Suchergebnisse

Text finalised on December 15th, 2024. This Nota Internacional is the result of collective reflection on the part of the CIDOB research team. Coordinated and edited by Carme Colomina, with contributions from Inés Arco, Anna Ayuso, Jordi Bacaria, Pol Bargués, Javier Borràs, Víctor Burguete, Anna Busquets, Daniel Castilla, Carmen Claudín, Patrizia Cogo, Francesc Fàbregues, Oriol Farrés, Marta Galceran, Blanca Garcés, Patrícia Garcia-Duran, Víctor García, Seán Golden, Rafael Grasa, Josep M. Lloveras, Bet Mañé, Ricardo Martínez, Esther Masclans, Oscar Mateos, Pol Morillas, Francesco Pasetti, Héctor Sánchez, Eduard Soler i Lecha, Laia Tarragona and Alexandra Vidal. 2025 begins with more questions than answers. The world has already voted and now it is time to see what policies await us. What impact will the winning agendas have? How far will the unpredictability of Trump 2.0 go? And, above all, are we looking at a Trump as a factor of change or a source of commotion and political fireworks?In 2025 there will be talk of ceasefires, but not of peace. The diplomatic offensive will gain ground in Ukraine, while the fall of the Syrian regime of Bashar al-Assad opens an uncertain political transition. These movements will test an international system incapable of resolving the structural causes of conflicts.The world is struggling with the posturing of new leaderships, the shifting landscapes that are redefining long-running conflicts and a Sino-US rivalry that may develop into a trade and tech war in the near future. Fear, as a dynamic that permeates policies, both in the migration field and in international relations, will gain ground in 2025.2025 will be a year of post-election hangover. The world has now cast its vote, and it has done so in many cases from a place of anger, discontent or fear. Over 1.6 billion people went to the polls in 2024 and in general they did so to punish the parties in power. The list of defeated rulers is a long one: US Democrats, UK Conservatives, "Macronism" in France, the Portuguese left. Even those who weathered the storm have been weakened, as shown by the election debacle of Shigeru Ishiba's ruling party in Japan, or the coalitions necessary in the India of Narendra Modi or the South Africa of Cyril Ramaphosa.The election super-cycle of 2024 has left democracy a little more bruised. The countries experiencing a net decline in democratic performance far outnumber those managing to move forward. According to The Global State of Democracy 2024 report, four out of nine states are worse off than before in terms of democracy and only around one in four have seen an improvement in quality. 2025 is the year of Donald Trump's return to the White House and of a new institutional journey in the European Union (EU) underpinned by unprecedentedly weak parliamentary support. The West's democratic volatility is colliding with the geopolitical hyperactivity of the Global South and the virulence of armed conflict hotspots. Which is why 2025 begins with more questions than answers. With the polls closed and the votes counted, what policies await us ? What impact will the winning agendas have? How far will the unpredictability of Trump 2.0 go? And, above all, are we looking at a Trump as a factor of change or a source of commotion and political fireworks?







Even if the United States today is a retreating power and power has spread to new actors (both public and private) who have been challenging Washington's hegemony for some time now, Donald Trump's return to the presidency means the world must readjust. Global geopolitical equilibriums and the various conflicts raging – particularly in Ukraine and the Middle East – as well as the fight against climate change or the levels of unpredictability of a shifting international order could all hinge on the new White House incumbent. The fall of the Syrian regime of Bashar al-Assad opens an uncertain political transition, which reinforces the idea that 2025 will be a year of need for diplomatic processes that accompany the geopolitical rebalancing that may come in the coming months.We also live in a world still weighed down by the impact of COVID-19. Five years after the coronavirus pandemic, many countries continue to grapple with the debt they took on to combat the economic and social damage of that global health crisis. The pandemic left us a world deeper in debt, one that is more digitalised and individualistic, where the discordant voices among the major global powers have been gaining ground; where climate, economic and geopolitical goals are becoming increasingly divergent. It is a world in which not only policies clash, but discourses too. The old social and cultural fault lines have become more evident: from culture wars to the struggle for control over information and algorithmically inflated bubbles on social media. The elections in the United States, Pakistan, India, Romania, Moldova or Georgia are a clear illustration of the destabilising power of "alternative" narratives.







The US election hangover, then, will not be the type to be cured with rest and a broth. Trump himself will see to ramping up the political posturing as he makes his return to the Oval Office starting January 20th. Yet, above the rhetorical noise, it is hard to distinguish what answers will be put in place, to what extent we are entering a year that will further reinforce the barriers and withdrawal that have turned society inwards and fragmented global hyperconnectivity; or if, on the other hand, we shall see the emergence of a still tentative determination to imagine alternative policies that provide answers to the real causes of discontent and try to reconstruct increasingly fragile consensuses. 1-EGO-POLITICS AND INDIVIDUALISM2025 is the year of posturing and personalism. We shall see the emergence not just of new leaderships, but also of new political actors. The magnate Elon Musk's entry into the campaign and Donald Trump's new administration personify this shift in the exercise of power. The world's richest individual, clutching the loudest megaphone in a digitalised society, is stepping into the White House to act as the president's right-hand man. Musk is a "global power", the holder of a political agenda and private interests that many democratic governments do not know how to negotiate. In this shift in power (both public and private) the cryptocurrency industry accounted for nearly half of all the money big corporations paid into political action committees (PACs) in 2024, according to a report by the progressive NGO Public Citizen. The last political cycle – from 2020 to 2024 – was characterised by "election denialism": a losing candidate or party disputed the outcome of one in five elections. In 2025, this denialism has reached the Oval Office. The myth of the triumphant narcissist has been bolstered by the ballot box. It is the triumph of ego over charisma. Some call it "ego-politics".Ever more voices are challenging the status quo of democracies in crisis. Anti-politics is taking root in the face of mainstream parties that are drifting ever further away from their traditional voters. Trump himself believes he is the leader of a "movement" (Make America Great Again, or MAGA) that transcends the reality of the Republican Party. These new anti-establishment figures have gradually gained ground, allies and prophets. From the illiberal media phenomenon of the Argentinian president Javier Milei – who will face his first big test in the parliamentary elections of October – to Călin Georgescu, the far-right candidate for the presidency of Romania who carved a niche for himself against all odds, without the support of a party behind him and thanks to an anti-establishment campaign targeting young people on TikTok. He is the latest example of a 2024 that has also seen the arrival in the European Parliament of the Spanish social media personality Alvise Pérez and his Se Acabó la Fiesta ("The Party's Over") platform, garnering over 800,000 votes, or the Cypriot youtuber Fidias Panayiotou, among whose achievements to date number having spent a week in a coffin and having managed to hug 100 celebrities, Elon Musk included. All this also has an impact on a Europe of weak leaderships and fractured parliaments, with the Franco-German engine of European integration feebler than ever. Indeed, the hyper-presidentialism of Emmanuel Macron, who also embraced the idea of the En Marche movement to dismantle the Fifth Republic's system of traditional parties, will have to navigate 2025 as a lame duck, with no possibility of calling legislative elections again until June. Germany, meanwhile, will go to the polls in February with an ailing economic model, rampant social discontent and doubts about the guarantees of clarity and political strength that might be delivered by elections that have the far-right party Alternative for Germany (AfD) lying second in the polls. In 2025, we shall also see an escalation of the political drama in the Philippines between the country's two most powerful political clans, brought on by the toxic relationship between the president, Fernando "Bongbong" Marcos, and his vice president, Sara Duterte, and which includes death threats and corruption accusations. The return to politics of the former president, Rodrigo Duterte, nicknamed the "Asian Trump", who in November registered his candidacy for the mayoralty of Davao, and the midterm elections in May will deepen the domestic tension and division in the archipelago. In South Korea, meanwhile, 2024 is ending with signs of resistance. President Yoon Suk Yeol, also considered an outsider who triumphed in what was dubbed the incel election of 2022, faced popular protests and action by the country's main trade unions after declaring martial law in response to political deadlock. The Korean Parliament has voted to initiate an impeachment process to remove Yoon Suk Yeol and, if it goes ahead, the country will hold elections before springThe year also starts with individualism on the rise. We live in a more emotional and less institutional world. If fear and anger have become what drive people when it comes to voting, this growing sense of despair is worryingly high among young people. In the 2024 European elections there was a decline in turnout among the under-25s. Only 36% of voters from this age group cast their ballot, a 6% decrease in turnout from the 2019 elections. Among the young people who failed to vote, 28% said the main reason was a lack of interest in politics (a greater percentage than the 20% among the adult population as a whole); 14% cited distrust in politics, and 10% felt their vote would not change anything. In addition, according to the Global Solidarity Report, Gen Z feel less like global citizens than previous generations, reversing a trend lasting several decades. This is true for both rich and poorer countries. The report also notes the perceived failure of the international institutions to deliver tangible positive impacts (such as reducing carbon emissions or conflict-related deaths). Disenchantment fuses with a profound crisis of solidarity. People from wealthy countries are "significantly less likely to support solidarity statements than those in less wealthy countries", and this indifference is especially evident in relation to supporting whether international bodies should have the right to enforce possible solutions.







2-TRUCE WITHOUT PEACE A year of global geopolitical turmoil ended with the surprise collapse of the Bashar Al-Assad regime in Syria; but also, with a three-way meeting between Donald Trump, Volodymyr Zelenskyy and Emmanuel Macron in Paris, against the backdrop of the reopening of Notre Dame. The rhythms of diplomacy and the quickening pace of war are out of step on international political agendas. And Russia, the common thread running through recent events in Syria and Ukraine, is quick to issue a reminder that any diplomatic moves must also go through Moscow. Given this backdrop, in 2025 we may speak of ceasefires, but not of peace. For starters, the electoral announcements of a Trump intent on putting an end to the war in Ukraine "in 24 hours" prompted an escalation of hostilities on the ground with various actions: the appearance on the scene of North Korean soldiers in support of the Russian troops; authorisation for Ukraine to use US ATACMS missiles for attacks on Russian soil; and the temporary closure of some Western embassies in Kyiv for security reasons. Speculation about possible negotiations has increased the risk of a tactical escalation to reinforce positions before starting to discuss ceasefires and concessions. While the diplomatic offensive may gain traction in 2025, it remains to be seen what the plan is, who will sit at the table and what real readiness the sides will have to strike an agreement. Ukraine is torn between war fatigue and the need for military support and security guarantees that the Trump administration may not deliver. Although, given the prospect of a capricious Trump, nor can we rule out the possible consequences for Vladimir Putin of failing to accept a negotiation put forward by the new US administration. Trump is determined to make his mark from the very start of his presidency, and that might also mean, in a fit of pique, maintaining the military commitment to reinforcing the Ukrainian army. It is also an essential battle for Europe, which must strive to avoid being left out of negotiations on the immediate future of a state destined to be a member of the EU and where the continent's security is currently at stake. The EU will have Poland's Donald Tusk in charge of the 27 member states' rotating presidency as of January, with the former Estonian prime minister, Kaja Kallas, making her debut as the head of European diplomacy. She is currently feeling the vertigo of Trump snatching the reins of a hasty peace while the member states have proved incapable of reaching an agreement on the various scenarios that might emerge in the immediate future. In any case, the Middle East has already illustrated the frailty and limited credit of this strategy of a cessation of hostilities without sufficient capacity or consensus to seek lasting solutions. The ceasefire agreed in the war that Israel is waging against Hezbollah in Lebanon is more of a timeout in the fighting than a first step towards the resolution of the conflict. The bombings and attacks after the ceasefire are an indication of the fragility, if not emptiness, of a plan that neither side believes in. Meanwhile, the war in Gaza, where over 44,000 people have died, has entered its second year of devastation, transformed into the backdrop of this fight to reshape regional influence, but with a Donald Trump intent on pushing a ceasefire agreement and freeing hostages even before he takes office on January 20th.The year begins with a change of goals in the region, but with no peace. While the Israeli prime minister, Benjamin Netanyahu, made it clear that his priority now was to focus on Iran, the regional escalation unexpectedly hastened the end of the regime of Bashar al-Assad. With Russia bogged down in Ukraine, with Iran debilitated economically and strategically, and Hezbollah decimated by Israel's attacks, the Syrian president was bereft of the external support that had propped up his decaying dictatorship. The civil war festering since the Arab revolts of 2011 has entered a new stage, which also changes the balance of power in the Middle East. We are entering a period of profound geopolitical rearrangement because for years Syria had been a proxy battleground for the United States' relations with Russia, Iran and Saudi Arabia.We are therefore faced with scenarios that have been thrown wide open, where any negotiation proposal put forward will be more a strategic move than a prior step to addressing the root causes of the conflicts. And yet these diplomatic moves – individual and personalist initiatives primarily – will once again put to the test an international system plagued by ineffectiveness when it comes to delivering broad global consensus or serving as a platform to resolve disputes. 3- PROTECTIONISM AND AUSTERITYDonald Trump's return to the US presidency steps up the challenge to the international order. If in his first term he decided to pull the United States out of the World Health Organization (WHO) and the Paris climate agreement, now he is preceded by the announcement of a trade war in the making. The existing geo-economic fragmentation – in 2023 nearly 3,000 trade restricting measures were put in place, almost triple the number in 2019, according to the IMF – will now have to contend with an escalation of the spiral of protectionism should the new US administration keep its promise to raise tariffs to 60% on Chinese imports; 25% on goods coming from Canada and Mexico, if they fail to take drastic measures against fentanyl or the arrival of migrants at the US border; and between 10% and 20% on the rest of its partners. In 2025, the World Trade Organization (WTO) marks 30 years since its creation and it will do so with the threat of a trade war on the horizon, a reflection of the state of institutional crisis that is paralysing the arbiter of international trade.As a result, countries are looking to strengthen their positions through various alliances. The world is increasingly plurilateral. India is expanding its free trade agreements with the United Kingdom and in Latin America; in 2025 the EU must finally tackle a lengthy obstacle course to ratify the long negotiated deal with Mercosur. Trumpism, what's more, reinforces this transactional approach: it fuels the possibility of more unpredictable partnerships and the need to adapt. Among those that have begun to reconsider goals and partners is the EU. The European countries will foreseeably make more purchases of liquefied natural gas and defence products from the United States to appease Trump. Despite US pressure and the profile of the new European Commission appearing to presage a harder line from Brussels on China in the economic sphere, nor can we rule out seeing fresh tension among the EU partners over the degree of flexibility of its de-risking strategy. A US withdrawal from the global commitments to fight climate change, for example, would intensify the need for alliances between Brussels and Beijing in this field. Likewise, it remains to be seen whether the emergence of European countries more accommodating of this geopolitical dependence on China may expose a new fault line between member states.







Given this uncertainty, recipes for fiscal discipline are also making a comeback. Brazil ended the year announcing cuts in public spending to the value of nearly $12bn; Argentina's Javier Milei boasts of implementing "the world's toughest austerity policy"; Mexico's minister of finance and public credit, Rogelio Ramírez de la O, has vowed to reduce the fiscal deficit in 2025 by pursuing austerity in the public administration and cutting spending in Pemex (Petróleos Mexicanos). In the United Kingdom, the prime minister, Labour's Keir Starmer, has embraced the "harsh light of fiscal reality" in the budget and plans to raise some £40bn by increasing taxes and cutting spending in order to address the fiscal deficit.The EU is also preparing to tackle US protectionism in the awareness of its own weakness, with the Franco-German axis failing and its economic model in question. Paris and Berlin are both in a moment of introspection, and the siren calls of austerity are once again ringing through some European capitals. In France, parliamentary division is impeding an agreement to avert a possible debt crisis, while in Germany it will be the next government – the one that emerges from the early elections of 23 February – that must address the stagnation of the economy and its lack of competitiveness.Even though inflation is set to slip out of the picture somewhat in 2025, the effects of what Trump calls "Maganomics" remain to be seen. In the United States, the introduction of tariffs and the potential decline in the workforce in the wake of "mass deportations", coupled with tax cuts, could increase inflation in the country and limit the Federal Reserve's capacity to continue lowering interest rates. While Republican control of both houses in Congress and their majority in the Supreme Court may facilitate the adoption of these measures, actually carrying out the deportations appears to be much more difficult in view of the legal and logistical challenges it poses.Meanwhile, despite the savings generated by a possible pared-back public administration and the income from tariffs, the independent organisation Committee for a Responsible Federal Budget estimates that Trump's measures could increase the deficit significantly and place the debt on a path towards topping 140% of GDP in 10 years, from 99% at present. This means investors will be more demanding when it comes to buying US debt in the face of the risk of a fiscal crisis. It will also be crucial to see whether the attempts to undermine the independent regulatory agencies or the independence of the central bank are successful.The IMF's global growth forecast for 2025 is 3.2%, much the same as the estimate for 2024, but below the pre-pandemic trend. This figure, however, masks significant differences between regions, where the strength of the United States and certain emerging economies in Asia stands in contrast to the weakness of Europe and China, as well as the rapid pace of the change taking place globally from consumption of goods to consumption of services. In Asia, all eyes will be on the ailing Chinese economy, weighed down by its real estate sector, and how its leaders respond to the new restrictions on trade, investment and technology from the United States. At the close of 2024, the main Asian economies were going against the austerity measures expected in Europe and America. Both China and Japan have announced economic stimulus packages, although the desire to cut the 2025 budget on the part of the opposition in Seoul has triggered political chaos domestically. In the circumstances, we can expect an increase in economic insecurity and an escalation of the fragmentation of the global economy, where we can already see like-minded nations moving closer together. Some key countries in the "reglobalisation" trend, like Vietnam or Mexico, which had acted as intermediaries by attracting Chinese imports and investments and increasing their exports to the United States, will see their model suffer in the face of pressure from the new US administration. The drop in interest rates worldwide, meanwhile, will allow some low-income countries renewed access to the financial markets, although around 15% of them are in debt distress and another 40% run the risk of going the same way.







4-GLOBAL DISMANTLING OF INSTITUTIONS The brazenness of this world without rules is only increasing. The undermining of international commitments and security frameworks and growing impunity have been a constant feature of this yearly exercise on the part of CIDOB. In 2025, the crisis of multilateral cooperation may even reach a peak if personalism takes the lead and does even further damage to the consensual spaces of conflict resolution, i.e. the United Nations, the International Criminal Court (ICC) or the WTO. We live in a world that is already less cooperative and more defensive, but now the debate over the funding of this post-1945 institutional architecture may help to compound the structural weakness of multilateralism. The United States currently owes the United Nations $995m for the core budget and a further $862m for peacekeeping operations. Donald Trump's return could lead to an even greater loss of funding for the organisation and prevent it from functioning properly. It remains to be seen whether, despite the geopolitical rivalry, there are areas where agreement among powers is still possible. We remain in a world marked by inequality, heightened by the scars of the COVID-19 pandemic. Since 2020, the gap between the more and the least developed countries has been growing steadily. In 2023, 51% of the countries with a low human development index (HDI) had not recovered their pre-COVID-19 value, compared to 100% of those with a high HDI. Given these circumstances, it will be crucial to see the outcome of the Fourth International Conference on Financing for Development, which will take place in Seville in 2025.







In addition, 2024 ended with a bid from Brazil to seek an agreement in the G20 to levy the world's wealthiest people with an annual tax of 2% on the total net worth of the super-rich, those with capital in excess of $1bn. But for the time being Lula de Silva's proposal has gone no further than the debate stage. And while the United States is by far the country among the most industrialised nations where a much greater proportion of the wealth and national income ends up in the hands of the richest 1%, the arrival of the Donald Trump-Elon Musk entente in power in Washington will make it harder still to approve such a tax.







Likewise, in October 2024 Israel passed laws barring the United Nations Relief and Works Agency for Palestine Refugees in the Near East (UNRWA) from operating in the country and curtailing its activity in Gaza and the occupied territories of the West Bank by stopping contact between Israeli government actors and the agency. The legislation will come into force at the end of January 2025, exacerbating the humanitarian disaster in Gaza. Although most countries that paused their UNRWA funding have resumed contributions, the United States withdrew $230m. The mobilisation of the international community to ensure the survival of UNRWA once the Israeli law takes effect will be crucial to demonstrate the resilience of humanitarian action; alternatively, it may compound the collapse of another United Nations pillar. Similarly, the dismantling of the institutions and rules of democracy has impacted spaces for protest in civil society, whether in the United States itself, in Georgia or in Azerbaijan. Meanwhile, political violence scourged Mexico, where as many as 30 candidates are thought to have been murdered in the runup to the presidential elections of 2024, and demonstrations were banned in Mozambique. The year 2024 was a tumultuous one globally, marked by violence in multiple regions: from the ongoing battle against al-Shabaab in East Africa and the escalating regional conflict in the Middle East to over 60,000 deaths in the war in Sudan to date. Global conflict levels have doubled since 2020, with a 22% increase in the last year alone. The space for peace is shrinking. In 2025, the EU will end various training or peacebuilding missions in Mali, the Central Africa Republic or Kosovo, while the number of United Nations peacekeeping missions will also decrease in Africa. Similarly, if it is not renewed, the extended mandate of the United Nations Interim Force in Lebanon (UNIFIL) will end on August 31st. Some 10,000 blue helmets from 50 nations are deployed in the south of the country and they came under Israeli attack during the incursion against Hezbollah. All these moves reflect both the broad changes underway in the international security system and the crisis of legitimacy UN peacekeeping operations are suffering. Even so, the eighth peacekeeping Ministerial on the future of these operations and the five-year review of the international peacebuilding architecture will take place in May 2025, at a time when the organisation is trying to restore some of its relevance in countries gripped by violence like Haiti or Myanmar.While political violence grows, international justice is faltering. Take the division in the international community caused by the ICC's arrest warrants against the Israeli prime minister, Benjamin Netanyahu, and his former defence minister, Yoav Gallant, even among European countries that recognise the court. France refused to abide by the ruling, on the grounds of the supposed immunity of non-signatories of the Rome Statute, while Italy called it "unfeasible". The response stands in stark contrast to the resolve of the European countries regarding the arrest warrants issued against Vladimir Putin or the leader of the military junta in Myanmar, Min Aung Hliang. The situation will not improve with Trump in the White House. While US opposition to the ICC has traditionally been bipartisan, the hard-line stance towards the court of the first Trump administration went much further than rhetorical censure, resulting in sanctions against the court itself and its officials, which the Biden administration subsequently lifted. Which countries will best navigate this gradual dismantling of the international order? In 2025, we shall continue to see a highly mobilised Global South geopolitically, engaged in the reinforcement of an alternative institutionalisation, which is expanding and securing a voice and place for itself in the world, albeit with no consensus on a new reformed and revisionist order. In this framework, Brazil is preparing to preside another two strategic international forums in 2025: BRICS+ and COP30. As for Africa, the continent has become a laboratory for a multi-aligned world, with the arrival of actors such as India, the Gulf states or Turkey, which now compete with and complement more established powers like Russia and China. In late 2024, Chad and Senegal demanded the end of military cooperation with France, including the closure of military bases, in a bid to assert their sovereignty. South Africa, meanwhile, will host the G20, the first time an African nation will stage this summit on its soil, following the inclusion of the African Union (AU) into the group. It will mark the end of a four-year cycle in which the summit has been held in Global South countries. And in Asia there is the perception of some pacification processes underway: from the easing of tension on the border between China and India, with the withdrawal of troops in the Himalayas, to the return of trilateral summits among South Korea, Japan and China after a five-year hiatus. The region is withdrawing into itself in the face of the uncertainty that 2025 holds. 5- TECHNOLOGY CLASH AND (DE)REGULATORY PRESSURE The tech competition between the United States and China is set to gather further pace in 2025. The final weeks of Joe Biden's presidency have helped to cement the prospect of a clash between Beijing and Washington, which will mark the new political cycle. On December 2nd, 2024, the introduction of a third round of controls on exports to China, with the collaboration of US allies such as Japan and South Korea, further reduced the possibility of obtaining various types of equipment and software for making semiconductors. China, meanwhile, retaliated with a ban on exports of gallium, germanium and antimony, key components in the production of semiconductors, and tighter control over graphite, which is essential for lithium batteries. Apart from this bipolar confrontation, in 2025 we shall see how tech protectionism gains currency worldwide. Global South countries have begun to impose tariffs on the Chinese tech industry, albeit for different reasons. While countries such as Mexico and Turkey use tariffs to try to force new Chinese investment in their territories – particularly in the field of electric vehicles (EVs) – others, like South Africa, are doing it to protect local manufacturers. Canada too announced a 100% duty on imports of Chinese EVs, following the example of the EU and the United States, despite having no EV maker of its own to protect.Given the circumstances, for Xi Jinping 2025 will be a year to reassess the strategy that has enabled China to gain leadership of five of 13 emerging tech areas, according to Bloomberg: drones, solar panels, lithium batteries, graphene refining and high-speed rail. However, a decade on from the start of the Made in China 2025 plan – its road map towards self-sufficiency – development and innovation in the semiconductor sector in China has slowed, owing to its inability to secure more advanced chips, the machinery to produce them or more cutting-edge software. Will the chip war escalate with Trump's return to power? During the campaign, the president-elect accused Taiwan of "stealing the chip business" from the United States. Yet in 2025 the Taiwan Semiconductor Manufacturing Company Limited (SMC) will start large-scale production of integrated circuits at its factory in the United States. The investment in Arizona by Taiwan's biggest chip maker was announced by the first Trump administration, so it is not hard to imagine another round of investment in the future on the part of the new Republican administration to reinforce supply chain security. In addition, Elon Musk's influence in the White House also promises greater symbiosis between Silicon Valley and the Pentagon. Tech competition and the rise in conflicts across the world have restored Big Tech's appetite for public contracts in the defence field, which means that with Trump's return its leaders are hoping to gather the fruits of their investments in the presidential campaign. Just two days after the elections of November 2024, Amazon and two leading AI companies, Anthropic and Palantir, signed a partnership agreement to develop and supply the US intelligence and defence services with new AI applications and models. It seems likely, then, that the consensus reached in April 2024 between Biden and Xi Jinping to "develop AI technology in the military field in a prudent and responsible manner" will be rendered obsolete under the new Trump administration.But hyper-technology extends beyond the military field, as it cuts across ever more sectors of the administration in ever more countries. The entry into force of the Pact on Migration and Asylum in Europe, for example, will be accompanied by new technological surveillance measures, from the deployment of drones and AI systems at the border in states such as Greece to the adaption of the Eurodac system – the EU database that registers asylum seekers – to gather migrants' biometric data. This will only consolidate a model of surveillance and discrimination against this group. It also remains to be seen what impact the new political majorities in the United States and the EU will have on tech governance. Following a flurry of regulation creation and legal action in the courts against the monopolistic power of the major tech firms, in 2025 we shall see a slowdown – if not a reduction – of new measures against Big Tech. The EU's new political priorities, moreover, will put the emphasis in tech on security over competition, and we shall see the emergence of an internal debate on current regulation; over whether it can be implemented effectively or whether it has been too ambitious. It is a shift that contrasts with the regulatory trend, particularly regarding the use of AI, developing in the rest of the world, from South Korea to Latin America. Lastly, the United Nations proclaimed 2025 as the International Year of Quantum Science and Technology (IYQ). Quantum computing is a branch of IT that will enable the development of more powerful computers that can run more complex algorithms, helping to make giant leaps in scientific research, healthcare, climate science, the energy sector or finance. Microsoft and another tech firm, Atom Computing, have announced they will begin marketing their first quantum computer in 2025. And Google has also unveiled Willow, a quantum chip that can perform a task in five minutes that it would take one of today's fastest supercomputers quadrillions of years to complete. This new generation of supercomputers harnesses our knowledge of quantum mechanics – the branch of physics that studies atomic and subatomic particles – to overcome the limitations of traditional IT, allowing a host of simultaneous operations. 6-A "THIRD NUCLEAR AGE"?While algorithmic complexity gathers pace, debates about nuclear safety take us back to the past, from a new rise of atomic energy to the constant recourse to the nuclear threat as a means of intimidation. With an increasingly weak global security architecture, the international arms race is hotting up without guardrails. According to the Stockholm International Peace Research Institute (SIPRI), both the number and type of nuclear weapons under development increased over the last year, as nuclear deterrence once again gains traction in the strategies of the nine states that store or have detonated nuclear devices. That is why the risk of an accident or miscalculation will still be very present in 2025, both in Ukraine and in Iran.Indeed, coinciding with 1,000 days since the Russian invasion of Ukraine and an escalation of fighting on the ground, Vladimir Putin approved changes to Russia's nuclear doctrine, lowering the threshold for the use of nuclear weapons. The revised text states that an attack from a non-nuclear state, if backed by a nuclear power, will be treated as a joint assault on Russia. In order to drive home its message, the Kremlin threatened to use Russia's Oreshnik hypersonic missile on Ukraine, capable of carrying six nuclear warheads and travelling ten times faster than the speed of sound. Against this backdrop, the deployment of North Korean soldiers to support Russia on the Ukrainian front in late 2024 also means the involvement of another nuclear power in the conflict and raises fresh questions about what Pyongyang will receive in return. Commenting on the subject, the NATO secretary general, Mark Rutte, said Russia was supporting the development of the weapons and nuclear capabilities of Kim Jong-Un's regime. As a result, the threat of a potential upsetting of the balance in the Korean Peninsula and Trump's return to power have further fuelled the nuclear debate in Seoul and Tokyo, which had already been reignited by Russia's invasion of Ukraine. There could also be changes in the United States' nuclear policy. Project 2025, the ultraconservative blueprint that means to guide the Trump administration, champions the resumption of nuclear testing in the Nevada desert, even though detonating an underground nuclear bomb would violate the Comprehensive Nuclear-Test-Ban Treaty (CTBT), which the United States signed in 1996. The nuclear arms industry already surged under the first Trump administration. This time, however, experts believe that if the programme is implemented, it would be the most dramatic build-up of nuclear weapons since the start of the first Reagan administration four decades ago.At the same time, the two European nuclear states – France and the United Kingdom – are also in a process of nuclear modernisation. The British government has been immersed in an expansion of its arsenal of nuclear warheads since 2021 and, as a member of the AUKUS trilateral agreement along with the United States and Australia, in 2025 it will train hundreds of Australian officials in the management of nuclear reactors in order to prepare Canberra for its future acquisition of nuclear-powered submarines. France, too, is developing its own design for a "latest generation" sub. In addition, 2025 will be a decisive year for Iran's nuclear programme. The deadline is approaching for the world's powers to start the mechanism to reinstate all the sanctions lifted in the deal that put a brake on Iran's nuclear expansion, the Joint Comprehensive Plan of Action (JCPOA). So far, Tehran has already warned that if the sanctions return, Iran will withdraw from the Nuclear Non-Proliferation Treaty (NPT). The threat only adds to the risk of an escalation of hostilities in the Middle East and the possibility of Israel considering an attack on nuclear facilities in Iran. Similarly, the nuclear debate has been revived in Europe, following a global trend. Nuclear energy production is expected to break world records in 2025, as more countries invest in reactors to drive the shift towards a global economy looking to move beyond coal and diversify its energy sources. The EU, which is at a critical juncture as it tries to satisfy the demand for energy while boosting economic growth, is also witnessing fresh impetus in the nuclear debate. Around a quarter of the EU's energy is nuclear, and over half is produced in France. In all, there are more than 150 reactors in operation on EU soil. Last April, 11 EU countries (Belgium, Bulgaria, Croatia, the Czech Republic, Finland, France, Hungary, Italy, the Netherlands, Poland and Sweden) signed a declaration that urged regulators to "fully unlock" the potential of nuclear energy and "enable financing conditions" to support the lifetime extension of existing nuclear reactors. Italy is mulling whether to cease to be the only G7 member without nuclear energy plants and lift the ban on the deployment of "new nuclear reactor technologies". A possible return of the Christian Democrat CDU to the German chancellery, following the elections in February, could reopen the debate on the decision taken by Angela Merkel in 2023 to close the last nuclear reactor operating in the country.Lastly, Taiwan, despite a strong aversion to nuclear in the wake of the Fukushima disaster in its neighbourhood, is also immersed in a process of reflection on nuclear energy, in a year in which the last operating plant is to close. Indeed, the need to meet the growing demand for semiconductors thanks to the AI boom, mentioned in the previous section, has put a huge strain on the country's energy consumption. The Taiwanese government is not the only one in this situation. Microsoft is helping to restart the Three Mile Island nuclear plant in Pennsylvania, which closed in 2019, while Google (owned by Alphabet) and Amazon are investing in next-generation nuclear technology.7- CLIMATE EMERGENCIES WITH NO COLLECTIVE LEADERSHIP2024 will be hottest year on record. It will also be the first in which the average temperature exceeds 1.5°C above preindustrial levels, marking a further escalation of the climate crisis and the failure of attempts to keep the global temperature below that threshold. To June 2024 alone, extreme climate phenomena had already caused economic damage to a value of more than $41bn and impacted millions of people across the planet. And yet the global mitigation struggle is faced with a growing absence of political leadership. This was evident in the debates and outcomes of COP29 in Baku, Azerbaijan, in November, where every political effort was devoted to just one battle: finance. Even so, the pledge on the part of the wealthiest countries to provide $300bn a year by 2035 is considered insufficient to cover the needs of the poorest countries and ensure climate justice. The cost of mitigation and adaptation for developing countries is estimated at between $5tn and $6.8tn to 2030. The pessimism, moreover, is borne out by the facts: while in 2009 the developed countries made the pledge to devote $100bn a year to climate finance, they failed to meet that goal until 2022. In Baku, in the wake of Donald Trump's victory and the shadow of a political agenda that has relegated the climate to the back seat in the face of inflation or energy prices, the Global North chose not to fight the mitigation battle. If at COP28 in Dubai it was said for the first time that the world should embark on a transition beyond fossil fuels, at COP29 it was not even mentioned. The year 2025 will be one to measure commitments, both on finance and taking action. The signatories to the Paris Agreement (2015) must present their national action plans to demonstrate they are honouring the agreed mitigation commitments. The scheduled delivery date for this new round of national contributions is February, but it is looking like many countries will be late and that their level ambition will not match up to what the science and the climate emergency require. In addition, the United States – the world's second biggest greenhouse gas emitter after China – could deal a fresh blow to the global fight against climate change if Donald Trump again decides to withdraw his country from the Paris Agreement, in a repeat of his first term. He would find it harder, however, to leave the United Nations Framework Convention on Climate Change (UNFCCC), the treaty that underpins the agreement and the multilateral talks on the climate. But this is not the only question mark over the United States' "green transition". Trump's pick of Chris Wright, an oil executive from Liberty Energy and a climate crisis denier, to lead the Energy Department may again put fossil fuels before green energy goals.The new European Commission must also decide what role it wants to play on the global climate stage. The new political majorities will make it difficult for the EU to act with one voice on climate matters, as demonstrated recently in the European Parliament with the controversial decision to postpone and dilute the European deforestation law. Thus in 2025 we will see growing tension in the EU to lower environmental regulations and standards.While global progress in the mitigation battle slows and US leadership on climate matters fades, China is expanding its ambition and its influence. In 2025, hopes are pinned on China's energy transition and its new role as voluntary financial contributor to the agreement sealed in Baku. According to the experts, China's coal and CO2 emissions could peak in 2025 – five years ahead of its target. The climate progress China is making will have a clear impact not only on the planet, but also on the Asian giant's economic and energy interests. Part of China's economic transition since the pandemic has been directed at incentivising the development and introduction of renewables, making it the sector that most contributed to the country's economic growth in 2023. But, at the same time, it also has geopolitical implications: the more its consumption of renewable energy grows, the less dependent it is on hydrocarbons imports from third countries, including Russia. According to the vice president, Ding Xuexiang, China has devoted $24.5bn to global climate finance since 2016. With greater pressure from Brussels for China to increase its contributions, we may see the Asian country trying to burnish its image through greater climate activism in 2025. Still, the major players in renewables are the countries of the Global South. According to a study published by the think tank RMI, nations of the South are adopting these technologies at a much quicker pace and on a much greater scale than in the North. The International Energy Agency (IEA) estimates that new solar and wind energy facilities in these countries have grown by 60% in 2024, with Brazil, Morocco and Vietnam at the head of the pack, reporting a greater adoption rate of these energies than part of Europe and the United States. The staging of COP30 in 2025 in Brazil, one of the most ambitious countries in terms of climate commitments, raises even greater hopes and expectations of a new global impetus in the battle against climate change, one that takes account of the needs and demands of the Global South. While the adaptation discourse, a longstanding demand of these countries, is expected to begin to gain traction on the international and local agenda, the change of narrative could hide new challenges. For one, the need to think about a world beyond the 1.5°C temperature increase. And for another, the risk of compounding inequalities between communities and countries with greater adaptation capacity, since poverty is directly linked to a country's resilience to climate risks and its capacity to recover from them. This places developing countries in a situation of considerable risk, and the adaptation gap is getting wider.8- GENDER: THE END OF CONSENSUS In 2025, polarisation around gender consensus will increase. As conservative agendas gain political ground, the international agreements that for decades have enabled gender equality to advance are under challenge again. On the one hand, 2025 will be a year of celebration of two international milestones for women's rights: the 30th anniversary of the Beijing Declaration and Platform for Action, adopted at the Fourth World Conference on Women (1995), and the 25th anniversary of UN Security Council Resolution 1325 (2000) on Women, Peace and Security (WPS). Celebrating the two agreements, adopted at a time marked by optimism and the successes of transnational feminist movements, will be an invitation to reflect on lost consensuses, present challenges and the lack of political will to secure their full adoption and implementation. On the other hand, the Generation Equality forum, launched in 2021 to mark 20 years since Resolution 1325 with the aim of consolidating progress on women's and girls' rights in five years, will have to account for its unfulfilled commitments. According to the Population Matters association, one in three countries has made no progress on gender matters since 2015, and the situation of women has worsened in 18 countries, particularly Afghanistan and Venezuela. The difficulty in achieving new consensuses, leaderships and political will is apparent in the bid to adopt new international plans to protect the rights of women and girls. According to WILPF figures, 30% of the National Action Plans (NAPs) for domestic implementation of the WPS agenda expired more than two years ago, and the national strategies of 32 countries or regional organisations will end between 2024 and 2025, raising a question mark about their updating and renewal in an international context marked by tension and disputes, the rise of the far right and polarisation around gender. Two agreements to promote gender equality will end in 2025 and must be renegotiated: the United Nations Development Programme (UNDP) Gender Equality Strategy and the EU's Gender Action Plan III (GAP III). In the latter case, it is hard to envisage a European Commission as committed to gender equality as it was during Ursula von der Leyen's first term. During that time, the German marked several gender equality milestones, like the Directive on combatting violence against women or EU accession to the Istanbul Convention. The first steps of her second term, however, have offered a glimpse of the difficulties she will encounter to continue down that path. While in her presentation of the political guidelines for the new commission, von der Leyen declared her commitment to gender equality and the LGBTIQ collective, the team of commissioners proposed by the member states has already challenged her desire for parity in the commission she leads. Just 11 of the 27 commissioners are women – including the president herself and the high representative for foreign affairs and security policy, Estonia's Kaja Kallas. In addition, and as the name of the post indicates, the figure of commissioner for crisis management and equality – a competence first introduced in 2019 – will also be responsible for the management and prevention of crises now, diluting the emphasis on gender parity. Similarly, with a European Parliament that has shifted right and with a greater number of EU governments led by far right and antifeminist groups, it will be difficult to make headway on progressive measures. Against this backdrop, Donald Trump's return to the presidency of the United States augurs another severe setback for gender equality, particularly in the field of sexual and reproductive health rights. The arrival in power of Republican candidates is always accompanied by the restoration of the Mexico City policy (also known as the global gag rule), which places severe international restrictions on sexual and reproductive health rights. It is a policy that bars NGOs in the health sector from offering legal and safe abortion services or even actively promoting the reform of laws against voluntary termination of pregnancy in their own countries if they receive US funding – even if they do so with their own funds. Yet this restriction is not limited to the field of development assistance. Among other measures included in Project 2025, there is the elimination of language for gender equality, sexual orientation and gender identity, or the protection of sexual and reproductive health rights in future United Nations resolutions, but also in domestic policy and regulations of the United States.In 2017, countries such as Sweden and Canada – at the time the only ones to have adopted a feminist foreign policy – were quick to fill the void left by the change of US priorities, with the introduction of international projects like SheDecides, which sought to channel international political support to safeguard women's "bodily autonomy" throughout the world. Since 2022, however, with Sweden ditching the feminist flag in foreign policy and other countries such as Canada, France or Germany focusing on their upcoming elections and the domestic political instability they must face in 2025, it is hard to imagine alternative leaderships and funding. Europe is experiencing its own regression. But the reversals in political consensus at the highest level do not stop there. Following the US elections, harassment and misogynist texts have been sweeping social media with messages such as "your body, my choice", which has registered an increase of up to 4,600% on X (formerly known as Twitter). Cyberviolence against women is on the rise. According to a 2023 study, around 98% of deep fakes are pornographic and target women. These scandals have multiplied with AI, opening a debate on the regulation and possible criminalisation of such cases. 9- MIGRANT DEPORTATIONS AND RIGHTSAs 2024 comes to an end, thousands of Syrian refugees are returning home. After 14 years of civil war, the fall of Bashar al-Assad has raised hopes in a country facing the world's largest forced displacement crisis, according to the United Nations, with over 7.2 million internally displaced people – more than two-thirds of the population – and 6.2 million refugees, mainly living in the neighbouring countries of Egypt, Iraq, Jordan, Lebanon and Turkey. Yet despite the uncertainty of the political moment and that fact that fighting is still taking place on the ground, some EU countries (Germany, Italy, Sweden, Denmark, Finland or Belgium) are rushing to suspend the asylum applications of Syrian refugees as others, like Greece and Austria, are taking measures to expel them. The Austrian government has even launched a deportation programme that is reassessing the situation of some 40,000 Syrians who had been granted refugee status in the country over the last five years. All these moves further aggravate the debate among European partners over the concept of "safe third country" so criticised by social organisations. 2025 will be a year of deportations, in terms of discourse and in practice. Immigration has been the cornerstone of Donald Trump's political career, and in his second presidential campaign he vowed to carry out the biggest deportation in history. How will it be done? It remains to be seen if we will see staged deportations or what the real impact might be on the US labour market of a policy that, according to multiple studies, is not a zero sum game in favour of US-born workers. Irregular migrants work in different occupations to those born in the United States; they create demand for goods and services; and they contribute to the country's long-term fiscal health. There are also doubts about the economic sustainability of this type of policy, particularly in view of the prospect of a growth in flows and the dramatic increase in the number of deportations in the United States already since the pandemic (some 300,000 people a year). Yet Trump's victory saw the value of firms engaged in the deportation of migrants and monitoring or supervising the border, as well as the management of detention centres, rocket on the stock market. The deportation business is booming.And deportation is not only an instrument of the Global North. Iran is considering mass deportations of Afghans; the Turkish deportation system has been bolstered by hundreds of millions of euros from the EU; and Tunisia too is conducting illegal "collective expulsions" of immigrants with funds from the EU. Egypt, meanwhile, for months has been carrying out mass arrests and forced returns of Sudanese refugees. On a European level, in 2025 the EU member states must present their national plans to implement the new Pact on Migration and Asylum. The rules are scheduled to enter into force in 2026, but Spain has asked for the use of new tools for border control and the distribution of migrants to be brought forward to next summer. The pact, however, has already been challenged by some member states, which are calling for it to be replaced by a model that allows migrants to be transferred to detention centres located outside the EU in countries that are deemd to be safe. Italy's decision last August to open centres of this type in Albania, though it ended in a resounding legal defeat for Georgia Meloni's government, offered a clear foretaste of the growing tension between policy and the rule of law. In these circumstances, moreover, in 2025 judges may become more acutely aware of the lack of tools to safeguard the rights to asylum and refugee status in a global environment that has been dismantling international protection for years. The war in Gaza – which in its first year caused the forced displacement of 85% of the population – illustrates the calamitous failure of international law, both in the humanitarian field and regarding asylum. Fear, as a dynamic that permeates policy both in the migration field and in international relations, will gain ground in 2025. That is why the staging of deportations has become a symbolic deterrent. The criminalisation of migrants – who feel targeted – and the social burden narrative that certain governments exploit with an agenda of public cuts, are setting the tone in an international system increasingly obsessed with border protection and lacking the interest (or tools) to ensure safe and regular migration. 10- MILITARISATION OF INSECURITYIn this world of fragile institutions, the cracks through which organised crime can seep and expand are growing. Organised crime networks are multimillion dollar, transnational businesses that construct hierarchies and strategic alliances. As the international order fragments, mob geopolitics is evolving with new actors and a change of methodology: rather than compete, organised crime groups are cooperating more and more, sharing global supply chains for the trafficking of drugs and people, environmental crimes, counterfeit medicine or illegal mining – which in some countries, like Peru or Colombia, are as profitable as drug-trafficking, if not more so. Global networks that stretch from China to the United States and from Colombia to Australia, thanks to "narco submarines", account for the diversification of businesses and locations, but they also explain their capacity to penetrate the structures of power and undermine the rule of law, because they exist in a context of increasing corruption of states and their legal and security systems. In Ecuador, for example, a hotspot of drug-trafficking on a global scale, the government has declared war on 22 criminal organisations and speaks of an "internal armed conflict". Port-au-Prince, the capital of Haiti, today is a city in the grip of rival criminal groups locked in turf wars, which have led to the various armed gangs seizing control of neighbourhoods, police stations and even temporarily blocking the airport. The latest escalation of violence has left nearly 4,000 dead and over 700,000 displaced people inside the country, according to the UN Human Rights Office. Meanwhile, the geopolitical crisis of fentanyl, where the epicentre is Mexico as a well-established producer of this synthetic drug since the COVID-19 pandemic, has developed into a bilateral problem of the first order with the United States and Canada and a threat to Central America. In Europe too, port cities like Marseille, Rotterdam or Antwerp are major points of drug entry and seizure. Organised crime is currently the biggest threat facing the Swedish government, with 195 shootings and 72 bombings that have claimed 30 lives this last year alone. Globalisation means this new hyperconnected reality has even reached the islands of the Pacific, which now occupy a prominent place on the international strategic chessboard thanks to a proliferation of trade, diplomatic and security commitments. It has also transformed the region's criminal landscape, with the presence of Asian triads and crime syndicates, the cartels of Central and South America, and criminal gangs from Australia and New Zealand.According to the Global Organised Crime Index, at least 83% of the world's population lives in countries with high levels of crime, when in 2021 it was 79%. If organised crime is one of the winners in this new fragmented order, the rise in violence has also brought the imposition of policies of securitisation. In Latin America, for instance, the clear choice to militarise security – seeking national solutions (containing the violence) to what is a transnational challenge – has favoured "firm hand" responses.







The world is rearming. With the rise in conflicts, like the wars in Ukraine and the Middle East, so revenues from sales of arms and military services have grown. According to the SIPRI, 2025 will the biggest year for military spending in a long time. Given these circumstances, the pressure on NATO countries to increase their defence spending will ramp up again with the return of Donald Trump to the White House, but also on account of the unpredictability of the international environment. Over the coming months, NATO must negotiate various internal fractures: for one, the demand to raise defence spending to 3.5% of GDP; for another, the differences among allies over the strategies used against Russia. Countries such as Poland and the Baltic nations are calling for a more aggressive stance against Moscow, while other members, such as Hungary or Turkey, are looking to maintain a more neutral approach. This could hinder the formulation of a unified strategy in the face of threats from Russia and future geopolitical scenarios in Ukraine. In addition, during his campaign Trump questioned the commitment to mutual defence enshrined in Article 5 of the NATO treaty. If the new US administration adopts a more isolationist stance, the European allies might doubt US reliability as a pillar of their security. There is also growing concern in the EU over the security of essential components and undersea cable infrastructures, which are critical to connectivity and the global economy, particularly in the wake of several episodes of suspected sabotage like those seen in the Baltic Sea in the last few months. Lastly, China's growing militarisation of its maritime periphery is also triggering fresh security fears in Asia. Beijing is promoting – ever more zealously – a Sinocentric view of the Indo-Pacific region. This is raising fears that 2025 will see an increase in the aggressiveness of China's strategy to turn East Asia into its exclusive sphere of influence.Against this backdrop, the quickening pace of geopolitics raises multiple questions both for analysts and for international relations actors themselves. The world is struggling with the posturing of new leaderships, shifting landscapes that are redefining long-running conflicts and a Sino-US rivalry that may develop into a trade and tech war in the near future. Given this prospect, the multi-alignment efforts that many countries across the world are trying to make, with security at heart, are becoming increasingly complex as confrontation escalates among the major global powers .







CIDOB calendar 2025: 80 dates to mark in the diary January 1 – Changeover in the United Nations Security Council. Denmark, Greece, Pakistan, Panama and Somalia, which were elected in 2024, will join the council as non-permanent members, replacing Ecuador, Japan, Malta, Mozambique and Switzerland. Meanwhile Algeria, Guyana, Sierra Leone, Slovenia and South Korea, which were elected in 2023, will start their second year as members.January 1 – Poland takes over the six-month rotating presidency of the Council of the European Union. The government of Donald Tusk will focus council activity on moving forward with the accession processes of the countries aspiring to join the EU, comprehensive support for Ukraine and strengthening transatlantic ties with the United States. The latter priority must accommodate an uncomfortable truth for Brussels: the return of Donald Trump to the White House.January 1 – Bulgaria and Romania become full members of the Schengen area. In November 2024, Austria lifted its veto on the full integration of Bulgaria and Romania into the Schengen area. The two countries, members of the EU since 2007, were admitted to the borderless travel zone in March 2024, but checks on people were only lifted at ports and airports. Now the same will apply to land border checks, and the common visa policy will be in operation at the EU's external borders.January 1 – Finland takes up the yearly rotating chairmanship of the OSCE. The organisation responsible for maintaining security, peace and democracy in a hemisphere comprising 57 countries across Europe, Asia and North America has been through some low times since the invasion of Ukraine by Russia, which, despite the condemnation, remains a member. The 32nd OSCE Ministerial Council meeting will take place in Finland between November and December 2025. The Russian foreign minister, Sergey Lavrov, who was barred from the council meeting in 2022, did however attend in 2023 and 2024.January 1 – Handover between the African Union's ATMIS and AUSSOM missions in Somalia. The AU will remain involved in the efforts to bring peace to Somalia and stabilise the country – stricken by the al-Qaeda allegiant organisation al-Shabaab – with a new mission, the third consecutive operation since 2007. However, AUSSOM will come up against escalating tension between the governments of Somalia and Ethiopia, after Addis Ababa struck a deal on naval access to the Gulf of Aden with the secessionist Republic of Somaliland.January 1 – 30th anniversary of the creation of the World Trade Organization (WTO). The WTO enters its third decade of activity in an international context marked by growing opposition to globalisation, the rise of protectionism worldwide, and Donald Trump's electoral promise to impose a 60% tariff on Chinese goods and 10-20% on other imports.January 7 – John Mahama is sworn in as president in Ghana. In the English-speaking West African country, which has one of the most robust democratic systems on the continent, John Mahama, former president of the Republic for the first time in 2012-2017 and candidate of the opposition National Democratic Congress (NDC) party, will return to power. Mahama will take over from the ruling New Patriotic Party (NPP) president Nana Akufo-Addo, who defeated him in 2016 and 2020. January 15 – Daniel Chapo takes office as president of Mozambique. The fifth straight president from the leftist FRELIMO party since national independence in 1975 was declared the winner of the elections of October 9, 2024. His opponents claimed fraud and called for popular protests. The crackdown left over 30 dead, including children. While rich in natural resources, Mozambique remains mired in underdevelopment and faces jihadist threats and serious climate risks.January 20 – Donald Trump takes office as president of the United States. The Republican starts a second non-consecutive term after roundly defeating the Democrat Kamala Harris in the election of November 5, 2024, with promises to deport undocumented immigrants, cut taxes and levy new trade tariffs. Trump returns to the White House with a more radical nationalist rhetoric than the one that marked his first term between 2017 and 2021.January 20-24 – Annual meeting of the World Economic Forum (Davos forum). The influential group of thinkers each year convenes figures from politics, business, academia and civil society to a select and extremely high-profile international gathering in the Swiss town of Davos. In 2025, it will put three major global challenges up for discussion: geopolitical shocks, stimulating growth to improve living standards and stewarding a just and inclusive energy transition.January 26 – Presidential elections in Belarus. Unlike in 2020, the dictator Alexander Lukashenko will not even have to pretend there is a competition at the ballot boxes because the country's election commission will only allow token candidates to stand, and none from the gagged opposition. The longest-serving president in Europe – in power since 1994 – and staunch ally of Vladimir Putin is sure to win a seventh presidential term.January 31 – End of the mandate of EUCAP Sahel Mali. A regional instrument of the Common Security and Defence Policy (CSDP), the European Union Capacity Building Mission in Mali was launched in 2015 to assist the government in the fight against organised crime. Its continuation remains in doubt after the EUTM training mission, geared towards the fight against jihadism, was not renewed in 2024 and following the anti-French turn taken by the military junta in Bamako. Its twin operation in Niger, EUCAP Sahel Niger, also ended in 2024. On September 19, the EUTM in the Central African Republic will likewise come to a end.February 9 – General elections in Ecuador. The centrist Daniel Noboa won the snap presidential election in 2023, called by his predecessor, the liberal conservative Guillermo Lasso, to avoid impeachment by the country's congress. Noboa will seek re-election, this time for a normal constitutional period of four years, in a climate overshadowed by the brutal wave of criminal violence afflicting Ecuador. His chief rival once again will be Luisa González, a protege of leftist former President Rafael Correa.February 10 and 11 – Artificial Intelligence Action Summit, France. The French government is staging one of many international AI-related events in 2025. Unlike the rest, this action summit will gather heads of state and government and leaders of international organisations, as well as company CEOs, experts, academics, artists and NGOs. Following on from the summits of 2023 in Bletchley, in the United Kingdom, and 2024 in Seoul, the Paris meeting will look at how AI can benefit public policy.February 11-13 – 13th World Governments Summit, Dubai. The WGS is a Dubai-based organisation that each year gathers leaders from government, academia and the private sector to debate technological innovation, global challenges and future trends in pursuit of good governance. The theme of the 2025 edition is "Shaping future governments".February 14-16 – 61st Munich Security Conference. Held every year since 1963, the MSC is recognised as the most important independent forum for the exchange of opinions on international security. In 2025, over 450 policymakers and high-level officials will discuss, among other topics, the EU's role in security and defence, the security implications of climate change and new visions of the global order.February 15 and 16 – 38th African Union Summit, Addis Ababa. The AU Assembly of Heads of State and Government will hold an ordinary session in which Mauritania will hand over the one-year chairpersonship, and the successor to the Chadian Moussa Faki as chairperson of the African Union Commission will be elected. The Pan-African organisation has been running the NEPAD development programme since 2001 and in 2015 it adopted its Agenda 2063 to hasten the continent's transformation. Six member states – Burkina Faso, Gabon, Guinea, Mali, Niger and Sudan – are currently suspended following their respective military coups.February 23 – Federal elections in Germany. Six days after Chancellor Olaf Scholz fired his finance minister Christian Lindner, of the liberal party FDP, from the government over budget differences, on November 12, 2024, the Social Democrat came to an agreement with the Christian Democrat opposition to bring forward by seven months elections due in September. The SPD and The Greens, the only remaining partner following the collapse of the "traffic light" coalition, go into the vote languishing in the polls, with the CDU/CSU and the far-right AfD in the lead.March 1 – Yamandú Orsi takes office as president of Uruguay. The candidate from the leftist opposition Broad Front beat the conservative Álvaro Delgado, from the ruling National Party, in the runoff presidential election of November 24, 2024. The successor to the outgoing president, Luis Lacalle, has a five-year term. Broad Front's return, after holding power for the first time between 2005 and 2020, will precede the celebration of the bicentenary of Uruguay's Declaration of Independence on August 25.March 1 - End of the mandate of the new Transitional Government in Syria. This was the date announced on December 10, 2024, two days after the fall of the Baathist regime of Bashar al-Assad in the lightning offensive launched on November 27 against Damascus by a coalition of rebel groups, by the new Prime Minister, Muhammad al-Bashir. The day before, he was appointed to the post by the main rebel wing, the Islamist guerrilla group HTS (Hayat Tahrir al Sham) of Abu Muhammad al-Jolani and the Syrian Salvation Government, which Bashir himself had been leading.March 3-6 – 19th edition of the Mobile World Congress in Barcelona. A fresh yearly edition of the world's leading mobile communication technologies event, where device manufacturers, service providers, wireless carriers, engineers and scientists unveil the latest developments in the sector. The 2025 MWC, the theme of which is "Converge. Connect. Create", will focus on topics including the next phase of 5G, IoT devices and generative AI.First quarter – Sixth European Political Community Summit, Albania. The EPC came about in 2022 at the initiative of Emmanuel Macron. It is a biennial gathering of the leaders of 44 European countries that seeks to provide a platform to discuss strategic matters in a non-structured framework of dialogue among the 27 EU member states and a further 17 states from the continent that are candidates for accession or are associated with the EU.First quarter – Election of the president of Armenia by the National Assembly. The term of Vahagn Khachaturyan will come to a close no later than April 9. This is the date the tenure of the previous holder of the post, Armen Sarkissian, was due to end. Sarkissian resigned in 2022. A parliamentary republic, Armenia remains in Russia's orbit, a situation that is proving increasingly problematic for the authorities in Yerevan given Moscow's lack of action towards the country's military defence in the face of attacks by Azerbaijan. One of these attacks in 2023 forced the surrender of the self-proclaimed Republic of Artsakh in the Armenian enclave of Nagorno-Karabakh.First quarter – First European Union-United Kingdom Summit. The Labour government of Keir Starmer champions a new era of bilateral relations between London and Brussels. Following Brexit in 2020, the United Kingdom's economic exchange with the 27 EU members takes place under the Trade and Cooperation Agreement (TCA), which provides a limited area of free trade in goods and services. The British prime minister is pursuing "constructive" ties with the EU that cover complex issues such as immigration, although he rules out a return to the free of movement of workers, the customs union and, in short, the single market.April 13-October 13 – Universal exhibition, Osaka. The Japanese city is organising a world's fair for the third time, after 1970 and 1990. The theme of Expo 2025 is "Designing future society for our lives".May 6 – 50th anniversary of the establishment of diplomatic relations between the European Union and the People's Republic of China. Beijing and Brussels will celebrate half a century of diplomatic relations at a time defined by tensions over China's overcapacity, the imposition of tariffs on Chinese Electric Vehicles, and China's role in the war in Ukraine.May 9 – 75th anniversary of the Schuman Declaration. In 1950, the French foreign minister, Robert Schuman, made a proposal to place France and Germany's coal and steel production under a single authority. This was the genesis of a web of supranational integration institutions (ECSC, EEC, Euratom) that decades later would result in what today is the European Union.May 12 – General elections in the Philippines. The deterioration of the relationship between the Marcos and Duterte families, who lead the current ruling coalition, could trigger a competition between the two main governing parties in an election where more than 18,000 positions in the Senate, the House of Representatives, and provincial and local governments across the archipelago are up for renewal.May 19-23 – 29th World Gas Conference, Beijing. The growing importance of natural gas as an alternative fuel to petroleum products in the transition to carbon neutrality, its status as a raw material in the production of grey hydrogen and the greater demand for gas as a result of the war in Ukraine gives the triennial WGC gathering particular importance. The International Gas Union (IGU) has been staging the event since 1931. In China, production, imports and consumption of gas are increasing constantly.May 26 – End of Luis Almagro's tenure as OAS secretary general. Uruguay's Luis Almagro was elected head of the OAS in 2015, and in 2020 he secured re-election for a second and final five-year term. The candidates to succeed him are the Paraguayan foreign minister, Rubén Ramírez, and his counterpart from Suriname, Albert Ramdin. The vote will take place at the General Assembly, which in June will hold its 55th regular session in Antigua and Barbuda.May – Presidential elections in Poland. The Civic Platform (PO), a pro-European and liberal conservative party, returned to power in Poland in 2023 led by Donald Tusk. It is hoping to win this direct ballot and bid farewell to an uncomfortable cohabitation with the head of state elected in 2015 and re-elected in 2020, Andrzej Duda, from the right-wing party Law and Justice (PiS). The Polish system of government is a mixed one, where the president wields important powers.May – Pope's visit to Turkey. The Vatican is planning this papal visit, of a marked ecumenical nature, to commemorate 1,700 years since the First Council of Nicaea, whose doctrinal legacy is accepted by all the Christian churches. Pope Francis already made an apostolic visit to Turkey in 2014.June 9-13 – Third UN Ocean Conference, Nice. Three years after the second edition in Lisbon, the UN will stage a new thematic conference in the city on the French Riviera to support Sustainable Development Goal 14: "Conserve and sustainably use the oceans, seas and marine resources". June 8, the day before the inauguration of the UNOC, marks World Oceans Day.June 14 – End of the EULEX Kosovo mission mandate. Since 2008, the European Union Rule of Law Mission in Kosovo has been the largest civilian mission to be launched under the Common Security and Defence Policy (CSDP). EU support for the Kosovar institutions on rule of law matters is one of the three pillars of the international commitment to peace, security and stability in Kosovo, the others being UNMIK, the UN interim administration mission, and KFOR, the NATO force. June 20 – World Refugee Day. According to the UN's specialist agency UNHCR, in 2024 there were 117 million forcibly displaced people in the world, of whom 43.4 million could be considered refugees; 40% of them were under 18. A total of 69% of refugees and other people in need of international protection live in countries bordering their countries of origin, and only 25% are hosted by high-income countries.June 21-29 – London Climate Action Week. LCAW, founded in 2009 by the think tank E3G and the Mayor of London, is an annual major get-together where individuals, communities and organisations swap ideas and propose collaborations to support decarbonisation and climate resilience. Also taking place within it is the Cites Climate Action Summit (CCAS), organised by the Smart Cities Network.June 24-25 – NATO Summit in The Hague. The North Atlantic Council will meet at heads of state and government level with the number of member states increased to 32 and with the Netherlands' Mark Rutte as the organisation's new secretary general. NATO is expected to make significant decisions regarding Ukraine and Russia, with a question mark over what new US president Donald Trump's strategic focus will be.June 25 – 75th anniversary of the outbreak of the Korean War. The event is being preceded by flaring tension on the Korean Peninsula, which is seeing out 2024 on a state of alert thanks to an escalation of hawkish action on the part of North Korea (fresh missile launches into the sea, the blowing up of road and rail links to the border with South Korea, the sending of troops to support Russia in the war in Ukraine) and, in response, joint manoeuvres by the armed forces of the United States, Japan and South Korea.June 30-July 3 – Fourth International Conference on Financing for Development, Seville. The discussions of the high representatives of the nations attending this conference sponsored by the UN Department of Economic and Social Affairs (UN DESA) will focus on the policies and resources required to fulfil the 2030 Agenda and the SDGs globally. FfD4 Seville will assess the progress made in the implementation of the Monterrey Consensus (2002), the Doha Declaration (2008) and the Addis Ababa Action Agenda (2015).June – 51st G7 summit, Kananaskis. Canada in 2025 will lead the annual gathering of the seven big powers from the Global North, plus the European Union. For the Canadian government, some of the priorities to be addressed are the inclusive economy, climate action and managing emerging technologies. Kananaskis, in the Rocky Mountains of Alberta province, west of Calgary, already played host to the G7 in 2002.July 1 – Denmark takes over the six-month rotating presidency of the Council of the European Union. The rotating council presidency "trio" standing between January 1, 2025, and June 30, 2026, will be completed by Poland (as the outgoing holder) and Cyprus (as the incoming holder in 2026).July 1 – Bulgaria to adopt the euro. Bulgaria is looking to become the 21st eurozone country on this date, once the five convergence criteria on inflation, deficit, debt, interest rates and monetary stability are met, the latter through participation in the ERM II exchange rate mechanism. The initially planned date of January 1, 2025, had to be put back after the European Central Bank told Sofia inflation was still too high.July 27 – Elections for the House of Councillors in Japan.The elections to renew half of the upper house of Japan's legislative power could reaffirm the current weakness of the leading party, the Liberal Democratic Party, headed by the unpopular Ishiba Shigeru. Following the snap general elections of 2024, Japan faces a historic political anomaly: a minority government, which brings uncertainty to the otherwise stable Japanese politics.August 1 – 50th anniversary of the Helsinki Final Act. The signing of this declaration in the Finnish capital by the 35 states participating in the closing meeting of the third phase of the Conference on Security and Cooperation in Europe (CSCE, the precursor to the OSCE) marked a milestone in establishing a model of co-existence among blocs and neutral countries in the detente years, during the first phase of the cold war. The successor to this instrument was the Paris Charter of 1990.August 6 – Bicentenary of the independence of Bolivia. The Andean country is gearing up for the commemoration in a climate of serious political upheaval, with outbreaks of violence and hints of civil strife, at the heart of the ruling party Movement for Socialism (MAS), where there is an escalating feud between the current president of the republic, Luis Arce, and his predecessor in the post, Evo Morales. With their respective factions behind them, both are seeking to lead the MAS candidacy in the presidential elections of August 17. Arce's current five-year term ends in November.August – General elections in Gabon. In August 2023, General Brice Clotaire Oligui Nguema ousted the president, Ali Bongo Ondimba, in a bloodless military coup. He immediately proceeded to proclaim himself president for a transitional period with a process to adopt a new constitution that, on paper, should end in August 2025. The transition charter does not expressly bar Oligui Nguema from standing in future presidential elections. The presumption is that the general will run for the presidency, in which case he is likely to win.September 8 – Legislative elections in Norway. The ballot will be a test of the performance of the coalition government comprising the Labour Party of Prime Minister Jonas Gahr Støre and the centrists, which won power in 2021. During the term now nearing its end, the Nordic country has seen its strategic value soar as a hydrocarbons provider to European allies looking to reduce their dependence on Russia. In late 2024, the polls were worrying for the Labour Party, the most popular choice in every election since 1927, as they were trailing the Conservatives and even the right-wing Progress Party.September 15 – 30th anniversary of the Beijing Declaration and Platform for Action. Signed after the Fourth World Conference on Women held in Beijing in 1995, the Beijing Declaration and Platform for Action represents the most ambitious commitment to gender equality to date, identifying 12 critical areas for action to end inequality. Its commemoration will coincide with the rise of anti-gender movements and the challenges posed by setbacks and ongoing backlash in gender equality in recent years.September 27 – Federal elections in Australia. This is the date on or before which the ballot to elect new members of the Australian House of Representatives must be held. The ruling Labor Party of Anthony Albanese, the prime minister since 2022 with a majority in parliament, will be up against the conservative Liberal-National coalition, headed by the Liberal's Peter Dutton.September – 80th Session of the United Nations General Assembly. A yearly gathering that brings together all the world's leaders to assess the current state of their national policies and how they see the world. The regular session will begin on September 9 and the high-level general debate will start on September 23.September – End of the first phase of the conclusion of United States military operations in Iraq. That is the timeline put forward by the Department of Defense to move to the "second phase" of the "transition plan" that began in September 2024 for the Combined Joint Task Force-Operation Inherent Resolve (CJTF-OIR) the military operation to combat Islamic State in Iraq and Syria since 2014. The United States ended combat operations in Iraq in 2021 but left behind a contingent of soldiers on logistics and training missions.September – Artemis II mission to the Moon. Barring technical difficulties causing further delays, NASA will carry out the second launch – the first crewed mission – of the Artemis space programme around this time. The plan is for the Orion spacecraft, propelled by the SLS rocket, to leave the Earth's orbit, perform a flyby of the Moon and return to Earth in ten days. If all goes well, the following mission, Artemis III, also crewed by four astronauts, will mark the first time humans have set foot on the Moon since the lunar landing by Apollo 17 in 1972.October 6 – World Habitat Day. The UN General Assembly established this day of global observance in 1985. Previously, in 1977, the UN had created its Human Settlements Programme to promote socially and environmentally sustainable towns and cities. UN-Habitat held its third international conference (Habitat III) in Quito in 2016 and the next edition (Habitat IV) is scheduled for 2036. Looking ahead to World Habitat Day 2025, the agency is calling for reflection on how to tackle the sustainability crises affecting urban areas.October 17-19 – Annual meetings of the IMF and World Bank Group, Washington. Preceded by the "spring meetings", the main international organisations providing credit assistance to states will bring together their boards of governors and their advisory bodies, the Development Committee and the International Monetary and Financial Committee, in Washington, the corporate headquarters of both bodies. Bulgaria's Kristalina Georgieva has been in charge of the IMF since 2019 and the Indian-born American Ajay Banga has been the president of the World Bank since 2023.October 20 – Federal elections in Canada. The Liberal Party prime minister, Justin Trudeau, faces elections to the House of Commons with personal popularity ratings in free fall after a period in power stretching back to 2015. The centre-left leaning Liberals have run a minority government since 2019 and, after three straight victories, they are seeing how Pierre Poilievre's Conservatives have a commanding lead over them in the polls. Once hugely popular, a string of controversies and missteps have caused the progressive Trudeau's star to fade.October 26 – Legislative elections in Argentina. The South American country will elect a third of its senators (24) and half of the national deputies (127). A new feature in these elections will be that voters will mark their preferences on a single ballot paper. As a prior step, the "simultaneous and mandatory open primaries" (known by the Spanish acronym PASO), called for August 3, will be crucial. The government of President Javier Milei, however, wants to abolish them. In the 2023 legislative elections, Milei's La Libertad Avanza ("Liberty Advances") coalition debuted with 35 deputies, 23 fewer than the Peronist Unión por la Patria ("Union for the Homeland").October 31 – 25th anniversary of UN Resolution on Women, Peace and Security. United Nations Security Council Resolution adopted resolution (S/RES/1325) on women and peace and security on 31 October 2000 to reaffirm the important role of women in the prevention and resolution of conflicts, peace negotiations, peace-building, peacekeeping, humanitarian response and in post-conflict reconstruction. The resolution stresses the importance of their equal participation and full involvement in all efforts for the maintenance and promotion of peace and security.October – Presidential elections in Côte d'Ivoire. The French-speaking country that carries most economic weight in sub-Saharan Africa goes into these elections in a climate of relative calm, compared to the violent upheavals of 1999-2011. The president, Alassane Ouattara, was elected in 2010, re-elected in 2015 and secured a third term in 2020, amid huge opposition protest. In late 2024, it was not known whether Ouattara, in a fresh – and dangerous – self-serving interpretation of the country's constitution, would stand for a fourth time. The controversial former president and opposition leader, Laurent Gbagbo had confirmed he would run.October – Legislative elections in the Czech Republic. ANO, the populist right-wing party of Andrej Babiš, was dislodged from the government in 2021 by a five-member liberal conservative coalition headed by the Civic Democratic Party (ODS) of Petr Fiala. The polls are predicting a resounding victory for Babiš, though falling short of an absolute majority. The businessmen turned politician under the shadow of corruption is tipped to secure a return as prime minister with a nationalist, Eurosceptic rhetoric that is hostile to military assistance for Ukraine.October – Presidential elections in Cameroon. Paul Biya, now in his nineties and the president of the republic since 1982 (he is the fourth longest serving head of state in the world, behind Equatorial Guinea's Obiang, the King of Sweden and the Sultan of Brunei) will run for the post for the eighth straight time. A 2008 amendment to the country's constitution abolished the limit on the number of seven-year terms a president can serve. The conservative and Francophile ruling party the RDPC, has closed ranks behind the elderly and ailing Biya, a de facto dictator at the head of an authoritarian regime that tolerates pluralism but not true electoral competition.October – General elections in Tanzania. Marked by increased political violence against the opposition during the 2024 local elections, these elections will test current President Samia Suluhu Hassan's commitment to democratic reforms or, instead, it will evidence a return of the African country to authoritarianism.October or November – 47th ASEAN Summit, Malaysia. This dynamic bloc of ten Southeast Asian countries, which operates its own free trade area and another, the RCEP, with its regional partners, holds summits twice a year, the autumn summit being the most important on account of the profusion of parallel meetings it hosts. Also taking place at the 2025 edition, then, is the 20th East Asia Summit, the 28th ASEAN+3 Summit and bilateral summits with China (28th edition), Japan (28th), South Korea (26th), India (22nd), the United States (13th) and Australia (5th), as well as one with the UN (15th).November 6 – 50th anniversary of the start of the Green March. The Moroccan occupation of parts of the Sahara through the march of 360,000 volunteers on foot, along with the Sahrawi people's refusal to abandon their right to self-determination, initiated the still-unresolved Western Sahara conflict. In recent years, Spain and France have shifted their stance from supporting a referendum in the territory to expressing interest in Rabat's autonomy plan as a solution.November 10-21 – 30th United Nations Climate Change Conference, Belém. Brazil will host three parallel meetings (COP30, CMP20 and CMA7) of the United Nations Framework Convention on Climate Change, as scientific alerts and extreme climate events mount up on account of global warming. In tune with the general sensation of emergency and to demonstrate its commitment to reducing greenhouse gas emissions, the government of Lula da Silva has chosen as venue for the event the capital of a state, Pará, that takes in the heart of the Amazon rainforest.November 16 – General elections in Chile. In Chile, the sitting president is not eligible to run for an immediate second term, which means that Gabriel Boric, who was elected in 2021 (and whose record in office has led to low approval ratings), will make way for another candidate from Alianza de Gobierno ("Government Alliance") the centre-left coalition in power and successor to Apruebo Dignidad ("Approve Dignity"). A year before the elections, neither the left nor the opposition centre-right or right had clearly defined figures to champion the various sectors.November 27 and 28 – 20th G20 summit, Johannesburg. The South African president, Cyril Ramaphosa, the target of criticism at home on account of a relentless decline in electoral support and rifts within his party, the ANC, has pinned considerable hopes on the outcome of the 20th meeting of the most renowned and influential world leaders forum, which will be held in an African country for the first time. November 30 – General elections in Honduras. The vote will decide the successor to the president, Xiomara Castro, from the left-wing Libre (Liberty and Refoundation) party. Under the country's constitution, Castro is not eligible to seek a second term after the one that began on January 27, 2022. November – Second World Summit on Social Development, Qatar. A second summit, following the one held in Copenhagen in 1995, devoted to just and sustainable social development across the globe. WSSD2, convened by the UN General Assembly, will analyse shortcomings in the application of the Copenhagen Declaration and – say the organisers – should reinvigorate the programme of action for fulfilling the 2030 Agenda. Other directly related instruments are the FfD4, which is to take place in Seville in the summer, and the Summit of the Future, held in New York 2024.November – 32nd APEC summit, Gyeongju. The South Korean coastal city will play host to the heads of state and government of the world's biggest regional economic cooperation and trade group (ahead of the EU/EEA, the RCEP, the TPP and ASEAN), comprising 21 Pacific basin countries including China, the United States, Russia and Japan, as well as 12 of the 25 biggest economies by GDP. The APEC has not managed to form a free trade zone, but its leaders' summits have a deeply political and diplomatic aspect.December 1 – Centenary of the Locarno Treaties. The signing in 1925 of seven international agreements negotiated among Germany, France, the United Kingdom, Italy, Poland, Belgium and Czechoslovakia following a conference held in the Swiss city laid the foundations of a new order of peace, security and inviolability of the borders of Europe in the wake of the First World War. What was often referred to as "the spirit of Locarno" allowed Weimar Germany's entry into the League of Nations, but the advent of Nazism dashed those hopes.First week of December – 10th Summit of the Americas, Punta Cana. Since 1994, the Summit of the Americas has provided the format for the institutionalised political gatherings of the heads of the continent's 35 sovereign states, two of which are not included in the OAS. It takes place roughly once every three years. In 2022, President Biden did not invite the leaders of Cuba, Nicaragua or Venezuela to the summit in Los Angeles as he considered their regimes were dictatorships, a decision that sparked controversy among the other Latin American delegations. The Dominican government is focusing on making the 2025 gathering an "inclusive" event and is looking to avoid controversy.December 14 – 30th anniversary of the Dayton Peace Agreement. The accords signed at the U.S. military base in Dayton brought an end to the Bosnian War, with tragic episodes such as the Srebrenica genocide. In a peace negotiation that overlooked gender issues, Dayton condemned Bosnian women to be survivors of war and victims of peace by failing to address sexual violence as a weapon of war, leaving wounds that remain unhealed. Pending – Ninth CELAC summit and fourth CELAC-EU summit, Colombia. As holder of the presidency pro tempore, the South American country will be in charge of the annual gathering of the heads of state and government of the Community of Latin American and Caribbean States, where 33 sovereign nations of the continent discuss their integration without the presence of the United States or Canada. The bi-regional CELAC-EU summit will seek a common agenda on cooperation and investment, providing a more multilateral context to the association or free trade agreements between the EU and several of America's countries and subregional blocs.Pending – 17th BRICS summit, Brazil. The intergovernmental association formed in 2006 by Brazil, Russia, India and China is expanding rapidly, and in 2025 it will stage its 17th summit in the first of those founding countries. The leaders of the nine member states will attend, as well as those of associated countries and the candidates to join, gathered as BRICS+. The drivers of the forum frame their activities in the contest with the Western powers to achieve a multipolar world order that includes the Global South.Pending – 25th summit of the Shanghai Cooperation Organisation, China. The founding superpower will once again orchestrate the annual gathering of leaders from the SCO, which – alongside the Belt and Road Initiative – is the chief instrument of the People's Republic of China to extend its geopolitical and geo-economic influence in Eurasia on the intergovernmental plane, hand in hand with Russia, its strategic partner. The Heads of State Council of the ten member states will be joined by the leaders of observer and associate countries, under the SCO+ format. Pending – Sixth Quadrilateral Security Dialogue (Quad) summit, New Delhi. India for the first time will host a leaders' summit of the Quad, the discussion forum in which the Asian power engages with the United States, Japan and Australia on both diplomatic and security matters of interest, with an eye on China. The Quad dialogue takes place in conjunction with the Malabar joint air and naval military exercise conducted every year in waters of the Indian or Pacific Oceans.Pending – 34th Arab League summit, Baghdad. Iraq will host the annual meeting of Arab League leaders. Apart from the armed and territorial conflicts tearing several of its members apart (Syria, Sudan, Yemen, Libya, Somalia), the organisation is proving incapable of having a positive influence on ending the wars Israel has been waging against Hamas in Gaza and Hezbollah in Lebanon since 2023. In addition, its stance on Iran is far from unanimous.Pending – 17th summit of the Economic Cooperation Organization, Baku. Azerbaijan, one of the countries gaining most strategic advantage from the war in Ukraine, will host the gathering of presidents of this organisation of ten Eurasian governments that includes Turkey, Iran and the whole of Central Asia, but not Russia or China. The oil-exporting Transcaucasian country already staged COP29 in 2024 and in 2025 it will also be the venue for a summit of the Organization of Turkic States.Pending – Bulgaria to join the OECD. In 2022, the OECD began talks for the entry of six countries: Argentina, Brazil, Bulgaria, Croatia, Peru and Romania. In 2024, they were joined by Thailand and Indonesia. Of them all, the country to have made most progress towards joining the club of developed market-based economies committed to democracy appears to be Bulgaria, which is hoping to become the 39th member state at the end of 2025.Pending – Norway to ban the sale of new petrol and diesel cars. The government in Oslo has set out to ensure that as of 2025 all new cars will have zero carbon emissions, i.e. they will be electric or they will run on hydrogen. The ban by Norway – a major hydrocarbons producer – is a decade ahead of the goal mapped out by the EU. As for overall climate neutrality, it aims to achieve it by 2030, 20 years before the EU. Norway generates much more energy than it consumes and is committed to clean energies like green hydrogenAll the publications express the opinions of their individual authors and do not necessarily reflect the views of CIDOB or its donorsDOI: https://doi.org/10.24241/NotesInt.2024/313/en

[ES]El artículo 5 del "Acuerdo de Asociación Económica, Concertación Política y Cooperación entre los Estados Unidos Mexicanos y la Comunidad Europea y sus Estados Miembros", junto con el artículo 17 de la "Decisión 2/2000 del Consejo Conjunto Comunidad Europea – México", los cuales proponen un programa para establecer las divergencias y similitudes de ambos sistemas, para generar propuestas de aproximación de ambos sistemas aduaneros, fueron la inspiración para realizar esta tesis. En ella realizamos un estudio crítico, descriptivo y analítico de los sistemas jurídicos aduaneros de la Unión Europea y México, con especial énfasis en el nacimiento de la obligación de pago del tributo aduanero para al final del texto realizar un comparativo entre ambos sistemas y las propuestas de aproximación. CAPITULO 1. EL DERECHO ADUANERO COMUNITARIO EUROPEO Este primer capítulo es una introducción al sistema jurídico aduanero que rige en la Unión Europea y de la normativa que lo integra. El capítulo se estructuro de manera lógica deductiva, partiendo de las fuentes y jerarquía de las normas que inciden en esta rama del Derecho. Dividiéndolo para su estudio en tres grandes apartados: Derecho Primario Europeo (Tratados constitutivos); Derecho derivado (Normas dictadas por la Unión Europea «Reglamentos, Directivas, etc.»); y el Derecho aduanero de los Estados miembros (legislación interna en materia aduanera de los Estados miembros). 1.1. El Derecho primario y la atribución de competencias en la materia aduanera Comunitaria. Como su nombre lo indica en esté capitulo estudiamos la atribución de competencias en materia aduanera entre la Unión Europea y los Estados Miembros; en el lapso de elaboración de la tesis nos permitió observar la evolución de las normas fundamentales europeas y como fueron cada vez más claras en la delimitación de competencias, sin que ello signifique que sea un tema superado como vimos a lo largo de la tesis. El artículo 2 del Tratado de Funcionamiento de la Unión Europea (TFUE) establece las categorías de competencias de la Unión, estableciendo las características de cada una de las tres categorías establecidas: Competencia exclusiva, competencia compartida y competencia subsidiaria. El artículo 3º TFUE agrupa aquellas materias en las que la Unión Europea tiene competencia exclusiva; y el artículo 4º TFUE las competencias compartidas entre la Unión Europea y los Estados miembros. Las materias comprendidas en la categoría de las competencias subsidiarias serán aquellas en las que no se hayan previsto los poderes de acción necesarios , es decir materias distintas a las listadas en los artículos 3 y 4 del TFUE. Dada la naturaleza del derecho aduanero comunitario, la generalidad y la interrelación de las competencias de las Políticas de la Comunidad, su regulación se encuentra inmersa en varias políticas comunitarias de distinta categoría competencial entre las que destacan: la Unión aduanera (competencia exclusiva) ; la política comercial común (competencia exclusiva) ; mercado interior (competencia compartida) . Lo anterior nos llevó a la necesidad de analizar la Unión aduanera y los elementos que la componen dentro del marco del derecho primario comunitario. 1.1.1 Concepto de Unión Aduanera El artículo 28.1 TFUE (antiguo Art. 23 del Tratado CE) prescribe lo siguiente: «La Unión comprenderá una Unión aduanera, que abarcará la totalidad de los intercambios de mercancías y que implicará la prohibición, entre los Estados miembros, de los derechos de aduana de importación y exportación y de cualesquiera exacciones de efecto equivalente, así como la adopción de un Arancel Aduanero Común en sus relaciones con terceros países». Este artículo declara así la importancia de la Unión aduanera como fundamento de la comunidad y de los principios básicos en los que se sustenta: la eliminación de obstáculos al comercio intracomunitario (derechos de aduana, exacciones de efecto equivalente y restricciones cuantitativas) y el establecimiento de un Arancel Aduanero Común en sus relaciones con terceros países. En términos generales es lo más aproximado a una definición de Unión aduanera que otorga el Tratado CE, sin que contenga todos los elementos que integran la Unión aduanera comunitaria. Del estudio realizado a lo largo del apartado encontramos tres elementos esenciales de la Unión aduanera comunitaria que nos ayuda a comprender el porqué de la competencia exclusiva de la UE y la naturaleza de ésta figura jurídica: • La supresión de todos los derechos de aduana y las restricciones entre los Estados miembros. • La creación de un Arancel Aduanero Común (AAC), aplicable en toda la Comunidad Europea a las mercancías procedentes de terceros países. • La política comercial común como componente externo de la Unión aduanera. Elementos que fueron analizados en apartados individuales como veremos a continuación. 1.1.2 Elementos esenciales de la Unión Aduanera 1.1.2.1 La supresión de los derechos de aduana y las restricciones al tráfico de mercancías entre los Estados miembros. El primero de los tres elementos esenciales de la Unión aduanera a los que hacíamos alusión anteriormente se corresponde íntegramente con la acción prevista por el derogado inciso a) del artículo 3.1 CE, cuyo fin perseguido es lograr la unidad de mercado entre los Estados miembros, como apuntaba la STJCE de 13 de diciembre de 1973. "La supresión entre los Estados miembros de los derechos de aduana de importación y exportación o exacciones de efecto equivalente" se trata en el actual artículo 30 TFUE, antiguo artículo 25 CE que sufrió modificaciones tras el Tratado de Ámsterdam, concentrando en el texto del artículo los principios de la antigua "sección primera" del Capítulo de la Unión aduanera . La supresión de derechos de aduana entre los Estados miembros no representó problema alguno, ya que la entrada en vigor del Arancel Aduanero Común conllevó la eliminación de los aranceles nacionales. No ocurrió lo mismo con la supresión de las exacciones de efecto equivalente dada su indefinición en el TCE, por lo que el TJCE tuvo que intervenir a efectos de definirla y marcar sus límites. El Tribunal establece que «una carga pecuniaria, aunque sea mínima, impuesta unilateralmente, cuales quiera que sean su denominación y su técnica, que grave las mercancías nacionales o extranjeras a su paso por la frontera, cuando no sea un derecho de aduana propiamente dicho, constituye una exacción de efecto equivalente, en el sentido de los artículos 9 y 12 del Tratado, aunque no sea percibido en beneficio del Estado, ni ejerza ningún efecto discriminatorio o proteccionista y aunque el producto gravado no haga competencia a una producción nacional» . Otra de las modificaciones efectuadas por el Tratado de Ámsterdam al artículo 25 CE y que persiste en el actual artículo 30 TFUE, es la de hacer extensiva la prohibición de establecimiento de derechos de aduana a "los derechos de aduana de carácter fiscal", según lo contemplaba el artículo 17 del Tratado CEE (Derogado por el Tratado de Ámsterdam). Prohibición que justifica la jurisprudencia del TJCE a fin de prever fallos ante prácticas fiscales o aduaneras que pudieran obstaculizar la libre circulación de mercancías . Los redactores de los Tratados Constitutivos y el TJCE, no consideran que los derechos de aduana de carácter fiscal estén automáticamente incluidos en el concepto de derechos de aduana , y retoman la clasificación de los derechos de aduana en "protectores" o "fiscales", según sea el fin perseguido: "salvaguarda de la producción nacional frente a las importaciones" o "recaudatorio", respectivamente. Clasificación que no está exenta de polémica, prueba de ello es que ante la dificultad de diferenciación entre fiscalidad y proteccionismo del ya citado artículo 17 del Tratado CE (Anterior al tratado de Ámsterdam), se estipulaba que los Estados miembros debían de hacer del conocimiento de la Comisión sus derechos de aduana de carácter fiscal. Ante lo anteriormente expuesto hubo necesidad de plantearnos la naturaleza jurídica de los derechos de aduana, llegando a la conclusión de la inviabilidad de tratar de separar la fiscalidad y parafiscalidad de los derechos de aduana pues ambos fines no se manifiestan en forma independientes, en tanto el derecho aduanero de carácter fiscal en la mayor parte de la veces, estará protegiendo directa o indirectamente un producto determinado. En tanto que los derechos de carácter protector aun cuando su función es desincentivar una importación o exportación, y/o equiparar los precios respecto a los productos nacionales, terminan reportando ingresos a las arcas comunitarias. Así, la distinción entre uno y otro fin estará de acuerdo a la primacía del fin perseguido y no a la separación entre ambos. 1.1.2.2. El establecimiento del Arancel Aduanero Común y la Política Comercial Común. El establecimiento del Arancel Aduanero Común (AAC), fue sin duda el gran detonante del nuevo orden jurídico comunitario en varios aspectos, como se desprende de sus objetivos fundamentales en términos del TJCE: uniformizar las cargas aduaneras, impedir la desviación del tráfico comercial y la distorsión en la libre circulación de mercancías en las condiciones de competencia . aparejada la concesión de la competencia exclusiva al Consejo para la determinación de los derechos arancelarios, dotando implícitamente por este medio al Consejo de una competencia material para regular el correcto funcionamiento de la Unión aduanera, que excluye la participación de los Estados miembros en la regulación del comercio intracomunitario y el intercambio comercial con terceros países, concentrando en la CE la competencia material para normar unilateralmente estos rubros, así como de todas aquellas materias necesarias para regular el correcto funcionamiento de la Unión aduanera comunitaria y garantizar el estricto apego y consecución de los principios postulados en el artículo 27 CE (actual artículo 32 TFUE) , cerrando con ello el círculo de la denominada "vertiente interna" de la Unión aduanera. Sin embargo el AAC tiene también una vertiente convencional, consecuencia de acuerdos internacionales suscritos por la Comunidad con terceros países y/o organismos internacionales, sustentada en la facultad que posee la Comunidad en el ámbito material de la "Política comercial común" , dando origen a la denominada "vertiente exterior" de la Unión aduanera, la cual se encarga de regular las relaciones comerciales de la Unión con terceros países y/o organismos internacionales a través de la firma de acuerdos arancelarios o comerciales . 1.2. El Derecho aduanero derivado. En lo que refiere al derecho derivado, realizamos un estudio analítico-descriptivo de las normas más relevantes en materia aduanera que influyen en el nacimiento de la deuda aduanera; que aparte de brindarnos el marco jurídico sobre el que se desenvolvería gran parte de nuestra tesis, nos permitió observar algunos tópicos relevantes dignos de estudio ulterior en otros trabajos de investigación, pero que tocamos y desarrollamos sucintamente, como por ejemplo la inadecuada fundamentación del Código Aduanero, el cual está indebidamente fundamentado en el artículo 95 del Tratado de la Comunidad Europea, pues como quedó demostrado en el capítulo I, el Código aduanero se refiere a disposiciones fiscales en los términos del apartado 67 de la sentencia del TJCE, de fecha 29 de abril de 2004, Comisión/Consejo (C‑338/01, Rec. p. I‑4829), por lo que al igual que en el caso expuesto en la referida sentencia, el artículo 95 CE no es la base jurídica adecuada para la adopción de los códigos aduaneros tanto de 1992 como el modernizado de 2008, debiendo haber sido adoptados con base en los artículos 93 y 94 CE, en virtud del carácter impositivo de los derechos arancelarios. En consecuencia, debería de decretarse la nulidad de ambos ordenamientos en los términos de artículo 264 del TFUE. 1.3. El Derecho aduanero de los Estados miembros. Es este sin duda el punto más desconocido del Derecho aduanero comunitario pues, si partimos de la exclusividad de la materia aduanera a favor de la Unión Europea, descartaríamos de entrada toda participación legislativa de los Estados miembros. Sin embargo esto no es así de tajante, Si bien es cierto que la materia aduanera es exclusiva de la Unión y que el artículo 2.1 del TFUE, establece que «Cuando los Tratados atribuyan a la Unión una competencia exclusiva en un ámbito determinado, sólo la Unión podrá legislar y adoptar actos jurídicamente vinculantes», también es cierto que el mismo numeral en el mismo párrafo, abre la posibilidad de que los Estados miembros legislen en materias exclusivas de la Unión, condicionándolos a la permisión expresa de la Unión o la aplicación de actos de la Unión . La Unión ha legislado en torno a la parte sustantiva del derecho aduanero, es decir, nacimiento de la obligación aduanera, regímenes, sujetos pasivos, tarifa, etc. La parte procedimental la ha delegado a los Estados miembros en virtud de que son estos los encargados de la gestión y recaudación de los tributos aduaneros, centrándose sobre todo en la parte de organización, estatutos de las autoridades aduaneras, sanciones y procesos de impugnación; sin embargo vemos un escaso o nulo desarrollo normativo en este rubro, pues como comentamos anteriormente la delimitación de competencias no queda aún clara para muchos Estados Miembros, lo que ha llevado a un vacío legislativo o contradicciones normativas en la gestión aduanera, creando importantes diferencias de aplicación de la normativa aduanera entre los distintos Estados Miembros, siendo necesario unificar la normativa aduanera de gestión, pues siendo la composición del Derecho aduanero en su mayor parte normas de carácter formal, es indispensable evitar distorsiones en su aplicación, requiriéndose su regulación desde Bruselas, sin importar que su gestión siga a cargo del personal de los Estados miembros. CAPÍTULO 2. EL NACIMIENTO DE LA DEUDA ADUANERA. En esté capitulo partimos de la definición, conceptos que integran la deuda aduanera y sobre todo los supuestos que la generan, haciendo un estudio pormenorizado de cada uno de ellos en torno a sus características y naturaleza jurídico tributarias. El Código aduanero comunitario contempla ocho supuestos que dan origen a la deuda aduanera a la importación , mientras que el Código aduanero modernizado contempla cinco supuestos agrupados en dos categorías: "Despacho a libre práctica e importación temporal" y "Deuda aduanera nacida por incumplimiento", no obstante esta clasificación nos parece parcialmente acertada, debiendo de completarse con una tercera categoría correspondiente a la importación irregular que no en todos los casos corresponde a una omisión de trámite, sino que nace de una naturaleza distinta como es la "Sustracción de la vigilancia aduanera de una mercancía sujeta a Derechos de importación". En este estudio nos percatamos que los diferentes supuestos generadores de la deuda aduanera tienen particularidades específicas en cuanto al uso, destino, temporalidad y modo de ingreso; pero todos y cada uno de ellos comparten un elemento objetivo común que denominamos "hecho imponible genérico". Por lo cual iniciamos el estudio de la figura de la deuda aduanera partiendo del análisis del "hecho imponible genérico", para posteriormente estudiar los supuestos contenidos en el código aduanero en dos grandes grupos: "La importación regular" (en este mismo capítulo) y la deuda aduanera generada por irregularidades e incumplimiento (Supuestos a los que les dedicamos el capítulo 3). 2.1. El hecho imponible genérico. En todos los supuestos generadores, el elemento objetivo común es la incorporación de la mercancía al circuito económico, como lo puso de manifiesto expresamente la Sentencia del Tribunal de Justicia de la Comunidad Europea (Sala Tercera) de 29 de abril de 2010, en el asunto C 230/08, Dansk Transport og Logistik y Skatteministeriet, apartado 91. Debiendo entender por "circuito económico" la actividad económica (transacciones de bienes y servicios) que se realiza en un país o economía determinada. Por lo que la incorporación de una mercancía al circuito económico equivale a la factibilidad de que la mercancía importada pueda ser objeto de comercialización o consumo en el espacio físico del país o economía de que se trate. Este hecho generador, inexplorado por la mayor parte de la doctrina, me llevo a plantearme dos elementos sustanciales: en primer lugar, la naturaleza jurídica del mercado o economía donde se desarrolla el circuito económico y, en segundo lugar, la naturaleza jurídico-tributaria de la prestación económica requerida por tal concepto. a) Naturaleza jurídica del mercado o economía. Para contestar está pregunta, regresamos nuevamente a los Tratados Constitutivos de la Unión y a lo expuesto en el capítulo I de la tesis, donde concluimos que: la Unión Europea esta forjada bajo un esquema jurídico-económico en el que la mayor parte del Tratado de Funcionamiento de la Unión y tratados predecesores tienen un espíritu de regulación netamente económico, cuyo objetivo primordial es la consecución de la unión económica, que se consolida en un mercado interior único. El mercado interior es catalogado por los propios Tratados constitutivos, la legislación deriva, la jurisprudencia y la doctrina: como fundamento y la esencia de la Comunidad Europea, espacio en el que se desarrolla el intercambio de bienes, servicios y capital; entre los distintos actores del circuito (consumidores, productores, vendedores), al amparo de las cuatro libertades fundamentales que consagra el mercado interior: libre circulación de personas, bienes, capitales y servicios . De la fragmentación de los elementos esenciales que lo integran, se desprenden dos conceptos torales: en primer lugar, su referencia a un espacio físico territorial, en el que se garantiza la realización de sus otros elementos en forma de libertades, políticas y principios. Al hablar de un espacio físico, hablamos de un bien determinado del Estado, como lo es el territorio. En segundo término, el resto de sus elementos conforman bienes de carácter inmaterial que conjuntamente identifican al mercado común como una parte inherente a la propia Unión, pues basta con revisar cualquiera de los Tratados constitutivos o la reciente Comunicación de la Comisión «COM(2012) 573» para verificarlo. Resulta evidente que el mercado forma parte inherente al Estado y, en este caso, a la Unión Europea; resulta innecesario buscar la naturaleza de algo que es intrínseco a sí mismo, pues sea cual sea la teoría en torno a la naturaleza de los bienes demaniales, todas coinciden en que un bien de dominio público es algo que por su propia naturaleza es inherente al Estado, por lo cual se confirma el de bien de dominio público que tiene el mercado interior. 2.2 Naturaleza jurídica tributaria de los tributos a la importación. El Código Aduanero Modernizado y ninguna otra norma de la Unión Europea encasilla los derechos de importación dentro de una clasificación específica de tributos. El debate doctrinal respecto de la naturaleza tributaria de los tributos a la importación ha sido una constante en los últimos años, por lo cual hubo necesidad de contrastar las diversas teorías que ubicaban a los derechos arancelarios bajo las más diversas figuras jurídicas tributarias o inclusive a aquellas que les negaban su carácter tributario, para poder arribar a una conclusión al respecto. Por lo que tomando de base esas contrastaciones y las conclusiones arribadas respecto de que: a) El hecho imponible de la importación consiste en la entrada de una mercancía extranjera al circuito económico o economía interna (Comunitaria o nacional, según sea el caso); b) El mercado o economía es considerada un bien de dominio público. Nos planteamos la posibilidad de estar en la presencia de una tasa por utilización de un bien de dominio público, por lo que ahora deberíamos de probar la existencia de esa utilización. Concluimos que la utilización especial del bien de dominio público denominado mercado, se produce de la siguiente forma: La Unión o el Estado en su caso, crean condiciones propicias para el intercambio de bienes y servicios, que beneficien a todos, procurando el desarrollo nacional; ejerciendo su actividad rectora con el fin de mantener, equilibrar y facilitar ese sistema de intercambios. Al ingresar una mercancía exógena al circuito económico, se sirve de las condiciones propiciadas por él Estado, las cuales de no existir sería imposible que se llevaran a cabo los intercambios comerciales, por lo que al servirse de ellas se está haciendo uso de un bien de dominio público como es el circuito económico. Si bien todas las mercancías utilizan el mismo bien denominado mercado, el grado de utilización es decir el impacto del mercado es distinto dependiendo el tipo de mercancías, origen y el destino de cada una de ellas, como ejemplificaremos en el párrafo siguiente. Como vimos en el capítulo II, el mercado tiene múltiples acepciones, pero todas ellas siempre describen un bien limitado por su propia naturaleza (territorial, sectorial, productiva, etc.). Esa limitación propia del mercado, hace que el acceso al circuito económico (intercambio de bienes y servicios) sea preferente para los productos que se generan internamente y que puedan competir entre sí en igualdad de términos y condiciones para sostener un equilibrio, pues cualquier desigualdad causaría un desequilibrio en el mercado que repercutiría en perjuicio de la colectividad, por lo que la entrada de una mercancía extranjera a este circuito económico puede causar un perjuicio al interior del mercado, ya sea por traer un precio más bajo que el producto nacional, o bien saturar el mercado y no dejar espacios para los productos nacionales. Cuando hay una sobre producción, o escasea cierta materia prima, es necesario relacionarse con otros mercados a fin de compensar las necesidades del mercado y conseguir un equilibrio. Cuando el flujo es constante entre los mercados se mantiene un equilibrio, pero si el flujo es de distinta intensidad o en un solo sentido, se satura el mercado receptor y puede colapsar su economía, de igual forma la ausencia de cierta materia prima en el mercado interior puede ocasionar el mismo efecto devastador. Con lo cual queda plenamente probado, la existencia de una utilización especial de un bien de dominio público denominado mercado, y por tanto la naturaleza jurídica de los derechos arancelarios, como tasas por utilización de un bien de dominio público, en esté hecho imponible genérico. 2.3 La importación regular En este epígrafe se estudiaron los hechos imponibles que catalogamos como importación regular, es decir, aquellos que se realizan cumpliendo con todos los requisitos formales y materiales que establece la norma, y que el Código aduanero modernizado agrupa en el artículo 44 (Anterior artículo 201) bajo el título Despacho a libre práctica e importación temporal. Atendiendo a sus particularidades y contrastándolos con el hecho imponible genérico y su naturaleza jurídica. 2.3.1. El despacho a libre práctica La particularidad del despacho a libre práctica respecto del ya estudiado hecho imponible genérico se encuentra por una parte en las implicaciones o deberes formales y materiales previstos en el apartado 2, los cuales se deben cumplir para que las mercancías puedan ser legalmente introducidas en el mercado comunitario o destinadas a utilización o consumo privados dentro de la Comunidad, que es el verdadero hecho imponible y no el despacho a libre práctica, que es la formalización de esa introducción legal . Por otra parte el efecto o estatus de mercancías comunitarias que concede el despacho a libre práctica a las mercancías no comunitarias, en el apartado 3, es sin duda alguna otro elemento accesorio y de distinción, respecto del hecho imponible genérico. Una vez analizados todos sus elementos, llegamos a la conclusión que nos encontramos en este supuesto con una tasa en la que concurren los dos presupuestos elementales: la utilización de un bien de dominio público que es el circuito económico y, por ende, el mercado común y por otra parte, la prestación de un servicio de forma directa y particularizada, que es la certificación de que la mercancía se encuentra en condiciones de acceder al circuito económico en igualdad de circunstancias que las mercancías comunitarias, cubriendo como pago la proporción del coste económico que tiene para el circuito económico de la Comunidad la incorporación de la mercancía. 2.3.2. La importación temporal. Naturaleza jurídico-tributaria del cobro por incorporación de la mercancía al régimen de importación temporal. Como apuntábamos anteriormente, el segundo supuesto de importación regular previsto por el apartado b) del artículo 44.1 del CAM presenta particularidades que hacían necesario su estudio por separado del supuesto anterior, como veremos en el transcurso de este sub-epígrafe. En primer lugar habría que apuntar que, además de lo previsto en el Código aduanero modernizado y en el Reglamento 2454/93, el régimen de importación temporal está regulado por la Decisión del Consejo 93/329/CEE, que a su vez es un acto de adopción del Convenio Internacional de Estambul relativo a la importación temporal de 26 de Junio de 1990 (en lo progresivo será citado únicamente como Convenio de Estambul). Del estudio de las diversas normativas que regulan la importación temporal la importación temporal, concretamos las siguientes características: 1. En primer lugar el Código de 1992 nos marca que se trata de una permisión, que si bien el Código aduanero modernizado en su versión en castellano no hace mención expresa, recordaremos que en su versión en inglés se refiere al término "Temporaly Admissión", a la que identificábamos con el mismo concepto de permisibilidad. 2. En segundo término, podemos destacar que se restringe el fin de su entrada únicamente al uso de la mercancía, lo que supone una diferencia diametral con el hecho genérico y con el despacho a libre práctica, pues existe una limitación del tipo de mercancías que están sujetas a este régimen, además de existir una limitación directa de dominio. 3. La temporalidad de la permisión y de la permanencia de la mercancía en el territorio aduanero de la Comunidad. 4. La exención parcial o total de los derechos de aduana. 5. La no sujeción de las mercancías a las medidas de política comercial. El elemento objetivo del hecho imponible sigue siendo el mismo que en el supuesto genérico y que en el despacho a libre práctica, "la incorporación de la mercancía en el circuito económico de la Comunidad", por lo que la naturaleza jurídico-tributaria sería la misma, en un principio. El tipo aplicable va en proporción al grado de utilización del circuito económico pero, como ya hemos venido apuntando en párrafos anteriores, encontramos un rasgo muy marcado en este régimen que es lo referente a la autorización previa . Esto implica una actuación de autoridad a fin de que se pueda llevar a cabo el hecho imponible, por lo que al consistir en un acto de permisión es una contraprestación directa de la autoridad que otorga al importador. Sin embargo, como apunta la profesora AGULLÓ AGÜERO, «En el caso del gravamen aduanero, el establecimiento del mismo resulta obvio que responde a un deseo de gravar las mercancías extranjeras que se introducen en el interior para equipararlas en el mercado a los productos nacionales; de ningún modo por tanto, para financiar una actividad de la Administración o de la Aduana en particular» , lo que nos regresa a nuestra posición genérica de considerarla una tasa por la utilización de un bien de dominio público. CAPÍTULO 3. LA DEUDA ADUANERA GENERADA POR IRREGULARIDADES E INCUMPLIMIENTO. Por la particularidad de estos supuestos se tomó la decisión de verlos en un capítulo distinto, pues si bien son formas de nacimiento de la deuda aduanera, son supuestos atípicos en el común del derecho tributario. El artículo 79 del Código Aduanero de la Unión (CAU) (Anterior 46 del Código Aduanero Modernizado «CUM») regula lo que denomina: "Deuda aduanera nacida por incumplimiento". Este artículo agrupa los supuestos anteriormente contenidos en los artículos 202, 203, 204 y 205 del Código Aduanero. Para su estudio hemos decidido dividir los supuestos contemplados en este artículo en dos grupos, un primer grupo al que denominamos «nacimiento de la deuda aduanera por importación irregular», y otro respetando el nombre que da el Código Aduanero de la Unión «nacimiento de la deuda aduanera por incumplimiento». La división obedece que el primer grupo propuesto, trata de supuestos que marcan una acción directa de contravención a la norma, al incorporar la mercancía al circuito económico de la Comunidad eludiendo el control de las aduanas y por consecuencia el pago correspondiente de los derechos, es por ello que se titulan irregulares. En tanto el segundo grupo habla de omisiones a la norma, pues la mercancía ya se había incorporado de forma regular y el cobro nace por un incumplimiento de las formalidades o fines a los que se sujetaba la incorporación . 3.1 EL NACIMIENTO DE LA DEUDA ADUANERA POR IMPORTACIÓN IRREGULAR. Analizaremos en este epígrafe los supuestos que regulaban antiguamente los artículos 202 y 203 del Código Aduanero, hoy contenidas en el artículo79.1 del Código aduanero de la Unión; es decir, lo relativo a: • Introducción irregular en el territorio aduanero de la Comunidad de una mercancía sujeta a derechos de importación; • Introducción irregular en el resto del territorio aduanero de la Comunidad de una mercancía sujeta a derechos de importación, que se encuentre en una zona franca o depósito franco; y • Sustracción de la vigilancia aduanera de una mercancía sujeta a derechos de importación. 3.1.1. La introducción irregular El Código aduanero en el artículo 202.1 contemplaba como introducción irregular «cualquier introducción que viole las disposiciones de los artículos 38 a 41 y del segundo guion del artículo 177». Texto que ya no aparece de forma literal en el artículo 46 del Código aduanero modernizado y 79 del Código aduanero de la Unión , los cuales conjugan el contenido del texto anterior, sin hacer referencia específica a artículo alguno del código, describiendo de manera general los incumplimientos que generan el nacimiento de la deuda aduanera. Por lo que de conformidad con los preceptos antes citados podemos establecer de manera general que las violaciones o incumplimientos a que se refiere la normativa, son generadas por contravenir disposiciones relativas: a la vía de ingreso de las mercancías; al traslado de la mercancías al lugar apropiado (aduana, zona franca o cualquier lugar señalado por la autoridad aduanera), puesta a disposición de las mercancías ante las autoridades aduaneras; la presentación de las declaraciones correspondientes, y de igual forma en lo relativo a la incorporación de mercancías de zonas francas al territorio de la comunidad. 3.1.1.1. La introducción de la mercancía por las vías determinadas. El artículo 135. 1 del CAU, como sus predecesores (38.1 del CA y 92.1 del CAM) establecen como obligación la entrada de la mercancía utilizando la vía determinada por las autoridades aduaneras, es decir a través de los puntos fronterizos reconocidos por la Unión para tales efectos y que se encuentran bajo vigilancia de las autoridades aduaneras. La introducción de la mercancía por un paso no autorizado no constituye por sí misma un hecho generador de deuda aduanera, pues "una «introducción irregular» existe únicamente después de que la persona haya abandonado el puesto fronterizo o haya manifestado de modo inequívoco su intención de no declarar las mercancías ante las autoridades aduaneras" . 3.1.1.2. La obligación de traslado de la mercancía al lugar apropiado. Atinadamente el artículo 135 del Código Aduanero de la Unión fue titulado "Traslado al lugar apropiado"; en esencia, trata de la primera exigencia para una importación legal: el que la mercancía una vez que haya entrado al territorio aduanero de la comunidad sea llevada a la aduana o zona franca correspondiente. Al igual que en el supuesto anterior, entenderemos que una mercancía no ha cumplido estas disposiciones, es decir, que se ha devengado la deuda aduanera por incumplimiento, cuando la mercancía se ha internado en el territorio comunitario más allá de la primera oficina aduanera sin haber sido conducida hasta allí y sin que haya sido presentada en aduana, con el consiguiente desconocimiento de las autoridades aduaneras . El elemento objetivo del tributo es la incorporación de la mercancía al circuito económico y no la forma en que ésta se realiza, reforzamos nuestra hipótesis del hecho genérico, pues en todas las consideraciones vertidas por las distintas jurisprudencias citadas en este apartado, sale a resaltar como hecho generador de tributación la posibilidad de incorporación de la mercancía al circuito económico de la comunidad, que como ya hemos dicho reiteradamente se traduce en la factibilidad de comercialización o consumo de la mercancía extracomunitaria en el territorio comunitario. El hecho de que la incorporación se dé ilícitamente, no impide que se cumplan todos los elementos que componen el hecho imponible genérico, es decir la entrada de una mercancía extracomunitaria en el territorio aduanero de la comunidad, con la potencialidad real de ser comercializadas o consumidas en el mismo, lo que equivaldría a su incorporación al circuito económico. Por lo que cumpliéndose los presupuestos previstos en la norma, no existe impedimento alguno para que se devengue el tributo y nazca la deuda aduanera , pues como hemos recalcado a lo largo de este capítulo, la sanción y el tributo son independientes uno del otro, lo cual, acorde a las reiteradas jurisprudencias citadas del TJCE, el principio de neutralidad fiscal se opone directamente a una diferenciación entre las operaciones lícitas y las ilícitas ; además de que de no ser así, se violarían los principios de generalidad e igualdad tributaria, al exentar indebidamente y tratar de forma desigual dos hechos iguales , que es la incorporación de la mercancía al circuito económico de la comunidad. 3.1.1.3. El traslado en circunstancias especiales. El artículo 137 del Código Aduanero de la Unión (Anterior 92 del Código Aduanero Modernizado y 39 del Código Aduanero Comunitario) , que lleva título homónimo al de este apartado, establece una obligación formal de informar a la autoridad aduanera de la entrada de una mercancía al territorio aduanero, cuando por cuestiones de fuerza mayor o caso fortuito, no puedan ser trasladada a los lugares indicados de conformidad al artículo135 del CAU , convirtiéndose en una excepción únicamente a la obligación formal del traslado, pues en concordancia con lo establecido por el artículo 5, apartado 33 del Código Aduanero de la Unión , el hacer del conocimiento a las autoridades aduaneras de la entrada de la mercancía al territorio comunitario, equivale a la presentación de la mercancía en aduana. En esencia, existe identidad de este supuesto con la obligación de traslado a lugar apropiado, pues en ambos casos la finalidad de la obligación consiste en garantizar que se informe a las autoridades aduaneras no sólo de la llegada de las mercancías, sino también de todos los datos pertinentes relativos al tipo de artículo o de producto de que se trate, así como a la cantidad de tales mercancías , por lo que sería ocioso repetir aquí las consideraciones vertidas en el apartado inmediato anterior. 3.1.1.4. La presentación en aduana de las mercancías El artículo 139 del CAU (Anterior 95 del COM y 40 del CA) , establece el deber de que una vez ingresada la mercancía a un recinto aduanero o a algún otro tipo de lugar autorizado, deberá presentar la mercancía ante la aduana, obligación que comentábamos en el epígrafe anterior se encuentra definida por el artículo 5, inciso 33, como: «la notificación a las autoridades aduaneras de la llegada de las mercancías a la aduana, o a cualquier otro lugar designado o autorizado por aquellas, y de su disponibilidad para los controles aduaneros». Como ya vimos en la multicitada jurisprudencia del Tribunal de Justicia de la Comunidad Europea de 02 de abril de 2009, asunto 459/07, la generalidad de supuestos contenido en los artículos 38 al 41, así como el guion segundo del artículo 177, recaen sobre el mismo supuesto de traslado y presentación en aduana, que ha sido ampliamente estudiado. 3.1.2. La sustracción a la vigilancia aduanera de una mercancía sujeta a derechos de importación El artículo 203.1 del Código aduanero establecía como hecho generador de la deuda aduanera "la sustracción a la vigilancia aduanera de una mercancía sujeta a derechos de importación", pero al igual que el artículo 202 tras las reformas fue fundido en un solo artículo junto con los supuestos previstos por el artículo 202, 204 y 205; hoy contenidos en el artículo 79, inciso a) del Código Aduanero de la Unión. Nos encontramos ante un supuesto de impedimento a la actividad inspectora de la autoridad tributaria que tiene los efectos de falta de presentación de la mercancía y cuyo hecho imponible, al igual que los supuestos estudiados en apartados anteriores, se constriñe a un ingreso irregular de la mercancía al territorio comunitario y su posible incorporación al circuito económico de la Comunidad. En este caso, la incorporación se presume realizada al momento que la mercancía es sustraída de la vigilancia aduanera, y la sustracción tiene por objeto incorporar la mercancía sustraída al circuito de económico de la Comunidad . Por tanto en este supuesto, al igual que en todos los supuestos estudiados de importación irregular, estaremos en presencia de una tasa por utilización de bienes de dominio público, según los razonamientos expuestos en el apartado 3.1.1.2 de este estudio. 3.2. EL NACIMIENTO DE LA DEUDA ADUANERA POR INCUMPLIMIENTO. Los artículo 204 y 205 del Código Aduanero Comunitario (hoy contenidos en el artículo 79 del Código Aduanero de la Unión) contemplan dos supuestos a los que nosotros hemos denominado genéricamente como "nacimiento de deuda aduanera por incumplimiento o inobservancia", en tanto en ambos supuestos las mercancías ya habían ingresado de forma regular al territorio aduanero comunitario, generándose la deuda cuando el importador deja de cumplir las obligaciones y los requisitos ligados a los distintos regímenes aduaneros . En ambos artículos se describen formas específicas de dichos incumplimientos, mismas que describiremos en los siguientes párrafos. 3.2.1. La deuda aduanera por incumplimiento El artículo 204.1 del Código Aduanero establecía en su apartado a), que dará nacimiento a la deuda aduanera de importación «el incumplimiento de cualquiera de las obligaciones a que quede sujeta una mercancía sometida a derechos de importación como consecuencia de su estancia en depósito temporal o de la utilización del régimen aduanero en el que se encuentre». La incorporación de las mercancías en alguno de los regímenes económicos, permiten que éstas ingresen al territorio aduanero, al margen del circuito económico, por lo que en tanto se cumpla con las condiciones de operación de los regímenes, no nace la deuda aduanera pues las mercancías no ingresan al circuito económico de la comunidad . Si por el contrario existe una vulneración del régimen, y esta violación tiene consecuencias reales que impidan el correcto funcionamiento del régimen aduanero, nacerá la deuda aduanera , pues dicha vulneración presupondría que la mercancía se ha incorporado al circuito económico de la comunidad y por lo tanto es sujeta de gravamen, al no darse las condiciones para gozar de los beneficios que otorga el régimen . Al ser, pues, el elemento objetivo de la tributación la incorporación de la mercancía al circuito económico de la Comunidad, al igual que todos los supuestos estudiados anteriormente resulta innecesario el repetirlo en este epígrafe. 3.2.2. La deuda aduanera por consumo en zona franca El artículo 205 del Código aduanero establece: «1. Dará origen a una deuda aduanera de importación: el consumo o la utilización, en una zona franca o en un depósito franco, en condiciones distintas de las previstas por la normativa vigente, de una mercancía sujeta a derechos de importación». Este supuesto no es sino una forma de incumplimiento de las obligaciones que se encuentra sujeta una mercancía en un régimen específico como lo es la estancia de una mercancía en depósito aduanero o en la zona franca. La materialización del hecho imponible, es decir la introducción de la mercancía en el circuito económico de la Comunidad, se da con el consumo de la mercancía dentro de estas zonas, pues si bien las mercancías no han salido del recinto hacía otra parte del territorio aduanero, con su consumo se han integrado al circuito económico de la Comunidad, pues recordemos que "la entrada de la mercancía al circuito económico de la Comunidad", equivale a que la mercancía importada pueda ser objeto de comercialización o consumo en el mercado interior europeo, como lo deja ver la sentencia del TJCE de fecha 29 de abril de 2010, caso: C-230/08, en su considerando 63 , desplazando con ello a mercancías comunitarias. CAPÍTULO 4. EL DERECHO ADUANERO MEXICANO. En este capítulo repetimos el análisis efectuado en el derecho aduanero comunitario, pero ahora desde la perspectiva del derecho mexicano, a efectos de poder realizar en el capítulo siguiente, un estudio comparativo entre ambos. Iniciamos con un estudio histórico del derecho aduanero mexicano, pues es interesante el desarrollo histórico que ha tenido en los últimos 30 años, pues de ser una economía cerrada que se demuestra con su tardía incorporación al Acuerdo General Sobre Aranceles Aduaneros y Comercio en 1986, a ser hoy en día uno de los países que más tratados comerciales tiene firmados, y por ende una de las normativas aduaneras más "armonizadas" a los estándares de la Organización Mundial de Comercio. 4.1. Antecedentes de la tributación aduanera en México. El proceso histórico de la legislación aduanera en México lo podríamos dividir por épocas: la etapa colonial, la post- independentista, el porfiriato, la post-revolucionaria, y la contemporánea. En cada una de estas etapas se han marcado posiciones muy claras y hasta cierto punto contradictorias del derecho aduanero en México. En este epígrafe se pretende dar un bosquejo general de la evolución histórica del Derecho Aduanero mexicano, sin pretender en ningún momento hacer un estudio exhaustivo del mismo, pues desbordaría el objeto de esta tesis y nos desviaría del objetivo principal perseguido. 4.2. Fuentes y jerarquía de las normas aduaneras en México El Derecho aduanero, como rama del Derecho que es, tiene las mismas fuentes que otras ramas de Derecho, con las particularidades propias de su naturaleza tributaria, económica y reguladora del comercio internacional. El Derecho Tributario Aduanero mexicano, responde a dos grandes tipos de fuentes: a) fuentes internas y b) fuentes internacionales. Como fuentes internas están consideradas: I. La Constitución Política de los Estados Unidos Mexicanos. II. Las leyes federales: Ley de Comercio Exterior, Ley Aduanera, Leyes de los impuestos generales de importación y exportación, Código Fiscal de la Federación, Ley de Metrología y Normalización, Ley del Impuesto sobre la Renta, Ley sobre Impuesto al Valor Agregado, Ley sobre Impuestos Especiales, Ley Federal de Derechos. III. Reglamentos: Reglamento de la Ley de Comercio Exterior, Reglamento de la Ley Aduanera, Reglamento Interior de la Secretaría de Hacienda y Crédito Público, Reglas Generales de la Secretaría de Hacienda y Crédito Público, Manual de Procedimientos de Operación Aduanera, Resoluciones misceláneas de carácter fiscal general. IV. Jurisprudencia. En cuanto a las fuentes internacionales tenemos: I. Los Tratados Internacionales suscritos por México. II. las normas emanadas de Organismos internacionales en los que México es miembro. III. Las jurisprudencias internacionales de carácter vinculante. A lo largo de este apartado relacionaremos cada una de estas fuentes junto con su jerarquía normativa en el sistema jurídico mexicano. 4.2.1. La Constitución. El control difuso de constitucionalidad. En un régimen constitucionalista como el mexicano la Constitución es la fuente primaria y máximo ordenamiento jurídico del Estado y así lo establece la Constitución Política de los Estados Unidos Mexicanos (CPEUM) en su artículo 133. El sistema federal centralizó las facultades normativas de comercio exterior en los poderes federales, proscribiendo de manera reiterativa toda posibilidad de legislar en la materia a los Estados y apuntalando la exclusividad de la federación para regular el comercio exterior. El control difuso de constitucionalidad, aun cuando no es un tema propiamente aduanero, es algo que no se puede dejar pasar de largo dada su relevancia y actualidad en el sistema jurídico mexicano. Hasta antes de la reforma Constitucional de julio de 2011, el control de constitucionalidad se centraba exclusivamente en el Poder Judicial de la Federación por los medios contemplados en la propia Constitución (Juicio de amparo, Juicio de Revisión Constitucional, etc). Sin embargo tras la reforma Constitucional de junio de 2011, derivada de la resolución de la Corte Interamericana de Derechos Humanos de fecha 23 de noviembre de 2009, en el caso RADILLA PACHECO VS. ESTADOS UNIDOS MEXICANOS. Se crea una verdadera revolución en el sistema jurídico mexicano, pues aun cuando se podía desprender del artículo 133 Constitucional el control difuso de constitucionalidad, por parte de los jueces estatales, al establecer que: «… Los jueces de cada Estado se arreglarán a dicha Constitución, leyes y tratados, a pesar de las disposiciones en contrario que pueda haber en las Constituciones o leyes de los Estados». No es hasta la reforma y adición al artículo 1°, en la que se modifican el párrafo 1° y 5°, se incluyen los actuales párrafos 2° y 3° , en que el control de constitucionalidad se puede hacer efectivo por todos los niveles de gobierno del Estado Mexicano, haciendo obligatorio para toda autoridad observar los derechos humanos consagrados en la Constitución. 4.2.2. Los Tratados internacionales El artículo 133 de la CPEUM desde su texto de origen en 1917 , ubica al sistema jurídico mexicano dentro del sistema monista , pues identifica la unidad de los ordenamientos jurídicos nacionales e internacionales, al establecer: «Esta Constitución, las leyes del Congreso de la Unión que emanen de ella y todos los Tratados que estén de acuerdo con la misma, celebrados y que se celebren por el Presidente de la República, con aprobación del Senado, serán la Ley Suprema de toda la Unión». Con la reforma al artículo 1°, la jerarquía normativa de los Tratados internacionales en el derecho mexicano, queda establecida de la siguiente manera: Constitución y Tratados Internacionales en materia de Derechos Humanos como norma suprema, en segundo término los Tratados internacionales en otras materias y en tercer término las leyes federales. 4.2.3. Las Leyes Federales En México no existe una codificación de la normativa aduanera, sino que ésta se encuentra dispersa en varias normas entre las que destacan: • Ley Aduanera. • Ley de los Impuestos Generales de Importación y de Exportación. • Ley de Comercio Exterior 4.2.4. Los Decretos Ley El decreto ley es una figura atípica en el sistema jurídico mexicano, que aun cuando no exista referencia expresa de ella en ninguna legislación o jurisprudencia de la Suprema Corte de Justicia de la Nación, tiene especial trascendencia en el ámbito del comercio internacional, en virtud de la atribución expresa conferida por el artículo 131 Constitucional al Ejecutivo para realizar actos formalmente legislativos en materia de comercio exterior. 4.3 La tributación aduanera en México En la actualidad la tributación aduanera en México no es muy distinta al resto del mundo, dado lo prolífero de las relaciones comerciales internacionales de México, variando algunas pequeñas cosas entre ellas la terminología como veremos a lo largo de este estudio. El estudio de los supuestos generadores de la deuda aduanera me llevo a resultados análogos entre la Unión Europea (Capítulo 2) y México (Capítulo 4.3). Las diferencias destacables no son de fondo, sino de carácter terminológico y, algunas otras, son propias de la naturaleza supranacional de la Unión. Por lo que a efectos de no redundar en este resumen tocaremos solamente aquellos puntos que importen diferencia o sean necesarios puntualizar. El artículo 52 de la Ley Aduanera establece genéricamente el hecho imponible de la tributación aduanera en México bajo los siguientes términos: «Están obligadas al pago de los impuestos al comercio exterior y al cumplimiento de las regulaciones y restricciones no arancelarias y otras medidas de regulación al comercio exterior, las personas que introduzcan mercancías al territorio nacional o las extraigan del mismo, incluyendo las que estén bajo algún programa de devolución o diferimiento de aranceles en los casos previstos en los artículos 63-A, 108, fracción III y 110 de esta Ley». Nuevamente hablamos de un hecho imponible genérico en tanto existen hechos imponibles específicos como es la importación definitiva y la temporal, existiendo variantes de esta última. Así pues, igual que como lo hicimos con el Derecho europeo, lo haremos ahora con el Derecho mexicano, partiendo del análisis del hecho imponible genérico. 4.3.1. El hecho imponible genérico de la tributación aduanera en México y su naturaleza jurídico-tributaria. Este fenómeno lo encontramos también en el Derecho aduanero mexicano pues, si bien ni la legislación ni la jurisprudencia establecen expresamente la incorporación al circuito económico como hecho generador del tributo aduanero, la interpretación sistemática y funcional de la ley aduanera nos permite arribar a esa conclusión. Aun cuando el artículo 51 de la Ley Aduanera establece como objeto de tributación la entrada de mercancía al territorio nacional, el artículo 61 de la ley en mención, establece un extenso dictado de mercancías exentas del pago de impuestos al comercio exterior, las cuales tienen como común denominador que por su naturaleza, valor, cantidad o finalidad no son sujetas de comercio. Con lo que se demuestra que no es el simple cruce de fronteras lo que provoca el nacimiento de la deuda tributaria; sino que, al igual que en el caso europeo, la integración de la mercancía a la economía nacional, es el elemento objetivo del hecho imponible, lo que CARVAJAL CONTRERAS denomina "integración económica de la mercancía", lo cual es exactamente lo mismo que la integración al circuito económico. 4.3.1.1. El "impuesto" en México. Aspectos generales. Si bien en nuestro sistema jurídico los derechos arancelarios son denominados impuestos, esto no significa necesariamente que su naturaleza jurídica corresponda a este tipo de tributos. Por lo que partiendo del concepto de impuesto en el derecho mexicano determinaremos su auténtica naturaleza jurídico tributaria. En el Derecho mexicano el impuesto debe de cumplir con los siguientes elementos esenciales: 1) Prestación Pecuniaria en dinero o en especie; 2) Ex – lege; 3) El hecho imponible siempre debe de ser de naturaleza económica en forma de una situación o de un movimiento de riqueza, que reflejen autentica capacidad contributiva; 4) El presupuesto es un hecho o una situación jurídica que no constituye una actividad del Estado referida al obligado, o por la cual el obligado obtiene algún tipo de beneficio en forma de contraprestación. 5) Financiación del gasto público. 4.3.1.2. La naturaleza jurídico-tributaria del hecho imponible genérico. Como se vio anteriormente no toda importación es sujeta a la imposición, además de que el tipo aplicable, no se determina por el mayor o menor coste de la mercancía, sino por el tipo, origen y necesidades del mercado interior de la mercancía, es decir, por el impacto económico que produzca la mercancía en el mercado interno, lo cual de ninguna forma es denotativo de la capacidad contributiva que es exigible a todos los impuestos. Por lo que al no cumplir los requisitos esenciales del impuesto -un presupuesto de hecho revelador de capacidad económica y la ausencia de contraprestación- es imposible ubicar el gravamen a la importación dentro de la categoría de impuestos, por lo que, al igual que en el caso europeo, considero que nos encontramos ante un derecho (tasa) por utilización especial de un bien de dominio público. En el Derecho mexicano la economía comprende una serie de bienes intangibles de interés público, inherentes a la estructura política y social de la Federación, en apego a los artículos 25, 26 y 28 de la Constitución Política de los Estados Unidos Mexicanos, sobre los cuales ejerce directa e indirectamente poderes de dominio en forma de posesión, administración y regulación. Por lo cual y según lo visto es considerada un bien de dominio público federal de carácter intangible. La utilización especial del bien de dominio público denominado mercado, se produce de la siguiente forma: el Estado en su caso, crean condiciones propicias para el intercambio de bienes y servicios, que beneficien a todos, procurando el desarrollo nacional; ejerciendo su actividad rectora con el fin de mantener, equilibrar y facilitar ese sistema de intercambios. Al ingresar una mercancía exógena a la economía, se sirve de las condiciones propiciadas por él Estado, las cuales de no existir sería imposible que se llevaran a cabo los intercambios comerciales, por lo que al servirse de ellas se está haciendo uso de un bien de dominio público como es el circuito económico. Si bien todas las mercancías utilizan el mismo bien denominado mercado, el grado de utilización es decir el impacto del mercado es distinto dependiendo el tipo de mercancías, origen y el destino de cada una de ellas. Los cuales concuerdan con los parámetros previstos por la Jurisprudencia de la Suprema Corte de Justicia de la Nación, para determinar su proporcionalidad y equidad . 4.3.2. La importación definitiva. La naturaleza jurídico-tributaria de los derechos arancelarios por importación definitiva. El artículo 96 de la Ley Aduanera define la importación definitiva como «la entrada de mercancías de procedencia extranjera para permanecer en el territorio nacional por tiempo ilimitado», definición que me parece poco afortunada al centrar el elemento objetivo en la indefinición de la temporalidad, pues no es un elemento determinante para conceder la definitividad. CARVAJAL, RÍOS, WITKER y PEREZ NIETO, concuerdan con nosotros en que el hecho generador de la importación definitiva no puede consistir en la temporalidad de la permanencia de la mercancía en el territorio nacional, sino en el libre uso y consumo de la mercancía en el territorio nacional, o lo que es lo mismo su integración total al circuito económico, lo que no se da hasta que se cumplan la totalidad de formalidades a las que esté sujeta la importación, al igual que en el despacho a libre practica en la Unión Europea. En un apartado anterior abordamos el tema desde la perspectiva del hecho imponible genérico y concluimos que no era factible ubicar las contribuciones a la importación dentro del género impuesto, en tanto no cumplía con los tres requisitos básicos del impuesto: ser una prestación de ley obligatoria, que se genera a consecuencia de una situación o movimiento de riqueza, y la ausencia de contraprestación. La incorporación de una mercancía al circuito económico, no implica forzosamente una situación o movimiento de riqueza que demuestre por si sola la potencialidad real del importador de hacerle frente a la prestación pecuniaria requerida por el Estado como consecuencia de la incorporación de la mercancía al territorio aduanero. Además, el cobro no se hace en proporción a esa presunta riqueza mostrada, pues si bien es cierto en la más de las veces que los tributos aduaneros son ad-valorem, también lo es que el tipo aplicable no se fija en proporción a esa presunta riqueza mostrada, pues estos dependerán de las características y origen de la mercancía y no de su valor, incumpliendo con los principios constitucionales tributarios de capacidad contributiva y proporcionalidad que consagra el artículo 31 fracción IV de la Constitución, descritos y ejemplificados en la multicitada jurisprudencia de la SCJN 9ª Época, Rubro: "CAPACIDAD CONTRIBUTIVA. CONSISTE EN LA POTENCIALIDAD REAL DE CONTRIBUIR A LOS GASTOS PÚBLICOS". Por lo que al igual que en el supuesto genérico, es evidente que la importación definitiva no cumple con la mayor parte de los requisitos previstos para ser considerada un impuesto, mucho menos de una "contribución de mejora" o de una "contribución de seguridad social" de los cuales no tiene ninguno de los elementos, por lo que solo resta encuadrarle en el género de los derechos (tasas), en el que al igual que en el supuesto genérico, cumple la totalidad de los elementos. 4.3.3. La importación temporal. La Sección primera del Capítulo 4 de la Ley Aduanera regula la importación temporal (artículos 104 al 112), agrupando este régimen en dos supuestos: 1. Para retornar al extranjero en el mismo Estado. 2. Para elaboración, transformación o reparación en programas de maquila o de exportación. Si bien la ley no otorga en sus disposiciones generales una definición que integre ambos supuestos, de la definición específica que hace en el artículo 106 podemos decir que «Se entiende por régimen de importación temporal, la entrada al país de mercancías para permanecer en él por tiempo limitado y con una finalidad específica». La Ley Aduanera establece como presupuestos en común de la importación temporal, la exención del pago de impuestos al comercio exterior (salvo en los casos previstos en los artículos 63-A, 105, 108, fracción III, 110 y 112) ; además dicta restricciones de dominio sobre las mercancías, las cuales no podrán ser objeto de transferencia o enajenación, salvo entre maquiladoras o empresas con programas de exportación autorizadas en cuyo caso no aplicaría la exención tributaria . Es decir, que bajo este régimen general las mercancías ingresan al territorio aduanero por un lapso y fin determinado al margen del circuito económico, razón por la cual se encuentran exentas del pago de tributos. Sin embargo, cuando las mercancías son objeto de transferencia o enajenación ingresan al circuito económico y por lo tanto nace la obligación tributaria, por lo tanto, la finalidad, es el parámetro bajo el cual estableceremos si la mercancía se incorpora o no al circuito económico, pues no es lo mismo un menaje de casa, cuya intención no es establecer acto alguno de comercio, que la importación temporal de una maquinaria para producir un bien determinado. CAPÍTULO 5. CONCLUSIONES. Estudiar el nacimiento de la deuda aduanera en Europa me familiarizó con un sistema jurídico novedoso y en proceso de consolidación. Aunque parezca contradictorio por la relevancia política, económica y jurídica que implica, el Derecho Aduanero Comunitario es todavía el gran desconocido en este proceso de integración, porque la delimitación de competencias no queda aún clara para muchos Estados miembros, especialmente a la hora de ejercer facultades legislativas en materia de gestión y procedimientos aduaneros que han llevado, en muchos casos, a un vacío legislativo en este rubro, creando con ello importantes diferencias en su aplicación entre los distintos Estados miembros. Vacíos que, como vimos en el Capítulo I, han tenido ya repercusiones internacionales; ejemplo de esto, es el procedimiento de solución de diferencias tramitado ante la Organización Mundial de Comercio bajo el expediente DS 315. El análisis de esta realidad nos reveló la necesidad de unificar la normativa de gestión y recaudación de los tributos aduaneros pues, siendo la composición del Derecho aduanero, en su mayor parte, disposiciones de carácter formal, es indispensable evitar distorsiones al momento de su aplicación, por lo que se requiere que sea el Parlamento Europeo el que legisle al respecto; sin importar que su gestión siga aun a cargo del personal de los Estados miembros. Por otra parte pudimos observar que el Código aduanero está indebidamente fundamentado en el artículo 95 CE, pues como quedó demostrado en el capítulo I, el Código aduanero se refiere a disposiciones fiscales en los términos del apartado 67 de la sentencia del TJCE, de fecha 29 de abril de 2004, Comisión/Consejo (C‑338/01, Rec. p. I‑4829), por lo que al igual que en el caso expuesto en la referida sentencia, el artículo 95 CE no es la base jurídica adecuada para la adopción de los códigos aduaneros tanto de 1992 como el modernizado de 2008, debiendo haber sido adoptados con base en los artículos 93 y 94 CE, en virtud del carácter impositivo de los derechos arancelarios. En consecuencia, debería de decretarse la nulidad de ambos ordenamientos en los términos de artículo 264 del TFUE. En cuanto a la legislación mexicana, encontramos una dispersión de las normas aduaneras que hace difícil su manejo, causando confusiones en su aplicación y cumplimiento, por lo que considero necesario realizar una codificación para facilitar su consulta y aplicación, brindando certeza a todas las partes que intervienen en los procesos aduaneros. El estudio de los supuestos generadores de la deuda aduanera me llevó a resultados análogos entre la Unión Europea (Capítulo 2) y México (Capítulo 4.3). Las diferencias destacables no son de fondo, sino de carácter terminológico y, algunas otras, son propias de la naturaleza supranacional de la Unión; mismas que desarrollaremos a continuación. 1. El hecho generador. Tanto la legislación de la Unión Europea, como la de México contienen varios supuestos que generan deuda aduanera, cada uno de ellos con particularidades específicas en cuanto al uso, destino, temporalidad y modo de ingreso; pero todos y cada uno de ellos comparten un elemento objetivo común que denominamos "hecho imponible genérico". En todos los supuestos generadores, el elemento objetivo común es la incorporación de la mercancía al circuito económico, como lo puso de manifiesto expresamente la Sentencia del Tribunal de Justicia de la Comunidad Europea (Sala Tercera) de 29 de abril de 2010, en el asunto C 230/08, Dansk Transport og Logistiky Skatteministeriet, apartado 91, debiendo entender por "circuito económico" la actividad económica (transacciones de bienes y servicios) que se realiza en un país o economía determinada. Por lo que la incorporación de una mercancía al circuito económico equivale a la factibilidad de que la mercancía importada pueda ser objeto de comercialización o consumo en el espacio físico del país o economía de que se trate. Este fenómeno lo encontramos también en el Derecho aduanero mexicano pues, si bien ni la legislación ni la jurisprudencia establecen expresamente la incorporación al circuito económico como hecho generador del tributo aduanero, la interpretación sistemática y funcional de la ley aduanera nos permite arribar a esa conclusión. Aun cuando el artículo 51 de la Ley Aduanera establece como objeto de tributación la entrada de mercancía al territorio nacional, el artículo 61 de la ley en mención, establece un extenso dictado de mercancías exentas del pago de impuestos al comercio exterior, las cuales tienen como común denominador que por su naturaleza, valor, cantidad o finalidad no son sujetas de comercio. Con ello que se demuestra que no es el simple cruce de fronteras lo que provoca el nacimiento de la deuda tributaria sino que, al igual que en el caso europeo, la integración de la mercancía a la economía nacional es el elemento objetivo del hecho imponible, lo que CARVAJAL CONTRERAS denomina "integración económica de la mercancía", lo cual es exactamente lo mismo que la integración al circuito económico. Este hecho generador, inexplorado por la mayor parte de la doctrina, me llevó a plantearme dos elementos sustanciales: en primer lugar, la naturaleza jurídica del mercado o economía donde se desarrolla el circuito económico y, en segundo lugar, la naturaleza jurídico-tributaria de la prestación económica requerida por tal concepto. 2. Naturaleza jurídica del mercado o economía. La Unión Europea está forjada bajo un esquema jurídico-económico en el que la mayor parte del Tratado de Funcionamiento de la Unión y tratados predecesores tienen un espíritu de regulación netamente económico, cuyo objetivo primordial es la consecución de la unión económica, tal y como se planteó en el primer capítulo en lo referente a las competencias de la Unión. El mercado interior es el fundamento y la esencia de la Comunidad Europea, espacio en el que se desarrolla el intercambio de bienes, servicios y capital entre los distintos actores del circuito (consumidores, productores, vendedores), al amparo de las cuatro libertades fundamentales que consagra el mercado interior: libre circulación de personas, bienes, capitales y servicios . De la fragmentación de los elementos esenciales que lo integran, se desprenden dos conceptos torales: en primer lugar, su referencia a un espacio físico territorial, en el que se garantiza la realización de sus otros elementos en forma de libertades, políticas y principios. Al hablar de un espacio físico, hablamos de un bien determinado del Estado, como lo es el territorio. En segundo término, el resto de sus elementos conforman bienes de carácter inmaterial que conjuntamente identifican al mercado común como una parte inherente a la propia Unión, pues basta con revisar cualquiera de los Tratados constitutivos o la reciente Comunicación de la Comisión «COM(2012) 573» para verificarlo. Resulta evidente que el mercado forma parte inherente al Estado y, en este caso, a la Unión Europea; resulta innecesario buscar la naturaleza de algo que es intrínseco a sí mismo, pues sea cual sea la teoría en torno a la naturaleza de los bienes demaniales, todas coinciden en que un bien de dominio público es algo que por su propia naturaleza es inherente al Estado, por lo cual se confirma el de bien de dominio público que tiene el mercado interior. En el caso del derecho mexicano, la economía comprende una serie de bienes intangibles de interés público, inherentes a la estructura política y social de la Federación, en apego a los artículos 25, 26 y 28 de la Constitución Política de los Estados Unidos Mexicanos, sobre los cuales ejerce directa e indirectamente poderes de dominio en forma de posesión, administración y regulación. Por lo cual y según lo visto en el artículo 4.3 de esta tesis, es considerada un bien de dominio público federal de carácter intangible. 3. Naturaleza jurídico-tributaria de los tributos a la importación. En México la doctrina consultada no se ocupa del tema de la naturaleza tributaria de los derechos arancelarios , prefiriendo quedarse lisa y llanamente con la clasificación de "impuesto" que le otorga la propia Ley Aduanera. En el caso de Europa partimos del hecho que el Código Aduanero Modernizado y ninguna otra norma de la Unión Europea encasillan los derechos de importación dentro de una clasificación específica de tributos. Como expusimos en el cuerpo de esta tesis, el debate doctrinal respecto de la naturaleza tributaria de los tributos a la importación ha sido una constante en los últimos años, habiendo acordado en los puntos anteriores que tanto en la Unión Europea como en México: a) El hecho imponible de la importación consiste en la entrada de una mercancía extranjera al circuito económico o economía interna (Comunitaria o nacional, según sea el caso); b) El mercado o economía es considerada un bien de dominio público. Iniciamos nuestro análisis de la naturaleza jurídico-tributaria bajo estos dos parámetros, contrastando las diversas posturas en torno a su naturaleza jurídico-tributaria, tanto doctrinales, como de Derecho positivo, llegando a la conclusión que en ambos casos estamos en presencia de una tasa o derecho por utilización de un bien de dominio público. La utilización especial del bien de dominio público denominado "mercado", se produce de la siguiente forma: la Unión o el Estado, en su caso, crean las condiciones propicias para el intercambio de bienes y servicios, que beneficien a todos, procurando el desarrollo nacional, ejerciendo su actividad rectora con el fin de mantener, equilibrar y facilitar ese sistema de intercambios. Al ingresar una mercancía exógena a la economía, se sirve de las condiciones propiciadas por el Estado, las cuales de no existir sería imposible que se llevaran a cabo los intercambios comerciales, por lo que al servirse de ellas se está haciendo uso de un bien de dominio público como es el circuito económico. Si bien todas las mercancías utilizan el mismo bien denominado "mercado", el grado de utilización, es decir, el impacto del mercado es distinto dependiendo el tipo de mercancías, origen y el destino de cada una de ellas. Como vimos en el capítulo II, el "mercado" tiene múltiples acepciones, pero todas ellas siempre describen un bien limitado por su propia naturaleza (territorial, sectorial, productiva, etc.). Esa limitación propia del mercado, hace que el acceso al circuito económico (intercambio de bienes y servicios) sea preferente para los productos que se generan internamente y que puedan competir entre sí en igualdad de términos y condiciones para sostener un equilibrio, pues cualquier desigualdad causaría un desequilibrio en el mercado que repercutiría en perjuicio de la colectividad, por lo que la entrada de una mercancía extranjera a este circuito económico puede causar un perjuicio al interior del mercado, ya sea por traer un precio más bajo que el producto nacional, o bien saturar el mercado y no dejar espacios para los productos nacionales. Cuando hay una sobreproducción, o escasea cierta materia prima, es necesario relacionarse con otros mercados a fin de compensar las necesidades del mercado y conseguir un equilibrio. Cuando el flujo es constante entre los mercados se mantiene un equilibrio, pero si el flujo es de distinta intensidad o en un solo sentido, se satura el mercado receptor y puede colapsar su economía, de igual forma la ausencia de cierta materia prima en el mercado interior puede ocasionar el mismo efecto devastador. Por último, cabría realizar unas propuestas concretas, que deberían ser tenidas en cuenta por el legislador oportuno, en el siguiente sentido: 1. Es necesario crear en la Unión Europa una legislación única en torno a la gestión y recaudación de los tributos aduaneros, a efectos de evitar diferencias de aplicación, que genere desequilibrios al comercio exterior. 2. Es conveniente cambiar el fundamento del Código Aduanero Modernizado del artículo 95 CE, a los artículos 93 y 94 CE, dada la naturaleza fiscal del Código y para no afectar la validez de los actos sustentados en el referido código. 3. Es necesaria la codificación en México de la legislación aduanera nacional, ahora tan dispersa, a efectos de dotar de certeza jurídica a todos los que en ella intervienen. 4. Las diferencias sustanciales entre la normativa de México y la Unión Europea en materia de deuda aduanera son de carácter netamente conceptuales, siendo lo más práctico ajustar ambas legislaciones a los conceptos establecidos por la Organización Mundial de Comercio y a la Organización Mundial de Aduanas.

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ABSTRACTThis study offers a comprehensive overview of the Norwegian involvement in the Venezuelan peace process as a facilitator of the peace talks between the Venezuelan government and the opposition. It explains what Norway does as a facilitator (the process), as well as how (approach) and why (characteristics of Norway as a suitable mediator, and possible interests), not only in terms of the characteristics making Norway a suitable facilitator, but also its interests and motivations. The main goal is to draw attention to the importance and the usefulness of soft power tools for the achievement of foreign policy objectives and, in particular, peace-making. The study concludes that, for Norway, mediation as foreign policy is, in general but also in the case of Venezuela, the result of a combination of idealist, value-oriented motivations (humanitarian reasons and international stability), and realist, non-altruistic interests (status and access) arising from its constructed national identity and role conception. 1. INTRODUCTIONSince the early 2010s, Venezuela has been embroiled in a grave economic, political, and humanitarian crisis resulting in institutional disarray that reached critical point in 2017. It was in this year that the constitutional order was broken after Decision 156 of the Supreme Tribunal of Justice in Venezuela, whereby this organ attributed to itself the functions of the National Assembly, the country's legislative organ. Deemed unconstitutional by the political parties with a majority in the National Assembly, this move led to mass protests. The government reacted by calling for a new constitution to be drafted by a newly created Constituent National Assembly which, in August 2017, granted itself powers to pass legislation, thus overriding the National Assembly (Bronstein & Cobb, 2017). This was not recognised by the National Assembly but, in 2018, the Constituent National Assembly went ahead and blocked the participation of the main opposition parties in the presidential elections that year. These elections were rejected by a broad sector of the international community, among them the European Union (EU) and the Lima Group.1From 2017, Norway, with a population of just 5.5 million, has been exploring possibilities in Venezuela for political dialogue between the government of Nicolás Maduro and the opposition, first through the Norwegian Centre for Conflict Resolution (NOREF), an independent foundation that receives funding from the Norwegian Ministry of Foreign Affairs (MFA), and later, after 2019, with direct state involvement. Norway has built an image as a peace broker with its success in processes like the Oslo Accords between Israel and the Palestine Liberation Organisation (PLO), and in the talks between the Colombian government and the Revolutionary Armed Forces of Colombia (FARC). But why did Norway decide to facilitate the peace talks in Venezuela? How does Norway approach peacebuilding in this conflict? This article aims to analyse the causes, process, approaches, and motivations for Norwegian mediation in Venezuela, in order to draw attention to the importance and the usefulness of soft power tools for the achievement of foreign policy objectives and, in particular, peace-making. I therefore explore the comprehensive role of Norway in the Venezuelan peace talks, the background, the process, and Norway's possible interests as a facilitator. I argue that,for Norway, mediation as foreign policy is, in general, but also in the case of Venezuela, the result of a combination of idealist, value-oriented motivations (humanitarian reasons and international stability), and realist, non-altruistic interests (status and access) arising from its constructed national identity and the way it perceives its role as a peace-making nation. As mentioned above, the Norwegian state became officially involved in the Venezuelan conflict in 2019. The domestic situation had come to a head on 23rd January when Juan Guaidó, leader of the opposition and president of the National Assembly, rejected the authority of Nicolás Maduro and declared himself acting president of Venezuela. However, the strategy failed when the military remained loyal to Maduro. Negotiation then became a last resort (NUPI 2020) and Norway began to facilitate negotiations between government and opposition, first in Oslo and then in Barbados, in 2019. These efforts led to further discussion between the parties through 2021 and 2022, in Mexico. In 2022, the war in Ukraine prompted changes in the positions regarding Venezuela of certain actors, notable among them the United States (U.S.) and the EU. As the Spanish Institute of Strategic Studies (Remacha, 2023) points out, U.S. concerns about energy security made it necessary to find a way of guaranteeing the international supply, and Venezuela was (and is) considered to be a strategic source. Contacts between the U.S. and Venezuela were made in 2022, and talks began about removing the sanctions imposed on the country. Given its economic situation, and the presidential elections due in 2024, Venezuela welcomed the rapprochement. If the sanctions were to be removed (at least partially), it was necessary to resume dialogue with the opposition, so in November 2022, negotiations recommenced in Mexico with Norway's mediation. Significant progress was made, and the release of previously frozen international funds was agreed upon (up to 3,000 million dollars earmarked mainly for public health, education, and food), as well as the lifting of some sanctions. Maduro's government is also aware that the 2024 elections should be held according to a model that respects democratic safeguards, with unrestricted participation by the opposition, so that results will be internationally recognised. Venezuela would then be able to resume relations with countries and regions like the U.S. and the EU, thus enabling international investment, particularly in the oil industry, and an improved economic situation (NUPI, 2020). Although the presidential crisis formally lasted until 5th January 2023 when Guaidó's acting presidency was abolished by the National Assembly, the political crisis with the opposition continues to the present day, in November 2023. 1.2. Research goals and objectivesThis study aims to explore the role of Norway as a facilitator in the Venezuelan peace talks, focusing on what it does (the process), how (approach), and why (characteristics of Norway as a suitable mediator, and possible interests). It seeks to demonstrate that, given Norway's national conception as a peacemaker, its strategy in Venezuela expresses a broad foreign policy endeavour that has humanitarian but also reputational and political motivations. More broadly, the importance of soft power tools for state actors to achieve their foreign policy objectives is discussed. Constructivism and Holsti's theory of National Role Conceptions (NRC) help to explain Norway's self-image as a peacemaker, while idealism and realism, together with Touval's "mediation as foreign policy" theory shed light on Norway's use of mediation as a foreign policy tool. Qualitative methods based on analysis of primary and secondary sources, complemented with semi-structured interviews with experts and officials of the Norwegian Ministry of Foreign Affairs, have been used. 1.3. Relevance and justificationNorway is a small country in terms of population but one with a notable ability to influence international affairs thanks to soft power. One of ways it exercises its influence is its internationally recognised image as a peacemaker, evidenced through its involvement in several peace processes. Indeed, since 1993, Norway has been engaged in 11 different peace processes (Norwegian Ministry of Foreign Affairs, 2019) with some major successes but also others that were limited. The case of Norwegian facilitation of the Venezuelan peace talks is studied for two main reasons. First, is its relevance in terms of policy significance, as it is an ongoing process, which leads to questions about why Norway acts as a facilitator, and the possible interests it has in doing so, apart from the goal of peace itself. Second, is the practical reason of the author's knowledge of the three languages relevant for this research (English, Spanish, and Norwegian), which is a valuable asset in terms of good understanding of the information from primary and secondary sources written in the three languages. This is an advantage in the research, as it allows cross-checking of information, and offers a broader perspective on the topic. 2. NORWAY AS A PEACEBUILDING NATIONScholars offer several explanations of Norway's involvement in peace processes arising from international conflicts. The result of a pragmatic foreign policy, it combines idealist and realist elements in a seemingly contradictory policy which, in fact, accommodates different domestic interests and maintains inter-party foreign policy consensus (Riste, 2001; Ekengren, 2022).From a constructivist perspective, the notion of Norway as a nation for peace partly comes from its conception of its role as a small, rich, peaceful state, with a clear focus on human rights and humanitarian assistance (Leira et al., 2007). While it is true that the so-called value-oriented (idealist) diplomacy wasstrengthened, above all in the 1990s, with the increased involvement of Norway in several peace processes, its self-image as a peacebuilding nation has always been present (Leira, 2015). The Norwegian peace activist and later Foreign Affairs Minister, Halvdan Koht (1873-1965), argued in 1902 that, although the fact of its being a small state could limit its flexibility in foreign policy actions, Norway could and should secure its status by promoting peace and development. More than 80 years later, in 1989, Jan Egeland, who would become State Secretary in the Norwegian Ministry of Foreign Affairs from 1990 to 1997, argued that a small, rich country like Norway could be more effective in promoting human rights and peace than old colonial powers or superpowers with their historical baggage and policies based on self-interest and dominance (Sørbø, 2018).Moreover, the notion of status, which is closely linked with the concept of identity, has been prominent in Norway since the nation's beginnings. Leira (2015) describes the pursuit of status as a peace-making nation in the 19th and early 20th century as a way of achieving independence (through moral authority), a means of saving money (as the policy for peace was cheaper than power politics), and as sound realpolitik for a small state. He also refers to the words of Ole Jacob Broch in 1864 when he argued that, when small states need to "engage in the strife of other states", they should do it decisively because, "for them, honour and prestige are even more important than for the greater powers" (Broch cited in Leira 2015, p.22).The role performance of Norway, or itsbehaviour with, and approach to foreign policy actions is, according to Gulbrandsen (2022), influenced by the logic of appropriateness (March & Olsen, 1998), dictated by the image the state has of itself, and constituting a basis for adopting a role in any specific context. In Holsti's view (1970), the main explanation for the role performance of a state arises from policy makers' conceptions of the role of the nation in a system (National Role Conception), but adoption of a role is also influenced by what he calls role prescriptions, which come from the external environment. In this case, if the Norwegian government and the Norwegian people have an image of Norway as a nation for peace, and if the external image they project in other countries is also that of a nation for peace, the logic of appropriateness and the role prescription will dictate that Norway will have to behave as a nation for peace, and thus engage in peacebuilding policy.For Skånland (2010) the Norwegian involvement in peace processes is the result of a discursive construction, amplified by the media, above all after 1993. Media coverage of the Norwegian involvement in the Middle East peace process gave a very positive picture of Norway in general, an image that was strengthened thanks to the perceived successes in the peace processes of Sri Lanka, Guatemala, and Mali. All this crystallised into three main discursive constructions: (1) the decisive significance of the Norwegian contribution for the outcome of peace processes, (2) the importance of peace promotion as a foreign policy tool, and (3) Norway's distinctive approach for peace promotion.Other authors emphasise Norway's peace engagement efforts from a more realist perspective and, in particular, as a policy instrument in its own right (Touval, 2003). Some, like Matlary (2002) argue that mediation is used as an institutionalised strategy for dealing with some of the challenges of being a small state, as well as for promoting Norway's interests in the international arena, and having some influence in international relations. As Stokke (2014) notes, although it has a small population, Norway has a disproportionate importance in other areas (fishing, oil and gas, shipping etc.), thus implying interests beyond its borders as well as influence in other domains because of this prominence. According to Matlary (2002), some Norwegian interestsidentified from a realpolitik standpoint are security (addressed through NATO), economic interests vis-à-vis the EU, access to political decision-making power in the EU and, outside the West, considerable economic interests in oil prices and oil export. Matlary, who collected data through a series of anonymous interviews with diplomats and politicians, alludes to the effects of value-oriented diplomacy in matters of matters and concludes that, apart from a good image and profile, what value-oriented diplomacy provides is access to other arenas where one needs the best possible entry. Her interviewees referred, above all, to access to the leaders of the U.S. Department of State through the policy of peace engagement, especially in the Middle East and, to a much lesser extent, to leaders of EU states. However, she says, it was difficult to collect specific insights into the effects of such access, a perspective shared by Stokke (2010, p.166) who argues that "the extent and manner in which recognition is translated into international influence is complex and may vary from one policy field to another and between different arenas of international relations. This means that it is notoriously difficult to detect and measure the direct benefits from peace engagement". Finally, another interesting perspective is that provided by Neumann (2011). For him, the peace and reconciliation efforts of medium and small countries are a means to maintain a system with which they are reasonably satisfied, because they are not as well equipped as bigger powers to deal with other (more violent) types of conflict resolution methods, and he refers specifically to the institutionalisation of peace and reconciliation efforts by Norway.To conclude, Norway's peacebuilding policy may be understood as apparently idealist (value-oriented diplomacy) and based on a self-image as a nation for peace, which includes both idealist (moral responsibility) and realist (influence in the international arena and security) motivations. Until now, there have been no major conflicts between those two angles (Stokke, 2014), but in an increasingly polarised world, it is becoming more and more difficult for Norway to maintain a balanced policy in peacebuilding processes. 3. THEORETICAL FRAMEWORKThis study draws on the theory of constructivism to explain Norway's national role conception and considers the notions of idealism and realism to explain mediation as its foreign policy. A theoretical framework based on such apparently antagonistic ideas is, perhaps, not very common but, as Barkin (2003) puts it, a constructivist epistemology and a classical realist theory are, in fact, compatible and, moreover, this kind of framework can be useful in International Relations (IR) theory, as it can specify the relationship between the study of power in IR and the study of IR as social constructions. Indeed, constructivism and perceptions can—and are—often applied to fulfil or justify realist objectives and policies.For the purposes of this study, I consider that mediation as foreign policy is a result of idealist (value-oriented) and realist (power) motivations arising from a constructed national identity and role conception.3.1. Constructivism and national role conceptionFor Barnett (2018), constructivism as an international relations social theory is "concerned about how to conceptualise the relationship between agents and structures, but it is not a substantive theory" (p.88). The basic premise is that the world is socially constructed, which means that "social reality is a product of human consciousness. Consciousness is created and constituted through knowledge that shapes meaning and categories of understanding and action; such knowledge and meanings can be institutionalised in social life; and this institutionalisation, in turn, shapes the construction of social reality" (p.88). These categories shape not only external reality but also its actors, which is an indicator of the importance of the social construction of interests and identity. For example, Norway's identity may shape its national interests, and one of those interests might be security, but the concept of security and how it can be achieved may be linked to Norway's identity.National Role Conceptions, a concept first developed by Holsti (1970), is defined as "the policymakers' own definitions of the general kinds of decisions, commitments, rules, and actions suitable to their state, and of the functions, if any, their state should perform [...] in the international system" (p. 245-246). These are, as mentioned in section 2, the main explanation for the role performance of a state, understood by Holsti as the "general policy behaviour of governments" (p. 245). Role performance is also influenced by what he calls role prescriptions, which come from the external environment and have, as some of their sources, system-wide values, the structure of the international system, and the traditions, rules and expectations of states expressed through various legal instruments (p. 246).The notion of national role conception is related to that of politics of identity, which, in Aggestam's words (1999), is a set of ideas that policymakers use to create a sense of solidarity and cohesion and thus to legitimise general trust in a nation's foreign policy. She argues that speeches sometimes reveal subjective we-feelings of a cultural community related to territory, myths, rituals, institutions, and customs, and she refers to the "institutionalisation" of national identity, which makes identity constructions relatively resistant to change. Moreover, citing March & Olsen (1998), she indicates that certain practices and rules of behaviour that legitimise and explain specific identity constructions are reinforced by such institutionalisation.The starting point of the present study is, therefore, the idea that Norway's national role conception is that of a small, rich, peaceful, democratic state, whose official discourse in peace engagement, especially since the 1990s, emphasises its altruistic contribution as a "peaceful nation that has the values, competences and economic resources" for such an endeavour, but whose work is also "beneficial for Norway's own interests" (Stokke, 2014, p.8).3.2. Idealism, realism, and mediation as foreign policyThere is no generally accepted definition of idealism because there is no settled ontology of the term but, according to Wilson (2012), it generally refers to any goal, idea, or practice that is considered impractical from a state perspective, for example the prohibition and disarmament of nuclear weapons, or global eradication of poverty. In IR it is normally used in both the broad and narrow senses. Broadly speaking, idealism seeks to transcend anarchy to create a more harmonious world order while, in the narrow sense, it is a doctrine tied to the inter-war period (1919-1939) and seen as emphasising the growing interdependence of mankind. I shall focus on the first meaning, which refers to "an approach to international politics that seeks to advance certain ideals or moral goals, for example, making the world a more peaceful or just place" (Wilson, 2019).Realism is a substantive theory of IR that considers states to be the main actors in the international arena, and mainly concerned with the pursuit of their own national interests, security, and struggle for power. Realists view the international arena as a sphere without justice, and with active or potential conflict among its members. They show scepticism about the relevance of ethical norms (Stanford Encyclopedia of Philosophy, 2017). This theory has a variety of ramifications but in this study I consider, first and foremost, classical realism because, although idealism is usually heavily criticised by realists, according to Barkin (2003), classical realism perceives the art of international politics as "the practical balancing of the demands of power on the one hand and morality on the other—a dialectic between power and morality [...]. Idealism, for the classical realist, is necessary to inform our actions and underlie our interests in the pursuit of international politics, but realism will always remain a necessary part of relations among states" (p.333). Also relevant is the perspective of neoclassical realism because, while classical realism focuses on the system-level factors, neoclassical realism considers domestic-level factors as variables that can shape foreign policy, which is highly pertinent if NRC theory is used to explain Norway's behaviour in the international arena. Neoclassical realism considers that "objective reality exists, but decision making is impaired by uncertainty and the complexity of the environment" (Rathbun, 2008, p.296).According to Touval (2003), mediation as foreign policy needs to be understood as a policy instrument, as distinct from mediation theory. He argues that it derives from the mediator's perception of the international system, its foreign policy objectives and strategies, and domestic needs. I would also argue that it stems from the mediator's own national role conception and self-perception. Touval (2003) considers that ending a conflict is no longer the main concern of the mediating state, but only a part of a broadly conceived foreign policy as the mediation is also shaped by affairs that are external to the conflict. He highlights three issues arising from a state's international and domestic concerns: (1) mediation is perceived by the public and the officials engaged in it as a moral obligation, which is seldom criticised; (2) foreign and domestic motivations, apart from being an incentive for states to engage in mediation, also shape their strategies and tactics of the mediation; (3) the mediation is evaluated not only in terms of settlement of a dispute, but also the primary goals motivating the mediation. Beriker (2017) offers an expanded perspective of Touval's work, arguing that once mediation is proven to be a viable foreign policy tool, engaging in mediation enables medium-sized powers to create a political space that otherwise would not be available. 4. METHODOLOGYThis study is both descriptive and explanatory, as it inquires more deeply into the events as well as exploring why and how Norway became involved in the Venezuela peace process from 2017 to May 2023. In a deductive approach, existing theories —NRC, mediation as foreign policy, idealism, and realism— are drawn on to explain Norway's behaviour in its peacebuilding policy. The epistemology used is empiricism, since the focus is explanation rather than interpretation, and the ontology is pragmatist because, while the world is understood as existing independently from social actors, the influence of these actors to shape social realities should also be taken into account, together with the fact that, in some cases, this may affect realities existing independently of them.The methods are qualitative, as information provided with quantitative methods would be too superficial for a study that seeks to determine the existence and the characteristics of Norway's engagement in the Venezuelan peace process. The analysis is primarily based on a range of online primary and secondary sources, including government reports, memorandums of understanding, recorded interviews, articles, and academic publications. I consulted these sources, first, for better understanding of the issues and to organise this material around the research question, as well as to identify possible gaps of knowledge. I then conducted semi-structured interviews, with an official from the Norwegian MFA (Ministry of Foreign Affairs) and a Norwegian academic, to fill some of the previously identified knowledge gaps, to record their perceptions, and to triangulate the documentary information thus gathered.The first interview, conducted by videoconference on 2 August 2023, was with Professor Benedicte Bull, from the University of Oslo and, inter alia, president of the Nordic Institute for Latin American Studies, whose research has been focused on Venezuela in recent years. The second was with David C. Jourdan, who coordinates the Norwegian MFA's facilitation team in the Venezuelan peace process. This interview was conducted in Oslo on 8 August 2023. Both Bull and Jourdan have given their consent to use their names in the present study. NOREF was also contacted but stated that it could not give interviews on the Venezuelan peace process. 5. ANALYSIS AND DISCUSSION5.1. Norwegian involvement in the Venezuelan peace processNo official documentary information about the specific manner Norway engaged in the Venezuela conflict during 2017 and 2018 has been found, apart from the mere fact stated in the NOREF website that it was engaged in talks on the conflict in those years. According to its strategic plan 2019-2023, NOREF is a "non-state actor that is able to complement formal Norwegian peacemaking efforts [... and] build directly on the Norwegian tradition of informal conflict resolution". This makes it possible "to support formal peace processes (track I), and informal back-channel conflict diplomacy (track 1.5 and 2)" (NOREF, 2019). This institution has a permanent staff of professionals, experts in conflict resolution, and is governed by a board whose director is appointed by the Norwegian MFA, and whose members come, in general, from different areas of the public sector. In the interview with David C. Jourdan of the Norwegian MFA (2023), he confirmed that NOREF's engagement consists of track 2 approaches. Moreover, he stressed that, although NOREF receives public funds and works closely with the Norwegian state, it is a separate, independent institution. Norway's involvement in the peace process after 2019, when it became public, is described in some detail below. 2019: the first official talksAccording to the Norwegian MFA (2023), Norway has been involved in Venezuela since 2018. However, it was only in May 2019 that talks between the Venezuelan parties, facilitated by Norway, first became public. In this early stage, the negotiations between the delegations of Nicolás Maduro and Juan Guaidó lasted until August 2019, and although significant progress was made, no agreements for solving the political conflict were reached. However, the Norwegian MFA (2023) stresses that these negotiations were a stepping-stone for further talks between the parties, which signed a collaboration agreement in June 2020, with the objective of using frozen funds in the U.S. for a joint response to the COVID-19 pandemic, with support from the Pan American Health Organisation. Several newspaper articles describing the negotiations during that year provide additional information that has been used in this study.In May 2019, Juan Guaidó sent a delegation to Oslo to participate in exploratory talks with representatives of Maduro's government to try to find a solution to the political crisis the country had faced since Guaidó declared himself acting president of Venezuela at the beginning of that year (NRK, 2019a), information that was confirmed by Jorge Valero, Venezuela's ambassador to the UN in Geneva, and the UN spokesperson in New York, Stephane Dujarric. The Norwegian Broadcasting Corporation (NRK) reported the talks for the first time on 15 May but, according to an anonymous source, this was the second time that the parties had been in Oslo, and negotiations had previously been taking place in Cuba.Shortly afterwards, on the night between 16 and 17 May, the Norwegian Ministry of Foreign Affairs issued a press release confirming that there had been contacts between key political actors in Venezuela as a part of an exploratory phase aiming to find a solution to the country's situation. The Maduro government representatives present at the talks were Héctor Rodríguez, governor of the province of Miranda, and Jorge Rodríguez, minister of Communication. The opposition representatives were Gerardo Blyde, member of parliament, and Fernando Martínez Mattola, who had been minister during the government of President Carlos Andrés Pérez.In the last week of May 2019, the Norwegian minister of Foreign Affairs confirmed that the parties would travel again to Oslo during the following week to continue with the process (NRK, 2019b). Almost at the same time, Juan Guaidó insisted that the meetings in Oslo were not part of a dialogue or negotiation, but a mediation in Norway (El Nacional, 2019). According to Voice of America/Voz de América (VOA) (2019a), Nicolás Maduro appeared a few days later on the Venezuelan public TV channel after the opposition declared that the conversations in Oslo that week had ended on 29 May without any agreement being reached. Maduro stated that conversations had been taking place in secret during the three previous months, that he was proud of his delegation, and that dialogue with the opposition had been constructive. Moreover, he insisted on his wish to find a peaceful solution for Venezuela. Indeed, VOA pointed out that Dag Nylander, a Norwegian diplomat who would become chief facilitator of the Venezuelan peace process, had been travelling to Caracas and meeting with the political actors involved in the crisis since January 2019.The peace talks resumed one month later in Barbados. On 11 July 2019, after three days of conversations, Norway announced that the negotiations would continue (Reuters, 2019). Yet, only a few weeks later, the Maduro government withdrew from the talks when the U.S. president, Donald Trump, announced his decision to block U.S. citizens from engaging in business in Venezuela and to freeze the country's assets in the U.S. According to the Venezuelan government, this had been instigated by Juan Guaidó, while the opposition accused the government of reneging on its commitment to dialogue. Norway's facilitator, Dag Nylander, took note that the planned meetings would not take place and emphasised Norway's role as a facilitator acting at the request of the parties and planning the meetings according to their availability. He added that the facilitation process would continue as long as the parties wished, and provided that there was a realistic position on a solution in the best interests of the Venezuelan people (VG, 2019).According to Bull (2023), Norway, as the facilitating country, was displeased when the talks went public in May, believing that this was premature and that it would complicate the peace process. She also stresses that the Trump administration had no clear strategy for ending the conflict and that, when the U.S. sanctions were announced, there had not been any proper coordination with Norway. She also notes that mentions of the U.S. seem to refer to a single homogeneous actor, when the reality is that there are many actors involved, among them the Pentagon and the Department of State, and these actors may work in different directions, sometimes disrupting a given policy. The Norwegian MFA (2023) confirms it was not aware of the U.S. sanctions that were announced in early August 2019. Both parties and facilitator were taken by surprise.2021: The signing of a Memorandum of Understanding and negotiation rounds in MexicoA year and a half later, in March 2021, new exploratory talks began after the Biden administration's position on Venezuela allowed the parties to negotiate a Memorandum of Understanding (MoU), which led to the launch of a new negotiation process, starting in August that year. On 5 August, the Mexican President, Manuel López Obrador confirmed that Mexico would host talks between the government of Venezuela and the opposition (Reuters, 2021) and, a few days later, the Norwegian government confirmed its involvement with a tweet (Ministry of Foreign Affairs, 2021a). The new negotiation process was launched in Mexico City on 13 August, with Dag Nylander as chief facilitator, Jorge Rodríguez representing the Venezuelan (Maduro's) government, and Gerardo Blyde representing the Unitary Platform (the opposition). A MoU —which I refer to in more detail in section 5.3— was released, defining the objective, agenda, method, and composition of the negotiation team. The Norwegian minister of Foreign Affairs, Ine Eriksen Søreide, declared in a press note that the parties were ready to negotiate constructively and that, in the process, they would consult members of civil society as well as political actors. She also noted that there was mutual agreement on the sensitive nature of the negotiations, which was necessary for giving the parties space to make progress (Norwegian MFA 2021b).A second round of negotiations took place at the beginning of September 2021. The parties released a joint statement reporting that two agreements had been reached, the first being to act jointly in the claim of Venezuelan sovereignty over Guyana Esequiba, and the second, a "partial agreement on the social protection of the Venezuelan people". The parties conveyed that the points to be addressed in the following round of negotiations would be "respect for the Constitutional Rule of Law", protection of the national economy, and measures for the social protection of the Venezuelan people.Between the second and the third rounds of negotiation, Erna Solberg, the Norwegian Prime Minister, spoke at the UN General Assembly on 21 September, referring to Venezuela as a country where human right violations were occurring. Her comment was criticised by Dag Nylander as it could, he said, damage the credibility of Norway's role. In a tweet on 25 September, the MFA reaffirmed its commitment as an impartial facilitator in the negotiations and declared that the statement in the UN should not be interpreted as being inconsistent with that (NRK, 2021). The Venezuelan government responded to this diplomatic hitch with a slight delay in proceedings when its representatives arrived one day late at the negotiation round scheduled in Mexico from 24 to 27 September, but which finally took place after 25 September (Euronews, 2021).After this third round of negotiations, the parties released a new joint statement, focused this time on the issue of inclusion and, specifically, on the need for a gender focus in the negotiations, identification of inclusive consultation mechanisms for political and social actors, and condemnation of xenophobic attacks on Venezuelan migrants that had recently occurred in Chile. According to an article by Diego Santander in the Spanish newspaper El Mundo (2021), this third round was so fraught with problems that no specific agreements were reached. Maduro's delegation insisted on its plans to include Alex Saab in the negotiation. Saab, a Venezuelan businessman, was accused of being Maduro's front man, and a key figure in the international economic and financial activities to circumvent the U.S. economic sanctions against his government. However, Saab had been arrested for money laundering in June 2020 in Cabo Verde and was extradited to the U.S. on the weekend of October 16.Negotiations, set for 17 October, were suspended on 16 October when the Maduro government decided not to participate in the next round of negotiations, because of Saab's extradition, which Jorge Rodríguez referred to as a "kidnapping" as it had been carried out "without a warrant and without due process" and accused the U.S. of trying to prevent the dialogue (Gilbert, 2021). The Norwegian government then tweeted that it was still convinced that the negotiations were the only solution for Venezuela, and that it would keep working to encourage the parties to continue (Norwegian MFA, 2021c). In Bull's opinion (2023), while the U.S. system may have its faults, the legal proceedings are independent from political powers so, on that occasion, there was little that U.S. politicians could do to stop the extradition.2022 — 2023: talks after the beginning of the war in UkraineIn March 2022, a new chapter of the dialogue began after the Russian invasion of Ukraine. A U.S. delegation formed by members of the Department of State visited Caracas to meet with the Venezuelan government and discuss an eventual isolation of Vladimir Putin. Some analysts also indicated that Venezuela was seen as a possible alternative oil supplier if the U.S. opted to restrict oil exports from Russia, which meant that removal of the sanctions on Venezuela could be considered (VOA, 2022a). Indeed, in May 2022, the U.S. announced that economic sanctions against Venezuela would be eased as a gesture in favour of reactivating the dialogues and also allowing the U.S. company Chevron to negotiate potential future activities with the state-owned oil and natural gas company PDVSA (Agobian, 2022). According to the Norwegian MFA (2023), these actions were a catalyst for the reactivation of the negotiations.Immediately after the announcement, Jorge Rodríguez and Gerardo Blyde met to discuss renewal of the talks (Ocando Alex, 2022a) but, by the end of May, according to Reuters, the Venezuelan government had demanded the withdrawal of Norway as a facilitator, and the presence of Russia (formally an accompanying country in the negotiations after 2021) as conditions for reactivating the negotiations. However, convinced that the Norwegians were their only guarantee for a successful process, the opposition disagreed (Oré, 2022). Bull (2023) specifies that the stance of the Venezuelan government might have been because it saw Norway as taking an excessively "pro-allies" position after the start of the war in Ukraine. She adds that Norway prefers to involve Russia and other big powers in the negotiations rather than excluding them, as they would provide legitimacy to the Mexico talks as the only acceptable platform for solving the Venezuelan political crisis. When interviewed, David C. Jourdan of the Norwegian MFA (2023), made it clear that Norway was never asked to relinquish its role as facilitator. Management of the process resides with the parties, which have remained committed to the MoU that names Norway as the facilitating country.On 21 and 22 June 2022, the Norwegian government held the Oslo Forum, an annual retreat focused on conflict mediation and peace processes. Around 100 conflict mediators, experts, peace process actors, and high-level decision makers from around the world gathered at Losby Gods Manor with the goal of sharing their experience on conflict resolution and peace diplomacy (Norwegian MFA, 2022). Among the peace process actors who attended the Oslo Forum were Jorge Rodríguez and Gerardo Blyde. A Norwegian source told VOA (2022b) that it was "probable" that the conversations would be initiated again, but "not immediately".On 14 September 2022, a group of 18 countries from the Americas and Europe agreed to call upon Maduro and the opposition to urge a resumption of the negotiations in Mexico (Ocando Alex, 2022b).Official negotiations began again on 26 November 2022. This time, a joint statement was issued indicating that the main agenda of the meeting would be social protection of the people. A partial agreement was reached, in which the measures agreed upon were: 1) creation of an organism to implement specific actions and programmes for the social protection of the Venezuelan people (Mesa Nacional de Atención Social, or MNAS); 2) creation of an organism auxiliary to the MNAS to evaluate its processes and the effects of implementation of the measurements adopted; 3) definition of the social areas which, requiring the most urgent attention, needed to be addressed through specific programmes, in particular the public health system, the national electrical system, development of the World Food Programme, educational infrastructure, and rebuilding of the infrastructure damaged as a consequence of the torrential rains in the latter half of 2022; 4) requesting from the UN support for the design and creation of a fund for social support of the Venezuelan people; 5) identification of frozen assets belonging to the Venezuelan state that might be progressively accessed and incorporated into this fund; 6) creation of a commission to assess and verify implementation of the agreement.After this meeting, the negotiations stalled again when the Venezuelan government accused the opposition of not complying with the agreement reached but, mainly and above all, because the frozen US$3,000 million that were to be incorporated into the Fund for the Social Protection of the Venezuelan People had not yet been released (August 2023). According to Maduro, this was a condition sine qua non for resuming the talks. The Colombian president, Gustavo Petro, organised a conference on 25 April 2023 in Bogotá, with representatives from numerous countries to discuss the Venezuelan situation. The shared positions of the Venezuelan government and the opposition were explained to the international community, in particular regarding the removal of sanctions, free elections, and reactivation of the peace talks. One of the shared positions for renewal of the talks was that of establishing the Fund for the Social Protection of the Venezuelan People (Ramírez Vargas & Alcalde, 2023). The message that came out of the Venezuela Conference of Bogotá was very clear: the UN trust fund for Venezuela should be set up as swiftly as possible. According to a Reuters report by Spetalnik, Sequera and Armas (2023), on 19 May the Biden administration notified the UN that the money could operate within the U.S. financial system, and that there would be no risk of creditors seizing it to repay the outstanding Venezuelan debt. Accordingly, the UN-administered fund could have been operative at the end of May 2023. However, the decision to establish the trust fund ultimately lies with the UN Secretariat in New York and some insiders allude to the complexity of the process involved and stress that establishing the fund depends on a number of factors. As of late August 2023, it had not been established by the UN. 5.2. Norway's distinctive approach to peace diplomacyIn an interview for the Centre of Humanitarian Dialogue, when asked about the distinctive approach of Norwegian diplomacy in international conflicts, Dag Nylander (2020) identified four main elements: (a) collaboration with Norwegian and international NGOs, (b) low-key diplomacy, (c) long-term commitment, and (d) the ability to make quick decisions.[5] In this section, these four elements will be briefly discussed.Norway's distinctive approach to its engagement in peace processes and with non-state actors was defined after the decentralisation of its foreign policy in the early 1990s. Humanitarian assistance and development policies called for closer cooperation between the Norwegian MFA and non-governmental actors and, according to Lehti (2014), this approach was extended to the area of peace-making. In the 1990s the Ministry responded positively to proposals and initiatives from various NGOs and well-connected individuals with regard to conflictive areas. The range of actors involved in peace-making was broadened, and Norway was then able to act beyond the bounds of government-centred diplomacy with a distinctive, more informal approach to peace diplomacy. Ann Kelleher and James Taulbe (2006) refer to this approach as "Track I½ Diplomacy", understanding Track I diplomacy as that with official representatives of governments and Track II diplomacy as that involving unofficial representatives and sectors of the civil society. An important feature of the collaboration between the state, NGOs and research institutions is that it is extensively funded by the state (Bandarage, 2011). Indeed, some Norwegian NGOs receive more than 90% of their funding from the state which, in Kelleher's view (2006), almost makes them quasi-governmental organisations.As for low-key diplomacy, Nylander (2020) affirms that activities pertaining to peace diplomacy rarely appear in the news, and that they are discreet and unnoticed, often with the involvement of low-level and mid-level diplomats, an approach that allows flexibility in seeking opportunities and in dealing with problems with relative freedom.Norway's long-term commitment to peace diplomacy is based on a broad political consensus for the promotion of peace and reconciliation. Hence, changes of government will not influence the country's engagement in any given conflict. According to the MFA (2000), the goal is not only ending violence but also support for economic, social, and political processes that lead to durable liberal peace in the country concerned.Finally, the ability of Norwegian diplomats to make quick decisions stems from the smallness of the country, not only in terms of population but also social distance. Dag Nylander (2020) mentions that the distance between a diplomat in the field and the ministry of Foreign Affairs is very short, and that it takes just a quick phone call or a text message, sometimes directly to the Minister, to obtain any clearance that may be needed. 5.3 Norwegian approach to facilitation the Venezuelan peace processNorway's approach to facilitation in Venezuela is consistent with its work in other peace processes. It began with secret talks between the parties (low-key diplomacy) and then, having advanced towards a more public and official format, it was formalised with the MoU signed in Mexico on 13 August 2021. In the MoU, the parties defined the agenda and methods for the talks. David Jourdan of the Norwegian MFA (2023) highlighted the importance of this Memorandum, which contains not only the agenda and format for the negotiations, but also a shared vision of the process and the country.As for the method, it is important to mention that it is based on a "nothing is agreed until everything is agreed" principle (comprehensive approach), although partial agreements can be reached if the parties consider that a subject has been sufficiently discussed and urgent action is required. This was the case with the two partial agreements on the Guyana Esequiba, and Social Protection of the Venezuelan people signed at the end of the talks in Mexico. This approach has its advantages, such as ensuring "big picture" negotiation, but it also comes with the risk the parties can renege anytime on anything they have agreed to. It was first used in other peace processes including Britain-Ireland in 1995, Palestine-Israel, and in Cyprus and Colombia. The Norwegian MFA (2023) emphasises that understanding the needs of the parties and ensuring that they are in charge of the process, has been key to making progress throughout the negotiations. The Venezuelan conflict is political in nature and requires political solutions, and the negotiation process provides a confidential space where the two parties have an opportunity to reconcile their interests. David Jourdan, sharing the MFA's approach to the political process, points out that Norway has probably been a more active facilitator in the Venezuelan negotiations than in other peace processes.An essential point of the MoU is participation, as it establishes mechanisms of consultation for political and social actors. The aim is for the process to be as inclusive and legitimate as possible. However, there is little information available as to whether this is actually the case and David Jourdan (2023) admits that it is not yet possible to speak of results in this area.Moreover, it should be noted that the Norwegian approach to facilitation, based on discretion and confidentiality, is one thing and how the parties actually behave is quite another matter. On more than one occasion, as can be seen in several documents and declarations, the Norwegian government has emphasised the need for the parties to be careful with their public declarations. In an interview with El País in February 2023, Anniken Huitfeldt, Norwegian Minister of Foreign Affairs, wryly acknowledges an anecdote sometimes repeated by high-profile Venezuelan politicians, according to which politicians will normally control themselves in public but, in private, tell someone else what they really think but, in Venezuela, the opposite occurs: what is said in private becomes amplified in front of a microphone (Lafuente 2023). Vicente Díaz, former director of the Venezuelan National Electoral Council, who participated in the talks held in the Dominican Republic, Oslo, and Barbados says that, since the process in Mexico was "very public" (as occurred in the Dominican Republic), it created difficulties for the parties, since national and international expectations were generated, which meant that more attention was given to audiences than to the talks (openDemocracy 2022). 5.4 Norwegian interests in VenezuelaIn this section and in keeping with the theoretical framework described above, I discuss four possible reasons for Norway's mediation in the Venezuelan conflict: (a) peace and stability (value-oriented diplomacy), (b) reputation, (c) political interests, and (d) economic interests.Value-oriented diplomacy focused on peace promotion makes sense for Norway, a country whose identity as a peaceful country and peace broker has existed at least since the late 19th century. Those values are so widely embedded that a broad political consensus exists among the population over a peace promotion policy, supported institutionally and by an extensive network of non-state actors coordinated by the state. Norway's constructed identity as a peace broker (especially intensified since the 1990s) means that the country acts as such. Moreover, promotion of such values makes even more sense when security has become globalised, and when a conflict in a faraway country can have humanitarian, political, economic, and ecological consequences in distant parts of the world. In this sense, value-oriented diplomacy may acquire realist motivations although, according to Bull (2023), this is discourse that appeared, above all from the 1980s, to justify Norway's involvement in peace processes. One of its proponents was the diplomat and former Labour Party politician, Jan Egeland.Ensuring peace and stability in Venezuela could, for example, (1) help to mitigate the external displacement crisis, which mainly affects neighbouring countries like Colombia and Ecuador as well as the U.S. and others in Europe, with all the humanitarian and economic consequences for those receiving refugees; (2) ensure Venezuela's participation, as a democratic state, in international organisations, thus promoting democratic values and human rights; (3) promote social and economic development in the country, which would create value for its nationals as well as attracting international investment and; (4) finally, through social and economic development, reduce the presence of paramilitary organisations in the country, including the Ejército de Liberación Nacional (ELN), which is involved in drug trafficking. During the interview with David Jourdan (2023), we shared these points and he replied that this may well be so, but that such possibilities could also arise as a consequence of a political settlement that includes the removal of the sanctions. He added that the main reasons for Norway's peace diplomacy are the goals of preventing and reducing human suffering, as well as contributing to peaceful societies and stability.Peace diplomacy does not give rapid results (when it actually gives results), but Norway sees it as a policy consistent with its values, and as one whose long-term effects are sufficiently relevant as to justify investment in it.When it comes to image and reputation, Norway's approach on peace has been used as a public diplomacy branding tool, together with the country's natural environment and gender equality, to solve one of the image problems of small countries: invisibility.Indeed, discretion and a low profile do not necessarily mean invisibility, and as long as the right aspects of Norway's peace diplomacy are emphasised in a public diplomacy strategy —for example its role as a facilitator, an engaged partner, and good multilateralist— the discretion that peace diplomacy requires would not be jeopardised (Leonard and Small, 2003). Success in mediation of the Venezuelan conflict would, of course, be positive for Norway's image as a peace broker, although this constructed image is also enhanced through pertinent media coverage mentioning the Norwegian involvement during the Venezuelan peace process. This can be explained by NRC theory since the Norwegian image is constructed not only through success in a certain process but also through the mediating process itself. To give one example, the Google search "peace talks Venezuela Norway" offers almost 4.85 million results, while the Spanish search with "mediación de paz Venezuela Noruega" offers 1.28 million results. Moreover, when Norway uses the word "facilitation"2 it transfers responsibility for the results to the parties, implying that it has the role of supporting and accompanying them, but it will not be responsible if the parties decide that they do not want to continue with the process. This safeguard for Norway's image as a peace broker applies to the Venezuelan case.Political influence has also been identified as one of Norway's possible interests. As Matlary (2003) notes, access to key international actors can result from Norway's engagement in peace processes, including in the case of Venezuela, especially in a context of international energy insecurity, and political tensions due to the high-profile conflict between Russia and Ukraine. In my interview with David Jourdain (2023), "close dialogue with key international stakeholders" together with increased political capital were mentioned as benefits that Norway could reap by engaging in Venezuela. He also pointed out that one of the key features of this conflict is the importance of the U.S. as an actor with the capacity to contribute to the outcome of the peace process.The U.S. is now particularly concerned to find new energy suppliers, and ensuring political stability in Venezuela could provide international legitimacy for oil and gas transactions with its government. Giovanna de Michele, internationalist lecturer at the Central University of Venezuela, told VOA that the best way to extract oil from Venezuela would be through U.S. companies, but the sanctions would have to be eased if this was to happen (Ramírez Vargas & Alcalde 2023). Norway offers an internationally recognised platform for making this possible: the talks in Mexico. It could therefore be a key actor in helping to resolve the political crisis in Venezuela while also supporting an ally, which would contribute to its status as a reliable partner of the U.S. However, as Matlary notes, it is difficult to quantify or define the scope of the access Norway gleans from its peace policy.Finally, with regard to economic interests, there are currently no Norwegian state-owned companies operating in Venezuela, although they can be represented through the investments of the Norwegian National Pension Fund3 in foreign companies that do operate in the country, for example, some Colombian companies, among them Bancolombia, Banco Popular, Banco Davivienda, and Cementos Argos. And, at the beginning of 2023, Ecopetrol, which is financed by Norfund, asked the U.S. for permission to negotiate with the state-owned company PDVSA to explore gas imports from Venezuela to Colombia (Quesada 2023). Among Norwegian investments in the U.S. are Chevron and Occidental Petroleum Corp, and the U.S. has recently given permission to Chevron to negotiate with the PDVSA and, at the end of 2022, a United Nations Commission on International Trade Law (UNCITRAL) court found that Venezuela was liable for discriminatory conduct in its payment of dividends from an oil and gas venture and ordered Venezuela to pay US$105 million to a Barbadian subsidiary of Occidental Petroleum Corp (Ballantyne 2022). If an improved political situation in Venezuela increases the revenues of these companies, it could also be positive for Norwegian investments.It should be added that, until 2021, Statoil (later Equinor), the national oil company of Norway, was present in Venezuela where it invested more than one billion dollars between 1995 and 2013 and participated in the Sincor heavy crude oil project with Total and PDVSA. However, due to concerns about the workforce and practical difficulties, Equinor pulled out of the project and transferred its 9.67% participation to CVP, a subsidiary of PDVSA, although it did keep its 51% stake in the exploration license of block 4 on Plataforma Deltana off Cocuina(Øye Gjerde, n.d.). Accordingly, Equinor participation in Venezuela is currently on hold but a greater presence in Venezuela of Norwegian companies, in particular from the oil and gas sector is possible if the country's situation improves.To sum up, although economic links between Norway and Venezuela do exist, they would seem to be limited and not sufficient to explain Norway's participation as a facilitator in the Venezuelan peace process. 6. CONCLUSIONSThe core question of this study is why and how does Norway facilitate the Venezuela peace talks? The results suggest that, for Norway as a facilitator of the Venezuelan peace process, the main goals of mediation-as-foreign-policy are humanitarian, security (better understood as promoting stability in the region), projection of its image as a peaceful nation and a peacemaker, and of its status vis-à-vis key international actors (especially the U.S.).All these goals can be explained through the Holsti's theory of National Role Conceptions (NRC) and Norway's own role prescription as a small, democratic, and peaceful nation, which means it would promote these values through altruistic (idealist) and non-altruistic (realist) actions and perspectives.Interestingly, economic factors do not seem to play a major role as a mediation-as-foreign-policy objective. The economic ties between Norway and Venezuela are presently not significant and, thanks to the diversification of the investment portfolio of the Norwegian National Pension Fund, Venezuela only represents a very small part of Norwegian economic interests.It is therefore relevant to consider the importance of constructivist aspects such as national values and self-conception in shaping the foreign policy of small countries, despite the apparent predominance of realpolitik aspects in an international context of increasing competition. These constructivist aspects offer key information for understanding and explaining the behaviour of small countries and should not be overlooked.Besides, it is worth reflecting on the definition of a mediation success in real, and in mediation-as-foreign policy terms. In the real sense, mediation is successful when it produces long-term reconciliation between the parties, in the eyes of a domestic audience while, for an audience external to the conflict, mediation may be successful simply when a peace agreement between the parties is signed. Meanwhile, for the mediating country or its allies, a mediation is deemed effective when foreign policy objectives are achieved. The approach used by Norwegian mediators in the Venezuelan process is similar to that of previous peace processes. It starts with the organisation of secret meetings and then advances towards a more public and official format. However, some distinctive traits of this peace process have been (1) a somewhat more active role of Norway as a facilitator when compared to other peace processes, (2) the weighty influence of the U.S. in causing setbacks or advances in the negotiations , and (3) premature publicity of this process, when the parties have been too eager to share their views with the press and the public, which may have been an obstacle for achieving progress. Despite these challenges, as of November 2023, Norway has continued to honour its long-term commitment to achieving a peaceful solution to the Venezuelan conflict.This study has created a first timeline of the Norwegian involvement in the Venezuelan peace process by means of consulting information in primary and secondary sources and, when relevant, adding further details obtained in interviews with two experts. This timeline provides an overview of the main milestones of the peace process while highlighting Norway's role as a facilitating country. Possible reasons for its engagement in the Venezuelan peace process have been identified. At a tactical level, the moral and security elements seem to be a high priority for people working in the field. These actors have considerable expertise in conflict resolution and perform their duties diligently. At a more strategic and state-centred level, besides the moral and security components, attention is given to building political capital by means of offering an attractive image to international stakeholders, especially close allies like the U.S. This is, therefore, an excellent example of the importance of peace diplomacy as a soft power tool for a middle-level country like Norway.The limits of the study arise from the nature of an ongoing mediation process. Since silence sometimes carries more weight than words and as discretion is necessary for the process to move forward, only limited information could be directly obtained from relevant actors in the peace talks. In terms of Norway's interests in certain areas, the limits of qualitative methods have not allowed quantification of the importance of each of these interests. The aim of the interviews was to obtain in-depth information that could confirm that such interests exist, and to provide distinctive details that might enrich knowledge of this peace process, rather than quantifying the results. Finally, now that Norway's possible interests as a facilitator have been identified, future research could be addressed at quantifying the weight of each of them in Norway's peacebuilding policy over the last two decades. 7. ReferencesAggestam, Lisbeth. "Role Conceptions and the Politics of Identity in Foreign Policy". ARENA Center for European Studies Working Paper, vol. 99/8 (1999). 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"Idealism in international relations" in: Dowding, Keith (ed.) Encyclopedia of Power, Thousand Oaks: Sage Publications, p. 332-333.Notes:1- Originally consisting of 12 Latin American nations and formally created on 8 August 2017, the Lima Group is a multilateral body whose goal is to explore mechanisms for a peaceful solution to the political crisis in Venezuela and restoration of a democratic order (Government of Colombia 2017).2- In this study, I use the terms "mediation" and "facilitation" interchangeably. However, mediation normally involves a formal mandate from the parties of a conflict, covering involvement in both the substance and process of the negotiation, while a facilitator is less directive (Greminger 2007).3- The Norwegian National Pension Fund, the world's largest sovereign fund, has investments in over 9,000 companies in 70 countries (Oljefondet n.d.). Key words: Venezuela, Norway, national role conception, mediation, peacebuilding, foreign policy, conflict resolutionDOI: https://doi.org/10.24241/docCIDOB.2024.15/enE-ISSN: 2339-9570

Documents CIDOB: 15Winner of the Global Talent Award, launched by CIDOB and Banco Sabadell Foundation in the framework of Programa Talent Global.ABSTRACTThis study offers a comprehensive overview of the Norwegian involvement in the Venezuelan peace process as a facilitator of the peace talks between the Venezuelan government and the opposition. It explains what Norway does as a facilitator (the process), as well as how (approach) and why (characteristics of Norway as a suitable mediator, and possible interests), not only in terms of the characteristics making Norway a suitable facilitator, but also its interests and motivations. The main goal is to draw attention to the importance and the usefulness of soft power tools for the achievement of foreign policy objectives and, in particular, peace-making. The study concludes that, for Norway, mediation as foreign policy is, in general but also in the case of Venezuela, the result of a combination of idealist, value-oriented motivations (humanitarian reasons and international stability), and realist, non-altruistic interests (status and access) arising from its constructed national identity and role conception. 1. INTRODUCTIONSince the early 2010s, Venezuela has been embroiled in a grave economic, political, and humanitarian crisis resulting in institutional disarray that reached critical point in 2017. It was in this year that the constitutional order was broken after Decision 156 of the Supreme Tribunal of Justice in Venezuela, whereby this organ attributed to itself the functions of the National Assembly, the country's legislative organ. Deemed unconstitutional by the political parties with a majority in the National Assembly, this move led to mass protests. The government reacted by calling for a new constitution to be drafted by a newly created Constituent National Assembly which, in August 2017, granted itself powers to pass legislation, thus overriding the National Assembly (Bronstein & Cobb, 2017). This was not recognised by the National Assembly but, in 2018, the Constituent National Assembly went ahead and blocked the participation of the main opposition parties in the presidential elections that year. These elections were rejected by a broad sector of the international community, among them the European Union (EU) and the Lima Group.1From 2017, Norway, with a population of just 5.5 million, has been exploring possibilities in Venezuela for political dialogue between the government of Nicolás Maduro and the opposition, first through the Norwegian Centre for Conflict Resolution (NOREF), an independent foundation that receives funding from the Norwegian Ministry of Foreign Affairs (MFA), and later, after 2019, with direct state involvement. Norway has built an image as a peace broker with its success in processes like the Oslo Accords between Israel and the Palestine Liberation Organisation (PLO), and in the talks between the Colombian government and the Revolutionary Armed Forces of Colombia (FARC). But why did Norway decide to facilitate the peace talks in Venezuela? How does Norway approach peacebuilding in this conflict? This article aims to analyse the causes, process, approaches, and motivations for Norwegian mediation in Venezuela, in order to draw attention to the importance and the usefulness of soft power tools for the achievement of foreign policy objectives and, in particular, peace-making. I therefore explore the comprehensive role of Norway in the Venezuelan peace talks, the background, the process, and Norway's possible interests as a facilitator. I argue that,for Norway, mediation as foreign policy is, in general, but also in the case of Venezuela, the result of a combination of idealist, value-oriented motivations (humanitarian reasons and international stability), and realist, non-altruistic interests (status and access) arising from its constructed national identity and the way it perceives its role as a peace-making nation. As mentioned above, the Norwegian state became officially involved in the Venezuelan conflict in 2019. The domestic situation had come to a head on 23rd January when Juan Guaidó, leader of the opposition and president of the National Assembly, rejected the authority of Nicolás Maduro and declared himself acting president of Venezuela. However, the strategy failed when the military remained loyal to Maduro. Negotiation then became a last resort (NUPI 2020) and Norway began to facilitate negotiations between government and opposition, first in Oslo and then in Barbados, in 2019. These efforts led to further discussion between the parties through 2021 and 2022, in Mexico. In 2022, the war in Ukraine prompted changes in the positions regarding Venezuela of certain actors, notable among them the United States (U.S.) and the EU. As the Spanish Institute of Strategic Studies (Remacha, 2023) points out, U.S. concerns about energy security made it necessary to find a way of guaranteeing the international supply, and Venezuela was (and is) considered to be a strategic source. Contacts between the U.S. and Venezuela were made in 2022, and talks began about removing the sanctions imposed on the country. Given its economic situation, and the presidential elections due in 2024, Venezuela welcomed the rapprochement. If the sanctions were to be removed (at least partially), it was necessary to resume dialogue with the opposition, so in November 2022, negotiations recommenced in Mexico with Norway's mediation. Significant progress was made, and the release of previously frozen international funds was agreed upon (up to 3,000 million dollars earmarked mainly for public health, education, and food), as well as the lifting of some sanctions. Maduro's government is also aware that the 2024 elections should be held according to a model that respects democratic safeguards, with unrestricted participation by the opposition, so that results will be internationally recognised. Venezuela would then be able to resume relations with countries and regions like the U.S. and the EU, thus enabling international investment, particularly in the oil industry, and an improved economic situation (NUPI, 2020). Although the presidential crisis formally lasted until 5th January 2023 when Guaidó's acting presidency was abolished by the National Assembly, the political crisis with the opposition continues to the present day, in November 2023. 1.2. Research goals and objectivesThis study aims to explore the role of Norway as a facilitator in the Venezuelan peace talks, focusing on what it does (the process), how (approach), and why (characteristics of Norway as a suitable mediator, and possible interests). It seeks to demonstrate that, given Norway's national conception as a peacemaker, its strategy in Venezuela expresses a broad foreign policy endeavour that has humanitarian but also reputational and political motivations. More broadly, the importance of soft power tools for state actors to achieve their foreign policy objectives is discussed. Constructivism and Holsti's theory of National Role Conceptions (NRC) help to explain Norway's self-image as a peacemaker, while idealism and realism, together with Touval's "mediation as foreign policy" theory shed light on Norway's use of mediation as a foreign policy tool. Qualitative methods based on analysis of primary and secondary sources, complemented with semi-structured interviews with experts and officials of the Norwegian Ministry of Foreign Affairs, have been used. 1.3. Relevance and justificationNorway is a small country in terms of population but one with a notable ability to influence international affairs thanks to soft power. One of ways it exercises its influence is its internationally recognised image as a peacemaker, evidenced through its involvement in several peace processes. Indeed, since 1993, Norway has been engaged in 11 different peace processes (Norwegian Ministry of Foreign Affairs, 2019) with some major successes but also others that were limited. The case of Norwegian facilitation of the Venezuelan peace talks is studied for two main reasons. First, is its relevance in terms of policy significance, as it is an ongoing process, which leads to questions about why Norway acts as a facilitator, and the possible interests it has in doing so, apart from the goal of peace itself. Second, is the practical reason of the author's knowledge of the three languages relevant for this research (English, Spanish, and Norwegian), which is a valuable asset in terms of good understanding of the information from primary and secondary sources written in the three languages. This is an advantage in the research, as it allows cross-checking of information, and offers a broader perspective on the topic. 2. NORWAY AS A PEACEBUILDING NATIONScholars offer several explanations of Norway's involvement in peace processes arising from international conflicts. The result of a pragmatic foreign policy, it combines idealist and realist elements in a seemingly contradictory policy which, in fact, accommodates different domestic interests and maintains inter-party foreign policy consensus (Riste, 2001; Ekengren, 2022).From a constructivist perspective, the notion of Norway as a nation for peace partly comes from its conception of its role as a small, rich, peaceful state, with a clear focus on human rights and humanitarian assistance (Leira et al., 2007). While it is true that the so-called value-oriented (idealist) diplomacy wasstrengthened, above all in the 1990s, with the increased involvement of Norway in several peace processes, its self-image as a peacebuilding nation has always been present (Leira, 2015). The Norwegian peace activist and later Foreign Affairs Minister, Halvdan Koht (1873-1965), argued in 1902 that, although the fact of its being a small state could limit its flexibility in foreign policy actions, Norway could and should secure its status by promoting peace and development. More than 80 years later, in 1989, Jan Egeland, who would become State Secretary in the Norwegian Ministry of Foreign Affairs from 1990 to 1997, argued that a small, rich country like Norway could be more effective in promoting human rights and peace than old colonial powers or superpowers with their historical baggage and policies based on self-interest and dominance (Sørbø, 2018).Moreover, the notion of status, which is closely linked with the concept of identity, has been prominent in Norway since the nation's beginnings. Leira (2015) describes the pursuit of status as a peace-making nation in the 19th and early 20th century as a way of achieving independence (through moral authority), a means of saving money (as the policy for peace was cheaper than power politics), and as sound realpolitik for a small state. He also refers to the words of Ole Jacob Broch in 1864 when he argued that, when small states need to "engage in the strife of other states", they should do it decisively because, "for them, honour and prestige are even more important than for the greater powers" (Broch cited in Leira 2015, p.22).The role performance of Norway, or itsbehaviour with, and approach to foreign policy actions is, according to Gulbrandsen (2022), influenced by the logic of appropriateness (March & Olsen, 1998), dictated by the image the state has of itself, and constituting a basis for adopting a role in any specific context. In Holsti's view (1970), the main explanation for the role performance of a state arises from policy makers' conceptions of the role of the nation in a system (National Role Conception), but adoption of a role is also influenced by what he calls role prescriptions, which come from the external environment. In this case, if the Norwegian government and the Norwegian people have an image of Norway as a nation for peace, and if the external image they project in other countries is also that of a nation for peace, the logic of appropriateness and the role prescription will dictate that Norway will have to behave as a nation for peace, and thus engage in peacebuilding policy.For Skånland (2010) the Norwegian involvement in peace processes is the result of a discursive construction, amplified by the media, above all after 1993. Media coverage of the Norwegian involvement in the Middle East peace process gave a very positive picture of Norway in general, an image that was strengthened thanks to the perceived successes in the peace processes of Sri Lanka, Guatemala, and Mali. All this crystallised into three main discursive constructions: (1) the decisive significance of the Norwegian contribution for the outcome of peace processes, (2) the importance of peace promotion as a foreign policy tool, and (3) Norway's distinctive approach for peace promotion.Other authors emphasise Norway's peace engagement efforts from a more realist perspective and, in particular, as a policy instrument in its own right (Touval, 2003). Some, like Matlary (2002) argue that mediation is used as an institutionalised strategy for dealing with some of the challenges of being a small state, as well as for promoting Norway's interests in the international arena, and having some influence in international relations. As Stokke (2014) notes, although it has a small population, Norway has a disproportionate importance in other areas (fishing, oil and gas, shipping etc.), thus implying interests beyond its borders as well as influence in other domains because of this prominence. According to Matlary (2002), some Norwegian interestsidentified from a realpolitik standpoint are security (addressed through NATO), economic interests vis-à-vis the EU, access to political decision-making power in the EU and, outside the West, considerable economic interests in oil prices and oil export. Matlary, who collected data through a series of anonymous interviews with diplomats and politicians, alludes to the effects of value-oriented diplomacy in matters of matters and concludes that, apart from a good image and profile, what value-oriented diplomacy provides is access to other arenas where one needs the best possible entry. Her interviewees referred, above all, to access to the leaders of the U.S. Department of State through the policy of peace engagement, especially in the Middle East and, to a much lesser extent, to leaders of EU states. However, she says, it was difficult to collect specific insights into the effects of such access, a perspective shared by Stokke (2010, p.166) who argues that "the extent and manner in which recognition is translated into international influence is complex and may vary from one policy field to another and between different arenas of international relations. This means that it is notoriously difficult to detect and measure the direct benefits from peace engagement". Finally, another interesting perspective is that provided by Neumann (2011). For him, the peace and reconciliation efforts of medium and small countries are a means to maintain a system with which they are reasonably satisfied, because they are not as well equipped as bigger powers to deal with other (more violent) types of conflict resolution methods, and he refers specifically to the institutionalisation of peace and reconciliation efforts by Norway.To conclude, Norway's peacebuilding policy may be understood as apparently idealist (value-oriented diplomacy) and based on a self-image as a nation for peace, which includes both idealist (moral responsibility) and realist (influence in the international arena and security) motivations. Until now, there have been no major conflicts between those two angles (Stokke, 2014), but in an increasingly polarised world, it is becoming more and more difficult for Norway to maintain a balanced policy in peacebuilding processes. 3. THEORETICAL FRAMEWORKThis study draws on the theory of constructivism to explain Norway's national role conception and considers the notions of idealism and realism to explain mediation as its foreign policy. A theoretical framework based on such apparently antagonistic ideas is, perhaps, not very common but, as Barkin (2003) puts it, a constructivist epistemology and a classical realist theory are, in fact, compatible and, moreover, this kind of framework can be useful in International Relations (IR) theory, as it can specify the relationship between the study of power in IR and the study of IR as social constructions. Indeed, constructivism and perceptions can—and are—often applied to fulfil or justify realist objectives and policies.For the purposes of this study, I consider that mediation as foreign policy is a result of idealist (value-oriented) and realist (power) motivations arising from a constructed national identity and role conception.3.1. Constructivism and national role conceptionFor Barnett (2018), constructivism as an international relations social theory is "concerned about how to conceptualise the relationship between agents and structures, but it is not a substantive theory" (p.88). The basic premise is that the world is socially constructed, which means that "social reality is a product of human consciousness. Consciousness is created and constituted through knowledge that shapes meaning and categories of understanding and action; such knowledge and meanings can be institutionalised in social life; and this institutionalisation, in turn, shapes the construction of social reality" (p.88). These categories shape not only external reality but also its actors, which is an indicator of the importance of the social construction of interests and identity. For example, Norway's identity may shape its national interests, and one of those interests might be security, but the concept of security and how it can be achieved may be linked to Norway's identity.National Role Conceptions, a concept first developed by Holsti (1970), is defined as "the policymakers' own definitions of the general kinds of decisions, commitments, rules, and actions suitable to their state, and of the functions, if any, their state should perform [...] in the international system" (p. 245-246). These are, as mentioned in section 2, the main explanation for the role performance of a state, understood by Holsti as the "general policy behaviour of governments" (p. 245). Role performance is also influenced by what he calls role prescriptions, which come from the external environment and have, as some of their sources, system-wide values, the structure of the international system, and the traditions, rules and expectations of states expressed through various legal instruments (p. 246).The notion of national role conception is related to that of politics of identity, which, in Aggestam's words (1999), is a set of ideas that policymakers use to create a sense of solidarity and cohesion and thus to legitimise general trust in a nation's foreign policy. She argues that speeches sometimes reveal subjective we-feelings of a cultural community related to territory, myths, rituals, institutions, and customs, and she refers to the "institutionalisation" of national identity, which makes identity constructions relatively resistant to change. Moreover, citing March & Olsen (1998), she indicates that certain practices and rules of behaviour that legitimise and explain specific identity constructions are reinforced by such institutionalisation.The starting point of the present study is, therefore, the idea that Norway's national role conception is that of a small, rich, peaceful, democratic state, whose official discourse in peace engagement, especially since the 1990s, emphasises its altruistic contribution as a "peaceful nation that has the values, competences and economic resources" for such an endeavour, but whose work is also "beneficial for Norway's own interests" (Stokke, 2014, p.8).3.2. Idealism, realism, and mediation as foreign policyThere is no generally accepted definition of idealism because there is no settled ontology of the term but, according to Wilson (2012), it generally refers to any goal, idea, or practice that is considered impractical from a state perspective, for example the prohibition and disarmament of nuclear weapons, or global eradication of poverty. In IR it is normally used in both the broad and narrow senses. Broadly speaking, idealism seeks to transcend anarchy to create a more harmonious world order while, in the narrow sense, it is a doctrine tied to the inter-war period (1919-1939) and seen as emphasising the growing interdependence of mankind. I shall focus on the first meaning, which refers to "an approach to international politics that seeks to advance certain ideals or moral goals, for example, making the world a more peaceful or just place" (Wilson, 2019).Realism is a substantive theory of IR that considers states to be the main actors in the international arena, and mainly concerned with the pursuit of their own national interests, security, and struggle for power. Realists view the international arena as a sphere without justice, and with active or potential conflict among its members. They show scepticism about the relevance of ethical norms (Stanford Encyclopedia of Philosophy, 2017). This theory has a variety of ramifications but in this study I consider, first and foremost, classical realism because, although idealism is usually heavily criticised by realists, according to Barkin (2003), classical realism perceives the art of international politics as "the practical balancing of the demands of power on the one hand and morality on the other—a dialectic between power and morality [...]. Idealism, for the classical realist, is necessary to inform our actions and underlie our interests in the pursuit of international politics, but realism will always remain a necessary part of relations among states" (p.333). Also relevant is the perspective of neoclassical realism because, while classical realism focuses on the system-level factors, neoclassical realism considers domestic-level factors as variables that can shape foreign policy, which is highly pertinent if NRC theory is used to explain Norway's behaviour in the international arena. Neoclassical realism considers that "objective reality exists, but decision making is impaired by uncertainty and the complexity of the environment" (Rathbun, 2008, p.296).According to Touval (2003), mediation as foreign policy needs to be understood as a policy instrument, as distinct from mediation theory. He argues that it derives from the mediator's perception of the international system, its foreign policy objectives and strategies, and domestic needs. I would also argue that it stems from the mediator's own national role conception and self-perception. Touval (2003) considers that ending a conflict is no longer the main concern of the mediating state, but only a part of a broadly conceived foreign policy as the mediation is also shaped by affairs that are external to the conflict. He highlights three issues arising from a state's international and domestic concerns: (1) mediation is perceived by the public and the officials engaged in it as a moral obligation, which is seldom criticised; (2) foreign and domestic motivations, apart from being an incentive for states to engage in mediation, also shape their strategies and tactics of the mediation; (3) the mediation is evaluated not only in terms of settlement of a dispute, but also the primary goals motivating the mediation. Beriker (2017) offers an expanded perspective of Touval's work, arguing that once mediation is proven to be a viable foreign policy tool, engaging in mediation enables medium-sized powers to create a political space that otherwise would not be available. 4. METHODOLOGYThis study is both descriptive and explanatory, as it inquires more deeply into the events as well as exploring why and how Norway became involved in the Venezuela peace process from 2017 to May 2023. In a deductive approach, existing theories —NRC, mediation as foreign policy, idealism, and realism— are drawn on to explain Norway's behaviour in its peacebuilding policy. The epistemology used is empiricism, since the focus is explanation rather than interpretation, and the ontology is pragmatist because, while the world is understood as existing independently from social actors, the influence of these actors to shape social realities should also be taken into account, together with the fact that, in some cases, this may affect realities existing independently of them.The methods are qualitative, as information provided with quantitative methods would be too superficial for a study that seeks to determine the existence and the characteristics of Norway's engagement in the Venezuelan peace process. The analysis is primarily based on a range of online primary and secondary sources, including government reports, memorandums of understanding, recorded interviews, articles, and academic publications. I consulted these sources, first, for better understanding of the issues and to organise this material around the research question, as well as to identify possible gaps of knowledge. I then conducted semi-structured interviews, with an official from the Norwegian MFA (Ministry of Foreign Affairs) and a Norwegian academic, to fill some of the previously identified knowledge gaps, to record their perceptions, and to triangulate the documentary information thus gathered.The first interview, conducted by videoconference on 2 August 2023, was with Professor Benedicte Bull, from the University of Oslo and, inter alia, president of the Nordic Institute for Latin American Studies, whose research has been focused on Venezuela in recent years. The second was with David C. Jourdan, who coordinates the Norwegian MFA's facilitation team in the Venezuelan peace process. This interview was conducted in Oslo on 8 August 2023. Both Bull and Jourdan have given their consent to use their names in the present study. NOREF was also contacted but stated that it could not give interviews on the Venezuelan peace process. 5. ANALYSIS AND DISCUSSION5.1. Norwegian involvement in the Venezuelan peace processNo official documentary information about the specific manner Norway engaged in the Venezuela conflict during 2017 and 2018 has been found, apart from the mere fact stated in the NOREF website that it was engaged in talks on the conflict in those years. According to its strategic plan 2019-2023, NOREF is a "non-state actor that is able to complement formal Norwegian peacemaking efforts [... and] build directly on the Norwegian tradition of informal conflict resolution". This makes it possible "to support formal peace processes (track I), and informal back-channel conflict diplomacy (track 1.5 and 2)" (NOREF, 2019). This institution has a permanent staff of professionals, experts in conflict resolution, and is governed by a board whose director is appointed by the Norwegian MFA, and whose members come, in general, from different areas of the public sector. In the interview with David C. Jourdan of the Norwegian MFA (2023), he confirmed that NOREF's engagement consists of track 2 approaches. Moreover, he stressed that, although NOREF receives public funds and works closely with the Norwegian state, it is a separate, independent institution. Norway's involvement in the peace process after 2019, when it became public, is described in some detail below. 2019: the first official talksAccording to the Norwegian MFA (2023), Norway has been involved in Venezuela since 2018. However, it was only in May 2019 that talks between the Venezuelan parties, facilitated by Norway, first became public. In this early stage, the negotiations between the delegations of Nicolás Maduro and Juan Guaidó lasted until August 2019, and although significant progress was made, no agreements for solving the political conflict were reached. However, the Norwegian MFA (2023) stresses that these negotiations were a stepping-stone for further talks between the parties, which signed a collaboration agreement in June 2020, with the objective of using frozen funds in the U.S. for a joint response to the COVID-19 pandemic, with support from the Pan American Health Organisation. Several newspaper articles describing the negotiations during that year provide additional information that has been used in this study.In May 2019, Juan Guaidó sent a delegation to Oslo to participate in exploratory talks with representatives of Maduro's government to try to find a solution to the political crisis the country had faced since Guaidó declared himself acting president of Venezuela at the beginning of that year (NRK, 2019a), information that was confirmed by Jorge Valero, Venezuela's ambassador to the UN in Geneva, and the UN spokesperson in New York, Stephane Dujarric. The Norwegian Broadcasting Corporation (NRK) reported the talks for the first time on 15 May but, according to an anonymous source, this was the second time that the parties had been in Oslo, and negotiations had previously been taking place in Cuba.Shortly afterwards, on the night between 16 and 17 May, the Norwegian Ministry of Foreign Affairs issued a press release confirming that there had been contacts between key political actors in Venezuela as a part of an exploratory phase aiming to find a solution to the country's situation. The Maduro government representatives present at the talks were Héctor Rodríguez, governor of the province of Miranda, and Jorge Rodríguez, minister of Communication. The opposition representatives were Gerardo Blyde, member of parliament, and Fernando Martínez Mattola, who had been minister during the government of President Carlos Andrés Pérez.In the last week of May 2019, the Norwegian minister of Foreign Affairs confirmed that the parties would travel again to Oslo during the following week to continue with the process (NRK, 2019b). Almost at the same time, Juan Guaidó insisted that the meetings in Oslo were not part of a dialogue or negotiation, but a mediation in Norway (El Nacional, 2019). According to Voice of America/Voz de América (VOA) (2019a), Nicolás Maduro appeared a few days later on the Venezuelan public TV channel after the opposition declared that the conversations in Oslo that week had ended on 29 May without any agreement being reached. Maduro stated that conversations had been taking place in secret during the three previous months, that he was proud of his delegation, and that dialogue with the opposition had been constructive. Moreover, he insisted on his wish to find a peaceful solution for Venezuela. Indeed, VOA pointed out that Dag Nylander, a Norwegian diplomat who would become chief facilitator of the Venezuelan peace process, had been travelling to Caracas and meeting with the political actors involved in the crisis since January 2019.The peace talks resumed one month later in Barbados. On 11 July 2019, after three days of conversations, Norway announced that the negotiations would continue (Reuters, 2019). Yet, only a few weeks later, the Maduro government withdrew from the talks when the U.S. president, Donald Trump, announced his decision to block U.S. citizens from engaging in business in Venezuela and to freeze the country's assets in the U.S. According to the Venezuelan government, this had been instigated by Juan Guaidó, while the opposition accused the government of reneging on its commitment to dialogue. Norway's facilitator, Dag Nylander, took note that the planned meetings would not take place and emphasised Norway's role as a facilitator acting at the request of the parties and planning the meetings according to their availability. He added that the facilitation process would continue as long as the parties wished, and provided that there was a realistic position on a solution in the best interests of the Venezuelan people (VG, 2019).According to Bull (2023), Norway, as the facilitating country, was displeased when the talks went public in May, believing that this was premature and that it would complicate the peace process. She also stresses that the Trump administration had no clear strategy for ending the conflict and that, when the U.S. sanctions were announced, there had not been any proper coordination with Norway. She also notes that mentions of the U.S. seem to refer to a single homogeneous actor, when the reality is that there are many actors involved, among them the Pentagon and the Department of State, and these actors may work in different directions, sometimes disrupting a given policy. The Norwegian MFA (2023) confirms it was not aware of the U.S. sanctions that were announced in early August 2019. Both parties and facilitator were taken by surprise.2021: The signing of a Memorandum of Understanding and negotiation rounds in MexicoA year and a half later, in March 2021, new exploratory talks began after the Biden administration's position on Venezuela allowed the parties to negotiate a Memorandum of Understanding (MoU), which led to the launch of a new negotiation process, starting in August that year. On 5 August, the Mexican President, Manuel López Obrador confirmed that Mexico would host talks between the government of Venezuela and the opposition (Reuters, 2021) and, a few days later, the Norwegian government confirmed its involvement with a tweet (Ministry of Foreign Affairs, 2021a). The new negotiation process was launched in Mexico City on 13 August, with Dag Nylander as chief facilitator, Jorge Rodríguez representing the Venezuelan (Maduro's) government, and Gerardo Blyde representing the Unitary Platform (the opposition). A MoU —which I refer to in more detail in section 5.3— was released, defining the objective, agenda, method, and composition of the negotiation team. The Norwegian minister of Foreign Affairs, Ine Eriksen Søreide, declared in a press note that the parties were ready to negotiate constructively and that, in the process, they would consult members of civil society as well as political actors. She also noted that there was mutual agreement on the sensitive nature of the negotiations, which was necessary for giving the parties space to make progress (Norwegian MFA 2021b).A second round of negotiations took place at the beginning of September 2021. The parties released a joint statement reporting that two agreements had been reached, the first being to act jointly in the claim of Venezuelan sovereignty over Guyana Esequiba, and the second, a "partial agreement on the social protection of the Venezuelan people". The parties conveyed that the points to be addressed in the following round of negotiations would be "respect for the Constitutional Rule of Law", protection of the national economy, and measures for the social protection of the Venezuelan people.Between the second and the third rounds of negotiation, Erna Solberg, the Norwegian Prime Minister, spoke at the UN General Assembly on 21 September, referring to Venezuela as a country where human right violations were occurring. Her comment was criticised by Dag Nylander as it could, he said, damage the credibility of Norway's role. In a tweet on 25 September, the MFA reaffirmed its commitment as an impartial facilitator in the negotiations and declared that the statement in the UN should not be interpreted as being inconsistent with that (NRK, 2021). The Venezuelan government responded to this diplomatic hitch with a slight delay in proceedings when its representatives arrived one day late at the negotiation round scheduled in Mexico from 24 to 27 September, but which finally took place after 25 September (Euronews, 2021).After this third round of negotiations, the parties released a new joint statement, focused this time on the issue of inclusion and, specifically, on the need for a gender focus in the negotiations, identification of inclusive consultation mechanisms for political and social actors, and condemnation of xenophobic attacks on Venezuelan migrants that had recently occurred in Chile. According to an article by Diego Santander in the Spanish newspaper El Mundo (2021), this third round was so fraught with problems that no specific agreements were reached. Maduro's delegation insisted on its plans to include Alex Saab in the negotiation. Saab, a Venezuelan businessman, was accused of being Maduro's front man, and a key figure in the international economic and financial activities to circumvent the U.S. economic sanctions against his government. However, Saab had been arrested for money laundering in June 2020 in Cabo Verde and was extradited to the U.S. on the weekend of October 16.Negotiations, set for 17 October, were suspended on 16 October when the Maduro government decided not to participate in the next round of negotiations, because of Saab's extradition, which Jorge Rodríguez referred to as a "kidnapping" as it had been carried out "without a warrant and without due process" and accused the U.S. of trying to prevent the dialogue (Gilbert, 2021). The Norwegian government then tweeted that it was still convinced that the negotiations were the only solution for Venezuela, and that it would keep working to encourage the parties to continue (Norwegian MFA, 2021c). In Bull's opinion (2023), while the U.S. system may have its faults, the legal proceedings are independent from political powers so, on that occasion, there was little that U.S. politicians could do to stop the extradition.2022 — 2023: talks after the beginning of the war in UkraineIn March 2022, a new chapter of the dialogue began after the Russian invasion of Ukraine. A U.S. delegation formed by members of the Department of State visited Caracas to meet with the Venezuelan government and discuss an eventual isolation of Vladimir Putin. Some analysts also indicated that Venezuela was seen as a possible alternative oil supplier if the U.S. opted to restrict oil exports from Russia, which meant that removal of the sanctions on Venezuela could be considered (VOA, 2022a). Indeed, in May 2022, the U.S. announced that economic sanctions against Venezuela would be eased as a gesture in favour of reactivating the dialogues and also allowing the U.S. company Chevron to negotiate potential future activities with the state-owned oil and natural gas company PDVSA (Agobian, 2022). According to the Norwegian MFA (2023), these actions were a catalyst for the reactivation of the negotiations.Immediately after the announcement, Jorge Rodríguez and Gerardo Blyde met to discuss renewal of the talks (Ocando Alex, 2022a) but, by the end of May, according to Reuters, the Venezuelan government had demanded the withdrawal of Norway as a facilitator, and the presence of Russia (formally an accompanying country in the negotiations after 2021) as conditions for reactivating the negotiations. However, convinced that the Norwegians were their only guarantee for a successful process, the opposition disagreed (Oré, 2022). Bull (2023) specifies that the stance of the Venezuelan government might have been because it saw Norway as taking an excessively "pro-allies" position after the start of the war in Ukraine. She adds that Norway prefers to involve Russia and other big powers in the negotiations rather than excluding them, as they would provide legitimacy to the Mexico talks as the only acceptable platform for solving the Venezuelan political crisis. When interviewed, David C. Jourdan of the Norwegian MFA (2023), made it clear that Norway was never asked to relinquish its role as facilitator. Management of the process resides with the parties, which have remained committed to the MoU that names Norway as the facilitating country.On 21 and 22 June 2022, the Norwegian government held the Oslo Forum, an annual retreat focused on conflict mediation and peace processes. Around 100 conflict mediators, experts, peace process actors, and high-level decision makers from around the world gathered at Losby Gods Manor with the goal of sharing their experience on conflict resolution and peace diplomacy (Norwegian MFA, 2022). Among the peace process actors who attended the Oslo Forum were Jorge Rodríguez and Gerardo Blyde. A Norwegian source told VOA (2022b) that it was "probable" that the conversations would be initiated again, but "not immediately".On 14 September 2022, a group of 18 countries from the Americas and Europe agreed to call upon Maduro and the opposition to urge a resumption of the negotiations in Mexico (Ocando Alex, 2022b).Official negotiations began again on 26 November 2022. This time, a joint statement was issued indicating that the main agenda of the meeting would be social protection of the people. A partial agreement was reached, in which the measures agreed upon were: 1) creation of an organism to implement specific actions and programmes for the social protection of the Venezuelan people (Mesa Nacional de Atención Social, or MNAS); 2) creation of an organism auxiliary to the MNAS to evaluate its processes and the effects of implementation of the measurements adopted; 3) definition of the social areas which, requiring the most urgent attention, needed to be addressed through specific programmes, in particular the public health system, the national electrical system, development of the World Food Programme, educational infrastructure, and rebuilding of the infrastructure damaged as a consequence of the torrential rains in the latter half of 2022; 4) requesting from the UN support for the design and creation of a fund for social support of the Venezuelan people; 5) identification of frozen assets belonging to the Venezuelan state that might be progressively accessed and incorporated into this fund; 6) creation of a commission to assess and verify implementation of the agreement.After this meeting, the negotiations stalled again when the Venezuelan government accused the opposition of not complying with the agreement reached but, mainly and above all, because the frozen US$3,000 million that were to be incorporated into the Fund for the Social Protection of the Venezuelan People had not yet been released (August 2023). According to Maduro, this was a condition sine qua non for resuming the talks. The Colombian president, Gustavo Petro, organised a conference on 25 April 2023 in Bogotá, with representatives from numerous countries to discuss the Venezuelan situation. The shared positions of the Venezuelan government and the opposition were explained to the international community, in particular regarding the removal of sanctions, free elections, and reactivation of the peace talks. One of the shared positions for renewal of the talks was that of establishing the Fund for the Social Protection of the Venezuelan People (Ramírez Vargas & Alcalde, 2023). The message that came out of the Venezuela Conference of Bogotá was very clear: the UN trust fund for Venezuela should be set up as swiftly as possible. According to a Reuters report by Spetalnik, Sequera and Armas (2023), on 19 May the Biden administration notified the UN that the money could operate within the U.S. financial system, and that there would be no risk of creditors seizing it to repay the outstanding Venezuelan debt. Accordingly, the UN-administered fund could have been operative at the end of May 2023. However, the decision to establish the trust fund ultimately lies with the UN Secretariat in New York and some insiders allude to the complexity of the process involved and stress that establishing the fund depends on a number of factors. As of late August 2023, it had not been established by the UN. 5.2. Norway's distinctive approach to peace diplomacyIn an interview for the Centre of Humanitarian Dialogue, when asked about the distinctive approach of Norwegian diplomacy in international conflicts, Dag Nylander (2020) identified four main elements: (a) collaboration with Norwegian and international NGOs, (b) low-key diplomacy, (c) long-term commitment, and (d) the ability to make quick decisions.[5] In this section, these four elements will be briefly discussed.Norway's distinctive approach to its engagement in peace processes and with non-state actors was defined after the decentralisation of its foreign policy in the early 1990s. Humanitarian assistance and development policies called for closer cooperation between the Norwegian MFA and non-governmental actors and, according to Lehti (2014), this approach was extended to the area of peace-making. In the 1990s the Ministry responded positively to proposals and initiatives from various NGOs and well-connected individuals with regard to conflictive areas. The range of actors involved in peace-making was broadened, and Norway was then able to act beyond the bounds of government-centred diplomacy with a distinctive, more informal approach to peace diplomacy. Ann Kelleher and James Taulbe (2006) refer to this approach as "Track I½ Diplomacy", understanding Track I diplomacy as that with official representatives of governments and Track II diplomacy as that involving unofficial representatives and sectors of the civil society. An important feature of the collaboration between the state, NGOs and research institutions is that it is extensively funded by the state (Bandarage, 2011). Indeed, some Norwegian NGOs receive more than 90% of their funding from the state which, in Kelleher's view (2006), almost makes them quasi-governmental organisations.As for low-key diplomacy, Nylander (2020) affirms that activities pertaining to peace diplomacy rarely appear in the news, and that they are discreet and unnoticed, often with the involvement of low-level and mid-level diplomats, an approach that allows flexibility in seeking opportunities and in dealing with problems with relative freedom.Norway's long-term commitment to peace diplomacy is based on a broad political consensus for the promotion of peace and reconciliation. Hence, changes of government will not influence the country's engagement in any given conflict. According to the MFA (2000), the goal is not only ending violence but also support for economic, social, and political processes that lead to durable liberal peace in the country concerned.Finally, the ability of Norwegian diplomats to make quick decisions stems from the smallness of the country, not only in terms of population but also social distance. Dag Nylander (2020) mentions that the distance between a diplomat in the field and the ministry of Foreign Affairs is very short, and that it takes just a quick phone call or a text message, sometimes directly to the Minister, to obtain any clearance that may be needed. 5.3 Norwegian approach to facilitation the Venezuelan peace processNorway's approach to facilitation in Venezuela is consistent with its work in other peace processes. It began with secret talks between the parties (low-key diplomacy) and then, having advanced towards a more public and official format, it was formalised with the MoU signed in Mexico on 13 August 2021. In the MoU, the parties defined the agenda and methods for the talks. David Jourdan of the Norwegian MFA (2023) highlighted the importance of this Memorandum, which contains not only the agenda and format for the negotiations, but also a shared vision of the process and the country.As for the method, it is important to mention that it is based on a "nothing is agreed until everything is agreed" principle (comprehensive approach), although partial agreements can be reached if the parties consider that a subject has been sufficiently discussed and urgent action is required. This was the case with the two partial agreements on the Guyana Esequiba, and Social Protection of the Venezuelan people signed at the end of the talks in Mexico. This approach has its advantages, such as ensuring "big picture" negotiation, but it also comes with the risk the parties can renege anytime on anything they have agreed to. It was first used in other peace processes including Britain-Ireland in 1995, Palestine-Israel, and in Cyprus and Colombia. The Norwegian MFA (2023) emphasises that understanding the needs of the parties and ensuring that they are in charge of the process, has been key to making progress throughout the negotiations. The Venezuelan conflict is political in nature and requires political solutions, and the negotiation process provides a confidential space where the two parties have an opportunity to reconcile their interests. David Jourdan, sharing the MFA's approach to the political process, points out that Norway has probably been a more active facilitator in the Venezuelan negotiations than in other peace processes.An essential point of the MoU is participation, as it establishes mechanisms of consultation for political and social actors. The aim is for the process to be as inclusive and legitimate as possible. However, there is little information available as to whether this is actually the case and David Jourdan (2023) admits that it is not yet possible to speak of results in this area.Moreover, it should be noted that the Norwegian approach to facilitation, based on discretion and confidentiality, is one thing and how the parties actually behave is quite another matter. On more than one occasion, as can be seen in several documents and declarations, the Norwegian government has emphasised the need for the parties to be careful with their public declarations. In an interview with El País in February 2023, Anniken Huitfeldt, Norwegian Minister of Foreign Affairs, wryly acknowledges an anecdote sometimes repeated by high-profile Venezuelan politicians, according to which politicians will normally control themselves in public but, in private, tell someone else what they really think but, in Venezuela, the opposite occurs: what is said in private becomes amplified in front of a microphone (Lafuente 2023). Vicente Díaz, former director of the Venezuelan National Electoral Council, who participated in the talks held in the Dominican Republic, Oslo, and Barbados says that, since the process in Mexico was "very public" (as occurred in the Dominican Republic), it created difficulties for the parties, since national and international expectations were generated, which meant that more attention was given to audiences than to the talks (openDemocracy 2022). 5.4 Norwegian interests in VenezuelaIn this section and in keeping with the theoretical framework described above, I discuss four possible reasons for Norway's mediation in the Venezuelan conflict: (a) peace and stability (value-oriented diplomacy), (b) reputation, (c) political interests, and (d) economic interests.Value-oriented diplomacy focused on peace promotion makes sense for Norway, a country whose identity as a peaceful country and peace broker has existed at least since the late 19th century. Those values are so widely embedded that a broad political consensus exists among the population over a peace promotion policy, supported institutionally and by an extensive network of non-state actors coordinated by the state. Norway's constructed identity as a peace broker (especially intensified since the 1990s) means that the country acts as such. Moreover, promotion of such values makes even more sense when security has become globalised, and when a conflict in a faraway country can have humanitarian, political, economic, and ecological consequences in distant parts of the world. In this sense, value-oriented diplomacy may acquire realist motivations although, according to Bull (2023), this is discourse that appeared, above all from the 1980s, to justify Norway's involvement in peace processes. One of its proponents was the diplomat and former Labour Party politician, Jan Egeland.Ensuring peace and stability in Venezuela could, for example, (1) help to mitigate the external displacement crisis, which mainly affects neighbouring countries like Colombia and Ecuador as well as the U.S. and others in Europe, with all the humanitarian and economic consequences for those receiving refugees; (2) ensure Venezuela's participation, as a democratic state, in international organisations, thus promoting democratic values and human rights; (3) promote social and economic development in the country, which would create value for its nationals as well as attracting international investment and; (4) finally, through social and economic development, reduce the presence of paramilitary organisations in the country, including the Ejército de Liberación Nacional (ELN), which is involved in drug trafficking. During the interview with David Jourdan (2023), we shared these points and he replied that this may well be so, but that such possibilities could also arise as a consequence of a political settlement that includes the removal of the sanctions. He added that the main reasons for Norway's peace diplomacy are the goals of preventing and reducing human suffering, as well as contributing to peaceful societies and stability.Peace diplomacy does not give rapid results (when it actually gives results), but Norway sees it as a policy consistent with its values, and as one whose long-term effects are sufficiently relevant as to justify investment in it.When it comes to image and reputation, Norway's approach on peace has been used as a public diplomacy branding tool, together with the country's natural environment and gender equality, to solve one of the image problems of small countries: invisibility.Indeed, discretion and a low profile do not necessarily mean invisibility, and as long as the right aspects of Norway's peace diplomacy are emphasised in a public diplomacy strategy —for example its role as a facilitator, an engaged partner, and good multilateralist— the discretion that peace diplomacy requires would not be jeopardised (Leonard and Small, 2003). Success in mediation of the Venezuelan conflict would, of course, be positive for Norway's image as a peace broker, although this constructed image is also enhanced through pertinent media coverage mentioning the Norwegian involvement during the Venezuelan peace process. This can be explained by NRC theory since the Norwegian image is constructed not only through success in a certain process but also through the mediating process itself. To give one example, the Google search "peace talks Venezuela Norway" offers almost 4.85 million results, while the Spanish search with "mediación de paz Venezuela Noruega" offers 1.28 million results. Moreover, when Norway uses the word "facilitation"2 it transfers responsibility for the results to the parties, implying that it has the role of supporting and accompanying them, but it will not be responsible if the parties decide that they do not want to continue with the process. This safeguard for Norway's image as a peace broker applies to the Venezuelan case.Political influence has also been identified as one of Norway's possible interests. As Matlary (2003) notes, access to key international actors can result from Norway's engagement in peace processes, including in the case of Venezuela, especially in a context of international energy insecurity, and political tensions due to the high-profile conflict between Russia and Ukraine. In my interview with David Jourdain (2023), "close dialogue with key international stakeholders" together with increased political capital were mentioned as benefits that Norway could reap by engaging in Venezuela. He also pointed out that one of the key features of this conflict is the importance of the U.S. as an actor with the capacity to contribute to the outcome of the peace process.The U.S. is now particularly concerned to find new energy suppliers, and ensuring political stability in Venezuela could provide international legitimacy for oil and gas transactions with its government. Giovanna de Michele, internationalist lecturer at the Central University of Venezuela, told VOA that the best way to extract oil from Venezuela would be through U.S. companies, but the sanctions would have to be eased if this was to happen (Ramírez Vargas & Alcalde 2023). Norway offers an internationally recognised platform for making this possible: the talks in Mexico. It could therefore be a key actor in helping to resolve the political crisis in Venezuela while also supporting an ally, which would contribute to its status as a reliable partner of the U.S. However, as Matlary notes, it is difficult to quantify or define the scope of the access Norway gleans from its peace policy.Finally, with regard to economic interests, there are currently no Norwegian state-owned companies operating in Venezuela, although they can be represented through the investments of the Norwegian National Pension Fund3 in foreign companies that do operate in the country, for example, some Colombian companies, among them Bancolombia, Banco Popular, Banco Davivienda, and Cementos Argos. And, at the beginning of 2023, Ecopetrol, which is financed by Norfund, asked the U.S. for permission to negotiate with the state-owned company PDVSA to explore gas imports from Venezuela to Colombia (Quesada 2023). Among Norwegian investments in the U.S. are Chevron and Occidental Petroleum Corp, and the U.S. has recently given permission to Chevron to negotiate with the PDVSA and, at the end of 2022, a United Nations Commission on International Trade Law (UNCITRAL) court found that Venezuela was liable for discriminatory conduct in its payment of dividends from an oil and gas venture and ordered Venezuela to pay US$105 million to a Barbadian subsidiary of Occidental Petroleum Corp (Ballantyne 2022). If an improved political situation in Venezuela increases the revenues of these companies, it could also be positive for Norwegian investments.It should be added that, until 2021, Statoil (later Equinor), the national oil company of Norway, was present in Venezuela where it invested more than one billion dollars between 1995 and 2013 and participated in the Sincor heavy crude oil project with Total and PDVSA. However, due to concerns about the workforce and practical difficulties, Equinor pulled out of the project and transferred its 9.67% participation to CVP, a subsidiary of PDVSA, although it did keep its 51% stake in the exploration license of block 4 on Plataforma Deltana off Cocuina(Øye Gjerde, n.d.). Accordingly, Equinor participation in Venezuela is currently on hold but a greater presence in Venezuela of Norwegian companies, in particular from the oil and gas sector is possible if the country's situation improves.To sum up, although economic links between Norway and Venezuela do exist, they would seem to be limited and not sufficient to explain Norway's participation as a facilitator in the Venezuelan peace process. 6. CONCLUSIONSThe core question of this study is why and how does Norway facilitate the Venezuela peace talks? The results suggest that, for Norway as a facilitator of the Venezuelan peace process, the main goals of mediation-as-foreign-policy are humanitarian, security (better understood as promoting stability in the region), projection of its image as a peaceful nation and a peacemaker, and of its status vis-à-vis key international actors (especially the U.S.).All these goals can be explained through the Holsti's theory of National Role Conceptions (NRC) and Norway's own role prescription as a small, democratic, and peaceful nation, which means it would promote these values through altruistic (idealist) and non-altruistic (realist) actions and perspectives.Interestingly, economic factors do not seem to play a major role as a mediation-as-foreign-policy objective. The economic ties between Norway and Venezuela are presently not significant and, thanks to the diversification of the investment portfolio of the Norwegian National Pension Fund, Venezuela only represents a very small part of Norwegian economic interests.It is therefore relevant to consider the importance of constructivist aspects such as national values and self-conception in shaping the foreign policy of small countries, despite the apparent predominance of realpolitik aspects in an international context of increasing competition. These constructivist aspects offer key information for understanding and explaining the behaviour of small countries and should not be overlooked.Besides, it is worth reflecting on the definition of a mediation success in real, and in mediation-as-foreign policy terms. In the real sense, mediation is successful when it produces long-term reconciliation between the parties, in the eyes of a domestic audience while, for an audience external to the conflict, mediation may be successful simply when a peace agreement between the parties is signed. Meanwhile, for the mediating country or its allies, a mediation is deemed effective when foreign policy objectives are achieved. The approach used by Norwegian mediators in the Venezuelan process is similar to that of previous peace processes. It starts with the organisation of secret meetings and then advances towards a more public and official format. However, some distinctive traits of this peace process have been (1) a somewhat more active role of Norway as a facilitator when compared to other peace processes, (2) the weighty influence of the U.S. in causing setbacks or advances in the negotiations , and (3) premature publicity of this process, when the parties have been too eager to share their views with the press and the public, which may have been an obstacle for achieving progress. Despite these challenges, as of November 2023, Norway has continued to honour its long-term commitment to achieving a peaceful solution to the Venezuelan conflict.This study has created a first timeline of the Norwegian involvement in the Venezuelan peace process by means of consulting information in primary and secondary sources and, when relevant, adding further details obtained in interviews with two experts. This timeline provides an overview of the main milestones of the peace process while highlighting Norway's role as a facilitating country. Possible reasons for its engagement in the Venezuelan peace process have been identified. At a tactical level, the moral and security elements seem to be a high priority for people working in the field. These actors have considerable expertise in conflict resolution and perform their duties diligently. At a more strategic and state-centred level, besides the moral and security components, attention is given to building political capital by means of offering an attractive image to international stakeholders, especially close allies like the U.S. This is, therefore, an excellent example of the importance of peace diplomacy as a soft power tool for a middle-level country like Norway.The limits of the study arise from the nature of an ongoing mediation process. Since silence sometimes carries more weight than words and as discretion is necessary for the process to move forward, only limited information could be directly obtained from relevant actors in the peace talks. In terms of Norway's interests in certain areas, the limits of qualitative methods have not allowed quantification of the importance of each of these interests. The aim of the interviews was to obtain in-depth information that could confirm that such interests exist, and to provide distinctive details that might enrich knowledge of this peace process, rather than quantifying the results. Finally, now that Norway's possible interests as a facilitator have been identified, future research could be addressed at quantifying the weight of each of them in Norway's peacebuilding policy over the last two decades. 7. ReferencesAggestam, Lisbeth. "Role Conceptions and the Politics of Identity in Foreign Policy". ARENA Center for European Studies Working Paper, vol. 99/8 (1999). 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Voz de América, (30 May 2019), (on-line), [Date accessed 12.05.2023]: https://www.vozdeamerica.com/a/venezuela-noruega-negociaciones-para-poner-fin-a-la-crisis-/4936901.html Voz de América. "Tras fracaso en Barbados, Venezuela sigue esperando una solución". Voz de América, (11 August 2019), (on-line) [Date accessed 14.05.2023]: https://www.vozdeamerica.com/a/tras-fracaso-en-barbados-venezuela-sigue-esperando-una-solucion/5037644.html Voz de América. "Funcionarios de EE.UU. viajan a Venezuela y se reúnen con oficiales del gobierno: según medios". Voz de América, (6 March 2022), (on-line) [Date accessed 18.05.2023]: https://www.vozdeamerica.com/a/funcionarios-eeuu-viajaran-venezeula-reunen-oficiales-gobierno-/6472694.html Voz de América. "Gobierno y oposición de Venezuela coinciden en Noruega". Voz de América, (20 June 2022), (on-line) [Date accessed 18.05.2023]: https://www.vozdeamerica.com/a/delegaciones-maduro-dialogo-noruega-/6625220.html Wilson, Peter. "Idealism in international relations" in: Dowding, Keith (ed.) Encyclopedia of Power, Thousand Oaks: Sage Publications, p. 332-333.Notes:1- Originally consisting of 12 Latin American nations and formally created on 8 August 2017, the Lima Group is a multilateral body whose goal is to explore mechanisms for a peaceful solution to the political crisis in Venezuela and restoration of a democratic order (Government of Colombia 2017).2- In this study, I use the terms "mediation" and "facilitation" interchangeably. However, mediation normally involves a formal mandate from the parties of a conflict, covering involvement in both the substance and process of the negotiation, while a facilitator is less directive (Greminger 2007).3- The Norwegian National Pension Fund, the world's largest sovereign fund, has investments in over 9,000 companies in 70 countries (Oljefondet n.d.).Key words: Venezuela, Norway, national role conception, mediation, peacebuilding, foreign policy, conflict resolution

IMPLEMENTASI KEBIJAKAN PEMILIHANKEPALA DAERAH DAN WAKIL KEPALA DAERAHKABUPATEN YAHUKIMO PROVINSI PAPUA TAHUN 2011OLEH : JOHN SIFFY MIRINNIM : 98083332ABSTRAKModel pemilihan kepala daerah secara langsung dalam sistem pemerintahan di Indonesia memasuki babak baru, dan amanat UUD 1945 pasal 18a dan secara khusus tentang model pemilihan di Provinsi Papua sebagai satu – satunya model pemilihan unik dalam era demokrasi modern. Negara mengakui dan menghormati satuan – satuan pemerintahan daerah yang bersifat khusus atau bersifat istimewa yang diatur dengan undang – undang dasar 1945 ayat ( 2 ) . Dalam peraturan tersebut negara mengakui dan menghormati kesatuan – kesatuan masyarakat hukum adat beserta hak – hak tradisionalnya sepanjang masih hidup dan sesuai dengan perkembangan masyarakat dan prinsip negara kesatuan Republik Indonesia yang diatur dalam undang – undang.Kekhususan yang dimiliki oleh propinsi Papua ini khususnya di wilayah Kabupaten Yahukimo menyangkut pemilihan Kepala daerah banyak menunjukan kekhususannya dibandingan dengan wilayah lain. Hal ini sangat menarik untuk diteliti lebih lanjut, untuk mendapatkan bagaiman fenomena yang terjadi di wilayah ini.Hal ini penting untuk mendapatkan gambaran tentang bagaimana proses demokrasi yang berkembang di wilayah-wilayah yang diberikan kekhususan dibandingkan dengan wilayah lain yang ada di Indonesia. Dengan diperolehnya gambaran tersebut diharapkan dapat dibuat beberapa rekomendasi guna kepentingan perkembangan demokrasi itu sendiri.Penelitian ini dilakukan di Kabupaten Yahukimo dimana pada beberapa waktu lalu baru selesai melakukan pemilihan kepala daerah dan wakil kepala daerah. Penelitian ini dilakukan dengan menggunakan metode kualitatif dengan mendeskripsikan berbagai proses yang terjadi pada saat pemilihan tersebut berlangsung.Pelaksanaan pesta demokrasi (Pemilukada ) di Kabupaten Yahukimo telah dilakanakan sesuai tahapan pemilukada namun masih terdapat permasalahan dimana proses demokrasi sedikit tercoreng, dengan terjadinya konflik yang walaupun sudah diselesaikan di pengadilan namun bibit konflik belum dapat dihilangkan sepenuhnya.Kata Kunci : Implementasi kebijakan, Pemilihan Kepala Daerah.PENDAHULUANA. Latar Belakang.Model pemilihan kepala daerah secara langsung dalam sistem pemerintahan di Indonesia memasuki babak baru, sesuai dengan asas negara kesatuan republik Indonesia sila ke – 4, kerakyatan yang dipimpin oleh hikmat kebijakanaan dalam permusyawatan perwakilan rakyat dan amanat UUD 1945 pasal 18a dan secara khusus tentang model pemilihan di Provinsi Papua sebagai satu – satunya model pemilihan unik dalam era demokrasi modern adalah konsistusional sesuai amanat UUD 1945 pasal 18b ayat ( 1 ) . Negara mengakui dan menghormati satuan – satuan pemerintahan daerah yang bersifat khusus atau bersifat istimewa yang diatur dengan undang – undang dasar 1945 ayat ( 2 ) . Negara mengakui dan mengahormati kesatuan – kesatuan masyarakat hukum adat beserta hak – hak tradisionalnya sepanjang masih hidup dan sesuai dengan perkembangan masyarakat dan prinsip negara kesatuan Republik Indonesia yang diatur dalam undang – undang. ( Dilla Candra Kirana, 2012:18 - 20 )Menurut Agustino, sejumlah alasan perubahan sistem pemilihan kepala daerah dari dipilih oleh DPRD menjadi dipilih langsung oleh masyarakat adalah karena mekanisme pemilihan secara langsung akan menghadirkan legitimasi yang lebih kuat bagi kepala daerah berbanding dengan pemilihan oleh DPRD, melibatkan partisipasi politik masyarakat secara nyata, dan mengukuhkan akuntabilitas pemimpin kepada rakyatnya. Ketiga konsep alasan tersebut diikat oleh satu konsep yaitu mengukuhkan demokrasi diaras local.( Ikhsan Darmawan, 2013:149-140)Sistem Pemilihan demokrasi modern diatur dalam undang – undang dan secara teknis pelaksanaan Pemilukada mengacu tentang pemberhentian, pengangkatan, pemilihan dan pengesahan kepala daerah, mengacu pada bab III, pasal 4 ayat 3 pemilihan sebagaimana dimaksud pada ayat (3), dilaksanakan secara demokratis berdasarkan asas langsung, umum, bebas, rahasia, jujur, dan adil. ( PP no.06 tahun 2005:2), sekalipun secara teknis tata cara dalam pelaksanaan mengandung asas LUBER namun praktek implementasi di masyarakat adat Papua memiliki model pemilihan masyarakat adat mengandung asas langsung umum bebas transparan ( LUBET ), pemilihan dengan carakesepakatan masyarakat telah mendapat legitimasi dari makamah sebagaimana termuat dalam pertimbangan hukum mahkamah konsistusi dalam putusan perkara Pemilihan Legislatif nomor 47-81/PHPU.A-VII/2009, tanggal 9 juni 2009 pada paragraph (3.24) yang antara lain mempertimbangkan:"menimbang bahwa mahkamah dapat memahami dan menghargai nilai budaya yang hidup di kalangan masyarakat papua yang khas dalam menyelenggarakan pemilihan umum dengan cara atau sistem "kesepakatan warga" Musyawarah atau "aklamasi") yang telah diterima masyarakat Yahukimo tersebut, karena jika dipaksakan pemilihan umum sesuai peraturan perundang-undangan yang berlaku dikwatirkan akan timbul konflik di antara kelompok-kelompok masyarakat setempat.mahkamah berpen-dapat, agar sebaiknya mereka tidak dilibatkan atau dibawa ke sistem persaingan atau perpecahan di dalam dan antar kelompok yang dapat mengganggu tatanan budaya masyarakat adat.( http://www.mahkamahkonstitusi.go.id )Dalam rangka pelaksanaan Pemilukada Kabupaten Yahukimo komisi pemilihan umum Yahukimo mengacu pada peraturan KPU no.06 tahun 2008. Pemilihan kepala daerah di Kabupaten Yahukimo dengan terbitkan surat keputusan rapat pleno KPU Kabupaten No.274/25/KPU-YHKM/VIII/2010.( SK : KPU Kabupaten Yahukimo,2011)Pemilihan kepala daerah secara langsung memberikan warna dan nilai tersendiri dalam tatanan hidup masyarakat dengan menyertakan rakyat Yahukimo secara langsung untuk menentukan pemimpin ideal didaerah sesuai keinginan rakyat, maka masyarakat dengan bebas menyatakan pendapat.Di sini kedaulatan rakyat benar - benar dihargai dan legitimasi pemimpin yang dihasilkan lebih kuat kedudukannya dibandingkan dengan pemilihan secara perwakilan. Dalam Pemilukada pada hakekatnya merupakan pembelajaran pendidikan politik bagi rakyat sesuai amanat konsistusi dalam rangka memberikan pendidikan politik semua elemen wajib memberikan pendidikan politik yang sehat, Sehingga masyarakat mampu memotivasi diri dan memahami tujuan memberikan hak politiknya tanpa mengorbankan kepentingannya.Dengan pola pikir dan pola tindak rakyat harus diarahkan pada kesadaran untuk bagaimana memahami dan mengerti akan arti sebuah demokrasi dalamdinamika politik berpolitik secara rasional,santun dan beretika menentukan pemimpin berkarakter dengan pilihan yang terbaik mampu membawa perubahan dalam kelangsungan pembangunan.B. Rumusan MasalahBertolak dari latar belakang diatas maka dirumuskan masalah penulisan ini adalah:1. Bagaimana dan seberapa besar implementasi kebijakan Pelaksanaan Pemilukada dapat terlaksana seperti sistem pemilihan demokrasi langsung yang menganut asa langsung, umum, bebas dan rahasia (LUBER).2. Mengapa masyarakat adat daerah terpencil pedalaman Papua Kabupaten Yahukimo lebih cenderungan menyalurkan hak politiknya dengan menganut asas Langsung,umum bebas dan transparan (LUBET) ?3. Model Pemilihan masyarakat adat dalam demokrasi modern dipandang sebagai tindakan inkonsistusional versus konsistusional di indonesia?C. Tujuan Penelitian1. Untuk memperoleh gambaran sejauhmana korelasi sebab akibat implementasi kebijakan dan output kebijkan yang mana masyarakat adat memahami sistem pemilihan asas luber dan factor apa yang mengaruhi pemilih lebih cenderung memilih sistem noken dan ikat merupakan inkonsistusional atau konsistusional ?2. Mengetauhi faktor apa yang mempengaruhi perilaku elit politik local dalam pola pikir dan pola tindak pemilih dan lembaga penyelenggara.3. Mengetahui sejauh mana Pemilukada dapat terlaksana tanpa meninggalkan benih konflik pemilukada?D. Manfaat Penelitian1. Secara teoritis, hasil penelitian ini diharapkan dapat memberikan sumbangan pemikiran teoritis bagi penelitian selanyutnya mengenai perilaku pemilih, penyelenggara dan model pemilihan yang tata carapemilihan mengandung nilai sosial budaya, norma adat dan agama dikota Yahukimo.2. Secara praktis, diharapkan akan menjadi masukan berharga bagi lembaga penyelenggara, elit politik nasional dan elit politik lokal di daerah untuk memberikan pendidikan politik yang santun, bermartabat tanpa menciptkan konflik dengan melaksanakan pesta demokrasi yang adil dan bermartabat sesuai prinsip nilai demokrasi, sehingga bermanfaat bagi kelangsungan pemilukada masa akan datang agar dilaksanakan secara demokratis menuju masyarakat damai sejahtera.3. Dalam proses pengambilan kebijakan masalah sistem pemilihan di masyarakat adat di tanah Papua, seyognya melakukan regulasi aturan yang maknai kekhususan, menghormati nilai budaya local dalam sistem pemilihan di Indonesia, upaya ini mendorong nilai – nilai kearifikan lokal yang dijamin oleh amanat konsistusi yang belum secara konsisten dilaksanakan karena sejumlah peraturan daerah belum dibuat secara maksimal, oleh karenanya dipandang penting untuk menerapkan undang – undang yang mencerminkan jati diri orang Papua didalam negara kesatuan republik Indonesia.TINJAUAN PUSTAKAA. Konsep Implementasi Kebijakan1. Pengertian Implementasi kebijakanImplementasi kebijakan merupakan tahap yang sangat penting dalam proses kebijakan publik. Suatu kebijakan harus diimplementasikan agar mempunyai dampak atau tujuan yang diinginkan bisa tercapai. Implementasi kebijakan dipandang dalam pengertian luas merupakan alat administrasi publik dimana aktor, organisasi, prosedur, teknik serta sumber daya diorganisasikan secara bersama-sama untuk menjalankan kebijakan guna meraih dampak atau tujuan yang diinginkan tersebut.Menurut Kamus Webster yang dikutip oleh Solichin Abdul Wahab adalah:"Konsep implementasi berasal dari bahasa inggris yaitu to implement. Dalam kamus besar webster, to implement (mengimplementasikan) berati to provide the means for carrying out (menyediakan sarana untuk melaksanakan sesuatu); dan to give practical effect to (untuk menimbulkan dampak/akibat terhadap sesuatu)". (Webster dalam Wahab, 2005:64).Jadi sesuatu yang dilakukan untuk menimbulkan dampak atau akibat itu dapat berupa undang- undang, peraturan pemerintah pengganti undang – undang , keputusan peradilan dan kebijakan yang dibuat oleh lembaga-lembaga pemerintah dalam kehidupan kenegaraan.Solichin Abdul Wahab mendefinisikan implementasi kebijakan secara umum yaitu : "Implementasi adalah tindakan-tindakan yang dilakukan baik oleh individu-individu, pejabat-pejabat, atau kelompok - kelompok pemerintah atau swasta yang diarahkan pada tercapainya tujuan-tujuan yang telah digariskan dalam keputusan kebijakan"(1997:63).Sedangkan Implementasi kebijakan menurut guru besar ilmu administrasi UNPAD, Prof. H. Tachjan dalam bukunya Implementasi Kebijakan Publik menyimpulkan bahwa : "Implementasi kebijakan publik merupakan proses kegiatan administratif yang dilakukan setelah kebijakan ditetapkan/ disetujui. Kegiatan ini terletak di antara perumusan kebijakan dan evaluasi kebijakan. Implementasi Kebijakan mengandung logika yang top-down, maksudnya menurunkan / menafsirkan alternatif – alternatif yang masih abstrak atau makro menjadi alternatif yang bersfat konkrit atau mikro" (2006: 25)Dari uraian di atas diperoleh suatu gambaran bahwa, implementasi kebijakan publik merupakan proses kegiatan administratif yang dilakukan setelah kebijakan ditetapkan/disetujui. Kegiatan ini terletak di antara perumusan kebijakan dan evaluasi kebijakan. Implementasi kebijakan mengandung logika yang top-down, Sedangkan format kebijakan mengandung logika botton up, dalam arti proses ini diawali dengan pemetaan kebutuhan publik atau pengakomodasian tuntutan lingkungan lalu diikuti dengan pencarian dan pemilihan alternatif cara pemecahannya, kemudian diusulkan untuk ditetapkan sebagai acuan dalam implementasi kebijakan yang bisa diterima oleh public.Pembuatan kebijakan di satu sisi merupakan proses yang memiliki logika bottom-up, dalam arti proses kebijakan diawali dengan penyampaian aspirasi, permintaan atau dukungan dari masyarakat. Sedangkan implementasi kebijakan di sisi lain di dalamnya memiliki logika top-down, dalam arti penurunan alternatif kebijakan yang abstrak atau makro menjadi tindakan konkrit atau mikro (Wibawa, 1994: 2).Grindle (1980: 7) menyatakan, implementasi merupakan proses umum tindakan administratif yang dapat diteliti pada tingkat program tertentu. Sedangkan Van Meter dan Horn (Wibawa, dkk., 1994: 15) menyatakan bahwa implementasi kebijakan merupakan tindakan yang dilakukan oleh pemerintah dan swasta baik secara individu maupun secara kelompok yang dimaksudkan untuk mencapai tujuan. Grindle (1980: 7) menambahkan bahwa proses implementasi baru akan dimulai apabila tujuan dan sasaran telah ditetapkan, program kegiatan telah tersusun dan dana telah siap dan telah disalurkan untuk mencapai sasaran.Menurut Lane, implementasi sebagai konsep dapat dibagi ke dalam dua bagian. Pertama, implementation = F (Intention, Output, Outcome). Sesuai definisi tersebut, implementasi merupakan fungsi yang terdiri dari maksud dan tujuan, hasil sebagai produk dan hasil dari akibat. Kedua, implementasi merupakan persamaan fungsi dari implementation = F (Policy, Formator, Implementor, Initiator, Time).Penekanan utama kedua fungsi ini adalah kepada kebijakan itu sendiri, kemudian hasil yang dicapai dan dilaksanakan oleh implementor dalam kurun waktu tertentu (Sabatier, 1986: 21-48).Implementasi kebijakan menghubungkan antara tujuan kebijakan dan realisasinya dengan hasil kegiatan pemerintah. Hal ini sesuai dengan pandangan Van Meter dan Horn (Grindle, 1980: 6) bahwa tugas implementasi adalah membangun jaringan yang memungkinkan tujuan kebijakan publik direalisasikan melalui aktivitas instansi pemerintah yang melibatkan berbagai pihak yang berkepentingan (policy stakeholders).2. Perspektif Implementasi KebijakanImplementasi kebijakan publik dapat dilihat dari beberapa perspektif atau pendekatan. Salah satunya ialah implementation problems approach yang diperkenalkan oleh Edwards III (1984: 9-10). Edwards III mengajukan pendekatan masalah implementasi dengan terlebih dahulu mengemukakan dua pertanyaan pokok, yakni: (i) faktor apa yang mendukung keberhasilan implementasi kebijakan? dan (ii) faktor apa yang menghambat keberhasilan implementasi kebijakan? Berdasarkan kedua pertanyaan tersebut dirumuskan empat faktor yang merupakan syarat utama keberhasilan proses implementasi, yakni komunikasi, sumber daya, sikap birokrasi atau pelaksana dan struktur organisasi, termasuk tata aliran kerja birokrasi. Empat faktor tersebut menjadi kriteria penting dalam implementasi suatu kebijakan.Komunikasi suatu program hanya dapat dilaksanakan dengan baik apabila jelas bagi para pelaksana. Hal ini menyangkut proses penyampaian informasi, kejelasan informasi dan konsistensi informasi yang disampaikan. Sumber daya, meliputi empat komponen yaitu staf yang cukup (jumlah dan mutu), informasi yang dibutuhkan guna pengambilan keputusan, kewenangan yang cukup guna melaksanakan tugas atau tanggung jawab dan fasilitas yang dibutuhkan dalam pelaksanaan.Disposisi atau sikap pelaksana merupakan komitmen pelaksana terhadap program. Struktur birokrasi didasarkan pada standard operating prosedure yang mengatur tata aliran pekerjaan dan pelaksanaan kebijakan.Untuk memperlancar implementasi kebijakan, perlu dilakukan diseminasi dengan baik. Syarat pengelolaan diseminasi kebijakan ada empat, yakni: (1) adanya respek anggota masyarakat terhadap otoritas pemerintah untuk menjelaskan perlunya secara moral mematuhi undang-undang yang dibuat oleh pihak berwenang;(2) adanya kesadaran untuk menerima kebijakan. Kesadaran dan kemauan menerima dan melaksanakan kebijakan terwujud manakala kebijakan dianggap logis; (3) keyakinan bahwa kebijakan dibuat secara sah; (4) awalnya suatukebijakan dianggap kontroversial, namun dengan berjalannya waktu maka kebijakan tersebut dianggap sebagai sesuatu yang wajar.Menurut Mazmanian dan Sabatier (1983: 5), terdapat dua perspektif dalam analisis implementasi, yaitu perspektif administrasi publik dan perspektif ilmu politik. Menurut perspektif administrasi publik, implementasi pada awalnya dilihat sebagai pelaksanaan kebijakan secara tepat dan efisien. Namun, pada akhir Perang Dunia II berbagai penelitian administrasi negara menunjukkan bahwa ternyata agen administrasi publik tidak hanya dipengaruhi oleh mandat resmi, tetapi juga oleh tekanan dari kelompok kepentingan, anggota lembaga legislatif dan berbagai faktor dalam lingkungan politis.Perspektif ilmu politik mendapat dukungan dari pendekatan sistem terhadap kehidupan politik. Pendekatan ini seolah-olah mematahkan perspektif organisasi dalam administrasi publik dan mulai memberikan perhatian terhadap pentingnya input dari luar arena administrasi, seperti ketentuan administratif, perubahan preferensi publik, teknologi baru dan preferensi masyarakat. Perspektif ini terfokus pada pertanyaan dalam analisis implementasi, yaitu seberapa jauh konsistensi antara output kebijakan dengan tujuannya.Ripley memperkenalkan pendekatan "kepatuhan" dan pendekatan "faktual" dalam implementasi kabijakan (Ripley & Franklin, 1986: 11). Pendekatan kepatuhan muncul dalam literatur administrasi publik. Pendekatan ini memusatkan perhatian pada tingkat kepatuhan agen atau individu bawahan terhadap agen atau individu atasan. Perspektif kepatuhan merupakan analisis karakter dan kualitas perilaku organisasi.Menurut Ripley, paling tidak terdapat dua kekurangan perspektif kepatuhan, yakni: (1) banyak faktor non-birokratis yang berpengaruh tetapi justru kurang diperhatikan, dan (2) adanya program yang tidak didesain dengan baik. Perspektif kedua adalah perspektif faktual yang berasumsi bahwa terdapat banyak faktor yang mempengaruhi proses implementasi kebijakan yang mengharuskan implementor agar lebih leluasa mengadakan penyesuaian. Kedua perspektif tersebut tidak kontradiktif, tetapi saling melengkapi satu sama lain. Secaraempirik, perspektif kepatuhan mulai mengakui adanya faktor eksternal organisasi yang juga mempengaruhi kinerja agen administratif.Kecenderungan itu sama sekali tidak bertentangan dengan perspektif faktual yang juga memfokuskan perhatian pada berbagai faktor non-organisasional yang mempengaruhi implementasi kebijakan (Grindle, 1980: 7).Berdasarkan pendekatan kepatuhan dan pendekatan faktual dapat dinyatakan bahwa keberhasilan kebijakan sangat ditentukan oleh tahap implementasi dan keberhasilan proses implementasi ditentukan oleh kemampuan implementor, yaitu: (1) kepatuhan implementor mengikuti apa yang diperintahkan oleh atasan, dan (2) kemampuan implementor melakukan apa yang dianggap tepat sebagai keputusan pribadi dalam menghadapi pengaruh eksternal dan faktor non-organisasional, atau pendekatan faktual.3. Model Implementasi KebijakanMenurut Sabatier (1986: 21-48), terdapat dua model yang berpacu dalam tahap implementasi kebijakan, yakni model top down dan model bottom up. Kedua model ini terdapat pada setiap proses pembuatan kebijakan. Model elit, model proses dan model inkremental dianggap sebagai gambaran pembuatan kebijakan berdasarkan model top down. Sedangkan gambaran model bottom up dapat dilihat pada model kelompok dan model kelembagaan. Sabatier (1983: 5), terdapat dua perspektif dalam analisis implementasi, yaitu perspektif administrasi publik dan perspektif ilmu politik. implementasi pada awalnya dilihat sebagai pelaksanaan kebijakan secara tepat dan efisien.Model yang dikembangkan Hogwood dan sabiter (wibawa,1995), model yang disusun atas dasar proses implementasi kebijakan sebagai suatu proses ditegaskan bahwa dalam tahapan implemtasi kebijakan terdapat tiga variable bebas yang dapat berpengaruh (1) mudah atau tidaknya masalah yang dikendalikan,(2) kemampuan kebijakan untuk menstrukturkan proses implementasi (3).Variabel diluar kebijaksanaan yang mempengaruhi proses implementasi.Menurut Grindle (1980: 6-10) memperkenalkan model implementasi sebagai proses politik dan administrasi. Model tersebut menggambarkan prosespengambilan keputusan yang dilakukan oleh beragam aktor, dimana keluaran akhirnya ditentukan oleh baik materi program yang telah dicapai maupun melalui interaksi para pembuat keputusan dalam konteks politik administratif. Proses politik dapat terlihat melalui proses pengambilan keputusan yang melibatkan berbagai aktor kebijakan, sedangkan proses administrasi terlihat melalui proses umum mengenai aksi administratif yang dapat diteliti pada tingkat program tertentu.Tujuan implementasi kebijakan diformulasi ke dalam program aksi dan proyek tertentu yang dirancang dan dibiayai. Program dilaksanakan sesuai dengan rencana. Implementasi kebijakan atau program – secara garis besar – dipengaruhi oleh isi kebijakan dan konteks implementasi. Keseluruhan implementasi kebijakan dievaluasi dengan cara mengukur luaran program berdasarkan tujuan kebijakan.Pada aspek pelaksanaan, terdapat dua model implementasi kebijakan publik yang efektif, yaitu model linier dan model interaktif (lihat Baedhowi, 2004: 47). Pada model linier, fase pengambilan keputusan merupakan aspek yang terpenting, sedangkan fase pelaksanaan kebijakan kurang mendapat perhatian atau dianggap sebagai tanggung jawab kelompok lain. Keberhasilan pelaksanaan kebijakan tergantung pada kemampuan instansi pelaksana. Jika implementasi kebijakan gagal maka yang disalahkan biasanya adalah pihak manajemen yang dianggap kurang memiliki komitmen sehingga perlu dilakukan upaya yang lebih baik untuk meningkatkan kapasitas kelembagaan pelaksana.Berbeda dengan model linier, model interaktif menganggap pelaksanaan kebijakan sebagai Berbeda dengan model linier, model interaktif menganggap pelaksanaan kebijakan sebagai proses yang dinamis, karena setiap pihak yang terlibat dapat mengusulkan perubahan dalam berbagai tahap pelaksanaan.Hal itu dilakukan ketika kebijakan publik dianggap kurang memenuhi harapan stakeholders. Ini berarti bahwa berbagai tahap implementasi kebijakan publik akan dianalisis dan dievaluasi oleh setiap pihak sehingga potensi, kekuatan dan kelemahan setiap fase pelaksanaannya diketahui dan segera diperbaiki untuk mencapai tujuan. Pada gambar 03 terlihat bahwa meskipun persyaratan input sumberdaya merupakan keharusan dalam proses implementasi kebijakan, tetapihal itu tidak menjamin suatu kebijakan akan dilaksanakan dengan baik. Input sumberdaya dapat digunakan secara optimum jika dalam proses pengambilan keputusan dan pelaksanaan kebijakan terjadi interaksi positif dan dinamis antara pengambil kebijakan, pelaksanaan kebijakan dan pengguna kebijakan (masyarakat) dalam suasana dan lingkungan yang kondusif.Jika model interaktif implementasi kebijakan di atas disandingkan dengan model implementasi kebijakan yang lain, khususnya model proses politik dan administrasi dari Grindle, terlihat adanya kesamaan dan representasi elemen yang mencirikannya. Tujuan kebijakan, program aksi dan proyek tertentu yang dirancang dan dibiayai menurut Grindle menunjukkan urgensi fase pengambilan keputusan sebagai fase terpenting dalam model linier implementasi kebijakan. Sementara itu, enam elemen isi kebijakan ditambah dengan tiga elemen konteks implementasi sebagai faktor yang mempengaruhi aktivitas implementasi menurut Grindle mencirikan adanya interaksi antara pengambil kebijakan, pelaksana kebijakan dan pengguna kebijakan dalam model interaktif.Begitu pula istilah model proses politik dan proses administrasi menurut Grindle, selain menunjukkan dominasi cirinya yang cenderung lebih dekat kepada ciri model interaktif implementasi kebijakan, juga menunjukkan kelebihan model tersebut dalam cara yang digunakan untuk mengukur keberhasilan implementasi kebijakan, beserta output dan outcomesnya.Selain model implementasi kebijakan di atas Van Meter dan Van Horn mengembangkan Model Proses Implementasi Kebijakan. (Tarigan, 2000: 20). Keduanya meneguhkan pendirian bahwa perubahan, kontrol dan kepatuhan dalam bertindak merupakan konsep penting dalam prosedur implementasi. Keduanya mengembangkan tipologi kebijakan menurut: (i) jumlah perubahan yang akan dihasilkan, dan (ii) jangkauan atau ruang lingkup kesepakatan mengenai tujuan oleh berbagai pihak yang terlibat dalam proses implementasi.Tanpa mengurangi kredibilitas model proses implementasi kebijakan dari Van Meter dan Van Horn terlihat bahwa elemen yang menentukan keberhasilan penerapannya termasuk ke dalam elemen model proses politik dan administrasimenurut Grindle. Kata kunci yakni perubahan, kontrol dan kepatuhan termasuk dalam dimensi isi kebijakan dan konteks implementasi kebijakan. Demikian pula dengan tipologi kebijakan yang dibuat oleh keduanya termasuk dalam elemen isi kebijakan dan konteks implementasi menurut Grindle. Tipologi jumlah perubahan yang dihasilkan termasuk dalam elemen isi kebijakan dan tipologi ruang lingkup kesepakatan termasuk dalam konteks implementasi.Implementasi kebijakan pada era sebelum tahun 1970-an masih belum memperoleh perhatian yang serius dari para administrator publik, walaupun studi mengenai kebijakan publik sudah mulai berkembang pada dasawarsa 1950-an, sebagaimana dikemukakan oleh Edwards III melalui kajian pada pemerintahan Amerika Serikat. Pada tahun 1970-an, barulah muncul permasalahan berkaitan dengan pelaksanaan dan penerapan kebijakan, sebagaimana dikemukakan Edwards III (1980 :9-10), sebagai berikut: ". four critical factors or variabels in implementing public policy: communication, resourcess, dispositions or attitudes, and bureaucratic structure". Keempat faktor atau variabel tersebut merupakan gejala mengapa suatu kebijakan yang telah dirumuskan tidak tercapai sesuai dengan tujuan dalam implementasinya? Keempat faktor atau variabel penyebab tidak terimplementasikanya kebijakan atau program tersebut dapat dijelaskan sebagai berikut:1. Komunikasi (communication), merupakan dimensi penting bagi administrator publik dalam mengimplementasikan kebijakan, khususnya untuk pencapaian efektivitas program melalui transmisi personel yang tepat, jelasnya perintah yang diinstruksikan oleh atasan dalam pelaksanaan dilapangan, dan kekonsistenan pelaksana keputusan atau program oleh semua pelaksana maupun atasan pemberi instruksi.Ada 3 aspek penting dalam dimensi komunikasi ini, yaitu menyangkut indikator:Setiap wilayah yang menjadi kebijakannya akan menyesuaikan dengan prioritas kebijakan yang berbeda-beda. Baik menyangkut perbedaan komitmen, dan cara-cara yang berbeda dalam menangulangi permasalahanya, sebagaimana di kemukanan oleh Edwards III (1980:116), di bawah ini:"Different bereaucratic units are likely to have different views on policies. Intra and interagency disagreements inhibit cooperation and hider implementaion. Within a sigle policy area, each relevant agency probably has different priorities, different commitments, and defferent methods of handling problems".Perubahan pegawai birokrasi pemerintahan merupakan hal sulit, dan hal ini tidak menjamin bahwa proses implementasi kebijakan akan berjalan dengan baik. Teknik yang potensial untuk merubah permasalahan implementator tetap dapat menjalankan kebijakan sesuai dengan tujuan yaitu merubah sikap para implementator melalui manipulasi insentif-insentif,sebagaimana di kemukanan oleh Edwards III (1980:116), di bawah ini:"Changing the personel in government bereaucracies is difficult, and it does not ensure that the implementation process will proceed smoothly. Another potential technique to deal with the problem of implementor' dispositions is to alter dispositions of existing implementors through the manipulation of incentives".Kecenderungan-kecenderungan dalam implementasi kebijakan menekankan bagaimana kesulitan suatu implementasi kebijakan atau program mendapatkan permasalahan yang dilakukan oleh para implementator birokrasi pemerintah sendiri dalam mengimplementasikan kebijakan dengan adanya penafsiran kebijakan dari unit atas sampai unit pelaksana.2. Struktur Birokrasi (bureuacratic structure).Birokrasi mempunyai peranan penting dalam implementasi kebijakan walaupun merupakan organisasi yang besar dan komplek, organisasi yang dominan dan mampu untuk melaksanakan setiap kebijakan atau program, serta tidak ada organisasi sekuat birokrasi yang mampu bertahan dalam keadaan situasi apapun (survive) bagaimanapun pengaruh ekternal mempengaruhinya, bahkan Edwards III menegaskan birokrasi jarang mati.Ada dua karakteristik dalam struktur birokrasi menurut pandangan Edwards III, yaitu:a. Standard Operating Procedures (SOP), yaitu berkaitan dengan:1) masalah-masalah sosial dan urusan publik;2) instruksi yang dominan pada tahap-tahap yang berbeda; dan3) tujuan yang berbeda berada pada lingkungan yang luas dan komplek.SOP pada dasarnya merupakan tatanan prosedur kerja birokrasi dalam melaksanakan fungsi dan tugasnya, yang secara internal birokrasi dapat mengatur sumber-sumber yang dimilikinya, baik berkaitan dengan sumber daya manusia, waktu, sarana dan prasarana.b. Fragmentation (fragmentasi), yaitu berkaitan dengan:1) survive ialah kekuatan untuk tetap bertahan hidup; dan2) bukan pilihan-pilihan netral dalam suatu kebijakan.Fragmentasi merupakan kemampuan birokrasi dalam menghadapi faktor-faktor ekternal yang dapat mempengaruhi birokrasi, baik berupa infrastruktur (LSM, partai politik, maupun lembaga-lembaga profesi) dan supra struktur (legislatif, eksekutif, maupun lembaga kenegaraan lainya)Pada sisi lain Edwards III menegaskan juga bahwa dari empat faktor yang berpengaruh terhadap implementasi kebijakan terjadi adanya interaksi yang langsung dan tidak langsung diantara beberapa faktor tersebut, sebagaimana di kemukakannya, bahwa:"Interactions between factors: Aside from directly affecting implementation, however also inderectly affect it through their impact on each other. In other words, communications affect to resources, disposition, and bureaucratic structures, which in turn influence implementation"(Edwards III, 1980:147).Model yang dikemukan oleh Edwards III ini sifatnya top down dan cocok diimplementasikan pada level birokrasi yang terstruktur pada suatu lembagapemerintahan, dalam hal ini setiap level hirarchi mempunyai peran sesuai dengan fungsi dalam penjabaran kebijakan yang akan dilaksanakan dan akan memudahkan terhadap implementasi suatu kebijakan pada masing-masing level birokrasi, yaitu mulai dari tingkat departemen (pemerintah pusat), pemerintah propinsi, pemerintah kabupaten/kota, sampai ketingkat pelaksana dilapangan. Model ini akan efektif bila perumusan kebijakan yang dibuatnya memperhatikan dan memprediksikan implementasi kebijakan yang akan dilaksanakan. Hal iniuntuk menghindari terjadinya rintangan dan hambatan dalam implementasi yang disebabkan oleh karena kekurang jelasan kebijakan dan kurangnya representatif terhadap keinginan masyarakat atau para pihak yang akan terkena oleh kebijakan tersebut.Model yang dikemukan oleh Edwards III ini sifatnya top down dan cocok diimplementasikan pada level birokrasi yang terstruktur pada suatu lembaga pemerintahan, dalam hal ini setiap level hirarchi mempunyai peran sesuai dengan fungsi dalam penjabaran kebijakan yang akan dilaksanakan dan akan memudahkan terhadap implementasi suatu kebijakan pada masing-masing level birokrasi, yaitu mulai dari tingkat departemen (pemerintah pusat), pemerintah propinsi, pemerintah kabupaten/kota, sampai ketingkat pelaksana dilapangan.C. Kerangka PemikiranPemilukada Kabupaten Yahukimo secara langsung merupakan proses penentuan pemimpin didaerah ini ,Pemilihan pemimpin ideal dipilih langsung oleh masyarakat sesuai dengan peraturan perundang - undangan yang telah diatur. Pemilihan dimaksud diatur dalam tata cara dan mekanisme yang dapat dikemas dalam sebuah peraturan petunjuk teknis pelaksaan oleh Komisi pemilihan umum. Dalam pelaksanaan Pemilukada, beberapa tokoh masyarakat adat berperan aktif dalam hal mengarahkan masyarakat sesuai motif dan keinginan tokoh ,keikutsertaan tokoh dalam pemilihan Bupati dan wakil Bupati menjadi peran central.Diera baru bergesernya, sistem masa lalu yang sangat sentralistik telah digeser ke dalam sistem yang lebih demokratis. Dengan runtuhnya rezim orde baru pada tahun 1998 melalui peran mahasiswa, di tandai dengan masuknya era reformasi, masa ini adalah masa pembaharuan di semua dimensi kehidupan. Dengan bergesernya sistem pengedalian politik yang sangat sentralistik kini adanya restorasi dalam konteks wawasan demokrasi terpatas,.Dengan adanya amandemen undang – undang No. 22 tahun 1999 kemudian diamandemen menjadi UU No. 32 tahun 2004 tentang otonomi daerah dan pemilihan kepala daerah secara langsung. Sehingga memungkin partisipasi masyarakat dalam pelaksanaannya, dalam Sistem pemilihan kepala daerah secara langsung melaluisatu tindakan sosialisasi oleh lembaga penyelenggara, elit politik, tokoh masyarakat dan Peran media dalam pelaksanaan Pemilukada .Dalam konteks Pemilukada di Kabupaten Yahukimo, perilaku memilih sangatlah di pengaruhi olehPeran elit politik local menggunakan jasa tokoh masyarakat untuk memuluskan kepentingan politik. Perilaku pemilih didorong secara paksa oleh tokoh masyarakat yang sudah lama tinggal di kota Yahukimo atau tahu informasi atau termakan issue saat berada di kota memberikan dampak dalam penentuan hak Politik sebagai representasi dari masyarakat. Peran tokoh adat ,tokoh agama dan peran pemuda yang memiliki kemampuan mengorganir, memobilisasi, serta mengarahkan pemilih.Tokoh memeiliki pengaruh daerah sesungguhnya berperan untuk memberikan wawasan tentang arti sebuah demokrasi atau sosialisasi tata cara pencoblosan, namun kecendurungan mengarahkan masyarakat untuk menentukan hak politik sebelum hari H. Model pengarahan hampir dipastikan sesuai pesan elit politik, disini kecendurungan menciptakan konflik.Peran tokoh masyarakat tersebut diharapkan dapat menjadi model aktif dalam pengembangan menjadi kunci dan sebagai pengendali konflik diranah lokal. Pengendalian konflik Pemilukada dalam masyarakat tentunya memerlukan peranan tokoh masyarakat dengan semangat kearifan lokal serta semangat kedaerahan yang tinggi dan demokratis yang mengedepanlan nilai-nilai pluralisme agar tercipta harmoni sosial dalam masyarakat.Untuk mempengaruhi pemilih biasanya ada pemaksaan, intimidasi. Ini terlihat dari terlibatnya beberapa tokoh masyarakat dalam masa kampanye kecenderungan fanatisme kesukuan menjadi penentu pemilih seperti;suku Yalleanang adalah satu etnis Suku Kimyal, Meek, UKAM dan Momuna, sedangkan kelompok suku etnis Yali yaitu Yali selatan,Yali utara, Ngalik dan Hubla.METODE PENELITIANA. Desain PenelitianPendekatan yang dipergunakan dalam penelitian ini adalah pendekatan kualitatif, dengan metode analisis deskriptif. Pada dasarnya desain deskriptifkualitatif disebut pula dengan kuasi kualitatif (Bungin, 2009). Maksudnya, desain ini belumlah benar-benar kualitatif karena bentuknya masih dipengaruhi oleh tradisi kuantitatif, terutama dalam menempatkan teori pada data yang diperolehnya. Format deskriptif kualitatif bertujuan untuk menggambarkan, meringkaskan berbagai kondisi, berbagai situasi, atau berbagai fenomena realitas sosial yang ada, kemudian berupaya untuk menarik realitas ke permukaan sebagai suati ciri, kharakter, sifat, model, tanda, atau gambaran tentang kondisi, ataupun fenomena tertentu. Format ini tidak memiliki ciri seperti air (menyebar di permukaan), tetapi memusatkan diri pada suatu unit tertentu dari berbagai fenomena. Dengan ciri yang seperti ini, maka memungkinkan penelitian ini bersifat mendalam dan "menusuk" ke sasaran penelitian. Dengan demikian penelitian deskriptif kualitatif lebih tepat jika digunakan untuk masalah-masalah yang membutuhkan studi mendalam seperti permasalahan tingkah laku, masalah respons masyarakat terhadap objek tertentu, serta permasalahan implementasi kebijakan publik di masyarakat. Adapun unit yang diteliti dalam penelitian deskriptif kualitatif adalah individu, kelompok atau keluarga, masyarakat dan kelembagaan sosial atau pranata sosial.Unit individu adalah masalah-masalah individu, orang per orang, sedangkan unit kelompok atau keluarga. Sedangkan unit kelompok atau keluarga, yaitu bisa satu kelompok atau satu keluarga.Masyarakat adalah suatu desa, kecamatan, beberapa kecamatan, beberapa kotamadia dan seterusnya tergantung pada konsep masyarakat yang digunakan (Bungin, 2009). Tentang penelitian kualitatif selanjutnya Croswell (1994:147) menjelaskan sebagai berikut :"Qualitative research is interpretative research as such the biases, values and judgment of the researches become state explicitly in the research report. Such opennes is considered to be usefull and positive"Menurut Moleong (1997) kemudian, metode penelitian kualitatif adalah prosedur penelitian yang akan menghasilkan data deskriptif berupa kata tertulis atau lisan dari orang-orang dan perilaku yang diamati. Penelitian kualitatif lebih menghendaki arah bimbingan penyusunan teori substantif berdasarkan data.Pilihan terhadap metode kualitatif adalah merujuk pada pemikiran Strauss dan Corbin (1990) yaitu ;"qualitative method can be used to uncover and understand what lies behind any phenomenon about which little is yet known.qualitative methods van give the indicate details of phenomenon that are difficult to convey with quantitative methods".Pemilihan pendekatan kualitatif adalah untuk menjawab masalah penelitian yaitu; untuk dapat memperoleh jawaban tentang mengapa banyak terjadi masalah alam implementasi Pemilukada langsung Bupati dan Wakil Bupati Kabupaten Yahukimo Provinsi Papua.1) Bagaimanakah sesungguhnya kebijakan Pemilukada langsung diimplementasikan. Penggunaan pendekatan kualitatif dalam penelitian ini akan mampu memberikan informasi yang mendalam dan akurat sehingga akan membantu proses interpretasi informasi dan data yang diperoleh.2) Pendekatan kualitatif yang memberikan penekanan pada metode epsitimologik akan mampu melahirkan reformulasi dan rekonseptualisasi teori implementasi kebijakan, baik itu dilakukan dari perspektif objek yang diteliti dan perspektif peneliti sendiri, melalui integrasi pendekatan etik dan emik sebagaimana paradigma kualitatif modern.Melalui proses ini maka akan dihasilkan proposisi hipotetik baru melalui interpretasi interaksi antara atribut dan propertise yang selanjutnya digunakan untuk membangun kategori dan memberikan eksplanasi terhadap fenomena yang diteliti.Dengan demikian aktivitas penelitian dicirikan oleh kegiatan mengumpulkan, menggambarkan dan menafsirkan data tentang situasi yang dialami, hubungan tertentu, kegiatan, pandangan, sikap yang ditunjukkan atau tentang kecenderungan, yang tampak dalam proses yang sedang berlangsung, atau pertentangan yang meruncing serta kerjasama yang dijalankan.Dengan menggunakan desain ini, maka akan dapat diperoleh gambaran fenomena, fakta, sifat serta hubungan fenomenal tentang implementasi kebijakan Pemilukada Langsung di kabupaten Yahukimo secara utuh dan multi dimensional, sehingga dapat dilakukan kategorisasi dan perumusan hipotesis sebagai temuan penelitian.B. Jenis Data.Data yang diolah dalam penelitian ini adalah data primer dan data sekunder. Data primer adalah data yang langsung direkam di lapangan melalui wawancara mendalam dan yang didapat melalui observasi yang dilakukan oleh peneliti sendiri. Sementara itu data sekunder adalah data olahan atau data telah dipublikasikan secara resmi yang didapat dari berita media, dokumentasi dan arsip lembaga terkait lainnya.1) Data Primer.Data primer dalam penelitian ini adalah data dan informasi yang diperoleh secarala langsung dari para informan.2) Data Sekunder.Data sekunder dalam penelitian ini adalah seluruh data yang berkaitan dengan aturan penyelenggaraan Pemilukada, data dan dokumen tertulis tentang proses dan hasil penyelenggaraan, serta data-data yang diperoleh dari masyrakat.C. Teknik Pengumpulan, Pencatatan dan Pengolahan Data.Adapun metode pengumpulan data yang dipilih untuk penelitian ini adalah wawancara mendalam (in depth-interview). Pada dasarnya wawancara mendalam yang dilakukan dalam penelitian ini merupakan wawancara tidak berstruktur, meskipun disiapkan pula pedoman untuk melakukan wawancara.Menurut Bungin (2009) bahwa :"Wawancara terstruktur sebagaimana yang lazim dalam tradisi survey adalah kurang memadai, yang diperlukan adalah wawancara tak berstruktur yang bisa secara leluasa melacak ke berbagai segi dan arah guna mendapatkan informasi yang selengkap mungkin dan semendalam mungkin".Selain Bungin, Mulyana (2001) menjelaskan tentang hal ini sebagai berikut:"Wawancara tidak terstruktur sering juga disebut wawancara mendalam, wawancara intensif, wawancara kualitatif, dan wawancara transparan (opended interview), wawancara etnografis. wawancara tidak terstruktur mirip dengan percakapan informal. Wawancara tidak terstruktur bersifat luwes, susunan pertanyaannya dan susunan kata-kata dalam setiap pertanyaan daoat diubah oadasaat wawancara, dan disesuaikan dengan kebutuhan dan kondisi saat wawancara, termasuk karakteristik sosial budaya (agama, suku, gender, usia, tingkat pendidikan, pekerjaan, dan lain sebagainya) dari responden yang dihadapi".D. Informan Penelitian.Adapun yang menjadi informan dalam penelitian ini adalah :a. Elit Politik Kabupaten Yahukimo.b. Lembaga Pengawas Pemilukada Kabupaten Yahukimo Provinsi Papua.c. Para Tim Sukses dari masing-masing calon.d. tokoh masyarakat dari tiap distrik yang berada di kabupaten Yahukimo.e. Para petugas panitia pemilihan distrik TPS, dan KPPS di tiap distrik di Kabupaten Yahukimo.E. Instrumen Penelitian.Instrumen penelitian yang dipergunakan dalam proses pengumpulan data melalui wawancara tak berstruktur dan ketika pengamatan, adalah peneliti sendiri dengan menggunakan alat bantu seperti alat perekam suara (tape recorder), alat rekam visual (video recorder), alat tulis, serta lap top untuk menyimpan data hasil penelitian. Adapun materi wawancara dan pengamatan adalah diperluas dari berbagai variabel yang dikemukakan dalam hipotesis kerja.F. Arena dan Situasi Penelitian.Setting dalam penelitian ini adalah arena dan situasi dimana proses wawancara dan observasi dilaksanakan. Pola ini adalah merujuk pada apa yang dikemukakan oleh Miles dan Huberman dalam Creswell (1994:149) yaitu bahwa the setting (where the research will take place). Selanjutnya area penelitian adalah area dari kegiatan sehari-hari dari para informan penelitian, sebagaimana dijelaskan oleh Emerson dalam Newman (1973: 343) bahwa field research is the study of people acting in the natural courses of their activites. Oleh karenanya lapangan dari penelitian ini akan lebih banyak berada di kantor KPU dan kantor Panwaslu kabupaten Yahukimo. Pengamatan lainnya adalah di distrik yang ada.G. Prosedur Penelitian, Pengumpulan dan Analisis Data.Prosedur dalam penelitian ini adalah sebagai berikut :1) Tahap pra penelitian. Yaitu menyusun rancangan penelitian, menentukan lokasi penelitian, penilaian kondisi fisik area penelitian, penentuan para narasumber atau informan, menyiapkan perlengkapan penelitian dan mempersiapkan diri untuk dapat masuk dan menyesuaikan dengan lingkungan dan pola kehidupan dari objek penelitian. Ini dibutuhkan dalam konteks untuk membangun kepercayaan dari objek yang akan diteliti, serta mendorong kepada nuansa akademik.2) Tahap Pengumpulan dan Analisis data. Pada tahap ini data dan informasi yang diperoleh, direduksi atau dipilah-pilah, kemudian dilakukan focusing dan penyederhanaan terhadap catatan lapangan. Reduksi dilakukan dengan cara membaca transkrip, hasil wawancara, catatan pengamatan atu dokumen yang akan dianalisis. Selanjutnya adalah membuat catatan atau memo atas data, ringkasan serta mengelompokkan data dan kemudian dibuatkan partisi. Setelah tahap ini selesai maka akan dilakukan penampilan data. Ini merupakan tahapan yang penting, karena setelah data yang berupa kumpulan data dan informasi yang terorganisir ditampilkan, maka selanjutnya adalah penarikan kesimpulan. Pada dasarnya tampilan data adalah berupa teks, gambar, grafik, tabel, bagan dan teks naratif atau berbentuk kutipan-kutipan. Selanjutnya kegiatan ini akan diakhiri dengan perumusan kesimpulan, meskipun penarikan kesimpulan sudah dilakukan semenjak data pertama terkumpul. Kesimpulan akhir adalah pada saat tahap pengumpulan data telah selesai dilakukan.3) Tahap Penulisan Laporan Penelitian. Penulisan laporan akhir adalah memuat temuan penelitian, tetapi selain itu juga menguraikan hasil interpretasi dan eksplanasi temuan-temuan penelitian dan penarikan kesimpulan penelitian, verifikasi, perumusan dalil-dalil dan rekomendasi akademik, serta rekemonedasi pragmatis yang terkait dengan tujuan dan manfaat penelitian.4) Setelah ke tiga langkah di atas selesai dilaksanakan, maka kemudian akan dilakukan interpretasi dan eksplanasi tentang pola interaksi antar kategori, antar properties, dan antar atribut, sehingga pada gilirannya akan menghasilkan suatu pola hubungan pengaruh antara fenomena yang diselidiki. Langkah selanjutnya adalah seluruh temuan fakta yang ada diinterpretasikan sesuai dengan kategori, properties dan atribut yang diperoleh menurut perspektif yang ditetapkan berdasarkan rujukan kerangka berpikir dan tinjauan pustaka. Interpretasi kualitatif adalah juga diarahkan pada peneuan pola interaksi antar fenomena pemberdayaan.5) Tahap terakhir dari bagian ini adalah penarikan kesimpulan yaitu menarik proposisi atau dalil-dalil atau hipotesis tertentu berdasarkan kecenderungan interaksi yang terjadi antar atribut. Pada dasarnya kesimpulan yang diarahkan sebagai jawaban masalah penelitian, akan menjelaskan pola korelasi antara kategori dan properties.H. Pemeriksaan Keabsahan Data.Menurut Bungin (2009), di dalam penelitian kuantitatif uji validitas dan uji realibilitas dapat dilakukan terhadap alat penelitian untuk menghindari ketidakvalidan dan ketidaksesuaian instrumen penelitian, sehingga data yang diperoleh dari penyebaran instrumen itu dapat dianggap sudah valid dan sesuai dengan data yang diinginkan. Akan tetapi dalam penelitian kualitatif ke tiga hal tersebut terus "mengganggu" dalam proses-proses penelitiannya.Menurut Miles dan Huberman (1992 :423-468), pemeriksaan keabsahan data sangat diperlukan dalam pendekatan kualitatif demi kesahihan dan keandalan serta tingkat kepercayaan terhadap data yang terkumpul. Validitas dan Reabilitas data perlu diuji melalui teknik pemeriksaan keabsahan data, taktik menguji dan memastikan temuan. Oleh karenanya perlu dibangun sebuah mekanisme untuk mengatasi keraguan terhadap setiap hasil penelitian kualitatif. Burgess dalam Bungin (2009) menyebutkannya sebagai strategi penelitian ganda" sementara Denzin dalam Creswell (1994:174) menyebutkannya sebagai "triangulasi", sementara Bungin sendiri menyebutkannya sebagai meta-metode.Pada dasarnya teknik umum pengujian keabsahan data dilakukan dengan menggunakan teknik triangulasi. Menurut Denzem "the term triangulation, a term borrowed from navigation and military strategy, to argue for the combination od methodologies in the study of the same phenomenon". Dalam kaitannya dengan penjelasan Denzem ini, Jick juga dalam Creswell (1994) menjelaskan sebagai berikut : the concept of triangulation was based on the assumption that any bias 1inherent in when used in conjunction with other data resources, investigator and methods.I. Lokasi dan Jadwal Penelitian.Lokasi dari penelitian ini dilakukan di distrik Dekai ibukota Kabupaten Yahukimo Provinsi Papua, Dan juga di beberapa distrik yang banyak bermasalah. Selain itu lokasi penelitian juga akan bersifat luwes, menyesuaikan dengan keberadaan dari para informan. Ini dilakukan untuk mendapatkan informasi yang mendalam tentang berbagai masalah riil di masyarakat, serta terhadap berbagai keluhan yang disampaikan oleh masyarakat. HASIL PENELITIAN DAN PEMBAHASANA. Gambaran Umum Tentang Tahapan PemilukadaBerdasar hasil temuan di lokasi penelitian menunjukan bahwa peran elit politik lebih dominan mempengaruhi lembaga penyelenggara,panwas dan pemilih pada pemilukada tahun 2011.Pelaksanaan Pemilukada di kabupaten Yahukimo pada tanggal 18 januari 2011 rakyat menentukan hak memilih pasangan calon nomor urut 3 sesuai dengan tata pemilihan masyarakat yang disepakati, menetapkan dan mengambil sumpah janji untuk melaksanakan pelaksanaan program pembangunan 5 (lima) tahun periode 2011 – 2016.Setiap pasangan yang ingin berkompetisi dalam Pemilukada di Kabupaten Yahukimo, sejumlah elit politik daerah mengambil keputusan dari hati nurani bertindak mencalonkan diri, sebelum pelaksanaan tahapan Pemilukada pada tanggal 18 Agusutus 2010 beberapa tokoh masyarakat, tokoh agama, danpolitisi daerah mendeklarasikan diri ketika jadwal tahapan diumumkan terlihat setiap profil calon Bupati terlihat sibuk mencari sponsor dan partai politik dengan motivasi membuat superdeal internal politik dengan pengusaha lokal, mencari dana berkedok hibah, diakui pula bahwa ketidakseimbangan antara ambisi, kesempatan dan kemampuan tersebut melekat pada wajah kandidat seperti : mental rohani dan sosial, skil individu dan kemapanan finansial.Namun terkait salah satu kandidat incumbent (Dr. Ones Pahabol, SE,MM) dan pasangan Calon Wakil Bupati Drs. Robby Longkutoy,MM, adalah Sekda Kabupaten Yahukimo. Pasangan ini terlihat percaya diri memenangkan Bupati periode 2011 - 2016, kecenderungan kandidat diatas melakukan konstalasi politik secara massif, sistematis dan terstruktur sejak seleksi KPU pergantian antar waktu atas pelanggaran kode etik KPU sebelumnya.Ketika deklarasikan pasangan calon setiap tim sukses membuat political strategy salah satunya membuat rapor penilaian pasangan calon yang hendak dipaketkan. potret saat persiapan pencalonan pasangan calon melakukan strategi politik membuat superdeal internal politik dengan partai politik pendukung mengeluarkan sejumlah uang untuk mengikat komitmen dukungan mendapat rekomendasi dengan nilai 1 kursi di DPRD Kabupaten Yahukimo dengan nilai nominal tertentu.Dalam pencalonan ada beberapa partai politik mempunyai motivasi dan penilaian sendiri seperti Partai Pemenang Pemilu tahun 2009 di Kabupaten, Partai Golkar mendapat kursi di DPRD sebanyak 22 kursi mengusung Incumbent adalah Ketua Partai Golkar memenuhi syarat lebih dari 15%, Nmun memiliki kemampuan meloby Partai Politik seperti partai keadilan sejahtera (PKS) 1 kursi di DPRD dari partai 1 kursi di DPR dan beberapa partai non shet. Dan partai demokrat 1 kursi di DPRD, memberikan rekomendasi ke incumbent pasangan Ones – Robby.Kecenderungan pasangan kandidat nomor urut no. 1 gagal membujuk partai Demokrat, PKS, PNI, sehingga mengalami hambatan saat pencalonan. membuat proses diplomasi yang dilakukan tim political strategy dari partai PAN yang memiliki 3 kursi di DPRD. Membangun komunikasi dengan partai lain namun tidak mencapai kata sepakat sehingga partai PAN paketkan pasangan dari PDIPyang memiliki 3 kursi di DPRD untuk memenuhi 15%.( Lima belas persen), Kebijakan Pemilihan Kepala Daerah dan Wakil Kepala Daerah memilih makna dan nilai yang akan disajikan tulisan ini sebagai berikut :1. PencalonanDalam tahapan pelaksanaan pemilukada sesuai surat keputusan KPU kabupaten Yahukimo No. 274 -25/KPU-YHKM/VII/2010, pasangan calon kepala daerah dan Wakil Kepala dilaksanakan mulai terhitung tanggal 29 Oktober – 5 November 2010, dengan beberapa sesuai mekanisme sesuai aturan teknis pelaksanaan Pemilukada. Pengumuman pasangan calon yang memenuhi persyaratan telah diumumkan KPU melalui media cetak dan elektronik pada tanggal 2 – 5 Desember 2010 dan Penentuan dan Penetapan Pasangan Calon menetapkan 3 kandidat. Dalam Keputusan Lembaga Penyelenggara Calon Perseorangan dinyatakan tidak memenuhi persyaratan teknis sehingga pasangan calon yang tidak lolos pasangan bernama :Alpius Mohi, S.Pak dan Elpius Hugy, S.Sos.Msi menyatakan protes dan upaya hukum namun tidak diakomodasi sebagai pasangan calon kandidat Bupati dan Wakil Bupati.Pelaksanaan Pemilukada dilaksanakan dalam suasana tidak aman dan terkendali karena ada kelompok kandidat pasangan yang dikalahkanoleh pasangan incumbent dari awal prediksi semua kalangan sirna, dan membawa dampak terhadap dinamika demokrasi di Indonesia.2. Peran Tokoh Masyarakat dalam Pemilukada.Peranan tokoh masyarakat tersebut kemudian mendapat perhatian berbagai partai politik besar guna sebagai mesin pendongkrak suara pada setiap daerah Pemilihan, tetapi tidak sedikit pula tokoh masyarakat yang berpengaruh juga menolak untuk bergabung dengan partai politik, setelah melakukan penelitian penulis melihat ada seorang tokoh agama yang kurang tertarik bergabung dalam sebuah partai politik. Peran elit politik mempengaruhi tokoh masyarakat sangat tinggi dimana tindakan masyarakat memilih psangan bukan karena Visi dan Misi kandidat bersangkutan. Untuk menuju kursi 01 Yahukimo konstalisi politik yang dibangun masing -masing kandidat beragram,misalnya kandidat 01,membangun jaringan lewat etnis suku karena mayoritas pemilih etnis Suku nomor urut lebihdominan disbanding kandidat nomor urut 2 dan nomor 3 dari satu etnis yang sama.Dalam proses persiapan pemilukada peran elit politik lebih dominan pada waktu tahapan seleksi anggota komisi pemilihan untuk pergantian antar waktu atas pencopotan 5 anggota KPU lama atas sikap dan perilaku anggota KPU Yahukimo yang telah melanggar kode etik dan tidak pada peraturan perundang – undangan yang berlaku.Peran elit politik dalam satu mata rantai yang sulit dipisahkan pada waktu seleksi semua calon mendorong orang pilihan atau jagoan untuk pengamanan suara. Proses seleksi didominasi perilaku elit politik emosional dan rasional menjadi scenario atau strategy politik tepat dimana tahapan seleksi pengaruh incumbent sampai ke KPUD Provinsi Papua yang seharusnya KPU Papua lolos sesuai kapasitas namun yang lolos seleksi adalah orang yang diusung incumbent,sedangkan yang diusung melalui elit politik lain tidak lolos.Peran elit politik mempengaruhi KPUD Yahukimo pada saat pendaftaran Pasangan calon Kandidat Bupati dan Wakil Bupati sangat terasa dimana jual –beli partai pendukung dengan kontrak perjanjian antara Pimpinan Partai Politik kabupaten dengan Provinsi dan Pusat seperti : transaksi cash,kontrak permanen selama lima tahun melalui paket proyek.dalam hal sumber pemodal cost politik lebih dominan diantara pasangan 3 calon dengan melakukan superdeal internal politik.Pengaruh eliti politik local dalam pelaksanaan pemilukada sangat proaktif baik melalui pengkondisian PPD,KPU,PANWAS dan manfaatkan peran tokoh Adat,tokoh gereja,tokoh pemuda,tokoh agama ,tokoh perempuan dan intelektual. Fakta objektif peran elit politik Yahukimo melibatkan tokoh masyarakat untuk berperan memperjuangkan menjadi kepala daerah sangat tinggi , peranan tokoh masyarakat bersentuhan langsung dengan pemilih dan jurus ini sangat jitu untuk sistem politik di daerah. Sehingga dari hasil penelitian selama dikota bermotto damai sejahtera tersebut dalam studi tentang implemntasi kebijakan dalam pemilukada ditemukan beberapa hal yaitu; peran tokoh masyarakat mengindikasikan bahwa beberapa tokoh masyarakat berperan dalam pemilihan, diantaranya tokoh adat, Ketua Lembaga Masyarakat Adat (LMA), tokoh pemuda seperti kKomite nasional Pemuda Indonesia,organisasi pemuda Gereja dan tokohintelektual atau mahasiswa dan pimpinan dedominsasi gereja yang memiliki peranan fital dalam proses Pemilukada yang berlangsung .Menurut Ramlan Surbakti bahwa ; kepemimpinan dari seorang tokoh yang disegani dan dihormati secara luas oleh masyarakat dapat menjadi faktor yang menyatukan suatu bangsa-negara.Tokoh-tokoh masyarakat sebagai perwakilan kepentingan dari 7 antara laian: suku Yali, Hubla, Kimyal, Momuna, Meek, Una, Ngalik di Yahukimo mereka proaktif berkomunikasi untuk mendapat uang cost politik,elemen tokoh mendistribusi sembako dan uang namun dalam penyaluran ada transparan diumumkan di gereja ada juga ada yang tidak tarnsfran kecenderungan beberapa tidak tranfran jadi gesekan social antar warga/pemilih cost politik ini biasa H2 atau serangan fajar.Kurangnya kesadaran rakyat rendah karena penerapan (Voter education) atau pendidikan pemilih dan sosialisais tata cara pemilukada yang kurang dari KPUD,LSM dan elit politik local Begitu pentingnya sebuah kesadaran dan partisipasi masyarakat dalam proses Pemilihan Kepala Daerah, memungkinkan terciptanya suatu sistem pemilihan umum yang demokratis, jujur dan adil agar tercipta pula tatanan tokoh masyarakat yang lebih baik.Partisipasi tokoh masyarakat dalam momentum Pemilukada langsung menjadi landasan dasar bagi bangunan demokrasi. Bangunan demokrasi tidak akan kokoh manakala kualitas partisipasi masyarakat diabaikan. Karena itu, proses demokratisasi yang sejatinya menegakkan kedaulatan rakyat menjadi semu dan hanya menjadi ajang rekayasa bagi mesin-mesin politik tertentu.Eksistensi tokoh masyarakat mempengaruhi sikap pemilih sebagai perwujudan perilaku elit upaya masyarakat itu sendiri sebagaimana halnya penelitian yang telah lakukan di kabupaten Yahukimo bahwa identifikasi perilaku elit politik dengan latar belakang pengetahuan yang terbatas, tidak mendidik masyarakat adat didaerah sangat terpencil.3. Tahapan Masa KampanyePelaksanaan kampanye perorangan calon dilaksanakan dengan beberapa tahapan seperti pertemuan peserta pemilukada yang difasilitasi oleh lembaga penyelenggara ,oleh Panwas dan Pihak Kepolisian daerah kabupaten Yahukimoyang berlangsung pada tanggal 17 Desember 2010, dalam pertemuan tersebut mendeklarasikan komitmen siap menang dan siap kalah yang dinyatakan dalam bentuk tertulis. Sesuai mekanisme tahapan jadwal pelaksanaan kampanye dilaksanakan mulai tanggal 28 Desember 2010 – 13 Januari 2011 ( 14 hari ). Pemaparan visi-misi kandidat kepala daerah dan wakil kepala daerah adalah salah satu cara mempengaruhi pemilih untuk memberikan hak politiknya.Dalam kampanye 3 kandidat masing-masing meyakinkan visi dan misi pasangan calon menuju pemimpin ideal yang mampu menjawab permasalahan sudah pasti mengerti pasangan mana saja yang mempunyai pola pikir dan pola tindak positif untuk 5 tahun pembangunan jilid II yang telah dikampanyekan dengan tindakan profesional yang dapat dijabarkan dalam perencanaan tepat sasaran. Program jangka pendek 100 hari kerja, program jangka menengah dan program jangka panjang belum terlihat dan tergambar disusun sesuai kemampuan APBD hal ini tidak mencerminkan visi dan misi pasangan calon kepala daerah dan wakil kepala daerah antara lain :1. Konsep pendidikan yang sangat bermutu.2. Pelayanan kesehatan yang layak.3. Program pemberdayaan ekonomi kerakyatan.4. Pembangunan infrastruktur yang berkualitas.5. Penegakkan hukum dan pengakuan hak adat.6. Pelayanan budaya birokrasi modern yang mendukung birokrasi (good government).Dari beberapa aspek pemaparan visi dan misi pasangan calon yang disaksikan melalui media elektronik TOP TV menyiarkan secara langsung tergambar pasangan calon nomor urut 1. Pasangan ABISA menyiapkan visi dan misi secara lengkap dan dicetak melalui percetakan : Gramedia Jakarta : ISBN : 978-602-97662-0.2 : 100 hlm. Namun pasangan nomor urut 2 dan nomor urut 3 hanya disiapkan visi dan misi pada lembar kertas, dan terlihat ketidakmatangan menyiapkan materi, kemungkinan pandangan kandidat merasa ciri pemilih masyarakat Yahukimo adalah pemilih tradisional sehingga dipandang tidak sistematis menyiapkan strategi lain untuk mempengaruhi pemilih.Pelaksanaan kampanye berlangsung di 51 distrik dengan cara dan strategi masing-masing pasangan calon untuk meyakinkan pemilih. Peran elit politik mempengaruhi tokoh masyarakat sangat dominan dimana sikap antusias masyarakat di distrik terhadap pasangan calon nomor urut 1 mendapat mayoritas dukungan dibanding kandidat nomor urut 2 dan 3, hal ini mendapat respon dari kandidat nomor dengan kampanye dan melakukan semua cara untuk memenagkan pasangan calon Tim Kampanye dan Tim Seleksi lebih berperan di setiap distrik.Tahapan pembersihan atribut dan alat peraga kampanye dilaksanakan 15 s/d 17 Januari khusus di distrik Dekai dilaksanakan oleh Panwas, PPS dan KPPS. Sebelum memasuki hari tenang pada tanggal 15 – 17 Januari 2011.(Abock Adsobne Busup ,Ishak Salak 2010 :11 )4. Masa TenangPengawasan pada saat masa tenang tanggal 15 s/d 17 Januari 2011 tidak optimal dilaksanakan karena kandidat telah berperan aktif mengawal suara di daerah potensi suara seperti pasangan kandidat nomor urut 3 atas nama Dr.Ones Pahabol, SE,MM, di distrik Nalca yang memiliki jumlah suara 5.265 suara. Sedangkan pasangan calon wakil kepala daerah pasangan nomor 3 di distrik Silimo memiliki potensi suara 9.865 suara menjadi daerah penentu kemenangan suara kandidat nomor urut 3.5. Pemungutan Suara dan Penghitungan SuaraPelaksanaan pemungutan suara dilaksanakan pada tanggal 18 Januari 2011, pada pukul 08.00 – 13.00 sesuai jadwal tahapan KPU. Namun ada sejumlah distrik seperti distrik Nepsan dilaksanakan pada tanggal 17 Januari 2011. Pemungutan suara di TPS oleh KPPS serta rekapitulasi hasil perhitungan suara oleh PPK mengadakan pleno di tingkat distrik dan menyerahkan sertifikat hasil rekapitulasi suara dimaksud mayoritas distrik di Kabupaten Yahukimo tidak dapat dilakukan sesuai jadwal tahapan karena dipengaruhi beberapa faktor ; tekanan dari Tim Sukses masing-masing kandidat, penjemputan Panwas, Ketua PPD dan aparat keamanan pada tanggal 19 Januari 2001 sebelum melakukan pleno,diumumkan hasil perolehan secara lisan melalui SSB tertentu mempengaruhi tahapan selanjutnya.6. Rekapitulasi hasil Perhitungan SuaraPenyusunan berita acara dan rekapitulasi hasil penghitungan suara di tingkat Kabupaten serta penetapan pasangan calon terpilih dilaksanakan pada hari Senin tanggal 24 bulan Januari 2011 dengan mencatat berbagai hal seperti :7. Penetapan Calon TerpilihBerdasarkan jadwal tahapan Pengumuman Pasangan Calon terpilih dijadwalkan 27 s/d 29 Januari namun dipercepat dengan pertimbangan tekhnis tertentu sehingga dapat menetapkan pada tanggal 25 Januari 2011 memutuskan dan menetapkan perolehan suara sebagai berikut :didaerah, itu kemudian jauh dari apa yang menjadi cita-cita demokrasi itu sendiri.B. Sistem Pemilihan di Kabupaten Yahukimo1. Model Pemilihan Demokrasi Modern ( LUBER )Pemilihan sistem "noken" dan "ikat" pada pesta demokrasi pemilihan umum kepala daerah (pemilukada) di Kabupaten Yahukimo sudah di mulai sejak tahun 2005. Pemilihan sistem "noken" lebih banyak dikenal di suku Yali, Kimyal. Momuna Ukam Hubla dan suku Mek kecuali distrik dekai 11 TPS dan distrik Kurima Kelurahan Heroma menggunakan asas LUBER,berikut 2 sistem pemilihan di Yahukimo.2. Model Pemilihan Masyarakat Adat (LUBET )a. Sistem NokenSistem pemilihan ini merupakan alternative kedua dalam proses menentukan pilihan Pemilihan sistem noken secara teknis seperti ini; semua pemilih yang mendapat kartu pemilih datang ke TPS. kemudian, didepan bilik disiapkan noken kosong dan diats noken ada foto pasangan calon. jumlah noken yang digantung disesuaikan dengan jumlah pasangan calon Bupati, ketika dipastikan semua pemilih dari kampung yang bersangkutan hadir di TPS, selanjutnya KPPS meng-umumkan kepada pemilih (warga) bahwa bagi pemilihyang mau memilih kandidat A berbaris di depan noken nomor urut satu atau seterusnya sesuai nomor urut dan memasang foto calon bersangkutan. setelah pemilih berbaris / duduk didepan noken maka KPPS langsung menghitung jumlah orang yang berbaris di depan noken, atau cara lain bagikan surat suara dan mengisi tanpa condereng lalu diisi di noken yang diinginkan kalau misalnya 100 orang saja maka hasil perolehannya adalah 100 ( seratus ) suara. Jikalau misalnya semua pemilih dari TPS kampung yang bersangkutan baris di depan noken nomor urut dua maka semua suara dari TPS kampung yang bersangkutan "bulat" untuk nomor urut dua.setelah itu KPPS langsung buat berita acara dan sertifikasi hasil perhitungan suara yang ditandatangani oleh KPPS dan diplenokan di Distrik. pemilihan seperti ini dilakukan pada bulan januari. hanya saja kelemahannya, sistem pemilihan seperti ini tidak rahasia dan transparan di depan umum, LUBER yaitu langsung, umum, bebas rahasia (LUBER ) dan langsung, umum, bebas rahasia transparan.(LUBET)Kecendurungan diarahkan oleh elit politik dan Tokoh masyarakat, PPD/KPPS, Surat suara sisa dibagikan ke pemenang. Solusi isi noken adalah alternative kedua setelah tokoh masyarakat dan pemilih berkumpul H2 untuk sistem ikat namun deadlock atau tidak sependapat antara tim sukses maka sepakati bersama melakukan opsi ini. Lembaga Penyelenggara dan semua kompanen merasa bahwa manfaat secara turun – temurun memiliki manfaat namun diera baru namun dalam sistem demokrasi modern mengunakan sistem Noken:Menghemat biaya logistik karena semua menggunakan pesawat muatan kapasitas kecil, Letak geografis yang sangat variatif, Manfaat ganda fungsi noken dalam demokrasi modern menghormati nilai budaya untuk mengenal jati diri bagi mereka.Pemilihan Sistem IkatPemilihan sistem "ikat" dilakukan 51 distrik di Yahukimo, sistem ini sesuai kesepakatan semua pihak pilihan ikat secara teknis pelaksanaannya, bahwa sebelum hari "H" ata

Issue 68.4 of the Review for Religious, 2009. ; Theology and Life Religion; Life Models ,Exemplars of Faith Sharing ,Experience QUARTERLY 68.4 2009 Review for Religious fosters dialogue with God, dialogue with ourselves, and dialogue with one another about the holiness we try to live according to charisms of Catholic religious life. As Pope Paul Vl said, our way of being church is today the way of dialogue. Review for Religious (ISSN 0034-639X) is published quarterly at Saint Louis University by the Jesuits of the Missouri Province. Editorial Office: 3601 Lindell Boulevard ¯ St. Louis, Missouri 63108-3393 Telephone: 314-633-4610 ¯ Fax: 314-633-4611 E-Maih reviewrfr@gmail.com ¯ Web site: www.reviewforreligious.org Manuscripts, books for review, and correspondence with the editor: Review for Religious ¯ 3601 Lindell Boulevard ¯ St. Louis, MO 63108-3393 POSTMASTER Send address changes to Review for Religious ¯ P.O. Box 6070 ¯ Duluth, MN 55806. Periodical postage paid at St. Louis, Missouri, and additional mailing offices. See inside back cover for information on subscription rates. ©200~ Review for Religious Permission is herewith granted to copy any material (articles, poems, reviews) contained in this issue of Review for Religious for personal or internal use, or for the personal or internal use of specific library clients within the limits outlined in Sections 107 and/or 108 of the United States Copyright Law. All copies made under this permission must bear notice of the source, date, and copyright owner on the first page. This permission is NOT extended to copying for commercial distribution, advertising, institutional promotion, or for the creation of new collective works or anthologies. Such permission will only be considered on written application to the Editor, Review for Religious. ~ gournalof Ca~hohc ~pirituah~y eview for religious Editor Associate Editor Scripture Scope Editorial Staff Advisory Board David L. Fleming sJ Philip C. Fischer SJ Eugene Hensell OSB Mary Ann Foppe TracT Gramm Judy Sharp Paul Coutinho sJ Martin Erspamer OSB Margaret Guider OSF Kathleen Hughes RSCJ Louis and Angela Menard Bishop Terry Steib SVD QUARTERLY 68.4 2009 contents prisms 340 Prisms 342 353 theology and life Christian Existence and Theology's Relevance Randall S. Rosenberg sketches how the theologian Hans Urs von Balthasar challenges us to ask whether theology is not simply about understanding, but about an understand-ing that includes aesthetic-dramatic encounters. How You Eat Matters A. Paul Dominic SJ draws the implications from sacrifice, meals, and human eating in the Hindu, Jewish, and Christian traditions that all human eating is truly meant to be a religious act. Questions for Personal and Group Reflection 364 379 religious life models Opening a New Window: Fifteen Years after the FORUS Study Patricia Wittberg SC proposes that current religious , congregations consider encouraging social-movement organizations (SMOs) as viable versions for future religious life. Revisiting Religious Identity William P. Clark OMI carefully reflects on how Vatican I! presented religious life and brought a freshness once again to the special vocation offered by God to those consecrated by religious profession. " Questions for Personal and Group Reflection Review for Religious 389 exemplars of faith ~ Encounters Early and Late: John Bosco and Paul Leo J. Heriot SDB draws upon the experience of St. Paul and of St. John Bosco to show how God may communicate with us, telling us to find him in our contemplative awareness of others and ourselves. 395 On Hilda of Whitby Sister Hilda Kleiman OSB reflects on the origins and spirituality behind her new religious name, Hilda, which means "Battle Maiden." 4O4 411 sharing experience ~ World Youth Day and Religious Life William Prospero SJ describes how World Youth Day promotes consecrated vocations by providing young Catholics with a joyful experience of living the evangelical counsels. Marriage and Celibacy: Rivals or Complements? Benny Phang OCarm works from an insight from John Paul lI's Theology of the Body to see the complementarity of the vocations of marriage and celibacy rather than viewing them as rivals. 427 432 443 departments ~ ,~ ~ Scripture Scope: Praying the Psalms with an Elephant in the Room Book Reviews 2009 Index 339 68.4 2009 prisms I n early January 2009, I was told that I had less than a year to live. As I come to write these reflections in our final issue of the year 2009, I share various reac-tions that have been part of the landscape over the past months. My first response to the doctor's prognosis ff)r pancreatic cancer was that it is a gift to be told that one has so many months to live and that an end is in sight. The doctor, of course, went on to give options. I could have an operation, and it would likely add some months. I could also have the operation, followed by chemotherapy/radia-tion, and it would add some months and likely some years. The doctor wanted to give me some time to think about the options, but I immedi-ately agreed with his own stated preference that I would undergo the operation and follow up chemotherapy. It seemed that medically I was in a place where I should follow the biblical injunc-tion, "choose life." The operation seemed to be successful in removing the visible cancer, and the six-month- long chemotherapy treatment has been an experimental study program including a vaccine that eliminates radiation. I have fin-ished the program as of the publication of this issue. Now I live within a wait-and-see time of measurement and ~esting. Revie~v for Religious November remains a church time to remember the dead and remind ourselves of our own mortality. I have been feeling even more attuned to the reality of my own personal dying throughout these past months so that it is easy to celebrate November liturgy. It is nice to be put "on notice"--which is how I consider the identi-fication of my cancer. The likelihood of dying is just made more real and, as it were, within reach. It allows me time to reflect and pray how I face this kind of time, what attitude I want to take, and how I want to use the time I have. It does not seem fearsome or dark. In fact, it seems full of surprises of how God wants to meet me in unexpected ways, sometimes not initially pleasing to me. I seem to be taught a lot about powerlessness, patience, and the goodness of strangers. I also believe strongly in the efficaciousness of the prayer support of others. Advent is a church time of looking forward to new life and especially of our life forever with God. It con-eludes with Christmas, a celebration of how God, in Christ, enters into our human life, never to let it go. Throughout 2009 with all its medical focus, I have con-tinued to be blessed with finding new life and I again look forward to entering into Advent with greater ¯ appreciation. Christmas will be God's own gift to me of celebrating the gift of human life for however many more months and years God intends. With celebrating Christmas, it is good to remember that we were all born to be living a life forever with God, and that remains my hope too. David L. Fleming SJ 341 The Review for Religious Advisory Board and Editorial Staff wish all of our readers a most blessed Advent and Christmas season. 68.4 2009 RANDALL S. ROSENBERG Christian Existence and Theology's Relevance theology and life 342 "Ihe Swiss thinker Hans Urs yon Balthasar is something of an enigma. He has been called the greatest Catholic theologian of the 20th century. He is the inspiration behind many believers who understand themselves as "orthodox" or "solid" Catholics. His work has been seen as an example of greater integration of spirituality and theology. He is the author to whom Jon Sobrino SJ refers in his reflec-tions on the "faith of Christ," a controver-sial position which has been criticized by the Congregation for the Doctrine of the Faith. His ideas about gender complementarity and women's ordination have angered many. Some scholars, with strong Thomist commitments, have vigorously criticized his Christology and ¯ soteriology. Other scholars besides Sobrino are Randall S. Rosenberg is assistant professor of religion and philosophy at Fontbonne University (a school spon-sored by the Sisters of St. Joseph of Carondelet); 6800. Wydown Boulevard; St. Louis, Missouri 63105. Review for Religious beginning to make use of his thought to meet the con-cerns of liberation and political theology. My plan here is not to analyze all these currents. Rather, I intend to look at Balthasar's distinctive ideas about the aesthetic-dramatic constitution of Christian reality. He sees God's revelation, God's self-disclosure, as occurring first in aesthetic and dramatic forms, and he sees Christians as called to be co-actors in this "theo-drama" through liturgical ritual and a distinctive way of living. A Generational Concern Some of my attraction to Balthasar is probably gen-erational. I was born ten years after the Second Vatican Council. Although my childhood was shaped by a won-derful Catholic parish and school, my contemporaries and I still experienced what William Portier has called "the dissolution of the American Catholic subcul-ture." Not that I particularly desire a restoration of the good old days; for many, those days were apparently not so good. But it seemed to me, as I began to read Balthasar, that he was not only restoring something of the Christian vision's rich particularity and oddness, but also pointing out to people how beautifully and dra-matically that vision has enhanced all kinds of human lives, the great variety of saints most eminently. As he writes in Love Alone Is Credible, "Lovers are the ones who know most about God; the theologian must listen to them" (p. 12). It was exciting to discover a thinker who brought into his theology the witness of holy people and great texts not normally found in systematic theologians' reflection: Th~r~se of Lisieux, John.of the Cross, Gerard Manley Hopkins, and Dante, to name just a few. 68.4 2009 Rosenberg * Cbristian Existence and Tbeology's Relevance Balthasar preserved what he called a "kneeling theology," without downplaying the use of reason in Christian life. And yet this same thinker also engaged seriously the thought of Hegel, Nietzsche, and Heidegger. In other words--Rodney Howsare has shown this in his book Baltbasar and Protestantism: The Ecumenical Implications of His Theological Style--Balthasar's theological vision had room both for God's revelation in Christ and for the works of reli-gious- philosophical scholars as legitimate moments in under-standing and present-ing Christian truth. Balthasar preserved what he called a "kneeling theology," without downplaying the use of reason in Christian life. His enviable dis-play of both loving devotion and a critical engagement with modernity prompts me to see him as embodying in important ways the dual task of ressourcement and aggior-namento set by Vatican II. Christian Existence as Theo-Drama The aesthetic-dramatic nature of Christian life is shown in the Scriptures. Moses and Paul experienced, aesthetically, the beauty or glory of God in the burn-ing bush and on the road to Damascus. These aesthetic encounters were also dramatic, and they led to the rest of their lives' being high drama as well. It is a com-mon feature of the Jewish and Christian Scriptures that experiences of God are not just holy feelings; they have a vocational, missionary purpose. The first part of Balthasar's multivolume trilogy, The Glory of the Lord, describes the way we first encounter the phenomenon Review for Religious of divine revelation as beautiful. The second part of the trilogy, Theo-Drama, recognizes that God's revelation is not something we merely look at; rather, we are drawn into the drama of revelation and are called to respond. Robert Barron nicely captures Balthasar's aesthetic-dra-matic emphasis: Christianity--like painting, baseball, and philoso-phy- is a world, a form of life. And, like those other worlds, it is first approached because it is perceived as beautiful. A youngster walks onto a baseball dia-mond because he finds the game splendid, and a young artist begins to draw because she finds the artistic universe enchanting. Once the beauty of Christianity has seized a devotee, she will long to submit herself to it, entering into its rhythms, its institutions, its history, its drama, its visions and activities. And then, having practiced it, having worked it into her soul and flesh, she will know it. The movement, in short, is from the beautiful (it is splendid!) to the good (I must play it!) to the true (it is right). In my own encounter with Balthasar, I have most appreciated his dramatic emphasis. In the first volume of his breathtaking five-volume Theo-Drama, Balthasar gives attention to the drama of human existence by using writers like Shakespeare, George Bernanos, Bertolt Brecht, Eugene Ionesco, and even the American Arthur Miller in a kind of prolegomenon to his understanding of Christian existence as "theodramatic." His range of reference to Christian, non-Christian, and even anti- Christian dramatists is astonishing. He uses the theater to illuminate the risk and gravity of human life, the catastrophes and tensions that constitute our existence, and the finite time span within which we must struggle for the good, under judgment and in the face of death. The theater can offer an opening to people's encoun- 68.4 2009 Rosenberg * Christian Existence and Theology'$ Relevance 346 ter with revelation. Balthasar's theodramatic approach employs the metaphor of the world stage. As actors in history, human beings share in the Son's mission, under the Holy Spirit's direction. Just as an actor's role in a theatrical drama constitutes a limited part of the play for a particular purpose, the finite lives of persons who share in the mission of Christ, no matter their life span, dis-close meaning that is relevant for the whole of history. On a personal note, I have appreciated Balthasar's dramatic treatment of the tragic in human existence. I have made my own the following remark of Rowan Williams: "What I found in Balthasar's work was an extraordinary depth of contemplative understand-ing, along with vivid awareness of the tragic quality of human existence--the hellishness of humanity and God's involvement in it--which resonated very deeply with me." Ever since I was a child, I have been par-ticularly sensitive to this tragic dimension, a disposition that has been heightened by my wife's daily work with children who suffer from cancer. The problem of evil as it manifests itself in sickness, natural disasters, random acts of violence, war, oppression, and genocide is never far from my mind. The late British theologian Donald MacKinnon, noting that Balthasar rarely treats the horror of the Holocaust directly, adds that "the nervous ten~ion of the whole argument witnesses to the author's passion-ate concern to present the engagement of God with his world in a way that refuses to turn aside from the over-whelming, pervasive reality of evil." Balthasar does not paper over the pathos of the real world, a pathos full of darkness and ambiguity. For him, God, in the incarna-tion and passion of Jesus, "steps to his opponent's side and, from within, helps him reach justice and freedom. Review for Religious Hnitude, time, and death are not negated: they are given a new value in a way that is beyond our comprehension. Indeed, even what is hostile to God, in all its profound abysses, is not abandoned; God does not turn his back on it: it is taken over and reworked." Balthasar never taught academic theology at a uni-versity. He spent many years, however, as a university chaplain. In the Switzerland of the 1940s this kind of work was largely cultural. Balthasar the chaplain spent his time giving lectures, in the evening debating in various student societies, and giving retreats. To borrow John W. O'Malley SJ's useful catego-ries from his Four Cultures of the West, Balthasar's thought more resembles cultures three and four--"Poetry, Rhetoric, and the Common Good" and "Art and Performance"-- than it does culture two--"The Academy and the Professions." O'Malley's remarks on Erasmus could be said about Balthasar: "He felt he could criticize Scholastic theology because he had an alternative to offer: a return to the more literary and rhetorical style of the Fathers. That was the 'ancient and genuine' the-ology, quite different from the 'modern' theology. It was genuine because it was drawn directly from the sacred texts and because it had led to a 'theological life.' It touched the heart and centered on the few truths that were essential to Christianity rather than on the second-ary issues the Scholastics pursued" (p. 160). Balthasar once remarked that his study with the Jesuits, largely in Neo-Scholastic mode, was a "grim struggle with what men had made out of the glory of revelation." He Balthasar never taught academic theology ,at a university. 68.4 2009 Rosenberg * Christian Existence and Tbeology's Relevance 348 ~ "could not endure this presentation of the Word of God and wanted to lash out with the fury of Samson," tear "down the whole temple," and bury himself "beneath the rubble." It is often true that Balthasar's mode of presentation resembles a patristic sermon more than a scholastic treatise. In my recent experiences of presenting papers, giv-ing academic lectures, and doing job interviews, it has become evident that this aesthetic-dramatic emphasis genuinely excites scholars and ordinary laypeople. This emphasis could also be said to be Balthasar's greatest shortcoming as a "systematic" theologian. He is called "unsystematic" by those who argue for the indispens-ability of a more scientifically or theoretically con-structed theology in the manner of Thomas Aquinas. Let me address both sentiments. On the one hand, I am convinced that Balthasar's aesthetic-dramatic emphasis nurtures an appreciation for the inexhaustible mystery that resides at the heart of Christian revelation. He offers a richly symbolic and imaginative approach--one that fosters better Christian living, namely, the dramatic artistry needed for fulfill-ing our own unique missions. That is, his theology can give momentum to the religious feelings and beliefs that help us accomplish good in the particular circumstances of our lives. On the other hand, the aesthetic-dramatic emphasis is not always helpful when one does "system-atic theology" in order to answer the further questions that arise out of one's aesthetic-dramatic, liturgical, or devotional life. Balthasar's theology, besides being eclectic, has a contemplative emphasis that prefers to let "paradox" be the answer, rather than carefully working out a set of terms and relations and bringing a theo-logical intelligibility to the concrete conditions in which Review for Religious Christians live their lives. One is more likely to find this kind of intelligibility in Bernard Lonergan or Karl Rahner. Let me offer an example. It was my encounter with the writings of Balthasar that helped me discover the "weightiness" of the mystery of the cross. Balthasar is not content with presenting the cross as merely a consequence of Jesus' prophetic stance in the world. It is that, but it is also much more. It contains a vicarious element, which somehow involves Jesus' "taking on" the sin of the human race. Balthasar desires to do justice to a dominant theme in the Fathers, namely, the admirabile commercium, God's "wondrous exchange," with sinners. With aesthetic and dramatic power, Balthasar communi-cated to me the cross's power and centrality. And yet as questions arose--How did Jesus "take on" sin? Did he also take on our guilt? If so, did he also experience a loss of hope and the kind of darkness sinners experience?-- I became less satisfied with his systematic answers (or lack thereof). In my own research I have been more satisfied with a Thomist pattern of explanation (also not without its critics), given contemporary expression in Bernard Lonergan's writings on "Satisfaction" and the "Law of the Cross." Such writings offer terms and relations that can be used in engaging the modern sciences construc-tively. Balthasar has often prompted in me an excite-ment and concern about such theological questions Balthasar's theology, has a contemplative emphasis that prefers to let ',paradox" be the answer. 349 68.4 2009 Rosenberg * Christian Existence and Tbeology's Relevance and then failed to give me adequate answers. In his De Verbo Incarnato, Lonergan writes that, if one approaches Christ's passion and death with primarily a "symbolic mentality," where image and feeling predominate, then one is likely to express the meaning of the cross in terms of "substitution" or "satispassion," that is, in terms of Jesus' "suffering enough" for sins. These words do not do justice to the sophistication of Balthasar's approach, but they indicate something about his theological style in general and his theology of Christ's passion and death in particular. In my estimation, because of its dramatic terminology and its reliance on the mystical experiences of Adrienne von Speyr, Balthasar's theology of Christ's passion and death is often unclear and even reckless. I wonder, though, whether this theological question, sparked by the power of Balthasar's presentation, would have occurred to me at all without his help. Balthasar himself was not concerned with meeting the requirements of a technical, theoretical, systematic theologian. He once said in an interview, "My books are not the kind of theology that belongs to the aca-demic guild and therefore they are not particularly suited for dissertations." He remarked, "I have to say that for me the only truly interesting theologians are the saints: from. Irenaeus through Augustine to Anselm, to Bonaventure, or figures that allow the radiation of holiness to show forth, such as Dante or Newman; one could also mention Kierkegaard and Solovyov." A Call for Fruitful Integration My concern goes beyond the question of Balthasar's adequacy as a systematic theologian. I have accentuated his aesthetic-dramatic approach here, but I know there are many other approaches as well. My concern is the Review for Religious shape of Catholic theology in the 21st century and the place of the aesthetic-dramatic style therein. Vv'hat does theology conceived in Anselmian fashion as "faith seek-ing understanding" mean in light of the many theologi-cal styles we have inherited from the 20th century, from what Fergus Kerr has called "the Heroic Generation"? In my discussion of the cross, I have offered a "the-oretical" or "explanatory" challenge to Balthasar's theological style. Let me now say that Balthasar, too, offers a challenge. He makes us ask: Must not theol-ogy go well :beyond understanding to an understand-ing that is aesthetically and dramatically in touch with the joys and challenges of ordinary Christian existence? Shouldn't theology be more attentive to the Mystery that is encountered in aesthetic and dramatic form in our workaday world's prayer and worship? A question remains regarding what to do with the diversity of theological styles we have inherited. R.R. Reno has suggested that "we need a period of consolidation that allows us to integrate the lasting achievements of the Heroic Generation into a renewed standard theology." Let me suggest, without adequate exposition, one possible way forward, a way which has been similarly outlined by Robert Doran SJ. The chal-lenge of this generation is to integrate three 20th-cen-tury theological movements--contemporary Thomism, the ressourcement project of la nouvelle thdologie, and the various expressions of political-liberation theol-ogy. These three movements could be of help (1) in explaining theological doctrines in a theoretical man-ner that is capable of engaging with the natural and social sciences in search of a unity of knowledge; (2) in experiencing and mediating Catholic thought and culture through aesthetic-dramatic forms; and (3) in 68.4 2009 Rosenberg * Christian Existence and Tbeology's Relevance dealing with concrete human suffering of all kinds in light of the gospel mandate to transform a world in need. Such a grand vision would require sympathetic and critical conversations, the highlighting of comple-mentarities and dialectical differences, and the humil-ity to be open to revision. If such an integration were to occur, it would require doing justice in an orderly way to the richness of being human in the flow of his-tory, that is, being psychological, intellectuall rational, moral, loving, mystical, and worshipful. For this enter-prise Balthasar would certainly not have all the answers, but he would have much to contribute to it. By Beauty Tethered God of the dawn and high noon and of twilight and midnight; God of the tides and the myriad droplets of dew; God of gardenias and larkspur and tulips; by beauty, God,~ tether my being to you. Mary Anne Huddleston IHM Review for Religious A. PAUL DOMINIC How You Eat Matters I fEatthien gti,t lAe sJeoeymous sa Sbaict rpiufizczel.i"n gIn, It hper ompoatstee ra noof tehaetr-: ing, as in every other human exercise or experience, there is surely more to it than meets the eye, or indeed the tongue or any other sense organ. Perception of such impalpable reality may take no time or consume no little time. Communicating that reality, however, normally requires time, and maybe a detour. Anyway, in the present case, the process has been for me an experience of obscurum per obscurius, though at the end it was all darum (clear), bathed in light. "Hindu Prayer: A First for Congress"--that was the title of the news item from India Abroad News Service on 14 September 2000. The news was the historic event of a Hindu priest delivering the opening prayer in the United States House of Representatives.1 The prayer ran as follows: "O God, you are omnipresent, omnipo-tent, and omniscient. You are everything, and nothing A. Paul Dominic SJ wrote for us about dreams in 2008. His address is Aishalton c/o St Ignatius Mission; Lethem P.O.; Rupununi, Guyana (South America). Emaih pauldominicsj@yahoo.com 68.4 2009 Dominic ¯ How You Eat Matters is beyond you. You are our mother and father, and we are all your children." It continued: "Whatever you do is for our good. You are the ocean of mercy, and you forgive our errors. You are our teacher, and you guide us on to righteousness . Today, in this great hall, are assembled the elected representatives of the people of this nation. They are ready to perform their duties. God, please guide them in their thoughts and actions so they can achieve'the greatest good for all." The prayer ended with an invocation from the ancient scriptures of India. "May all be happy, may all be free from disease, may all realize what is good, may none be subject to misery; peace, peace, peace be unto all." The fact of the Hindu prayer in the U.S. Congress was objectionable and even threatening to some. Many others strongly counterprotested. Anyway, the words of the prayer cannot be construed really offensive to any-one, except of course an atheist. As a matter of fact, they breathe the deepest longings of harried humanity hop-ing in the Divinity. The way they are addressed to God smacks of no narrow Hinduism nor any sectarianism for that matter, but an inclusive theism. The God invoked is everybody's God.2 If the Hindu priest had his own traditional or peculiar thoughts about God, in no way does that show itself in his prayer. Even the concluding prayer, taken from the Hindu scriptures, sounds indeed more universal than particularly Hindu. It seems to show that genuine prayer cuts across ,barriers of religion. Everything connected with prayer in Hinduism can-not, of course, be explained thus. There are aspects of Hindu worship that are confined and meaningful only to adherents of Hinduism with its practices and tenets. Even here, however, it is wise to distinguish between what is exclusively Hindu and what is purely religious-- Review for Religious even though in practice the two are generally too inter-twined to detect. We should, however, exercise ourselves in this regard, for we can be surprisingly enriched as Christians and, what is more, find ourselves agree-ably bonded with other sincere believers. For example, though the ritual of sacrifice in various religions is dif-ferent in all of them and likely to distract and distance other people, the faith element in those sacrifices can be heartwarming and edifying to all those who can intuit it. Some reading I did about Hindu sacrifice proved to be quite inspiring. From it I got a sense of the homely and heavenly meaning of sacrifice beyond the altar's formal vesture, furnishings, and ceremony. I have grown to believe that eating at table has the character and odor of a true sacrifice. I was confirmed in my belief when I found a simi-lar thought in a poet with a Christian background. He shares his vision charmingly and persuasively: Since you must kill to eat, and rob the newly born of its mother's milk to quench your thirst, let it then be an act of worship, And let your board stand an altar on which the pure and the innocent of forest and plain are sacri-ficed for that which is purer and still more innocent in man.3 I have no inkling of how the poet arrived at his vision of profound truth. I can recount, however, my experience in this regard, recalling first the Hindu insight. i have grown to believe that eating at table has the character and odor of a true sacrifice. 68.4 2009 Dominic * How You Eat Matters A Hindu Adumbration The universe in the ancient Hindu vision originat-ing from the Vedic4 times of 2000 BC consisted of three worlds: the physical, the psychological, and the spiritual manitCesting themselves not as separate but congruent spheres. Fire (Affni in Sanskrit) at the physical level was obviously visible flames, like those burning a sacrificial offering to the deity. At the psychological level it was the mind exercising itself in thinking and knowing. At the spiritual level the same word was a name of God. Given the superiority of the spiritual over the physical and the psychological, the latter two were regarded and grasped as manifestations of the one supreme Spirit called Agrni, extending through the three-tiered universe. "The fire which is the sun, the fire which is the earth, that fire is in my own heart," as a Vedic verse put it pithily. One cannot miss the images of the three worlds: the sun standing for the spiritual, the earth for the material, and the human for the psychological.5 Anyone who is not at ease with this ancient under-standing needs only a moment's thought to see its con-nection with reality. For this a comparison with another religious tradition may help. In the Judaic tradition, physical fire serves the cultic needs of purification and liturgical rituals of offering. Fire that necessarily burns can signi~ blazing anger and, more importantly, the tribulation that cleanses the heart and proves the soul righteous. Fire is predicated of God's own self in theophanies of saving presence, transcendence, and benevolence. God appears as the burning bush and the pillar of fire and indeed as consuming fire (Dt 4:24, 9:3; Is 33:14). God purifies his servants and sets them afire with zeal so that the whole universe may shine in glory. Christian tradition has inherited this entire view Review for Religious and given it its own emphasis. Recall Jesus saying: "I have come to bring fire on the earth and desire that it be kindled" (Lk 12:49).6 Observing parallels in the Vedic and Biblical views of the world, one may see other ones as well. In the Vedic thought, sacrifice involves a conscious perception that the three worlds are bound together as one universe. Sacrifice involves lighting a fire and burning an obla-tion on the altar. The idea behind the ritual is that the spiritual fire that is in heaven is also buried in the earth, and so it bursts forth when stones or sticks are struck. By being burned, the gifts laid on the altar are carried to heaven. The fiery sacrifice returns all that is on the earth to its original source in heaven. The ideal of sacrifice behind this graphic picture is not absent in the Bible. Elijah's successful sacrifice when the prophets of Baal miserably failed (1 K 18:22.-38) comes to mind here. To continue still further with the inner significance of the Vedic sacrifice, as long as sacrifice is performed everything keeps returning to its origin, and human beings find themselves living in harmony with the uni-verse. When people fail in their duty of sacrifice, they interfere with the cyclic rhythm that sustains the world of which they are a part. They use the mountain of gifts without attending to their nature, thereby isolating both themselves and all things from their origin. They violate the law of the universe. But, when sacrifice is duly and gratefully done, it redounds to universal prosperity. This seems reflected in Psalm 50: "Offer to God a sacrifice of thanksgiving and pay your vows to the Most High." The last element of all sacrifice is perhaps too obvi-ous to be striking: it is eating the sacrificial offerings. What is offered in sacrifice is normally things that peo-ple eat, and so a sacrifice ends as a sacrificial meal. But 68.4 2009 Dominic ¯ How You Eat Matters In the matter of sacrifice, the universal beliefwas that, when humans ate something of the sacrifice, the deity had partaken of it first. who eats in sacrifice? Those who sacrifice, of course. But, as the sacrifice is not offered to themselves, they do not eat alone. When the sacrifice is consumed by fire, it is believed that the deity above consumes it. This understanding is highlighted in the Hindu scriptural verse: "I, the Lord, become the fire of life, and seated in the body I consume the four kinds of food." This passage is certainly obscure for many, though it is for Hindus a familiar verse (vakya in Sanskrit) of the Bhagavad Gita, perhaps the most personal of all their scriptures. Anyway, what it says links human eating with divine eat-ing. In the matter of sacrifice, the universal belief was that, when humans ate something of the sacrifice, the deity had partaken of it first. Similarly, one may well conclude that what humans eat in ordinary meals is at the same rime consumed by "the fire of life," which is none other than God dwelling in human bodies. And so a human meal itself becomes a sacrifice to God. Bede Griffiths, the English Benedictine who, along with other foreign pioneers in India, continued the Indian tradition of ashram (akin to monasticism in the Western tradition), explains the point thus: "That fire, which is in the heaven above and in the earth beneath, is in our own bodies; we offer our food in sacrifice in that inner fire and it is consumed in the fire and surrendered to God again. So a meal is a sacrifice." Here is a subtle move from a sacrificial meal eaten on occasion to daily Review for Religious meals eaten in the joyous, harmonious spirit of sacri-fice. Drawing from another stanza in the Bhagavad Gita, Griffiths concludes that "anyone taking a meal without sacrificing is a thief; this is to take the gifts of God and appropriate them to oneself instead of receiving them as gifts and returning thanks.''7 A Christian Follow-Up Such a thought can startle nominal or profane Christians who have no thought of God whatever when they satisfy their hunger and thirst or overly indulge their tastes. Normal devout Christians accustomed to their routine mealtime prayer may well find more mean-ing in their daily practice. The grace before and after meals will then become the grace of meals as sacrifice. The whole meal from start to finish becomes an exercise and experience of grace, with the grace understood in terms of sacrifice. If sacrifice involves material fire for burning the oblation, daily meals as sacrifice ought to burn with the psychospiritual fire of desire--desire not merely for food, but for the One who gives the food. The Giver of food gives not only the natural and won-derful food and drink, but also the hunger, thirst, and taste buds necessary to enjoy it. Further, through our gratefulness God raises our minds beyond the mean philosophy of eat, drink, and be merry before it is too late. Enkindled by this grate-fulness, we cannot but experience a burning hunger for God. This does not produce asceticism in us so much as refine our taste for the simple, healthy, necessary food that makes for joyous living. At the same time it enables us to find God in food itself.8 This way of eating, that is much more than munching and gulping, becomes a sacrifice by virtue of the prayer surrounding our meals. 68.4 2009 Dominic ¯ How You Eat Matters As St. Paul says, food is for the stomach and the stom-ach for food, and ultimately the body is for the Lord (1 Co 6:13). Sacrificial prayer, then, from hearts burn-ing with fervor for God, rises like incense and raises people's spirits while leaving them contented with their daily bread. It is the very opposite of making a god of one's belly (Ph 3:19)9 and sacrificing to it. This talk is not farfetched or feverishly imagined. It breathes the spirit of Jesus who, being more a mystic than an ascetic, ate with much gratitude to his Abba God and with the childlike merriment of having been blessed. When necessary he gave hungry people food, but he also chided them for not understanding their hunger aright. One may learn a lot from his controversy with them as they were looking for him the day after he had miraculously fed them with bread and fish to their hearts' content (Jn 6). He unveiled to them their own undignified thoughts regarding food and satisfaction. He warned them not to work for food that cannot give life, but for the food from God that gives eternal life. "God's bread comes down from heaven and gives life to the world." Jesus told them that people do not live on bread alone, but on every word that comes from God's mouth (Mr 4:4). Jesus' conduct in eating teaches about meal as sac-rifice. He takes the bread, looks up to heaven where his Abba Father dwells, gives thanks to him, and shares the bread with those around him generously, then pre-sumably eats along with them till finally making sure that nothing that remains goes to waste (Mt 14:19-20). While this pictures partly the proper Jewish uttering of a blessing such as "Praised be thou, O Lord our God, King of the universe, who bringest forth bread from earth," Jesus portrays more faithfully and characteristi- Review for Religious cally what his Abba intended when he led his people, feeding them with manna and so training them for life. His counsel to his eager listeners on the Mount is not to worry about food and drink. His words are meant to uplift them with the realization of their blessings on any given day, making of it a sacrifice of praise and grati-tude. The same spirit suffuses the prayer Jesus taught people to pray: "Father, hallowed be your name. Your kingdom come. Give us each day our daily bread" (Lk 11:2-3). Because our daily meals are ideally sacrifices filling us with gratitude and.uniting us with the bountiful Abba Father, Jesus began his unique sacrifice at an ordinary, if festive, meal, his last meal before he died. And there he bequeathed his new sacrifice in the form of a unique meal. It is with the same inspiration that he spoke of the heavenly life with God as a banquet of communion with God and all God's beloved (Mt 8:11, 22:2). What happens when, thinking of a penitential aspect of sacrifice, we lose sight of the sublime aspect of eat-ing and drinking? One answer is that then we cannot fully engage in the divine mystery of our Christian sac-rifice. We would even act contrary to the spirit of the sacrifice when we are not celebrating the Liturgy for-mally. The Corinthians did this, as Paul reminded them. When they came together for the Lord's Supper, they did not wait for the Lord. Paul says: "When you meet together, it is not the Lord's Supper that you eat. For in eating, each one goes ahead with his own meal, and one is hungry and another is drunk" (1 Co 11:20-21). To spell out an implication in Paul's words, ordinary human meals should be much like the Lord's Supper. There is or should be etiquette and the spirit of sacrifice in every ordinary meal. 361 68.4 2009 Dominic * How You Eat Matters 362 The Hindu version of what happens when we do not honor the sacrificial aspect of human eating is best illustrated by a Hindu story. A man sought to know from a Hindu priest the greatest being in the universe worthy of a sacrifice. Following the clear instruction, he began offering food to the newly acquired idol in his house. One day he found a rat eating the offering. Inferring that the rat must be greater than the idol, he began making his sacrificial offering to the rat, till one day he saw a cat threatening the rat. So he began mak-ing his sacrifice to the cat. One day the man's wife saw the cat on an eating spree in the kitchen and chased it away with a stick2 Made aware of this greater power of his wife, he began making his sacrifice to her. Then one day, finding the meal she cooked and served too salty, he shouted at her. She quivered at his anger. That encounter made him feel superior to his wife, and so he began to offer food sacrificially to himself. He ate and ate until he died. Can anyone be so foolish? Not in such an obvious way, but most of us are probably about half that foolish. The really wise, of course, would know how to enjoy food and drink while recognizing that they are also part of the grateful sacrifice due to God. There is something beautiful and divine in such sacrifice pervading daily life without formal rubrics and yet illumining the rubrics of the altar. "So, whether you eat or drink, or whatever you do, do everything for the glory of God" (1 Co 10:31). Notes ~ There was a similar first occurrence of prayer, this one in Sanskrit, spoken by a Hindu in the Nevada State Assembly on 19 March 2007 and in the Nevada State Senate on 7 May 2007, both in Carson City. See Kaumudi USA-News, March 2007 (front page). 2 Some Muslims, however, would not agree on this. Review for Religious 3 Kahlil Gibran, The Prophet (New Delhi: Allied Publishers, 1976), p. 30. 4 The word derives from the Vedas, the earliest Hindu scriptures in Sanskrit. s See Bede Griffiths, A New Vision of Reality (New Delhi: Indus, 1992), pp. 58-59. 6 See John L. McKenzie, Dictionary of the Bible (Bangalore: Asian Trading Corporation, 1998), pp. 277-278. 7 Griffiths, New Vision, p. 61. The verse itself runs thus: "Nourished by your sacrifice, the Gods will grant you your heart's desires. / What a thief is he who enjoys their gifts but gives nothing in return!" (3:12). See Raimundo Panikkar et al., The Vedic Experience (London: Darton, Longman, and Todd, 1977), p. 428. s As Jesus overturned the notion of unclean food in Jewish Pharisaism and declared all food clean (Mk 7:19), he would also declare all food good against what may be called Christian libertinism. 9 Of course, in the Pauline context the reference was to Jewish dietary laws that in Christianity were being superseded, whereas here it is the regrettable exaltation of food for food's sake. Questions for Personal and Group Reflection 1. How do you consider grace before and after meals meaningful to your Christian living? 2. Can you explain that the Last Supper exemplifies for us how our daily meals are "ideally sacrifices filling us with gratitude and uniting us with the bountiful Abba Father"? 363 68.4 2009 PATRICIA A. WITTBERG religious life models Opening a New Window: Fifteen Years after the FORUS Study More than fifteen years ago, Miriam Ukeritis csJ and David Nygren CM published their groundbreaking study, The Future of Religious Orders in the United States) In it they predicted that religious congregations had only a ten-year window of opportunity before the aging of their current members and the lack of new entrants would render them nonviable. Many resisted this prediction, refusing to believe it. Some spun visions of an alternate (and socio-logically naive) future in which religious con-gregations would expand to include married and single, vowed and nonvowed, Catholic and non-Catholic, male and female, all somehow gathered together under the aegis of a vaguely defined charism? Others, not knowing what to believe, considered religious life's future Patricia A. Wittberg SC wrote about the "recipro-cal identities" of apostolic life and consecrated life in our July-August 2002 issue. Her address remains 2141 Dugan Drive; Indianapolis, Indiana 46260. Email: pwittber@iupui.edu Review for Religious something they could do litde about and focused their diminishing energies on their ministries instead. Fifteen years later, for many religious congregations, the window of opportunity appears to have closed. Few if any of their members are under the age of sixty; no one has entered for ten or even twenty years; vocation directors are burned out or depressed. Many members coverdy believe--and some openly argue--that it is use-less and unethical to invite young people to enter. It is for these congregations, especially, that I am writing this article, but I offer it as well to communities which are in less dire straits. I. believe that both could profit from the following alternative. I would like to point out a different--and more sociologically feasible--path for the future of declining religious congregations. I do not see this as replacing traditional religious life--which is thriving on a smaller scale in some (but not all) of the CMSWR congregations in the United States, and on a larger scale in Africa and South Asia. There will always be a place in the church for the traditional model of religious life. But U.S. Catholic culture is no longer as hospitable to this model as it once was. If it were, several hundred, not a few dozen, traditional religious congregations would be springing up in this country, and they would be doubling in membership every decade. Such explosive growth was the norm for religious congregations founded in the 19th century, and it obviously is not happening today. This comparative lack of interest, however, does not indicate that present-day U.S. Catholics are unspiritual heathens. They simply are not attracted to the traditional model. I believe that American Catholicism would be bet-ter served if several other versions of religious life were also available to young Catholics. By"other versions" I 68.4 2009 tVittberg ¯ Opening a New Window A social movement is a wave of beliefs and/or actions that sweeps large numbers of persons into working toward a specific goal. 366 do not mean the lifestyles currendy being modeled by most of the non-CMSWR religious congregations. These are faring even worse than the traditionalist orders in attracting new members. Their charisms are still beau-tiful and, for the most part, still valid in today's world. But they are not being presented in a form that appeals to young Catholics today. Instead, I want to suggest a different strategy for handing on a congregation's charism to a new generation: starting one---or preferably severalmsocial-movement orga-nizations. To explain how this would work, I first need to define a few terms. Broadly considered, a social movement is a wave of beliefs and/or actions that sweeps large numbers of persons into working toward a specific goal. Examples are the civil-rights movement, the women's movement, the envi-ronmental movement, and the right-to-life movement. Each of these movements may con-tain dozens of separate social-movement organizations (SMOs) which focus on particular activities, particular groups of people, or particular issues related to the larger movement's goals. Thus, the environmental movement includes large organiza-tions like the Sierra Club, the Nature Conservancy, and Greenpeace and also many smaller groups that focus on saving the monarch butterfly, cleaning up a local river, opposing the dumping of toxic waste, and so forth.3 There have been religious social movements and, thus, religious social-movement organizations as well. In Review for Religious Protestantism, a succession of social movements called "Great Awakenings" sparked a host of religious revival groups throughout the 18th and 19th centuries, several of which developed into full-fledged denominations such as the Mormons, the Seventh-Day Adventists, and the various Pentecostal churches. In Catholicism, waves of devotionalism swept through both 17th-century France and 19th-century North America,4 spinning off pilgrim-age societies, sodalities, and prayer groups devoted to particular saints, scapulars, or novenas. These were not .religious orders at their inception, but some later did develop in that direction. Other times they simply strengthened the existing orders. I am suggesting that religious congregations con-sciously try to foster something similar today. Most still have one or more members who are passionate about meeting some particular need in today's world, be it sav-ing the environment, feeding the poor, sheltering home-less women and children, providing free medical care to the uninsured, or mentoring the spiritually searching,s Many of these members have already worked out a more or less specific theology to ground their activities and to explain how their passion fits with the congregation's charism. Some have recruited a corps of volunteers to help them in. their work. To paraphrase the famous line from MoliEre,6 they are already "forming a religious SMO without knowing it." However, these passionate members are often less connected to the rest of the con-gregation. For years, even decades, the other members may have left them alone to "do their own thing." But it is only a small step from what these indi-vidual religious are already instinctively doing, for their congregation deliberately to form and maintain several SMOs to enflesh its charism for subsequent genera- 68.4 2009 Wittberg ¯ Opening a New Window 368 tions. All that remains is to help each incipient group to articulate its identity publicly, to specify clearly its religious grounding in the congregation's charism, and to take specific steps to ensure its leadership continuity and stable membership. This might simply involve: ¯ Picking a name connected with both the charism of the congregation and the specific focus of the group: "Vincentian Servants of the Homeless," "Franciscan Brothers and Sisters of the Earth," "Centering Pray-ers," and so forth. ¯ Adopting an identifiable sign of group affiliation, for example, a common T-shirt or a medal. ¯ Maintaining a public-relations effort to inform potential volunteers, donors, other members of the con-gregation, and the church at large about the group's existence and to attract them to its mission. ¯ Spelling out the criteria for entering and exiting the group, expectations of membership, and ongoing group governance. Previous evidence indicates that, paradoxically, groups with more rigorous expectations are more likely to succeed than those which demand less of their adherents.7 The first two steps are relatively simple, and may already have been taken. But they are not enough. Unless some provision is made for the continuance of the SMO, it may not survive its founder's retirement. The founding brother or sister may be neither inter-ested in nor skilled at such bureaucratic maintenance activities. For the remaining steps, therefore, a religious congregation may be able to offer valuable help from its communications office (for the third task), and its leadership (for the fourth). The kind of social-movement organization I am advocating may or may not be represented by a con- Review for Religious gregation's associate program. A congregation's associ-ates could certainly be this kind of group--but only if they are organized around a readily articulated spiri-tual focus and/or apostolic activity that distinguishes associate membership from the larger call given to any Catholic. Simply stating that associates are devoted to "living the charism of the founder" is not enough. The more focused the associates' commitment--whether in monthly or weekly prayer/lectio according to the founder's spirituality, or in working on a regular basis with the vowed members in their ministry, or in staffing some auxiliary ministry that complements that of the vowed members--the more my SMO proposal here can be applied to them. Otherwise, an associateprogram will not be sufficiendy distinct from the lifestyle of non-associates to enflesh the order's charism on its own. Advantages of the SMO Model I am suggesting that some congregations--especially those whose members have tacitly abandoned the hope of attracting new vowed members--make a point of acknowledging this and then start to recruit people for their present members' particular SMOs. What would be the advantages of such a strategy? First of all, any given religious congregation will survive only to the extent that its members are passionately devoted to some particular version of their founding charism. The future of religious life does not rest with the tired or apathetic, but after a long period of decline many religious now are both. Most congregations have only a few members with the needed passion and enthusiasm. Moreover, these members may not all be focused on the same passion. Some may live and breathe God's call to serve the poor; others may devote their energies to preserving God's 68.4 2009 Wittberg ¯ Opening a New Window Any given religious congregation will survive only to the extent that its members are passionately ~devoted to some particular version of their founding charism. 370 creation through environmental activities; still others, with a more contemplative bent, may foster spirituality through centering prayer, pastoral counseling, or reli-gious art or music. A religious order faced with only a handful of healthy and passionate vowed members, each deeply devoted to a different passion, faces a serious dilemma. It can either focus on one of these passions to the exclu-sion of the others (which would be profoundly alien-ating to those left out), or it can try to include all of them (which dilutes the con-gregation's spe-cific identity and its ability to rally its members around a common goal). Either way, a congregation's ability to recruit to vowed membership is weakened if its remaining passion-ate members are devoted to different articulations of its charism, because its overall corporate mission identity will be weak.8 In contrast, enfleshing these articulations in several different SMOs would strengthen a congregation and improve the chances for its charism to survive. Since each SMO's participants are not necessarily vowed to the congregation, it is not only possible but desirable that several could exist under the same congregational "rOOfo''9 The more different SMOs a congregation's members "spin off," the greater the chance that one, at Review for Religious least, will catch fire. As I will argue below, this may then become the seed for the congregation's future. A second advantage of the SMO approach is that it is a sociologically feasible way of incorporating temporary members or inviting specific demographic groups into the congregation's family. The prospect of temporary membership in permanently vowed religious congrega-tions has been discussed for over thirty years without ever coming to fruition.'° This is probably a sign that the concept is unworkable. A host of decisions would need to be faced in a congregation that included both permanent and temporary members: financial expec-tations, for example, or voice and vote in chapters. Maintaining a distinction between the two groups could imply a second-class status for the temporary members; erasing the distinction would depreciate the perpetually vowed members' commitment. Also, there is not now and never has been any indi-cation that large numbers of potential entrants are clamoring for the option of temporary membership in communities with perpetual vows. If anything, the opposite is the case. In contrast, however, various lay movements that are similar to SMOs are thriving in the church--which may be a sign that the model is a more compatible and sociologically viable Way of enfleshing a religious call in today's world.'1 Lay social-movement organizations are compat-ible with temporary commitment. In fact, many actu-ally expect that their members will stay no more than three or four years. Prayer or volunteer groups specifi-cally targeting high school or college students would be examples of these. A recently begun group is the St. Joseph of Arimathea Society--groups of high school students in Cleveland and Louisville who help provide 371 68.4 2009 Wittberg ¯ Opening a New Window A final advantage of religious ¯ social-movement organizations is that it is less devastating for the members if they dissolve. dignified and reverent funeral services for homeless peo-ple, and for murder victims and deceased old and young people whose relatives are too few or too devastated to arrange a funeral themselves. The students provide sing-ers and pallbearers, tend the "potter's field" cemetery, and collect money for flowers and grave markers. More traditional examples of student organiza-tions include prayer groups (Athletes for Christ, rosary or adoration societies) or twinning arrange-ments with a school in a poor area. There is no expectation that the students will remain members of these groups after their graduation, although they may be directed to affiliated adult groups which they may or may not choose to join. A final advantage of religious social-movement orga-nizations is that it is less devastating for the members if they dissolve. While no data exist on the number of failed attempts that preceded or accompanied the suc-cessful founding of religious orders in previous centu-ries, anecdotal evidence in our histories indicates that at least as many attempts to found religious orders have failed as succeeded. This appears to be true today as well. Of the 97 new religious communities listed in the 1999 Directory of Embrging Religious Communities, 24 had dissolved by 2006, and another 21 had lost members.~2 Founding or truly refounding a religious order is a chancy business, and those who commit their lives to one of these new groups risk losing both financial security Review for Religious and mental/emotional health if they fail. Committing oneself to an SMO carries with it many fewer risks. Outcomes For those religious who are concerned for the pres-ervation of their congregation's charism, forming one or more SMOs could have several beneficial results: ¯ Social-movement organizations may be effective recruit-ment vehicles for vowed membership. With few religious teaching in Catholic schools, most young Catholics have never seen a sister or brother. And few religious inter-act with anyone younger than fifty on a deep or regu-lar basis. How can young Catholics join a lifestyle they know so little about? How can religious invite those they never see? Participating with vowed religious on an ongoing basis in a soup kitchen, a prayer group, or an ecological project will help young people get to know the religious involved--and vice versa. ¯ One particular social-movement organization may develop into the vehide that will carry a congregation's charism into the next generation, after all of the former vowed mem-bers are gone. If so, this would finally realize the inclusive ¯ scenario that the "Transformative Elements" painted for the future of religious life twenty years ago. How could anyone say that a religious charism was extinct if, instead of a small number of vowed religious, an SMO of married, single, Catholic, and non-Catholic men and women were living it out by feeding the hungry, praying a particular devotion, tutoring poor children, or in some other way were bringing the founder's original vision into the 21st century? "Life is not ended, merely changed." ¯ A truly successful social-movement organization will often, however, contain a number of members who do want to devote their entire lives to its vision. It may 373 68.4 2009 Wittberg ¯ Opening a New Window be that these members will not join the original community, but will instead begin a new one. If the first community is still around at this point, their wisdom and experi-ence would be invaluable for the new group. If not, the stories of the SMO's original founder--the sister who started a free clinic in Appalachia, the brother whose soup kitchen mobilized a city to feed the poor--will serve as a template. After all, Frederick Ozanam (the founder of the St. Vincent de Paul Society) lived sev-eral centuries after Vincent himself. St. John Bosco had never met St. Francis de Sales. Throughout the millennium and a half that Catholic religious life has existed, many new religious orders or lay groups have been formed from old templates. SMOs could provide templates of this very kind. Next Steps I believe that social-movement organizations could be useful, both for religious congregations that have given up on recruiting vowed members, and also for more-viable communities that still attract some young people. For the former, it may be the last remaining way they have of passing on their charism to a new genera-tion. For the latter, it may help them attract even more new entrants. The next steps I would suggest to con-gregations wishing to found such organizations--or to foster the ones their individual members have already begun--are as follows: ¯ Take inventory of today's society: What are its deep-est needs or desires? As I have noted previously,~3 the best way to determine these needs is to look at what larger social movements are currently growing. The most pressing social movements reveal themselves by the large number of SMOs they spawn. Are there already Review for Religious a lot of small environmental groups? Prayer groups? Adoration groups? Groups working with the poor? Women's groups? Check out the directory of associa-tions on the Internet Public Library (http://www.ipl. org/div/aon/)to find out. Is there room for another SMO, locally, in this movement? For example, is there a group that the movement currently does not reach, such as Hispanics or high school youth? Is there a new tactic or way of addressing the issue that existing SMOs do not use? Could adding your congregation's spirituality or charism deepen commitment to the social movement? ¯ Take inventory of your congregation: Who are your passionate members? What are their passions? How, if at all, do these passions relate to the charism of your founder? What larger social movements do these pas-sions relate to? Are your community's passionate mem-bers interested in leading or organizing a group to assist them in their work? Or, better, have they already done so? Are other members in your congregation interested in helping them? ¯ What does the group still need in order to succeed? Does it need to expand its pool of potential volunteers? Secure more stable funding? Plan for the founder's retirement? What is the optimum size for the group? Would expansion be good for it--or dilute its unique character? If the latter, can the group's model be "fran-chised" in some way, with separate independent chap-ters in various cities?14 ¯ What assistance can the congregation render? Can your communications office help to publicize the group? Can your vocation personnel and/or associates help locate new volunteers? Does the group need a place to meet? Need mentoring in finances or grant writing? What about retreats or prayer days on the charism? And 68.4 2009 Wittberg ¯ Opening a New Window 376 who in the congregation could provide these services? A weakness in any new religious organization is its "liabil-ity of newness," which may lead to mistakes that imperil its very survival. A more experienced mentor could be a tremendous help. It is obvious by now that religious life is at the end of one of the cyclic downturns which have recurred over the centuries. Rather than resign ourselves to our "inev-itable" extinction--and thereby create a self-fulfilling prophecy--I think we should notice that the SMO model offers a way to midwife the new forms of religious life that will thrive and grow in the years ahead. The many permutations of this model already appearing--associ-ate programs, lay ecclesial movements, mixed emerg-ing communities--are foreshadowings, I believe, of an absorbing future. This is true even if most of them fail, as new ventures often do. More will continue to spring up until some "get it right." With their centuries-long experience and the passions of at least some of their vowed members, today's religious congregations could help in this rebirth. Notes ~ David Nygren and Miriam D. Ukeritis, The Future of Religious Orders in the United States: Transformation and Commitment (Westport, Conn.: Praeger, 1993). 2 A good example would be the third and fourth of the so-called "Transformative Elements" developed by the joint CMSM/LCWR meet-ing in Louisville in 1989--and cited on pp. 255 and following of Nygren and Ukeritis's book. Supposedly, this is what religious life would look like in the year 2010. In hindsight, it reflects more wishful thinking than any real-world trends for vowed religious life. 3 Fora fuller discussion of social movements and social-movement organizations, see my Pathways to Re-Creating Religious Communities (Mahwah: Paulist Press, 1996), chap. 4. 4 See Elizabeth Rapley, The D~votes: Women and Church in Seventeenth Review for Religious Century France (Montreal: McGill-Queens University Press, 1990), and Anne Taves, The Household of Faith: Roman Catholic Devotions in Nineteenth Century America (Notre Dame: University of Notre Dame Press, 1986), for these waves of devotionalism. s My own congregation has individual sisters--of whom I am extremely proud--deeply involved in all of these activities. 6 Or maybe not so famous--the citation refers to a line from Moli~re's comedy Le bourgeois gentilhomme, in which a nouveau riche man is being tutored in literature and discovers that he has been speak-ing prose all of his life without knowing it. 7 See, e.g., Rodney Stark and Roger Finke, Acts of Faith: Explaining the Human Side of Religion (Berkeley: University of California Press, 2000), chap. 7. 8 According to the Nygren and Ukeritis study, mission identity is the principal variable influencing a congregation's success (see pp. 97-98). 9 Several religious families have known this instinctively. For exam-ple, my own Vincentian tradition includes, not only the Congregation of the Mission, the Daughters of Charity, and the various Sister of Charity Federation congregations, but also the St. Vincent de Paul Society, the Ladies of Charity, Vincentian Marian Youth, the Association of the Miraculous Medal, and the Missionary Cenacle, all of which are move-ment organizations of nonvowed laypersons. Similarly the Salesian family includes, not only the Salesian priests and Visitation nuns, but other vowed religious such as the Sisters of Mary Help of Christians, the Missionaries of St. Francis, the Salesian Missionaries of Mary Immaculate, and the Oblate Sisters of St. Francis de Sales, plus lay groups such as the Association of St. Francis de Sales and the Oblates of St. Francis de Sales. to I am not referring here to societies of apostolic life like the Daughters of Charity, who make annual vows, but rather to including an option for temporary membership in congregations whose members are now expected to make perpetual vows. Moreover, even among the Daughters of Charity, there is the assumption that one's annual vows are really for life. ~' According to the Center for Applied Research in the Apostolate (CARA), Emerging Communities of Consecrated Life in the United States (Washington, D.C.: Georgetown University Press, 2006, p. 16), ten of the twelve most rapidly growing new indigenous emerging communities in the U.S. are mixed communities with some, or all, lay members. t2 CAP, A, Emerging Communities, p. 16. 377 68.4 2009 Wittberg ¯ Opening a New V~ndow ,3 Wittberg, Pathways, pp. 80-85. ,4 The above-mentioned St. Joseph of Arimithea Society seems to operate through "franchises"--the Cleveland and Louisville chapters appear to be separate from each other. Many.other groups enlisting high school or college students operate similarly. A Sampler of Potential (and Actual) Religious SMOs 1. "Franchised" Youth Groups (local school chapters, perhaps with a national headquarters supplying materials or training) a. Volunteers supporting a local soup kitchen b. A high school or college centering-prayer group c. Group spiritual direction, big brother/sister spiritual mentoring d. Adoration societies, sodalities 2. Ministry Groups (non-age-specific, perhaps linked nationally in a network or association) a. Supporting crisis pregnancies b. Companioning the dying c. Running a women's shelter d. Strengthening marriages 3. Spirituality Groups (may have a centralized head-quarters and/or a youth branch - see #1, above) a. Devotion to a particular saint b. Performance of a particular spiritual practice (Eucharistic adoration, centering prayer, pilgrimages) c. Spiritual mentoring, group spiritual direction 4. Lifestyle Groups a, Simple living b. Intentional communities c. Peace and reconciliation Review for Retigious WILLIAM P. CLARK Revisiting Religious Identity mnthe years following the Second Vatican Council, uch attention was focused on changes in religious life. Much writing and much effort have been directed toward rethinking or reimaging religious life. In light of all that, one might be tempted to say "Enough already!" An old saying has it that familiarity breeds contempt. Familiarity can also breed complacency and neglect. It might be good, then, to look once again at what it means to be a religious, to reflect on our religious iden-tity. Besides the decree on the renewal of religious life, Perfectae caritatis, Vatican Council II also spoke of the role of religious in Lumen gentium, the dogmatic con-stitution on the church. In chapter 6, §44, we read that the religious state "manifests in a special way that the kingdom of God and its high requirements transcend all earthly considerations, bringing home to all people William P. Clark OMI, longtime teacher and administrator, lives at St, Henry's Oblate Residence; 200 North 60th Street; Belleville, Illinois 62223. 379 68.4 2009 Clark ¯ Revisiting Religious Identity the immeasurable greatness of the power of Christ in his sovereignty and the infinite might of the Holy Spirit marvelously working in the church.'" The council is simply saying religious life gives special witness that, above and beyond earthly values, there is something we call the kingdom of God. While religious life's characteristic witness is spe-cial, it is not exclusive. It is the duty of all Christians to give witness to the kingdom of God. All Christians, be they lay or religious, are committed to living out their baptismal consecration. Emphasis on the common voca-tion of all Christians highlights what is of fundamental importance, the fullness of Christian life informed by charity. That emphasis also counteracts any tendency to draw unfavorable comparisons between the lay and religious states, as though laypersons are somehow sec-ond- class citizens or "children of a lesser God." That broad emphasis on all Christian life is rooted in the most ancient tradition of monasticism. In his masterful study The Spirituality of the New Testament and the Fathers, Louis Bouyer finds certain constants in the literature of monasticism. He affirms them because they were some-what obscured by later developments. One such insight is that the primitive monk did not appear special. Whether by himself or others, his vocation was not considered par-ticular or exceptional. The monk was simply a Christian, a devout layperson who took the most radical means to live the Christian life to the fullest. The monk proposed no other end than to be saved. All his life, the monk asked for no other teaching from his elders than the means of attaining that goal. His fundamental and persistent ques-tion was: "Tell me. How can I be saved?" Two points need emphasis. First, holiness, the fullness of Christian life, is not something reserved Review for Religious to religious, while laypersons are called to something less. Second, religious are to focus on the essential, on the search for union with God, and not see holi-ness as something incidental or distinctive which sets them apart from "ordinary" Christians. Fundamental to religious identity is one's identity as a Christian. It is the fullness of the Christian experience that constitutes Christian identity. There are three major elements in the Christian expe-rience. The first is not distinctively Christian. It is the human preamble. It consists in discovering that human happiness and fulfillment are not brought about by tak-ing. We all start out that way, looking for that certain something or combination of things which, if we could only latch on to it and make it our own, would provide fulfillment. The Christian experience becomes possible once we realize that what we really seek is something or someone to give ourselves to, something or someone greater and nobler than ourself. It is a search for some-thing or someone that will endow our life with meaning and purpose. Finding that something or someone is the beginning of faith as a lived reality. It becomes the basis of all commitment worthy of the name. The second element makes the experience specifi-cally Christian. It consists in finding that greater-than-self reality in the person of Jesus Christ. It is finding in his words meaning for our life. It is finding in his life the pattern and model for our own. The third element is the desire to share what we have found. We want others to find the meaning and purpose that have become our own. We want to live out this meaning and purpose in love for one another. The full Christian experience, then, is apostolic and missionary. 381 68.4 2009 Clark * Revisiting Reli#ous Identity 382 If this Christian experience is not real in our lives, no amount of theorizing about what it is or should be will ever make it so. Furthermore, theorizing will not help much in our lives as religious. If the Christian experience is real, it can be progressively liberating, freeing from all those attitudes of mind and spirit that limit us to operating within the narrow confines of self-ish interests. Like all Christians, religious are to give witness by their lives to the possibilities open to everyone for liber-ation from enslaving attitudes like inordinate ambition, defensiveness, possessiveness, self-pity, and cynicism. The life of religious should also be an active witness to joy, to hope, and to love. The call to the fullness of Christian life and to the perfection of charity seems so daunting that peo-ple often try to evade its challenge. In doing so, lay-persons sometimes say that holiness is something for religious and priests, not for "ordinary" persons like themselves. Likewise, religious sometimes find a type of escape through dependence on the system. Religious life involves a kind of system that includes public vows, constitutions and rules, and a goodly number of prac-tices found in the traditions of various religious insti-tutes. We might think just plugging into the system will make us as holy as we need to be. It is easy to just coast along. All too easily we can come to rate as virtue whatever is conformable to our religious surroundings. Custom and routine can so enslave us as to dispense us from personal decision. Of course, custom and routine, as well as the regular practices and exercises of religious life, are also great helps--if we understand and use them righdy. They do not, however, carry us all the way. They reflect the fact Review for Religious that in choosing to be religious we have set the direction of our lives. But they do not guarantee we never lose that direction. The need for ongoing renewal is simply the need to reaffirm, to reset our direction. The human condition is such that nothing can be taken for granted except the constancy of God's grace, of his invitation. Another point on which the council spoke explic-itly is religious consecration. Everyone of the faithful is consecrated to the divine service by baptism. Clearly, in various contexts the word "consecration" has various meanings, causing difficulties to be raised about how this idea applies to religious. In address-ing those difficulties, the council begins by relating religious con-secration to baptism. Religious consecra-tion adds nothing to the baptism's sacramental character. It is, however, in the line of baptismal grace. That grace can be lived in varying degrees of intimacy. The coun-cil speaks of religious as being "more intimately conse-crated to the divine service." That phrase is significant. It does not say "more strictly" or anything that might seem to emphasize some form of legal obligation. What the council points out by those words is that baptismal consecration can be interiorized to a greater or lesser extent by grace and by love. Ultimately, the truth of every Christian life consists in one's baptismal consecration. But God calls people to live out that consecration in different ways. For religious The call to the fullness of Christian life and to the perfection of charity seems so daunting that people often try to evade its challenge. 68.4 2009 Clark ¯ Revisiting Religious Identity the call to God's service is more explicitly determined. It takes on a particular form or style. To put that a bit differently, for religious the vital response called for by God's loving initiative is made concrete in a specific and distinctive way. By making a certain explicit profession of the evan-gelical counsels, persons technically become religious. The purpose of such profession is to commit ourselves more explicitly and more profoundly to living our bap-tismal consecration. At one time religious profession was commonly called "a new baptism" in homilies at profession ceremonies. In those days it was not always adequately explained. The council statements revitalized and clarified that idea. In reflecting on religious consecration, it is important to realize that such consecration is the work of God. Virtually every page of Scripture speaks of God's initiative in regard to creatures. Jesus told his disciples: "You have not chosen me. I have chosen you." Passages like that have a particular resonance for religious. It is God who calls religious and consecrates them through the church's ministry. Because it is God's work, religious consecration is permanent. God's choice and God's fidelity are unchanging. God is constant in the grace he offers, in his call. Our challenge is to keep trying to respond generously to that call. Religious consecration represents a special instance of the mysterious interaction between grace and human freedom. Obviously it is essential that those consecrat-ing themselves to God's service be free. At the same time we must recognize that the consecration is ulti-mately God's work. Religious profession has never been considered a sacrament by the church. In recent years many things have been referred to as "sacraments," in a broad sense Review for Religiot~s of the word. In the strict sense, religious profession is not a sacrament. That does not mean, however, that religious profession has no reality beyond the disposi-tion and conduct of the subject. Religious consecration is something accorded to free persons precisely as free. To be received, the consecra-tion requires a personal response to God's call. That response includes certain characteristics. It must be sufficiently enlightened, conscious, and free. A person's intention and the vows which formulate that intention are eminently free acts. Conversely, when the church dispenses from vows, she judges that in reality there was some impediment to freedom in the original profes-sion, something lacking in what was offered for divine consecration. The fact that religious consecra-tion is not a sacrament does not mean nothing more is involved than the liberty of the one making vows. On God's part the engagement is indefectible. A vocation consists in a person's being called to a cer-tain manner of life. Each vocation has its own structure and laws. Those laws are not to be understood as some-thing imposed from the outside. They derive from the very nature of the life in question. To ignore structure and laws proper to religious life would be to think of reli-gious life as funny putty which can take on any shape one gives it. History shows significant variations in the forms of religious life. But, in the last analysis, that life must always be directly related to what is most fundamental in Christianity, the search for God and growth in charity. A vocation consists in a person's being called to a certain manner of life. 68.4 2009 Clark * Revisiting Religious Identity In the Christian understanding of life, the goal is progress in charity. Jesus made it clear that love of God and love of neighbor sum up the whole law. Love gives ultimate value to what we do. That is why religious con-secration is wholly directed towards love of God and neighbor. It is precisely that love which gives the value of consecration to the activity of the religious. The idea that one's activities must continuously be animated by charity is certainly not new. We have heard it countless times in one form or another. Nor is it distinctive. It is true for everyone. By religious profession we are committed to that goal more explicitly, more officially, as it were. On the part of religious, the consecration of one's life consists in using distinctive means for achieving the common Christian goal of progress in charity. My cir-cumstances, my state of life, determine the means that are most appropriate for me. Jacques Maritain offered an excellent definition of means. He said means are the end in the process of coming to be. Thus, at each moment of our journey toward the perfection of love, we make that end real by employing the appropriate means, Perhaps we should emphasize the word "journey." While we hope we are on the right road and we try to keep moving in the right direction, we never reach the end, the perfection of love, in this life. Another way to put that is to say that holiness is not so much a place we arrive as it is the way we travel. Consciousness of our shortcomings and failures makes us reluctant to think of ourselves as holy. A num-ber of years ago Archbishop John Roach of St. Paul, in a pastoral letter on spirituality titled A Friendship Unlimited, offered a valuable insight in this regard. He wrote: "It's a funny thing, but for years I couldn't imag- Review for Religious ine thinking of myself as holy. I was equating holiness with perfection, and I knew I simply didn't have that. It is clear to me now that holiness is the desire to be a friend of Jesus Christ and to surrender my will to God. I may stumble along with that. I have so far--but, so long as I continue a sincere effort toward that goal, I am holy." It might help also to remind ourselves of one charac-teristic of holiness that is often overlooked. It is compat-ible with human frailty. Many stories and most statues of saints give a wrong impression, an impression of otherworldliness that obscures the fact that those saints were real human beings with human faults and weak-nesses. Examples are plentiful. St. Augustine was given to rages. St. Thtr~se of Lisieux had bouts of depression. St. Vincent de Paul, the great saint of charity, was said to be bilious and subject to fits of anger. St. Jerome was aggressive and insulting to persons who disagreed with him. In fact, one of his contemporaries said of Jerome that his malice was such that no saint could live within miles of him. The secret of all of those people is that they never gave up struggling and working to overcome their human weaknesses. They knew what counts is not the triumphant victory of total perfection, but persevering effort. Teresa of Avila said we should strive and strive and strive, for we were made for nothing else. She was right, of course, but the way she said it makes it sound hard. And it is a constant challenge. We cannot gloss over that. But I like the way T.S. Eliot put it when he said: "We are only undefeated because we keep 6n trying." In question 186 of the Secunda Secundae of his Summa Theologiae, St. Thomas treats of things that per-tain to the religious state. He speaks at length of the vows of poverty, chastity, and obedience and argues their ,387 68.4 2009 Clark ¯ Revisiting Religious Identity necessity for religious perfection. He points out that "a person cannot offer his whole life to God directly because that life is not lived all at once, but only suc-cessively. Hence, a person can only offer his whole life to God through the obligation imposed by vows" (my translation). Thus, our real challenge is not the perfor-mance of heroic acts, however beautiful, however noble, for every human act is by nature transitory. Our real challenge is the heroism of a whole life, offered to God without measure, without reservation, without regret. This is done through religious consecration, through the vows. And in this the entire person, mind and heart, must be involved and permanently involved. Note ' The Vatican translation and the revised Flannery translation, melded. See Lumen gentium, chapter 6, §44: "Regni Dei denique super omnia terrestria elevationem eiusque summas necessitudines peculiari modo patefacit [status religiosus]; supereminentem quoque magnitudi-nem virtutis Christi regnantis atque infinitam Spiritus Sancti potentiam in Ecclesia mirabiliter operantem, cunctis hominibus demonstrat." Ed. 388 Questions for Personal and Group Reflection If religious sisters and brothers are identified with the laity, how do you claim their special religious identity? 2. Has Clark been helpful in underlining aspects of religious identity that distinguish religious life for priests, sisters, and brothers? Would you want to add or subtract anything? Review for Religious LEO J. HERIOT Encounters Early and Late: John Bosco and Paul Saul was present at the stoning of the lov-able Stephen, and perhaps this increased the Pharisee's desire for Christian blood. Fernand Prat says, "Not content with being present at the torture of the victims, he entered into houses and dragged out the inmates, both men and women, to hale them to the dungeons."' Saul set out on the trail of Christians not to evangelize them but in pursuit of them to bring them to what he thought was justice. He had asked the priests to give him the offi-cial mission to seek out Jesus' disciples in the synagogue of Damascus and drag them before the Sanhedrin. In the Acts of the Apostles we have three accounts of the vision on the way to Damascus (9:1-19; 22:3-21; 26:12-20). It is Luke who makes the first announcement of Leo J. Heriot SDB wrote for us about Margaret Bosco in 2007. His address is now Don Bosco House; PMB Government Buildings; Suva, Fiji-Islands. exemplars of faith 389 68.4 2009 Heriot ¯ Encounters Early and Late this event; later we hear Paul giving his own account. The accounts agree on the important points: the occa-sion, the place, the time of day, the dazzling light, Saul's fall to the ground, his dialogue with the mysterious voice, his blindness, the return of his sight, and the total change in his life. From being a firebrand of a persecutor, he became a sower of the Good News of our Lord and Savior Jesus Christ. The whole change of his behavior, his heeding of the strong voice's words, and his subsequent dedica-tion to a new cause make us aware that he was not led by fanaticism or goaded on by personal ambition. Jesus Christ seized him, pulled him close to himself. From the accounts of this conversion, nothing presaged it, noth-ing hinted that the fierce Pharisee would change regard-ing this person Jesus Christ, changing and becoming a disciple of Jesus and a preeminent apostle. Looking at this conversion, one gets the impression that it is beyond human explanation. It would be folly to try to find some simple plausible human causality. Pauline theology gives pride of place to the empow-erment of grace, and Saul was certainly under the influence of grace. It is not possible to explain this con-version apart from divine grace. Paul helps us with these assertions from his writings: "Have I not seen Jesus, our Lord?" (1 Co 9:1). "Last of all, as one untimely born, he appeared also to me" (1 Co 15:8). Grace found in this man fertile soil that would produce a great extension of the stoW of Jesus, a stoW that would make people aware of the immense, unfolding gift God gave to Saul and to the world on Saul's way to Damascus. Saul's encounter with the risen Lord as he sought to obliterate that Lord's message had a huge influence on him. One of the Apostle's boldest and most profound Review for Religious teachings was that of Christians' being incorporated into Christ's mystical body. For this Pharisee, Paul, Christ becomes all in all; Christ becomes everything. This idea is contained in seminal form in the question Jesus puts to the blinded Saul: "Saul, Saul, why do you persecute me?" (Ac 9:4). Paul was not attacking Jesus directly; he was defending his Pharisaism by trying to prevent Jews from falling into the ways of this crucified "reformer" of Judaism. In Saul's conversion God's grace is evident, work-ing a transformation immediately. It is like the blinding flash of light. The extraordinary illumination appar-ently brought about Saul's immediate com-pliance with Jesus' words and his swift transformation into a disciple and apostle. The stunned Saul changed his course once and for all. He found himself in a new world, a world almost alien to the life he had lived until then. Paul was overwhelmed by a new faith, a belief in the person of Jesus Christ as his Lord and master. He began a new and demanding life that only a strong and deep faith and love could sustain. He expresses that faith in his Letters to the Galatians and the Romans, an active faith that revolutionizes the whole person and alters the direction of people's lives. From the moment of his conversion the gaze of Saul is riveted on the person of Jesus Christ. We would go too far, however, if we reduced Paul's life to the moment One of the Apostle's boldest and most profound teachings was that of Christians" being incorporated into Christ's mystical body. 391 68.4 2009 Heriot ¯ Encounters Early and Late of his conversion. His continuing deep reflection on the mystery of God's love strengthened him as he went about his apostolic life. Our beliefs, too, are not simply the result of our reading or reflection, but come from God's communication with us, often in the quiet con-templation of a Divine Master stretching out his hand to us and telling us to find him in our contemplative awareness of others and ourselves. 392f The Boy from Becchi, Another Man of Zeal In an audience on 21 March 1858, Pope Pius IX, now Blessed, told the priest from Turin: "When you get back to Turin, Don Bosco, you write down these dreams and everything else you have told me, minutely, and in their natural sense. Save all this as a legacy for your Congregation so that it may serve as an encouragement and norm for your Sons.''2 After nine years this same pope questioned him once again. Don Bosco's reply was "I truthfully lacked the time. I was so taken with [any number of things]." The pope said, "Well then, I not only advise you, but order you to do it." Don Bosco promised to write down his early experiences, and he kept his word.3 In his poor handwriting Don Bosco scrawled out his first dream. "At the age of nine I had a dream that really changed my life and influenced me throughout my life. I dreamed I was near my house at Becchi, and a crowd of young boys had gathered there to have fun and play games. Some were playing, some were laughing, and not a few were cursing. Shocked by their expres-sions, I jumped in among the boys, swinging wildly and shouting at them to stop saying those things. At that moment a Person appeared among us. He was dressed in a long white robe, and his face radiated such light Review for Religious that I could not look at it. Suddenly he called me by name. 'Giovanni, you have to win these boys not by blows but with gendeness and kindness (bont~). So begin right now to show them that evil is ugly and virtue is beautiful.'" Although these words confused him, this little boy, nine years old in 1824, was being commissioned for God's work. He said, "I am so small and these are young men. What you are asking me to do seems to be impos-sible." But he was told: "What seems so impossible, you must achieve by being obedient and acquiring knowledge." The boy shouted, "You ask me to do the impossible!" The voice said, "I will give you a teacher under whose guid-ance you will learn and without whose help all knowl-edge becomes foolishness." Beside this Person stood the Lady to whom young Bosco's mother had taught him to pray regularly. The Lady, taking his hand, said, "Giovanni, look carefully. What do you see?" The crowd of boys was changed into goats, dogs, cats, bears, and various other animals. The Lady of his dream said to him, startlingly: "This is your field of labor." Then she gave him a one-word recipe for getting these boys to improve: "amorevolezza" (loving concern). The wild animals disappeared, having been turned into sheep. The Lady then told him, "In due time you will understand," and with that she put her hand on his head. At table for morning coffee he told his family about his dream. Each one said something different. His "At the age of nine I had a dream that really changed my life and influenced me throughout my life." 393 68.4 2009 Heriot * Encounters Early and Late brother Joseph said, "Oh, Giovanni, you are going to become a farmer looking after sheep and goats, caring for them." His brother Anthony said, "Oh, Giovanni, you are going to become the leader of a gang of ban-dits!" After other such remarks, their wise old grand-mother said in an authoritarian tone: "Giovanni, take no notice of dreams." And Mama Margaret said con-vincingly, "Prepare yourself, Giovanni, for your future apostolate." This, then, is what Pope Pius IX referred to in 1858 when he told Don Bosco: "This is the begin-ning and the foundation of your work. Give this dream to your Congregation and make it a part of their life." On the road to Damascus, Paul was astonished by the voice that changed his life. It had the power to change his life and send him on a new mission. While any comparison of nine-year-old John Bosco's dream to Paul's experience near Damascus would be lopsided, we may remind ourselves that both of them were impelled into a new life, a new apostolate, by mysterious expe-riences beyond usual explanation. Are there not many other divinely wondrous experiences as well? Why not keep them in mind? Notes ~ Fernand Prat, The Theology of St. Paul (London: Burns and Oates, 1964), p. 25. 2 The Biographical Memoirs ofSaintJohn Bosco, ed. Eugene Ceria SDB (New Rochelle, New York: Salesiana Publishers, 1980), vol. 5, p. 577. 3 Ceria, Biographical Memoirs, vol. 1. pp. 95-96. Review for Religious HILDA KLEIMAN On Hilda of Whitby ~ah~na tIr oennt eorre da tfheea msto dnaayst.e Ir yw, Ia hs ando nt orta cisheodse an Catholic, and I was not named after a saint, though I had a lovely name. After I entered, the prioress asked me to choose a patron, and I chose St. Hilda of Whitby. Initially I hesitated to choose her because, generally speaking, we do not know much about her. We know when she was born and died, where she lived, and some of the activities she pursued, activities for which she was well known and respected. But we know little about her character, her spirit, or her inner life. How did the tone of a gathering change when she walked into a room? How did she regard those whose lives and souls were entrusted to her care? Was her glance warm or cool? Did she have a glint in her eye? Answers to these ques-tions seemed permanently unavailable. A few months after I entered my community, I attended a concert given by Festival Chorale Oregon, Hilda Kleiman OSB writes from Queen of Angels Monastery; 840 S. Main Street; Mt. Angel, Oregon 97362. Email: ajkjune@juno.com 68.4 2009 Kleiman ¯ On Hilda of Wbitby a local, award-winning choir directed by Dr. Solveig Holmquist. I had been a student in her college choir for three years at Western Oregon University. I was excited to see her again, even from a distance, even from the back as she conducted the choir. When she entered the concert hall, she was as I had remembered--not tall or physically imposing, yet filled with a presence that shot through her spiky hair, her sharp eyes, and her earrings and many bracelets. I saw a woman in full possession of herself and the situation at hand. She stood before the choir and the orchestra, and they knew what to do sim-ply by the movements of her hands and a thin baton. I remembered standing before her with my eyes on every move she made. In every gesture, every expression, she embodied musician and conductor. She made the vocalists and musicians one as we let her lead us--as, with our minds but also our hearts, we let her be our breath to the very last note. When Dr. Holmquist arrived at Western, she had clearly learned how to draw people together. Shortly after being hired, she was told there were no students at Western who could really sing. Given that this was untrue, and even uncharitable, Dr. Holmquist did not listen. She simply set up a table at the activities fair at the beginning of the school year and started signing students up for auditions. By the end of the year, she had set the choral music program on its feet, doubling the size of the choir, planning tours, and establishing a student-led choir council. I began to see that music was Dr. Holmquist's life, and part of that life was invit-ing the rest of us into the music in whatever way was appropriate for each of us. I loved her for it, and I still do. Though I do not think I would have used the word at the time, I see now Review for Religious that what I received from Dr. Holmquist was a deep and vigorous image of vocation. I have no doubt that through the music she is doing what God created her to do. Shortly before I graduated, I tried to say as much to her. In her office one morning, I described what I saw in her. I said I was not a born musician like her, but rather a writer and a reader, and I was looking for my own purpose in life. The day I attended the Festival Chorale concert was November 17th, the feast day of St. Hilda, and the first time I observed her feast day as my own. As I watched and remembered Dr. Holmquist, some of the reasons why I choose Hilda began to emerge. It was not about wanting to be an abbess as Hilda was, any more than it was about wanting to be a cho- , ral conductor. It was not about imitation in such a specific sense, but about living in the presence of someone who could play a part in calling me to be who I am supposed to be and to do what I am meant to do. It was about the profound effect just one person who is living her vocation may have on those around her. If I imagined myself as a member of Hilda's monastery, much as I had been a member of Dr. Holmquist's choir, what could I learn about who I am supposed to be here and now? It was about the profound effect just one person who is living her vocation may have on those around her. 397 The Venerable Bede, an English monk and writer of the 8th century, is our sole source of historical infor- 68.4 2009 Kleiman ¯ On Hilda of Wbitby marion on Hilda. After serving as the abbess of several monasteries, she established at Whitby a double monas-tery, a community of monks and nuns. In his history of the English church, Bede tells us she taught those within her community to study the Scriptures thoroughly, to observe good works, and to foster many virtues, "but especially peace and charity." In part, the influence of her goodness was seen in the five outstanding men from her monastery who became bishops. In addition to her own monks and nuns, others from all walks of society sought her direction. In this way Hilda, "whom all her acquaintances called Mother because of her wonderful devotion and grace," guided many people to God along the path of their particular gifts and circumstances. Bede also gives us the story of Caedmon, a shy sheep-herder whom "God's grace made remarkable." One night Caedmon received a vision from God in which a man asked him to compose and sing him a song. Caedmon answered that he could not sing, and the man replied "But you shall sing to me," and he did, thus becom-ing the first poet of the English language. When Hilda learned of Caedmon's gift, she invited him to become a monk and be instructed in sacred history, which he then rendered into beautiful music and poetry. Caedmon soon became not just a poet but a disciplined and beloved member of the community as well. At his death he asked if there were any who held any ill will against him, and he was assured that there was not. When then asked if he was at peace with those attending him, he replied, "I am at peace with all the servants of God." Among well-known events of church history, Whitby is known as the site of the synod in 664 at which the controversy between the Celtic and Roman dates for observing Easter was resolved. The problem disturbed Review for Religious many people, Bede tells us, even to the point that they feared "that they might have received the name Christian in vain." Those arguing for the Roman date were victo-rious, yet Bede describes Hilda and her community as favoring the Celtic practice. While he tells us the results of the synod, Bede does not describe Hilda's response to the decision. We do not know if in the end she was saddened, relieved, or pleased. From what we do know about her leadership, however, we can perhaps assume that many looked to Hilda for guidance as to how they should respond to this decision. We can see the great respect she had for the Scriptures and the wisdom of the church. We can see that she taught those around her to be of service in all peace and charity. Even as she neared her death, she urged those in her monastery to "maintain the gospel peace among themselves and with others." I imagine that Hilda had a profound sense of perspective, of knowing, in the end, which beliefs and practices held priority. Unity within the church mat-tered more than any particular date, and gracious accep-tance of the decision of the synod mattered more than the content of the arguments. I was aware of St. Hilda before I was a Catholic because I attended St. Hilda's Episcopal Church for sev-eral years during high school and college. St. Hilda's is a small community; the church holds perhaps fifty peo-ple on a Sunday. I met the vicar, Noel Knelange, when I first arrived, and about a year later Noel's husband Bill was ordained a deacon. I attended the ordination and sang in the choir, helping to lead the congregation out of the church singing "The King's Highway" for the recessional. During the service I was taken aback 399 68.4 2009 Kleiman ¯ On Hilda of Whitby Bill's ordination gave me the image of dedicating one's life to God alone, and Noel, bluntly and without~ pretense; connected ~that image, to me, 400] by the beauty of the liturgy and the fact that Bill was grounding his life and identity in his faith. Somehow God wanted him. God wanted exactly who Bill was, a middle-aged man, a deaf man deeply involved with the deaf community of the diocese, a man who loved to fish so much that during the homily the bishop gave him a new fishing pole, now that he would be a fisher of men. Afterwards, during the reception in the parish hall, I was standing near Bill and Noel, probably eating a cookie, when Noel turned to me and said, "Well, you could do this too you know!" What? I did not want to be a deacon or a priest. I did not understand why she said that, and we never talked about it later. I forgot about Noel's words until after I had become a Catholic and been a member of the Benedictine Sisters of Mt. Angel, Oregon, for several years--even though I had often wondered when the thought of becoming a nun first came to me. Bill's ordination gave me the image of dedicating one's life to God alone, and Noel, bluntly and without pretense, connected that image to me. The seed of the idea of staking everything on "the assurance of things hoped for, the conviction of things not seen," as we read in the Letter to the Hebrews, was planted and would take root in ways I never suspected. Just a few years Review for Religious later, I was led to the Catholic Church, to a Benedictine monastery, and to a surprising new relationship with St. Hilda, a relationship reflected in women like Solveig Holmquist and Noel Knelange. Regardless of whether they were aware of all the details, they could and would change the course of a life in a single breath, with a single word. The name Hilda comes from the Old English and means "Battle Maiden," a fact I learned only after I received the official word from .the prioress that I could take Hilda as my new name at my final profession. I took to the image of the Battle Maiden immediately--the tension between toughness and gentleness, knowledge and innocence, between what we think we know and what we in fact do not, a tension not to be resolved but used as ingeniously as possible until the day of death. Other people have taken to my choice of the name Hilda, to the "Batde Maiden" too. "Battle on, maiden!" says my mom before she hangs up the phone. After ask-ing me to explain the meaning of Hilda to my class-mates, one of my seminary professors warns that "from now on, you gendemen better look out!" The best, how-ever, is my friend Ania. With her I have established The Society of Honorary Battle Maidens. We have taken as our charter the words of St. Paul to the Corinthians: "But we have this treasure in earthen vessels, to show that the transcendent power belongs to God and not to us. We are afflicted in every way, but not crushed, perplexed, but not driven to despair, persecuted, but not forsaken, struck down, but not destroyed, always carrying in the body the death of Jesus, so that the life of Jesus may also be manifested in our bodies." To bet- 401 68.4 2009 Kleiman ¯ On Hilda of Wbitby ter understand our society, I have listed qualities of the Battle Maiden, which include the following and will surely be added to as I ponder this further: ¯ A persistent love, grounded in the love of God that pursues us without end. She can keep extending her love for other people, regardless of how they respond, if at all. If she feels hurt by this, she takes it to mean that her efforts were not the most gracious way to love this particular person, and it is time to try something else. She is intelligent, so her persistence does not suggest beating her head against a wall, but rather keeping her wits about her and being willing, always willing, to try again. ¯ The beginning of an understanding of the fourth step of humility in the Rule of St. Benedict: "The fourth step of humility is that, in this obedience under diffi-cult, unfavorable, or even unjust conditions, his [or her] heart quietly embraces suffering and endures it without weakening or seeking escape." She does not, in the end, resent that this step asks her to endure injustice, even contradiction, for the sake of the God she loves. She accepts that sometimes such endurance will require her to speak her mind, to name what is difficult, recognizing that endurance can be more than just waiting for the bad to run its course. Bravery of heart becomes part of her core. She understands that false sisters and broth-ers (and are not we all false and contradictory at one time or another) are part of reality; to deny this is of no use to anyone. She uses their words and actions to strengthen her reliance on the Lord so that it remains possible for her to pray for her enemies. ¯ An enduring kindness that she tries to exercise in any situation, par.ticularly in her words. At times, she may manifest her kindness in ways that are more tra- Review for Religious ditionally recognized as kindness--offering to lend a hand in household tasks, greeting guests with courtesy and assisting them in their needs, acknowledging the accomplishments of others with a sincere compliment. Kindness, however, is also needed in more challenging situations. It is a kindness to try to change the sub-ject when she hears murmuring or gossip about some-one who is not present. It is a kindness to walk away and not participate even by listening when this tactic fails, perhaps biting back the words rising in her throat that she would like to put everyone in their place with. Kindness calls her to address only in private any embar-rassing situations that involve another person, so as not to worsen the pain her words would likely cause if spo-ken publicly. To enjoy membership in The Society of Honorary Battle Maidens, you and I do not need to be in full possession of these qualities. We do need, however, to recognize their worth and strive to live with their inher-ent tensions, tensions that in the end are simply the tensions of the cross. Image Bearer One of a kind, Here for a reason, Plucked from the mire, Now wearing white, Bearing His likeness, I am immortal, A soul crafted By the Holy. Teresa Burleson 403 68.4 2009 Vv'ILLIAM PROSPERO World Youth Day and Religious Life sharing experience 40_4] Many vocation directors will confirm that a substantial number of candidates for seminar-ies and institutes of consecrated life consider a World Youth Day (WYD) experience to have been an important part of their discernment. Many candidates say they first thought seri-ously about religious life or the priesthood while on a WYD pilgrimage. What is it about WYD that promotes consecrated life? Sister Joseph Andrew, of the Dominican Sisters of Mary, Mother of the Eucharist, asked me to speak about this very topic at a recent discernment retreat at the motherhouse in Ann Arbor. No less than a hundred 'thirty young women attended. When I asked how many had been to WYD, about one third raised their hands. The main reason for "only" a third, I William Prospero SJ is pastor of St. Mary's University Parish (on the campus of Central Michigan University); 1405 South Washington; Mount Pleasant, Michigan 48858. Emaih will.prospero@stmarycmu.org Review for Religious believe, is that most of them were too young to have attended any other WYD than the one in 2008 in Sydney, Australia. Sydney did not draw huge numbers from the United States because of the travel cost. Nonetheless, many of the young women present had managed to attend that WYD. I believe there are several reasons why WYD pro-motes consecrated life and priesthood. Though I do not have any statistical analysis to prove my points, I have a wealth of experience assisting young WYD pil-grims in their discernment about consecrated life or priesthood. I have attended four WYDs: Denver (1993), Toronto (2002), Cologne (2005), and Sydney (2008). I have served as a priest on the last three. I have wit-nessed more than ten pilgrims enter religious life or the seminary. The main reason, I believe, for the wealth of WYD vocations is that WYD gives a taste of life as a conse-crated person. Pilgrims experience about two weeks of consecrated living. WYD provides a veritable "trial run" of living the vows of poverty, chastity, and obedience. In. living the vows on WYD, pilgrims experience the intense joy of the universal church gathered around the pope. They make the connection that living as a religious could be enjoyable and meaningful. The possibility of consecrated vocation becomes real for the first time in many pilgrims' lives. Pilgrims experience poverty the first day of com-mitting to go on WYD. They realize that the costs can be high. As I began recruiting for Sydney, I recall sev-eral students resisting, sa.ying $2,850 was too costly. My response was: "Do you want to go? Has God put this desire in your heart? If so, then commit and the money will come. I promise. And, if not, I will personally cover 405 68.4 2OO9 Prospero ¯ World Youth Day and Religious Life Trusting God for material needs is a tangible experience of religious poverty. 406 whatever you can't. But you must promise you will com-mit to this and try your best to raise the funds. I prom-ise you, God will provide." Every pilgrim had enough funds. On four WYDs I have never met a pilgrim who fell short of funds. For the 2008 WYD in Sydney, we took seventy pilgrims from the Diocese of Saginaw, each paying $2,850. There are stories of pilgrims finding funds flow-ing in from fund-raisers and from the most unexpected sources. Trusting God for material needs is a tangible experience of reli-gious poverty: God provides. Pilgrims trust him, and all works out. From the beginning, they learn that those who commit to a reli-gious pilgrimage are cared for by God. They learn this throughout WYD, beginning with their first moment of commitment. Poverty finds many manifestations, usually very inconvenient ones. As the pilgrimage officially begins, I speak of the "great ball of suffering" that one endures on WYD. For some reason, chaos and inconvenience reign. This makes trusting God mandatory, not optional. For example, because of delayed flights, our travel time from our departure to our host parish in Kiama, south of Sydney, was thirty-eight hours. And the last two hours were in a bus with a broken heater (it was winter there) while rain and forty Fahrenheit degrees of damp cold were welcoming us. These horrendous situations created the proper spirit in which to celebrate Mass, Revie;v for Religious namely, our sense of spiritual and actual poverty: "We are not in control!" Having celebrated Mass at a crowded boarding gate in the Los Angeles airport (LAX), we found special meaning in celebrating Mass again, hungry and cold, at the very end of our trip. I was reminded of the four thousand hungry and tired people in Mark 6:1-8 who were worn out from their journey, so Jesus fed them. It was as if Jesus intentionally brought the people out to a deserted place to experience their poverty and to see and taste the goodness of God. Poverty makes pilgrims hungry for Jesus. Another example of poverty happened at the Papal Welcome at Sydney's harbor. Afterwards we were hun-gry and cold. Several pilgrims collected our chits or tickets and got our meals, bags of hot stew (option: beef or pork). After getting the same victuals several days in a row, pilgrims were cheerfully dubbing them "barf bags." Our meals were being eaten on the ground or on cement blocks or wherever we could prop ourselves up. One night, however, several alert pilgrims found some plastic chairs and brought enough over for the group of seventy to sit. We could sit and eat! We were so grate-ful. I cannot recall ever feeling so grateful for having a chair to sit on. This is what WYD does: it makes the ordinary into a gift from God. Once one begins to see that everything, everything, is a gift, then one can start living a radical Christian life. So the gift of sitting, eat-ing, enjoying each other's company, and basking in the reality that we just saw in person the Vicar of Christ, all add up to an explosive experience of the joys of the kingdom. Poverty makes human experience more real, and opens us to the true value of community. How sim-ple and uncomplicated it all is. 407 68.4 2009 Prospero ¯ Worm Youth Day and Religious Life Over and over one witnesses pilgrims making sacrifices for the sake of the group. 4081 If pilgrims are properly prepared and guided, they have a wonderful experience of interacting positively with the opposite sex. Even sleeping conditions, oth-erwise inappropriate, become an experience of intense respect and honor of boundaries. One sees the "other" as sacred and as a fellow pilgrim on the way, some-one to be honored and respected. I have never known of any of our pil-grims engaging in actions that are meant for mar-ried couples. Sleeping shoulder to shoulder with two thousand other pilgrims may seem cause for temptation and raised eyebrows, but never have I seen anything but excellent moral behavior among our pilgrims. Even where there are dating couples, they hardly ever "pair off" from the group. The whole atmosphere is one of intense commu-nal living. People are attentive to the needs of everyone, sharing and caring for one another. The pilgrim learns that one does not need to pursue or engage in roman-tic relationships to be happy. Celibacy for the kingdom becomes tangible, livable, and enjoyable. At WYD the intense communal activities, which sometimes involve distressing conditions and both-ersome inconveniences that must be endured, build a joyful esprit de corps. Over and over one witnesses pilgrims making sacrifices for the sake of the group. Opportunities for minor sacrifices abound, such as shar-ing personal items to assist another in need and collect-ing meal tickets and standing in line to retrieve meals for a group. These and other sacrifices reveal acom- Review for Religious mon care for one another. Moreover, the group lead-ers have the ultimate say in all major decisions about travel, gatherings, agendas, and special needs that arise. Individual wills give way to the group, or to the lead-ers' decisions. Through these experiences one finds joy in sacrificing one's own will for the good of the group, opening up to the gift of religious obedience. Consecrated persons make a sacrifice of their lives for the good of the church and the world. Pilgrims experience the power of loving sacrifice firsthand, and its power to build up the Body of Christ. Eddie Dwyer, a Saginaw seminarian, said: "Three things I hate are lines, sitting on the floor, and crowded spaces, but the love at WYD made sacrifice easy." All these experiences find rich meaning in the cel-ebration of the sacraments, namely, confession and Eucharist. The intensity of confessions, celebrations of Holy Mass, and Eucharistic adoration affirms God's real presence among his people. All the sufferings and joys of pilgrimage are offered up to the Father in the won-derful exchange of gifts that the Eucharist makes real. All is gift. As a priest I am overwhelmed by the power and joy of the priesthood, by the sacramental fruitful-ness on WYD. What power can be manifested in such weakness! The Papal Mass at the conclusion of WYD provides the perfect environment for the overflowing gratitude of the pilgrimage to express itself. Pilgrims, freshly and deeply aware of God's goodness, gratefully share their belongings with others. Jackets, caps, and an assortment of other personal items are offered and received in a wonderful exchange of gifts. God's kingdom becomes visible in everyone giving their things away to bring joy to both receiver and giver. In his Spiritual Exercises 409 68.4 2009 Prospero ¯ Worm Youth Day and Religious Life St. Ignatius Loyola speaks of the free exchange of gifts between those who love each other (§231). This is the Christian life. As church and bride of Christ, we receive every good thing from God and make an offering of our very selves back to him in gratitude. This joyous exchange finds particular power at the Papal Mass. The accumulation and possession of .things no longer has appeal. The giving and receiving of love becomes the reason for existing. Consecrated life witnesses to the joy of the kingdom of heaven through the. gift of self to God. The Papal Mass provides a taste of the joy offered to those who radically take up the call to follow Christ the Bridegroom wherever he goes. As I lead pilgrims to WYD, I make a point of having several priests, seminarians, and religious sisters accom-pany us. When lay pilgrims rub shoulders with conse-crated persons, consecrated life now has a face, and that face is familiar and human. No longer is the question of consecrated life somewhere off in the distance, but it is real and lived by real people. The possibility of consecrated vocation opens up as the joys of serving the kingdom find witness. I count WYD the single most important vocation promotion ministry that I do. 410 Review for Religious BENNY PHANG Marriage and Celibacy: Rivals or Complements? MMarriage and celibacy are often seen as contraries. isunderstanding about these two vocations still exists among many people who do not fully under-stand celibacy for the sake of the kingdom of heaven or the meaning of marriage. They see marriage as con-trary to celibacy, totally separated from it, and unable to contribute anything to it. And they understand celibacy as merely a pessimistic, negative rejection of married life and love. They even think celibacy is responsible for many sexual problems. About these matters people raise critical questions such as: Is marriage contrary to celibacy or even a rival? Is marriage a higher and better state than celibacy, or is it the other way around? Does marriage confirm celibacy or devalue it? If marriage confirms celibacy, how does it do so? Benny Phang OCarm, an Indonesian priest studying at the Angelicum for a doctorate in moral theology, can be addressed at Centro Internazionale Sant'Alberto; Via Sforza Pallavicini, 10; 00193 Roma, Italy. Blog: theouiosoter.blogspot.com 411 68.4 2009 Pbang ¯ Marriage and Celibacy On this topic I want to draw some reflections from the messages of Pope John Paul II (collected in Theology of the Body), from the critical reflection on celibacy in the Catholic Church written by Aloysius Pieris sJ, and from the experience of St. Th~r~se of Lisieux of her vocation to religious life. Marriage and celibacy, are interrelated. To hurt either one by being unfaithful in it also hurts the other. 412- Rival Vocations? In the Gospel according to Matthew, Jesus places the counsel of celibacy in the discussion of the impor-tance of marriage, when he argues against divorce (Mt 19:3-12). Pope John Paul confirms this, saying, "[From Matthew's Gospel, Mt 19:10-12], it can be seen sufficiently clearly that here it is not a question of diminishing the value of matrimony in favor of continence, nor of less-ening the value of one in comparison with the other.''1 "Christ's words on this point are quite clear. He proposes to his disciples the ideal of continence and the call to it, not by reason of the inferiority of, or of prejudice against, conjugal union in the body, but only for the sake of the kingdom of heaven.''2 One can, however, argue for St. Paul's position when he writes, "So then, he who marries his fiancee does well; and he who refrains from marriage will do better" (1 Co 7:38). Does this Pauline text not mean that mat-rimony is good, but celibacy for the kingdom of heaven is better?3 Review for Religious We need to comprehend the reason for celibacy in the evangelical counsel. Jesus says, "There are eunuchs who have made themselves eunuchs for the sake of the kingdom of heaven. Let anyone accept this who can" (Mt 19:12). This is the only reason for the evangelical counsel of celibacy. The reason is not to devalue marriage, but for the sake of the kingdom of heaven. To understand the "difference" between Jesus and Paul as regards celibacy and marriage, John Paul gives us an insight: In his pronouncement, did Christ perhaps suggest the superiority of continence for the kingdom of heaven to matrimony? Certainly he said that this is an excep-tional vocation, not a common one. In addition he affirmed that it is especially important and necessary to the kingdom of heaven. If we understand superiority to matrimony in this sense, we must admit that Christ set it out implicitly. However, he did not express it direcdy. Only Paul will say of those who choose matri-mony that they do "well." About those who are willing to live in voluntary continence, he will say that they do "better" (! Co 7:38). (Theology, p. 275) The conscious and voluntary renunciation of the conjugal love of marriage and family life by celibate per-sons is not a devaluation of marriage, but it is a form of self-sacrifice. John Paul explains: "Christ understood the importance of such a sacrifice . He understood the

Issue 70.4 of the Review for Religious, 2011. ; Unique Approaches Building Community Focus on Joseph Potpourri quarterly 70.4 2011 Review for Religious fosters dialogue with God, dialogue with ourselves, and dialogue with one another about the holiness we try to live according to charisms of Catholic religious life. As Pope Paul Vl said, our way of being church is today the way of dialogue. Review for Religious (ISSN 0034-639X) is published quarterly at Saint Louis University by the Jesuits of the Missouri Province. Editorial Office: 3601 Lindell Boulevard ¯ St. Louis, Missouri 63108-3393 PHONE: 314-633o4610 ¯ FAX: 314-633-4611 EMAIL: reviewrfr@gmail.com ¯WEBSITE: www.reviewforreligious.org Manuscripts, books for review, and correspondence with the editor: Review for Religious ¯ 3601 Lindell Boulevard ¯ St. Louis, MO 63108-3393 POSTMASTER Send address changes to Review for Religious o P.O. Box 6070 ° Duluth, MN 55806. 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Such permission will only be considered on written application to the Editor, Review for Religious. ~ gournal of Catholic Spirirualit)j Celebrating 70 Years Editor Associate Editor Book Review Editor Scripture Scope Editorial Staff Michael G. Harter SJ Garth L. Hallett SJ RosemaryJermann Eugene Hensell OSB Mary Ann Foppe Tracy Gramm .Judy Sharp Advisory Board Paul Coutinho SJ Martin Erspamer OSB Margaret Guider OSF Kathleen Hughes RSCJ Louis and Angela Menard Bishop Terry Steib SVD QUARTERLY 70.4 2011 contents 340 prisms Prisms 342 364 .377 unique approaches A Tale of Two Scandals: Cornelia Connelly as Nouvelle H~loi'se Barbara Newman tells the remarkably similar stories of two married women who lived six centuries apart, became nuns and then abbesses only through the instigation of their husbands, suffered considerably, and faced numerous canonical difficulties in the founding of their orders. building community The Hum of Being: " Spirituality for Leadership Beatrice M. Eichten OSF describes the ministry of community leadership as a pilgrimage and explores the various spiritual realizations that flow from it--such as the openness to Spirit that comes through moments of emptiness and detachment, and the gifts of loving and being loved. Architecture and Religious Life Thomas A. Krosnicki SVD discusses the impact that the architectural design of buildings--in particular community residences--can have to the benefit of religious life and those they touch by their life and ministry. Review for Religious 386 404 408 .422 426 focus on Joseph Be Saints: Pathway to a Holy Life Joel Giallanza CSC gathers wisdom from St. Andr~ Bessette, whose name is forever linked to that of St. Joseph because of their obvious similarities. Both were simple laborers through whom God chose to do extraordinary things; both knew poverty and suffering; both experienced exile. Above all, both point out a pathway to holiness because they remained faithful to whatever God asked of them. St. Joseph in Focus: Husband of Mary and Guardian of Jesus John M. Samaha SM reminds us why we honor St. Joseph by giving us a simple portrait of the quiet, often overlooked member of the Holy Family. potpourri Lighting Our Modern Spirit: Pope John Paul II's Luminous Mysteries Carey Ellen Walsh explores the theology and the spiritual gift of John Paul II's meditation on the rosary in his apostolic letter Rosarium Virginis Mariae. She focuses on how one of John Paul II's most intimate reflections tends to the hunger in our souls. Multiple Sclerosis: A Gift Marian D. Frantz IHM reflects on how she has coped with multiple sclerosis and, in spite of the physical challenges and fears that accompany it, has come to understand it as a gift. Cremation: A Path to Protect Mother Earth Brian Jordan OFM calls us to rethink our attitudes and practices about how we remember our loved ones through burial or cremation and to develop an attitude of reverence for "Holy Mother Earth" in the process. departments 433 Scripture Scope: The Bible and the Liturgy 438 Book Reviews 444 Indexes 70.4 2011 prisms Erone intense week at the end of the summer, the population of Madrid swelled by more than one million souls. Crowds of young men and women came with the devotion of pil-grims; they participated in workshops and service projects; they baked in the heat, endured a rain-soaked and windswept prayer vigil, and coped with the chaos resulting from poor organization. They sang and prayed together, and blogged about their experiences all over the Internet. Such enthusiasm. Such energy. It all brought back memories of an earlier World Youth Day when I accompanied a group of Jesuit novices to Toronto in 2002. We, too, gath-ered with hopes and dreams, coped with crowds and long waits for something to eat. We, too, spent a restless night on the hard ground soaked through by a cold rain waiting for the final Mass celebrated by the pope. Drenched to the bone, I kept asking myself "What am I doing here?" But the enthusiastic singing of the young people drowned out the question. But I must be realistic. M}- perspective is not that of a young pilgrim. I just sent out invitations for a celebration of my golden Jubilee as a Jesuit. My novitiate classmates and others celebrating Review for Religious anniversaries of entrance and ordination (25, 50, 60, and 70 years of presence and service) are planning on celebrat-ing because we have much to celebrate. We have worked and taught, and borne the heat of the day in many different contexts. But as I look back on 50 years of religious life, I must admit that I have asked more than once "What am I doing here?" Sometimes the question arises because I feel too insignificant to make a difference. More often the ques-tion arises from a sense of wonder and awe about the ways God has chosen to work through me. My choice to enter religious life was well intentioned, but made with total naivet& The ministry for which I pre-pared myself (teaching high school) never materialized. The skills I learned in the process, however, equipped me to serve as an administrator, a forinator, and an editor. Through the years and with much prayer, I have tried to make myself available to be sent where I can best be used. I am privileged once again to live with our young men in formation. Their energy can wear me out, but their enthusiasm is contagious. They show that the church is ever young, ever new, always ready to grow in experience and wisdom. The seeds of faith are sprouting anew in many places. And in other pl~ces fields that have been harvested any number of times still produce with God's grace. The young pilgrims have now returned home from Madrid and are back in school or settling into their regular routines. But the memories and graces they carry with them will make their lives anything but routine. And as those of us further along the age continuum continue our trust walk with the One who has always accompanied us, we take to heart the prayer with which Benedict sent forth the young people from Madrid: "May no adversity paralyze you. Be afraid neither of the world, nor of the future, nor of your weakness." 341 Michael G. Harter SJ 70.4 2011 BARBARA NEWMAN A Tale of Two Scandals: Cornelia Connelly as Nouvelle Hdlo~se unique approaches 342 This is a tale of two scandals. It is a story of two women who courageously defied con-vention, yet submitted tragically and without reserve to the men they loved. It is a story of two ambitious and charismatic men, whose meteoric rise in the church was surpassed only by the suddenness of their fall. It is a story of two priests married to nuns--and not only nuns, but the founders of congregations-- who remained indelibly married in the public eye. From Romanesque France to Victorian England, so much had changed yet so much remained the same, especially where female subordination was concerned. So, finally, this is a story about the longue durde in Catholic attitudes to marriage, gender, and women's religious life. Barbara Newman is professor of English, Religion, and Classics at Northwestern University. Her address is Northwestern University; University Hall 215; 1897 Sheridan Rd.; Evanston, IL 60208. Reviev2 for Religious My first, more familiar narrative concerns a Frenchwoman born around 1100. Heloise, of high though illegitimate birth, received a superb educa-tion at the convent of Argenteuil. Raised by her uncle Fulbert, she was granted the rare privilege of private lessons with a famous philosopher, Peter Abelard, who was teaching in Paris. We all know what happened next: Abelard and his pupil fell in love. Their steamy affair ended in Heloise's pregnancy, Fulbert's horrified rage, a clandestine marriage, Heloise's rash denial of the union, and Abelard's castration at the hands of Fulbert's hit men. Given the fame of both lovers, the end of their :affair was a cause cglkbre. Finding the pity of his stu-dents even harder to bear than the scorn of his ene-mies, Abelard became a monk at Saint-Denis, though not before compelling a reluctant but obedient Heloise to take the veil at Argenteuil. Their son Astralabe was left with Abelard's sister on a farm in Brittany.~ But the lovers' conversion to religious life fueled more scandals. Abelard, who did not suffer fools gladly, had a gift for making enemies. At Saint-Denis, his 'historical research threatened to deconstruct the monks' patron saint, who also happened to be the patron of the French monarchy. This controversy led to cries of treason and landed Abelard in such trouble that he had to flee by night. Next he ~tried the vocation of hermit, :for which he was totally ufisuited, and soon wound up teaching again at a new foundation he called the Paraclete. Here too he got in trouble, partly because his ever-vigilant enemies objected to his oratory's dedication. In .the meantime, Abelard was charged with heresy at the Council of Soissons and forced in 1121 to burn his book on the Trinity with his own hands. Eventually he managed to be named abbot of the backwater monastery of Saint- 70.4 2011 Newman ¯ A Tale of Two Scandals 344 Gildas, in his native Brittany, but fared no better there. By his own account, his monks tried to kill him with a poisoned chalice. Heloise too was dogged by scandal. Despite her past, she was elected prioress of Argenteuil. But in 1129 the powerful Suger--abbot of Saint-Denis and no friend to Abelard--had Heloise and her nuns evicted on charges of immorality. These charges may or may not have car-ried a grain of truth. It is possible that Heloise's regime was lax, though it is certain that Suger had his eye on the nuns' property; and he mobilized the king, the bish-ops, and the papal legate to enforce his takeover.2 At this juncture Abelard reentered the picture, offering the nuns his now-vacant oratory of the Paraclete. Gossip contin-ued to buzz: if Abelard visited, detractors claimed that he could not live without his mistress, while if he stayed away, they charged that he had abandoned his wife. A few years later, when he published his autobiography, Heloise responded with impassioned fury, lambasting his neglect at the same time that she avowed her undimin-ished desire. But despite the stormy beginning of their correspondence, the two eventually made peace. Abelard endorsed Heloise's teaching role and warmly praised her learning. At her request he wrote numerous works for her nuns.3 Not least, he authored a rule for the Paraclete, although it seems not to have been observed and signifi-cantly contradicts Heloise's own rule--a point' to which I shall return. When Abelard was again condemned for heresy in 1140, by an even more blatantly rigged council, it was Heloise who secured proof of his absolution and arranged for his burial, soon afterward, at the Paraclete. Surviving him by twenty years, she was.buried at his side. My second narrative belongs to the nineteenth cen-tury. Cornelia Peacock, born to an elite Philadelphia family in 1809, lost her parents in childhood.4 Raised by an aunt who gave her a superb private education, at 22 she married a clergyman, Pierce Connelly. The Connellys moved in 1831 to Natchez, Mississippi, where Pierce had been named rector of an Episcopal parish. At the birth of their son Mercer, his godfather gave Cornelia a slave as a christening present.5 Though Pierce was well-liked in his parish, the honeymoon did not last. Caught up in a wave of anti-Catholic senti-ment sweeping the nation, he decided to resist it and better inform himself, with the surprising result that he felt called to convert. Cornelia, though shocked at first, loyally followed. As she wrote to her sister, "against my prejudices and in spite of the horrors which I have always nurtured for the Catholic faith, I am ready at once to submit to whatever my loved husband believes to be the path of duty.''6 In fact, after Pierce resigned his parish and delivered his farewell sermon, Cornelia was the first to be received as a Roman Catholic. Pierce waited to make his abjuration in Rome itself, on Palm Sunday 1836, with pomp and ceremony. The Connellys soon became the darlings of the British recusant aris-tocracy in Rome, where they remained until a finan-cial crisis forced them to return home and look for work. Pierce found a teaching post at a Jesuit school in Louisiana; Cornelia joined him as a music teacher. By now the couple had four children, but one daughter died in infancy and their two-year-old son met with a tragic accident. Fearing that her happiness was too great, the devout Cornelia had asked God to demand some sacrifice of her. Only a day later the little boy, playing with the dog, tumbled into a vat of boiling syrup.7 After two days and nights of agony, he died in his mother's arms. 70.4 2011 Newman ¯ A Tale of Two Scandals But this was only the first of Cornelia's sorrows. Soon afterward, while she was pregnant with their fifth and last child, Pierce announced that he had discerned a call to the Catholic priesthood. This time Cornelia did resist, but as soon as she realized how serious her husband was, she released him, which entailed her own consent to a monastic vocation. Returning to Rome, the couple had a private audience with Pope Gregory xvI, and Pierce was ordained with surprising speed in 1845. As for Cornelia, she became a postulant at the Sacred Heart convent of Trinit~ dei Monti, bringing her two youngest children with her. But she was not destined to take vows there. In 1846 Bishop Nicholas Wiseman, soon to become Cardinal Archbishop of Westminster, called Cornelia to England, where he wished her to found an order of nuns to educate English Catholic girls. Thus, before the end of her novitiate, the 3 7-year-old Cornelia Connelly, American wife and mother of three, became--not of her own accord, but by the deci-sions of her husband and her bishop--the first English monastic foundress in two hundred years. At this point the Connelly saga becomes so tumultu-ous that I can give only the barest summary. Cornelia's Society of the Holy Child Jesus (SHCJ) suffered more than its share of growing pains--lack of resources, litigation over property, internal discord, hostile chap-lains, and increasing strain between Cornelia and her superior, Cardinal Wiseman. These troubles were compounded by the "no Popery" agitation of a ,public deeply-fearful of Catholic emancipation. Mat Cornelia had least expected, however, was Pierce's rapid disil-lusionment with his new faith. Unsuccessftil in his bids for advancement in the church, ihe missed his wife and resented Wiseman's ban :on conjugal visits. So the frus- Review for Religious trated Pierce made two hostile, if contradictory, moves in quick succession. First, he wrote a spurious rule for Cornelia's order, which he circulated in Rome without her knowledge. Second, he pulled the children out of their schools and took 'them to Italy as hostages, with a new demand that Cornelia renounce her vows and return to him. Heartbroken but determined, she refused. The apostate Pierce thereupon sued his former wife in the Court of Arches for restitu-tion of his conjugal rights.8 The case of Connelly v. Connelly dragged on from 1849 to 1851, much to the glee of journalists.9 In 1850 a judge ruled in Pierce's favor, declaring that a papal~decree of separation had no force in England and leaving Cornelia to face imprisonment or a . forced return to her husband. While appealing to the Privy Council, she kept a suit of secular clothes in her cell at all times in case she had to flee the realm. Pierce meanwhile scandalized British Catholics with his apos-tasy, even seeking refuge for a time with the fanati-cally anti-Catholic Henry Drummond, a wealthy peer who led an apocalyptic sect. Eventually he returned to Italy, where he spent the rest of his life writing anti- Catholic tracts and serving as an Episcopal minister in Florence. Cornelia won her appeal on a technicality, but she never saw her eldest son again, for Mercer died at twenty of yellow fever. The younger children, Before~ the end of her novitiate, Cornelia Connelly, American wife and mother of three, became the first English monastic foundress in two hundred years. 347 70.4 2011 Newman ¯ A Tale of Two Scandal~ Adeline and Frank, remained with their father in Italy. He managed to estrange them permanently from their mother, returning her letters unopened. But in spite of all this, the Society of the Holy Child Jesus flour-ished. At Cornelia's death in 1879 it had six convents and schools in England, three in America, and one in France.~° Amazingly, Cornelia Connelly's case for saint-hood was opened in 1959, and in 1992 she was declared Venerable--the first step toward canonization. The Positio or formal presentation of her case is the first in history to be written by a woman.~ Since no one has ever proposed Heloise for saint-hood, except in the cult of romantic love, why do I call Cornelia Connelly a nouvelle Hgloi'se? I suggest this com-parison to probe more deeply into the case of a woman who filled the roles of wife, mother, nun, and abbess, not in succession but in conflict. Legions of women have become religiously active in widowhood, but few if any have faced down so public a scandal caused by living husbands, while simultaneously trying to establish their monastic authority. In the rest of this article, I will compare Cornelia's struggles with Heloise's apropos of three issues: sexuality, motherhood, and the authority of an abbess. In the France of the trouvOres, one could speak of sex more freely than in Queen Victoria's Britain, but Heloise would have been scandalous in any age. To dis-suade Abelard from their ill-starred marriage, she made a case for free love, claiming that .she would rather be called his mistress'(arnica) than his wife--and even if Augustus, ruler of the world, had asked her to be his empress, she would prefer to be Abelard's whore (scortum)--a word she chose deliberately for its shock value.~2 In Heloise's eyes, the true prostitute was the Review for Religious respectable wife who married not for love, but for security and money. As if these ideas were not scandal-ous enough, after ten years as a nun she confessed that she still felt sexual yearnings, even during Mass, and declared that she could never forgive God for Abelard's castration.13 This was no mere private avowal, but a rhe-torical performance before an imagined if not actual public. Medieval letters were never truly "private," and contemporary documents show that Heloise's arguments were well known in French clerical circles.14 Romantics (including my younger self) have often been dismayed with Abelard for refusing to respond in kind.15 But how could he? Neither his castration nor the couple's vows were reversible, so Heloise had either to find a way of coping or face a lifetime of misery, ending in her damnation. Abelard thus faced the.unenviable task of cajoling her to love Christ, her new Bridegroom, in his stead. If his tactics seem ham-fisted to our age, in his own they were supremely pragmatic. When Heloise said that she would gladly follow Abelard to hell; that her "heart was never my own, but was always with you"; that in every decision she had sought to please him, rather than God--it was not from marital duty that she spoke.16 A self-consciously clas-sical lover, she even took the nun's veil with the cry of a pagan heroine on her lips.17 In Cornelia Connelly we see nothing of the. sort. If she too ended by trans-gressing her culture's cherished feminine ideals, it was not by her choice. Yet in displaying obedience to her beloved, she vied with Heloise. To please Pierce, she braved her family's disapproval; left home for the dis-tant, culturally alien South; abjured her Protestant faith (a drastic step in the 1830s); accepted a life of exile; and finally made the supreme sacrifice of her marriage itself, 349 70.4 2011 Newman ¯ A Tale of Two Scandals Where Heloise saw ,oppositiOn-; Cornelia saw con]'un ction:, L, vowing perpetual chastity so that Pierce could be ordained. But where Heloise saw opposition--she could obey either God's will or Abelard's, but not both-- Cornelia saw conjunction. As a dutiful Victorian wife, she followed the principle of Milton's Eve: "he for God only, she for God in him." In the end, Cornelia became a far more committed Catholic than the vain and shallow Pierce. Yet she would never have become one at all with, out the conviction that God was guiding her through her husband's will. As she wrote to her sister at the time, Pierce was "all that is estimable and far above what your sister ever deserved or looked for in her husband. It is not for me to praise him, but daily do I thank God for having so blessed me.''18 In entering religious life, both women faced the extraordinary challenge of renouncing their husbands' love at their husbands' bidding. When Heloise pro-claimed her immortal longing, Abelard commanded her to desire him no more, but rather the God who had castrated him. Cornelia confronted the same demand, except that Pierce's self-castration in will alone did not last. So in the end, having fallen genuinely in love with Christ, she had to fight her ex-husband in court to preserve a separation she had never wanted in the first place. Interestingly, it was Heloise who fared better in the court of public opinion. Abelard's friends and even some of his enemies sympathized with her, while later humanists like Jean de Meun and Petrarch admired her eloquence and uncompromising idealism29 Review for Religious Cornelia, on the other hand, fell afoul of both Catholic and Protestant sentiment. The English Catholic hier-archy, impoverished and terribly vulnerable, resented the scandal and expense of "Connelly v. Connelly." As for the Protestant majority, it eagerly believed Pierce's lies and blamed Cornelia for destroying her family. Caught between two patriarchies, faced with incompat-ible demands from husband and bishop, she could win neither public vindication nor private comfort. Her anguish is clearest--and the historical distance greatest--with respect to motherhood. We do not know what it cost Heloise to leave the infant Astralabe in Brittany, but upper-class women of her day often had their children fostered elsewhere, and it was not unusual for widowed mothers to enter monasteries. Moreover, we have good evidence that Heloise never envisaged moth-erhood as a career path. Before her marriage, she had even proposed a novel, feminist version of the old argu-ment that a philosopher should not wed. As she put it, "what husband could ever concentrate on philosophy or scripture and still put up with babies howling. ? What wife could stand the endless mess of children?''2° Later, in her letters of complaint, she never mentions her son's absence among her sorrows. Her only reference to him comes in a letter written after Abelard's death, asking the abbot of Cluny to find the young man a prebend.21 We do not know for certain what became of Astralabe,22 nor did contemporaries care, for motherhood in the twelfth century was not an admired vocation. St. Jerome, often quoted by Abelard and Heloise, had zealously praised mothers who steeled themselves against their children's cries to "become virile" and serve God alone:23 Seven centuries later, wives were no less subordinate to husbands, but the ideal of motherhood had changed 70.4 2011 Newman ¯ A Tale of Two Scandals utterly. Hence nothing hurt Cornelia's reputation more than the belief, fostered by Pierce, that she had willfully abandoned her children. An anti-Catholic pamphlet in 1853 put it this way: "When Rome once depraves the heart, or bows the will, . . . the fountain of all natural affection has been, by priestly art, so dried up within her--as that she can forget her children whom she has borne, as well as the husband whom she has sworn, before God, to obey.''24 But Cornelia had never con-sented to Pierce's abduction of their children. As soon as she realized that he was using them to blackmail her, however, she swore a solemn vow: "In union with my crucified Lord and by His most precious blood, in ado-ration satisfaction thanksgiving and petition, I, Cornelia, vow to have no future intercourse with my children and their Father beyond what is for the greater Glory of God and His manifest will, known through my direc-tor.'' 2s A few letters to relatives reveal the agony this cost her. In 1854 she wrote to her brother that, initially, "my dear children were as much under my eyes as if I had not left the world till their father broke his word and his promises and stole them away from me. may God forgive him.''26 Four years later she lamented, "Poor dar-lings! I little thought of their having to suffer in this way, while I can do nothing to help them except by prayer."27 Under English law the children belonged to their father, so there was literally nothing Cornelia could do. In any case the church, in stark contrast with secular norms, still preserved its medieval legacy of valuing marital renunciation as the high road to perfection?8 The motif of the "maternal martyr" occurs so often in medieval hagiography that, if anyone had suggested sainthood for Heloise, her separation from Astralabe might actually have bolstered the case.29 Today, how- Review for Religious ever, the fate of the Connelly children poses a major obstacle to Cornelia's cause. It does not help that all three apostasized, though her daughter returned to the Catholic fold after both parents died. Cornelia's pro-moters., must therefore show that she bore the loss of her children as a cross, but--this is the key point--not a cho-sen cross.3° The postulator of her cause did try to revive the maternal martyr topos, citing Jeanne de Chantal as an exemplary saint who demonstrated "heroic virtue" by stepping over her son's protesting body as she departed for the cloister.3~ But most of Cornelia's advocates have shied away from this theme. Her biographers instead link her devotions to the Holy Child Jesus and to Mary, Mother of Sorrows, with her son's tragic death. This dimension of her spiritual life was incomparably deep-ened by the loss of her other children, though her work as a pioneer in girls' education compensated in some degree for the sadness of her own motherhood.32 Finally, I turn to the less sensational domain of reli-gious rules, which define a nun's mission and daily life, because both foundresses had to cope with problem-atic rules composed for them by their former husbands. Heloise had explicitly asked Abelard to create a rule, writing deferentially that "you, through God, are the planter of our congregation, and you, with God, should be the guide of our religious life.''33 Abelard complied, though the lengthy document he produced is an eclectic farrago of the Benedictine Rule, the desert fathers, pas-sages from Jerome, Augustine, and .Gregory the Great, and a few provisions specific to Heloise.34 Differences between this text and her own, more practical rule prolonged an old controversy over the authenticity of Heloise's letters.35 Some of the discrepancies concern fairly small matters, but the most important involve 70.4 2011 Newman * A Tale of Two Scandals lines of authority. On this subject the two rules cannot be reconciled.36 Abelard was profoundly conflicted about gender. Like every cleric of his age, he could toss off slight-ing remarks about the "weaker sex" and denounce abbesses who presumed to govern their nuns--or even monks--without male superiors. Yet in his treatise on the dignity of nuns, he pro-duced the most significant "pro-feminine" tract of the era.37 Some scholars have discerned a gradual con-version to feminism where others see only unresolved tension, but in any case, "~ Abelard's rule for Heloise is so ambivalent as to be unworkable.38 One reason is that he envisages a double community of monks and nuns, an arrangement that was common elsewhere but never established at the Paraclete. On the one hand, the whole community should have a male head or pro-vost, but on the other, both monks and nuns should profess obedience to the female head. Abelard calls her not "abbess" but "deaconess," an exotic early Christian term. He compares the deaconess to a queen and the provost to her steward, who fulfills his lady's will in all things--save that he "declines in what may do her harm.''39 It is hard to see how such an arrangement could have worked in practice. As for Heloise, she might have been happy enough with Abelard himself as her superior. But Abelard was still the abbot of Saint-Gildas, and if he should pre-decease her--which he did--the authority could revert Abelard's rule for Helbis e: is so ambivalent as to ,- be unworkable,, Reviww for Religious to her old enemy Suger.4° So in fact, the Paraclete had no provost. Heloise styled herself abbess, a more pres-tigious title than "deaconess," and exercised the nor-mal authority of that role. Given Abelard's peripatetic life, his reputation for heresy, and his disastrous failure at Saint-Gildas, the Paraclete undoubtedly flourished under her leadership as it could never have done under his. In fact, despite her unwilling entrance into religious life, Heloise proved highly successful as both monastic reformer and administrator. Before her death in 1163, six daughter houses had been founded or attached to the Paraclete, and its property holdings were vast.41 In addi-tion to glowing letters of praise from contemporaries, the popularity of the name "Heloise" in the next gen-eration testifies to the esteem in which she was held.42 Despite the troubles Abelard and Heloise faced in reinventing their relationship, both had a deep integ-rity. Abelard could be intransigent, but he did not lie, and Heloise's gift for placating superiors equaled his for antagonizing them. Thus she was able to attain the sup-port she needed from popes, bishops, lay patrons, and powerful abbots. Cornelia, to her cost, lacked these advantages. On the one hand, she had to endure Pierce's outright treachery, and on the other, a long series of conflicts marred her relations with hierarchs. Less than two years after she founded the first Holy Child convent at Derby, Pierce circulated a rule of his own composi-tion in Rome, prefaced by a claim that "the good Lord had long inspired in [him] the desire to found a little Congregation, with the help of a holy person well known to me and quite obedient (bien docile) to me.''43 But this was far from the case. When she learned of his act several months later, she sent off an indignant protest disavowing any changes he had made to her rule. Nevertheless, the 70.4 2011 Newman ¯ A Tale of Two Scandals spurious text created so much confusion that at Cornelia's death, her own rule was still not approved. A year later, Pierce was claiming that the Derby convent was "worse than . . . a brothel," hence his first duty was "to rescue my blessed wife from the hands of devils.''44 With a lethal combination of lawsuits, apostasy, anti-Catholic propa-ganda, and his fraudulent rule, Pierce had made it nearly impossible for Cornelia to succeed in the vocation to which his own choice had driven her. It did not help that she and Cardinal Wiseman had a falling-out. Concerned that the Connelly scandal was making the church a laughingstock, Wiseman felt a need for rest and proposed that one wing of Cornelia's new convent in Sussex be converted to a seaside residence for his own use. Fearful of yet more scandal, Cornelia said no, infuriating her old ally. Hence Wiseman refused to support her pleas in Rome, where the authorities stud-ied both Cornelia's and Pierce's rules for years without action, still not realizing why they differed. The English bishops meanwhile dragged their feet, refusing to let the Holy Child nuns hold a general chapter to elect superi-ors. Wiseman insisted that the subsidiary houses should be canonically separate, rather than subject to the mother house4S--a disempowering move that Heloise, in her day, had managed to resist. The final blow came in 1874 when Bishop Danell of Southwark, Cornelia's immediate supe-rior, presented the nuns with a third rule that he himself had written, imposing a hopelessly complex system of governance. Without warning, he insisted that they set their rule aside and observe his for a "trial period" of three years.46 At the end of this time they begged Danell to restore their old rule--beginning with the youngest nun, who declared, "My Lord, it seems to me that the new Rule has been drawn up to correct abuses which Review for Religious never existed, and it does not lead us to love and obey our Superiors.''47 All agreed except Cornelia, who remained stonily silent in humility--or despair. But Danell refused their plea and imposed another three-year trial period, at the end of which the foundress died, her life and work in a shambles. It was not until Pierce's death four years later that Cornelia's rule could again be considered in Rome. Ten years after that, in 1893, it was approved in its original, unaltered form.4s To conclude, then--was Cornelia Connelly a nouvelle Hdloise? The real Heloise, who so vividly imagined her-self as a tragic heroine, turns out to have led a less tragic life than Cornelia. Successful abbess though she was, no churchman could call Heloise a saint. Not only did she defend illicit love and confess to religious hypocrisy, but by the standards that count, she didn't suffer enough-- or at least, not for the right reasons. Though she por-trayed herself as a martyr of love, she recovered from a devastating crisis to be reconciled with her beloved, win the esteem and admiration of her peers, and leave a lasting monastic legacy. But Cornelia--or should I say, the Venerable Cornelia--attained martyrdom on three fronts. As I have shown, she perfecdy fulfilled the medieval type of the maternal martyr, suffering the loss of five children through no fault of her own--three to premature death and three to her husband's perfidy, if we count Mercer twice. We can also call her a "mar-tyr of marriage," like other medieval saints who suf-fered at the hands of brutish husbands. The Connellys might have lived happily ever after if they had remained Protestant--but Pierce's short-lived infatuation with the Catholic Church decreed otherwise. Having first prod-ded his wife toward conversion, he would soon become her relentless persecutor, goading her toward sainthood. 70.4 2011 Newman * A Tale of Two Scandals Finally, Cornelia can be seen as a martyr of the church itself, having suffered nearly as much at the hands of bishops as of her husband. Admittedly, I have had to sim-plify her long, complicated tale. A full and fair account would not gloss over the abrasive side of her character-- or the odd moments of silence where resistance might have been more apt. It would also dwell on the unique difficulties attending the restoration of Catholic reli-gious life in Protestant England.49 Nonetheless, it seems strange that the defiant Heloise won more clerical favor in the twelfth century than the submissive Cornelia in the nineteenth. For twenty-five years after her death, her name remained under a cloud even among her nuns, who felt that the Society's goals were best served by silenc-ing their founder's scandalous memory,s° Returning to the longue durge, however, persecution has shadowed the church's most celebrated reformers; I need only mention Teresa of Avila, John of the Cross, and Ignatius Loyola. If not a sine qua non for sainthood, it certainly helps. After all, Cornelia's long-suffering precursor in the sev-enteenth century, the Yorkshire foundress Mary Ward, was declared Venerable only a year ago. In each case, it remains to be seen if time, perseverance, and changing attitudes toward women will finally smooth the path from scandal to sanctity. Notes ~ These events are known to us from Abelard's autobiogra-phy, Historia calamitatum, and his subsequent exchange of let-ters with Heloise. I have cited these from the new translation by William Levitan, Abelard and Heloise: The Letters and Other Writings (Indianapolis: Hackett, 2007). ~ M.T. Clanchy, Abelard: A Medieval Life (Oxford: Blackwell, 1997), p. 152. 3 The treatise on the dignity of nuns is Abelard's "Sixth Letter" Review for Religious , in Levitan, pp. 127-69. For his hymns see Joseph Sz6v~rffy, ed., Peter Abelard's Hymnarius Paraclitensis, 2 vols. (Albany, NY: Classical Folia Editions, 1975); a few are translated in Levitan. The Problemata Heloissae (Heloise's questions on Scripture, with Abelard's replies) can be found in J.-P. Migne, ed., Patrologia.Latina 178: 677-730, and his Expositio in Hexaemeron (a Genesis commentary) in PL 178: 731-84. For the sermons see Paola De Santis, ed., I sermoni di Abelardo per le monache del Paracleto (Leuven: Leuven University Press, 2002). 4 There are now eight biographies of Cornelia Connelly, all but one by members of her Society. I have used the only account by a laywoman: Juliana Wadham, The Case of Cornelia Connelly (New York: Pantheon, 1'957), and Radegunde Flaxman SHCJ, A Woman Styled Bold: The Life of Cornelia Connelly, 1809-1879 (London: Darton, Longrnan and Todd, 1991). I have also consulted an excellent biog-raphy of her husband by D. G. Paz, The Priesthoods and Apostasies of Pierce Connelly: A Study of Victorian Conversion and Anticatholicism (Lewiston, NY: Edwin Mellen, 1986). For a novelistic account see Sheila Kaye-Smith, Quartet in Heaven (New York: Harper & Bros., 1952), pp. 57-122. s Flaxman, A Woman Styled Bold, p. 18. 6 Cornelia Connelly to Adeline Duval, letter of 17 Oct. 1835, cited in Mother Ursula Blake et al., Positio: Documentary Study for the Canonization Process of the Servant of God Cornelia Connelly (nge Peacock), 1809-1879, 3 vols. (Rome: Sacred Congregation for the Causes of Saints, 1983), I: 79. 7 Flaxman, A Woman Styled BoM, pp. 72-73. 8 This was an ecclesiastical court that, until 1857, ruled on mat-rimonial cases under English canon law. Divorces granted by this court did not permit remarriage. Otherwise, the only way to obtain a divorce was by private Act of Parliament. Positio I: 330. 9 Brendan Larnen's play about the trial, Connelly vs. Connelly (New York: Blackfriars' Guild, 1961), was staged in New York and Los Angeles fifty years ago. See Kenneth L. Woodward, Making Saints: How the Catholic Church Determines Who Becomes a Saint, Who Doesn't, and Why (New York: Simon & Schuster, 1990), p. 267. 1o The Life of Cornelia Connelly, 1809-1879, Foundress of the Society of the Holy Child Jesus, by A Religious of the Society [Mary Catherine Gompertz] (London: Longrnans, Green & Co., 1930), p. 257. As of 1952, at the height of the Catholic educational system, the Society had established four additional schools and convents in England (including Oxford and Harrogate), three in Ireland, one in Switzerland, one in Rome, six in Africa, and twenty-two in the 70.4 2011 Newman ¯ A Tale of Two Scandals U.S. Kaye-Smith, Quartet in Heaven, p. 118. Many of these are now closed, but the Society has further expanded into Germany and Latin America. See the SHCJ website, http://shcj.org/today_ministries.html ii Woodward, Making Saints, p. 253. The author is Sister Elizabeth Mary Strub, former superior general of the SHCJ. ~2 As recalled by Abelard in Historia calamitatum ("The Calamities of Peter Abelard"), trans. Levitan, p. 17; Heloise, First Letter, in Levitan, pp. 55-56. 13 Third Letter (in the collection, i.e, the second from Heloise), Levitan, pp. 78-79. 14 Giles Consta~ble, Letters and Letter-Collections, Typologie des sources du Moyen Age occidental, p. 17 (Turnhout: Brepols, 1976); Peter Dronke, Abelard and Heloise in Medieval Testimonies (Glasgow: University of Glasgow Press, 1976). 15 Barbara Newman, "Authority, Authenticity, and the Repression of Heloise," in Front Virile Woman to WomanChrist: Studies in Medieval Religion and Literature (Philadelphia: University of Pennsylvania Press, 1995), pp. 46-75 (pp. 73-74). 16 Heloise, First Letter, p. 61; Third Letter, p. 81 17 According to Abelard, Heloise tearfully declaimed the lament of Cornelia, the wife of Pompey, from Lucan's Pharsalia--"and with these words, she rushed to the altar, snatched up the veil which the bishop had just blessed, and bound herself to the convent in the pres-ence'of all." Historia calamitatum, in Levitan, p. 20. 18 Cornelia Connelly to Adeline Dural, letter of 17 Oct. 1835, in Positio, I: 81. ¯ 19 The letters of Abelard and Heloise were popularized by the poet Jean de Meun, who translated them into French: Eric Hicks, ed., La vie et les epistres Pierres Abaelart et Heloys sa fame: Traduction du XIIIe siOcle attribude i~ Jean de Meun (Paris: Champion, 1991). More famously, he incorporated the lovers' tale into his bestrselling Roman de la Rose, which remained by far the best-known version until mod-ern times. z0 Abelard, Historia calamitamm, in Levitan, p. 15. Abelard cites Heloise in direct speech; she was in turn paraphrasing Jerome's trea-tise Adversus Jovinianum (393), and Jerome was citing a lost anti-matrimonial tract by the pagan Theophrastus, sometimes called "The Golden Book on Marriage." Theophrastus, Jerome, and their numerous medieval heirs all argued that a wise man should not marry; only Heloise extended this counsel to women, as I first noted in "Authority, Authenticity," p. 67. This grammatical nuance was Review for Religious overlooked in the classic translation by Betty Radice, The Letters of Abelard and Heloise (Harmondsworth: Penguin, 1974; rev. ed. 2003), p. 14; Levitan corrects the error. 2, Heloise, letter to Peter the Venerable, abbot of Cluny, ca. 1144-49, in Levitan, p. 273. 2z He probably became a cathedral canon in Nantes, and may later have been a Cistercian abbot at Hauterive: Levitan, Abelard and Hgloi'se, p. 13, n. 26. Abelard wrote a lengthy didactic poem for him, the Carmen ad Astralabium, ed. Jos~ Rubingh-Bosscher (Groningen, 1987). 23 Barbara Newman, "'Crueel Corage': Child Sacrifice and the Maternal Martyr in Hagiography and Romance," in From Virile Woman to WomanChrist, pp. 76-107 (p. 81). 24 Thomas Hatchard, Case of the Rev. Pierce Connelly, 2nd ed. (London, 1853), cited in Judith Lancaster SHCJ, Cornelia Connelly and Her Interpreters (Oxford: Way Books, 2004), p. 250. 25 Notebook of Cornelia Connelly, 21 January 1848, in Positio I: 298. 26 Cornelia Connelly to Ralph Peacock, letter of 1854, in Lancaster, Cornelia Connelly, p. 274. 27 Cornelia Connelly to Ralph Peacock, letter of 18 November 1858, in Lancaster, Cornelia Connelly, p. 274. For a moving treatment of Cornelia's feelings about this loss, see Dorothy Bryant, '!Keeping Vows: Cornelia Connelly (1809-1879)," in Last Words: Imaginary Letters from Real People (2010). Online at http://www.dorothybryant. com/LastWords.html 2s Caritas McCarthy SHCJ, The Spirituality of Cornelia Connelly: In God, For God, With God (Lewiston, NY: Edwin Mellen, 1986), pp. 73-80. For the history of this idea see Dyan Elliott, Spiritual Marriage: Sexual Abstinence in Medieval Wedlock (Princeton: Princeton University Press, 1993). 29 See Newman, "'Crueel Corage': Child Sacrifice and the Maternal Martyr." 3o Woodward, Making Saints, pp. 268-70. 3~ Woodward, Making Saints, p. 271. 32 McCarthy, Spirituality; Roseanne McDougall SHCJ, Cornelia Connelly's Innovations in Female Education, 1846-1864: Revolutionizing the School Curriculum for Girls (Lewiston, NY: Edwin Mellen, 2008). 33 Heloise, Fifth Letter, in Levitan, p. 126. 34 Abelard, Seventh Letter, in Levitan, pp. 170-255. 361 70.4 201 ! Newman ¯ A Tale of Two Scandals 3s For Heloise's rule see Chrysogonus Waddell, ed., The Paraclete Statutes, Institutiones Nostrae: Introduction, Edition, Commentary (Trappist, KY: Gethsemani Abbey, 1987). On the discrepan-cies see John E Benton, "Fraud, Fiction and Borrowing in the Correspondence of Abelard and Heloise," in Pierre Ab(lard--Pierre le Vgngrable: Les courants philosophiques, littgraires, et artistiques en Occident au milieu du XIIe sikcle, ed. Ren~ Louis and Jean Jolivet (Paris: l~.ditions du Centre National de la Recherche Scientifique, 1975), pp. 469-506 (p. 474). In 1980 Benton retracted his arguments for the inauthenticity of the letters. 36 For discussion see Enid McLeod, H?loi'se: A Biography, 2nd ed. (London: Chatto & Windus, 1971), pp. 219-24; Clanchy, Abelard, pp. 251-60. Heloise's biographer states that she "worked entirely in har-mony with Abailard's wishes" (p. 222), though not slavishly. Abelard's more skeptical biographer says she "ignored" his rule (p. 258). 37 Mary Martin McLaughlin, "Peter Abelard and the Dignity of Women: Twelfth Century 'Feminism' in Theory and Practice," in Pierre Ab3lard--Pierre le V3n3rable, pp. 287-333; Mcuin Blamires, The Case for Women in Medieval Culture (Oxford: Clarendon, 1997), pp. 199-207. 38 See my "Flaws in the Golden Bowl: Gender and Spiritual Formation in the Twelfth Century," in From Virile Woman to WomanCbrist, pp. 19-45 (p. 27). 39 Abelard, Seventh Letter, in Levitan, p. 198. ~0 Clanchy, Abelard, p. 258. 41 McLeod, Hiloi'se, pp. 210-219. 42 Penelope D. Johnson, Equal in Monastic Profession: Religious VVomen in Medieval France (Chicago: University of Chicago Press, 1991), p. 234. 43 "Memorial of the Rev. Pierce Connelly to the S. Cong. de Propaganda Fide," 10 February 1848, in Positio 1:299. The original is in French; English translation mine. 44 Pierce Connelly to the Earl of Shrewsbury, letter of 28 Dec. 1848, in Positio I: 307. 45 Wadham, Case of Cornelia Connelly, p. 226. 46 Not only did Danell style himself "Bishop Superior of the Institute"; he also sent his rule to the order's American houses with no explanation. Left in the dark, the U.S. sisters assumed that the new rule was Cornelia's high-handed innovation and refused to obey it, provoking a schism. Review for Religious 47 Gompertz, Life of Cornelia Connelly, p. 235. 48 Gompertz, Life of Cornelia Connelly, pp. 248-250. 49 Susan O'Brien, "Terra Incognita: The Nun in Nineteenth- Century England," Past dr Present, 121 (November 1988), pp. 110-140. so Lancaster, Cornelia Connelly and Her Interpreters, pp. 51-55. Palimpsest Recycling isn't new. When writing was serious, words were costly, vellum was scrubbed, papyrus washed, reused. Sometimes earlier uncials appear in ghostly outline. A Syriac text of Chrysostom reveals a Latin grammar: amo, amas, amat. What comes to articulation has layers beneath the surface deeper than words, runic letters in languages we don't quite understand. Bonnie Thurston 363 70.4 2011 building community BEATRICE M. EICHTEN The Hum of Being: Spirituality for Leadership At the beginning of his ministry, after hear-ing the heady proclamation that he is God's beloved Son, Jesus is plunged into a desert experience. He is tempted by the devil, who invites him to have his physical needs met, to exercise power through the worldly skills of division and manipulation rather than forgive-ness and reconciliation, and to be safe from all unpleasant, negative experiences. Jesus is able to withstand these temptations because he knows who he is. In his baptism and prayer, the truth of Jesus' identity is revealed to him: he is the beloved of God, one in whom God takes pleasure. Knowing who he is, Jesus is able to face the tension between being loved and being hungry/needy, between being loved and being socially powerless, and between being loved and being safe from all negative experiences. 1 Beatrice M. Eichten OSF is community minister/presi-dent of the Franciscan Sisters of Little Falls, Minnesota. Her address is 116 8th Ave. SE; Little Falls, Minnesota 56345-3597. Review for Religiotts When we are elected to leadership in our religious community, we are called forth to fulfill a special role as both spiritual and organizational leader. Such a call is empowering as well as humbling. It is a moment of being loved, of being affirmed for our strengths, a moment of special promise. However, this moment gives way to many other moments, and we quickly learn, as we take on this new role, that we do not give up our vulnerability or foibles. We do not cease wanting to control and "manage" others "for their own good." Nor can we avoid criticism, negativity, or unpopularity because of decisions we must make. We come face-to-face with ourselves as we encounter new challenges in the ministry of leadership. Where do we in leadership go when we face chal-lenges, temptations, and limitations? We can adopt the mindset of working hard to live up to the idealized expectations of our culture and community, or we can trust our authentic selves--the truth that we are beloved daughters or sons who give pleasure to God in carrying out a leadership function. We can discover a spirituality of leadership by examining our ongoing response to the challenges, temptations, and limitations we encounter. When we come to our spiritual identity, when we know who we are, says John Shea, then our spiritual work begins. As it was for Jesus, coming to this knowl-edge is a co-working with God that engages the full-ness of the human person. Foundational to the process is metanoia, conversion, the change of mind and heart that occurs~when we come to know ourselves as open to Spirit. Conversion leads us to make ourselves accessible to God. We move beyond our sinfulness and limita-tions to knowing that we, like Jesus, bring pleasure to God. This is a fruit of prayer. We open ourselves "to 70.4 2011 Eicbten * The Hum of Being 366 receive what the Divine Source is waiting to give" (p. 99). Openness makes us ready to receive. God as God. Such openness comes in prayer, in the troubled sister, in vexing financial and administrative details, in the elderly and the sick, in the gifted ministry of so many of our members, in our team of ministry colleagues, in cre-ation, and on and on. Spirit enters into this world; we do not break into Spirit's world. God is always present; we are the ones invited to open ourselves to receive and to act from our deepest identity as beloved of and precious to God. Shea goes on to say that, though the origins and destiny of Spirit are mysterious, you are filled by the sound of it. It is the burn of being--present, vibrant, alive, now. You live by a spirit that is not you. Being born of this spirit is not an event "done and over." It is the "always-already- now" of life. It is the power of God liv-ing in you. Touch that ever so slightly in yourself and you will open to the teacher sent from God, and he will whisper things hidden since the foun-dation of the world, the things he has heard from his Father, the things he is yearning to tell you. He will entrust himself to you. (p. 86, emphasis added) This "hum of being" is "the vibration of pure exis-tence. It blows where it will because it is not produced by people . its origin and destiny cannot be traced, but we bear the sound of it. We know it because it is car-rying us away" (p. 94). Opening to Spirit The core of leadership ministry is spiritual leader-ship-- a way of being present to ourselves and to our God that informs and guides our organizational lead-ership. Spiritual leadership requires an openness and readiness to receive Spirit as she comes to us each day. Review for Religious "Spirit is shy," says Shea. "It does not want to compete with other allegiances. It wants open space, vacancies that it can move into without conflict. When we are detached, we wait in readiness . . . [with] hands empty and open" (p. 38). This calls for an emp-tiness with which we are often not comfort-able. It calls us to back away consciously from being overly busy, important, needed, in control, and responsi-ble. Shea suggests that it means being con-scious of our human dependence and vul- -°- - nerability, of the alienation that characterizes sin, and of the uncomfortable conversion that leads us to redemp-tion rather than isolation (pp. 141-42). Being attentive to our inner reality requires time to be engaged with our inner selves and with God. Wayne Muller says that "without stillness, without being pres-ent, we will miss the simple, quiet opportunities., to hear more accurately. We will miss the opening, the readiness, that place of grace waiting to be born.''2 Being quiet and present is a critical discipline and necessary attitude as we deal with the siren lure of daily demands and issues inherent in congregational leadership. Different personalities will attend to inner realities and find a life focus in different ways. One person's way of being open and attentive to God can, for another, be a "grit-your-teeth" effort. Joan Chittister OSB reminds us that even age does not have to be an "impediment Being quiet and present is a ~ri~tical discipline as we deal with the siren lure of daily demands and issues inherent in congregational leadership. 367 70.4 2011 Eicbten ¯ The Hum of Being 368 to the magnet for life in us.''3 When we discover what is the magnet of life for us, we will also discover clues to where we find the source of energy for our journey through life. Those clues can be particularly helpful for those in a leadership position. By knowing and trust-ing our way of being present to God, we will come to know the truth that "There are as many ways to pray as there are moments in life . In all these moments, [we] gradually make [our] lives more a prayer and . . . open [our] hands to be led by God even to where [we] would rather not go.''4 Inherent Call to Conversion Spiritual and communal leadership is an ongoing call to conversion. We begin with any of a wide range of attitudes: "It's my turn." "I am finally feeling ready." "Oh God, please not me!" "I am willing to serve and to offer my best." "If this is what God and the community want of me ." "This is how I will do leadership" . "This is what I will do to help community grow" . "This is what I will do to 'fix' the community . " Regardless of how we begin, we soon learn that this ministry is about entering into a way of life where, as an elected leader, we turn from the perspective of a mem-ber to a perspective that encompasses the whole com-munity. The position brings new responsibilities and a fresh awareness both of the community and of the local and global church. Community members express their varied expectations of leaders in titles that range from "Mother General" to "Servant Leader," but whatever the expectations, leadership is a way of life that calls for detachment and self-emptying? for becoming a channel for Spirit in the life and activities of the whole community. Review for Religious Leadership requires letting go of attachments, fre-quently of a beloved ministry. A move to a new location, may mean distance from family, friends, and colleagues. We often discover, painfully, that being called to lead-ership changes how friends and companions relate to us. We need to move from roles and responsibilities with which we have identified into those that may not be of our personal choice. How many of us have said, "Finances are not my thing"? Yet now we must carry major responsibility for financial stewardship of the congregation. We learn that even though we are vested with power in the community, we do not have full control over our schedule, our members, our decisions. I remember hear-ing a speaker say to a roomful of new leaders that they had control of their schedules and could schedule days off. Having been in leadership before, I almost laughed out loud, knowing how many days off or team plan-ning days had been cut short by a death or a commu-nity crisis. While congregations talk about "part-time" leadership, the fact is, once elected, we are never not an elected leader. Leadership ministry is full-time, is exercised whenever and however it is called for, and is a ministry around which we wrap part-time responsibili-ties as chaplain or pastoral minister or whatever. The position calls for detachment from personal and minis-try commitments in order to carry out leadership minis-try. It also calls for circumspection as we come to realize that everything we say and do reflects on "leadership"; personal opinions become "Leadership believes . " Response to the Call to Conversion We can fight against the inevitable demands for detachments or we can allow them to be invitations to 70.4 2011 Eicbten ¯ The Hum of Being go within, to come to deeper self-knowledge, to get in touch with our spiritual center. I remember fearing that leadership would move me into falsity and role-playing. Then I heard Angeles Arrien, a cultural anthropolo-gist, speak about the necessity for leaders to exercise "response-ability"--not responsibility as duty or obli-gation ("I have to . . ."), but as the ability to respond from one's authentic self ("I choose to . . ."). Such an understanding invites a freely given choice. Richard Nahman OSA, in a reflection on gospel spirituality,5 points out that the word "authority" comes from the same root as "author" and "authenticity." He poses some probing questions: "How authentic am I? . . . do I challenge myself, asking, 'Am I "selling" a heart-rending "product," or is the Word of God alive in me?'" His questions encourage us to ask our own: When is my action more about me than about service to my sis-ters and our mission in the church? In facing the daily challenges of leadership, do I aim to win or do I enter into the call to conversion? Am I reacting to a particular sister because of some past experience with her? Or am I able to step back and consider how I would respond to that same request or situation if it involved someone else? Do I need to control, or can I open myself to living with ambiguity and other ways of thinking? How am I dealing with stress? Am I numbing myself by eating or drinking too much? What am I avoiding? To whom am I accountable? Questions like these help keep us honest, invite us to face the challenges we encounter with open-ness to our personal blindness and need for conversion, and move us to prayer and reflection. Acting from Gift or Obligation? If we are serious about conversion, in leadership we Revie~v for Religious will come face to face with our inner self and our bodily reality--our truth in all its beauty and messiness--and will be invited to make a choice to live and minister out of a gift economy rather than an obligation economy. God is gifting me with this opportunity. Can I offer my ministry out of a generous abundance, or do I move into resentment because I "have to do it"? Can I own the reality that leadership does involve some "have tos" and do them graciously rather than grudgingly? How approach a situation shapes how I enter into it and how others experience me in it. None of us is perfect; nor is anyone the perfect leader. But a leader is invited to go beyond duty or obligation and make a choice for life, a choice to love and to serve the com-munity members out of love. This, I believe, is a choice for conversion, a "turning away from one's past [and] entrust-ing oneself to the unex-pected, uncharted way into the incalculable future in which God comes to us.''6 Conversion is not just giving up and letting go, adapting our lives to the necessities of the ministry, but is a life-long project of committing one's whole life to God. And leadership ministry offers abundant opportunities to move toward that commitment. Gradually, if we are open to conver-sion, God becomes that "hum of being" that accompa-nies us whether or not we are aware of it. We need to choose intentionally to open ourselves to conversion, knowing that we do not control when or how it will happen. God has a way of unsettling our Conversion is a life-long project of committing one's whole life to God. 371 70.4 2011 Eicbten ¯ Tbe Hum of Being carefully controlled world and "tipping" it sideways. VChen we least expect it, God will find ways to unsettle us and invite us to make "soul" decisions in which we recommit our hearts and lives to the sacred journey-- inward, outward, and forward--the "always-already-now" of life that Shea speaks of. It is a journey wherein we are called to be witnesses to the gospel and to be changed by God's abundant love into true disciples. As leaders, we are sustained in this conversion pro-cess by our own prayer, by the love and prayer of our leadership team, by friends and companions, by the liturgy, by the beauty of creation, and by the grace of office itself---"the quiet, sudden infusion of some power beyond [one]self. the unbidden, unsought, unexpected emergence in the soul of a capacity hitherto unacknowledged" (Spoto, pp. 59-60). Leadership as Loving Relationship When Jesus came to proclaim the Good News, some were gleeful that the Messiah had come and things would be good for the downtrodden Jews. However, Jesus in his preaching and ministry taught that the peo-ple of Israel should not presume privilege. He began his ministry not from a place of power but from a realiza-tion that he was loved and that his mission was to draw others into God's love. Whatever he did, he did out of his identity as the loved one. When we are elected to leadership positions, we must realize that we are elected for mission and not for our own prestige. Shea suggests that when we realize we are loved, we are energized, and it is then that we begin, even if we continue work we have been doing for years (p. 113). We can draw on personal skills and abilities and become good administrators in our communities, but Review for Religious spiritual leadership is about knowing ourselves as loved; about loving and receiving love in our sister-to-sister, brother-to-brother relationships; and about speaking truth in love. George Wilson says that we are "held irre-vocably by a profound sense of charity." A deep love for God and for one another enables us to face the uncom-fortable and often contradictory movements in our lives and in the lives of our sisters and brothers. "The Gospel mandate of love--not a romanticized abstraction but an interpersonal engagement with a challenging flesh-and-blood sister or brother--will always remain the ultimate touchstone for truth.''7 The mandate of love moves us to relationships characterized by dialogue, forgiveness, and reconciliation. As leaders, we are called to create deeper understanding among our members, to uncover a base of shared meaning that helps us coordinate and align our actions with our values. We enter into a pro-found dialogue when we relate from a deep well of love, even in what may seem simple and ordinary. It is not just words that we share; it is a relationship8 that finds its source in our relationship with God. Our sisters and brothers may or may not remember a major project that was completed or that it was accomplished during the term of leadership. What they will remember is our relationship with them--whether we loved them. Leadership as Pilgrimage Spiritual leadership is not static but is a process that draws us into a vital and life-changing relationship with God and with our community. We can think of that process as a pilgrimage. Doris Donnelley identifies five characteristics that distinguish pilgrims from tourists.9 Perhaps we can appropriate these as we strive to become pilgrim leaders: 70.4 2011 Eichten ¯ The Hum of Being ¯ Valuing the internal. Pilgrim leaders are motivated by a hope for something to happen within, something that alters their attitudes and ways of looking at life. ¯ Valuing self-investment. Pilgrim leaders invest themselves and surrender to the experience. They sur-render all that clutters their lives so that God takes cen-ter stage. ¯ Valuing transformation. Pilgrim leaders are awak-ened to new dimensions of life, community, and church. Such awakening requires listening at a deep level--at the level of Spirit and the "hum of being"--to avoid falling into disillusionment and cynicism as they learn more about the human failings and limitations of their community members and their church--and perhaps of themselves. ¯ Valuing the journey as well as the arrival. Pilgrim leaders prepare both before and all through their term of office by "taking time seriously and elegantly--the right here-and-now time of [their] lives" (Muller, p. 167). At the end of their leadership ministry, they "go home" and allow the internal dimension of their journey to continue to unfold. Those who allow this to hap-pen are changed, and the rest of their life's pilgrimage begins in new ways. ¯ Valuing community. Pilgrim leaders know that they are on a particular journey at a particular time and with a particular group for a reason. As the journey unfolds, the connections they make and the experiences they share with the group help them to understand that they are part of something much bigger than their own per-sonal growth and decisions. All of us, both leaders and members, are on a pilgrimage. We are a community within the larger community of our church, both the pastoral and the Review for Religious hierarchical church. We allow ourselves to realize that we are about witnessing to our loving God, not about building the perfect community. Parker Palmer1° speaks about the necessity of "de-illusionment," that is, moving from the "illusion of salvation by interaction" (having an idealized community of love, understanding, and true dialogue, having lots of new vocations, etc.), to under-standing that we are people in search of God, that God is always present, and that salvation is pure gift of God. I conclude with words for all who are called to com-munity leadership: trust your pilgrimage of leadership. Open yourself to God's love so freely given. Surrender yourself to God and listen to the hum of your being as God guides your community into the future and guides you daily in your leadership service to your sisters and brothers. Your authenticity is a source of Spirit. You are strengthened and supported when you are able to be open to Spirit, when you can allow enough emptiness and detachment to make room for Spirit, and when you can trust God enough to enter into the call to con-version. When you know yourself as beloved and pre-cious to God, that love will overflow into those around you; and, if you allow it, you will experience the return of love in abundance. Returning to the words of John Shea: "You are filled with the sound [of Spirit] . . . the hum of being . . . present, vibrant, alive, now. Being born of this spirit is not an event 'done and over.' It is the 'always-already-now' of life. It is the power of God living in you." In these days, when there are no clear answers or directions for our communities, we are invited to enter into the pilgrimage of religious communal life and min-istry with trust, courage, hope, and gratitude. As lead- 70.4 2011 Eicbten ¯ The Hum of Being ers, let us journey together with our sisters and brothers and with our God into a future filled with hope. Notes ' John Shea, Gospel Light: Jesus Stories for Spiritual Consciousness (New York: The Crossroad Publishing Company, 1998). This theme is developed more fully in Chapter 4, pp. 97-116. 2 Wayne Muller, Sabbath, Finding Rest, Renewal, and Delight in Our Busy Lives (New York: Bantam Book, 2000), p. 167. 3 Joan Chittister, Gi~ of Years. (New York: BlueBridge, 2008), p. vii. 4 Henri Nouwen, With Open Hands (Notre Dame: Ave Maria Press, 1972), p. 158. s Richard M. Nahman OSA, "My Gospel Spirituality," Review for Religious (2009): 41-48. 6 Donald Spoto, Reluctant Saint, The Life of Francis of Assisi (New York: The Penguin Group, 2003), p. 48. 7 George Wilson, "Something Tells Me. ," Human Development (2008): 13. 8 William Isaacs, Dialogue and the Art of Thinking Together (New York: Doubleday, 1999), p. 19. He notes that the ancient meaning of the word logos suggests "an intimate awareness of the relationships among things in the natural world," making "relationship" the best English translation for logos. "In that sense, logos may be best rendered in English as 'relationship.' The Book of John in the New Testament begins: 'In the beginning was the Word (logos).' We could now hear this as 'In the beginning was the Relationship.' " 9 Doris Donnelly, "Pilgrims and Tourists: Conflicting Metaphors for the Christian Journey to God," Spirituality Today 44:1 (1992): 20-36. www.spiritualitytoday.org/spir2day/9243.1donnelly.html l0 Dr. Parker J. Palmer, "Borne Again: The Monastic Way to Church Renewal," Weavings: A Journal of the Christian Spiritual Life (1986), p. 12. 376 Review for Religious THOMAS A. KROSNICKI Architecture and Religious Life ~ ver the years, Review for Religious has covered a wide range of diverse topics that touch religious life. The indices of the preceding 69 volumes of the periodical attest to a rich and significant contribution. Yet it seems to me that one topic is conspicuous by its absence. There seem to be no articles dealing with the relationship architecture has with the life of religious communities in general or about the impact buildings have on the members of those communities. In this brief presentation, I intend to raise several salient points for reflection and possible discussion by religious men and women about the impact of architecture--the houses we live in--on religious life. Your House Is a Self-Portrait Granting that the statement "Your house is a self-portrait" holds a measure of truth, one might rightly Thomas A. Krosnicki SVD is a former Director of the Bishops' Committee on the Liturgy. He may be addressed at Divine Word House, 832 Varnum Street NE, Washington, DC 20017-2143. 70.4 2011 Krosnicki ¯ Architecture and Religious Life 378 ask: What is the identity that a religious community intends to project by its buildings? It could be worth-while, therefore, for community members to step back and take a good look at their present living quarters, particularly if they are contemplating renovations or the construction of a new building in the future. What com-posite self-portrait do the present buildings or plans for future ones project to members and non-members alike? There should normally be a correlation between the edifice and the self-definition of the religious community that it houses. Ideally, building and self-definition posi-tively reinforce each other. As there is no set design for th~ shape of a religious house, no one can convincingly claim that "this is how a house for religious should look." During the 1950s and 1960s, when religious com-munities were expanding in the United States, archi-tects designed new houses for religious communities that today remain clearly identifiable as from that era. Basically, many look very much alike--pejoratively described as "1960 Penal." They ended up strikingly similar in both design and material. I can, for example, point to the two houses across from my residence in metropolitan Washington DC and say unequivocally, "Clearly, from their appearance, both were built dur-ing the unprecedented growth phenomena of Catholic religious life of the 1960s." Unfortunately, in the States such buildings were generally designedto last for 75 to 100 years; they will be standing for another 25 or more years, even though their primary purpose may have morphed into something else, given the decline of voca-tions and dwindled need for large residential buildings. How did that kind of building style come about? Financial constraints? The pressure of urgent need for expansion? A lack of creative imagination? Government Review for Religious restrictions? Regardless of the reason, the basic princi-ple "Every house is a self-portrait" seems to have been unwittingly overlooked. One hopes that we religious have better images of ourselves than these buildings project. But, a corporate self-image is not always easy to come by. How might it be achieved? Rule and charism, as well as the function and ministry of the particular religious community are central to the large equation that feeds into an architectural design. Therefore, in plan-ning or renovating a house, a religious community must col-laborate with a care-fully selected architect in a process of "defin- ~, ing" the building so it truly fits with and looks like the community and not just shows off the architect's latest ideas. As qualified and inspired as the architect or builder might be, they still may not truly understand religious life and must watch the bottom line of overall cost and materials. In short, the community must school the architect, as well as itself, in its unique religious ethos, its particular rule, and its designated ministry so that the completed proj-ect images or reflects the community at its very best. Thus, a rural Trappist monastery should not have the appearance or design of an inner city residence for the Missionaries of Charity of Mother Teresa of Calcutta. One hopes that we religious have better images of ourselves than these buildings project. Form Follows Function The architectural principle of Louis Sullivan (~'1896) that "form follows function" remains both valid and in 379 70.4 2011 Krosnicki ¯ Architecture and Religious Life 380 vogue today. Unfortunately, one can still find designs that have proven to be decidedly dysfunctional in spite of that basic principle. Frank Lloyd Wright ('c1959), the renowned American assistant to Sullivan, accepted the axiom in principle but moved beyond it to "organic architecture" promoted by the "Prairie School" move-ment. Recent attention has focused on the organic archi-tecture of the Sagrada Familia Basilica in Barcelona, designed by Antoni Gaudi (t1927). Nature was Gaudi's inspiration. He saw that plant forms clearly stem from their organic function, and he incorporated those forms into the functionality of his imaginative edifice. Function does not necessarily dictate that the end product be prosaic, sterile, or crassly utilitarian. Paradoxically perhaps, structural forms can be functional without being deprived of the truly creative, void of the artistically challenging, or stripped of the esthetically appealing contributions of architecture. Religious residences are generally built in view of their multiple and unique functions. So, the first chal-lenge is to attempt to define the multifunctionality of a religious building that is to be something more than a warehouse for people or a residence for transient day-laborers, not unlike a Motel 6 or Holiday Inn. The bui~ldings are residences for women or men dedicated to a life in community (mensa communis remains an apt term) and bound together by common religious life and ideals, expressed in vows, vocation, and ministerial commitment. A first consideration, when looking at form-func-tion, is the physical arrangement or basic design of the building. What structural units are judged major-- i.e., the central, common spaces of the community? The community chapel, gathering room, library, and Review for Religious dining facility--characterized by their size, location, and accessibility--are generally considered primary. A well thought out floor plan needs to facilitate patterns of movement to these central community areas. Secondary structural units are necessary community service areas and the rooms for individual members, which provide commodious but not ostentatious living. I recall that some artist--perhaps Michelangelo-- stated that "small rooms beget small ideas." Although the personal rooms of the members remain secondary in terms of designed structural units, they are not unimportant for the general well-being of the commu-nity. Each community has its own approach and its own reasons for making its deci sions. One religious community that initially provided private rooms for members in initial formation decided to redesign the space into areas that could be occupied by several persons because they felt that during the ini-tial formation stage private accommodations fostered too much individualism, egocentrism, and even narcis-sism-- a concern that the 'T' might loom larger than the "we." Such questions remain open to serious reflection and debate based on various issues that come into play --e.g., culture, maturity, and background of the indi-viduals concerned. Ultimately, what must be considered in any situa-tion is the basic interrelationship of major and secondary structural units and their impact on the daily life and well-being of the community. Consciously or unconsciously, Some artist stated that "small rooms beget small ideas." 381 70.4 2011 Krosnicki ¯ Architecture and Religious Life decisions about their size and placement will identify and underscore community priorities and emphases. The physical environment does influence the persons who occupy the building, 382' The Building Shapes the Community We must accept the fact that the physical environ-ment does influence the persons who occupy the building. In a process that is subde and for the most part uncon-scious, the edifice can take hold and mold the minds and hearts of the occupants for good or ill. A house at architectural peace with itself can pro-mote harmonious peace for the inhabitants. A house bereft of structural harmony and beauty can, unfortunately, exacerbate division and conflict. That alone is a good reason for "getting it right" on the draw-ing board from the very beginning. Buildings, even for religious men and women, need to support and enhance the individual emotionally, psychologically, and spiritually. Consideration must be given to how the psychological and spiritual well-being of the community members can be fostered by the house they inhabit. Is there an appropriate balance between community and individuality? What about the tension between the need for private and for public spaces? Areas of silence and communication? Flexibility and stability? Buildings architecturally designed like rabbit burrows or mazes, where one can easily hide away from others, do not facilitate communication (and therefore community itself) any more than open ended "glass houses" neces-sarily foster or encourage healthy solitude and needed Review for Religious silence. Other problems can be compounded by poor physical layout. Anger, for example, can be triggered by a person's assigned living space within the commu-nity (e.g., "We built the rooms too close to--or too far from--the elevators"). Inadequate light might contribute to depression--e.g., "It's too dark here. I need the sun. I'm depressed." Community and interpersonal tensions can arise when the building itself does not reinforce per-sonal identity, enhance self-worth, or affirm self-esteem. [Editor's Note: One, however, must admit that while some difficulties can be remedied by a change of rooms or by the purchase of adequate lamps, even the best architec-tural planning can go only so far in addressing deeply engrained attitudes and longstanding difficulties.] Serious interpersonal conflicts might be symptomatic of a systemic error in the very environmental package in which one "lives and moves and has his or her being." "You act the way you dress" is a maxim that might be buttressed with another: "You live the way you're housed." Physical, emotional, psychological wholeness and well-being along with spiritual growth are nourished by an environment of beauty and are enhanced by tran-quility begotten of right order. Go Green A new, but significant, consideration in the design and use of religious buildings is the "green" movement. Care for the earth and its natural resources is not only an environmental issue but a theological one as well. In the design and construction of new buildings by reli-gious communities, attending to this "green" factor can stimulate new thinking, practical cost-saving, and aware-ness of environmental issues. There are already positive examples in this regard. 3,83 70.4 2011 Krosnicki * Architecture and Religious Life The Holy Wisdom Monastery of Benedictine Sisters in Middleton, Wisconsin, (www.benedictinewomen.org) that opened in August 2009 addressed "green" issues such as geothermal heating and cooling, solar panels, rain and roof gardens, tankless water heaters, optimum use of natural light, restored natural prairie habitats, and use of regional building materials. The goals are clear: an environmentally sound structure, respect for the environment, use of energy-saving programs, affordable housing, and the manifestation of a spirituality aligned with a care for the earth and all creation. One resource for any religious community consider-ing the construction of a new building or the retrofit-ting of an old one would be the U.S. Green Building Council (USGBC). LEED (Leadership in Energy and Environmental Design), a program developed by USGBC, "provides building owner and operators a concise frame-work for identifying and implementing practical and mea-surable ~green building design, construction, operations, and maintenance solutions" (see www.LEED.org). The LEED program can be applied to all buildings regardless of where they are in their life cycle (old, renovated, new). Impact beyond the Community It is my contention that, with few exceptions, reli-gious women and men have not given enough attention to the architectural impact their buildings--in particular their residences--have on their membership. In addition to all that has been said above, it would be important to know what impression our buildings have on those who are shopping around for a religious community. Could it be that the building that clothes the community is of far more significance--more, even, than the religious habit--than heretofore granted? Certainly, in the pro- Review for Religious cess of designing new structures or retrofitting old ones, the psychological, spiritual, and physical well-being of the individual, and therefore of the community, must be carefully weighed. In all these areas, there is ample reflection material for the community, the architect, and the construction company. The fruit of that reflec-tion would benefit religious life and those that religious touch by their life and ministry. Approaching Fall As the drone of locusts saws through evening silence, summer quietly collapses. No encore of merry gardens, rains trelsy of wrens, aroma of cut grass. I gird my soul as I view the spent zucchini plants fiat and pallid. No sly submarines left. And so goodbyet. My God, pull back these fingers reaching for what's gone. Teach them to renounce for the needed span all blush and bloom, all sun-nursed freshness. Stiffen my spine for sterner days, arthritic stalks in dying fields, the grief of trees soon to weep their leaves. Let me trust the grace all losses offer. Patricia Schnapp RSM 70.4 2011 focus on JOEL GIALLANZA Be Saints: Pathway to a Holy Life Joseph On 17 October 2010, Pope Benedict XVI can-onized Brother Andr4 Bessette CSC, the first member of the Congregation of Holy Cross to be so honored. His canonization did not really surprise anyone who knows anything about his life and work and, of course, about the Oratory of Saint Joseph in Montreal. Even before Andr4's beatification in 1982 and now his canonization, it was easy to think of him as a saint. He was considered such even during his lifetime. And, in the interim period of forty-five years between his death and his beatification, it was generally assumed that one day he would be officially recognized as a saint by the church. It was easy to think of him as a saint because of the many healings and Joel Giallanza CSC is the administrative assis-tant to the provincial of the South West Province of the Holy Cross Brothers. He can be addressed at 1101 St. Edward's Drive, Austin, Texas 78704. Revi~ for Religious other miracles associated with him. Though not often mentioned, those other miracles included bi-location and the gift of insight through which he could read (or "see," as he said) people's souls. These types of miracles came to light during the testimony of witnesses in the processes for his beatification and canonization. Brother Andre's frequent exhortation to others was simple and direct, "Be saints." His life and work set before us a way to holiness, a way to "be saints." A Life and A Work Alfred Bessette was born on 9 August 1845, in Saint Gr~goire d'Iberville, Qudbec, Canada. He was the eighth of twelve children. By the time he was twelve years old, both his parents had died; he and his siblings were separated and sent to live with various relatives. Alfred did not receive much education; he learned to sign his name and to read a little. His health was always weak and it was difficult for him to keep a regular job. As a young man, he worked for various factories and mills in Canada and the northeastern United States. In 1870, when he was twenty-five years old, he applied for admission to the Congregation of Holy Cross, a community of brothers, priests, and sisters founded in France thirty-five years earlier by Blessed Basil Moreau CSC, a diocesan priest of Le Mans. Alfred was accepted, and took the name Brother Andre. Because of his poor health, his approval for profession of vows was delayed. After his initial formation, he was assigned to Notre Dame College in Montreal, a secondary boarding school sponsored by the Congregation of Holy Cross. He served as doorkeeper, infirmarian, barber, and jani-tor. In 1872, he was approved to profess his vows as a 387 70.4 2011 Giallanza ¯ Be Saints Brother of Holy Cross. Though he was not involved in the school extensively, he was particularly sensitive to students who were ill. When an epidemic of smallpox broke out in another school in Montreal, Andr~ rec-ommended a procession with a statue of Saint Joseph through the school. The epidemic diminished imme-diately. Increasingly, the sick began to visit Brother Andr~ and ask for his prayer and advice. His usual recom-mendation was that they pray to Saint Joseph to ask for his intercession. In the early 1870s, the first heal-ings began to occur. Brother Andr~ always insisted that Saint Joseph accomplished all these things. His typi-cal "response when people requested his own prayer was simple: "Ask Saint Joseph to bring your petition to God." Because the sick were coming to the school to see him, parents and community members objected that the students were being exposed to various sicknesses and diseases. It became difficult for Andr~ to meet with those who came to him for prayer. In 1896, the Congregation of Holy Cross purchased a piece of property across the street from the school, near a trolley stop, where the sick could meet with Brother Andr& A small chapel was built in 1904, and in 1909 he was assigned full-time to be in charge of this place of prayer. In 1915 construction began on a larger chapel, the crypt church of the present Oratory of Saint Joseph, to accommodate more people. The number of pilgrims seeking Brother Andre's counsel and Saint Joseph's intercession steadily increased. After comple-tion of the crypt, construction continued and the upper church began to take shape. When funds fell short and the work was suspended prior to the placement of the roof, Brother Andr~ said, "If Saint Joseph wants a roof Review for Religious over his head, he will take care of it." Saint Joseph even-tually did take care of it, but Andr~ was not alive to see it. Over the years Brother Andre's health never improved. Two days after Christmas, 1936, he had a severe attack of indigestion, and a few days later he was admitted to the hospital. In the days that followed, his pain increased; during that time he was constantly pray-ing and asking that God's will be done. On January 4 he went into a coma. Brother Andr6 died at 12:50 AM on 6 January 1937. His body was brought to the Oratory. During the next seven days more than one million people waited in line, in the bitter cold, to pass his body, to touch their rosaries and other objects to it, and to pray. Many extraordinary cures were reported during those days. Saint Andr~ did not live to see the completion of Saint Joseph Oratory as it is today; however, he is buried in the crypt church he knew so well. The Oratory contin-ues to be a place of prayer and pilgrimage. Andre's name is forever linked to that of Saint Joseph because of the obvious similarities between these two saints. Both were simple laborers through whom God chose to do extraordinary things; both knew pov-erty and suffering; both experienced exile. Above all, both remained faithful to whatever God asked of them; both point out to us a pathway to holiness. A Way to Holiness Though Andre's life was filled with miracles and other extraordinary phenomena, our faith teaches us that such things do not de facto constitute a person's holiness. Holiness is not about singular actions within a person's life, regardless of how impressive those may be. Holiness 70.4 2011 True holiness is enduring 390 is reflected through the person's entire life, the complete example that is given to others. Further, the standard for such holiness is not arbitrary; it is nothing less than God's own person. Jesus taught, "Be perfect, as your heavenly Father is perfect" (Mt 5:48). Another transla-tion says, "Be holy, as God in heaven is holy." With the Incarnation, Jesus becomes the standard. Holiness is simply to live as Jesus lived, to love as Jesus loved, to do what Jesus did; we do it in our own lives, in our daily relationships and responsibilities. Each and accessible, time Jesus confronts those . who would sum up the law in terms of what they do or what they have accom-plished, he counters it by referring to the priority of mercy, detachment, compassion, forgiveness, charity-- in brief, following him and his way. We look to people we consider holy for encourage-ment and guidance, for insight about how to follow Jesus. Brother Andre's entire life and example speak to us of following Jesus, of being holy. His is an endur-ing holiness that reaches beyond the historical period in which he lived. His life also reflects an accessible holiness; a way of life that is possible, even though we may never do exactly what Andr~ did. His instruction to us is simple, "Be saints." True holiness is enduring and accessible; temporary holiness is counterfeit and conceited. In our own way, in our own life, we can be holy. Brother Andr4 shows us a pathway to a holy life. What are the recommendations for the way to holiness that Andre's life and example place before us? These reflections will focus on four recommendations. Review for Religious Believe First, believe. Andrd used to say, "God never forgets us." "Never" is a strong word and leaves no room for variation. And yet, that is what our faith teaches us. God is always with us. God always loves us--always, without exception. Do we believe that, without exception? This is the faith to which we are called. The challenge for us emerges when our faith is confronted by experiences that do not speak to us of God, or by events that seem to be in direct contradic-tion to what we hold to be true of a loving God, a good God. Then we are tempted to think that God possibly has forgotten us or is looking the other way for the moment. Yet, faith teaches us that such are God's ways, such is the way that Providence works. We are called to trust Providence, to believe Providence, even when things point in directions that, to all appearances, have nothing to do with God. This was true in Andre's life. The fact that he was admitted to the Congregation of Holy Cross is evidence that God was at work when the normal pointed in the opposite direction. He was not educated, he learned to read very little, and could barely write much beyond his name. His health was always precarious. From a voca-tion perspective, it was uncertain if he would ever have the capability or stamina for any kind of ministry. These facts provided more than sufficient reasons for the com-munity to think that it would be too much of a risk to accept him. Still, Andr~ remained faithful to the work that had been assigned to him and hoped he would be accepted. As he said, "If you do not believe in God, you will get nothing." Andr~ believed; and though his formal acceptance and profession of vows were delayed, he was admitted to Holy Cross. 391 70.4 2011 Giallanza ¯ Be Saints Similarly, the fact that the Oratory came into exis-tence is a testimony to Andre's faith that God, through Saint Joseph, would complete what Andr~ believed God was calling him to do. Even after permission was received from the community to proceed with the con-struction, there were financial setbacks. Each step along the way required the conviction that God and Saint Joseph would provide. Brother Andr~ continued his work as if God and Joseph were already in the process of providing. As con-struction work was well underway, when asked how he had succeeded, Andr6's reply was simple, "I have always left the work of the Oratory in the hands of the good God." In late 1936 and early 1937, when it became evi-dent that Brother Andr~ would die before the comple-tion of the upper basilica, his own perspective never varied: "The good God has no need of me to complete this work. Saint Joseph will see to it." The foundation for our own spiritual life is faith, the conviction that God does not and will not forget us or abandon us. In reality the questions before us are not about God's side of the relationship; rather they arise about our side of the relationship. VChen are the times that I tend to forget God? What experiences or events distract me from God's constant presence to me? What can I do to maintain a conviction about the constancy of God's presence? Pray A second recommendation for the way to holiness that Andr~ teaches us: pray. Andr~ used to encourage others by telling them, "When we pray, God's ear is pressed to our lips." It is an intriguing image for at least two reasons. Review for Religious First, there is an intimacy about the image, illustrat-ing God's desire to be as close to us as possible. There are obviously times when we do not sense or perceive that proximity as a reality. Andr~ assumed it. He believed that God would be near when we prayed regardless of whether we experienced that nearness. Such an insight builds upon the faith that was mentioned as the first rec-ommendation for a way to holiness. There is no incen-tive to pray if we think that the words and thoughts and desires that we bring to prayer simply disappear into a vacuum. To pray at all, we must believe that God is near to us. The Book of Deuteronomy teaches us: This commandment that I am commanding you today is not too hard for you, nor is it too far away. It is not in heaven, that you should say, "Who will go up to heaven for us, and get it for us so that we may hear it and observe it?" Neither is it beyond the sea, that you should say, "Who will cross to the other side of the sea for us, and get it for us so that we may hear it and observe it?" No, the word is very near to you; it is in your mouth and in your heart for you to observe (30:11-14). Such is God's closeness to us when we pray. Second, it is interesting that in this perspective on prayer Brother Andr~ saw God as quite active. He had the firm conviction that God was listening and listening closely. It is God who presses an ear to our lips. God is interested in our prayer and wants to hear what we have to say. It was said by witnesses that Andr~ prayed as if he was speaking to someone from whom he expected an answer. We must be willing to bring the happenings of our daily life into our prayer, honestly and directly. Andr~ used to say, "In prayer, one speaks to God as one speaks to a friend." We can speak to God in this way because there is an intimacy about prayer and because God draws close to us when we pray. 393 70.4 2011 Giallanza * Be Saints Prayer may not be so much about changing the world around us as it is about changing our perspective on that world. 394 Brother Andr4 prayed about what was going on in his life and his ministry. He brought his concerns to God, very explicitly. Whether it was his concern about the continuing development of the Oratory or about the condition of a particular person who had asked for his prayer, he believed that prayer could and would have a real impact in the world. He says in his customary sim-plicity, "If we prayed more, things would go better in the world." Given the complexities of the world in which we live, it would be too easy to dismiss this as naive. And yet, prayer may not be so much about changing the world around us as it is about chang-ing our perspective on that world, enabling us to make a difference, enabling us to see ways in which God is present and active. Genuine prayer always urges us to action; prayer apart from action is no prayer at all. When it came to Saint Joseph, we know that Andr4 had a special relationship with him. For Andr4 it was sim-ply a matter of presenting to Joseph whatever needed to be done and then trusting that it would get done. He said, "If people knew how to pray better, they would obtain everything from Saint Joseph." The challenge is two-fold: first, to be clear regarding what we are praying about; and second, to refer everything to God's will. What we envi-sion as a response to our prayer may or may not be what God has in mind. Praying "better," as Andr4 understood it, required attentiveness to whatever God has in mind. Review for Religious Prayer builds upon the foundation of faith and is necessary for our continued progress and growth in our faith life. Our approach to prayer and our fidelity to prayer say more about its quality than does the actual content and method of our prayer. What is my method of prayer and am I faithful to it? Do I bring to prayer the reality of my everyday life: my hopes, struggles, fears, expectations, aspirations? Is my prayer more a demand or a desire, a litany or a longing, a performance or a passion? Ser~e A third recommendation for the way to holiness: serve. Brother Andrt's sense of service direcdy echoes the gospel; he said, "We cannot love God without lov-ing our neighbor." Service must flow from our prayer. As prayer expresses our love-relationship with God, so service expresses our love for others. Brother Andr6 used to say, "The door of heaven is the heart of Jesus and the key to that door is prayer and love." These two--prayer and love practiced in service--flow into and out of one another. They form a dynamic cycle of our relationship to God and our apostolic relationships with others. Andr~ does not speak about service as much as he speaks about loving others, caring for them, and respond-ing to their needs. Clearly he understood loving others in very practical, immediate terms. Serving others, loving others, in some way engages us with them. Andr6 often said that it was not sufficient to give money in respond-ing to needs; it was also necessary to give compassion from the heart. Money could assure that there would be a distance maintained between ourselves and the reality to which we are responding; compassion demands that we 70.4 2011 Giallanza ¯ Be Saints 396 know about and be touched by the actual circumstances of others. It is clear in studying Brother Andre's example that he was willing to be very engaged in the lives of oth-ers. Witnesses testified that even brief encounters with him left them with the impression that they had been lis-tened to and even known by him much more profoundly than they had anticipated. Brother Andr~ often said that the Lord was our big brother and that we, as little brothers and sisters, have the responsibility to love one another as members of the same family. This is a key theme in the spirituality of the Congregation of Holy Cross. Still, it is especially interesting that Andr~ would use the family as a refer-ence for loving others. His own experience of family, that is, his biological family, was quite disjointed as he was growing up. In fact, his experience of family could have left him bitter or with a feeling of being deserted, due to the death of his parents and the separation from his siblings. Yet he overcame that potentially debilitat-ing reality to grow into a person who genuinely cared for others and responded to their needs. Rather than going through life with a bitterness because he had no natural-family identity, he chose to center his sense of family around the Lord Jesus. And that center was espe-cially necessary because there were times when even his Holy Cross religious family was not very supportive. Brother Andrd is known for his very close relation-ship with Saint Joseph. His mother introduced him. to practices of praying to Saint Joseph and, over time, he developed a strong and intimate relationship with this great saint. However, it is clear that the priority in his life was his love-relationship with Jesus, and he lived that relationship through his service to others. He served simply because that is what Jesus did; as Jesus Review for Religious cared for the people, so too Andrd cared for the people; as Jesus healed, so too he healed. For Andrd this was a very straightforward reality: do what Jesus did and so become like Jesus. Service, in whichever form it takes, demonstrates the reality of our spiritual life. Service--the giving of ourselves, our talents and gifts--is a necessary part of the Christian life. The alterative is that our spiritual life becomes narcissistic and self-enclosed. Neither the type nor the extent of the service that we render to oth-ers is as significant as that we build some form of ser-vice into our life as a way of continuing the mission of Jesus. Our service must be consistent with our gifts and respectful of our priority commitments in life. How do I serve others? In which ways do I continue the mission of Jesus? How has the service that I offer been a source of spiritual growth for me? Trust The fourth recommendation for the way to holi-ness: trust. Trust, in terms of the spiritual life, involves the recognition and acceptance of the abilities we have and the efforts we make to do what our relationship with God and our spiritual life require of us. Trust also involves the conviction that God will support us in those abilities and efforts. Brother Andr6 teaches us, "God does not ask the impossible. God asks that we offer our good intentions, and accept the inconveniences that come with each day, and offer our daily work." Such simplicity reflects Andr6's basic approach to the spiritual life: we do what we can with what we have. But this simplicity should not be equated with ease. Sometimes when we are con-fronted with daily inconveniences and the work that is 397 70.4 2011 Giallanza * Be Saints before us, the good intentions of which Andr~ speaks may not be so evident. Even though God does not ask the impossible, that does not mean that what each day brings to us does not feel impossible or at least over-whelming at times. Trust is to be convinced that God will remain faith-ful, that God will provide the grace we need to be good Christians, even when we encounter difficulties or experience setbacks. If we do not believe that God will remain faithful, we will gradually move toward discour-agement and, in the worst case, despair. Andr6's recom-mendation is explicit: "We must pray that God does not abandon us in our trials and pray to accept with confi-dence the trials that the good God judges appropriate for us to carry." Trust is especially necessary when confronting the cross, of whatever kind. We know that Andr~ most certainly had his share of crosses, both from the Holy Cross community and from those outside Holy Cross. Brother Andr6 speaks about the cross and about trusting God in the midst of experiencing the cross. However the cross comes, it is yet another expression of God's love for us; it is part of our transformation into the liv-ing likeness of Jesus; it is part of resurrection. This is why. Andr~ refers to trials that "the good God judges appropriate for us to carry." He saw the cross in our life as part of God's will even as it was in Jesus' own life. He said to someone who did not see any improvement in a bothersome physical condition, "If it is God's will that you be sick, why would you refuse to accomplish God's will?" The appropriateness of the crosses we carry is based upon what we need for our transformation. It also reflects our capacity to carry a particular cross and our openness to the grace necessary for carrying that cross. Review for Religious Brother Andre's name is tightly linked with that of Saint Joseph, and yet it is said by those who knew him well that his principal devotion was to the Passion of Christ. They said he spoke of the Passion as if he had lived it. This makes perfect sense for one who expe-rienced many obstacles along the pathways that he believed God was calling him to follow. And, beyond that, it makes perfect sense for one who shares in the heritage that Father Moreau, as founder, passed on to the Congregation of Holy Cross. Accepting the Passion of Christ as a model for our life requires trust, the con-viction that what we experience will truly lead to our transformation into the living likeness of Jesus, that it will guide us to resurrection. Andr6 is a saint, but if we distance him from us, then we make it impossible to use his example as a support for our own life. Each of us has ~he potential to be a saint. To realize that potential we must trust that God will give us the graces we need. The alternative to trust is self-reli-ance; it is to assume that we are self-contained in terms of the resources we need to be holy. Trust is practiced by fixing our attention on God, accomplishing our everyday responsibilities, and placing our gifts at the service of oth-ers. Do I trust that God will give me the graces I need to be a good Christian? When have I experienced trust as essential for my continued spiritual growth? Which crosses have been the most transformative in my life? "I Have Asked to be Always in God's Presence" When asked about his own prayer and spiritual life and what he was called to do, Brother Andr~ said, "I have asked to be always in God's presence." Whatever images we may have of him, his work and his miracles, it is interesting that his desire was simply to be in God's 399 70.4 2011 Giallanza ¯ Be Saints 400] presence, to do what he did in cooperation with God. At another point he said, "We must not be attached to earthly things, otherwise we cannot be attached to God." To be one with God, to be attached to God - this was his deepest longing. And that constitutes Andre's holiness more than any of the extraordinary accomplish-ments that occurred during his life or since his death. For him, this union with God, this being in God's presence, was essentially an act of love. He frequently recommended, "Pray to obtain a true love for God." A true love for God would be reflected in the desire to be ever close to God, to complete God's will, to live those qualities of life that are reflected in the gospel: humility, faith, compassion, generosity, patience, etc. It is interesting that, in commenting on his ministry, Andr~ once said, "It is su.rprising that people often ask me for healings, but rarely for humility, for the spirit of faith." While a particular healing might be important in response to what a person was suffering, he believed the priorities for the spiritual life were more closely related to humility and faith than to any healing. Before Brother Andr6 died, his last words were, "This is the seed.;' Though it is an allusion to several gospel texts, he did not expand on his statement; so we can reflect on this self-description from several perspec-tives. All of them can give us some insight into the way to holiness that Andr6 points out to us. In Matthew's Gospel, in the parable of the sower, Jesus says, "As for the seed that was sown on good soil, this is the one who hears the word and understands it, who indeed bears fruit and yields, in one case a hun-dredfold, in another sixty, and in another thirty" (13:23). The seed in this case is God's word that is meant to bear fruit. It is evident that Andrd's life has produced fruit Review for Religious far beyond what he may have imagined. Responding to God's word was for him a simple act of love. As he often recommended, "Love Jesus as he has loved us, effectively and openly." This is what it means to receive the word and have it grow within our life. In Luke's Gospel, while teaching the crowds, Jesus says, "What is the kingdom of God like? And to what should I compare it? It is like a mustard seed that someone took and sowed in the garden; it grew and became a tree, and the birds of the air made nests in its branches" (13:18-19). The seed in this case is a very small, even minuscule, real-ity that becomes ~ large enough to welcome and sustain life. As Brother Andr~ said on more than one occasion, "The Oratory is the work of the good God." Andr~ sowed a small seed, even in the midst of opposition and criticism; today it is clear how extensive the influence of the Oratory is. It continues to be a place where people find comfort and healing for their life, refreshment and encouragement for their faith. Also in Luke's Gospel, when the apostles ask for an increase in faith, Jesus responds, "If you had faith the size of a mustard seed, you could say to this mulberry tree, 'Be uprooted and planted in the sea,' and it would obey you" (17:5-6). In this instance the seed is faith that accomplishes what needs to be done. The amount of faith is not of significance to Jesus; some mustard grains are almost like powder. It is the conviction and confidence underlying faith that make the difference. If we could be The priorities for the spiritual life were more closely related to humility and faith than to any healing. 401 70.4 2011 Giallanza ¯ Be Saints 402 one with God's will, our faith would have the same effec-tiveness as Jesus' own. What Andr~ did, he did in faith, confident that God and Saint Joseph would respond. He used to say, "You must submit yourself to God's will; it is the teacher of everything." Andr~ had learned well God's will; in his work for the development of the Oratory and in his healing ministry, the confidence and strength that came from that learning are clearly evident. In John's Gospel, Jesus teaches, "Truly, I tell you, unless a grain of wheat falls into the earth and dies, it remains just a single grain; but if it dies, it bears much fruit" (12:24). In this case the seed is the death that leads to new life. This may very well be the seed with which Brother Andrd identified himself. His perspec-tive, not only on the Oratory, but on everything he did, was that God and Saint Joseph were doing what needed to be done. His own task was to remain close to God and to accept whatever came. He had learned that close-ness to God came at a price. He said, "The closer one is to God, the more one suffers." There was dying to do as the Oratory developed; more than once plans did not go exactly as Andr6 had hoped or envisioned they would. But he remained faithful because he knew that God had called him to do this. " Brother Andr~ could say "This is the seed" near the end of his life precisely because that is what he had been throughout his whole life. Regardless of the gospel lens through which we reflect on his words, Brother Andrd has become a seed. His life has become an example of living God's word; of believing that the smallest efforts, if sincere, can produce enormous results; of bringing faith to all that we do; and of dying to self so that new life may emerge. Review for Religious "Be Saints" Brother Andr6's exhortation is simple: "Be saints." The assumption in this, of course, is that we can be saints. The truth is, we can. We do have the potential for a holy life, within our own life. As Andr6's example has been and continues to be a seed of encouragement for countless people, so too we are called to be a seed for others. The soil necessary for that seed to flourish requires that we believe and pray, serve and trust. These will provide the fertile ground that is the foundation for the pathway to a holy life. Reference Quotations of Brother Andr~ are taken from Frbre Andrd disait souvent. (Saint Joseph Oratory; Montreal: Editions Fides, 2010). Translation provided by the author. Imagining the Journey Retracing the route from the San Salvador airport taken by the four North American churchwomen on 2 December 1980 What did they do, I wonder, when the road turned toward death ? Gaze at the sleeping corn, longing to taste harvest? Pass by the gnarled ginger root tree, with hope for the next day's shade? Did they sense the holy ones gathered around them, arms outstretched in welcome? Did they reach for the hand of another who also trembled, finding courage and comfort in her clasp? Did they, I wonder, hold the shining beauty of this world for one last fleeting moment? Chris Koellhoffer IHM 403 70.4 2011 JOHN M. SAMAHA St. Joseph in Focus: Husband of Mary and Guardian of Jesus 404 Hw)w much do we know about the man who as the husband of the Mother of Jesus and the guardian of our Redeemer? St. Joseph is the often-overlooked member of the Holy Family. Scripture says little of him. We seem to give him scant attention. Yet devotion to St. Joseph has deep roots in Christian tradi-tion. Just how do we honor and appreciate him? Do you remember when, as children in Catholic school, we wrote "J.M.J." at the top of our papers? We did so to remind ourselves to have the same intentions that Jesus, Mary, and Joseph had in life. Husband of Mary We must remember that Mary and Joseph are a couple. And Jesus is their child. We picture the mem-bers of the Holy Family side by side. They belong Brother Jolm M. Samaha SM writes from Marianist Center; 22683 Alcalde Road; Cupertino, California 95014. Review for Relig$ous together. When separated, their significance in God's plan of salvation is clouded, because their importance lies in their relationship to each other. While honor-ing the perpetual virginity of Mary, we cannot disre-gard Joseph's privilege and happiness of being Mary's husband. Artwork has often depicted Joseph as an old man--possibly so that he would seem to be less of a threat to Mary's virginity. Such depictions tended to undervalue the loving relationship of Mary and Joseph as husband and wife. St. Teresa of Avila, for one, always insisted that Joseph was a young man when he married Mary. The special preface for Joseph the Husband of Mary in the Eucharistic Liturgy reinforces this positive approach: "With a husband's love he cherished Mary, the Virgin Mother of God." Foster Father of Jesus Since Joseph is the husband of Mary, he is also father to Jesus. While we know that Joseph was not the physical father of Jesus, Luke, in the gospel account about Jesus being lost in the temple, has Mary say to Jesus: "Son, your father and I have been searching for you in sorrow." And the preface cited above goes on to testify: "With fatherly care he watched over Jesus Christ your son, conceived by the power of the Holy Spirit." If one were to think that Joseph's fatherhood was diminished because he did not physically procreate Jesus, let that person speak with adoptive parents-- especially the ones who have conceived a child of their own and adopted others. They will let you know how real Joseph's fatherhood is. Head of the Holy Family Joseph played an important role as Jesus "grew in 405 70.4 2011 Samaba * St. ~osepb in Focus 406 wisdom, age, and grace before God and men." In the Jewish tradition children were in the special care and tutelage of their mothers until they reached the age of five. Beyond that age children came under the special guidance of their fathers. Joseph was the rabbi of the Holy Family and it was his duty and privilege to teach Jesus the Jewish faith and practices. Joseph would have led his family in worship in their home at Nazareth. At meal times both Mary and Jesus looked to Joseph at the head of the table to offer the prayer of blessing. Each year when the Passover was celebrated, the youngster Jesus played his role and addressed the ritual question to Joseph: "Father, why is this night different from every other night?" Then he listened with his mother to Joseph's narration of the glorious events of the Exodus and the explanation of the meaning of the paschal lamb. He could easily have recalled Joseph's explanation years later when he heard John the Baptizer proclaim him the Lamb of God who would take away the sins of the world. When Jesus was of age, Joseph introduced him to syn-agogue worship and the rituals to which Jesus remained faithful throughout his life. Joseph also taught Jesus the skills of a carpenter. By practicing this trade Jesus sup-ported himself and his mother after Joseph's death. Jesus' human experience of fatherhood was drawn from his relationship with Joseph. When Jesus said, "What father would hand his son a stone when he asks for a loaf, or a poisonous snake when he asks for a fish," surely he had in mind Joseph's gentle kindness to him as he was growing up. When Jesus told the parable of the prodigal son, Joseph could easily have been the model of the loving father in the story. As Jesus described how the father Review for Religious embraced and welcomed the son who had been lost, might he have been recalling how Joseph hugged and kissed him after he had been lost in the temple for three days? When Jesus taught us how to pray, he began with the same loving tide, abba, with which he had addressed Joseph all his life. His deep affection for Joseph is evident in scene after scene throughout the Gospels. Joseph obviously made a profound impression on Jesus. St. Joseph's Relation to Us Has Joseph made an impression on us? How do we think of St. Joseph? How do we honor him and pray to him? Do we appreciate the special place he has in Christian spirituality and in our own heritage? Let us wholeheartedly revere the husband of Mary, the foster father of Jesus, the patron of the universal Church. He is, after all, the man who is closest to Christ. Surprise Visit We much preferred Him At a distance. He could not be bought. He would not be made Into a code, A ritual Or a system. Our minds simply Could not contain Him. We wanted a distant Diety. How were we to know He would come close enough To wear our wounds ? Teresa Burleson 407 70.4 2011 potpourri CAREY ELLEN WALSH Lighting Our Modern Spirit: Pope John Paul II's Luminous Mysteries Pope John Paul II was unmistakably a Marian pope, as shown by his encyclical Redemptoris Mater, his visits to prominent sites of Marian apparitions, and his papal motto, Totus Tuus ("Totally Yours") addressed to Mary--all this in an age when Marian devotion had gone into public decline. The Catholic faithful seemed either to love this about their pope or to for-give it as the pious by-product of his hav-ing grown up under Nazi, then Communist, oppression and having lost his mother at the tender age of eight.1 Both reactions missed the theological aspect of John Paul II's pastoral leadership of the church. Mary, for John Paul II, is not relegated to private devotion, but is the "school" for a 408 Carey Ellen Walsh, an associate professor of theology, is a Benedictine Oblate of St. Meinrad's and teaches theology at Villanova University. Her research inter-ests include biblical theology and Catholic spiritualities. Review for Religious new evangelization in the modern world. She invites us to communal study, deepens our understanding of the gospel, and so eases our isolation. As pastor of the universal church, the pope was drawing on an image of the familiar and universal--a mother's love for her child--as a means for spiritual nourishment. Yet because he used the ancient devotion of the rosary, the spiritual contribution of his example in learning from Mary has not received sufficient attention. It is the intent of this essay to demonstrate the spiritual gift of John Paul II's meditation on the rosary. For a pope's foremost role is that of pastor, with "supreme, full, immediate, and uni-versal power in the care of souls.''2 My focus therefore is precisely on how John Paul II's Marian reflections tend to the hunger in our souls. Given his devotion to Mary, it was no surprise when John Paul II recommended anew the rosary as a devotion and declared October 2002-October 2003 as the Year of the Rosary (Rosarium Virginis Mariae). He wrote lovingly of Mary in the gospels, shared the influence the rosary had had on his own life, and suggested that the rosary was a "school of Mary''3 for learning about Christ. It was, indeed, one of his most intimate reflections. What did occasion surprise, however, was that the pope added a new set of mysteries, the luminous, to the long established joyous, sorrowful, and glorious myster-ies- something no one had done for eight centuries, although many popes had written on the rosary.4 In fact, from the start the rosary had been pre-eminently a prayer of the laity, not of the hierarchy. It had first arisen as a popular practice in tandem with the monastic recitation of the Psalter. The 150 Hail Marys recited in the people's prayer, the rosary, corresponded to the 150 psalms, chanted by the monkss and gave a way for 409 70.4 2011 Walsh ¯ Lighting Our Modern Spirit Theology was no abstraction with this pope~ He used it to electrify~ and empower his hearers. 41:0 the laity to contemplate scenes from the gospel. This is how the rosary long functioned in the prayer life of Chris6ans who were largely illiterate. After considering why John Paul II thought it neces-sary for the papal office to enhance this lay devotional prayer, I will assess the theological reason for his having done so. While the pope could easily have been accused of authoritarian interven-tion in the private devo-tions of the faithful, or have been dismissed as a retrograde pope clinging to a pre-Vatican II tradi-tionalism, his Rosarium Virginis Mariae honors the lay contribution to tra-dition and was in accord with the Second Vatican Council's definition of the church as the "People of God," in which the laity plays an important participatory role. One consequence of the council's definition of the church as the people of God, rather than primarily as a clerical institution, was the erosion of the line between popular piety and theology. From the start, this pope's audience was the church as People of God, not the curia. This was evident in his use of the media, his international appearances, his World Youth Days, the popularity of his international best-seller Crossing the Threshold of Hope, and in the response of lay workers under Communist Poland who, heed-ing their pope's conviction on the dignity of all human beings, brought down the Iron Curtain. Theology was no abstraction with this pope. He used it to electrify and empower his hearers. In an age that saw the aban- Review for Religious donment of churches in Europe and the United States, he nourished the church spiritually by returning to the foundations of the faith. When John Paul wrote on the rosary, he did not segregate the professional theologians from believers in the pew, but embodied the Second Vatican C

Issue 70.2 of the Review for Religious, 2011. ; Virtue Movements Ignatian Insight Consecrated Life quarterly 70.2 2011 Review for Religious fosters dialogue with God, dialogue with ourselves, and dialogue with one another about the holiness we try to live according to charisms of Catholic religious life. As Pope Paul Vl said, our way of being church is today the way of dialogue. Review for Religious (ISSN 0034-639X) is published quarterly at Saint Louis University by the Jesuits of the Missouri Province. Editorial Office: 3601 Lindell Boulevard ¯ St. Louis, Missouri 63108-3393 Telephone: 314-633-4610 ¯ Fax: 314-633-4611 E-Maih reviewrfr@gmail.com ° Web site: www.reviewforreligious.org Manuscripts, books for review, and correspondence with the editor: Review for Religious ¯ 3601 Lindell Boulevard ° St. Louis, MO 63108-3393 POSTMASTER Send address changes to Review for Religious ° P.O. Box 6070 ¯ Duluth, MN 55806. Periodical postage paid at St. Louis, Missouri, and additional mailing offices. See inside back cover for information on subscription rates. ©2011 Review for Religious Permission is herewith granted to copy any material (articles, poems, reviews) contained in this issue Review for Religious for personal or internal use, or for the personal or internal use of specific libra~ clients within the limits outlined in Sections 107 and/or 108 of the United States Copyright Law. A copies made under this permission must bear notice of the source, date, and copyright owner on th first page. This permission is NOT extended to copying for commercial distribution, advertisinl institutional promotion, or for the creation of new collective works or anthologies. Such permissio will only be considered on written application to the Editor, Review for Religious. ~ gournal of Catholic ~piri~uali~ Celebrating 70 Years Editor Book Review Editor Scripture Scope Editorial Staff Advisory Board Michael G. Harter SJ Rosemary Jermann Eugene Hensell OSB Mary Ann Foppe Tracy Gramm Judy Sharp Paul Coutinho SJ Martin Erspamer OSB Margaret Guider OSF Kathleen Hughes RSCJ ¯ Louis and Angela Menard Bishop Terry Steib SVD quarterly 70.2 2011 contents prisms 116 Prisms 118 132 virtue movements Salesian Simplicity: How a "Little Virtue" Can Go a Long Way Thomas F. Dailey OSFS examines simplicity in the teaching of St. Francis de Sales and the religious life of the Visitation of Holy Mary, founded in 1610. He proposes that their "hidden life" of "little virtues" provides meaning even for those beyond the monastery's walls. Personal Reflection and/or Group Discussion Telling Ou.r Story: Movements of Transformation Beatrice M. Eichten OSF offers ideas for sharing the story of transformational moments in our lives to better under-stand what we have experienced and to allow God to be more alive and active in our lives. 146 ignatian insight 0 Approaching the Principle and Foundation from St. Ignatius's MysticalWorldview Edward McCormack builds on the insights of Gilles Cusson and Joseph Tetlow, and sets the Foundation within the context of Ignatius's mystical experience at Manresa and the resulting worldview in order to better understand the role the Foundation plays in the Exercises, particularly with regard to the preparatory period. Review for Religious 165 Discerning the Spirit: A Personal Journey Richard J. Hauser SJ testifies to the importance of appropriating the discipline of the discernment of spirits in our daily Christian living. 179 194 201 consecrated life @ Apostolic Visitations: Clare of Assisi's Insights from the Thirteenth Century John V. Kruse examines how Clare of Assisi responded nearly 800 years ago to papal visits that sought to shape the form of religious life that Clare desired to live. Her example has tnuch to say to women religious experiencing the Vatican visitation and investigation of women religious in the United States. Consecrated Life in the Ecclesiology of Vatican II Amy Hereford CSJ discusses the place of consecrated life in light of the ecclesiology of the Second Vatican Council, the new Code of Canon Law, and recent developments. Personal Reflection and/or Group Discussion A Grain of Hope: Canada's First Carmelite Nun Mary Patricia of the Holy Spirit OCD and Mary Ruth of the Sacred Heart OCD recount how deep desires and a providential encounter led to the founding of the first monastery of Discalced Carmelites in Canada. departments 209 Scripture Scope: Ezekiel: The Strangest of All the Old Testament Prophets 215 Book Reviews 115 70.2 2011 prisms 116 ~hen I was a young boy, my mother thought it would be good for me to know how to swim, so she took me to the local pool and arranged for me to take lessons. I found the whole experience a bit intimidating. But once I learned to overcome the fear of having my head underwater, I was quickly off to explore the deep end of the pool. While I am still a bit hesitant to jump into cold water, I have no fear of swimming., or taking on new challenges. That memory returned to me as I began editing Review for Religious. And though I am older now and have much more experience, old fears occasionally lurk in the shadows. When our publication was invited to attend a recent seminar on the theology of consecrated life sponsored by the USG/UISG, the unions of superiors general of men's and women's religious congregations, I began to wonder if I was getting in over my head. My long-time mentor, Dave Fleming, assured me that I would represent the Journal well and that it would be a most valuable learning experience. Twenty superiors general and thirty theolo-gians assembled in Rome between February 7 Review for Religious and 11 to "take careful stock of the situation of the the-ology of apostolic consecrated life at this present time; to identify the main questions and challenges being posed to this theology by the situation of the world and the church today, in view of the future journey of conse-crated persons and the Institutes to which they belong; and to catalyze renewed study and research in this field so as to enhance the vitality of the witness to be given by consecrated persons." The participants, equally divided between women and men, represented all the populated parts of our planet from Oceana through India, Africa, Europe, to North, Central, and South America. We looked at the context of religious life in the cosmos from the "big bang" to the eschaton. We talked about the tensions of living our traditional vows in a post-mod-ern- even post-Christian--globalized world. We strug-gled to be mindful of ecological issues and the need for collaboration among the old orders and with the laity and members of emerging new religious communities. The presentations were rich in diversity and were fur-ther refined and nuanced in the ensuing conversations in small work groups or over dinner. None of the participants had clear answers or simple solutions. That was not the goal of the seminar. We did, however, pledge ourselves to keep pursuing questions, exploring mystery, and sharing our discoveries. That is what Review for Religious has been doing for 70 years in simple and profound ways. We hope to be a vital medium to enable that conversation to continue. Immersion in a pool of such rich thinking and expe-rience was invigorating. It is reassuring to be reminded, once again, that we have good company in the deep waters of religious life. Michael .G. Harter SJ 117 70.2 2011 THOMAS E DAILEY Salesian Simplicity: How a "Little Virtue" Can Go a Long Way virtue movements Four hundred years ago, simplicity was retrieved by two saints and given a new form.~ In June 1610, Francis de Sales and Jane de Chantal established the religious order of the Visitation of Holy Mary in Annecy, France. Begun with three nuns who would spend their day in prayer and occasionally visit the poor and sick in town--a radically new apostolic twist at the time--the order now has numerous monasteries throughout the world and includes those sisters who took up residence in the "Mater Ecclesiae" monastery in the Vatican in 2009. The superior there succinctly describes the particular charism of this religious order in Thomas E Dailey OSFS holds the Fr. Louis Brisson Chair in Salesian Spirituality and is Professor of Theology at DeSales University, where he is also the founding director of the Salesian Center for Faith & Culture. He may be addressed at DeSales University; 2755 Station Avenue; Center Valley, Pennsylvania 18034. Review for Religious terms that match the focus of the conference at which this paper was originally presented: "The spirit of the Visitation is one of profound humility toward God, and great meekness toward the neighbor--a spirit that does not put the accent on exterior austerity. The sisters must supply it with interior renunciation and with a great simplicity and joy in the common life.''2 That spirit of simplicity aligns directly with Francis de Sales's vision of the virtuous Christian life and takes a distinct form within the contemplative life of the Visitation order. And, as we will suggest, this four-hundred- year-old tradition remains especially relevant for the pursuit of holiness in the hectic world of the twenty-first century. Simplicity as a Virtue in Salesian Spirituality For St. Francis de Sales, simplicity paves the way to holiness. In his classic book on that subject--an Introduction to the Devout Li~--this Doctor of the Church posited the then revolutionary idea that holiness is pos-sible for everyone, not just the professionally religious monks and nuns, and that this holiness is realized in and through one's vocation or state in life. In his view, what makes the possible actual is the life of virtue. Seeking to forge a middle ground for religious devo-tion between the supereminent tendencies of spiritual mysticism and the austere practices of ascetical, discipline, he champions the exercise of "little virtues"--those vir-tues that are able to be practiced in an ordinary way amid everyday relationships. He explains that "We do not very often come across opportunities for exercising" magnificent feats of virtue (like courageously saving someone from a burning building), but little ones-- like gentleness, modesty, and humility--are continually 119 70.2 2011 Dailey ¯ Salesian Simplicity What unites the various aspects and exercises of simplicity is the notion that this virtue entails being "transparent," called for as "graces which ought to color everything we do." Thus, he encourages the practice of "the best virtues, not those which are most highly esteemed; the most excellent, not the most visible; the truest, not the most conspicuous.''3 Concerning simplicity, which he names most often in the various lists of the "little virtues" that appear throughout his writings, de Sales suggests any number of ways in which this can be carried out in one's daily comportment. For example, in terms of fashion, simplicity shows itself in the propriety of one's clothing. Adding wit to his wisdom, he writes, "Old people are always ridiculous when . they try to make themselves pretty. Such folly can be put up with only in youth.''4 Or, in terms of language, simplicity calls forth words that are both frank and honest, while it challenges us to hold our tongue when called upon to speak about ourselves; as the saint explains, Without doubt, whoever speaks little of himself does so extremely well; for, whether it be that we speak in accusing ourselves or in excusing ourselves, in praising ourselves or in despising ourselves, it will always happen that our speech serves to entice us to vanity. If, therefore, some great charity draws us to speak of ourselves and our relatives, we must hold our tongue about it.5 Even more so, simplicity in speech is opposed to any sort of equivocation; in Francis's view nothing so out- Review for Religious rages truth as duplicity, "For those who attempt to shield truth by artifice actually kill and suffocate it.''6 Finally, in terms of relationships, where, according to Wendy Wright, Francis gives to simplicity its partic-ular nuance, to be simple means to act without cunning or guile.7 It enables us to avoid prosaic illusions, those illusions of grandeur which in reality are nothing more than mental temptations: There are souls that make great plans to do excel-lent services for Our Savior, by eminent actions and extraordinary sufferings--but actions and sufferings which there is no opportunity to carry out and per-haps never will be. Based on this, these souls think they have done some great thing in love; in this they are very often deceived, for while they embrace in desire what seems to them to be great future crosses, they anxiously avoid the burden of lesser ones that are present. Is it not an extreme temptation to be so val-iant in imagination, and so cowardly in execution?''8 Instead of being so deceived, devout persons seek simply to serve God, even if they do not experience contentment in doing so: It is necessary to consider that there is no vocation that does not have its trouble, its bitterness and its distaste; and, what is more, if this is so among those not fully resigned to the will of God, each would wish volun-tarily to change his condition to some other. From where comes this general inquietude of spirit if not from a certain displeasure that we have about what is contrary, and a malignity of spirit that makes us think that another is better than we are? But it is all the same: whoever is not fully resigned, who turns this way and that, he will never have rest . A person who no lon-ger has the restlessness of his own will is content with everything: provided that God be served, it does not matter in what manner God employs him: provided that he does his divine will, it is all the same to him.9 121 70.2 2011 Dailey ¯ Salesian Simplicity To use a modern term, what unites these various aspects and exercises of simplicity is the notion that this virtue entails being "transparent." As Wendy Wright describes it, in living a simple life [a]ll the ornament and artifice on the outside is peeled away; all the complicated criss-crosses of self-reflec-tion and multiple considerations on the inside are also gently relinquished and given second place . And that transparency then is a window through which God and the deepest center of the person can come together. Nothing remains between God and person.'° But the transparency of a virtuous life that is unadorned and unpretentious does not render simplic-ity a simple thing! On the contrary, this "little" virtue, when lived to its fullest, encompasses the whole of life in its adherence to the will of God in all things. In other words, it entails a perfect correspondence between who we are and how we act. That is the way of life sought by the Visitation sisters, for whom simplicity is consti-tutive of their particular charism in the church and for the world.~l 122 Simplicity as Sanctity in the Visitation Order For the Visitation sisters, the Salesian understanding of simplicity as a virtue extends beyond the practices of everyday life to encompass the totality of their exis-tence. Simplicity, in this sense, is an attitude of being more than an attribute of action. Cultivating this atti-tude is the direction that Francis de Sales sets for the spiritual life of Jarie de Chantal and for the religious order she would lead. From his first encounter with her in Dijon,12 Francis emphasized the need for Jane to develop a more simple life. As the amusing story is told, he took the opportunity Review for Religious at one of their first encounters to indicate blithely that her manner of dress should reflect her state in life as a widow: One day that Madame de Chantal had come to dine, she appeared a bit more dressed up and decked out than she ordinarily did. "Madame," said the bishop, "do you have plans to remarry? . Oh, no, Monsignor," she replied quickly. "Well then," replied the saint, "it should be necessary to take down the flag.''13 But more important would be Jane's interior focus; over the course of several years, his spiritual direction led her to simplify her entire life. That process of simplifi-cation- what Wendy Wright describes as St. Jane's own "call within a call"14--would also come to characterize the entire religious order that she established with him. Rooted in the twin Salesian virtues of humility and gentleness, the foundation of the Visitation order had only a simple aim, which Francis de Sales explains in a letter to the cardinal archbishop of Lyon, who objected to the sisters' practice of leaving the monastery to visit the sick. Francis writes that the purpose of this new group of nuns is to give to God daughters of prayer and souls so interior that they be found worthy of serving his infinite Majesty and of adoring him in spirit and in truth. Leaving the grand orders already established in the church to honor Our Lord by excellent exercises and brilliant virtues, I wish that my daughters would have no other intention than to glorify him by their abasement; that this little Institute of the Visitation be like a poor dove among innocent doves, whose care and concern is to meditate upon the law of the Lord without making themselves seen or understood by the world; that they dwell hidden in the cleft of the rock and in the secret of the recesses in order there to give to their Beloved, by their living and dying, '123 70.2 2011 Dailey ¯ Salesian Simplicity some proofs of the grief and the love of their hearts, expressed by their lowly and humble groaning.~s That "hiddenness" of their life discloses their sin-gularity of purpose. It also gives rise to a distinguishing feature of this new order, namely, the practice of admit-ting as sisters women who, through age or infirmity or widowhood, were too frail to undertake the penitential austerities of other contemplative orders. Instead, the Visitation sisters would practice an interior discipline, one cultivated through the progressive development of personal simplicity amid a joyful common life.16 The way by which the sisters would grow in simplic-ity is mapped out for them most clearly in the Spiritual Conferences--a compilation of informal question-and-answer sessions conducted in the courtyard or parlor of the monastery, in which the bishop clarified the distinctive way of life for the members of his new institute. Notwithstanding the limitations of the liter-arT form or the reliability of the published versions,17 these conferences do reveal the mindset of St. Francis de Sales, for whom simplicity is nothing less than the pursuit of perfection. That pursuit begins with the realization of what exactly this virtue is. The holy bishop tells the sisters, "Simplicity is nothing other than an act of pure and sim-ple charity that has only one goal, which is to acquire the love of God. Our spirit is simple when we have no other aim in all that we do or want."18 Then he indicates to them, by way of the biblical story of Martha and MarT, that simplicity and charity are inseparably linked, such Simplicity runs counter to any interior agitation. Review for Religious that the "act of simple charity allows us to look at and have no other goal in sight in all our actions.''~9 And this, he claims, is a distinctively Christian virtue. He then explains that the sisters' singularity of focus through simplicity2° will facilitate their pursuit of holiness by fleeing them from the torment of spiritual restlessness and inquietude. Born from the humility that recognizes the inevitable imperfection inherent to human nature, simplicity runs counter to any interior agitation, as the saint explains elsewhere: You know that God wishes, in general, that one serve him, by loving him above all things and our neighbor as ourselves . That said, it is necessary to do so in good faith, without finesse or subtlety, which would be in the manner of this world, where perfection does notreside, in a human way and according to this time, while waiting to do so in the divine and angelic world and according to eternity. Neither pressure nor agitation of purpose serve any good; desire is good, but let it be without agitation. It is this pressure from which I [wish to] shield you, as the mother imperfection of all imperfections.21 In more positive terms, simplicity is the corollary of that liberty of spirit that comes from love. Speaking again to the sisters, he claims that Simplicity banishes from the human spirit both the need and the anxiety that many develop, so they say, as they search for the ability to love God by the sheer number of exercises and other means. It seems to them that if they do everything that the Saints have done, they will most certainly be satisfied. What poor people! They are to be pitied! They torment themselves to find the art of loving God. They don't know that there is none except to love Him. They think that there is a certain ingenuity to acquire this love which is truly found only in simplicity.22 70.2 2011 Dailey ¯ Salesian Simplicity 1261 Ultimately, the sisters' simple love for God can and should integrate all the aspects of their life. In other conferences, their founder explains how related vir-tues can help them to practice this simplicity. Through humility they learn to embrace the mortifications and abjections of everyday life, for, in his words, "our misery is the throne of God's mercy.''23 Through wonder about their imperfections in contrast to the divine goodness exercised in their regard, they are invited to place their confidence entirely in God.24 Through the joy this con-templation brings, they are called to exercise holy indif-ference in all matters; on this point the saint concludes his final conference with this farewell: "I say, therefore, that it is necessary to ask for nothing and refuse noth-ing, but to be left in the arms of divine Providence, without bemusing ourselves about any desire, except to will what God wills of us . M1 our perfection consists in the practice of this point.''2s To summarize the teaching of the Spiritual Conferences, consider this image that Francis de Sales gives to the sisters: A child while she is young is in a state of such sim-plicity that she has no knowledge of anyone except her mother. She has only one love, which is for her mother, and in this love there is only one goal, which is her bosom. She wants nothing else. The Christian who enjoys perfect simplicity has only one love, only one goal, which is to rest on our heavenly Father's bosom and, once there, to be a loving child, rest-ing there and leaving every care of self to her good Father, without ever troubling [herself] about any-thing, except to dwell in this holy confidence.26 Imagined thus, the cultivation of perfect simplicity remains the particular charism of the Visitation sisters Review for Religious and distinguishes their monastic life from that of people living in the world. While the former "must place all their cares in the hands of God . . . leaving themselves totally in the arms of divine Providence," the latter must exercise another virtue. As the bishop notes, they must practice prudence in order to increase their means. They have a great concern about supporting their families; otherwise they would not fulfill their responsibilities. Even though they ought to depend more on Divine Providence than on their own strength, so they must not neglect thinking about their affairs. 27 Thus, the question remains: how do we retrieve sim-plicity from the four-hundred-year-old tradition of the Visitation in order to foster a life of virtue among those living in today's world? Retrieving Salesian Simplicity for Today's World In our contemporary culture, marked as it is by the notion that spirituality is separate from, or an addition to, the myriad cares and concerns of everyday life, the Salesian tradition of the devout life as a universal call to holiness, and the practice of virtue that attends it, holds great promise even for those who do not have the luxury of freedom from worldly pursuits. From this tradition, we can retrieve the simple life today through that humil-ity and wonder and joy by which we learn to "be real." To be real is, first of all, to accept the fact of our human condition. It is to "be who we are" in the hum-ble realization that we are not perfect. It recognizes that our progress in virtue is neither rapid nor permanent. To be who we are is simply to acknowledge our sinful nature. St. Francis de Sales gently notes, we are sometimes so busy being good angels that we neglect to be good men and women. Our imper- [127 70.2 2011 Dailey ¯ Salesian Simplicity 128 fections are going to accompany us to the grave. We can't go anywhere without having our feet on the ground, yet we don't just lie there, sprawled [in the dust]. On the other hand, we mustn't think we can fly, for we are like little chicks who don't have wings yet. We die little by little; so our imperfections must die with us, a little each day.28 In the second place, to be real is to accept the truth of our personal character. It is to "be what we are" in grateful wonder at having been created at all. It recog-nizes that our time and energy are wasted in dreaming of another life here below where the proverbial grass may be greener. To be what we are is simply to welcome the life we have been given. St. Francis de Sales humorously says, Let us be what we are and be that well, in order to bring honor to the Master Craftsman, whose handi-work we are. People laughed at the painter who, intending to paint a horse, came up with a perfect bull; the work was handsome in itself, but not much credit to the artist who had other plans and suc-ceeded in this one only by chance. Let us be what God wants us to be, provided we are His, and let us not be what we would like to be, contrary to His intention. Even if we were the most perfect crea-tures under heaven, what good would that do us if we were not as God's will would have us be?29 Finally, to be real is to accept the far-ranging vicis-situdes of this life as coming from the hand of God. It is to "be where we are" in the joyful awareness that whatever is happening in our lives (or not), this is where God is pleased to have us be. It recognizes that the pres-ent moment is the only time within our control. To be where we are is simply to embrace all that occurs each day. St. Francis de Sales wisely suggests, Let us be firmly resolved to serve God with our whole heart and life. Beyond that, let us have no care Review for Religious about tomorrow. Let us think only of living today well, and when tomorrow comes, it also will be today and we can think about it then. In all this we must have great trust and resignation to God's providence. We must make provision for enough manna for the day, and no more. Let us not doubt that God will provide more for us tomorrow, and the day after tomorrow, and all the days of our pilgrimage.3° In sum, the virtue of simplicity as it comes to us through Salesian spirituality promotes human integ-rity. It seeks a correspondence between what is interior and exterior, between our vision and our comportment. It leads to peace by focusing our pursuits clearly and squarely on the love of God. And it allows us to be real in a world that is fast becoming virtual, so that who and what and where we are in God's eyes is all we need be. Notes ~ Originally presented at the eleventh annual fall conference of the University of Notre Dame's Center for Ethics & Culture (18-20 November 2010), whose theme was "Younger Than Sin: Retrieving Simplicity through the Virtues of Humility, Wonder, and Joy." 2 Nicola Gori, "Le visitiandine in Vaticano," L'Osservatore Romano, 2 December 2009. 3 Introduction to the Devout Life, III:1. 4 Introduction to the Devout Life, III:25. s Oeuvres de Saint Francois de Sales, gdition complkte (Annecy: J. Nidrat, 1892-1964), XXV1:283. 6jean Pierre Camus, The Spirit of St. Francois de Sales, edited and newly translated and with an introduction by C.E Kelley (New York: Harper & Brothers, 1952), 124-125. 7 Wendy Wright, "Simplicity in the Salesian Sources," Salesian Living Heritage (Spring/Fall 1989): 8. "It is Francis's particular nuance. ¯. In a very sophisticated society with all types of people doing every kind of machination, cautious about the manner of approaching people and what should be said to whom and what effect one is making and what little white lies will make this effect and that effect, he says: 'No! We must be free of duplicity, free of guile, free of deceitfulness.'" 70.2 2011 Dailey ¯ Salesian Simplicity 8 Oeuvres V:329; see Oeuvres XXVI:366 - "Take care to manage these little encounters that God presents to you, put in them your virtue, and do not desire great works; for often one lets himself be knocked down by a gnat when he combats monsters by imagination." 9 Oeuvres XII:348. t0 Wright, "Simplicity in the Salesian Sources," p. 10. 1, Wright, "Simplicity in the Salesian Sources," p. I0: "Francis does make a distinction between religious and laity. He says that this kind of radical resting on the breast of God without care of self, without self-protection, is the particular charism of the Visitandines. ¯ . . Freedom from this demand [of worldly prudence] is the special luxury of the Visitation." 12 On 5 March 1604, Jane Frances Fr~myot, baroness de Chantal, attended the series of Lenten sermons hosted by her brother, the Archbishop of Dijon. The preacher was Francis de Sales. From their first encounter, and through his spiritual direction of her, a deep and lasting friendship was born. See Wendy Wright, "Spiritual Friendship and Spiritual Direction," Studia Mystica 12 (March 1989): 49-63. ~3 F. Vidal, Aux sources de la joie avec Saint Francois de Sales, 3rd edition (Paris: Nouvelle Librairie de France, 1964), p. 79: 14 Wright, "Simplicity in the Salesian Sources," p. 11: "In the early years of her relationship with Francis, Jane is a tremendously intuitive woman, with powers of discerning spirits within herself, a strong psychological sense. Part of her growth is in this simplification, moving away from examining every motive, looking at it, turning it over a million ways. She has becomes just simple, doing what needs to be done, looking to God in love." is Oeuvres 17:16-17, with reference to Canticle 2:14. 16 Nevertheless, the Visitation lifestyle would still seek simplic-ity through exterior comportment in terms of ~lress (by wearing a widow's habit), language (by promoting both cordiality and silence), and conduct (by the humble exercise of monastic ranks, which were to be changed each year). ~7 As a literary form, the "conferences" are actually recollections of the talks as written by nuns with an incredibly strong memory. As to which published texts are "true" or "false" versions, and what that means for the reliability of the saint's thought expressed there, see William Ruhl's introduction to his new English translation of the French text reconstructed by Roger Devos (available online at www. oblates.org/spirituality/spiritual_conferences). 18 Conference 14, "On the Subject of Simplicity" (Devos, p. 173). Review for Religious ,9 Conference 14, "On the Subject of Simplicity" (Devos, p. 173). 20 Don Luigi Scanu, "La semplicith secondo San Francesco di Sales," Rivista di ascetica e mistica 4/2 (1959): 144, describes it thus: "If the soul had eyes, simplicity could be compared to the lenses that render seeing more acute, (more) fixed on God." 2~ Oeuvres XII: 167. 22 Conference 14, "On the Subject of Simplicity" (Devos, p. 174). 23 Oeuvres VI:22. 24 Oeuvres Vl:20. 2s Oeuw'es VI:384. 26 Conference 14, "On the Subject of Simplicity" (Devos, p. 179). 27 Ibid., p. 180. 28 Francis de Sales, Jane de Chantal, Letters of Spiritual Direction, trans. P6ronne Marie Thibert VHM (New York: Paulist Press, 1988), p. 98. 29 Oeuvres Xli:53-54. 3o Letters of Spiritual Direction, pp. 98-99. Personal Reflection / Group Discussion At what times in your life have you felt the need to live more simply? What led you to move in that direction? What might have held you back? Are there other ".little virtues" that it would be good for us to work on in our community or for me as an individual to give more attention to? ,131 70.2 2011 BEATRICE M. EICHTEN Telling Our Story: Movements of Transformation Ware each born into a flowing moment of history, ¥ ¥ into a family, a culture, and a given set of circum-stances. All of these shape our story and our identity. We begin moving through life with a set of definitions and expectations given to us by our family, our soci-ety, and our church about who we are and who we are meant to become. At some point, however, we begin the journey of coming into our own. We begin to claim ourselves and engage in an ongoing process of trans-formation. I purpose to reflect on how we claim our story and enter into, understand, and use the inner gifts and sacred energy given to each of us by God. For those of us who chose to enter communal religious life, it is helpful to reflect on what called us to move out of a conventional life path and begin the journey of becom-ing and living as a vowed religious. We entered into a Beatrice M. Eichten OSF is a spiritual director and consultor for religious communities. Her address is 577 Huff Street, #1; Winona, Minnesota 55987. Review for Religious communal life of prayer and contemplation, of relation-ships that support and challenge, and of ministry that both fulfills and stretches us. Little did we know that immersion in our religious community with its unique charism would be a critical element of our ongoing dis-covery of the mystery and miracle of God alive in every aspect of our life. It is helpful to reflect on how this communal life has been important for our growth and development. Simply adopting a religious lifestyle is no guaran-tee of growth. Within religious communal life, we find God-- or God finds us-- through moments that deepen our identity and move us toward change and transformation. A moment of transformation can reverberate through all aspects of one's life, creating a foundation for living one's life fully as a person of integrity, as a member of one's religious community, and as a disciple. Each charism is imbued with language and practices that open one to transformation or conversion of heart. The Franciscan tradition places conversion at the heart of Franciscan identity as noted in the Franciscan Third Order Rule of Life: "With all . . . who wish to serve the Lord, the brothers and sisters of this order are to persevere in true faith and penance. They wish to live this evangelical conversion of life in a spirit of prayer, of poverty, and of humility." 1 Conversion is not a comfortable experience. Nor can it be programmed--"This year I will be converted to It is helpful to reflect on what called us to move out of a conventional life path. 133 70.2 2011 Eichten ¯ Telling Our Story 134 poverty." Typically, conversion comes unbidden, in unex-pected ways that surprise and confound. Ann Ulanov, a Jungian psychologist, says that "being truthful with our-selves can be messy business. [we think] the illusions we have created . . . will be more readily received than our true self.''2 We all have protective armor--which can look like virtue or competence or generosity--designed to hide our wounds and messiness and to keep us safe and protected. The human reality is that the wounds and messiness are often sacred places where our vulnerability and need create a crossing place for the Spirit.3 God will, however, find chinks in our armor and will slip through to unsettle us and to invite us to be changed into true disciples by God's abundant love. In any way of life, one can float on the surface, be carried along by others, and lead a "good" life to all appearances. But floating along does not give one passion and energy. An example. Our leadership team asked the sisters living at the motherhouse to spend time reviewing and reflecting on community--a kind of Community 101 refresher course--as part of a pro-cess of redesigning community living in our newly reno-vated physical space. We asked the sisters to focus on the choice they had made to say "Yes" to community--a Yes not limited by conditions. As we talked about it in small groups, a dear 84-year-old sister said quietly "I don't think I ever made that choice." She had lived her life with a gentle goodness, doing what she was told to do; but increasingly she suffered from low-grade depression and self-doubt. It is all too easy to find a comfortable niche and set-tle for comfort and security. However, settling in leads one, like standing water, to become stagnant and brack-ish. There is little one is able or willing to contribute to Review for Religious the great flow and energy of community life when one fears it will unsettle comfortable patterns of living and ministering. Any one of us could likely point to times when we have avoided,deciding or have opted for safety and comfort rather than for risk. It's not that we aren't involved in community life or engaged in a valued ministry, but rather that we are settling for comfort and for being "good enough" and begin living without zest or passion for life and minis-try. We can easily slip into being unwilling to risk and engage in change that might unsettle. Ron Rohlheiser says that the problem for religious today is not that we are not good people, doing good things. We are. The problem, he says, is that we are not great people. We have settled for giving 909/o of ourselves and have let go of the extra 10% that would give witness to the pas-sion and energy of God alive in and through us.4 When we entered, the assumption was that we wanted to give ourselves 100%. What are we holding back? How can we live more fully every moment of our life? Critical experiences and realizations lead us into moments of transformation and deepening maturity as committed religious women and men. How are those transformative moments still shaping our life responses today? How are we engaging them to create new responses for an unknown future? Claiming our Individual Stories We each have a powerful stoW of how God is alive and active in our lives. What is the stoW of your life and your transformative moments? What are the parts of your stoW that get said, and what remains unsaid? Christina Baldwin says "StoW is both the great revealer and concealer.''5 She goes on to say that "the tension 70.2 2011 Eicbten ¯ Telling Our Story between what is said and what is not said is . . . the dilemma of the human family. It takes courage to tell our stories. We need to believe that our stories will be received and held in respect.''6 Somehow, we have gotten the message that we should be perfect. But we are all too aware of our imperfections. We carry within ourselves negative mes-sages about our worth and our adequacy. We are created as human, finite, vulnerable and fallible people--that is the mystery of Incarnation. What are we to do with our imperfection? Dietrich Bonhoeffer--using the language of sin and sinner (not our most favorite images)--says that the gospel., confronts us with the truth and says that we are great, desperate sinners, but invites us, as the sin-ners we are, to come to God who loves us. God wants us as we are. God does not want anything from us--a sacrifice, a work---but simply wants us as we are. We can hide nothing from God. The masks we wear before others will do us no good before God. God wants to see us as we are, wants to be gracious to us. We do not have to go on lying to ourselves and our brothers and sisters as if we were without sin.7 Bonhoeffer goes on to say that sin isolates us. It "withdraws us from the community. The more isolated a person is, the more destructive will be the power of sin over them. The sinner surrenders, gives up all their evil, gives their heart to God and finds the forgiveness of sin in the fellowship of Jesus Christ and his sister and brother." Sin is a strong word and we avoid using sin language whenever possible. But we know the impact of sin in community when we see isolation, withdrawal from others, or picking and choosing what part of com-munity life we are willing to live.8 Review for Religious Angeles Arrien, in her workshops and various publi-cations, says that a group can only go as far as its weak-est link. And the weakest link, she says, is the person who consciously chooses not to participate. She chal-lenges us to choose to be consciously present in com-munity, not as a prisoner (I have to be here against my will), not as a tourist (I'll sample what's happening and drop in and out as I choose), and not as a sophisticate (I know it all already). Rather, she challengs us to be present as explorers with a spirit of equanimity (a serene presence that enables us to see without judgment), with a willingness to engage in fair self talk (what I say to myself), and with fair witness (saying what I see without judgment or blame).9 Not an easy challenge! Community challenges us to be open to the Spirit alive in and among us, leading us into the adventure and risk of discovering more about ourselves and about others. It challenges us to authentic presence to one another. When we listen to each other's authentic story, Christina Baldwin says, "something sparks between us that makes us smile or cry with recognition--not out of sentimentality, but out of commonality, waking our remembrance that we are each other.'''° While we live in the midst of our stories, we do not yet know the outcome of those stories. We need to keep telling our stories, bringing to consciousness what is happening so we can understand better what our stories mean. Our stories are made up of words and of silent, quiet presence. Contemplative moments alone and as a community help us to listen at a deeper level, help to give shape to the meaning of our stories. Contemplation helps us to know that there is always movement at the deepest level of our lives. We are guided along the course of our lives, whether we are 137 70.2 2011 Eicbten * Telling, Our Story 138 experiencing moments of rest or moments of radical change. Contemplation helps us to trust the source of life and to risk moving around the next bend in our lives toward the unknown. As we live together in community we are invited to share our personal stories and to listen with rever-ence to the stories of our sisters and brothers. This is a sacred charge--to give the gift of oneself and to receive the gift of the other, and, in both, to discover how God is alive and present. Community Stories Our stories are not simply individual stories, Baldwin says: "Individually, we first put our lives into language, and then we act upon what we have said and how we have defined ourselves. Our stories about ourselves become the basis for our identity and the way we hold each other accountable for our individual actions.''~ Our stories are always more than stories about indi-viduals. Our individual stories lead us into relationship. We come together as a community at a given time and place for a reason. Think of the stories communities tell about their foundation as a congregation--of the sig-nificant events that have shaped their collective realities. These stories are the lens through which a community sees reality. Again, Baldwin says that "Collectively, the community., first creates a mythic self-image and his-tory and then acts to fulfill this declaration of place and promise in the world . When our story and our behav-ior are consistent, we relax; when story and behavior are inconsistent, we get tense.''12 If there is a disconnect between our story and our behavior, it generates discomfort and anxiety. "If we cannot make story and action fit," says Baldwin, "we Review for Religious either have to make a new story or change the action.''13 Research shows that when the facts do not match the story, we tend to discard the facts and cling to the story. We opt for denial and blindness rather than face the truth of the facts. Many congregations have stories about themselves as a pioneering group, earthy and engaged in the lives of ordi-nary people. Such stories are cor-roborated by the stories of how sis-ters went beyond - the school and convent to interact with families of our parish schools, or how they cared for homeless men hop-ping the trains during the Depression, or how they estab-lished institutions to provide education and health care. Our ministries and lifestyle, however, have changed from those early pioneering days. We need to examine how our behaviors match our founding story as we live and minister in new ways. If our community story, the lens through which we see reality, is inconsistent with our actions, are we able to talk about it? Or have we agreed that there are certain things we can talk about and certain things we do not talk about, or only talk about in a certain way? Are there only certain people who are acceptable and others who are dismissed? Baldwin calls this a "social trance," the creation of an idealized group story--and perhaps an idealized group membership. "[Our] agreements," says Baldwin, "create a social story," which stresses "how we belong and who belongs. If there is a disconnect between our story and our behavior, it generates discomfort and anxiety. 139 70.2 2011 Eicbten ¯ Telling Our Story 140 Because the desire to fit in is a universal human trait, someone who breaks the trance of social story does so at great risk and, sometimes, great reward.''~4 Gerry Adams, the leader of the Irish Peace Process, insists that "the hardest dialog is not with the perceived enemy; it is with your own group.''~s Going beyond the accepted limits of our like-mindedness to ask the uncomfortable questions or to name the unpleasant reality with those to whom we have committed ourselves is scary. Standing up for the "other" puts us at risk of being criticized for being "disloyal" and of being symbolically or actually cast out and lumped with the other as an "outsider." The stories that we need to tell are not stories, from the past but, rather, today's stories, stories that help us know who we are. We are ourselves as individuals and we are each other. Talking about who we are today opens us to the promise of our future. Stories about large novitiate classes and of early years in institutional ministry are stories that have shaped and bonded those who experienced them. However, there are many in our congregations whose experiences are quite differ-ent (small entrance classes, individual ministries). Yet the old stories are often the ones thai get told and retold. Many did not have the experience of growing up when the community members lived and worked together in an institutional ministry. How do their sto-ries get told, and how well do we listen to them? What is the impact of their stories on our current communal and ministerial reality? Is the storytelling we do some-thing that enables us to move into discussion? Is it something that gives energy and hope for the present and the future? If we are to build a future together, we need to be together, knowing and embracing the truth of who we Review for Rdigiot~ are. We have an abundance of gifts and talents, and we need to trust that "there is enough and that we are enough.''~6 If we trust our sufficiency--what is inside each of us--we can act on it. While it would be good to have additional members, delaying decisions until more members appear is one more way of saying we are defi-cient or inadequate. It is not about having more bodies; having the heart and the willingness to let go and risk is what will make a difference. Tasks of Dialogical Communion The first task is to claim the gift of incarnation. Colleen Mallon 0P speaks of a new way of being disci-ples that might enliven our hope and deepen our aware-ness of God's loving grasp of our lives. She starts with the God-human relationship, which gifts us with God's love and goodness, which "points and directs us towards the places where mercy, peace, justice and reconciliation ache to be reaiized.''~7 The Incarnation acknowledges "the tension between transcendence and immanence; [Incarnation] is, in fact, to claim that tension is integral to our graced existence in this world, in these bodies, at this time in history," she says. "Our hope does not lie in some perfect world . . . but in our unflinching reli-ance on the gift of the Spirit as we humbly and confi-dently put our freedom at the service of the Love that has called us into existence." We are called into discipleship by our God for more than ourselves. Our charism is not about personal fulfill-ment, but about extending the loving, healing presence of God into our world. We are women and men called into discipleship--a discipleship that is sorely needed in our world. Mallon says that seeing our "discipleship as gift and task in a global world demands., a new asceti- 141 70.2 2011 Eicbten ¯ Telling Our Story 142 cism that curbs our penchant to overindulge in com-munities of like mindedness, that calls us to be different from narrowly framed groups around us," communities that protect us and keep us safe. The second task, Mallon says, is the hard task of dialogical communion, an asceticism that challenges us to "attend to how the Spirit continues to communicate God's life in and through our historical unity, a unity that is more than mere uniformity." Hunkering down into an enclave of uniformity and caution, into preserving our-selves in a terribly divided global world is a movement from discipleship toward stagnation and death. To build authentic relationships, we need to talk to each other. We need to go beyond our judgments and preconceived notions of the other, we need to speak and listen together, and in so doing find the source of unity deep within us. God has made us with diverse charac-teristics. If we are to listen and talk with each other, we need to start by accepting that people are different. Our religious communities are made up of women and men of varying ages and of differing cultures and mindsets. God has called u~ to come together in community to witness to a unity that is possible. In the diversity of our religious community, we have the opportunity to give witness of an "actual, historical community struggling to hold and engage the truths emerging from diverse God experiences." It is not an easy task to stay in communion. We have personal divi-sions, resentments, and grudges from past hurts. We hold different views of church and politics. And we get tired of the struggle and slip into weariness or apathy and find ourselves saying "I've done my share. Let someone else do it"--whatever "it" is: leadership, rec-onciliation, reaching out to the poor. We are invited to Review for Religious widen our tents to welcome the other, to allow them to be present as they are, and to engage with them with respect. This cannot happen without the acceptance of deep diversity and a deep curiosity about the other and about one's own response to the other. The third task is for each of us to cultivate skills and disciplines for dialog. The foundation for this task is the realization that God has created each one of us as beloved contributors to the building up of God's community on earth: everyone has a bit of wisdom to contribute. There are some basic human skills and dis-ciplines needed to honor diversity and to make space for the other.~8 ¯ Choose to be present with curiosity and open-ness to learning. ¯ Be aware of when you absent yourself. ¯ Track what is happening to you when you get defensive or resistant, when you move into blame, judgment, or negativity. ¯ Take responsibility for finding value in yourself and the other. ¯ Take seriously your ability to respond from your authentic self. ¯ Speak directly and speak for yourself use "I" language and avoid third-person statements ("They say." "The sisters want.") or behind-the-scenes networking and gossip. ¯ Be curious about the other, especially those with whom you may not agree or even understand. ¯ Respect the confidentiality of others. What gets said in the group stays in the group. The challenge of dialogical communion lies before us. We are invited to share our stories and to listen with love and respect to the stories of our sisters and broth- 1143 70.2 2011 Eicbten ¯ Telling Our Story 144] ers. To do that, we need to be aware of what is at the heart of our life and work. We need to challenge our-selves to risk sharing at that level with our sisters and brothers. In order to do that, we need to reflect on what we need to let go of to make space for the others. And we need to reflect on what we need from each other and what we can give to each other. Dialogical communion is a discipline that invites us to listen and share with one another, to "suspend our judgments so as to make space for each other and, in the very act of 'making space' encounter the God who does more in us and with us than we can ask or imagine.''19 St. Clare said it well when she admonished her sisters to "always be lovers of God and your souls and the souls of your sisters, and always be eager to observe what you have promised the Lord.''2° Colleen Mallon ends her article with the following challenge, and I can say it no better: "Hope lies in our courageous and sober confidence in the Spirit's power to bring all that is God's to fullness. In the spaces where fragile human hearts meet the Love and Truth that alone overcomes all alienation, there is the hope for a different kind of history, a different kind of humanity. The gift inspires the task. Shall we take up the task?''~1 Notes ~ Rule of the Third Order Regular of St. Francis, Chapter 1:2. 2 Margie King Saphier, Reflection on "Prayer as Primary Speech" quoting Ann Ulanov and Barry Ulanov (May 2008) at First Parish in Concord Unitarian Universalist Church, C. oncord, Massachusetts. Full text available at http://www.firstparish.org/cms/sermons/774- prayer-as-primary-speech. 3 Rev. Ann B. Ulanov, "Uncertain Boundaries, Dangerous Crossings," Plenary Address at 29th Annual Convention of the Review for Religious American Association of Pastoral Counselors, May, 1992, Charlotte, North Carolina. The full article can be found in Spiritual Aspects of Clinical Work (Daimon 2004) Chapter 9. 4 Ronald Rolheiser OMI, Presentation at National Religious Vocation Conference (September 2006). 5 Christina Baldwin, Storycatcher: Making Sense of Our Lives through the Power and Practice of Story, (Novato, California: New World Library, 2005), p. 17. 6 Ibid., p. 18. 7 Dietrich Bonhoeffer, adapted from Life Together (Harper & Row, 1954), pp. 110-111. s Ibid. 9 Angeles Arrien, from notes taken at a Thresholds of Collective Wisdom workshop, Sausalito, California. ,0 Baldwin, p. 24. ,i Baldwin, p. 78. 12 Ibid. 13 Ibid. ,4 Ibid., p. 83. 15 Colleen Mary Mallon OP, "Reclaiming Hope, Recovering Dialog," Review for Religious 66, no. 1 (January-March 2007): 51. 16 Lynne Twist, The Soul of Money, Reclaiming the Wealth of Our Inner Resources. (New York: W.W. Norton & Company, 2003), p. 74. 17 Mallon, pp. 40-57. Realizing many would not have read her article, and finding her thoughts very helpful, I rearranged and high-lighted portions of her article for this presentation. There are direct quotes intermixed with my comments. is Angeles Arrien, adapted from notes on Protocols for Collective Work taken at a Thresholds of Collective Wisdom workshop, Sausalito, California. ,9 Mallon, p. 54. 20 Regis Armstrong OFMCap Clare of Assisi: The Lady. (New York: New City Press, 2006), p. 67. 2, Mallon, p. 54. 70.2 2011 ignatian insight EDWARD McCORMACK Approaching the Principle and Foundation from St. Ignatius's Mystical Worldview The Principle and Foundation is one of the most important and perplexing parts of Ignatius of Loyola's Spiritual Exercises. The Official Directory of 1599 acknowledged its importance, stating it is "the groundwork of the whole moral and spiritual edifice.'" Located at the beginning of the First Week of the Exercises, the Foundation summarizes impor-tant themes found throughout the Exercises. It highlights God's creative activity, the end for which human beings are created, and the importance of indifference. Nevertheless, it poses problems for a guide because no indi-cation is given in the Exercises as to how the 146 Edward McCormack is an assistant professor of Christian spirituality and chair of the Christian Spirituality Department at Washington Theological Union. He may be addressed at 6896 Laurel Street; Washington, DC 20012. Review for Religious retreatant should use the Foundation. It is not called a meditation, a contemplation, or a consideration. Nor does Ignatius give any instructions to the guide as to how it should be used. So what is it and how is it to be used? The practice of the Exercises changed a good deal between Ignatius's death in 1556 and the publication of the Official Directory of 1599. According to Ignacio Iparraguire, the Exercises went through a real decline during this time)Jesuits began to debate how to use the Foundation when directing the Exercises. Iparraguire identified two trends emerging in the use of the Foundation by the 1570s. One trend, represented by Juan Polanco, Ignatius's secretary, focused on the rela-tionship between Christ and the retreatant which elic-ited experiences of gratitude, great desires, and active indifference. This approach went back to Ignatius's prac-tice of talking with the retreatant about the faith vision summarized in the Foundation in order to evoke a set of preparatory experiences. The other trend, represented by Juan Miron, treated the Foundation as a theory and idea.3 According to Iparraguire, Juan Miron's approach won out by making its way into the Official Directory of 1599.4 As a result, the approach to the Foundation taken by Ignatius and Polanc0 was neglected for almost four hundred years in favor of a heavily rational and theoretical approach. Certainly Ignatius's terse and scholastic writing style is par@ the reason people approached the Foundation in this way. It reads as follows: The human person is created to praise, rever-ence and serve God our Lord, and by so doing save his or her soul; and it is for the human per-son that the other things on the face of the earth 147 70.2 2011 McCormack ¯ Approaching the Principle and Foundation are created, as helps to the pursuit of this end. It follows from this that the person has to use these things in so far as they help towards this end, and to be free of them in so far as they stand in the way of it. To attain this, we need to make ourselves indiffer-ent towards all created things, provided the matter is subject to our free choice and there is no prohibition. Thus for our part we should not want health more than sickness, wealth more than poverty, fame more than disgrace, a long life more than a short one--and so with everything else; desiring and choosing only what conduces more to the end for which we are created,s Beginning in the seventeenth century the Exercises were treated as an ascetical handbook or school of per-fection. This approach continued through much of the twentieth century. In this context, great stress was placed on the human activity of indifference. After the resto-ration of the Society of Jesus in 1814, the Foundation was treated as a set of philosophical truth claims or as a statement of God's plan. An illustration of this approach comes from EX. McMenamy SJ, who served as tertian director in Cleveland from 1929 to 1949: First Principle and Foundation. A principle is a begin-ning for the mind, and a foundation is a beginning for the will. With this first principle we begin all our reasoning about human life. The truth about human life can be deduced from it; error cannot, but must have another beginning. Upon the same principle the will builds its moral life as upon a foundation. What is good fits upon it; what is bad does not, but must have another foundation. By means of this first principle the mind and will get a start in the process of discov-ering the secret of life--what is true in life, what is good in life. And at the very start they must find God.6 Notice how often the words "mind," "reasoning," and "truth" appear in McMenamy's reading of the Review for Religious Foundation. While offering clear and confident claims, this approach will not evoke an experience of God's creative love; nor will it generate the powerful desires that move people to serve Christ. This "rationalistic" approach represented by McMenamy's has lost touch with Igntatius's mystical experiences at Manresa that lie behind the words of the Foundation and give them their power. Two important twentieth-century commentators on the Exercises have suggested different ways to recover Ignatius's use of the Foundation. Gilles Cusson con-sidered the Principle and Foundation as a process the retreatant undergoes during the preparation period. He suggests "the Foundation will be, first of all, the occasion of initiating the exercitant into an inspiring pe.rspective, a vision of the whole--one which includes the chief ele-ments of Christian faith, though not in detail.''7 Cusson thinks the faith vision presented by the Foundation goes back to what Ignatius learned at Manresa, especially at the Cardoner River.~ Joseph Tetlow is critical of this approach. For him, the Foundation is not an "occasion" but an experience. Moreover, Tetlow thinks "vision" is not the appropriate metaphor for understanding the process of the Foundation. Instead, he suggests "hear-ing" as the appropriate metaphor because hearing inter-nalizes rather than objectifies an experience.9 According to Tetlow, the Principle and Foundation summarizes a set of religious experiences one undergoes during the preparatory period, the most important of which is the experience of God creating us from moment to moment.10 Although Cusson and Tetlow disagree about the role of the Foundation in the Exercises, they do agree in a number of important ways. Both authors think the 149 70.2 2011 McCormack ¯ Approaching the Principle and Foundation Foundation harkens back to Ignatius's mystical experi-ences at Manresa and the Cardoner River.~l Although Cusson emphasizes the faith vision of the Foundation, he believes it was meant to evoke a religious experi-ence characterized by the desire to make the Exercises and a disposition of generosity toward God.12 Likewise, Tetlow's emphasis on religious experience does not exclude the recognition that the Foundation is a "mini-directory that gives the substance and the procedure for spiritual conversation during the years, months, or at least days leading up to the full Exercises.''13 It is my contention that both dimensions of the Foundation described by Cusson and Tetlow must be emphasized by directors of the Exercises today. Recent research indicates that emerging adult Christians lack a robust understanding of the Christian worldview pre-sumed by the Exercises, and have had limited experi-ences of God the Creator's love.~4 Building on the insights of Cusson and Tetlow, I will set the Foundation within the context of Ignatius's mystical experience at Manresa and the resulting worldview in order to bet-ter understand the role the Foundation plays in the Exercises, particularly with regard to the prepara-tory period. Such an approach will bring to life the faith vision and religious experience that lay behind the concise and academic language of the Principle and Foundation.~s I will then describe the faith vision embedded in the Foundation and the religious experi-ences it summarizes, both of which will provide direc-tion as to the nature of the preparatory period. Ignatius's Spiritual Awakening The Christian faith vision and religious experience summarized by the Foundation originated from the spiri- Review for Religious tual awakening and personal transformation that Ignatius of Loyola underwent between May 1521 and February 1523. These events took place at the Loyola family home and the little town of Manresa in northern Spain. Ignatius was born in 1491 into a proud, power-ful, and important family from the Basque region of Northern Spain. In 1509 at the age of 15, he began to work in the castle of Juan Velfisquez de Cuellar, the high treasurer of Castile where he received training as a courtier. In 1518, he became a member of the house-hold of the Duke of Najera where he spent three years as a gentleman of the court. Many years later Ignatius summarized his life in the courts of Spain with these words: "up to the age of twenty-six he was a man given to the vanities of the world; and what he enjoyed most was warlike sport, with a great and foolish desire to win fame."16 Ignatius's spiritual awakening began in May 1521 after sustaining a life-threatening leg injury defend-ing a castle against the French in Pamplona. He spent the next nine months recuperating at the Loyola fam-ily home. After recovering from a number of grueling surgeries, Ignatius spent his days from August 1521 through February 1522, dreaming of returning to his old life in the courts, reading the lives of the saints and a life of Christ. He soon found himself wrestling with two contradictory visions of his future life. At times he imagined himself returning to his old life as a courtier, while at other times he considered becoming a poor pil-grim devoted to Christ. By February 1522, he decided to give up his career as a courtier, embark on a pil-grimage to Jerusalem, and imitate the saints by doing penance for his past life. On the way to Jerusalem via Barcelona he stopped by the little town of Manresa, 151 70.2 2011 McCormack ¯ Approaching the Principle and Foundation where he ended up spending eleven months from May 1522 through February 1523. It was at Manresa that the Lord transformed Ignatius from an imitator of the saints to a pilgrim devoted to the mission of the Lord. Ignatius's Spiritual Transformation During his stay at Manresa, the Lord transformed Ignatius through a series of mystical experiences into a new person with a new mind and a new vision of reality. These mystical experiences began one day while Ignatius was saying the office of our Lady on the steps of a local monastery in Manresa. Suddenly he found himself drawn into the mystery of the Trinity at work in the world. "His understanding began to be elevated so that he saw the most Holy Trinity in the form of three musical keys." "As a result, the effect has remained with him throughout his life of experiencing great devotion while praying to the Most Holy Trinity.''~7 Through this experience and others to follow, he claimed, "I beheld, sensed within myself, and penetrated in spirit all the mysteries of the Christian faith.''~s What mysteries? Ignatius describes being given the gift of experiencing the Triune mystery creating all things. Once, the manner in which God created the world was presented to his understanding with great spiritual joy. He seemed to see something white, from which rays were coming, and God made light from this.19 This mystical experience brought to full bloom a sensitivity to God's generosity that first emerged at Loyola when Ignatius would "gaze at the stars and sky [and] find himself moved by a great impulse to serve the Lord.''2° This experience taught Ignatius that all cre-ation comes streaming toward us from the Triune God. Ignatius also learned that the Trinity does not dwell Review for Religious apart from creation but dwells in all creatures, giving them existence and all the gifts their nature requires. No longer was God's creation of the universe an event in the past. Ignatius now understood that God's ever-flowing love cre-ates all things from moment to moment. For the rest of his life, he found himself moved to praise and reverence God as the source of all good found in creation. Ignatius's sensitivity to the gift character of all reality is reflected in an event described by his companion Jerome Nadal: [When Ignatius was] lifted up by anything what-soever, as happened, for example, one day when I was with him in the garden, and look-ing at the leaf of an orange tree, he went into a lofty, elevated discourse about the Trinity.2~ Ignatius understood that God's ever-flowing love creates all things from moment to moment. Throughout the rest of his life, Ignatius found him-self moved by creation to reverence God, as is evidenced by this episode recounted by Diego Lainez when he lived at the Jesuit house in Rome: At night he would go up on the roof of the house, with the sky there above him. He would sit there quietly, absolutely quietly. He would take his hat off and look up for a long time at the sky. Then he would fall on his knees bowing profoundly to God. Then he would sit on a little bench because the weakness of his body did not allow him to take any other position. He would stay there bareheaded and without moving. And the tears would begin to flow down his cheeks like a stream, but so qui- 70.2 2011 McCormack ¯ Approaching the Prindple and Foundation lY4] etly and so gently that you heard not a sob nor a sigh nor the least possible movement of his body.22 Ignatius was also given to penetrate in spirit the mysteries of Christ's presence in the Eucharist and the Incarnation. One day in this town while he was hearing Mass in the church of the monastery mentioned above, at the elevation of the Body of the Lord, he saw with interior eyes something like white rays coming from above . . . what he saw clearly with his understanding was how Jesus Christ our Lord was there, in that Most Holy Sacrament.23 "Often and for a long time, while at prayer, he saw with interior eyes the humanity of Christ.''24 These two experiences transformed Ignatius's under-standing of the Incarnation from an event in the distant past into the present activity of the risen Jesus in our world and in our lives. Ignatius realized that the Jesus who announced and enacted a kingdom movement in Galilee by gathering disciples, exorcising demons, and healing the sick was actively laboring in our world today to free the world from sin and bring about God's king-dom. 2s It was the crucified and risen Lord who rescued Ignatius from the "vanities of the world" and the fool-ish desire to gain fame. It was this same Lord Jesus who transformed him into a man with a new mind and new eyes. Ignatius felt called by the "divine Majesty" to be his companion and to cooperate with his worldwide mission. After these experiences, Ignatius's one desire was to live as an active companion of Jesus and do his will in every situation. This one desire was fulfilled years later as he and his companions Diego Lainez and Pierre Favre made their Way to Rome to offer their services to the pope. Ignatius had spent the previous year pre- Review for Religious paring to say his first Mass and asking Mary to place him next to her Son. During this time he experienced spiritual visions and supernatural experiences like those at Manresa. Stopping to pray at a chapel in the village of La Storta outside of Rome, he "experienced such a change in his soul and saw so clearly that God the Father placed him with Christ his son that he would not dare to doubt it.''26 Ignatius told Diego Lainez it seemed he could "see Christ with his cross on his shoulder and together with him the Father, who was telling him, 'I want you to serve us.'''27 What happened to Ignatius because of these mysti-cal illuminations? He tells us they "left his understand-ing so very enlightened that he felt as if he were a new man with another mind." "The enlightenment was so great that all things seemed to him altogether new.''28 It seemed that the Triune God invaded Ignatius's con-sciousness and restructured it so that from then on he perceived himself and the world from God's point of view. This was the source of his energy and life vision, and the real power behind his spirituality. A Trinitarian Worldview These mystical experiences led Ignatius to develop a trinitarian worldview that is the basis for the Spiritual Exercises.29 Let mesummarize the main features of his worldview. First, Ignatius viewed all creation com-ing from the Triune God and moving toward commu-nion with the Trinity. There is a dynamic movement at work in his worldview that begins with the coming of all people and all creatures in the entire universe from the Triune God, who is the one source of all good. As Creator, God is not just the source of all things but dwells in all creatures and continually creates them from 70.2 2011 McCormack ¯ Approaching the Principle and Foundation The vocation of all humanity is to cooperate with Christ's mission to heal and renew the world. moment to moment. Secondly, Ignatius believed that God's beautiful world is under attack by personal and social forces that seek to deface and destroy this world, especially humanity. The term Ignatius used for these forces was "the enemy of our human nature," which represents all the anti-creation and anti-human forces in our world. At the cen-ter of Ignatius's world-view is the crucified and risen Christ who labors in our world and in our lives through the Holy Spirit to rescue all humanity and cre-ation from the enemy, while bringing about God's new creation. In this context, the vocation of all humanity is to cooper-ate with Christ's mission to heal and renew the world. We are to make ourselves perfect instruments of God's grace and co-laborers in the sublime work of lead-ing God's creatures back to him as their supreme end. Unfortunately, human beings live out their vocation in the midst of the battle between Christ and the enemy of human nature. Mthough we are called by Christ to be a new creation and share in his mission, we are still infected by the sin of the world, which means our lives are in constant need of reform. The Faith Vision of the Foundation In the light of our study of Ignadus's mystical world-view, we are now in a position to draw out the implicit faith vision contained in the Foundation. The faith vision of the Foun&tion focuses on God the Creator, Review for Religious human beings, and the saving mission of Christ echoing key features of Ignatius's worldview. The activity of God the Creator plays an impor-tant role in the faith vision of the Foundation. This dimension of the Foundation deserves more atten-tion since commentators tend to focus on the vision of humanity presented by the Foundation with no men-tion of God's creation as a setting within which human beings know and serve Christ. The original Spanish text makes reference to God's creative activity five dif-ferent times.3° A careful reading of the Foundation in the light of Ignatius's worldview shows that every men-tion of humanity contains an implicit reference to the activity of God the Creator. For instance, the claim that "human beings are created to praise, reverence, and serve God" assumes God is creating humanity, the cosmos and all "other things on the face of the earth." It is God the Creator who fashions human beings with a purpose in mind. What motivates human beings to praise, reverence, and serve God is the abundantly gen-erous activity of God the Creator which moves human beings to gratitude and love of God. Finally, human beings are able to pursue the end for which they are created because the Creator God has given humanity all "other things on the face of the earth" as gifts with which to steward the garden.31 The Foundation presents humanity's role in creation in terms of three relationships. Our most fundamental relationship is to God the Creator, who is the source of all the good we have received throughout our lives. Praise, reverence, and service are the defining charac-teristics of our relationship to God the Creator. God deserves praise because of God's generosity, reverence because of God's holiness, and service because we are 70.2 2011 McCormack ¯ Approaching the Prindple and Foundation "To save ourselves" is Ignatian shorthand for our cooperation with the mission of the risen Lord, called to reflect God's generosity to us in our care of others. The Foundation also acknowledges our com-plicated relationship with other human beings and the rest of creation when it challenges us to be indifferent in the face of a choice between goods. Finally, human beings find meaning in life by pursing the end for which they were created. Implied here and in Ignatius's refer-ence to "Our Creator and Lord" is our relationship with Christ. He is our Creator and Lord; he is the source of our salvation whose mission is the "end for which we are created.''32 Just as God the Creator is missing from most dis-cussions of the Foundation, Christ's role in the faith vision of the Foundation has also been neglected. The reason for this is that while God and humanity are explicitly mentioned in the Foundation, Christ is not. Nevertheless, phrases such as "saving his soul," "the end for which we are cre-ated," "indifference," and "the magis" only make sense within the saving work of Jesus Christ. "The end for which we were created" is nothing less than the mission of the risen Christ. "To save ourselves" is Ignatian shorthand for our cooperation with the mission, of the risen Lord, not some Pelagian approach to Christianity. The practice of praising and reverencing God for all we have received motivates us to cooperate with Christ in service to the Father.33 "To make ourselves indifferent" is the Spirit-empowered free-dom to find and do the will of Christ, which anticipates Review for Religious the Election. The ability to "desire and choose what is more conducive to our end" is only possible because we know Christ and the power of the Holy Spirit. Religious Experience and the Foundation As we mentioned above, Joseph Tetlow argued that the Foundation summarizes a set of religious experi-ences one undergoes during the preparatory period. Our study of the faith vision contained in the Foundation suggests that the Foundation summarizes two different types of religious experience. The first type is an experience of God the Creator's personal love for us. The vision of God's creative activ-ity contained in the Foundation invites us to experience God's generous love in the beauty of all creation and in all the good we have been given throughout our lives. The common practice of praying over one's life story in a spirit of gratitude fosters this experience in the fol-lowing way. As we remember the gifts we have been given, we discover how much God has been involved in our lives and has loved us, which in turn generates a profound sense of gratitude and love for God. We remember people who cared for us and some of the wonderful events in our lives. We also recall being car-ried through difficult times and pulled out of chaotic situations into places of stability and peace. We may remember dark times when we discovered meaning in events that seemed meaningless. Prayer experiences like this can transform the many people and events in our lives from something we took for granted into events of gift and mystery, thereby changing how we understand our lives. The discovery of the gift character of one's life signals the emergence of a new level of consciousness in which we begin to experience all good things com- 70.2 2011 McCormack ¯ Approaching the Principle and Foundation ing from the Triune God. We begin to recognize that the many gifts we have received were vehicles through which God has loved us throughout our lives. A mount-ing sense of gratitude and praise transforms experiences remembered into an experience of the boundless gener-osity and love of God the Creator in the here and now. The Holy Spirit, who enabled us to discover God's love in our past, fills us with gratitude and now impels us to praise, reverence, and serve God in the present. The second type of religious experience comes in the form of a set of challenging reflections that antici-pate the First Week of the Exercises.34 For instance, the claim that "human beings are created to praise, reverence, and serve God" raises the following ques-tions. Do I praise and reverence God? Have I spent my life serving God? If not, then who or what have I been serving throughout my life? Why do I not feel moved to praise God? Other equally disturbing ques-tions may arise as I reflect on the claim that all other things are created as helps to the end for which I was created. How have I treated the people, gifts, and expe-riences God has given me? Have I used them in the service of God? Do I see them as gifts or as a means to get my needs met? Perhaps the strongest challenge posed by the Foundation comes from the call to be indifferent in our use of creatures. Do I desire God's will above my own comfort and reputation? Am I open to finding God not just when I am healthy, wealthy, and respected, but when I am sick, poor, and humili-ated? The Foundation emphasizes that human beings are created for a purpose and therefore should desire and choose what is more conducive to that end. This raises the problem of choosing from among the many ways one can serve God. How can I know what is the Review for Religious life direction I should choose, recognizing how easily one can be deceived in this matter? How can I discover Christ's desire for me amongst my many desires? These challenging reflections may move a person to surrender to God, once again preparing the person for the rest of the Exercises.3s Preparatory Period Our study of the Foundation raises questions about our contemporary approach to the preparatory phase of the Exercises. Contemporary commentators and authors of directories are divided over what to emphasize during this period. For instance, Gilles Cusson, John Futrell, and Michael Ivens all insist on the importance of promoting the faith vision of the Foundation.36 John English, John Veltri, and Joseph Tetlow tend to emphasize the impor-tance of religious experience.37 My suggestion is that our approach to the preparatory period must be based on our understanding of Ignatius's mystical worldview, especially as it illuminates the faith vision and religious experiences summarized in the Foundation. During the preparatory period the guide should discuss with the retreatant the faith vision behind the Exercises while offering mate-rial for prayer that corresponds to the two types of reli-gious experiences summarized by dae Foundation. This approach, which links understanding with experience, is consistent with the dialectical approach used by Ignatius through the rest of the Exercises. The time to discuss this worldview is when the guide offers points for prayer. The themes for prayer and the scripture passages selected must foster an experience of the activity and of God the Creator's love in the retreatant's life. Recent research on the faith life of young adult Catholics demonstrates how important this approach is for people making the :161 70.2 2011 McCormack ¯ Approaching the Prindple and Foundation 1.621 Exercises today. We are learning that this population has little knowledge of the Catholic worldview and little experience of the love and generosity of God the Creator. Before proceeding to the First Week of the Exercises, a guide must be sure a retreatant who fits this demo-graphic has a sufficient understanding of the worldview of the Exercises and some personal experience of the gift character of reality and God's love for them. Certainly some retreatants may require a prolonged discussion of the Christian worldview, while others may require more experiences of the love of God the Creator. Conclusion I have tried to crack open up the dense, academic language of the Foundation by presenting Ignatius's mystical experiences and worldview as the context for understanding the Foundation. Set within that context, one can understand the powerful faith vision contained in the Foundation and the religious experience it evokes. Understanding this twofold nature of the Foundation provides a warrant for a robust approach to the prepa-ratory period that includes discussion of our Catholic faith-vision and prayer experiences that lead a person into the boundless love God the Creator has for us and all creatures. Notes 1 Official Directory of 1599 translated and edited by Martin Pahner SJ in On Giving the Spiritual Exercises: The Early Jesuit Manuscript Directories and the Official Directory of 1599 (St. Louis: The Institute of Jesuit Sources, 1996), p. 311. 2 Ignacio Iparraguire, Hi~toria de los Ejercicios de San lg~mcio Volume 2 (Rome: Institutum HistoricumS.I., 1955), pp. 321-413. 3Joseph Tetlow SJ, "The Fundamentum: Creation in the Principle and Foundation," Studies in Jesuit Spirituality 21/4 (September, Review for Religious 1989): p. 37. 4 My own reading of the Official Directory of 1599 indicates that both approaches are held in tension in the directory. That said, in the subsequent history of the Foundation, Miron's approach does win out. s I am using the Michael Ivens translation in Understanding the Spiritual Exercises (Herefordshire: Gracewing, 1998), p. 29. 6 Francis Xavier McMenamy SJ, Eight-Day Retreat, Based on the Spiritual Exercises of St. Ignatius, ed. William J. Grace sJ (Milwaukee: The Bruce Publishing Company, 1959), p. 8. 7 Gilles Cusson SJ, Biblical Theology and the Spiritual Exercises, trans. Mary Angela Roduit RC and George Ganss SJ, (St. Louis: The Institute of Jesuit Sources, 1988), p. 50. 8 Ibid., p. 51. 9 Tetlow, p. 7. ,0Ibid. '~ Tetlow, p. 49; Cusson, p. 51. ~2 Cusson, pp. 50-51. L3 Tetlow, p. 51. ~4 Christian Smith and Patricia Snell, Souls in Transition: The Religious and Spiritual Lives of Emerging Adults (New York: Oxford University Press, 2009), pp. 118-132, 154-164. is Ivens, p. 27. ~6 Ignatius of Loyola, Autobiography (trans. Parmananda Divarkar sJ) in Ignatius of Loyola: Spiritual Exercises and Selected Works, ed. George Ganss SJ (New York: Paulist Press, 1991), p. 68. (Hereafter Autobiography) ~7 Autobiography, p. 79. 18 Fontes Narrativi. MHSI, MI Series 2, 123. Quoted in Hugo Rahner, Ignatius the Theologian. Translated by Michael Barry (San Francisco: Ignatius Press, 1990), p. 5. 19 Ibid., p. 80. 20 Ibid., p. 72. 2, Jerome Nadal, Platicas de espirituales del p. jeronimo Nadal, S.I., en Coimbra, 1561, edited by Miguel Nicolau sJ, 71, quoted in Joseph Conwell, Contemplation in Action: A Study in Ignatian Prayer, (Spokane: Gonzaga University Press, 1957), p. 30. ~2 Fontes Narrativi. MHSI, MI Series 4, 746-749 quoted in William Meissner SJ, Ignatius of Loyola: The Psychology of a Saint (New Haven: Yale University Press, 1992), p. 280. 163 70.2 2011 McCormack ¯ Approaching the Principle and Foundation Autobiography, p. 80. Ibid. 2s Charles J. Jackson SJ, "Something That Happened to Me at Manresa: The Mystical Origin of the Ignatian Charism," Studies in the Spirituality of Jesuits 38/2 (Summer, 2006): 7-18. 26 Autobiography, p. 96. 27 Cited in Pedro Arrupe SJ, "The Trinitarian Inspiration of the Ignatian Charism." Studies in Jesuit Spirituality 33/3 (May, 2001): p. 19. 28 Autobiography, p. 81. 29 See Cusson, pp. 51-76. 30In the Spanish Autograph the word criado or criadas appears five times, making the activity of God more obvious than in the English translations. 31 The implicit theology of creation contained in the Foundation becomes explicit in the Contemplatio, thereby illuminating and con-firming the implicit context of the Foundation. 32 Cusson, pp. 54758. 33 This is also the dynamic implied by the grace of the Contemplatio. 34 The idea of the Foundation being a challenge goes back to a suggestion made by Ignatius to Juan Alonso de Vitoria. See Palmer, p. 21. 35 Ibid. In Vitoria's account Ignatius claims "the Foundation" is surrender to God. 36 Ivens, p. 27; Cusson, pp. 47-52; John Futrell SJ and Marian Cowan CSJ, The Spiritual Exercises of St. lgnatius of Loyola: A Handbook for Directors (Le Jacq Publishing, Inc., 1981), pp. 23-25. 37 Tetlow, 7-8; John Veltri SJ, Orientations Volume I, pp. 46-48; John English SJ, Spiritual Freedom (Chicago: Loyola University Press, 1995), pp. 26-27. Review for Religious RICHARD J. HAUSER Discerning the Spirit: A Personal Journey Eoach summer I teach the course on discernment f spirits in Creighton University's graduate program in Christian Spirituality. I am always surprised to discover that most of the students have never had any formal education in the discernment of spirits. This is even more astounding since our students already have good theological backgrounds and many are pastoral ministers. Recently I gave presentations on discernment of spirits to two large groups of priests. I was surprised to learn that the majority in each group had never received any formal instruction on discernment. And I have to confess that I myself was unfamiliar with discernment of spirits until I was thirty-five years Richard J. Hauser SJ is professor of theology and director of the masters program in Christian Spirituality at Creighton University in Omaha, Nebraska. His address is Creighton University Jesuit Community; 2500 California Plaza; Omaha, Nebraska 68178. 70.2 2011 Hauser ¯ Discerning Spirit old--even though I had been through the entire Jesuit formation process and held a licentiate and doctorate in theology. Why has it taken so long for many of us to grasp this discipline, a discipline as central to spirituality as personal prayer is? I believe that the root of the inability to grasp dis-cernment of spirits can be traced back to the inability to appropriate personally the gift of the Holy Spirit given at Pentecost: "You must reform and be baptized, each one of you, in the name of Jesus Christ, that your sins may be forgiven: then you will receive the gift of the Holy Spirit" (Acts 2:38). Though we acknowledge intel-lectually that we have indeed received the gift of the Spirit at baptism, we have not learned the skill of rec-ognizing (discerning) when the Spirit is moving within our hearts. What inhibits our ability to recognize the Spirit's presence in daily life? The following is a partial list of theological and cultural assumptions affecting our Western consciousness and blocking the ability to dis-cern the Spirit. While these assumptions have been more dominant in the past, in my observation they con-tinue to affect our consciousness today. Further, they are so foundational that until we articulate them we are not even aware of how they affect our ability to discern the Spirit. I am aware that these descriptions are over-simplifications. Theological Assumptions We have an inadequate and incomplete image of God. We imagine God as totally transcendent but have no understanding of God as also immanent: God is "out there." This God, who may indeed be a loving God-- Review for Religious rather than a punitive Ruler-Judge--gives us directives on how to live our lives on earth fully. These directives flow from Jesus, church teaching, and, for some, from the rules of their religious order or institute (for me, the Society of Jesus). Our role is to follow God's will by following God's com-mandments. But since God is "out there," following God's will depends totally on our own initiative, with no help from God. We do indeed believe intellectu-ally that God is with us, but we really do not know how to identify that pres-ence in our lives--other than recognizing the special presence of Jesus after receiving Holy Communion. We have an inadequate understanding of human nature. Many of us see human nature as basically sin-ful and untrustworthy because of original sin. Freud's description of the self seems to dominate our under-standing. The self is basically sinful and is driven by instinctual desires to gratify personal needs, with no regard for God or others. This understanding resonates with our experience because it acknowledges the broken-ness of human nature due to original sin. Consequently since the self is basically self-centered and unconcerned with loving God and others, its inner promptings can-not be trusted. Therefore we are directed to live our lives in keeping with the external directives God gives through scripture, the church, and our religious groups. We have an inadequate understanding of holiness. Holiness is concerned primarily with obedience to God's will as known through scripture, church teaching, and We have an inadequate understanding of human nature and holiness. 167 70.2 2011 Hauser ¯ Discerning Spirit the rules of our religious groups. To the degree we are faithful in observing these directives, we are holy. I recall the mantra used throughout my Jesuit formation period: "You keep the Rules, and the Rules will keep you." Again, since we think of God as totally transcendent, we assume that obedience to God's will flows totally from our efforts, with no help from God. We identify holi-ness and external compliance with religious obligations, giving little consideration to the attitudes underlying the performance of those obligations. Additional misunderstandings regarding sanctify-ing grace and redemption exacerbate the problem. If pushed, many of us would describe sanctifying grace as a reward earned by our good deeds, given by God, and stored up in heaven. Though we believe that the Holy Spirit is the Sanctifier (the Father creates; the Son redeems; the Holy Spirit sanctifies), we don't connect sanctifying grace with the Holy Spirit as sanctifier. As far as I recall, the seminary treatments on sanctifying grace dealt primarily with theological disputes: the rela-tionship between original sin and grace, between free will and grace (predestination), between grace and good deeds (Augustine vs. Pelagius). I recall also a dispute between the Jesuits and Dominicans on the topic that became so heated that the pope had to forbid each order to discuss it. And we have an inadequate understanding of redemption. The traditional explanation of redemp-tion, the Satisfaction Theory of St. Anselm, teaches that Jesus as "God-Man" satisfied the debt owed to God by the human race because of Adam and Eve's sin. Since Jesus was truly human, he could represent the human race, and since he was truly divine, his suffering could satisfy the offended justice of the Divinity. Jesus' death Review for Religious saved us by repaying our debt and opening the gates of heaven. Whatever its strengths, this particular explana-tion of salvation does not focus on the sending of the Holy Spirit as the culmination of the Paschal Mystery. Cultural Assumptions Also contributing to our lack of understanding of the indwelling Spirit and discernment of spirits are sig-nificant cultural attitudes. Again, excuse my oversim-plifications. Our culture fosters a secular view of human behav-ior. Since the Enlightenment in the seventeenth cen-tury, we have divided the world into a sacred sphere and a secular sphere. Heaven, where God dwells, is sacred; earth, where we dwell, is secu-lar. Our understanding of human behavior is therefore entirely sec-ular. The theories of human behavior com-ing from the major schools of psychology following Freud, Skinner, and Maslow are agnostic. I recall rel-ishing Erich Fromm's The Art of Loving, in which he presents a cogent explanation of healthy active loving in psychoanalyti'c terms. Since Fromm is an agnostic, there is no mention of God. It was only years later that I real-ized that his psychological explanations were incomplete because they didn't include God. Christians believe that the source of all selfless love is God: God is love, and , where there is love, there is God. Our culture promotes a capitalistic view of rewards and punishments both for this life and for the next. Our culture fosters a secular view of human behavior. 169 70.2 2011 Hauser ¯ Discerning Spirit 170 We get what we deserve in life! When we are children, our parents reward or punish us for our behavior; when we are students, our teachers grade us according to our performance; when we are employees, our bosses com-pensate us according to our productivity. Our capitalistic mentality conditions us to assume that God acts in the same way and that God's lov;e is conditional and depen-dent on our behavior. We talk of "earning" grace and indulgences. A Puritan ethic built into our mentality even views our material prosperity and wealth as a reward or punishment for our fidelity in obeying God's laws. Our culture inculcates an individualistic view of our existence. We see ourselves as the cen-ter of the universe, existing independently of the larger human community, except for our fam-ily. From this center we earn our position in society by personal initiative and hard work and are indebted to no one but ourselves for our success. We earn mate-rial rewards from society and grace from God. We even assume that society and government exist primarily to help us maximize this self-interest. We are proud of the rags-to-riches stories characterizing new waves of immi-grants to America and our successful entrepreneurs. From this American individualism arises a fear of dependence both on one another and on God. We believe we are self-sufficient. Our cultural hero remains the cowboy clearing up outlaw problems and riding off alone into the sunset, needing nothing and no one. We even believe we are independent of God and have earned whatever we get from God, just as we have earned economic rewards from society. My students feel demeaned when they learn that God's grate is needed for all good deeds. I have to confess that to a greater or lesser degree I Review for Religious shared the above theological and cultural assumptions until 1974. Personal Crisis In 1974 my life reached a crises. After leaving stud-ies in the fall of 1972, I began my university teaching career. Very eager to be successful in my new ministry, I worked ten to twelve hours a day. I wanted to be a successful teacher. This demanded preparing new courses and then discovering how to pres-ent them effectively to students. I was in a department with several excellent teachers, and I was comparing myself with them and working to be as successful--and as popular--with students as they were. This caused stress and anxiety. I wanted to begin publishing. No one is awarded tenure at my university simply on the basis of good teaching. I was in a department with several outstand-ing scholars who wrote books and published regularly in refereed journals. I compared myself with them and wanted to be as successful in publishing as they were. But this meant I had to discover insights worth publish-ing and then find editors willing to publish them. More stress and anxiety. Finally, receiving tenure required university and community service. This meant I had to get myself known, respected, and elected by my peers to commit-tees in the department, college, and university; it also involved being invited to give presentations to local, regional, and national groups. More stress and anxiety. After two years of this I was exhausted. Providentially the time had arrived in my Jesuit formation when supe-riors invited me to do tertianship. Tertianship for Jesuits is the final period of spiritual formation, normally 171 70.2 2011 Hauser ¯ Discerning Spirit done after beginning a permanent ministry assignment. I asked to do this in two summers rather than in the usual nine-month format. I was afraid of interrupting my march toward tenure by taking off an entire year. In the summer of 1974 I arrived--exhausted--for tertianship. As I settled down and gained some perspec-tive on the previous two years, I began acknowledging my stress and anxiety. I recognized that I was function-ing rather well externally but that my ministry was tak-ing a great personal toll. I knew something was wrong, but I didn't know what. I was not experiencing the peace promised by the resurrected Christ: "Peace I leave with you; my peace I give you. Not as the world gives do I give to you. Do not let your hearts be troubled or afraid" On 14:27-28). Concluding that I did not want to live under this pressure and stress the rest of nay life, I decided to give my university ministry another year. If I continued to experience the same stress and anxiety, I-would ask to be assigned to a different ministry. Then we were introduced to discernment of spirits. At this point, I had no real understanding of discern-ment, even though the founder of my Jesuit Order, St. Ignatius of Loyola, is a major contributor to the litera-ture on discernment through his Rules for Discernment of Spirits in The Spiritual Exercises. During my time of formation in the Jesuits--the fifties and sixties--we did not receive any instruction on these rules. I assumed that the guidelines were meant solely to help retreat directors guide people though the thirty-day retreat for-mat given in The Spiritual Exercises. Obedience to the dictates of scripture, the church, and our Jesuit rules would guide my life. No need for discernment here. Indeed, I had a basic misunderstanding of discern- Review for Religious ment, viewing it as external conformity to God's will. I had been missioned by superiors to work in a uni-versity; discernment meant examining my fidelity to teaching, scholarship, and service. Yet I knew something was wrong. The anxiety remained troublesome; I often experienced myself as an empty man doing good deeds. After several presentations on discernment of spir-its, I began to realize that my stress and anxiety were signs I was frequently out of tune with God's pres-ence in my ministry. My life was not oriented to recognizing and respond-ing to the internal move-ments of the Spirit within my heart but to the successful fulfillment of external obli-gations in teaching, scholarship, and service. I became aware that much of my energy was driven by personal career goals rather than by following the Spirit in serv-ing God's kingdom. This was a watershed in my life. Though my external behavior was appropriate, I was not living a very deep spiritual life. After the summer program, I returned to my univer-sity. I resumed my regular practice of examen of con-science at noon and at night but with a different focus. Now I began reviewing my life not primarily for fidelity to performing external duties of ministry but for the quality of my heart underlying these duties. Basic ques-tions: Where was my heart loving and peaceful today? Where was it not? I was finally discerning my response to the Spirit's presence. At this point I began a new daily practice--journal-ing. Each morning I journaled on the previous day's Where was my heart loving and peaceful today ? Where was it not? 70.2 2011 Hauser ¯ Discerning Spirit fidelity to responding to the Spirit, noting particularly the stress and anxiety that resulted from not responding. I lived that year with much greater peace. The Holy Spirit in Daily Life The documents of Vatican Council II, with its reap-propriation of the role of the Spirit in Christian life, initiated major shifts that affected my understanding of the church and sanctifying grace, the self and redemp-tion, holiness and Christian spirituality. Additionally these documents along with subsequent church teach-ing on the Holy Spirit directly addressed each of the inade, quate theological and cultural assumptions that had blocked my understanding of the indwelling Spirit and discernment of spirits. The council transformed our understanding of the church and grace, moving us from a hierarchical model to a People of God model. Before the council we acknowl-edged that the Holy Spirit guided the church through the hierarchy. The Dogmatic Constitution on the Church taught that the Spirit also guided believers individually: The Spirit dwells in the Church and in the hearts of the faithful as in a temple (see 1 Co 3:16; 6:19). In them he prays and bears witness to the fact that they are adopted sons (see Ga 4:6; Rm 8:15-16 and 26). The Spirit guides the Church into the fullness of truth (see Jn 16:13) and gives her a unity of fellowship and service. He furnishes and directs her with various gifts, both hierarchical and charismatic, and adorns her with the fruits of His grace (see Ep 4:11-12; 1 Co 12:4; Ga 5:22). (4) And this shift initiated a new understanding of grace. I began identifying sanctifying grace with the indwelling of the Holy Spirit. I recall my exhilaration at the following insight, which I published in a 1986 Review for Religious article: "The Holy Spirit is the completion of what God has given us in Christ. Let us consider sanctifying grace as the power given us through the presence of the Spirit to enter into a deeper relationship with Christ and so become more like him." Flowing from a renewed theology of the Holy Spirit is an understanding of the self and human behavior that acknowledges the role of the Spirit. Pope John Paul II, in his 1986 encyclical Lord and Life-Giver, reiterated the intimate relationship between Jesus and the Holy Spirit and redemption, a connection I had never understood: The redemption accomplished by the Son in the dimensions of the earthly history of humanity., is at the same time, in its entire salvific power, trans-mitted to the Holy Spirit: the one who "will take what is mine." The words of the text of John indicate that, according to the divine plan, Christ's "depar-ture" is an indispensable condition for the "send-ing" and the coming of the Holy Spirit, but these words also say that what begins now is the new, salvific self-giving of God, in the Holy Spirit. (11) The entire effect of the redemption by Christ was transmitted to the Holy Spirit! Since we had received the gift of the Spirit we could now trust our inner selves. The Holy Spirit would guide and strengthen us. Finally the theology of the Holy Spirit transformed the understanding of holiness and spirituality. Holiness could not be equated with self-initiated obedience to external laws; more profoundly--and without ignor-ing exterior laws--holiness is a response to the Spirit-initiated interior law written on our hearts. Paul harshly criticizes those who felt that fidelity to the external law was sufficient for living their new life in Jesus. Paul emphasized that this new covenant in Jesus is not a writ-ten law but a law of the Spirit in our hearts: 175 70.2 2011 Hauser ¯ Discerning Spirit But now we are discharged from the law, dead to that which held us captive, so that we serve not under the old written code, but in the new life of the Spirit (Rm 7:5). This great confidence in God is ours, through Christ. It is not that we are entitled of ourselves to take credit for anything. Our sole credit is from God, who has made us qualified ministers of a new cove-nant, a covenant not of a written law but of spirit. The written law kills, but the Spirit gives life (2 Co 3:4-6). I realized for the first time a foundational truth of our faith: the Spirit of Christ in us initiates and brings to fulfillment every good desire of our heart: Remain in me, as I remain in you. Just as a branch cannot bear fruit on its own unless it remains on the vine, so neither can you unless you remain in me. I am the vine, you are the branches. Vv'hoever remains in me and I in him will bear much fruit, because without me you can do nothing (Jn 15:4-5). The heart of Christian spirituality is recognizing and responding to the movements of the Holy Spirit. Not surprisingly, during the year between my first and second summer of tertianship I began experiencing greater peace in my life--the peace that Christ prom-ised his disciples almost every time he appeared to them after the Resurrection: "Peace I leave with you; my peace I give to you. Not as the world gives do I give it to you. Do not let your hearts be troubled or afraid" (Jn. 14:27-28). Reflecting back upon this period I recognize that practicing the discipline of discernment of spirits "saved" my university ministry. Jesus and Discernment: An Afterword My conviction on the centrality of discernment of spirits for Christian spirituality was deepened when I Review for Religious realized another truth about the Holy Spirit: the Holy Spirit is also Jesus' sanctifier. In his 1992 exhortation I Will Give You Shepherds Pope John Paul II's assertion that the Holy Spirit is the source of Jesus' holiness and ministry initially shocked me: "The Spirit of the Lord is upon me" (Lk 4:18). The Spirit is not simply "upon" the Messiah, but he "fills" him, penetrating every part of him and reaching to the very depths of all that he is and does. Indeed, the Spirit is the principle of the "consecration" and "mis-sion" of the Messiah: "Because he has anointed me and sent me to preach the good news to the poor"(Lk 4:18). Through the Spirit, Jesus belongs totally and exclusively to God and shares in the infinite holiness of God, who calls him, chooses him and sends him forth. In this way the Spirit of the Lord is revealed as the source of holiness and of the call to holiness. As I reflected further I realized that this assertion makes complete sense. Jesus is truly divine; therefore, Jesus' historical existence can never be separate from the Holy Spirit and the Trinity. And Jesus is also truly human, like us in all things but sin; therefore, like us he also needs guidance from God. The following passage from the Pastoral Constitution on the Church in the Modern World is an eloquent reflection on Jesus' humanity: Since human nature as He assumed it was not annulled, by that very fact it has been raised up to a divine dignity in our respect too. For by His Incarnation the Son of God has united Himself in some fashion with every man. He worked with human hands, He thought with a human mind, acted by human choice, and loved with a human heart. Born of the Virgin Mary, He has truly been made one of us, like us in all things but sin. (22) 177 70.2 2011 Hauser ¯ Discerning Spirit This realization posed a new question: does Jesus discern the Spirit? As I reflected on the question it seemed that Jesus' regular rhythm of withdrawal from his ministry to pray was his way of searching for the Spirit's strength and guidance for the next right step for his ministry. This rhythm begins immediately after his baptism by John at the River Jordan. Aren't Jesus' forty days in the desert before initiating his public ministry a time of his discernment of God's will? Doesn't his reaction to the three temptations show his discernment between Satan's voice and the Spirit's voice? The conclusion: since discernment of the Spirit is central for Jesus, it is also central for us. Note: a complete treatment of Fr. Hauser's approach to discernment of the Holy Spirit can be found in his book Moving in the Spirit: Becoming a Contemplative in Action (New York: Paulist Press, 1986), $10.95. 178 Review for Religious JOHN V. KRUSE Apostolic Visitations: Clare of Assisi's Insights from the Thirteenth Century As is widely known, in 2008 the prefect for the Congregation for Institutes of Consecrated Life and Societies of Apostolic Life called for an apostolic visitation of women's religious communities in the United States. In 2009, the Vatican's Congregation for the Doctrine of the Faith initiated a doctrinal assess-ment of the Leadership Council of Women Religious, the largest organization of women religious in the U.S. Some women religious and American Catholics in general are skepti-cal of the Vatican's motives for the visitation and assessment. Is Rome trying to "rein in" women religious whom some members of the consecrated life John V. Kruse PhD is a historical theologian with exper-tise in Franciscan spirituality and the office of the papacy. Dr. Kruse, a resident of Wilmington, Delaware, is an assistant professor of theology at Neumann University. He can be addressed at Nemnann University; Departanent of Pastoral and Theological Studies; 1 Neumann Drive; Aston, Pennsylvania 19014. 179 70.2 2011 Kruse ¯ ~lpostolic Visitations hierarchy see as having strayed from their real mis-sion of supporting the hierarchy as it seeks to defend what is perceived as (or declared to be) orthodoxy? Is it trying to standardize women's religious life to a more pre-Vatican II model? Is it seeking to control the man-ner in which women religious strive to return to the original charisms of their orders, as instructed by the Second Vatican Council itself? Such papal visitations and assessments are not the first for women religious in the church's history. In the thirteenth century, Clare of Assisi faced her own apostolic visitations as she strove to live a life of absolute poverty based on the life of Christ and rooted in the spirit of Francis. Such a practice of poverty was practically unheard of for women religious of the time and ran contrary to the papacy's agenda to standardize women religious movements according to traditional monastic norms. Because of this, popes of the period and their representatives visited Clare in order to try to convince Clare to abandon her Franciscan charism and her call to absolute poverty so that she could embrace a life of strict enclosure and serve as a unifying force in their efforts to standardize women's religious life. An examination of Clare's response to these visitations uncovers insights into how women religious and other American Catholics might receive and respond to the visitation and assessment happening today. According to accounts of her early life, Clare (born c. 1194), a member of Assisi's noble class, seemed always to have had a special love of and concern for the poor. It was probably at a young age that she encountered the preaching and way of life of Francis, perhaps in the Cathedral of San Rufino near her childhood home. After meeting with Francis on a number of occasions, Revieva for Religious Clare sensed a vocation to follow him in living a life of radical poverty modeled on the example of Christ. On Palm Sunday 1212, after having given her dowry to the poor, Clare fled from her family to join Francis and his followers at the Church of St. Mary of the Angels (or the Porziuncola), where Francis tonsured her. Clare obviously could not take up residence with Francis's fri-ars. After she had lived for a short time in two other religious communities of women, Francis took Clare to the Church of San Damiano, in which Francis himself is said to have earlier heard the voice of Christ tell-ing Francis to rebuild his church. Clare sought to live a life different from the monastic model standard for women religious at that time. In fact, Jacques de Vitry, bishop of Acre, passing through central Italy during the first part of the thirteenth century, provides us with a first-hand description of the religious community of the first followers of Francis, whom he had come upon in the environs of Assisi. In a letter he wrote in 1216, he describes a unified group of "Lesser Brothers and Lesser Sisters" living the life of the "primit, ive church of which it is written: 'The multitude of believers was of one heart and one soul (Ac 4:32).'" He further describes the women as living in "hospices," not cloisters, and as living "from the work of their hands.''l In her Testament and Form of Life, Clare herself informs us that once Francis recognized that the com-munity of women living at San Damiano was committed to the rigors of poverty, he p.rovided them with a simple forma vitae based on the practice of absolute poverty.2 Francis's form of living for Clare and her sisters and the charism which Clare felt called to live did not neces-sarily fit into the church hierarchy's vision of religious life for women. At the time, there were a number of 181 70.2 2011 182 Kruse * Apostolic Visitations divergent women's movements in Italy living outside of strict religious norms and dedicated to poverty. Cardinal Hugolino of Ostia, papal legate of Northern Italy under Honorius III, set out to bring these divergent move-ments into conformity with the traditional monastic model of religious life, a model largely based on a system of endowments and a model which Hugolino believed was most beneficial to the overall well-being not only of the women religious but also of the church. Hugolino started to bring these different religious movements under the auspices of "the religion of the Poor Ladies of the Spoleto Valley or of Tuscany" (later to be called "The Order of Saint Damian"),3 a religious community he had founded and based on the Benedictine Rule and into which he desperately wanted to incorporate Clare's community at San Damiano. Doing so would not only bring Clare's community into conformity with the hier-archy's vision of religious life for women but would also add the prestige of Clare and especially of Francis to Hugolino's religious community and would guarantee the care of his order by the friars. In an ~ttempt to bring Clare's community into his order, Hugolino first visited Clare at San Damiano during Holy Week of 1220. To join her community to Hugolino's order would mean to accept the system of endowments and ownership of property implied in such a Benedictine model of religious life. This obviously would violate what Clare understood to be her voca-tion and driving charism. Neither The Acts of the Process of Canonization of Saint Clare, The Versified Legend of the ~rgin Clare, nor The Legend of Saint Clare mentions this visit of the papal legate. The Legend of Saint Clare, however, does mention an exchange of letters between Clare and Hugolino.4 One of these letters was written Review for Religious after his 1220 visit. In this letter, Hugolino indicates that he very much misses Clare. He implores Clare's prayers for his salvation5 and says that he will visit again at the earliest opportunity.6 More important for our purposes, Hugolino twice mentions conversation with Clare: "From that very hour when the necessity of returning here separated me from your holy conversa-tion., such a bitterness of heart, such an abundance of tears, and such an immensity of sorrow have overcome me . . .-7 and ". I remain desolate by your absence from me. For that glori-ous joy, with which I discussed the Body of Christ with you while celebrating Easter with you and the other servants of Christ, has forsaken me.''8 Clare not only engaged the papal legate Cardinal Hugolino in conversation but she also deeply impressed him with the witness of her way of life to the point that he became more aware of his own sin-fulness. He states, "And although I have always known and have considered myself to be a sinner, yet after hav-ing recognized a sure sign of your merits and having observed the rigor of your life, I have learned with cer-tainty that I have been weighed down with such a bur-den of sin., that I am not worthy to be. associated with the company of ~:he elect, unless your prayers and tears obtain for me pardon for my sins.''9 During this first visitation, Clare engaged the visiting papal legate in Clare not only engaged the papal legate Cardinal Hugolino in conversation but she also deeply impressed him with the witness of her way of life. 183 70.2 2011 Kruse * Apostolic Visitations warm and personal conversation and sought to demon-strate the spiritual value of her way of life by modeling it to him in spite of his desire that she abandon some aspects of that way of life (especially a commitment to absolute poverty) in order to fit into what he saw as the form of female religious life that could best promote the aims and purposes of the Apostolic See at that time. Hugolino next visited Clare as Pope Gregory IX (he had been elected to the papacy in 1227) during Francis's canonization in 1228. An account of this visit is described in The Legend of Saint Clare, which is sup-ported by witnesses at her process of canonization: When he was [attempting to] persuade her that, because of the events of the times and the dangers of the world, she should consent to have some pos-sessions which he himself willingly offered, she resisted with a very strong spirit and would in no way acquiesce. To this the Pope replied: "If you fear for your vow, We absolve you from it." "Holy Father," she said, "I will never in any way wish to be absolved from the following of Christ.''1° In spite of the pressures put on her by the pope to adopt his own model of religious life, Clare refused to abandon the model of absolute poverty that had been entrusted to her by Francis, who had based this model on the life of Christ. In refusing to accept Gregory's offer to have an exemption from her understanding of her vow of poverty, Clare was in effect claiming that she knew more about the intentions of Francis, a close friend of Gregory's, than did the pontiff, who, in the bull Quo elongati would point to his personal friendship with Francis as a qualification for interpreting Francis's intentions. Even more important, Clare indirectly implied that she knew more about the true meaning of Christian discipleship than the pontiff did and that she Review for Religious would never abandon the model of Christ even if the pontiff would permit her to do so.~l She clearly respected Gregory's office. Yet in spite of pressures applied by a pope during a personal visit, she could not and would not abandon her charism and her vision of what it meant to be a fol-lower of Christ even at the expense of dis-pleasing and alienat-ing the pope himself. She remained firm in her convictions although she had lit-tle external support from friars or others in the hierarchy of the church.12 Bowing to Clare's resistance and perhaps sensing he was in error, Gregory, in his bull Sicut mani-festum est (1228),~3 granted Clare the privilegium pauper-tatis (privilege of poverty) that she sought. Clare's determination not to bow to the pressure to abandon her Franciscan charism is seen not only in her concern to live a life of absolute poverty but also in her commitment to have her community remain integrally tied in a special relationship to the friars themselves. The question of the relationship of Clare's commu-nity at San Damiano to the friars was addressed in the previously mentioned bull Quo elongati. Gregory wrote this bull in response to the friars' own request for an interpretation of their Rule after Francis's death. After Francis died and as the Franciscan Order grew, diverse perspectives had developed in relationship to the cor- Clare could not and would not abandon her charism and her vision of what it meant to be a follower of Christ even at the expense of displeasing and alienating the pope himself 185 70.2 2011 Kruse * Apostolic l~sitations rect interpretation of the Rule. In Ouo elongati, Gregory effectively lumped San Damiano, Clare's monastery, in with all communities of poor sisters of the order he had established, and he limited San Damiano's direct, uninhibited access to the friars.14 Clare was livid. The Legend of Saint Clare, written in response to the need for "an official hagiographical statement''15 on the life of Clare and, thus, one not likely to include contrived blatant opposition to a pope, reflects her determination: Once, when Lord Pope Gregory forbade any brother to go to the monasteries of the Ladies without per-mission, the pious mother, sorrowing that her sisters would more rarely have the food of sacred teach-ing, sighed: "Let him now take away from us all the brothers since he has taken away those who provide us with the food that is vital." At once she sent back to the minister all the brothers, not wanting to have the questors who acquired corporal bread [those that collected alms for the sisters] when they could not have the questors for spiritual bread. W-hen Pope Gregory heard this, he immediately mitigated that prohibition into the hands of the general minister.16 Clare was so perturbed that the friars commissioned and entrusted with the spiritual care of her monaster-ies could not enter them without papal permission that she effectively threatened a hunger strike until Gregory backed down from his position. Clare was willing to be stubborn and even stomp her feet a bit in her efforts to remain true to her Franciscan identity. There is also evidence of Clare's persistence in remaining true to her Franciscan vocation in her own writings. In the face of Gregory's opposition, she most explicitly expressed her desire to defend her vision of absolute poverty in her second letter (1234-1238) to Agnes of Prague, daughter of the king of Bohemia, who Review for Religious had refused marriage to Emperor Frederick II. Agnes and Clare wished to transform the monastery of St. Francis of Prague from the forma vitae of Gregory IX to the model of San Damiano (that is, the)'brma vitae of Francis), a transformation that Gregory at first prohib-ited. 17 Clare instructs Agnes to remain firm: But because one thing is necessary, I bear witness to that one thing and enc

Issue 68.2 of the Review for Religious, 2009. ; Mission and Ministry Renewing Religious Traditions Reviewing Outward Signs QUARTERLY 68.2 2009 Review for Religious fosters dialogu~e withGod, dialogue with ourselves~: and dialogue with one another about the holiness we try to live according ~ iocharisms of~Catholic religiouslif¢. As Pope Paul Vl said, our way of being Church is todqy the way of dialogue. Review for Religious (ISSN 0034o639X) is published quarterly at Saint Louis University by the Jesuits of the Missouri Province. Editorial Office: 3601 Lindell Boulevard ¯ St. Louis, Missouri 63108-3393 Telephone: 314-633-4610 ¯ Fax: 314-633-4611 E-Mail: reviewrfr@gmail.com ¯Web site: www.reviewforreligious.org Manuscripts, books for review, and correspondence with the editor: Review for Religious ¯ 3601 Lindell Boulevard ° St. Louis, MO 63108-3393 Correspondence about the Canonical Counsel department: Elizabeth McDonough OP ¯ Pontifical College Josephinum 7625 North High Street ¯ Columbus, Ohio 43235 POSTMASTER Send address changes to Review for Religious ¯ P.O. Box 6070 ¯ Duluth, MN 55806. Periodical postage paid at St. Louis, Missouri, and additional mailing offices. See inside back cover for information on subscription rates. ©2009 Review for Religious Permission is herewith granted to copy any inaterial (articles, poems, reviews) contained in this issue of Review for Religious for personal or internal use, or for the personal or internal use of specific library clients within the limits outlined in Sections 107 and/or 108 of the United States Copyright Law. All copies made under this permission must bear notice of the source, date, and copyright owner on the first page. This permission is NOT extended to copying for commercial distribution, advertising, institutional promotion, or for the creation of new collective works or anthologies. Such permission will only be considered on written application to the Editor, Review for Religious. ~ gournalof Catholic ~pir~ual~y Editor Associate Editor Canonical Counsel Scripture Scope Editorial Staff Advisory Board David L. Fleming sJ Philip C. Fischer SJ Elizabeth McDonough OP Eugene Hensell OSB Mary Ann Foppe Tracy Gramm Judy Sharp . Paul Coutinho sJ Martin Erspamer OSB Margaret Guider OSF Kathleen HughesRSCJ Louis and Angela Menard Bishop Terry Steib SVD QUARTERLY 68.2 2009 contents prisms 116 Prisms 118 132 144 mission and ministry ~ ~_ Paul's Dynamic Mission Principle,s: A Missioner's Reflection James H. Kroeger MM shares with us ten "mission principles" valid for Paul of Tarsus and for today's Pauls as well--the result of his own reflections as a missionary and a meditative reading of St. Paul. Personal Reflection and/or Group Discussion A Franciscan Approach to Ministry Daniel P. Horan OFM ~eflec~s on Francis of Assisi's life and writings and suggests that the five characteristics that emerge provide a helpful parad!grn for all pastoral ministers in the church. Personal Reflection and/or Group Discussion Discipleship and Walking by Faith Damian C. Ilodigwe, along with Abraham and the apostle Thomas, shows that discipleship needs deep faith daily. Review for Religious 152 168 renewing religious traditions Reparation and the Sacred Heart: A New Intrepretation Virginia M. Herbers ASCJ suggests a new understanding of reparation which speaks to the lived reality of the Body of Christ in a global community as well as to the Christian mission to live a life of service. Being Heard, Being Healed: Learning from the Quaker Tradition James H. Schimelpfening SM shares his refreshing experience of community that came from a series of six seasonal retreats based on the Quaker tradition and the work of Parker Palmer. Personal Reflection and/or Group Discussion 181 192 reviewing outward signs Religious Habits Reconsidered Doris Gottemoeller RSM looks over changes of habit and other changes and raises some thoughtful questions about what is now past, having been passed with a view to the future. On Wearing a Habit, from My Perspective Patricia McCarthy CND shares her experience of responding to God's grace in giving witness to her religious consecration in order to help us all to question our freedom in responding to God's grace in our own call. departments 204 Scr.ipture Scope: The Gospel of St. Paul 208 Canonical Counsel: Response to the Role of Law in the Church 214 Book Reviews 68.2 2009 prisms 116 T celebration of the Pauline Year has stimulated a large number of books on the person and writings of St. Paul. As a theologian I have been most taken by the importance of the Holy Spirit in Paul's Letters. In dogmatic development, it will take a few centuries before the church can articulate a theology of the Trinitarian God, and so Paul's writings about the working of the Spirit are all the more arresting. One of the titles that we give to the Holy Spirit in our Nicene creed is "Giver of life." That title is one of the best summaries for how Paul describes the Spirit in the life of the individual Christian and of the Christian community. In his Letter to Titus, Paul makes a summary statement about how much the Spirit is truly the Giver of life. "[God] saved us through the bath of rebirth and renewal by the Holy Spirit, whom he richly poured out on us through Jesus Christ our savior." Through the image of the Spirit being poured out, all the specifics of this new life find their font. Early on in his First Letter to the Corinthians, Paul asks "Do you not know that you are the temple of God, and that the Spirit of God dwells in you?" He then goes on to say "for the temple of God, which you are, is holy." But Paul becomes more creative and copious in his description of the Spirit's gifts when he employs the image of the human body. That we all are members of the Body R~vie~ for Religious of Christ receives its most detailed description in this Letter of Paul's. We are all baptized into the one Body in the one Spirit. The Spirit is the Giver of the many different kinds of spiritual gifts, and at the same time "to each individual the manifestation of the Spirit is given for some benefit" (1 Co 12:7). What we might take for granted, Paul assures us, is the Spirit's gift. Paul's example is "No one can say 'Jesus is Lord' except by the Holy Spirit" (1 Co 12:3). Surely our sacramental words, "I absolve you," "this is my Body," "I baptize you," are Spirit-filled and Spirit-given words. But more simply, our expressed desires--"teach me to pray," "Lord, for-give me," "Lord, here I am"--are the continuing daily pouring out of gifts of the Spirit. That the total health of the Body depends on each and every one of us being open to the gifts of the Spirit and so sharing this divine life remains central to Paul's theology of the Spirit's gift-ing both to the individual Christian and to the Christian community. In Paul's Letter to the Romans we receive the rich-est understanding of our prayer as Christians. "The Spirit too comes to the aid of our weakness; for we do not know how to pray as we ought, but the Spirit itself intercedes with inexpressible groanings" (Rm 8:26). Our very effort to pray--sometimes feeling so dry and empty--is always a gift of the Spirit. Perhaps our own sense of futility in praying excites the gifting of the Spirit's groans within us all the more, and within the groanings of the community praying as well. Paul's insight gives us consolation in our daily effort to pray. From these few examples, perhaps we will be stirred to greater gratitude for Paul's own gift of in.sight into the Spirit as the Giver of life as we celebrate.the Pauline Year. David L. Fleming SJ 117 68.2 2009 mission and JAMES H. KROEGER Paul's Dynamic Mission Principles: A Missioner's Reflection ministry The apostle Paul is considered the greatest missionary of all time. He is called the Apostle of the Gentiles since he was mainly responsible for the spread of Christianity into the Gentile world. The church owes much to Paul for its growth; he pioneered its early expansion by his mission labors and his theological reflection. A brief synopsis of Paul's life includes the following approximate chronology: 5-10 (birth at Tarsus), 15-20 (studies in Jerusalem), 36 (conversion), 36-39 (Damascus, Arabia, Jerusalem), 39-43 (Tarsus), 43-44 (Antioch), 44-48 (first missionary journey), 49-50 (Council of Jerusalem; Antioch confrontation with Peter), 49-53 (second missionary journey), James H. Kroeger MM, a missionary in Asia (Philippines and Bangladesh) since 1970, is professor of systematic theology, missiology, and Islamics at the Loyola School of Theology; Ateneo de Manila University; Katipunan Avenue, Loyola Heights; Quezon City 1108; Philippines. jkroeger@admu.edu.ph 53-58 (third missionary journey), 58-60 (prisoner in Caesarea), 60-63 (voyage to Rome, prisoner in Rome), 64-66 (Spain? Rome? elsewhere?), 66-67 (prisoner in Rome), 67/68 (death in Rome). This brief chronology provides the context from which Paul's dynamic mission principles emerge; they are the result of both mission praxis and deep theological reflection. Paul's letters and the Acts of the Aposdes provide much insight into Paul's missionary thinking and methods. Over the centuries many authors have tried to digest Paul's mission thought and praxis, emphasizing the "central ideas" of this aposde. This effort may be admi-rable, but can result in a certain selectivity. Thus, this author is chary of claiming to capture the "essence" of Paul's insights. One cannot compose a "CliffsNotes" or abbreviated version of Paul's thought. His letters were written over a span of ten years; they were based on a lengthy ministry of preaching the gospel message in an extraordinary variety of circumstances and to diverse groups of people. Readers, consider this pie.ce a long-term ad gentes missionary's :personal reflections based on a medita-tive reading of St. Paul. Through an interaction of this writer's personal experience and the profound thought of Paul, ten "mission principles" took form. Emerging from Paul's life and refracted through the experience of a contemporary missioner, these insights are, I think, valid for the church's missionary activity today, twenty centuries after Paul's birth. Depth Awareness of Vocation. In Paul's mind there was no iota of doubt about his calling, his vocation; for Paul and all missioners, mis-sion originates in the call of God. Several passages in the 68.2 2009 Kroeger ¯ Paul's Dynamic Mission Principles book of Acts portray this: "The Lord said to [Ananias], 'Go, because this man [Paul] is my chosen instrument to bring my name before Gentiles'" (Ac 9:15). "The God of our ancestors has chosen you . . . because you are to be his witness before all humanity, testifying to what you have seen and heard" (Ac 22:14-15). "I have appeared to you for this reason: to appoint you as my servant and as witness of this vision in which you have seen me" (Ac 26:15). In addition, the majority of Paul's letters begin with a firm assertion of his identity as a chosen instrument of God. "From Paul . . . an apostle who does not owe his authority to men or his appointment to any human being, but who has been appointed by Jesus Christ and by God the Father who raised Jesus from the dead" (Ga 1:1-2). "From Paul, a servant of Christ Jesus who has been called to be an apostle, and specially chosen to preach the Good News" (Rm 1:1). Several other let-ters begin with almost the same words: "From Paul, appointed by God to be an apostle of Christ Jesus" (2 Co 1:1); see also 1 Co 1:1, Ep 1:1, Col 1:1, Ph 1:1, and others. Writing to the Corinthians about Christ's resur-rection, Paul categorically states: "I am the least of the apostles; in fact, since I persecuted the church of God, I hardly deserve the name apostle; but by God's grace that is what I am, and the grace that he gave me has not been fruitless" (1 Co 15:9-10). Radical Commitment to Christ. Paul's experience on the Damascus road was, in fact, only the starting point of a lifelong relationship; mission envisions a totally Christ-centered life. Paul expresses this in various ways: "Life to me, of course, is Christ" (Ph 1:21). "None of us live to ourselves, and none of us die Review for Religious to ourselves. If we live, we live to the Lord, if we die, we die to the Lord; so then, whether we live or whether we die, we are the Lord's" (Rm 14:7-8). "I have been crucified with Christ, and I live now not with my own life, but with the life of Christ who lives in me" (Ga 2:19-20). All of Paul's writings speak of his love for Christ, his identification with Christ. So intimate was his rela-tionship that he could even advise the Corinthians: "Imitate me as I imitate Christ" (1 Co 11:1). Paul tells the Thessalonians that they can follow his example: "You observed the sort of life we lived when we were with you, which was for your instruction; you were led to become imitators of us and of the Lord" (1 Th 1:5-6). Paul, writing to the Philippians, makes a moving com-parison of his previous life to his newfound existence in Christ: "I believe nothing can happen that will out-weigh the supreme advantage of knowing Christ Jesus my Lord. For him I have accepted the loss of everything, and I look on everything as so much rubbish if only I can have Christ and be given a place in him" (Ph 3:8-9). Voluntary Acceptance of Suffering Not relying on words alone, the apostle Paul preached the gospel by his life and example. In a par-ticular way, vulnerability and acceptance of the cross authen-ticate mission. In imitation of Christ who gave himself up to death even for sinners (Rm 5:8), Paul considers his suffering for the sake of the gospel to be a participa-tion in Christ's sufferings (2 Co 1:5-7). Paul saw him-self as sharing in Christ's kenosis (Ph 2:6-11). Writing to Timothy he says: "Join with me in suffering for the gospel, relying on the power of God, who saved us and called us with a holy calling" (2 Tm 1:8-9). 121 68.2 2009 Kroeger ¯Paul'$ Dynamic Mission Principles Paul recounts his numerous trials in the service of the gospel; he mentions his imprisonments, beatings, shipwrecks, travels, robberies, hard labor, sleeplessness, hunger, thirst, and nakedness (see 2 Co 11:23-27). Paul also mentions that he had to bear "a thorn in the flesh" (2 Co 12:7). Yet, he notes, "I am quite content with my weaknesses, and with insults, hardships, persecutions, and the agonies I go through for Christ's sake. For it is when I am weak that I am strong" (2 Co 12:10). Of course, this vulnerability is intimately linked with the paradox of the cross: "Continually we carry in our bod-ies the.dying of Jesus, so that in our bodies the life of Jesus may also be revealed" (2 Co 4:10). Like Paul, all missionaries need to say, "May I never boast of anything but the cross of our Lord Jesus Christ" (Ga 6:14). Insightful Mission Methods One can affirm that all Paul's energies were mission-focused, yet one can also point out that he employed dis-tinct methods to achieve his purposes. Mission demands creative, inculturated, ever-renewed approaches to evange-lization. Paul sought various occasions which would facilitate his proclamation; he attempted to connect his preaching with people's daily lives and worldview. Paul's approach at Ephesus (Ac 19) is exemplary; he would preach in a synagogue or a nearby house and attempt to link th~ Jewish faith with Christian revelation (see Ac 13:5 & 14, 14:1, 17:1). Acts 17:22-31 narrates Paul's famous speech in the Areopagus, the central assembly place in Athens, the cultural capital of the Greek islands. Paul mentions their altar to an unknown god; he refers to the philoso-pher- poet Epimenides (vv. 23 & 28). Although many mocked Paul, his intelligent method won some followers Revie~v for Religious for Christ. Paul, the "practical" missioner, moved from the familiar to the unfamiliar, from the unknown to the known. Pope John Paul II has exhorted missionaries to move into new mission frontiers, "the modern equiva-lents of the Areopagus" (Redemptoris missio, §37). Paul's missionary sensitivities are manifested in his conviction that adaptation (inculturation, in today's parlance) is essential when mission meets a new situa-tion (Ac 15). He vigorously opposed the imposition of Jewish legal traditions, cultural observations, or external religious practices on Gentile Christians; these could hinder the spread of the gospel into the Gentile world. Paul even withstood James in Jerusalem (Ac 15) and Peter in Antioch (Ga 2:11-14). Paul articulates his "inculturated" method of becom-ing "all things to everyone" (1 Co 9:19-23). He adapts himself to the Jews, to those outside the law, and to the weak. His vision is crystal clear: "I have made myself the slave of everyone so as to win as many as I could. ¯. I made myself all things to everyone in order to save some at any cost; and I still do this, for the sake of the gospel, to have a share in its blessings." Urgent Gospel Proclamation ~. Paul did not understand "preaching" as giving a spir-itual reflection in a liturgical assembly. Integral procla-mation means heralding an urgent message from God that profoundly affects the destiny of all humankind. Mission has lost none of its urgency in the contem-porary world. Paul's words possess an authentic ring-- even in our ears today: "For, if I preach the gospel, that gives me no ground for boasting. For necessity is laid upon me. Woe to me if I do not preach the gospel!" (1 Co 9:16). For all Christians, evangelization must be a 123 68.2 2009 Kroeger ¯ Paul's Dynamic Mission Principles "daily preoccupation" (2 Co 11:28). As Pope Paul VI noted, "the presentation of the gospel message is not an optional contribution for the church. It is a duty incumbent on her by the command of the Lord Jesus" (Evangelii nuntiandi, §5). This Pauline "mission principle" is actually a call for an examination of conscience on the part of the church. Have many local churches placed too much emphasis on administrative efficiency, pastoral management, eco-nomic accountability, liturgical practice, canonical and catechetical orthodoxy--all to the detriment of dynamic programs of renewed evangelization? Have inward (ad intra) concerns vitiated the church's outward (ad extra) mission commitments? Paul's words contain a challenge to all churches and religious communities: "All the way along, from Jerusalem to Illyricum, I have preached Christ's Good News to the utmost of my capacity" (Rrn 15:19). Paul wrote these encouraging words to Timothy: "Make the preaching of the Good News your life's work, in thoroughgoing service" (2 Tm 4:5). 124 Deep Love of the Church In examining Paul's apostolic methods, it is enlight-ening to probe his view of the church. Paul primarily understands the church as a local community of baptized followers of Jesus Christ; he was not opposed to a uni-versal church, but in his day the local congregation was central to his experience. Mission and love of the people who constitute the church go hand in hand. This principle echoes the thought of an elderly Maryknoll missioner who never tired of repeating: Mission is people. Paul had great love and concern for the ecclesial com-munities he founded with painstaking effort. His writ-ings frequently and spontaneously express his affection: Review for Religious "It is only natural that I should feel like this towards you all, since you have shared the privileges which have been mine: both my chains and my work defending and estab-lishing the gospel. You have a permanent place in my heart, and God knows how much I miss you all, loving you as Christ Jesus loves you" (Ph 1:7-8). When the churches Paul established with patient apostolic ministry were in trouble, he shared their pain; he speaks of his "daily anxiety" for them (2 Co 11:28). He wonders aloud: "I am afraid that my work for you may have been wasted" (Ga 4:11). "My children, I must go through the pain of giv-ing birth to you all over again, until Christ is formed in you" (Ga 4:19). Although the Corinthian community had many internal problems (divi-sions, immorality, idolatry, etc.; see 1 Co 1:10-13, 5:1-5, 10:14- 22), Paul, the affectionate missionary, loved them dearly: "You yourselves are our letter, written on our hearts, to be known and read by all" (2 Co 3:2). "Keep a place for us in your hearts . As I have already told' you, you are in our hearts--together we live or together we die. I have the very greatest confidence in you, and I am so proud of you that in all our trouble I am filled with consolation and my joy is overflowing" (2 Co 7:2-4). His writings frequently "and spontaneously express his affection. Close Collaboration with Coworkers The apostle Paul, though a strong personality, was a team worker in the task of evangelization. He under-stood that all apostolic ministry is enhanced through collab-orative efforts. Some few examples show that Paul saw 68.2 2009 Kroeger * Paul's Dynamic Mission Principles great advantages in working together with other apos-tles. On his first missionary j6urney, Paul was accom-panied by Barnabas and Mark (Ac 13-14). Timothy and Silvanus were his trusted coworkers in Corinth and else-where (2 Co 1:19). Titus was his appointed deputy in dealing with difficulties in the Corinthian community (2 Co 8:23), Among other coworkers and fellow aposdes were Luke, Erastus, Aristarchus, and Tychicus. Paul considered teamwork and collaborative minis-try important for a variety of reasons. Apostles working in partnership presented a visible image of the church as community; it gave the people an example of common witness. A variety of apostles working for a common goal presented a more balanced picture of the church than Paul alone could have given. In addition, the gifts of vai'ious individuals were put at the service of gospel proclamation. Paul frequendy expressed his admiration and appre-ciation of his collaborators; he called Timothy his "coworker" (Rm 16:21) and tenderly describes him as "my dear and faithful son" (1 Co 4:17) whose "worth you know, how like a son with a father he has served with me in the work of the gospel" (Ph 2:22). Paul referred to Titus as "my brother" (2 Co 2:13) and "my partner and coworker" (2 Co 8:23). Even if disputes occasionally arose, Paul sought to promote communion in mission. Paul offers contemporary ministers a model of cooperative ministry. Commitment to Social Transformation Paul preached a gospel of freedom and liberation along with his manifest concern and love for the poor and the suffering. The gospel message of human dignity and equality, if embraced, leads to social transformation. Revie~v for Religious Paul firmly believed in the transforming power of the gospel message, and he proposed to his communities the model of Jesus Christ: "Remember how generous the Lord Jesus was: he was rich, but he became poor for your sake, to make you rich out of his poverty" (2 Co 8:9). And, for gospel credibility, Paul himself imitated Christ. Though he possessed citizenship in the Roman Empire, to show his social concern and commitment he chose the lot of ordinary working-class people and labored with his own hands for his livelihood (1 Th 2:9, 1 Co 4:12). Paul challenged many of the social, racial, religious, cultural, and economic barriers of his times. One brief example illustrates Paul's social message. In ancient times, there were three great blessings pronounced in the Jewish synagogue: "Blessed art thou, O Lord our God, . . . who hast not made me a Gentile, . . . who hast not made me a slave,., who hast not made me a woman!" Paul certainly had these barriers in mind when he expressed the new unity of those baptized in Christ: "There are no more distinctions between Jew and Greek, slave and free, male and female, but all of you are one in Christ Jesus" (Ga 3:28). All, without dis-tinction, are to gather around the Eucharistic table, that great center of unity. Numerous additional examples of Paul's social con-sciousness readily come to mind. He struggled to alleviate the suffering of the Christian communities in Jerusalem and Judea during a severe famine (1 Co 16:1-4). Paul laid down ~a clear apostolic principle: "The only thing insisted on was that we should remember to help the poor, as indeed I was anxious to do" (Ga 2:10). Paul converted the runaway slave Onesimus and then demanded that he be accepted "no longer as a slave but something much bet-il, 27 68.2 2009 Kroeger * Paul's Dynamic Mission Principles ter than a slave, a beloved brother" (Phm 16). In a word, Paul preached authentic liberation: "When Christ freed us, he meant us to remain free" (Ga 5:1). 128 Effective, Exemplary Lifestyle The apostle Paul was always careful that .his per-sonal life would encourage and facilitate the spread of the gospel and never become counterproductive. The witness of a Cbristian life is the first and oj~en most effective proclamation of the gospel. When Paul speaks of imitation in his letters (he is not being arrogant), he believes that Christians can encourage one another through their Chrisdike words and deeds. An exemplary lifestyle is a very effective mode of proclamation. "Be imitators of me, as I am of Christ" (1 Co 11:1). Paul commends the Thessalonians because "you were led to become imita-tors of us and of the Lord" (1 Th 1:6). Paul, the exem-plary missioner, is seeking to draw people to Christ, not to himself, through his encouragement to imitate model Christians: "I have sent you Timothy. he will remind you of the way that I live in Christ" (1 Co 4:16). Several of the foregoing sections of this presenta-tion refer to key elements that coalesce to form Paul's life-witness as an apostle: Christocentric spirituality, voluntary vulnerability, innovative mission approaches, evangelical urgency, collaborative ministry, social engagement. To these elements one could add additional virtues, as Paul himself does in his lists of spiritual gifts (see 1 Co 12 & 13, Ga 5:22). In a theology of mission today, the holistic approach to mission that Paul's life shows would be termed "inte-gral evangelization." Paul consistendy strove to run the race successfully and fight the battle successfully (see 1 Co 9:24-27). He kept his eyes fixed on Christ; he told Revie~v for Religious the Philippians: "I am still running, trying to capture the prize for which Christ Jesus captured me" (Ph 3:12). Total Reliance on God's Providence Paul had full confidence in God's everlasting love and fidelity; the guarantee of God's salvific love is Jesus Christ. Paul asks: "If God is for us, who can be against us? He who did not spare his own Son but handed him over for us all, how will he not also give us everything else along with him?" (Rm 8:31-32). Mission always remains "God's project" and evangelizers seek to be God's faith-filled, humble instruments. Paul cooper-ated with God's grace so willingly and generously because he was firmly convinced that he was doing God's work. He asserts that he is only a servant of the gospel: "I did the planting, Apollos did the watering, but God made things grow. Neither the planter nor the waterer matters: only God, who makes things grow" (1 Co 3:6-7). Paul lived his apostolic life with great confidence and full trust in God, whom we can call "Abba" (Rm 8:15, Ga 4:6-7). His life wasfilled with many sufferings, hardships, and challenges; he even faced Spirit-given "roadblocks" in his missionary journeys (Ac 16:6-10). Fully convinced that his life and mission were dependent totally on God and the Spirit's guidance, Paul labored unceasingly, always ascribing any missionary success to God. "By the grace of God I am what I am . I worked harder than any of them--though it was not I, but the Paul labored unceasingly, always ascribing any missionary success to God. 129 68.2 2009 Kroeger * Paul's Dynamic Mission Principles grace of God that is with me" (1 .Co 15:10). Paul asserts: "The love of Christ urges us on" (2 Co 5:14), "I can do all things in him who strengthens me" (Ph 4:13), "The Spirit comes to help us in our weakness" (Rm 8:26). Paul was a man of faith. The dynamic aposde Paul is undoubtedly the great-est missionary of all time. Based on his mission experi-ence and profound theological insights, this presentation has proposed ten "mission principles," valid for Paul of Tarsus and for today's Pauls as well. Paul burned' with the flame of God's love that was enkindled in his heart at his conversion; that flame pervaded his whole existence, even to the final hour of his martyrdom in Rome. It is good for us to notice that, even in the face of all the afflictions and sufferings he endured, Paul was a fulfilled, joyful, Spirit-guided missioner. Paul over-flowed with the Good News, and spread God's saving love everywhere. His awareness of God's transforming grace given to him in abundant measure enabled him to joyfully proclaim Jesus as Lord (see 1 Co 15:10). Paul, exemplifying a genuinely missionary attitude, was filled with deep joy, not because of personal grati-fication or external success, but because he saw many communities accept the person of Jesus. He wrote to the Philippians: "My brothers and dear friends, do not give way but remain faithful in the Lord. I miss you very much, dear friends; you are my joy and my crown" (Ph 4:1). To the Thessalonians Paul wrote: "What do you think is our pride and our joy? You are; and you will be the crown of which we shall be proudest in the presence of our Lord Jesus when he comes; you are our pride and our joy" (1 Th 2:19-20). The Corinthians received this message from Paul: "I have the very great-est confidence in you, and I~ am so proud of you that in Review for Religious all our trouble I am filled with consolation and my joy is overflowing" (2 Co 7:4). Paul's exhortations need to be heard by the mission-ary church today: "Rejoice in the Lord always; again I say rejoice" (Ph 4:4). "Rejoice always, pray without ceasing, give thanks in all circumstances" (1 Th 5:16- 18). "My brothers, rejoice in the Lord" (Ph 3:1). "Shine in the world like bright stars, because you are offering it the word of life" (Ph 2:15-16). Pastors, missionaries, catechists, religious, all ministers of the church, imitate Paul, the joyful evangelizer. Selected Resources Alien, R. Missionary Methods: St. Paul's or Ours? Grand Rapids: Wm. B. Eerdmans Publishing Co., 1962. Grassi, J. The Secret of Paul the Apostle. Maryknoll: Orbis Books, 1978. Grassi, J. A World to Win. Maryknoll: Maryknoll Publications, 1965. Matera, E Strategies for Preaching Paul. Collegeville: Liturgical Press, 2001. Murphy-O'Connor, J. Jesus and Paul: Parallel Lives. Collegeville: Liturgical Press, 2007. Smyth, B. Pauk Mystic and Missionary. Maryknoll: Orbis Books, 1980. Srampickal, T. "The Secret of Paul's Missionary Success," Third Millennium 10 (2007): 41-66. Witherup, R. I01 Questions and Answers on Paul. New York: Paulist Press, 2003. Personal Reflection and/or Group Discussion What principle(s) of Paul, identified by Kroeger, most caught your attention for use in your own mission? If you were to list your own mission principles, how would they compare with Paul's? 131 68.2 2009 DANIEL P. HORAN A Franciscan Approach to Ministry 1321 During his final days St. Francis of Assisi reflected on how he had lived his life and spent God's time. To preserve his recollections of the birth of his new religious order and leave a record of his hopes for the future, he dictated his Testament to some of the fri-ars who were caring for him. In it he recalls his conver-sion to follow Christ and shares what it means to be a Franciscan: to live the gospel. Today Francis continues to inspire people in all parts of the world and every faith tradition. His Testament is the last of a series of writings by Francis that reveals his vision of ministry. Beyond what people often call "Franciscan spirituality" stands his vision of ministry in the church. It is a manner of living in the world, being in relationship with God, and serving our sisters and brothers. The year 2009 marks the eight-hundredth anniver-sary of the order's founding. As we celebrate this mile- Daniel P. Horan OFM has written on Franciscan theology, philosophy, and spirituality. His address is Holy Name College; 1650 St. Camillus Drive; Silver Spring, Maryland 20903. horandp@gmail.com Review for Religious stone, it is good to consider Francis's example and reflect on his vision, which serves as inspiration and guidance. In this article I will highlight five themes that emerge from Francis's writings to form a ministerial ethos that is particularly Franciscan. One does not need to be a Franciscan, a Poor Clare, or a secular Franciscan to adopt a Franciscan approach. Any pastoral minister can benefit from the insights of one of the greatest saints and reformers in Christian history. Everything Done in Humble Service When Francis started his work for God, having renounced his worldly possessions and aspirations, he did penance and followed the gospel as he felt led by God.~ Soon others sought to imitate his efforts and fol-low him in what Franciscan scholar Thadd~e Matura calls the "Franciscan project." This project, while ini-tially not the goal of Francis himself, quickly grew to include thousands of friars and hundreds of sisters,z What made them follow in the footsteps of this medi-eval man and renounce property and adhere to a life of obedience and chaste celibacy? One element of the Franciscan project that emerged early was radical adherence to subordinate positions in society. Francis's early followers saw the humility of a man who left behind the life of a wealthy merchant to live among lepers and outcasts. In his Earlier Rule, Francis had instructed them where among the social strata they should strive to live. He says, "Let no one be called 'prior,' but let everyone in general be called a lesser brother. Let one wash the feet of the other." Francis continued by enjoining his brothers to be "lesser ones" always "subject to all.''3 This spirit of humility is the foundation for all the 133 68.2 2009 Horan ¯ ~ Franciscan ~pproach to Ministry characteristics of a Franciscan ministry. Francis was less concerned about what someone did in the world than about how someone did it. Here we see his admiration for Christ's humility as central to his spirituality: to be Francis was less cbncerned about what someonedid in the world than how someone did: a Franciscan is to live the gospel by following in the footprints of Jesus Christ. Michael Blastic summarizes this well: "As Jesus turned toward those around him, so Francis and Clare in contemplation and com-passion incarnate the praxis of Jesus as they follow him in their world by turning to those around them.''4 From his incarnation and birth to his death on the cross, Jesus' life served as Francis's model for humble service. Perhaps the most succinct articulation of Francis's image of humble service is found in Admonition XIX. Here Francis says: Blessed is the servant who does not consider himself any better when he is praised and exalted by people than when he is considered worthless, simple, and looked down upon, for what a person is before God, that he is and no more. Woe to that religious who has been placed in a high position by others and [who] does not want to come down by his own will. Blessed is that servant who is not placed in a high position by his own will and always desires to be under the feet of others,s 134 Humility is a virtue of ministry, being of service to and among people, that Francis often wrote about. Besides being a reoccurring theme in his Admonitions, humility becomes a constitutive characteristic of the Franciscan way of life when it appears three times in his Review for Religious Later Rule. In chapter 3 we read, "I counsel, admonish, and exhort my brothers in the Lord Jesus Christ not to quarrel or argue or judge others when they go about in the world; but let them be rrieek, peaceful, modest, gende, and humble, speaking courteously to everyone, as is becoming." Two chapters later in the same document, Francis exhorts his followers to always work humbly as servants of God and disciples of poverty. Toward the end of the Rule, Francis again reminds his followers that even amid persecution, hardship, and infirmity they are to have humility and patience while loving those who persecute them.6 Francis echoes the theme of humility at every opportunity because in this way Christ served his brothers and sisters and in this way he desired to serve. Thaddte Matura makes a keen observation about the importance of humility in Francis's way of life and in the movement he gave rise to. Matura believes that Francis was.well aware of the temptation, perhaps within him-self, for pastoral ministers to consider themselves better or above those whom they served.7 It is possible that his concern about friars judging others and seeking special privileges was rooted in his own experience as the son of a wealthy merchant, a well-off young man who was disgusted by lepers and people of lower social status. Regardless of Francis's initial motivation, we are the inheritors of a vision that inspires ministers to always put others before themselves.8 In a world that is fraught with self-centeredness and material accumulation, where even devoted ministers are tempted to seek personal reward, a humble approach to ministry remains prophetic. Relationship Takes Priority Francis's way of being-in-the-world followed the example of Jesus Christ. Michael Blastic insightfully 68.2 2009 Horan ¯ A Franciscan Approach to Ministry connects the divine humility that Francis recognized in the incarnation with God's outward movement toward humanity.9 It was in humility that God incarnate, Jesus Christ, entered into relationships with the people around him. All four Gospels tell of Jesus' encounters with many people: the marginalized, outcast, wealthy, powerful, average, violent, peaceful, and so on. Because he lived a perfectly humble existence among his sisters and brothers, Jesus could meet people as they were, rec-ognizing the inherent dignity of each human person. For Francis, this became a major component of his way of life and remains a Franciscan characteristic today. Vv'hile most of the preserved writings of Francis are letters, prayers, and admonitions or guidelines addressed to large numbers, we have one letter that was written to a particular minister. His identity remains anonymous, frustratingly so for many, but the anonymiW allows us to stand in his place and receive personally from Francis his wisdom concerning ministry, a touching wisdom straight from his heart. Francis is concerned about this friar's attitude and disposition, and he says: I wish to know in this way if you love the Lord and me, his servant and yours: that there is not any brother in the world who has sinned--however much he could have sinned--who, after he has looked into your eyes, would ever depart without your mercy, if he is looking for mercy.~° Mercy trumps justice. Relationship remains the pri-mary way for people to understand all their encoun-ters. Vghile this observation may appear obvious, the reason is that we are already familiar--if only subtly and indirecdy--with the Franciscan way of seeing ministry. This was not always the case. The Franciscan historian Joseph Chinnici describes the early Franciscan move- Review for Religious ment as a radically new form of "penitential human-ism." He applies this term to the Franciscan movement's effort to bring people together peacefully amid "social discord and violence." This approach to ministry puts relationship and com-munity above per-sonal journeys of faith and conversion. One's own conversion, if it is a Franciscan one, should lead toward others and away from one's own self.~ It ~ is for precisely this reason that Francis insisted that the friars be mendicants, not monks, and live with the whole world as their cloister, not limiting it to a monastery's four walls. Franciscan ministries are not simply good methods, skillful implementations of model practices. Rather, they are a project that seeks to unite those who are separated by the violence of social, political, and ecclesial dissent.12 To stress relationship as the primary approach to minis-try, Francis often used familial terms. In his Earlier Rule, he says, "Let each one love and care for his brother as a mother loves and cares for her son."13 In Francis's spirituality, such a familial understanding of relation-ship extended even beyon.d human relationships to include all of God's creation. In his most famous work, The Canticle of the Creatures, he addresses all elements as brother or sister. In an age of heightened ecological awareness, our relationship with the earth and the rest of creation can influence our ministry positively. We are called to minister to all with a deepened sense of our One's own conversion, if it is a Franciscan one, should lead toward others and away from one's own self. 137 68.2 2009 Horan ¯ ~l Franciscan ~pproacb to Minisl~ interdependence and relatedness as children of God and brothers and sisters of all God's creation. Avoid Attachment There is great wisdom in a mendicant model of life. In a life of detachment from personal property, pasto-ral ministers become less preoccupied with their status, their control, their "things." If a particular ministry does not "belong" to a particular minister, one becomes a curator, a caretaker, one who takes good care of some-thing of value not one's own. This contrasts with the oligarchic approach, a small group's limited vision often preventing a ministry's expansion or creativity. Francis was quite convinced that appropriation of anything, including one's work as a minister, would lead to other problems. His Earlier Rule is filled with admonitions and warnings about the danger of attachment. In chap-ter 7 he says, "Wherever the brothers may be, either in hermitages or other places, let them be careful not to make any place their own or contend with anyone for it." He goes on to say, "Guard yourselves against the anxieties of this world and the cares of this life," and summarizes by saying: "Let all the brothers strive to follow the humility and poverty of our Lord Jesus Christ, and let them remember that we should have nothing else in the whole world except as the Apostle says: "Having food and clothing, we are content with these" (1 Tm 6:8).14 While today most ministers, including professed Franciscan women and men, would find it difficult to live in this world strictly observing the instruction above, the key to Francis's insight is found in the word "strive." We understand this as a more perfect vision of an imperfect manner of living in this world. It is the Review for Religious model that pastoral ministers should have in their work, striving in humility and poverty to not appropriate the work as their own. Thy Will Be Done Naturally, the divestment of property and ownership of even one's ministry leads to the question: Then to whom does it belong? For Francis the answer is simple: M1 good things come from and belong to God. It is in the perfect prayer of Christians that we find the source and purpose of our ministerial endeavors, "Thy will be done." When our efforts in ministry become more about our will, our ambition, or our desires, then we have left the realm of ministry and entered some level of self-centeredness. Closely linked to Francis's view of attachment is his understanding that all ministry is the work of God for God. This understanding affirms and renews people's vocation to service. It directs the gaze of ministers from themselves back to God as the source of their inspiration to follow their ministerial vocation. Francis often wrote about God's will in connection with his own ministry and that of the Friars Minor. In his Letter to the Entire Order, Francis reminds his broth-ers of their vocation and its connection to God's will. He writes: "Give praise to him because he is good; exalt him by your deeds; for this reason he has sent you into the whole world: that you may bear witness to his voice in word and deed and bring everyone to know that there is no one who is all-powerful except him.'ns Matura highlights this thought of Francis when he says, "Anything good that we have or do, no matter how personal it is, comes to us from God, and we are only administrators of that good, as it were.'n6 In addition to the proper attribution of our gifts and vocation to 139 68.2 2009 Horan ¯ A Franciscan Approach to Ministry God, this thought frees us of the weighty burdens of self-sufficiency and responsibility. Unhampered by the pressure ministers frequendy put on themselves, we are free to be God's instruments, working in partnership with Christ and others. In this way we leave the world of "lone rangers" and enter the community of Christians working toward the kingdom. I'40 Pray without Ceasing A Franciscan approach to ministry must always flow from a life of prayer. Those who adopt this approach are not just people who pray, but people whose words and actions are also prayer. This lived prayer is con-stant openness to conversion, allowing God to enter and transform lives from worldly concern and triviality to authentic gospel living--in Christ's footsteps, as God's instruments of peace today. In a brief letter to St. Anthony of Padua, Francis responded to his request for permission to teach the-ology. This was a new initiative, for up to this time Franciscans had largely avoided academic ministry. Francis was cautious of higher education because of the tendency of the educated to think better of themselves, look down on others, and move away from the charac-teristics of ministry we have examined above. Francis knew of Anthony's gifts, however, and knew that many friars had asked for his instruction in theology. Francis told Anthony, "I am pleased that you teach .sacred the-ology to the brothers providing that, as is contained in the Rule, you 'do not extinguish the Spirit of prayer and devotion' during study of this kind.''17 Even a ministry as basic as training other friars for pastoral ministry was viewed as secondary to prayer and devotion. Francis writes in his Earlier Rule that those who Review for Religious come after him are to love the Lord God, who has given everyone everything, with their whole heart, soul, mind, strength, understanding, powers, effort, affection, feel-ing, desire, and wish. This is not to be an occasional experience or portion of time apart from the rest of life, but the modus operandi of ministry. Later in the same text Francis writes: Wherever we are, in every place, at every hour, at every time of the day, every day and continually, let all of us truly and humbly believe and hold in our heart and love, honor, adore, serve, praise and bless, glorify and exalt, magnify and give thanks to the Most High and Supreme Eternal God, Trinity and Unity.'s This is another echo of the Franciscan understanding that one's entire life should be given back to God as prayer. Such a life naturally nourishes a vocation to service and ministry. When one's actions are directed back to God with humil-ity, with relationship as the priority, without encumber-ing attachments, and with recognition of everything as God's work, then life is transformed into prayer. Ministry then is not a person's self-motivated effort or effectiveness, but the outpouring of God's gifts received prayerfully and gratefully and sharbd with others. Eight hundred years after the first Franciscan began to do ministry in the small town of Assisi, we find our-selves inspired by Francis's example to continue the mission of God's work in our world. Regardless of our particular manifestation of God's work, all pastoral min-isters can find renewed life and purpose by reflecting A Franciscan approach to ministry must always flow from a 'life of prayer. 141 68.2 2009 Horan * .4 Franciscan AIqn'oacb to Ministry on a Franciscan approach to ministry. Humility keeps us approachable and ready to give loving service. The priority we give to relationship brings us to places where we can best foster loving unity among our sisters and brothers and grateful respect for all of creation. Detachment helps to seek the right things, without being distracted by worldly concerns. Recalling that God is the source of all our gifts and our personal voca-tion puts our work into perspective, while bolstering our purpose to work hand in hand with God. Finally, more than just say prayers, we strive to live lives that are prayers, lives that help bring God's love to our world. Notes i Francis of Assisi, "The Testament," verses 1 and 14, in Francis of Assisi: Early Documents, vol. 1, ed. Regis J. Armstrong, J.A. Wayne Hellmann, and William Short (New York: New City Press, 1999), pp. 124 & 125. Further citations of this first volume will be noted as FAED followed by page numbers. 2 Thaddde Matura, "Francis of Assisi and His Posterity Today," in Gospel Living: Francis of Assisi Yesterday and Today, ed. Elise Saggau (St. Bonaventure, N.Y.: Franciscan Institute, 1994), pp. 263-267. Matura compares Francis to Jesus while explaining similarities of the Franciscan orders and the church. While Francis is held as the founder and model for the three Franciscan orders (much as Jesus is for the church), he is not credited with intentionally founding a new movement in the proper sense (see p. 264). ~ Francis of Assisi, "The Earlier Rule," 6:3-4 and 7:2, in FAED, p. 68. 4 Michael Blastic, "Contemplation and Compassion: A Franciscan Ministerial Spirituality," in Spirit and Life, vol. 7, ed. Anthony Carrozzo, Vincent Cushing, and Kenneth Himes (St. Bonaventure, N.Y.: Franciscan Institute, 1997), p. 172. s Francis, "Admonition 19: A Humble Servant of God," in FAED, p. 135. 6 Francis, "The Later Rule," 3:10-11 (emphasis added), 5:4, and 10:7-10, in FAED, pp. 102-105. r Thadd~e Matura, Francis of Assisi: The Message in His Writings, Review for Religious trans. Paul Barrett (St. Bonaventure, N.Y.: Franciscan Institute, 1997), p. 167. s St. Bonaventure, the Franciscan saint and doctor of the church, later wrote about the importance of humility in the evangelical life, beginning his treatise Disputed Questions on Evangelical Perfection with that topic. See Works of St. Bonaventure, vol. 13, trans. Thomas Reist and Robert Karris (St. Bonaventure, N.Y.: Franciscan Institute, 2008). 9 Blastic, "Contemplation and Compassion," p. 153. 10Francis, "A Letter to a Minister," verse 9, in FAED, p. 97. 11 Joseph Chinnici, "Penitential Humanism: Rereading the Sources to Develop a Franciscan Urban Spirituality," in Franciscans in Urban Ministry, ed. Roberta McKelvie (St. Bonaventure, N.Y.: Franciscan Institute, 2002), pp. 119-122. ~2 See Chinnici, "Penitential Humanism," p. 123. 13 Francis, "Earlier Rule," 9:1 I, in FAED, p. 71. ~4' Francis, "Earlier Rule," 7:13, 8:2, and 9:1, in F~IED, pp. 69-70. is Francis, "A Letter to the Entire Order," verses 8-9, in FAED, p. 117. 16 Matura, Francis ofAssisi, p. 132. 17 Francis, "A Letter to Brother Anthony of Padua," verse 2, in FAED, p. 107. 18 Francis, "Earlier Rule," 23:8 and 23:11, in FAED, pp. 84 & 85. Personal Reflection and/or Group Discussion 1. What model or approach do I currently use in my pastoral ministry? 2. In what ways do Francis's insights speak to me today? 3. What characteristics of a Franciscan approach to ministry do I live particularly well? Where could I strive to improve? 68.2 2009 DAMIAN C. ILODIGWE Discipleship and Walking by Faith God never deceives us. When we entrust our life to him and allow him to direct us, he ensures that all goes well. We may not know where he is lead-ing us. We only see the present, and nothing beyond it. Indeed, even the present is sometimes not clear, and in any case it reaches beyond itself into the future. The present invites to us to keep moving despite perplexity. Here our faith is our strength. Faith propels us forward. So long as we know that God is with us, we can afford to take the next step. We need not be apprehensive. We can be certain that we shall reach our destination even if we have to move slowly and sometimes with some frustradon. Without faith we do not see that God is leading us. If we step out into the unknown future at his bidding, it is likely that we will persevere to the end (see Heb 11). Damian C. Ilodigwe last wrote for us in early 2008. He is a priest and lecturer in philosophy at Ss. Peter and Paul Major Seminary; P.M.B. 5171; Secretariat P.O.; Ibadan, Nigeria. dammychuks2000@ yahoo.com Review for Religious We should trust God at each step, even when we do not know what lies ahead. He shows us his plan piecemeal. An aspect of faith is trust. We can think here of chil-dren and mothers. Usually young children are wholly dependent on their mother. She gives instruction, and the child wonders about it. But this wondering does not prevent the child from carrying out the mother's bidding. He may ask questions, of course, but unless he is simply seeking some clarification he will not get very far. He will not be permitted to ignore or resist what his mother asks him to do. Usually children know, for their own good, when they had better obey. Usually they carry out their mother's instruction even when they do not fully understand. What is true of the relation between children and their mother is true of our relationship with God. Like little children, we need to give God our utter trust (Lk 11:5-13; 18:1-8). Because our faith tells us that God acts in our best interest, we can afford to follow his bidding no matter the inconveniences we feel to be associated with it. A childlike simplicity in our relationship with God is an index of vibrant faith and of maturity in this relationship (Lk 12:22-31). The' Case of Abraham In the life of Abraham we find an example of this childlike faith. He is ready to do the Lord's bidding even when this involves a great deal of sacrifice. Many instances in his life illustrate his utter commitment to God. Consider the divine request to leave his country for another land: "Leave your country, your family, and your father's house, for the land I will show you. I will make you a great nation; I will bless you and make your name so famous that it will be used as a blessing. I will 68.2 2009 llodig'we ¯ Discipleship and Walking by Faith In the life of abraham we find an exa ple ff bless those who bless you; I will curse those who slight you; all the tribes on earth shall bless themselves by you" (Gn 12:1-2). How could God ask Abraham to do a thing like this?1 The demand appears extravagant and even ridiculous. Is it reasonable to leave his native place, where all his friends are? He is established here. He has security here. To leave means leaving good memories and property behind and beginning all over again. As the saying goes, a bird in the hand is worth two in the bush. It is foolish to abandon what has proved itself over the years without a good clear reason. That rea-son would be that the change will certainly make things better. But, for Abraham, the future is a clouded certainty. All that is certain is that he should leave and that he will be shown another land. Regarding the particulars of the promised land, he knows nothing. He is told, though, that from him will come a great nation. That promise appears less attractive than it might because of its general vagueness. Yet at another level it provides a certain motivation because it comes from God, from Abraham's faith in God. It is only faith that can quickly overcome the disenchantment pr0~oked by lack of information about this promised land. Abraham is certainly a man of faith. For, in spite of the obvious per-plexities associated with this directive, he. takes the bull by the horns. He understands that it is the Lord speak-ing and that he knows what he is doing. Consequently he sets out as the Lord has told him to do. Scripture tells us that Abraham is seventy-five years old when he Review for Religious leaves Haran. He takes his wife, Sarai, and the people they.have acquired in Haran. Their journey takes them to Canaan (Gn 12:4-5). Abram's age of seventy-five is significant, emphasizing the great inconvenience of this movement. He is not a young man eager to be off on his own. So in a sense it is a blind journey. God guides him. As is always the case, the Lord does not ask us to do something and then leave us to our own design. He does not leave us on our own. He provides for us one step at a time. The entire picture can never be available to us all at once. As Abram journeys, he comes to Shechem's Oak of Moreh, in Canaan. The Lord appears to him and says he will give this land to his descendants. Abram builds an altar there. He proceeds to the hill country east of Bethel and then to the Negeb (Gn 12:7-9). Although Abram has stepped out into the unknown, he is never alone. He knows in faith that the Lord is with him through all the stages of his journey. And so he is our father in faith (Heb 11:8). He is wholly sub-missive to God, and God does not fail him. Abraham becomes the father' of a multitude of nations. The Challenges of Discipleship and Our Contemporary Situation At this juncture we may ask what we can learn from Abraham's experience. We can learn much regarding the challenges of discipleship. Our life, too, is a journey, a journey of faith towards God's kingdom. God calls each of us out of our various backgrounds to pursue a special life journey, a pilgrimage to a distant destination. The fundamental truth about this is that God is with us all the time, even when we do not take cognizance of him. His presence empowers us to be what he wants us to be. '147 68.2 2009 Ilodig~ve ¯ Discipleship and Walking by Faith Without evidence we are likely to feel discdnnected, His providence sustains us and guides every.aspect of our life. We need to let this truth have an impact on the way we live our life each day. We need to entrust ourselves completely to that providence. "For those who --~ love God, all things work together unto good." We may not understand just how they fit together now or will fit together in the end, but we cannot doubt that they do fit together. God's love, acting as a redemptive principle, inte-grates every aspect of our experience, bringing every-thing into God's ultimate plan for us all. The practical implication of this truth, then, is that we must learn to walk by faith rather than by sight.2 There is a world of difference' between walking by faith and walking by sight. When we walk by mere sight, we are all the time looking for visible, tangible, measur-able evidence of what we should do or should have done. For many purposes and many aspects of reality, there is such evidence, but for other purposes there is none. We may feel that without that kind of evidence there is no reality. If so, we are likely to feel disconnected. We are likely to feel we are living within limited horizons, likely to have a vague feeling that we are missing something. Not enjoying that feeling, we give oursel~es a warrant to deny there is any reality behind our vague feeling. We decide not to let ourselves be affected by what we claim is unreality. We refuse to be open to it. On the other hand, our admittedly limited knowl-edge even of the physical world should persuade us to see and affirm that the fullness of reality is far broader 148] Review for Religious than, say, the empirical data we have of the astrophysi-cal universe or the jungles of Brazil. We may lack the resources to fully penetrate such real worlds, and the world of faith as well, but we do not have reason to deny their reality and the impact they can and should have upon us.3 We need not deny spiritual reality even though we lack tangible and visible data that serve as empirical evi-dence. Spirituality's reality is accessible to faith. Faith transcends the evidence of the empirical sciences. When we walk by faith, we find ourselves in some sense at home in all of reality. The experience of Abram challenges us. Because he walked by faith, he was able to see far beyond the lim-ited reality of his time and place. Ready to journey with the Lord, he stepped out into the unknown that in some way he could actually see. In time he realized much of the promise he had. received. Abram's faith was his sav-ing grace. In our dealing with the Lord, some tension remains between the way of faith and the way of mere sight. . Sometimes we may walk ahead of the Lord or far behind him, and thus miss some of what we would have received from him. When our faith is stronger, we are better able to synchronize our mind and heart with God. We see better what he sees; we dream better the dream that he dreams for us; we see a road even when our ordinary sight sees no road. In short, our world of possibilities becomes larger; we live our lives more abundantly. Thomas's Encounter with the Risen Lord Consider Thomas. He did not believe when the other apostles told him they had seen the Lord. He insisted that unless he touched Jesus' wounds he would 149 68.2 2009 llodigwe ¯ Discipleship and Walking by Faith 1501 not believe (Jn 20:24-25). His predicament is under-standable. He cannot transcend the inclination to walk by sight. He demands empirical evidence in a matter that requires faith. The reality of the risen Lord is not accessible to, cannot be contained in, the limited world of empirical evidence. This becomes clear to Thomas when the Lord grants his demand for evidence. "Put your finger here, and look at my hands; then stretch out your hand and put it in my side. Stop your doubting and believe." Thomas says, "My Lord and my God!" Jesus says to him, "Have you believed because you have seen me? Blessed are those who have not seen and yet have come to believe!" On 20:26-29). Thomas wants empirical evidence in order to believe, and he is granted the rare privilege of touching and seeing. But the Lord does not fail to make clear that this privilege is not really necessary. Indeed, it is argu-able that it is not the empirical evidence that generates Thomas's confession. Thomas could have touched the Lord and still not believed. There is another factor, the factor of grace. One cannot come into the presence of the risen Lord without being positively affected. That is what seems to have happened in Thomas's case. It is clear that what really matters is faith, not sight: "Happy are those who believe without seeing me." Without empirical evidence they believe, and this is what makes them blessed. The experience of the risen Lord is paradoxically a reward for their faith. It is their faith, not empirical evidence, that opens them to the reality of the risen Lord. Faith is a gift. through and through. God's gift, the presence of God, is received and perceived through faith. If we turn again to the experience of Abraham, we note that he avoids the tension between the way Review for Religious of faith and the way of sight. He does not ask for evi-dence as Thomas does. He is ready to step out into the unknown simply because he believes it is the Lord speaking. Faith sustains him on his travel. Faith brings him to the promised land. But before this ever comes to pass in time, faith has already enabled him to realize the promised land spiritually. The claim of faith is certainly one we cannot afford to ignore in our everyday struggle. We need to keep in mind the distinction between the way of faith and the way of sight. So as to realize our full destiny in the Lord, we must cultivate the habit of walking by faith rather than by sight, bringing faith into every aspect of our existence. It will enrich our vision of life and increase our ability to deal appropriately with all that occurs in our day-to-day living. In carefully fostered faith, the unthinkable becomes thinkable, the impossible becomes possible, and our entire life will be lighted by the glory of God. Notes I Even more extravagant is the later demand that he sacrifice Isaac, the child of promise. Here, too, Abraham's response marks him as a model of faith. See Genesis 22. z See Ralph C. Martin, Called to Holiness (Mumbai: St Pauls, 2001), pp. 101-117. 3 Faith and reason complement each other. Indeed, as Pope John Paul I! famously remarked, "Faith and Reason are like two wings on which the human spirit rises to the contemplation of truth" (Fides et ratio, §7). 151 68.2 2009 VIRGINIA M. HERBERS Reparation and the Sacred Heart: A New Interpretation renewing religious traditions The conciliar decree Perfectae caritatis was pro-mulgated in 1965 to guide renewal "in order that the great value of a life consecrated by the profession of the counsels and its necessary mission today may yield greater good to the church" (PC §1). Thirty years later John Paul II affirmed that "the consecrated life has not only proved a help and support for the church in the past, but is also a precious and necessary gift for the present and future of the people of God" (Vita consecrata, §3). In fidelity to the council's call and in response to the pope's call for authentic interpretation of founding charisms, the Apostles of the Sacred Heart of Jesus have in recent years striven to understand Virginia M. Herbers ASCJ is vocation director of the Aposdes of the Sacred Heart of Jesus and director of Queen of Apostles Spirituality Center; 800 Montebello Camp Road; Imperial, Missouri 63052. svhascj@yahoo.com Revie~ for Religious authentically the role and relevance of reparation within the Sacred Heart devotion. This effort has led me to believe that, just as religious consecration still has significance in the world today, so too does reparation. I affirm Karl Rahner's claim in 1966 that devotion to the Sacred Heart is not a dated, old-fashioned piety, but rather is quite relevant today. He later insisted that this devotion is indispensable "since the future of the church was decided by the love of the heart of Jesus in dying and depends on the final decision of Our own hearts."' I think Rahner is correct. I would add that consecrated life itself can be understood as a lived interpretation of Sacred Heart devotion, and that the religious profession of the Apostles of the Sacred Heart demonstrates the proper understanding of repa-ration in the Sacred Heart devotion. This community's charism illuminates a unique aspect of God's love, pro-viding for the entire church a renewed understanding of our baptismal vocation (see PC §1). To appreciate this charism of reparation, a brief look at the religious vows and the Sacred Heart devotion will provide helpful background. Let us take them in turn. The Evangelical Counsels Vita consecrata asserts that religious vows are not an initiative of the individual religious, but a response of the individual to God's call: "The experience of this gracious love of God is so deep and so powerful that the person called senses the need to respond by unconditionally dedi-cating his or her life to God" (VC §17). The profession of poverty, chastity, and obedience is the consecrated person's response of love to the One who loves her infinitely. Hearing the call and responding to God's love is not unique to those in religious life; it is implicit in 68.2 2009 Herbers * Reparation and the Sacred Heart baptismal consecration. Profession of the evangelical counsels does not set religious apart from the body of the faithful as holier, closer to God, or more perfect. It is not a consecration differing in essence from baptismal consecration. Rather, it is rooted in baptism. It is an intensification of baptismal consecration for mission; it is a specification of the baptismal call.2 As such, it is a sign to all the baptized of what and who we are called to become as followers of Christ and members of his Body. "Religious life 'clearly, strikingly, astonishingly' ¯ . . leads the church to see what the whole church is called to by baptism, to see it clearly and strikingly in a public and communal embodiment that helps people toward realization.''3 Profession of the evangelical counsels is thus a rec-ognition by religious of the fullness of God's love for all, and a response to that love with the gift of their entire lives. Through the vows of chastity, poverty, and obe-dience, religious center their lives on the "God-quest" and proclaim that "I commit my whole self, everything and forever, to the undying love that has claimed me for the transformation of the world." Profession of vows is thus "a unitary and unifying act, a solemn, formal, and public act, by which a person takes her whole life into her hands and freely disposes of it in self-gift to Christ and his Body within the congregation."4 Sacred Heart Devotion Devotion to the Sacred Heart has traditionally been understood as an icon of God's love for humanity, devel-oping direcdy from incarnational theology,s Humanity recognizes God's love in the love of the God-man, Jesus Christ, as shown specifically in his heart. The incarna-tion allows human beings to experience God's love in Review for Religious tangible human ways. The heart of Jesus reveals the heart of God, embodied and enfieshed. This capac-ity has implications for all who follow Christ, for "the only Son of God, in becoming incarnate, takes on a human heart [and] we are called to share in this love and to receive through the Holy Spirit this extraordinary capacity to love.''6 Devotion to the Sacred Heart, then, is not devo-tion to an abstract symbol, but devotion to the per-son of Jesus and his love for each human being. The incarnation gives humanity access to what was formerly inacces-sible, God's very self, during Jesus' earthly life and now in his Mystical Body, the church. In the heart of Jesus, God calls us to "become what we receive"7 and to incarnate God's love ourselves as members of Christ's Mystical Body. What, then, does the heart of Jesus teach us about the incarnate love of God? Devotion to the Sacred Heart encompasses four characteristics of God's love: (1) Christ's heart shows us that the incarnate love of God is a continuing, dynamic reality, not an abstract theory or historical event; the heart of God is enfleshed in the body of Jesus and continues to beat in his Body, the church. (2) Christ's heart is a heart wherein two natures--human and divine-~coexist in perfect harmony. (3) Christ's heart is on fire with love for all humanity, both in general and in particular. (4) Christ's heart is an Devotion to the Sacred Heart has traditionally been understood as an icon of God's love for humanity. 68.2 2009 Herbers ¯ Reparation and the Sacred Heart open, broken heart--opened by the soldier's lance after the sacrifice of his human life, and broken by human sin, weakness, and error. The Religious Vows: Returning Love for Love Given the understanding that religious vows are a response to love and a sign for all the faithful of our common call to share in Christ's mission, and given the understanding that Sacred Heart devotion is (a) an ongoing dynamic expression of God's incarnate love, (b) exemplified in the love of Jesus' heart, which is in perfect union with the Father and the Spirit, (c) con-tinually on fire with love for us, and (d) still wounded by humanity's rejection of divine love even while revealing through the open wound the ultimate gift of his life, we now turn to the modern relevance of the religious vows as a distinct and poignant means of living Sacred Heart devotion. The consecrated religious professes vows as a return of love for Love, as a response from her heart to the outpouring~of God's love upon her. The very act of con-secrated profession can be interpreted as a profound act of Sacred Heart devotion, as attested by John Paul II: "Through the consecration of the religious vows, you desire, through the love of total giving, to fill your souls and your bodies with the spirit of sacrifice . In this way the likeness of that love which in the heart of Christ is both redemptive and spousal is imprinted on the religious profession" (Redemptionis donum, §8). Acknowledging and accepting the love of God and responding "in kind" are not enough, however. The Sacred Heart of God incarnate is not a mere image to be worshiped or just a pious practice to be encouraged. The encyclical on Sacred Heart devotion, Haurietis Review for Religious aquas, quotes Thomas Aquinas on this point: "Religious worship is not paid to images, considered in themselves, as things; but according as they are representations lead-ing to God incarnate. The approach which is made to the image as such does not stop there, but continues towards that which is represented.''8 In a similar way, professing vows in the church as a response to God's love commits religious to loving service of the church and, not stopping there, to loving service of the incar-nate Word of God. Our acceptance of God's love in baptism transforms us; in religious profession this baptismal transformation shapes our likeness to Christ, compelling us to return his love by following his example of ministering self-lessly to all those in need. Pope Benedict XVI expresses this directly: "When we practice this devotion, not only do we recognize God's love with gratitude but we con-tinue to open ourselves to this love so that our lives are ever more closely patterned upon it . The experience of God's love should be lived by men and women as a 'calling' to which they must respond. Fixing our gaze on the Lord. helps us to become more attentive to the suffering and needs of others.''9 Interior devotion is thus manifested in ministerial outreach. The three vows constitute a unique expression of Sacred Heart devotion, corresponding to specific char-acteristics of incarnate love. The heart of Jesus is a heart both human and divine, the heart of a man and the heart of God. Within one heart, two natures coex-ist in a mysterious unity that leaves each distinct yet undivided. Jesus' human heart beats in rhythm with the heart of God; his human will is perfectly synchronized with the will of God. The desire of the man corresponds completely with the desire of God for the man. 157 68.2 2009 Herbers * Reparation and tbe Sacred Heart In this lies the kernel of religious obedience--to have our hearts beat in time with the heart of God. Consecrated persons who vow obedience strive to desire what God desires, to will what God wills, to attune their hearts to the heart of God. "To want the same thing, and to reject the same thing, was recognizeff by antiq-uity as the authentic content of love: the one becomes similar to the other, and this leads to a community of will and thought,m° Genuine obedience is not confor-mity to an external authority nor submission to a will foreign to our own. The vow of obedience "in its deep-est roots is a dedication to freedom, not to subjection or servitude . True freedom is to be found in union with the will of God."1' The vow of chastity expresses devotion to the heart of Christ by expressing his love for all people. Just as the Sacred Heart is "a heart on fire," so by vowing chastity do religious enkindle the fire of love in their own heart. Sandra Schneiders insists'that the vow of chastity "must be based on a deep religious experience of being loved by God in Jesus and an experienced per-sonaL fulfillment in returning that love." She adds that this vow "leads the person toward personal transforma-tion in love and allows the person to participate mean-ingfully in the emergence of a new, whole, and loving world characterized by equality, responsible intimacy, and mutuality."12 Clelia Merloni, the founder of the Apostles of the Sacred Heart, describes the "fire of love" kindled by the apostle's vow of chastity as holy zeal: "You see, daugh-ters, wherever the fire of divine love is, it cannot remain hidden or idle, but at once it manifests itself as the liv-ing flame of a holy zeal . Remember, daughters, that zeal must be active, untiring, gentle, and prudent: zeal Reuiew for Religio~.s does not inflame the heart without manifesting itself in works."13 By vowing lives of consecrated celibacy, reli-gious perpetually submit to the consuming fire Of God's love, which in turn impels them to share that love with everyone she encounters in an inclusive, not exclusive, way. Professing chastity enables religious to fan into flame a love that embraces all, recognizing in each face the face of God. As Benedict xvI wrote in Deus caritas est (§ 15), "The concept of 'neighbor' is now universal-ized, yet it remains concrete. Despite .being extended to all mankind, it is not reduced to a generic, abstract, and undemanding expression of love, but calls for my own practical commitment in the here and now." The vow of chastity calls us to embrace each while embracing all, to love particularly w~ithout loving restrictively, to love universally and specifically. Pierre Teilhard de Chardifi described the source .and the consequence of this type of loving as fire: "Under the symbol of the Sacred Heart, the divine assumed for me the form, the strength, and the properties of an energy, of a fire . Through its power to become universal, this fire proved able to invade and impregnate with love the whole atmosphere of the world in which I lived.''~4 By professing poverty, religious make yet another return of love for Love, mirroring the woundedness of Christ's heart. John Paul II says that "on Golgotha Jesus' heart was pierced by a lance as a sign of his total self-giving, of that sacrificial and saving love with which he 'loved us to the end'" On 13:1).15 By accepting death at the hands, of humanity, the God-man sacrificed all for love. "From the infinite power proper to God, the heart of Christ did not retain anything except the unarmed power of the love that forgives . In the heart of Christ are encountered divine riches and human poverty."~6 68.2 2009 Herbers ¯ Reparation and the Sacred Heart In the profession of poverty, devotion to the broken heart of Christ is made tangible also through responding to the suffering ofhis heart in the poor of .today's~worl~d. 160 This kenosis, this. self-emptying, is the expression of Love to which the vow of poverty responds. In accept-ing death Christ accepted all and gave all. In professing poverty religious do likewise--accepting all that is given them from the hand of the Father and giving all in a return of love for Love. This is devotion to the open heart of Christ. In the profession of poverty, devotion to the broken heart of Christ is made tangible also through respond-ing to the suffering of his heart in the poor of today's world. For vowed reli-gious, devotion to the Sacred Heart includes recognition that his heart remains broken, suffering as people continue to betray and reject love, to ignore and neglect the hurt-ing, to strike first. The world's physical, emo-tional, psychological, and mental pain con-tinually shows the heart of Jesus suffering in his Body. Clelia Merloni insisted that "The heart of Jesus, disguised as this particular sick person, calls you to a mission of charity, since the sick make up the very body of Jesus.''17 Clelia exhorts her sister apostles to recognize that where there is sickness, pain, or suffering, there is the open, broken heart of Christ. The profession and living of poverty expresses solidarity with all those who are wounded in and by society, and expresses union with Christ's broken heart suffering today. By professing evangelical poverty, con- Review for Religious secrated religious commit themselves "to eliminating structures of oppression and to promoting projects of solidarity for the benefit of the poor" (VC §89). Only as the poor can we hope to alleviate the suffering of the poor.~8 Through their vows of poverty, chastity, and obedi-ence, consecrated religious express their love with the entirety of their lives. This threefold consecration uni-fies all religious communities. Their distinctive charisms are demonstrated by their various ways of expressing this consecration. The founder of my congregation, Clelia Merloni, was entrusted with a particular charism within Sacred Heart devotion--a charism to be apostles of the Sacred Heart. Her apostles were to be characterized by zeal and charity, but more importantly by one aspect of Sacred Heart devotion: reparation. She pleads with her apostles to make their lives relevant to the church's mission in the world: "Our congregation needs subjects who are strong and robust in virtue, not pious statues!''19 Sacred Heart devotion, for Clelia and her apostles, always implies responding to the living heart of Christ through lives of reparation. Zeal and charity are insufficient for those professing vows as Apostles of the Sacred Heart. Only when we are motivated by a spirit of reparation can we be seen clearly as apostles of the Sacred Heart devo-tion. What, then, is the nature, meaning, and relevance of the reparation this congregation fosters? A New Interpretation of Reparation Theologically reparation has often been mistakenly equated with atonement and expiation. Atonement is "an act of divine love that effects a new state of things, the peaceful relationship between God and man. Man is reconciled to God. atonement is effected through the 161 68.2 2009 Herbers * Reparation and the Sacred Heart blood of the cross . man is placed in a new relation to God.''2° Atonement, therefore, is effected once and for all in the death and resurrection of Jesus. Christ's death and resurrection made humanity "at-one" with God, reconciling a broken relationship, correcting and reversing the effects, of human sinfulness, thus mak-ing humanity's "atonement" not only unnecessary but impossible. Expiation is closely related to. atonement in that it is appeasement by sacrifice, specifically the sac-rifice of Jesus' death, which appeased God's justice and "remove[d] the cause of the sinner's alienation from God in. order to restore him to holiness and divine favor.''2' Taken to their logical ends, these notions of atone-ment and expiation .seem to perceive "the love of God given us in Christ Jesus" as either correction of a rela-tionship gone awry or Christ's willing acceptance of the penalty of death due us. In this context, the practice of reparation seems to be about "repairing" broken-ness, "atoning for" sinfulness, and "making up" for wrongdoing as we model our life on Jesus Christ. This is the vision of reparation in Pius XI's 1928 encycli-cal Miserentissimus Redemptor (§18): "Whosoever of the faithful have piously pondered on all these things must needs be inflamed with the charity of Christ in his agony and make a more vehement endeavor to expi-ate their own faults and those of others, to repair the honor of Christ, and to promote the eternal salvation of souls." This "atoning" and "expiative" sense speaks of a need for humanity to repent, convert, and wor-ship, but nowhere does it speak of the invitation given to humanity to love in the face of brokenness, that the heart of God may be loved and not rejected. I propose that, in the context of Sacred Heart devotion, reparation speaks direcdy of this invitation: "The focus of God's Review for Religious ¯ forgiveness in Christ is less on a word that is spoken to assuage guilt and more on a transformation of relation-ships-- with God and with other human beings."22 As seen above, religious consecration is a response of love prompted by the recognition and humble accep-tance of the unconditional, sacrificial love of God. Each of the vows has been shown to uniquely manifest, in the light of devotion to the Sacred Heart, a particular aspect of our loving response. Reparation, as a dis-tinctive response of love, is a particular expression of Sacred Heart devotion. It is a response of love to the broken heart of Christ, as when we see someone we love (and also Someone) hurting, broken, bleeding, and in pain, and want to--need to, are impelled t0--respond in manners worthy of love. William Temple, archbishop of Canterbury during World War II, claimed that the motive for reparation is that we not "go on wounding one who accepts our wounds like that; we are filled with fear, not the old craven fear of punishment, but the fear of wounding the tenderest of all hearts.''23 Reparation does not necessar-ily seek to repair the wrongdoing (for we may not be responsible for it), but seeks to respond to the broken heart of our loved One by offering concrete, tangible acts of love. This authentic healing power of reparation '~"The focus of God's forgiveness in Christ is less on a word that is spoken to assuage guilt .and more on a transformation of relationships-with God andwith othe~r human beings." 163 68.2 2009 Herbers * Reparation and the Sacred Heart 164 was understood by Aquinas: "When one. is in pain, it is natural that the sympathy of a friend should afford con-solation., because, when a man's friends console him, he sees that he is loved by them, and this affords him pleasure. Consequently, since every pleasure assuages sorrow, it follows that sorrow is mitigated by a sympa-thizing friend" (ST I-II.38.3). To extend this idea to how human acts of love serve as loving reparation to Christ, John Paul II said in another place: "In the heart of Christ the human heart comes., to unite filial love for God with love for the neighbor. In this way--and this is the true meaning of the reparation asked for by the heart of the Savior--on the ruins heaped up by hatred and violence can be built the civilization of love so greatly desired, the kingdom of the heart of Christ.''24 For the Apostles of. the Sacred Heart, it is imperative that they understand rightly their mission in the church and their ministry in the world. Their witness of repara-tive love can show all the faithful what their response to the brokenness of our world must be. Reparation, far from being an obsolete relic, is an essential component of Clelia Merloni's charism, and a unique way for her apostles to live their vows of poverty, chastity, and obe-dience. Experiencing Jesus as God's incarnate love, they are called to respond as incarnate love to his open heart still broken in the woundedness of his loved ones. In respond-ing, they are not merely practicing their own personal spirituality; they are engaging in their ministry. As Pius XII said in Haurietis aquas (§112), "In show-ing devotion to the most Sacred Heart of Jesus, the external acts of piety have not the first or most impor-tant place; nor is its essence to be found primarily in the benefits to be obtained." Rather, reparation must be a dynamic response of love, reaching out to the broken- Review for Religious ness of humanity--at any given moment, in any given circumstance. "The practical good that emerges in the event [of reparative love] is seen not only in the inward realm of personal and spiritual values, but in the trans-formation of the material order through which the val-ues are expressed.''25 Living her congregation's motto, "Caritas Christi urget nos!" (2 Co 5:14), consumed by the love of God given her in Christ Jesus, an apostle the Sacred Heart "returns love for Love" by the gift of her life of vowed chastity and reaches out to ev.eryone in selfless service. By her vowed obedience she matches her heartbeat to the heart of God. By their vowed poverty she is free to give her all to the broken hearts around her. She accepts humbly the gifts she receives from the incarnate, inflamed, obedient, and open heart of Jesus and returns them as her gift to his Body, the church. The reparative value of these gifts lies in its heal-ing power for the broken heart of Christ in the church and in the world. Reparation from this n~w perspective is most assuredly, then, not merely valuable for those among the faithful who may be attracted to it as a pious practice, but a vital mission entrusted to each mem-ber of the church. Reparative love is the love of God poured out through us, incarnate in the members of Christ's Body, embodied in real hands and real hearts. Reparative love speaks a word of selflessness to a world broken by hatred and individualism. It lives a life of generosity in a world broken by selfishness and fear. It breathes a promise of forgiveness for a world broken by resentment and injustice and gives a hand of compassion to a world broken by suspicion and greed. Reparation is anything but old-fashioned piety entrenched in sen-timentalism or self-derogation. Rightly understood in the brokenness of our contemporary experience, repa- 165 68.2 2009 Herbers * Reparation and the Sacred Heart 166. ration is the tender answer of hearts on fire, yearning to express themselves boldly, so that brokenness and woundedness may always and only be answered with all-consuming love, centered in God, reaching out to every one of God's beloved people. Notes I Quoted in Annice Callahan, Karl Rahner's Spirituality of the Pierced Heart (Lanham, Maryland: University Press of America, 1985), pp. 108, 110-111. 2 See Patricia E Walter, "Religious Life in Church Documents," Review for Religious 51, no. 4 (July-August 1992), and Nadine Foley, "The Nature and Future of Religious Life," Origins 19, no. 13 (1989): 212. 3 Michael Himes, "Returning to Our Ancestral Lands," Review for Religious 59, no. 1 (January-February 2000): 18. 4 Sandra Schneiders, Selling All (New York: Paulist Press, 2001), pp. 108, 114. s It is important to be aware of this rich history as we examine Sacred Heart devotion from a modern perspective. For a more com-prehensive examination of the history of the devotion, see Timothy O'Donnell's Heart of the Redeemer (Manassas, Virginia: Trinity Communications, 1989) and Joseph Stierli's Heart of the Saviour: A Symposium on Devotion to the Sacred Heart (New York: Herder and Herder, 1958). 6john Paul II, "Letter to Bishop Raymond Seguy, Bishop of Autun, Chalon, and Macon, June 22, 1990," in Holy Father, Sacred Heart, ed. Carl J. Moell SJ (New York: Crossroad, 2004), p. 210. 7 Augustine, Sermons on the New Testament 7(7). s Thomas Aquinas, ST 1/-1/.81.3 ad 3. See Pius XII, Haurietis aquas (1956), §103. 9 Benedict xvI, letter on the fiftieth anniversary of Haurietis aquas, 15 May 2006. 10 Benedict XVI, Deus caritas est (2005), §17. '~ Sandra Schneiders, New Wineskins (New York: Paulist Press, 1986), p. 109. ,2 Schneiders, New Wineskins, pp. 105, 106. ~3 Clelia Merloni, Spiritual Anthology, ed. Pierpaula de Farias (Rome: privately printed, 1992), pp. 167, t73. Review for Religious ,4 Quoted in Christopher E Mooney, Teilhard de Chardin and the Mystery of Christ (Garden City, N.Y.: Doubleday Image, 1968), pp. 28-29. 15 John Paul II, "Homily during Sacred Heart devotions and beati-fication of Father Stefan Wincenty Frelichowski, at the Aviation Club in Torun, June 7, 1999," in Holy Father, Sacred Heart, p. 112. 16 John Paul II, "Homily at the Polyclinic of the Agostino Gemelli University Hospital in Rome, June 28, 1984," in Holy Father, Sacred Heart, p. 47. 17 Merloni, Spiritual Anthology, p. 167. ,s James Alison poignandy elucidates this idea with his concept of the "intelligence of the victim." See Knowing Jesus (London: Ashford Colour Press, 1998). 19 Merloni, Spiritual Anthology, p. 334. 20 Kenneth E Dougherty, "Atonement," in New Catholic Encyclopedia, 2nd ed. (Detroit: Gale, 2003), vol. 1, p. 837. 21 Lucien Richard, "Expiation (in Theology)," in New Catholic Encyclopedia, 2nd ed., vol. 5, p. 565. 22 L. Gregory Jones, "The Craft of Forgiveness," Theology Today 50, no. 3 (October 1993): 356. 23 William Temple, The Faith and Modern Thought, quoted in Leonard Hodgson, The Doctrine of Atonement (New York: Scribners, 1951), p. 80. 24 See the letter of John Paul II to Father Peter-Hans Kolvenbach sJ on the Canonization of Blessed Claude la Colombi~re SJ, in UOsservatore Romano, English edition, 27 October 1986, and referred to by Benedict xvI (see note 9 above). 25 G.W.C. Thomas, "Reparation: The Sevenfold Pattern of Redemption," Church Quarterly Review 158, no. 327 (April-June 1957): 165. ,167 68.2 2009 JAMES H. SCHIMELPFENING Being Heard, Being Healed: Learning from the Quaker Tradition We cannot change the world by a new plan, project, or idea. We cannot even change other people by our convictions, stories, advice, and proposals, but we can offer a space where people are encouraged to disarm themselves, lay side their occupations and preoccupa-tions, and listen with attention and care to the voices speaking in their own center. --Henri Nouwen1 168 Community is a word that is tossed around a lot, but is hard to define. My own religious order and those who share in the Marianist tradition embrace community as a constitutive part of our mission and identity, and thus we engage in countless conversations discerning its meaning, the place it has in our lives, and how it is to be an instrument of mission. After thirty-five years of religious life and after living in communities on four continents, my experience of community is all over the board. Sometimes I am most grateful for it, but other times it has been quite the opposite. James H. Schimelpfening SM lives at Marianist Community; Meyer Hall; 4435 East Patterson Road; Dayton, Ohio 45430. Review for Religious Recently I experienced community in an utterly refreshing and transformative way. I participated in a series of six seasonal retreats based on the Quaker tradition and the work of Parker Palmer. The Center for Courage and Renewal, partially funded by Lilly Endowment, offered these retreats for clergy and con-gregational leaders) The approximately twenty partici-pants represented a variety Of religious denominations, including a young Jewish woman and myself, the only Catholic. That in itself made the retreats interesting and delightful. These retreats, spread over eighteen months, opened up and stretched my idea and sense of community. I want to share with you something of the enriching, grace-filled, contemplative experience that the retreats were for me. Welcoming the True Self One of the principal resources for the retreats was Parker Palmer's A Hidden Wholeness: The Journey toward an Undivided Life. He portrays community as "one that knows how to welcome the soul"--or true self--and how to hear its voice within oneself. He refers to this kind of community as a circle of trust, a revealing name. Such a community, he writes, allows us to reach in towards our wholeness, out towards the world's need, while living at "the intersection of the two.''3 This intersection is sometimes a daunting place to be. One needs to be with others who, in the right sort of way, support and encourage each other in their moving inward and outward. Often, at least in my experience of community, issues and concerns are discussed, debated, and at times argued; then votes are taken, and there are winners and losers. Tensions, often subtle but barely hidden, may 169 68.2 2009 Scbimelpfening ¯ Being Heard, Being Healed remain. As a result, people keep trying to fix each other or straighten the others out. Advising and rectifying implies that one knows what is good for others if only they would acknowledge it. Community harmony and peace become elusive, and passive-aggressive behavior comes to the fore. Life in community has taught me that violence has many forms that give pain and raise suspicion and result in protective walls. Often persons are diminished and given less respect in favor of group-think or the institution itself.4 Life in community some-times fails to lead persons to wholeness or holiness, and when such failings occur the mission too falters. Touchstones In the series of retreats that I was part of, there was a quite different style of community and way of being present to one another and ultimately to oneself. I have experienced it also in other religious and church com-munities, but only rarely, and even more rarely as an intentional way of being together. In each retreat of this series, one of the first things we did was review the Circle of Trust Touchstones, the guidelines for all of our time together, not only when we were "sitting in the circle." We would: ¯ presume, extend, and receive welcome. ¯ be present as fully as possible. ¯ offer by invitation, not demand. ¯ speak our truth in ways that respect other people's ¯ not fix, save, advise, or set each other straight. ¯ learn to respond with honest, open questions. ¯ turn to wonder when the going got tough. ¯ attend to our own inner teacher. ¯ trus~t.and learn from and in the silence. ¯ observe deep confidentiality. ¯ know that it is possible to leave the circle with Review for Religious whatever you needed and that the seeds planted could and would keep growing. To live these touchstones intentionally takes work and demands attention, but something good happens and a different environment is created. These touchstones were practical and crucial for our community because we were so diverse. We were men and women, ordained and nonordained, Christian and Jewish, various races and ages, formed in different religious traditions with different doctrines and creeds, coming from all over the country, and having various personali-ties and committed relationships. It was only by living these touchstones that something new and deep could be born, so that we could move beyond differences that would normally keep us separate. Living these touchstones introduced ways of being together that led to deeper respect for persons and enduring bonds of friendship and trust. It is all too easy to focus on what is different and what is perceived to be "wrong," instead of expe-riencing what is right. This environment made it pos-sible to speak and listen in a gender and more attentive manner. It is all too easy tofocus on what is different and what is perceived to be "wrong," instead ,of experiencing what is right. Circles of Trust Parker Palmer calls such a community a circle of trust. The name, in my experience, is descriptive. We would sit in an unbroken circle with no one coming first or being 171 68.2 2009 Schimelpfening ¯ Being Heard, Being Healed 172j last, no beginning or end.In the center of the circle would be a small table with a candle and flowers that would serenely hold our attention, and hold us together like the hub of a wheel. When speaking we would "speak to the circle," not across the circle as groups may do and thereby tend to debate and break down the sense of the whole, of community. That happened to us once, and the feel of the group changed and became charged with something that we recognized as not helpful, not what we desired. We returned to speaking to the circle, not across it, and the environment healed. "Speaking to the circle" is speaking from one's own inner self to the center of the circle, where all that is said is held attentively and respectfully. There is no speaking from one ego to another, nor is it about try-ing to impress or persuade. It is simply about expressing oneself, a kind of sharing that is less stressful and much more peaceful,s Trust is what constitutes the circle; without trust there is no circle. Trust makes the space safe for sharing one's truth without fear of judgment or criticism. This trust grows deeper over time. As I share these reflections, I realize that a circle of trust can seem like avoidance of conflict, blind acceptance, lack of discernment, or some such idea. It might even seem "new age" and shallow. My experience, however, is just the opposite. A circle of trust and living the touchstones allow for something deep to emerge and grow and bear fruit. Circles of trust allow more truths to come to light and authentic relationships to form. It is interesting and even important to note that Quakers do not avoid diffi-cult situations, but instead are present to them differently. That is why historically Quakers have often been present where thorny social issues like justice, peacemaking, and reconciliation are being pondered and evaluated. Review for Religious A circle of trust forms a community that allows per-sons to be attentive to their inner self, what we often refer to as one's true self. This true self can surface in an enviroriment that is encouraging, one that is respectful, silent, attentive, and caring. As Parker Palmer points out, a circle of trust is focused on an inward journey and invisible yet very real pow-ers. The purpose of the circle is to support each person's inner journey. A circle of trust lives the paradox of "being alone together," of being present to one another as a "community of solitudes."6 Solitude and community, rightly understood, go together; they are not opposed. In truth, everyone needs both the interior intimacy that comes from solitude and the otherness that comes from life in community. The purpose of this community is to allow the true self, the self in God, to present itself. Unfortunately, however, too many "communities" do not provide this environment; instead, they scare the true self away. It withdraws into the shadows because it does not feel safe to come forward. We wear masks and do not share what is most truly our own. Too often we do not even know what is most true within us. A circle of trust community is made of people who know how to sit quietly and wait for the soul, the true self, to show its face. The relationships within it are "not pushy, but patient; not confrontational, but compassionate; they are filled, not with expectations and demands, but with abiding faith in the reality of the inner teacher and in each person's capacity to learn from it." In my experience, it is atypical to find a community that has people who have the capacity for this kind of presence to each other. "The people who help us grow toward true self," Parker Palmer writes, "offer uncondi-tional love. They don't judge or try to change us. They 173 68.2 2009 Schimelpfening * Being Heard, Being Healed do offer and hold hopeful expectancy, creating the space that safeguards and encourages the inner journey."7 This is an incredible gift to offer one another, and within this form of community we find, I believe, the greatest potential for growth and transformation. What most people desire is to be heard and honored. As one fellow retreatant commented, "To be heard is to be healed!" Too often in community and in conver-sation we do not feel we have been genuinely heard or respected, and this only deepens wounds and pro- ~_ duces greater alienation. In the circle of trust, deep ¯ .~.L listening to one another, as well as to oneself, is paramount and happens rather naturally. Listening deeply is a nonviolent act; it is an amazing gift to offer. Patient listening, and forming circles of trust according to the touchstones, moves against the .grain of our habitual culture--both secular, and religious. Circles of trust are about listen-ing, expectant listening. This kind of listening only goes deeper with time and is all about God. God is the one who makes such listening possible and who gives us the hunger and thirst for it. God beckons, and we soon dis-cover that all that is good comes from the hand of God. Ultimately, God is the goal of our listening, for in so doing we can discern and do the work of God.s The content is simple, and its purpose is to open us to deeper listening and reflection. We would use poetry, stories, songs, or reflection. Metaphor plays an important part in this kind of sharing because images, allegories, allow us to approach from a slant, not head- What most people desire is to be heardand honoredl , Review for Religious on; they bring into play much more than the intellect. Metaphor has a way of surprising, even seducing the heart and soul, while tricking the mind into taking another look and discovering mystery in the process. We all belong to numerous kinds of groups and com-munities, each offering something unique and respond-ing to different needs. Circles of trust, however, generate within me a longing for such a community within the church and in religious life. Such a community, it seems to me, creates an environment that encourages and sup-ports deep growth and leads to holiness. Circles of trust might not seem to be as useful or as practical and func-tional as other groups might be, and so one considers circles of trust idealistic, utopian, unrealistic, even for religious or church communities. I would disagree. If we strove towards such deep trust and respect, many of the functional things we now squabble about would sim-ply disappear, and other practical details of life would take care of themselves. If they had to be dealt with, conversation and decision making about them would be quite different. We too easily forget that even our busi-ness meetings have a spiritual component and, hope-fully, necessitate a listening for truth.9 The experience and outcome would be a lot healthier, and life together would be more amiable, more authentic, and even more reflective of the gospel and Christian living. Circles of trust and community are not about numbers, but about the quality of the space created and shared. As Parker Palmer notes in A Hidden Wholeness, we live divided lives. We live alienated from our true selves, and end up feeling depressed, aimless, anxious, or angry. We feel the pain of being alienated from our own truth. We yearn to be centered,1° and a circle of trust creates the space where centering can happen and foster wholeness. 68.2 2009 Scbimelpfening * Being Heard, Being Healed A Spiritual Experience Although not always described this way explicitly, circles of trust are a spiritual experience, and the retreats I participated in were, beyond doubt, retreats. They were days of communing with God, with the Spirit of God very much alive and present within us and among us. The retreats were distinctly reflective and contempla-tive, with time for being alone and time for sharing with another or with the entire circle. The environment of the retreat center itself was ideal,ll The Tibetan chime would draw us into silence and into the circle. I found it easy to recall that, where two or three are gathered in God's name, God is truly present. The entire environ-ment was charged with the holiness of God. It was an experience of the shekinah of God. Clearness Committees Those familiar with the Quaker tradition know that forming Clearness Committees is an important part of their life. Each of our retreats set aside time for the work of Clearness Committees. I found myself refer-ring to them as Quaker discernment, a way of listening for truth, truth that is .not imposed from outside, but arises from within. This was one of the most important experiences of discernment that I have ever engaged in, most especially with a group, and was for me a highlight of our time together. This discernment is not done fir us, as sometimes occurs. Instead, in a circle of trust, in a safe, reflective space, we are engaged in our own dis-cernment, in our own way and time, with the encourag-ing and challenging presence of people who really and truly care for us)2 Clearness Committees help the focus person (who has asked for its help)13 to walk an inner iourney. They do so by their presence, asking open and Review for Religious honest questions, not interpreting or offering advice, not judging or fixing, but treating the person carefully as he or she looks and listens deeply. There is no con-flict of agendas or egos; there is only one focus person with one agenda. Just as the circles of trust offer a new way of conceiv-ing community, so the Clearness Committees offer a new way of helping persons make decisions about the direction of their life. I found here an incredible respect for the person and belief in the action of God. Instead of decisions, especially the more personal decisions, being made by others, a Clearness Committee allows for a form of listening and obedience that holds promise of greater life for the person and also, in the long run, for others and for ministry. Clearness Committees were a primary factor in draw-ing me to the seasonal retreats, for I was doing discern-ment in my own life. A series of circumstances along with much that was moving within my own heart and soul had made me wonder where the Spirit might be leading me. I needed and desired some form of guidance, and I needed to enter more deeply into a process of discernment, but I did not want someone or a group telling me what to do. I was desperately seeking someone or a group willing to walk with me, providing the safe place where I could be open and vulnerable in my discerning reflection. In my own religious community this did not seem possible. My superiors were likely to approach my questions as an administrative concern and decision, but did not seem able to walk with me in the way I needed. The seasonal retreats, however, with the circles of trust and the blessed opportunity to be the focus person of a Clearness Committee drew me like a bee to nectar. I asked for a Clearness Committee to sit with me not 177 68.2 2009 Scbimelpfening * Being Heard, Being Healed Such d cision ,making; demands great patienee, and a strongcom i m n once but twice. The experience was powerful because of the safe, caring environment and the confidentiality, the love and faith, that were present. The immediate experi-ence was powerful, but I was surprised and delighted by how it continued to reveal truths in the following days, weeks, and months. Did I receive an immediate answer? No. Were there "aha" moments? More later, than at the time. Was clarity received? Yes, but much more came long after the experience was over. Such decision making demands great patience and a strong commitment to the process: it can take time for the truth to come to light. Quakers are good at waiting and supporting one another in this invest-ment of time and pres-ence, doing so in the belief that a truth can and will come to light and, when it does, can be embraced with one's whole self. One lets the work of God pro-ceed and reveal itself. This "Quaker discernment" takes as long as is needed. It is exceedingly countercul-rural in our quick-fix, fast-food, I-want-it-now culture. If, as religious communities, church, and church min-istries, we could learn to discern in this way, I believe that both community life and ministry would be a good deal richer. Going Home As a high introvert when I first began attending the retreats, I was uncertain about it, but, having read A Hidden Wholeness the year before, I was curious enough Review for Religious to give it a whirl and see what would happen. After the first couple of retreats, I felt completely at home, and, although I never knew what the experience of any particular retreat would be, I soon learned to trust the Spirit, believing that whatever would happen would be grace--and I was never disappointed. It seemed that each retreat was its own "peak" experience that helped me go deeper and deeper into my soul while being sup-portive of others doing the same. Many retreats, even when powerful, are one-shot experiences, but this series of retreats, organized accord-ing to the seasons of the year, allowed for sacred remem-bering of what happened previously and delving into it once again from a slightly different slant, so that further truth could be discovered. On top of everything else, this was a wonderful ecumenical and interfaith setting that opened many wonderful doors. The most difficult part of each retreat was returning home to community and ministry. Although I would return deeply renewed, I saw that my recent experience of community would not be present back home. Every three months, as the next retreat drew near, I would look forward to it with great anticipation. My challenge now is to live the expe-rience and find ways to invite others into these circles of trust so that they too may have the joy and benefit of entering them that I have had. As I noted earlier, there are many different forms of community and many different definitions of commu-nity. Dietrich Bonhoeffer once said, "Community is not an ideal; it is people."14 1 believe that what the Quaker tradition and Parker Palmer offer is worth exploring and experiencing as a very practical way of forming and being community. "By this everyone will know that you are my disciples, if you have love for one another" (Jn 13:35). r179 68.2 2009 Scbimelpfening ¯ Being Heard, Being Healed Notes ' As quoted in Mark Nepo, The Exquisite Risk: Daring to Live An Authentic Life (New York: Three Rivers Press, 2005). z Center for Courage and Renewal, www.couragerenewal.org. 3 Parker Palmer, A Hidden Wholeness: TbeJourney toward an Undivided Life (San Francisco: Jossey Bass, 2004), pp. 22, 25.4 The word person is used intentionally; not individual. The distinction is critical. 5 Palmer, Hidden I~oleness, pp. 118-119. 6 Palmer, Hidden Wholeness, p. 54. 7 Palmer, Hidden Wholeness, pp. 59, 60. 8 Michael Waida, Expectant Listening: Finding God's Thread of Guidance (Wallingford, Pennsylvania: Pendle Hill ~ublicationsi 2007), p. 16. 9 Wajda, Expectant Listening, p. 22. ,0 Palmer, Hidden Wholeness, pp. 45-46. " Santa Sabina Center, San Rafael, California. 12 Palmer, Hidden Wholeness, p. 27. ~3 The focus person asks for Clearness Committee assistance regard-ing a question or issue that he or she is struggling with and seeking light about. ,4 Jean Vanier, From Brokenness to Community (Mahwah: Paulist Press, 1992), p. 35. 180] Personal Reflection and/or Group Discussion What has been your own occasion of experiencing the kind of "words of trust" that animate community life? Have you or has your community developed your own special ways of deepening the trust and faith-sharing integral to religious community living? How would you describe it and how often is it used? Review for Religious DORIS GOTTEMOELLER Religious Habits Reconsidered Years ago, when we were just beginning to wear secular dress, a sister friend remarked to me that she never noticed what anyone else was wearing. The remark struck me because I thought she was missing an important commu-nication from others. But, upon reflection later, it seemed likely that she meant that everyone deserves our respect, whether clad in rags or riches, in style or out--a conviction that I share. Also, I thought, she ,was probably indi-cating she is less sensate than I. As the years passed, however, with religious habits less and less in ,evidence, I have occa-sionally thought of investigating the topic more deeply. Comments such as these persist: "If you wore a habit, you'd get more vocations" and "Real sisters wear habits." They imply that our Doris Gottemoeller RSM last wrote .for us in 2005. Her address remains Catholic Healthcare Partners; 615 Elsinore Place; Cincinnati, Ohio 45202. 1181 68.2 2009 Gottemoeller * Religious Habits Reconsidered transition in dress is symbolic of an abandonment of val-ues or identity. It is hard at times not to feel defensive. No doubt there is scholarly literature available about the significance of dress through the ages. Dress as an indicator of social class and status, the change from toga and tunic to trousers and dresses, the influence of climate and occupation, and the development of new fabrics and methods of production--all of this has prob-ably been studied. I have not consulted any of it. First, I want simply to recall and describe this period of change. Then I will reflect on the significance of a religious habit for women and of the many decisions to forgo it. I will close with some questions for reflection and dialogue. Some readers may assume that there is noth-ing to be learned from the decisions made so long ago, but I think that some reflection can bear fruit for our present and future. What a Habit Is Not A religious habit is not a costume, a dress that tempo-rarily provides a new identity, either for dramatic effect or for fun. Costumes are worn in stage productions and at Halloween parties. A disguise is another form of temporary identity, one intended to deceive people. A vestment is worn to temporarily designate that one is performing a sacred function. Nor is a religious habit a uniform. Commentators ask, "Vv'hy don't you wear a uniform like airline atten-dants, nurses, and police personnel?" These uniforms signify professional qualification and a certain authority. In given situations their wearers are entided to respect because of their official function. Note, though, that uniforms often admit of variations. The attendants on a plane may be wearing slacks, shorts, or skirts, with or Review for Religious without coordinating jackets or sweaters. They are all in uniform, but they choose different forms of it. Nursing uniforms, too, admit of variation, even within the same department or on the same floor of a hospital. In contrast to any of these options, the religious habit was a permanent and unchanging garb. The cloth-ing ceremony at the beginning of novitiate signified a new identity, which one intended eventually to make lifelong. As we dressed each morning, we said prayers specific to each item of clothing. For the habit itself we prayed, "Clothe my soul, 0 Lord, with the nuptial - - robe of charity that I may carry it pure and undefiled before Thy judgment seat," The prayer for donning the cincture was "0 Lord Jesus Christ, who became obedi-ent unto death, even the death of the cross, grant me the true spirit of religious obedience." In my experience there were no optional choices around color or design or style, very litde adaptation to climate or occupation. Permission to wear a white habit in nursing care and in the tropics is the only possibility I can recall. The clothing ceremony at the beginning of novitiate sig nified a new identity. The Mandate to Change Before the mandate of Vatican Council II to update, our habit was the only dress we wore. In my experi-ence each sister had two habits, a heavy pleated wool serge version for Sundays and feast days and an every-day version in a lighter fabric. Neither was really wash-able. We wore a knee-length black veil, inner and wide outer sleeves, a leather cincture to which was attached a 183 68.2 2009 Gottemoeller ¯ Religious Habits Reconsidered 841 long rosary, and a starched white cotton coif and guimpe which we changed on Sunday and at midweek. Heavy black stockings and black oxfords completed the ensem-ble. Going out in winter required a shawl or a long black cloak with a heavy black veil pinned over the house veil. This habit was worn 365 days of the year, from rising in the morning to retiring at day's end, in the convent, the classroom, or the hospital, at work or recreation, at home or abroad. The habit was everywhere recognizable and, when clean and pressed, somewhat graceful and attractive. It was also economical: the daily habit lasted several years and the Sunday habit for many years. Thus it was a witness to poverty. The design had remained essentially the same for over 130 years. But, despite its familiarity and attractiveness, the habit was unsanitary, unsafe, and ill-suited to the climate in many places. It was also impractical for many occupations such as housework or recreational sports. Furthermore, all of the parts had to be sewn by hand. Keeping perspi-ration from the starched linens which encircled the face in hot weather was another challenge. Considerations such as these prompted the conciliar directive: "Habits should be simple and modest, at once poor and becoming. They should meet the requirements of health and be suited to the circumstances of time and place as well as to the services required by those who wear them. Habits of men and women which do not correspond to those norms are to be changed" (Perfectae caritatis § 17). This directive prompted the first genera-tion of modified or updated habits. Chapters reviewed designs, and each congregation chose one which seemed to embody the desired improvements. For the Sisters of.Mercy of the Union, this transition occurred in the summer of 1968. The new habit was mid-calf in length Review for Religious and could be purchased from a manufacturer's catalogue in an array of sizes. A veil which came just below the shoulders was attached to a white cap which left some hair exposed in front. The habit was washable, and nothing was starched. From Modified Habit to Secular Dress Why didn't this updated habit, which responded to the conciliar mandate, last? Here the story becomes more complex. As the decades passed, most congrega-tions loosened or eliminated their requirements that everyone wear a habit, even for professional or formal occasions, I would suggest that the following are some of the f~ctors that led to this evolution. First, the change of dress coincided with other changes that brought us into new settings and new cir-cumstances. Permission to travel without a companion and to drive an auto-mobile were two sig-nificant changes. No longer~did we have to depend on employ-ees or volunteer lay-persons to chauffeur us to professional meetings, doctors' appointments, the library or grocery, or a museum, movie, or sporting event. Freedom from the need for a sister companion encouraged individual choices about where to go or what to do with one's discretionary time. Some outings were with only lay friends or relatives. Individuals did not necessarily want to stand out in such settings. The introduction of personal budgets was another change Why .didn't this updated habit, which re.sponded to the conciliar mandate, last? 68.2 2009 Gottemoeller ¯ Religious Habits Reconsidered that facilitated variation in dress, as individuals could choose where they wished to shop and what they wished to buy. Another limit to the success of updated habits was the matter of style. As long as we were in 18th- or 19th-century garb, there was no relationship to any contem-porary style. But an adaptation to "circumstances of time and place" suggests at least some relationship to what other people are wearing. Hemlines are a case in point. Should they be adjusted upward and downward with changing styles? What about the size and proportions of the individual sister? The traditional habit swathed her in so many yards of fabric that her figure was effectively concealed, but the modified habit was more flattering to some than to others. Does everyone have to wear the same color? Do you wear the same thing for scrubbing the kitchen floor, lecturing before a class, attending a board meeting, and playing tennis on Saturday after-noon? Considerations such as these meant that individ-uals almost immediately began modifying the modified habit and also acquiring supplementary wardrobes for occasions when a habit was deemed inappropriate. The question of a veil comes in for special consid-eration. Questions of comfort, ideology, and style inter-mingled. In the old habit, when no hair was visible, we usually cut it very short for comfort. As soon as some hair was visible, it had to be styled. And not every style looked good peeping out from a veil. Keeping a veil anchored on one's head was sometimes a challenge. More significandy, the veil signified for some a femi-nine subservience to men. (Around that time, women gave up wearing hats and veils in church, and nurses stopped wearing caps with their uniforms.) Some argued that the veil was intended to symbolize virginity. Well, Review for Religious if it did, then shouldn't male religious who take a vow of celibacy also wear them? As we began to experiment with lay dress, some continued to wear the veil for a time, leading to some unfortunate combinations of flowered dresses topped off with veils. (Interestingly, the appearance of Islamic women clad in burqas and veils in Western cities was still too rare to invite a com-parison.) Another circumstance that promoted individual choice of dress was the movement toward individual-ism overall in Western culture. This is a phenomenon that would require books to chronicle and critique both its lights and shadows, but the point here is khat we were not immune from its influence. Religious life is essentially a communitarian commitment, but in many ways--not only choice of dress--it has embraced, or at least permitted, a wider expression of personal choice. While we were experimenting with dress, we were also exploring new ministries, new living arrangements, and new prayer styles. Much of this was a healthy reaction to practices which had encouraged immaturity, but some of it has diminished our corporate identity and witness. Nevertheless, choosing how to present oneself on a particular occasion or in a particular setting can be a revelation of one's personal judgment and self-iden-tification. Looking Back on the Changes in Dress The first thing that can be said is that the changes described here proceeded without a lot of self-reflection. We lacked the critical distance necessary to analyze the consequences of our choices or their interaction with other choices we were making. At times we hesitated to raise the issue in community for fear of seeming

H. DeWayne Ashmead ; The Weber and Davis County Communities Oral History Collection include interviews of citizens from several different walks of life. These interviews were conducted by Stewart Library personnel, WeberState University faculty and students, and other members of the community. The histories cover various topics and chronicle the personal everyday life experiences and other recollections regarding the history of the Weber and Davis County areas. ; 66p.; 29cm.; 2 bound transcripts; 4 file folders. 1 video disc: digital; 4 3/4 in. ; Oral History Program Harvey DeWayne Ashmead Interviewed By Rebecca Ory Hernandez 22 October 2012 29 October 2012 26 November 2012 i ii Oral History Program Weber State University Stewart Library Ogden, Utah Harvey DeWayne Ashmead Interviewed by Rebecca Ory Hernandez 22 October 2012 29 October 2012 26 November 2012 Copyright © 2013 by Weber State University, Stewart Library iii Mission Statement The Oral History Program of the Stewart Library was created to preserve the institutional history of Weber State University and the Davis, Ogden and Weber County communities. By conducting carefully researched, recorded, and transcribed interviews, the Oral History Program creates archival oral histories intended for the widest possible use. Interviews are conducted with the goal of eliciting from each participant a full and accurate account of events. The interviews are transcribed, edited for accuracy and clarity, and reviewed by the interviewees (as available), who are encouraged to augment or correct their spoken words. The reviewed and corrected transcripts are indexed, printed, and bound with photographs and illustrative materials as available. Archival copies are placed in the University Archives, which also houses the original recording so researchers can gain a sense of the interviewee's voice and intonations. Project Description The Weber and Davis County Communities Oral History Collection include interviews of citizens from several different walks of life. These interviews were conducted by Stewart Library personnel, Weber State University faculty and students, and other members of the community. The histories cover various topics and chronicle the personal everyday life experiences and other recollections regarding the history of the Weber and Davis County areas. ____________________________________ Oral history is a method of collecting historical information through recorded interviews between a narrator with firsthand knowledge of historically significant events and a well-informed interviewer, with the goal of preserving substantive additions to the historical record. Because it is primary material, oral history is not intended to present the final, verified, or complete narrative of events. It is a spoken account. It reflects personal opinion offered by the interviewee in response to questioning, and as such it is partisan, deeply involved, and irreplaceable. ____________________________________ Rights Management All literary rights in the manuscript, including the right to publish, are reserved to the Stewart Library of Weber State University. No part of the manuscript may be published without the written permission of the University Librarian. Requests for permission to publish should be addressed to the Administration Office, Stewart Library, Weber State University, Ogden, Utah, 84408. The request should include identification of the specific item and identification of the user. It is recommended that this oral history be cited as follows: Ashmead, Harvey DeWayne, an oral history by Rebecca Ory Hernandez, 22 and 29 October 2012 and 26 November 2012, WSU Stewart Library Oral History Program, University Archives, Stewart Library, Weber State University, Ogden, UT. H. DeWayne Ashmead November 26, 2012 1 Abstract: H. DeWayne Ashmead (DOB: June 4, 1944), President and CEO of Albion Laboratories, Inc., shared his oral history with Rebecca Ory Hernandez from Weber State University during the months of October and November 2012. DeWayne sat with Rebecca in his executive office and shared stories about his life, including his childhood, his education, the history of Albion, Inc., his family, and his partnership with Weber State University. DeWayne spoke in detail about his father and the history of the Albion minerals business. DeWayne also expanded on his background in joining the company and developing Albion Laboratories into what it is today ROH: Today is Monday, October 22, 2012. We are in the office of Albion Laboratories. Present are H. DeWayne Ashmead and Rebecca Ory Hernandez from Weber State University. I would like to get started by asking you to state your name and tell me where and when you were born. DA: My full name is Harvey DeWayne Ashmead. I am named after my father, Harvey. I was born June 6, 1944, on D-Day in Brigham City. I could have had a lot of different middle names. My mother debated whether or not to name me Dwight after Dwight Eisenhower because it was D-day and he led the D-day forces. Ultimately, she decided to name me DeWayne, the "De" standing for D-day. ROH: Were you born in the hospital or at home? DA: In the hospital. My father was the head pharmacist at Bushnell General Hospital in Brigham City and my mother was also working at the hospital. There was a 2 4,500 bed hospital for the soldiers, but I was born in the civilian Brigham City Hospital not the military hospital. ROH: Why don't you tell me a little bit about your parents and your childhood? DA: My parents were really cool. I have often said that when I grew up I wanted to be just like my dad, so I'll start with him. His name was Harvey. He was born in a log cabin out on the prairie in 1916. This was in Camas County, Idaho near a community that no longer exist called Corral. He grew up riding horses and doing all the things kids did I suppose. When he was a toddler, the Indians tried to steal him and when they couldn't steal him they tried to buy him. Apparently, he was very attractive to the Indians. He grew up helping his father and brothers on what became the family farm at Corral. It was initially a cattle ranch until his father got into a dispute with the sheep men. The sheep men won, so the cattle had to be sold and they converted the ranch to a farm. He went to a single classroom grade school through the eighth grade with a single teacher that taught all of the grades at once. When he went to high school in the ninth grade, he had to move away from home and board with a family in the city of Fairfield about 10 miles away from home. At that point in time, it was too far to commute. He would stay there all winter and go to high school there. When he graduated from high school, his father wanted him to come back and help him on the farm. My dad wanted to go to college. My grandfather said, "That's stupid. I've got an eighth grade education and I've been very successful. 3 You've got a high school education you don't need to go to college." My dad persisted and he had to send himself to college and support himself. He used to say he was the best latrine cleaner around, which I suppose means that he was a janitor. ROH: Where did he go to college? ZD: He went to Idaho State University and graduated in pharmacy. Initially, that's what he wanted to do. My grandfather, upon learning that he was studying pharmacy, gave my father a little bit of money to help him in college because he recalled that during prohibition the local pharmacist made the best moonshine of anyone in the valley. He assumed that what my father was learning how to do was to make moonshine. Anyway, my father became a pharmacist. Later on in life he did not practice pharmacy, but he still maintained the license. After he was married to my mother, they went off to graduate school. My mother wanted to get a degree in speech pathology and my father wanted to get a medical doctor's degree. They went to Washington State University. They almost starved to death, so they had to come back and live in the real world. That's about when I was born. Ultimately, my father got a doctor's degree in biochemistry and considered himself to be a biochemist, not a pharmacist. My mother came from a family that was much more interested in education. My grandfather, who was born in the 1880's, had a bachelor's degree from the University of Utah. My grandmother had a degree from BYU. Since both had college degrees it was expected that all of their children would go to college. 4 My mother went to Utah State University and got her bachelor's degree in English and was qualified to be a school teacher. She wanted to go on for graduate work. Ultimately, she did her master's work at the University of Denver and got her master's degree and doctoral degree at the University of Utah in speech pathology and oral myology. They were both highly educated. ROH: Yes, indeed. Were you all expected to go to college? DA: Yes. I have three sisters. Two of them went to college. My oldest sister, who is three years younger than I, went to one year of college and said, "I don't like this." She got married instead. My other two sisters went on and both got bachelor's degrees and one got her doctorate. We were expected to go to college. ROH: Tell me a little bit about growing up and your childhood leading up to when you started grade school. Do you have any stories or memories from childhood that stand out? DA: Probably none that I really recall. I can think of two or three, but nothing significant. My mother used to tell a story that she liked to repeat frequently. When we were still living in Brigham City, at the end of the Second World War, there were a lot of Native Americans that lived in Brigham City. She talks about one occasion when I was just a toddler, I was playing outside and a family of Indians went down the street in single file from the father to the mother, then all the kids down to the smallest. My mother said that I watched them walk by and just got in line to follow them right down the street. There were all of these brown- 5 skinned Indians and a little white boy in a diaper going down the street. She said it was really a funny sight to see. ROH: Where did you go to school? DA: From Brigham City, we moved a lot. We moved to Salt Lake and ultimately moved to Denver where I started my public education. My father accepted employment in Brooklyn, New York, but my mother said, "I'm not going." We remained in Denver while Harvey started the veterinary division of Pfizer Laboratories in New York. He was one of the senior management at Pfizer and was one of the candidates for the presidency of Pfizer when he left the company. While at Pfizer, he would commute between Brooklyn and Denver while we stayed in Denver. I recall one of the things I did one summer in Denver. I attended a Methodist Bible School that summer which was kind of interesting. I graduated from the Methodist Bible School and don't recall too much about the classes other than that they gave me a certificate and a pencil, so that was important. I started grade school near our home. I may have used a school bus, but I don't recall it. As time went on in grade school I did use a bus and I'll come back to that in a minute. My mother talks about one time she was supposed to pick me up after school and she was late getting there. All of the teachers and students left and she still wasn't there. She said I hid in the bushes so people couldn't find me. I waited for her for a while and finally sat out on the curb until she came to 6 pick me up. She said my comment was, "I knew you'd come and get me." This school was from kindergarten to third grade. In the second grade, I had a girlfriend. For years I've struggled to remember her name and haven't struggled hard enough because I can't remember it. Nevertheless, she was really an important girlfriend. I wanted her to sit by me on the bus. I was terribly shy, but I bribed her by giving her the little prizes out of the cracker jacks boxes. I had a big collection so I'd give her a prize every day if she'd sit by me on the bus. Apparently, she liked me as well because the kids started teasing her about it and dared her to give me a kiss. One day, she leaned over and gave me a kiss on the cheek and I was mortified. ROH: You weren't counting on that. DA: No, I wasn't, but it was wonderful. I brought her home from school one day to meet my parents and I had her wait in the foyer so I could go tell my parents. They told me I had to sit down and eat right then. So, I went back to the foyer and told her she had to go home and that's the last memory I have of her. Anyway, we started grade school with kindergarten. I remember having to take naps in kindergarten. It was an all-day kindergarten not a half day, but we had to take a nap. I remember very little from first and second grade except that a third grader was misbehaving and his teacher sent him back to the second grade as punishment. It was just to shame him. I can remember my second grade teacher having him sit next to me and we were doing an art project. I looked at what he was coloring or drawing and how much better it was than what 7 I could create because he was older and it really impressed me. I remember some of the early books, Dick and Jane books that we had to learn to read from and how stupid they were. In the winter, my mother would worry about me getting cold, so she insisted that I wear long-legged underwear. I hated them and did not want to wear them, but I did because she insisted. She even bought a pair for my father just to show me, "See, even real men wear long underwear." We had gymnastics tumbling. On one occasion, we were going to perform in front of an audience and my mother was supposed to bring me some regular short underwear because we had to wear short shorts and t-shirts for this tumbling. She didn't show up in time and I had to roll that long underwear up and try and hide it underneath my shorts. I wasn't very successful and I was mortified. I don't remember anything about the tumbling. I just remember that terrible long-legged underwear. ROH: Did you enjoy school? Was it always something that you liked? DA: I always liked school. I enjoyed school from grade school throughout my university career. In fact, if I had the time and the patience, I'd go back to school right now. I don't really have the time and I don't really have the patience to listen to some professor's pontificate on things that I know as much or more about. I just wouldn't put up with it. ROH: Tell me where you fall in line of your siblings. Are you the oldest? DA: I am the oldest. I have a sister who is three years younger, another six years younger and another that is 13 years younger than I. 8 ROH: Are they all still living? DA: Yes. They're all still living. ROH: You went through third grade in Denver. Did you stay in Denver that entire time or did you move back and forth from Kindergarten to third grade? DA: We moved some. My parents were struggling financially. I just learned that probably in the last year as I've been trying to write a little history of my parents. They struggled and for some of the time that we were living in Denver, my mother took my sister and me to Idaho. She dropped us off at her parents' home in Idaho and left her parents to raise us while she taught school in another community. She had a license to teach school in Idaho and Utah, but not in Colorado. My father was basically living in Brooklyn at the time, so it didn't matter if she was in Idaho or Colorado because he wasn't coming home. There were no jets, it was all prop planes and it was expensive. He would come home about once every couple of months and wouldn't stay more than a day or two or three and he'd be gone again. He was building a veterinary drug company for Pfizer in New York. I also remember one time being with my grandparents in Kimberly, Idaho and my mother was asked to be a substitute teacher. There was a teacher that wasn't able to fulfill the teaching contract and my mother agreed to teach grade school for a month or so until they could find another teacher. Idaho schools started prior to the Colorado schools, so she put me in school along with my cousin while she taught our class. My cousin would call her Aunt Allez until 9 he was teased into calling her Mrs. Ashmead. I called her Mom until I was teased into calling her Mrs. Ashmead. For about a month she was my grade school teacher and then we went back to Colorado. In about 1953, the financial difficulties that my parents were facing were becoming a crisis. They needed more money. My mother found employment in Utah working for the state. She had completed most of her requirements for her master's degree in speech pathology in Denver, so she told my father she was going to move back to Utah. She couldn't work in Colorado, but she could in Utah. My father decided that it was time for him to resign from Pfizer, even though they offered him the presidency. He quit and came back to Utah with my mother. ROH: Do you know why he quit? DA: Because my mother was moving. I suspect that his employment was putting a strain on their marriage and it was probably heading for divorce if he didn't quit. That's purely speculation. I never heard the "D" word at all. I never saw any indication that my parents wanted to separate. They were both highly motivated individuals trying to rise to the top of their careers, but when it came to the family and the marriage they pulled back together and my father decided to sacrifice his career to go with my mother back to Utah. He didn't quit immediately and move back to Utah. He moved to Utah and subsequently resigned from Pfizer two years later in 1955. 10 My mother went to work for the state of Utah in the education department as a speech pathologist. She went to the University of Utah to finish her degree and was awarded her master's degree at the University of Utah. She worked for the state of Utah for about a year and was then offered a position in Davis County to start a speech and hearing program. She accepted that and we moved to Kaysville because it was the center of Davis County so she could move in either direction. She started the speech and hearing program for the county initially on her own, but it grew into two employees that worked for her. Plus, she was supervising 12 students from the university who were also working for her. The speech and hearing program in Davis County became the model for the rest of the state. It then became the model for other countries. I can recall that she was invited to the Soviet Union to train them on how to set up a speech and hearing program for their school system. She went elsewhere around the United States on behalf of the state of Utah to teach others how to do this. She became quite well-known in this area and by the time she got her doctorate, she was one of six people in the world qualified to do what she did and the only woman. I am proud of her. She graduated the same year with her doctorate that I got my bachelor's from Weber. I've got pictures of her in her doctoral robes and me in my Weber State robes. ROH: Do you recall any conversations about why you weren't all just moved up to New York? 11 DA: My mother did not want to go any further East. During the First World War, my father worked on a research project to stabilize penicillin so it could be used to treat the wounded soldiers. He was successful in developing a stabilized form of penicillin. It became widespread in its usage around the world because of the work he did. While he was at Bushnell General Hospital, he started to work on an amino acid therapy for soldiers that were burned. Burn patients were losing amino acids, and the doctors said, "We have to give them amino acids." However, the amino acids were so vile that most soldiers that tried to drink the concoction would vomit it back before they could even get it swallowed. Some started even before then as they got it close to their nose. My father started working on a palatable form of amino acids. It was, for the most part, developed before the end of the war, but not in its final stage. The drug company, Mead- Johnson, hired my father at the end of the war to go back to Evansville, Indiana to finish the project. My father went back there and joined their research and development group and finished the project. In fact, if you look at the drink "Ensure" and the infant formulas, all of them have their genesis in the work that he did. I've had scientists tell me that they actually saw the notebooks that my father had written at Mead-Johnson and saw what he developed. During that time, I was an infant and I was left with my grandparents while my mother went with my father back to Indiana. When he completed that research, Mead- Johnson offered him full-time employment, but neither of parents particularly liked living in Indiana. They went on to New York, then to Florida and elsewhere 12 for several weeks looking around and neither of them were in love with what they saw. I suspect that my mother in reflecting on those initial trips said, "I don't want to go any further East than Denver. I was born and bred in the West, I'm going to stay in the West and I don't want my kids growing up in the East." They had purchased a home in Denver. I suspect they were having trouble making house payments, but it was still their home. I know that my mother did not have a car which made it difficult with two babies and having to take street cars to get wherever she wanted to go including a grocery store. ROH: It was probably rough. Let's continue with your education. DA: Our first home when we moved from Denver to Salt Lake was near a school where I went to the fourth grade. The principal was Mr. Walker, who plays a role a little bit later in my life, so I'll come back to him in just a minute. In the fourth grade, we lived near the school. I had a girlfriend. I had lots of girlfriends. ROH: You did. DA: I'm not a Latin lover but I had lots of girlfriends. I had a girlfriend named Sandra West. My father loved to tease and of course at that age these girlfriends are secret girlfriends. Somehow, he found out that my girlfriend's name was Sandra West. I can remember him teasing me about that with my cousins. They were trying to discover what my girlfriend's name was and I wasn't about to tell them because it was secret. My father said, "Well, it isn't north, it isn't south, and it isn't east…" Then he stopped. I was mortified that he had told them. ROH: Now I know where you get your sense of humor. 13 DA: Her parents were friends with my folks, and I don't remember where, but it was earlier than just being in the neighborhood. Anyway, she was my girlfriend in the fifth grade. Then, we moved and Mr. Walker had a home that was about two or three miles from the school. The house that we were living in near the school was on a one year lease and the owners came back and they wanted their house, so Mr. Walker said, "Well, I have a rental house next to my house, you can come and live in it." My mother said, "Yeah, but I don't want to put my kids in a different school again." He said, "That's not a problem, they can stay in the same school and I'll take them to and from school." My parents agreed and we moved to a house on the Mill Creek east of Sugar House which had a big impact on me. I'll tell you about that in a moment. Anyway, this thing with Mr. Walker didn't work out. He left for school too early in the morning for us, so my parents had to take us to school. My sister and I, who were both in school there, didn't like waiting until 4:30 or later for him to get around to going home. We began walking the three or four miles to home. He never transported us really. ROH: That's a long walk. DA: It was, but we had to do it. There was no other option because my mother was working full-time and my father was still traveling. So, it was either go with Mr. Walker or walk home. This house was on the Mill Creek and it was a wonderful experience for me. All of my free time was spent exploring the woods along the creek and getting involved with the creek. When I think about it now, it was probably dangerous, but I didn't think about that. I was in the water and I did all sorts of things. I collected bugs and animals on the Mill Creek. I just thoroughly 14 loved it so much that I vowed that when I grew up I was going to have a home on the creek. After my wife and I were married, I searched for years for a creek and finally found one. We did build a home on the creek. It was because of that one year experience on the Mill Creek. ROH: Is it in Salt Lake? DA: No, it's in Fruit Heights. We built it on Baer Creek. When my wife and I found the creek, I followed it and found some land that I liked and tried to buy it. They wouldn't sell it to me. I found some additional land on the creek that I really liked and went to Davis County to find out who owned it. I found the name of the owner and went to him and said, "I'd liked to buy some property." This was all undeveloped property. He said, "Well, if I were to sell that land I'd have to have $12,000 an acre." I said, "Well, great. I want 3 acres." He said, "But I don't want to sell it." I said, "But I want it." So, for an entire year every week I either went and saw him or telephoned him to see if he would change his mind. Finally, after a year I had worn him down to the point he said, "Just take it." So, I bought the three acres. It was never a question of how much I was going to pay. It was just trying to get the land. We bought the land and ultimately built our house there where we still live. That was in 1976. ROH: Have you ever been back to the original Mill Creek house? DA: No. In fact, I question whether or not I could even find it. I probably could if I looked up an address, but we always called it the chicken coup because it looked like a chicken coup. A flat roofed chicken coup that had just been renovated into 15 a house. It was in a cul-de-sac with two other houses. Mr. Walker's house was the most elaborate. Then there was a second house that was next to his and it had solar panels on the roof. It was a solar energy house, which really would have been Avant Garde. I can remember the solar panels. I don't remember the people or what the husband did. Across from Mr. Walker's house in the cul-de-sac was the chicken coup where we lived. ROH: Were your sisters all born at this point? DA: No. I was born in Brigham City and my next sister was born in Salt Lake in 1947. My father was living in Denver trying to set up a home for my mother and me when my sister was born. My mother went into labor, and she didn't have a telephone so she went to the neighbor and used the neighbor's phone to call a taxi to come and get her. The taxi dropped her off in front of the hospital, took the money and said, "Goodbye." My mother went in with her big suitcase. She talked about only having one suitcase, the one she used when she went off to college to Utah State University. It was a big suitcase, not an overnight bag, but she lugged the big suitcase in and had the baby. She called my father and he got in the car in Denver and drove back to Salt Lake. My sister was born by then. He saw her for a couple of days and got back in his car and went back to Denver. My mother was in the hospital taking care of herself because he couldn't leave work. In Denver, my second sister was born in 1950. My father was at home and my mother was taking courses at the University of Denver. One of them was an arts and crafts course. I don't know why she was doing that, but the instructor 16 told her that regardless of the fact that she was pregnant, if she missed classes, she would be dropped from the program. When she went into labor, she had my father go to the class to take her place. The instructor asked my father what he wanted to do while he was there and he said, "Well, I'd like to carve a horse out of wood." The instructor said, "There's no way you can do that. You'd have to be trained for years and years to balance the horse. You just can't do it." So, my father went home and took out his pocket knife and carved a Tennessee Walker perfectly balanced on two feet with all the right muscles and everything. He took it back the next week and said, "Here." He'd never done anything like that before and it was a wonderful thing. That started his woodcarving hobby. He was extremely good at it. All of the pieces were professional pieces. On one occasion, I had two coloring books, a Roy Rogers coloring book and Gene Autry coloring book, each cowboy was featured on his horse on the cover of these coloring books and each horse was rearing. My father looked at the pictures and carved the two horses out of wood. Each horse was about 12 inches tall and rearing. He mounted them on a wooden base so it appeared that the two horses were fighting. It was just beautiful. He carved horse heads. Each head was about 8 inches tall. They were so realistic that they even had the blood vessels in the horses head. He knew animals intimately and he carved them accordingly. He was very, very good at it. Speaking of carving, it reminds me of another thing with my father and mother. I had cowboy heroes when I was a kid and one of them was Hopalong Cassidy. I just loved him. He was great. I also liked Roy Rogers. I wanted to 17 change my name to Roy once upon a time. Hopalong Cassidy was one of my heroes. I not only watched him in the movies, but I would buy the comic books whenever I could get my hands on one. It was rare that I got a comic book because my parents didn't have much money. One of the comic books that I did purchase showed Hopalong Cassidy being manipulated by the bad guys. The way they portrayed that manipulation was by attaching strings to his feet and hands to make him into a puppet. That was the picture on the cover of the comic book. So, I told Santa Claus I wanted a Hopalong Cassidy puppet. I must have been six or seven at the time because I still believed in Santa Claus. Obviously, a Hopalong Cassidy puppet did not exist, even though my mother searched high and low in the stores to find one. They didn't exist. So, my father took wood and carved this Hopalong Cassidy puppet. He carved the hand with the arm up to the elbow and he attached that to the upper part of the arm wrapping it with cloth so that there was a joint that allowed the arm to move. Then, he attached the arm to the shoulder with a cloth so it could also move. My mother sewed the clothes for the puppet. Hopalong Cassidy dressed in a black outfit, so she freehand sewed all of the clothes to dress the puppet in. Where they found them I don't know, but they also found little cowboy boots that they put on him, as well as a hat and pistols. I don't know where they found the pistols, but my father had to make the holsters for the pistols out of leather. They attached strings to it and I got a Hopalong Cassidy puppet for Christmas from Santa Claus. It was a prized possession. My mother says I put on a Hopalong Cassidy puppet show for my school class on one occasion. I don't recall that, but 18 she talked about it. At some point, the puppet lost its strings, but I still have the puppet. That is a prized possession that my parents made for me. ROH: What it must have been like to see that on Christmas morning. DA: I can't remember seeing it Christmas morning, but that puppet has been part of my life as far back as I can remember. My father was extremely talented at carving wood and did so until his mid to late 70's. At that age he developed an allergy to the sawdust in the wood, so he couldn't carve anymore. The last thing he carved was a covered wagon with eight horses pulling it, which I have in my house. It's a beautiful thing. After that, he decided to make bronzes. I have a good friend who is a professional artist who has made millions of dollars with his artwork. One day, I was going to have lunch with him and my dad asked me to ask him how to make a bronze sculpture. I did and my friend said, "Well, you make a skeleton out of wire or whatever and then you put the clay on it and once you put the clay on it you put it in the oven and bake it. When that is done, you take it to the foundry and it is cast by the foundry." That's as much as I told my father. He said, "Okay." He sat at the kitchen table with a pair of pliers, coat hangers, and a torch and he welded pieces of wire together to make a skeleton. Then, he used clay and made his figurines. He then put them in the oven and baked them before taking them to the foundry. He's done beautiful sculptures. His first sculpture is of two fighting elk. You may or may not have noticed in the foyer at Albion, there's an eagle perched on a limb. That's another one he made. This is all amateur, but they look 19 like professional pieces. He also created one of a cowboy that has roped a buffalo which resulted in the cowboy, horse, and the buffalo all being in trouble because they are all tangled together in the rope. Another one that I thoroughly enjoy is a pond with swans on the pond. It is a beautiful piece. ROH: How old was he when he started doing bronzes? DA: He was about 78. He died when he was 82. He would produce them and give them away. He could have made a living as an artist if he wanted to, but he didn't. He just did it as a hobby. ROH: Today is Monday, October 29, 2012, we are in the offices of Albion with DeWayne Ashmead and Rebecca Ory Hernandez from Weber State. When we were talking last week, you mentioned this really nice picturesque setting along the creek. DA: The Mill Creek. ROH: I wanted to pick up from where we left off there. DA: We moved to Kaysville to a rented home in 1955. I started the sixth grade at Kaysville Elementary School. It was interesting. I have thought about that several times and I don't know why one thing stands out in my mind. I had no friends until I went to school, so I was in the process of trying to make friends. We had our first recess and there were two boys in the class who were leaders. They were the top kids. I was a little skinny new kid on the block and when we went out for recess the boys all decided they wanted to play football. I had never played 20 football in my life. I didn't know how to play it or anything else, but one of these kids picked me to be on his team and that really made me feel good. He asked me what position I played and I said, "I don't know." He put me on the line and I promptly got knocked on my fanny the first time. I always respected that kid because he picked me and stood up for me at a time that I needed someone to do that. He didn't become a close friend, but throughout my junior high and high school days he was a kid that I looked up to. The sixth grade probably was a turning point in my life. My teacher was a man by the name of Elmer Wilcox, and he really liked science. He would take us on field trips. We went out to the Salt Lake and dug up crystals. He liked rocks so we collected rocks. He had a three stage microscope of his own that he brought to school to show us the invisible world. I became fascinated with that and for whatever reason, he took a liking to me and he would give me this microscope to take home on weekends. I was absolutely thrilled. I lugged this microscope in its wooden box home to look at things under the microscope. I studied all kinds of different things like water from the swamp or hair. I was just absolutely fascinated with it. Because of my interest, at Christmas my mother went to the University of Utah and purchased a three stage microscope from their surplus equipment. It was an old microscope, but it was still just like his as far as effectiveness was concerned. It was a professional microscope, not a toy. As the school year went on I became more and more interested in all of the aspects of science. I hadn't picked a single discipline. He fostered that and continued to encourage me in so many ways that he has always stood out in my 21 mind as one of the people who truly influenced me. When I entered the seventh grade, I went to Central Davis Junior high School in Layton. The science teacher at Central Davis at that point in time considered teaching science as just a job. He didn't really do much to encourage me or to help me with my scientific interests, but then my father started working with me. My father was deeply involved in the sciences and the fact that I was expressing interest in the same thing encouraged him to get involved with me. I wanted to enter a science fair in Utah and I decided that I would like to build a robot that was somewhat mobile that would speak through a record player by remote control. My father helped me build it and I won first place in the state. ROH: That sounds really ambitious for that age, how did you come up with that idea? DA: Actually, I read an article in Boy's Life scout magazine about a robot. It just intrigued me and I thought, "I want to do one like that." So, we did. In the eighth grade, I got more sophisticated and built a cloud chamber so I could see radiation particles from radium as they would go through an artificially created cloud. I won first place. I can't remember what I did in the ninth or tenth grade, but I won first place there. In the eleventh grade, I was working full-time at Albion while going to school full–time. I'll come back to that later. My father and I were collaborating on a drug to dissolve kidney stones and I had done a considerable amount of research on my own dissolving kidney stones in sheep. I presented my research on that and I won first place in the state and was subsequently sent to the national science fair with that research. Unfortunately, we drove to Seattle 22 where it was held and I had left part of my project at home and forgot it. The result was that I didn't do very well at nationals, but that's the way it goes. ROH: Did you participate in science fairs all the way through high school? DA: I did. I became known as, I guess in today's vernacular, a nerd. I was selected as the Sterling Scholar for science my senior year of high school in 1961-1962. I had a reputation for being quite intelligent and deeply involved in the sciences. Between Elmer Wilcox and my father, the two of them really fostered that love of science which continues to this day. ROH: Did you have any other friends that you would work on these projects together with? DA: I had friends, but none of these friends was as involved in the sciences as I. I didn't make friends easily. I was very shy and basically a loner. A lot of my research projects were too complex for kids to understand. They didn't see the value of them, so they would ignore me. ROH: Was that the end of your football career then? DA: In sixth grade? Absolutely. To this day, I really don't care for football. I shouldn't say that. I should say that I enjoy watching the game, but I am not passionate about it. ROH: It's really quite something to be that involved in science all through and it's no surprise then that you continued on into your career. You won lots of awards in high school and when you graduated as a senior, what did you do? 23 DA: I chased my girlfriend. ROH: You had a lot of girlfriends. DA: Well, I only had one that was important. That's the one I married. ROH: When did you meet Jill? DA: I met her as a junior in high school. We met in a history class because the teacher assigned us seats in history according to alphabetical order. I was the last "A" and she was the first "B" so she sat right behind me in history. She was a cute little girl, so I asked her for a date and she turned me down. I asked her for a second date and she turned me down. When I asked her a third time I figured, if she turns me down the third time I'll never ask her again. ROH: What were the dates? DA: I don't remember. I had a reputation of being a nonconformist in high school too. The fact that I'm science on the one side is one thing, but I went clear over on the other side because I was trying to fit in. I really didn't fit in anywhere in high school. She basically turned me down because of my reputation. The third time, she accepted. ROH: What reputation are we talking about? DA: I had the coolest car in school and I raced. I raced at the drag strips and I would race on the streets. You didn't ask me about that. ROH: Well, tell me about what you did for fun? 24 DA: I played with my car and still play with my cars. Finishing up with Jill though, the third time I asked her for a date she accepted and before we were out of our junior year in high school we wanted to get married. After that, we just continued to date through high school. I had several scholarships to various universities and she was going to go to Weber College, so I followed her to Weber rather than taking these other scholarships. Looking back, it was a good thing. ROH: So back to the car story. When did you get your license or were you driving before you got your license? DA: Oh yes. I started driving at about 13 or 14. I got my first car about a year before I got my license. I had a 1950 Mercury. I customized it, lowered it and put loud pipes on it. I got all sorts of tickets and generally not the same one twice. I raced that car. ROH: How did you buy your first car? DA: Actually, it was given to me. I got it from my parents. My parents bought this 1950 Mercury and had taken good care of it. It was really a good car and I probably destroyed it. I just thoroughly loved the car. I can remember one time, I wanted to leave high school early and the only way out at that time was through gates on the parking lot. They were locked during school hours so you couldn't leave school. On one of the exits there was a space between the pole that held the gate and another pole that was just wide enough to let the car slip through with about an inch or two on each side. My friend and I decided to leave school early one day by slipping through this space. That gate was between two 25 buildings. My car was so loud with the noise of the exhaust reverberating back and forth between these two buildings as we were trying to get out that it attracted everyone's attention. It brought every kid in the high school to the windows to watch us leave school. Shortly thereafter, they welded stakes perpendicular to the gate pole so I couldn't get out. I really liked the car. I liked cars because it gave me the freedom that I didn't have before. I went everywhere in that car. It was my whole life. I put over $1,000 into customizing the body, which in 1962 terms was a huge sum of money. I did a lot of the work myself and made a few mistakes, but I still enjoyed it. When I was a senior in high school in 1962, I decided I wanted a new car, so I went to the Oldsmobile dealer in Ogden and ordered a new car. I bought a 1962 Oldsmobile Cutlass in the last part of my senior year in high school. Jill and I dated in that car. Later, I sold it, but a few years ago when a car like it came up for sale I went and bought it just to try to recapture our youth. It didn't work, but Jill and I still enjoy putting the top down in that convertible and just driving. We still do it. Destroying the ozone layer is just a lot of fun because that's what we did when we were kids. We would drive up and down Washington Blvd and I would drag race anyone that wanted to drag race. I'd race on the streets and I would accelerate to about 80 miles an hour on Washington Blvd. ROH: Where on Washington Blvd.? DA: From stoplight to stoplight. Very rarely did I ever lose a race. I was a fast driver and had a reputation for always having a very fast car. 26 ROH: So that's why she was turning you down? DA: Yes. ROH: Are you still racing up and down Washington? Have I heard anything about you in the blotter? DA: No you have not. I haven't had a ticket for probably 25 years. ROH: Where do you ride now when you go for drives? DA: Generally on the back roads. The cars that I drive are very expensive and many of them are one of a kind, so people have a tendency to drive into me as they are looking at the car. So, I just avoid major highways and stay on the back roads where people don't see me. I drive for the sheer pleasure of driving and the experience of driving. With some of the cars you can put the top down and as you drive along you can smell the smells and hear the sounds and we just enjoy it. ROH: You loved science, cars and you obviously loved girls, one in particular. DA: That's right, one in particular. ROH: Jill is her nickname, so what was her maiden name? DA: Her real name is Eugele, which she hates and I love. I think it's a very pretty name. She was named for her uncle Eugene who was in the Second World War and not expected to come home. She was named Eugele Baird and nicknamed, Jill, which she prefers. 27 ROH: When did you and Jill get married? DA: That was in 1966. Probably didn't think I would remember that did you? ROH: I'm surprised you waited that long. DA: Well, you have to understand the dynamics. I followed her to Weber and we decided that we couldn't afford to get married and we should wait until both of us graduated from college. Jill was very religious, but I was not. She played better poker than I did. That's the way I describe it. She told me that she would not marry me unless we were married in the L.D.S. temple. I saw absolutely no reason to do that, but I would not be hypocritical about it and just go to the temple just to make her happy. We're all hypocrites, but for the most part I detest hypocrites. I started to study the Mormon Church to show her where she was wrong and why we didn't need to be married in the temple, and ultimately became converted myself. After I did that I went to her and said, "I think I need to go on an L.D.S. mission." She said, "Okay. You go and I'll wait." As luck would have it, I was called to go to France. The kids today go for 2 years and for part of that two year period they go into a very intensive training session where they learn the language. Back then, none of that training existed. If you went to a foreign country you went for two and a half years and the church figured it took you six months to learn the language and then you became effective. So, I went to France for two and a half years. ROH: What part of France? 28 DA: It was called the French Mission. I served in Paris, Bordeaux, Rennes, and Pau. Basically, the Western and Central part of France. ROH: That's pretty big territory. DA: Back then, there were only two missions in France. There was the French Mission and the French-East Mission. The French-East Mission covered Eastern France and the French speaking part of Switzerland. While I was there, they made the Franco-Belge Mission which was all of Belgium and the Northern part of France. Incidentally, that is where my youngest son went on his mission. I went to France for the two and half years and came home. I was determined to marry her as she was to marry me. Her parents didn't like the idea. They did everything they possibly could to persuade her to start dating boys while I was gone on my mission. She refused, and that created a lot of problems for her. She wrote me every day and would send the letter to me once a week. I would send her a letter every week. I would go without meals in order to save enough money so that by the time the two and a half years were over I had enough money to go to Belgium and buy a diamond ring for her. I designed it and purchased it. I came home in March of 1966. We were married in June and lived happily ever after. ROH: Where were you married? DA: We were married in the Salt Lake Temple, just like she said. It scared me to death. ROH: Did it? 29 DA: I was terrified. I tried to talk her out of it all the way to the temple. She wasn't about to listen to me. It was an off-handed way of talking her out of it, you know, "I'm too cool. I'm not going to back out," but I sure tried to talk her into backing out. I was terrified. I was also in a lot of pain. I had broken my foot the day before. ROH: How did you do that? DA: A plate glass mirror fell on it right across my foot and broke it. I refused to cast it because it would spoil her wedding pictures. So, I was in a lot of pain. ROH: Did you cast it after your wedding? DA: No. We left on our honeymoon and she did all the driving and I did all the moaning. ROH: Where did you honeymoon? DA: We went down to Bryce Canyon and I kind of hopped over the edge of the canyon and looked at it and said, "Okay, let's go." I was in too much pain, so we came home after a honeymoon for 3 days and I went back to work. ROH: All this time you were working for Albion, correct? DA: Yes. My father started Albion in 1956. He had previously been working for Pfizer and was in the line for the presidency of Pfizer. He was in senior management of Pfizer when he quit and came back to Utah where he started Albion. He had $250 and that's what he used to start Albion with. He had a concept that no one else had ever thought of and that was to sell veterinary pharmaceuticals to 30 farmers and ranchers. In 1956, if you had a sick animal, you would go to veterinarian and say, "Come look at my animal." He would look at it and you'd tell him what was wrong and then he'd sell you the drug at twice what he paid for it. What my father wanted to do while he was at Pfizer was to start selling these pharmaceuticals directly to the farmers and ranchers instead of going through the veterinarians. Pfizer refused to do that, so my father struck out on his own to show that it could be done. Well, the area that he envisioned was the Intermountain area in Utah, Idaho, Wyoming, Montana, Arizona, and Nevada. He had to travel throughout that area calling on the farmers and ranchers because no one knew that such an outlet for veterinary drugs existed. He had a retail store between 24th and 25th Street on Grant Avenue in Ogden. It was ideally located because the drugs that he sold throughout the Intermountain area could be packaged at the store and then taken to the post office which was on the corner of 24th and Grant or to the bus depot which was on the corner of 25th and Grant. So the store was half a block either way. Because he was out selling, someone else had to package and ship these drugs. At the ripe old age of 12, I went to work. I took a commuter bus, which was the Lakeshore Bus Line that went between Salt lake and Ogden. I'd pick it up in Kaysville, ride the bus to Ogden to open up the store after school. I would take the orders my father had written, package them and take the packages to the post office or the bus. I'd close the store at about 7 or 8 at night, 31 get on the bus, go home, do my homework, and go to bed. From that point forward, I just worked there. When I was on my L.D.S. mission, my father wanted me to come back and join him full time at Albion when I completed my mission. I said, "No, I don't want to." We had a lot of negotiations by correspondence and ultimately I said, "Okay. I will come back, but I won't work for you. I will work with you, but I won't work for you. Furthermore, if I come back, I would expect you to sell me part of the company at fair market price because I would never want anyone to say you gave it to me. So, I'll buy it and if you'll meet those two conditions, I'll come back." He said, "Fine." So, I did and by the time I got home he had named me the Vice President of Albion which really sounded cool until you saw all the work I had to do. Shortly after returning, I married Jill and went back to school at Weber while still working full time. Prior to my mission I had majored in chemistry at Weber College. While I was on my mission, I realized that if I were a chemist I would have to work for someone else. But, if I were a businessman, I could hire all the chemists I wanted. So, I changed my major when I came back to Weber and majored in business. I concurrently worked full-time at Albion and traveled extensively which made it very difficult to go to school. My father and I divided the responsibilities. He took production and R & D and I took marketing and administration. Part of my job was taking Albion from a small regional company to a national and then international company, which I did while I was still going to school at Weber. 32 ROH: How long did it take you to go national and then international? DA: Relatively quickly, probably a year or two. I was traveling a lot. I remember one convention that I went to that happened to be in Colorado that still stands out in my mind. I flew into Denver and arrived in the early evening concurrently with a blizzard that hit Denver. I had to go up to Ft. Collins, Colorado, so I rented a car. That was a terrifying ride on the freeway because the road was all snowed in. I arrived there late at night. The next morning I got up and went to work. I spent all day on the convention floor assisting one of my customers. That night, the customer wanted to go out to dinner and invited me to go with the employees. I told them I couldn't go to dinner and went back to my hotel room to study for a test that I had to take the next day when I got back to Utah. It was hard, but it was okay. Jill was working at Red Cross, but then she had the audacity to get pregnant on our honeymoon and nine months later our son came. She was awfully sick during her pregnancy so she quit and the responsibility of taking care of my wife and my soon-to-be baby was mine in addition to going to school. After he was born, she would come over to the college at noon and bring me a sandwich that I would eat as we walked back to the apartment where I'd get in the car and head off to work. I'd work until 8 or 9 at night and come home. I was still an undergrad. So, I did that and graduated from Weber. ROH: What year did you graduate from Weber? 33 DA: I think it was 1969. I went on and got a doctorate from Pacific Institute that was chartered by the state of California to give doctorates for research. It was not an academic degree, it was a research degree. I got that and later I went back and got an academic Ph.D in nutrition from Donsbach University in California. They wanted me to attend classes there and I just didn't have the time. I negotiated a deal with them that as long as I could pass the tests, I wouldn't have to go to class. Although everything was done by mail back then, the experience was much like doing coursework online today. I suppose in some ways I was a pioneer in doing online education. I graduated with a 4.0 from Donsbach and just continued on. ROH: You never got a master's? DA: I never got a master's. I have often wanted an M.B.A., but I'm too old and I don't have the patience. I don't need it, but I would like one. The biggest thing is that I don't have the patience. I can remember even in my undergrad taking a class in advertising and the professor wanted us to advertise an imaginary product. At the time, I had started a small advertising agency while working at Albion. I don't sleep much. Anyway, I had developed a campaign for a product. I developed the whole campaign, so it was not cheating. I had done absolutely everything. I didn't have the time to do busy work on an imaginary product, so, I took what I had done and presented it to the class. It violated some of the principles he taught. He got his master's degree at the University of Utah and drove 40 miles to Weber where he spent the rest of his life. He never had any practical experience in advertising. He started criticizing me in front of the class and I remember that I 34 lost my temper. I told him that he didn't know his fanny from a hole in the ground and I laid out what this advertising campaign had done for the company. Well, he was embarrassed and angry and he gave me a "C". I deserved an "A" but he gave me a "C". He never forgot or forgave me. He had a reputation for pulling kids out of the line as they were graduating and would say, "You can't graduate." I don't know whether that was true or not, but I believed it. When I was graduating I took my cap and partially covered my face before turning my head so he couldn't see me as I marched by. I was afraid he'd pull me out of line. He also became my major professor and made me jump through hoops to graduate. It was just a miserable time. The only consolation was that after I graduated, Weber offered me a job to replace him when he died. I didn't take it, but they did offer it to me. In my senior year, I joined a business fraternity because I was led to believe that it was where you would make contacts and that would be good for business. It isn't, but I was led to believe that. On one occasion they had arranged for us to go to a bank to tour the building and interview the vice president. We went down to what was then Commercial Security Bank on 25th and Washington in Ogden. I can still remember talking to the vice president. One of the kids had the audacity to ask, "How much do you earn as a vice president of the bank?" He puffed up and said, "I earn 450 dollars a month." I said, "Well, I earn more than that as a student, why would I want to be a banker." He looked at me and said, "Well, we get to play a lot of golf." I've never learned how to play golf, so I missed out on that opportunity. 35 One last thing on Donsbach University I ought to mention. About 1980, when four of my kids were in school, they were complaining about school work and saying that I didn't understand what it was like to go to school now because I went back in the olden days. More than anything else, that is what pushed me to attend Donsbach. I wanted to prove a point to them. I enrolled and I graduated one year later with a 4.0. I would come home from work and take care of my fatherly duties until about 9:00 p.m. I would study from 9:00 p.m. to usually 1:00 a.m. I would get up at 6:00 a.m. and would study again until it was time to go to work, work all day and repeat that whole thing. As I said, I graduated with a 4.0, wrote my thesis and got that approved and everything within that one year. The only time I went to California as it related to Donsbach was to get my diploma when I marched through at commencement. My kids came with Jill and me to commencement and after I got my degree, I turned to my kids and said, "Don't you ever tell me that I don't know what it's like." After that there was never ever a discussion about going to school or anything else and all of my kids have graduate degrees. ROH: Tell me about your kids. How many children do you have? DA: Five or six depending on how you count it. That always bothers a lot of people when I say that. I count it as six, but I have five kids. The sixth kid—a Navajo woman gave me her daughter and said, "She's yours, you raise her." I raised her as my own. I never formally adopted her, but I raised her, educated her and sent her to college. She still calls Jill and me "Mom" and "Dad" and her kids call us 36 "Grandma" and "Grandpa." As far as I'm concerned, she is a daughter. My blood kids all accept her as a sister. She's just one of us. ROH: What is her name? DA: Her name is Laurice. My first child was Stephen, who came about nine months after we were married. My next child was Jilane. She got her name while I was still on my mission. Jill and some of her girlfriends were composing names for their future children at one of her parties and she composed a combination of Jill and DeWayne. She wrote me and told me that her first daughter was going to be named Jilane. Next was Brett. Then came Angelique Racquelle—very French. My last was Heidi. ROH: Are any of them working in the business? DA: Three of them are. All of them have worked here. By the time my kids turned 12 or 14 at the latest, they had to go to work. They had to pick and choose what school activities they were going to participate in because they had to work. By the time they were sixteen they had to buy all of their own clothes. At 14, they would be preparing the meals and helping work around the house. Besides working, they had to work around the house and do yard work, but they didn't get paid for it. For better or for worse, none of my kids ever got into trouble. They were too busy working and doing other things. They never got into drugs or anything. All of them are workaholics and every one of them has risen to the top of his or her profession. All of them have had the opportunity to work at Albion and three of them elected to stay. Stephen joined Albion full-time while he was 37 married and a student. Angelique joined Albion after she got her master's degree and became a CPA. She was recruited extensively by most of the national CPA firms in Utah. She was an outstanding student. She chose to come to Albion although I did not have anything to do with it. Albion had to compete with the CPA firms to get her. Brett got his MBA and joined Albion after that. Jilane is the head of the English department at a junior high school and also teaches. Heidi teaches creative writing at a high school as well as having started her own business. ROH: You have quite a large family now. Did they get to earn allowances when they were younger? DA: No. Working around the house is what they owed me for giving them life. After I got married, I hit the road and was gone probably 60 percent of the time or more. On one occasion, I wanted to put in a spur on my sprinkling system and Stephen had helped me repair our sprinkling system in the past. He was about 13 or 14 at the time. I told him, "I want you to run a spur off there. I'll be gone on a trip so you just do it." He did and it worked very well. I still use it today. Another occasion, I told him to run a spur off in another area which had to go underneath the sidewalk. I didn't tell him how to get underneath the sidewalk, which was my mistake. So, he took a sledge hammer and broke the sidewalk to put the spur in and we had to pour cement and redo the sidewalk. They were expected to work and work hard and they did. When they were out working, they worked as adults—period. I worked with them whenever I 38 could, but the money that they received is what they earned from their employment. They had to learn how to budget it. I did one thing when they turned 16, I gave each of them a credit card and warned them about getting into trouble with it. Everyone did and every one of them went through the pain and misery of having to pay it off because I wouldn't pay their debts. It taught them the use of credit as well. I remember my oldest son, Stephen, still had a debt and he wanted to go on an LDS mission. I wouldn't pay his credit card off, so he had to stay home for several months to earn enough money to pay off his debt before he could go. ROH: Did all of the kids go on missions? DA: No, just my two boys. ROH: Did they go to France as well? DA: Brett went to France and Stephen went to Arizona. His Arizona mission was Spanish-speaking so he had to learn Spanish. He had to speak completely in Spanish all the time. ROH: What part of Arizona? DA: It would have been the Southern part. Tempe was the mission headquarters, but he spent most of his time in the South dealing mostly with illegal aliens. ROH: Is there anything else you'd like to add about your kids? 39 DA: I'm proud of every one of them. They're all good kids. They married well and everyone is a productive member of society contributing to the betterment of society. I'm proud of them. They are just good kids. ROH: Can you tell me a little bit more about this daughter you raised from this Native American woman? How did that come about? DA: The Mormon church had a program in the earlier days called the Indian Placement Program where they would bring kids off the reservation, house them with Caucasians, and let them go to school in a better environment. The church was in hopes of bringing them out of poverty, alcoholism and things that are associated with the reservations. Laurice started in that direction with someone else. She was not doing well in the school program and was a "D" and "F" student. She was basically dropping out of the program and they talked her into coming back. I was just asked to take her because she was failing. I said, "Fine." I treated her just like one of my kids, my oldest daughter had moved out so Laurice had a bedroom to herself. Angelique was older than she and Heidi was younger than she and both were straight "A" students. One pulled and the other pushed Laurice. She went from "D's" and "F's" to straight "A's." When she graduated, she wanted to go back to the reservation. Her ambition was to get a couple of horses and ride them on the reservation. I said, "There's no way in the world I'm going to let you do that. You've got too much potential and you cannot do that." She said, "Well, this program is over." I said, "I know, but there's still no way I'm going to let you do that." Her mother had come 40 up to her high school graduation and she could not speak English, had no electricity in her Hogan and had no running water, yet she gave this girl a computer for graduation and gave her to me at the same time. She said, "Keep her." So I did. I sent her to Weber. In fact, the future president of Weber, Ann Milner, pulled strings to get her in because while she received "A's" while she was with us, there were "D's" and "F's" from before so she was not really a good candidate as far as the university was concerned. Ann pulled strings for me at my request. Laurice earned "A's" at Weber too. Ultimately, she married and has remained here in Utah. She's a good kid. She's got two kids that are straight "A" students too. In fact, I just got an email from her this weekend telling me about what was happening with her kids. ROH: How old are her kids now? DA: They're in junior high and high school. ROH: You raised wonderful children and some of them work here. I find it interesting that the other two work in English related fields similar to your mother. DA: Well, blame it on my grandfather. One of my grandfathers had an eighth grade education. The other graduated from the University of Utah and spoke Latin fluently. Both were farmers, but my grandfather that graduated from the University of Utah had the uncomfortable habit of correcting everyone's English. In fact, my father remarked that it got to a point with him that he refused to speak around my grandfather because his grammar was so atrocious. My grandfather passed his habit on to my mother and she was a stickler for grammar. She 41 passed it on to me and I passed it on to all of my kids. I don't correct people like my grandfather did, but I would correct my children and I expected them to speak properly. I also passed on to them a love for books. I've got a room that is probably about a third the size of this office that is a formal library with bookcases that are perpendicular to the wall going floor to ceiling. I have thousands and thousands of books in there and I encouraged my children to read and to read the classics. We would talk about them and they love books. All of my kids are voracious readers and whenever I had the time and was in town, I would correct my children's written compositions when they were in school. I even did it when they went to college. Speaking correctly is important and they passed it on. It was my grandfather's fault. ROH: What was your grandfather's name? DA: Rupert Morrill. ROH: Today is November 26, 2012, we are picking up oral history with DeWayne Ashmead in his office with Rebecca Ory Hernandez. DeWayne, you were getting ready to tell me about a funny story. DA: In the early 1970's, we needed to establish some of our products nationwide. I went out and lectured and worked with a customer and his customers for about six months. I would leave on Sunday and come back on Saturday and turn around and do it again for about six months straight. I just worked very hard. One of the companies I was working for was in the Midwest. On one occasion, I flew 42 into Chicago and a company man picked me up in the middle of a terrible snow storm. In the Midwest, the snow drifts. We went to one place where I was scheduled to speak that had 250 people committed and not one person showed up. So, we went to the next town where we were going to do this again, but on the way we were going down the road and the snow drifted. It was 10 or 12 feet high on one side of the road and the department of transportation had only cleaned off one lane. We were going down this lane and a Volkswagen came toward us. The guy I was with wouldn't slow down. I said, "Buck, you need to slow down." He said, "No, it's my road." At the last minute, the driver in the Volkswagen realized he was not going to move off the road and the Volkswagen dove for the snow drift and was just buried. I said, "Buck, you've got to stop and help." He said, "Hell no, he was in my side." So, he kept right on going. I couldn't get him to stop. We got to a Holiday Inn that evening and there were so many travelers stranded that everyone was required to share a room with someone else. I was the only person in the entire hotel that had a room to myself. It was so bitterly cold that I turned the heater up in the room as high as it would go and took all the blankets off the other bed and put them on my blanket and it was still freezing. The next morning, I got up and snow had drifted underneath the door about two feet into the room. It was so cold it had broken all the pipes so there was no hot water. We turned around and went right back to Chicago and everyone went home. That was one of the 1970's storms. In spite of the storm, this form of promotion and speaking was a good experience. In six months, we went from 43 zero to $3 million in sales with only one product. It was an iron product for pigs. I can tell you all about pigs. I know a lot about them. I like to work with pigs in research. They are very similar to human beings. They have the same metabolism, so if it works on a pig it will work on a human or vice versa. I applied a lot of what I learned with pigs to human beings as we developed nutritional programs for humans. ROH: Tell me a little bit about the company and the kinds of product that you offer. DA: The company grew and as it did we started manufacturing vitamin and mineral supplements for animals. Ultimately, it became the largest manufacturer of vitamin and mineral supplements in the United States. We were manufacturing for lots of different companies, but never under the Albion name. Instead, the products went private label for other companies. Albion also started manufacturing veterinary pharmaceuticals and became the largest manufacturer of veterinary pharmaceuticals west of the Mississippi. All of these things were very price-sensitive and we were looking for other things to do that were less price-sensitive. One of the things we did that I got involved in at the age of 16 or 17, was help develop a drug that dissolved kidney stones. We got a patent on it and my father is named in the patent. I'm not named in the patent, but I did a lot of the research primarily with sheep. We got Food and Drug Administration approval to market this product in certain species of animals and it was a very successful product. It really started to make Albion. The drug operated due to the principle of 44 chelation, which is a chemical term describing how a chelating agent will grab a mineral and hold that mineral. In the case of this drug, it would hold the mineral so tightly in the urine that the mineral could not combine with other substances to form a stone. The animal would then eliminate the mineral as a chelate in the urine as it voided its bladder. We did a lot of research with humans as well, but never got an FDA approval for human use. We became experts in the science of chelation. Along the way, we noticed that the animals were not efficiently absorbing the minerals that were being provided in these vitamin and mineral supplements that the company was also making. We could pick up those same minerals in the manure. So the question was: why aren't the animals absorbing these minerals? Albion has always had the reputation for high quality, so we wanted minerals that would absorb. We learned that for the animal to absorb a mineral, such as iron sulfate, it had to take the iron and tear it away from the sulfate. The iron then had to be chelated by amino acids that came from the digested protein in the food. The amino acids would bind the minerals and basically form an organic molecule, which the animal could then absorb. If you look in your body or the animal's body, there are no inorganic minerals other that in the bones and teeth. They're all organic molecules. When we discovered that the animals had to create these organic mineral molecules in their stomachs and intestines, we said, "Well, why don't we pre-chelate them?" No one knew how to do that, so it took a lot of research. I was deeply involved in doing the research and we developed minerals that were 45 bound to these amino acids as chelates prior to ingestion. We were awarded patents on them. Today, we have about 150 patents on this type of product. When we gave these amino acids to the animals, we expected to see greater absorption. We were surprised when the performance of the animal also changed. They grew faster, had better feed conversion, less morbidity, less mortality and better reproduction efficacy. We suddenly discovered that we had opened a whole new area of nutrition. Over time, we eliminated the veterinary supply business at Albion, eliminated the vitamin and mineral supplement division, got rid of the pharmaceutical production and focused exclusively on production of amino acid chelates. We introduced these amino acid chelates to the human nutrition market in about 1968. By 1970, it was pretty much established. The animal nutrition market was before that in the earlier 1960's. That business was what I was trying to establish when I was traveling early on in my career. In 1975, we entered the agricultural market and started selling amino acid chelates for plant use. So, it was plants, animals, and man. We built on all three fronts and it was difficult because we didn't have sufficient money. My father was a product of the depression and he did not like borrowing money. He did, but it was hard for him to borrow money. Consequently, we built the whole the thing out of our profits. We still do that for the most part today. We can borrow millions and millions of dollars, but I refuse to let the company do it. We're qualified, the banks say we can borrow all the money we want, but we just don't. We paved the way in human nutrition. I remember in the 1970's the FDA decided that the amino 46 acid chelates were a new product class that was not approved, so they started seizing products made by other companies that were trying to copy Albion. No one made them the way Albion did, but that's been the marketing program for competitors from the very beginning, "We're just like Albion, but cheaper." Anyway, the FDA seized those products from the other company and we could see the writing on the wall that eventually they would get around to Albion. We decided to be proactive and sue the FDA in federal court. We said, "Our chelates are safe and effective. You prove they aren't." The FDA looked at our data and signed a consent decree saying they agreed that Albion products are safe and effective. We became the only chelated product that was approved by FDA to be on the market. It made sense to sue the FDA at the time, because if we had gone the traditional route the FDA could take 180 days to look at something and they could ask a question which we would answer. Then it was another 180 days. They could delay approval for years and in the meantime, we would have been out of business. By suing them in federal court, we forced them to look at our data immediately and make a decision immediately because it's in the court. Today, we still continue to focus on these amino acid chelates. During the recession of 2008, we sold the animal division. It was a hard thing to do emotionally, but it was the right thing to do business-wise. So, we sold it to another company, but we still manufacture the chelates for them. We're still in the business, but not under the Albion label. That's gone, but we still do the human and plant products under the Albion label. ROH: Tell me about how you've impacted the agricultural system internationally. 47 DA: Going to business school, I learned that the worst recession to occur since the great depression in 1956 was the year Albion started. When I learned about that I went to my dad and said, "Why did you start a company in the middle of the worst recession since the great depression?" He looked at me and said, "Recession? I didn't know there was a recession, I just knew it was damn tough." That was always my father's attitude, just plow ahead and forget all the problems or the reasons why you can't do something. Just go do it. We continue to do that today to a degree. Anyway, I took the marketing side of it and I went across the United States and built a national chain of outlets for the human and for the animal divisions. If you remind me I'll come back to the human, we did something that I think was quite clever. I started looking internationally and I started going to Europe first with the animal products for some countries followed by the human products. We started getting customers, suppliers and building up the business. One of the biggest ways to sell a product was to stand up in front of a group of people and tell them why these products were good and let them take shots at you. The scientists would and I would answer their questions and convince them. We went throughout all of Europe and established markets there. I spent a lot of time in Europe which is one of the reasons why I don't particularly care whether I go back now or not. I've seen all of Europe that I want to see. We did that and it was primarily building up the animal and human sales. I established human sales in South America using Brazil as my center of influence and in Central America using Guatemala as my center of influence and spreading out. 48 ROH: Is there a reason for those particular countries? DA: At the time, Brazil was the very best country for economic development of any country in South America. Even to his day, Brazil, Argentina and Chile are really the best countries in South America. They've got stable governments now and economically they're in pretty good shape. One of the things I refuse to do is deal in other currencies. I deal in U.S. dollars. A lot of these countries don't have the dollars. I never was able to truly establish the animal business in Central or South America primarily because they fed their animals differently than what we did in Europe or in the United States. Most of the animals are grass fed, not supplement fed and Albion products go into supplements. So, that didn't work very well, but we established our agricultural division with our chelates for plant use in South America and Central America and it has grown extensively there. At one time, I knew more presidents of countries on a personal level than did the president of the United States. I would be at their homes. For example, one of the presidents of Panama, President Royo, would invite me to his home and he and I would play baseball with his son and my son out on his front lawn. This is the man that Noriega put a gun to his head and said, "I'll give you one of two choices. Either you resign or I pull the trigger. Which do you want?" One of my other friends was President Anwar Sadat. We started to develop the agricultural area in Egypt. When Jimmy Carter was president he brokered the peace accord between Israel and Egypt. Anwar Sadat had promised his people that if he could get peace with Israel, he would take some of the money that he had been spending on defending the border between Israel and Egypt, and grow 49 food for the Egyptians. Well, they got the peace, so he called me and a few others to come to Egypt and help him set up agricultural programs that would fulfill his promise. I went to Egypt to meet with him and did surveys in Egypt to determine what needed to be done. He wanted to put American technology to work in Egypt, so I said, "What I'm going to tell you, I'm philosophically opposed to, but it's the only way you can do it." In Egypt, the father would divide his farm between the sons, who would divide the farm between their sons. The average Egyptian farm is one quarter acre in size. I said, "You need to go into a village and say, "Okay, all of you are going to grow cotton." Go to the next one and say, "All of you are going to grow beans." You will have to dictate what they do and then you can bring the American technology and the large equipment into Egypt in order to get your economies in scale. Unless you do that, there's no way that you can do it and bring American technology in." He agreed with me and started to set up the programs I had outlined before he was assassinated. Mubarak didn't care about his people the way Sadat did. He hadn't made the promise and he wasn't about to spend money on something like that, so he shut the project down. On one occasion, I told Mubarak that I could eradicate iron deficiency and anemia, which was the single biggest disease in Egypt. I even offered to guarantee in writing that I would eradicate it and it would cost him 34 cents per person per year. He said, "No, that's too much money, we don't care." So, it didn't happen. From that we expanded into the Middle East and had offices in Beirut and worked in Saudi Arabia, the Emirates, Egypt, Morocco, and Lebanon. 50 ROH: Is this mostly animal? DA: This was the agricultural, plant division. It was growing bit by bit. One story I was going to tell you—a human story. Originally, when I set up the human business in the United States, it was through distributors. We would manufacture the chelates for nutritional companies and they would put their labels on our products and offer them for sale, but they wouldn't really go out and promote the products. They would offer them for sale as part of their entire product line. If the store wanted our products they would order them. The stores didn't purchase our products very often because they didn't know anything about them. I needed to go out and promote the chelates, but I didn't have any money to do it. I started another company called Rhondell, which was a division of Albion, but on the surface it looked like it was a separate company. It sold nothing but chelates to the customers of our customers. In other words, it was a competitor to our customers. Its mandate was to go out and sell these chelates and break even. I didn't care if Rhondell didn't make profit. They wanted to sell them at a lesser price than their competitors, but I didn't let them. They were always more expensive than the competition, but they sold chelates, talked about the chelates and advertised the chelates. Suddenly, the entire nutrition industry in the United States was abuzz with chelates. They'd come to Albion and say they want amino acid chelates that could compete with this Rhondell Company. We established the amino acid chelates in the in the marketplace and after they were established and everyone knew about them, I killed Rhondell. It never cost me anything to introduce and promote the products. 51 ROH: If one would have heard about chelation of blood for example, is that the same product? DA: No. There is a process called chelation therapy and I think that's what you're referring to. Chelation therapy is taking a synthetic chelate like EDTA, Ethylenediaminetetraacetic acid, and injecting it into the blood stream. The theory is that if you have atherosclerosis or arteriosclerosis you have formed a calcium deposit in the blood vessels. The EDTA would come in and chelate the calcium in the blood and hold it so tightly that the body couldn't tear it away. The EDTA, being foreign to the body, would then be dumped into the urine and take the calcium with it. However, EDTA doesn't know the difference between calcium, iron, zinc, magnesium, etc., so it would chelate all of them. This could cause health problems. I was very critical of this except when it was done in a hospital. A lot of doctors were just doing Chelation Therapy in their offices and there were several people that died as a result. In fact, the pioneer of chelation therapy, Rudolf Alslaben, who was an acquaintance of mine, lost his license to practice medicine because he accidently killed a person with EDTA injections. Chelation Therapy was originally used for lead poisoning and done in the hospital. It's still done in the hospital for lead poisoning, but it can be very dangerous for treatment of atherosclerosis or arteriosclerosis. That type of chelation therapy is to get rid of minerals from the body. What Albion is doing is trying to get minerals into the body. 52 ROH: Tell me a little bit about your company today. What is the focus? DA: I guess today you'd have to ask others what they see. I'm a has-been. Today, the company is growing very rapidly. We have plans in place to expand the sales significantly in the days to come. I still hold the position of president and chairman of the board, but I am really not much involved in the day-to-day activities. We've got a good management team in place. They are working hard and are much younger than I am and have more energy. They're smart so they do it. My oldest son, Stephen, is involved. He is the heir apparent. My daughter Angelique is involved. She is the CPA and has a master's degree in accounting as well as a master's degree in computer science. She is a candidate for the CFO. My other son is over purchasing internationally, and has just been promoted to the chief operations officer for the company. These are Board appointments. I didn't have anything to do with them. We have outside people as well. We've got outside attorneys and the chief executive officer is not a family member. It makes a good team and they are all working hard. They do a good job, so I just let them go. ROH: Will the focus remain as you intended? DA: No, the focus doesn't remain as I intended because the situation changes and if I were to continue to go exactly the way I saw it ten years ago, we'd be out of business. We have to adapt. For example, I did not like the idea of selling the animal division. That pulled on my heartstrings because that's where Albion started. I worked hard to develop that business. If I had followed my emotions, 53 we would have never gotten rid of the animal division, but it was still the right thing to do. It was advocated initially by the CEO, Jim Hyde, as the right thing to do and as I analyzed his rationale. I agreed with him, but I didn't like it. So, in the future will we be exactly the same as we are today? No. We'll still adapt, modify and grow. We plan to be around another 50 years. ROH: The company is just one of these little secrets that we have here in our neighborhood. DA: Well, it is because our market is not in Utah. We live in Utah because we want to be in Utah. My kids had no idea who I really was or that I could walk into Anwar Sadat's home and be his friend, or walk into other famous people's homes and call on people around the world. They had no idea that outside of Utah I was quite famous. That was on purpose. I just wanted them to think of me as "Dad" and they did. Outside of Utah we are better known. ROH: How do you want to be remembered? DA: I don't care if I am. There are those that want to have buildings named after them and institutions named after them. I don't care about that. I really don't. I want my children to remember me and my grandchildren to remember me for what I stood for, what I was, and who I was and not what I've accomplished in a material sense. ROH: You're a very giving person, so I don't know if you're willing to talk about this on the record or not, but you've made some significant contributions to a lot of 54 different groups in the community, so tell me a little bit about your involvement with giving to Weber State. DA: As I told you earlier, I was working full-time and going to school full-time. For several years after I graduated I didn't have anything to do with Weber. I wasn't unhappy with Weber. I got a good education. I just didn't have anything to do with Weber. Then, Paul Thompson became president of Weber and had a focus that was different than previous presidents. I knew the previous presidents and still do and we visit from time to time. Anyway, Paul Thompson came into my office and talked with me about Weber and kind of sucked me in. I started paying attention to Weber and Paul asked me to be on the National Advisory Council, and that went on for a while. One day, Paul made a presentation at Weber about single parents that were struggling to get through school and how difficult it was. It really touched me, so Jill and I talked about it and we decided that we would start helping these single parents. We didn't care what their majors were or what the sex was, we would just help them. We started doing that and it just grew from there. ROH: You've served on lots of other boards as well, I'm sure. DA: I was asked to serve on the advisory board for the Goddard School of Business and Economics and I did that for several years. Ann Milner asked me to serve on the advisory council for the Health Professions, so I did that and continue to do that. They're trying to decide what they're going to be when they grow up and are having a hard time right now defining their objectives. That's not going very well 55 right now. The Arts & Humanities are talking to me about serving on that board. I haven't said yes, but I haven't said no we are just talking. I do that in addition to the National Advisory Council. I also serve on a board at the University of Utah, the board of the McKay Dee Hospital and the board of the YMCA. That is in addition to the boards of Albion. I also serve in a leadership position in my church. ROH: You've lectured I'm sure. DA: I have taught a few classes at Weber in business as well as the health sciences. I've done the same thing at the University of Utah and sit on a couple of advisory boards there too, but my heart really is with Weber. So, we just continue to go forward. ROH: You're being very modest. You also received an honorary doctorate degree from Weber. DA: Yes I did. ROH: What was that process like? DA: Well, you have to be nominated by someone else. I was nominated by someone, but I really don't know who. Carol Bittle came to me and said, "We need to put together a CV." So I helped her put it together and she submitted it to the selection committee and they said, "There's no way we're going to give him anything." Actually, they did turn it down. They didn't like what she had done, so she came back a second time and said, "We need to improve this." So, I did what 56 she asked and she re-submitted it and they selected me for an honorary doctorate. It's really significant from several points of view. My mother was still alive at the time and it really touched her and was really important to her. My mother had a doctorate from the University of Utah and my late father also had a doctorate. I had a doctorate from another institution, but this meant a lot to her to be honored that way. There was one other honor that I received that meant a lot to her and it was gratifying to receive. I was recognized as entrepreneur of the year by Ernest and Young. ROH: That's significant, DeWayne. DA: You think so? It was kind of neat. They came in and did a lot of interviewing and taping of the interviews with me and others that were being nominated. We went to a banquet and no one knew who was going to be honored. I really didn't want to go, but I went and I was awarded the recognition. ROH: Congratulations. DA: Thank you. ROH: Are there any other significant accomplishments connected to the company that you might want to mention? DA: I suppose one thing that is important is that I've authored eleven technical books on chelation. Some of them have been used as university textbooks. The most recent was published this year, 2012. It is a very defining book. It describes how a chelated mineral is absorbed into the intestinal cell, then into the bloodstream 57 and from the bloodstream into the cells of the body. I have been told that the research is Nobel Prize winning material. ROH: What's the title of the book? DA: It's called, Chelated Mineral Nutrition in Animals and Humans. ROH: Who is the publisher? DA: CRC Press, which is one of the major scientific presses in the United States. That made me feel good. I don't think there's another book in me like that. ROH: You don't think so? DA: Not like that. ROH: Except for the one you're writing about your father. DA: Well, that's a little different. When I started to write the last book on chelates, I got it about half done and had to go in for open heart surgery to correct a congenital problem. I thought, "Well, when I come out of surgery I'll be recovering for a while and I'll finish the book." I found that I couldn't even think for months. So, the book sat unfinished and when I picked it up to finish it, I couldn't remember what I had written so I had to start all over again and rewrite the book. So, it was about a three year process. The book went through about 23 drafts before I was satisfied with what it said. ROH: Goodness. DA: I then submitted it to the publisher. 58 ROH: So, you didn't mention the heart business earlier on, did you use any of your nutritional technology in recovering from your heart surgery? When did that happen? DA: Three or four years ago. I've known about this congenital defect, my valve would not close. When they got into my heart they also found that I had a hole in my heart that was congenital. The valve wouldn't close which on one hand was pretty good because it kept me out of Vietnam. I never wanted to go to Vietnam. It didn't really bother me, but for several years I was consulting a cardiologist just watching it because as I got older I recognized that this problem was going to manifest itself more and more. On one occasion, in the summer, we were doing a Concore d'Elegance— a car show where we brought cars in from all over the United States. I was involved in the management of this show and people that were on the organizing committee kept dropping balls and I kept picking them up. Pretty soon, I was juggling all the balls. By the time the show occurred in August of that year, I was absolutely exhausted. After the show was over, my wife and I decided to go on this little vacation and when we got to Colorado in the high country I couldn't breathe. She wanted to put me in a hospital and I refused to go to the hospital. I sit on the board of a hospital, I know what hospitals are like. We came back to Utah and I went to see the cardiologist. He said, "It's time." So, I went in for surgery. The cardiologist as well as the heart surgeon said, "Other than the fact that you have the congenital problems, you're really as healthy as anyone I've ever operated on. However, this is pretty serious business." The cardiologist told 59 me that I had less than a 50 percent chance of living through the surgery. The surgeon said, "I'm going to guarantee that you'll wake up, I just won't guarantee where. So, get all of your "T's" crossed, "I's" dotted and take care of all of your personal affairs because you may not make it." I did and went in for surgery and I did just about die. I was within two or three minutes of dying. They missed a bleeder and I about bled to death. They went through five or six pints of blood. ROH: Where did you have the surgery done? DA: McKay-Dee Hospital. North of Salt Lake, McKay-Dee is probably one of the best heart hospitals in the state. There are probably surgeons as good in Salt Lake, but I had a personal relationship with the ones at McKay-Dee and they were good too. They are nationally recognized, so it was okay. ROH: How are you feeling now? DA: Ornery. ROH: Good, you're back to your old self. DA: There you go. I feel fine. ROH: It must have scared your family though, and your business colleagues as well. DA: I think it probably did. They watched over me pretty carefully. My son wouldn't let anyone come in to see me. People from work would try to come and see me and he'd stand guard and just wouldn't let them come in. It was touch and go for a while. 60 ROH: You're doing great now, so what are your plans for the future? DA: Just more of the same. I have no intention of retiring. I like to work. If I were to retire, what would I do? I don't really have anything I want to do full-time other than work. As I said, I sit on the board of University of Utah, Weber, the hospital, and the YMCA. I'm happy doing what I'm doing. ROH: We talked a little bit about that last time. How many cars do you have now? DA: I don't know. See, if I don't know then I can honestly say in front of my wife, "I don't know." ROH: Is it more than 50? DA: More than 50. ROH: Should I stop there? DA: Probably. It's approximately 60 cars, but I really don't know. ROH: What is your favorite? DA: I don't have a favorite. That's like asking, "Who's your favorite kid?" The cars are primarily sports cars and performance cars. I have three criteria for a car. One, it's got to be a sports car, but I can make anything into a sports car. I can rationalize lots of things. For example, I have a 1966 Pontiac GTO and this Pontiac GTO raced the Ferrari GTO and beat it. If the Ferrari is a sports car, then the Pontiac must be a sports car because it beat the Ferrari. I rationalize it. Then, 61 it has to be rare or unique. I have a lot of cars that are the only one ever built. Third, I just have to like it. ROH: You love sports cars and you love art. Do you have any other hobbies? DA: Well you said, "Anything else?" I was going to say, "I love my wife." ROH: Of course, we know you love your wife and your family and your company. DA: I like genealogy. I do genealogical research. I wrote a book about my family tracing the Ashmead's back to 1530 up to 1968 which was the death of my grandfather. My father asked me not to write about him while he was alive, so I respected that and now I'm doing it. That book was published. My manuscript was about 1,600 pages and I had to go to a professional editor and have the editor pare it down to about 1,100 pages. I couldn't do it because everything I said was important, so the editor had to determine what was not important enough to put in the book. I published that, which was kind of a fun thing. It's in most genealogical libraries and major historical collections. ROH: We know you've met lots of important people throughout your life as well. Is there any particular meeting with a head of state or anyone in general that stands out in your mind? DA: There were three most significant events in my lifetime as far as I'm concerned. One was in 1957 with the launching of Sputnik by the Soviet Union. That was a major thing for me. Another was in 1963 when Kennedy was assassinated. The thing that really impacted me from a different point of view was when Dr. 62 Christian Barnard did the first heart transplant. That has always stood out in my mind as a major accomplishment. It was one of the most phenomenal things that had ever happened. Dr. Barnard, years later in the 1990's, read my published research. He was so impressed with it that he decided to come and see if I was really for real. He got on a plane and flew from South Africa to Salt Lake to meet me and we became good friends. Meeting Chris Barnard was one of the highlights of my life. He never looked at himself as being that spectacular and he'd say, "It was just another operation." For me, it was phenomenal. I've counted Chris Barnard as one of my good friends. He came to Utah several times and I went to South Africa several times. Ultimately, he was at a swimming pool in Greece when he had an asthmatic attack and didn't have his inhaler with him and died. I've always looked back at Chris Barnard as probably one of the more important people that I have met. ROH: What piece of your research was it that he read? DA: It wasn't a piece, it was the whole thing. He read the whole philosophy. Keep in mind, I have published about 250 magazine articles and 60 or 70 peer reviewed journal articles. I don't know what pieces he picked up, or if he read all of it. Somewhere in there he read it and after his first visit to Utah he called a press conference and said, "I'm going to spend the rest of my life promoting the concepts of Dr. Ashmead." ROH: How long did he stay when he came to visit? 63 DA: About a week. One of the things I did was organize a private dinner for him and all of the employees at Albion so they could all have dinner with Chris Barnard. I still remember one of the employees being so overwhelmed being in his presence that she just broke down in tears and just sobbed. When I opened China with the animal products, I went to China and was the first American to lecture in China following the closure of the borders by Mao. I lectured in Gaungzhou (Canton) at the university. My host for that was a professor that had been educated in the United States had gone back to China. During the Cultural Revolution, he was a ditch digger. After Mao died and China started to reinvent itself, he became a professor again at the university. He served as my translator and I lectured all morning. Somewhere around noon or 1:00 p.m., I quit lecturing and we broke for lunch. We went somewhere for lunch and when we came back, the lecture hall was filled with the same people. I turned to my host and said, "How did they know how long I was going to be gone for lunch because I had no idea where we were going?" He said, "They didn't know. They dared not leave for fear that they would miss something that you said. These people in the audience are all university professors and they have traveled from all across China to hear you. Some of them traveled for several days just to get here." That was very touching. I said, "I want you to arrange a banquet. I'll pay for it. I want to feed all of them while they're here." We did and it was an interesting banquet. I went around and toasted every table because they were all in the round tables. Since I don't drink they thought it was really funny the way I toasted them, but I did. One waitress lost her job because she didn't 64 give me the pigeon head, which was reserved for the most important person at the banquet. She gave it to someone else. I assured them it was perfectly fine, but she still lost her job. Later, I couldn't get the group at the banquet to go home. They sat there and sat there. Finally, I turned to my host and asked, "How do we get them to leave?" He said, "Well, you've got to excuse them. You go stand at the door and they'll get up and shake your hand and leave." I stood by the door and they all shook my hand. The old professors before Mau would bow and shake my hand and the young professors that were trained during Mau's time were ram-rod stiff, but would still shake my hand. It was a very touching thing to have professors from China come to Gaungzhou just to hear me speak. ROH: Is there anything that people might be surprised to know about you? DA: Well, if they couldn't see me on the camera I could say that I'm really good looking, but they can see me on the camera. I think that I have a lot of interests and when I focus on an interest I can become very focused on it. There are things that depending on which part of my life you're in, you would not know about the other parts of my life because I really focus on that single aspect when I'm there. We haven't talked much about it, and I won't talk much about it, but I'm really very religious and that is extremely important. I'm deeply involved in the LDS church and have been in a leadership position most of my life and continue to do so. If you saw me in a church setting, then I'm very religious and I hope it 65 translates into other aspects of my life. I hope that I still maintain that religious integrity. ROH: I think it does. I don't think people would be surprised by that. DA: That's important. If you deal in cars, I am really involved in cars and I am an expert in cars. I judge car shows all over the United States because I'm an expert. I am a master judge at these shows. If you talk about Albion, you can go one of two ways in the company. I'm a businessman and I really am a businessman. We have built an international business because of the work that I started and its now being carried on by others. I'm also a scientist and I am considered a good scientist and am well-known in the scientific circles for what I do. So, you've got those too. If you talk about art collections, I can get involved there. There are all of these different aspects of my life and if you only see one of these aspects, then I think you would be surprised at the others as you came to know me. My kids used to laugh at their friends because they would say, "Your dad is so serious and so strict." My kids would say, "You don't know my dad. He's got a great sense of humor and he's a tease." I am, but what these kids were seeing was one of my sides, not all of my sides. Whereas, my kids would see the other sides and know me differently. I don't know if that answers it. ROH: It certainly does—science and art, cars, and religion. Is there anything else that I haven't asked that you were hoping or expecting that I'd ask you? 66 DA: Not really. I would want it known that my wife is very important to me. She and I have been sweethearts since the age of 16 and at that ripe old age we wanted to get married. We waited until we were 22. We've been sweethearts forever and in three more years we will celebrate our 50th anniversary. She has been by my side the entire time. In the early days of Albion, she helped. She never got paid, but she worked at Albion. She saw the struggles and never once complained about my traveling. She never complained about my church work when I was at home. I would come home from work and immediately go do church work until late at night and she never once complained right up to the present. Yesterday, I left about 7:00 in the morning and came home about 6:00 at night and she didn't say anything. I appreciate that. She did a great job with raising our children. We've got five fantastic kids that were never in trouble and all of them educated. We've also got eighteen grandkids. I attribute that to my wife, not me. She's been my partner, my sweetheart, everything and that's more important than anything I've got. ROH: Thank you so much, DeWayne. We appreciate the time you took in sharing your story. I really appreciate your time. DA: You're welcome.

Issue 71.1 of the Review for Religious, 2012. This was the final issue. ; Volume 71 2012 Editor Michael G. Harter sj Associate Editor Garth L. Hallett sj Book Review Editor Rosemary Jermann Scripture Scope Eugene Hensell osb Editorial Staff Mary Ann Foppe Tracy Gramm Judy Sharp e v i e w f o r r e l i g i o u s A Journal of Catholic Spirituality contents prisms 4 Prisms Ignatian spirituality 8 Were Not Our Hearts Burning within Us? We Are Sent Kathleen Hughes rscj explores the provocative parallels between the Four Weeks of the Spiritual Exercises and the four-part rhythm of the Eucharist as two ways we are caught up in the work of God in Christ, and two invitations to replicate the whole life, death, and rising of Jesus. This article was one of the keynote presentations at Ignatian Spirituality Conference V held in St. Louis, Missouri, July 21-24, 2011. 29 Without the Drama: The Transition from Third to Fourth Week Ronald Mercier sj explores how those who make the Spiritual Exercises of St. Ignatius are invited to enter into a grand silence where they contemplate the empty space without answers that follows the crucifixion—the space that remains the context of our lives, the place of our ministries, and the space within which joy dawns for those who know the Risen Lord. Questions for Reflection 58 Finding or Seeking God in All Things: A Few Cautionary Notes Peter J. Schineller sj researches the phrase "finding God in all things," common in writings about Ignatian spirituality, and discovers that it is rare in the writings of Ignatius. He finds that phrases such as "searching for and seeking God in all things" more accurately describe the Ignatian approach. 2 Review for Religious sharing experience 69 The Warmth, the Will, and the Way Ben Harrison mc is discovering that it helps him be more consistent in his spiritual journey if he is attentive to the warmth of the Spirit's presence in his heart and to the vows as an expression of the will to move deeper in his relationship with God. 78 Getting with the Program A young man writes of his experience of coming to terms during the novitiate with his addiction to pornography. This article could be used profitably as a case study during a novitiate class or read as background for a community discussion. Questions for Personal Reflection and Group Study discernment models 86 Dialogue with the Radically Other: Models of Discernment in the Old Testament Ligita Ryliskyte md phd sje explores the rich imagery of the Old Testament and offers valuable paradigms to understand spiritual discernment as a dialogue with God. In this essay she describes four models of discernment that might be distinguished in Old Testament imagery. departments 100 Scripture Scope: Vocation and the Call to Discipleship: A Reflection on Mark 1:16-20 105 Book Reviews 71.1 2012 3 Review for Religious prisms 4 A wise man once said: "It's a shame to waste a good crisis." If that is true, Review for Religious is facing a moment of great opportunity. In recent years the number of subscribers has steadily fallen off, and the cost of publication has risen to the point that our future as a print journal is in jeop-ardy. The recent deaths of Fathers Fischer and Fleming have taken their toll. We have reached a critical point in our history. When my provincial assigned me to succeed David Fleming as editor, he gave me a specific mission: Assess the viability of the publication. So for the past year, the staff and our advisory board have taken that mission seriously even as we worked to meet our ordinary production schedule. While we all hoped to be able to keep this good work alive, the real goal of our discernment was not to save or to close the journal, but to explore ways to more effectively serve the church. In the past months we have consulted widely. We looked at the shifting demographics of reli-gious life and understood that younger reli-gious are getting more of their information on 71.1 2012 5 the Internet than through printed periodicals. We sorted through spreadsheets of detailed financial information. We looked hard at our available resources and realized that we could sustain publication of the journal in its present format for a maximum of three to five years. The hand-writing on the wall could not be clearer: Simply maintain-ing operations as they are will inevitably lead to closure. Maintenance, without change, is not an option. Part of our analysis took us back to look at our history. Our journal came into being in 1941 at a Jesuit theolo-gate in St. Marys, Kansas, where three enterprising faculty members—Augustine Ellard, Adam Ellis, and Gerald Kelly (later joined by Henry Willmering)—invited their students to edit and publish the papers they wrote as class assignments in what became the early incarnation of this journal which has served the church and religious life proudly for the past 70 years. Richard Smith, Daniel F. X. Meenan, Philip Fischer and David Fleming edited the publi-cation over the subsequent decades. Since Review for Religious was founded at a small theology school, we began exploring the idea that a theology center, rather than the confines of our office, would be a more logical site for the publication of this journal. As we realized that a network of theology centers around the world linked through the Internet could have great potential for producing articles and generating lively discussion, we began exploring that path. We contacted the moderators of Jesuit Conferences that have significant centers of religious formation in Africa, India, and the Asia-Pacific region—in parts of the world Augustine Ellard, Adam Ellis, Gerald Kelly, Henry Willmering Review for Religious Author • Title 6 where religious life is growing—to see if any of them would have an interest in assuming responsibility for the journal. As a result of our inquiries, we are engaged in a conversa-tion with just such a center about continuing the mission of Review for Religious. We are not looking to replicate the journal as it cur-rently exists, but are talking about re-envisioning and re-designing it with current and future generations of religious in mind. As a result of our discussions and discernment, we have determined that this copy of Review for Religious is the final issue that will be produced by our St. Louis office. Whether the journal remains as a print publication, or is redesigned for delivery on the Internet, or ceases publication altogether is yet to be determined. In the meantime, we are suspending publication and putting a moratorium on renewals or new subscriptions until our discernment is completed. To say that we have reached the end is premature. A hiatus or pause is a more accurate description. As Ron Mercier points out in his article in this issue, a rest is as important a part of a musical score as is a chord or a whole string of arpeggios. And such a time of waiting can be a rich moment. We are not sitting idly while the discussion goes on but are in the process of digitizing our entire collection. We plan to make every article, poem, and book review we have published available on the Internet. It should be an invalu- Richard Smith, Daniel Meenan, Philip Fischer, and David Fleming. 71.1 2012 7 able archive for anyone wishing to research the shifts in religious life during the past 70 years. I am grateful to our current staff: Mary Ann Foppe, who has been the office manager for the past 25 years; Judy Sharp, our receptionist, who has handled subscriptions; Rosemary Jermann, who has written the Bookshelf column; Garth Hallett sj, who has served as Associate Editor; Tracy Gramm, who has done layout and graphic design. I have appreciated Ed Hensell osb, Elizabeth McDonough op, Richard Hill sj, and Joseph Gallen sj, who have provided regular columns over the years, and Jean Read, Iris Ann Ledden ssnd, Regina Siegfried asc, Claire Boehmer asc, Joe Meek, and many oth-ers who have made major behind-the-scenes contri-butions. They have been an excellent staff. We are grateful to the countless number of con-tributors who have sent us manuscripts and poetry for our consideration. They helped us keep our finger on the pulse of religious life. And finally, we thank you, our faithful subscribers. We are grateful for your support, and we trust that we have been an important resource for you over the years. Please read the inside of the back cover of this issue. It contains details about how to keep informed about the progress of our discernment. We will notify each subscriber about the outcome of that discernment. Please pray that the Spirit will lead us to a good conclusion. Michael Harter SJ Rosemary Jermann, Mary Ann Foppe, Tracy Gramm, Judy Sharp and Michael Harter Review for Religious Were Not Our Hearts Burning within Us? We Are Sent I need to begin with a confession. I was given an assignment to speak about the Eucharist, particularly as it describes a way of life flowing from Weeks Three and Four of the Exercises. I am not an expert on the Spiritual Exercises, but I have been a student of the Eucharist for many decades, so I was happy to think about this topic. And, though the talk was still non-existent, a description had to be prepared for the program booklet. Many of you have prob-ably had the same experience. You make up a description of a talk right out of thin air, hop-ing to be sufficiently generic so you can talk about almost anything at all. kathleen hughes ignatian spirituality 8 Kathleen Hughes rscj, former professor of Word and Worship at the Catholic Theological Union in Chicago and former provincial of her order's United States prov-ince, is currently a mission consultant in the Network of Sacred Heart Schools. Her address is 541 S. Mason Road; St. Louis, Missouri 63141. 71.1 2012 9 But a funny thing happened to me on the way to the topic assigned. I took a detour. I stumbled onto what I regard as an amazing new insight about how the Eucharist and the Spiritual Exercises mirror each other. At first I thought I was the last to arrive. Then I checked with those who have far greater familiarity with the literature on the Spiritual Exercises, and no one had heard any reflection on such a topic. That, too, gave me pause and left me wondering how far out on a limb I was climbing. Nevertheless, here's the insight I want to develop in the first part of this talk: there seems to be a quite provocative parallel between the Four Weeks of the Spiritual Exercises and the four-part rhythm of the Eucharist. The gathering rites of the Eucharist include elements of praise and penitence, as are typical of movements in Week One of the Spiritual Exercises; the Liturgy of the Word is the gradual unfolding of the person and work of Jesus Christ, as occurs in Week Two; the Liturgy of the Eucharist, the celebration of Jesus' death for the life of the world, is the heart of Week Three; and the concluding rites of the Eucharist have an affinity with the rhythms of Week Four. In these pages I intend to develop this thesis in more detail, hoping in the process to give fresh insight into God's activity in these two parallel celebrations of the paschal mystery—these two ways we are being caught up in the work of God in Christ. Then I will move to a focus on the Eucharist itself, as it flows from Week Three, incarnates the intimacy of Week Four, and remains the abiding experience of consolation, chal-lenge, and invitation to faithful living, parallel to leav-ing retreat and picking up everyday life. Review for Religious Hughes • Were Not Our Hearts Burning within Us? 10 Part I: Parallels Overview First, then, before we look at the Four Weeks of the Spiritual Exercises and the four parts of the Eucharist in more detail, let me offer an overview of the resonances I've discovered between them. Both the Eucharist and the Spiritual Exercises are a series of movements or stages that, negotiated with grace, realize the Christian ideal of identification with Christ. Both are invitations to conversion; both, at their heart, are offers of holi-ness and transformation. Both the Exercises and the Eucharist have a basic psychological rhythm that facili-tates growth in the spiritual life. The Exercises and the Eucharist as we know them only gradually evolved to their present form. The Exercises began as jottings in Ignatius's personal notebook—conso-lations, desolations, graces received—and this collec-tion of insights developed into a practical manual as Ignatius gave them to oth-ers and learned from their experience. They remain a core series of spiritual exercises that are endlessly flexible as enfleshed in the lives of individuals. The Eucharist, too, is the result of a gradual evolution over time around the core of readings and the breaking of bread, making every age and every human commu-nity a fresh inculturation of a basic pattern. Happily, in our day the basic four-part structure of gathering, listening, responding, and sending has been recovered in the liturgical reforms of the Second Vatican Council. Both the Eucharist and the Spiritual Exercises interrupt our ordinary time with extraordinary grace. 71.1 2012 11 Interestingly, both the Exercises and the Eucharist are filled with words, indeed with dialogue, and with spaces of silence. Both also make appeal to all of our senses and stir up mystagogical insights in those who are attentive. Both the Eucharist and the Spiritual Exercises interrupt our ordinary time with extraordinary grace; they help us to make sense of our life as it is unfolding before the living God. And both the Eucharist and the Exercises send us to live, in deed, what we have just experienced in this time of encounter with the divine. Finally, both these patterns of prayer follow, for most of us, familiar and predictable dynamics and so, for each, we need the grace to pay attention, to move beyond the familiar in order to get inside the mysteries. The First Week and the Gathering Rites of the Eucharist We come to retreat or to Eucharist just as we are, and we bring our history and our particular world with us into this sacred time and place. We come, sometimes breathlessly, from the work we have just left behind and the preoccupations that fill our minds and hearts. We come always with unfinished business and with distrac-tions, even burdens, of body and spirit. We come with our crosses and our inexhaustible needs. We come because we are drawn to a time and space of intimacy and prayer, of encounter with the Lord who will tutor our hearts, of transformation to new and deeper life. We come to be nourished. We come remembering God's goodness and God's fidelity to us, no matter our own response. We come hoping to touch our finger to the flame once again, placing ourselves, for this span of time, on holy ground. God's unconditional and ever-faithful love perme-ates our awareness in Week One. Each one of us has Review for Religious Hughes • Were Not Our Hearts Burning within Us? 12 been blessed with divine life; God's creative activity has showered each of us in unique ways and has supported and sustained us throughout our lives. In face of the immense goodness of God, we acknowledge our inade-quate response; we know that sin has hindered our rela-tionships with self and others and, above all, with God. Week One provides the opportunity to recognize sin as our failure to respond with love to God always present, to express our own sorrow and repentance, and then to know God's ever-greater love, mercy, and forgiveness. We reflect on our lives in light of God's boundless love for us, knowing that God wants to free us of everything that gets in the way of a loving response. The focus is less on particular sins than on our relationship with God that has been damaged, perhaps even shattered. Yet it is a relationship always available, for God longs for intimacy with us far more than we could ask or even imagine. Our personal history gives us hope: God is filled with mercy and compassion, slow to anger, full of kindness. God's response to our repentance is mercy and forgiveness. By the end of the First Week, we know ourselves as sinners, loved and rescued by a God who is so much greater than our hearts. These same heart movements are present in the gathering rites of the Eucharist. We generally begin the celebration with a hymn of praise and thanksgiving. We are then invited into a time of silence before the liv-ing God, and we cannot but realize our unworthiness and our experience of sin. In the language of the new Missal we own our complicity in sin "through my fault, through my fault, through my most grievous fault," and we join with one another in begging for mercy and for-giveness: "Lord, have mercy." Then the Gloria is our hymn of praise after the words of absolution: "May 71.1 2012 13 almighty God have mercy on you, forgive you your sins, and bring you to life everlasting. Amen." We begin the Eucharist knowing ourselves as loved sinners, disposed to open our hearts to the word proclaimed in our midst. There are two additional striking parallels between the First Week of the Exercises and the gathering rites of Eucharist. The first has to do with the cross of Christ, for the cross is prominent at the beginning of both experiences. The retreatant is invited to make a first meditation before the cross; similarly, when we gather for the Eucharist, the entrance procession places the cross at the very beginning of the celebration. There is nothing like the cross of Christ to sharpen our focus, to bring us to the sober reality that relationships have consequences, that the paschal mystery of Jesus' life, death, and rising is what has made it possible to draw near to the throne of grace. And here's a second intriguing possibility with the Eucharist. There is a presidential prayer at the conclu-sion of the entrance rites, another at the preparation of the table and the gifts, and a third after Communion. These are all, essentially, prayers of petition; they each ask for a specific grace that is dependent for its focus on the place of the prayer in the rite. We really could think of these prayers as "preludes" that name and ask for a specific grace as we move from one week to the next, from one part of the Eucharist to the next. For example, the opening prayer for today's liturgy, the Seventeenth Sunday, Year A, from icel's Missal of 1998, reads: God of eternal wisdom, You alone impart the gift of right judgment. Grant us an understanding heart that we may value wisely the treasure of your kingdom Review for Religious Hughes • Were Not Our Hearts Burning within Us? 14 and gladly forego all lesser gifts to possess that kingdom's incomparable joy. We make our prayer through Our Lord Jesus Christ, your Son Who lives and reigns with you in the unity of the Holy Spirit God for ever and ever. Amen.1 What a perfect presidential prayer to open our hearts to the Word of God; what a perfect prelude to move to Week Two of the Exercises. The Second Week and the Liturgy of the Word The parallels between the Second Week of the Exercises and the Liturgy of the Word are easily dis-cernible. Both focus on the scriptures, and both invite decision; both are grounded in the Gospels and in the Mystery who is Christ; both the Spiritual Exercises and the Liturgy of the Word, over time, offer an intimate encounter with Jesus of Nazareth—healing, teaching, sharing meals, welcoming sinners, going about doing good, spending the night in union with his Abba, gath-ering disciples and forming their hearts. We reflect on scripture passages, in retreat as at Mass, one after another, not in order to know the scriptures better but to discover ever more fully the One whom they disclose to us. During the Second Week of the Exercises, like Martha's sister, Mary, the retreatant sits at the feet of Jesus, the teacher, drawn to his person, absorbing his attitudes and values, his choices, his preaching of the dream of God for the world, for humankind, for each of us. The Second Week, of course, is not full only of the consolation of spending time with a dear friend. That 71.1 2012 15 dear friend of ours also reveals to us the cost of dis-cipleship, the misunderstandings, the disappointments, the gathering storm of criticism and anger. We take in the whole of the life of Jesus Christ and are drawn to know him more intimately, to love him more ardently, and to follow him more faithfully. We choose to be dis-ciples of the perfect disciple. Empowered by the love of God experienced in Week One and by Jesus' friendship, which deepens for us in Week Two, we choose an ever closer relationship with him, no matter what. Loved sin-ners become loving servants, embracing and following Jesus, setting our faces, with him, to Jerusalem. It has been written that during the Second Week "We find ourselves drinking in the experiences of Jesus, so that we begin to assimilate his values, his loves, his freedom. This style of praying provides the necessary content of decision-making or discernment, which forms an essential part of the Second Week and is meant to be an abiding part of a Christian's life that is shaped by the Exercises."2 Of course, those statements also describe a regu-lar pattern of solitary prayer in daily life that reaches its summit in the Eucharist. God speaks to our hearts, opening up for us the mystery of redemption and salva-tion and offering us spiritual nourishment; Christ him-self is present in the midst of the community through the Word proclaimed.3 The cycle of readings, highlighting first one evange-list's portrait of Christ and then another's in the three-year cycle, invites our reflection on the life and ministry of Jesus, his proclamation of the Good News, his say-ings and parables, his teachings and miracles, and, espe-cially during Lent and the triduum, how his face was set to Jerusalem during his last days on earth. The Gospel is the highpoint of the Liturgy of the Review for Religious Hughes • Were Not Our Hearts Burning within Us? 16 Word, and we mark it with various signs of reverence for the book and with the tracing of the cross on our forehead, lips, and breast, praying that our mind be opened, that our words be true, and that our whole being be exposed to the consolation and the challenge of a Gospel way of life. The homily follows. The General Instruction of the Roman Missal describes the homily as a necessary source of nourishment of the Christian life.4 In fact, for a majority of Christians it is often the only source of spir-itual nourishment in a busy week. The Second Week of the Exercises illuminates the challenge to those who give the homily in the Eucharist. The point of the hom-ily is identical to the grace sought in Week Two of the Exercises, namely, to enable the assembly to know Jesus more intimately, to love him more ardently and to follow him more faithfully. Nothing less! Not entertainment. Not exegesis. Not personal self-disclosure. Nothing less than knowing, loving, and following Christ, choosing his choices, becoming gradually and almost imperceptibly more like him, putting on his mind and heart. Just as one chooses discipleship at the end of Week Two, so too there is a choice at the end of the Liturgy of the Word. As we prepare to move from the Table of God's Word to the Table of the Lord's Supper, we join ourselves to Christ and ask that we too be transformed every bit as much as the bread and the wine, that we and they may become for us and for our world the Body and Blood of Christ. The Third Week and the Liturgy of the Eucharist The focus of Week Three is both the Last Supper and the Passion. So, too, these two themes are conflated in the Liturgy of the Eucharist: "the Sacrifice of the 71.1 2012 17 Cross and its sacramental renewal in the Mass, which Christ the Lord instituted at the Last Supper and com-manded the apostles to do in his memory, are one and the same, differing only in the manner of offering, and . . . consequently the Mass is at once a sacrifice of praise and thanksgiving, of propitiation and satisfaction."5 The first meditation of the Exercises in Week Three is on the Last Supper in its entirety—including the preparations, the choice of place, the arrangements for the meal, the assembling in the upper room, Christ's washing of the apostles' feet, the supper itself, Christ's giving of his body and blood in Eucharist as the ultimate expression of his love for them, and his final words, his last will and testament, that they continue this same action in his memory. Much of this finds a resonance in the Liturgy of the Eucharist. There is, of course, first the preparation of the table and the gifts, the preparation of the altar itself and then of the offerings of bread and wine. There is the washing of the hands of the presider, a ritual of cleansing and interior purification in readiness for all that will follow. There is the prayer over the gifts, a simple and focused petition—a second "prelude," if you will, asking in a variety of ways that the gifts we have placed on the table will become holy and that we our-selves will be caught up in this action and be made holy to the praise and glory of God. Then the great prayer of praise and thanksgiving, the Eucharistic Prayer, begins. We tell the story of Jesus' life, death, and rising. We enter into Christ's liturgy, the endless self-giving of Christ into the hands of the One he called Abba, from whom he receives back his life. Our worship is an offering of our whole selves with and in Christ to God. That is our participation in the paschal Review for Religious Hughes • Were Not Our Hearts Burning within Us? 18 mystery of Christ's obedience unto death, our identifica-tion with Christ in his radical obedience to God. Have you ever used one of the Eucharistic Prayers for your meditation during Week Three? The Eucharistic Prayer is addressed to God the Father. Could we not think of it as a colloquy with the One Jesus called Abba, our own intimate conversation with God, as we ponder the mystery of the Passion? By turns, the Eucharistic Prayer "collo-quy" offers thanksgiving to God for the whole work of salvation realized in Christ; it implores the action of God's transforming Spirit; it tells the story again of the night before Jesus died when he offered his body and blood, gave the apostles to eat and drink, and left them a command to perpetuate this mystery; it recalls the events that fol-lowed the supper, especially the blessed Passion of Christ together with his victory over sin and death; it makes an offering to God not only of the spotless victim but of our-selves so that day by day we might be perfected through Christ the mediator and be brought into unity with God and with each other when God may be all in all.6 It is a perfect prayer; it is a perfect condensed statement of what we believe and what we long for; it is a colloquy, if you will, that gathers up and gives expression to the faith of the community in Jesus' salvific death and rising and our par-ticipation in that mystery. There is no better word at the end of the Eucharistic Prayer, or at the end of our Third Week meditation on the Passion as we dwell in the silence of God, than the word "Amen." So be it. Week Four and the Communion and Concluding Rites We are ready for Week Four—Jesus' resurrection and his apparitions to his mother, to the women, to the disciples, to Mary in the garden. Always the message is 71.1 2012 19 the same: do not be afraid; peace be with you; go now and tell the good news; go now to feed my lambs. And as peace is the gift of the Risen One, we beg that same peace for the whole human family, and we ask for mutual love among ourselves. We approach the table of the Lord and receive the one Bread of Life, which is Christ who died and rose for the salva-tion of the world. Our Communion makes us one with the Risen Christ, and the last presidential prayer, the prayer after Communion, is a final "prelude"—a peti-tion that we might go forth and live, in deed, what we have just done in word and ritual action. "Please make this Communion take!" this prayer seems to beg. We become what we eat. Through the Communions of our lifetime we are gradually being transformed into God. We know that we ourselves and our world have been radically changed by Jesus' resurrection, and we embrace his commission to become the Heart of God on earth. In contemplating the love of God in the conclud-ing exercise of Week Four, we pray an intimate prayer of thanksgiving to the One who has shared his life so completely with us that we are filled with gratitude and with a desire to make a generous return of love. "Take, Lord, receive," we say, and in so doing we express our availability before God for whatever we will face, rely-ing simply and completely on God's grace. We know ourselves as blessed and sent. Thus far I have been developing the ways that the Eucharist and the Spiritual Exercises mirror and some-times illuminate aspects of each other. As a transition to the second part of this reflection, I suggest pausing over the words of the "Anima Christi" using David Fleming's translation. It was David who said that this prayer is a summary of the dynamics of the whole movement Review for Religious Hughes • Were Not Our Hearts Burning within Us? 20 of the Exercises, and he also described the prayer as a summary of the transformation wrought through the Eucharist. Jesus, may all that is you flow into me. May your body and blood be my food and drink. May your passion and death be my strength and life. Jesus, with you by my side enough has been given. May the shelter I seek be the shadow of your cross. Let me not run from the love which you offer, but hold me safe from the forces of evil. On each of my dyings shed your light and your love. Keep calling to me until that day comes, when, with your saints, I may praise you forever. Amen.7 Part II: Living the Eucharist David Fleming also called the "Anima Christi" a summary of the living of the Fourth Week in the everyday, so it is to that topic we turn, the living of the Eucharist. Many years ago I read a book by Gregory Dix called The Shape of the Liturgy, a very long, very erudite history of the Eucharist by an Anglican clergyman and liturgi-cal scholar. At the conclusion, around page seven hun-dred something, the author shifts from liturgical history, archeology, and philology to spirituality. He quotes the words of Jesus at the Last Supper, "Do this in memory of me," and then poses an intriguing question: Was ever another command so obeyed? Dix paints an extraordinary picture: Century after century, spreading slowly to every continent and country, to every race on earth, this action of Eucharist has been carried out in every conceivable human circumstance and for every conceivable human need, from the heights of 71.1 2012 21 power to places of poverty and need, for royalty at their crowning and for criminals going to the scaffold, for a bride and bridegroom in a little country church, for the wisdom for the Parliament of a mighty nation, for a sick old woman afraid to die, for Columbus setting out to discover the New World, for a barren couple hoping for a child, by an old monk on the fiftieth anniversary of his vows, and on and on. Dix lyrically enumerates these and scores of other instances in which the Christian com-munity has been faithful to Jesus' command, "Do this."8 Over the centuries the Eucharist has been celebrated by innumerable millions of entirely obscure faithful women and men like you and me, people with hopes and fears and joys and sorrows and sins and temptations and prayers every bit as vivid and alive as yours and mine are now. Week by week, on a hundred thousand succes-sive Sundays, faithfully, unfailingly, the followers of Jesus have done just this for the remembrance of him.9 This is an extraordinary picture of the sacrament that constitutes the community, of the event that binds us together, one with another and with Christians of every age, place, race, tongue, and way of life. The Eucharist has been like a wave of grace rolling over the community again and again across the centuries of Christendom, hollowing out spaces for the divine in the midst of the everyday. Was ever another command so obeyed? But after pondering Dix, I realized that when I con-sidered that Last Supper of Jesus and his friends, there was another question on my mind. When Jesus said "do this in remembrance of me," what did he mean by the this? Surely not just the Jewish pattern of the meal, though we know a lot about Jewish rituals, the blessing of bread, the number of cups, the style of blessing said over both. Surely the this is something more. What are Review for Religious Hughes • Were Not Our Hearts Burning within Us? 22 we being asked to do? to be? to embrace? to celebrate? What commitment do we make when we say "Amen"? Scripture supplies two directions toward an answer: one in the Synoptic accounts of the supper and Paul's First Letter to the Corinthians, and the other in the Gospel of John. Recall the words of Paul describing the Last Supper: I received from the Lord what I also delivered to you, that the Lord Jesus on the night when he was betrayed took bread, and when he had given thanks, he broke it, and said, "This is my body which is for you. Do this in remembrance of me." In the same way also the cup, after supper, saying, "This cup is the new covenant in my blood. Do this, as often as you drink it, in remembrance of me" (1 Cor 11:23-25). Do this in remembrance of me. But what is the this? Have you ever considered that the Last Supper was precisely that—it was the last. The Last Supper was the last of a whole series of Jesus' meals recorded in the Scriptures. Jesus never played the pious ascetic, keep-ing away from celebrations. He loved a good feast. He used that image of feasting as a metaphor of the reign of God—a great banquet. It was said of him, "This man is a glutton and a drunkard." An even more shocking accusa-tion was whispered behind his back: "This man sits down at table with sinners, with the morally dubious, with the outcasts of society, with those living on the fringes." On nearly every page of the Gospels there is a meal or a reference to food. Jesus calls out to Zacchaeus, "Get down from that tree. I'm coming to your house for What commitment do we make when we say "Amen"? 71.1 2012 23 lunch." There is the story of Simon who threw a din-ner party but was an inattentive host, and of the woman who slipped in to minister to Jesus as he sat at Simon's table. There is the story of Peter's mother-in-law who is cured only to get up and wait on them. There is the Syrophoenician woman who would not take no for an answer, who spoke about crumbs that fell from the table and who expected—and received—more than crumbs from this man. There are the feeding miracles that tell us something of the utter lavishness of the banquet and that everyone will receive enough and there will still be something left over for another day. There are parables of feasts, of great abundance, of jockeying for places at table, of appropriate attire, of filling the room with those drawn from the highways and the byways. Even the risen appearances of Jesus include meals. "Peace be with you," Jesus says. "What's for dinner?" On the shore, in the upper room, on the way to Emmaus, they recognize him in the breaking of the bread. How do you recognize someone? Even at a distance, you rec-ognize the timbre of a voice, or a particular gesture, or the slight tilt of the head so characteristic of an indi-vidual. The disciples recognized Jesus for what was most characteristic of him: the way he broke the bread. What is the this that we are to replicate? It is the whole life and ministry of Jesus at table. Scripture scholars refer to this as Jesus' ministry of table fellow-ship. To share food, in Semitic times, was to share life itself. And Jesus shared life with an astonishing assort-ment of people. Everyone was welcome to sit with him at table, to tell stories and to break the bread. Jesus' ministry of table fellowship is a ministry of universal reconciliation, no exceptions. The Last Supper reca-pitulated the attitudes and values of Jesus, who opened Review for Religious Hughes • Were Not Our Hearts Burning within Us? 24 his table and his heart to everyone, who offered hospi-tality to all, who was himself at home with all manner of people, who knew the human need for nourishment of body, mind, and spirit and who was always present to the other—welcoming, reconciling, offering life. Do this in memory of me. The Gospel of John offers a second answer to the question "What is the this?" In John there is a very dif-ferent institution narrative. It is the account of the foot washing. We know the story so well. Jesus, knowing that the Father had given all things into his hands, and that he had come from God and was going to God, rose from supper, laid aside his garments, and girded himself with a towel. He poured water into a basin, and began to wash the disciples' feet, and to wipe them with the towel. Peter resisted this tenderness until Jesus pressed: "If I do not wash you, you have no part with me." Peter relented in typical Peter fashion: "Not my feet only but also my hands and my head!" When Jesus had com-pleted the washing and resumed his place, he said to them, "Do you know what I have done to you? You call me Teacher and Lord; and you are right, for so I am. If I then, your Lord and Teacher, have washed your feet, you also ought to wash one another's feet. For I have given you an example, that you also should do as I have done to you" (Cf. Jn 13:1-15). You should do as I have done. In other words, "Do this in memory of me." I had an experience when I was studying at the University of Notre Dame that colors my understand-ing of the washing of the feet after the manner of Jesus. Notre Dame has a reputation for the excellence of its liturgical studies program and, at least when I was there, for the perfection of its liturgical celebrations: every 71.1 2012 25 minister rehearsed; every detail on a checklist; every liturgy perfect. And, during the sacred triduum, the lit-urgies were even more perfect! It was Holy Thursday and time for the foot washing. Twelve people moved forward, probably having prepared for the foot wash-ing by carefully washing their feet! Then, seemingly from nowhere, a very unkempt man started up the aisle, staggering a bit, perhaps under the weather. It was one of those stunning moments. Time stood still. Then the deacon walked down the aisle to help the man for-ward and assist him in taking off his shoes and socks. What is the this? Tender and loving care for the other; accepting our mutual vulnerabilities; choosing to open our hearts to all, even the one staggering into our life and upsetting its plans and perfections. Foot washing is not just a way of life but an attitude of heart, a kneeling before the other in reverence. Foot washing is embrac-ing a way of service after the manner of Jesus, simply, generously, not counting the cost. Do this: Embrace my attitudes and values as your own. Love those I love, and be my heart to them. Welcome the stranger, the one on the margins, the disenfranchised. Become vulnerable with one another. Kneel in reverence, especially before those whom soci-ety shuns. Nourish one another's bodies and spirits. Rejoice with those who rejoice, and weep with those who weep, both here at home and half a world away— those in Norway who are paralyzed by a massacre they Foot washing is not just a way of life but an attitude of heart, a kneeling before the other in reverence Review for Religious Hughes • Were Not Our Hearts Burning within Us? 26 could never have imagined, those who are starving from the drought in Africa, those who are terrified of nuclear contamination in Japan, those who are caught up in trafficking around the globe or denied asylum here at home, those who have lost the ones they love and all they owned in fire, flood, tornado, or earthquake. Make a habit of roaming the globe in prayer so that you do not remain distant from the joys and pain of the world. Send those waves of grace once again across continents and cultures to bathe our world in the love and mercy of Eucharist. Do this in memory of me. Conclusion Week Three invites us to experience the Last Supper, to place ourselves there in the upper room, to look around at the faces, to listen to the words, to pon-der them in our hearts as we watch the immense tender-ness of the Lord with those he loved even to the end, whose hearts he was tutoring even on the night before he died. And we have stayed with him, watched and prayed with him, and accompanied him as he gave up his life. Then we have simply dwelt in silence. That same intimacy and presence to one another marks Week Four, a time of tenderness and affection with the risen Jesus who shares his love and his joy with us but does not let us cling to him. He sends us as apostles, empowered by his Spirit, to continue his sav-ing presence, to be his heart on earth. And day by day, week by week, the Eucharist con-tinues to draw us into these mysteries. The heart of the Eucharist is Jesus Christ. The heart of it is the cel-ebration of Jesus' life, death, and rising every time we gather—and the merging of our daily living and dying with his and with one another—for the life of the world. 71.1 2012 27 The heart of it is joining ourselves to Christ, the perfect sacrifice, to the praise and glory of God. The heart of it is begging that the Spirit will transform each one of us just as really as the bread and wine so that we become more and more Christ's Body in truth, not just in name. The heart of it is learning over and over again to say "Amen" to all of these realities and—at least some-times— actually meaning it. Meaning "Amen," meaning yes I will try to live, in deed, in the coming days, what we have just enacted in word and ritual action. I conclude with a favorite reflection of mine on the word "Amen." Be careful of simple words said often. "Amen" makes demands like an unrelenting schoolmaster: fierce attention to all that is said; no apathy, no preoccupation, no prejudice permitted. "Amen": We are present. We are open. We hearken. We understand. Here we are; we are listening to your word. "Amen" makes demands like a signature on a dotted line: sober bond to all that goes before; no hesitation, no half-heartedness, no mental reservation allowed. "Amen": We support. We approve. We are of one mind. We promise. May this come to pass. So be it. Be careful when you say "Amen."10 Notes 1 Cf. Sunday Celebration of the Word and Hours (Ottawa: Canadian Conference of Catholic Bishops, 1995). This book contains the Sunday collects prepared by the International Committee on English in the Liturgy for the Missal of 1998, since withdrawn. Review for Religious Hughes • Were Not Our Hearts Burning within Us? 28 2 David L. Fleming sj, "The Ignatian Spiritual Exercises: Understanding a Dynamic," in Notes on the Spiritual Exercises of St. Ignatius of Loyola (St. Louis: Review for Religious, 1981) 11. 3 General Instruction of the Roman Missal, 2003, §29, paraphrase. 4 GIRM, § 65. 5 GIRM, § 9. 6 GIRM, § 79. 7 David L. Fleming sj, The Spiritual Exercises of St. Ignatius. A Literal Translation and a Contemporary Reading. (St. Louis: The Institute of Jesuit Sources, 1978) 3. 8 Gregory Dix, The Shape of the Liturgy (London: Dacre Press, 1945) 744-5, passim. 9 Ibid. paraphrase. 10 Barbara Schmich Searle, "Ritual Dialogue," Assembly 7:3, February, 1981. Obedience You have had my yes for years– and I have had yours since the sun, the seashells, and the storms at sea. But now, ah . . . you and I are more than yes. As time moves with, within, and around, this yes of ours takes on wings, takes on colors I never imagined, challenges that strengthen and soften me, glory that stills me, stirs me, extends and opens me. It becomes a murmur of love that we share. Love that frees me and compels me to choose you again and yet again . . . that I might respond as I wish to respond . . . openly, knowingly, even a little mysteriously . . . as the bush in the desert responded to flame. Kimberly M. King rscj 71.1 2012 ronald mercier 29 Without the Drama: The Transition from Third to Fourth Week of the Spiritual Exercises S travinsky's "Rite of Spring" caused a furor when it was first performed in 1913, but the more I listen to it, the more I think it expresses something important, and not only from a musical point of view. At the tail end of the piece, the "Sacrifice," Stravinsky tries to cap-ture the human spirit in its "pagan"—pure—form. You might want to find a recording of it and play it before you read further. Cacophony—there's no other way to describe it! Bad sound. It assaults the senses. It builds to a crescendo and with the violence of spirit that leads to the sacrifice of a human, a woman who dances herself to death for the Ronald Mercier sj is associate professor of theology at Saint Louis University and rector of the community where Jesuit scholastics pursue the study of philosophy and theology. This article was originally given as a keynote presentation at Ignatian Spirituality Conference V on July 22, 2011, in St. Louis, Missouri. Comments can be addressed to him at Bellarmine House of Studies; 3737 Westminster Place; St. Louis, Missouri 63108. Review for Religious Mercier • Without the Drama 30 sake of the community. It is violence that can kill and wound and send to hell, to use Ignatius's words from the Incarnation meditation. In the ballet that goes with the music, there is a frenetic dance that is almost a form of madness. No wonder people were so challenged by the music; this is not about some nice ethereal enjoyment, but is a revelation of what can shape the human heart and actions. This revelation opens to our fears but not to our hopes. Curiously, the music ends with a bang, a loud discor-dant chord that leaves us waiting for something more. We would like some kind of resolution at this point, but we are left with utter silence after that dramatic end. We wait, but the music just ends. Or does it? For me, this piece leads to a reflection on the transition from the Third to the Fourth Week in the Ignatian Exercises, a movement out of a murderous drama into a disorienting grand silence within which the Fourth Week dawns. I would like to invite you to sit with Ignatius in what we would name "Holy Saturday," a place he sketches as the space for contemplation within which we experience Resurrection. My thesis is simple: Without the grand silence of Holy Saturday, the "seventh day" for Ignatius, we do not experience the joy and freedom of the Fourth Week. Waiting in the transition—a transition into, not out of, emptiness—allows for creation of the space into which the Risen Lord comes, if we let the quiet ripen. The music of Stravinsky captures the movement of the Third Week, a drama of human making. We walk with Jesus as he experiences being sacrificed for "the good of the people." Curiously, Ignatius invites us to experience the Passion, but he does not describe the gore that would have been standard fare in the spiritual-ity of his time. No doubt he assumed that people knew 71.1 2012 31 the specifics of the passion, crucifixion, and death from the religious imagination of his time. I wonder, though, whether that is all. It strikes me that we are invited into two spaces: the fullness of the world upon which the Trinity gazes in the Incarnation mediation, but also the reality of the Trinity's desire effected through what happens in these moments. In this transition, we fulfill the movement of the Incarnation meditation. Ignatius certainly invites us to "consider what Christ our Lord suffers in His human nature . . . [and] to strive to grieve, be sad, and weep" (SpEx §195). We "must be with the Lord in his suffering, [and] follow him unto his death," lest we be "simply spectators at a Passion event which may be very touching, but which in no way dis-turbs the egotism of our lives,"1 as Gilles Cusson so nicely puts it. We experience with Jesus what human egotism can do, the dramatic clash that seeks sacrifice to maintain some order. Ignatius's contemplation of the Passion has little to do with Mel Gibson's hero worship; we con-template one who embraces utter powerlessness, not "muscular humanity." Yet, Cusson also says that we need to attend to Ignatius's Fifth Point, "how the divinity hides itself; . . . it could destroy . . . but does not do so" (SpEx §196). What is God about in Christ? What goes beyond the "work of our hands," the murderous sacrifice, and actu-ally effects the will of the Trinity? Is God violent? Is We contemplate one who embraces utter powerlessness, not "muscular humanity." Review for Religious Mercier • Without the Drama 32 this the "divinity [who] hides"? Or is the violent god our god? What occurs when our dramatic violence ends? For me, personally and as a director, this question is never academic. The temptation to remain specta-tors or to wonder at the horrors of the Passion—and so to remain distant from it and from the Resurrection— always presents itself as a path of light, as "really feeling bad" for Jesus, and perhaps knowing real (even mur-derous) anger toward those who create perverse tor-tures for him. The experi-ence of the Fourth Week then somehow appears too remote, not surprisingly, and not only because by that time we know the exhaustion of having given ourselves so radically to prayer. But if we remain spectators of the Passion, what also becomes remote is the real joy of the Fourth Week, a joy so different from the transient happiness that we may whip up but never suffices for the long-term journey. And the Fourth Week is really for the long haul, not transient at all. What alternative remains? Consider for a moment where Ignatius leads us. As he did in the contemplation on the Incarnation, he places us with the work of the Trinity and with Mary. This gives us our transition point and deserves some pause. Notice how he frames our prayer at the end of the week, the time of transition: One should consider as frequently as possible . . . that the most Sacred Body of Christ our Lord remained If we remain spectators of the Passion, what also becomes remote is the real joy of the Fourth Week. 71.1 2012 33 separated from the soul, and the place and manner of his burial. Let [the exercitant] consider, likewise, the desolation of our Lady, her great sorrow and weariness, and also that of the disciples (SpEx §208, Seventh Day). Two dimensions frame the time after the death of Jesus on the cross, two movements that invite us into a depth within which resurrection happens: the experi-ence of death in Jesus and its impact on those (like us) who love him. Resurrection, Cusson rightly suggests, never becomes a topic for consideration, but encounters us in and through the one whom we love and who has conquered death, a "confirmation from above surpass-ing all human hope."2 Let us stay, though, for a moment with the two aspects Ignatius gives us not so much as a conclusion to the Third Week as the door through which the Third Week becomes, or opens to, the Fourth Week. We have in the Christian tradition a powerful sense that the Paschal Mystery—the death, coming to the dead, and Resurrection of the Lord—never constitutes the past, something complete and over, but, rather, remains the context of our lives, the place of our ministries, the space within which joy dawns for us and for all who know the Risen Lord. Two things, then, shape this contemplation, which really becomes the shape of "the seventh day," a con-templation of the Passion as a whole. First, Ignatius begs us to consider the fullness of the death of Jesus because, without an experience of that fullness, we really cannot complete the journey of the Third Week (and of the Incarnation) or comprehend the fullness of the ways in which Jesus' ministry touches and shapes our lives and our world. We need to ponder, prayerfully, what it Review for Religious Mercier • Without the Drama 34 means for Jesus to "remain separated from his soul," to know death, not just to "be killed." Let me suggest that this consideration never rep-resents some thought exercise or parlor game. In our culture we often trivialize death and, in fact, avoid the topic completely or paper it over with euphemisms. We do not say that people die, but that they "pass away." We make the reality so antiseptic, so unreal, that we actually generate a fear of death that drives us even to try to con-trol it, like some unruly passion. Humans have always feared death, as the social critic Ernst Becker makes clear. In our modern North American culture, though, we have created a kind of nightmare; we rarely encoun-ter the reality of someone's dying. Even worse, people have to die not freely as Jesus did, but alone, caught up in our medicalized model. Alternatively, we can make death into a mere video game: how many can we kill? By contrast, Ignatius invites us to a thoroughgoing realism. In Jesus' death, we contemplate the fullness of his human death, freely embraced for us, the fullness of the trajectory of the Incarnation. We are invited to consider especially his embrace of abandonment. Hans Urs von Balthasar, the great Swiss theologian and pro-foundly Ignatian thinker, asks us to ponder just what this means, as a path toward hope: The Redeemer showed himself therefore as the only one who, going beyond the general experience of death, was able to measure the depths of that abyss.3 Think about that with me for just a moment. For Balthasar (and here he places himself in the whole strand of Christian mystics) we desire to shield our-selves from death. We may have "the general experience of death," but we seek to hold it at bay, often at great cost. No one wants to die, of course, and from time 71.1 2012 35 immemorial we have created lovely myths of "afterlife" as ways of avoiding the fullness of what we would expe-rience in death, so that we do not really die. Instead, Ignatius invites us, in the wake of the cry by which Jesus freely gives up his spirit and accepts death, to consider what it would mean for someone freely and fully to enter into the realm of Hades, of Sheol, in which, as the psalmist says, "no one can praise You." In Jesus, God goes fully to claim the reality of human death and dying as God's very own. Balthasar uses the image of the abyss—a wonderful image—for this. We need to ponder, not morosely but in faith, the full tra-jectory of the Third Week. Ignatius places us there and asks that during the Seventh Day—however long it might be—we continually call that reality to mind and keep it before us. He invites us there in place of repetitions or Applications of the Senses, because in pon-dering the fullness of the death of Jesus, in letting it "ripen to fullness," as it were, we begin to grasp the fullness of what it means that he dies for our sake, that he goes where we would not go. If, as David Fleming, John Futrell, John English and many others suggest, the Last Supper sets the tone for the Third Week, here we know what it means to "be broken and poured out," even to the fullness of death itself. We have been praying for the grace of freedom throughout the Exercises, and in a sense here we encounter freedom in its fullness. Balthasar notes what freedom—in its purest form, free from all stain of sin—would mean: "And precisely in that did his mortal anguish and God-abandonment differ radically from the habitual anxiety of the sinner." 4 Jesus freely—and with-out defense—walks the way ahead of us, embraces our path. Jesus claims the fullness of death as a space within Review for Religious Mercier • Without the Drama 36 which to meet us—thus, the implication of the seventh-day exercise. We can—and do—often hurry by the real-ity, or simply marvel at the wreck of a corpse in the Pietà. Ignatius, according to Balthasar, invites us to let death be full, that we might know freedom with Christ, freedom for our mission ultimately, freedom to love "even to death itself." No masochism or delectatio morosa marks this moment, but only a profound invitation to explore what we fear with the One who has gone the way before us. For Ignatius, that remains key. If Resurrection cannot grasp the fullness of what death means, if it can-not meet us in the anxiety that would hold us bound and create the kind of craziness that marks our death-obsessed culture, it remains but a "nice idea," easily dis-pensed with, perhaps. For Balthasar, Jesus delves into death as abandonment, freely, without losing hope, but relying completely on the God who alone can overcome death. Imagine "separation of soul and body" in its totality, without the experience of Resurrection that often shields us. Jesus embraces that. This descent remains but part of the story for Ignatius, since he invites us to place ourselves with Mary and the disciples in their desolation—an impor-tant context. The imagery of that placement reveals a deliberate quality in two ways: it prepares us to encoun-ter the Risen Lord and accept our mission. In one sense, of course, we explore the same space as previously, explore what it means for Jesus to have died—but now from the perspectives of those left behind. Again, Ignatius invites us to contemplate with Mary—and to some extent with Mary Magdalene—to share space and time with women who also embrace the "empty space" without defense, freely. The sinlessness of Mary parallels Jesus' own condition, and invites us 71.1 2012 37 to imagine how she, whose heart knew only openness, would experience the "separation" of soul from body. In her once again, Ignatius asks us to confront death as death, in its fullness in Jesus, in one whom we pas-sionately love. While I will focus on the encounter with Mary, the mother of Jesus, as a basic form of the Resurrection con-templations, I do not mean to suggest that one must force people to engage that path. Eventually the pattern of the Exercises does lead us there, but as John English suggests in Spiritual Freedom,5 a directee may find it difficult to enter into the purity of Mary's openness to encounter the Risen Lord; a person may find more fruitful prayer with the grief of Mary Magdalene, or the guilt of Simon Peter, or others. Still, the fullness of that openness to the Risen Lord brings us back to the full "yes" of Mary, mother of Jesus, as a paradigm of freedom. We have probably all known a parent who has lost a beloved child. As I write this I cannot help but think of the parents of a young Chinese student who failed at university and chose suicide in the face of despair. I cannot begin to imagine the grief of soul such a moment would entail for those parents; nor can I imagine the added burden of feeling guilt for having laid on a child expectations that he could not fulfill. That empty space of a dead child shocks us; "it should not happen," we say quite rightly. Parents should die before their children do. The empty space becomes almost too much to take in, though with Michelangelo's Pietà we catch a glimpse of how a face might appear when gazing on that emptiness. Yet, for the director at this point in the Exercises, especially in the face of what happens in the transition, an important distinction remains. Monty Williams, in a work in progress that he shared with me, advises that we Review for Religious Mercier • Without the Drama 38 note two different paths as one encounters fear, notably the fear of death. There are two ways of being present to our fears. We could look at them and wonder how we can be so stupid, and then make the plans . . . to ensure those mistakes never happen again. . . . The other way . . . is to experience the amazement. . . . The more we ponder . . . it, the more we are filled with a sense of wonder—which gives no answer. That wonder, that sense of amazement, is our first awareness of the presence of God in the space we have created by looking at our fears. As Williams frames it, two choices remain. We can panic and move into flight or analysis or simply an excess of emotions to make us feel better. Or we can be attentive, in the face of such fears, to an empty space without answers—a much harder place to be. When Ignatius invites us to contemplate, to recall Mary, all of those spaces we have known in the Second Week come to mind. Mary remains for us always the one who attends, who does not withdraw, even in the face of the horror of the slaughter of the innocents, but who pon-ders. The path of our entry into the Seventh Day parallels Mary's path, and a director looks at whether the exerci-tant gets caught up in his or her own pain or can ponder the empty space with Mary—that dreadful emptiness the church hints at in stripped altars and empty tabernacles after the Good Friday service. With Mary, we hear the invitation in freedom to know our beloved Jesus as dead. A terrible space, but not a maudlin one! We hear the call to compassion, to attentiveness, to let an empty space open. In essence, Michelangelo's Pietà invites us not to wild grieving but to face the reality of Mary holding her dead son. Attentiveness is a state of waiting, but for what? 71.1 2012 39 I can't help but remember Mary Oliver's powerful poem "The Uses of Sorrow," which captures so much of what I think Ignatius presents to us in constructing a place for prayer: (In my sleep I dreamed this poem) Someone I loved once gave me a box full of darkness. It took me years to understand that this, too, was a gift.6 The poem admirably catches the difference between panic/analysis and attentiveness as ways of responding to the human—and here divine—reality of death. For us the path takes time; Ignatius invites us on the seventh day to recall this to mind again and again, but the full process may well be the journey of our lives and our dying. However, contemplating the loss of Jesus is but one dimension. With Mary—and with the disciples—we are invited to ponder the world in which, as Cleopas said, "we had hoped" but which is now a space of desolation. We face the fullness of what Ignatius means when he invites the retreatant to see and consider the Three Divine Persons. . . . They look down upon the whole surface of the earth and behold all nations in great blindness, going down to death and descending into hell (SpEx §106). The reality of human violence is seen in its full-ness in this moment, especially when, with the disciples, we see that violence is also part of their lives—in their abandoning their Master. With Mary and them, the full brutality of violence in the name of God, yet murder-ous of God, comes home to us in all its savagery. No doubt they had seen or heard of crucifixion before. This Roman "tool" helped maintain fear in the populace by destroying its memory of the one killed, lest anyone else Review for Religious Mercier • Without the Drama 40 attempt to do what the crucified one had done. We can all rationalize human cruelty to suit our purposes. Here, though, their Master, Lord, Mentor, the one who healed, raised from the dead, preached Good News—the one they loved—becomes the victim of such cruelty. With him, the hope he had proclaimed also becomes a victim, exactly as the Romans would have desired. Hope is too dangerous a drug to a people fac-ing death. Is the reality of what Cleopas proclaimed— that "we had hoped"—also dead? With Mary and the disciples, we gaze on the empty space in the wake of the cross, and we know the dying of our hopes, of the ways in which all of our plans and expectations go to the cross with Jesus. Our history, our world, hangs in that balance. As director, how often have I sat with people who, in the wake of Jesus' death and burial, have to encounter again their own history of violence—received, experienced in others, commit-ted! The call to attentiveness in this space where our wounded history is made so evident places the past and the future in the balance. If in the first movement with Jesus and Mary we know the fear before death, in this second movement perhaps we face the fear of living in a world mediated by violence, a violence that we can usually hold at bay or ignore by switching the televi-sion channel. Yet, in this transition place, we face the brokenness and "poured-out" quality of our world, and we hear the call not to stronger forms of violence or retribution but to attend in that quiet space and know the fullness of a hope that might have died too. So many people live in this space. It is not theoretical. So, for me, the power of Stravinsky's piece, build-ing to that awful crescendo, that cacophony of death, followed by nothing, silence, lies in wanting some reso- 71.1 2012 41 lution other than the sacrifice. He captures well what those first disciples must have been going through on their "seventh day," after the terrible dramatics of human violence, cruelty, power; now Mary and the others know an empty silence made all the more desolate by what had come before. Building better plans, creating monu-ments, assigning guilt or blame—all of these would have tempered the grief. Instead, we hear the invitation to silence, to attentiveness. It may be that real forgiveness, hope, and resurrection can occur only in such silence. Ignatius places us before those realities that so easily move us away from attentiveness—fear of death and fear of violence or rejection—as a space within which some-thing very different—freedom—can arise. This experience could well represent a kind of "downer" for us, but need it be so? The sense of the deaths we experience—whether the physical death that Jesus freely embraces or the death of our illusions about the world and our patterns of dealing with it—create, as it were, a wasteland, an emptiness before which we stand and pray with Mary and the disciples. Its all-encompassing nature seeks to enlarge our freedom by placing before us our fears. Facing the wasteland yields fruit not in darkness or desolation (though we do indeed pass through these) but, as Antonio Valentino noted in a Directory written in the first generation after the death of Ignatius, aims at perfection in prayer and work, holding always God before one's eyes with gentleness and consistency, and remembering God whenever we think, speak or act.7 If we are moving toward the Contemplatio here as a mode of engaging the world, then this transition that "clears the ground" can yield an abundant harvest. We are left waiting for God's action—not ours. Review for Religious Mercier • Without the Drama 42 I do not use the imagery of "clearing ground" acci-dentally. I find myself touched by the way in which one deals with one sweep of contemplation, which clears, seeds, and bears fruit in ever deeper ways. Think through with me the extraordinary introduction to the Fourth Week that piggybacks on what we have seen. As Cusson mentions, when Ignatius presents the medita-tion on the first resurrection appearance (SpEx §299), he offers a first point, nothing else; the simplicity of the perspective shines through: "He appeared to the Virgin Mary." Ignatius sees no need for second or third points, as are given in all the other meditations. It is a unique tableau.8 Ignatius does complete the sweep from where we have been: His soul, likewise united with the divinity, descended into hell. There he sets free the souls of the just, then comes to the sepulcher, and rising appears in body and soul to His Blessed Mother (SpEx §219). We have before us the same matter as in the con-templations on "the seventh day" of the Third Week; the setting does not change. What happens arises from within where we find ourselves as we attend to the empty space at the end of the Third Week. Our entry into the Fourth Week comes not because we will our-selves to joy. Rather, in the space that death and vio-lence have laid waste, Resurrection dawns like light and, with it, love, joy, and hope as the fruit. We do not change spaces for Resurrection, for the Fourth Week; rather, we extend the Third until it bears fruit. As director, I cannot overemphasize how hard it is to keep people focused at this point; exhaustion has set in. The Fourth Week regularly gets short shrift, as does Resurrection in so much of Christian life; yet, as I pray with the transition from Third to Fourth Week, I 71.1 2012 43 realize how crucial that transition point is to our ability to be in and to serve a broken but risen world. Ignatius leads us to the "hell" which Jesus has entered freely and fully, with all those who have gone before—and with us eventually—and then moves to Mary, in her home and oratory, exactly the order that repeats the end of the Third Week. I would like to move in three points—Jesus' apparition to Mary, Jesus' rising "from the dead," and the gift of joy to a world that killed and can kill still. They are related, but quite distinct too. Think of how redolent Jesus' apparition is for Mary. Ignatius does not describe it much, except for a clear allusion. He asks us to "see the arrangement of . . . the place or house of our Lady. I will note its different parts, and also her room, her ora-tory, etc." (SpEx §220). In §103 we were asked "especially to see the house and room of our Lady." The parallelism is almost exact, and, of course, David Fleming in Like the Lightning alludes to the Annunciation contemplation.9 This is not pious drivel, as some are tempted to say; this really is a new Annunciation, but one that asks Mary—and us—to go on mission for the Trinity with the Risen Lord. After all the Sturm und Drang of the Third Week— the drama of our human violence and blood-lust, even the drama of the Last Supper that begins the Third This really is a new Annunciation, but one that asks Mary—and us— to go on mission for the Trinity with the Risen Lord. Review for Religious Mercier • Without the Drama 44 Week—this dawn of the Fourth Week, of a new world, is so undra-matic. Mel Gibson would have a difficult time with it. We would be tempted to make it dramatic, and certainly the Miraflores altar-piece does so, with Jesus showing his wounds and with Mary por-trayed as quite the medieval lady. Ignatius's description, though, is so different. Certainly, as he notes in the fourth point, the "divinity here manifests itself so miraculously," though in the fifth point the man-ifestation is as the consoler, the one who brings joy in the glory of the Resurrection. What are we to make of the apparition as "con-soler"? By the way, Ignatius gives only this contemplation in the Fourth Week, though we find a number of other texts arranged from §299-312 (in the section on the Mysteries of Christ's Life), with an ever wider circle of people let in on the Resurrection. In the Fourth Week itself, one contemplation alone pre-cedes the Contemplatio, again with Mary. If we take a step back, Mary represents the free per-son who has tasted the fullness of the passage of Jesus, both into death and at the hands of a broken, murderous world. If the darkness that John evokes in the Gospel stands as a hallmark of the Passion, Mary knows that darkness fully. As we wait with her, we hear the invita-tion to know that darkness, to let our own hopes and dreams die, to recognize the fullness of what death, as God-forsakenness, means. Mary roots us in a barren 71.1 2012 45 landscape without familiar landmarks. Stark—not dra-matic. Quiet. As long as we cling to our own artifacts, the land remains cluttered, and we are unable to receive. In essence, Mary descends into a kind of hell as well, the fullness of the First Week's hell, which is not of her doing, but which is the fruit of the world we have created. The more I ponder and pray with these texts, however, the more they strike me as a new "Incarnation," but with a different order and intent. In the Incarnation medita-tion, we move from the work of God, who ponders the broken, murderous world and chooses to enter it, invit-ing Mary—and us—to share in the work of the Trinity here now. With Mary we have been placed in a God-less world, the fullness of hell. We gaze, we ponder with her, in the freedom of those who have elected to follow Jesus. Mary—and we—know what God's heart would have felt in the acute desire to set people free. We now move from the order of "this world" to an encounter with the Trinity as we know the fullness of the desire of the Trinity in the Incarnation prayer, now effected by the Risen Lord. Again, I want to stress the point: Ignatius places us with Mary as the archetype of the person of the Exercises, the free person. While in later contempla-tions we are indeed shown the rest of the Gospel story, here he asks us to share in the fullness of what freedom The Apparition to Mary Reverses the order of the Incarnation meditation From the Trinity To a Broken World To revelation of the Trinity From a Broken World Review for Religious Mercier • Without the Drama 46 means, freedom at the intersection of our engagement with a broken world, and we wonder at the dawning of a world shot through with Resurrection. The transition of this time represents not a movement from Third Week to Fourth Week, as if we could leave the former behind as just a bad memory; rather, the transition is the on-going space of discipleship. We, like Mary, remain in a broken world, but the transition into the Fourth Week recasts the meaning of the world in a dramatic way, so that we can accept the call to serve a world still broken. Contemplation constitutes the basic hallmark of this freedom; the encounter with the Risen Lord that Ignatius sketches out occurs as an offer of new life in the midst of the contemplation of the fullness of death and sinful violence. These two elements of death and life form a diptych, as it were, for our lives and our prayer. We encounter here not merely the Risen Lord but, with Mary, the pattern of what we shall know as we await that ultimate coming of Christ to the world, and we receive a mission to act upon hope. Into that space, the risen Lord comes, not just as resuscitated—"I'm back"—but as a living proclamation of a new world, God's plan for the ultimate healing and completion of the world God so loves. From the broken world, we encounter the divinity made flesh again for us, but now glorified and risen. If Christ performs "the office of the consoler," as Ignatius says, this consolation does not simply cause a "feeling good" or even a happi-ness, but a revelation of a new world and the empower-ing invitation to dwell in that new world and extend it through time and space. That power is "joy." Joy in this case is not an affect, or even a spiri-tual movement, for Ignatius. In fact, he distinguishes between the two realities: 71.1 2012 47 as soon as I awake [I will] place before my mind the contemplation I am to enter upon, and then . . . strive to feel joy and happiness at the great joy and happi-ness of Christ our Lord (SpEx §229). Happiness we know as an affective movement, a passing reality; we feel happy when we experience cer-tain realities. We can know happiness but still be alien to joy, since happiness comes and goes, depending on the experience we feel. Happiness has an object, and in this case Ignatius does want us to evoke within ourselves the experience of happiness; the encounter becomes the cause of our happiness. Joy, however, pertains to a very different reality. Joy—and this is Christ's joy, of course, a gift of the Holy Spirit—intends not a movement of the heart, a feel-ing, but a disposition, a way of being; it is the hallmark of those who have encountered the risen Lord in the midst of surrounding darkness. Joy makes possible the freedom to go on mission into the Fourth Week—our ordinary time. That light dawns in the Resurrection, not apart from but in the midst of the darkness which Mary—and we—have known. G.K. Chesterton's lament about "joyless Christians" captures something very important here: Christianity satisfies suddenly and perfectly man's [sic] ancestral instinct for being the right way up; satisfies it supremely in this; that by its creed joy becomes something gigantic and sadness something special and small. The vault above us is not deaf because the universe is an idiot; the silence is not the heartless silence of an endless and aimless world.10 The joy we experience in the presence of the Risen Lord does not suddenly wipe away the reality of the grief we know at the experience of the brokenness of Review for Religious Mercier • Without the Drama 48 the world and its impact on the vulnerable; rather, such joy places it all in context, allows us to see the world as it is, in the context of God's proclamation of new life and hope in Christ. The way Ignatius ends the Exercises with Mary and this twofold contempla-tion seems to suggest that this joy becomes our "new normal," what God intended in creation and effects through the Incarnation, ministry, and Passover of the Word. We often emphasize the continuity/discontinuity of the Risen Jesus; he is like but different. But is it not really also the world which is continuous/discontinu-ous? In a great line from "Lion in Winter," Eleanor of Aquitaine says, "In a world where carpenters get resur-rected, everything is possible." Exactly—and such is our hope and the cause of our joy. As contemplatives moved to action, we in the Ignatian tradition live in the intersection of the two parts of the diptych, of Holy Saturday and Easter, but with joy as the hinge, something into which we grow. The encounter with the Risen Lord in the midst of a broken world becomes the reality of our lives and a point of conversion into this "new world." In that respect, we are unlike Mary but more like the others who encounter the Lord in a gradual way, but who nevertheless grow into a joyful engagement with the world. However, we can-not separate this encounter from the work which serves life and just peace; we grow in joy and hope only if we place ourselves at the service of justice, as it were, as the thirty-second General Congregation of the Society of Jesus suggested. Yet, we are no longer simply disciples, but apostles, those sent as the Word was sent into the world, but now into a world transformed. This "new normal," a joyful realm, disorients in many ways. Please excuse me as I take a bit of a detour 71.1 2012 49 into a Byzantine theme, that of the "Harrowing of Hell," an ancient icon in the East that depicts a scene sketched by a homily from the second century. I ask you to pon-der it with me for just a few moments. We have here one particu-lar rendition of the icon, but a powerful one with three signifi-cant movements. One of these captures the Contemplation for the Fourth Week as given by Ignatius, namely that the Risen Lord sets free the souls of the just held bound before Christ's Resurrection. For Balthasar and oth-ers, this moment of encounter with the Risen Lord has become the deciding moment for them, the one in which heaven—and the second death—actually open. In that sense, we have a key moment of election again, a confirmation to "fol-low" but now in a different way—to eternal life for them. Yet this Risen Lord calls us to proclaim eternal life and freedom in this world. Second, and this evokes the reality of La Storta, the risen Christ carries the cross, but as a tool through which to break open the gates of Sheol. This Christ on mission invites us to the imagery of the Third Week, but now as a call to freedom, not to death or destruction. The order of the world is profoundly inverted here, and violence gives way to freedom. No wonder the thirty- Review for Religious Mercier • Without the Drama 50 second General Congregation could so freely embrace being "under the banner of the cross" as a mode of identification. This rising Christ changes all the imag-ery of violence, death, and hopelessness we would have taken for granted. One finds joy even in the cross—how odd—but, again, joy is not simply a moment of happi-ness but a consistent mode of being. Again, we cannot separate encounter with the Risen Lord from presence to those who know Holy Saturday and its pain or loss of hope. Last, though, for the East—and for Ignatius, I think—the implications of this little icon and of the work of Christ show free-dom in an even bolder way. A second-century homily proclaims, "I did not create you to be held captive," as does the Office of Readings every Holy Saturday. Do we ponder, though, the implications of that little line, the heart of the link between the Third and Fourth Weeks? The dynamic of the Third Week—from the human point of view—reveals the inevitability of betrayal, duplicity, shame, violence, grief, blood-lust. Not an appetizing menu, to be sure. Ignatius would ask us to contemplate the recreated world in which such patterns have lost their power forever, not just for a moment; we know their power, but as something that has passed away, both from the world and from our lives. If a counterpart to the contemplation on the Incarnation in the Second Week is the Two Standards meditation, perhaps this "diptych" does something Joy is not simply a moment of happiness but a consistent mode of being. 71.1 2012 51 similar. In the Two Standards meditation, Satan calls his demons and "goads them on to lay snares for people and bind them with chains" (SpEx §142). Christ bids, attracts, graces, to a very different world, of poverty, bearing insult and humiliation freely as a means of free-dom (SpEx §146). We have seen that first standard lived to its full-est in the Third Week; now we see Christ who in his revealed divinity, as the fullness of the revelation of the Trinity, continues to serve, to free, to attract, to bid, but now as having conquered all freely and lovingly. Do we not know here the prospect of a whole new world unbound or in the process of unbinding, a process to which Christ missions us? Does Christ not call us in this contemplation with Mary to gather companions in the work of dwelling in this contemplative yet active space? The full import of what has been "the normal" becomes ever clearer to us, even as we enter more fully into com-panionship with Mary in this contemplation. The chal-lenge to us, however, never degenerates into hopeless self-scrutinizing or, even worse, scrupulosity. We do not get forced back into contemplating our sins, as too often happens when people gaze upon the cross, or into the violent guilt or shame of the Third Week. Rather, aware of the Third Week and its full impact on the one whom we love and on the world Christ so loves, we hear the invitation to explore contemplatively a dawning world, one which opens, I think, to the Contemplatio and to our role in extending Christ's joy. James Alison, the British Catholic theologian, has written movingly on this, inviting us to consider how our cultures shape our imaginations through the pat-terns of interaction—rivalistic patterns—which for us constitute "the normal." In Christ, and I think in Mary Review for Religious Mercier • Without the Drama 52 and the disciples, God gives us a dramatically differ-ent pattern of interaction, one that creates relationships touched by joy, not by violence or rivalry or fear. In the complementary contemplations we are given through-out the Fourth Week, we encounter many such persons, wounded in and by the Third Week, even agents of the violence of the Third Week, with whom and in whom we now encounter the pattern of joy and hope. These reflections lead me to ponder the meaning of the "Rules for Thinking with the Church" (SpEx §352-370). They are usually given as a form of Counter- Reformation ecclesiology, a guide on how to engage the debates of the mid-sixteenth century. The text contains all kinds of very context-specific allusions—echoes of debates on predestination, sacraments, authority, and the like that helped tear the church apart. We realize that the inability to attend to what the other was saying represented but one more kind of violence in an already violent age. Ignatius, of course, never had shied away from a fight. One has only to remember how ready he was to dispatch the Moor who had shown insufficient defer-ence to the Blessed Virgin, his Lady. He certainly would not be the first choice as a poster boy for pacifism. Yet, think with me for a moment about the Rules, written at a time when everyone wanted a good fight and looked, all too often, for occasions to pick a fight or score a point. Ignatius's presentation strikes me as curious in that regard, strangely pacific, to use Alison's invitation to a radically different imagination, a con-version of imagination, where our normal expectation is no longer violence or the violent god but rather of a world ordered to and by peaceful relationships. We find here none of the grand drama of the instructions to 71.1 2012 53 the Cardinal Legates to the various Diets and Councils. Instead, we find a man desperate to preserve the unity of the community, to avoid the kinds of clashes that mark his age. Perhaps when we look at the Rules for Thinking with the Church, the metaphor that I have been using— of having had the earth scorched around us and entering a new world—could be helpful. We tend to bring with us the imagery and imagination to which we have grown accustomed. We bring the patterns of guilt or shame or blame or grief or violence that we have learned only too well from the world we have known as normal. Yet, the totality of the presence of the Risen Christ to Mary— and to us—challenges any return to those spaces to which we have grown accustomed. Certainly, if Christ has "harrowed hell" and broken dominant patterns, we are in need of "a way," of his way. Might not the Rules for Thinking with the Church be Ignatius's way of inviting us to turn from the slavish obedience so alien to the freedom of the Fourth Week and to become attentive to the community of people elected in grace, graced by Risen Life, empowered by saints, who could sketch out for us and for our imagi-nation a path with and to Christ? We stand in need of a community of faith, the Church militant in the original Spanish text, which can model for us the new life revealed in and through the Risen Lord. While the Rules invite a kind of docility in seeking a way of peace and renewal of imagination found in the community of the faithful, they do not require checking one's mind at the door. At times we can, like Ignatius, grieve because of a church that shows the marks of the violence and domination of those who killed the Lord. Nevertheless we wait in the hope of encountering Christ in this com- Review for Religious Mercier • Without the Drama 54 munity, in the Holy Saturday-Easter Sunday diptych, still confident that we will contemplatively learn a way forward, not in spite of but in the pain. In a similar way, Ignatius needed the community to foster conversion out of scruples and into Christ. Still, a real encounter as is experienced in the tran-sition opens a path to community. Rooted in a new experience of the world, it is a community of peace, joy, hope, creativity. This, of course, has none of the "grand drama" of the Third Week that would thrill Mel Gibson, but it has the quiet quality of a son meeting a grieving mother who has been wounded by violence but, in joy, is experiencing the possibility of new life, the opening of heart and imagination. Quiet, not dramatic in the ways we are used to, but nonetheless a powerful and creative stance. The difference between the drama at the end of the Third Week and the quiet dawn of the Fourth invites us to know in its fullness what the Two Standards means and what Christ offers: not a crusade of our own, but an allowing of new possibilities to dawn in our age. We have seen such dawns, and their ecclesial power touches deeply. I think of Jean Vanier's L'Arche com-munity embracing the handicapped, those rejected by the world. There is the hospice movement, which rose from Dame Cecily Saunders's refusal to allow cancer patients for whom medical drama could do no more to simply go away and die. Those who serve refugees and bring a moment of tenderness and hope to fragile lives similarly stand at the confluence of this Paschal diptych. Easier, I suppose, would be to follow the temptation to take up arms and fight back or condemn, but we are invited to a very different path, not of moralism but of an embrace like that of Mary by her Son. 71.1 2012 55 We began this talk with Stravinsky's musical image of primal humanity and its lust for sacrifice, a lust that seeks "salvation for the people" in a woman condemned to die by dancing madly. The music crashes to a dra-matic conclusion followed by silence. I would like to end with a different dance, one described by Sydney Carter's words applied to the Shaker hymn "Simple Gifts," here the "Lord of the Dance." Perhaps this could evoke something of the transition to a dance that is joyous, inclusive, expansive. May this be our prayer and our path. I danced on a Friday when the sky turned black— It's hard to dance with the devil on your back. They buried my body, and they thought I'd gone, But I am the Dance, and I still go on. Dance, then, wherever you may be, I am the Lord of the Dance, said he, And I'll lead you all, wherever you may be, And I'll lead you all in the Dance, said he. They cut me down and I leapt up high; I am the life that'll never, never die; I'll live in you if you'll live in me— I am the Lord of the Dance, said he. Dance, then, wherever you may be, I am the Lord of the Dance, said he, And I'll lead you all, wherever you may be, And I'll lead you all in the Dance, said he. Notes 1 Gilles Cusson, Biblical Theology and the Spiritual Exercises (St. Louis: Institute of Jesuit Sources, 1988), p. 299. 2 Cusson, p. 303. Review for Religious Mercier • Without the Drama 56 3 Hans Urs von Balthasar, Mysterium Paschale: The Mystery of Easter (Grand Rapids, Michigan: William B. Eerdmans, 1990), p. 168. 4 von Balthasar, p 169. 5 John English, Spiritual Freedom: From an Expertience of the Ignatian Exercises to the Art of Spiritual Direction (Guelph: Loyola House, 1973), p. 247. 6 Mary Oliver, Thirst (Boston: Beacon Press), p. 52. 7 Martin E. Palmer, S.J., On Giving the Spiritual Exercises: The Early Jesuit Manuscript Directories and the Official Directory of 1599 (St. Louis: Institute of Jesuit Sources, 1996), p. 79. 8 Cusson, p. 303. 9 David L. Fleming, Like the Lightning: The Dynamics of the Ignatian Exercises (St Louis, Institute of Jesuit Sources, 2004), p. 77. 10 Gilbert K. Chesterton, Othodoxy (Garden City, NY: Image Books, 1959), p. 160. Questions for Reflection 1. Where have I embraced the emptiness of death and how has it enabled me to experience the joy of the Risen Lord? 2. Do you have any favorite music, artwork, or poetry that helps you enter into the sacred silence discussed in this article—or that helps you understand other moments in the Spiritual Exercises or in the Gospels? 71.1 2012 57 Dolor 5: At the Foot of the Cross Giving birth is contracting to sleep with death. It is an agreement to pass on everything that has been fed, fondled, fiercely treasured, looked forward to as one looks for the first hibiscus every spring. It is a signature and seal in pledge that one will leave someone something. It holds the possibility—tormenting as tarantula's tricks— that the loved child may pass first, cursedly, of illness, mishap, quick step in the wrong place, by fate or by murderous hatred heaped upon the great. The blood and wash of afterbirth foretell that every holding close lets loose. Small fingers, small toes enlarge as mothering bellies pull back to size and shape. Flowerings green up. They will, they must, brown down with wintering. And every footfall tells an end to every earthly good, each breath started with a slap, each name begun so well that slips into what's next. Pamela Smith sscm Review for Religious 58 peter j. schineller Finding or Seeking God in All Things: A Few Cautionary Notes "T o find God in all things" is a commonplace of Ignatian spirituality. Books and essays on Ignatius and Jesuit spirituality have highlighted the phrase as a hallmark of that spirituality. However, in an essay entitled "The Ignatian Charism and Contemporary Theology," the late Cardinal Avery Dulles wrote that "to the best of my knowledge the expression 'finding God in all things,' does not appear verbatim in the writ-ings of St. Ignatius."1 He admits that we do find "similar expressions" in the writings of Ignatius, and adds that "it seems evident that God can be found in all things." Dulles's observation makes me wonder and leads me to the unanswerable question of whether Ignatius deliberately avoided the phrase "find God in all things." Ignatius does write in many places that we should seek Peter J. Schineller sj is the archivist for the New York Province of the Society of Jesus. He resides at America House, 106 West 56th Street, New York, NY 10019. 59 71.1 2012 and serve God in all things; but, as we will see, except for one place, he does not use the phrase "find God in all things." Jerome Nadal, one of the early companions of Ignatius, clearly believed that Ignatius had the gift or charism to "feel the presence of God" and that this experience should likewise characterize Ignatius's fol-lowers. He writes: "I shall not fail to recall that grace which he had in all circumstances, while at work or in conversation, of feeling the presence of God and of tasting spiritual things, of being contemplative even in the midst of action: he used to interpret this as seeking God in all things."2 Note well that Nadal says Ignatius interpreted this experience as seeking God in all things. So too, Pedro Ribadeneira, also an early compan-ion of Ignatius, reports that "we frequently saw him taking the occasion of little things to lift his mind to God, who even in the smallest things is great. From seeing a plant, foliage, a leaf, a flower, any fruit, from the consideration of a little worm or any other animal, he raised himself above the heavens and penetrated the deepest thought."3 And, in the Autobiography of Ignatius, Luis da Camara, who wrote down the words of Ignatius, states: "At whatever time or hour he wanted to find God, he found Him."4 (To be precise, da Camara says that Ignatius could find God at all times, not that he found God in all things.) So we ask: might there be some wis-dom or insight—or caution—in the fact that Ignatius only once uses the phrase "find God in all things"? The Sole Text and Its Context In the long letter to Antonio Brandão subtitled "Instructions given by our father Ignatius, or at his Review for Religious Schineller • Finding or Seeking God in All Things 60 direction . . ." we read the advice given to scholastics: "the scholastics cannot engage in long meditations . . . they can practice seeking the presence of our Lord in all things; in their dealings with other people, their walking, seeing, tasting, hearing, understanding, and all our activities. For his Divine Majesty truly is in every-thing by his presence, power, and essence. This kind of meditation—finding God our Lord in everything—is easier than lifting ourselves up and laboriously making ourselves present to more abstracted divine realities."5 Again, a caution. This letter was not written by Ignatius, but at his direction by Juan de Polanco. Further, before he says "finding God in everything," he says the scholastics must "practice seeking the presence of our Lord in all things." Finding that presence is not auto-matic— and, perhaps, not so easy as we might think! In the Constitutions of the Society of Jesus, we read that Jesuit novices "should often be exhorted to seek God our Lord in all things . . . loving him in all crea-tures and all creatures in him" [§288]. Again, we see emphasis on the element of search. So too, in the Contemplation to Attain Love in the Spiritual Exercises, we read: "Here it will be to ask for an intimate knowledge of the many blessings received, that filled with gratitude for all, I may in all things love and serve the Divine Majesty" [SpEx §233]. Ignatius wants the retreatants to love and serve God in all; he does not write that they are to find God in all things. I wonder if the rea-son might be that Ignatius wishes to safeguard the Divine Majesty, the ever-greater God. Might it be that he fears that we will believe that we can capture or contain or iden-tify the ever-greater God in any one thing or in all things? In addition to frequently encouraging that we seek or serve God in all things, Ignatius does say that we 71.1 2012 61 can and must "find the will of God." Thus the Spiritual Exercises are a way of preparing the soul to rid itself of attachments and "of seeking and finding the will of God in the disposition of our life for the salvation of our soul" [SpEx §1]. And Ignatius most frequently ends his letters praying for the grace to "know God's most holy will and per-fectly fulfill it." Or, "may God in his goodness give us his abundant grace to know his most holy will and entirely to fulfill it." Even as Ignatius urges us to seek and find the will of God, he emphasizes the method and the search. He never claims that seeking and finding the will of God is easily done. It demands prayer, reflection, seeking, mortification, time, and effort. Today's Background, Context, Horizon In an obvious oversimplification, we might say that in our age we find two extreme tendencies: 1) the skepti-cal, secular way of underbelief and 2) the less critical way of overbelief. These correspond to two rival "isms" in our globalized world, spoken of by Fr. Adolfo Nicolás, supe-rior general of the Society of Jesus, in a major address on higher education: 1) an aggressive secularism and 2) a resurgence of various fundamentalisms.6 We might look at the cautious and critical way of Ignatius in light of these two tendencies. 1. The skeptical and secular viewpoint. Many today, including Christians, experience the distance, absence, Seeking and finding the will of God demands prayer, reflection, seeking, mortification, time, and effort. Review for Religious Schineller • Finding or Seeking God in All Things 62 or otherness of God. Rather than finding God in all things, they do not find God anywhere in their experi-ence. Or God is edged out by many possibilities, alter-natives, and options, by many "things" that are not God. They live in a world come of age that no longer "needs" God and are skeptical of those who find, describe, and talk of God so easily. They are critical of claims or interpretations that seem to make God into one thing among many. This objectification of God, they find, entails a loss of God's otherness and transcendence. 2. The less critical fundamentalism or overbelief. At the other extreme are the many believers who see God at work in every event. God is close and at hand. Some Christians seem to think they have a lock on God, clearly grasping and knowing the divine intentions and will for the world and for humankind. Statements to that effect indicate a temptation to reduce God to our size, to capture and lay hold of God. In a general way, two of today's thinkers reflect these two tendencies. The first is the critic George Steiner. In My Unwritten Books, a sequel to his book Real Presences, which points us to various signs of the transcendent, Steiner writes that he feels strongly the absence of God—a powerful experience of emptiness. "Awesome is the God who is not. . . . I strive to be with His sovereign absence."7 Steiner finds himself groping for and seeking God more than believing in and finding God. He adds that to be great, literature need not believe in or affirm God, but at least must grapple with the question of God, the search and debate over the reality of God. From an explicit Christian perspective, we might also listen to James Gustafson. In an article entitled "The Denial of God as God,"8 Gustafson writes that "the history of our religion is the history of human 71.1 2012 63 attempts to manage and manipulate the awesome power of God, who is finally beyond our capacities to know fully, to capture in human thoughts and deeds. . . . It is the history of efforts to control the times and places of his presence." Gustafson asserts that we overlook this awesome reality of God: "how we want a God we can manage, a God who comes when we beckon him, a God who permits us to say that he is here, but not there; a God who meets our needs on our terms; a God who supports our moral causes and destroys the forces we think are evil; a household God and a kitchen God." Then, drawing from the thought of Martin Luther, he challenges us not to try to manipulate or reduce God, but to "let God be God." Ignatius's Balance Surely Ignatius is not guilty of this reduction or denial of God. He had a strong sense of the immen-sity and majesty of God (he loved stargazing), as well as the closeness of God (recall his meditation on the Incarnation and birth of Jesus Christ in the Spiritual Exercises [§101-117]). But can this be said of all his followers? Might some be at times guilty of oversimpli-fying, reducing, identifying God with their own prefer-ences and thus not "letting God be God"? To put this more boldly; if we think it easy and pos-sible to find God in all things, might we end up by not finding the true God—the transcendent God—in or above any things? Emphasizing the finding of God in all things could become misleading and wrongheaded because it misses or misinterprets the special presence of God in some particular times, places, events, and things. Might this approach be similar to the positive emphasis on the generous and widespread presence and Review for Religious Schineller • Finding or Seeking God in All Things 64 offering of God's grace to all persons. If that view, good in itself, is pushed to the extreme, if all is grace, then we no longer distinguish between grace and non-grace, between grace and nature. Or, if all ground is seen as holy ground, then we might overlook or undercut the special presence or intervention, the special rev-elation of God. If we hold that everything i s sacred and noth-ing is profane or secular, then we could also hold the reverse, that nothing is sacred. Ultimately, it seems important and necessary that we maintain the distinction (not separation) of sacred and secular, of grace and nature, of the God who is in all things and yet above all things. Ignatius also writes of one other thing that Jesuits should seek in all things—namely, greater abnegation and continual mortification! "The better to arrive at this degree of perfection which is so precious in the spiritual life, [the] chief and most earnest endeavor [of the Jesuit candidate and those in formation] should be to seek in our Lord his greater abnegation and continual mortifica-tion in all things possible; and our endeavor should be to help him in those things to the extent that our Lord gives us his grace, for his greater praise and glory" [General Examen of the Constitutions of the Society of Jesus, §103]. While the seeking of mortification does not pre- If we think it easy and possible to find God in all things, might we end up by not finding the true God— the transcendent God— in or above any things? 71.1 2012 65 clude the effort to seek, find, and serve God in all things, surely it derives from a very different, and more sober perspective. It offers a balance to an overly posi-tive, totally one-sided incarnational spirituality. Ignatius is reminding us that the God or Christ that we seek and serve in all things is the Christ of the cross (abnega-tion and mortification) as well as the Christ of glory who comes with power. Thus Ignatius can write regard-ing the qualifications of the rector of a college, that he should "be a man of great example, edification and mortification of all his evil inclinations" [Constitutions, §423]. The ideal superior is one who both practices mortification and seeks to find God in all things! Living with and Maintaining the Tension Deus Semper Major—God Ever Greater—is the title of the monumental work of Erich Pryzwara sj on Ignatius of Loyola.9 The God of Ignatius, the God we seek, find, love, and serve is ever greater, always more. God is in all, but also always above all. Ignatius had the ability to keep seemingly opposing tensions or ten-dencies in view—prayer and action, contemplation and action, the local and the universal, trust in God and trust in our talents and efforts, and obedience and free-dom. In these reflections we are pointing to 1) the ten-sion between the God in all things, and the God above all things and 2) the possible tension between seeking God in all things, and finding God in all things. It seems best and most creative to hold on to both elements of these two tensions and not eliminate one or the other. In one tension we hold that God is in and also above all things: incarnate, indwelling, working in the world, and yet, in keeping with the fourth part of the Contemplation to Attain the Love of God, above Review for Religious Schineller • Finding or Seeking God in All Things 66 and beyond, the source of all. In the second tension, we maintain both the seeking for and the finding of God. St. Augustine writes that we would not seek God unless we had already found (and been found by) God. So I am simply suggesting that rather than conflate the two, or eliminate one or the other, we place a bit more emphasis on the seeking and searching, and less on the finding, in accord with Deut. 4:29: "from there you will seek the Lord your God, and you will find him if you search after him with all your heart and soul." A Caution and a Challenge Does this mean we should not use the phrase "find-ing God in all things"? No. It is in common use and does reflect the way Ignatius was interpreted by his contem-poraries even if Ignatius was normally reticent in using it. At the same time, we should use the words carefully and with awe, recalling that God is always greater and beyond. We dare not think we have captured God. We can preserve and use "finding God in all things" if we emphasize the search, the process, the prayerful effort of trying to find God in places and events around us. Two final cautions: Meister Eckhart said that "Foolish people deem that they should look upon God as though he stood there and they here. It is not thus." God is ever greater, ever here, and ever beyond. We might recall, too, the words of Fr. John Courtney Murray when he saw a poster to be used at a demonstration. Expressing the spirit of the times and a commitment to faith and justice, the poster read: "God Is Other People!" Murray is reported to have said "They forgot the comma after the word 'other.' It should read: 'God is Other, People!' " Probably the strongest challenge now is to seek and find God in the cities, in the world of technology and 71.1 2012 67 computers. We should not seek to find God only in sun-sets and stars and in the least of the sisters and broth-ers, but also amid skyscrapers and elevators, amid steel and concrete buildings, amid asphalt streets, on subways and in airplanes—wherever God seems to be edged out, overlooked, or denied. If the challenge seems daunting, we might be consoled by the words St. Augustine attri-butes to God: "you would not search for me unless you had already found me." And, we might add, we would not search for God "unless God had already found us." Notes 1 Avery Dulles sj, "The Ignatian Charism and Contemporary Theology." America (26 April 1997): 16. 2 Monumenta Historica Societatis Iesu, Mon. Nadal, iv, 651. 3 Monumenta Historica Societatis Iesu, Vita Ignatii Loyolae, in Fontes Narrativi, iv, 742. 4 Ignatius of Loyola, Autobiography, §99. 5 Ignatius of Loyola: Letters and Instructions, (St. Louis: Institute of Jesuit Sources, 2006), p. 342. 6 Adolfo Nicolás sj, "Challenges to Jesuit Higher Education Today." Conversations on Jesuit Higher Education 40 (Fall 2011): 9. 7 George Steiner, My Unwritten Books, (New York: New Directions Books, 2008), p. 209. 8 James Gustafson, "The Denial of God as God." Criterion (Autumn 1977): 6-9. 9 Erich Przywara sj, Deus Semper Major: Theologie der Exercitien (Freiburg im Breisgau: Herder, 1940). Review for Religious 68 In Distressing Disguise for Agnes Gonxha Bejaxhiu he's a lonely old man dandruff dusts his faded black shirt some polyester blend shiny, holding odors of sweat and cigarettes and left-overs some of which remains on the front of his trousers the purple around his neck shabby, soiled, worn-out even burned a little in one place careless as he is with his smokes over my head his palsied hand trembles and to my ears come mumbled words of grace while my heart strains to see Him, to see His true face, here before me in distressing disguise. Sean Kinsella Winter Sunset At exactly five-fifteen p.m. the over-ripe sun paused a second on the town's rim, all the horizon's color sealed in its neon pulp. I could hardly stop gazing, sure it would burst and spill red-orange juice, winter's redemptive blood, across the Western sky. Patricia Schnapp rsm The Warmth, the Will, and the Way The dilemma is that I am not making very steady progress on my spiritual journey. This leads me to think that I need more consistency. Since I already live "a stable way of life" as a member of a religious order, my basic direc-tion is set. I see that this way of life is leading me where the deepest currents of my heart want me to go. But despite that general clar-ity of direction, I find myself dawdling along, sometimes going backwards, often wandering off to explore some curiosity, rarely totally focused on the path, much less on the goal, of this particular journey on which the Way is also the End. We often pray that the Holy Spirit will fill our hearts and "enkindle in them the fire" of 71.1 2012 sharing experi-ence 69 ben harrison Ben Harrison mc is a Missionaries of Charity Brother. He has worked in formation and has journeyed, in the U.S. and Europe, alongside homeless people, prisoners, addicts, and other people on the margins of society. His email is . Review for Religious Harrison • The Warmth, the Will, and the Way 70 his love. Once on a retreat I was complaining to the director that I didn't feel any sense of God's presence, and he assured me that I wouldn't be feeling the absence if there weren't a kind of presence; the longing itself was a sign of the Spirit's presence. If I could welcome that longing as a warming presence rather than endure it as a chilling absence, it would help to enkindle the fire of his love. When I speak of this warmth of heart I am not talk-ing about seeking emotional experiences in prayer but rather of finding that sense of inner presence that is so important in the prayer of Eastern Christianity. My mind and the actions it inspires range all over the place, but if I am attentive to that warmth in my heart, the inner pres-ence not only influences my thoughts and feelings but also anchors my actions and desires. This sense of warmth, then, helps me to be more consistent on my spiritual way. I frequently have very good insights, and for a long time I thought that they could keep me centered. I often thought, "Oh, what a brilliant idea! If I can only remember that every day, I will be set for life." And so I would make a note and stick it on the door, or I would write a prayer and say it every morning, until it became so routine that what I was saying didn't even register. Soon I would have another brilliant insight with life-changing potential. Such thoughts are like matches that provide real fire, but only for a few minutes. Then, unless the match is touched to a candle or to a heap of kindling, it is spent. I need something more reliable than insights. I need something more reliable than insights. 71.1 2012 71 Perhaps the secret is to do what would be done in a cottage in the woods: continually add fuel to the fire, a log at a time, to keep it burning. Then, late at night, bank the coals, rake them together in a little pile so that the heat will not dissipate. A few glowing embers will remain in the morning, upon which new kindling can be placed and fresh wood arranged so all is ready to warm the beginnings of the new day. That way the hearth never grows cold. I am discovering that this warmth of heart is a sign of the Spirit's presence with me, abiding in me, direct-ing me toward the goal. But there is something else that seems to be essential in order to deepen that presence and strengthen God's claim on me—what I would call will. The desire is there: the forward impulse, the yearn-ing for the heights, the longing to surrender my being to the One Who Is. What is the difference between this desire and will? To wish for something is to entertain a desire for it; to want it is to own that desire; to will it is to act on that desire, to put it into operation. Will has about it an element of determination. And it is not something I can drum up within myself. It has to be given. St. Paul says, "work out your own salvation with fear and trembling; for God is at work in you, both to will and to work for his good pleasure" (Phil 2:12-13). Will and the Vows As I think about my vocation, I would say that my will is expressed, above all, by the vows. My vows are the way I demonstrate to myself, to God, and to oth-ers this desire to belong totally to him. The Latin verb for will is volo, velle, and the Latin verb voveo, vovere means vow or wish. Though etymologically the roots of volo and voveo do not seem to be related, there is, Review for Religious Harrison • The Warmth, the Will, and the Way 72 to my mind, a consonance of meaning. The vows of religious life are a way of making concrete the double-edged desire that is God's desire for me, expressed in a call—a word spoken silently in the heart—that awakens a reciprocating desire in me. His desire to give himself completely to me sets that very same flame alight in me so that I desire to give myself irrevocably to him. The gentle fire of the Spirit's warmth that God enkindles in my heart is drawing me, slowly but surely, toward the blazing glory at the heart of God, and my vows repre-sent the power of that attraction and my determination by God's grace to reach that goal. I see the vows of religious life as the embodiment and expression of the will to be united with God and to give myself to him totally in a particular context, in response to his gift of himself to us in Christ. This is so whether we are speaking of the monastic vows of obedi-ence, stability, and conversion of life or the evangelical counsels of poverty, chastity, and obedience (or, for that matter, similar sets of vows or promises: those of priest-hood or sacramental marriage, of virginity or service, of oblate-hood or lay association). From primitive times a vow was a solemn promise to make some gift or sacrifice to a divinity as an earnest of a good requested or in thanksgiving for a boon received. Although on a literal level this sounds like a type of bargaining or commerce, I can also see it as a way of demonstrating to myself and my God how important something is to me, how sincerely I desire it, how des-perately I need it, how serious my intentions are. The medieval king might have prayed, "Lord, defend us from the threat of these brutal enemies and I will build a church for your glory." Or a mother may pray, "Lord, if you spare my daughter from this dread disease, 71.1 2012 73 I will do everything I can to support research for its cure." Or a widow may say, as one I know did, "Lord, if I am spared from this condition leading to blindness, I will never use my eyes to take pleasure in what is not good and pure." Thus we see how a vow is an expression of a wish for some good for oneself or others. The Italian word for such a commitment is impegno, which can be translated as "pledge." Literally, some-thing given in pegno is pawned. By the vows I am putting the treasure of my earthly life in pledge for a higher good. I am putting my security, my posterity, and my liberty in pawn for something I need more urgently. What is it, in this case, that I need so urgently? I need the grace to live up to this persistent impulse to give myself—an impulse that God has placed in my heart. I know that the faith, hope, and love in me are too weak and faltering to do the job, to get me where I yearn to go. And so I pledge what I have to him and entrust my poor being to him, not to pay him for what he freely gives, but to show him (and myself) that I am serious about following him and that I trust him with this pre-cious but paltry gift of my life, trust that he will keep it safe and see it redeemed and restored in his own time. Pledging my life to him, I am confident that he will give me the grace I need to live each day. In the world of commerce, one pawns something of value for ready money—something that has value but is not spendable, for something that can be spent. The ready cash makes it possible to buy what is needed today. Another word for this ready cash is currency, also called fluid or liquid assets. All these words—"current," "fluid," "liquid"— suggest an action of flowing and remind us of the Spirit, that spring of living water that flows forth from the heart of Christ. Review for Religious Harrison • The Warmth, the Will, and the Way 74 Thus, when I make my profession of vows, I am proclaiming my faith in God and my desire to belong to him. The vows that I pronounce represent the totality of my gift of self. In the institute to which I belong, we profess the evangelical counsels—the vows of poverty, chastity, and obedience. These three vows are an apt symbol of the totality of my life. By dedicating to God all that I have, all that I love, and all my choices and decisions now and in the future, I am effectively giv-ing him all I am. This triad of the evangelical counsels reflects a totality of being, as do many similar triads. I have no trouble, for example, in seeing parallels between the vows and St. Ignatius's prayer surrender-ing "my memory, my understanding, my entire will." The traditional baptismal formula asks us to renounce "the world, the flesh, and the devil." Scripture tells us that we are to love God with our whole heart, soul, and mind (Mt 22:37). The magi brought the treasures of the nations—gold, frankincense, and myrrh. Micah tells us that our sole obligation is "to do justice, and to love kindness, and to walk humbly with your God" (Mi 6:8). It is easy to see how the three evangelical counsels reflect the three theological gifts of faith, hope, and love. And finally, without putting too fine a point on the comparison, I suggest that the vow of poverty is descriptive of my relationship with the Father, without whom I am nothing and have nothing; chastity reflects my relationship with the Word, the Son, who is friend, Savior, and Bridegroom of souls; and obedience is the domain of the Spirit, who prompts the content of obe-dience and makes possible its practice. The act of making vows is thus a statement of my desire to surrender myself absolutely to the Absolute, to dedicate myself to his way and consecrate myself to his 71.1 2012 75 purpose. The mutuality of giving to which God invites me does not mean a mere absorption in each other. Though I would be content to lose myself in God, he seems to want more for me than that. God wants me to share his love for others and so, by my self-offering, he unites me to his own mission—his out-pouring, in-gathering action of universal love. Thus I am given to the particular apostolates and ministries of the institute in which I live my vocation. Sometimes vows are spoken of as sacred bonds. Bonds are something that we feel gripping us, holding or securing us. If bonds are involuntary we feel them as a constraint, an injustice. If they are desired, we feel them as a comfort, a belong-ing, an embrace. I suppose anyone who makes vows feels them sometimes as a restriction and some-times as a liberation. But part of the radi-cal nature of such a commitment is the protestation that one is willing to pay the price, that one values the liberation of giving oneself more than the security of having oneself. It is a recognition that dying to self is the road to life and that the cross shared is the victory won. Like the fox in Antoine de Saint-Exupéry's The Little Prince, I want nothing more than for the Little Prince to tame me, so that "the wheat, which is golden [like your hair], will remind me of you. And I'll love the sound of the wind in the wheat." The act of making vows is a statement of my desire to surrender myself absolutely to the Absolute. Review for Religious Harrison • The Warmth, the Will, and the Way 76 Consistency in the Way Returning, then, to my original point, I am saying that two things will help me to find a salutary consis-tency in my spiritual journey: the abiding warmth of the Spirit's presence in my heart, and the will—the determination—to yield to the relentless attraction of Jesus drawing me, and all, to himself. God's love for me in Christ arouses a reciprocating love in me. I give my poor self to him in pledge, not because I have to but because I want to, and he gives me, in return, the wherewithal to make the journey: the daily bread, the water from the rock, and the yearning for home—for the harbor—at the heart of God. Perhaps the greatest indication of his love that God has given me, from my point of view, is not his love itself for me (of which I can scarcely conceive) but my love for him, which is a sweet hunger, a soothing need. Nor is my love for him something that I can claim or that I often feel, but rather an occasional glimpse of light; a fitful melting of joy; a momentary, faint intima-tion of promised ecstasy. It is to the memory of those rare moments of tender quickening, of nostalgia for the unknown, that my will clings during the long periods of dryness, confusion, and loss. It is will that keeps me walking on the way when even the cherished memory fades and all I have left to fall back on is the Spirit's quiet presence in my heart. Indeed, it is all up to God. It is he who supports the journey from behind with his warm abiding. It is he who lures me from ahead through that hunger in my heart. And it is he who strengthens me on the way by the will to journey on. Each day's reminder of that will at work in me is the comforting burden of the vows, by which I experience within myself the debt of love, the 71.1 2012 77 yoke of gratitude, the claim of oneness by which I know that I am his. Being as I am, the fact that I do not manage to live my vows wholeheartedly is not surprising. But it is important that I feel the rub and the pinch and the chafe of them against my stubborn self. As my need and desire for God become stronger than all lesser needs and desires, so the bonds of my belonging to him will grow stronger than all my resistances. At the point that I can give myself without reserve, I will be free. And how do I dare to think that I will reach that point? St. Paul tells us that if God has gone so far as to give his Son for us, "will he not also give us all things with him?" (Rom 8:32). And Paul says further, "I am sure that he who began a good work in you will bring it to completion at the day of Jesus Christ" (Phil 1:6). I trust that God would not have put this desire in my heart, and that of my companions on the way, if he didn't intend to give us the grace to see it through. Home Walking the Labyrinth at Chartres Home. Is it where I begin or end or at the middle stillpoint? Am I at home on the way? Here I am, Lord. Never far from the beginning always approaching the end continually circling the center. Eugene Cartier Review for Religious Getting with the Program P robably one of the most important graces of my novitiate was coming to realize that I had an addiction. It was a painful and embarrassing experience, and yet I have no doubt that it was the best thing that has happened to me in a number of years. During my novitiate I started accessing pornogra-phy online. It was a development I was so ashamed of that I was afraid it would herald the end of my journey into religious life. Previously I had bought magazines and sought out sexually stimulating images in films or through image search engines on the Internet. My behavior began to take root at an early age in romantic fantasy. I would fantasize about being with a girl and wooing her in some exotic setting. Even though I was sexually inexperienced and naive and did not know what adults did together between the sheets, I would some-times escape into this fantasy when I went to bed. 78 A young man writes of his experience of coming to terms during the novitiate with his addiction to pornography. He has requested that the article be published anonym