Z uporabo socialno-konstruktivističnega koncepta preteklosti, kot ga je uvedel Maurice Halbwachs (Assmann, 2008, str. 55) in spojem politične znanosti ter kulturno-spominskih študij, se moje delo osredotoča na interdiscplinarno raziskovanje nostalgije. Disertacija tako konceptualizira nostalgijo kot enega izmed izrazov spornosti, na podlagi ovrednotenja pomena čustev (Nussbaum, 2013 ; Hassner, 2015) v političnem polju in priznavanja vzpona politik spornega (Tilly, 2006 ; McAdam, Tarrow & Tilly, 2001 ; Tilly, 2008) v svetu, kjer uradni spominski diskurzi konstruirajo in rekonstruirajo zgodovino. Zanimanje za zgodovino obdobja socialistične Jugoslavije se je v zadnjem desetletju povečalo. To zanimanje, še posebno vsaka pozitivna refleksija o jugoslovanski izkušnji, je bila nemudoma označena za jugonostalgijo ; to vsezajemajočo frazo za vsakršno nenegativno sklicevanje na Jugoslavijo. Ob razpadu države je tisto, kar je bilo nekdaj hegemona socialistična spominska pripoved Jugoslavije, zamenjana z novo "demokratično", postsocialistično in antijugoslovansko spominsko pripovedjo: revizionističnim mainstream javnim diskurzom. S koncem drugega desetletja 21. stoletja v (post)jugoslovanskem prostoru, znotraj generacije zadnjih pionirjev, postane spominjanje se Jugoslavije subverzivno ter jugonostalgija izvor kognitivne disonance2 postsocialističnih subjektov. Na osnovah razumevanja jugonostalgije kot večsmerne (post)jugoslovanske pripovedi v iskanju prihodnosti skozi preteklost, sem glavno raziskovalno vprašanje oblikovala takole: Kaj pomeni jugonostalgija politično aktivnim zadnjim pionirjem in v kakšnem odnosu je z njihovimi političnimi identitetami? Moj glavni predmet raziskave so pripovedi generacije zadnjih pionirjev (rojenih med letoma 1974 in 1982) v treh (post)jugoslovanskih državah: Sloveniji, Hrvaški in Srbiji. Začenši s temo mojega zanimanja – jugonostalgija politično aktivnih zadnjih pionirjev – sem se poglobila v zbiranje podatkov, skozi politično etnografijo, intervjuje in opazovanja z udeležbo. Z namenskim vzorčenjem sem tekom leta 2017 in leta 2018 intervjuvala 62 političnih akterjev, upoštevajoč naslednje parametre: razumevanje koncepta "političnega aktivizma" čimbolj široko in razumljivo, ob čemer sem ga opredelila kot udejstvovanje pri konkretnih aktivnostih znotraj organizirane skupine za obdobje 6-ih mesecev oz. dlje. Obenem sem se izogibala metodološkemu nacionalizmu (Wimmer & Schiller, 2003), ki trdi, da so nacionalne države edine enote analize in naravne oblike skupnosti. Ne glede na to, sem s podatkovno analizo v okviru pristopa Constructivist Grounded Theory (Charmaz, 2014) upoštevala specifične kontekste držav, ko so rezultati pokazali na divergenco, s tem, da sem omogočila oris konvergenčnih rezultatov, po generacijski in politični črti. Spomini na otroštvo zadnjih pionirjev so bili izhodišče za analizo, na podlagi katerih razkrijemo, kaj zanje pomeni biti otrok socializma. Očitno politično bolj socializirani znotraj 2 Kognitivne disonance je prvič konceptualiziral ameriški psiholog Leon Festinger (1957), ko je opisal situacijo, v kateri se soočamo s protislovnimi stališči, prepričanji in vedenji – v naših poskusih doseganja skladnosti vpeljujemo različne strategije za zmanjšanje mentalnega neugodja, ki se pojavi s spreminjanjem nekaterih od teh stališč, prepričanj in vedenj, njihovih družin kot znotraj šol, zadnji pionirji razumejo koncept jugoslovanske družine veliko bolj širše od "mešanega" zakona, ki ne zajema zgolj etnonacionalne raznolikosti, bodisi znotraj nuklearne ali razširjene družine, temveč tudi religiozne in politične raznolikosti ter družbene mobilnosti. Za desničarske intervjuvance je lastna politična socializacija bolj očitno povezana z dediščino staršev – vključno z zavedanjem o posameznikovi etnonacionalni pripadnosti. Razen teh nekaj primerov, se intervjuvanci ne spominjajo niti lastnega zavedanja etnonacionalnosti, niti medetničnih napetosti med skupnostmi. Zadnji pionirji, poleg tega, da soglasno priklicujejo spomine srečnega otroštva, kot največjo vrednoto izpostavljajo tudi raznolikost in bogastvo izkušenj, skupin in skupnosti, s katerimi simbolizirajo varno okolje možnosti in obilja, ki ni zgolj osredotočeno na potrošništvo. Koncept normalnega življenja je obarvan z idejo invero v napredek in varnost, ki jo zagotavlja funkcionalnost države. Razpad države zadnje pionirje sooči z občutkom nenadne izgube, kar vodi v nepredvidljivo zarezo v njihovih življenjih in vseobsegajoč trop, ki se pojavlja v vseh pričevanjih. Počasi se pojavljajo pripovedi o medetničnih odnosih ; diskriminacija zoper predpisane etnonacionalne skupnosti ali vsled političnim zvezam z JLA (Jugoslovansko ljudsko armado) postane resnična, še posebno v šolah. Skupne spomine v vseh treh državah zaznamuje odhajanje: intervjuvanci v številnih primerih zapuščajo svoje domove in postajajo begunci. Vojna travma je prinesla zmedo in poskuse »ovinkarjenja« intervjuvancev, da bi razumeli identitetne premike, pogosto z družinskimi prepiri, razdeljenimi družinami in načetimi prijateljstvi. Živo se spominjajo nove normalnosti nasilja, ki zaznamuje spomine v devetdesetih letih, pri čemer razlika med konteksti znotraj treh držav pridobiva na pomenu. Spomini na desetletje v Sloveniji se nanašajo na preostale jugoslovanske vojne, na Hrvaškem se poistovetijo z vojno ; v Srbiji se celotno desetletje iz devetdesetih označuje z vojnami ter političnim in ekonomskim propadom obeh držav ; s hkratnim minimaliziranjem travmatičnih izkušenj s trditvami, kot da 'ni bilo tako slabo'. Skozi razpravo o razpadu in vojnah so zadnji pionirji bolj naklonjeni temu, da se držijo revizionističnih hegemonih diskurzov. Ko premišljujejo o ideologijah sprave in rehabilitacije, ki jih vodijo mainstream diskurzi, zadnji pionirji prepoznavajo potrebo po dialogu in debati, a obenem zahtevajo uravnoteženo razpravo, ki ne bi vodila niti k revizionizmu niti k banalni nostalgiji, kot jo razumejo sami. Za generacijo zadnjih pionirjev so bili etnonacionalizmi in vojna vsiljeni od zgoraj navzdol s strani političnih elit, omogočale pa so jih številne vrste faktorjev, vključno s svetovnimi okoliščinami, kot so padec komunizma in interesi zunanjih sil v regiji. S priznavanjem novih politik spomina, ki so bile uvedene z etnonacionalizmi, zadnji pionirji ubirajo dve poti. Prva se nanaša na, razrešitev kognitivnih disonanc in ambivalentnosti skozi pripovedi o singularnosti – njihove izkušnje kot izjemne, posebne in edinstvene. Druga pot pa sledi priznavanju politično strateške in instrumentalizirane uporabe izraza jugonostalgija. Naposled zadnji pionirji (re)konstruirajo jugoslovanski prostor, ki ga še naprej doživljajo kot njihov (edini) dom, z Jadranskim morjem kot najprepoznavnejšim simbolom. Vendar je občutek doma močno vpet v jezikovno bližino, pri čemer se Kosovo večinoma pojavlja zunaj njihovega občutka doma. Brez dvomov o kulturnih ali ekonomskih aspektih (post)jugoslovanskega prostora, si skupno dojemanje negativne sedanjosti in posledic tranzicije delijo vse tri države vzdolž političnega spektra, četudi se med sredinskimi in desničarskimi političnimi akterji nekatere razlage naslanjajo na koncepte balkanizma in antikomunizma. Medtem ko se jugonostalgija dojema hkrati kot tista, ki ustvarja in zavira ustvarjalnost v sedanjih političnih bojih, se jugoslovanstvo razume kot pomemben element pri (ponovnem) zamišljanju političnega prostora današnjega sveta – brez zadržkov pri priznavanju njegovih prostorskih in kulturnih elementov. Jugonostalgija zadnjih pionirjev predvsem služi namenu upora zoper vsiljene diskontinuitete, s tem, ko postaja kolektiven in politični fenomen ; pionirjem generacijsko spreminja lokacijo ter novim levičarskim gibanjem in političnim strankam ustvarja politični potencial. Vzpon levičarskih gibanj širom (post)jugoslovanskega prostora in njihovega okrepljenega sodelovanja je vpeto v raziskovalno refleksijo tega, kar 'je enkrat bilo', z namenom vzpostavljanja nove politične ideje tistemu, kar 'bi enkrat lahko zopet postalo'. Rehabilitacija socialističnega ideološkega pozicioniranja se pogosto znajde vzporedno s skoraj avtomatičnim zanikanjem jugonostalgičnih pogledov, hkratnem repolitiziranju nostalgije, ter obenem tudi z emancipacijo odnosa do ideološke dediščine Zahoda ter s sprejemanjem jugoslovanske. Kljub vsemu nostalgija oblikuje generacijske skupnosti, ki se preoblikujejo v politične generacije ; s preoblikovanjem spomina za jugoslovanski namen v spomin z (post)jugoslovanskim namenom (Rigney, 2016) ter povratkom ideje o napredku in upanju v politično polje (post)Jugoslavije. Ker desničarske in sredinske politične izbire ostajajo vpete v koncepte nacionalnih držav in etnonacionalnistične vizije sveta, se novo levičarsko pozicioniranje obrača v smeri jugoslovanskih internacionalističnih refleksij. Z razumevanjem generacije kot ključne spremenljivke sem ugotovila, da generacija zadnjih pionirjev deli občutek za skupno razumevanje generacije in s tem prikazuje obstoječo skupno zavest v vseh treh državah ter kaže svoj večji vpliv na spominske pripovedi kot na politično pozicioniranje. Pripovedi o izgubljeni generaciji in skupen občutek nemoči, v preteklosti in sedanjosti, se pojavljajo v vseh mojih intervjujih. Intervjuvanci se jasno razmejujejo od generacije svojih staršev, za katere verjamejo, da so jim bila dana najboljša leta jugoslovanske preteklosti, ter od svojih otrok, za katere verjamejo, da ne delijo istih jugoslovanskih vrednot. V prostorskem smislu verjamejo, da njihova generacija vsekakor obstaja onkraj meja novonastalih nacionalnih držav, kar predstavlja še vedno obstoječi (post)jugoslovanski prostor. V danih prelomih med osebnimi spomini in mainstream spominskimi politikami se politično premika v (neslutene) prostore vsakdanjega življenja, kulturne nezavezanosti, intimnih prijateljstev in odnosov. S prikazom moči politične socializacije znotraj družin vsled izkušnjam vojne in vsakodnevnih izkušenj onkraj meja nacionalnih držav in etnonacionalnih skupnosti, pričujoča disertacija pomaga nadalje razumeti pomen vplivov na naše spominske pripovedi in našo politično pozicioniranje znotraj sprtih regij in zgodovin. Disertacija brez dokončne definicije jugonostalgije pokaže, kako instrumentalnost omenjenega termina in njegova uporaba v diskurzivnih strategijah zakriva jugoslovansko preteklost in kakršnokoli jugoslovansko prihodnost, posebno z ozirom na levičarske ideologije. Jugonostalgične spominske pripovedi zadnjih pionirjev zahtevajo identitetno kontinuiteto ter preoblikovanje heterogene skupnosti v zopet zamišljene, pri čemer sočasno iščejo lastno resnico o razpadu Jugoslavije. Politično produktivne kategorije se kažejo skozi različne aktivnosti – prenos osnovnih vrednot na posameznikove otroke predstavlja element aktivnega političnega življenja ; prav tako z vzpostavitvijo mrež sodelovanja med političnimi strankami v Sloveniji, na Hrvaškem in v Srbiji, ki temeljijo na ideološki orientiranosti tozadevnih strank in gibanj in ne na osnovi etnonacionalnih skupnosti. Ti novi solidarnostni kanali predstavljajo pomembno politično intervencijo v (post)jugoslovanskem svetu. Še en pomemben element aktivizma se pojavlja v nasprotovanju hegemonim diskurzom skozi obeleževanja dogodkov ali z javnimi diskurzi političnih akterjev. Pričujoča disertacija pokaže, kako neuspešen je vsak poskus kategorizacije nostalgije ; ne zato, ker se izogne našim zmožnostim, da bi razumeli multitude pomenskih slojev in pomene, ki jih vsebuje, temveč zato, ker se trudimo zanikati njen politični značaj. Ravno skozi politično subjektiviteto nostalgika oz. nostalgičarke, ki s svojimi vsebinami obarva nostalgijo, lahko prepoznamo naravo le-te. Namesto, da zavržemo nostalgijo kot apolitično, jo je potrebno repolitizirati ter s tem razširiti naše lastno razumevanje političnega polja v 21. stoletju. (Post)jugoslovanske spominske pripovedi zadnjih pionirjev nam dajejo vpogled v nove in še neraziskane politične imaginarije (post)jugoslovanskega prostora, ki bi jih lahko povzeli kot »Brez države, brez nacije – en prostor, ena identiteta«. ; Embracing the social-constructivist concept of the past, as introduced by Maurice Halbwachs (Assmann, 2008, p. 55), my research takes an interdisciplinary approach to nostalgia, bringing together political science and cultural memory studies. Valuing the importance of emotions (Nussbaum, 2013 ; Hassner, 2015) in the political field and acknowledging the ascent of contentious politics (Tilly, 2006 ; McAdam, Tarrow & Tilly, 2001 ; Tilly, 2008), in a world where official memory discourses are constructing and reconstructing history, this thesis conceptualizes nostalgia as another contentious expression. The last decade has seen an increase in interest in the history of the socialist period in Yugoslavia. This interest in Yugoslavia and in particular, any positive reflection on the Yugoslav experience, was immediately marked as Yugonostalgia: a catch all phrase for any non negative reference to Yugoslavia. With the dissolution of the country, what was once the hegemonic socialist Yugoslav memory narrative was replaced with a new "democratic" post-socialist anti-Yugoslav memory narrative: the revisionist mainstream public discourse. In the (post)Yugoslav space, within the generation of the last pioneers, reminiscing about Yugoslavia became viewed as subversive, and Yugonostalgia as a refuge for post-socialist subjects' cognitive dissonances.1 Understanding Yugonostalgia as a multidirectional (post)Yugoslav narrative searching for the future through the past the main research question is as follows: What does Yugonostalgia mean for politically active last pioneers and how does it dialogue with their political identities? My primary object of research are the narratives of the generation of the last pioneers (born between 1974 and 1982), in three (post)Yugoslav countries: Slovenia, Croatia and Serbia. Starting with a topic of interest – Yugonostalgia of politically active last pioneers – I dived into the data collection, through political ethnography, interviews and participant observation. Through purposive snowball sampling, over the course of 2017 and 2018, I interviewed 62 political actors within the following parameters: understanding "political activism" as wide and comprehensive as possible, whilst drawing a line at taking part in concrete activities within an organized group for 6 months or longer. Methodological nationalism (Wimmer and Schiller, 2003), which asserts that nation-states are the only units of analysis and a natural form of community, was avoided. Nevertheless, data analysis within the Constructivist Grounded Theory approach (Charmaz, 2014) took into account the specific country context whenever results showed divergences, while allowing us to outline the convergences, along generational and the political lines. Departing from the analysis of the childhood memories of the last pioneers, we unravel what it means for them to be children of socialism. Apparently more politically socialized within their families than within schools, the last pioneers depict a concept of a Yugoslav family, understood in a much larger sense than the "mixed" marriage: encompassing not only the ethno-national diversity, within both nuclear and larger families, but also religious and political diversity, and social mobility. For the right-wing interviewees, their political 1 Cognitive dissonances were first conceptualized by Leon Festinger (1957), an American psychologist, describing a situation when we face contradicting attitudes, beliefs and behaviors – in our attempts to achieve consistency we implement various strategies to lower the mental discomfort that appears through altering some of those attitudes, beliefs and behaviors, socialization is always evidently linked with their paternal heritage, including the awareness of one's ethno-nationality. Other than afew examples, the interviewees have recollection of neither their own awareness of ethno-nationality nor any interethnic tensions between the communities. Their childhood memories, besides being unanimously depicted as happy childhoods, paint the diversity and the richness of various experiences, groups and communities as the biggest value ; symbolizing a secure environment, providing possibilities and abundance, not solely focused on consumption. The concept of 'a normal life' is colored by the idea and the faith in progress and security, provided by the functionality of the state. The dissolution of the country confronts the last pioneers with a sense of a sudden loss, leading into the unforeseen overnight rupture of their lives, an overarching trope appearing in all narratives. The narratives on the interethnic relations slowly appear. Discrimination against assigned ethno-national communities or parents' professional association with JNA (Yugoslav People's Army) becomes a reality, most notably in schools. Shared memories in all three countries are marked by everybody leaving and, in a number of cases, with the interviewees leaving their homes and becoming refugees. The war trauma brought confusion and meandering attempts by the interviewees to understand these identitarian shifts, often within family quarrels, familial divisions and disrupted friendships. A new normality of violence is recalled vividly, marking the memory on the 1990s. The difference in contexts within the three countries gains traction. As memories of the decade in Slovenia refer to the rest of the Yugoslav wars, for Croatia they are identified with the war and, in Serbia, the whole decade of the 1990s is a marker for wars and the political and economic destruction of the country. Still, all the interviewees were minimizing the traumatic experiences through assertions that, 'it was not that bad'. Discussing the dissolution and the wars, the last pioneers become more prone to adhering to the revisionist hegemonic discourses. Reflecting upon the reconciliation and rehabilitation mainstream discourses, the last pioneers recognize the need for dialogue and debate but also demand a balanced discussion, which avoids both revisionism and banal nostalgia, as they understand it. For the generation of the last pioneers, ethno-nationalisms and the war were imposed top-down by the then political elites and made possible by a large number of various factors, including the global circumstances of the fall of communism and foreign powers' interests in the region. Acknowledging the new memory politics that were introduced with ethno-nationalisms, the last pioneers take upon two paths: first, resolution of cognitive dissonances and ambivalences through the narratives of singularity, with understanding their experience as exceptional, particular and unique ; second, recognizing the political strategic and instrumental use of the term Yugonostalgia. Finally, the last pioneers (re)construct the Yugoslav space, which they continue to feel as their (only) home with the Adriatic Sea being its most prominent symbol. Yet, the feeling of home is largely embedded in the linguistic proximity, leaving Kosovo mostly outside. Without questioning the cultural and economic aspects of the (post)Yugoslav space, a shared perception of the negative present and the consequences of transition transpires in the three countries and across the political spectrum, even if among the center and right-wing political actors some of the explanations relay on the concepts of Balkanism and anticommunism. While Yugonostalgia is perceived as equally producing and obstructing creativity in the present political struggles, Yugoslavism is understood as an important element of the re-imagining of the political space in today's world - acknowledging without hesitation its spatial and cultural elements. Yugonostalgia of the last pioneers primarily serves the purpose of resisting the imposed discontinuity, becoming a collective and a political phenomenon. Generationally changing the location, it finds itself engendering the political potential notably for the new left-wing movements and political parties. The rise of the left-wing movements throughout the (post)Yugoslav space, and their enhanced cooperation, is embedded in investigative reflection into how 'it was once' in order to establish the new political ideas for how it 'can be once again'. Rehabilitation of the socialist ideological positioning often finds itself in parallel with the almost automatic denial of Yugonostalgic views, simultaneously repoliticizing nostalgia, whilst also emancipating from the Western ideological heritage through embracing the Yugoslav one. Nostalgia forges generational communities who are transforming into political generations, transforming the memory of the Yugoslav cause into a memory with a (post)Yugoslav cause (Rigney, 2016), bringing back the idea of progress and hope into the political field of (post)Yugoslavia. As the right-wing and center political choices remain embedded in the concepts of nation-states and ethno-national vision of the world, the new left-wing positionalities turn to internationalist Yugoslav reflections. Understanding generation as a key variable, I have established that the generation of the last pioneers shares a sense of a generation, displaying an existing shared consciousness in all three countries and showing stronger influence on memory narratives than political positionality. The narratives of a lost generation, and the shared sentiment of helplessness in the past and in the present appear in all of my interviews. They clearly delineate themselves from the generation of their parents, for whom they believe that they were given the best years of the Yugoslav past, and their children, whom they believe, do not share the same Yugoslav values. In spatial terms, they believe their generation indeed exists beyond the borders of the newly created nation-states, representing the still existing (post)Yugoslav space. Given the fractures between personal memories and mainstream memory politics, the political shifts into (unsuspected) places of everyday life, cultural attachments, intimate friendships and relationships. Showing the strength of political socialization within families over the experience of war and, further on, the strength of the everyday experience across the borders of new nation-states and ethno-national communities through stable emotional networks and connections, within and outside the families – friend or professional networks and traveling. This thesis helps further understand the important influences on our memory narratives and our political positionality within contentious regions and histories ; without providing a final definition of Yugonostalgia, this thesis shows the instrumentality of the term and its use as a discursive strategy for obscuring the Yugoslav past and any Yugoslav future, especially regarding left-wing ideologies. The Yugonostalgic memory narratives of the last pioneers demand an identitarian continuity and make the heterogeneous communities again imaginable, while searching for their own truth about the dissolution of Yugoslavia. Politically productive categories manifest through numerous activities: transmission of basic values to one's children as much asthrough establishment of cooperation networks between political parties in Slovenia, Croatia and Serbia, based on the ideological orientation of the parties and movements in question, rather than on the basis of ethno-national communities. These new solidarity channels represent an important political intervention in the (post)Yugoslav world. Another important element of activism appears as opposition to the hegemonic discourses through commemoration events or the public discourses of the political actors. The thesis shows how any attempt to categorize nostalgia fails ; and not because it evades our capacity to understand the multitude of layers and meanings it comprehends, but because we try to deny its political character. It is precisely through the political subjectivity of the nostalgic, who colors his/her nostalgia by its contents, that we can identify the nature of nostalgia. Instead of discarding nostalgia as apolitical, we need to reinstate it as the political and thus expand our own understanding of the political field in the 21st century. The (post)Yugoslav memory narratives of the last pioneers give us an insight into new and unexplored political imaginaries of the (post)Yugoslav space that could be summarized as "No state, no nation – one space, one identity" and the future possibilities of the left-wing imaginaries.
FEMALE REPRESENTATIVE AND RESISTANCE IN OKA RUSMINI'S EARTH DANCE Mita Hati Priyantini English Literature, Faculty of Language and Arts, Surabaya State University. Mitahati@rocketmail.com Mamik Triwedawati SS. M.Pd. English Department, Faculty of Language and Arts, Surabaya State University Abstrak Novel Earth Dance merupakan novel karya Oka Rusmini yang menyuarakan kaum subordinasi seperti wanita maupun queer. Dalam tesis ini, penelitian di lakukan terhadap dua tokoh representatif yakni Telaga sebagai tokoh utama dalam novel dan Kenten sebagai karakter queer. Dengan demikian, dapat di rumuskan tiga masalah yaitu (1) Bagaimana penggambaran representatif wanita dalam novel Earth Dance oleh Oka Rusmini; (2) Bagaimana representatif memimpin perlawanan dalam novel Earth Dance oleh Oka Rusmini; dan (3) Bagaimana dampak dari perlawanan terhadap tokoh-tokoh dalam novel Earth Dance oleh Oka Rusmini. Data dari tesis ini di ambil dari novel sebagai sumber utama dan membaca intensif untuk langkah berikutnya. Untuk menjawab semua masalah, penelitian menggunakan teori Feminisme untuk menggambarkan representatif dan perlawanan perempuan, baik penyebab dan dampakanya. Penelitian kepustakaan di gunakan sebagai data pendukung dalam analisis. Selanjutnya, deskripsi analisis di gunakan untuk menjelaskan hasil analisis. Setelah merumuskan tiga masalah dan langkah penelitian di atas, di temukan bahwa representatif wanita yang melakukan perlawanan di sebabkan karena adanya dominasi laki-laki yang meminggirkan wanita dalam konteks budaya Bali. Namun, pada akhirnya perlawanan wanita tetap mendapatkan hukuman dari para dewa yang harus di terima. Kata Kunci: wanita, representatif dan perlawanan. Abstract Earth Dance is novel by Oka Rusmini which championing the subordinate group such as woman or queer. In this thesis, the study is focused on two representative characters; they are Telaga as the main character and Kenten as a queer character in the novel. Thus, there are three problems which will describe in this study (1) how is female representative depicted in Oka Rusmini's Earth Dance; (2) how is female representative leads to female resistance in Oka Rusmini's Earth dance; and (3) how is the impact of female resistance in Oka Rusmini's Earth Dance characters. The data from this thesis are taken from novel as the main source and intensive reading for the next step. To answer the three problems, the research use theory of Feminism to depict female representative and resistance, whether the cause and impact to the doer. Library research is used as supporting data in analysis. Next is the analysis description used to explain the result of analysis. after the discussion the three problems above, the result is, that female representative did the resistance is because the male domination which subordinate them in the context of Balinese custom. Yet, in the end, these female resistance have to willingly accept their punishment from the gods. Key words : woman, representative and resistance. INTODUCTION The term of women derives from rakta swanita which means women's seed. Balinese custom were originates from Hinduism, in which the concept of Balinese women is contiguous as Hindu women; they are born, lived and are bound with their desa adat. The concept of of unity between men and women is called arddanisvarimurthi in which men and women are described to complete each other. While Balinese custom establish the joint responsibility of a marriage couple for sociopolitical and religious duties, the earlier ethnography of Bali has often associated men as the heads of the households with the role of representing households (Nakatani, 1997:727). Nakatani found that Balinese women have not only double but also triple roles. This research is done on women's roles in her family as a wife and mother, their social roles and a breadwinner in the custom. At the end, she calls Balinese women as wonder women. If super women are demanded to do their house chores as well as their career, 'wonder women' are demanded to do their role in desa adat as one of the characteristic of Balinese women. Bali which is known as the patriarchal system which oppressed women to will under men's dominance. Balinese custom arranged women to submissive to their husband though the women is in a high caste or lower caste status without a protest (Chaitanya, 2010:4-5). For Balinese women, the primary tasks are to produce a good quality children, fostering balance and harmony within family and to work as a family team in society/adat (Suyadnya, 2006:6). In the previous age, Balinese women are work in the house and made songket to earn more money and fulfill the household needs. Married women in Balinese have also roles in maintaining the ritual represented their household. They must take care of preparation and presentation of offering, ceremonial gift-giving and ritual assistance as their main task or they divide the certain task, especially the presentation of offering and gift-giving to their daughter or another female member in the house (Nakatani, 1997:736-737). Through Nakatani's definition of women, that the society prejudice women's main chores are to maintaining the household and take care of their family and it has become obstacles for their career. Most of Oka rusmini's works break taboo to tradition and vividly talking about body and erotic caused much controversy among her family, friends and even society who read her works. They might be disturbed, but she ignored. As an author, she can do something expressing her dissatisfaction, unhappiness and anxiety via the written words. Oka had produced three novel, collection of short stories and poetry, those are, Tarian Bumi (Earth Dance translated into English by Lontar foundation and German as Erdentanz), Putu Menolong Tuhan (Putu Helps His God, translated in English by Vern Cork), Sagra, Pemahat Abad (The Sculptor of the Century, translated in English by Pamela Allen), Tempurung, and Pattiwangi. In every her novels, poetry, and short stories, Oka Rusmini works are ingenious in the sense that focus almost solely on female characters and convey feminine perspective in a consistent and provocative manner. In addition to critiquing the caste system, which in her view is very much shaped and controlled by patriarchal system in Balinese Hindu, Oka depicts competition and tension among her main female characters, and this competition can often be fierce, sometimes even be violent. She explores without reservation the positive as well as the negative qualities of Balinese women from both social groups., but at the same time she never forget to reiterate that patriarchy bears the ultimate responsibility for the social problem related to the caste system. Based on background of the study above, it can be simplify the three problems which emerge as the discussion in this study. How is the female representative depicted in Oka Rusmini's Earth Dance? How does female representative leads to female resistance in Oka Rusmini's Earth Dance? How is the impact of female resistance in Oka Rusmini's Earth Dance characters? In analyzing the data, this study use the theory of feminism. The theory of female resistance contains the definition of female representative which leads to resistance and the impact to the main character in the novel. RESEARCH METHOD In carrying out the study, the library reasearch, which used for literary work deal with this study, is basically descriptive and qualitative research. Most of the data collected from many speech dialogue in Oka Rusmini's Earth Dance as the object analysis which define into twenty chapter in the novel. Earth Dance was firstly published by Indonesia Tera, Magelang, Indonesia in 2000 and was originally serialized in the newspaper Republika, 4 march-8 April 1997. The data is analyzed by using feminism criticism, which is why the librarian research is used as the method. Conducting this analysis will be used to answer the questions in the statement of the problems. The procedure of analysis divided as follows; (1) The first step is to collect data speeches, thoughts, and quotations which have relation to the discussion, (2) Then clasify the data of speeches, thought and quotations to the Telaga and Kenten as the object of analysis, (3) Selecting quotations of the data are finally analyzed by the theories that are mentioned above to describe the concept of female resistance, (4) The ideal characteristic of female resistance begins with the description of female in this novel in order to know what is the impact on Telaga's character as the main character through other characters, (5) Finally, to depict the characterization of Telaga and the impact of female resistance to indicate the significance of resistance in Telaga's personality, the analysis is done by the theories that have been mentioned in preeceding explanation. ANALYSIS The first question will be revealed the main problem that focuse on how female representative in Oka Rusmini's Earth Dance. In this discussion, the female representative divide into three sub-chapters; (1) Physical description of Ida Ayu Telaga Pidada as a brahmana, (2) physical description of Kenten as a lesbian character, and (3) diferentiate of language uses between brahmana and sudra. The second question will be revealed the second problem which focuse on how is female resistance in Oka Rusmini's Earth Dance. The discussion is emerge the main character rebells her own fate as a brahmana and female queer character who ignores the society which determine her as queer. The last question is, how is the impact of female resistance to the main character will be revealed by the discussion which divide into four sub-chapters; (1) punishment for rebel the caste system, (2) Telaga exilled from griya, (3) Telaga changing caste, and (4) Kenten isolated from society. Oka Rusmini's Earth Dance brings up the issues of gender and class-society. Narrated by Ida Ayu Telaga surrounded by four women who shapes Telaga's character and resist from her own custom, which in Telaga's mind was unfair. Telaga is a brahmana woman who feels trapped and unhappy with her own caste and custom. Her mother was a sudra who ambitious to married only to brahmana man. One the issue which cause problematic among woman is physical appearance. It is like that they were race as the most beautiful among others. Physical appearance of main character in Oka Rusmini's Earth Dance Telaga is describe as beauty as a goddess and belongs to brahmana. Made the other girls envy of her. When she was danced oleg, it had always been a public secret that nobody could surpass Ida Ayu Telaga Pidada. Oleg is a dance of love, a dance about delights of romance, about the beauty of courtship (Earth Dance, 2011:13). One of the prominently character named Kenten. She is a best friend of Sekar and also the female queer character. She is a commoner and living only with her mother. Her father was disappeared and doesn't mention in the novel. she was a woman with ten men power and well built phsically strong. Kenten realizes since the begining of her different in desire. Although, she has to play the role of woman, especially in every month when a blood flows between her two legs. She needs to cleanse her body every month. Language system to caste is describes in Oka Rusmini's Earth Dance in some of dialogues and monologue of Telaga's, as in evident in Telaga's speak as third-person narratives below: "Telaga considered him as an idiot, but an idiot who she had to approach with respectful titles: aji – noble father, or ratu – lord. He was a man without character; a man who could be proud of nothing but his masculinity. How could she trust him? As a child, Ida Ayu Telaga Pidada had ashamed to call him her respected father. Telaga's father had an Ida Bagus as a father and Ida Ayu as a mother, so people said his noble blood was of the very highest carat. And so, Telaga had to call this man she hardly knew "Ratu"." (P.17) Through the quotation above is proving that Language uses was strictly adhered by Balinese people. In the past infringement of these rules were harshly punished by fines and even debt slavery. Today, the extreme of language use have been largely abandoned because these sanction can no longer be applied. In Balinese caste system, everything has arranged even in the language uses. The Balinese language is itself a hierarchical, while most words have only one form and is thus insensitie to status; some 1,500 everyday words have two or more lexemes which are hierachically ranked and thus status highly sensitive. The basic rule is that the inferior must uses refined when speaking to a superior caste, whereas superior may use less refined to inferior caste (Howe, 2005:113). In Oka Rusmini's Earth Dance brings up the issues of gender and class-society. Narrated by Ida Ayu Telaga surrounded by four women who shapes Telaga's character and resist from her own custom, which in Telaga's mind was unfair. Telaga is a brahmana woman who feels trapped and unhappy with her own caste and custom. Her mother was a sudra who ambitious to married only to brahmana man. Throughout her entire childhood, Telaga witnesses the oppresive forces of adat and their impact on her mother, wondering if this is what it means to be a noble woman. She can only oppose the practice silently, asking herself many questions while watching the harsh life that her mother has to endure as an ex-sudra woman who has dared to enter the sacred brahmana realm. Telaga's own daily life is mostly confined by the griya walls and the complex rules that regulate her almost every move. Telaga's state of mind with regard to all these restriction is conveyed by free indirect speech. "Unfortunately, she could not enjoy that time for long. Telaga inevitably had to return this borrowed era to Life. She wished she could trick her way back into childhood, even just for a day or two. If only she could, she would grab that time and hide it so Life couldn't find it and ask Telaga for its return. But Telaga could not persuade all-powerful Life to compromise. Life insisted on the following of rigid rules: rules that could not be bent, even slightly." (P.57) The quotation blur's the narrator voice and what occur's in Telaga's mind. The narrator is involved emotionally in Telaga's lament concerning her lost childhood because of her noble status. Telaga is actually complaining about the gods' cruel decision to snatch her childhood so quickly from her, but such complain can only be uttered in the form of a monologue. And moreover, it is softened to the point that it sounds more like nagging than protesting, as if Telaga wants to be sure that it will not offend the gods. Differ from Telaga, Kenten is sudra and the queer character who has different desire for mostly normal women. in Oka Rusmini's Earth Dance who describe as a stubborn woman. No one dared to bother her. Like Luh Sekar, she disdains men, but whereas Luh Sekar is willing to use men to achieve her ambitions, Luh Kenten does not need men and never intends to marry one for any reason. The novel describes her as a lesbian. She feels sexually aroused by looking at Sekar's naked body, but develops an aversion towards her own feminine body. As the result of resistance, female representative in the novel are willingly to receive the consequences of their desire against the rules. The main characters in the novel; Telaga and queer character; Kenten, are the most impacted because of their desire to resistance from the persistent custom which subordinate them. The consequences which had to be submissive by Telaga and Kenten will impact on their entire life. Delueze explain that power do not repression of desire, instead it is the expansion of desire (Colebrook, 2002:91). Ideology is take the concepts of how individual acts against their interest. Colebrook framed that feminity seen in the Jane Austen's or any novelistic composition of character describes on the fabrics, skin colour, gestures, rhythms of speech and body parts – the thiness of waist which it is become the misspresented of ideological stereotypes of woman. Woman is a group of socialy coded affect and intensities that have gone into making up the image of personhood (Colebrook, 2002:93). It is the law of Balinese hinduism if a noble woman who marry man bellow their caste will be exilled from her house. She no longger posses nobility and she cann't posses everything from her former house. Her child will be her husband caste (Avelling, 2006:2). Telaga and Wayan couldn't bear the feelings any longer even they tried harder to ignore it. So, they decide to face every risk which confronts them. Begin with Telaga who exilled from griya and do not allowed to bring anything from her former house. She her child must join to Wayan's caste as a sudra and living with her mother-in-law who opposes her marry to her only son. Yet, because Telaga is no longer a brahmana, she must address everyone in griya with the highest title – Ratu. The worst of it, Wayan found dead in his studio. Telaga had to endure Wayan's mother and sister who since begining didn't accept she coming to their house. Luh Gumbreg who realize that Telaga didn't get blessing from her family before she married with Wayan, ask Telaga to held pattiwangi ritual. The ritual which is remove the noble status from noble woman who marry a commoner. The ritual is also become the reminder for the others noble women to not do the same thing as Telaga. CONCLUSION Oka Rusmini is a Balinese writer who assert Balinese tradition in every her novel. Earth Dance is one of her novel which brings up the issue of female representative who resist against subordination. The main character, Ida Ayu Telaga as the narrator, represent female in high class-caste society who against the people grouping in Hinduism. Divide people into four categories and determine them based those categories. The higher the class-caste, the more they receive privilages and subordinate the lowest caste. While, the queer character – Kenten as a commoner must facing society's judge because her queerness. Both Telaga and Kenten who are representative their female in Balinese society and resist with their own ways. Telaga choose to betray her caste by marrying a commoner – Wayan Sasmita, and receive insult whether from people in griya even her own mother and from Wayan's family. She is no longer a noble woman, instead she is a commoner such her husband. Her child also bear the caste of her husband as a commoner. Through Telaga's action, she unintentionally purify her mother's past mistake by marry a brahmana man. Kenanga who was a pragina is a sudra who ambitious marry only to a brahmana man, after she finally marry Ida Bagus Tugur – Telaga's father, she never living a peace. Ida Bagus Tugur was marry Kenanga only to posses Kenanga's body. Differ from Telaga, Kenten as a female queer resist from her society by ignoring people's jugdements. Kenten is Kenanga's close friend. They become closer because of people in the village consider them as a shame. Since Kenanga was kid, her father caught for joining the Communist party, and since then people judge her as a communist's daughter. Kenten who desire for Kenanga's body could only keeping a secret for herself. No one she could confide in, although everybody in the village knews her intimacy with Kenanga. It can be conclude that female representative in Oka Rusmini's Earth Dance resist from rules that subordinate them. The rules which determine them to be truely woman who submissive to their husband and family. A woman who strong and balance the household. As the consequences of their resistance, they should abandon and willingly receive what destiny determine them according to the Balinese Hinduism law. REFERENCES Andrini, Susi. 2003. "Oka Rusmini's Pen Breaks Tradition". Dalam The Jakarta Post, 24 Januari. Jakarta. Blair, Emily. 2007. Virginia Woolf And The Ninetenth-Century Domestic Novel. New York: New York Press. Colebrook, Claire. 2002. Routledge Critical Thinker: Gilles Delueze. London: Routledge Darma Putra, I Nyoman. 2011. A Literary Mirror: Balinese reflections on modernity and identity in the twentieth century. Nethrlands: KITVL Press. Howe, Leo. 2005. The Canging World of Bali Religion Society and Tourism. Abingdon: Routledge. Morton, Stephen. 2003. Routledge Critical Thinker: Gayatri Cakravorty Spivak. London: Routledge. Homer, Sean. 2005. Routledge Critical Thinker: Jacques Lacan. Abingdon: Routledge McAfee, Noëlle. 2004. Routledge Critical Thinker: Julia Kristeva. London: Routledge Salih, Sara. 2002. Routledge Critical Thinker: Judith Butler. London: Routledge. Thornham, Sue. 2000. Feminist Theory and Cultural Studies: Stories of Unsetted Relation. Terjemahan Asma Bey Mahyudin. Yogyakarta: Jalasutra. Internet Source: Nakatani, A. 1997. Private or Public?: Defining Female Roles in The Balinese Ritual Domain. Southeast Asian Studies, (Online), Vol 34, Nomor 4, (http://repository.kulib.kyotou.ac.jp/dspace/bitstream/2433/56616/1/KJ00000131966.pdf?origin=publication_detail diakses 12 Februari 2014). Wayan Suyadnya, I. 2006. Balinese Women and Identities: Are They Trapped In Tradition, Globalization Or Both?, (Online), (http://qjournal.co.id/new/index.php/paper/1598/balinese-women-and-identities-are-they-trapped-in-traditions-globalization-or-both-, Diakses 12 Februari 2014). Bell, Millicent. 1986. Female Regional Writing: An American Tradition. Revue française d'études américaines, (Online), No. 30, (http://www.jstor.org/stable/20873460, diakses 26 Januari 2014). Zatlin, Phyllis, 1987. Women Novelists in Democratic Spain: Freedom to Express the Female Perspective. Anales de la literatura española contemporánea, (online), Vol. 12, No. 1/2, (http://www.jstor.org/stable/27741803, diakses 26 Januari 2014). Rodgers, Audrey T. 1979. Images of Women: A Female Perspective. College Literature, (online), Vol.6, Nomor 1, (http://www.jstor.org/stable/25111245, diakses 26 Januari 2014). Peacock, Martha M. 1993-94. Geertruydt Roghman and the Female Perspective in 17th-Century Dutch Genre Imagery. Woman's Art Journal, (online), Vol. 14, Nomor 2. (http://www.jstor.org/stable/1358443, diakses 26 Januari 2014). Niehof, A. 1998. The changing lives of Indonesian women; Contained emancipation under pressure, (online), (http://www.kitlv-journals.nl, diakses 12 Februari 2014).
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Ann Tickner on Feminist Philosophy of Science, Engaging the Mainstream, and (still) Remaining Critical in/of IR
Feminist IR is still often side-lined as a particularistic agenda or limited issue area, appearing as one of the last chapters of introductory volumes to the field, despite the limitless efforts of people such as Cynthia Enloe (Theory Talk #48) and J. Ann Tickner. She has laboured to point out and provincialize the parochialism that haunts mainstream IR, without, however, herself retreating and disengaging from some of its core concerns. In this Talk, Tickner elaborates—amongst others—on the specifics of a feminist approach to the philosophical underpinnings of IR; discusses how feminism relates to the distinction between mainstream and critical theory; and addresses the challenges of navigating such divides.
Print version of this Talk (pdf)
What is, according to you, the central challenge or principal debate in International Relations? And what is your position regarding this challenge/in this debate?
I think the biggest challenge for IR is that it is relevant and helps us understand important issues in our globalized world. I realize this is not a conventional answer, but too often we academics get caught up in substantive and methodological debates where we end up talking only to each other or to a very small audience. We tend to get too concerned with the issue of scientific respectability rather than thinking about how to try to understand and remedy the massive problems that exist in the world today. Steve Smith's presidential address to the ISA in 2002 (read it here), shortly after 9/11, reminded us of this. Smith chastised the profession for having nothing to say about such a catastrophic event.
How did you arrive at where you currently are in your thinking about IR?
I've gone through quite a few transformations in my academic career. My original identity was as an International Political Economy (IPE) scholar; my first academic position was at a small liberal arts college (College of the Holy Cross) where I taught a variety of IPE courses. In graduate school I was interested in what, in the 1970s, we called 'North-South' issues, specifically issues of global justice, which were not the most popular subjects in the field. So I always felt a little out of place in my choice of subject matter. In the 1980s when I started teaching, IR was mostly populated by men. As a woman, one felt somewhat uncomfortable at professional meetings; and there were very few texts by women that I could assign to my students. I also found that many of the female students in my introductory IR classes were somewhat uncomfortable and unmotivated by the emphasis placed on strategic issues and nuclear weapons.
It was at about the time when I first started thinking about these issues, I happened to read Evelyn Fox Keller's book Gender and Science, a book that offers a gendered critique of the natural sciences (read an 'update' of the argument by Keller here, pdf). It struck me that her feminist critique of science could equally be applied to IR theory. My first feminist publication, a feminist critique of Hans Morgenthau's principles of political realism, expanded on this theme (read full text here, pdf).
Teaching at a small liberal arts college where one was judged by the quality of one's work rather than the type of research one was doing was very helpful—because I could follow my own, rather non-conventional, inclinations. So I think my turn to feminism, after ten years in the field, was a combination of my own consciousness-raising and feeling that there was something about IR that didn't speak to me. Later, I was fortunate to be hired by the University of Southern California, a large research institution, with an interdisciplinary School of International Relations, separate from the political science department. When I arrived in 1995, the School had a reputation for teaching a broad array of IR theoretical approaches. The support of these institutional settings and of a network of feminist scholars and students, some of whom I discovered were thinking along similar lines in the late 1980s, were important for getting me to where I am today.
What would a student need (dispositions, skills) to become a specialist in IR or understand the world in a global way?
It depends on the level of the student: at the undergraduate level, a broad array of courses in global politics including some economics and history. Language training is very important too, and ideally, an overseas experience. We need to encourage our students to be curious and have an open mind about our world.
At the graduate level, this is a more complicated question. The way you phrased the question 'to understand the world in a global way,' can be very different from training to become an IR scholar, especially in the United States. I would emphasize the importance of a broad theoretical and methodological training, including some exposure to the philosophy of science, and to non-Western IR if possible, or at least at a minimum, to try to get beyond the dominance of American IR, which still exists even in places outside the US.
Why should IR scholars incorporate gender in the study of world politics? What are the epistemological and ontological implications of adopting a feminist perspective in IR?
Feminists would argue that incorporating feminist perspectives into IR would fundamentally transform the discipline. Feminists claim that IR is already gendered, and gendered masculine, in the types of questions it asks and the ways it goes about answering them. The questions we ask in our research are never neutral - they are a choice, depending on the researcher's identity and location. Over history, the knowledge that we have accumulated has generally been knowledge about men's lives. It's usually been men who do the asking and consequently, it is often the case that women's lives and women's knowledge are absent from what is deemed 'reliable' knowledge. This historical legacy has had, and continues to have, an effect on the way we build knowledge. Sandra Harding, a feminist philosopher of science, has suggested that if were to build knowledge from women's lives as well, we would broaden the base from which we construct knowledge, and would therefore get a richer and more complex picture of reality.
One IR example of how we limit our research questions and concerns is how we calculate national income, or wealth—the kind of data states choose to collect and on which they base their public policy. We have no way of measuring the vast of amount of non-remunerated reproductive and caring labour, much of which is done by women. Without this labour we would not have a functioning global capitalist economy. To me this is one example as to why putting on our gender lenses helps us gain a more complete picture of global politics and the workings of the global economy.
Feminists have also argued that the epistemological foundations of Western knowledge are gendered. When we use terms such as rationality, objectivity and public, they are paired with terms such as emotional, subjective and private, terms that are seen as carrying less weight. By privileging the first of these terms when we construct knowledge we are valuing knowledge that we typically associate with masculinity and the public sphere, historically associated with men. Rationality and objectivity are not terms that are overtly gendered, but, when asked, women and men alike associate them with masculinity. They are terms we value when we do our research.
In one of the foundational texts of Feminist IR, 'You Just Don't Understand: Troubled Engagements between Feminists and IR Theorists' (1997, full text here, pdf), you highlighted three particular (gendered) misunderstandings that continue to divide Feminists and mainstream IR theorists. To what extent do these misunderstandings continue to inform mainstream perceptions of Feminist approaches to the study of international politics?
I think probably they still do, although it's always hard to tell, because the mainstream has not engaged much with feminist approaches. I've been one who's always calling for conversations with the mainstream but, apart from the forum responding to the article you mention, there have been very few. In a 2010 article, published in the Australian Feminist Law Journal, I looked back to see if I could find responses to my 1997 article to which you refer. I found that most of the responses had come from other feminists. The lack of engagement, which other feminists have experienced also, makes it hard to know about the misunderstandings that still exist but my guess would be that they remain. However I do think there has been progress in accepting feminism's legitimacy in the field. It is now included in many introductory texts.
The first misunderstanding that I identified is the meaning of gender. I would hope that the introduction of constructivist approaches would help with understanding that gender is social construction - a very important point for feminists. But I think that gender is still largely equated with women. Feminists have tried to stress that gender is also about men and about masculinity, something that seems to be rather hard to accept for those unfamiliar with feminist work. I think it's also hard for the discipline to accept that both international politics as practice and IR as a discipline are not gender neutral. Feminists claim that IR as a discipline is gendered in its concepts, its subject matter, the questions it asks and the way it goes about answering them. This is a radical assertion for those unfamiliar with feminist approaches and it is not very well understood.
Now to answer the second misunderstanding as to whether feminists are doing IR. I think there has been some progress here, because IR has broadened its subject matter. And there has been quite a bit of attention lately to gender issues in the 'real world' - issues such as sexual violence, trafficking, and human rights. Of course these issues relate not only to women but they are issues with which feminists have been concerned. Something I continue to find curious is that the policy and activist communities are generally ahead of the academy in taking up gender issues. Most international organizations, and some national governments are under mandates for gender mainstreaming. Yet, the academy has been slow to catch up and give students the necessary training and skills to go out in the world and deal with such issues.
The third misunderstanding to which I referred in the 1997 article is the question of epistemology. While, as I indicated, there has been some acceptance of the subject matter, with which feminists are concerned, it is a more fundamental and contentious question as to whether feminists are recognized as 'doing IR' in the methodological sense. As the field broadens its concerns, IR may see issues that feminists raise as legitimate, but how we study them still evokes the same responses that I brought up fifteen years ago. Many of the questions that feminists ask are not amenable to being answered using the social scientific methodologies popular in the field, particularly in the US. (I should add that there is a branch of IR feminism that does use quantitative methods and it has gained much wider acceptance by the mainstream.) The feminist assumption that Western knowledge is gendered and based on men's lives is a challenging claim. And feminists often prefer to start knowledge from the lives of people who are on the margins – those who are subordinated or oppressed, and of course, this is very different from IR which tends toward a top-down look at the international system. One of the big problems that have become more evident to me over time is that feminism is fundamentally sociological – it's about people and social relations, whereas much of IR is about structures and states operating in an anarchic, rather than a social, environment. I find that historians and sociologists are more comfortable with gender analysis, perhaps for this reason. I'm not sure that these misunderstanding are ever going to be solved or that they need to be solved.
Although Feminist methodology is often conflated with ethnographic approaches, in 'What Is Your Research Program? Some Feminist Answers to International Relations Methodological Questions' (2005, pdf here), you argued that there is no unique Feminist research methodology. Nonetheless, Feminist IR is well known for using an autoethnographic approach. What does this approach add to the study of gender in IR? What might account for the relative dearth of autoethnography in other IR paradigms?
I think it is important to remember that feminists use many different approaches coming out of very different theoretical traditions, such as Marxism, socialism, constructivism, postpositivism, postcolonialism and empiricism. So there are many different kinds of feminisms. If you look specifically at what has been called 'second-generation feminist IR,' the empirical work that followed the so-called 'first generation' that challenged and critiqued the concepts and theoretical foundations of the field, much of it, but not all, (discourse analysis is quite prevalent too), uses ethnographic methods which seem well suited to researching some of the issues I described earlier. Questions about violence against women, domestic servants, women in the military, violent women, women in peace movements– these are the sorts of research questions that demand fieldwork and an ethnographic approach. Because as I stated earlier, IR asks rather different kinds of questions, it does not generally adopt ethnographic methods. Feminists who do this type of ethnographic research tell me that their work is often more readily received and understood by those who do comparative politics, because they are more comfortable with field research. And since women are not usually found in the halls of power – as decision-makers. IR feminists are particularly concerned with issues having to do with marginalized and disempowered peoples' lives. Ethnography is useful for this type of research.
I see autoethnography as a different issue. While the reflexive tradition is not unique to feminists, feminism tends to be reflectivist. As I said earlier, feminists are sensitive to issues about who the creators of knowledge have been and whose knowledge is claimed to be universal. Most feminists believe that there is no such thing as universal knowledge. Consequently, feminists believe that being explicit about one's positionality as a researcher is very important because none of us can achieve objectivity, often called 'the view from nowhere'. So while striving to get as accurate and as useful knowledge as we can, we should be willing to state our own positionality. One's privilege as a researcher must be acknowledged too; one must always be sensitive to the unequal power relations between a researcher and their research subject – something that anthropology recognized some time ago. Feminists who do fieldwork often try to make their research useful to their subjects or do participatory research so that they can give something back to the community. All these concerns lead to autoethnographic disclosures. They demand a reflexive attitude and a willingness to describe and reassess your research journey as you go along. This autoethnographic style is hard for researchers in the positivist tradition to understand. While we all strive to produce accurate and useful knowledge, positivists' striving for objectivity requires keeping subjectivity out of their research.
Robert W. Cox (Theory Talk #37) famously distinguished two approaches to the study of international politics: problem-solving theory and critical theory. How does the emancipatory project of the latter inform your perspective of IR and its normative goals? And is this distinction as valid today as it was when Cox first formulated it, over 3 decades ago?
Yes I think it's still an important distinction. It's still cited very often which suggests it's still valid, although postmodern scholars (and certain feminists) have problems with Western liberal notions of emancipation. I see my own work as being largely compatible with Cox's definition of critical theory. Like many feminists, I view my work as explicitly normative; I say explicitly because I believe all knowledge is normative although not all scholars would admit it. What Cox calls problem-solving theory is also normative in the conservative sense of not aiming to changing the world. A normative goal to which feminists are generally committed is understanding the reasons for women's subordination and seeking ways to end it. It's also important to note that the IR discipline was borne with the intention of serving the interests of the state whereas academic feminism was borne out of social movements for women's emancipation. The normative goals of my work are to demonstrate how the theory and practice of IR is gendered and what might be the implications of this, both for how we construct knowledge and how we go about solving global problems.
Much of your work addresses the parochial scope and neopositivist inclination of International Relations (IR) scholarship, especially in the United States. What distinguishes other 'Western' institutional and political contexts (in the UK, Europe, Canada and Oceania) from the American study of IR? How and why is critical/reflectivist IR marginalized in the American context? What is the status of these 'debates' in non-Western institutional contexts?
With respect to the parochial scope of US IR, I refer you to a recent book, edited by Arlene Tickner and Ole Wæver, International Relations Scholarship Around the World. It contains chapters by authors from around the world, some of whom suggest IR in their country imitates the US and some who see very different IRs. The chapter by Thomas J. Biersteker, ('The Parochialism of Hegemony: Challenges for 'American' International Relations', read it here in pdf) reports on his examination of the required reading lists for IR Ph.D. candidates in the top ten US academic institutions. His findings suggest that constructivism accounts for only about 10% of readings and anything more radical even less. Over 90% of assigned works are written by US scholars. The dominance of quantitative and rational choice approaches in the US may have something to do with IR generally being a subfield of political science. Critical approaches often have different epistemological roots. And I stress 'science' because while IR is also subsumed in certain politics departments in other countries, the commitment to science, in the neopositivist sense, is something that seems to be peculiarly American. Stanley Hoffman's famous observation, made over thirty years ago, that Americans see problems as solvable by the scientific method is still largely correct I believe (read article here, pdf). I find it striking that so many formerly US based and/or educated critical scholars have left the US and are now based elsewhere – in Canada, Australasia, or Europe.
Biersteker sees the hegemony of American IR extending well beyond the US. But there is generally less commitment to quantification elsewhere. This may be due to IR's historical legacy emerging out of different knowledge traditions or being housed in separate departments. In France, IR emerged from sociological and legal traditions and, in the UK, history and political theory, including the Marxist tradition, have been influential in IR. And European IR scholars do not move as freely between the academy and the policy world as in the US. All these factors might encourage more openness to critical approaches. I am afraid I don't know enough about non-Western traditions to make an informed comment. But we must recognize the enormous power differentials that exist with respect to engaging IR's debates. Language barriers are one problem; having access to research funds is an enormous privilege. Scholars in many parts of the world do not have the resources or the time to engage in esoteric academic debates, nor do they have the resources to attend professional meetings or access certain materials. The production of knowledge is a very unequal process, dominated by those with power and resources; hence the hegemonic position of the US that Biersteker and others still see.
As methodological pluralism now retains the status of a norm in the field, John M. Hobson (Theory Talk #71) recently argued that the question facing IR scholars no longer revolves around the debate between positivist and postpositivist approaches. Rather, the primary meta-theoretical question relates to Eurocentrism, that is, 'To be or not to be a Eurocentric, that is the question.' To what extent do you agree with this statement? Why or why not?
Given my answer to the last question, I am not sure that methodological pluralism has reached an accepted status in the US yet. However, John M. Hobson has produced a very thoughtful and engaging book that asks very provocative questions. Unfortunately, I doubt many IR scholars in the US have read it and would be rather puzzled by Hobson's claim. But certainly the Eurocentrism of the discipline is something to which we should be paying attention. I find it curious how little IR has recognized its imperial roots or engaged in any discussion of imperialism. As Brian Schmidt and other historical revisionists have told us, when IR was borne at the beginning of the twentieth century, imperialism was a central preoccupation in the discipline. Race also has been ignored almost entirely by IR scholars.
To Hobson's specific claim that the important question for IR now is about being or not being Eurocentric rather than about being positivist or postpositivist, I do have some problems with this. I am concerned with Hobson's painting positivism and postpostivism with the same Eurocentric brush. Yes, they are both Eurocentric; but postpositivists or critical theorists – to use Cox's term – are at least open to being reflective about how they produce knowledge and where it comes from. If one can be reflective about one's knowledge it does allow space to be aware of one's own biases. Those of us on the critical side of Cox's divide can at least be reflective about the problems of Eurocentrism, whereas positivists don't consider reflexivity to be part of producing good research. Nevertheless, Hobson has made an important statement. He has written a masterful and insightful book and I recommend it all IR scholars.
Last question. Your recent work is part of an emergent collective dialogue that aims to 'provincialize' the Western European heritage of IR. In a recent article entitled 'Dealing with Difference: Problems and Possibilities for Dialogue in International Relations' you highlight the need for non-Eurocentric approach to the study of IR. In IR, what are the prospects for genuine dialogue across methodological and geographical borders? Where do you see this dialogue taking place?
This is a very tough issue. There are scholars like Hobson who talk about a non-Eurocentric approach, but given what I said about resources, about language barriers, and about inequalities in the ability to produce knowledge, this is difficult. As I've said at many times and in many places, the power difference is an inhibitor to any genuine dialogue. So, where is dialogue taking place? Among those, such as Hobson, who advocate a hybrid approach that takes other knowledge traditions seriously and sees them as equally valid as one's own. And mostly on the margins of what we call 'IR', where some very exciting work is being produced. Feminism is one such site. Feminist approaches are dedicated to dialogic knowledge production, or what they call knowledge that emerges through conversation. Feminists believe that theory can emerge from practice, listening to ordinary people and how they make sense of their lives. I also think that projects like the one undertaken by Wæver and Tickner (which is still ongoing) that is publishing contributions from scholars from very different parts of the world is crucial.
J. Ann Tickner is Distinguished Scholar in Residence at the American University. She is also a Professor Emerita at the University of Southern California where she taught for fifteen years before coming to American University. Her principle areas of teaching and research include international theory, peace and security, and feminist approaches to international relations. She served as President of the International Studies Association from 2006-2007. Her books include Gendering World Politics: Issues and Approaches in the Post-Cold War Era (Columbia University Press, 2001), Gender in International Relations: Feminist Perspectives on Achieving International Security (Columbia University Press, 1992), and Self-Reliance Versus Power Politics: American and Indian Experiences in Building Nation-States (Columbia University Press, 1987).
Related links
Faculty Profile at American University Read Tickner's Hans Morgenthau's Principles of Political Realism: A Feminist Reformulation (Millennium, 1988) here (pdf) Read Tickner's You Just Don't Understand: Troubled Engagements between Feminists and IR Theorists (1997 International Studies Quarterly) here (pdf) Read Tickner's What Is Your Research Program? Some Feminist Answers to International Relations Methodological Questions (2005, International Studies Quarterly) here (pdf)
1.Introduzione Nel 2014, nell'ambito dell'Agenzia Europea Frontex, prese avvio l'operazione Triton, coordinata dall'Italia. Da quel momento e fino al 2018, tutte le persone soccorse in mare dovevano essere portate in salvo sulle coste italiane. Una volta arrivate sul territorio, queste persone dovevano essere messe nella condizione di potere avanzare una richiesta di asilo o di protezione internazionale. Il già esistente sistema di accoglienza dedicato alle persone richiedenti asilo (SPRAR) si basava sulla disponibilità volontaria degli enti locali e non era in grado di gestire l'elevato numero di persone in arrivo. Furono per questa ragione istituiti (art. 11 Dlgs. n.142/2015) i Centri di Accoglienza Straordinaria (CAS) sotto la diretta gestione degli Uffici Territoriali del Governo (Prefetture). I CAS erano quindi pensati come strutture temporanee ed emergenziali. Le azioni messe in atto dai CAS dovevano, innanzitutto, rispondere ai bisogni primari delle persone accolte, in termini di vitto, alloggio e assistenza sanitaria. Ma, a dispetto del loro carattere temporaneo, e alla stregua dello SPRAR, i CAS avevano l'obbligo di svolgere attività (apprendimento della lingua italiana, istruzione, formazione, inserimento nel mondo del lavoro e nel territorio, assistenza legale e psicosociale) finalizzate all'acquisizione di strumenti di base per favorire i migranti accolti nei processi di integrazione, di autonomia e di acquisizione di una cittadinanza consapevole. 1.1 I richiedenti asilo: L'accoglienza in Italia e una possibile traiettoria resiliente La maggior parte dei richiedenti asilo proveniva dall'Africa subsahariana o dall'Asia Meridionale (Afghanistan e Bangladesh e Pakistan) e aveva alle spalle un lungo viaggio di cui la traversata mortifera via mare o attraverso i Balcani o il Caucaso era solo l'ultima tappa. La durata media del viaggio dal paese di origine era di venti mesi, che si svolgevano quasi sempre al limite della soglia di sopravvivenza. È ormai ben documentato il fatto che la privazione di cibo, di ripari, l'affaticamento estremo, il senso di minaccia, i maltrattamenti ripetuti, i lutti dovuti alla perdita di persone care durante gli spostamenti sono condizioni che accomunavano tutti questi percorsi migratori. A queste, si aggiungeva, per la maggior parte di loro, un periodo di reclusione, che poteva superare l'anno, nei centri di detenzione della Libia dove le condizioni disumane, la pratica sistematica della tortura e della violenza sessuale sono state rese note e denunciate dalle principali organizzazioni internazionali, come Medici Senza Frontiere e Amnesty International (Fondazione Migrantes, 2018). Inoltre, l'alto potenziale traumatico di queste esperienze si aggiunge a vissuti altrettanto tragici legati alle circostanze di vita nel paese di partenza che aumentano la vulnerabilità dei migranti. Infatti, questi sono il più delle volte costretti a scappare da condizioni di instabilità politica, di gravi conflitti interni civili e di estrema povertà. È per quanto fin qui descritto che si può affermare che le persone in arrivo nei CAS sono portatrici di storie potenzialmente traumatiche e ad alta complessità psicosociale che richiedono un'attenzione particolare. Le pratiche d'accoglienza che vengono messe in atto nei centri devono tenere conto di tale complessità nel rispondere ai bisogni di ogni persona, sia nella dimensione psicologica sia in quella sociale. In questo modo, nel cercare di raggiungere l'obiettivo ultimo dell'integrazione dei richiedenti accolti, i progetti d'accoglienza potrebbero favorire la definizione di un loro processo di resilienza che li porti a vivere una condizione socialmente accettabile e di benessere. Il concetto di resilienza ha suscitato molto interesse in letteratura negli ultimi decenni. Un primo dato storico nell'evoluzione della teorizzazione di questo concetto (Cicchetti & Garmezy,1993) è lo spostamento dell'interesse dalla patologia e dalla vulnerabilità alla resilienza, che si può ricondurre alla diffusione di una prospettiva positiva e salutogena nella ricerca e nella pratica clinica e psicosociale (Bonanno & Diminitch, 2013; Bonanno, Westphal, & Mancini, 2011; Cicchetti, 2013; Cyrulnik & Malaguti,2015; Walsh, 2016). Negli anni il concetto di resilienza è stato indagato a partire da diversi approcci. Da alcuni autori (Costa & McRae, 1980) è stato studiato come un tratto di personalità, stabile e fisso, da altri (Wagnild & Young, 1993) come l'abilità di fronteggiare e adattarsi positivamente a eventi stressanti o avversivi. Cicchetti (2013), concettualizzando la resilienza come un processo, ha concentrato l'attenzione sui fattori che lo determinano, con particolare interesse a quelli genetici e neurali. Bonanno e Diminitch (2013) si sono, invece, concentrati su quei fattori di rischio o quelle condizioni esistenziali potenzialmente vulnerabili che possono determinare il processo e che gli autori (Bonanno et al., 2011) definiscono come eventi potenzialmente traumatici (EPT). Rutter (2012), da parte sua, ha teorizzato la resilienza come un concetto dinamico dato dalla continua interazione tra i fattori protettivi e di rischio, portando all'attenzione l'influenza ambientale. Tuttavia, sebbene l'autore (Rutter, 2012) abbia messo in luce la funzione dell'ambiente nel processo di resilienza, sono gli approcci più ecologici e sociali (Anaut, 2005; Cyrulnik, 2001; Cyrulnik & Malaguti, 2015; Malaguti, 2012; Walsh, 2016) che hanno enfatizzato e dato maggiore importanza ai fattori contestuali, sociali, familiari e relazionali nella definizione del processo di resilienza. In particolare, secondo Cyrulnik (2001), posti i fattori di protezione, il processo non può avvenire che nell'ambito di relazioni significative. Nello specifico, l'autore distingue tre elementi fondamentali che rendono conto, nell'insieme, del processo: 1- le esperienze pregresse nell'infanzia e nella storia personale dell'individuo, la qualità dei legami di attaccamento e la capacità di mentalizzazione; 2- il trauma e le sue caratteristiche (strutturali, contingenti ed emotive e sociali); 3- la possibilità di risignificare la tragedia avvenuta attraverso il sostegno affettivo e la relazione d'aiuto, descritta, genericamente come l'incontro con l'Altro. Secondo l'autore, la persona costruisce nel proprio passato, in particolar modo durante l'infanzia, attraverso il legame di attaccamento sufficientemente sicuro, le risorse e la capacità di mentalizzazione utili per affrontare e risignificare il trauma. È in questo spazio relazionale quindi che la persona forma una rappresentazione di Sé come persona amabile, capace di affidarsi e di costruire relazioni forti e significative anche in futuro. La capacità e la possibilità di costruire queste relazioni sono viste come le condizioni che possono aiutare la persona a riconoscere le risorse da attivare per superare la profonda ferita incisa dall'esperienza traumatica e per ristabilire un equilibrio nella propria esistenza. Nell'ultima fase della sua teoria l'autore specifica l'importanza di una figura che chiama tutore di sviluppo o di resilienza, le cui caratteristiche e funzioni sono approfonditamente delineate nella pubblicazione di Lighezzolo, Marchal, & Theis (2003). Secondo gli autori, il tutore di resilienza deve favorire un processo di autonomia e ri-strutturazione del sé, trasmettere sapere, fornire esempi e modelli che permettano e legittimino l'errore; non deve quindi ricoprire un ruolo insostituibile e onnipotente. Il tutore di resilienza, sia esso una persona adulta informale o una figura istituzionalizzata nel sistema di cura e presa in carico della persona, è una risorsa esterna che coadiuva nel processo di resilienza. In questo ultimo caso, la formazione e la definizione del ruolo dell'operatore nel processo di presa in carico contribuiranno alla costruzione di un efficace intervento sociale e clinico per la promozione della resilienza nell'assistito (Manciaux, 2001). Negli ultimi anni, una serie di rassegne internazionali (Agaibi & Wilson, 2005; Siriwardhana, Ali, Roberts, & Stewart, 2014; Sleijpen, Boeije, Kleber, & Mooren. 2016) e in Italia (Tessitore & Margherita, 2017), hanno tentato di sistematizzare i risultati degli studi sul processo di resilienza nell'esperienza potenzialmente pluritraumatica della migrazione, con particolare attenzione alla condizione esistenziale di rifugiato. I risultati evidenziano e si concentrano, soprattutto, sui principali fattori di rischio e quelli protettivi che possono intervenire nel processo di resilienza a seguito di queste esperienze pluritraumatiche. In questi lavori emerge, tuttavia, la necessità per la ricerca di individuare strategie e procedure per interventi e pratiche mirati ed efficaci a promuovere il processo di resilienza nei contesti dell'accoglienza. In particolare, rispetto al contesto italiano si riscontra che sono stati svolti pochi studi sul tema, ancora da approfondire (Tessitore & Margherita, 2017). L'analisi approfondita delle pratiche costruite e messe in atto nell'ambito dell'accoglienza negli ultimi anni in Italia risulta rilevante per una sistematizzazione di conoscenze e competenze e utili per la progettazione di interventi psicosociali efficaci. La presente ricerca si poneva l'obiettivo di studiare, se e in che misura, le pratiche dell'accoglienza e le strategie di intervento messe in atto nel sistema CAS di Parma e Provincia abbiano favorito un processo di resilienza nei richiedenti asilo accolti. Inoltre, si poneva l'obiettivo di comprendere se e in che modo l'operatore dell'accoglienza potesse svolgere una funzione di tutore di resilienza. Poiché basandosi sulla teorizzazione di Cyrulnik (2001), l'esito del processo di resilienza è dato dall'interazione dei fattori protettivi individuali, dalla qualità/intensità del trauma e/o comunque delle situazioni avverse e dall'incontro con i possibili tutori di resilienza, il progetto si è sviluppato in due fasi e ha tenuto conto sia dell'esperienza dei richiedenti asilo sia di quella degli operatori. Rispettivamente, nella prima fase l'obiettivo della ricerca si proponeva di individuare le risorse/vincoli personali presenti nella biografia dei richiedenti asilo, i vissuti emotivi e la qualità dei legami stabiliti nel passato, di individuare le risorse/vincoli messe in gioco durante il viaggio e, infine, di individuare le risorse/vincoli con funzione protettiva dal momento dell'arrivo in Italia e in particolare nel CAS di residenza e nella relazione con gli operatori. Nella seconda fase, la ricerca mirava a individuare le risorse e le competenze, rintracciabili nelle biografie degli operatori dei CAS messe in gioco nella pratica professionale e di conoscere le loro motivazioni alla base della scelta professionale, e a comprendere il significato e l'uso consapevole della relazione con i richiedenti asilo nella loro pratica professionale e, infine, a valutare la qualità della loro vita professionale tenendo conto del forte carico emotivo dovuto alla relazione con i richiedenti asilo e il loro vissuti traumatici. 2. Migrazione ed Europa: Una revisione sistematica sulla promozione della resilienza dei richiedenti asilo negli Stati membri dell'Unione Europea. La migrazione è un fenomeno complesso determinato dall'interazione di fattori di espulsione e di attrazione. L'Europa ha sempre svolto un ruolo di attrazione nei flussi migratori. Negli ultimi anni, le direttive per gli Stati membri hanno mirato a promuovere il benessere dei richiedenti asilo. È importante sviluppare la resilienza per raggiungere il benessere delle persone. L'obiettivo della revisione sistematica è stato quello di esplorare come viene studiata la resilienza nei richiedenti asilo nei paesi dell'UE. Sono stati consultati i database internazionali PsycINFO, PubMed, Web of science, Scopus, MEDLINE, Psychology e behavioural collection. Gli articoli sono stati analizzati secondo i criteri PRISMA. Sono stati ottenuti 12 articoli. Dall'analisi qualitativa sono emersi tre approcci principali e quattro principi teorici fondamentali che potrebbero guidare lo studio della resilienza in contesti migratori. Lo studio della resilienza può essere orientato verso un approccio clinico, clinico e sociale o psicosociale. Inoltre, la ricerca ha tenuto conto della necessità di costruire una nuova narrazione di sé e della propria storia nei richiedenti asilo, di restituire agency ai richiedenti asilo, di valorizzare il proprio contesto culturale e quello del paese ospitante e di promuovere una democratizzazione del sistema istituzionale di accoglienza. Si suggeriscono implicazioni per le politiche degli Stati membri dell'UE coinvolti in prima linea nella gestione dell'accoglienza in Europa. Data la limitata letteratura sull'argomento, questa rassegna suggerisce una nuova e originale visione di presa in carico dei richiedenti asilo attraverso una maggiore implementazione di interventi focalizzati sull'individuo e sulle sue risorse. 3. Promozione della salute psicosociale nei migranti: una revisione sistematica della ricerca e degli interventi sulla resilienza nei contesti migratori. La resilienza è identificata come una capacità chiave per prosperare di fronte a esperienze avverse e dolorose e raggiungere un buono stato di salute psicosociale equilibrato. Questa revisione mirava ad indagare come la resilienza è intesa nel contesto della ricerca sul benessere dei migranti e come gli interventi psicosociali sono progettati per migliorare la resilienza dei migranti. Le domande della ricerca hanno riguardato la concettualizzazione della resilienza, le conseguenti scelte metodologiche e quali programmi di intervento sono stati indirizzati ai migranti. Nei 63 articoli inclusi, è emersa una classica dicotomia tra la resilienza concettualizzata come capacità individuale o come risultato di un processo dinamico. È anche emerso che l'importanza delle diverse esperienze migratorie non è adeguatamente considerata nella selezione dei partecipanti. Gli interventi hanno descritto la procedura ma meno la misura della loro efficacia. 4. Il sistema d'accoglienza straordinaria di Parma e provincia: soddisfazione e benessere percepito dai migranti accolti. I servizi e le progettualità messi in atto nei CAS mirano a favorire integrazione, autonomia e benessere. Questi obiettivi si strutturano sull'attivazione e promozione di risorse dei richiedenti asilo. Nello specifico, vanno ad innestarsi sulle loro abilità, sulle conoscenze, sulle competenze, sulla loro agency e sulla capacità di proiettarsi verso un futuro. Poiché i richiedenti asilo sono i principali attori e fruitori di questi servizi, la valutazione di efficacia e di raggiungimento degli obiettivi preposti deve tenere conto necessariamente del loro punto di vista. I richiedenti asilo che hanno partecipato allo studio erano circa il 20% della popolazione dei richiedenti asilo adulti presenti nel territorio di Parma e provincia. Per la stratificazione del campione si è tenuto conto della variabile del paese di origine, della collocazione sul territorio provinciale (distretto) e il tempo di permanenza nel sistema CAS. È stato costruito un questionario ad hoc che mirava ad indagare la percezione di autonomia, di benessere personale, di soddisfazione verso sé stesso, la percezione di essere rispettato nelle proprie tradizioni culturali e la soddisfazione verso il servizio. Il questionario constava di una parte introduttiva, che forniva una breve descrizione al partecipante delle finalità d'indagine, e di diverse sezioni, che indagavano e approfondivano specifiche aree (temi) di interesse. Le prime due aree hanno rilevato i dati socio-anagrafici e il viaggio dei richiedenti asilo. La terza e la quarta area hanno indagato l'accoglienza nel centro e la struttura in cui risiedeva il beneficiario. Le altre aree si sono concentrate sui servizi primari (beni e servizi di prima necessità, assistenza medica) e servizi secondari (assistenza legale, lingua italiana, sostegno psicosociale, lavoro, mediazione culturale, orientamento al territorio e tempo libero) che gli venivano offerti. Le ultime sezioni si focalizzavano sul rapporto con gli operatori, sul progetto individualizzato e sui propri piani futuri. Alla fine del questionario vi era una breve sezione che mirava ad indagare la soddisfazione generale verso l'intero processo di accoglienza in Italia e la specifica esperienza nel territorio di Parma e provincia. Sono state effettuate delle analisi ed elaborazioni statistiche descrittive tramite il software SPSS. Dal questionario è emerso un quadro complessivo dei servizi offerti e una mappatura delle pratiche messe in atto all'interno delle strutture a partire dal punto di vista dei richiedenti asilo. Questi hanno espresso una generale soddisfazione del sistema accoglienza in Italia e in particolare di quella ricevuta a Parma. Hanno riportato un senso di protezione e sicurezza e una generale percezione di capacità e autonomia raggiunta in molti dei servizi e ambiti della quotidianità. Le aree più critiche sono risultate essere l'assistenza legale, l'avviamento lavorativo, la creazione di relazioni sociali con italiani nel tempo libero, la progettazione individualizzata e in particolare il sostegno psicosociale e, infine, la progettazione futura. In queste aree i richiedenti asilo hanno espresso una bassa soddisfazione verso il servizio di sostegno ricevuto, una scarsa consapevolezza di sé e delle proprie capacità e una bassa percezione di un'autonomia conquistata dal singolo servizio e, più in generale, dalla struttura d'accoglienza. 5. Vissuti, fattori di protezione e fattori di rischio nelle biografie dei richiedenti asilo: la definizione di traiettorie di resilienza nei Centri d'Accoglienza Straordinaria. I richiedenti asilo sono portatori di storie potenzialmente traumatiche a seguito delle quali possono vivere distress psicologico e PTSD nel paese d'accoglienza. Qui vengono inseriti in programmi che mirano a favorire benessere psicologico e integrazione. Tale processo è definito resilienza, La resilienza è un processo che vede le persone impegnate a guarire da esperienze dolorose, a prendersi cura della propria vita per continuare a svilupparsi positivamente in modo socialmente accettabile. Il presente studio mira a comprendere i fattori di protezione e le risorse personali e sociali che possono favorire il superamento dei traumi e un processo di resilienza nei richiedenti asilo. Sono stati somministrati 29 test CORE-10 e questionari costruiti ad hoc per il sostegno sociale percepito e condotte altrettante interviste in profondità. Con risultati moderati e gravi di distress psicologico nei partecipanti, sono emersi fattori protettivi e risorse già nella fase pre-migratoria. I legami di accudimento sembrano svolgere una funzione protettiva anche durante l'accoglienza, favorendo la costruzione di rapporti di fiducia. Il supporto sociale della comunità d'accoglienza e quello degli operatori nei centri possono influenzare la definizione di traiettorie resilienti. Lo studio solleva implicazioni di tipo clinico e sociale. Nei suoi limiti lo studio vuole essere un'apertura a nuovi approfondimenti di ricerca. 6. La qualità della vita professionale di chi lavora con i richiedenti asilo: Compassion Staisfaction, Burnout e Secondary Traumatic Stress negli operatori dell'accoglienza In Italia negli ultimi anni sono stati strutturati Centri di Accoglienza Straordinaria per rispondere ai bisogni primari e secondari dei richiedenti asilo approdati sulle coste mediterranee. A seguito dell'apertura dei CAS, sul territorio nazionale si è formato un nuovo corpo professionale, i professionisti dell'accoglienza. Poiché inizialmente non è stata richiesta una formazione specifica in base al contesto e agli obiettivi posti, il loro profilo professionale derivava tendenzialmente dai diversi percorsi formativi e lavorativi precedenti. Considerando il mandato istituzionale del loro lavoro, quale favorire l'accoglienza e una completa presa in carico dei richiedenti asilo, i professionisti dell'accoglienza sono quotidianamente coinvolti nella relazione con gli accolti ed esposti ai racconti traumatici o ai sintomi agiti di questi. Infatti, i richiedenti asilo sono persone spesso profondamente traumatizzate dalle esperienze passate, dal viaggio, ma anche disorientate e impreparate per la complessa esperienza dell'accoglienza e dell'integrazione. Questo aspetto del lavoro con i richiedenti asilo può influenzare il clima e la qualità della vita professionale dei professionisti dell'accoglienza. Infatti, come nelle altre professioni d'aiuto continuamente esposte a eventi stressanti o traumatici, anche nel lavoro di cura e accoglienza dei richiedenti asilo è alto il rischio di sviluppare i sintomi negativi associati al burnout e al trauma vicario. Sebbene, negli ultimi venti anni, la qualità della vita professionale sia stata ampiamente approfondita in diversi settori, non risultano studi che esplorino questo tema tra i professionisti del settore dell'accoglienza. In questo studio è stato sottoposto il questionario ProQOL 5 ai professionisti dell'accoglienza dei Centri di Accoglienza Straordinaria di Parma e provincia, attivamente coinvolti nella relazione d'aiuto con i richiedenti asilo, con lo scopo di definire lo stato di benessere psicosociale rispetto alla loro qualità di vita professionale. Anche se si è dimostrato che mediamente i professionisti dell'accoglienza riportano una buona soddisfazione nello svolgere il proprio lavoro, sono emersi tre profili. Il primo gruppo sembra esprimere soprattutto Burnout, il secondo gruppo una maggiore Compassion Satisfaction e il terzo gruppo un malessere evidente sia per il Burnout che per il Secondary Traumatic Stress. I dati ottenuti permettono di colmare parzialmente un vuoto nella letteratura di settore. Inoltre, la rilevanza dei dati spinge alla riflessione sulla possibilità di incoraggiare interventi efficaci di prevenzione e management delle organizzazioni, al fine di favorire il benessere psicosociale di questo corpo professionale emergente. 7. Essere professionisti dell'accoglienza: l'importanza di un uso consapevole del Se' nella relazione d'aiuto e la funzione del tutore di resilienza. All'interno dei CAS sono stati impiegati professionisti di differenti background formativi ed esperienziali. Appannaggio degli operatori è l'attivazione dei servizi interni ed esterni e il monitoraggio di tutte le fasi del progetto di accoglienza. La presa in carico si configurerebbe come una relazione d'aiuto possibile attraverso la compresenza di diversi aspetti di Sé. Chi lavora con i richiedenti asilo deve affrontare e gestire vissuti potenzialmente traumatici che influenzano il buon esito dell'intervento clinico-sociale. Nel favorire benessere psicologico nei beneficiari, gli operatori svolgono funzioni che richiamano quelle del tutore di resilienza. In questo studio si è esplorata la rappresentazione dei professionisti dell'accoglienza e la consapevolezza di Sé a partire dal loro punto di vista. Sono stati condotti tre focus group e le trascrizioni verbatim sono state analizzate secondo l'approccio IPA. Sono emersi tre aspetti del Sé (Sé personale, Sé professionale e Sé burocrate). Il Tempo e il Contesto sociale sono risultate possibili variabili che influenzano la relazione d'aiuto. Lo studio propone implicazioni di ricerche future e di policy. 8. Conclusioni Negli anni il sistema italiano dell'accoglienza si era ormai rodato e formalizzato su due principali dispositivi: il sistema SPRAR e i cosiddetti Centri di Accoglienza Straordinaria (CAS). Tuttavia, negli ultimi due anni, con il cosiddetto decreto Salvini (D.lg. 4/19/2018 n° 113), si è assistito ad un graduale ridimensionamento dei numeri degli accolti e ad una conseguente chiusura di strutture del sistema CAS. Pertanto, assume rilevanza e importanza capitalizzare le esperienze di accoglienza e comprenderne maggiormente le potenzialità e i limiti. Con la presente ricerca e le analisi delle pratiche d'accoglienza e delle progettualità messe in atto all'interno del sistema CAS sono emersi due risultati principali. Il primo risultato emerso è che i richiedenti asilo accolti abbiano consapevolezza delle risorse e dei fattori protettivi che hanno acquisito nell'arco di vita. Inoltre, si è evidenziata una forte e imprescindibile interdipendenza tra i vissuti psicologici, i bisogni e le risorse dei richiedenti asilo e la funzione relazionale dell'operatore dell'accoglienza. Dalla ricerca è emerso che il valore di tale interdipendenza, non essendo riconosciuto formalmente e quindi esplicitamente richiamato nelle norme e regolamentazioni, era dipeso da un reciproco riconoscimento dei richiedenti asilo accolti e degli operatori. Tuttavia, questa relazione, se opportunamente strutturata e formalizzata, può favorire la definizione di traiettorie di resilienza e il raggiungimento degli obiettivi di integrazione, autonomia e benessere psicosociale. Al momento in cui è stata condotta la ricerca, questi obiettivi erano parzialmente raggiunti. Infatti, sebbene nel sistema d'accoglienza i richiedenti asilo abbiano percepito di essere in un luogo sicuro e protetto e fossero generalmente soddisfatti dei servizi offerti, hanno riportato livelli medio-alti di disagio psicologico. Il valore traumatico delle loro esperienze di vita è stato esplorato e compreso nella sua diacronicità, in quanto i vissuti traumatici sono rintracciabili non solo durante il viaggio ma già nelle esperienze pre-migratorie. Le biografie dei richiedenti asilo sono segnate da profonde ferite, che spesso risalgono a perdite, lutti o tradimenti da parte delle figure significative dell'infanzia o della comunità allargata, fino a sentirsi espulsi dalle politiche disattente degli Stati d'appartenenza. Anche l'arrivo in Italia e l'inserimento nel sistema d'accoglienza comportano sfide esistenziali, che in alcuni casi arrivano a reiterare esperienze traumatiche passate. Nonostante questo, i richiedenti asilo hanno mostrato consapevolezza delle proprie risorse e dei fattori di protezione acquisiti già durante l'infanzia, attraverso le relazioni significative e di accudimento. Queste risorse hanno svolto una funzione di protezione e sostegno nel loro sforzo psicologico di fronteggiare e sopravvivere alle avversità incontrate in tutto l'arco di vita. Nonostante la loro consapevolezza e tenuto conto della permanenza relativamente lunga nel sistema d'accoglienza, è risultato che le esperienze traumatiche non trovano uno spazio adeguato di ascolto e di ri-significazione una volta inseriti nei progetti di accoglienza. Le caratteristiche strutturali e organizzative del sistema non sembrano favorire quell'incontro con l'Altro che può garantire la rielaborazione delle esperienze passate e riattribuire senso e agency alla propria vita, anche nella quotidianità. Al contrario, i richiedenti asilo sono consapevoli di ritrovarsi in una posizione di svantaggio rispetto al potere decisionale sui loro progetti di vita. Non sono coinvolti nelle scelte progettuali e non percepiscono una crescita personale nelle competenze e nelle capacità necessarie per rendersi autonomi. Tuttavia, i richiedenti asilo riconoscono negli operatori degli interlocutori diretti che svolgono un ruolo di congiunzione con la società ospitante. Nello svolgimento del proprio ruolo, gli operatori possono aprirsi ad un ascolto attivo di tutte le parti della biografia dei richiedenti asilo per costruire un rapporto di fiducia. Al fine di favorire la costruzione di tale rapporto, è importante che gli operatori nella loro pratica quotidiana mirino a riattribuire agency ai richiedenti asilo, coinvolgendoli nella progettazione individualizzata. Ciò favorirebbe la valorizzazione e l'attivazione delle risorse dei richiedenti asilo, l'instaurarsi di relazioni di fiducia che consentano la ricostruzione di significato delle proprie esperienze traumatiche di vita e la restituzione di una rappresentazione di Sé attiva e agente. In generale, si otterrebbe una maggiore adesione al progetto d'accoglienza. Inoltre, la valorizzazione della funzione relazionale degli operatori dell'accoglienza favorirebbe una maggiore qualità di vita professionale. I professionisti avrebbero così la possibilità di riconoscere e far riconoscere il proprio ruolo, che è stato profondamente messo in discussione dalla comunità e dalle politiche degli ultimi anni. Quindi, l'ascolto attivo, la riattribuzione di agency e l'esempio nella quotidianità da parte degli operatori favorirebbero il riconoscimento del loro ruolo come tutori di resilienza e promuoverebbero la definizione di traiettorie di resilienza. In questo modo si faciliterebbe il raggiungimento di uno stato di salute psicosociale nei richiedenti asilo. La legittimazione del ruolo funzionale della relazione tra i richiedenti asilo e gli operatori dell'accoglienza da parte del contesto sociale e istituzionale diventa un fattore necessario allo sviluppo di buone pratiche d'accoglienza e alla promozione di traiettorie di resilienza. 9. Riferimenti bibliografici Agaibi, E. C., & Wilson, J.P. (2005). Trauma, PSTD and resilience. A Review of the Literature. Trauma, Violence & Abuse, 6(3), 195-216. doi:10.1177/1524838005277438 Anaut, M. (2005). Le concept de résilience et ses applications cliniques. Recherche en soins infirmiers, 82(3), 4-11. doi.org/10.3917/rsi.082.0004 Berkham, M., Bewick, B., Mullin, T., Gilbody, S., Connell, J., Cahill, J., …Evans, C. (2013). The CORE-10: A short measure of psychological distress for routine use in the psychological therapies. Counselling and Psychotherapy Research, 13(1), 3-13. doi.org/10.1080/14733145.2012.729069 Bonanno, G., & Diminich, E. D. (2013). Annual Research Review. Positive adjustment to adversity – trajectories of minimal- impact resilience and emergent resilience. Journal of child psychology and psychiatry, 54(4), 378-401. doi:10.1111/jcpp.12021 Bonanno, A. G., Westphal, M., & Mancini, A. D. (2011). Resilience to loss and potential trauma. Annual Review Clinical Psychological, 7, 511–535. doi:10.1146/annurev-clinpsy-032210-104526 Cicchetti, D. (2013). Annual Research Review. Resilient functioning in maltreated children. Past, present and future perspectives. Journal of Child Psychology and Psychiatry, 54(4), 402–422. doi:10.1111/j.1469-7610.2012.02608.x Cicchetti, D., & Garmezy, N. (1993). Prospects and promises in the study of resilience. Development and Psychopathology, 5, 497-502. doi:10.1017/S0954579400006118 Costa, P., & McCrae, R. (1980). Influence of extroversion and neuroticism on subjective wellbeing: Happy and unhappy people. Journal of Personality and Social Psychology, 38, 668-678. DOI:10.1037/0022-3514.38.4.668 Connell, J., & Barkham, M. (2007). CORE 10 user manual (versione 1.0). Centre for Psychological Service Research, CPSR Memo 1, University of Sheffield. Cyrulnik, B. (2001). Manifeste pour la résilience. Spirale, 18(2), 77-82. DOI 10.3917/spi.018.0077 Cyrulnik,B., & Malaguti, E. (2015). Costruire la resilienza. La riorganizzazione positiva della vita e la creazione di legami significativi, Trento, IT: Centri Studi Erickson Figley, C. R. (Ed.). (1995). Brunner/Mazel psychological stress series, No. 23. Compassion fatigue: Coping with secondary traumatic stress disorder in those who treat the traumatized. Philadelphia, PA, US: Brunner/Mazel Fondazione Migrantes. (2018). Il diritto d'asilo. Accogliere proteggere promuovere integrare. Report 2018. Roma, IT Lighezzolo,J., Marchal, S., & Theis, A. (2003). La résilience chez l'enfant mailtraté: Tuteur de développement et mécanismes défensifs (approche projective comparée). Neuropsychiatrie de l'enfance et de l'adolescence, 51, 87–97. DOI:10.1016/S0222-9617(03)00020-5 Malaguti, M. (2012). Educarsi alla resilienza. Trento, IT : Erickson. Manciaux, M. (2001). La résilience. Un regard qui fait vivre. Etudes, 395(10), 321-330. https://doi.org/10.3917/etu.954.0321 Palestini, L., Prati, G., Pietrantoni L., & Cicognani E. (2009). La qualità della vita professionale nel lavoro di soccorso: un contributo alla validazione italiana della Professional Quality Of Life Scale (ProQOL). Psicoterapia cognitiva e Comportamentale, 15(2), 205-227 Rutter, M. (2012). Resilience as a dynamic concept. Development and Psychopathology, 24, 335–344 Siriwardhana, C., Ali, S. S., Roberts, B., & Stewart, R. (2014). A systematic review of resilience and mental health outcomes of conflict-driven adult forced migrants. Conflict and Health, 4, 8-13. doi:10.1186/1752-1505-8-13 Sleijpen, M., Boeije, H. R., Kleber, R. J., & Mooren, T. (2016). Between power and powerlessness: a meta-ethnography of sources of resilience in young refugees. Ethnicity & Health, 21(2), 158–180. doi:10.1080/13557858.2015.1080484 Smith, J. A., Flowers, P., & Larkin, M. (2009). Interpretative Phenomenological Analysis: Theory, Method and Research, Los Angeles: Sage. Stamm, B. H. (2010). The Concise ProQOL Manual, 2nd Ed. Pocatello, ID: ProQOL.org. Tessitore, F., & Margherita, G. (2017). A review of asylum seekers and refugees in Italy: where is the psychological research in Italy?. Mediterranean Journal of Clinical Psychology, 5(2),1-33. doi:10.6092/2282- 1619/2017.5.1612 Wagnild, G. M., & Young, H. M. (1993). Development and psychometric evaluation of the resilience scale. Journal of Nursing Measurement, 1(2), 165-178 Walsh, F. (2016). Family resilience a development systems framework. European Journal of developmental psychology, 13 (3), 313-3224 dx.doi.org/10.1080/17405629.2016.1154035
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Keith Hart on the Informal Economy, the Great Transformation, and the Humanity of Corporations
International Relations has long focused on the formal relations between states; in the same way, economists have long focused exclusively on formal economic activities. If by now that sounds outdated, it is only because of the work of Keith Hart. Famous for coining the distinction between the formal and the informal economy in the 1970s, Hart is a critical scholar who engages head-on with some of the world's central political-economic challenges. In this Talk, he, amongst others, discusses the value of the distinction 40 years after; how we need to rethink The Great Transformation nearly a century later; and how we need to undo the legal equivalence of corporations to humans, instituted nearly 150 years back.
Print version of this Talk (pdf)
What is, according to you, the central challenge or principal debate in International Relations? And what is your position regarding this challenge/in this debate?
I think it is the lack of fit between politics, which is principally national, and the world economy, which is global. In particular, the system of money has escaped from its national controls, but politics, public rhetoric aside, has not evolved to the point where adequate responses to our common economic problems can be posed. At this point, the greatest challenge is to extend our grasp of the problems we face beyond the existing national discussions and debates. Most of the problems we see today in the world—and the economic crisis is only one example—are not confined to a single country.
For me, the question is how we can extend our research from the local to the global. Let the conservatives restrict themselves to their national borders. This is not to say I believe that political solutions to the economic problems the world faces are readily available. Indeed, it is possible that we are entering another period of war and revolution, similar to 1776-1815 or 1914-1945. Only after prolonged conflict and much loss might the world reach something like the settlement that followed 1945. This was not only a settlement of wartime politics, but also a framework for the economic politics of the peace, responding to problems that arose most acutely between the wars. It sounds tragic, but my point in raising the possibility now is to remind people that there may be even more catastrophic consequences at stake that they realize already. We need to confront these and mobilize against them. When I go back in history, I am pessimistic about resolving the world's economic problems soon, since the people who got us into this situation are still in power and are still pursuing broadly the same policies without any sign of them being changed. I believe that they will bring us all into a much more drastic situation than we are currently facing. Yet in some way we will be accountable if we ignore the obvious signs all around us.
How did you arrive at where you currently are in your thinking about IR?
My original work in West Africa arose out of a view that the post-colonial regimes offered political recipes that could have more general relevance for the world. I actually believed that the new states were in a position to provide solutions, if you like, to the corrupt and decadent political structures that we had in the West. That's why, when we were demonstrating outside the American embassies in the '60s, we chanted the names of the great Third World emancipation leaders—Frantz Fanon, Kwame Nkrumah, Fidel Castro, and so on.
So for me, the question has always been whether Africans, in seeking emancipation from a long history of slavery, colonialism, apartheid and postcolonial failure, might be able to change the world. I still think it could be and I'm quite a bit more optimistic about the outcome now than I have been for most of the last fifty years. We live in a racialized world order where Africa acts as the most striking symbol of inequality. The drive for a more equal world society will necessarily entail a shift in the relationship between Africa and the rest of the world. I have been pursuing this question for the last thirty years or more. What interests me at the moment is the politics of African development in the coming decades.
Africa began the twentieth century as the least populated and urbanized continent. It's gone through a demographic and urban explosion since then, doubling its share of world population in a century. In 2050, the UN predicts that 24% of the world population will be in Africa, and in 2100, 35% (read the report here, pdf)! This is because Africa is growing at 2.5% a year while the rest of the world is ageing fast. Additionally, 7 out of the 10 fastest growing economies in the world are now African—Asian manufacturers already know that Africa holds the key to the future of the world economy.
But, besides Africa as a place, if you will, a number of anti-colonial intellectuals have played a big role in influencing me. The most important event in the twentieth century was the anti-colonial revolution. Peoples forced into world society by Western Imperialism fought to establish their own independent relationship to it. The leading figures of that struggle are, to my mind, still the most generative thinkers when we come to consider our own plight and direction. My mentor was the Trinidadian writer C.L.R. James, with whom I spent a number of years toward the end of his life. I am by temperament a classicist; I like to read the individuals who made a big difference to the way we think now. The anti-colonial intellectuals were the most important thinkers of the 20th century, by which I mean Gandhi, Fanon and James.
But I've also pursued a very classical, Western trajectory in seeking to form my own thinking. When I was an undergraduate, I liked Durkheim and as a graduate student Weber. When I was a young lecturer, I became a Marxist; later, when I went to the Carribbean, I discovered Hegel, Kant and Rousseau; and by the time I wrote my book on money, The Memory Bank, the person I cited more than anyone else was John Locke. By then I realized I had been moving backwards through the greats of Western philosophy and social theory, starting with the Durkheim school of sociology. Now I see them as a set of possible references that I can draw on eclectically. Marx is still probably the most important influence, although Keynes, Simmel and Polanyi have also shaped my recent work. I suppose my absolute favorite of all those people is Jean-Jacques Rousseau for his Discourse on Inequality and his inventive approach to writing about how to get from actual to possible worlds.
What would a student need (dispositions, skills) to become a specialist in IR or understand the world in a global way?
In your 20s and 30s, your greatest commitment should be to experience the world in the broadest way possible, which means learning languages, traveling, and being open to new experiences. I think the kind of vision that I had developed over the years was not one that I had originally and the greatest influence on it was the time I spent in Ghana doing my doctoral fieldwork; indeed, I have not had an experience that so genuinely transformed me since!
Even so, I found it very difficult to write a book based on that fieldwork. I moved from my ethnographic investigations into a literature review of the political economy of West African agriculture, and it turns out that I am actually not an ethnographer, and am more interested in surveying literature concerning the questions that interest me. I am still an acute observer of everyday life; but I don't base my 'research' on it. Young people should both extend their comparative reach in a practical way and dig very deeply into circumstances that they encounter, wherever that may be. Above all, they should retain a sense of the uniqueness of their own life trajectory as the only basis for doing something new. This matters more than any professional training.
Now we see spectacular growth rates in African countries, as you mentioned, one of which is the DRC. How can we make sense of these formal growth rates: are they representative of the whole economies of these countries, or do they only refer to certain economic tendencies?
The whole question of measuring economic growth is a technical one, and it's flawed, and I only use it in the vaguest sense as a general indicator. For example, I think it's more important that Kenya, for example, is the world leader in mobile phone banking, and also a leader in recycling old computers for sale cheaply to poor people.
The political dispensation in Africa—the combination of fragmented states and powerful foreign interests and the predatory actions of the leaders of these states on their people -- especially the restrictions they impose on the movements of people and goods and money and so on – is still a tremendous problem. I think that the political fragmentation of Africa is the main obstacle to achieving economic growth.
But at the same time, as someone who has lived in Africa for many years, it's very clear that in some countries, certainly not all, the economies are very significantly on the move. It's not--in principle—that this will lead to durable economic growth, but it is the case that the cities are expanding fast, Africans are increasing their disposable income and it's the only part of the world where the people are growing so significantly. Africa is about to enter what's called the demographic dividend that comes when the active labor force exceeds the number of dependents. India has just gone through a similar phase.
The Chinese and others are heavily committed to taking part in this, obviously hoping to direct Africa's economic growth in their own interest. This is partly because the global economy is over the period of growth generated by the Chinese manufacturing exports and the entailed infrastructure and construction boom, which was itself an effect of the greatest shift from the countryside to the city in history. Now, the Chinese realize, the next such boom will be—can only take place—in Africa.
I'm actually not really interested in technical questions of how to measure economic growth. In my own writing about African development, I prefer anecdotes. Like for example, Nollywood—the Nigerian film industry—which has just past Bollywood as the second largest in the world! You mention the Congo which I believe holds the key to Africa's future. The region was full of economic dynamism before King Leopold took it over and its people have shown great resilience since Mobutu was overthrown and Rwandan and Ugandan generals took over the minerals-rich Eastern Congo. Understanding this history is much more important than measuring GDP, but statistics of this kind have their uses if approached with care.
Is it possible to understand the contemporary economic predicament that we are seeing, which in the Western world is referred to as the "crisis", without attributing it to vague agencies or mechanisms such as neoliberalism?
I have written at great length about the world economic crisis paying special attention to the problems of the Eurozone. My belief is that it is not simply a financial crisis or a debt crisis. We are actually witnessing the collapse of the dominant economic form of the last century and a half, which I call national capitalism—the attempt to control markets, money and accumulation through central bureaucracies in the interests of a presumed cultural community of national citizens.
The term neoliberalism is not particularly useful, but I try to lay out the history of modern money and why and how national currencies are in fact being replaced. That, to my mind, is a more precise way of describing the crisis than calling it neoliberal. On the other hand, neoliberalism does refer to the systematic privatization of public interests which has become normal over the last three or four hundred years. The bourgeois revolution claimed to have separated public and private interests, but I don't think it ever did so. For example, the Bank of England, the Banque de France, and the Federal Reserve are all private institutions that function behind a smokescreen of being public agencies.
It's always been the case that private interests corrupted public institutions and worked to deprive citizens of the ability to act purposefully under an ideological veil of liberty. But in the past, they tried to hide it. The public wasn't supposed to know what actually went on behind the scenes and indeed modern social science was invented to ensure that they never knew. What makes neoliberalism new is that they now boast about it and even claim that it's in everyone's interest to diminish public goods and use whatever is left for private ends—that's what neoliberalism is.
It's a naked grab for public resources and it's also a shift in the fundamental dynamic of capitalism from production for profit through sales tow varieties of rent-seeking. In fact, Western capitalism is now a system for extracting rents, rather than producing profits. Rents are income secured by political privilege such as the dividends of patents granted to Big Pharma or the right to control distribution of recycled movies. This has got nothing to do with competitive or free markets and much opposition to where we are now is confused as a result. Sometimes I think western capitalism has reverted to the Old Regime that it once replaced—from King George and the East India Company to George W and Halliburton. If so, we need another liberal revolution, but it won't take place in the North Atlantic societies.
In your recent work, you refer to The Great Transformation, which invokes Karl Polanyi's famous analysis of the growth of 19th century capitalism and industrialization. How can Polanyi help us to make sense of contemporary global economy, and where does this inspiring work need to be complemented? In other words, what is today's Great Transformation in light of Polanyi?
First of all, the Great Transformation is a brilliant book. I have never known anyone who didn't love it from the first reading. The great message of Polanyi's work is the spirit in which he wrote that book, regardless of the components of his theory. He had a passionate desire to explain the mess that world society had reached by the middle of the 20th century, and he provided an explanation. It's always been a source of inspiration for me.
A central idea of Polanyi's is that the economy was always embedded in society and Victorian capitalism disembedded it. One problem is that it is not clear whether the economy ever was actually disembedded (for example capitalism is embedded in state institutions and the private social networks mentioned just now) or whether the separation occurs at the level of ideology, as in free market economics. Polanyi was not against markets as such, but rather against market fundamentalism of the kind that swept Victorian England and has us in its grip today. The political question is whether politics can serve to protect society from the excesses produced by this disembedding; or whether it lends itself to further separation of the economy from society.
And I would say that Polanyi's biggest failure was to claim that what happened in the 19th century was the rise of "market society". This concept misses entirely the bureaucratic revolution that was introduced from the 1860s onwards based on a new alliance between capitalists and landlords which led to a new synthesis of states and corporations aiming to develop mass production and consumption. Polanyi could not anticipate what actually happened after he wrote his book in 1944. An American empire of free trade was built on a tremendous bureaucratic revolution. This drew on techniques and theories of control developed while fighting a war on all fronts. The same war was the source of the technologies that culminated late in the digital revolution. Karl Polanyi's interpretation of capitalism as a market economy doesn't help us much to understand that. In fact, he seems to have thought that bureaucracy and planning were an antidote to capitalist market economy.
If you ask me what is today's great transformation, I would prefer to treat the last 200 years as a single event, that is, a period in which the world population increased from one billion to seven billion, when the proportion of people living in cities grew from under 3% to around half, and where energy production increased on average 3% a year. The Great Transformation is this leap of mankind from reliance on the land into living in cities. It has been organized by a variety of institutions, including cities, capitalist markets, nation-states, empires, regional federations, machine industry, telecommunications networks, financial structures, and so on. I'm prepared to say that in the twentieth century national capitalism was the dominant economic form, but by no means all you need to know about if you want to make a better world.
I prefer to look at the economy as being organized by a plural set of institutions, including various political forms. The Great Transformation in Polanyi's sense was not really the same Great Transformation that Marx and Engels observed in Victorian England—the idea that a new economic system was growing up there that would transform the world. And it did! Polanyi and Marx had different views (as well as some common ideas), but both missed what actually happened, which is the kind of capitalism whose collapse is constitutes the Great Transformation for us today. The last thirty years of financial imperialism are similar to the three decades before the First World War. After that phase collapsed, thirty years of world war and economic depression were the result. I believe the same will happen to us! Maybe we can do something about it, but only if our awareness is historically informed in a contemporarily relevant way.
The distinction between states and markets really underpins much of what we understand about the workings of world economy and politics. Even when we just say "oh, that's not economic" or "that's not rational", we invoke a separation. How can we deal with this separation?
This state-market division comes back to the bourgeois revolution, which was an attempt to win freedom from political interference for private economic actors. I've been arguing that states and markets were always in bed together right from the beginning thousands of years ago, and they still are! The revolution of the mid 19th century involved a shift from capitalists representing workers against the landed aristocracy to a new alliance between them and the traditional enforcers to control the industrial and criminal classes flocking into the cities. A series of linked revolutions in all the main industrial countries during the 1860s and early 70s—from the American civil war to the French Third Republic via the Meiji Restoration and German unification—brought this alliance to power.
Modernity was thus a compromise between traditional enforcers and industrial capitalists and this dualism is reflected in the principal social form, the nation-state. This uneasy partnership has marked the relationship between governments and corporations ever since. I think that we are now witnessing a bid of the corporations for independence, for home rule, if you like. Perhaps, having won control of the political process, they feel than can go ahead to the next stage without relying on governments. The whole discourse of 'corporate social responsibility' implies that they could take on legal and administrative functions that had been previously 'insourced' to states. It is part of a trend whereby the corporations seek to make a world society in which they are the only citizens and they no longer depend on national governments except for local police functions. I think that it is a big deal—and this is happening under our noses!
Both politicians and economic theorists (OliverWilliamson got a Nobel prize for developing Coase's theory of the form along these lines) are proposing that we need to think again about what functions should be internal to the firm and what should be outside. Perhaps it was a mistake to outsource political control to states and war could be carried out by private security firms. The ground for all of this was laid in the late 19th century when the distinction in law between real and artificial persons was collapsed for business enterprises so that the US Supreme Court can protect corporate political spending in the name of preserving their human rights! Corporations have greater wealth, power and longevity than individual citizens. Until we can restore their legal separateness from the rest of humanity and find the political means of restricting their inexorable rise, resistance will be futile. There is a lot of intellectual and political work still to be done and, as I have said, a lot of pain to come before more people confront the reality of their situation.
What role do technological innovations play in your understanding and promoting of shifts in the way that we organize societies? Is it a passive thing or a driver of change?
I wrote a book, the Memory Bank: Money in an Unequal World (read it here, with the introduction here), which centered on a very basic question: what would future generations consider is interesting about us? In the late '90s, the dot com boom was the main game in town. It seemed obvious that the rise of the internet was the most important thing and that our responses to it would have significant consequences for future generations.
When I started writing it, I was interested in the democratic potential of the new media; but most of my friends saw them as a new source of inequality – digital exclusion, dominance of the big players and so on. I was accused of being optimistic, but I had absorbed from CLR James a response to such claims. It is not a question of being optimistic or pessimistic, but of identifying what the sides are in the struggle to define society's trajectory. In this case the sides are bureaucracy and the people. Of course the former wish to confine our lives within narrow limits that they control in a process that culminates as totalitarianism. But the rest of us want to increase the scope for self-expression in our daily lives; we want democracy and the force of the peoples of world is growing, not least in Africa which for so long has been excluded from the benefits of modern civilization. Of course there are those who wish to control the potential of the internet from the top; but everywhere people are making space for themselves in this revolution. When I see how Africans have moved in the mobile phone phase of this revolution, I am convinced that there is much to play for in this struggle. What matters is to do your best for your side, not to predict which side will win. Speaking personally, Web 2.0 has been an unmitigated boon for me in networking and dissemination, although I am aware that some think that corporate capital is killing off the internet. A lot depends on your perspective. I grew up learning Latin and Greek grammar. The developments of the last 2-3 decades seem like a miracle to me. I guess that gives me some buoyancy if not optimism as such.
It's obvious enough to me that any democratic response to the dilemmas we face must harness the potential of the new universal media. That's the biggest challenge. But equally, it's not clear which side is going to win. I'm not saying that our side, the democratic side, is going to beat the bureaucratic side. I just know which side I'm on! And I'm going to do my best for our side. Our side is the side that would harness the democratic potential of the new media. In the decade or more since I wrote my book on money and the internet, I have become more focused on the threat posed by the corporations and more accepting of the role of governments. But that could change too. And I am mindful of the role the positive role that some capitalists played in the classical liberal revolutions of the United States, France and Italy.
Final Question. I would like to ask you about the distinction between formal and informal economy which you are famous for having coined. How did you arrive at the distinction? Does the term, the dichotomy, still with have the same analytical value for you today?
Around 1970, there was a universal consensus that only states could organize economies for development. You were either a Marxist or a Keynesian, but there were no liberal economists with any influence at that time. In my first publication on the topic (Informal Income Opportunities and Urban Employment in Ghana, read it here, pdf)—which got picked up by academics and the International Labor Organization—I was reacting against that; the idea promoted by a highly formal economics and bureaucratic practice that the state as an idea as the only actor. In fact, people in Third World cities engaged in all kinds of economic activities, which just weren't recognized as such. So my impulse was really empiricist—to use my ethnographic observations to show that people were doing a lot more than they were supposed to be doing, as recorded in official statistics or discussed by politicians and economists.
Essentially, I made a distinction between those things which were defined by formal regulation and those that lay outside it. I posed the question how does it affect our understanding in the development process to know more what people are doing outside the formal framework of the economy. And remember, this came up in West Africa, which did not have as strong a colonial tradition as in many other parts of Africa. African cities there were built and provisioned by Africans. There were not enough white people there to build these cities or to provide food and transport, housing, clothing and the rest of it.
In my book on African agriculture, I went further and argued that the cities were not the kind of engines of change that many people imagined that they were, but were in fact an extension of rural civilizations that had effectively not been displaced by colonialism, at least in that region. Now if you ask me how useful I think it is today, what happened since then of course is neoliberal globalization, for want of a better term, which of course hinges on deregulation. So, as a result of neoliberal deregulation, vast areas of the economy are no longer shaped by law, and these include many of the activities of finance, including offshore banking, hedge funds, shadow banking, tax havens, and so on. It also includes the criminal activities of the corporations themselves. I've written a paper on my blog called "How the informal economy took over the world" which argues that we are witnessing the collapse of the post-war Keynesian consensus that sought to manage the economy in the public interest through law and in other ways that have been dismantled; so, it's a free-for-all. In some sense, the whole world is now an informal economy, which means, of course, that the term is not as valuable analytically as it once was. If it's everything, then we need some new words.
The mistake I made with other people who followed me was to identify the informal economy with poor slum dwellers. I argued that even for them, they were not only in the informal economy, which was not a separate place, but that all of them combined the formal and informal in some way. But what I didn't pay much attention to was the fact that the so-called formal economy was also the commanding heights of the informal economy—that the politicians and the civil servants were in fact the largest informal operators. I realize that any economy must be informal to some degree, but it is also impossible for an economy to be entirely informal. There always have to be rules, even if they take a form that we don't acknowledge as being bureaucratically normal like, for example, kinship or religion or criminal gangs. So that's another reason why it seems to me that the distinction has lost its power.
At the time, it was a valuable service to point to the fact that many people were doing things that were escaping notice. But once what they were doing had been noticed, then the usefulness of the distinction really came into question. I suppose in retrospect that the idea of an informal economy was a gesture towards realism, to respect what people really do in the spirit of ethnography. I have taken that idea to another level recently in mywork on the human economy at the University of Pretoria in South Africa. Here, in addition to privileging the actors' point of view and their everyday lives, we wish to address the human predicament at more inclusive levels than the local or even the national. Accordingly, our interdisciplinary research program (involving a dozen postdocs from around the world, including Africa, and 8 African doctoral students) seeks ways of extending our conceptual and empirical reach to take in world society and humanity as a whole. This is easier said than done, of course.
Keith Hart is Extraordinary Visiting Professor in the Centre for the Advancement of Scholarship and Co-Director of the Human Economy Program at the University of Pretoria, South Africa. He is also centennial professor of Economic Anthropology at the LSE.
Related links
Faculty Profile at U-London
Personal webpage
Read Hart's Notes towards an Anthropology of the Internet (2004, Horizontes Antropológicos) here (pdf)
Read Hart's Marcel Mauss: In Pursuit of a Whole (2007, Comparative Studies in Society and History) here (pdf)
Read Hart's Between Democracy and the People: A Political History of Informality (2008 DIIS working paper) here (pdf)
Read Hart's Why the Eurocrisis Matters to Us All (Scapegoat Journal) here (pdf)
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Siddharth Mallavarapu on International Asymmetries, Ethnocentrism, and a View on IR from India
How is the rise of the BRICs in the international political and economic system reflected in our understanding of that system? One key insight is that the discipline of International Relations that has emanated from the northern hemisphere is far less 'international' than is widely thought. Scholars from the 'Global South' increasingly raise important challenges to the provincialism of IR theory with a universal pretense. Siddharth Mallavarapu's work has consistently engaged with such questions. In this Talk, Mallavarapu, amongst others, elaborates on IR's ethnocentrism, the multitude of voices in the Global South, and why he rather speaks of a 'voice from India' rather than an 'Indian IR theory'.
Print version of this Talk (pdf)
What is, according to you, the biggest challenge / principal debate in current IR? What is your position or answer to this challenge / in this debate?
One of the things I constantly contend with in my work is to think of ways of how we can widen our notion of the international. IR has been too closely linked to the fortunes of the major powers, and this has been to our detriment, because it has impoverished our sense of international. I think the spirit of what I contend with is best captured by what Ngugi wa Thiong'o in his book Globalectics: Theory and Politics of Knowing concerns himself with, namely '…the organization of literary space and the politics of knowing'. My interest is to grapple with the manner in which the discipline of International Relations in its dominant mainstream idiom orchestrates and administers intellectual space and the implications this carries for the broader politics of knowledge. Simply put, the principal challenge is to confront various species of ethnocentrism – particularly Anglo-American accents of parochialism in the mainstream account of International Relations.
I am also keenly sensitive to some disciplinary biases and prejudices, which I think sometimes take on tacit forms and sometimes more explicit forms, and in which provincial experiences are passed off as universal experiences. The whole question of 'benchmarking' is problematic, in that a benchmark is set by one, and others are expected to measure up to that benchmark. Then there is the question of certain theories, for example the idea that hegemony is desirable from the perspective of international stability – think of the Hegemonic Stability Theory in the 1970s, or the Democratic Peace Theory that assumes that liberal democracy is an unsurpassed political form from the perspective of peace. Then there is human rights advocacy of a particular kind, and the whole idea of the 'Long Peace' applied to the Cold War years. In reality, this was far from a 'long peace' for many countries in the Third World during the same era.
I am also interested right now in the issue of the evolution of IR theory, and was really intrigued by the September 2013 issue of the EuropeanJournal of International Relations, with its focus on 'the End of International Relations Theory': I find this fascinating, because just at a time when there are new players or re-emerging and re-surfacing players in the international system, there is a move to delegitimize IR Theory itself. So I am curious about the conjuncture and the set of sociologies of knowledge that inform particular terms and turns in the discipline.
My response to this challenge is to consciously work towards inserting other voices, traditions and sensibilities in the discipline to problematize its straightforward and simplistic understanding of large chunks of the world. My work is informed by what international relations praxis looks like in other places and how it is locally interpreted in those contexts. There are gaps in mainstream narratives and I am interested in finding ways to create space for a more substantive engagement with other perspectives by broadening the disciplinary context. This is not merely a matter of inclusive elegance but a matter of life and death because poor knowledge as evident from the historical record generates disastrous political judgments that have already resulted in considerable loss of human life, often worst impacting the former colonies.
The global south holds a particular attraction for me in this context, especially given its often problematic representations in mainstream IR discourse. The underlying premise here is that the discipline of IR will stand to be enriched by drawing on a much wider repertoire of human experiences than it currently does. The normative imperative is to nudge us all in the direction of being more circumspect before we pronounce or pass quick and often harsh political assessments about sights, sounds, smells and political ecologies we are unfamiliar with. IR as a discipline needs to reflect the considerable diversity.
My doctoral research on the role of the International Court of Justice advisory opinion rendered in July 1996 on the legality of the threat or use of nuclear weapons provided an opportunity to probe this diversity further. While advancing a case for categorical illegality of nuclear use under all circumstances, Judge Christopher Gregory Weeramantry discusses at length the multicultural bases of international humanitarian law. In doing so, he combines knowledge of world religions, postcolonial histories and canonical international law to frame his erudite opinion, which displays a thoughtful engagement with often neglected or obscured sensibilities.
These examples can be exponentially multiplied. Such a sentiment is most succinctly captured by Chinua Achebe in Home and Exile where he argues that '…my hope for the twenty-first [century] is that it will see the first fruits of the balance of stories among the world's peoples'. It most critically calls for '…the process of 're-storying' peoples who had been knocked silent by the trauma of all kinds of dispossession'. I would treat this as an important charter or intellectual map for anybody embarking on the study of International Relations today. I would also like to add that this storytelling would inevitably encounter the categories and many avatars of race, class, gender and nationality crisscrossing and intersecting in all sorts of possible combinations generating a whole host of political outcomes as well.
The skewed politics of knowledge is most evident when it comes to theory with a big 'T' in particular. Most theories of International Relations emanate from the Anglo-American metropole and little from elsewhere. This is not because of an absence of theoretical reflection in other milieus but due rather to a not so accidental privileging of some parts of experiential reality over others. IR has been too caught up with the major powers. I could think of conscious efforts to theorize both in the past and in the present elements of reality hidden from conventional vantage points. One recent illustration of social and political theorizing from the context I am more familiar with is an account by Gopal Guru and Sundar Sarukkai titled The Cracked Mirror: An Indian Debate on Experience and Theory. There are on-going theoretical engagements in Africa, the Arab world, Asia and South America reflecting an intellectual ferment both within and outside of these societies. International Relations as a discipline has to find ways of explicitly engaging these texts and relating it to prevailing currents in world politics rather than carry on an elaborate pretence of their non-existence. I am more troubled by claims of an 'end of International Relations theory' just at a moment when the world is opening up to new political possibilities stemming from the projected growth in international influence of parts of Asia, Africa, the Arab world and South America. IR has to move beyond its obsession of focusing on the major powers and seriously democratize its content. The terms 'global' or 'international' cannot be a monopoly or even an oligopoly. Such a view has severely impoverished our understanding of the contemporary world.
How did you arrive at where you currently are in IR?
I cannot really claim that this was a neatly planned trajectory. I stumbled upon the discipline by chance not design. My initial curiosity about the world of social cognition emerged from a slice of my medical history. When I was at school in my early teens, I developed a condition referred to as Leucoderma or Vitiligo which involved skin depigmentation. I enjoyed writing from an early stage and recall recording my observations of the world around me in a piece titled Etiology Unknown borrowing language from the doctor's diagnosis. I recall an urgency to comprehend and make sense of what I perceived then as a fast changing world where old certitudes were dissolving on a daily basis. I felt an outsider at some remove from my earlier self and it gave me on retrospect a distinct vantage point to witness the world around me. It was impacting who I thought I was and thereby compelled me to confront issues of identity – individual and social. An extremely supportive family made all the difference during these years.
The turmoil and confusion in those years led me to develop a deeper interest in understanding more loosely why people reacted in particular sorts of ways to what was in medical terms merely a cosmetic change. It also led me to informally forge community whenever I saw anybody else experiencing similar states of being. I also internalized one of the first ingredients of good social science – the capacity to be empathetic and put ourselves in others shoes. I learnt that the discipline of Sociology among the available choices in my milieu came closest to allowing me to pursue these concerns more systematically further. I applied to a Sociology master's programme after my undergraduate years at Jawaharlal Nehru University in Delhi, but I had also applied simultaneously to the International Relations programme since in my understanding it after all concerned the wider world – an extension of scale but similar I imagined in terms of the canvas of concerns. The numbers in India are large, the competition is stiff: I made it to the IR programme but did not make it to the Sociology programme.
Having got there, I had some outstanding influences, and I soon realized that one could also think about issues of identity (then cast by me in terms of simple binaries – home and the external world, the relationship of inside and outside, victors and the vanquished) in the discipline of IR. I decided to stick the course and delve into these questions more deeply while keeping up with a broader interest in the social sciences.
I could list a few influences that were critical at various stages of my academic biography: at high school, an economics teacher S. Venkata Lakshmi was very encouraging and positive and confirmed my intuitive sense that I would enjoy the social sciences. Subsequently at college I had in Father Ambrose Pinto a fine teacher of Political Science. He would take us on small field excursions to observe first hand issues such as caste conflicts in a neighbouring village, and all that helped me develop a sharper sense of the political which moved away from the textbook and was strongly anchored in the local context.
At the graduate level of study, Kanti Bajpai who later also became my mentor and advisor in the doctoral programme exercised an enormous influence as a role model. I was convinced that a life of the mind is worth aspiring and working towards once I came into contact with him in the classroom. He also exposed me to all the basic building blocks of an academic life – reading, writing, researching, teaching and publishing, demonstrating at all times both patience and unparalleled generosity. We have collaborated on two edited volumes on International Relations in India and I continue to greatly value an enduring friendship.
For over a decade, I have also had the good fortune of coming into contact with B.S. Chimni who is an exemplary scholar in the Third World Approaches to International Law (TWAIL) tradition. It has been a great joy bouncing off ideas and discussing at length various facets of International Relations, International Law and Political Theory together over the years. I have learnt much from this rich and continued association. In 2012 we worked jointly on an edited book titled International Relations: Perspectives for the Global South.
I have also learnt (and continue to do so) from my students both at Jawaharlal Nehru University (JNU) and at the South Asian University (SAU). At JNU, I made my beginnings and continue to take some pride in being intellectually home spun at one of the foundational and premier crucibles of International Relations scholarship in India. I have also thoroughly enjoyed my interactions over the years with the students drawn from diverse backgrounds. At SAU, I have in the space of a short period been exposed to some fine students from across the South Asian region. I have often been impressed by their understanding of politics and on occasion have marvelled at their demonstration of a maturity beyond their years. There is much I learn from them particularly from their insider narratives of the unique political experiences and trajectories of their specific countries.
Himadeep Muppidi has also been a remarkable influence in terms of clarifying my thinking about the workings of the global IR episteme. His receptivity to hitherto neglected intellectual inheritances from outside the mainstream and most evidently his capacity to write with soul, passion and character while retaining a deep suspicion of the 'objectivity' fetish in the social sciences has alerted me to a whole new metaphysics and aesthetic of interpreting IR. The thread that runs through all these interests and influences is firstly the issue of context, and secondly the question of agency –what it meant to be marginal in some sense, how could one think about theorizing questions relating to dispossession, relating to a certain degree of marginality– and also the broader issue of the politics of knowledge itself: of how certain attitudes and concepts seem to obscure or deface certain conditions, which seem to be quite prevalent.
I have also found excellent academic conversationalists with sometimes differing perspectives who help sharpen my arguments considerably. I would like to make special mention of Thomas Fues and the fascinating global governance school that he offers intellectual stewardship to in Bonn. In the years to come, I look forward to further intellectual collaborations with scholars from Brazil and South Africa and other parts of South America and Africa as well as the Arab world.
What would a student need to become a specialist in IR or understand the world in a global way?
The key without a doubt is curiosity. I do my best to feed that curiosity as a teacher. I also think Gerardo Munck and Richard Snyder's counsel and interviews in their book, Passion, Craft and Method in Comparative Politics are a useful resource for students wanting to study International Relations. I also feel strongly that classics need to be read and engaged with, by bringing them into play in our contemporary dilemmas. I find that many of the questions we ask today are not necessarily entirely new questions: there is a history to them and there has been some careful thought given to them in the past, so it is important to partake of this inheritance.
Then there is language: it is vital for students to break out of one particular region or one particular set of concerns which flow from a limited context, and in this way to become willing to engage with other contexts. In this sense, language learning potentially opens up other worlds. I also believe that some exposure to quantitative methods is important: you need to be able to both contextualize and interpret data with some degree of confidence and not overlook them when approaching texts. Not everybody may choose it but we need to make the distinction between The Signal and the Noise as Nate Silverreminds us. I have found Marc Trachtenberg's The Craft of International History (chapter 1 in PDF here) a very useful text in providing some very practical advice in fine tuning our research designs to weave the past into our present. D.D. Kosambi's essay on 'combining methods' (PDF here) still provides important clues to thinking creatively about method.
I also think it is important for students to avoid the temptations of insularity and also pose questions in a fashion that allows them to explore the workings of these questions in diverse settings. They should be open to a diversity of methods from different disciplines such as ethnography, and develop a deeper historical sensitivity, all these are crucial to shaping up as a good scholar.
In sum, the importance of classics, fieldwork and language acquisition cannot be emphasized sufficiently. Classics bring us back to refined thought concerning enduring questions, language opens up other worlds, and field work compels one to at least temporarily inhabit the trenches, dirty your hands and acquire an earthy sense of the issues at hand.
Given the importance you attach to the learning of language, among other things, and the linguistic diversity that characterises India, do you often perceive language to be a barrier to understanding?
I think language works in two ways. On the one hand, each language has a specific manner of framing issues and a specific set of sensibilities associated with it which in some respects is quite unique. However, languages also lend themselves to different cross-cultural interpretations and adaptations. Kristina S. Ten in an evocative piece titled 'Vehicles for Story: Chinua Achebe and Ngũgĩ wa Thiong'o on Defining African Literature,Preserving Culture and Self' maps some key lines of an enduring debate. Thiong'o has a particularly strong position on this question of language: he says he no longer wants to write in the English language, but instead in his native Gikuyu, as well as Swahili. He argues that language has to do with memory, has to do with what he calls a soul, and he maintains that language hierarchies are very real and that we must contribute to enriching our own pools of language to begin with, if we are to contribute to a much wider, global repertoire of languages. In contrast, Chinua Achebe whom I mentioned earlier, very often wrote in English and held the position that it was important to be accessible to more people and to reach diverse audiences who would not necessarily be from his home country. He said it was possible to use a language like English and permeate it with local texture, wisdom and pulse – something he has exemplified in his own work. I consider his writings a testimony to how well that can be done.
So there is a bit of a divide in terms of how one can look at this question of language, but teaching in India I know that there are students who may be very bright but who are constrained by the fact that they have not had the same access to English schools, and therefore are restricted to the vernacular. These students may have some very good ideas, but they feel disadvantaged by the fact that their command of the English language is not sufficient to guarantee close attention to what they wish to say. Some work hard to overcome these challenges and meet with considerable success. While I think it is wonderful to learn another language, it does not need to entail a diffidence or neglect of one's own native language or any other vernacular language. My impression is that if unimaginatively pursued something is lost in the process and students end up feeling diffident and apologetic about their native language which is entirely undesirable. I believe therefore that while one should enthusiastically embrace new languages, the challenge is to accomplish this without unconsciously obscuring one's native tongue. Having said that, all of us in India are keen to go to English language schools. Vernacular languages have often lost out in the process. So there is something to be said about this concern about language. We have to tread carefully and remain attentive to how language hierarchies are positioned and deployed for advancing particular species of knowledge claims.
From the language issues flow conceptual questions: Asia is a Western construct, and South Asia an extension of that. You reluctantly use this term, South Asia, in what you call shorthand, and similarly terms "nation" and "state". How can we break away from these concepts if we don't have a new vocabulary?
This really flows from the fact that IR is still very much an ethnocentric construct. We are also suggesting in the same breath that there is a particular form in which most concepts and categories tend to be employed. I think IR language is imbued at least partly with the vocabulary of the hegemon or of the dominant powers, so that it shares with the area studies' legacy the political connotations that are still very much with us. One way that I try to break away from this when I introduce students to these concepts and categories is by focusing on the lineage and the broader intellectual history and etymology of concepts which come into play in IR. Students are in any case acutely aware of the fact that there is a strong area studies tradition which has mapped the world in a particular way which was not an innocent discursive formation by any stretch of imagination. They also recognize that this is not the only framing possible. The challenge for us is of course to introduce new concepts and categories. I noticed for instance that South Asia has become 'Southern Asia' for some strategic commentators (StevenA. Hoffmann among others) because 'Southern Asia' also includes China. However, when it is done from the perspective of strategy there are other interests intertwined such as specific geopolitical assessments.
What I try to do, rather, is to draw on the deeper histories within the region itself, in order to arrive at concepts and conceptions which are more germane to our context. I don't think I've succeeded in this project as yet, but one of the reasons why I think it's important to historicise these elements and even categories is to open up the possibility of thinking about different imaginaries and along with that different categories. I don't want to call it an alternative vocabulary, because I think that some sensibilities have been given short shrift in history, and some provincial experiences have more successfully masqueraded as universal experiences. Therefore, part of the challenge is to call that bluff, while another part of the challenge is to reconstruct and offer fresh perspectives. These may even be questions about traditional issues such as order or justice, questions of political authority, political rule or legitimacy. These are questions which are of concern to all societies though individual responses may not echo the language and slants of conventional IR theory. However, they may throw up some sophisticated formulations on these very issues. A part of the challenge for the IR scholar, then, is to recover and bring these ideas into the sinews of the mainstream IR academia.
It is equally important to avoid any sort of nativism, or to suggest that this is necessarily 'the best' approach, but to widen the inventory before moving on to stimulating a real conversation between divergent conceptions. We must avoid falling into the trap of what Ulrich Beck among others has referred to as 'methodological nationalism'. I am by no means suggesting that there is 'an Indian theory' of IR, but what I am curious about is how the world is viewed from this particular location. That is quite different from suggesting that there is a national project or a national school of IR. I think that distinction needs to be made more subtly and needs to come through more clearly, but one of the projects I am currently involved in is the chronicling of a disciplinary history of IR in India and what that tells us about Indians and their readings of the world outside their home. In that process, I ask what the key issues that animated particularly an earlier generation of scholars - how did they present these ideas and why did they avoid using certain forms of presentation and framing? What were some of the conspicuous presences and nonappearances in their work? Exploring these sorts of issues will lead us forward by, firstly, bringing to bear all these pieces of work which I feel have been ignored or have not received their due, and secondly, by showing that there is a fair amount of diversity of thinking even in the earlier generations of IR scholarship. The intent is to avoid a monolithic conception of IR that emerges from India. I will have to make this point much more clearly and emphatically in the future, and hope that my focus on disciplinary history will contribute to some critical ground clearing. Similar inventories of IR scholarship need to be assembled in different locations from Africa, South America, other parts of Asia and the Arab world.
Many of these projects then also link up to very practical questions. One of the issues that is of interest to me in this context is that of South-South cooperation, such as for instance the IBSA Dialogue Forum, or the grouping known as BRICS, or the broader forum of the G-20. There is evidence that the traditional structures and ways of doing things are increasingly suspect and being viewed with suspicion by some actors within the international system. It is therefore more important now to reopen some of these questions and to think afresh about such things as institutional design: what does it mean to be talking about "democratising international relations"? How can we think of more inclusive and legitimate institutions? How can we think about ways in which we can cooperate for the provision of global public goods, but in a manner which is historically more legitimate and fair? How can we address previous asymmetries that are not necessarily going to just disappear? How do we deal with old power structures and their residual influences in terms of the Westphalian state system? What legacy has been enshrined for instance in the Bretton Woods institutions and what has that legacy meant? What happened to non-alignment? Vijay Prashad chronicles vividly the promise and unfulfilled promise of the non-aligned movement in his fascinating account titled The Darker Nations: A People's History of the Third World. How the past plays out in terms of contemporary global governance questions and arrangements is fundamental to my research interests. I have recently intervened on the Responsibility to Protect (R2P) doctrine and its practice. I have been rather critical arguing that it cannot be disassociated from a longer history of interventionism by the major powers in the global south however benign its dressing. A thread that runs through my work is to demonstrate how historical asymmetry continues to manifest in terms of how the contemporary international system is structured. And I ask if we are to arrive at a more legitimate, inclusive and effective international system, then what are the mechanisms and steps which we need to work towards?
What do you imagine that process might look like? Do we need to return to a 'world of villages' (the 1300s) before we can reinvent IR, the national and the global? Do we need micro histories before we can reassemble a bigger history or is a subtle shift possible?
There are two levels on which this can happen: on one level the changes that seem to work are incremental changes and not lock-stock-and-barrel fundamental changes. In terms of scale, different scholars do different things. Some scholars are interested in micro histories, others are interested in macro histories and asking the big questions.
I imagine both these projects are important and there should be more scholars from the global south as well who ask the big macro questions. What has happened for too long is that we have relegated this responsibility to the traditional post Second World War major powers and they have treated it as natural to offer us macro-historical narratives and pictures. I think scholars from the global south need now to attend to both tasks: to write good micro histories as well as reframe the larger questions of macro history. I would add that normative concerns such as the content and feasibility of global justice needs also to be an integral part of contemporary international relations scholarship. For instance, it would be fair to ask that in a world of plenty, why do so many people go hungry?
So if you were to ask me about my dreams and my hopes, I still think that the 1955 Bandung Conference and subsequent nonalignment visions remain unfinished business. I hope that within the span of the current generation there is greater egalitarianism accomplished in the international system and ultimately a balance not just in terms of what Achebe called the stories of the world, but also in terms of actual institutional designs and political outcomes. This should translate into much better provision of various public goods to global citizenry with special attention to those who have been historically disadvantaged. For assorted reasons there have been deep asymmetries within the international system which have persisted and resulted in diminishing the life chances and collective self-esteem of various peoples in the global south. There is an urgent need to both acknowledge and remedy the situation in the world we live in.
In your experience, what is the role of the IR scholar in India in relation to the foreign policy establishment and the policy makers?
It is quite hard to find traction of one's ideas in terms of any influence of scholars or groups of scholars on the social or political establishment. Overall I would say that academia has for a long time not been taken seriously by the foreign policy establishment, and that has more to do with the institutional structure where there is a pecking order and the bureaucracy sees itself as being better informed. Even in academic conference settings, one could periodically expect a practitioner of foreign policy to argue that they know best having been present at a particular negotiation or at the outbreak, duration and conclusion of any recent episode in diplomatic history. This does not in reality translate into the best knowledge because there is the possibility that besides the immediate detail, the absence of a larger historical context or even unaccounted variables in terms of the contemporary political forces at work during that moment could be blind spots in the narrative. It is fair to say therefore that the influence of academia on the Indian foreign policy establishment by and large has tended to be minimal. However, one could make the argument today that there are some early stirrings of changes in the offing.
Quite evidently, the Indian Foreign Service is far too miniscule for a country of India's size and desired influence in the international system. There is a perceived need from within the foreign policy establishment to draw on expertise from elsewhere and on occasion they do turn to the academia to invite counsel on specific issues. From the perspective of the IR academic, it is perhaps equally important to be not too close to the corridors of power as it could alter the incentive structure to the detriment of independent opinion making for securing short or long term political patronage.
Siddharth Mallavarapu is currently Associate Professor and Chairperson at the Department of International Relations at the South Asian University in New Delhi. He is on deputation from the School of International Studies at Jawaharlal Nehru University. He completed his doctoral thesis on the politics of norm creation in the context of an Advisory Opinion rendered by the International Court of Justice in 1996 on nuclear weapon threat or use. This culminated in his first book, Banning the Bomb: The Politics of Norm Creation. His principal areas of academic focus include international relations theory, intellectual histories of the global south, disciplinary histories of IR, global governance debates and more recently the implications of recent developments in the field of cognition on the social sciences. Mallavarapu retains a special interest in issues related to the politics of knowledge and examines the claims advanced in the discipline of International Relations through this perspective. His immediate teaching commitments include a graduate course on 'Cognition and World Politics' and a doctoral level course on 'Advanced Research Methods'. He has co-edited (with Kanti Bajpai) two books on recent Indian contributions to International Relations theory. In 2012 along with B.S. Chimni, he co-edited International Relations: Perspectives for the Global South.
Read Mallavarapu's Dissent of Judge Weeramantry (2006 book chapter) here (pdf) Read Mallavarapu's Indian Thinking in International Relations here (pdf) Read Mallavarapu's Because of America here (pdf) Read Mallavarapu's Nuclear Detonations: Contemplating Catastrophe here (pdf)
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The study of International Relations is founded on a series of assumptions that originate in the monotheistic traditions of the West. For Siba Grovogui, this realization provoked him to question not only IR but to broaden his enquiries into a multidisciplinary endeavor that encompasses law and anthropology, journalism and linguistics, and is informed by stories and lessons from Guinea. In this Talk, he discusses the importance of human encounters and the problem with the Hegelian logic which distorts our understanding of our own intellectual development and the trajectory of the discipline of IR.
Print version of this Talk (pdf)
What is, according to you, the biggest challenge / principal debate in current IR? What is your position or answer to this challenge / in this debate?
I don't want to be evasive, but I actually don't think that International Relations as a field has an object today. And that is the problem with International Relations since Martin Wight and Stanley Hoffmann and all of those people debated what International Relations was, whether it was an American discipline, etc. I believe you can look at International Relations in multiple ways: if you think of à la Hoffmann, as a tool of dominant power, International Relations is to this empire what anthropology was to the last. This not only has to do with the predicates upon which it was founded initially but with its aspirations, for International Relations shares with Anthropology the ambition to know Man—and I am using here a very antiquated language, but that is what it was then—to know Man in certain capacities. In the last empire, anthropology focused on the cultural dimension and, correspondingly separated culture from civilization in a manner that placed other regions of the world in subsidiarity vis-à-vis Europe and European empires. In the reigning empire, IR has focused on the management and administration of an empire that never spoke its name, reason, or subject.
Now you can believe all the stories about liberalism and all of that stuff, but although it was predicated upon different assumptions, the ambition is still the same: it is actually to know Man, the way in which society is organized, to know how the entities function, etc. If you look at it that way, then International Relations cannot be the extension of any country's foreign policy, however significant. This is not to say that the foreign policies of the big countries do not matter: it would be foolish not to study them and take them into account, because they have greater impact than smaller countries obviously. But International Relations is not—or should not be—the extension of any country's foreign policy, nor should it be seen as the agglomeration of a certain restricted number of foreign policies. International Relations suggests, again, interest in the configurations of material, moral, and symbolic spaces as well as dynamics resulting from the relations of moral and social entities presumed to be of equal moral standings and capacities.
If one sees it that way then we must reimagine what International Relations should be. Foreign policy would be an important dimension of it, but the field of foreign policy must be understood primarily in terms of its explanations and justifications—regardless of whether these are bundled up as realism, liberalism, or other. Today, these fields provide different ways of explaining to the West, for itself, as a rational decision, or a justification to the rest, that what it has done over the past five centuries, from conquest to colonization and slavery and colonialism, is 'natural' and that any political entities similarly situated would have done it in that same manner. It follows therefore that this is how things should be. Those justifications, explanations, and rationalizations of foreign policy decisions and events are important to understand as windows into the manners in which certain regions and political entities have construed value, interest, and ethics. But they still belong, in some significant way, to a different domain than what is implied by the concept of IR.
I am therefore curious about the so-called debates about the nature of politics and the proper applicable science or approach to historical foreign policy realms and domains, particularly those of the West: I don't consider those debates to be 'big debates' in International Relations, because they are really about how the West sees itself and justifies itself and how it wants to be seen, and thus as rational. For the West (as assumed by so-called Western scholars), these debates extend the tradition of exculpating the West and seeing the West as the regenerative, redemptive, and progressive force in the world. All of that language is about that. So when you say to me, what are the debates, I don't know what they are, so far, really, in International Relations. The constitution of the 'international', the contours and effects of the imaginaries of its constituents, and the actualized and attainable material and symbolic spaces within it to realize justice, peace, and a sustainable order have thus far eluded the authoritative disciplinary traditions.
Consider the question of China today, as it is posed in the West. The China question, too, emerges from a particular foreign policy rationale, which may be important and particular ways to some people or constituencies in the West but not in the same way to others, for instance in Africa. The narrowness of the framing of the China question is why in the West many are baffled about how Africa has been receiving China, and China's entry into Latin America, etc. In relation to aid, for instance, if you are an African of a certain age, or you know some history, you will know that China formulated its foreign aid policy in 1964 and that nothing has changed. And there are other elements, such as foreign intervention and responsibility to self and others where China has had a distinct trajectory in Africa.
In some regard, China may even be closer in outlook to postcolonial African states than the former colonial powers. For instance, neither China nor African states consider the responsibility to protect, to be essentially Western. In this regard, it is worth bearing in mind for instance that Tanzania intervened in Uganda to depose Idi Amin in 1979; Vietnam ended the Khmer Rouge tyranny in Cambodia in 1979; India intervened in Bangladesh in 1971—it wasn't the West. So those kinds of understandings of responsibility, in the way they are framed today in the post-Cold War period, superimposes ideas of responsibility that were already there and were formulated in Bandung in 1955: differences between intervention and interference, the latter of which today comes coded as regime change, were actually hardly debated. So our imaginaries of the world and how it works, of responsibility, of ethics, etc., have always had to compete with those that were formulated since the seventeenth century in Europe, as "international ethics", "international law", "international theory". And in fact that long history full of sliding concepts and similar meanings may be one of the problems for understanding how the world came into being as we know it today. And this is why actually my classes here always begin with a semester-long discussion of hermeneutics, of historiography, and of ethnography in IR and how they have been incorporated.
How did you arrive at where you currently are in IR?
I came to where I am now essentially because of a sense of frustration, that we have a discipline that calls itself "international" and yet seemed to be speaking either univocally or unidirectionally: univocally in imagining the world and unidirectionally in the way it addresses the rest of the world, and a lot of problems result from that.
I had trained as a lawyer in Guinea, and when I came to the US I imagined that International Relations would be taught at law school, which is the case in France, most of the time, and also in some places in Germany in the past, because it is considered a normative science there. But when I came here I was shocked to discover that it was going to be in a field called Political Science, but I went along with it anyway. In the end I did a double major: in law, at the law school in Madison, Wisconsin, and in political science. When I came to America and went the University of Wisconsin, I first took a class called "Nuclear Weapons and World Politics" or something of the sort, it was more theology and less science. It was basically articulated around chosen people and non-chosen people, those who deserve to have weapons and those who don't. There was no rationale, no discussion of which countries respected the Non-Proliferation Treaty, no reasoning in terms of which countries had been wiser than others in using weapons of mass destruction, etc.: there was nothing to it except the underlying, intuitive belief that if something has to be done, we do it and other people don't. I'm being crass here, but let's face it: this was a course I took in the 1980s and it is still the same today! So I began to feel that this is really more theology and less science. Yes, it was all neatly wrapped in rationalism, in game theory, all of these things. So I began to ask myself deeper questions, outside of the ones they were asking, so my Nuclear Weapons and World Politics class was really what bothered me, or you could say it was some kind of trigger.
This way of seeing IR is related to the fact that I don't share the implicit monotheist underpinnings of the discipline. That translates into my perhaps unorthodox teaching style, unorthodox within American academia anyway. Teaching all too often tends to be less about understanding the world and more about proselytizing. In order to try to explore this understanding I like to bring my students to consider the world that has existed, to imagine that sovereignty and politics can be structured differently, especially outside of monotheism with its likening of the sovereign to god, the hierarchy modeled on the church, Saint Peter, Jesus, God, uniformity and the power of life (to kill or let live), and to understand that there have always been places where the sovereign was not in fact that revered. Think of India, for example, where people have multiple gods, and some are mischievous, some are promiscuous, some are happy and some are mean, so there are lots of conceptions and some of these don't translate well into different cultural contexts. The same, incidentally, goes for the Greek gods. Of course, we had to make the Greeks Christians first, before we drew our lineage to them. You see what I mean? Christianity left a very deep impact on Western traditions. Whether you think of political parties and a parallel to the Catholic orders: if you are a Jesuit, the Jesuits are always right; if you are a Franciscan, the Franciscans are always right. The Franciscans for instance think they have the monopoly on Christian social teaching. In a similar way, it doesn't matter what your political party does, you follow whatever your party says. The same thing happens when you study: are you a realist, are you liberalist, etc. You are replicating the Jesuits, the Franciscans, those monks and their orders. But we are all caught within that logic, of tying ourselves into one school of thought and going along with one "truth" over another, instead of permitting multiple takes on reality..
For me, as a non-monotheist myself, everything revolves around this question of truth: whether truth is given or has to be found and how we find it. Truth has to be found, discovered, revealed—we have to continuously search. The significant point is that we never find it absolutely. Truth is always provisional, circumstantial, and pertinent to a context or situation. We all want truth and it is always evading us, but we must look for it. But I don't think that truth is given. It is in the Bible, the Quran, and the Torah. And I am comfortable with that but I am not in the realm of theology. I dwell on human truths and humans are imperfect and not omniscient, at least not so individually.
If I had the truth, then I might be one of those dictators governing in Africa today. I was raised a Catholic by the way, I almost went to the seminary. If you just think through the story of the Revelation in profane terms, you come to the realization that ours are multiple revelations. Again in theology, one truth is given at a time—the Temple Mount, the Tablets, and all that stuff—but that is not in our province. I leave that to a different province and that is unattainable to me. The kind of revelation I want is the one that goes through observing, through looking, through deliberating, through inquiry—that I am comfortable with. There can be a revelation in terms of meeting the unexpected, for example: when I went to the New World, to Latin America for the first time, I said, 'wow, this is interesting'. That was through my own senses, but it had a lot to do with the way I prepared myself in order to receive the world and to interact with the world. That kind of revelation I believe in. The other one is beyond me and I'm not interested in that. When I want to be very blasphemous, even though I was raised a Catholic, I tell my students: the problem with the Temple Mount is that God did not have a Twitter account, so the rest of us didn't hear it—we were not informed. I don't have the truth, and I don't really don't want to have it.
What would a student need to become a specialist in IR or understand the world in a global way?
I am not sure I want to make a canonical recommendation, if that's what you are asking me for. Let me tell you this: I have trained about eleven PhD students, and none of them has ever done what I do. I am not interested in having clones, I don't want to recreate theology, and in fact I feel this question to betray a very Western disposition, by implying the need to create canons and theology. I don't want that. What I want is to understand the world, and understanding can be done in multiple ways: people do it through music, through art, through multiple things. The problem for me, however, is actually the elements, assumptions, predicates of studies and languages that we use in IR, the question to whom they make sense—I am talking about the types of ethnographies, the ways in which we talk about diplomatic history, and all of those things. The graduate courses that I was talking about have multiple dimensions, but there are times in my seminars here where I just take a look at events like what happened in the New World from 1492 to 1600. This allows me to talk about human encounters. The ones we have recorded, of people who are mutually unintelligible, are the ones that took place on this continent, the so-called New World. And what this does is that it allows me to talk about encounters, to talk about all of the possibilities—you know the ones most people talk about in cultural studies like creolization, hybridization, and all those things—and all of the others things that happened also which are not so helpful, such as violence, usurpation, and so forth.
What that allows me to do is to cut through all this nonsense—yes I am going to call it nonsense—that projects the image that what we do today goes back to Thucydides and has been handed down to us through history to today. There are many strands of thought like that. If you think about thought, and Western thought in general, all of those historically rooted and contingent strands of thought have something to do with how we construct social scientific fields of analysis today—realism, liberalism, etc.—so I'm not dispensing with that. What I'm saying is that history itself has very little to do with those strands of thought, and that people who came here—obviously you had scientists who came to the New World—but the policies on the ground had nothing to do with Thucydides, nothing to do with Machiavelli, etc. Their practices actually had more to do with the violence that propelled those Europeans from their own countries in seeking refuge, and how that violence shaped them, the kind of attachments they had. But it also had to do with the kind of cultural disposition here, and the manner in which people were able to cope, or not. Because that's where we are today in the post-Cold War era, the age of globalization, we must provide analyses that are germane to how the constituents (or constitutive elements) of the historically constituted 'international' are coping with our collective inheritance. For me, this approach is actually much more instructive. This has nothing to do with the Melian Dialogue and the like.
All of the stuff projected today as canonical is interesting to me but only in limited ways. I actually read the classics and have had my students read them, but try to get my students to read them as a resource for understanding where we are today and how we were led there, rather than as a resource for justifying or legitimating the manner in which European conducted their 'foreign' policies or their actions in the New World. No. I know enough to know that no action in the New World or elsewhere was pre-ordained, unavoidable, or inevitable. The resulting political entities in the West must assume the manners in which they acted. It is history, literally. And of course we know through Voltaire, we know through Montaigne, we know even through Roger Bacon, that even in those times people realized that in fact the world had not been made and hence had not been before as it would become later; that other ways were (and still) are possible; and that the pathologies of the violence of religious and civil wars in Europe conditioned some the behaviours displayed in the New World and Africa during conquest and enslavement.
For the same reason I recommend students to read Kant: I tell them to read Kant as a resource for understanding how we might think about the world today, but I am compelled to say often to my students that before Kant, hospitality, and such cultural intermediaries as theDragomans in the Ottoman Empire, the Wangara in West Africa, the Chinese Diaspora in East and Southeast Asia, and so forth, enabled commerce across continents for centuries before Europe was included into the existing trading networks. This is not to dismiss Kant, it is simply to force students to put Kant in conversation with a different trajectory of the development of commercial societies, cross-regional networks, and the movements to envisage laws, rules, and ethics to enable communications among populations and individual groups.
This approach causes many people to ask whether the IR programme at Johns Hopkins really concerns IR theory or something else. I actually often get those kinds of questions, and they are wedded to particular conceptions of IR. I am never able to give a fixed and quick answer but I often illustrate points that I wish to make. Consider how scholars and policymakers relate the question of sovereignty to Africa. Many see African sovereignty as problem, either because they think it is abused or stands in the way of humanitarian or development actions by supposed well-meaning Westerners. I attempt to have my students think twice when sovereignty is evoked in that way: 'sovereignty is a problem; the extents to which sovereignty is a problem in Africa; and why sovereignty is unproblematic in Europe or America'. This questioning and bracketing is not simply a 'postmodernist' evasion of the question.
Rather, I invite my students to reconsider the issue: if sovereignty is your problem, how do you think about the problem? For me, this is a much more interesting question; not what the problem is. For instance, if you start basing everything around a certain mythology of the Westphalia model, particularly when you begin to see everything as either conforming to it (the good) or deviating from it (the bad), then you have lost me. Because before Westphalia there were actually many ways in which sovereigns understood themselves, and therefore organized their realms, and how sovereignty was experienced and appreciated by its subjects. Westphalia is a crucial moment in Europe in these regards—I grant you that. If you want to say what is wrong with Westphalia, that's fine too. But if Westphalia is your starting point, the discussion is unlikely to be productive to me. Seriously!
In your work on political identity in Africa, such as your contribution to the 2012 volume edited by Arlene Tickner and David Blaney, the terms periphery, margin, lack of historicity recur frequently. What regional or perhaps even global representational protagonism can you envisage for IR studies emerging from Africa and its spokespeople?
The subjects of 'periphery' and 'marginalization' come into my own thinking from multiple directions. One of them has to do with the African state and the kind of subsidiarity it has assumed from the colonization onward. That's a critique of the state of affairs and a commentary on how Africa is organized and is governed. But I do also use it sometimes as a direct challenge to people who think they know the world. And my second book, Beyond Eurocentrism and Anarchy (2006), was actually about that, and that book was triggered by an account of an event in Africa, that everybody in African Studies has repeated and still continues to repeat, which is this: in June 1960, Africans went to defend France, because France asked them to. This is to say that nobody could imagine that Africans—and I am being careful here in terms of how people describe Africans—understood that they had a stake in the 'world' under assault during World War II. And so the book actually begins with a simple question: in 1940, which France would have asked Africans to defend it: Vichy France which was under German control, or the Germans who occupied half of France? But the decision to defend France actually came partly from a discussion between French colonial officers in Chad and African veterans of World War I, who decided that the world had to be restructured for Africa to find its place in it. They didn't do it for France, because it's a colonial power, they did it for the world. That's the thing. And Pétain, to his credit, is the only French official who asked the pertinent question about that, in a letter to his minister of justice (which is an irony, because justice under Pétain was a different question) he said: 'I am puzzled, that in 1918 when we were victorious, Africans rebelled; in 1940, we are defeated, and they come to our aid. Could you explain that to me?' The titular head of Vichy had the decency to ask that. By contrast, every scholar of Africa just repeated, 'Oh, the French asked Africans to go fight, and the Africans showed up'.
Our inability to understand that Africa actually sees itself as a part of the world, as a manager of the world, has so escaped us today that in the case of Libya for instance, when people were debating, you saw in every single newspaper in the world, including my beloved Guardian, that the African Union decided this, but the International Community decided that, as if Africans had surrendered their position in the international society to somebody: to the International Community. People actually said that! The AU, for all its 'wretchedness', after all represents about a quarter of the member states of the UN. And yet it was said the AU decided this and the International Community decided that. The implication is that the International Community is still the West plus Japan and maybe somebody else, and in this case it was Qatar and Saudi Arabia: "good citizens of the world", very "good democracies" etc. That's how deeply-set that is, that people don't even check themselves. Every time they talk they chuck Africa out of the World. Nobody says, America did this and the International Community decided that. All I am saying is that our mindscapes are so deeply structured that nothing about Africa can be studied on its own, can be studied as something that has universal consequence, as something that has universal value, as something that might be universalizing—that institutions in Africa might actually have some good use to think about anything. Otherwise, people would have asked them how did colonial populations—people who were colonized—overcome colonial attempts to strip them of their humanity and extend an act of humanity, of human solidarity, to go fight to defend them? And what was that about? Even many Africans fail to ask that question today!
And it could be argued that this thinking is, to some degree, down to widespread ignorance about Africa. We all are guilty of this. And oddly, especially intellectuals are guilty of this, and worse. Let me give you an example: recently I was in Tübingen in Germany, and I went into a store to buy some shoes—a very fine store, wonderful people—and I can tell you I ended up having a much more rewarding conversation with the people working in the shoe shop than I had at Tübingen University. Because there was a real curiosity. You would like to think that it is not so unusual in this day and age that a person from Guinea teaches in America, but you cannot blame them for being curious and asking many questions. At the university, in contrast, they actually are making claims, and for me that is no longer ignorance, that is hubris.
Your work presents an original take on the role of language in International Relations. How is language tied up with IR theory?
The language problem has many, many layers. The first of these is, simply, the issue of translation. If I were, for instance, to talk to someone in my father's language about Great Power Responsibility, they would look totally lost. Because in Guinea we have been what white people call stateless or acephalous societies, the notion that one power should have responsibility for another is a very difficult concept to translate, because you are running up against imaginaries of power, of authority, etc. that simply don't exist. So when you talk about such social scientific categories to those people, you have to be aware of all the colonial era enlightenment inheritances in them. When we talk about International Relations in Africa, we thus bump into a whole set of problems: the primary problem of translating ideas from here into those languages; another in capturing what kind of institutions exist in those languages; and a third issue has to do with how you translate across those languages. Consider for instance the difference between Loma stateless societies in the rain forest in Guinea, and Malinke who are very hierarchical, especially since SundiataKeita came to power in the 13th century. But the one problem most people don't talk about is the very one that is obsessing me now, is the question how I, as an African, am able to communicate with you through Kant, without you assuming that I am a bad reader of Kant.
The difference that I am trying to make here is actually what in linguistics is called vehicular language which is distinct from vernacular language. Because a lot of you assume that vehicular language is vernacular—that there is Latin and the rest is vernacular; that there is a proper reading of Kant and everything else is vernacular; or you have cosmopolitan and perhaps afropolitan and everything else is the vernacular of it. But this is not in fact always the case. The most difficult thing for linguists to understand, and for people in the social sciences to understand, is that Kant, Hegel and other thinkers can avail themselves as resources that one uses to try to convey imaginaries that are not always available to others—or to Kant himself for that matter. And it is not analogical—it is not 'this is the African Machiavelli'. It is easy to talk about power using Machiavelli, but to smuggle into Machiavelli different kind of imaginaries is more difficult. Nonetheless, I use Machiavelli because there is no other language available to me to convey that to you, because you don't speak my father's language.
Moreover, there is a danger for instance when I speak with my students that they may hear Machiavelli even when I am not speaking of him, and I warn them to be very careful. Machiavelli is a way to bring in a different stream of understanding of Realpolitik, but it's not entirely Machiavelli. If you spoke my father's language, I would tell you in my father's language, but that is not available to me here, so Machiavelli is a vehicle to talk about something else. Sometimes people might say to me 'what you are saying sounds to me like Kant but it's not really Kant' then I remind them that before Kant there were actually a lot of people who talked about the sublime, the moral, the categorical imperative, etc. in different languages; and if you are patient with me then we will get to the point when Kant belongs to a genealogy of people who talked about certain problems differently, and in that context Kant is no longer a European: I place Kant in the context of people who talk about politics, morality, etc. differently and I want to offer you a bunch of resources and please, please don't package me, because you don't own the interpretation of Kant, because even in your own context in Europe today Kant is not your contemporary, so you are making a lot of translations and I am making a lot of translations to get to something else: it is not that I am not a bad reader.
At an ISA conference I once was attacked by a senior colleague in IR for being a bad reader of Hegel, and I had to explain to him that while my using Hegel might be an act of imposition, and a result of having been colonized and given Hegel, but at this particular moment he should consider my gesture as an act of generosity, in the sense that I was reading Hegel generously to find resources that would allow him to understand things that he had no idea exist out there, and Hegel is the only tool available to me at this moment. But because all of you believe in one theology or another, he insisted that if I spoke Hegelian then I was Hegelian, and I retorted that I was not, but that deploying Hegel was merely an instance of vehicular language, allowing me to explore certain predicates, certain precepts and assumptions, and that is all. In this way, I can use Kant, or Hegel, or Hobbes, or Locke, and my problem when I do this is not with those thinkers—I can ignore the limitations of their thinking which was conditioned by the realities of their time—my problem is with those people who think they own traditions originating from long dead European thinkers. Thus, my problem today is less with Kant than with Kantians.
Or take Hobbes: Hobbes talked about the body in the way that it was understood in his time, and about human faculties in the way that they were understood at that time. Anybody who quotes Hobbes today about the faculties of human nature, I have to ask: when was the last time you read biology? I am not saying that Hobbes wasn't a very smart man; he was an erudite, and I am not joking. It is not his problem that people are still trivializing human faculties and finding issue with his view of how the body works—of course he was wrong on permeability, on cohabitation, on what organs live in us, etc.—he was giving his account of politics through metaphors and analogies that he understood at that time. When I think about it this way, my problem is not that Hobbes didn't have a modern understanding of the body, the distribution of the faculties and the extent of human capacities. Nor is my problem that Hobbes is Western. My problem is not with Hobbes himself. My problem is with all these realists who based their understanding of sovereignty or borders strictly on Hobbes' illustrations but have not opened a current book on the body that speaks of the faculties. If they did, even their own analogies may begin to resonate differently. There is new research coming out all the time on how we can understand the body, and this should have repercussions on how we read Hobbes today.
The absence of contextualization and historicization has proved a great liability for IR. Historicity allows one to receive Hobbes and all those other writers without indulging in mindless simplicities. It helps get away from simplistic divisions of the world—for instance, the West here and Africa there—from the assumptions that when I speak about postcolonialism in Africa I must be anti-Western. I am in fact growing very tired of those kinds of categories. As a parenthesis, I must ask if some of those guys in IR who speak so univocally and unidirectionally to others are even capable of opening themselves up to hearing other voices. I must also reveal that Adlai Stevenson, not some postcolonialist, alerted me to the problem of univocality when he stated in 1954 during one UN forum that 'Everybody needed aid, the West surely needs a hearing aid'. Hearing is indeed the one faculty that the West is most in need of cultivating. The same, incidentally, could be said of China nowadays.
One of the things I would like to deny Western canonist is their inclination to think of the likes of Diderot as Westerners. In his Supplément au Voyage a Bougainville (1772), Diderot presents a dialogue between himself and Orou, a native Tahitian. Voltaire wrote dialogues, some real, some imaginary, about and with China. The authors' people were reflecting on the world. It is hubris and an act of usurpation in the West today to want to lay claim to everything that is perceived to be good for the West. By the same token that which is bad must come from somewhere else. This act of usurpation has led to the appropriation—or rather internal colonization—of Diderot and Voltaire and like-minded philosophers and publicists who very much engaged the world beyond their locales. I have quarrels with this act of colonization, of the incipit parochialization of authors who ought not to be. I have quarrels with Voltaire's characterization of non-Europeans at times; but I have a greater quarrel with how he has been colonized today as distinctly European. Voltaire rejected European orthodoxies of his day and opted explicitly to enter into dialogue with Chinese and Africans as he understood them. Diderot, too, was often in dialogue with Tahitians and other non-Europeans. In fact, the relationship between Diderot and the Tahitian was exactly the same as the relationship between Socrates and Plato, in that you have an older person talking and a younger person and less wise person listening. A lot of Western philosophy and political theory was actually generated—at least in the modern period—after contact with the non-West. So how that is Western I don't know. I encounter the same problem when I am in Africa where I am accused of being Western just because I make the same literary references. It is a paradox today that even literature is assigned an identity for the purpose of hegemony and/or exclusion. Francis Galton (http://en.wikipedia.org/wiki/Francis_Galton) travelled widely and wrote dialogues from this expedition in Africa, so how can we say to what extent the substance of such dialogues was Western or British?
So in sum you are not trying to counter Western thought, but do you feel that the African political experience and your own perspective can bring something new to IR studies?
I am going to try and express something very carefully here, because the theory of the state in Africa brought about untold horrors—in Sierra Leone, in Liberia, and so on—so I am not saying this lightly. But I have said to many people, Africans and non-Africans, that I am glad that the postcolonial African state failed, and I wish many more of them failed, and I'm sure a lot more will fail, because they correspond to nothing on the ground. The idea of constitutions and constitutionalism came with making arrangements with a lot of social elements that were generated by certain entities that aspired to go in certain directions. What happened in Africa is that somebody came and said: 'this worked there, it should work here'—and it doesn't. I'll give you three short stories to illustrate this.
One of the presidents of postcolonial Guinea, the one I despise the most, Lansana Conté (in office 1984-2008), also gave me one of my inspirational moments. Students rebelled against him and destroyed everything in town and so he went on national TV that day and said: 'You know I'm very disheartened. I am disheartened about children who have become Europeans.' Obviously the blame would be on Europe. He continued, 'They are rude, they don't respect people or property. I understand that they may have quarrels with me, but I also understand that we are Africans. And though we may no longer live in the village', and it is important for me that he said that, 'though we may no longer live in the village, when we move in the big city, the council of elders is what parliament does for us now. We don't have the council of elders, instead we have parliament. They, the students, can go to parliament and complain about their father. I am their father, my children are older than all of them. So in the village, they would have gone to the council of elders, and they could have done this and I would have given them my explanation'. And the next morning, the whole country turned against the students, because what he had succeeded in doing was to touch and move people. They went to the head of the student government, who said: 'The president was right. We had failed to understand that our ways cannot be European ways, and we can think about our modern institutions as iterations of what we had in the past, suited to our circumstances, and so we should not do politics in the same way. I agree with him, and in that spirit I want to say that among the Koranko ethnic group, fathers let their children eat meat first, because they have growing needs, and if the father doesn't take care of his children, then they take the children away from the father and give them to the uncle. Our problem at the university is that our stipends are not being paid, and father has all his mansions in France, in Spain, and elsewhere, so we want the uncle.' He was in effect asking for political transition: he was saying they were now going to the council of elders, the parliament, and demand the uncle, for father no longer merits being the father. He was able to articulate political transition and rotation in that language. It was a very clever move.
The second one was my mother who was completely unsympathetic to me when I came home one day and was upset that one of my friends who was a journalist had been arrested. She said, 'if you wish you can go back to your town but don't come here and bother me and be grumpy'. So I started an exchange with her and explained to her why it is important that we have journalists and why they should be free, until our discussion turned to the subject of speaking truth to power. At that moment she said, 'now you are talking sense' and she started to tell me how the griot functioned in West Africa for the past eight hundred years, and why truth to power is part of our institutional heritage. But that truth is not a personal truth, for there is an organic connection between reporter and the community, there is a group in which they collect information, communicate and criticize, and we began to talk about that. And since then I have stopped teaching Jefferson in my constitutional classes in Africa, as a way of talking about the free press, instead I talk about speaking truth to power. But it allows me not only to talk about the necessity of speaking truth to power, but also to criticize the organization of the media, which is so individualised, so oriented toward the people who give the money: think of the National Democratic Institute in Washington, the Friedrich-Ebert-Stiftung in Germany, they have no organic connection to the people. And my mother told me, 'as long as it's a battle between those who have the guns and those who have the pen, then nobody is speaking to my problems, then I have no dog in that fight'. And journalists really make a big mistake by not updating their trade and redressing it. Because speaking truth to power is not absent in our tradition, we have had it for eight hundred years, six centuries before Jefferson, but we don't think about it that way. I have to remind my friends in Guinea: 'you are vulnerable precisely because you have not understood what the profession of journalism might look like in this community, to make your message more relevant and effective'. You see the smart young guys tweeting away and how they have been replaced by the Muslim Brotherhood, because we have not made the message relevant to the community. We are communicating on media and in idioms that have no real bearing on people's lives, so we are easily dismissed. That is in fact the tragedy of what happened in Tunisia: the smart, young protesters have so easily been brushed aside for this reason.
The third story is about how we had a constitutional debate in Guinea before multipartism, and people were talking about the separation of powers. And I went to the university to talk to a group of people and I put it to them: why do you waste your time studying the American Constitution and the separation of powers in America? I grant you, it is a wonderful experiment and it has lasted two hundred years, but that would not lead you anywhere with these people. The theocratic Futa Jallon in Guinea (in the 18th and 19th centuries) had one of the most advanced systems of separation of powers: the king was in Labé, the constitution was in Dalaba, the people who interpreted the constitution were in yet another city, the army was based in Tougué. It was the most decentralised organization of government you can imagine, and all predicated on the idea that none of the nine diwés, or provinces, should actually have the monopoly of power. So those that kept the constitution were not allowed to interpret it, because the readers were somewhere else. But to make sure that what they were reading was the right document, they gave it to a different province. So the separation of powers is not new to us.
In sum, the West is a wonderful political experiment, and it has worked for them. We can actualize some of what they have instituted, but we have sources here that are more suited to the circumstances of the people in that region, without undermining the modern ideas of democratic self-governance, without undermining the idea of a republic. Without dispensing with all of those, we must not be tempted to imagine constitution in the same way, to imagine separation of powers in the same way, even to imagine and practice journalism in the same way, in this very different environment. It is going to fail. That is my third story.
Siba N. Grovogui has been teaching at Johns Hopkins University after holding the DuBois-Mandela postdoctoral fellowship of the University of Michigan-Ann Arbor in 1989-90 and teaching at Eastern Michigan University from 1993 to 1995. He is currently professor of international relations theory and law at The Johns Hopkins University. He is the author of Sovereigns, Quasi-Sovereigns, and Africans: Race and Self-determination in International Law (University of Minnesota Press, 1996) and Beyond Eurocentrism and Anarchy: Memories of International Institutions and Order (Palgrave, April 2006). He has recently completed a ten-year long study partly funded by the National Science Foundation of the rule of law in Chad as enacted under the Chad Oil and Pipeline Project.
Related links
Faculty Profile at Johns Hopkins University Read Grovogui's Postcolonial Criticism: International Reality and Modes of Inquiry (2002 book chapter) here (pdf) Read Grovogui's The Secret Lives of Sovereignty (2009 book chapter) here (pdf) Read Grovogui's Counterpoints and the Imaginaries Behind Them: Thinking Beyond North American and European Traditions (2009 contribution to International Political Sociology) here (pdf) Read Grovogui's Postcolonialism (2010 book chapter) here (pdf) Read Grovogui's Sovereignty in Africa: Quasi-statehood and Other Myths (2001 book chapter in a volume edited by Tim Shaw and Kevin Dunn) here (pdf)