the 'space age' has been an improved understanding of the Earth. These lines of thinking, I find, would suggest the outlines of a more modest and Earth-centered space program, appropriate for the current Earth age. Overall, the fact that we can't readily expand into space is part of why we are in a new 'earth age' rather than a 'space age'.
You've argued against making the environment into a national security issue twenty years ago. Do the same now, considering that making the environment a bigger priority by making it into a national security issue might be the only way to prevent total environmental destruction?
When I started writing about the relationships between environment and security twenty years ago, not a great deal of work had been done on this topic. But several leading environmental thinkers were making the case that framing environmental issues as security issues, or what came to be called 'securitizing the environment', was not only a good strategy to get action on environmental problems, but also was useful analytically to think about these two domains. Unlike the subsequent criticisms of 'environmental security' made by Realists and scholars of conventional 'security studies', my criticism starts with the environmentalist premise that environmental deterioration is a paramount problem for contemporary humanity as a whole.
Those who want to 'securitize the environment' are attempting to do what William James a century ago proposed as a general strategy for social problem solving. Can we find, in James' language, 'a moral equivalent of war?' (Note the unfortunately acronym: MEOW). War and the threat of war, James observed, often lead to rapid and extensive mobilizations of effort. Can we somehow transfer these vast social energies to deal with other sets of problems? This is an enduring hope, particularly in the United States, where we have a 'war on drugs', a 'war on cancer', and a 'war on poverty'. But doing this for the environment, by 'securitizing the environment,' is unlikely to be very successful. And I fear that bringing 'security' orientations, institutions, and mindsets into environmental problem-solving will also bring in statist, nationalist, and militarist approaches. This will make environmental problem-solving more difficult, not easier, and have many baneful side-effects.
Another key point I think is important, is that the environment—and the various values and ends associated with habitat and the protection of habitat—are actually much more powerful and encompassing than those of security and violence. Instead of 'securitizing the environment' it is more promising is to 'environmentalize security'. Not many people think about the linkages between the environment and security-from-violence in this way, but I think there is a major case of it 'hiding in plain sight' in the trajectory of how the state-system and nuclear weapons have interacted.
When nuclear weapons were invented and first used in the 1940s, scientists were ignorant about many aspects of their effects. As scientists learned about these effects, and as this knowledge became public, many people started thinking and acting in different ways about nuclear choices. The fact that a ground burst of a nuclear weapon would produce substantial radioactive 'fall-out' was not appreciated until the first hydrogen bomb tests in the early 1950s. It was only then that scientists started to study what happened to radioactive materials dispersed widely in the environment. Evidence began to accumulate that some radioactive isotopes would be 'bio-focused', or concentrated by biological process. Public interest scientists began effectively publicizing this information, and mothers were alerted to the fact that their children's teeth were become radioactive. This new scientific knowledge about the environmental effects of nuclear explosions, and the public mobilizations it produced, played a key role in the first substantial nuclear arms control treaty, the Limited Test Ban Treaty of 1963, which banned nuclear weapons testing in the atmosphere, in the ocean, and in space. Thus, the old ways of providing security were circumscribed by new knowledge and new stakeholders of environmental health effects. The environment was not securitized, security was partially environmentalized.
Thus, while some accounts by arms control theorists emphasize the importance of 'social learning' in altering US-Soviet relations, an important part of this learning was not about the nature of social and political interactions, but about the environmental consequences of nuclear weapons. The learning that was most important in motivating so many actors (both within states and in mass publics) to seek changes in politics was 'natural learning,' or more specifically learning about the interaction of natural and technological systems.
An even more consequential case of the environmentalization of security occurred in the 1970's and 1980's. A key text here is Jonathan Schell's book, The Fate of the Earth. Schell's book, combining very high-quality journalism with first rate political theoretical reflections, lays out in measured terms the new discoveries of ecologists and atmospheric scientists about the broader planetary consequences of an extensive nuclear war. Not only would hundreds of millions of people be immediately killed and much of the planet's built infrastructure destroyed, but the planet earth's natural systems would be so altered that the extinction of complex life forms, among them homo sapiens, might result. The detonation of numerous nuclear weapons and the resultant burning of cities would probably dramatically alter the earth's atmosphere, depleting the ozone layer that protects life from lethal solar radiations, and filling the atmosphere with sufficient dust to cause a 'nuclear winter.' At stake in nuclear war, scientists had learned, was not just the fate of nations, but of the earth as a life support system. Conventional accounts of the nuclear age and of the end of the Cold War are loath to admit it, but it I believe it is clear that spreading awareness of these new natural-technological possibilities played a significant role in ending the Cold War and the central role that nuclear arms control occupies in the settlement of the Cold War. Again, traditional ways of achieving security-from-violence were altered by new knowledges about their environmental consequences—security practices and arrangements were partly environmentalized.
Even more radically, I think we can also turn this into a positive project. As I wrote two decades ago, environmental restoration would probably generate political externalities that would dampen tendencies towards violence. In other words, if we address the problem of the environment, then we will be drawn to do various things that will make various types of violent conflict less likely.
Your work is permeated by references to 'material factors'. This makes it different from branches of contemporary IR—like constructivism or postmodernism—which seem to be underpinned by a profound commitment to focus solely one side of the Cartesian divide. What is your take on the pervasiveness and implications of this 'social bias'?
Postmodernism and constructivism are really the most extreme manifestations of a broad trend over the last two centuries toward what I refer to as 'social-social science' and the decline—but hardly the end—of 'natural-social science'. Much of western thought prior to this turn was 'naturalist' and thus tended to downplay both human agency and ideas. At the beginning of the nineteenth century—partly because of the influence of German idealism, partly because of the great liberationist projects that promised to give better consequence to the activities and aspirations of the larger body of human populations (previously sunk in various forms of seemingly natural bondages), and partly because of the great expansion of human choice brought about by the science-based technologies of the Industrial Revolution—there was a widespread tendency to move towards 'social-social science,' the project of attempting to explain the human world solely by reference to the human world, to explain social outcomes with reference to social causes. While this was the dominant tendency, and a vastly productive one in many ways, it existed alongside and in interaction with what is really a modernized version of the earlier 'natural-social science.' Much of my work has sought to 'bring back in' and extend these 'natural-social' lines of argument—found in figures such as Dewey and H.G. Wells—into our thinking about the planetary situation.
In many parts of both European and American IR and related areas, Postmodern and constructivist theories have significantly contributed to IR theorists by enhancing our appreciation of ideas, language, and identities in politics. As a response to the limits and blindnesses of certain types of rationalist, structuralist, and functional theories, this renewed interest in the ideational is an important advance. Unfortunately, both postmodernism and constructivism have been marked by a strong tendency to go too far in their emphasis of the ideational. Postmodernism and constructivism have also helped make theorists much more conscious of the implicit—and often severely limiting—ontological assumptions that underlay, inform, and bound their investigations. This is also a major contribution to the study of world politics in all its aspects.
Unfortunately, this turn to ontology has also had intellectually limiting effects by going too far, in the search for a pure or nearly pure social ontology. With the growth in these two approaches, there has indeed been a decided decline in theorizing about the material. But elsewhere in the diverse world of theorizing about IR and the global, theorizing about the material never came anything close to disappearing or being eclipsed. For anyone thinking about the relationships between politics and nuclear weapons, space, and the environment, theorizing about the material has remained at the center, and it would be difficult to even conceive of how theorizing about the material could largely disappear. The recent 're-discovery of the material' associated with various self-styled 'new materialists' is a welcome, if belated, re-discovery for postmodernists and constructivists. For most of the rest of us, the material had never been largely dropped out.
A very visible example of the ways in which the decline in appropriate attention to the material, an excessive turn to the ideational, and the quest for a nearly pure social ontology, can lead theorizing astray is the core argument in Alexander Wendt's main book, Social Theory of International Politics, one of the widely recognized landmarks of constructivist IR theory. The first part of the book advances a very carefully wrought and sophisticated argument for a nearly pure ideational social ontology. The material is explicitly displaced into a residue or rump of unimportance. But then, to the reader's surprise, the material, in the form of 'common fate' produced by nuclear weapons, and climate change, reappears and is deployed to play a really crucial role in understanding contemporary change in world politics.
My solution is to employ a mixed ontology. By this I mean that I think several ontologically incommensurate and very different realities are inescapable parts the human world. These 'unlikes' are inescapable parts of any argument, and must somehow be combined. There are a vast number of ways in which they can be combined, and on close examination, virtually all arguments in the social sciences are actually employing some version of a mixed ontology, however implicitly and under-acknowledged.
But not all combinations are equally useful in addressing all questions. In my version of mixed ontology—which I call 'practical naturalism'—human social agency is understood to be occurring 'between two natures': on the one hand the largely fixed nature of humans, and on the other the changing nature composed of the material world, a shifting amalgam of actual non-human material nature of geography and ecology, along with human artifacts and infrastructures. Within this frame, I posit as rooted in human biological nature, a set of 'natural needs,' most notably for security-from-violence and habitat services. Then I pose questions of functionality, by which I mean: which combinations of material practices, political structures, ideas and identities are needed to achieve these ends in different material contexts? Answering this question requires the formulation of various 'historical materialist' propositions, which in turn entails the systematic formulation of typologies and variation in both the practices, structures and ideas, and in material contexts. These arguments are not centered on explaining what has or what will happen. Instead they are practical in the sense that they are attempting to answer the question of 'what is to be done' given the fixed ends and given changing material contexts. I think this is what advocates of arms control and environmental sustainability are actually doing when they claim that one set of material practices and their attendant political structures, identities and ideas must be replaced with another if basic human needs are to going to continue to be meet in the contemporary planetary material situation created by the globalization of machine civilization on earth.
Since this set of arguments is framed within a mixed ontology, ideas and identities are a vital part of the research agenda. Much of the energy of postmodern and many varieties of critical theory have focused on 'deconstructing' various identities and ideas. This critical activity has produced and continues to produce many insights of theorizing about politics. But I think there is an un-tapped potential for theorists who are interested in ideas and identities, and who want their work to make a positive contribution to practical problem-solving in the contemporary planetary human situation in what might be termed a 'constructive constructivism'. This concerns a large practical theory agenda—and an urgent one at that, given the rapid increase in planetary problems—revolving around the task of figuring out which ideas and identities are appropriate for the planetary world, and in figuring out how they can be rapidly disseminated. Furthermore, thinking about how to achieve consciousness change of this sort is not something ancillary to the greenpeace project but vital to it. My thinking on how this should and might be done centers the construction of a new social narrative, centered not on humanity but on the earth.
Is it easy to plug your mixed ontology and interests beyond the narrow confines of IR or even the walls of the ivory tower into processes of collective knowledge proliferation in IR—a discipline increasingly characterized by compartimentalization and specialization?
The great plurality of approaches in IR today is indispensible and a welcome change. The professionalization of IR and the organization of intellectual life has some corruptions and pitfalls that are best avoided. The explosion of 'isms' and of different perspectives has been valuable and necessary in many ways, but it has also helped to foster and empower sectarian tendencies that confound the advance of knowledge. Some of the adherents of some sects and isms boast openly of establishing 'citation cartels' to favor themselves and their friends. Some theorists also have an unfortunate tendency to assume that because they have adopted a label that what they actually do is the actually the realization of the label. Thus we have 'realists' with limited grasp on realities, 'critical theorists' who repeat rather than criticize the views of other 'critical theorists,' and anti-neoliberals who are ruthless Ayn Rand-like self aggrandizers. The only way to fully address these tendencies is to talk to people you disagree with, and find and communicate with people in other disciplines.
Another consequence of this sectarianism is visible in the erosion of scholarly standards of citation. The system of academic incentives is configured to reward publication, and the publication of ideas that are new. This has a curiously perverse impact on the achievement of cumulativity. One seemingly easy and attractive path to saying something new is to say something old in new language, to say something said in another sect or field in the language of your sect or field, or easiest of all, simply ignore what other people have said if it is too much like what you are trying to say. George Santyana is wide quoted in saying that 'those who forget the past are condemned to repeat it.' For academics it can unfortunately be said, 'those who can successfully forget what past academics said are free to say it again, and thus advance toward tenure.' When rampant sectarianism and decline in standards of citation is combined with a broader cultural tendency to valorize self-expression and authenticity, academic work can become an exercise in abstract self expressionism.
Confining one's intellectual life within one 'ism' or sect is sure to be self-limiting. Many of the most important and interesting questions arise between and across the sects and schools. Also, there are great opportunities in learning from people who do not fully share your assumptions and approaches. Seriously engaging the work and ideas of scholars in other sects can be very very valuable. Scholars in different sects and schools are also often really taking positions that are not so different as their labels would suggest. Perhaps because my research agenda fits uncomfortably within any of the established schools and isms, I have found particularly great value in seeking out and talking on a sustained basis with people with very different approaches.
My final question is about normativity and the way that normativity is perceived: In Europe and the United States, liberal Internationalism is increasingly considered as hollowed out, as a discursive cover for a tendency to attempt to control and regulate the world—or as an unguided idealistic missile. Doesn't adapting to a post-hegemonic world require dropping such ambitions?
American foreign policy has never been entirely liberal internationalist. Many other ideas and ideologies and approaches have often played important roles in shaping US foreign policy. But the United States, for a variety of reasons, has pursued liberal internationalist foreign policy agendas more extensively, and successfully, than any other major state in the modern state system, and the world, I think, has been made better off in very important ways by these efforts.
The net impact of the United States and of American grand strategy and particularly those parts of American brand strategy that have been more liberal internationalist in their character, has been enormously positive for the world. It has produced not a utopia by any means, but has brought about an era with more peace and security, prosperity, and freedom for more people than ever before in history.
Both American foreign policy and liberal internationalism have been subject to strong attacks from a variety of perspectives. Recently some have characterized liberal internationalism as a type of American imperialism, or as a cloak for US imperialism. Virtually every aspect of American foreign policy has been contested within the United States. Liberal internationalists have been strong enemies of imperialism and military adventurism, whether American or from other states. This started with the Whig's opposition to the War with Mexico and the Progressive's opposition to the Spanish-American War, and continued with liberal opposition to the War in Vietnam.
The claim that liberal internationalism leads to or supports American imperialism has also been recently voiced by many American realists, perhaps most notably John Mearsheimer (Theory Talk #49). He and others argue that liberal internationalism played a significant role in bringing about the War on Iraq waged by the W. Bush administration. This was indeed one of the great debacles of US foreign policy. But the War in Iraq was actually a war waged by American realists for reasons grounded in realist foreign policy thinking. It is true, as Mearsheimer emphasizes, that many academic realists criticized the Bush administration's plans and efforts in the invasion in Iraq. Some self-described American liberal internationalists in the policy world supported the war, but almost all academic American liberal internationalists were strongly opposed, and much of the public opposition to the war was on grounds related to liberal internationalist ideas.
It is patently inaccurate to say that main actors in the US government that instigated the War on Iraq were liberal internationalists. The main initiators of the war were Richard Cheney and Donald Rumsfeld. Whatever can be said about those two individuals, they are not liberal internationalists. They initiated the war because they thought that the Saddam Hussein regime was a threat to American interests—basically related to oil. The Saddam regime was seen as a threat to American-centered regional hegemony in the Middle East, an order whose its paramount purpose has been the protection of oil, and the protection of the regional American allies that posses oil. Saddam Hussein was furthermore a demonstrated regional revisionist likely to seek nuclear weapons, which would greatly compromise American military abilities in the region. Everything else the Bush Administration's public propaganda machine said to justify the war was essentially window dressing for this agenda. Far from being motivated by a liberal internationalist agenda the key figures in the Bush Administration viewed the collateral damage to international institutions produced by the war as a further benefit, not a cost, of the war. It is particularly ironic that John Mearsheimer would be a critic of this war, which seems in many ways a 'text book' application of a central claim of his 'offensive realism,' that powerful states can be expected, in the pursuit of their security and interests, to seek to become and remain regional hegemons.
Of course, liberal internationalism, quite aside from dealing with these gross mischaracterizations propagated by realists, must also look to the future. The liberal internationalism that is needed for today and tomorrow is going to be in some ways different from the liberal internationalism of the twentieth century. This is a large topic that many people, but not enough, are thinking about. In a recent working paper for the Council on Foreign Relations, John Ikenberry and I have laid out some ways in which we think American liberal internationalism should proceed. The starting point is the recognition that the United States is not as 'exceptional' in its precocious liberal-democratic character, not as 'indispensible' for the protection of the balance of power or the advance of freedom, or as easily 'hegemonic' as it has been historically. But the world is now also much more democratic than ever before, with democracies old and new, north and south, former colonizers and former colonies, and in every civilizational flavor. The democracies also face an array of difficult domestic problems, are thickly enmeshed with one another in many ways, and have a vital role to play in solving global problems. We suggest that the next liberal internationalism in American foreign policy should focus on American learning from the successes of other democracies in solving problems, focus on 'leading by example of successful problem-solving' and less with 'carrots and sticks,' make sustained efforts to moderate the inequalities and externalities produced by de-regulated capitalism, devote more attention to building community among the democracies, and make sustained efforts to 'recast global bargains' and the distribution of authority in global institutions to better incorporate the interests of 'rising powers.'
Daniel Deudney is Associate Professor and Director of Undergraduate Studies in Political Science at Johns Hopkins University. He has published widely in political theory and international relations, on substantive issues such as nuclear weapons, the environment as a security issue, liberal and realist international relations theory, and geopolitics.
Related links
Deudney's Faculty Profile at Johns Hopkins Read Deudney & Ikenberry's Democratic Internationalism: An American Grand Strategy for a Post-exceptionalist Era (Council on Foreign Relations Working Paper, 2012) here (pdf) Read Deudney et al's Global Shift: How the West Should Respond to the Rise of China (2011 Transatlantic Academy report) here (pdf) Read the introduction of Deudney's Bounding Power (2007) here (pdf) Read Deudney's Bringing Nature Back In: Geopolitical Theory from the Greeks to the Global Era (1999 book chapter) here (pdf) Read Deudney & Ikenberry's Who Won the Cold War? (Foreign Policy, 1992) here (pdf) Read Deudney's The Case Against Linking Environmental Degradation and National Security (Millennium, 1990) here (pdf) Read Deudney's Rivers of Energy: The Hydropower Potential (WorldWatch Institute Paper, 1981) here (pdf)