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From the introduction: 'Brazil is rich: rich in natural resources, rich in fertile soil, and rich in people". Although the country still shows deficits in different areas, the Brazilian market has attracted large investors and companies especially in the past decade. The country's potential has been the focus of many analysts and researchers by renowned economic institutes. After years of high inflation and slow growth – especially in the eighties and early nineties – Brazil was able to recover and get back into game with the other global players. From a historic perspective it is to say that the country has gone through large transition periods in the last century. Emerging from being a major coffee exporter until the early 20th century, Brazil now belongs to one of the most industrialized countries in Latin America. Although it is the largest country in the region in terms of population figures and geographical size, its GDP share in Latin America or annual growth rate offer a different conclusion. Nevertheless, the consulting market in Brazil has been growing, in particular during the last ten years. Many European and North American consulting companies have invested into the country, built branch offices and bought local firms. Although the market is still very young, its future potential has clearly been discovered. When thinking of Brazil, the words that tend to enter people's minds are positive sounding ones such as Samba, Carneval and beautiful beaches which radiate joy and energy. On the other side issues like criminality, poverty and high social inequality are often associated with Brazil as well. Either way, it is almost certain that one will have heard of Brazil. The country manifested itself in the mind of people and has made front page news more than once. Objective, relevance and research questions: The objective of the thesis is neither to conduct a market evaluation nor to point out the importance and future relevance of Brazil in the world economy. In fact this work is an empirical study on a market entry strategy which can serve as a reference for management consulting companies that want to enter the Brazilian consulting market. Furthermore, the work attempts to deliver a comprehensive picture of this market, with the intention of elaborating on whether it is wise to invest in Brazil, or whether there may be another – more suitable – Latin American country. Yet, the focus lies on the framework for strategy formulation and the proposals that will be made thereupon. In order to accomplish this, both a classical and an empirical approach were chosen whose outcomes will be compared to one another in the last chapter. LEAN Management is a booming term in the consulting business. Everybody wants to learn the 'LEAN-Thinking" and apply the method to his/her own company. Since the late 1990s LEAN Management is experiencing an upward trend and the word has spread all over the globe to reach Brazil. Consequently, there is a growing demand for LEAN in this country, as evidenced by the number of consulting companies already present in the market and the excellent prospects it shows. The aim of the thesis is to propose which geographical regions and economic sectors in Brazil may yield attractive prospects for management consulting companies. The information is then used to formulate a market entry strategy for LEAN Consulting in the Brazilian market. In addition, proposals will be made and future scenarios presented to the reader which are augmented by emprircal findings. Based on the introduction and the objective of the topic – giving a perspective of the situation in Brazil – the following two research questions are being raised. Is the LEAN market in Brazil a suitable market for a LEAN consulting company to invest in? Which recommendations for an entry strategy can be given when entering the Brazilian LEAN market? Out of these research questions, a sub-question is derived. Can Brazil serve as an entry port to Latin America for LEAN consulting businesses? The analysis of these questions will be conducted through a theoretical as well as an empirical approach. Structure of the topic: After having presented the objective and relevance of the topic as well as the research questions, the author will introduce the structure of the thesis. Accordingly, to strengthen the arguments that will be highlighted in the conclusion, the thesis is divided into three parts. The first part consists of theoretical results selected from secondary research. Based on the theory, an empirical study is conducted, involving a group of experts who will elaborate on their personal experiences and opinions with regards to the topic. The empirical findings deduced from the study are compared with the theoretical results in order to verify, if there exist a consensus among theory and empiricism. This comparison is then used to build up the third part of the thesis – the conclusion. Methodology: In order to create a solid basis for the strategy formulation chapters two and three provide a brief overview of the economic situation in Brazil – in a Latin American context – from the earliest settlement in the 14th century until today. Furthermore, an evaluation of the market, its productivity and its growth potential, completes the picture. Recent political changes have brought an upwind into the descending system. Since the implementation of the Real Plan in 1994 the country has experienced low inflation, trade liberalization, substantial privatization, increases in import penetration and the expansion of FDI. Thus, Brazil has reason to hope for future in prosperity. The information drawn for this section consists of secondary research, covering literature as well as various online resources and online libraries, to provide an adequate framework. The literature is primarily in English and partly in German or Portuguese language. The term LEAN Consulting is explained in detail in chapter four, in order to understand the impact and relevance of the term in this context. The literature for this part is provided by a consulting company that is working according to the LEAN principles. It consists entirely of secondary research with books and magazines as main sources. The LEAN Consulting market in Brazil has a special importance for the topic and the sources are given by the same consulting company. After having applied the theoretical framework of the thesis, chapter five provides the framework for the strategy formulation. The basis to this approach is the Five-Forces-Model by Michael E. Porter. Since the topic – market entry strategy – is a rather practical issue, the main part consists of empirical findings deducted from a Delphi Study. It is based on expert interviews that were held with a group of initially nine experts from the consulting business in two stages. In the first stage, these experts were confronted with two questionnaires – consisting of open and closed questions – which they had to answer based on their personal experience and opinion. The questionnaire in the second round was based on the summarized answers of the first one, raising new thoughts to the topic. The questionnaires were submitted in German, since all of the participants were either native German speakers or had sufficient knowledge of the German language to understand the questions. The aim of this Delphi Study was to gain opinions and experiences that can neither be found in books nor in any other relevant literature. Usually, Delphi Studies are used for business forecasting. The author receives new viewpoints that are based on personal experience of the experts by living in Brazil and working in the consulting business during the last decades. The last part of the thesis draws the conclusion, comparing the classical market entry approach to the empirical findings of the Delphi Study. This then gives a profound basis for constructing strategic recommendations and provides a future outlook. It is interesting to see how the experts of the Delphi Study view the future prospect of the consulting business in the country and what should be done to boost economic growth in this area. The thesis concludes by summarizing all important findings under consideration of the background layed out in the first part of the thesis.Inhaltsverzeichnis:Table of Contents: ABSTRACT IN ENGLISH LANGUAGEIII ABSTRACT AUF DEUTSCHIV 1.INTRODUCTION1 1.1OBJECTIVE, RELEVANCE AND RESEARCH QUESTIONS1 1.2STRUCTURE OF THE TOPIC2 1.3METHODOLOGY5 2.ECONOMIC OVERVIEW AND BACKGROUND OF BRAZIL7 2.1MERCOSUR7 2.1.1History8 2.1.2Foundation8 2.1.3Economic role of the Mercosur9 2.2THE COUNTRY BRAZIL10 2.2.1Political and economic history11 2.2.2Economic environment13 2.2.3Political environment14 2.2.4Macroeconomic data15 2.2.5Social inequality17 2.2.6Level of corruption and governance indicators19 3.MARKET EVALUATION22 3.1THE 'THREE-SECTOR-THEORY' OF BRAZIL22 3.2PRODUCTIVITY24 3.3POTENTIAL MARKETS FOR MANAGEMENT CONSULTING COMPANIES25 3.3.1Major Brazilian companies26 3.3.2Strongest regions in Brazil31 3.3.3Most promising branches34 3.4CONCLUSION35 4.LEAN CONSULTING37 4.1DEFINITION AND PHILOSOPHY OF LEAN37 4.2TYPICAL PRACTICES APPLIED39 4.3DIFFERENCES OF LEAN MANAGEMENT TOWARDS OTHER METHODS42 4.4MANAGEMENT CONSULTING COMPANIES IN BRAZIL44 4.4.1LEAN consulting companies in Brazil45 4.4.2The IBCO47 4.5REASONS TO CHOOSE AN EXTERNAL CONSULTANCY47 4.5.1Criteria to choose consulting services48 4.5.2Average consulting fees48 4.6CONCLUSION49 5.MARKET ENTRY STRATEGY51 5.1OVERVIEW OF THE CLASSICAL MARKET ENTRY STRATEGY51 5.1.1Methods for market entry52 5.1.1.1Contractual agreements53 5.1.1.2Sole Venture54 5.1.2Influencing factors for the entry mode decision55 5.1.3Special characteristics of services56 5.2MARKET ENTRY STRATEGY INTO THE LEAN CONSULTING MARKET57 5.2.1Competition57 5.2.2Opportunities and threats62 5.2.3Framework for strategy formulation64 5.2.3.1Business communication65 5.2.3.2Starting the business66 5.2.3.3Employing foreign workers67 5.2.3.4Obtaining a credit69 5.2.3.5Legal constraints70 5.2.4The Delphi Study71 5.2.4.1Reasons to choose the Delphi method73 5.2.4.2Limits to the Delphi method74 5.2.4.3Experts75 5.2.4.4First round76 5.2.4.5Second round78 5.2.4.6Short summary of most important findings81 6.CONCLUSION83 6.1FINAL RESULTS AND RECOMMENDATIONS83 6.2DIRECT COMPARISON OF THEORY AND EMPIRICISM86 6.3FUTURE OUTLOOK88 6.4PROSPECT FOR FURTHER RESEARCH90 7.BIBLIOGRAPHY91 7.1BOOKS91 7.2ARTICLES/PUBLICATIONS92 7.3WEBSOURCES94 7.4FURTHER READING AND EXPERTS97 8.APPENDIX98 8.1DELPHI STUDY - SUMMARY OF FIRST ROUND98 8.2DELPHI STUDY - SUMMARY OF SECOND ROUND101 8.3CONCRETE STEPS FOR STARTING A BUSINESS IN BRAZIL105 8.4PAYING TAXES IN BRAZIL107Textprobe:Text Sample: Chapter 3, Market Evaluation: Today's marketplace is very competitive. In order to successfully place a company or a product in a new market its potential needs to be assessed first. The market evaluation uses information given about the market and helps to determine feasibility of a potential market and the competitive landscape. The aim is to compare different regions and sectors to find the strongest opportunities. This will reveal a strategic roadmap to the market entry. The Brazilian market has an enormous potential and growth is foreseen in the country for the next years. This chapter will provide an overview of the regions and branches in Brazil, pointing out the ones with the highest capability to be the future market for a management consulting company. The industrial sector is the most important one in this country and the focus of the strategy will lie on the branches present in this sector. A market segmentation presenting the biggest companies – measured by revenue – will provide the benchmark for potential growth and allows us to focus on prospective customers. The 'three-sector-theory" of Brazil: According to the 'three-sector-theory", developed by Jean Fourastié, the economy can be categorised into three different sectors of economic activity: the agricultural sector – the primary sector (commodity producing sector), the industry sector – the secondary sector (or goods-producing sector), and the service sector – the tertiary sector (or non-goods producing sector). The aim of this theory was to explain the transition from the agricultural to the industrial society and later on to the post-industrial service society in the 20th century. It is assumed that the three sectors have different opportunities to adapt to technological progress. Through the application of new technical procedures, the productivity in the primary and secondary sector increases while, at the same time, less manpower is needed and also the demand for these goods decreases with increased productivity. The excess manpower and demand, in turn, will be absorbed by the tertiary sector. The problem is that this theory assumes no influence by outside factors and therefore cannot be applied to any economy without precaution. In 2006, the agricultural sector accounted for 36% of the GDP worldwide, the industry sector for 22% and the service sector for 42%. In Brazil the distribution in the same year is considerably different, with the agricultural sector accounting for 5.5%, yielding coffee, soybeans, wheat and rice as the main products. The industry accounts for 28.7%, with its main products being textiles, shoes, chemicals, cement and iron ore. The services sector makes up 65.8% of total output. The GDP growth rate by sector in the years from 1997 to 2007 has been subject to fluctuation especially in the agricultural but also in the industry sector. The service sector has been rather stable during this period. The three-sector-theory is based on the assumption of above-average growth of demand and below-average growing productivity in the tertiary sector. The current situation in Brazil and in the global context shows a strong tertiary sector, followed by the secondary and the primary sector. This supports the three-sector-theory of the shift: agriculture > industry > service sector. Although the service sector is the strongest sector in the economy, both by total GDP and by year-over-year growth rate, it is a non-good producing sector, which makes it uninteresting for a management consulting company as they are concentrating on the industrial sector where production takes place. The theory does not explicitly state the distribution of the different branches among the three sectors. Therefore it can be assumed that some branches that are interesting for the strategy could be assigned to the service sector, although in the following this sector will not be elaborated on. The importance of the industrial sector has been fully recognized by the development studies all over the world. The industrial sector – through its linkages with other sectors – plays a very important role in achieving rapid growth and development. Most modern and rich countries have a well developed industrial sector through their early industrial revolution. It is the most important driver of the economy and apart from the service sector – the non-goods producing industry – it constitutes the biggest sector and generates the largest profit share out of all. During the last years the industrial production in Brazil was subject to many changes due to the slow growth of the economy. The country has set up an agenda to become a competitive economy that is able to provide qualified goods in sufficient quantity and to create a greater number of high skilled jobs. Brazil is on its way to transform into an economy that is included in the knowledge society and recognized as one of the main platforms for the industry worldwide. Productivity: The level of productivity is a crucial part in the context of this thesis. It indicates the general market growth and its potential for the future. Since management consulting companies will focus on the industry it is important to know, if there is a need to enhance productivity. If so, then this need would likely translate into higher investments in this area and a greater demand for support services from the consulting industry. The level of labour productivity is the primary determinant on the nation's GDP per capita growth. Brazil's weak economic growth is due to the relatively slow increase of labour productivity. The latest performance study, conducted by the Conference Board, shows a labour productivity growth rate of 1.9% in 2007. Compared to the other BRIC countries, this is the poorest rate. Russia, India and China showed a much better performance with 6.3%, 6.7% and 9.8%, respectively. This can be ascribed to transitional reallocations of employees by large companies into emerging markets that consequently foster productivity growth in the respective country. Especially India and China play a determining role in this context, since wages in these countries are notably lower than in Brazil and also in Russia, hence companies are more likely to turn to the Asian countries to make new investments that lead to job creation. According to a study on barriers to growth in the Brazilian economy, conducted by McKinsey's São Paulo office in 2005, there are two major root causes that lead to the relatively slower productivity growth. The first one refers to the modest per capita income, which promotes consumption of the lower-priced products and services. An example is the automotive industry, which produces primarily small and inexpensive cars. For the higher-priced vehicle section it relies on imports from other countries. The second cause is related to the first one – labour is cheaper than capital – which inhibits investment in new machinery that, in turn, would improve productivity levels. These barriers, however, will naturally fade once the government is able to resolve the social and economic problems by a policy shift. Labour and tax laws, price controls, product regulations, trade barriers and subsidies, among others, are present obstacles that limit productivity. Also, the unemployment rate, the level of inequality, the state of the educational system, are all factors that influence productivity levels and play a role in the performance studies. Potential markets for management consulting companies: After having identified the target sector and the level of productivity in the country, the next important step to defining a suitable market entry strategy is to determine specific markets in Brazil that yield the best prospects. Three different variables will influence the decision-making. These are the major Brazilian companies, the strongest regions and the most promising branches that are interesting for a management consulting company. Consequently, this will then lead to the establishment of the target branches as well as companies for LEAN business in Brazil and serve as a basis to formulate the entry strategy.
Issue 32.1 of the Review for Religious, 1973. ; Review ]or Religious is edited by faculty members of the School of Divinity of St. Louis University, the editorial offices being located at 612 Humboldt Building; 539 North Grand Boulevard; St. Louis, Missouri 63103. It is owned by the Missouri Province Educational Institute; St. Louis, Missouri. Published bimonthly and copy-right © 1972 by Review [or Religious. Composed, printed, and manufactured in U.S.A. Second class postage paid at St. Louis, Missouri. Single copies: $1.25. Sub-scription U.S.A. and Canada: $6.00 a year; $11.00 for two years; other countries, $7.00 a year, $13.00 for two years. Orders should indicate whether they are for new or renewal subscriptions and should be accompanied by check or money order payable to Review ]or Religious in U.S.A. currency only. Pay no money to persons claiming to represent Review ]or Religious. Change of address requests should include former address. R. F. Smith, S.J. Everett A. Diederich, S.J. Joseph F. Gallen, S.J. Editor Associate Editor Questions and Answers Editor January 1973 Volume 32 Number 1 Renewals, new subscriptions, and changes of address should be sent to Review for Religious; P.O. Box 6070; Duluth, Minnesota 55802. Correspondence with the editor and the associate editor together with manuscripts, books for review, and materials for "Subject Bibliography for Religious" should be sent to Review for Religious; 612 Humboldt Building; 539 North Grand Boulevard; St. Louis, Missouri 63103. Questions for answering should be sent to Joseph F. Gallen, SJ.; St. Joseph's Church; 321 Willings Alley; Philadelphia, Pennsylvania 19106. Review for Religious Volume 32, 1973 / 1 Editorial Offices 539 North Grand Boulevard Saint Louis, Missouri 63103 R. F. Smith, S.J. Everett A. Diederich, S.J. Joseph F. Gallen, S.J. Editor Associate Editor Questions and Answers Editor Review ]or Religious is published in January, March, May, July, September, and November on the fifteenth of the month. It is indexed in the Catholic Periodical and Literature Index and in Book Review Index. A microfilm edi-tion of Review ]or Religious is available from University Microfilm; Ann Arbor, Michigan 48106. Copyright (~ 1973 by Review ]or Religious. AIIocution on Secular Institutes On September 20 1972 members of the International Congress of Leaders of Secular Institutes were granted an audience with His Holiness, Pope Paul VI. During the audience the Holy Father delivered the following allocution, presented here in the English translation given in the Osservatore romano, English language weekly edition, October 5 1972, pages 3-4. Beloved Sons and Daughters in the Lord, once more we have the oppor-tunity of meeting you, Leaders of the Secular Institutes, who are and repre-sent a vigorous and flourishing section of the Church at this moment of history. The circumstance that has brought you before us is, this time, the International Congress which you have carried out and are about to con-clude here in Nemi, near our summer residence at Castel Gandolfo, and at which you examined the statutes of the "World Conference of Secular Institutes" (C.M.I.S.), about to be erected. We do not wish to discuss your work, which was certainly carried out with thoroughness and enthusiasm, under the watchful care and with the participation of the competent Sacred Congregation. We hope that it will reap rich fruits in relation to the increase of your institutions. Your Presence a Testimony We rather desire to dwell on some reflections about what the function of the secular institutes could be in the mystery of Christ and in the mystery of the Church. When we look at you and think of the thousands and thousands of men and women of whom you are part, we cannot but feel consoled, while a deep sense of joy and gratitude to the Lord comes over us. How strong and flourishing the Church of Christ appears in you! This venerable Mother of ours, whom some people today, even among her sons, take as the butt 4 / Review [or Religious, Volume 32, 1973/1 of harsh, pitiless criticism; about whom some delight in describing fanciful symptoms of decrepitude and in predicting ruin; here we see her, on the contrary, bursting continuously into bud and blossoming beyond all expec-tation with initiatives of holiness. We know that it must be so and could not be otherwise, because Christ is the divine inexhaustible source of the vi-tality of the Church; and your presence offers us a further testimony of this, and is for all of us an opportunity for renewed consciousness. But we wish to scan your face more closely, in the family of the People of God. You, too, reflect a "specific way" in which the mystery of Christ can be lived in the world, and a "specific way" in which the mystery of the Church can be manifested. Christ the Redeemer is such a fullness, which we will never be able to understand or express completely. He is everything for His Church. In her, what we are we are just because of Him, with Him, and in Him. Also for the secular institutes, therefore, He remains the ultimate example, the in-spirer, the source on which to draw. Based on Christ the Savior and following His example you are carrying out, in your own characteristic way, an important mission of the Church. But the Church, too, in her way, like Christ, is such a fullness, such riches, that no one by himself, no institution by itself, will ever be able to understand her and express her adequately. Nor would it be .possible for us to discover her dimensions, because her life is Christ, who is God. So also the reality of the Church, and the mission of the Church, can be expressed completely only in the plurality of members. It is the doctrine of the Mystical Body of Christ, the doctrine of the gifts and charisms of the Holy Spirit. A Consecrated Secularity This is the point, as you have understood, to ask ourselves about your particular way of carrying out the mission of the Church. What is your spe-cific gift, your characteristic role, the "quid novum" brought by you to the Church of today? Or: in what way are you the Church today? You know the answer; you have by now clarified it to yourselves and to the Christian community. You are at a mysterious confluence between the two powerful streams of Christian life, welcoming riches from both. You are laymen, consecrated as such by the sacraments of baptism and confirmation but you have chosen to emphasize your consecration to God with the profession of the evangeli-cal counsels assumed as obligations with a stable and recognized bond. You remain laymen, engaged in the secular values characteristic of, and peculiar to, the laity (Lumen gentium, 31), but yours is a "consecrated secularity" (Paul VI, Discorso ai Dirigenti e Membri degli Istituti Secolari nel XXV della "Provida Mater," L'Osservatore Romano, 3 February 1972), you are "secular consecrated" (Paul VI, Discorso ai partecipanti al Congresso ln-ternazionale degli lstituti Secolari, 26 September 1970, Insegnamenti A llocution on Secular Institutes VIII, p. 939). Though "secular," your position differs in a certain way from that of mere laymen, since you are engaged in the same worldly values, but as consecrated beings: that is, not so much to affirm the intrinsic validity of human things in themselves, but to direct them explicitly according to the evangelical beatitudes. On the other hand you are not religious, but in a certain way your choice is concordant with the religious, because the con-secration you have made sets you in the world as witnesses to the suprem-acy of spiritual and eschatological values, that is, to the absolute character of your Christian charity. The greater the latter is, the more relative it makes the values of the world seem, while at the same time it helps their correct implementation by yourselves and by your other brothers. Both Aspects Essential Neither of the aspects of your spiritual nature can be overrated at the expense of the other. They are both equally essential. "Secularity" indicates your involvement in the world. But it does not mean only a position, a function, which coincides with living in the world by practicing a trade, a "secular" profession. It must mean in the first place awareness of being in the world as "your specific place of Christian re-sponsibility." To be in the world, that is, to be engaged in secular values, is your way of being the Church and of making her present, of saving your-selves and of announcing salvation. Your existential and sociological con-dition becomes your theological reality; it is your way to realize and testify to salvation. Thus you are an advanced wing of the Church "in the world"; you express the will of the Church to be in the world in order to mold it and sanctify it "from within, in the manner of leaven" (Lumen gentium, 31), a task, too, which is mainly entrusted to the laity. You are a particularly concrete and efficacious manifestation of what the Church wishes to do to construct the world described and desired by Gaudium et Spes. "Consecration," on the other hand, indicates the intimate and secret carrying structure of your being and your acting. Here is your deep and hid-den wealth, which the men in the midst of whom you live cannot explain and often cannot even suspect. Baptismal consecration has been further radicalized as a result of an increased aspiration for love aroused in you by the Holy Spirit; not in the same form as the consecration of religious, but nevertheless such as to induce you to make a fundamental option for life according to the evangelical beatitudes. So that you are really consecrated and really in the world. "You are in the world and not of the world, but for the world," as we ourself described you on another occasion (Paul VI, Discorso ai partecipanti al Congresso Internazionale degli Istituti Secolari, 26 September 1970, lnsegnamenti, VII, p. 939). You live a real consecra-tion according to the evangelical counsels, but without the fullness of "visi-bility" characteristic of religious consecration; a visibility that is constituted, 6 / Review lor Religious, Volume 32, 1973/1 in addition to the public vows, by a closer community life and by the "sign" of the religious habit. Yours is a new and original form of consecration, prompted by the Holy Spirit to be lived in the midst Of temporal realities, and to bring the strength of the evangelical counsels--that is, of divine and eter-nal values--into the midst of human and temporal values. The Cross of Christ Your choices of poverty, chastity and obedience are ways of partici-pating in the cross of Christ, because they associate you with Him in the renunciation of goods which are elsewhere permissible and legitimate; but they are also ways of participating in the victory of the risen Christ, since they free you from the hold that these values might have on the full avail-ability of your spirit. Your poverty tells the world that it is possible to live among temporal goods and use the means of civilization and progress, without being enslaved by any of them. Your chastity tells the world that it is possible to love with disinterestedness and the inexhaustibility that draws on God's heart, and to dedicate oneself joyfully to everyone without tying oneself to anyone, taking care particularly of the most abandoned. Your obedience tells the world that it is possible to be happy without stopping at a comfortable personal choice, but remaining fully at the disposal of God's will, as it appears from daily life, from the signs of the times, and from the aspirations to salvation of the world of today. Thus, also your activity in the world--both personal and collective, in the professional sectors in which you are engaged individually or as a community--receives from your consecrated life a more marked orientation towards God, it, too, being somehow involved and swept along in your consecration. And in this singular and providential configuration, you enrich the Church of today with a particular exemplarity in her "secular" life, liv-ing it as consecrated beings; and with a particular exemplarity in her "con-secrated" life, living it as secular persons. Priests in Secular Institutes At this point we would like to dwell on a particularly fruitful aspect of your institutions. We are referring to the numerous group of those who, consecrated to Christ in the ministerial priesthood and wishing to be united to Him with a further bond of donation, embrace the profession of the evangelical counsels, joining the secular institutes in their turn. We are thinking of these brothers of ours in Christ's priesthood, and we wish to encourage them, while we admire in them, once more, the action of the Spirit, indefatigable in arousing desire for ever greater perfection. What has been said so far, certainly applies to them, too, but it would require further study and clarifications. In fact, they arrive at consecration in the evangelical counsels and commitment to "secular" values not as laymen, but as ecclesiastics, that is, bearers of a sacred mediation in the People of Allocution on Secular Institutes / 7 God. In addition to baptism and confirmation, which constitute the basic consecration of the laity in the Church, they have received a subsequent sacramental specification in holy orders, which have constituted them hold-ers of certain ministerial functions with regard to the Eucharist and the Mys-tical Body of Christ. This has left the "secular" nature of Christian voca-tion intact, and they can therefore enrich it by living it as "consecrated" persons in the secular institutes. The requirements of their spirituality are very different, however, as well as certain external implications in their practice of the evangelical counsels and in their secular commitment. Ecclesiai Communion In conclusion we wish to address a pressing and fatherly invitation to everyone: to cultivate and increase ecclesial communion, to have it at heart always and particularly. You are vital articulations of this communion, because you, too, are the Church; never make an attack on their effi-ciency. It is impossible to conceive or understand an ecclesial phenomenon outside the Church. Never let yourselves be overcome by, or even give thought to, the temptation, too easy today, that authentic communion with Christ is .possible without real harmony with the ecclesial community gov-erned by the legitimate pastors. It would be misleading and illusory. Of what value would an individual or a group be, however lofty and perfect their intentions might be subjectively, without this communion? Christ asked us for it as a guarantee to admit us to communion with Him, just as He asked us to love our neighbor as documentation of our love for Him. You are, therefore, of Christ and for Christ, in His Church; this Church is your local community, your institute, your parish, but always in the communion of faith, of Eucharist, of discipline, and of faithful and loyal collaboration with your bishop and with the hierarchy. Your structures and your activities should never lead you--be you priests or laymen--to a "bi-polarity" of positions, or to an "alibi" of interior and exterior attitude, far less to positions in opposition to your pastors. This is our invitation; this is our wish, in order that you may be in the midst of the world authentic operators of the one saving mission of the Church, in your own characteristic way, to which you have been called and invited. May the Lord thus help you to prosper and fructify further, with our Apostolic Blessing. Address on Religious Life Paul On October 19 1972 Pope Paul gave an audience to the.representatives of the national conferences of religious institutes of men and women together with the "Council of the Sixteen," a group composed of eight superiors general of men religious and of eight superiors general of women religious. During the audience the Holy Father delivered the following allocution which is printed here in an adaptation of the English translation that appeared in Osservatore romano, English language weekly edition, November 5 1972, page 5. Dear Sons and Daughters: Let Us first of all express to you the joy and emotion that we feel on receiving you. With Us you bear the honor and the weight of a great responsibility: the guidance and the authenticity of religi-ous life today. Beyond your persons we behold the thousands of men and women who devote their lives to following Christ in the practice of the evangelical counsels. They represent an immense hope for Us and for the entire Church. You have responded to the appeal of the Congregation for Religious and Secular Institutes to review during these few days the aggiornamento that the Council and your chapters have aroused and implemented, par-ticularly on the plane of prayer and common life. You have tried to ascer-tain how to overcome the tensions that are appearing--they are probably inevitable--within your different congregations and how to live, in a certain pluralism, the deep unity to which the disciples of Christ must bear witness. We are deeply satisfied with your collaboration with the Congregation which is charged with attending to and presiding over the solution of these problems and thereby with serving you. We hope that this collaboration will be more and more frequent, trusting, and fruitful. Religious Spirit Within the framework of this brief meeting today, it is not possible for Address on Religious Li]e / 9 Us to take up all the questions raised by the adaptation and renewal of religious life. Last year in our apostolic exhortation Evangelica testificatio, We set forth for you Our concerns and hopes on this matter. In the Lord's name We defined the criteria of discernment that will help to guide you along this demanding but compellingly attractive path to a more evangelical life. Webeg you to keep before your eyes and to meditate upon the various elements of religious life which We emphasized and to do this without ne-glecting any of them. This morning our only hope is to revive in you the "religious spirit" that must mark your persons and your communities as well as your positive adherence to the Church. You have chosen to live your baptismal vocation in the particular frame: work of the religious life; rather you have agreed to serve the Lord in this radical way which is a deep response to an evangelical appeal, a way which has p~'oved itself in the Church for centuries and which the Church has authenticated as an unequaled and indispensable testimony of the Beatitudes. We speak frankly to you: Be consistent with yourselves, be faithful to your vocation, do not let this essential character of religious life--which is youi" role in life--dissolve either in theory or in practice. Most Christians are called to affirm their faith and to exercise their charity as laymen with all the temporal responsibilities incumbent on them; their testimony is essential as We have often stressed. Some of them ale doing so today with the sup-port and according to'the requirements of a secular institute; and we have recently [see the preceding article in this issue of Review ]or Religious] praised again this new initiative. But all of thes6 laymen need your faith-fulness to your specific vocation as religious men and women. In addition to the vows of consecrated chastity, poverty, and obedience, religious life demands, as you know, a common life lived in complete brotherhood. It requires a particular kind of asceticism which leads you to renounce freely and joyfully the goods of this world as a sign of your attachment to the Lord Jesus loved for His own sake and above everything and even to the cross. It is manifested in an obedience which makes you completely available for the will of our Father. in heaven through the con-crete appeals of the Church and" of your superiors; it is the way that Jesus lived in obedience to His Father through the conditions of His incarnation (see Jacques Guillet, Jdsus-Christ hier et aujourd'hui .[Paris: Descl6e de Brouwer, 1963], pages 109-25). In short, you must aim at evangelical per-fection (see Mt 5:48) so as to be permanently living signs of the tran-scendency o[ the kingdom ot' God. Paradox of the Gospel Certainly, tl~is sign will not always be understood, and this not only by the "world," as understood by St. John, but even by men of good will and even by your Christian brothers and sisters. And as a result you will suffer. For this world is not only attracted--and sometimes enslaved--by posses- Review [or Religious, Volume 32, 1973/1 sions, power, and the flesh, but it has become supersensitive to the demand for personal development in the framework of complete autonomy. Accord-ing to some, your life may assume an aspect that is somewhat mysterious, strange, and even inhuman. And yet you know that what is foolishness in the eyes of men is wisdom in the eyes of God (see 1 Cor 1:25-7). Besides, would not the real scandal be to perceive that, on the pretext of adaptation, you renounce the requirements of prayer, humility, poverty, sharing, purity, simplicity, and disinterested service that Christ has asked of His disciples? Let us be clear: The form of religious life must not despise natural talents or personal charisms; it must serve the vocation of each person. And it is a heavy task for you as superiors to see to it that each of your brothers and of your sisters may develop in it and may be treated with con-sideration. But the paradox of the gospel--which you more than others have the mission to carry out fully--must not be forgotten: "For whoever would save his life will lose it, and whoever loses his life for my sake will find it" (Mt 16:25). Be assured that this love of the Lord, lived to the extent of renunciation of yourselves, cannot remain without fruit. As it brings you deep joy and the hope of eternal life, it will mysteriously open up for souls the way to the God of love. In this sense, do not fear to be fully religious. Concern for the Missions We will now deal briefly with the second subject of our talk. Such love of God, continually awakened by deep prayer and stimulated by fraternal life, cannot turn you aside from the missionary concern animating you today --a reality in which We greatly rejoice. Whether you live a contemplative or a directly apostolic life, love of the Church will be at the heart of your con-cerns. You will, of course, adhere to the true faith that she professes. You will welcome confidently the guidelines she lays down, the decisions she takes, in different fields for the good of all. At this time this testimony of loyalty of all religious in their union with the See of Peter seems to Us to be of vital importance. Look at history: This loyalty was always decisive at the periods when the Church undertook her great reforms. But, according to the specific charism of your institutes, you will also share the Church's determination to really meet this world, new as it is in so many respects. It is not a question of conforming to it, but of accepting it, of understanding it, and of loving it to the extent of announcing Jesus Christ to it with evan-gelical patience and according to the means best suited to its understanding. In each of your dioceses, regions, and countries, the bishops have the task, with their priests' and pastoral councils, of discerning priority needs, of directing pastoral efforts, and of coordinating them. Each institute must clearly define its personal identity in order to find its place in this service with its own vocation. There is no question of absorbing the wealth of your multiform, traditional charisms in an authoritarian grouping or in an impov- Address on Religious Li]e / 11 erishing leveling process. Nevertheless, each one must participate, in complete availability, in the mission of the Church in harmony with the apostolate ex(rcised in the People of God as a whole under the responsibility of the hierarchy. You will always remember that "exemption" itself concerns particularly the internal structures of your congregations (see Evangelica testificatio, no. 50); it must never be an obstacle to the implementation of a close, deep, cordial communion of sentiments and of action with your bishops. Conclusion Dear Sons and Daughters, We have been thinking of you these days and as we celebrated Mass in honor of St. Luke. You are among those disciples that the Lord is sending before Himself today. We beg the Master of the harvest to send you numerous companions, men and women, of tested loyalty. Already it seems to us that the moment has come for a revival of religious life in depth. Therefore go forth throughout the entire world. Take Christ's peace to it. By your own consecrated life, proclaim His good news: "The Kingdom of God has come near to you" (Lk 10:9). With Mary turn to the Lord in thanksgiving and with perfect availability. And We willingly im-part to you Our blessing. Instruction on Intercommunion Secretariat [or Promoting Christian Unity This English translation of the Latin text of the Instruction is taken from the August 1972 issue of ln[ormation Service published by the Secretariat for Promoting Christian Unity. 1. The Question We are often asked the question: in what circumstances and on what con-ditions can members of other Churches and ecclesial communities be ad-mitted to Eucharistic communion in the Catholic Church? The question is not a new one. The Second Vatican Council (in the decree on ecumenism Unitatis redintegratio) and the Directorium oecumeni-cure dealt with it.1 The pastoral guidance offered here is not intended to change the existing rules but to explain them, bringing out the doctrinal principles on 1The Decree on Ecumenism (Unitatis redintegratio), no. 8: "Yet, worship in common [communicatio in sacris] is not to be considered as a means to be used indiscriminately for the restoration of unity among Christians. There are two main principles upon which the practice of such common worship depends: first, that of the unity of the Church which ought to be expressed; and second, that of the sharing in means of grace. The expression of unity very generally forbids common worship. Grace to be obtained sometimes commends it. The concrete course to be adopted, when due regard has been given to all the circumstances of time, place, and persons, is left to the prudent decision of the local episcopal authority, unless the Bishops' conference ac-cording to its own statutes, or the Holy See, has determined other~vise." See also the Decree on the Eastern Churches (Orientalium Ecclesiarum), no. 27. Directorium ad ea qaae a Concilio Vaticano Secundo de re oecumenica promulgata sunt exsequenda (~ Directorium oecumenicum), A cta A postolicae Sedis, v. 59 (1967), pp. 574-92: "'1. Sharing in Liturgical Worship with Our Separated Eastern Brothers. Besides cases of necessity, there would be reasonable ground for encouraging sacramental sharing if special circumstances make it materially or morally impossible over a long period for one of the faithful to receive the sacraments in his own Church, so that in Instruction on Intercommunion / 13 which the rules rest and so making their application easier. 2. The Eucharist and the Mystery of the Church There is a close link between the mystery of the Church and the mystery of the Eucharist. (a) The Eucharist really contains what is the very foundation of the being and unity of the Church: the Body of Christ, offered in sacrifice and given to the faithful as the bread of eternal life. The sacrament of the Body and Blood of Christ, given to the Church so as to constitute the Church, of its nature carries with it: --the ministerial power which Christ gave to His Apostles and to their successors, the bishops along with the priests, to make effective sacramentally His own priestly act--that act by which once and forever He offered Him-self to the Father in the Holy Spirit, and gave Himself to His faithful that they might be one in Him; --the unity of the ministry, which is to be exercised in the name of Christ, Head of the Church, and hence in the hierarchical communion of ministers; --the faith of the Church, which is expressed in the Eucharistic action itself-~the faith by which she responds to Christ's gift in its true meaning. The sacrament of the Eucharist, understood in its entirety with these three elements signifies an existing unity brought about by Him, the unity of the visible Church of Christ which cannot be lost.~ (b) "The celebration of Mass, the action of Christ and of the people of God hierarchically ordered, is the center of the whole Christian life, for effect he would be deprived, without legitimate reason, of the spiritual fruit of the sacraments" (no. 44). "2. Sharing in Liturgical Worship with Other Separated Brethren. Celebration of the sacraments is an action of the celebrating community, carried out within the com-munity, signifying the oneness in faith, worship, and life of the community. Where this unity of sacramental faith is deficient, the participation of the separated brethren with Catholics especially in the sacraments of the Eucharist, penance, and anointing of the sick, is forbidden. Nevertheless, since the sacraments are both signs of grace and sources of grace (see the Decree on Ecumenism, no. 8), the Church can for adequate reasons allow access to those sacraments to a separated brother. This may be permitted in danger of death or in urgent need (during persecution, in prisons) if the separated brother has no access to a minister of his own communion and spon-taneously asks a Catholic priest for the sacraments--so long as he declares a faith in these sacraments in harmony with that of the Church and is rightly disposed. In other cases the judge of this urgent necessity must be the diocesan bishop or the episcopal conference. "A Catholic in similar circumstances may not ask for these sacraments except from a minister who has been validly ordained" (no. 55). See also "Una dichiarazione del Segretariato per l'Unione dei Cristiani: La posizione della Chiesa Cattolica in materia di Eucaristia comune tra Cristiani di diversi confes-sioni," Acta Apostolicae Sedis, v. 62 (1970), pp. 184-8. ~-See Lumen gentium, no. 3; Unitatis redintegratio, no. 4. 14 / Review for Religious, Volume 32, 1973/1 the universal Church as for the local Church and for each Christian.''3 Celebrating the mystery of Christ in the Mass, the Church celebrates her own mystery and manifests concretely her unity. The faithful assembled at the altar offer the sacrifice through the hands of the priest acting in the name of Christ, and they represent the com-munity of the people of God united in the profession of one faith. Thus they constitute a sign and a kind of delegation of a wider assembly. The celebration of Mass is of itself a profession of faith in which the whole Church recognizes and expresses itself. If we consider the marvelous meaning of the Eucharistic prayers as well as the riches contained in the other parts of the Mass, whether they are fixed or vary with the liturgical cycle; if at the same time we bear in mind that the liturgy of the word and the Eucharistic liturgy make up a single act of worship,4 then we can see here a striking illustration of the principle lex orandi lex credendi.~ Thus the Mass has a catechetical power which the recent liturgical renewal has emphasized. Again, the Church has in the course of history been careful to introduce into liturgical celebration the main themes of the common faith, the chief fruits of the experience of that faith. This she has done either by means of new texts or by creating new feasts. (c) The relation between local celebration of the Eucharist and uni-versal ecclesial communion is stressed also by the special mention in the Eucharistic prayers of the pope, the local bishop, and the other members of the episcopal college. What has been said here of the Eucharist as center and summit of the Christian life holds for the whole Church and for each of its members, but particularly for those who take an active part in the celebration of Mass and above all for those who receive the Body of Christ. Communion during Mass is indeed the most perfect way of participating in the Eucharist, for it fulfills the Lord's command, "Take and eat.''6 ¯ ~lnstitutio generalis Missal& romani, cap. I, n. 1. ¯ ~See Presbyterorum ordinis, 4. 5See Pius XI, Quas primas, Acta Apostolicae Sedis, v. 17 (1925), p. 598; Vatican Council II, Presbyterorum ordin&, 5; Sacrosanctum Concilium 2, 6. ~"'Perfectior Missae participatio"--Sacrosanctutn Concilium, n. 55. And see the in-struction Eucharisticum mysterium, n. 12, Acta Apostolicae Sedis, v. 59 (1967), p. 549. The fact of having received the same baptism does not of itself afford a title of admission to Holy Communion. Eucharistic sharing expresses the integral profession of faith and full insertion into the Church toward which baptism leads. This sacrament "constitutes the sacramental bond of unity existing among all who through it are reborn. But baptism, of itself, is only a beginning, a point of departure, for it is wholly directed toward the acquiring of fullness of life in Christ. Baptism is thus or-dained toward a complete profession of faith, a complete incorporation into the system of salvation such as Christ Himself willed it to be, and finally, toward a complete integration into Eucharistic communion"--Unitatis redintegratio, n. 22. Instruction on lntercommunion / 15 3. The Eucharist as Spiritual Food The effect of the Eucharist is also to nourish spiritually those who re-ceive it as what the faith of the Church says it truly isBthe body and blood of the Lord given as the food of eternal life (see John 6:54-8). For the baptized, the Eucharist is spiritual food, a means, by which they are brought to live the life of Christ Himself, are incorporated more profoundly in Him and share more intensely in the whole economy of His saving mystery: "He who eats my flesh and drinks my blood abides in me and I in him" (John 6:56). (a) As the sacrament of full union with Christ~ and of the perfection of spiritual life, the Eucharist is necessary to every Christian: in our Lord's words, ". unless you eat the flesh of the Son of man and drink his blood, you have no life in you" (John 6:53). Those who live intensely the life of grace feel a compelling need for this spiritual sustenance, and the Church herself encourages daily Communion. (b) Yet though it is a spiritual food whose effect is to unite the Christian man to Jesus Christ, the Eucharist is far from being simply a means of satis-fying exclusively personal aspirations, however lofty these may be. The union of the faithful with Christ, the head of the Mystical Body, brings about the union of the faithful themselves with each other. It is on their sharing of the Eucharistic bread that St. Paul bases the union of all the faith-ful: "Because there is one loaf, we who are many are one body, for we all partake of the same loaf" (1 Cor 10:17). By this sacrament "man is in-corporated in Christ and united with His members.''~ By frequent receiv-ing of the Eucharist the faithful are incorporated more and more into the Body of Christ and share increasingly in the mystery of the Church. (c) Spiritual need of the Eucharist is not therefore merely a matter of personal spiritual growth: simultaneously and inseparably, it concerns our entering more deeply into Christ's Church "which is his body, the fullness of him who fills all in all" (Eph 1:23). 4. General Principles Governing Admission to Communion Where members of the Catholic Church are concerned, there is a perfect parallel between regarding the Eucharist as the celebration of the entire ecclesial community united in one faith and regarding it as sustenance, as a response to the spiritual needs, personal and ecclesial, of each member. It will be the same when, in the Lord's good time, all the followers of Christ rSee Presbyterorum ordinis, 5. sCouncil of Florence, Decretum pro Armenis, DB 698 = DS 1322. In the work of St. Thomas Aqu!nas we often come across the expression "sacra-mentum ecclesiasticae unitatis" (for example, S.T., q.73, a.2, sed contra). The Eucharist effects the unity of the Church or, more strictly, it effects the Mystical Body because it contains the real Body of Christ. 16 / Review ]or Religious, Volume 32, 1973/1 are reunited in one and the same Church. But what are we to say today, when Christians are divided? Any baptized person has a spiritual need for the Eucharistic. Those who are not in full communion with the Catholic Church have recourse to the ministers of their own communities, as their conscience dictates. But what about those who cannot do this, and who for that or other reasons come and ask for communion from a Catholic priest? The Directorium oecumenicum has already shown how we must safe-guard simultaneously the integrity of ecclesial communion and the good of souls. Behind the Directorium lie two main governing ideas: (a) The strict relationship between the mystery of the Church and the mystery of the Eucharist can nev+r be altered, whatever pastoral measures we may be led to take in given cases. Of its very nature celebration of the Eucharist signifies the fullness of profession of faith and the fullness of ecclesial communion. This principle must not be obscured and must remain our guide in this field. (b) The principle will not be obscured if admission to Catholic Eucharis-tic communion is confined to particular cases of those Christians who have a faith in the sacrament in conformity with that of the Church, who experi-ence a serious spiritual need for the Eucharistic sustenance, who for a pro-longed period are unable to have recourse to a minister of their own com-munity and who ask for the sacrament of their own accord; all this pro-vided that they have proper dispositions and lead lives worthy of a Christian. This spiritual need should be understood in the sense defined above (no. 3, (b) and (c): a need for an increase in spiritual life and a need for a deeper involvement in the mystery of the Church and of its unity. Further, even if those conditions are fulfilled, it will be a pastoral responsibility to see that the admission of these other Christians to com-munion does not endanger or disturb the faith of Catholics.9 5. Differences between Members of the Eastern Churches and o| Other Churches The Directorium oecumenicum1° gives different directions for the admis-sion to Holy Communion of separated Eastern Christians, and of others. The reason is that the Eastern Churches, though separated from us, have true sacraments, above all, because of the apostolic succession, the priest-hood and the Eucharist, which unite them to us by close ties, so that the risk of obscuring the relation between Eucharistic communion and ecclesial communion is somewhat reduced.1l Recently the Holy Father recalled that ~See Orientalium Ecclesiarum, 26. lOSee Directorium oecumenicum, nos. 44 and 55. liThe ~ollowing are two important passages from the Directorium derived from Council documents: "39. Although these [Eastern] Churches are separated from us, yet they possess Instruction on Intercommunion / 17 "between our Church and the venerable Orthodox Churches there exists already an almost total communion, though it is not yet perfect: it results from our joint participation in the mystery of Christ and of His Church.''1'' With Christians who belong to communities whose Eucharistic faith differs from that of the Church and which do not have the sacrament of orders, admitting them to the Eucharist entails the risk of obscuring the essential relation between Eucharistic Communion and ecclesial communion. This is why the Directorium treats their case differently from that of the Eastern Christians and envisages admission only in exceptional cases of "urgent necessity." In cases of this kind the person concerned is asked to manifest a faith in the Eucharist in conformity with that of the Church, i.e. in the Eucharist as Christ instituted it and as the Catholic Church hands it on. This is not asked of an Orthodox person because he belongs to a Church whose faith in the Eucharist is conformable to our own. 6. The Authority to Decide Particular Cases Number 55 of the Directorium allows fairly wide discretionary power to the episcopal authority in judging whether the necessary conditions are present for these exceptional cases. If cases of the same pattern recur often in a given region, episcopal conferences can give general directions. More often, however, it falls to the bishop of the diocese to make a decision. He alone will know all the circumstances of particular cases. Apart from the danger of death the Directorium mentions only two ex-' amples, people in prison and those suffering persecution, but it then speaks of "other cases of such urgent necessity." Such cases are not confined to situ-ations of suffering and danger. Christians may find themselves in grave spiritual necessity and with no chance of recourse to their own community. For example, in our time, which is one of large-scale movements of popu-lation, it can happen much more often than before that non-Catholic Chris-tians are scattered in Catholic regions. They are often deprived of the help of their own communion and unable to get in touch with it except at true sacraments, above all--by apostolic succession--the priesthood and the Eucharist, whereby they are still joined to us in closest intimacy. Therefore some sharing in liturgical worship [communicatio in sacris], given suitable circumstances and the approval of Church authority, is not merely possible but is encouraged (Decree on Ecumenism, n. 15; see also the Decree on the Eastern Catholic Churches, nos. 24-29). "40. Between the Catholic Church and the Eastern Churches separated from us there is still a very close communion in matters of faith (see Decree or! Ecumenism, n. 14); moveover, 'through the celebration of the Eucharist of the Lord in each of these Churches, the Church of God is built up and grows in stature' and 'although separated from us yet these Churches possess true sacraments, above a.ll--by apostolic succession--the priesthood and the Eucharist' (ibid., n. 15)." 1"-'Letter to Patriarch A thenagoras, February 8, 1971, printed in Osservatore romano, March 7, 1971. It had been given to Metropolite Meliton of Chalcedon during his visit to the Holy Father on February 8, 1971. 1~1 / Review ]or Religious, Volume 32, 1973/1 great trouble and expense. If the conditions set out in the Directorium are verified, they can be admitted to Eucharistic Communion but it will be [or the bishop to consider each case. The Supreme Pontiff Paul VI approved this pastoral instruction and ordered it to be a part of public law through a letter of the Cardinal Secre-tary ot~ State dated May 25, 1972, and sent to the undersigned Cardinal President. Given at Rome in the offices of the Secretariat for Promoting Christian Unity, June 1, 1972. JOHN CARDINAL WILLEBRANDS President JEROME HAMER, O.P. Secretary Commentary on the Instruction on Intercommunion Jerome Hamer, O.P. The following commentary on the preceding instruction was written by the secretary of the Secretariat for Promoting Christian Unity and was published in Italian in Osservatore romano, July 8, 1972. The English translation is that published in the August 1972 issue of the lnIorrnation Service of the Secretariat for Promoting Christian Unity. 1. The instruction just published proposes to explain the doctrinal rea-sons for the regulation of the Church as outlined in the Conciliar decree Unitatis redintegratio and in the first part of the Ecumenical Directory which was published on 14 May 1967. It is intended as a help to the bishops in the concrete decisions they have to make in regard to admitting to Eucharistic Communion Christians not in full communion with the Catholic Church. The doctrinal reasons for the regulation made by the Church are to be found briefly expressed in the two documents mentioned above. It seemed useful, however, to give a more ample exposition of these reasons in order to facilitate the application of a regulation which touches on certain basic points of our faith. 2. On the one hand there is a close bond between the mystery of the Eucharist and the mystery of the Church, and on the other hand the Eucharist is a spiritual nourishment whose effect is to join the Christian in person with Jesus Christ and to bring him yet more deeply into Christ's Church. These two statements are of equal importance and have both to be safe-guarded, whatever may be the pastoral decisions which pastors are called upon to make in particular circumstances. As it is, generally speaking, on the second statement that those who ask for "Eucharistic hospitality" in the Church base their request, the instruction aims to remind those concerned what may not be done at the expense of the first statement in which the inde- 19 20 / Review lor Religious, Volume 32, 1973/1 structible bond between the Eucharist and the Church is underlined. The regulation itself in regard to this matter, however, changes with the times. That brought in by Vatican Council II offers somewhat more of a welcome than the one in force previously. But the profound doctrinal reasons remain unchanged, because these are bound up with the very nature of our Eucharistic belief. The instruction does not simply take its stand on a general question of principle. It shows how the two statements can be safeguarded at the same time, and are in fact safeguarded, in the actual regulation laid down by the Church. Those called upon to express their views on this matter must constantly be concerned not to sacrifice the one statement in favor of the other. We have no intention of repeating here what can be found explicitly stated in the instruction. We wish simply to underline one point which this document puts very clearly. To ask a Catholic priest for the Eucharist, a member of another Christian community must feel "a serious spiritual need of nourishment from the Eucharist" (cf. 4b and 6). That sets the problem on a high level, that namely of profound spiritual needs. 3. The regulations laid down for admission to Eucharistic Communion are less stringent in the case of those belonging to the Eastern Churches, not in full communion with us, than they are in the case of other Christians. Why this discrimination? The reason is to be found in the first of the two statements mentioned above. On the question of profession of faith, of the sacraments, and of ecclesiastical structure, the Eastern Churches are very close to us, and so the risks of obscuring the essential bonds between the Church and the Eucharist are notably less. The instruction recalls the Holy Father's recent declaration as to the "communion almost total, though not yet perfect" between the Orthodox Church and our own. On the particular point of belief in the Holy Eucharist these Eastern Churches hold a faith conformable to ours in virtue ol the prolession ol ]aith made by the same Churches. On the occasion of being admitted to Holy Communion, therefore, their members will not be asked for a personal profession of faith in this sacrament "as instituted by Christ and in ac-cordance with the tradition of the Catholic Church." 4. The instruction ends with a brief comment on no. 55 of the Ecu-menical Directory. It recalls first of all the extent accorded by the Directory itself to the authority of the bishops in applying the general criteria to par-ticular cases. It then makes it clear that the two cases mentioned as examples in no. 55, namely deprivation of freedom and conditions of persecution, are not the only ones in which there is to be discerned a great spiritual need for the reception of the Holy Eucharist. It is clear that a need of this kind can be felt even apart from situations of suffering and danger. The case given of the diaspora (groups of non-Catholics settled in a Catholic country) is illuminating on this point. Instruction on lntercommunion / 21 5. The instruction is, then, an expansion of certain points of the 1967 Directory, which itself still remains in force. We may recall that this Direc-tory was the work of a "plenary meeting" of the Secretariat for Promoting Christian Unity (this "Plenary" is the annual session on the part of the mem-bers of the Secretariat, composed of 7 Cardinals and 24 Bishops), to meet a need already made manifest in the Council. It was produced with the active collaboration of experts from different countries, of episcopal confer-ences throughout the world, and of various organizations pertaining to the Roman Curia, such as the Sacred Congregations for the Eastern Chu:ches, for the Evangelization of the Peoples, and for the Doctrine of the Faith. The Directory was approved by the Holy Father during an audience granted to the "Plenary" of the Secretariat on 28 April 1969. 6. A more or less similar procedure was adopted and followed in the case of the present instruction: --In February 1968 a mixed commission was set up, chosen from the Secretariat for Promoting Christian Unity and from the Sacred Congrega-tion for the Doctrine of the Faith, to study the interpretation to be given to certain norms laid down in the Conciliar decree Unitatis redintegratio and in the Ecumenical 'Directory on the question of "communicatio in sacri$." --In November 1969, the "Plenary" of the Secretariat was informed as to the conclusions arrived at by the commission, and then discussed the whole problem on the basis of a document prepared by a committee of its own Consultors. The "Plenary" requested the Cardinal President to set up a commission limited to three bishops to pursue the study of the whole matter. --As a practical result of this resolution there was a meeting of the three bishops concerned from May 30 to June 2, 1970, in which the question was studied, use being made of nine considered opinions given by as many specialists (Biblical scholars, historio-patrologists, theologians). This com-mission produced a report which was submitted to the "Plenary" of 1970. --In 1971, a new mixed commission, chosen from the Secretariat for Promoting Christian Unity and the Sacred Congregation for the Doctrine of the Faith, determined the line to be followed in the production of a new pastoral instruction. This commission worked on two basic documents: the conclusions of the first commission (1968-69) and the report from the meeting of the three bishops (May-June 1970). --Along the lines determined upon, a sample instruction was worked out, which the Cardinal President of the Secretariat for Promoting Christian Unity submitted to the Sacred Congregation for the Doctrine of the Faith with a view to agreement and possible observations. A definitive reply was given by this Congregation on 8 February 1972. --On being submitted to the Holy Father, the present instruction was approved on 25 May 1972. 7. With this approval of the Holy Father the present instruction is Review for Religious, Volume 32, 1973/1 now offered to all those who have need to formulate exactly the motives for the practice adopted by the Church, whether it be in pastoral directives, or in preaching, or in teaching, or in catechetics. Both the faithful of the Catholic Church and also the other Christian brethren who read it can judge how clearly our mode of action in this matter flows from our most profound religious convictions. We feel sure that this text will be studied by all with the same anxious desire for truth, for understanding, and for fraternal charity, as that which has inspired all those who have contributed to its production. Rome, June 29, 1972. The Prophetic Challenge of the American Sister Segundo Galilea Segundo Galilea is the Director of the Instituto Pastoral Latinoamericano in Quito, Ecuador. His article was sent to the REVIEW through the kindness of Hermana Lucy Martinez; State Coordinator of Las Hermanas of Colorado; 3635 Humboldt; Denver, Colorado 80205. I write this during the Bishops' Synod in Rome. They are discussing situa-tions of injustice in the world--above all, in the Third World. I do not know what solutions they will arrive at, but the theme of the Synod is in itself a message: it reminds us that the Third World is a world of injustice and poverty. I write as a Latin American priest. This means that I belong to a part of the Third World whose population suffers from chronic conditions of misery and injustice, while at the same time it becomes more and more conscious of the causes and their possible solutions. This is why Latin America is a continent in the process of revolution: its people look for rapid changes in order to arrive at a more just society. The Old Vision and the New Until a short time ago there was talk of poor countries and rich ones, o[ progressive countries and backward ones. The United States was a progressive, rich country and Latin America was backward and poor. What was needed, then, was to help the backward regions to progress. Govern-ments and individual North Americans have dedicated themselves for several decades to make loans and investments in South America. Idealistic and generous individuals have continuously traveled south in a hardy pilgrim-age, to collaborate in that development. The Christian layman and the American religious have participated in the vision of these things by degrees extending from paternalism to the conviction that there is a need for more 23 24 / Review [or Religious, Volume 32, 1973/1 intense help lent by the North to the Latin Americans towards a develop-ment of themselves by themselves. Nowadays, for the conscientious Latin American, the existence of this vision has ended. In this fact is rooted his awareness of change. He has seen that the poverty of some countries is not only backwardness, but that it is due in a high degree to the richness of others. That is to say, wealth in the modern world consists of the power to impose international systems of markets, of interchange, and of industry which benefit the rich coun-tries and do further harm to the poor. Today the whole world knows that the poverty of Latin America is simply the shadow of the wealth of the United States, that there are not underdeveloped countries and developed ones, that there are only independent ones and those dependent upon them from a socio-economic point of view. (Latin America depends upon the United States.) We know today, too, that there are no rich countries and countries on the way to development, but only rich countries and countries on the way to greater underdevelopment. While the United States becomes richer every day, Latin America becomes poorer in the same measure. The loans and investments of North America do not really help us; they only tend to make the masses of Latin America more beggarly. Every economist knows that for each dollar that the United States invests in Latin American countries today, it gets back four per year. Therefore, when President Nixon fourteen months ago asked of a South American President if in his judgment the United States had sufficiently helped along the progress of his country within the past decade, the answer may have come as a surprise to any malinformed North AmeriCan: "On the contrary, I believe that my country has contributed considerably to the enrichment of the United States." Principal Source of Third World Poverty This very serious situation is the principal source of the poverty and in-justice of the Third World, more especially of Latin America, since the African Poverty is due in a larger manner to Europe. But it would be sim-plistic to particularize responsibilities blaming the government, or the com-panies, or the citizens of the United States, or the South American oli-garchies which benefit from this situation. The blame lies not in groups or persons who in their good will have often thought they were of help, but in the system: a system of economic and social relations which has made slaves of poor countries and has left rich ones to bask in a dulled conscience, believing that they apparently cannot do much else outside of extending personal and economic help. This is sufficient to calm their worry but does not allow them a vision of the basic problem: the necessity to liberate poor countries and to convert rich ones into abandoning their privileges according to the system. The liberation of Latin America and the conversion of the United States within a system of justice and not Challenge o] the American Sister of domination depend one upon the other. It seems to me that the differ-ence lies upon the more vital conscientization of the Latin American, inso-far as his need for liberation is greater than the North American's con-scientization of his conversion to a system which would tear him out of a consumer society and an economic domination. Furthermore, this conversion is not made easier by the degree in which the people of the United States has become, because of its riches, closed in upon and satisfied with itself. If this conversion does not come about, though, there will not be justice in the world---which paves the way in the coming decade for the violent revolution of the Third World. Prophetic Role of U.S.A. Church Confronted by these circumstances, I think the Church in the United States has a decisive and prophetic role. It should be the moral force-- disinterested and.free--to voice the interests of the poor fighting for their liberation, be they Negro, Chicano, or Latin American. It should be a prophetic voice capable of awakening the consciences not only of Catho-lics but of every North American of good will, to his responsibility as an influence within his own country towards ch~inge ending in international justice. The reason is that nowadays it is no longer a matter of going to Latin America to work for its development but of remaining in the United States to work for the reform of a system responsible for the misery of others. More important than going to teach the poor children of the Andes is the formation of a Christian youth convinced of the necessity to push for internal change once they attain to influential positions. This is why I believe that the North American sister confronts a prophet-ic challenge. My impression is that she is still the apostolic agent exerting the greatest influence in the North American Church given her position, up to now, as educator and catechist. For the same reason I believe that she must re-examine radically her educational attitudes and decide up to which point in time she will continue to form Christian generations of conform-ists satisfied with the prevailing system and little conscious of any serious social responsibilities. Each sister, then, should represent the prophetic conscience of the Church who frees its sons out of their "good conscience" and leads them towards social change. On the other hand, many sisters who have discovered either the Latin American situation or the poverty of the world have thought that the best way to make a personal response is to migrate south as missionaries. This, I repeat, is today more and more unnecessary. The role of the religious is to work for the conversion and conscientization of her native country, to be an impulse toward its social justice, rather than work in development programs in neighboring countries which in the end do not solve the basic cause of poverty--found more with the United States than Latin America. Review ]or Religious, Volume 32, 1973/1 Escaping Future Mediocrity I believe that if the North American religious communities want to escape from future mediocrity, they will have to create ways of making their sisters aware of these problems. This work is the responsibility of every Christian seeking justice, and it is nothing distant or alien to him. Each religious community should make of each one of its sisters a prophet of justice and of war against misery, capable of transmitting her message to various groups and generations of American Christians educated by her to a diversity of social roles. This means that evangelization in the United States should remind each citizen and the whole society that conversion to the kingdom implies not only personal changes but also a collective responsibil-ity towards social and legal transformations opening the way for the libera-tion of the poor countries. If religious life avoids these problems in its preaching of the gospel, it shall remain at the margin of history and will become irrelevant--because, in the end, the surest signs of reform within religious life are not external ones involved in activity, but the capacity to give prophetic answers to the problems of today's history. Contemporary Religious Spirituality and the Signs of the Times Robert S. Pelton, C.S.C. Father Robert Pelton has served as the Vicar for Religious Institutes in the Arch-diocese of Santiago, Chile. He is now the theological adviser for the programs of religious renewal within the same archdiocese. He is also the theological adviser of the Sisters of the Holy Cross in the United States. His United States address is: The Presbytery; St. Mary's; Notre Dame, Indiana 46556. The text of the article was originally an address given at Mundelein College on July 16 1972 at the request of the Theology Committee of the Leadership Conference of Women Religious. Preliminary Observations In his 1971 Exhortation to Religious, Pope Paul said: The aspirations of men to a more fraternal life among individuals and nations require above all a change in ways of living, in mentality and hearts. Such a mission, which is common to all the People of God, belongs to you in a special way. How can that mission ever be fulfilled if there is lacking an ap-preciation of the absolute, which results from a certain experience of God? This does but emphasize the fact that authentic renewal of the religious life is of capital importance for the very renewal of the Church and of the world,x I now wish to reflect upon such an authentic renewal in the context of the reality of our world--the "signs of the times.'"- I wish to discern with you the hopeful implications of this document, relating this to other docu-ments of the Church, and in particular those of Latin America where a special effort is being made to relate to the extraordinarily rapid changes in our times. 1Evangelica testificatio, § 54. "A Scriptural expression (Mt 16:1-4 and Lk 12:54-7) which was used in the Second Vatican Council and in particular in the Pastoral "Cotzstitution on tile Church in the World (nos. 4, 11, 40, and 44). 27 28 / Review [or Religious, Volume 32, 1973/1 Fresh Implications for Our Spirituality In a particular way we, as religious, are being called to a deeper in-volvement in the Church's contemporary mission? This implies a more Scriptural understanding of "world" and a fuller understanding of "ascetics." In the New Testament those who spoke about the world belonged to a small and threatened group. Thus, for the early Christians, "world" referred to an attitude hostile to the Lord? In Christ's actions we see that the sep-aration between God and the world is fundamentally that of sin. It is in the understanding of "new life" that we come to grasp what our attitude to-ward the world should be. It is in the context of redemptive life and growth that theology describes the world for us. In contemporary theology, we may say world is all that touches us in our human experience, that which gives meaning to our lives, that which affirms life, that which has been completed and that which is still in process and projection, that which suffers. In the documents of Vatican II we have a similar description: ¯ . . the Council focuses its attention on the world of men, the whole human family along with the sum of those realities in the midst of which that family lives. It gazes upon that world which is the theater of man's history, and carries the marks of his energies, his tragedies, and his triumphs; that world which the Christian sees as created and sustained by its Maker's love, fallen indeed into the bondage of sin, yet emancipated now by Christ.5 Christian Asceticism Authentic Christian asceticism in any age is essentially a Paschal exis-tence, a creative and dynamic struggle in which new life emerges only through death. Both theology and modern day social sciences contribute significantly to the understanding of this asceticism. 1. Theological Principles In the Gospels we find ample evidence of the necessity to renounce oneself in order to arrive at Christian perfection: 3Evangelica testificatio, §§ 52, 53. aSee Jn 17:15-21. This is a classic text which develops this point: "I am not asking you to remove them from the world, but to protect them from the evil one. They do not belong to the world any more than I belong to the world. Consecrate them in truth; your word is truth. As you sent me into the world, I have sent them into the world, and for their sake I consecrate myself so that they too may be consecrated in truth. I pray not only for these, but for those also who through their words will believe in me. May they all be one." The last sentence points out in particular the social mission of Christians. ¯ "Gaudium et spes, no. 2. The description of world and the later observations on asceticism are taken from Reflexiones pastorales, no. 4, 1971 (Vicario de Religiosos, Archdiocese of Santiago, Chile). This is a pastoral study prepared by the present author with a team of religious. Contemporary Religious Spirituality Then Jesus said to his disciples, "If anyone wants to be a follower of mine, let him renounce himself and take up his cross and follow me. For anyone who wants to save his life will lose it; but anyone who loses his life for my sake will find it" (Mt 16:24-5). Then he said, "If anone wants to be a follower of mine, let him re-nounce himself and take up his cross every day and follow me" (Lk 9:23). We must see this call to renunciation in terms of. the central mystery of Christianity: that of the death and resurrection of Jesus, and in terms of man's existential relation to the world. For Jesus, His death was His total gift of self to the Father, and for man and the world who are in-separably related. In His final prayer at the Last Supper, Jesus speaks of his "sanctification" or "consecration" to God by means of a total renuncia-tion of self. He often repeated, "I go to the Father." There was a distance that He had to overcome between Himself and the Father. He returns to the Father by a sanctification, by dying to the world of sin, and by rising to God. In Christ's return to the Father the personal sanctification of Jesus and the redemption of mankind take place. Jesus experienced the incompleteness of man and the need to over-come the distance that exists within man himself and the distance that exists between man and the Father. This "distance" or lack of integration is part of man's lot. Perfection for Jesus, as for all men, was overcoming the forces of disintegration, the forces which tend to make communion with men and God impossible. Man's incompleteness, his situation of imperfection is one in which there exist forces of evil and sin; that is, forces which tend to man's disintegration. Man's existence is a constant struggle to overcome these forces and to attain a union, a harmony, an integration within himself, with his fellow man, with nature, and with the world which is the place where he realizes this process. For the Christian the more he comes to live the Paschal mystery, the more he attains integration. And in order to attain it, he must enter with Jesus into an attitude of "consecration" by a total renunciation of the forces which tend to his dissolution. In this way the Christian accepts the call to renunciation of self and lives in a very personal way the death and resurrection of Jesus. With Christ he thus reduces the distance between himself and the Father. It must be noted here more explicitly that the aspect of renunciation (death) for the Christian operates only in function of his perfection or integration (resurrection). A renunciation .which is practiced apart from this spirit is neither Christian nor humanly of value. 2. Creative Discipline If there is anything the movement toward secularization has taught us, it is that man's search for perfection or integration is at its core a deeply human process. This articulates what Irenaeus said many centuries ago 30 / Review ]or Religious, Volume 32, 1973/1 about God being greatly glorified by man who is fully alive." .We have also come to see with greater clarity that complete integration is only at-tained through our total harmony with God as well as with the world. Expressed differently, integration is a process which includes all the ele-ments of our human experience, our relationship with ourselves in our own unique psychological and physical make-up, our relationship with the world in which we live, and our relationship with God who is the ground and center of our being. Certain aspects of this process seen in secular terms help us to amplify our understanding of Christian perfection, salvation, and particularly the role asceticism plays in its realization. Let us consider, first of all, the example of a human interpersonal rela-tionship. For a relationship to be of deep and lasting value it must be rooted in the dynamic rhythm of a mutual active sensitivity as well as a certain mutual creative discipline. Both grow out of an interior harmony within ourselves. To attain this harmony we must be sensitive to ourselves, and the relation that exists between ourselves and our friend, including both our capabilities and our limitations. The depth of our relationship will de-pend upon the quality of our perception together with a type of interior discipline. A denial of self is essential to the development of a meaningful inter-personal relationship. In this there is a need for creative fidelity which demands a balance between activity and receptivity in struggling to over-come the distanc~ which separates us from the other. This fidelity includes a faithfulness to what is perceived through sensitive listening as well as an excrcise of delicate initiative. Such an interpersonal relationship is a fragile, delicate, and tenuous experience. We enter into a reflection upon ourselves in a simultaneous act of identification with and separation from the object of our love. At certain moments we will assume a posture of disciplined separation to gain perspective, to evaluate, while constantly maintaining a sensitivity toward further growth. In' such growth there is an analogy with that which Christ achieved as He approached the Father in the redemp-tive act. Such an interpersonal relationship frees a person to be even more crea-tive in dealing with others. This whole process might be described as an ac-tive sensitivity which is quite different from a determined manipulation of self which has been understood and practiced as Christian discipline by many in the past. 3. Christian Asceticism as Creative Discipline Now let us look at this same human process in a more specifically reli-gious context to explore more deeply our understanding of Christian asceti-cism. The Christian, therefore, finds himself in the world, which is the place in which he works toward a fundamental integration and union with "See Adversus haereses, V, 3, 2; IV, 2. Contemporar[y Religious Spirituality / 31 himself, with his fellow man, with nature, alnd with God. His vocation is precisely this struggle for perfection, or lntegrat~on, as it might more aptly be called. Redemption comes to us through Jesus who in His gift of self overcame the incompleteness of man and the distance tl~at exists between man and the Father. The Christian attains his own personal sanctification in his identi-fication with Jesus. The renunciation of self; in this process is parallel to that of the development of a true human friendship. In his work of inte-gration the Christian must be sensitive to him~self, to his possibilities, to his limitations. His work, which is defined in tertrns of his human and Christian I vocation, demands the same discipline: openn,ess and sensitivity to the world in which he lives, to the inspiration of the Spirit, to his fellow man. He must be open to the Spirit in order to recognize His inspirations. He must enter into reality, into profound relationships with the world, in an attitude of complete giving, presence, a~nd service to that portion of reality which is his. He makes his activity in Ithe world an extension of him-sel~ and his inspiration. At the same time hie draws back in a disciplined separation from his activity in an attitude ~f quiet listening. By attaining a clearer recognition of inspiration, his activity once again becomes in- I ¯ spired and attains a greater quality of expression. Active sensitivity might ¯ also describe Christian asceticism. The ~deas of asceticism expressed in I terms of disciplined separation, of a drawing close in identification and of active sensitivity, might also be expressed in terms of a "rhythm of develop-ment and renunciation" and of "attachment and detachment" according to the thought of Teilhard de Chardin.~ f 1 Within the context outlined, we must be care u to recognize that Chris-tian asceticism is not merely an exercise of abnegation for the sake of ab-negation. Neither ~s it a practice that wdl automatically result in the per-sonal sanctification of the individual by the mere fact that he has denied himself. This concept of asceticism is an error that has continued too long ¯ in the formation of Christians and of relig~ou,s. Abnegation is part of a total process; apart from that process it has no value. God does not wish the suf-fering of men. The element of suffering that enters into the process of crea- I tive discipline defined in Christian terms is merely a side effect and not a goal. The Christian must not concentrate on the "value of his suffering," as if suffering were that which is of value. I~ itself, suffering has no value. It is merely an element of the dialectic into lwhich the whole person enters as a response to the Spirit and in identificati6n with Jesus in his self-giving. Asceticism depends not only upon man b~t upon the Spirit who invites the Christian to a free response and active cooperation. Christian asceticism consists in fidelity to the inspiration of the Spirit in a response of active sen-sitivity to that call. ;Pierre Teilhard de Chardin, The Divine Milieu (London: Fontana, 1965), p. 99. 32 / Review ]or Religious, Volume 32, 1973/1 It is only through such a liberating spirituality that we will be open to discover the "signs of the times" and thus contribute our share to the build-ing of the kingdom in Christ's vision that He may be fully all in all. An Integrated Vision In enabling our mission to have greater effectiveness it is essential to relate what has been said in the Exhortation with other documents. For instance, the necessity for religious to share in the Church's mission (§ 50) can be more fully understood when reflecting upon Vatican II's discern-ment of "the birth of a new humanism where man is defined before all else by his responsibilities to his brothers and to history" (G.S., no. 55). This, in turn, is related to a statement in the Development o[ Peoples: "What must be aimed at is complete humanism . . . the integral development of the whole man and of all men" (no. 42). This leads to a deeper apprecia-tion of Christian liberation which is: . . in its broadest meaning . . . the process of freeing man from all that prevents him from developing his potentialities and his obligations as a person who is created in the image of God.s Forming the New Person The Exhortation speaks of the necessity to form the "new man" spoken of by St. Paul (§ 38). But to achieve this newness it is necessary to go beyond what Pius XII referred to as the "technological spirit.''9 This is a spirit in which the quantitative and the measurable take precedence over the qualitative. Increasing material growth becomes an ultimate norm of a suc-cessful human society. To avoid being entrapped in such a mentality calls for a continuing conversion of heart. The Latin American Bishops said at Medellin that "new and reformed structures" cannot be built "without new men who know how to be truly free and responsible according to the light of the Gospel.''1° Necessary Discernment In order to make the necessary discernment in this dynamic process our prayer needs to be deep and constant as well as truly concerned with the needs of the "earthly city" (§ 49). It will be a prayer which, while it makes more profound our experience of God, will at the same time make us more aware of our own humanness and that of others. It leads us to a mor~ meaningful experience of what Douglas Steere refers to as "the prayer of presence": ¯ SFifth Inter-American Bishops' Conference, Statement, February 1970. ~'Christmas Address, 1953. 1°Second General Conference of the Latin American Bishops, The Church its the Present Day--Trans]ormation in the Light o] the Council (1968), v. 2, pp. 58-9. Contemporary Religious Spirituality / 33 ¯ . . in prayer where intercession is involved, I make those for whom I am praying present for myself by thinking of them and of their need and of the One who can meet that need in its deepest sense. Perhaps my friend is swept away by a persistent temptation to which he has yielded often enough to threate~ to glaze over his life, to numb the heart core in him, and finally to cut him off from ever sensing the deepest spring of love in another person or in the One that sustains him with both an unceasing and unspeakable love. In my prayer I make him present to me by thinking intensively of him and of the threshold over which both God's and my own caring must pass in order to reach him. I think, too, of this whole solace of intercessory caring which God's love and the love of the whole communion of saints is forever drawing at his life. My own caring for him is frail in comparison to this, but I feel that it is swept up into this greater net of attracting energy and that for all of its frailty it may be the decisive impulse that may touch my friend's decision and open to him those ever present forces that could change his whole perspective,al Our Spiritual Lives and the Signs o| the Times The Exhortation (§ 19) encourages us to avoid being carried away by an uncurbed seeking for our own ease, and in doing so repeats what the Council said about that bondage which modern man can suffer when he "indulges in too many of life's comforts and imprisons himself in a kind of splendid isolation" (G.S., no. 31 ). An authentic poverty and sense of justice (§ 18) must find a real echo in our lives since without these we shall contribute to what Medellin has entitled "institutionalized violence.''r-' Rather than being heralds of libera-tion and social catalysts we give scandal. By our failure to take social posi-tions, others can legitimately assume that we are in favor of the status quo. Spiritual Fruitfulness for the World It is in the building up of the earthly city with its foundation in the Lord that we give clear testimony to the presence of the Spirit among us. The religious life itself is a "little Church" in which the network of loving rela-tionships should become more and more evident among us. When the lov-ing bond among us is very evident we shall, in fact, be heralds of liberation and vital participants in the building up of the kingdom of God. Our Political Obligations In closing, it is appropriate to say a few words--particularly at this mo-ment in U.S. history--about our political duties. The construction of "a new humanity" cannot be left solely to the technocrats.13 Religious should contribute to this. This implies the art of politics, not in the narrowly parti- 11Douglas Steere, On Being Present Where You Are (Pendle Hill, 1968), p. 18. r-'This occurs when institutions do violence to others through unjust practices; for a development of this see Medellin, "Peace," no. 2,2,2. a3Paul VI, Acta ,'lpostolicae Sedis, v. 60 (1968), p. 393. 34 / Review [or Religious, Volume 32, 1973/1 san sense, but rather that type of statescraft which fosters the common good through the moral use of power (Pacem in terris, no. 54). In the use of this statescraft we need to ask ourselves the type of searching questions which were proposed-at the World Conference on Religion and Peace at Kyoto, Japan, in October 1970:14 31. Religion cannot in good faith demand of society that it reform its struc-tures without honestly examining its own institutions and programs, including problems related to the ownership and use of property and the possibilities of self-taxation for development purposes. 32. In this examination we might ask the following, among other, ques-tions: What role is assigned to the young and to women in our institutions? Are these institutions designed to preserve the status quo or do they point the way towards the future? Is our institutional apparatus used to convey real knowledge to people, to relate them to their environment, and to teach them their rightful place in society? Is worship used as an escape from or as a means of relating men to reality? Do we fulfill our prophetic role by denounc-ing injustices not only in distant countries, but more dangerouly at home? Do we give voice to the voiceless or only echo the rationalizations of those who sit in the places of power? Finally we need to ask ourselves more explicitly just what is the con-temporary sense of politics and what should our competence be in this area in the United States. Recently the Confederation of Latin American Religious distributed a research text to pastoral leaders on "The Religious Life and the Socio-political Situation in Latin America" in order to probe more deeply into these relationships on that continent. As the text becomes more refined, thousands of Religious will be invited to respond to it. This in turn takes us back to the beginnings of our reflections which hopefully have led us to appreciate more the relevance of our religious spirituality in the context of the "signs of the times." We have seen that in Latin America at this moment there is a type of liberating theology which is very helpful in establishing these relationships. t~Working Group II on Development, Report, §§ 31-2. The Eucharist as a Central Theme in the Ghent Altarpiece Maurice B. McNamee, S.J. Maurice B. McNamee, S.J., is a faculty member of the English Department of St. Louis University; 221 North Grand Boulevard; St. Louis, Missouri 63103. It is becoming increasingly clear that, by all odds, the most persistent theme in Flemish iconography is the Eucharist. Some of my own studies have pointed up the pervasive interest in that theme in Medieval Flemish art;1 and other recent studies have called attention to the same fact.z The new-est ~orroboration of the importance of that theme in the art of Flanders is a recently published book by Professor Lotte Brand Philip, The Ghent Altarpiece.3 The work is something of a landmark in van Eyck studies. It presents a reconstruction and reinterpretation of the famous polyptych which is very persuasive and suggests new solutions to the many problems that, in the past, have intrigued and sometimes baffled such great art historians as Max Friedl~inder, Erwin Panofsky, Hermann Beeken, and Charles de Tolnay. Professor Philip's thesis that the twelve panels were originally part of an elaborate stone framed, multi-level altarpiece, which adapted ele-ments from reliquary shrine-altars, tower tabernacles, and rood screens, is brilliantly argued. It does handle the many problems of authorship (Hubert or/and Jan van Eyck), and apparent aesthetic and iconographic incon-sistencies between the various panels far better than any interpretation 1M. B. McNamee, "Further Symbolism in the Portinari Altarpiece," The Art Bulletin, XLV, 1963, 142-143; "The Origin of the Vested Angel as a Eucharistic Symbol in Flemish Painting," The Art Bulletin, LIV, 1972, 263-278. °-See, for instance, Ursula Nilgen, "The Epiphany and the Eucharist: An Interpreta-tion of Eucharistic Motifs in Medieval Epiphany Scenes," The Art Bulletin, XLIX, 1967, 311-316. :~Lotte Brand Philip, The Ghent Altarpiece and the Art o] Jan van Eyck, Princeton University Press, 1971. 35 36 / Review ]or Religious, Volume 32, 1973/1 previously advanced. The thesis advanced here, I am sure, will be discussed and perhaps challenged by art historians for many years to come. Methodology But what may be of particular interest to the readers of Review Jot Religious is a statement by Professor Philip in her Preface about the method-ology which she thinks ought to be followed by an art historian at-tempting the interpretation of a religious work of art from the past. She feels that too often these works have been approached in artificial isolation as "pure" works of art abstracted from the religious and sometimes liturgi-cal purpose for which they were created, with the result that their thematic, iconographic, and even aesthetic values have sometimes been misconstrued. This is Professor Philip's own pertinent statement on the matter: It is this isolated work of art which art historians have often sought to put into a broader context by linking its form and content to modes and trends of the period which were known to them from other fields. But while it may be instructive to see art in a general framework of Geistesgeschichte or sociology applied to it, as it were, artifically from without, we should not forget that for each individual work there had once existed a specific and natural "framework" quite palpable and concrete and supremely "sociologi-cal" in essence. Perhaps the simple and direct method of placing a work of art back into the very context of its own original setting and practical purl~ose can supply important new insights on the nature and meaning of a master-piece.' t Professor Philip's application of this method to the study of The Ghent Altarpiece is an excellent example of the fruitfulness of the method. I can-not here go into all the intricacies of the arguments for her reconstruc-tion of the .setting and purpose of The Ghent Altarpiece but I would like to call attention to some of the important new insights on the nature and meaning of this masterpiece that her study provides. General Plan In the first place she shows that the polyptych was probably planned as part of an altar complex in a chapel in Saint Bavo's Cathedral in which the Blessed Sacrament was reserved. It is this fact which may have suggested the all-pervasive Eucharistic motif of the whole polyptych. Professor Philip rather convincingly postulates the presence of a tabernacle in the center of a predella just above the mensa of the altar in the original compo-sition; and, on the analogy of The Mystical Fountain panel in the Escorial, which was undoubtedly derived from The Ghent Altarpiece, she further postulates a sculptured representation of Ecclesia accepting the mystery of the Eucharist on the left and of Synagoga rejecting it on the right. Above the tabernacle and predella and revealed through an arcade of columns 4Philip, ibid., p. viii. The Eucharist in the Ghent Altarpiece / 37 reminiscent of the supporting columns of a raised reliquary casket in a reliquary altar-shrine, would have been seen the existing panels of the Mystical Lamb and the four side panels of the judges, the knights, the her-mits, and the pilgrims . . . all converging on the Altar of the Lamb in the central panel. On the upper level, in the center, framed like the figures on a raised metal reliquary shrine, there would have been displayed the ex-tant great figure of Christ enthroned, accompanied by the Virgin Mary on His right and St. John the Baptist on His left, along with singing vested an-gels in panels on each side. This upper range would have been terminated horizontally at either end by the nude figures of Adam and Eve in a different perspective from that of the figures in the five central panels. They would have actually been incorporated into the sculptured frame of the entire composition rather than into the space of the center panels. And above this range Professor Philip postulates, again rather convincingly, the existence of a sculptured tower like the traditional Gothic tabernacle towers such as the one still in existence in St. Peter's Church in Louvain. And in it she further postulates, again on the analogy of several comparable com-positions in illuminated manuscripts and altars, the existence of a sculptured figure of God the Father. Christ the Priest Hence, in the complete composition as she reconstructs it, the icono-graphical program begins with the figure of God the Father on the top tower commissioning the Incarnation of the Second Person of the Blessed Trinity. (This scene of the Incarnation itself would actually be revealed in the An-nunciation scene which would appear immediately below the sculptured figure of God the Father when the panels were closed.) At other times what would appear in this position is the figure of Christ enthroned ful-filling the destiny consequent upon this Incarnation--that of functioning as the Eternal Highpriest offering Himself as the Eternal Sacrifice to God the Father. His priestly function is symbolized by the crossed stole He wears and by the triple tiara. He is accompanied to the right and left, as He always was represented in the Byzantine Heavenly Liturgy, by angels vested in the dalmatics and copes of deacons and subdeacons of the Mass, who join Him in offering up the Eternal Sacrifice of the Mass. Mary sits crowned on His right in recognition of her part in that sacrifice because of the human body she gave Him in which He suffered and died. And St. John the Baptist, the precursor who foresaw and foretold that Christ was the Lamb of God who would take away the sins of the world, is enthroned on the left and points to Christ in the central panel. On the far extreme ends of this upper range, but properly represented in a different perspective than that of the figures in the central panels, are the realistic nude figures of Adam and Eve. They do belong here be~;ause it was their sin that occasioned the De- Review ]or Religious, Volume 32, 1973/1 cree of the Incarnation by God the Father and because they are also the first fruits of the redemptive Sacrifice of Christ commemorated in this range by the figure of Christ functioning as the Priest of the Eternal Mass. Art historians have spoken of Adam and Eve as being out of place in this range and put there by the artist to fill up empty spaces created by a clumsy combination of panels originally meant for separate altarpieces. This is so far from being the truth, Professor Philip points out, that the whole com-position was originally called The Altar o[ Adam and Eve rather than The Mystical Lamb. The fact that iconography and decorative details of the three central upper panels are derived from and simulate the raised metal reliquary of a reliquary altar symbolize, Professor Philip suggests, both the arks of the Old Testament and the Eucharistic Tabernacle of the New Testament. This again brings us back to the central Eucharistic focus of the whole polyptych. Related to this, too, is the beautiful gemmed crown at the foot of the enthroned Christ--a reminder of Christ's own glorification which followed His sacrificial offering of Himself and His resurrection as well as of the reward that.follows the Martyrs' sacrificial offering of themselves with and for Christ. This symbolic meaning of the crown occurs in many early Christian representations and is often actually associated with the Of-fertory of the Mass as it is, for instance, in the procession of Virgin Martyrs carrying crowns in an Offertory procession in the beautiful mosaics of San Appolinare Nuovo in Ravenna. The Mystical Lamb On the lower painted range and seen through an arcade of columns at a simulated greater distance than the large figures in the upper range and therefore in a much smaller scale, appears the figure of the Mystical Lamb. He is mounted on an altar and is shedding His blood into a chalice. He is on a vertical axis with the postulated figure of God the Father, and with the enthroned figure of Christ as Highpriest. Between Him and the figure of Christ as Highpriest above appears the much controverted figure of a dove, the symbol of the Holy Spirit. The Mystical Lamb on His altar is the central focusing point of a vast landscape stretching across all five panels of this range and acting as a setting for the great processions of figures from all walks of life moving towards the Altar of the Lamb. The altar itself is sur-rounded by figures of the prophets and apostles and by angels, all vested in amices and albs, either carrying the instruments of Christ's passion or incensing the Lamb on the altar. The whole vast scene is obviously focused on another symbolic representation of the Sacrifice of the Mass--but this time represented in the Heavenly Jerusalem. And Christ appears here not as the priest but as the Lamb--the Sacrificial Victim pouring out His blood for the redemption of mankind. In the figure of the dove hovering The Eucharist in the Ghent Altarpiece / 39 over the scene we are reminded of the action of the Holy Spirit in the Incarnation by which the Second Person of the Blessed Trinity became man and was thus enabled to become the redeeming Sacrificial Lamb. The Great Fountain In" the foreground of the central panel and again on an axis with God the Father, Christ as High Priest, and Christ as Sacrificial Lamb, is the figure of a great fountain, which, as it were, is being fed by the Saving Blood of the Lamb above. And from the fountain runs a stream which, in Professor Philip's postulation, terminates at the tabernacle housing the ci-borium which contained the real Eucharistic presence of Christ Himself. She remarks pertinently of this probable juxtaposition: With the representation of the Lamb's sacrifice shown directly at his eye level, the viewer was compelled to feel that he was witness to this scene. He saw the sacred water, the result of the celestial sacrifice, flowing directly into the vessel from which the priest would hand him the Host. The believer thus virtually became a participant in the celestial rite.g In this way the work of art becomes almost a part of the liturgical and sacra-mental function and underlines the significance of that function. There are many other insights that this new interpretation of The Ghent Altarpiece provides but I have room to call attention to only one more. Professor Philip presents good evidence for the former existence of a water color antependium that once hung before the altar table of The Ghent Altarpiece which represented Hell. Hence, with this antepen-dium in place, the whole composition could also have been read as a Last Judgment scene arranged vertically very much as the Eyckian Last Judg-ment panel in the Metropolitan Museum. In such a reading it is the accept-ance or rejection of the Sacrifice of the Mass, represented by the enthroned figure of Christ as High Priest and by Christ as Sacrificial Victim in the Mys-tical Lamb, and of the Mass in time as offered by the priest at the real altar in the chapel of Saint Bavo's Cathedral, that results in either the welcome extended to the blessed in the Heavenly Jerusalem or the condemnation meted out to the lost in Hell. Conclusion But, however you read the various motifs combined in this great polyp-tych, and there are several other motifs discussed by Professor Philip be-sides those that I have detailed here, the central focus of all of them is the Mass and the Eucharist. Professor Philip's relook at this greatly con-troverted masterpiece "in the very context of its own original setting and pur-pose" has indeed provided important new insights on its nature and mean-ing. Her study shows a marvelous interplay in this great masterpiece be- ~Philip, ibid., p. 67. 40 / Review for Religious, Volume 32, 1973/1 tween theology, liturgy, and art. And this more contextual study of the work has suggested some cogent solutions to the problems that have plagued the study of it throughout its history. Whether the reader can accept all Professor Philip's postulations and suggested reconstructions or not, her study does show how intimately art can serve theology and the liturgy; and, in turn, how much inspiration both theology and the liturgy can bring to a creative artist when they are all as happily married as they seem to be in her interpretation of this great work by Jan van Eyck. To Pray Is to Work Sister Marilyn Feehan, C.S.J. Sister Marilyn teaches religion at Cohoes Consolidated Catholic School and lives at St. Agnes Convent; 32 Johnston Avenue; Cohoes, New York 12047. The strong reactions of years past to the "to work is to pray" adage indi-cated the seriousness with which the dictum was taken. Conflicting opin-ions have explored, exposed, and explained not only both sides of the question but also the solid base of agreement that will eventually underpin any solution. Would that the same expansive reaction could be expected to the state-ment, "To pray is to work"! The self-evident quality of those words may appeal to some, but to at least two points of view, the phrase hardly qualifies as a defensible opin-ion, let alone an axiom. Two Objections On the one hand, those who are deeply immersed in visible, concrete activity often view time spent in preparation for, and pursuit of, the prayer experience, as time "taken from" rather than "given to." Measured in the scales of the unfinished business remaining on the agenda of man in general, and the Church in particular, prayer seems to weigh light, much as the scholar's pen is easily outweighed by the soldier's sword. The tangible ex-haustion of pouring oneself out for another testifies to the work aspect of so many activities, but is prayer seen perhaps as a private, esoteric action, a relic of the God-and-I syndrome? For some, then, prayer is not work because it does not seem to demand the exertion and effort of the concrete apostolates. On the other hand, those who see life iri terms of free, spontaneous gift, view prayer as an instinctive turning of the heart in its overflow towards 41 42 / Review for Religious, Volume 32, 1973/1 the Source of all that is good. What place i~ there i'n this for "work," foi" serious directed activity towards a foreseen goal? Have not the days of meditation points, reflections, and resolutions at least been replaced, if not repudiated? The insertion of a serious work element into the prayer ex-perience seems to threaten the human freedom of the act, to foreshadow perhaps a return to confining structures that once satisfied and now con-strain. For others, then, prayer is not work because it ought not to be such. This segment of the Church is skeptical of any view of prayer as a discipline to which one responds in reason, rather than with feeling. Both objections, in seeing prayer from too restricted a point of view, miss the overall scene. By zeroing in on the work quality of one kind of activity, the first group ignores the effort required in true prayer because it is not recognizable to them as work. One might well say: "The work involved in prayer is not identical to the work involved in concrete activity." Agreed, but need one add: "Therefore, it does not call forth real effort"? In fact, dare one add that judgment? Contrarily, by pinpointing the spontaneity of prayer, as a free response to the ever-approaching, ever-approachable God, the second group ignores the human process and fantasizes that prayer is somehow excluded from rather than the culmination of the normal cause-and-effect character of man's actions. To fail to reach the goal of union with God in prayer is a great sadness; to cut oneself off from that goal in the very name of seeking it is a tragedy. Prayer Is Work The thesis of this article is indeed simple: To pray is to work. The two notions in the proposition could well be clarified if the phrase is to be properly understood. In this context then, what is prayer and what exactly is work? Prayer is the union of the human person with the very Person of the absolute Good by means of tentative responses to the overtures made by God in this present life. This union may be fleeting or steadfast, whole-hearted or weak, clear or confused, but always directed in some manner to the God who first called out, from the man who humanly responds. Of particular importance in the definition is the overriding creative role of the personal Lord who initiated the whole process and elicits from man all that he is capable of giving at any one time. Seen from the viewpoint of the pray-er, the union can be dissatisfying, often marred by his very humanness, so unsure in both its verbal and sensible manifestations, but always pointed in vague hope to the future when he will know even as he is known. This prayer involves real work, that is, the physical and mental efforts To Pray Is to Work / 43 and activities that are directed towards the accomplishment of something, in this case, union with God. Again, any restriction of outlook to this single aspect of prayer as work would be a serious error. Let no one assume that personal effort is the only element of importance or that striving ever takes the place of receptivity to God's initiative. No, but on the other hand, let no one ignore these fac-tors. What kind of work is usually helpful in the pursuit of union with God in prayer? Three classifications of human effort immediately suggest them-selves: the physical, the intellectual, and the psychological. Physical Work Because God is the initiator, no formula of quantitative physical activi-ties can possibly signal the prayer experience. However, one can mention two observable physical efforts that usually assist it to take hold: presence and place. By presence is meant the conscious choosing of a situation that to the pray-er is sacred. Just as the needs of the body are faced, met, and often celebrated, as at meals, the need to pray should be faced squarely, met honestly and celebrated openly. To be consciously present to the Lord once or twice a day can well be termed "work" because of the effort and dis-cipline a man must exercise to examine the day, to plan out a possible time, and then to set the seal of sacredness on it in a very real sense. To wait for an available hour, to let choice melt into convenience, is to forego the human right to choose and follow through, intimating that man's role in this adventure is mere formality, ritualistic at most. By place is signified the thoughtful selection of a particular setting that has proved to be a means for opening the person to life, especially to Life Himself. For one, the choice is the quiet of a chapel; for another, a hillside in the evening; for one, the noise and stimulation of a city street; for an-other, the silence and peace of a private room; for one, the strain of dis-comfort; for another, the ease of a favorite chair. This is indeed a worthy search for any man: to seek out the physical scene in which the hand of God has easy access to him. But if the search is not made, if the meeting place is left to chance, will God come? Yes, but not as forcefully and fully ¯ as He would have if the pray-er had reasonably prepared himself. Intellectual Work Intellectual work is the second kind of exertion that prayer calls forth, or rather, that calls forth prayer. Two areas of overriding importance are serious study of God and deep thought about life, both of which require real effort. To meet a person and be fascinated by him is to want to know more about him, to come closer to him. In prayer, one meets God in a strange, 44 / Review [or Religious, Volume 32, 1973/1 personal way and the natural reaction is to wander off, awe-struck, in search of more knowledge of Him and closeness to Him. In very fact, the Scriptures serve just that purpose in explaining bits and pieces of His actions, in exposing aspects of His person, in hinting at His secrets. Leaving the sacred writings on the shelf is tantamount to asserting that one has no need of or interest in them. They represent the inexhaustible source of truth and inspiration, one that is accessible but useless unless man's intelli-gence reaches out to it. In a lesser category are the spiritual writings that collectively trace man's aspirations towards God across the centuries. No one is called upon to master that myriad of books but certainly insights can be gleaned and deep feelings triggered by exposing oneself to those movements of other men towards God. The second practical intellectual work that prayer fathers forth is serious thinking on personal questions, religious or not. Nothing is easier to do than to put off, sometimes indefinitely, the reasoning through of a troubling situa-tion or the planning out of a future course of action. The outcome is fre-quently an inability to pray because the unresolved problem lies in wait to capture the attention as soon as man turns to the Unseen. Of particular importance is the exploration of the question put by Jesus to Peter: "What do you think of Me?" Often the picture-book images of God fade with the years while man carefully avoids examining the change for fear of what he will have to face, a fear that feeds on his closed intellectual attitude. Can man reach union with God in prayer without serious intellectual ac-tivity? Yes, but in this culture and time, for most persons, the intellectual effort is a practical necessity, though not a speculative one. Psychological Work Psychologically, a man works to keep his person open and at the same time to channel negative intrusions into growth situations, both of which require considerable effort. Because the pray-er is so vulnerable in the very act of praying as he ex-poses himself to the Lord, he is often struck, almost mortally, by his own weakness. Reacting to this wound, he can turn in confusion and deny his prayer in hopes of obliterating the pain. Or else he can work to face the truth, examine it, feel its deep shame, and wait in faith for the calm that will eventually come when he accepts himself as completely as God has al-ready accepted him. Of equal importance is the work involved in man's use of negative emo-tions to nurture positive development towards God. Self-pity in all its guises drives one away from prayer because of its centering on the person rather than on God, as a kind of subtle idolatry. Effort is needed to accept this weakness, then offer it as sacrifice to the Lord, and receive back from Him the self-knowledge that means growth. Merely collapsing in the face of such To Pray Is to Work / 45 an embarrassing self-revelation is hardly a stepping stone to prayer, but the end result can be a meaningful asset. God is certainly not bound to unite Himself to a man on the basis of his psychological maturity but He is clearly worshiped by a person's attempt to reach out to the unseen hand that in turn reaches out so lovingly towards him. To repeat the original thesis: physical, intellectual, and psychological work are an integral part of the prayer experience, with no claims of absolute necessity but rather a serious call on man's consideration in view of his very human needs. To ignore or belittle the work aspect of prayer is to fail to understand either work or prayer. To pray is indeed to work, not as a slave to fulfill a command and escape a punishment, but as a son to experience a joy and answer a loving Father. The Prayer of the Heart Michael Azkoul Father Michael Azkoul is a priest of the Russian Orthodox Church outside of Russia and lives at 912 Bellstone Road; Shrewsbury, Missouri 63119. A preliminary version of this ,article appeared under the title "Out of the Heart" in the March 1972 issue of The Russia, Orthodox Journal. In the Western world, the "heart" is considered to be the scat' of the emo-tions, especially the emotion of "love." Eastern spirituality, however, dis-covers in the "heart," kardia, not the source of emotions, but the spiritual center of man. As Father Meyendorff once observed, the "heart" is some-thing akin to the "subconscious." In fact, it is the very fount of good and evil in every man. In the words of our Lord: "For out of the heart proceeds evil reasoning, murder, adultery, fornication, theft, lying, blasphemy . " (Mt 15:19). Without the "pure heart," it is impossible to "see God" (Mt 5:8). We are commanded to love God with all our "heart" (Lk 10:27). It is with the "heart" that we attain salvation, for St. Paul writes: "If you con-fess with your lips that Jesus is Lord and believe in your heart that God raised Him from the dead, you will be saved" (Rom 10:9). Guarding the Heart According to the Eastern fathers, the "heart" is the central force in human nature. A man becomes what his "heart" is and the "heart" is what we permit it to become. Therefore, it must be protected from all evil in-fluence. "Guard the heart," phylake kardias, they admonish. Keep away from anything which might pollute it, that is, any situation, person, or thing that leads to sin, amartia. The Scriptures, the fathers, a spiritual guide,1 and 1In the East spiritual guides are almost always monks. The word for such a monk is starets (Slavonic) or hegemon (Greek), that is, an "elder" or "old man" who by the grace of God has received spiritual gifts such as spiritual insight and discernment, enabling him to act in a special way to be a spiritual guide or director. Anyone accepting that direction must expect to be absolutely obedient. 46 The Prayer of the Heart / 47 sometimes our own experience teach us what to avoid. Generally, we can "guard the heart" through obedience, humility, chastity, fasting, prayer, and the sacraments. In particular, the "heart" is protected by controlling the faculty of "imagination." This faculty of the mind, nous, is the power with which we form, compare, connect, and separate images. With it we speculate, phanta-size, and ruminate. The "imagination," phantasia, arranges the data given to it, whether from the world of objects and persons, a priori knowledge, or the experience of the mind with God or demons. The devil and his angels are man's great antagonists, according to the fathers. From the imagination, the "image," now received by the mind, passes irresistibly to the "heart" and from the "heart" to the "flesh." The body, then, is excited, agitated, sometimes driven to acts of violence, murder, lust, and malice. St. Silouan of Mount Athos (d. 1937) observed that every "passion," pathe, is the result of a "sinful image." And since, as St. Macarius of Egypt (c. 330) says, "the heart commands and rules the whole body," what enters the "heart" must reign over all the members of the body. So long, too, as "vexatious and lying images" govern the mind (and, therefore, the "heart"), we have no right to "philosophize about God," as St. Gregory the Theologian (Nazianzus) tells us in his Theological Orations. Indeed, such "philosophizing" is useless, for the impure mind and "heart" will bring no true knowledge, no union with God. Conversion of the Heart Conversely, the Holy Spirit will, by our sincere effort to achieve "pur-ity of heart," bestow the grace for its realization: Grace engraves the laws of the Spirit in the hearts of the sons of light. There-for. e, they should not draw their assurances from the Holy Scriptures alone, but the grace of God also inscribes the laws of the Spirit and the heavenly mysteries on the tablets of the heart. For the heart commands and rules the whole body. And grace, once it has filled the heart, reigns over all our mem-bers and thoughts. For in the heart are the spirit and all the thoughts of the soul and its hope. Through it, grace passes to all the members of the body. We become unlike the children of darkness in whose heart sin rules and from which sin infects the the entire body . . . (St. Macarius, Homily 15). Spiritual perfection comes only when every haunting of memory, every se-ducing idea, and every wicked image is renounced whenever they presume to enter the mind. There is, to be sure, no end to the struggle for perfec-tion in Christ. Objectively, the cure for sin is, of course, the redemption of Christ, but His saving acts must be appropriated, subjectively acquired, and ap-plied. The principal way is "purity of heart," a "purity" which is accom-plished, in the first place, by "mental prayer." Now, this "prayer" is im-possible if the mind is continually exposed to evil sensations, that is, when 48 / Review for Religious, Volume 32, 1973/1 the senses are subjected to spiritually debilitating perceptions. Reception of them by the mind induces the "imagination" to act and the results are cast into the "heart." "Evil images" in the "heart" eventually affect the body and, if not removed, the body finds itself in the grip of evil habits or pas-sions- greed, lust, hate, envy, gluttony, pride, and so forth. By means of the passions, declares St. John Karpatbius, the demons "torment our flesh with all manner of sin and throw the soul into confusion" which leads to "fancies," "heaviness of body," "increase of animal needs," "arrogance and haughtiness," "vainglory," "rejection of repentance," "forgetfulness of death," "despondency and boredom," "a special inclination for earthly occu-pations," and "hardness." The devil is relentless. He uses every means to "drag the soul after him," warns St. Barsanupius. He bombards our sense with sights, titillating, agitating, and licentious; with foods and drinks, delicious and pleasant to the eyes, with voluptuous aromas, and so forth; and, indeed, all the allure and power of the aeon rush upon our weak and vulnerable natures, ever-enticing, ever-proliferating, mounting, everything soft and warm and tanta-lizing, anything to storm the suburbs of the soul in order to conquer the "heart," its citadel. The temptations men face are those of Adam which St. John described as "the lust of the flesh, the lust of the eyes, and the pride of life" (1 Jn 2:16). Spiritual Combat and Prayer The surest response to the incessant barrage of evil is "withdrawal," but not all men are called to be monks. We must, nevertheless, undertake the "spiritual combat" (Eph 6:10-9) which differs from the monks' struggle only by degree--only by the fact that "the field of battle" is slightly altered. It is true, nevertheless, that the spirituality of the Eastern Church is the spirituality for all her members. Monks are not a special class, only the highest stratum within the Church, albeit "the true and authentic Chris-tian," as St. Basil the Great calls him. For both monk and "ordinary Chris-tian," the enemy is the same, the weapons fundamentally the same. The great weapon is "mental or interior prayer," prayer with the Name of Jesus. In the words of St. Macarius: Be attentive to the Name of the Lord, Jesus Christ, by contrition of heart. When your lips are moving, draw it to yourself and do not lead it to your mind only to repeat it, rather ponder your invocation, "O, Lord Jesus Christ, have mercy upon me!" Then, in your repose you will be aware of His Divinity present to you. It will drive away the darkness of passions . . . it will purify the inner man . . (Apoph, 16). The believer must turn away from the "outside world"-and seek the things of the Spirit--"The kingdom of God is within you"--a "turning," incidentally, symbolized by the Eastern Hesychasts who prayed with heads bowed and eyes fixed on the abdomen. To be sure, no one can avoid sense The Prayer o] the Heart / 49 perceptions altogether, but the believer can fortify himself against those in-imical to him. Also, the Church offers spiritually beneficial alternatives to the destructive sensations of the "world"--rites, icons, incense, psalmody, candles, vestments, prostrations, flowers, palms, and so forth. She well understands that man cannot exist within an "imageless world." Nor is the destiny of man to be a "pure spirit." The Jesus Prayer It follows, then, that Orthodox spirituality relates body to spirit in prayer. Posture and attitude, sound and sight are utilized. "Interior" or "mental" prayer also begins at the empirical level. It is initiated with words spoken aloud and only when we have perfected "interior prayer" does it become "prayer of the heart." The petition most common in Orthodox spirituality is the Jesus Prayer--"Oh, Lord Jesus Christ, Thou Son of God, have mercy upon me, a sinner" (an adaptation of the prayer of the publican in Lk 18: 10-4). This prayer is not only the epitome of Orthodox doctrine, but is implicitly the totality of her piety. As St. John Cassian wrote: "Let the Name of Jesus cling to your breath and your whole life, for it is your faith and your salvation." The technique of this prayer is not complicated. "Those who approach the Lord," writes St. Macarius, "should make their prayer in a state of calm (hesychia), peace, and great tranquility, without anxiety and con-fusion. Rather let him come to the Lord with complete attention (prosexein ton noun), with effort of the heart and sobriety of thought (nepsis)." When we come to pray, therefore, we must come humbly, without hate for anyone, without desire, ready to yield everything to God, confessing our sins, and holding to true doctrine. Neither must we be concerned what we are to say, for "the Spirit helps us in our weakness . . . himself interceding for us with sighs too deep for words. And He who searches the hearts of men knows the mind of the spirit, because the Spirit mediates for the saints according to the Will of God" (Rom 8:26-7). Furthermore, the body is involved in the Jesus Prayer (as in all types of prayer). There is no particular position, for it, although, in the Orthodox Church, kneeling is forbidden between Pasch and Pentecost and on Sun-days. Sitting, often in'a Yoga position, lying on the back are acceptable. When the invocation of God begins, we ought .to be relaxed. To keep the eyes from wandering, it is useful to use a candle and icon. Incense may con-tribute to the atmosphere, to give a sense of the Divine Presence and to set the mood for the great physico-spiritual task about to commence. Then, as The Pilgrim says, we must pray sincerely and ~lowly, "without ceasing," the Jesus Prayer. The words are repeated again and again. Some ascetics have recited as many as fifteen hundred in one night, some many more. Simul-taneously, the believer must str.uggle against contrary thoughts and fatigue, but persistence, night after night, will bring the victory. (Of course, there is 50 / Review ]or Religious, Volume 32, 1973/1 no reason to limit the Jesus Prayer to night and a certain physical posture; it may be recited at any time.) The Prayer o| the Heart Gradually, as we persevere in obedience to our guide (if one is avail-able) and continue diligently in prayer, the mind will be cleansed. The soul and body will be kindled with "the flame of grace," to use the phrase of St. Symeon the new Theologian. This is the sign of the Holy Spirit's presence. If we perfect ourselves sufficiently through prayer, fasting, obe-dience, chastity, and good works--prayer intensifying all the time--we may be privileged to see "the divine light," "the Light o~ Mount Tabor," "the Light of the Glorified Christ," "the Light of God's Uncreated Energies," "the Light of the Transfiguration." In other words, as the mind or spirit trains itself to resist evil sensations and control the imagination, the believer learns "to collect the mind in the midst of the heart and pray with silent words." Soon words will not be necessary, then, not even thoughts, because the Name of Jesus has entered the "heart" and is repeated, automatically, with the beat of the physical organ itself. The soul, like a flower reaching for the sun, ascends to God; the warmth of God's Uncreated Energies, Light and Grace, increase; the "heart" is "purged" (katharsis); and, finally, the total man becomes "di-vine" (theosis). Thus, being "like God," we shall "see" Him "face to face" (that is, the "deified" will "see" the eternal God-Man, the enthroned Christ --no one may ever behold the "face" of the Father). This "union" (he-nosis) is the final end of the Jesus Prayer, of all prayer, for, according to the Eastern Church, salvation is nothing else but "union with God," deifi-cation, the mortal becoming immortal, the corruptible becoming incorrup-tible, the sinful becoming sinless, eternal "rest," "partaking of the divine nature" (2 Pt 1:4). Bibliographical Note For those interested in making a more detailed study of Orthodox spirituality and of the prayer of the heart, the following books are recommended: The Arena: Art Offering to Contemporary Monasticism by His Grace, Bishop Ignatius Brianchaninov (originally published in Russian in 1867 but now rendered into English) (Madras, 1970). The Art o[ Prayer, trans, by Kadloubovsky and Palmer (London, 1966). The intro-duction to this work provides an excellent discussion of the Jesus Prayer. Early Fathers [tom the Philokalia, trans, by E. Kadloubovsky and G. E. H. Palmer (London, 1954). The same scholars have translated Later Fathers o] the Philo-kalla; at present, they are involved with other scholars in a complete translation of this formidable treasure of Eastern spirituality. The Ladder of Divine Ascent by St. John Climacus, trans, by Archmandrite Lazarus Moore (London, 1959). Mystic Treatises by St. Isaac the Syrian (Isaac of Niniveh), trans, by A. J. Wensinck (Amsterdam, 1923). Ott the Prayer o] Jestts, trans, by Archmandrite Lazarus Moore (London, 1952), Prayer and Work: Protestant Religious Orders for Women Elizabeth Moltmann-Wendel The following article is a translation of a German article that appeared originally in Evangelische Kommentare, May 1972, pages 280-283. The translation was made by Charles W. Pfeiffer, a doctoral student in the Divinity School of St. Louis University; 3658 West Pine Boulevard; St. Louis, Missouri 63108. The translation is published with the kind permission of the editor of Evangelische Kommentare. The address of the author is: Dr. Elizabeth Moltmann-Wendel; Hausserstrasse 43; 74 Tiibingen, West Germany. In a poor quarter of Algeria there live three women. One works during the day as a teacher, another as a nurse, and the third keeps house. They subsist in the hot and arid poverty of those countless millions who live on the edge of society and suffer in their environment a spiritual and material deprivation which defies description and far outweighs any relief provided by social organizations. Their neighbors stand in amazement. The children are the first to approach and to quizzically explore the significance of this house which is always open to everyone. Out of these initial contacts a mutual trust begins to grow. The Muslim understand trust and come with their personal and social problems while the three women, having come from the security of bourgeois, European homes, learn from the Muslim how to survive and manage with a small amount of water. When the revo-lution breaks out, the white people hasten to flee the country, but the three women stay on to the even greater astonishment of their neighbors: "They have not fle!! God is present among us!" The Sisterhood of Grandchamp To live with neither missionary ambitions nor in direct diaconal engage-ment but in solidarity and friendship with the poorest of the poor is the basic premise of the Sisterhood of Grandchamp, a French-Swiss religious 51 52 / Review [or Religious, Volume 32, 1973/1 order for women to which these three women belong. Similar to the French Catholic orders, the Little Sisters of Jesus and the Little Brothers of Jesus, without special words or deeds they "live friendship" at the apex of social distress. Thus they have founded cells in Lebanon, in the industrial area of the Parisian suburb of Saint-Quentin, in Vlaardingen near Rotterdam, in a high-rise apartment building in a suburban settlement near Lyons, in Israel, and in Lucerne. The sisters maintain their financial independence from the order by earning their keep as cleaning ladies, workers, nurses, and secretaries. One of them is always at home to keep the house or apart-ment open for those who seek advice or companionship. Their motto is "Pray and Work," and the community rule sums up their purpose in one sentence: "Be among men a sign of brotherly love and joy." In the beginning this order was actually of a quite different nature. During the Thirties some women from French-speaking Switzerland de-cided that through reflection and contemplation (retreats) they wanted to experience once again the meaning of their lives. They rented a house in Grandchamp near Areuse on Lake Neuenburger. An increasing number of guests desirous of some days of quiet meditation began to assemble. The reception of these guests allowed the women to gradually grow to-gether into a community. They designated themselves as sisters and asked the initiator of the first retreats, Madame Micheli, to join them in the capac-ity of Mother. In 1952, eight of the sisters and the Mother committed themselves to remain together for life. One year later they joined the young, Protestant, Swiss Brotherhood of Taiz6 in Burgundy and adopted the brotherhood's rule and liturgical prayer. During the closing years of the War the Swiss Brotherhood of Taiz~ grew fr
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Blog: Responsible Statecraft
As President Biden's first term draws to a close, his foreign policy record, particularly in the tumultuous Middle East, is marked by a series of major missteps. His handling of the Gaza conflict, where he has failed to exert meaningful pressure on Israeli Prime Minister Benjamin Netanyahu to end the war, has drawn widespread criticism. Additionally, his attempts to advance the Abraham Accords with Saudi Arabia have stagnated and failed to spur regional stability. However, it is Biden's approach to Iran that stands out as particularly self-defeating. Despite campaign promises to reinstate the 2015 nuclear agreement (the Joint Comprehensive Plan of Action or JCPOA) and reduce tensions with the longstanding U.S. adversary, his administration's policies have left the U.S. grappling with an even more formidable Iranian challenge than at the start of his term.Biden's mishandling of Iran is central to his Middle Eastern policy failures. Had he chosen not to continue the Trump administration's "maximum pressure" policy on Iran, characterized by unprecedented sanctions aimed at collapsing the Iranian economy, the Middle East might not be in its current state of turmoil. The ripple effects of Trump's decision to withdraw from the JCPOA in 2018, for which we now mark the 6-year anniversary, have been disastrous for U.S. strategic interests, leaving America and its regional allies in a markedly weaker position.Trump and his hawkish advisers, including Mike Pompeo and John Bolton, believed that by leveraging all U.S. instruments of power, short of an all-out military confrontation and invasion of Iran, they could coerce the Iranian government into capitulation or even precipitate its collapse. They expected Iran to acquiesce to Pompeo's sweeping demands, which essentially called for Iran to cave on all its foreign policy and national security strategies and its defense capabilities, or, ideally, that the Islamic Republic would simply crumble under the immense sanctions designed to blockade its economy and reduce its oil exports — the backbone of its economy — to zero.However, Trump's Iran policy was a resounding failure. By the time Trump left office, the Islamic Republic not only survived but had also significantly expanded its nuclear program. Despite the economic "shock" induced by sanctions, Iran succeeded in stabilizing its economy, albeit at a significant cost to the livelihoods of ordinary Iranians. Moreover, Iran retaliated against U.S. interests in the region, escalating the costs of America's regime-change agenda. These actions encompassed unprecedented missile strikes on Saudi Aramco in September 2019 and subsequent attacks on a U.S. military base in Iraq following the assassination of Qassem Soleimani in January 2020. Iran and its allies also targeted U.S. interests in Iraq and disrupted shipping in the Persian Gulf.Iran has sent an unambiguous message that U.S. attempts to isolate or destabilize it will not be without consequences. Washington's aspiration to establish a Middle East under its strategic domination, characterized by compliant authoritarian Arab regimes allied with an expansionist Israel, has proven elusive, largely due to Iran's role as a spoiler. For instance, regional U.S. allies, including the UAE and Saudi Arabia, transitioned from confrontation to engagement with Iran as Trump's term concluded, driven by the costs of maximum pressure for their security. This shift towards diplomacy and accommodation of Iran has gained momentum recently, drawing in additional regional states and figures, such as the leader of the Kurdish regional government in Iraq, who displayed a starkly conciliatory stance towards Iran's Supreme Leader Ayatollah Ali Khamenei during a recent visit.It is therefore baffling why Biden opted to continue Trump's failed and self-defeating policies. Upon assuming office, Biden had a golden opportunity to swiftly reenter the JCPOA. In January 2021, a group of foreign policy and arms control experts recommended that the administration immediately reinstate U.S. compliance with the JCPOA through an executive order, akin to his actions with the Paris Climate Accords. Over 150 Democratic members of Congress also called on Biden to return to the deal without preconditions.However, not unlike his predecessor, Biden proceeded with an approach characterized by overconfidence. During his 2020 campaign, Biden said that "If Iran returns to strict compliance with the nuclear deal, the United States would rejoin the agreement as a starting point for follow-on negotiations." He placed the burden on Iran to return to the deal first, despite the U.S. being the initial violator and bearing the responsibility of rebuilding trust.In the crucial early months of his administration, Biden's advisers conveyed the wrong messages to Tehran. Rather than signaling a readiness to rectify Washington's initial breach of the JCPOA, they implied that they viewed Trump's maximum pressure as leverage they were reluctant to abandon, seeking further concessions from Iran for a return to the JCPOA.Secretary of State Antony Blinken said early on that Iran must first comply with the JCPOA before the U.S. would consider sanctions relief and pursue a "longer and stronger agreement" demanding additional concessions from Iran regarding regional issues and its missile program, a vital component of Iran's defense. Similarly, Avril Haines, during her confirmation hearing to become Director of National Intelligence, remarked that rejoining the JCPOA was a distant prospect and that ballistic missile concerns would also need to be addressed. These sentiments were echoed by Biden's press secretary, Jen Psaki, who emphasized the administration's goal to extend and reinforce nuclear constraints on Iran and address other areas of concern, contingent on Iran's compliance.These statements sent the wrong signals to Tehran, reinforcing the Iranian perception that the U.S. is not a reliable partner and that striking a deal would not be worthwhile. The Iranians have consistently faced disappointment in negotiations with the U.S. going back decades, with former President Hassan Rouhani being the latest Iranian leader to broker a deal, only to encounter U.S. backtracking, which weakened Iran's reformist-moderate and Western-oriented political factions.Biden's erroneous belief that Trump's "maximum pressure" provided leverage — a notion that led to the expectation of Iran's full compliance before the U.S. would honor its commitments — was a grave error. He missed the opportunity to negotiate with Rouhani government and secure a revival of the JCPOA while it was in power, instead aiming for additional Iranian concessions.By the time negotiations commenced in April 2021, Israel also escalated efforts to sabotage them. An explosion at Iran's Natanz nuclear facility coincided with the resumption of talks, prompting Ayatollah Khamenei to authorize an increase in uranium enrichment to 60%, nearing weapons-grade levels. Amidst these challenges, Biden pursued talks in Vienna, but the Iranians at this point sought more concessions themselves, including confirmation of sanctions removal before agreeing to dismantle their nuclear program, and guarantees that the U.S. would adhere to the deal.By June 2021, Rouhani and his foreign minister Javad Zarif, proponents of détente with the West, were ousted from office, and Iranian conservative forces deeply distrustful of Washington assumed control of the presidency and major governing institutions. This led to 15 months of fruitless negotiations, with Iran's lack of confidence in Washington's long-term commitment to the agreement being the central issue.Today, the landscape is starkly different from 2015. Iran has advanced its nuclear capabilities and reduced its economic dependency on oil, showcasing resilience against sanctions. The regional and global perception is that Iran has effectively managed to withstand U.S. pressures while advancing its strategic interests. Moreover, the prospect of Iran still viewing its nuclear program as a bargaining chip for accommodation by the West seems increasingly unlikely, as it has pivoted to deepening ties with Russia and China and faces rising domestic pressures for weaponizing its nuclear program.Ultimately, the Biden administration's decision to uphold the Trump-era maximum pressure campaign has proven ineffective in deterring Iran's nuclear program and has further closed off avenues for diplomacy. This approach has perpetuated the belief that positive actions will not result in the removal of U.S. sanctions on adversarial nations.The U.S. inconsistency in honoring agreements has fostered a harmful incentive structure for its adversaries. Skeptical of America's commitment reliability, these adversaries choose to counter escalate, as evidenced by Iran's actions in recent years and North Korea's continued development of its missile capabilities. This situation highlights a significant weakness in U.S. foreign policy: internal political dynamics and strategic errors impede conflict prevention with countries like Iran. The challenge ahead with Iran involves not only reaching a fairer agreement but also upholding the credibility and consistency necessary to ensure its longevity and effectiveness.
Blog: Responsible Statecraft
An iconic New York Times columnist, Thomas Friedman, has just been squired around the Middle East by the commander of Central Command, the U.S. military headquarters for operations in the Middle East, Persian Gulf and North Africa. Now, don't get me wrong, the military and American journalists have cultivated symbiotic relations since the Civil War. It's in the nature of things. The press needs access, and the military needs public and congressional support. Quality time shared by the top U.S.military officer for this volatile region and the top foreign affairs columnist for the nation's top broadsheet makes sense.Among their whistlestops were U.S. installations in Syria. About 900 American troops are there, distributed in penny packets among seven bases. Some of these protect oil fields that supply U.S.-backed Kurdish authorities; others are in the far northeast, where they assist Kurdish units, help secure and supply the cluster of camps that house ISIS prisoners and their families and continue to hunt ISIS fighters; and still others in the southeast, at a road junction where the Iraqi, Syrian and Jordanian borders meet. This base was set up to interdict Iranian-backed forces attempting to entrench themselves in Syria and transport supplies to Lebanon.In Friedman's recap of this visit, he explained that the importance of these U.S. deployments lay in the need to fight the terrorists over there so we would not have to fight them over here. Let's say, for the moment, that there are several other rationales for maintaining troops in Syria. Iran, for example, does seek to use Syria as a land corridor to Lebanon and the Israeli-Syrian border, from which it can carry the fight to its enemy. Iran is 1,200 kilometers from Israel, so if it wants to reach out and touch someone without using ballistic missiles, it needs to be on Israel's borders. Rendering this a bit more difficult than it might otherwise be makes a regional blow-up marginally less likely. Maintaining a garrison at the oil fields is meant to secure them from capture by either ISIS or the Assad regime, against which the U.S. maintains heavy sanctions. Reserving the oil for use by Kurds, both for sale and consumption, reflects a longstanding policy that favors Kurdish autonomy in Syria. This policy preference, which owes in part to a romanticized image of Kurds as daring fighters fending off terrorist hordes to spare the U.S. an onerous burden, also dictates the use of U.S. forces in northeast Syria as a tripwire deterrent against Turkish attempts to suppress Syrian Kurds. For many members of Congress, they seem to be something like T.E. Lawrence's Bedouin insurgents in World War I, or U.S.-backed Montagnard guerillas in the Vietnam War. For them, abandoning the Kurds to the tender mercies of Turkey, or compelling them to seek protection from the Assad government, would be immoral and shred America's reputation as a reliable ally. (See under: Munich.) Trump, marching to the beat of a different drum, pointed out that the Kurds "didn't help us in the second world war, they didn't help us with Normandy as an example… ." The U.S. role in helping local forces and NGOs manage the ISIS detention centers and refugee camps as well as the slow process of the repatriation of Iraqi detainees, is meant to contribute to Iraqi stability, in which the U.S. has a stake. The fact that these bases are magnets for attack by Iran-backed militias is arguably a factor that outweighs any of these other considerations.One can have this or that view on the validity of these rationales or the salience of these objectives for core U.S. strategic interests. If the Turks and their radical Arab militias rip into the Kurds to get at the PKK, as they have done twice already, U.S. strategic interest is unlikely to suffer very much. If ISIS fighters escape the camps in Syria, Iraqi forces with U.S. help could probably limit the threat to Iraqi stability. The U.S. installation at al-Tanf in the southeast can be bypassed by Iran-backed militias via an Assad-controlled base at al bu-Kamal, a bit northeast of al-Tanf, so the U.S. base there might have outlived its usefulness. Of course, on any given day there are about 30,000 U.S. military personnel in the region, as there have been for decades, so 900 isn't a particularly impressive number. It's a good example of limited interests served by a commensurately limited commitment. Whether to stay or go comes down to a narrow judgment call.But of all the factors to consider there is one that does not merit concern: the idea of fighting them over there so we don't have to fight them over here. It's a vacuous meme trotted out to defend the controversial commitment and use of forward deployed forces and creation of distant security perimeters. If you were a Briton in September 1939 facing the German juggernaut, Friedman's old chestnut would have been pretty compelling. But since World War II, its specific gravity has dissipated. During the Vietnam War, Lyndon Johnson defended the U.S. commitment by asserting that the countries of southeast Asia were like a row of dominos; if south Vietnam were to fall, it would tip over all its neighbors until all of Asia was communist. The problem, he explained, was that "Everything that happens in this world affects us because pretty soon it gets on our doorstep." Anyone who was politically sentient at the time was bombarded by Friedman's repurposed, shopworn epigram. Yet, the dominos never fell following the U.S. pullout and the collapse of South Vietnam; in the fullness of time, we never had to fight them over here and the only stuff on our doorstep are Amazon boxes. President George W. Bush, in a major speech at the 89th Veterans of Foreign Wars convention in 2007, declared "Our strategy is this: we will fight them over there so we do not have to face them in the United States of America." But the insurgency in Iraq was created by the 2003 U.S. invasion, which decapitated the regime and destroyed the capacity of the state to manage the country's affairs, while unleashing Shi'a power and Iranian influence. This ignited a brutal Sunni insurgency carried out, in part, by tens of thousands of soldiers the U.S. threw out of their barracks and left to fend for themselves in an anarchic and violent environment. The ideology and strategy of both Shi'a and Sunni insurgents had nothing to do with al-Qaida, let alone engaging SWAT teams in Dallas, or stealing our lawn furniture, as one of my former counterterrorism colleagues put it. Their concerns were local. Al-Qaida sought to attack the great power, the "far enemy," that underpinned the "near enemy," namely the conservative monarchy ruling Arabia. Al-Qaida in Iraq, ISIS, the Mahdi Army and Iran-backed militias fought a battle for power on their turf and against an occupying army, not an expeditionary war against the U.S. homeland. The mayhem, moreover, had nothing to do with 9/11. The fact that there was never another al-Qaida attack was not because the U.S. invaded Iraq; it was because of al-Qaida's inability to follow up on its spectacular success. And that was a function of the loss of its support network in the U.S., the decimation of its top tier, and the swift tightening of security at U.S. borders. Now we are told once again that U.S. troops have to be somewhere else to prevent fighters operating in that space from coming to the United States and waging war here. The designated enemy in this case is the Islamic State, an organization that has inspired or arranged successful attacks in Europe but not in the U.S. It would be foolish to assume that no one in the organization dreams of murdering Americans in their beds. But they lack the capacity to do so and, more importantly, have urgent local goals that soak up resources, planning and organizational capacity, and face serious local constraints. There is a legitimate debate about the presence of U.S. forces in Syria. But it should be premised on the value of the real things at stake and the cost of protecting those stakes. It should not be distorted by old canards intended to inflate threats to the American homeland.
Blog: Cato at Liberty
Emily Ekins and Jordan Gygi
The Supreme Court again attracted much attention in June when it struck down Harvard's and University of North Carolina's use of racial preferences in admissions, a practice known as affirmative action. President Biden expressed anger over the decision and said "We cannot let this decision be the last word. The court can render a decision, it cannot change what America stands for." But what does the American public think of affirmative action?Polls do not produce a clear picture of where Americans stand on the issue. Question wording strongly influences if people say they support or oppose considering racial background in college admissions. Research has long shown that question wording impacts how people answer survey questions. However, patterns do emerge that give insight into how Americans are thinking about affirmative action. In short, questions that ask if Americans support "affirmative action" but don't describe the policy find a majority support it. In contrast, surveys that don't use the phrase but rather describe what affirmative action is find most Americans oppose it.
We examined nearly two dozen recently conducted surveys that asked about affirmative action (See Appendix A). In almost every survey question that uses the words "affirmative action," a majority of Americans express support for the policy. For example, when NPR asked, "Do you think affirmative action programs in hiring, promoting, and college admissions should be continued or should be abolished," 57% of Americans said they should be continued, while 38% said they should be abolished.1
However, survey questions that did not use the phrase "affirmative action" but rather described how the policy is implemented consistently found a majority opposed to the practice. For example, the Economist/YouGov asked, "Do you think colleges should or should not be allowed to consider an applicant's race, among other factors, when making decisions on admissions?" In response, 64% of Americans said they do not think colleges should be allowed to consider race in admissions decisions, while only 25% said this should be allowed. Every survey that omitted the words "affirmative action" revealed majority opposition. Specifically, phrases such as "racial preferences" and "consider race as a factor" in admissions tended to elicit opposition.
Opposition to affirmative action policies in college admissions declined somewhat when the question mentioned its intent to increase the racial diversity of the school. In contrast, Americans expressed much greater opposition if they were asked if race should be a factor, among other factors, in college admissions decisions without explicitly mentioning its goal.
Survey questions that described affirmative action without mentioning the purpose of the policy found about 7 in 10 Americans oppose it:
Colleges should…
"…be able to use race as a factor in admissions…" 69% opposed (YouGov)
"…consider an applicant's race as part of their admissions policies" 70% opposed (CBS/YouGov)
"…be able to use race as a factor in admissions" 74% opposed (YouGov)
"…be allowed to consider an applicant's race, among other factors…" 65% opposed (Economist/YouGov)
Survey questions that mentioned the intention behind affirmative action policies as well how they are implemented found about 5 to 6 in 10 Americans oppose it:
Colleges should…
".…be allowed to use race as one of the factors in admissions to increase diversity…" 58% opposed (Quinnipiac)
"…giv[e] Black and other minority college applicants preference in college admissions to make up for the past and present inequalities" 55% opposed (YouGov)
"…take into account…race and ethnicity…as one of the factors…in order to increase the racial and ethnic diversity of the school…" 50% opposed (Pew Research Center)
These data suggest that Americans may not know what affirmative action actually is. They may have a vague idea that these programs are intended to help increase diversity–a cause worth supporting. However, they disapprove of the way colleges go about doing it. The majority of Americans appear uncomfortable with the idea of using someone's race as a factor in college admissions decisions. It's likely that the practice of giving some applicants preference over others because of their race violates a sense of fairness that is important to many people, even if the idea of increased diversity remains important to them.
Black Americans have diverse opinions about affirmative action.
Black Americans tend to express majority support when the words "affirmative action" are used in the question. However, when the words are omitted and the policy is explained as colleges using race as a factor in college admissions, Black Americans tend to express greater opposition to the idea. Across different question wordings, data show that many African Americans oppose affirmative action, many support it, and many have mixed feelings about it.
For instance, when asked in a CBS/YouGov poll, "In general, do you think affirmative action programs in hiring, promoting, and college admissions should be continued, or do you think these affirmative action programs should be abolished," 78% of Black Americans said they should be continued and only 22% said they should be abolished.
But in some surveys, a majority of Black Americans opposed affirmative action policies. For example, YouGov asked, "Some people think that public colleges and universities should be able to use race as a factor in admissions. Other people think that they should not be able to. What do you think?" Nearly two‐thirds (64%) of Black Americans said public colleges should not be able to use race as a factor in admissions, while only 36% said they should be able to.
The Pew Research Center found ambivalent support among Black Americans when the survey question mentioned both the policy and its intention. The survey found that less than half (47%) of Black Americans approved of "selective colleges and universities taking race and ethnicity into account in admissions decisions in order to increase the racial and ethnic diversity at the school." But 53% either opposed it (29%) or weren't sure (24%) if they approved or disapproved.
Although African Americans are more supportive of affirmative action compared to Americans overall, there is a great deal of variation and diversity in their views.
Most Americans don't differentiate between public and private universities when forming opinions about affirmative action
The Court's decision extends to both public universities and private institutions that accept federal funds. However, some point out that private colleges and universities should be treated differently since they are not run by the government and should thus be allowed to use race as a factor in their admissions policies.
However, the Court did not make this distinction, and it appears that most Americans do not either. A June YouGov poll asked respondents two separate questions about if private and if public universities "should be allowed to use race as a factor in admissions." In both cases majorities of Americans oppose the use of affirmative action policies: 69% oppose for private universities and 74% oppose for public universities. Nevertheless, Americans were about 5 percentage points more likely to oppose affirmative action in public colleges than private ones. This means that some Americans do make the distinction. (Some of this difference could also be due to measurement error.) But overall, these results show that most Americans do not make a distinction between private and public universities when it comes to employing affirmative action policies.
Implications
Recent polls about affirmative action do not paint a clear picture. When simply asked whether they support "affirmative action," a majority of Americans stand by the policy. However, when asked whether some racial groups should be given preference in college admissions, the implementation of affirmative action, a majority of Americans are opposed. Likely, Americans support the basic principle that guided the adoption of affirmative action, namely that college campuses should be diverse and that racial minorities should be more fully embraced in these spaces. But also it's likely that many Americans feel the practice of using race as a factor in college admissions violates the value of fairness. The perception of these two values being in conflict may help explain why Americans' opinions of affirmative action are highly sensitive to how the policy is framed in survey questions.
1 We found one exception to this pattern in which a question that mentioned affirmative action also found most Americans opposed. However, this question from Reuters/Ipsos also described the policy as "admitting students based on race or ethnicity" which found 60% opposed.
Appendix
Blog: Cato at Liberty
Paul Matzko
This global public opinion poll asking respondents whether they have a favorable view of the USA has been bouncing around the interwebs. The topline finding — the US is pretty popular! — surprised many American cultural critics who remember the bad old days of the Iraq War when global criticism of US imperialism surged.
I find the handful of countries where the opinion of the US remains more negative just as interesting. Hungary's worst‐in‐Europe result is amusing given how the far Right in the US fetishizes Viktor Orban's reactionary politics. American Hungary stans suffer from sublimated self‐hatred, wishing they could be as xenophobic and culturally chauvinist as team "Make Hungary Magyar Again."
But the other outlier country on this list with a marked dislike of the US might be more of a surprise to Americans: Australia. We're almost underwater Down Under. This is in sharp contrast with how highly Americans think of Australia; if you combine all positive responses from this survey, Americans consider Australia their warmest ally. Which means the gulf between how Americans and Australians view each other would be one of the widest in the world!
As it so happens, I spent eight summers as a teenager living in Australia. That certainly doesn't make me a country expert — and it's been two decades since I was last there — but it does mean that Australian antipathy towards the US doesn't take me by surprise.
That dislike was very much on the surface when I was a 10 or 11 year old trying to make Aussie friends. The most popular country singer in Australia at the time was the man, the legend, John Williamson. I've written about Australian country music elsewhere, but I can still sing many of Williamson's top hits from memory, including his rip‐roaring nationalist anthem "A Flag of Our Own" (1991). Williamson was a republican, which meant that he believed Australia should leave the British Commonwealth, reject the monarchy, and take the British stripes off the Australian flag. Here's the song's chorus:
'Cause this is Australia and that's where we're from We're not Yankee side‐kicks or second class P.O.M.s And tell the Frogs what they can do with their bomb Oh we must have a flag of our own
Let me decipher that for you. P.O.M.s stands for "Prisoners of Her Majesty," or Brits, which is often amended with an adjective such as "whingeing POMs" to describe those who yearn for ye olde country and constantly complain about Australia's supposedly backward ways. This was a particularly popular complaint in Australia in the aftermath of Australia's 1975 constitutional crisis. The Australian Governor‐General — a crown appointee in a mostly symbolic role — had invoked a long neglected royal power and replaced the elected left‐wing prime minister with a conservative. (For comparison, imagine the hoopla if King Charles III were to kick British Prime Minister Rishi Sunak out of office and install a Labour prime minister!)
"Frogs," of course, are the French, who were on the radar of Aussie nationalists in the 90s for conducting nuclear testing in their Polynesian colonies — which Australia considered its own backyard — and doing so without regard for the effects of nuclear fallout on surrounding islands and Australia itself.
That leaves us with Yankees, commonly shorted to "Yanks," which quickly becomes, via Australia's penchant for rhyming puns, "Septic Tanks," or then shortened further to "seppos." (Aussies are world leaders in slang. It's like if Cockney wasn't just the lingo of one neighborhood in London but had been exported en masse via prison ships, transported to the other side of the globe, and then had taken over an entire continent. Oh wait…)
Maybe you're wondering why America made that opprobrious list alongside the POMs and Frogs. We weren't testing any nukes in the Pacific (at least, we hadn't for a while) and we weren't meddling in their domestic politics (though blaming the CIA for the 1975 constitutional crisis remains popular among Aussie conspiracists).
But when this song was released in 1991, the Australian military had just participated in the US‐led Gulf War. Although suffering no combat casualties, Australian nationalists saw this as yet another example of Australia blindly serving the interests of foreign superpowers, from dying at the command of callous British generals in the trenches at Gallipoli — the subject of a 1981 blockbuster starring a young Mel Gibson — to the failed fight alongside the Yanks in the jungles of Vietnam.
Bear in mind that Australia's anti‐Vietnam War protests in 1970 were the *largest* protests in their history; by contrast, the much feted anti‐Vietnam war protests in the US don't even crack our top 27! Australia's involvement in the Iraq War did little to assuage critics who believed Australia should stop playing second fiddle to the US, especially after leaked documents showed that the Aussie government's primary purpose for sending troops was to cozy up to the US. All the talk about eradicating weapons of mass destruction and promoting democracy was merely "mandatory rhetoric."
However, when I was a teenager in Australia in the late‐90s, especially while visiting rural communities in Northern Queensland, the complaint I heard the most often revolved around US trade policy, specifically US tariffs on the import of Australian lamb meat. I remember riding around the bush in a ute (flatbed pickup truck) with a local farmer who was spitting mad about US tariffs and who said that the Monica Lewinsky scandal was Bill Clinton getting his just desserts for harming Aussie sheep farmers. What a thought! Australian headlines from the time were simply scathing in their critique of Clinton's hypocrisy in signing a free trade deal with Canada and Mexico while slapping new tariffs on Australia.
Yet other than the mad cow panic, meat import policies — let alone veal tariffs, lol — have never been a major political issue in recent US national politics. But they sure mattered a great deal to Australia, which is the second largest sheep exporting country in the world (Australia and New Zealand combine for an incredible 93% of the global market). In any case, US trade policy in the 1990s fit with Australian nationalists' broader critique of the US as a bully who simply expected Australia to meekly comply with its broader geopolitical agenda regardless of whether it was in Australia's own national interest.
So Australians' mixed opinions regarding the US are grounded in real, pragmatic considerations. It's yet another situation in which our imperial entanglements and trade protectionism have provoked blowback.
It's possible that in the future those feelings might revert towards the more US‐positive, Australasian mean given Chinese economic and military expansionism in the region. Up until now, Australia has been insulated from the downside risks of Chinese expansion — funnily enough, the intervening Indonesians have been a more significant target for Australian jingoism — while benefitting greatly as a supplier of raw materials for the post‐Mao Chinese economic miracle. Until the pandemic, Australia hadn't experienced a recession in nearly thirty years (!).
On a more speculative note, if Noah Smith and other India boosters are correct, Australia's role as a potential trading partner with India could matter as much for that country's success as its trade with China has for the past three decades. Last year, Australia signed a new free trade deal with India and expects its exports to triple by 2035. And given the ongoing decoupling of global investment from the Chinese market, Australia could benefit from a major boost of foreign investment given its proximity and ties with India, Vietnam, and other high growth South and Southeast Asian markets (nicknamed "Altasia"). There's little in the way of Australia enjoying another thirty years of torrid economic growth.
The US should forge a new, peer relationship with Australia, signaling that it takes Australia seriously as a vital regional ally rather than treating it as a junior partner in our foreign misadventures. We have a golden opportunity to do so right now. As Doug Bandow has noted, China has foolishly kicked off a trade war with Australia, and while Trump considered following suit with new tariffs on Australian exports, he was finally persuaded not to. We should take advantage of China's mistake by expanding our 2005 free trade agreement with Australia and lower rates on agricultural products that are feeling the pinch from Chinese tariffs.
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Spanish foreign policy towards the Arab world is the object of numerous papers, and authors who approach Spanish relations with North Africa and the Middle East do so from different disciplines and theoretical perspectives. Studies with emphasis on Hispano-Arab relations take as their main focus the Maghreb area and, especially, Morocco, due to Spain's close political, economic, social and historical ties with the Moroccan kingdom. However, there are other scenarios within the broad and heterogeneous region which also acquire significant importance within Spain's international agenda, such as the Gulf monarchies. The last period of the Franco regime constituted a precedent in relations between Spain and the Gulf monarchies since it was the first rapprochement between the two parties. In this sense, the arrival of the democratic system in Spain does not introduce significant changes in Spanish foreign policy towards the region, but rather successive democratic governments will try to deepen the political, economic, cultural and security relations with the GCC members. This paper examines Spanish foreign policy towards the six members of the Gulf Cooperation Council (GCC): Saudi Arabia, Oman, United Arab Emirates (UAE), Qatar, Bahrain, and Kuwait, from the consolidation of democracy in Spain until current days (1978-2021). The research includes a period in which relations have been progressively intensifying, reverberating in different areas such as commerce, energy, security, culture, and politics. The Saudi kingdom is the country in the region which Spain has the closest and most consolidated ties, although the growing weight of the UAE and Qatar also stands out. The energy sector and, particularly, oil commerce, is the main element that motivates Spanish interest in these six countries. Nonetheless, throughout the period analyzed, the attention of Spanish political and economic actors on the GCC countries has been extended to other sectors and issues such as infrastructure, financial services, or the food industry. Furthermore, the Gulf monarchies are also assuming an increasingly leading role in the Spanish economy, investing in strategic national sectors in recent years. Defense and military issues have become another fundamental aspect of relations between Spain and the members of the GCC. The Spanish state is one of the main exporters of arms and military equipment in the region. This type of link has resulted in consolidated political cooperation between the countries. Spain has always supported the different royal families and their political systems as mechanisms to guarantee stability in the region and safeguard foreign interests. The different Spanish governments have never conditioned relations with Arab partners on issues such as democracy or human rights, which are issues that have always been excluded from the common agenda. This is a political trend that remains within the Spanish strategy throughout the period analyzed. A central element of Spain-Arab countries axis is the high trust between the Spanish royal house and their counterparts in the region, with a strong diplomatic character that contributes to enhancing Spanish foreign policy and public image among the area partners. The research substantiates that relations with the Gulf monarchies is one of the areas of Spanish foreign policy which shows the greatest continuity and coherence over time. There is a consensus among the main Spanish political, social, and economic actors to maintain the special bilateral relations in a discretionary environment. However, in recent years, criticism and social pressure is increasing in Spain to limit the association with this type of political regime. The paper exposes the evolution of Hispanic-Arab relations through different stages, which correspond to political and social changes that have happened both at the domestic level and in the international context. However, Spain has always tried to sustain and preserve its relations with the members of the GCC, despite the numerous internal, regional, and global crises of the last decades. The study is framed within a foreign policy analysis approach, establishing two central lines of inquiry. In the first place, Spain's relations with the Gulf monarchies is elaborated according to the development of the international, regional, and domestic context. Secondly, it traces the main goals and interests on which the Spanish State tries to boost partnerships with Arab regimes, as well as the decisions, means and resources implemented to make them a success. Spanish foreign policy during the democratic period has shifted mainly along three axes: the United States, Europe, and Latin America. The Arab world represents the fourth pillar of Spain's foreign policy. At this point, the monarchies of the Gulf have an exceptional role, which is reflected in the excessive concern of the Spanish governments to preserve the special nature of relations above any external or internal conditioning factor. The research justifies the need to address a reality of Spanish foreign policy that is sometimes little studied and analyzed, even though it is shown to be an important component of the international relations of democratic Spain. Relations between Spain and the Arab monarchies seems to enter a new period of marked by the progressive distancing of the parties since their priorities and objectives are increasingly disparate. The general purpose of this paper is to describe and analyze Spain's foreign policy towards the region, but also to explore possible future scenarios for bilateral relations. Current circumstances and conjunctures in Spain, the Arab world and the international system are forcing the Spanish authorities to reformulate all foreign policy, including their relations with the Gulf monarchies. If Spain wants to continue being a relevant partner for the GCC monarchies, it has to rethink some of its political, economic and security positions. More and more foreign powers have interests in the Gulf region, while at the same time the six members of the GCC have more complex and ambitious foreign agendas, meaning that Spain has a difficult time in maintaining its relevance for its Arab partners. The paper tries to explain and define a large part of these unknowns and problems that arise within Spanish foreign policy. The Arab monarchies will continue to be political and economic partners for Spain in the short and medium term, although the trend seems to show important signs of change and disruption. ; El artículo analiza la política exterior española con los miembros del Consejo de Cooperación del Golfo (CCG) -Arabia Saudí, Omán, Emiratos Árabes Unidos (EAU), Qatar, Bahréin y Kuwait- desde el establecimiento de la democracia en España hasta la actualidad (1978-2021). El análisis abarca un período donde las relaciones han ido progresivamente intensificándose, repercutiendo en ámbitos como el comercio, la energía, la seguridad, la cultura y la política. El reino saudí constituye el país de la región con el que España tiene unos vínculos más estrechos y consolidados, aunque también destaca el peso creciente de EAU y Qatar. Un elemento central de estas relaciones bilaterales recae en la figura del monarca español que con fuerte carácter diplomático y apoyado en la confianza entre la casa real española y sus homólogos de la región contribuye a potenciar la política exterior y la imagen del país entre los socios de la zona. La investigación demuestra que las relaciones con las monarquías árabes del Golfo es una de las áreas de la política exterior española que muestra una mayor continuidad y coherencia a lo largo del tiempo. Existe un consenso entre las principales fuerzas políticas, sociales y económicas españolas por mantener las especiales relaciones bilaterales en un entorno discrecional. No obstante, en los últimos aumentan las críticas y presiones en España por limitar la asociación con este tipo de regímenes. El trabajo expone la evolución de las relaciones hispano-árabes a través de diferentes etapas, que se corresponden con cambios políticos y sociales ocurridos tanto en el contexto doméstico como en el espacio internacional. El estudio se enmarca en el enfoque de política exterior, estableciendo dos líneas centrales de trabajo. En primer lugar, analizando las relaciones de España con las monarquías del Golfo según la evolución del contexto internacional, espacio regional y circunstancias internas; y, en segundo término, la exposición de los principales objetivos e intereses sobre los que el Estado español intenta desarrollar las asociaciones con los regímenes árabes, así como decisiones, medios y recursos implementados para su realización.
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